-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AS+KJORZSslu3ZC6Sr2+C091UL5WHUoa0gcQaQWOck5UyeGJbnS87D83xxdVhTMH LTSKe+q8qcQHFeF19/y9pg== 0000883979-01-500023.txt : 20020410 0000883979-01-500023.hdr.sgml : 20020410 ACCESSION NUMBER: 0000883979-01-500023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011022 FILED AS OF DATE: 20011113 COMPANY DATA: COMPANY CONFORMED NAME: POMEROY DAVID B CENTRAL INDEX KEY: 0000901846 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER IRS NUMBER: 262968299 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: POMEROY COMPUTER RESOURCES INC STREET 2: 1020 PETERSBURG ROAD CITY: HEBRON STATE: KY ZIP: 41408 BUSINESS PHONE: 6065860600 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POMEROY COMPUTER RESOURCES INC CENTRAL INDEX KEY: 0000883979 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 311227808 STATE OF INCORPORATION: DE FISCAL YEAR END: 0105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20022 FILM NUMBER: 1782318 BUSINESS ADDRESS: STREET 1: 1020 PETERSBURG ROAD CITY: HEBRON STATE: KY ZIP: 41048 BUSINESS PHONE: 8595860600X1184 MAIL ADDRESS: STREET 1: 1020 PETERSBURG ROAD CITY: HEBRON STATE: KY ZIP: 41048 4 1 nbr19.htm DAVID B. POMEROY FORM 4 FILING FOR OCTOBER 2001 SEC Form 4
FORM 4

[ ] Check this box if no longer
subject to Section 16. Form 4 or Form
5 obligations may continue.
See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
OMB APPROVAL



OMB Number: 3235-0287
Expires: December 31, 2001
Estimated average burden
hours per response. . . . . 0.5
1. Name and Address of Reporting Person*
Pomeroy, David     B
(Last)                      (First)                      (Middle)
903 Squire Oaks Drive


(Street)
Villa Hills, KY     41017

(City)                      (State)                      (Zip)
USA
2. Issuer Name and Ticker
    or Trading Symbol

Pomeroy Computer Resources, Inc.   PMRY
3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)
4. Statement for
    (Month/Year)

    October 2001


5. If Amendment,
    Date of Original
    (Month/Year)
6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

           X          Director              X          10% Owner
           X          Officer                             Other

Officer/Other
Description           Chief Executive Officer & Chairman of the Board
7. Individual or Joint/Group
    Filing (Check Applicable Line)

X   Individual Filing
      Joint/Group Filing
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
    (Instr. 3)

2. Transaction Date
    (Month/Day/Year)
3. Transaction
    Code
    and
    Voluntary
    Code
    (Instr. 8)


Code  |  V    
4. Securities Acquired (A) or Disposed (D) Of
    (Instr. 3, 4, and 5)






        Amount      |         A/D         |         Price          
5. Amount of
    Securities
    Beneficially
    Owned at
    End of Month

    (Instr. 3 and 4)
6. Owner-
    ship
    Form:
    Direct(D)
    or
    Indirect (I)

    (Instr. 4)
7. Nature of
     Indirect
     Beneficial
     Ownership

    (Instr. 4)
Common Stock, par value $0.01
   G | V  
2,100.00   |           D           |                    
2,074,533.00
D (1)








Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

(over)
SEC 1474 (3-99)


Pomeroy, David B - October 2001
Form 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
    (Instr. 3)
2. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
    Security
3. Transaction
    Date

    (Month/
    Day/
    Year)
4. Transaction
    Code
    and
    Voluntary (V)
    Code
    (Instr.8)






Code | V    
5. Number of Derivative
    Securities Acquired (A)
    or Disposed (D) Of

    (Instr. 3,4 and 5)
6. Date Exercisable(DE) and
    Expiration Date(ED)
    (Month/Day/Year)









  (DE)     |     (ED)  
7. Title and Amount of
    Underlying Securities
    (Instr. 3 and 4)
8. Price
    of
    Derivative
    Security
    (Instr.5)
9. Number of
    Derivative
    Securities
    Beneficially
    Owned
    at End of
    Month
    (Instr.4)
10.
Owner-
ship
Form of
Deriv-
ative
Security:
Direct
(D)
or
Indirect
(I)
11. Nature of
      Indirect
      Beneficial
      Ownership
      (Instr.4)
Stock Options (Right to Buy)
$5.55


01/06/1996 |
Common Stock, par value $0.01 - 3,375.00
3,375.00
D

Stock Options (Right to Buy)
$21.78


01/06/1999 |
Common Stock, par value $0.01 - 25,000.00
25,000.00
D

Stock Options (Right to Buy)
$21.78


02/17/1999 |
Common Stock, par value $0.01 - 50,000.00
50,000.00
D

Stock Options (Right to Buy)
$10.68


12/15/1999 |
Common Stock, par value $0.01 - 50,000.00
50,000.00
D

Stock Options (Right to Buy)
$12.68


01/06/2000 |
Common Stock, par value $0.01 - 112,500.00
112,500.00
D

Stock Options (Right to Buy)
$14.87


01/06/2001 |
Common Stock, par value $0.01 - 75,000.00
75,000.00
D












Explanation of Responses :


** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
        See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient,
            See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB number.
________________________________         __________________
** Signature of Reporting Person                         Date

David B. Pomeroy
David B Pomeroy



Page 2
SEC 1474 (3-99)


Pomeroy, David B - October 2001
Form 4 (continued)
FOOTNOTE Descriptions for Pomeroy Computer Resources, Inc. PMRY

Form 4 - October 2001

David B Pomeroy
903 Squire Oaks Drive

Villa Hills, KY 41017

Explanation of responses:

(1)   Includes 22,636 shares owned by his spouse as to which Mr. Pomeroy disclaims beneficial ownership.
Page 3
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