13F-HR 1 d322216_13-f.txt MARCH 31, 2002 QUARTER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2002 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 1675 Broadway New York, New York 10019 13F File Number: 28-3063 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place and Date of Signing: /s/ Elizabeth F. Bosco New York, New York May 7, 2002 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 234 Form 13F Information Table Value Total: $69,089 (thousands) List of Other Included Managers:
Tocqueville Asset Management FORM 13F 31-Mar-02 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 Investment Title of Discretion Voting Authority Security Class CUSIP Market Value Quantity Sole Share Other Managers Sole Share None Newfield Financial Trust I conv 8/15/ CONVRT 651291205 1068375 18,500 x 18500 Kerr-McGee Corp 5.5% Pfd PFD 492386305 545400 12,000 x 12000 National Australia Bank PFD 632525309 1515645 46,350 x 46350 Pub Storage Ser-M 8.75% C@25 8/17/04 PFD 74460D794 568854 22,100 ASA Limited COM 002050102 1631574 56,300 x 56300 AT&T Corp. COM 001957109 2752995 175,350 x 175350 Abbott Laboratories COM 002824100 263000 5,000 x 5000 Adobe Systems Inc. COM 00724F101 5769528 143,200 x 143200 Advanced Micro Devices, Inc. COM 007903107 261838 17,800 x 17800 Agilent Technologies, Inc. COM 00846U101 941892 26,942 x 26942 Agnico Eagle Mines Ltd COM 008474108 6821850 511,000 x 511000 Alcoa Inc. COM 013817101 12566816 332,984 x 332984 Alexander & Baldwin Inc. COM 014482103 7993095 289,500 x 289500 Allstate Corp COM 020002101 13672740 362,000 x 362000 Amdocs Ltd. COM G02602103 9354150 351,000 x 351000 American Express Co. COM 025816109 1896448 46,300 x 46300 American Int'l Group COM 026874107 5561272 77,090 x 77090 American Power Conversion Corp. COM 029066107 21182696 1,433,200 x 1433200 American Tower Corp. COM 029912201 116050 21,100 x 21100 Amgen Inc. COM 031162100 477440 8,000 x 8000 Anadarko Petroleum Corp. COM 032511107 5282276 93,591 x 93591 Analysts International Corp. COM 032681108 3814800 953,700 x 953700 Andrew Corp. COM 034425108 1758323 105,100 x 105100 Anixter Int'l Inc. COM 035290105 12483119 421,300 x 421300 Apache Corp. COM 037411105 281556 4,950 x 4950 Apex Silver Mines Ltd. COM G04074103 3091005 230,500 x 230500 Applied Materials Inc. COM 038222105 276777 5,100 x 5100 Ascential Software Corp. COM 04362P108 8835365 2,294,900 x 2294900 Ashanti Goldfields Co Ltd COM 043743202 3350075 650,500 x 650500 Autodesk Inc. COM 052769106 28480900 610,000 x 610000 Avery Dennison Corp. COM 053611109 2554105 41,850 x 41850 BJ's Wholesale Club Inc COM 05548J106 494829 11,070 x 11070 BP PLC COM 055622104 530575 9,992 x 9992 Baldor Electric Co COM 057741100 13354294 590,898 x 590898 Bank of New York COM 064057102 431251 10,263 x 10263 BankAmerica Corp. COM 060505104 7812777 114,860 x 114860 Barrick Gold Corp. COM 067901108 2784000 150,000 x 150000 Berkshire-Hathaway, Inc. Class B COM 084670207 521180 220 x 220 Boeing Company COM 097023105 21398875 443,500 x 443500 Borders Group Inc. COM 099709107 3777780 158,000 x 158000 Bristol Myers Squibb Co. COM 110122108 5224546 129,033 x 129033 Brooks Automation, Inc. COM 11434A100 295360 6,500 x 6500 Bush Industries Inc Cl A COM 123164105 10938225 857,900 x 857900 Cadence Design Systems Inc. COM 127387108 454867 20,118 x 20118 Canyon Resources Corp. COM 138869300 723678 452,299 x 452299 Captaris Inc. COM 14071N104 7619266 2,202,100 x 2202100 Caterpillar Inc. COM 149123101 404032 7,107 x 7107 ChevronTexaco Corp. COM 166764100 21089599 233,628 x 233628 Chief Consolidated Mining Co. COM 168628105 112500 50,000 x 50000 Chubb Corp COM 171232101 3870645 52,950 x 52950 Circle Corp. COM 172559106 189640 34,480 x 34480 CitiGroup Inc. COM 172967101 3059494 61,783 x 61783 Coca Cola Co. COM 191216100 1025079 19,615 x 19615 Colgate Palmolive Co. COM 194162103 3137535 54,900 x 54900 Commerce Bancorp Inc. NJ COM 200519106 3141653 69,970 x 69970 Compania de Minas Buenaventurs S. A. COM 204448104 3646350 135,000 x 135000 Computer Horizons Corp. COM 205908106 8732716 2,250,700 x 2250700 Conoco Inc. COM 208251504 2384881 81,730 x 81730 Core Laboratories COM N22717107 12592494 853,150 x 853150 Corn Products International, Inc. COM 219023108 11608100 360,500 x 360500 Crawford Co. class B COM 224633107 586715 43,300 x 43300 Cross Timbers Royalty Trust COM 22757R109 3889168 205,450 x 205450 Crystallex International Corp. COM 22942F101 278600 140,000 x 140000 Cummings, Inc. COM 231021106 3778400 80,000 x 80000 Curtiss Wright CL B COM 231561408 467842 7,170 x 7170 Daisytek Intl COM 234053106 4291245 269,720 x 269720 Dana Corp Wts P/Stk COM 235811106 6509704 303,200 x 303200 Del Monte Foods Co. COM 24522P103 4981760 512,000 x 512000 Dell Computer Corp. COM 247025109 1305500 50,000 x 50000 Deluxe Corp. COM 248019101 212796 4,600 x 4600 Devon Energy Corp COM 25179M103 3702309 76,700 x 76700 Dial Corp. COM 25247D101 14385366 798,300 x 798300 Diebold, Inc. COM 253651103 411474 10,100 x 10100 Dover Corp. COM 260003108 3116000 76,000 x 76000 E I Du Pont De Nemours & Co. COM 263534109 2489614 52,802 x 52802 EFunds Corp COM 28224R101 874452 54,483 x 54483 EMC Corp. COM 268648102 3845392 322,600 x 322600 Eastman Kodak COM 277461109 9191721 294,890 x 294890 Echo Bay Mines Ltd. COM 278751102 514188 558,900 x 558900 Elan Corp. PLC COM 284131208 591995 42,559 x 42559 Electronic Data Systems Corp. COM 285661104 298648 5,150 x 5150 Eli Lilly & Co. COM 532457108 579120 7,600 x 7600 Emerson Electric Co. COM 291011104 1159679 20,207 x 20207 Evans & Sutherland Computer Corp COM 299096107 1377500 190,000 x 190000 Exxon Mobil Corp. COM 30231G102 374308 8,540 x 8540 FPL Group Inc COM 302571104 8542447 143,450 x 143450 Fedders Corp. COM 313135501 1915446 638,482 x 638482 Federal Signal Corp. COM 313855108 14566452 614,100 x 614100 FleetBoston Financial Corp. COM 339030108 672000 19,200 x 19200 Freeport McMoRan Copper & Gold Inc Cl COM 35671D857 5286000 300,000 x 300000 General Electric Co. COM 369604103 1817785 48,539 x 48539 General Growth Properties Inc. COM 370021107 7831665 177,187 x 177187 General Mills, Inc. COM 370334104 214940 4,400 x 4400 Getty Images, Inc. COM 374276103 632156 21,100 x 21100 Glamis Gold Ltd. COM 376775102 267500 50,000 x 50000 Global Industries Ltd COM 379336100 10431873 1,118,100 x 1118100 Gold Fields Ltd COM 38059T106 1042000 100,000 x 100000 Goldcorp Inc. COM 380956409 4985465 285,700 x 285700 Grainger (W.W.) Inc. COM 384802104 1355143 24,100 x 24100 Grey Global Group, Inc. COM 39787M108 633330 930 x 930 H & R Block Inc COM 093671105 2482532 55,850 x 55850 HCR Manor Care, Inc. COM 564055101 233000 10,000 x 10000 HSBC Holdings PLC - ADR COM 404280406 2476900 42,500 x 42500 Hawaiian Electric Inds Inc COM 419870100 1012230 23,000 x 23000 Health Management Associates, Inc. COM 421933102 1550604 74,800 x 74800 Healthsouth Corp COM 421924101 1291500 90,000 x 90000 Hewlett-Packard COM 428236103 976474 54,430 x 54430 Home Depot Inc. COM 437076102 233328 4,800 x 4800 Honeywell International Inc. COM 438516106 16180556 422,800 x 422800 Humana Inc COM 444859102 23333838 1,724,600 x 1724600 IHOP Corp. COM 449623107 12112003 359,300 x 359300 IPC Holdings, Ltd. COM G4933P101 2261530 69,500 x 69500 IShares - Russell 2000 COM 464287655 4544540 45,400 x 45400 Idexx Laboratories Corp. COM 45168D104 1610400 60,000 x 60000 Illinois Tool Wks COM 452308109 739778 10,225 x 10225 Inco Ltd COM 453258402 24863685 1,270,500 x 1270500 Inhale Therapeutics Systems, Inc. COM 457191104 107610 10,200 x 10200 Input/Output Inc COM 457652105 12577110 1,382,100 x 1382100 Int'l Business Machines COM 459200101 15386800 147,950 x 147950 Intel Corp. COM 458140100 307141 10,100 x 10100 InterDent, Inc. COM 45865R208 93332 46,666 x 46666 InterVoice-Brite Inc. COM 461142101 7887360 1,232,400 x 1232400 Interpublic Group of Cos. Inc. COM 460690100 3290880 96,000 x 96000 Intl Multifoods Corp. COM 460043102 9853272 414,700 x 414700 Ionics, Inc. COM 462218108 13814654 430,900 x 430900 Ivanhoe Energy Inc COM 465790103 3361438 1,732,700 x 1732700 J & J Snack Food Corp. COM 466032109 1663410 44,500 x 44500 J.M. Smucker Co. COM 832696306 294060 8,700 x 8700 Johnson & Johnson COM 478160104 11834864 182,215 x 182215 Kerr McGee COM 492386107 201120 3,200 x 3200 Keyspan Corp. COM 49337W100 2940312 80,800 x 80800 Kimberly Clark Corp. COM 494368103 3951408 61,120 x 61120 Kinder Morgan Energy LP COM 494550106 2491500 75,500 x 75500 Kinross Gold Corp. COM 496902107 3299333 2,597,900 x 2597900 Lam Research Corp. COM 512807108 231628 7,900 x 7900 Lance Inc. COM 514606102 630630 44,100 x 44100 Leggett & Platt Inc. COM 524660107 2859440 115,300 x 115300 Liberty Media Corp. COM 530718105 151680 12,000 x 12000 Longs Drug Stores Corp. COM 543162101 12892662 462,600 x 462600 Longview Fibre Co. COM 543213102 4498010 436,700 x 436700 Lowe's Companies, Inc. COM 548661107 4115893 94,640 x 94640 Lucent Technologies Inc COM 549463107 943635 199,500 x 199500 Lydall Inc. COM 550819106 992600 70,000 x 70000 Manhattan Scientifics, Inc. COM 563122100 3750 15,000 x 15000 Marathon Oil Corp. COM 565849106 1054080 36,600 x 36600 Masco Corp. COM 574599106 3362625 122,500 x 122500 Mattel Inc. COM 577081102 13160460 631,500 x 631500 McDonalds Corp. COM 580135101 2422297 87,290 x 87290 Mckesson Corp. New COM 58155Q103 11468552 306,400 x 306400 MeadWestvaco Corp. COM 583334107 284228 8,574 x 8574 Medtronic Inc COM 585055106 3752430 83,000 x 83000 Mercantile Bankshares Corp. COM 587405101 4455780 103,000 x 103000 Merck & Co. COM 589331107 3818244 66,312 x 66312 Meridian Gold Inc. COM 589975101 5368700 370,000 x 370000 Molex Inc. COM 608554101 3969021 114,480 x 114480 Murphy Oil Corp. COM 626717102 35635200 371,200 x 371200 Nabors Industries Inc COM 629568106 10837125 256,500 x 256500 Nasdaq - 100 Shares COM 631100104 6155442 170,700 x 170700 National Commerce Financial Corp. COM 63545P104 4461900 160,500 x 160500 Newell Rubbermaid Inc. COM 651229106 5455572 170,700 x 170700 Newmont Mining Corp. COM 651639106 28027707 1,012,196 x 1012196 Northrop Grumman Corp. COM 666807102 19512430 172,600 x 172600 Ocean Energy Inc. COM 67481E106 3622361 183,040 x 183040 Oceaneering Int'l COM 675232102 14676900 506,100 x 506100 Olin Corp COM 680665205 18639260 991,450 x 991450 Omnicare, Inc. COM 681904108 1941750 75,000 x 75000 Osmonics Inc. COM 688350107 10822140 736,200 x 736200 Owens & Minor Inc Holding Co. COM 690732102 11935228 607,700 x 607700 Pall Corp COM 696429307 545034 26,600 x 26600 Palm Inc. COM 696642107 428925 107,500 x 107500 Pepsico Inc. COM 713448108 462470 8,980 x 8980 Perrigo Co. COM 714290103 6981190 584,200 x 584200 Pfizer Inc. COM 717081103 281677 7,088 x 7088 Phelps Dodge COM 717265102 1566120 37,200 x 37200 Photoworks, Inc. COM 71940B109 137768 405,200 x 405200 Placer Dome Inc. COM 725906101 12732650 1,039,400 x 1039400 Procter & Gamble COM 742718109 940899 10,444 x 10444 Proxim Corp. COM 744283102 5745891 2,394,121 x 2394121 Quintiles Transnational Corp. COM 748767100 13126125 739,500 x 739500 Rayovac Corp. COM 755081106 11182710 723,800 x 723800 Regions Financial Corp. COM 758940100 724785 21,100 x 21100 Renal Care Group, Inc. COM 759930100 1640000 50,000 x 50000 Rouse Company COM 779273101 1840212 59,400 x 59400 Royal Dutch Petroleum Co. COM 780257804 9728712 179,100 x 179100 Royal Gold, Inc. COM 780287108 222500 25,000 x 25000 Schering-Plough Corp. COM 806605101 200320 6,400 x 6400 Schlumberger Ltd. COM 806857108 5311504 90,301 x 90301 Schulman,A Inc. COM 808194104 16488435 901,500 x 901500 Smartforce PLC - Sponsored ADR COM 83170A206 121800 11,600 x 11600 Sonoco Products Co. COM 835495102 692362 24,200 x 24200 Sovereign Bancorp Inc. COM 845905108 1545500 110,000 x 110000 Speechworks International COM 84764M101 141120 18,000 x 18000 Steelcase Inc. COM 858155203 10793700 644,400 x 644400 Stillwater Mining Co COM 86074Q102 1312902 69,650 x 69650 Stryker Corp. COM 863667101 4600162 76,250 x 76250 Sun Microsystems Inc COM 866810104 511560 58,000 x 58000 Symantec Corp COM 871503108 770627 18,700 x 18700 Symbol Technologies Inc. COM 871508107 17413570 1,549,250 x 1549250 Sysco Corp. COM 871829107 5638962 189,100 x 189100 Systems & Computer Technology Corp COM 871873105 27436519 2,080,100 x 2080100 TVX Gold Inc. COM 87308K200 380000 500,000 x 500000 TXU Corp. COM 873168108 2076831 38,100 x 38100 Technology Solutions Co. COM 87872T108 767375 438,500 x 438500 Temple-Inland Inc. COM 879868107 9421192 166,100 x 166100 Tenet Healthcare Corp COM 88033G100 1916772 28,600 x 28600 Tesco Corp. COM 88157K101 12992562 1,046,100 x 1046100 Teva Pharmaceutical Ind. Ltd spd ADR COM 881624209 218680 4,000 x 4000 Texas Instruments Inc. COM 882508104 2584944 78,095 x 78095 Timken Co. COM 887389104 3456573 149,700 x 149700 Total Fina Elf SA - ADR COM 89151E109 1486040 19,400 x 19400 Transocean Sedco Forex Inc. COM G90078109 691274 20,803 x 20802.7 United Parcel Service, Inc. COM 911312106 2614400 43,000 x 43000 Unitrin, Inc. COM 913275103 5193840 129,200 x 129200 Universal Display Corp COM 91347P105 278400 29,000 x 29000 Universal Electronics COM 913483103 2461200 168,000 x 168000 Unova Inc. COM 91529B106 8864256 1,113,600 x 1113600 Varco International Inc. COM 922122106 12239372 608,924 x 608924 Vaxgen Inc. COM 922390208 1639912 143,600 x 143600 Verisign Inc. COM 92343E102 315900 11,700 x 11700 Verizon Communications COM 92343V104 2030981 44,056 x 44056 Viacom Inc - Cl B COM 925524308 1353392 27,980 x 27980 Viacom Inc Cl A COM 925524100 486000 10,000 x 10000 WGL Holdings Inc. COM 92924F106 2025244 75,400 x 75400 Wal-Mart Stores Inc. COM 931142103 514920 8,400 x 8400 Walt Disney Production COM 254687106 918260 39,786 x 39786 Waste Management, Inc. COM 94106L109 1918400 70,400 x 70400 Weingarten Realty Investment COM 948741103 3674740 71,493 x 71493 Westell Technologies Inc. COM 957541105 3855470 2,487,400 x 2487400 Weyerhaeuser Co. COM 962166104 785750 12,500 x 12500 Wind River Systems, Inc. COM 973149107 273159 20,100 x 20100 Wyeth COM 983024100 13253815 201,886 x 201886 XL Capital LTD - Class A COM G98255105 7472667 80,050 x 80050 Zale Corp COM 988858106 9589720 236,200 x 236200 Zimmer Holdings, Inc. COM 98956P102 284896 8,367 x 8367
52276.0001 #322216