Chief Financial Officer and Chief Compliance Officer

0000892712-14-000793.txt : 20141104 0000892712-14-000793.hdr.sgml : 20141104 20141104124620 ACCESSION NUMBER: 0000892712-14-000793 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 EFFECTIVENESS DATE: 20141104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 141192225 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 09-30-2014 09-30-2014 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne Chief Financial Officer and Chief Compliance Officer 952-841-0400 /s/ John P. Flakne Bloomington MN 11-03-2014 0 87 202109 false INFORMATION TABLE 2 aci_13f.xml 3M Company COM 88579Y101 1071 7557 SH OTR 6737 0 820 Aemetis, Inc. COM NEW 00770K202 1260 145205 SH OTR 117460 0 27745 Aflac Incorporated COM 001055102 825 14171 SH OTR 12601 0 1570 Akorn, Inc. COM 009728106 5103 140693 SH OTR 119543 0 21150 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 197 65000 SH DFND 65000 0 0 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 3022 997521 SH OTR 874356 0 123165 Alkermes PLC SHS G01767105 204 4769 SH OTR 4769 0 0 Alphatec Holdings Inc. COM 02081G102 168 99055 SH OTR 99055 0 0 American Express Company COM 025816109 1009 11522 SH OTR 10132 0 1390 Angiodynamics, Inc. COM 03475V101 2185 159288 SH OTR 136636 0 22652 Array Biopharma Inc. COM 04269X105 2321 650000 SH DFND 650000 0 0 Array Biopharma Inc. COM 04269X105 4839 1355410 SH OTR 1262005 0 93405 AtriCure Inc. COM 04963C209 3057 207655 SH OTR 177160 0 30495 AutoZone Inc. COM 053332102 943 1850 SH OTR 1640 0 210 CommVault Systems Inc. COM 204166102 718 14245 SH OTR 11725 0 2520 Constant Contact, Inc. COM 210313102 1590 58603 SH OTR 50838 0 7765 Datalink Corp. COM 237934104 1489 140037 SH OTR 118179 0 21858 Deere & Co. COM 244199105 882 10763 SH OTR 9563 0 1200 Eastman Chemical Co. COM 277432100 881 10891 SH OTR 9546 0 1345 Emcore Corp. COM NEW 290846203 8852 1555750 SH DFND 1555750 0 0 Emcore Corp. COM NEW 290846203 8533 1499608 SH OTR 1499608 0 0 Enzo Biochem, Inc COM 294100102 541 105000 SH DFND 105000 0 0 Enzo Biochem, Inc COM 294100102 2856 554620 SH OTR 536020 0 18600 EOG Resources COM 26875P101 1091 11015 SH OTR 9830 0 1185 Extreme Networks, Inc. COM 30226D106 240 50000 SH DFND 50000 0 0 Extreme Networks, Inc. COM 30226D106 2767 577682 SH OTR 499997 0 77685 Exxon Mobil Corporation COM 30231G102 819 8707 SH OTR 7673 0 1034 Finisar Corp. COM NEW 31787A507 6818 410000 SH DFND 410000 0 0 Finisar Corp. COM NEW 31787A507 9997 601146 SH OTR 573951 0 27195 Flamel Technologies SA Spons A SPONSORED ADR 338488109 148 10319 SH OTR 10319 0 0 Fluidigm Corp. COM 34385P108 1299 53036 SH OTR 45431 0 7605 Gigamon Inc. COM 37518B102 837 79950 SH OTR 65825 0 14125 IGI Laboratories, Inc. COM 449575109 2190 235000 SH DFND 235000 0 0 IGI Laboratories, Inc. COM 449575109 5171 554860 SH OTR 532195 0 22665 Insulet Corp. COM 45784P101 184 5000 SH DFND 5000 0 0 Insulet Corp. COM 45784P101 1880 51030 SH OTR 44020 0 7010 Integrated Device Technology Inc. COM 458118106 3279 205575 SH OTR 174705 0 30870 Intel Corp. COM 458140100 220 6314 SH OTR 6314 0 0 IntraLinks Holdings Inc. COM 46118H104 97 12000 SH DFND 12000 0 0 IntraLinks Holdings Inc. COM 46118H104 1304 161015 SH OTR 132795 0 28220 Johnson & Johnson COM 478160104 994 9324 SH OTR 8314 0 1010 Kofax Ltd COM USD G5307C105 2511 324418 SH OTR 274222 0 50196 Lemaitre Vascular, Inc. COM 525558201 98 14223 SH OTR 14223 0 0 Ligand Pharmaceuticals Inc COM NEW 53220K504 863 18368 SH OTR 16003 0 2365 Marriott International. Inc. CL A 571903202 1248 17861 SH OTR 15938 0 1923 MaxLinear, Inc. CL A 57776J100 516 75004 SH OTR 61184 0 13820 Merus Labs International Inc. COM 59047R101 143 96160 SH OTR 96160 0 0 National Oilwell Varco Inc. COM 637071101 801 10530 SH OTR 9350 0 1180 NeoGenomics Inc COM NEW 64049M209 1146 220000 SH DFND 220000 0 0 NeoGenomics Inc COM NEW 64049M209 7248 1391132 SH OTR 1296697 0 94435 NxStage Medical, Inc COM 67072V103 220 16740 SH OTR 16740 0 0 Oclaro, Inc. COM NEW 67555N206 6374 4457000 SH DFND 4457000 0 0 Oclaro, Inc. COM NEW 67555N206 7811 5462560 SH OTR 5380240 0 82320 Omnicell Inc. COM 68213N109 273 10000 SH DFND 10000 0 0 Omnicell Inc. COM 68213N109 4153 151958 SH OTR 134878 0 17080 Pepsico Inc. COM 713448108 1042 11188 SH OTR 9928 0 1260 Pernix Therapeutics Holdings, Inc. COM 71426V108 952 124000 SH DFND 124000 0 0 Pernix Therapeutics Holdings, Inc. COM 71426V108 5151 670658 SH OTR 623918 0 46740 PMC-Sierra Inc. COM 69344F106 149 20000 SH OTR 20000 0 0 PowerShares QQQ Trust UNIT SER 1 73935A104 267 2700 SH OTR 2700 0 0 The Procter & Gamble Company COM 742718109 957 11429 SH OTR 10104 0 1325 QUALCOMM Inc. COM 747525103 855 11435 SH OTR 9980 0 1455 RTI Surgical Inc. COM 74975N105 1372 287000 SH DFND 287000 0 0 RTI Surgical Inc. COM 74975N105 7293 1525761 SH OTR 1390036 0 135725 Ruckus Wireless Inc. COM 781220108 334 25000 SH DFND 25000 0 0 Ruckus Wireless Inc. COM 781220108 2431 181948 SH OTR 157883 0 24065 Skyworks Solutions, Inc. COM 83088M102 3967 68334 SH OTR 59184 0 9150 Southern Company COM 842587107 898 20561 SH OTR 17991 0 2570 Southwest Airlines Co COM 844741108 1347 39896 SH OTR 35686 0 4210 SPDR Trust Ser 1 TR UNIT 78462F103 906 4600 SH OTR 4600 0 0 Streamline Health Solutions Inc. COM 86323X106 1485 320677 SH OTR 274073 0 46604 SunOpta, Inc. COM 8676EP108 362 30000 SH DFND 30000 0 0 SunOpta, Inc. COM 8676EP108 6847 567282 SH OTR 544307 0 22975 Superconductor Technologies, Inc. COM PAR $0.001 867931404 4486 1596290 SH DFND 1596290 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 2868 1020666 SH OTR 1020450 0 216 Supernus Pharmaceuticals, Inc. COM 868459108 1390 160000 SH DFND 160000 0 0 Supernus Pharmaceuticals, Inc. COM 868459108 4876 561065 SH OTR 530570 0 30495 Synergetics USA, Inc. COM 87160G107 44 12940 SH OTR 12940 0 0 T. Rowe Price COM 74144T108 826 10530 SH OTR 9215 0 1315 Triquint Semiconductor Inc. COM 89674K103 1663 87194 SH OTR 72250 0 14944 V F Corporation COM 918204108 1116 16895 SH OTR 15005 0 1890 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 280 3500 SH OTR 3500 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 395 3900 SH OTR 3900 0 0 Verizon Communications Inc. COM 92343V104 936 18721 SH OTR 16716 0 2005 Vitesse Semiconductor Corporation COM NEW 928497304 7038 1955000 SH DFND 1955000 0 0 Vitesse Semiconductor Corporation COM NEW 928497304 13187 3663041 SH OTR 3542811 0 120230 Wells Fargo & Co. COM 949746101 1103 21268 SH OTR 19048 0 2220