0000892712-16-001677.txt : 20160516 0000892712-16-001677.hdr.sgml : 20160516 20160516100148 ACCESSION NUMBER: 0000892712-16-001677 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 161651226 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 03-31-2016 03-31-2016 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne (952) 841-0400 /s/ John P. Flakne Bloomington MN 05-16-2016 0 76 183334 false INFORMATION TABLE 2 aci_13f.xml 3M Company COM 88579Y101 1164 6986 SH OTR 6216 0 770 Aflac Incorporated COM 001055102 906 14354 SH OTR 12809 0 1545 Akorn, Inc. COM 009728106 2131 90585 SH OTR 78151 0 12434 American Express Company COM 025816109 708 11536 SH OTR 10151 0 1385 Apple Inc. COM 037833100 221 2030 SH OTR 2030 0 0 Array Biopharma Inc. COM 04269X105 1103 373857 SH OTR 321672 0 52185 AtriCure Inc. COM 04963C209 3239 192446 SH OTR 165796 0 26650 BioMarin Pharmaceutical Inc. COM 09061G101 987 11970 SH OTR 10431 0 1539 Callidus Software COM 13123E500 2083 124871 SH OTR 104966 0 19905 Cempra, Inc COM 15130J109 1794 102411 SH OTR 91045 0 11366 CommVault Systems Inc. COM 204166102 1751 40557 SH OTR 33937 0 6620 ConforMIS Inc. COM 20717E101 288 26832 SH OTR 26832 0 0 Cummins Inc. COM 231021106 858 7805 SH OTR 6905 0 900 Dominion Res Inc. VA COM 25746U109 820 10915 SH OTR 9975 0 940 Eagle Pharmaceuticals, Inc. COM 269796108 218 5388 SH OTR 5388 0 0 Eastman Chemical Co. COM 277432100 892 12356 SH OTR 10901 0 1455 Emcore Corp. COM NEW 290846203 3739 747700 SH DFND 747700 0 0 Emcore Corp. COM NEW 290846203 1 270 SH OTR 270 0 0 Entellus Medical, Inc COM 29363K105 226 12403 SH OTR 12403 0 0 Enzo Biochem, Inc COM 294100102 2219 487724 SH OTR 461082 0 26642 EOG Resources COM 26875P101 765 10545 SH OTR 9400 0 1145 Exxon Mobil Corporation COM 30231G102 735 8795 SH OTR 7794 0 1001 Finisar Corp. COM NEW 31787A507 3502 192000 SH DFND 192000 0 0 Finisar Corp. COM NEW 31787A507 7544 413571 SH OTR 389838 0 23733 Flamel Technologies SA Spons A SPONSORED ADR 338488109 111 10033 SH OTR 10033 0 0 General Electric Co. COM 369604103 258 8120 SH OTR 8120 0 0 Gigamon Inc. COM 37518B102 1194 38500 SH DFND 38500 0 0 Gigamon Inc. COM 37518B102 7055 227430 SH OTR 212075 0 15355 Gilead Sciences Inc. COM 375558103 289 3149 SH OTR 3149 0 0 Halliburton Company COM 406216101 727 20360 SH OTR 17770 0 2590 Healthways Inc. COM 422245100 157 15575 SH OTR 15575 0 0 Hormel Foods Corporation COM 440452100 1342 31040 SH OTR 27140 0 3900 Insulet Corp. COM 45784P101 1908 57547 SH OTR 49397 0 8150 Integrated Device Technology I COM 458118106 2434 119070 SH OTR 100470 0 18600 Intersect ENT Inc. COM 46071F103 1957 103000 SH DFND 103000 0 0 Intersect ENT Inc. COM 46071F103 7327 385643 SH OTR 360653 0 24990 IntraLinks Holdings Inc. COM 46118H104 362 46000 SH DFND 46000 0 0 IntraLinks Holdings Inc. COM 46118H104 4113 521940 SH OTR 474840 0 47100 Johnson & Johnson COM 478160104 934 8633 SH OTR 7658 0 975 K2M Grp Hldgs COM 48273J107 1898 127998 SH OTR 110135 0 17863 LDR Holding Corporation COM 50185U105 266 10422 SH OTR 10422 0 0 Lexicon Pharmaceuticals Inc. COM NEW 528872302 164 13700 SH OTR 13700 0 0 Ligand Pharmaceuticals Inc COM NEW 53220K504 3334 31134 SH OTR 27221 0 3913 Marriott Intl. Inc. CL A 571903202 1093 15357 SH OTR 13515 0 1842 MaxLinear, Inc. CL A 57776J100 1263 68289 SH OTR 57479 0 10810 NeoGenomics Inc COM NEW 64049M209 1948 289000 SH DFND 289000 0 0 NeoGenomics Inc COM NEW 64049M209 7681 1139548 SH OTR 1067487 0 72061 Nordstrom Inc. COM 655664100 744 13003 SH OTR 11443 0 1560 NxStage Medical, Inc COM 67072V103 2502 166932 SH OTR 144572 0 22360 Oclaro, Inc. COM NEW 67555N206 25647 4749500 SH DFND 4749500 0 0 Oclaro, Inc. COM NEW 67555N206 31757 5880867 SH OTR 5837087 0 43780 Omnicell Inc. COM 68213N109 3435 123247 SH OTR 108472 0 14775 PowerShares QQQ Trust UNIT SER 1 73935A104 322 2950 SH OTR 2950 0 0 The Procter & Gamble Company COM 742718109 894 10857 SH OTR 9577 0 1280 Qorvo Inc. COM 74736K101 1888 37449 SH OTR 31727 0 5722 QUALCOMM Inc. COM 747525103 710 13892 SH OTR 12242 0 1650 RTI Surgical Inc. COM 74975N105 728 182000 SH DFND 182000 0 0 RTI Surgical Inc. COM 74975N105 4771 1192716 SH OTR 1105796 0 86920 Ruckus Wireless Inc. COM 781220108 2164 220640 SH OTR 186455 0 34185 Skyworks Solutions COM 83088M102 2463 31623 SH OTR 26758 0 4865 Southwest Airlines Co. COLM 844741108 1292 28845 SH OTR 25615 0 3230 SPDR Trust Ser 1 TR UNIT 78462F103 935 4550 SH OTR 4550 0 0 SPS Commerce, Inc. COM 78463M107 1214 28277 SH OTR 23777 0 4500 Starbucks Corp. COM 855244109 210 3520 SH OTR 3520 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 516 2698290 SH DFND 2698290 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 685 3585201 SH OTR 3585201 0 0 T. Rowe Price COM 74144T108 823 11198 SH OTR 9928 0 1270 Teligent, Inc. COM 87960W104 2247 458600 SH DFND 458600 0 0 Teligent, Inc. COM 87960W104 6485 1323370 SH OTR 1263965 0 59405 V F Corporation COM 918204108 973 15027 SH OTR 13327 0 1700 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 320 4000 SH OTR 4000 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 377 3600 SH OTR 3600 0 0 Veracyte Inc. COM 92337F107 76 14115 SH OTR 14115 0 0 Verizon Communications, Inc. COM 92343V104 932 17241 SH OTR 15316 0 1925 Vonage Holdings Corp. COM 92886T201 1556 340425 SH OTR 289180 0 51245 Wells Fargo & Co. COM 949746101 959 19828 SH OTR 17778 0 2050