0000892712-13-000673.txt : 20131101 0000892712-13-000673.hdr.sgml : 20131101 20131101171336 ACCESSION NUMBER: 0000892712-13-000673 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131101 DATE AS OF CHANGE: 20131101 EFFECTIVENESS DATE: 20131101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 131186917 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 09-30-2013 09-30-2013 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne 952-841-0400 John P. Flakne Bloomington MN 10-31-2013 0 100 272111 false INFORMATION TABLE 2 kopp13f.xml 3M Company COM 88579Y101 974 8156 SH OTR 7276 0 880 Accelrys, Inc. COM 00430U103 2217 225326 SH OTR 225326 0 0 Achillion Pharmaceuticals Inc. COM 00448Q201 253 83632 SH OTR 83632 0 0 Aflac Incorporated COM 001055102 952 15356 SH OTR 13461 0 1895 Akorn, Inc. COM 009728106 492 25000 SH DFND 25000 0 0 Akorn, Inc. COM 009728106 9655 490623 SH OTR 457843 0 32780 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 2877 815000 SH DFND 815000 0 0 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 8434 2389109 SH OTR 2158384 0 230725 Align Technology Inc. COM 016255101 937 19472 SH OTR 19472 0 0 Alkermes PLC SHS G01767105 1231 36604 SH OTR 36604 0 0 Amarin Corp. PLC ADS SPONS ADR NEW 023111206 833 131757 SH OTR 116632 0 15125 American Express Company COM 025816109 967 12807 SH OTR 11127 0 1680 Angiodynamics, Inc. COM 03475V101 2346 177715 SH OTR 156367 0 21348 Aratana Therapeutics, Inc. COM 03874P101 575 35200 SH OTR 35200 0 0 Array Biopharma Inc. COM 04269X105 4541 730000 SH DFND 730000 0 0 Array Biopharma Inc. COM 04269X105 12929 2078537 SH OTR 1969962 0 108575 AtriCure Inc. COM 04963C209 5539 504491 SH OTR 489086 0 15405 AutoZone Inc. COM 053332102 824 1950 SH OTR 1695 0 255 BioMarin Pharmaceutical Inc. COM 09061G101 844 11691 SH OTR 11691 0 0 BlackRock Inc. COM 09247X101 1004 3710 SH OTR 3235 0 475 Cardiome Pharma Corp. COM NO PAR 14159U301 61 17280 SH OTR 17280 0 0 Celldex Therapeutics Inc. COM 15117B103 2578 72755 SH OTR 72755 0 0 Cepheid Inc. COM 15670R107 1246 31906 SH OTR 31906 0 0 Constant Contact, Inc. COM 210313102 2255 95218 SH OTR 83163 0 12055 Covidien PLC Ordinary Shares SHS G2554F113 631 10356 SH OTR 10356 0 0 Cummins Inc. COM 231021106 967 7280 SH OTR 6365 0 915 Cytokinetics Inc COM NEW 23282W605 713 94139 SH OTR 94139 0 0 Datalink Corp. COM 237934104 4302 318160 SH OTR 279677 0 38483 Eastman Chemical Co. COM 277432100 911 11695 SH OTR 10070 0 1625 Emcore Corp. COM NEW 290846203 5998 1338750 SH DFND 1338750 0 0 Emcore Corp. COM NEW 290846203 5902 1317355 SH OTR 1312219 0 5136 Endologix Inc. COM 29266S106 879 54490 SH OTR 54490 0 0 EOG Resources, Inc. COM 26875P101 1045 6175 SH OTR 5370 0 805 Extreme Networks, Inc. COM 30226D106 1393 266915 SH OTR 227475 0 39440 Exxon Mobil Corporation COM 30231G102 813 9446 SH OTR 8178 0 1268 Finisar Corp. COM NEW 31787A507 9278 410000 SH DFND 410000 0 0 Finisar Corp. COM NEW 31787A507 14508 641084 SH OTR 608733 0 32351 Fluidigm Corp. COM 34385P108 922 42036 SH OTR 42036 0 0 GenMark Diagnostics, Inc. COM 372309104 992 81708 SH OTR 81708 0 0 HealthStream, Inc. COM 42222N103 1640 43289 SH OTR 43289 0 0 HeartWare International Inc. COM 422368100 479 6540 SH OTR 6540 0 0 Integrated Device Technology I COM 458118106 2546 270312 SH OTR 229097 0 41215 International Business Machines Corp. COM 459200101 748 4039 SH OTR 3514 0 525 IntraLinks Holdings Inc. COM 46118H104 1824 207239 SH OTR 176429 0 30810 JDS Uniphase Corp. COM PAR $0.001 46612J507 956 65000 SH DFND 65000 0 0 JDS Uniphase Corp. COM PAR $0.001 46612J507 3444 234133 SH OTR 225333 0 8800 Johnson & Johnson COM 478160104 894 10308 SH OTR 9118 0 1190 Lannett Co. Inc COM 516012101 1940 88900 SH OTR 88900 0 0 Ligand Pharmaceuticals Inc COM NEW 53220K504 1867 43139 SH OTR 43139 0 0 Marriott International Inc. CL A 571903202 876 20834 SH OTR 18098 0 2736 Masimo Corporation COM 574795100 849 31870 SH OTR 31870 0 0 Mindspeed Technologies, Inc. COM NEW 602682205 1854 610000 SH DFND 610000 0 0 Mindspeed Technologies, Inc. COM NEW 602682205 4971 1635211 SH OTR 1537896 0 97315 National Oilwell Varco Inc. COM 637071101 859 11000 SH OTR 9625 0 1375 NeoGenomics Inc COM NEW 64049M209 2218 739495 SH OTR 739495 0 0 Novadaq Technologies Inc. COM 66987G102 1778 107247 SH OTR 107247 0 0 NPS Pharmaceuticals Inc. COM 62936P103 1556 48905 SH OTR 48905 0 0 Oclaro, Inc. COM NEW 67555N206 6207 3507000 SH DFND 3507000 0 0 Oclaro, Inc. COM NEW 67555N206 10096 5704012 SH OTR 5615347 0 88665 Omnicell Inc. COM 68213N109 1267 53500 SH DFND 53500 0 0 Omnicell Inc. COM 68213N109 10082 425777 SH OTR 401777 0 24000 Oplink Communications, Inc. COM NEW 68375Q403 188 10000 SH DFND 10000 0 0 Oplink Communications, Inc. COM NEW 68375Q403 1412 75050 SH OTR 73080 0 1970 Orexigen Therapeutics Inc. COM 686164104 708 115551 SH OTR 115551 0 0 Pepsico Inc. COM 713448108 804 10108 SH OTR 8848 0 1260 PMC-Sierra Inc. COM 69344F106 132 20000 SH OTR 20000 0 0 PowerShares QQQ Trust UNIT SER 1 73935A104 213 2700 SH OTR 2700 0 0 The Procter & Gamble Company COM 742718109 729 9648 SH OTR 8603 0 1045 Quidel Corp. COM 74838J101 4864 171256 SH OTR 160801 0 10455 Regeneron Pharmaceuticals, Inc. COM 75886F107 1555 4969 SH OTR 4246 0 723 Rochester Medical Corp. COM 771497104 1289 64558 SH OTR 64558 0 0 RTI Surgical Inc. COM 74975N105 1395 373068 SH DFND 373068 0 0 RTI Surgical Inc. COM 74975N105 11159 2983730 SH OTR 2808845 0 174885 Ruckus Wireless Inc. COM 781220108 1184 70355 SH OTR 59895 0 10460 Sagent Pharmaceuticals Inc. COM 786692103 815 39934 SH OTR 39934 0 0 Skyworks Solutions COM 83088M102 3278 131978 SH OTR 113023 0 18955 Southern Company COM 842587107 744 18057 SH OTR 15792 0 2265 Southwest Airlines Co COM 844741108 969 66536 SH OTR 57321 0 9215 SPDR Trust Ser 1 TR UNIT 78462F103 773 4600 SH OTR 4600 0 0 Spectranetics Corp. COM 84760C107 4973 296011 SH OTR 276221 0 19790 Staar Surgical Co. COM PAR $0.01 852312305 2964 218933 SH OTR 202308 0 16625 Streamline Health Solutions Inc. COM 86323X106 4980 655281 SH OTR 598877 0 56404 SunOpta, Inc. COM 8676EP108 9747 1002823 SH OTR 942348 0 60475 Superconductor Technologies, Inc. COM PAR $0.001 867931404 2608 1609956 SH DFND 1609956 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 761 469520 SH OTR 469304 0 216 Synergetics USA, Inc. COM 87160G107 7580 1666022 SH OTR 1530952 0 135070 TearLab Corp. COM 878193101 7998 723120 SH OTR 662155 0 60965 Tellabs Inc. COM 879664100 1687 742690 SH OTR 625010 0 117680 Thoratec Corp. COM NEW 885175307 1436 38519 SH OTR 35789 0 2730 Triquint Semiconductor Inc. COM 89674K103 1721 211961 SH OTR 181895 0 30066 V F Corporation COM 918204108 962 4835 SH OTR 4235 0 600 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 239 3000 SH OTR 3000 0 0 Vanguard Total Stock TOTAL STK MKT 922908769 342 3900 SH OTR 3900 0 0 Verizon Communications COM 92343V104 857 18361 SH OTR 16066 0 2295 Vertex Pharmaceuticals Inc COM 92532F100 711 9380 SH OTR 9380 0 0 Vitesse Semiconductor Corporation COM NEW 928497304 4679 1539000 SH DFND 1539000 0 0 Vitesse Semiconductor Corporation COM NEW 928497304 7415 2439148 SH OTR 2439148 0 0 Vivus Inc COM 928551100 678 72924 SH OTR 72924 0 0 Volcano Corporation COM 928645100 3822 159599 SH OTR 149186 0 10413 Wells Fargo & Co. COM 949746101 971 23503 SH OTR 20573 0 2930