-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IUoeXkddsrDlYOlnoW3i5AnzL7Ih4ejBzS98Xs+IId/mkQlCdrWDg0tU7b4yfwRB aYBjVMaKfg+iU1Lt7xTtSQ== 0001209191-08-037869.txt : 20080618 0001209191-08-037869.hdr.sgml : 20080618 20080618164808 ACCESSION NUMBER: 0001209191-08-037869 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080616 FILED AS OF DATE: 20080618 DATE AS OF CHANGE: 20080618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEMCELLS INC CENTRAL INDEX KEY: 0000883975 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943078125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6504753100 MAIL ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: CYTOTHERAPEUTICS INC/DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ JOHN J CENTRAL INDEX KEY: 0001230629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19871 FILM NUMBER: 08906121 BUSINESS ADDRESS: STREET 1: 3155 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6504753100 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-06-16 0 0000883975 STEMCELLS INC STEM 0001230629 SCHWARTZ JOHN J C/O STEMCELLS, INC. 3155 PORTER DRIVE PALO ALTO CA 94304 1 0 0 0 Common Stock 2008-06-16 4 M 0 23100 1.281 A 23100 D Common Stock 2008-06-16 4 S 0 9200 1.37 D 13900 D Common Stock 2008-06-16 4 S 0 13900 1.38 D 0 D Common Stock 2008-06-17 4 M 0 24600 1.281 A 24600 D Common Stock 2008-06-17 4 S 0 2100 1.37 D 22500 D Common Stock 2008-06-17 4 S 0 22500 1.3701 D 0 D Stock Option (right to buy) 1.281 2008-06-16 4 M 0 23100 0.00 D 2008-07-27 Common Stock 23100 52900 D Stock Option (right to buy) 1.281 2008-06-17 4 M 0 24600 0.00 D 2008-07-27 Common Stock 24600 28300 D Non-qualified option granted on 7/27/1998, vesting in equal monthly installments over 2 years. Became fully vested and exerciseable on 7/27/2000. John J. Schwartz by Ken Stratton, Attorney-in-Fact 2008-06-18 EX-24.4_246387 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Kenneth Stratton, George Koshy and Martin McGlynn, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of StemCells, Inc. (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority, including the NASDAQ Stock Market; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with the Securities Act of 1933 or the rules promulgated thereunder, including Rule 144, or the Securities and Exchange Act of 1934 or the rules promulgated thereunder, including Section 16. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 20th day of July, 2007. _____________/s/________________________ Signature ________John Schwartz, Ph.D.______________ Print Name -----END PRIVACY-ENHANCED MESSAGE-----