-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RvNlWdxx4/7cJlKQmbkN3nO4krsjQmErFuMriI7p6RUMnJDKsOxhD7sl5yf0MJHK Y1fMTERCTyyf2las/csDdg== 0001209191-07-016616.txt : 20070308 0001209191-07-016616.hdr.sgml : 20070308 20070308183813 ACCESSION NUMBER: 0001209191-07-016616 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070301 FILED AS OF DATE: 20070308 DATE AS OF CHANGE: 20070308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BJERKHOLT ERIC CENTRAL INDEX KEY: 0001197350 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-19871 FILM NUMBER: 07682132 BUSINESS ADDRESS: BUSINESS PHONE: 650-266-3717 MAIL ADDRESS: STREET 1: 132 PURDURE AVENUE CITY: KENGSINGTON STATE: CA ZIP: 94708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEMCELLS INC CENTRAL INDEX KEY: 0000883975 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943078125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6504753100 MAIL ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: CYTOTHERAPEUTICS INC/DE DATE OF NAME CHANGE: 19930328 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2007-03-01 2007-03-05 0 0000883975 STEMCELLS INC STEM 0001197350 BJERKHOLT ERIC C/O STEMCELLS, INC. 3155 PORTER DRIVE PALO ALTO CA 94304 1 0 0 0 Stock Option (right to buy) 2.56 2007-03-01 4 A 0 10000 0.00 A 2008-03-01 2017-03-01 Common Stock 10000 10000 D This Amendment is being filed because the dates on the original filing were incorrect, being off by one year. Thus, the Transaction Date was erroniously listed as 3/1/06, the Exercisable Date as 3/1/07, &c. Compensated non-employee directors receive an initial option for 20,000 shares of the Company's common stock on appointment to the Board of Directors as such, and an option for 10,000 shares on each anniversary of appointment, with a strike price equal to the closing price of the stock on such date (or the last preceding business day if such day is not a business day); initial options vest 1/3 on each of the first three anniversaries of appointment, and annual options vest on the first anniversary of each such option. Mr. Bjerkholt was appointed to the Board on March 1, 2004. Eric H. Bjerkholt by Iris Brest, Attorney-in-Fact 2007-03-08 -----END PRIVACY-ENHANCED MESSAGE-----