-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HjEDaKHl1898r1R4mtWE22LiDPFPaVaG4JM8jIoD3agfunmoBIv2zy+pbbqAjKLf F+SvdAZzrFmhP45yUjz8iA== 0000892712-10-000587.txt : 20100805 0000892712-10-000587.hdr.sgml : 20100805 20100805153425 ACCESSION NUMBER: 0000892712-10-000587 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100805 DATE AS OF CHANGE: 20100805 EFFECTIVENESS DATE: 20100805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 10994281 BUSINESS ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 13F-HR 1 kia13fc.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 2010 ----------------- Check here if Amendment [ ]; Amendment Number: ----------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Kopp Investment Advisors, LLC ---------------------------------------------------------- Address: 7701 France Avenue South, Suite 500 ---------------------------------------------------------- Edina, Minnesota 55435 ---------------------------------------------------------- Form 13F File No: 28-03099 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Name: John P. Flakne --------------------------------------------------------------- Title: Chief Financial Officer and Chief Compliance Officer --------------------------------------------------------------- Phone: (952) 841-0400 --------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ John P. Flakne Edina, Minnesota August 5, 2010 - ----------------------------------------------------------------------- (Signature) City/State (Date) Report Type (Check only one.): [X] 13F Holdings Report. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F Notice. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F Combination Report. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None 2 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: $271,008 (thousands) List of Other Included Managers: None 3 KOPP INVESTMENT ADVISORS, LLC FORM 13F INFORMATION TABLE JUNE 30, 2010
VOTING AUTHORITY TITLE VALUE SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (X$1000) SHARES PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 3M Company COM 88579Y101 997 12,619 SH N/A Other N/A 11,189 1,430 ADC Telecomm COM NEW 000886309 1,342 181,142 SH N/A Other N/A 181,142 Adept Tech Inc. COM NEW 006854202 2,967 588,600 SH N/A Defined N/A 588,600 Adept Tech Inc. COM NEW 006854202 2,111 418,905 SH N/A Other N/A 418,905 Aflac Incorporated COM 001055102 1,049 24,575 SH N/A Other N/A 21,715 2,860 Akorn, Inc. COM 009728106 5,765 1,940,940 SH N/A Other N/A 1,739,470 201,470 American Express COM 025816109 1,047 26,383 SH N/A Other N/A 23,048 3,335 American Superconductor Corp. COM 030111108 2,036 76,270 SH N/A Other N/A 68,295 7,975 Angiodynamics COM 03475V101 5,963 404,290 SH N/A Other N/A 361,607 42,683 Array Biopharma Inc. COM 04269X105 5,261 1,725,000 SH N/A Defined N/A 1,725,000 Array Biopharma Inc. COM 04269X105 9,006 2,952,749 SH N/A Other N/A 2,719,664 233,085 ATS Medical Inc. COM 002083103 238 60,000 SH N/A Other N/A 60,000 Aviat Networks, Inc. COM 05366Y102 75 20,550 SH N/A Other N/A 20,550 Biosante Pharmaceuticals Inc. COM NEW 09065V203 3,478 1,975,880 SH N/A Defined N/A 1,975,880 Biosante Pharmaceuticals Inc. COM NEW 09065V203 1,690 960,408 SH N/A Other N/A 960,408 BluePhoenix Solutions, Ltd. SHS M20157109 19 15,800 SH N/A Other N/A 15,800 Caliper Life Sciences COM 130872104 918 215,000 SH N/A Defined N/A 215,000 Caliper Life Sciences COM 130872104 7,839 1,835,765 SH N/A Other N/A 1,633,430 202,335 Cardiome Pharma Corp. COM NEW 14159U202 163 20,000 SH N/A Defined N/A 20,000 Cardiome Pharma Corp. COM NEW 14159U202 8,387 1,029,125 SH N/A Other N/A 935,435 93,690 CardioNet, Inc. COM 14159L103 105 19,225 SH N/A Other N/A 19,225 Cepheid Inc. COM 15670R107 416 25,952 SH N/A Other N/A 25,472 480 Clean Energy Fuels Corp. COM 184499101 2,307 154,440 SH N/A Other N/A 140,400 14,040 Compellent Technologies, Inc. COM 20452A108 2,562 211,417 SH N/A Other N/A 182,527 28,890 Comverge Inc. COM 205859101 3,586 400,247 SH N/A Other N/A 352,437 47,810 ConocoPhillips COM 20825C104 788 16,058 SH N/A Other N/A 14,078 1,980 Constant Contact, Inc. COM 210313102 2,097 98,298 SH N/A Other N/A 88,403 9,895 Cybersource Corp. COM 23251J106 646 25,317 SH N/A Other N/A 25,177 140 Deere & Co COM 244199105 944 16,955 SH N/A Other N/A 14,875 2,080 Dexcom Inc. COM 252131107 123 10,600 SH N/A Other N/A 10,600 Diodes Inc. COM 254543101 2,473 155,815 SH N/A Other N/A 139,365 16,450 Dow Chemical Co. COM 260543103 871 36,710 SH N/A Other N/A 32,060 4,650 DragonWave Inc. COM 26144M103 1,234 206,020 SH N/A Other N/A 181,460 24,560 Durect Corp. COM 266605104 49 20,000 SH N/A Defined N/A 20,000 Durect Corp. COM 266605104 550 226,138 SH N/A Other N/A 189,288 36,850 El Paso Corp. COM 28336L109 138 12,440 SH N/A Other N/A 11,990 450 Emcore Corp. COM 290846104 4,766 5,355,000 SH N/A Defined N/A 5,355,000 Emcore Corp. COM 290846104 1,708 1,918,900 SH N/A Other N/A 1,918,900 Epicor Software Corp. COM 29426L108 468 58,600 SH N/A Defined N/A 58,600 Epicor Software Corp. COM 29426L108 32 4,000 SH N/A Other N/A 4,000 Eurand N.V. SHS N31010106 208 21,480 SH N/A Other N/A 21,480 Exxon Mobil COM 30231G102 917 16,076 SH N/A Other N/A 14,193 1,883 Finisar Corp. COM NEW 31787A507 11,063 742,500 SH N/A Defined N/A 742,500 Finisar Corp. COM NEW 31787A507 12,447 835,383 SH N/A Other N/A 783,728 51,655 FMC Technologies, Inc. COM 30249U101 894 16,970 SH N/A Other N/A 14,900 2,070 Harmonic Inc. COM 413160102 1,523 280,000 SH N/A Defined N/A 280,000 Harmonic Inc. COM 413160102 98 18,000 SH N/A Other N/A 18,000 Harvard Bioscience COM 416906105 71 20,000 SH N/A Defined N/A 20,000 Harvard Bioscience COM 416906105 313 87,905 SH N/A Other N/A 87,905 Home Depot Inc. COM 437076102 856 30,485 SH N/A Other N/A 26,295 4,190 Icad Inc. COM 44934S107 3,972 2,079,473 SH N/A Other N/A 1,844,663 234,810 Iris Intl Inc COM 46270W105 7,000 690,336 SH N/A Other N/A 624,566 65,770 Johnson & Johnson COM 478160104 762 12,910 SH N/A Other N/A 11,590 1,320 Johnson Controls Inc. COM 478366107 1,048 38,991 SH N/A Other N/A 34,431 4,560 Kandi Technologies Corp. COM 483709101 70 22,500 SH N/A Other N/A 22,500 LTX-Credence Corp. COM 502403108 2,776 980,900 SH N/A Other N/A 890,775 90,125 Luminex Corp. COM 55027E102 294 18,095 SH N/A Other N/A 17,275 820 Marriott Intl. Inc. CL A 571903202 1,094 36,539 SH N/A Other N/A 31,995 4,545 Medtox Scientific Inc. COM NEW 584977201 7,381 600,062 SH N/A Other N/A 546,142 53,920 Mindspeed Tech COM NEW 602682205 4,576 611,000 SH N/A Defined N/A 611,000 Mindspeed Tech COM NEW 602682205 1,859 248,138 SH N/A Other N/A 247,133 1,005 MIPS Technologies, Inc. COM 604567107 763 149,370 SH N/A Other N/A 122,095 27,275 NetScout Systems Inc. COM 64115T104 4,266 299,977 SH N/A Other N/A 262,877 37,100 Network Equipment COM 641208103 9,457 2,709,800 SH N/A Defined N/A 2,709,800 Network Equipment COM 641208103 5,632 1,613,716 SH N/A Other N/A 1,497,721 115,995 Northern Trust COM 665859104 907 19,430 SH N/A Other N/A 17,560 1,870 Nuvasive Inc COM 670704105 3,824 107,826 SH N/A Other N/A 96,586 11,240 NVE Corp COM NEW 629445206 262 6,015 SH N/A Other N/A 6,015 Oclaro, Inc. COM NEW 67555N206 15,792 1,424,000 SH N/A Defined N/A 1,424,000 Oclaro, Inc. COM NEW 67555N206 8,820 795,329 SH N/A Other N/A 771,915 23,414 Oplink Communications COM NEW 68375Q403 1,679 117,145 SH N/A Defined N/A 117,145 Oplink Communications COM NEW 68375Q403 1,058 73,822 SH N/A Other N/A 73,822 Orthovita Inc. COM 68750U102 767 377,655 SH N/A Other N/A 329,705 47,950 Pepsico Inc. COM 713448108 856 14,050 SH N/A Other N/A 12,290 1,760 Pfizer Inc. COM 717081103 164 11,525 SH N/A Other N/A 11,525 PLX Technology COM 693417107 1,487 355,000 SH N/A Defined N/A 355,000 PLX Technology COM 693417107 4,337 1,034,983 SH N/A Other N/A 945,413 89,570 PMC-Sierra Inc. COM 69344F106 301 40,000 SH N/A Other N/A 40,000 Procter & Gamble COM 742718109 828 13,806 SH N/A Other N/A 12,206 1,600 Quidel Corp. COM 74838J101 3,837 302,349 SH N/A Other N/A 268,819 33,530 RAE Systems COM 75061P102 3,703 4,628,777 SH N/A Defined N/A 4,628,777 RAE Systems COM 75061P102 1,725 2,156,500 SH N/A Other N/A 2,156,500 Regeneron Pharma COM 75886F107 2,455 110,000 SH N/A Defined N/A 110,000 Regeneron Pharma COM 75886F107 5,747 257,493 SH N/A Other N/A 242,553 14,940 RF Monolithics Inc. COM 74955F106 12 10,000 SH N/A Other N/A 10,000 RTI Biologics, Inc. COM 74975N105 1,699 580,000 SH N/A Defined N/A 580,000 RTI Biologics, Inc. COM 74975N105 6,635 2,264,554 SH N/A Other N/A 2,053,864 210,690 Sandisk Corp COM 80004C101 1,388 33,000 SH N/A Other N/A 33,000 Sangamo Biosciences COM 800677106 2,852 768,790 SH N/A Defined N/A 768,790 Sangamo Biosciences COM 800677106 2,709 730,154 SH N/A Other N/A 695,024 35,130 Southern Company COM 842587107 1,035 31,100 SH N/A Other N/A 27,315 3,785 Southwest Airlines Co COM 844741108 911 82,010 SH N/A Other N/A 72,295 9,715 SPDR Trust Ser 1 UNIT SER 1 S&P 78462F103 624 6,050 SH N/A Other N/A 6,050 SunOpta, Inc. COM 8676EP108 8,657 1,976,398 SH N/A Other N/A 1,799,603 176,795 Superconductor Tech COM NEW 867931305 8,624 3,534,400 SH N/A Defined N/A 3,534,400 Superconductor Tech COM NEW 867931305 2,047 838,775 SH N/A Other N/A 836,175 2,600 Tellabs Inc. COM 879664100 125 19,610 SH N/A Other N/A 19,610 Texas Instruments Inc. COM 882508104 935 40,145 SH N/A Other N/A 35,190 4,955 Thoratec Corp. COM NEW 885175307 3,131 73,277 SH N/A Other N/A 65,947 7,330 Verizon Comm COM 92343V104 797 28,457 SH N/A Other N/A 25,287 3,170 Vivus Inc COM 928551100 2,360 245,850 SH N/A Other N/A 226,650 19,200 Wells Fargo & Co. COM 949746101 942 36,790 SH N/A Other N/A 33,360 3,430 Wireless Ronin Technologies Inc. COM 97652A203 1,422 1,165,743 SH N/A Other N/A 1,040,638 125,105 REPORT SUMMARY 103 271,008
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