-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bye0SwFvN/Vnt4liWxbrrO2n7mIKGO2NOWp3lqluPK6WTEIc3n3lse+hYHMubL8z Wf4cR5h0u0o/n3F/agQUlQ== 0000884306-08-000001.txt : 20080130 0000884306-08-000001.hdr.sgml : 20080130 20080130105616 ACCESSION NUMBER: 0000884306-08-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080130 DATE AS OF CHANGE: 20080130 EFFECTIVENESS DATE: 20080130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 08560081 BUSINESS ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 13F-HR 1 k13f-123107.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/07 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kopp Investment Advisors, LLC Address: 7701 France Ave. So., Suite 500 Edina, MN 55435 Form 13F File Number: 28-03099 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John P. Flakne Title: Chief Financial Officer Phone: (952) 841-0400 Signature, Place and Date of Signing: Edina, MN 01/30/08 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 144 Form 13F Information Table Value Total: $ 663,416 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- S&P DRT Unit Ser 1 78462F103 1252 8560 SH OTHER 8135 425 iShares Russell 2000 Growth 464287648 637 7635 SH OTHER 5985 1650 ADC Telecomm COM 000886309 9821 631556 SH DEFINED 631556 19827 1275040 SH OTHER 1243698 31343 Accuray Inc. COM 004397105 3728 244915 SH OTHER 210715 34200 Adept Tech Inc. COM 006854202 4966 624600 SH DEFINED 624600 5185 652190 SH OTHER 646990 5200 Angiodynamics COM 03475V101 4114 216062 SH OTHER 203216 12846 Array Biopharma Inc. COM 04269X105 2863 340000 SH DEFINED 340000 10807 1283530 SH OTHER 1149180 134350 Arthrocare Corp. COM 043136100 216 4500 SH OTHER 4500 Bookham Inc. COM 09856E105 476 200000 SH DEFINED 200000 2043 858260 SH OTHER 782560 75700 Caliper Life Sciences COM 130872104 2212 400000 SH DEFINED 400000 12316 2227109 SH OTHER 1973809 253300 Callidus Software COM 13123E500 4204 813225 SH OTHER 736525 76700 Cell Genesys Inc. COM 150921104 3947 1716000 SH DEFINED 1716000 4566 1985038 SH OTHER 1893988 91050 Cepheid Inc. COM 15670R107 3953 150000 SH DEFINED 150000 2964 112500 SH OTHER 111200 1300 Cognos Inc. (Canada) COM 19244C109 1106 19220 SH OTHER 16620 2600 Conexant Systems COM 207142100 226 272674 SH OTHER 272674 Cyberoptics Corp. COM 232517102 385 32150 SH OTHER 31150 1000 Cybersource Corp. COM 23251j106 3336 187753 SH OTHER 175856 11897 Dexcom Inc. COM 252131107 242 27450 SH OTHER 27450 Durect Corp. COM 266605104 2058 320000 SH DEFINED 320000 14824 2305385 SH OTHER 2019935 285450 E-Z-EM Inc. COM 269305405 3091 149115 SH OTHER 136815 12300 Emcore Corp. COM 290846104 26775 1750000 SH DEFINED 1750000 37786 2469665 SH OTHER 2299665 170000 Entertainment Distribution COM 29382J105 134 200000 SH DEFINED 200000 69 103000 SH OTHER 103000 Epicor Software Corp. COM 29426L108 20203 1715000 SH DEFINED 1715000 8100 687615 SH OTHER 652915 34700 Extreme Networks COM 30226D106 8735 2467450 SH OTHER 2160850 306600 Finisar Corp. COM 31787A101 3226 2225000 SH DEFINED 2225000 7350 5068693 SH OTHER 4629693 439000 Harmonic Inc. COM 413160102 6374 608180 SH OTHER 523630 84550 Harris Stratex Networks COM 41457P106 5365 321250 SH DEFINED 321250 12752 763602 SH OTHER 694227 69375 Harvard Bioscience COM 416906105 2290 500000 SH DEFINED 500000 2640 576330 SH OTHER 509130 67200 Indevus Pharmaceuticals COM 454072109 3794 545960 SH OTHER 464660 81300 Informatica Corp. COM 45666Q102 7805 433135 SH OTHER 379335 53800 Iris Intl Inc COM 46270W105 1962 100000 SH DEFINED 100000 19648 1001420 SH OTHER 896895 104525 Isis Pharmaceuticals COM 464330109 3632 230600 SH OTHER 208900 21700 Medarex Inc. COM 583916101 10107 970000 SH DEFINED 970000 16892 1621095 SH OTHER 1489345 131750 Micro Component Tech COM 59479Q100 266 1665000 SH DEFINED 1665000 27 169612 SH OTHER 169612 Mindspeed Tech COM 602682106 1429 1171666 SH DEFINED 1171666 2553 2092951 SH OTHER 1924536 168415 Monogram Biosciences COM 60975U108 9497 6688350 SH OTHER 6016450 671900 Neose Tech Inc. COM 640522108 1899 1775000 SH DEFINED 1775000 2647 2473579 SH OTHER 2399079 74500 Network Equipment COM 641208103 10096 1199000 SH DEFINED 1199000 3741 444250 SH OTHER 443250 1000 Northstar Neuroscience COM 66704V101 465 50000 SH DEFINED 50000 3400 365600 SH OTHER 327550 38050 Nuvasive Inc COM 670704105 790 20000 SH DEFINED 20000 20871 528102 SH OTHER 471172 56930 Oplink Communications COM 68375Q403 4605 300000 SH DEFINED 300000 3954 257572 SH OTHER 251502 6070 PLX Technology COM 693417107 4287 461000 SH DEFINED 461000 12074 1298270 SH OTHER 1159170 139100 PMC-Sierra Inc. COM 69344F106 850 130000 SH DEFINED 130000 262 40000 SH OTHER 40000 Phase Forward Inc. COM 71721R406 20357 935963 SH OTHER 833638 102325 Phoenix Technologies COM 719153108 3339 259225 SH OTHER 237425 21800 Possis Corp. COM 737407106 1247 85556 SH OTHER 82556 3000 Power Integrations COM 739276103 241 7000 SH OTHER 7000 RAE Systems COM 75061P102 5593 2071586 SH DEFINED 2071586 15058 5577160 SH OTHER 5165060 412100 RF Micro Devices COM 749941100 1980 346731 SH OTHER 298102 48629 RF Monolithics Inc. COM 74955F106 159 25000 SH OTHER 25000 Regeneration Tech COM 75886n100 1736 200000 SH DEFINED 200000 15358 1769390 SH OTHER 1596950 172440 Regeneron Pharma COM 75886F107 966 40000 SH DEFINED 40000 18235 755060 SH OTHER 683735 71325 RightNow Tech COM 76657R106 171 10800 SH OTHER 10800 Sangamo Biosciences COM 800677106 15847 1217000 SH DEFINED 1217000 24028 1845313 SH OTHER 1714788 130525 SonoSite Inc. COM 83568G104 5139 152635 SH OTHER 132310 20325 Sunrise Telecom COM 86769Y105 441 215000 SH DEFINED 215000 319 155700 SH OTHER 134000 21700 Superconductor Tech COM 867931305 4593 827500 SH DEFINED 827500 1327 239100 SH OTHER 238100 1000 Symmetricom Inc. COM 871543104 6327 1343395 SH OTHER 1175995 167400 Synovis Life Tech COM 87162G105 672 34380 SH OTHER 34380 Tekelec COM 879101103 138 11000 SH OTHER 11000 Tellabs Inc. COM 879664100 185 28301 SH OTHER 28301 Thoratec Corp. COM 885175307 7086 389580 SH OTHER 347630 41950 Transgenomic Inc. COM 89365K206 2461 4558000 SH DEFINED 4558000 2389 4423565 SH OTHER 4197165 226400 Verisign Inc. COM 92343E102 12049 320362 SH OTHER 269007 51355 Vital Images COM 92846N104 7225 399859 SH OTHER 364709 35150 Vitesse Semiconductor COM 928497106 5443 6256000 SH DEFINED 6256000 4699 5401340 SH OTHER 5292840 108500 WJ Communications COM 929284107 2477 3346900 SH DEFINED 3346900 4266 5765220 SH OTHER 5346170 419050 Zymogenetics Inc. COM 98985T109 1814 155400 SH OTHER 140450 14950 3M Company 88579Y101 2453 29092 SH OTHER 25312 3780 Aflac Incorporated 001055102 435 6940 SH OTHER 6940 Allstate Corp. 020002101 2201 42140 SH OTHER 36455 5685 American Express 025816109 2054 39480 SH OTHER 34760 4720 Amgen Inc. (Calif) 031162100 328 7055 SH OTHER 7055 Bankamerica Corp 060505104 2033 49280 SH OTHER 43690 5590 Baxter International 071813109 411 7075 SH OTHER 7075 Cardinal Health 14149Y108 295 5105 SH OTHER 5105 Caterpillar Inc. 149123101 2375 32731 SH OTHER 28411 4320 Computer Sciences 205363104 326 6580 SH OTHER 6580 ConocoPhillips 20825C104 390 4415 SH OTHER 4310 105 Constellation Energy 210371100 440 4290 SH OTHER 4290 Dow Chemical Co. 260543103 2261 57345 SH OTHER 50595 6750 Entergy Corp New 29364G103 2676 22389 SH OTHER 19499 2890 Exxon Mobil 30231G102 2917 31132 SH OTHER 27307 3825 FedEx Corp. 31428X106 2114 23711 SH OTHER 20571 3140 Fifth Third Bancorp 316773100 294 11715 SH OTHER 11715 Halliburton Company 406216101 2492 65733 SH OTHER 57538 8195 Hershey Foods Corp. 427866108 326 8274 SH OTHER 8274 Home Depot Inc. 437076102 1733 64310 SH OTHER 57145 7165 Intel Corp. 458140100 801 30053 SH OTHER 29651 402 Intl. Business Machines 459200101 397 3669 SH OTHER 3669 Johnson & Johnson 478160104 2653 39770 SH OTHER 34625 5145 Johnson Controls Inc. 478366107 2539 70440 SH OTHER 61874 8566 Marriott Intl. Inc. 571903202 2036 59574 SH OTHER 52269 7305 Medtronic Inc. 585055106 272 5411 SH OTHER 5411 Merrill Lynch & Co. 590188108 1687 31424 SH OTHER 28144 3280 Microsoft Corp. 594918104 625 17551 SH OTHER 17150 401 Motorola Inc. 620076109 2281 142188 SH OTHER 124263 17925 Nucor Corp 670346105 2320 39169 SH OTHER 34274 4895 Pepsico Inc. 713448108 2729 35959 SH OTHER 31220 4739 Pitney Bowes Inc. 724479100 328 8610 SH OTHER 8610 Procter & Gamble 742718109 2874 39150 SH OTHER 34140 5010 Simon Property Group 828806109 438 5045 SH OTHER 5045 Texas Instruments Inc. 882508104 366 10965 SH OTHER 10965 United Tech Corp. 913017109 406 5310 SH OTHER 5310 Verizon Comm. 92343V104 2600 59520 SH OTHER 51905 7615 Wal-Mart Stores Inc. 931142103 356 7485 SH OTHER 7315 170 Walt Disney 254687106 361 11180 SH OTHER 11180 Weyerhaeuser Co. 962166104 372 5050 SH OTHER 4940 110 Whirlpool Corp 963320106 323 3960 SH OTHER 3960 Neose Tech 5 yr wts exer at $1 19 330667 SH OTHER 330667
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