-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UdU9S+vlxECsKLnHB3ToLmR2e3R+gJcXw1vZ3MU0KxWJZTmHW3OLLoTEhpQfh5Bt 0yQFsg8Z/G3TxAhgXnunfA== 0000950135-98-006368.txt : 19981228 0000950135-98-006368.hdr.sgml : 19981228 ACCESSION NUMBER: 0000950135-98-006368 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPDR TRUST SERIES 1 CENTRAL INDEX KEY: 0000884394 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: SEC FILE NUMBER: 033-46080 FILM NUMBER: 98773606 BUSINESS ADDRESS: STREET 1: 86 TRINITY PLACE STREET 2: C/O PDR SERVICES CORP/ AMEX INC CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2123061490 MAIL ADDRESS: STREET 1: 86 TRINITY PL STREET 2: PDR SERVICES CORP C/O AMEX INC CITY: NEW YORK STATE: NY ZIP: 10006 24F-2NT 1 SPDR TRUST, SERIES I 1 APPENDIX I U. S. SECURITIES AND EXCHANGE COMMISSION ------------------------ Washington, D.C. 20549 OMB APPROVAL ------------------------ OMB Number: 3235-0456 Expires: August 31, 2000 Estimated average burden hours per response.... 1 ------------------------ FORM 24F-2 ANNUAL NOTICE OF SECURITIES SOLD PURSUANT TO RULE 24F-2 Read instructions at end of Form before preparing Form. Please print or type. - -------------------------------------------------------------------------------- 1. Name and address of issuer: SPDR Trust, Series I c/o State Street Bank, Trustee 225 Franklin Street Boston, MA 02110 - -------------------------------------------------------------------------------- 2. The name of each series or class of securities for which this Form is filed (if the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): / / SPDR Trust, Series 1 - -------------------------------------------------------------------------------- 3. Investment Company Act File Number: 811-7330 Securities Act File Number: 33-46080 - -------------------------------------------------------------------------------- 4(a). Last day of fiscal year for which this notice is filed: September 30, 1998 - -------------------------------------------------------------------------------- 4(b)./ / Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the issuer's fiscal year). (See Instruction A.2) N/A NOTE: If the Form is being filed late, interest must be paid on the registration fee due. - -------------------------------------------------------------------------------- 4(c)./ / Check box if this is the last time the issuer will be filing this Form. N/A - -------------------------------------------------------------------------------- 2 - -------------------------------------------------------------------------------- 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $12,953,061,069 --------------- (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $9,102,040,779 -------------- (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to Commission: $ 0 -------------- (iv) Total available redemption credits [add Items5(ii) and 5(iii)]: $9,102,040,779 -------------- (v) Net sales -- if Items 5(i) is greater than 5(iv) [subtract Item 5(iv) from Item 5(i)]: $3,851,020,290 -------------- -------------------------------------------------------------- (vi) Redemption credits available for use in future years -- if Item 5(i) is less than Item 5(iv) [subtract Item] 5(iv) from Item 5(i)]: $ (0) -------------- -------------------------------------------------------------- (vii) Multiplier for determining registration fee (See x .000278 Instruction C.9): -------------- (viii) Registration fee due [multiply Item 5(v) by Item = .1,070,584 5(vii)] (enter "0" if no fee is due): -------------- - -------------------------------------------------------------------------------- 6. Prepaid Shares If the response to item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before [effective date of rescision of rule 24e-2], then report the amount of securities (number of shares or other units) deducted here: N/A. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: N/A. - -------------------------------------------------------------------------------- 7. Interest due -- if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): +$ 0 -------------- - -------------------------------------------------------------------------------- 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: =$ 1,070,584 -------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 9. Date the registration fee and any interest payment was sent to the Commission's lockbox depository: December 22, 1998 Method of Delivery: /X/ Wire Transfer / / Mail or other means - -------------------------------------------------------------------------------- 3 SIGNATURES This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title)* Donald A. Gignac -- Vice President ---------------------------------- Donald A. Gignac Date 12/22/98 -------- * Please print the name and title of the signing officer below the signature. - -------------------------------------------------------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----