The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Company | COM | 88579Y101 | 901 | 8,236 | SH | OTR | 7,356 | 0 | 880 | ||
| Accelrys, Inc. | COM | 00430U103 | 2,063 | 245,645 | SH | OTR | 245,645 | 0 | 0 | ||
| Achillion Pharmaceuticals Inc. | COM | 00448Q201 | 837 | 102,312 | SH | OTR | 102,312 | 0 | 0 | ||
| Aflac Incorporated | COM | 001055102 | 896 | 15,411 | SH | OTR | 13,511 | 0 | 1,900 | ||
| Akorn, Inc. | COM | 009728106 | 1,352 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| Akorn, Inc. | COM | 009728106 | 10,715 | 792,560 | SH | OTR | 750,210 | 0 | 42,350 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 1,820 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
| Alcatel Lucent Spons ADR | SPONSORED ADR | 013904305 | 5,766 | 3,168,369 | SH | OTR | 2,879,414 | 0 | 288,955 | ||
| Align Technology Inc. | COM | 016255101 | 818 | 22,076 | SH | OTR | 22,076 | 0 | 0 | ||
| Alkermes PLC | SHS | G01767105 | 1,206 | 42,034 | SH | OTR | 42,034 | 0 | 0 | ||
| Amarin Corp. PLC ADS | SPONS ADR NEW | 023111206 | 825 | 142,204 | SH | OTR | 126,984 | 0 | 15,220 | ||
| American Express Company | COM | 025816109 | 968 | 12,952 | SH | OTR | 11,267 | 0 | 1,685 | ||
| Angiodynamics, Inc. | COM | 03475V101 | 2,133 | 189,116 | SH | OTR | 167,728 | 0 | 21,388 | ||
| Aratana Therapeutics, Inc. | COM | 03874P101 | 403 | 53,295 | SH | OTR | 53,295 | 0 | 0 | ||
| Array Biopharma Inc. | COM | 04269X105 | 4,177 | 920,000 | SH | DFND | 920,000 | 0 | 0 | ||
| Array Biopharma Inc. | COM | 04269X105 | 12,109 | 2,667,128 | SH | OTR | 2,557,563 | 0 | 109,565 | ||
| AtriCure Inc. | COM | 04963C209 | 4,150 | 436,822 | SH | OTR | 421,417 | 0 | 15,405 | ||
| Autozone Inc. | COM | 053332102 | 837 | 1,975 | SH | OTR | 1,720 | 0 | 255 | ||
| BioMarin Pharmaceutical Inc. | COM | 09061G101 | 743 | 13,337 | SH | OTR | 13,337 | 0 | 0 | ||
| BlackRock Inc. | COM | 09247X101 | 981 | 3,820 | SH | OTR | 3,345 | 0 | 475 | ||
| Bristol Myers Squibb Co. | COM | 110122108 | 219 | 4,895 | SH | OTR | 4,895 | 0 | 0 | ||
| Cardiome Pharma Corp. | COM NO PAR | 14159U301 | 34 | 17,280 | SH | OTR | 17,280 | 0 | 0 | ||
| Celldex Therapeutics Inc. | COM | 15117B103 | 2,106 | 134,915 | SH | OTR | 134,915 | 0 | 0 | ||
| Cepheid Inc. | COM | 15670R107 | 1,355 | 39,368 | SH | OTR | 39,368 | 0 | 0 | ||
| Constant Contact, Inc. | COM | 210313102 | 1,832 | 114,021 | SH | OTR | 101,881 | 0 | 12,140 | ||
| Covidien PLC Ordinary Shares | SHS | G2554F113 | 747 | 11,884 | SH | OTR | 11,884 | 0 | 0 | ||
| Cummins Inc. | COM | 231021106 | 797 | 7,345 | SH | OTR | 6,425 | 0 | 920 | ||
| Cytokinetics Inc | COM | 23282W100 | 1,242 | 107,343 | SH | OTR | 107,343 | 0 | 0 | ||
| Datalink Corp. | COM | 237934104 | 106 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Datalink Corp. | COM | 237934104 | 4,232 | 397,727 | SH | OTR | 358,529 | 0 | 39,198 | ||
| Eastman Chemical Co. | COM | 277432100 | 838 | 11,965 | SH | OTR | 10,335 | 0 | 1,630 | ||
| Emcore Corp. | COM NEW | 290846203 | 4,820 | 1,338,750 | SH | DFND | 1,338,750 | 0 | 0 | ||
| Emcore Corp. | COM NEW | 290846203 | 4,605 | 1,279,046 | SH | OTR | 1,273,910 | 0 | 5,136 | ||
| Endologix Inc. | COM | 29266S106 | 827 | 62,255 | SH | OTR | 62,255 | 0 | 0 | ||
| EOG Resources, Inc. | COM | 26875P101 | 728 | 5,530 | SH | OTR | 4,725 | 0 | 805 | ||
| Exxon Mobil Corporation | COM | 30231G102 | 869 | 9,619 | SH | OTR | 8,351 | 0 | 1,268 | ||
| Finisar Corp. | COM NEW | 31787A507 | 7,045 | 415,625 | SH | DFND | 415,625 | 0 | 0 | ||
| Finisar Corp. | COM NEW | 31787A507 | 11,882 | 700,981 | SH | OTR | 668,510 | 0 | 32,471 | ||
| Fluidigm Corp. | COM | 34385P108 | 836 | 47,856 | SH | OTR | 47,856 | 0 | 0 | ||
| GenMark Diagnostics, Inc. | COM | 372309104 | 997 | 96,384 | SH | OTR | 96,384 | 0 | 0 | ||
| HealthStream, Inc. | COM | 42222N103 | 1,250 | 49,378 | SH | OTR | 49,378 | 0 | 0 | ||
| HeartWare International Inc. | COM | 422368100 | 701 | 7,370 | SH | OTR | 7,370 | 0 | 0 | ||
| Humana Inc. | COM | 444859102 | 265 | 3,145 | SH | OTR | 3,145 | 0 | 0 | ||
| Integrated Device Technology I | COM | 458118106 | 2,292 | 288,682 | SH | OTR | 247,392 | 0 | 41,290 | ||
| International Business Machines Corp. | COM | 459200101 | 775 | 4,054 | SH | OTR | 3,529 | 0 | 525 | ||
| IntraLinks Holdings Inc. | COM | 46118H104 | 1,686 | 232,199 | SH | OTR | 201,189 | 0 | 31,010 | ||
| JDS Uniphase Corp. | COM PAR $0.001 | 46612J507 | 1,583 | 110,000 | SH | DFND | 110,000 | 0 | 0 | ||
| JDS Uniphase Corp. | COM PAR $0.001 | 46612J507 | 4,325 | 300,525 | SH | OTR | 291,725 | 0 | 8,800 | ||
| Johnson & Johnson | COM | 478160104 | 1,079 | 12,563 | SH | OTR | 11,368 | 0 | 1,195 | ||
| Lannett Co. Inc | COM | 516012101 | 1,282 | 107,660 | SH | OTR | 107,660 | 0 | 0 | ||
| Life Technologies Corp. | COM | 53217V109 | 730 | 9,868 | SH | OTR | 9,868 | 0 | 0 | ||
| Ligand Pharmaceuticals Inc. | COM NEW | 53220K504 | 1,847 | 49,379 | SH | OTR | 49,379 | 0 | 0 | ||
| Marriott International Inc. | CL A | 571903202 | 849 | 21,019 | SH | OTR | 18,278 | 0 | 2,741 | ||
| Masimo Corporation | COM | 574795100 | 779 | 36,764 | SH | OTR | 36,764 | 0 | 0 | ||
| Mindspeed Technologies, Inc. | COM NEW | 602682205 | 2,203 | 680,000 | SH | DFND | 680,000 | 0 | 0 | ||
| Mindspeed Technologies, Inc. | COM NEW | 602682205 | 5,938 | 1,832,795 | SH | OTR | 1,734,885 | 0 | 97,910 | ||
| National Oilwell Varco Inc. | COM | 637071101 | 765 | 11,105 | SH | OTR | 9,730 | 0 | 1,375 | ||
| Neogen Corp. | COM | 640491106 | 1,073 | 19,310 | SH | OTR | 19,310 | 0 | 0 | ||
| NeoGenomics Inc | COM NEW | 64049M209 | 2,366 | 594,575 | SH | OTR | 594,575 | 0 | 0 | ||
| Novadaq Technologies Inc. | COM | 66987G102 | 1,826 | 135,682 | SH | OTR | 135,682 | 0 | 0 | ||
| NPS Pharmaceuticals Inc. | COM | 62936P103 | 847 | 56,045 | SH | OTR | 56,045 | 0 | 0 | ||
| Nuvasive Inc. | COM | 670704105 | 520 | 20,974 | SH | OTR | 17,664 | 0 | 3,310 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 3,371 | 2,857,000 | SH | DFND | 2,857,000 | 0 | 0 | ||
| Oclaro, Inc. | COM NEW | 67555N206 | 4,572 | 3,874,964 | SH | OTR | 3,831,724 | 0 | 43,240 | ||
| Omnicell Inc. | COM | 68213N109 | 7,405 | 360,337 | SH | OTR | 336,077 | 0 | 24,260 | ||
| Onyx Pharmaceuticals Inc. | COM | 683399109 | 778 | 8,965 | SH | OTR | 8,965 | 0 | 0 | ||
| Oplink Communications, Inc. | COM NEW | 68375Q403 | 782 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
| Oplink Communications, Inc. | COM NEW | 68375Q403 | 2,551 | 146,884 | SH | OTR | 144,914 | 0 | 1,970 | ||
| Orexigen Therapeutics Inc. | COM | 686164104 | 1,249 | 213,752 | SH | OTR | 213,752 | 0 | 0 | ||
| Pepsico Inc. | COM | 713448108 | 827 | 10,108 | SH | OTR | 8,848 | 0 | 1,260 | ||
| Pfizer Inc. | COM | 717081103 | 207 | 7,400 | SH | OTR | 7,400 | 0 | 0 | ||
| PMC-Sierra Inc. | COM | 69344F106 | 127 | 20,000 | SH | OTR | 20,000 | 0 | 0 | ||
| The Procter & Gamble Company | COM | 742718109 | 755 | 9,813 | SH | OTR | 8,768 | 0 | 1,045 | ||
| Quidel Corp. | COM | 74838J101 | 5,095 | 199,570 | SH | OTR | 189,090 | 0 | 10,480 | ||
| Regeneron Pharmaceuticals, Inc. | COM | 75886F107 | 1,341 | 5,963 | SH | OTR | 5,235 | 0 | 728 | ||
| Rochester Medical Corp. | COM | 771497104 | 1,227 | 83,268 | SH | OTR | 83,268 | 0 | 0 | ||
| RTI Biologics, Inc. | COM | 74975N105 | 2,008 | 534,000 | SH | DFND | 534,000 | 0 | 0 | ||
| RTI Biologics, Inc. | COM | 74975N105 | 13,299 | 3,536,919 | SH | OTR | 3,363,209 | 0 | 173,710 | ||
| Ruckus Wireless Inc. | COM | 781220108 | 1,007 | 78,597 | SH | OTR | 68,137 | 0 | 10,460 | ||
| Sagent Pharmaceuticals Inc. | COM | 786692103 | 960 | 45,763 | SH | OTR | 45,763 | 0 | 0 | ||
| Sangamo Biosciences, Inc. | COM | 800677106 | 664 | 85,000 | SH | DFND | 85,000 | 0 | 0 | ||
| Sangamo Biosciences, Inc. | COM | 800677106 | 1,841 | 235,700 | SH | OTR | 235,700 | 0 | 0 | ||
| Skyworks Solutions | COM | 83088M102 | 3,049 | 139,283 | SH | OTR | 122,023 | 0 | 17,260 | ||
| Southern Company | COM | 842587107 | 804 | 18,212 | SH | OTR | 15,947 | 0 | 2,265 | ||
| Southwest Airlines Co. | COM | 844741108 | 892 | 69,171 | SH | OTR | 59,936 | 0 | 9,235 | ||
| SPDR Trust Ser 1 | TR UNIT | 78462F103 | 786 | 4,900 | SH | OTR | 4,900 | 0 | 0 | ||
| Spectranetics Corp. | COM | 84760C107 | 6,330 | 338,851 | SH | OTR | 318,991 | 0 | 19,860 | ||
| Staar Surgical Co. | COM PAR $0.01 | 852312305 | 2,552 | 251,448 | SH | OTR | 234,498 | 0 | 16,950 | ||
| Streamline Health Solutions, Inc. | COM | 86323X106 | 5,124 | 779,976 | SH | OTR | 723,467 | 0 | 56,509 | ||
| SunOpta, Inc. | COM | 8676EP108 | 10,001 | 1,317,643 | SH | OTR | 1,241,708 | 0 | 75,935 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 1,569 | 498,227 | SH | DFND | 498,227 | 0 | 0 | ||
| Superconductor Technologies, Inc. | COM PAR $0.001 | 867931404 | 1,396 | 443,273 | SH | OTR | 443,057 | 0 | 216 | ||
| Synergetics USA, Inc. | COM | 87160G107 | 7,645 | 1,940,342 | SH | OTR | 1,805,087 | 0 | 135,255 | ||
| TearLab Corp. | COM | 878193101 | 10,979 | 1,033,840 | SH | OTR | 962,090 | 0 | 71,750 | ||
| Thoratec Corp. | COM NEW | 885175307 | 1,331 | 42,495 | SH | OTR | 39,740 | 0 | 2,755 | ||
| Triquint Semiconductor Inc. | COM | 89674K103 | 139 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| Triquint Semiconductor Inc. | COM | 89674K103 | 1,245 | 179,593 | SH | OTR | 157,912 | 0 | 21,681 | ||
| Uroplasty Inc. | COM NEW | 917277204 | 274 | 132,211 | SH | OTR | 132,211 | 0 | 0 | ||
| V F Corporation | COM | 918204108 | 941 | 4,875 | SH | OTR | 4,275 | 0 | 600 | ||
| Vanguard Total Stock | TOTAL STK MKT | 922908769 | 256 | 3,100 | SH | OTR | 3,100 | 0 | 0 | ||
| Verizon Communications, Inc. | COM | 92343V104 | 933 | 18,531 | SH | OTR | 16,231 | 0 | 2,300 | ||
| Vertex Pharmaceuticals Inc | COM | 92532F100 | 848 | 10,588 | SH | OTR | 10,588 | 0 | 0 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 3,866 | 1,470,000 | SH | DFND | 1,470,000 | 0 | 0 | ||
| Vitesse Semiconductor Corporation | COM NEW | 928497304 | 6,181 | 2,350,319 | SH | OTR | 2,350,319 | 0 | 0 | ||
| Vivus Inc | COM | 928551100 | 2,289 | 181,935 | SH | OTR | 166,720 | 0 | 15,215 | ||
| Volcano Corporation | COM | 928645100 | 395 | 21,766 | SH | OTR | 21,766 | 0 | 0 | ||
| Warner Chilcott ADR | SHS A | G94368100 | 257 | 12,905 | SH | OTR | 12,905 | 0 | 0 | ||
| Wells Fargo & Co. | COM | 949746101 | 980 | 23,748 | SH | OTR | 20,803 | 0 | 2,945 | ||