-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HKLHA/L/dODJVMtkKSxY3Pcs5RiCQqPdFIY0hBnrHhyMEZ04lFgZysDXTv9U8SxE ZhRHcBevaFwB4FCFxBcOcA== 0001209191-05-048904.txt : 20050926 0001209191-05-048904.hdr.sgml : 20050926 20050926182517 ACCESSION NUMBER: 0001209191-05-048904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050926 FILED AS OF DATE: 20050926 DATE AS OF CHANGE: 20050926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEMCELLS INC CENTRAL INDEX KEY: 0000883975 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943078125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6504753100 MAIL ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: CYTOTHERAPEUTICS INC/DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY RICARDO B CENTRAL INDEX KEY: 0000942916 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19871 FILM NUMBER: 051103703 BUSINESS ADDRESS: STREET 1: 430 FERGUSON DR CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-09-26 0 0000883975 STEMCELLS INC STEM 0000942916 LEVY RICARDO B C/O STEMCELLS, INC. 3155 PORTER DRIVE PALO ALTO CA 94304 1 0 0 0 Stock Option (right to buy) 5.25 2005-09-26 4 A 0 10000 0.00 A 2006-09-26 2015-09-26 Common Stock 10000 10000 D Compensated non-employee directors receive an initial option for 20,000 shares of the Company's common stock on appointment to the Board of Directors as such, and an option for 10,000 shares on each anniversary of appointment, with a strike price equal to the closing price of the stock on such date (or the last preceding business day if such day is not a business day); initial options vest 1/3 on each of the first three anniversaries of appointment, and annual options vest on the first anniversary of each such option. Dr. Levy was appointed to the Board on September 26, 2001. Ricardo B. Levy by Iris Brest, Attorney-in-Fact 2005-09-26 -----END PRIVACY-ENHANCED MESSAGE-----