-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G1QW3CZWdbmNNyWhlvsQO8ned0YFYFSGcdU+v2gUmoQptGkjEtxJY4VNZrTvvnK8 n1MyXqIwWfwa+CEJqwTIFA== 0000919574-01-500202.txt : 20031216 0000919574-01-500202.hdr.sgml : 20031216 20010503162200 ACCESSION NUMBER: 0000919574-01-500202 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010503 DATE AS OF CHANGE: 20010506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 01621527 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 tg52276001ad0.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 1675 Broadway New York, New York 10019 Form 13F File Number: 28-3063 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 5/2/01 _______________________ _____________________ _________ [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 168 Form 13F Information Table Value Total: $775,803 [thousands] List of Other Included Managers: None 3 Form 13F INFORMATION TABLE March 31 2001
COLUMN 1 COLUMN2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SH/ PUT INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) SHARES PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------- ----- ------- ------ -------- ---------- ----- ---------------------- 3Com Corp. COM 885535104 477515.62 83500 SH SOLE 83500 ADC Telecommunications Inc. COM 000886101 85340 10040 SH SOLE 10040 AT&T Corp. COM 001957109 13720395 644150 SH SOLE 644150 AVT Corp. COM 002420107 5212406.25 1853300 SH SOLE 1853300 Aber Resources Ltd. COM 002893105 409375 50000 SH SOLE 50000 Adobe Systems Inc. COM 00724F101 4741932 135600 SH SOLE 135600 Agnico Eagle Mines Ltd COM 008474108 1486970 241000 SH SOLE 241000 Albany International Corp COM 012348108 4933040 268100 SH SOLE 268100 Alcoa Inc. COM 013817101 11378175 316500 SH SOLE 316500 Alexander & Baldwin Inc. COM 014482103 4071937.5 190500 SH SOLE 190500 Allstate Corp COM 020002101 14733522 351300 SH SOLE 351300 Alza Corp. (Cl A) COM 022615108 324000 8000 SH SOLE 8000 American General Corp. COM 026351106 360468 9424 SH SOLE 9424 American Home Products COM 026609107 6591750 112200 SH SOLE 112200 American Int'l Group COM 026874107 211312.5 2625 SH SOLE 2625 American Power Conversion Corp. COM 029066107 8017968.75 622000 SH SOLE 622000 Amgen Inc. COM 031162100 469462.5 7800 SH SOLE 7800 Anadarko Petroleum Corp. COM 032511107 3382146.94 53873 SH SOLE 53873 Analysts International Corp. COM 032681108 6941393.75 1338100 SH SOLE 1338100 Anixter Int'l Inc. COM 035290105 11688500 485000 SH SOLE 485000 Apache Corp. COM 037411105 288050 5000 SH SOLE 5000 Apex Silver Mines Ltd. COM G04074103 1277580 160500 SH SOLE 160500 Arch Chemicals Inc. COM 03937R102 3184350 149500 SH SOLE 149500 Ashanti Goldfields Co Ltd COM 043743202 456750 225000 SH SOLE 225000 Autodesk Inc. COM 052769106 18209137.5 595800 SH SOLE 595800 Avatex Corp. COM 05349F402 585445 1361500 SH SOLE 1361500 Axcelis Technologies, Inc. COM 054540109 1118093.75 96700 SH SOLE 96700 BJ's Wholesale Club Inc COM 05548J106 529699.5 11070 SH SOLE 11070 BP Amoco PLC COM 055622104 410208.54 8267 SH SOLE 8267 Baker Hughes Inc. COM 057224107 9571316 263600 SH SOLE 263600 4 Baldor Electric Co COM 057741100 9939767.89 472198 SH SOLE 472198 Bank of New York COM 064057102 523519.68 10632 SH SOLE 10632 BankAmerica Corp. COM 060505104 6340269 115804 SH SOLE 115804 Barrick Gold Corp. COM 067901108 3095928.5 216650 SH SOLE 216650 Bear Stearns Companies Inc COM 073902108 1036971.54 22671 SH SOLE 22671 Bio Technology Genl Corp. COM 090578105 124800 20000 SH SOLE 20000 Boeing Company COM 097023105 12551463 225300 SH SOLE 225300 Brooks Automation, Inc. COM 11434A100 226575 5700 SH SOLE 5700 Burlington Industries Inc New COM 121693105 3829250 1445000 SH SOLE 1445000 Bush Industries Inc Cl A COM 123164105 7208640 500600 SH SOLE 500600 C R Bard Inc COM 067383109 2292700 50500 SH SOLE 50500 Chief Consolidated Mining Co. COM 168628105 125000 50000 SH SOLE 50000 Circle Corp. COM 172559106 189640 34480 SH SOLE 34480 CitiGroup Inc. COM 172967101 262980062 58466 SH SOLE 58466 Clayton Homes, Inc. COM 184190106 1877390 155800 SH SOLE 155800 Clorox Co. COM 189054109 3701665 117700 SH SOLE 117700 Comerica Inc. COM 200340107 1805025 29350 SH SOLE 29350 Compania de Minas Buenaventurs S. A. COM 204448104 925625 62500 SH SOLE 62500 Compaq Computer Corp. COM 204493100 427700 23500 SH SOLE 23500 Computer Horizons Corp. COM 205908106 6107500 1745000 SH SOLE 1745000 Corn Products International, Inc. COM 219023108 2717394 105900 SH SOLE 105900 Daisytek Intl COM 234053106 2147656.25 274900 SH SOLE 274900 Deluxe Corp. COM 248019101 7744824 327200 SH SOLE 327200 Dial Corp. COM 25247D101 9558750 764700 SH SOLE 764700 Diebold, Inc. COM 253651103 1743710 63500 SH SOLE 63500 Dycom Industries, Inc. COM 267475101 1007490 78100 SH SOLE 78100 Eastman Kodak COM 277461109 12904016.1 323490 SH SOLE 323490 Edison International COM 281020107 288697.6 22840 SH SOLE 22840 Elan Corp. PLC COM 284131208 1756070.25 33609 SH SOLE 33609 Engineered Supp Systems COM 292866100 4945468.75 255250 SH SOLE 255250 Ethan Allen Interiors, Inc. COM 297602104 1660287 49150 SH SOLE 49150 Evans & Sutherland Computer Corp COM 299096107 1417500 180000 SH SOLE 180000 Exxon Mobil Corp. COM 30231G102 342144 4224 SH SOLE 4224 FPL Group Inc COM 302571104 3993695 65150 SH SOLE 65150 Fedders Corp COM 313135105 3439094.4 614124 SH SOLE 614124 Federal Signal Corp. COM 313855108 10776654 551800 SH SOLE 551800 5 Freeport McMoRan Copper & Gold Inc Cl B COM 35671D857 652500 50000 SH SOLE 50000 Garmin Ltd. COM 1470750 74000 SH SOLE 74000 General Electric Co. COM 369604103 998486.58 23853 SH SOLE 23853 Gentiva Health Services, Inc. COM 37247A102 82012594 43023 SH SOLE 43023 Genzyme Corp. COM 372917104 352287 3900 SH SOLE 3900 Getty Images, Inc. COM 374276103 5667937.5 351500 SH SOLE 351500 Global Industries Ltd COM 379336100 12466956.25 856100 SH SOLE 856100 Goldcorp Inc. COM 380956409 863010 129000 SH SOLE 129000 H & Q Healthcare Investors-SBI COM 404052102 547296.75 26325 SH SOLE 26325 H & R Block Inc COM 093671105 20484552 409200 SH SOLE 409200 HCR Manor Care, Inc. COM 564055101 204 10000 SH SOLE 10000 Healthsouth Corp COM 421924101 1160100 90000 SH SOLE 90000 Homestake Mining COM 437614100 5070640 964000 SH SOLE 964000 Humana Inc COM 444859102 2911344 277800 SH SOLE 277800 Hyperion Solutions Corp. COM 44914M104 6580612.5 408100 SH SOLE 408100 IHOP Corp. COM 449623107 7748000 387400 SH SOLE 387400 IShares - Russell 2000 COM 464287655 4838400 54000 SH SOLE 54000 Idexx Laboratories Corp. COM 45168D104 1316250 60000 SH SOLE 60000 Illinois Tool Wks COM 452308109 638029 11225 SH SOLE 11225 Inco Ltd COM 453258402 13787451 929700 SH SOLE 929700 Informix Corp. COM 456779107 12567368.75 2324600 SH SOLE 2324600 Input/Output Inc COM 457652105 18526090 1981400 SH SOLE 1981400 Int'l Business Machines COM 459200101 10228743 106350 SH SOLE 106350 InterDent, Inc. COM 4586R1094 113750 280000 SH SOLE 280000 InterVoice-Brite Inc. COM 461142101 11289687.5 1389500 SH SOLE 1389500 Intl Multifoods Corp. COM 460043102 6820275 354300 SH SOLE 354300 Ionics, Inc. COM 462218108 7007000 269500 SH SOLE 269500 Ivanhoe Energy Inc COM 465790103 7819568.75 1881400 SH SOLE 1881400 J & J Snack Food Corp. COM 466032109 2555500 152000 SH SOLE 152000 J.M. Smucker Co. COM 832696306 961540 36700 SH SOLE 36700 Johnson & Johnson COM 478160104 446446.88 5104 SH SOLE 5104 K Mart Corp. COM 482584109 6054540 644100 SH SOLE 644100 La Z Boy Chair Co. COM 505336107 2694920 151400 SH SOLE 151400 Lafarge Corp. COM 505862102 2187514 72100 SH SOLE 72100 Lam Research Corp. COM 512807108 242250 10200 SH SOLE 10200 Lance Inc. COM 514606102 999000 88800 SH SOLE 88800 Longs Drug Stores Corp. COM 543162010 6136656 207600 SH SOLE 207600 Longview Fibre Co. COM 543213102 4732000 364000 SH SOLE 364000 Lydall Inc. COM 550819106 988000 95000 SH SOLE 95000 Matrix Pharmaceutical, Inc. COM 576844104 90000 10000 SH SOLE 10000 Mattel Inc. COM 577081102 11522130 649500 SH SOLE 649500 Mcdonalds Corp. COM 580135101 262898.1 9902 SH SOLE 9902 Mckesson Corp. New COM 58155Q103 8543950 319400 SH SOLE 319400 6 Meridian Gold Inc. COM 589975101 2133000 337500 SH SOLE 337500 Motorola Inc. COM 620076109 761484 53400 SH SOLE 53400 Murphy Oil Corp. COM 626717102 20420086 306700 SH SOLE 306700 Nasdaq - 100 Shares COM 631100104 10680120 272800 SH SOLE 272800 Newmont Mining Corp. COM 651639106 4603807.52 285596 SH SOLE 285596 Northrop Grumman Corp. COM 666807102 15573000 179000 SH SOLE 179000 Oceaneering Int'l COM 675232102 15482150 720100 SH SOLE 720100 Office Depot Inc COM 676220106 6825875 780100 SH SOLE 780100 Olin Corp COM 680665205 17739300 870000 SH SOLE 870000 Omnicare, Inc. COM 681904108 1608750 75000 SH SOLE 75000 Osmonics Inc. COM 688350107 3671280 509900 SH SOLE 509900 Owens & Minor Inc Holding Co. COM 690732102 12652062 765400 SH SOLE 765400 Pacific Rim Mining Wts WAR 97551FXX3 5715.5 35000 WT SOLE 35000 PG & E Corp. COM 69331C108 236900 20000 SH SOLE 20000 PRI Automation, Inc. COM 69357H106 188375 11000 SH SOLE 11000 Palm Inc. COM 696642107 685781.87 81580 SH SOLE 81580 Perrigo Co. COM 714290103 8438187.5 854500 SH SOLE 854500 Photoworks, Inc. COM 71940B109 329225 405200 SH SOLE 405200 Placer Dome Inc. COM 725906101 3029100.25 350185 SH SOLE 350185 Procter & Gamble COM 742718109 8776520 140200 SH SOLE 140200 Providian Financial Corp. COM 74406A102 220725 4500 SH SOLE 4500 Public Storage PFD 74460D794 608525 24100 SH SOLE 24100 Questar Corp. COM 748356102 2507100 91500 SH SOLE 91500 Quintiles Transnational Corp. COM 748767100 2387687.5 126500 SH SOLE 126500 Radioshack Corp. COM 750438103 511825.5 13950 SH SOLE 13950 Reader's Digest Association Inc Cl A COM 755267101 11105602.32 404134 SH SOLE 404134 Renal Care Group, Inc. COM 759930100 1341000 50000 SH SOLE 50000 Ryan's Family Steak Houses COM 783519101 1437562.5 135300 SH SOLE 135300 Sara Lee Corp. COM 803111103 19713330 913500 SH SOLE 913500 Schein Henry Inc. COM 806407102 10389225 282700 SH SOLE 282700 Schlumberger Ltd. COM 806857108 892955 15500 SH SOLE 15500 Schulman,A Inc. COM 808194104 8494725 711600 SH SOLE 711600 Stillwater Mining Co COM 86074Q102 10711800 396000 SH SOLE 396000 Symantec Corp COM 871503108 2147071.87 51350 SH SOLE 51350 Systems & Computer Technology Corp COM 871873105 16712062.5 1819000 SH SOLE 1819000 TJX Companies, Inc. COM 872540109 1748800 54650 SH SOLE 54650 TVX Gold Inc. COM 87308K101 575000 625000 SH SOLE 625000 Technology Solutions Co. COM 87872T108 665625 300000 SH SOLE 300000 Temple-Inland Inc. COM 879868107 7376475 166700 SH SOLE 166700 Tenet Healthcare Corp COM 88033G100 1306800 29700 SH SOLE 29700 Tesco Corp COM 88157K101 1043750 100000 SH SOLE 100000 7 Teva Pharmaceutical Ind. Ltd spd ADR COM 881624209 218500 4000 SH SOLE 4000 Texaco Inc. COM 881694103 21838960 328900 SH SOLE 328900 Texas Instruments Inc. COM 882508104 371760 12000 SH SOLE 12000 Thoratec Laboratories Corp. New COM 885175307 124134 14604 SH SOLE 14604 Tosco Corp. COM 891490302 2518564 58900 SH SOLE 58900 Transocean Sedco Forex Inc. COM G90078109 1209118.2 27892 SH SOLE 27892 Ultrak Inc COM 903898401 411532.03 175587 SH SOLE 175587 Unisys Corp. COM 909214108 1703800 121700 SH SOLE 121700 United Stationers, Inc. COM 913004107 4636600 191200 SH SOLE 191200 Unitrin, Inc. COM 913275103 4776037.5 131300 SH SOLE 131300 Unova Inc. COM 91529B106 1669616 558400 SH SOLE 558400 Varco International Inc. COM 922122106 9428500.9 456586 SH SOLE 456586 Verizon Communications COM 92343V104 296342.3 6011 SH SOLE 6011 Walt Disney Production COM 254687106 889460 31100 SH SOLE 31100 Waste Management, Inc. COM 94106L109 2963506 119980 SH SOLE 119980 Wellpoint Health Networks, Inc. COM 94973H108 1167547.5 12250 SH SOLE 12250 Westell Technologies Inc. COM 957541105 6493162.5 1923900 SH SOLE 1923900 Zebra Technologies Corp. COM 989207105 1708000 44800 SH SOLE 44800
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