0001209191-12-036612.txt : 20120703 0001209191-12-036612.hdr.sgml : 20120703 20120703132110 ACCESSION NUMBER: 0001209191-12-036612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 FILED AS OF DATE: 20120703 DATE AS OF CHANGE: 20120703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ JOHN J CENTRAL INDEX KEY: 0001230629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19871 FILM NUMBER: 12943500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEMCELLS INC CENTRAL INDEX KEY: 0000883975 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943078125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6504753100 MAIL ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: CYTOTHERAPEUTICS INC/DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-07-02 0 0000883975 STEMCELLS INC STEM 0001230629 SCHWARTZ JOHN J C/O STEMCELLS, INC. 7707 GATEWAY BLVD, STE 140 NEWARK CA 94560 1 0 0 0 Common Stock 2012-07-02 4 A 0 20680 0.00 A 57950 D Retainer paid to Mr. Schwartz in shares of common stock as consideration for his continued service on the Company's Board of Directors. Includes anniversary equity grant of 15,000 restricted stock units, vesting 100% on April 13, 2013, the one year anniversary of the grant. /s/ George Koshy, Attorney-in-Fact 2012-07-03