Chief Financial Officer and Chief Compliance Officer

0000892712-13-000519.txt : 20130805 0000892712-13-000519.hdr.sgml : 20130805 20130805150106 ACCESSION NUMBER: 0000892712-13-000519 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130805 DATE AS OF CHANGE: 20130805 EFFECTIVENESS DATE: 20130805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 131009951 BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BOULEVARD STREET 2: SUITE 1450 CITY: BLOOMINGTON STATE: MN ZIP: 55437 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000884306 XXXXXXXX 06-30-2013 06-30-2013 KOPP INVESTMENT ADVISORS LLC

8400 NORMANDALE LAKE BOULEVARD SUITE 1450 BLOOMINGTON MN 55437

13F HOLDINGS REPORT 028-03099 N John P. Flakne Chief Financial Officer and Chief Compliance Officer 952-841-0400 /s/ John P. Flakne Bloomington MN 08-05-2013 0 108 255926 false INFORMATION TABLE 2 kia_13f.xml 3M Company COM 88579Y101 901 8236 SH OTR 7356 0 880 Accelrys, Inc. COM 00430U103 2063 245645 SH OTR 245645 0 0 Achillion Pharmaceuticals Inc. COM 00448Q201 837 102312 SH OTR 102312 0 0 Aflac Incorporated COM 001055102 896 15411 SH OTR 13511 0 1900 Akorn, Inc. COM 009728106 1352 100000 SH DFND 100000 0 0 Akorn, Inc. COM 009728106 10715 792560 SH OTR 750210 0 42350 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 1820 1000000 SH DFND 1000000 0 0 Alcatel Lucent Spons ADR SPONSORED ADR 013904305 5766 3168369 SH OTR 2879414 0 288955 Align Technology Inc. COM 016255101 818 22076 SH OTR 22076 0 0 Alkermes PLC SHS G01767105 1206 42034 SH OTR 42034 0 0 Amarin Corp. PLC ADS SPONS ADR NEW 023111206 825 142204 SH OTR 126984 0 15220 American Express Company COM 025816109 968 12952 SH OTR 11267 0 1685 Angiodynamics, Inc. COM 03475V101 2133 189116 SH OTR 167728 0 21388 Aratana Therapeutics, Inc. COM 03874P101 403 53295 SH OTR 53295 0 0 Array Biopharma Inc. COM 04269X105 4177 920000 SH DFND 920000 0 0 Array Biopharma Inc. COM 04269X105 12109 2667128 SH OTR 2557563 0 109565 AtriCure Inc. COM 04963C209 4150 436822 SH OTR 421417 0 15405 Autozone Inc. COM 053332102 837 1975 SH OTR 1720 0 255 BioMarin Pharmaceutical Inc. COM 09061G101 743 13337 SH OTR 13337 0 0 BlackRock Inc. COM 09247X101 981 3820 SH OTR 3345 0 475 Bristol Myers Squibb Co. COM 110122108 219 4895 SH OTR 4895 0 0 Cardiome Pharma Corp. COM NO PAR 14159U301 34 17280 SH OTR 17280 0 0 Celldex Therapeutics Inc. COM 15117B103 2106 134915 SH OTR 134915 0 0 Cepheid Inc. COM 15670R107 1355 39368 SH OTR 39368 0 0 Constant Contact, Inc. COM 210313102 1832 114021 SH OTR 101881 0 12140 Covidien PLC Ordinary Shares SHS G2554F113 747 11884 SH OTR 11884 0 0 Cummins Inc. COM 231021106 797 7345 SH OTR 6425 0 920 Cytokinetics Inc COM 23282W100 1242 107343 SH OTR 107343 0 0 Datalink Corp. COM 237934104 106 10000 SH DFND 10000 0 0 Datalink Corp. COM 237934104 4232 397727 SH OTR 358529 0 39198 Eastman Chemical Co. COM 277432100 838 11965 SH OTR 10335 0 1630 Emcore Corp. COM NEW 290846203 4820 1338750 SH DFND 1338750 0 0 Emcore Corp. COM NEW 290846203 4605 1279046 SH OTR 1273910 0 5136 Endologix Inc. COM 29266S106 827 62255 SH OTR 62255 0 0 EOG Resources, Inc. COM 26875P101 728 5530 SH OTR 4725 0 805 Exxon Mobil Corporation COM 30231G102 869 9619 SH OTR 8351 0 1268 Finisar Corp. COM NEW 31787A507 7045 415625 SH DFND 415625 0 0 Finisar Corp. COM NEW 31787A507 11882 700981 SH OTR 668510 0 32471 Fluidigm Corp. COM 34385P108 836 47856 SH OTR 47856 0 0 GenMark Diagnostics, Inc. COM 372309104 997 96384 SH OTR 96384 0 0 HealthStream, Inc. COM 42222N103 1250 49378 SH OTR 49378 0 0 HeartWare International Inc. COM 422368100 701 7370 SH OTR 7370 0 0 Humana Inc. COM 444859102 265 3145 SH OTR 3145 0 0 Integrated Device Technology I COM 458118106 2292 288682 SH OTR 247392 0 41290 International Business Machines Corp. COM 459200101 775 4054 SH OTR 3529 0 525 IntraLinks Holdings Inc. COM 46118H104 1686 232199 SH OTR 201189 0 31010 JDS Uniphase Corp. COM PAR $0.001 46612J507 1583 110000 SH DFND 110000 0 0 JDS Uniphase Corp. COM PAR $0.001 46612J507 4325 300525 SH OTR 291725 0 8800 Johnson & Johnson COM 478160104 1079 12563 SH OTR 11368 0 1195 Lannett Co. Inc COM 516012101 1282 107660 SH OTR 107660 0 0 Life Technologies Corp. COM 53217V109 730 9868 SH OTR 9868 0 0 Ligand Pharmaceuticals Inc. COM NEW 53220K504 1847 49379 SH OTR 49379 0 0 Marriott International Inc. CL A 571903202 849 21019 SH OTR 18278 0 2741 Masimo Corporation COM 574795100 779 36764 SH OTR 36764 0 0 Mindspeed Technologies, Inc. COM NEW 602682205 2203 680000 SH DFND 680000 0 0 Mindspeed Technologies, Inc. COM NEW 602682205 5938 1832795 SH OTR 1734885 0 97910 National Oilwell Varco Inc. COM 637071101 765 11105 SH OTR 9730 0 1375 Neogen Corp. COM 640491106 1073 19310 SH OTR 19310 0 0 NeoGenomics Inc COM NEW 64049M209 2366 594575 SH OTR 594575 0 0 Novadaq Technologies Inc. COM 66987G102 1826 135682 SH OTR 135682 0 0 NPS Pharmaceuticals Inc. COM 62936P103 847 56045 SH OTR 56045 0 0 Nuvasive Inc. COM 670704105 520 20974 SH OTR 17664 0 3310 Oclaro, Inc. COM NEW 67555N206 3371 2857000 SH DFND 2857000 0 0 Oclaro, Inc. COM NEW 67555N206 4572 3874964 SH OTR 3831724 0 43240 Omnicell Inc. COM 68213N109 7405 360337 SH OTR 336077 0 24260 Onyx Pharmaceuticals Inc. COM 683399109 778 8965 SH OTR 8965 0 0 Oplink Communications, Inc. COM NEW 68375Q403 782 45000 SH DFND 45000 0 0 Oplink Communications, Inc. COM NEW 68375Q403 2551 146884 SH OTR 144914 0 1970 Orexigen Therapeutics Inc. COM 686164104 1249 213752 SH OTR 213752 0 0 Pepsico Inc. COM 713448108 827 10108 SH OTR 8848 0 1260 Pfizer Inc. COM 717081103 207 7400 SH OTR 7400 0 0 PMC-Sierra Inc. COM 69344F106 127 20000 SH OTR 20000 0 0 The Procter & Gamble Company COM 742718109 755 9813 SH OTR 8768 0 1045 Quidel Corp. COM 74838J101 5095 199570 SH OTR 189090 0 10480 Regeneron Pharmaceuticals, Inc. COM 75886F107 1341 5963 SH OTR 5235 0 728 Rochester Medical Corp. COM 771497104 1227 83268 SH OTR 83268 0 0 RTI Biologics, Inc. COM 74975N105 2008 534000 SH DFND 534000 0 0 RTI Biologics, Inc. COM 74975N105 13299 3536919 SH OTR 3363209 0 173710 Ruckus Wireless Inc. COM 781220108 1007 78597 SH OTR 68137 0 10460 Sagent Pharmaceuticals Inc. COM 786692103 960 45763 SH OTR 45763 0 0 Sangamo Biosciences, Inc. COM 800677106 664 85000 SH DFND 85000 0 0 Sangamo Biosciences, Inc. COM 800677106 1841 235700 SH OTR 235700 0 0 Skyworks Solutions COM 83088M102 3049 139283 SH OTR 122023 0 17260 Southern Company COM 842587107 804 18212 SH OTR 15947 0 2265 Southwest Airlines Co. COM 844741108 892 69171 SH OTR 59936 0 9235 SPDR Trust Ser 1 TR UNIT 78462F103 786 4900 SH OTR 4900 0 0 Spectranetics Corp. COM 84760C107 6330 338851 SH OTR 318991 0 19860 Staar Surgical Co. COM PAR $0.01 852312305 2552 251448 SH OTR 234498 0 16950 Streamline Health Solutions, Inc. COM 86323X106 5124 779976 SH OTR 723467 0 56509 SunOpta, Inc. COM 8676EP108 10001 1317643 SH OTR 1241708 0 75935 Superconductor Technologies, Inc. COM PAR $0.001 867931404 1569 498227 SH DFND 498227 0 0 Superconductor Technologies, Inc. COM PAR $0.001 867931404 1396 443273 SH OTR 443057 0 216 Synergetics USA, Inc. COM 87160G107 7645 1940342 SH OTR 1805087 0 135255 TearLab Corp. COM 878193101 10979 1033840 SH OTR 962090 0 71750 Thoratec Corp. COM NEW 885175307 1331 42495 SH OTR 39740 0 2755 Triquint Semiconductor Inc. COM 89674K103 139 20000 SH DFND 20000 0 0 Triquint Semiconductor Inc. COM 89674K103 1245 179593 SH OTR 157912 0 21681 Uroplasty Inc. COM NEW 917277204 274 132211 SH OTR 132211 0 0 V F Corporation COM 918204108 941 4875 SH OTR 4275 0 600 Vanguard Total Stock TOTAL STK MKT 922908769 256 3100 SH OTR 3100 0 0 Verizon Communications, Inc. COM 92343V104 933 18531 SH OTR 16231 0 2300 Vertex Pharmaceuticals Inc COM 92532F100 848 10588 SH OTR 10588 0 0 Vitesse Semiconductor Corporation COM NEW 928497304 3866 1470000 SH DFND 1470000 0 0 Vitesse Semiconductor Corporation COM NEW 928497304 6181 2350319 SH OTR 2350319 0 0 Vivus Inc COM 928551100 2289 181935 SH OTR 166720 0 15215 Volcano Corporation COM 928645100 395 21766 SH OTR 21766 0 0 Warner Chilcott ADR SHS A G94368100 257 12905 SH OTR 12905 0 0 Wells Fargo & Co. COM 949746101 980 23748 SH OTR 20803 0 2945