13F-HR 1 form13f0301.txt FIRST QUARTER 2001 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: NAME: Perkins Capital Management, Inc. ADDRESS: 730 East Lake Street Wayzata, MN 55391 SEC File Number: 801-22888 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: NAME: Richard C. Perkins TITLE: Vice President/Portfolio Manager PHONE: (952) 473-8367 SIGNATURE, PLACE, AND DATE OF SIGNING: /s/ Richard C. Perkins Wayzata, Minnesota April 27, 2001 Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D A D C TELECOMMUNICATIONS COM 000886101 1189 139850 SH SOLE 6850 133000 D ACT TELECONFERENCING INC COM 000955104 1903 281950 SH SOLE 6000 275950 D AOL TIME WARNER INC COM 00184A105 276 6862 SH SOLE 412 6450 D ATS MED INC COM 002083103 3648 379000 SH SOLE 76100 302900 D AVX CORP NEW COM 002444107 395 22900 SH SOLE 2750 20150 D ABBOTT LABS COM 002824100 786 16650 SH SOLE 475 16175 D ADVANCED DIGITAL INFORMATION COM 007525108 1989 114875 SH SOLE 7075 107800 D AFFYMETRIX INC COM 00826T108 1708 61425 SH SOLE 5625 55800 D AMERICAN CLASSIC VOYAGES CO COM 024928103 1219 97550 SH SOLE 54000 43550 D AMERICAN EXPRESS CO COM 025816109 974 23575 SH SOLE 2050 21525 D AMERICAN HOME PRODS CORP COM 026609107 301 5124 SH SOLE 5124 D AMERICAN SHARED HOSPITAL SVCS COM 029595105 25 10000 SH SOLE 10000 D AMGEN INC COM 031162100 457 7600 SH SOLE 125 7475 D APOGEE ENTERPRISES INC COM 037598109 535 75100 SH SOLE 74500 600 D APPLIED DIGITAL SOLUTIONS COM 038188108 560 344625 SH SOLE 300000 44625 D ARCHER DANIELS MIDLAND CO COM 039483102 318 24176 SH SOLE 4225 19951 D ASTEC INDS INC COM 046224101 1637 125350 SH SOLE 7000 118350 D ASYST TECHNOLOGY CORP COM 04648X107 731 56250 SH SOLE 50000 6250 D ATRIX LABS INC COM 04962L101 138 10000 SH SOLE 10000 D AUGUST TECHNOLOGY CORP COM 05106U105 3089 289906 SH SOLE 75000 214906 D AXYS PHARMACEUTICALS INC COM 054635107 192 68400 SH SOLE 1600 66800 D BANK ONE CORP COM 06423A103 298 8245 SH SOLE 8245 D BAXTER INTL INC COM 071813109 226 2400 SH SOLE 2400 D BELL MICROPRODUCTS INC COM 078137106 1100 97225 SH SOLE 5600 91625 D BELLSOUTH CORP COM 079860102 214 5218 SH SOLE 5218 D BIG BUCK BREWERY & STEAKHOUSE COM 089072102 380 380000 SH SOLE 337500 42500 D BIO VASCULAR INC COM 090923103 1943 393450 SH SOLE 60000 333450 D BIOMIRA INC COM 09161R106 1211 195750 SH SOLE 15400 180350 D BLOCK H & R INC COM 093671105 477 9525 SH SOLE 1625 7900 D BLUE WAVE SYS INC COM 096081104 1407 234450 SH SOLE 1900 232550 D BRANDYWINE RLTY TR SH BEN INT NEW 105368203 624 31350 SH SOLE 1150 30200 D BRISTOL MYERS SQUIBB CO COM 110122108 765 12875 SH SOLE 750 12125 D BUCA INC COM 117769109 745 40000 SH SOLE 40000 D CBL & ASSOC PPTYS INC COM 124830100 1612 60600 SH SOLE 4675 55925 D CNS INC COM 126136100 1555 303498 SH SOLE 303498 D CAPITAL AUTOMOTIVE REIT COM SH BEN INT 139733109 268 16750 SH SOLE 4000 12750 D CHECK TECHNOLOGY CORP COM 162780100 865 300750 SH SOLE 119500 181250 D CHIRON CORP COM 170040109 2351 53575 SH SOLE 3925 49650 D CHOICETEL COMMUNICATION INC COM 17039H101 217 173846 SH SOLE 142476 31370 D CIPRICO INC COM 172529109 4586 539500 SH SOLE 268500 271000 D COINSTAR INC COM 19259P300 670 40000 SH SOLE 40000 D COMMUNICATIONS SYS INC COM 203900105 585 68800 SH SOLE 750 68050 D CONAGRA FOODS INC COM 205887102 207 11351 SH SOLE 2500 8851 D CONCEPTUS INC COM 206016107 6534 728500 SH SOLE 58000 670500 D CONOCO INC CL B 208251405 245 9000 SH SOLE 2000 7000 D CONSTELLATION BRANDS INC CL A 21036P108 413 5750 SH SOLE 1000 4750 D CORVEL CORP COM 221006109 1410 39850 SH SOLE 4000 35850 D COST-U-LESS COM 221492101 44 25000 SH SOLE 25000 D CYLINK CORP COM 232565101 31 15500 SH SOLE 15500 D DATAKEY INC COM 237909106 3316 1473269 SH SOLE 352919 1120350 D DELUXE CORP COM 248019101 1180 49850 SH SOLE 6000 43850 D DIAMETRICS MED INC COM 252532106 298 72200 SH SOLE 72200 D DIGI INTL INC COM 253798102 1927 333300 SH SOLE 10550 322750 D DONALDSON INC COM 257651109 661 24750 SH SOLE 2500 22250 D E MERGENT INC COM 26874A105 141 75000 SH SOLE 75000 D EPIQ SYS INC COM 26882D109 4357 215150 SH SOLE 1125 214025 D EARTHLINK INC COM 270321102 2056 169550 SH SOLE 4500 165050 D EBIX COM INC COM 278715107 111 177400 SH SOLE 150000 27400 D ECLIPSE SURIGICAL TECHNOLOGIES COM 278849104 1922 1757100 SH SOLE 130500 1626600 D ECOLAB INC COM 278865100 227 5350 SH SOLE 5350 D ELOQUENT INC COM 290140102 697 1061500 SH SOLE 1061500 D ENRON CORP COM 293561106 232 4000 SH SOLE 4000 D EXXON MOBIL CORP COM 30231G102 227 2800 SH SOLE 2800 D FAMOUS DAVES AMER INC COM 307068106 1062 265400 SH SOLE 265400 D FIRST TENN NATL CORP COM 337162101 1595 51625 SH SOLE 2500 49125 D FOURTH SHIFT CORP COM 351128103 931 259013 SH SOLE 103000 156013 D G & K SVCS INC CL A 361268105 1125 56425 SH SOLE 25000 31425 D GATEWAY INC COM 367626108 1237 73600 SH SOLE 6475 67125 D GENERAL ELEC CO COM 369604103 879 21000 SH SOLE 21000 D GENERAL MLS INC COM 370334104 372 8650 SH SOLE 8650 D GENOMIC SOLUTIONS INC COM CALL 37243R109 75 25000 SH SOLE 25000 D GLIMCHER RLTY TR SH BEN INT 379302102 1397 92425 SH SOLE 6950 85475 D GLOBECOMM SYSTEMS INC COM 37956X103 888 83550 SH SOLE 83550 D GUITAR CTR MGMT INC COM 402040109 731 41500 SH SOLE 41500 D HEALTHCARE RLTY TR COM 421946104 837 34725 SH SOLE 1450 33275 D HEALTH CARE REIT INC COM 42217K106 2302 110680 SH SOLE 7800 102880 D HECTOR COMMUNICATIONS CORP COM 422730101 1558 156575 SH SOLE 9250 147325 D HERSHEY FOODS CORP COM 427866108 523 7550 SH SOLE 7550 D HIGHWOODS PPTYS INC COM 431284108 1399 56750 SH SOLE 4850 51900 D HORIZON PHARMACIES INC COM 439902107 29 30000 SH SOLE 30000 D HOT TOPIC INC COM 441339108 1764 63000 SH SOLE 60000 3000 D HOUSEHOLD INTL INC COM 441815107 441 7450 SH SOLE 875 6575 D HYPERTENSION DIAGNOSTICS INC COM 44914V104 204 51400 SH SOLE 4500 46900 D IMANAGE INC COM 45245Y105 89 45000 SH SOLE 45000 D IMPLANT SCIENCES CORP COM 45320R108 167 20000 SH SOLE 20000 D INNOVATIVE GAMING CORP AMER COM 45764F107 741 878400 SH SOLE 600000 278400 D INSIGNIA SYS INC COM 45765Y105 19950 2128050 SH SOLE 1076000 1052050 D INTELEFILM CORP COM 458147105 689 816481 SH SOLE 124651 691830 D INTELLI-CHECK INC COM 45817G102 491 86750 SH SOLE 52500 34250 D INTRANET SOLUTIONS INC COM NEW 460939309 994 41500 SH SOLE 41000 500 D JOHNSON & JOHNSON COM 478160104 1248 14265 SH SOLE 1025 13240 D KEYCORP NEW COM 493267108 633 24550 SH SOLE 500 24050 D KOALA CORP COM 499866101 743 233200 SH SOLE 233200 D LECTEC CORP COM 523251106 427 243829 SH SOLE 117500 126329 D LIFECORE BIOMEDICAL INC COM 532187101 1244 311050 SH SOLE 58000 253050 D LILLY ELI & CO COM 532457108 742 9684 SH SOLE 9684 D LUCENT TECHNOLOGIES INC COM 549463107 202 20234 SH SOLE 125 20109 D MBNA CORP COM 55262L100 2903 87716 SH SOLE 6850 80866 D MBC HLDG CO COM 55264X102 669 297500 SH SOLE 265000 32500 D MGI PHARMA INC COM 552880106 920 84125 SH SOLE 5350 78775 D MEDICALOGIC/MEDSCAPE INC COM 584642102 77 50000 SH SOLE 50000 D MEDTOX SCIENTIFIC INC COM NEW 584977201 2234 279300 SH SOLE 66000 213300 D MEDTRONIC INC COM 585055106 3393 74175 SH SOLE 5650 68525 D MEDWAVE INC COM 585081102 233 54000 SH SOLE 25000 29000 D MERCK & CO INC COM 589331107 1004 13230 SH SOLE 13230 D MICRO COMPONENT TECHNOLOGY INC COM 59479Q100 2669 970559 SH SOLE 287750 682809 D NABI INC COM 628716102 155 25000 SH SOLE 25000 D NATIONAL CITY CORP COM 635405103 1839 68750 SH SOLE 7350 61400 D NEOGEN CORP COM 640491106 279 23600 SH SOLE 700 22900 D NEXTEL COMMUNICATIONS INC COM 65332V103 743 51675 SH SOLE 5000 46675 D NORSTAN INC COM 656535101 1938 2067730 SH SOLE 418000 1649730 D NORTECH SYS INC COM 656553104 87 12000 SH SOLE 12000 D NORTHLAND CRANBERRIES INC COM 666499108 31 29000 SH SOLE 29000 D NOVOSTE CORP COM 67010C100 498 28375 SH SOLE 1525 26850 D PW EAGLE INC COM 69366Y108 2573 370891 SH SOLE 370891 D PAPER WAREHOUSE INC COM 698941101 676 1081650 SH SOLE 1081650 D PATTERSON DENTAL CO COM 703412106 2022 65742 SH SOLE 600 65142 D PEMSTAR INC COM 706552106 228 25000 SH SOLE 25000 D PEPSICO INC COM 713448108 208 4725 SH SOLE 4725 D PFIZER INC COM 717081103 4091 99901 SH SOLE 5950 93951 D POSSIS MEDICAL INC COM 737407106 963 214086 SH SOLE 58886 155200 D QLOGIC CORP COM 747277101 539 23950 SH SOLE 1725 22225 D QWEST COMMUNICATIONS INTL INC COM 749121109 344 9828 SH SOLE 2663 7165 D RADYNE COMSTREAM INC COM NEW 750611402 78 14500 SH SOLE 14500 D RAZORFISH INC CL A 755236106 69 157500 SH SOLE 22000 135500 D REGENERATION TECH INC COM 75886N100 1587 147650 SH SOLE 50000 97650 D REGIS CORP MINN COM 758932107 1407 96175 SH SOLE 43750 52425 D REHABILICARE INC COM 758944102 28 10000 SH SOLE 10000 D RENAL CARE GROUP INC COM 759930100 569 21200 SH SOLE 3000 18200 D SBC COMMUNICATIONS INC COM 78387G103 537 12023 SH SOLE 12023 D SPSS INC COM 78462K102 796 46981 SH SOLE 28333 18648 D ST JUDE MED INC COM 790849103 1832 34022 SH SOLE 1500 32522 D SCHOOL SPECIALTY INC COM 807863105 2190 101575 SH SOLE 4575 97000 D SHOP AT HOME INC COM NEW 825066301 33 22000 SH SOLE 22000 D SMITH CHARLES E RESDNTL RLTY COM 832197107 676 14850 SH SOLE 2050 12800 D SOUTHWEST AIRLS CO COM 844741108 1493 84135 SH SOLE 13137 70998 D SPECTRANETICS CORP COM 84760C107 83 55000 SH SOLE 55000 D STAAR SURGICAL CO COM PAR $0.01 852312305 118 27600 SH SOLE 800 26800 D STAKE TECHNOLOGY LTD COM 852559103 405 249000 SH SOLE 249000 D STOCKWALK GROUP INC COM 86149C104 123 70000 SH SOLE 70000 D SUPERVALU INC COM 868536103 1296 97200 SH SOLE 45000 52200 D SURMODICS INC COM 868873100 542 15050 SH SOLE 4000 11050 D TCF FINL CORP COM 872275102 1254 33172 SH SOLE 2000 31172 D TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 1081 75800 SH SOLE 70000 5800 D TANGER FACTORY OUTLET CTRS INC COM 875465106 370 17900 SH SOLE 17900 D TARGET CORP COM 87612E106 909 25200 SH SOLE 25200 D TECHNE CORP COM 878377100 961 36800 SH SOLE 500 36300 D TEXAS INSTRS INC COM 882508104 962 31050 SH SOLE 31050 D THERAGENICS CORP COM 883375107 2038 318950 SH SOLE 51750 267200 D 3DO CO COM 88553W105 200 100000 SH SOLE 100000 D TICKETS COM INC COM 88633M101 31 100000 SH SOLE 100000 D TROY GROUP INC COM 89733N106 50 16000 SH SOLE 16000 D TYCO INTL LTD NEW COM 902124106 3576 82719 SH SOLE 32266 50453 D US BANCORP DEL COM NEW 902973304 2565 110581 SH SOLE 11087 99494 D US ONCOLOGY INC COM 90338W103 2438 300100 SH SOLE 102000 198100 D UNITED INVS RLTY TR COM 910741107 133 24500 SH SOLE 5000 19500 D UNITED SHIPPING & TECHNOLOGY COM 911498103 182 241700 SH SOLE 147500 94200 D UROLOGIX INC COM 917273104 6639 308800 SH SOLE 22600 286200 D VALUEVISION INTL INC CL A 92047K107 418 30000 SH SOLE 30000 D VASCULAR SOLUTIONS INC COM 92231M109 212 33900 SH SOLE 33900 D VCAMPUS CORP COM 92240C100 83 78000 SH SOLE 75000 3000 D VERIZON COMMUNICATIONS COM 92343V104 546 11078 SH SOLE 11078 D VISIONICS CORP DEL COM 92831E101 4426 1124140 SH SOLE 357134 767006 D VITAL IMAGES INC COM 92846N104 2428 597500 SH SOLE 53250 544250 D WASHINGTON GROUP INTL INC COM 938862109 486 311750 SH SOLE 24700 287050 D WELLS FARGO & CO NEW COM 949746101 604 12200 SH SOLE 1575 10625 D WILSONS THE LEATHER EXPERTS COM 972463103 4245 222675 SH SOLE 136500 86175 D XCEL ENERGY INC COM 98389B100 232 7700 SH SOLE 2500 5200 D XILINX INC COM 983919101 4388 124922 SH SOLE 2898 122024 D ZAMBA CORP COM 988881108 161 100000 SH SOLE 100000
REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 00 FORM 13F INFORMATION TABLE ENTRY TOTAL: 170 FORM 13F INFORMATION TABLE VALUE TOTAL: $204,919