-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqTVFvugSioyGPWuuChl5qFPWcsKJEhiCIkDroNyXjtivk1KtwGkARIp6ruvOARv 7NiqUas6qYve9W1ZY98Mbw== 0000919574-01-500696.txt : 20031216 0000919574-01-500696.hdr.sgml : 20031216 20010813162205 ACCESSION NUMBER: 0000919574-01-500696 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 01706948 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 to52276001ad1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 1675 Broadway New York, New York 10019 Form 13F File Number: 28-3063 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 8/3/01 _______________________ _____________________ _________ [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 167 Form 13F Information Table Value Total: $868,488 [thousands] List of Other Included Managers: None 3 Form 13F INFORMATION TABLE
COLUMN 1 COLUMN2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SH/ PUT INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) SHARES PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------- ----- ------- ------ -------- ---------- ----- ---------------------- ADC Telecommunications Inc. COM 000886101 70 10540 SH SOLE 10540 ASA Limited COM 002050102 383 20000 SH SOLE 20000 AT&T Corp. COM 001957109 13819 628150 SH SOLE 628150 Adobe Systems Inc. COM 00724F101 6749 143600 SH SOLE 143600 Agnico Eagle Mines Ltd COM 008474108 2176 256000 SH SOLE 256000 Albany International Corp COM 012348108 3504 185400 SH SOLE 185400 Alcoa Inc. COM 013817101 12486 316900 SH SOLE 316900 Alexander & Baldwin Inc. COM 014482103 7094 275500 SH SOLE 275500 Allstate Corp COM 020002101 15146 344300 SH SOLE 344300 American Express Co. COM 025816109 388 10000 SH SOLE 10000 American General Corp. COM 026351106 438 9424 SH SOLE 9424 American Home Products COM 026609107 6574 111900 SH SOLE 111900 American Power Conver- sion Corp. COM 029066107 8363 531000 SH SOLE 531000 Amgen Inc. COM 031162100 473 7800 SH SOLE 7800 Anadarko Petroleum Corp. COM 032511107 2849 52841 SH SOLE 52841 Analysts International Corp. COM 032681108 7078 1587000 SH SOLE 1587000 Anixter Int'l Inc. COM 035290105 14432 470100 SH SOLE 470100 Apache Corp. COM 037411105 254 5000 SH SOLE 5000 Apex Silver Mines Ltd. COM G04074103 2395 210500 SH SOLE 210500 Applied Materials Inc. COM 038222105 250 5100 SH SOLE 5100 Arch Chemicals Inc. COM 03937R102 2414 110600 SH SOLE 110600 Ashanti Goldfields Co Ltd COM 043743202 675 225000 SH SOLE 225000 Autodesk Inc. COM 052769106 24062 645100 SH SOLE 645100 BJ's Wholesale Club Inc COM 05548J106 590 11070 SH SOLE 11070 BP PLC COM 055622104 412 8267 SH SOLE 8267 Baker Hughes Inc. COM 057224107 10338 308600 SH SOLE 308600 Baldor Electric Co COM 057741100 12410 580698 SH SOLE 580698 Bank of New York COM 064057102 498 10382 SH SOLE 10382 BankAmerica Corp. COM 060505104 6772 112804 SH SOLE 112804 Barrick Gold Corp. COM 067901108 2979 196650 SH SOLE 196650 Bear Stearns Companies Inc COM 073902108 1013 17171 SH SOLE 17171 Bio Technology Genl Corp. COM 090578105 262 20000 SH SOLE 20000 Boeing Company COM 097023105 12499 224800 SH SOLE 224800 4 Brooks Automation, Inc. COM 11434A100 263 5700 SH SOLE 5700 Bush Industries Inc Cl A COM 123164105 8772 667100 SH SOLE 667100 C R Bard Inc COM 067383109 2876 50500 SH SOLE 50500 CVS Corp. COM 126650100 687 17800 SH SOLE 17800 Cadence Design Systems Inc. COM 127387108 332 17818 SH SOLE 17818 Captaris Inc. COM 14071N104 3966 1906900 SH SOLE 1906900 Chief Consolidated Mining Co. COM 168628105 145 50000 SH SOLE 50000 Circle Corp. COM 172559106 190 34480 SH SOLE 34480 CitiGroup Inc. COM 172967101 3082 58333 SH SOLE 58333 Comerica Inc. COM 200340107 1129 19600 SH SOLE 19600 Compania de Minas Buenaventurs S. A. COM 204448104 1014 55000 SH SOLE 55000 Computer Horizons Corp. COM 205908106 7002 2251500 SH SOLE 2251500 Corn Products Inter- national, Inc. COM 219023108 8883 277600 SH SOLE 277600 Daisytek Intl COM 234053106 6593 418600 SH SOLE 418600 Del Monte Foods Co. COM 24522P103 419 50000 SH SOLE 50000 Deluxe Corp. COM 248019101 7982 276200 SH SOLE 276200 Dendrite International Inc COM 248239105 1521 137000 SH SOLE 137000 Dial Corp. COM 25247D101 11658 818100 SH SOLE 818100 Diebold, Inc. COM 253651103 1813 56400 SH SOLE 56400 Eastman Kodak COM 277461109 14797 316990 SH SOLE 316990 Elan Corp. PLC COM 284131208 2056 33709 SH SOLE 33709 Electronic Data Systems Cor New COM 285661104 303 4850 SH SOLE 4850 Ethan Allen Interiors, Inc. COM 297602104 1484 45650 SH SOLE 45650 Evans & Sutherland Computer Corp COM 299096107 1545 190000 SH SOLE 190000 Exxon Mobil Corp. COM 30231G102 369 4224 SH SOLE 4224 FPL Group Inc COM 302571104 4314 71650 SH SOLE 71650 Fedders Corp COM 313135105 3243 623724 SH SOLE 623724 Federal Signal Corp. COM 313855108 13460 573500 SH SOLE 573500 Freeport McMoRan Copper & Gold Inc Cl B COM 35671D857 387 35000 SH SOLE 35000 General Electric Co. COM 369604103 1213 24874 SH SOLE 24874 Gentiva Health Services, Inc. COM 37247A102 774 43023 SH SOLE 43023 Genzyme Corp. COM 372917104 476 7800 SH SOLE 7800 Getty Images, Inc. COM 374276103 9774 372200 SH SOLE 372200 Global Industries Ltd COM 379336100 9740 781100 SH SOLE 781100 Goldcorp Inc. COM 380956409 1176 109000 SH SOLE 109000 H & Q Healthcare Investors-SBI COM 404052102 437 16325 SH SOLE 16325 H & R Block Inc COM 093671105 20585 318900 SH SOLE 318900 HCR Manor Care, Inc. COM 564055101 318 10000 SH SOLE 10000 Healthsouth Corp COM 421924101 1437 90000 SH SOLE 90000 5 Homestake Mining COM 437614100 7437 939000 SH SOLE 939000 Honeywell International Inc. COM 438516106 3202 91500 SH SOLE 91500 Humana Inc COM 444859102 2736 277800 SH SOLE 277800 Hyperion Solutions Corp. COM 44914M104 6170 411300 SH SOLE 411300 IHOP Corp. COM 449623107 12915 481000 SH SOLE 481000 IShares - Russell 2000 COM 464287655 2751 27000 SH SOLE 27000 Idexx Laboratories Corp. COM 45168D104 1875 60000 SH SOLE 60000 Illinois Tool Wks COM 452308109 711 11225 SH SOLE 11225 Inco Ltd COM 453258402 15857 918700 SH SOLE 918700 Informix Corp. COM 456779107 13478 2307800 SH SOLE 2307800 Input/Output Inc COM 457652105 28819 2269200 SH SOLE 2269200 Int'l Business Machines COM 459200101 12018 106350 SH SOLE 106350 InterDent, Inc. COM 4586R1094 106 280000 SH SOLE 280000 InterVoice-Brite Inc. COM 461142101 15380 1398200 SH SOLE 1398200 Intl Multifoods Corp. COM 460043102 8995 433500 SH SOLE 433500 Ionics, Inc. COM 462218108 12291 390200 SH SOLE 390200 Ivanhoe Energy Inc COM 465790103 7083 1888700 SH SOLE 1888700 J & J Snack Food Corp. COM 466032109 3779 170600 SH SOLE 170600 J.M. Smucker Co. COM 832696306 1024 39400 SH SOLE 39400 Johnson & Johnson COM 478160104 834 16676 SH SOLE 16676 La Z Boy Chair Co. COM 505336107 5167 279300 SH SOLE 279300 Lafarge Corp. COM 505862102 2225 66400 SH SOLE 66400 Lam Research Corp. COM 512807108 273 9200 SH SOLE 9200 Lance Inc. COM 514606102 1270 94100 SH SOLE 94100 Longs Drug Stores Corp. COM 543162010 4521 209800 SH SOLE 209800 Longview Fibre Co. COM 543213102 4078 331000 SH SOLE 331000 Lydall Inc. COM 550819106 1920 160000 SH SOLE 160000 Macromedia Inc COM 556100105 193 10700 SH SOLE 10700 Manhattan Scientifics, Inc. COM 563122100 14 15000 SH SOLE 15000 Matrix Pharmaceutical, Inc. COM 576844104 104 10000 SH SOLE 10000 Mattel Inc. COM 577081102 12323 651300 SH SOLE 651300 McDonalds Corp. COM 580135101 1115 41211 SH SOLE 41211 Mckesson Corp. New COM 58155Q103 12042 324400 SH SOLE 324400 Meridian Gold Inc. COM 589975101 2604 327500 SH SOLE 327500 Murphy Oil Corp. COM 626717102 22257 302400 SH SOLE 302400 Nasdaq - 100 Shares COM 631100104 9624 210600 SH SOLE 210600 Newmont Mining Corp. COM 651639106 6664 358096 SH SOLE 358096 Northrop Grumman Corp. COM 666807102 14714 183700 SH SOLE 183700 Oceaneering Int'l COM 675232102 14807 713600 SH SOLE 713600 Office Depot Inc COM 676220106 6676 643200 SH SOLE 643200 Olin Corp COM 680665205 14808 871600 SH SOLE 871600 Omnicare, Inc. COM 681904108 1515 75000 SH SOLE 75000 Oracle Corp. COM 68389X105 226 11900 SH SOLE 11900 Osmonics Inc. COM 688350107 9939 720200 SH SOLE 720200 Owens & Minor Inc Holding Co. COM 690732102 14372 756400 SH SOLE 756400 Palm Inc. COM 696642107 1576 259608 SH SOLE 259608 Perrigo Co. COM 714290103 10900 653100 SH SOLE 653100 6 Photoworks, Inc. COM 71940B109 304 405200 SH SOLE 405200 Placer Dome Inc. COM 725906101 3432 350185 SH SOLE 350185 PolyMedica Corporation COM 2693011 563 13900 SH SOLE 13900 Procter & Gamble COM 742718109 11618 182100 SH SOLE 182100 Protein Design Laboratories Inc. COM 74369L103 260 3000 SH SOLE 3000 Providian Financial corp. COM 74406A102 266 4500 SH SOLE 4500 Proxim Inc COM 744284100 761 54000 SH SOLE 54000 Public Storage PFD 74460D794 567 22,100 SH SOLE 22,100 Questar Corp. COM 748356102 2108 85150 SH SOLE 85150 Quintiles Transnational Corp. COM 748767100 3229 127900 SH SOLE 127900 Radioshack Corp. COM 750438103 938 30750 SH SOLE 30750 Reader's Digest Association Inc Cl A COM 755267101 18812 654334 SH SOLE 654334 Renal Care Group, Inc. COM 759930100 1645 50000 SH SOLE 50000 Royal Gold, Inc. COM 780287108 77 25000 SH SOLE 25000 Ryan's Family Steak Houses COM 783519101 1438 117400 SH SOLE 117400 Sara Lee Corp. COM 803111103 18637 984000 SH SOLE 984000 Schein Henry Inc. COM 806407102 240 6000 SH SOLE 6000 Schlumberger Ltd. COM 806857108 816 15500 SH SOLE 15500 Schulman,A Inc. COM 808194104 11665 864100 SH SOLE 864100 Speechworks Inter- national COM 84764M101 207 13200 SH SOLE 13200 Stillwater Mining Co COM 86074Q102 11557 395100 SH SOLE 395100 Symantec Corp COM 871503108 1857 42500 SH SOLE 42500 Symbol Technologies Inc. COM 871508107 239 10750 SH SOLE 10750 Systems & Computer Technology Corp COM 871873105 17760 1962400 SH SOLE 1962400 TJX Companies, Inc. COM 872540109 1270 39850 SH SOLE 39850 Technology Solutions Co. COM 87872T108 534 300000 SH SOLE 300000 Temple-Inland Inc. COM 879868107 8937 167700 SH SOLE 167700 Tenet Healthcare Corp COM 88033G100 1502 29100 SH SOLE 29100 Tesco Corp. COM 88157K101 5743 534200 SH SOLE 534200 Teva Pharmaceutical Ind. Ltd spd ADR COM 881624209 249 4000 SH SOLE 4000 Texaco Inc. COM 881694103 21048 315750 SH SOLE 315750 Texas Instruments Inc. COM 882508104 383 12000 SH SOLE 12000 Thoratec Laboratories Corp. New COM 885175307 165 10604 SH SOLE 10604 Tosco Corp. COM 891490302 2302 52250 SH SOLE 52250 Transocean Sedco Forex Inc. COM G90078109 618 14992 SH SOLE 14992 Trigon Healthcare Inc. COM 89618L100 2010 31000 SH SOLE 31000 United Stationers, Inc. COM 913004107 4504 142700 SH SOLE 142700 Unitrin, Inc. COM 913275103 5100 132800 SH SOLE 132800 Unova Inc. COM 91529B106 5027 730700 SH SOLE 730700 Varco International Inc. COM 922122106 8710 468036 SH SOLE 468036 7 Verizon Communications COM 92343V104 423 7911 SH SOLE 7911 Walt Disney Production COM 254687106 898 31100 SH SOLE 31100 Waste Management, Inc. COM 94106L109 3403 110400 SH SOLE 110400 Wellpoint Health Networks, Inc. COM 94973H108 2455 26050 SH SOLE 26050 Westell Technologies Inc. COM 957541105 3334 2222900 SH SOLE 2222900 Wind River Systems, Inc. COM 973149107 218 12500 SH SOLE 12500 Zale Corp COM 988858106 7990 237100 SH SOLE 237100 Zebra Technologies Corp. COM 989207105 2029 41300 SH SOLE 41300
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