13F-HR 1 to52276001ad2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 1675 Broadway New York, New York 10019 Form 13F File Number: 28-3063 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 11/5/01 _______________________ _____________________ _________ [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 164 Form 13F Information Table Value Total: $736,268 [thousands] List of Other Included Managers: None 3 Form 13F INFORMATION TABLE
COLUMN 1 COLUMN2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SH/ PUT INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) SHARES PRN CALL DISCRETION MGRS SOLE SHARED NONE -------------- -------- ----- ------- ------ -------- ---------- ----- ---------------------- ADC Telecommunications Inc. COM 000886101 44 12540 SH SOLE 12540 ADTRAN, Inc. COM 00738A106 191 10000 SH SOLE 10000 ASA Limited COM 002050102 1112 60000 SH SOLE 60000 AT&T Corp. COM 001957109 11979 620650 SH SOLE 620650 Adobe Systems Inc. COM 00724F101 3444 143600 SH SOLE 143600 Agnico Eagle Mines Ltd COM 008474108 3170 306000 SH SOLE 306000 Albany International Corp COM 012348108 2774 185400 SH SOLE 185400 Alcoa Inc. COM 013817101 9827 316900 SH SOLE 316900 Alexander & Baldwin Inc. COM 014482103 6449 275500 SH SOLE 275500 Allstate Corp COM 020002101 13383 358300 SH SOLE 358300 American Express Co. COM 025816109 727 25000 SH SOLE 25000 American Home Products COM 026609107 6518 111900 SH SOLE 111900 American Management Systems, Inc. COM 027352103 135 11200 SH SOLE 11200 American Power Conversion Corp. COM 029066107 8146 697400 SH SOLE 697400 Amgen Inc. COM 031162100 458 7800 SH SOLE 7800 Anadarko Petroleum Corp. COM 032511107 3021 62841 SH SOLE 62841 Analysts International Corp. COM 032681108 4721 1547800 SH SOLE 1547800 Anglogold Ltd. Sponsored ADR COM 035128206 200 12500 SH SOLE 12500 Anixter Int'l Inc. COM 035290105 10782 435100 SH SOLE 435100 Apache Corp. COM 037411105 215 5000 SH SOLE 5000 Apex Silver Mines Ltd. COM G04074103 1493 165500 SH SOLE 165500 Arch Chemicals Inc. COM 03937R102 2511 110600 SH SOLE 110600 Artesyn Technologies, Inc. COM 043217109 544 100000 SH SOLE 100000 Ascential Software Corp. COM 04362P108 7616 2307800 SH SOLE 2307800 Ashanti Goldfields Co Ltd COM 043743202 1698 485000 SH SOLE 485000 Autodesk Inc. COM 052769106 19961 622600 SH SOLE 622600 BJ's Wholesale Club Inc COM 05548J106 527 11070 SH SOLE 11070 BP PLC COM 055622104 406 8267 SH SOLE 8267 Baker Hughes Inc. COM 057224107 8760 302600 SH SOLE 302600 Baldor Electric Co COM 057741100 11527 580698 SH SOLE 580698 Bank of New York COM 064057102 363 10382 SH SOLE 10382 BankAmerica Corp. COM 060505104 6570 112504 SH SOLE 112504 4 Barrick Gold Corp. COM 067901108 1735 100000 SH SOLE 100000 Bear Stearns Companies Inc COM 073902108 669 13371 SH SOLE 13371 Bio Technology Genl Corp. COM 090578105 150 20000 SH SOLE 20000 Boeing Company COM 097023105 13779 411300 SH SOLE 411300 BroadWing Inc. COM 111620100 188 11700 SH SOLE 11700 Brooks Automation, Inc. COM 11434A100 231 8700 SH SOLE 8700 Bush Industries Inc Cl A COM 123164105 6537 740300 SH SOLE 740300 CVS Corp. COM 126650100 1786 53800 SH SOLE 53800 Cadence Design Systems Inc. COM 127387108 297 17818 SH SOLE 17818 Captaris Inc. COM 14071N104 4564 2183800 SH SOLE 2183800 Chief Consolidated Mining Co. COM 168628105 120 50000 SH SOLE 50000 Chubb Corp COM 171232101 1089 15250 SH SOLE 15250 Circle Corp. COM 172559106 190 34480 SH SOLE 34480 CitiGroup Inc. COM 172967101 2362 58333 SH SOLE 58333 Compania de Minas Buenaventurs S. A. COM 204448104 974 45000 SH SOLE 45000 Computer Horizons Corp. COM 205908106 6732 2251500 SH SOLE 2251500 Corn Products International, Inc. COM 219023108 9576 333300 SH SOLE 333300 Daisytek Intl COM 234053106 3675 324100 SH SOLE 324100 Del Monte Foods Co. COM 24522P103 1324 172000 SH SOLE 172000 Deluxe Corp. COM 248019101 1820 52700 SH SOLE 52700 Dendrite International Inc COM 248239105 1485 187000 SH SOLE 187000 Dial Corp. COM 25247D101 14112 852700 SH SOLE 852700 Diebold, Inc. COM 253651103 2160 56700 SH SOLE 56700 Eastman Kodak COM 277461109 9970 306490 SH SOLE 306490 Elan Corp. PLC COM 284131208 1621 33459 SH SOLE 33459 Electronic Data Systems Cor New COM 285661104 250 4350 SH SOLE 4350 Ethan Allen Interiors, Inc. COM 297602104 1255 45650 SH SOLE 45650 Evans & Sutherland Computer Corp COM 299096107 1169 190000 SH SOLE 190000 Exxon Mobil Corp. COM 30231G102 321 8148 SH SOLE 8148 FPL Group Inc COM 302571104 3837 71650 SH SOLE 71650 Fedders Corp COM 313135105 2413 618724 SH SOLE 618724 Federal Signal Corp. COM 313855108 10117 573500 SH SOLE 573500 Freeport McMoRan Copper & Gold Inc Cl B COM 35671D857 2198 200000 SH SOLE 200000 General Electric Co. COM 369604103 919 24692 SH SOLE 24692 Gentiva Health Services, Inc. COM 37247A102 739 41023 SH SOLE 41023 Genzyme Corp. COM 372917104 354 7800 SH SOLE 7800 Getty Images, Inc. COM 374276103 3715 336800 SH SOLE 336800 Global Industries Ltd COM 379336100 5906 1083700 SH SOLE 1083700 Gold Fields Ltd COM 38059T106 1110 250000 SH SOLE 250000 5 Goldcorp Inc. COM 380956409 2270 195700 SH SOLE 195700 H & R Block Inc COM 093671105 10234 265400 SH SOLE 265400 HCR Manor Care, Inc. COM 564055101 281 10000 SH SOLE 10000 Healthsouth Corp COM 421924101 1463 90000 SH SOLE 90000 Homestake Mining COM 437614100 3339 359000 SH SOLE 359000 Honeywell International Inc. COM 438516106 10275 389200 SH SOLE 389200 Humana Inc COM 444859102 15766 1307300 SH SOLE 1307300 Hyperion Solutions Corp. COM 44914M104 5595 418800 SH SOLE 418800 IHOP Corp. COM 449623107 12104 462000 SH SOLE 462000 IShares - Russell 2000 COM 464287655 2165 27000 SH SOLE 27000 Idexx Laboratories Corp. COM 45168D104 1402 60000 SH SOLE 60000 Illinois Tool Wks COM 452308109 607 11225 SH SOLE 11225 Inco Ltd COM 453258402 11265 907700 SH SOLE 907700 Inhale Therapeutics Systems, Inc. COM 457191104 136 10200 SH SOLE 10200 Input/Output Inc COM 457652105 17578 2148900 SH SOLE 2148900 Int'l Business Machines COM 459200101 9754 106350 SH SOLE 106350 InterDent, Inc. COM 45865R208 93 46666 SH SOLE 46666 InterVoice-Brite Inc. COM 461142101 14410 1388200 SH SOLE 1388200 Interpublic Group of Cos. Inc. COM 460690100 612 30000 SH SOLE 30000 Intl Multifoods Corp. COM 460043102 8662 453500 SH SOLE 453500 Ionics, Inc. COM 462218108 8806 398300 SH SOLE 398300 Ivanhoe Energy Inc COM 465790103 3111 1885700 SH SOLE 1885700 J & J Snack Food Corp. COM 466032109 3199 170600 SH SOLE 170600 J.M. Smucker Co. COM 832696306 1011 39400 SH SOLE 39400 Johnson & Johnson COM 478160104 924 16676 SH SOLE 16676 La Z Boy Chair Co. COM 505336107 4252 269300 SH SOLE 269300 Lafarge Corp. COM 505862102 2218 66400 SH SOLE 66400 Lance Inc. COM 514606102 1249 94100 SH SOLE 94100 Lexington Corp Properties Trust COM 529043101 2561 174800 SH SOLE 174800 Longs Drug Stores Corp. COM 543162010 8835 324800 SH SOLE 324800 Longview Fibre Co. COM 543213102 3343 331000 SH SOLE 331000 Lucent Technologies Inc COM 549463107 582 101500 SH SOLE 101500 Lydall Inc. COM 550819106 1122 170000 SH SOLE 170000 Macromedia Inc. COM 556100105 148 12200 SH SOLE 12200 Manhattan Scientifics, Inc. COM 563122100 7 15000 SH SOLE 15000 Mattel Inc. COM 577081102 10199 651300 SH SOLE 651300 McDonalds Corp. COM 580135101 1385 51024 SH SOLE 51024 Mckesson Corp. New COM 58155Q103 11617 307400 SH SOLE 307400 Meridian Gold Inc. COM 589975101 3464 317500 SH SOLE 317500 Murphy Oil Corp. COM 626717102 21882 302400 SH SOLE 302400 Nabors Industries Inc COM 629568106 3395 161900 SH SOLE 161900 Nasdaq - 100 Shares COM 631100104 8033 277200 SH SOLE 277200 Newmont Mining Corp. COM 651639106 7861 333096 SH SOLE 333096 Northrop Grumman Corp. COM 666807102 17766 175900 SH SOLE 175900 Oceaneering Int'l COM 675232102 11587 716600 SH SOLE 716600 Office Depot Inc COM 676220106 7479 549900 SH SOLE 549900 6 Olin Corp COM 680665205 12664 861500 SH SOLE 861500 Omnicare, Inc. COM 681904108 1637 75000 SH SOLE 75000 Oracle Corp. COM 68389X105 150 11900 SH SOLE 11900 Osmonics Inc. COM 688350107 9003 720200 SH SOLE 720200 Owens & Minor Inc Holding Co. COM 690732102 14990 738400 SH SOLE 738400 Palm Inc. COM 696642107 231 158108 SH SOLE 158108 Perrigo Co. COM 714290103 7563 499200 SH SOLE 499200 Phillips Petroleum Co. COM 718507106 1873 34720 SH SOLE 34720 Photoworks, Inc. COM 71940B109 69 405200 SH SOLE 405200 Placer Dome Inc. COM 725906101 10621 830385 SH SOLE 830385 Proxim Inc COM 744284100 1989 204000 SH SOLE 204000 Public Storage PFD 74460D794 564 22100 SH SOLE 22100 Questar Corp. COM 748356102 1821 90250 SH SOLE 90250 Quintiles Transnational Corp. COM 748767100 1867 127900 SH SOLE 127900 Renal Care Group, Inc. COM 759930100 1539 50000 SH SOLE 50000 Royal Gold, Inc. COM 780287108 145 25000 SH SOLE 25000 Ryan's Family Steak Houses COM 783519101 1135 66300 SH SOLE 66300 SBC Communications Inc. COM 78387G103 212 4500 SH SOLE 4500 Schlumberger Ltd. COM 806857108 708 15500 SH SOLE 15500 Schulman,A Inc. COM 808194104 8857 864100 SH SOLE 864100 Speechworks International COM 84764M101 65 13200 SH SOLE 13200 Stillwater Mining Co COM 86074Q102 7829 389100 SH SOLE 389100 Symantec Corp COM 871503108 5003 144300 SH SOLE 144300 Symbol Technologies Inc. COM 871508107 6005 572450 SH SOLE 572450 Systems & Computer Technology Corp COM 871873105 18413 2045900 SH SOLE 2045900 Technology Solutions Co. COM 87872T108 630 300000 SH SOLE 300000 Temple-Inland Inc. COM 879868107 7964 167700 SH SOLE 167700 Tenet Healthcare Corp COM 88033G100 1736 29100 SH SOLE 29100 Tesco Corp. COM 88157K101 3877 686200 SH SOLE 686200 Teva Pharmaceutical Ind. Ltd spd ADR COM 881624209 242 4000 SH SOLE 4000 Texaco Inc. COM 881694103 20394 313750 SH SOLE 313750 Texas Instruments Inc. COM 882508104 300 12000 SH SOLE 12000 Transocean Sedco Forex Inc. COM G90078109 438 16592 SH SOLE 16592 Trigon Healthcare Inc. COM 89618L100 2044 31200 SH SOLE 31200 United Stationers, Inc. COM 913004107 4262 142700 SH SOLE 142700 Unitrin, Inc. COM 913275103 5076 132800 SH SOLE 132800 Unova Inc. COM 91529B106 3252 730700 SH SOLE 730700 Varco International Inc. COM 922122106 7373 610336 SH SOLE 610336 Verizon Communications COM 92343V104 428 7911 SH SOLE 7911 WMS Industries Inc. COM 929297109 1515 86600 SH SOLE 86600 Walt Disney Production COM 254687106 290 15600 SH SOLE 15600 Waste Management, Inc. COM 94106L109 2685 100400 SH SOLE 100400 7 Wellpoint Health Networks, Inc. COM 94973H108 2454 22480 SH SOLE 22480 Westell Technologies Inc. COM 957541105 2334 2222900 SH SOLE 2222900 Wind River Systems, Inc. COM 973149107 153 14600 SH SOLE 14600 Zale Corp COM 988858106 6321 238700 SH SOLE 238700 Zebra Technologies Corp. COM 989207105 1547 41300 SH SOLE 41300
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