0001209191-11-036298.txt : 20110624 0001209191-11-036298.hdr.sgml : 20110624 20110624200441 ACCESSION NUMBER: 0001209191-11-036298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110623 FILED AS OF DATE: 20110624 DATE AS OF CHANGE: 20110624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEISSMAN IRVING CENTRAL INDEX KEY: 0001230630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19871 FILM NUMBER: 11931684 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEMCELLS INC CENTRAL INDEX KEY: 0000883975 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943078125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6504753100 MAIL ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: CYTOTHERAPEUTICS INC/DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-06-23 0 0000883975 STEMCELLS INC STEM 0001230630 WEISSMAN IRVING C/O STEMCELLS, INC. 3155 PORTER DRIVE PALO ALTO CA 94304 1 0 0 0 Common Stock 2011-06-23 4 A 0 1110 0.25 A 357510 D Common Stock 190111 I family trust The $0.25 per share price was the stock option exercise price for shares granted to Dr. Weissman on June 29, 2001 and July 1, 2001. Includes anniversary equity grant of 10,000 restricted stock units, vesting 100% on October 1, 2011, the one year anniversary of the grant. 105,079 shares held in trust as to which Dr. Weissman disclaims beneficial ownership. /s/ Ken Stratton, attorney-in-fact 2011-06-24