-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OsBaMlG6E/qTWU2ToXbmW+hXICTl2PvSrozo47dFbzsWyGyBduT4shaIwIe61u9X GbGxfga9t90RTRzqocE1Kw== 0001209191-09-041303.txt : 20090819 0001209191-09-041303.hdr.sgml : 20090819 20090819165237 ACCESSION NUMBER: 0001209191-09-041303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090817 FILED AS OF DATE: 20090819 DATE AS OF CHANGE: 20090819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TSUKAMOTO ANN CENTRAL INDEX KEY: 0001230632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19871 FILM NUMBER: 091024690 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEMCELLS INC CENTRAL INDEX KEY: 0000883975 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943078125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6504753100 MAIL ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: CYTOTHERAPEUTICS INC/DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-08-17 0 0000883975 STEMCELLS INC STEM 0001230632 TSUKAMOTO ANN C/O STEMCELLS, INC. 3155 PORTER DRIVE PALO ALTO CA 94304 0 1 0 0 EVP, Research and Development Common Stock 2009-08-17 4 M 0 25000 1.188 A 255833 D Common Stock 2009-08-17 4 M 0 25000 1.6208 D 230833 D Common Stock 22834 I family trust Common Stock 39772 I By 401(k) Plan The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on April 13, 2009. 22834 shares held in trust as to which Dr. Tsukamoto disclaims beneficial ownership. Shares held in 401(k) account, in accordance with issuer's employer-match policies. /s/ Ken Stratton, attorney-in-fact 2009-08-19 -----END PRIVACY-ENHANCED MESSAGE-----