-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VmBG0aIiMuqFboyvZ3OLJ9WOkpNiR2fISDUWIjeKWwWM7sANSKAZj03fXrYVc/AP 68AeY6y+AnAk0d8kzwmpOg== 0000919574-02-001906.txt : 20021114 0000919574-02-001906.hdr.sgml : 20021114 20021114110438 ACCESSION NUMBER: 0000919574-02-001906 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 02822570 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d361962_13-f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2002 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 1675 Broadway New York, New York 10019 13F File Number: 28-3063 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place and Date of Signing: /s/ Elizabeth F. Bosco New York, New York November 13, 2002 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 231 Form 13F Information Table Value Total: $896,020,603 List of Other Included Managers:
FORM 13F INFORMATION TABLE VOTING AUTHORITY TITLE OF SHRS OR SH/ PUT/ INVSTMT OTHER NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE - -------------- ----- ----- ----- ------- ---- ----- ------- --- ---- ------ ---- Newfield Financial Trust I CONVERT 651291205 967,550 18,500 SH SOLE NONE 18,500 conv 8/15/29 Kerr-McGee Corp 5.5% Pfd PFD 492386305 572,000 13,000 SH SOLE NONE 13,000 National Australia Bank PFD 632525309 1,515,645 46,350 SH SOLE NONE 46,350 Pub Storage Ser-M 8.75% PFD 74460D794 609,840 23,100 SH SOLE NONE 23,100 C@25 8/17/04 Pub Storage Ser-S 7.875% PFD 74460D653 758,870 29,300 SH SOLE NONE 29,300 C@25 10/06 3Com Corp. COM 885535104 68,950 17,500 SH SOLE NONE 17,500 ADC Telecommunications Inc. COM 000886101 27,739 24,121 SH SOLE NONE 24,121 ASA Limited COM 002050102 287,203 8,900 SH SOLE NONE 8,900 AT&T Corp. COM 001957109 2,418,214 201,350 SH SOLE NONE 201,350 Abbott Laboratories COM 002824100 202,000 5,000 SH SOLE NONE 5,000 Adobe Systems Inc. COM 00724F101 2,754,220 144,200 SH SOLE NONE 144,200 Advanced Micro Devices, Inc. COM 007903107 95,052 17,800 SH SOLE NONE 17,800 Agilent Technologies, Inc. COM 00846U101 351,863 26,942 SH SOLE NONE 26,942 Albertson's COM 013104104 1,725,024 71,400 SH SOLE NONE 71,400 Alcoa Inc. COM 013817101 13,808,841 715,484 SH SOLE NONE 715,484 Alexander & Baldwin Inc. COM 014482103 6,330,125 284,500 SH SOLE NONE 284,500 Allstate Corp COM 020002101 12,602,475 354,500 SH SOLE NONE 354,500 American Express Co. COM 025816109 1,537,174 49,300 SH SOLE NONE 49,300 American Int'l Group COM 026874107 4,351,385 79,550 SH SOLE NONE 79,550 American Power Conversion Corp. COM 029066107 11,985,850 1,253,750 SH SOLE NONE 1,253,750 Amgen Inc. COM 031162100 333,600 8,000 SH SOLE NONE 8,000 Anadarko Petroleum Corp. COM 032511107 6,738,501 151,291 SH SOLE NONE 151,291 Analysts International Corp. COM 032681108 1,553,820 535,800 SH SOLE NONE 535,800 Andrew Corp. COM 034425108 1,100,400 168,000 SH SOLE NONE 168,000 Anixter Int'l Inc. COM 035290105 5,201,500 252,500 SH SOLE NONE 252,500 Apache Corp. COM 037411105 294,278 4,950 SH SOLE NONE 4,950 Apex Silver Mines Ltd. COM G04074103 7,362,660 531,600 SH SOLE NONE 531,600 Applied Materials Inc. COM 038222105 117,810 10,200 SH SOLE NONE 10,200 Ascential Software Corp. COM 04362P108 5,188,279 2,792,400 SH SOLE NONE 2,792,400 Ashanti Goldfields Co Ltd COM 043743202 5,682,840 1,000,500 SH SOLE NONE 1,000,500 Autodesk Inc. COM 052769106 20,591,284 1,625,200 SH SOLE NONE 1,625,200 Avery Dennison Corp. COM 053611109 928,774 16,300 SH SOLE NONE 16,300 BJ's Wholesale Club Inc COM 05548J106 210,441 11,070 SH SOLE NONE 11,070 BP PLC COM 055622104 641,153 16,069 SH SOLE NONE 16,069 Baldor Electric Co COM 057741100 11,538,272 604,098 SH SOLE NONE 604,098 Bank of New York COM 064057102 726,059 25,263 SH SOLE NONE 25,263 BankAmerica Corp. COM 060505104 7,234,282 113,390 SH SOLE NONE 113,390 Berkshire-Hathaway, Inc. Class B COM 084670207 542,300 220 SH SOLE NONE 220 Boeing Company COM 097023105 15,092,286 442,200 SH SOLE NONE 442,200 Borders Group Inc. COM 099709107 2,125,100 134,500 SH SOLE NONE 134,500 Bristol Myers Squibb Co. COM 110122108 7,309,670 307,129 SH SOLE NONE 307,129 BroadWing Inc. COM 111620100 147,708 74,600 SH SOLE NONE 74,600 Bush Industries Inc Cl A COM 123164105 7,019,454 870,900 SH SOLE NONE 870,900 Cadence Design Systems Inc. COM 127387108 195,447 19,218 SH SOLE NONE 19,218 Canyon Resources Corp. COM 138869300 927,213 452,299 SH SOLE NONE 452,299 Captaris Inc. COM 14071N104 5,197,119 2,260,600 SH SOLE NONE 2,260,600 CardioDynamics Int'l Corp. COM 141597104 114,400 40,000 SH SOLE NONE 40,000 Caterpillar Inc. COM 149123101 264,523 7,107 SH SOLE NONE 7,107 Centene Corp. COM 15135B101 1,684,139 63,100 SH SOLE NONE 63,100 ChevronTexaco Corp. COM 166764100 693,539 10,015 SH SOLE NONE 10,015 Chordiant Software, Inc. COM 170404107 46,500 50,000 SH SOLE NONE 50,000 Chubb Corp COM 171232101 2,546,854 46,450 SH SOLE NONE 46,450 Circle Corp. COM 172559106 189,640 34,480 SH SOLE NONE 34,480 CitiGroup Inc. COM 172967101 2,543,466 85,783 SH SOLE NONE 85,783 Colgate Palmolive Co. COM 194162103 3,744,130 69,400 SH SOLE NONE 69,400 Commerce Bancorp Inc. NJ COM 200519106 2,291,684 55,208 SH SOLE NONE 55,208 Compania de Minas Buenaventurs S. A. COM 204448104 2,287,660 106,900 SH SOLE NONE 106,900 Computer Horizons Corp. COM 205908106 8,179,908 2,198,900 SH SOLE NONE 2,198,900 ConocoPhillips COM 20825C104 2,596,792 56,159 SH SOLE NONE 56,159 Core Laboratories COM N22717107 11,232,288 1,198,750 SH SOLE NONE 1,198,750 Corn Products International, Inc. COM 219023108 6,221,500 216,400 SH SOLE NONE 216,400 Crawford Co. class B COM 224633107 648,037 102,700 SH SOLE NONE 102,700 Cross Timbers Royalty Trust COM 22757R109 3,604,454 204,450 SH SOLE NONE 204,450 Crystallex International Corp. COM 22942F101 782,000 340,000 SH SOLE NONE 340,000 Cummins, Inc. COM 231021106 6,670,288 282,400 SH SOLE NONE 282,400 Daisytek Intl COM 234053106 3,037,060 233,620 SH SOLE NONE 233,620 Dana Corp Wts P/Stk COM 235811106 4,737,576 362,200 SH SOLE NONE 362,200 Del Monte Foods Co. COM 24522P103 4,183,040 512,000 SH SOLE NONE 512,000 Dell Computer Corp. COM 247025109 2,033,615 86,500 SH SOLE NONE 86,500 Dendrite International Inc COM 248239105 946,500 150,000 SH SOLE NONE 150,000 Devon Energy Corp COM 25179M103 2,784,025 57,700 SH SOLE NONE 57,700 Dial Corp. COM 25247D101 10,500,378 489,300 SH SOLE NONE 489,300 Diebold, Inc. COM 253651103 1,994,952 60,600 SH SOLE NONE 60,600 Dominion Res Inc./VA COM 25746U109 3,925,234 77,375 SH SOLE NONE 77,375 Dover Corp. COM 260003108 2,461,860 97,000 SH SOLE NONE 97,000 E I Du Pont De Nemours & Co. COM 263534109 2,391,513 66,302 SH SOLE NONE 66,302 EFunds Corp COM 28224R101 5,871,408 625,883 SH SOLE NONE 625,883 EMC Corp. COM 268648102 9,396,377 2,056,100 SH SOLE NONE 2,056,100 Eastman Kodak COM 277461109 3,952,252 145,090 SH SOLE NONE 145,090 Eli Lilly & Co. COM 532457108 420,584 7,600 SH SOLE NONE 7,600 Emerson Electric Co. COM 291011104 909,866 20,707 SH SOLE NONE 20,707 Ethan Allen Interiors, Inc. COM 297602104 2,066,186 63,850 SH SOLE NONE 63,850 Evans & Sutherland Computer Corp COM 299096107 668,800 190,000 SH SOLE NONE 190,000 Exxon Mobil Corp. COM 30231G102 251,755 7,892 SH SOLE NONE 7,892 FPL Group Inc COM 302571104 13,199,830 245,350 SH SOLE NONE 245,350 Fedders Corp. COM 313135501 921,249 365,575 SH SOLE NONE 365,575 Federal Signal Corp. COM 313855108 10,460,718 567,900 SH SOLE NONE 567,900 Flowserve Corp. COM 34354P105 5,563,000 556,300 SH SOLE NONE 556,300 Freeport McMoRan Copper & Gold COM 35671D857 1,346,000 100,000 SH SOLE NONE 100,000 Inc Cl B Garmin Ltd. COM G37260109 1,326,325 71,500 SH SOLE NONE 71,500 Gartner Group, Inc. COM 366651107 121,500 15,000 SH SOLE NONE 15,000 General Electric Co. COM 369604103 1,266,887 51,395 SH SOLE NONE 51,395 General Growth Properties Inc. COM 370021107 9,125,131 177,187 SH SOLE NONE 177,187 Getty Images, Inc. COM 374276103 212,636 10,600 SH SOLE NONE 10,600 Glamis Gold Ltd. COM 376775102 2,775,000 300,000 SH SOLE NONE 300,000 Global Industries Ltd COM 379336100 4,686,724 1,134,800 SH SOLE NONE 1,134,800 Grainger (W.W.) Inc. COM 384802104 1,025,455 24,100 SH SOLE NONE 24,100 Grey Global Group, Inc. COM 39787M108 519,790 881 SH SOLE NONE 881 HCR Manor Care, Inc. COM 564055101 224,800 10,000 SH SOLE NONE 10,000 Hawaiian Electric Inds Inc COM 419870100 2,973,900 69,000 SH SOLE NONE 69,000 Health Care Property Invs Inc COM 421915109 210,870 4,950 SH SOLE NONE 4,950 Health Management Associates, Inc. COM 421933102 3,578,940 177,000 SH SOLE NONE 177,000 Healthsouth Corp COM 421924101 373,500 90,000 SH SOLE NONE 90,000 Home Depot Inc. COM 437076102 2,109,141 80,810 SH SOLE NONE 80,810 Honeywell International Inc. COM 438516106 9,376,614 432,900 SH SOLE NONE 432,900 Hormel Foods COM 440452100 1,296,390 59,250 SH SOLE NONE 59,250 Humana Inc COM 444859102 22,400,600 1,806,500 SH SOLE NONE 1,806,500 Hyperion Solutions Corp. COM 44914M104 5,084,785 277,100 SH SOLE NONE 277,100 IHOP Corp. COM 449623107 3,461,965 143,650 SH SOLE NONE 143,650 IPC Holdings, Ltd. COM G4933P101 5,775,611 196,650 SH SOLE NONE 196,650 IShares - Russell 2000 COM 464287655 1,624,185 22,700 SH SOLE NONE 22,700 Idexx Laboratories Corp. COM 45168D104 1,856,880 60,000 SH SOLE NONE 60,000 Illinois Tool Wks COM 452308109 596,424 10,225 SH SOLE NONE 10,225 Inhale Therapeutics Systems, Inc. COM 457191104 51,286 10,200 SH SOLE NONE 10,200 Input/Output Inc COM 457652105 6,816,649 1,423,100 SH SOLE NONE 1,423,100 Int'l Business Machines COM 459200101 7,344,145 125,950 SH SOLE NONE 125,950 InterDent, Inc. COM 45865R208 93,332 46,666 SH SOLE NONE 46,666 InterVoice, Inc. COM 461142101 2,300,640 1,437,900 SH SOLE NONE 1,437,900 Interpublic Group of Cos. Inc. COM 460690100 10,901,630 687,800 SH SOLE NONE 687,800 Intl Multifoods Corp. COM 460043102 8,273,160 422,100 SH SOLE NONE 422,100 Ionics, Inc. COM 462218108 10,497,829 440,900 SH SOLE NONE 440,900 Jennifer Convertibles Inc COM 476153101 40,500 10,000 SH SOLE NONE 10,000 Johnson & Johnson COM 478160104 9,275,585 171,516 SH SOLE NONE 171,516 Joy Global Inc. COM 481165108 4,086,090 492,300 SH SOLE NONE 492,300 Keane Corp COM 486665102 5,105,700 756,400 SH SOLE NONE 756,400 Kerr McGee COM 492386107 673,320 15,500 SH SOLE NONE 15,500 Keyspan Corp. COM 49337W100 2,706,800 80,800 SH SOLE NONE 80,800 Kimberly Clark Corp. COM 494368103 3,382,541 59,720 SH SOLE NONE 59,720 Kinder Morgan Energy LP COM 494550106 2,417,101 75,700 SH SOLE NONE 75,700 LTV Corp. New COM 501921100 90 10,000 SH SOLE NONE 10,000 Lafarge North America Inc. COM 505862102 1,609,284 55,550 SH SOLE NONE 55,550 Lance Inc. COM 514606102 597,975 46,900 SH SOLE NONE 46,900 Leggett & Platt Inc. COM 524660107 2,242,207 113,300 SH SOLE NONE 113,300 Lexington Corp Properties Trust COM 529043101 2,574,564 159,911 SH SOLE NONE 159,911 Liberty Media Corp. COM 530718105 81,852 11,400 SH SOLE NONE 11,400 Longs Drug Stores Corp. COM 543162101 10,803,811 467,900 SH SOLE NONE 467,900 Longview Fibre Co. COM 543213102 6,551,360 944,000 SH SOLE NONE 944,000 Lowe's Companies, Inc. COM 548661107 3,760,776 90,840 SH SOLE NONE 90,840 Lucent Technologies Inc COM 549463107 1,132,400 1,490,000 SH SOLE NONE 1,490,000 Lydall Inc. COM 550819106 826,000 70,000 SH SOLE NONE 70,000 Manhattan Scientifics, Inc. COM 563122100 825 15,000 SH SOLE NONE 15,000 Marathon Oil Corp. COM 565849106 771,891 34,034 SH SOLE NONE 34,034 Masco Corp. COM 574599106 2,531,725 129,500 SH SOLE NONE 129,500 Mattel Inc. COM 577081102 11,245,444 624,400 SH SOLE NONE 624,400 McDonalds Corp. COM 580135101 3,091,842 175,076 SH SOLE NONE 175,076 Mckesson Corp. New COM 58155Q103 5,600,841 197,700 SH SOLE NONE 197,700 Medtronic Inc COM 585055106 3,483,324 82,700 SH SOLE NONE 82,700 Mercantile Bankshares Corp. COM 587405101 4,145,262 108,600 SH SOLE NONE 108,600 Merck & Co. COM 589331107 6,507,367 142,362 SH SOLE NONE 142,362 Merto One Telecommunications, Inc. COM 59163F105 179,350 21,100 SH SOLE NONE 21,100 Metallica Resources, Inc. COM 59125j104 49,500 50,000 SH SOLE NONE 50,000 Molex Inc. COM 608554101 2,716,090 115,480 SH SOLE NONE 115,480 Murphy Oil Corp. COM 626717102 32,795,172 399,600 SH SOLE NONE 399,600 Mylan Laboratories Inc. COM 628530107 622,060 19,000 SH SOLE NONE 19,000 Nabors Industries Ltd. COM 629568106 7,584,900 231,600 SH SOLE NONE 231,600 Nasdaq - 100 Shares COM 631100104 2,619,008 126,400 SH SOLE NONE 126,400 National Commerce Financial Corp. COM 63545P104 4,495,273 179,452 SH SOLE NONE 179,452 Newell Rubbermaid Inc. COM 651229106 4,784,850 155,000 SH SOLE NONE 155,000 Newmont Mining Corp. COM 651639106 18,164,743 660,296 SH SOLE NONE 660,296 Northrop Grumman Corp. COM 666807102 18,959,514 152,850 SH SOLE NONE 152,850 Ocean Energy Inc. COM 6.75E+110 3,671,598 184,040 SH SOLE NONE 184,040 Oceaneering Int'l COM 675232102 10,647,644 418,375 SH SOLE NONE 418,375 Office Depot Inc COM 676220106 1,864,574 151,100 SH SOLE NONE 151,100 Olin Corp COM 680665205 18,099,081 1,104,950 SH SOLE NONE 1,104,950 Omnicare, Inc. COM 681904108 1,588,224 75,200 SH SOLE NONE 75,200 Omnicom Group COM 681919106 2,032,320 36,500 SH SOLE NONE 36,500 Optimal Robotics Corp. Class A COM 68388R208 965,696 126,400 SH SOLE NONE 126,400 Osmonics Inc. COM 688350107 8,870,260 745,400 SH SOLE NONE 745,400 Owens & Minor Inc Holding Co. COM 690732102 3,469,612 242,800 SH SOLE NONE 242,800 Pall Corp COM 696429307 893,714 56,600 SH SOLE NONE 56,600 Palm Inc. COM 696642107 41,810 56,500 SH SOLE NONE 56,500 Pepsico Inc. COM 713448108 228,351 6,180 SH SOLE NONE 6,180 Perrigo Co. COM 714290103 6,576,781 618,700 SH SOLE NONE 618,700 Pfizer Inc. COM 717081103 208,596 7,188 SH SOLE NONE 7,188 Pharmaceutical Product Development InCOM 717124101 3,003,502 155,300 SH SOLE NONE 155,300 Phelps Dodge COM 717265102 9,498,478 370,600 SH SOLE NONE 370,600 Photoworks, Inc. COM 71940B109 64,832 405,200 SH SOLE NONE 405,200 Powerwave Technologies, Inc. COM 739363109 1,630,929 481,100 SH SOLE NONE 481,100 Procter & Gamble COM 742718109 951,361 10,644 SH SOLE NONE 10,644 Proxim Corp. COM 744283102 5,552,463 3,172,836 SH SOLE NONE 3,172,836 Questar Corp. COM 748356102 2,213,196 96,900 SH SOLE NONE 96,900 Quintiles Transnational Corp. COM 748767100 6,788,238 713,800 SH SOLE NONE 713,800 Rayovac Corp. COM 755081106 11,903,540 975,700 SH SOLE NONE 975,700 Regions Financial Corp. COM 758940100 742,720 21,100 SH SOLE NONE 21,100 Renal Care Group, Inc. COM 759930100 1,644,500 50,000 SH SOLE NONE 50,000 Rouse Company COM 779273101 1,897,830 59,400 SH SOLE NONE 59,400 Royal Gold, Inc. COM 780287108 436,703 22,900 SH SOLE NONE 22,900 Ryan's Family Steak Houses COM 783519101 665,699 54,700 SH SOLE NONE 54,700 SBC Communications Inc. COM 78387G103 693,450 34,500 SH SOLE NONE 34,500 SICOR Inc. COM 825846108 228,150 15,000 SH SOLE NONE 15,000 San Juan Basin Royalty Trust - UBI COM 798241105 374,400 32,000 SH SOLE NONE 32,000 Schlumberger Ltd. COM 806857108 3,757,542 97,700 SH SOLE NONE 97,700 Schulman,A Inc. COM 808194104 15,572,738 898,600 SH SOLE NONE 898,600 Sonoco Products Co. COM 835495102 500,785 23,500 SH SOLE NONE 23,500 Speechworks International COM 84764M101 41,400 18,000 SH SOLE NONE 18,000 Sprint Corp PCS Group COM 852061506 37,828 19,300 SH SOLE NONE 19,300 Sprint Corp. COM 852061100 121,296 13,300 SH SOLE NONE 13,300 Steelcase Inc. COM 858155203 10,771,536 1,028,800 SH SOLE NONE 1,028,800 Stillwater Mining Co COM 86074Q102 260,400 43,400 SH SOLE NONE 43,400 Stryker Corp. COM 863667101 4,377,600 76,000 SH SOLE NONE 76,000 Symantec Corp COM 871503108 1,906,821 56,700 SH SOLE NONE 56,700 Symbol Technologies Inc. COM 871508107 10,086,434 1,315,050 SH SOLE NONE 1,315,050 Sysco Corp. COM 871829107 4,914,309 173,100 SH SOLE NONE 173,100 Systems & Computer Technology Corp COM 871873105 15,485,400 2,212,200 SH SOLE NONE 2,212,200 TXU Corp. COM 873168108 1,839,411 44,100 SH SOLE NONE 44,100 Technology Solutions Co. COM 87872T108 457,725 538,500 SH SOLE NONE 538,500 Tellabs Inc. COM 879664100 4,719,674 1,159,625 SH SOLE NONE 1,159,625 Temple-Inland Inc. COM 879868107 9,508,775 246,150 SH SOLE NONE 246,150 Teva Pharmaceutical Ind. Ltd spd ADR COM 881624209 268,000 4,000 SH SOLE NONE 4,000 Texas Instruments Inc. COM 882508104 1,159,371 78,495 SH SOLE NONE 78,495 Timken Co. COM 887389104 3,529,225 210,700 SH SOLE NONE 210,700 Transocean Inc. COM G90078109 358,030 17,213 SH SOLE NONE 17,213 Unitrin, Inc. COM 913275103 7,985,070 260,100 SH SOLE NONE 260,100 Universal Display Corp COM 91347P105 643,070 107,000 SH SOLE NONE 107,000 Unova Inc. COM 91529B106 5,661,592 1,150,730 SH SOLE NONE 1,150,730 Varco International Inc. COM 922122106 10,213,318 603,624 SH SOLE NONE 603,624 Vaxgen Inc. COM 922390208 955,023 107,900 SH SOLE NONE 107,900 Verizon Communications COM 92343V104 1,328,178 48,403 SH SOLE NONE 48,403 Viacom Inc - Cl B COM 925524308 1,499,539 36,980 SH SOLE NONE 36,980 Viacom Inc Cl A COM 925524100 405,500 10,000 SH SOLE NONE 10,000 Vicor Corp. COM 925815102 3,462,745 484,300 SH SOLE NONE 484,300 WGL Holdings Inc. COM 92924F106 1,635,444 68,400 SH SOLE NONE 68,400 Wal-Mart Stores Inc. COM 931142103 413,616 8,400 SH SOLE NONE 8,400 WebMD Corp. COM 94769M105 421,675 83,500 SH SOLE NONE 83,500 Weingarten Realty Investment COM 948741103 4,042,122 110,441 SH SOLE NONE 110,441 Wellpoint Health Networks, Inc. COM 94973H108 2,335,851 31,867 SH SOLE NONE 31,867 Westell Technologies Inc. COM 957541105 2,327,700 1,551,800 SH SOLE NONE 1,551,800 Weyerhaeuser Co. COM 962166104 547,125 12,500 SH SOLE NONE 12,500 Wyeth COM 983024100 4,260,755 133,986 SH SOLE NONE 133,986 XL Capital LTD - Class A COM G98255105 6,714,225 91,350 SH SOLE NONE 91,350 Echo Bay Mines Ltd - Warrants WAR 278751169 210,000 500,000 SH SOLE NONE 500,000
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