0000899243-16-018051.txt : 20160413 0000899243-16-018051.hdr.sgml : 20160413 20160413164619 ACCESSION NUMBER: 0000899243-16-018051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160411 FILED AS OF DATE: 20160413 DATE AS OF CHANGE: 20160413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cagwin Matthew CENTRAL INDEX KEY: 0001654665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161569627 MAIL ADDRESS: STREET 1: C/O FIRST DATA CORPORATION STREET 2: FIRST DATA, 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-11 0 0000883980 FIRST DATA CORP FDC 0001654665 Cagwin Matthew C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 0 1 0 0 See Remarks Class B Common Stock 2016-04-11 4 F 0 930 12.13 D Class A Common Stock 930 31471 D Shares of Class B common stock of First Data Corporation (the "Issuer") are convertible into shares of Class A common stock of the Issuer on a one-for-one basis at any time at the option of the holder with the prior written consent of the Issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Represents shares withheld to pay tax obligations in connection with the vesting of restricted stock awards. Includes 29,537 shares of restricted Class B common stock of the Issuer, including 12,654 of which will vest on January 1, 2017, 11,460 of which will vest in two equal installments on January 1, 2017 and January 1, 2018 and 5,423 of which (i) 20% will vest on October 12, 2016, (ii) 40% will vest on October 12, 2017 and (iii) the remaining 40% will vest on October 12, 2018, subject to continued employment through the applicable vesting dates. Title - Chief Accounting Officer; Controller /s/ Gretchen A. Herron, attorney-in-fact 2016-04-13