-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SX3pjxYcCvJjFddoGwOIhEFjhXvvVMBbfVCBSq8cf3buTDK85a2aik1kNOxYebkE gCL71RatvvGd/ASUzER0qQ== 0000919574-01-000233.txt : 20031216 0000919574-01-000233.hdr.sgml : 20031216 20010214135700 ACCESSION NUMBER: 0000919574-01-000233 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 DATE AS OF CHANGE: 20010217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 01542209 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 1675 Broadway New York, New York 10019 Form 13F File Number: 28-3063 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 2/14/01 _______________________ _____________________ _________ [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 163 Form 13F Information Table Value Total: $632,151 [thousands] List of Other Included Managers: None 3 Form 13F INFORMATION TABLE December 31, 2000
COLUMN 1 COLUMN2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SH/ PUT INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) SHARES PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------- ----- ------- ------ -------- ---------- ----- ---------------------- 3Com Corp. COM 885535104 144 16900 SH SOLE 16900 AT&T Corp. COM 001957109 9500 550750 SH SOLE 550750 AVT Corp. COM 002420107 6021 1211700 SH SOLE 1211700 Aber Resources Ltd. COM 002893105 698 75000 SH SOLE 75000 Active Voice COM 004938106 5212 263900 SH SOLE 263900 Adobe Systems Inc. COM 00724F101 5621 96600 SH SOLE 96600 Agnico Eagle Mines Ltd COM 008474108 600 100000 SH SOLE 100000 Albany International Corp COM 012348108 2339 174100 SH SOLE 174100 Alcoa Inc. COM 013817101 8090 241500 SH SOLE 241500 Alexander & Baldwin Inc. COM 014482103 3688 140500 SH SOLE 140500 Allstate Corp COM 020002101 13125 301300 SH SOLE 301300 Alza Corp. (Cl A) COM 022615108 1020 24000 SH SOLE 24000 American General Corp. COM 026351106 384 4712 SH SOLE 4712 American Home Products COM 026609107 5923 93200 SH SOLE 93200 American Int'l Group COM 026874107 382 3875 SH SOLE 3875 Amgen Inc. COM 031162100 595 9300 SH SOLE 9300 Anadarko Petroleum Corp. COM 032511107 3865 54373 SH SOLE 54373 Analysts International Corp. COM 032681108 3718 975100 SH SOLE 975100 Anixter Int'l Inc. COM 035290105 6998 323600 SH SOLE 323600 Apache Corp. COM 037411105 350 5000 SH SOLE 5000 Apex Silver Mines Ltd. COM G04074103 507 60500 SH SOLE 60500 Arch Chemicals Inc. COM 03937R102 838 47200 SH SOLE 47200 Ashanti Goldfields Co Ltd COM 043743202 188 100000 SH SOLE 100000 Autodesk Inc. COM 052769106 15748 584600 SH SOLE 584600 Autozone Inc. COM 053332102 1684 59100 SH SOLE 59100 Avatex Corp. COM 05349F402 545 1361500 SH SOLE 1361500 Axcelis Technologies, Inc. COM 054540109 912 102800 SH SOLE 102800 BJ's Wholesale Club Inc COM 05548J106 425 11070 SH SOLE 11070 BP Amoco PLC COM 055622104 396 8267 SH SOLE 8267 Baker Hughes Inc. COM 057224107 9584 230600 SH SOLE 230600 Baldor Electric Co COM 057741100 7550 357398 SH SOLE 357398 Bank of New York COM 064057102 587 10632 SH SOLE 10632 BankAmerica Corp. COM 060505104 4042 88112.33 SH SOLE 88112.33 Barrick Gold Corp. COM 067901108 819 50000 SH SOLE 50000 4 Bear Stearns Companies Inc COM 073902108 1387 27371 SH SOLE 27371 Bindley Western Industry Inc. COM 090324104 1152 27710 SH SOLE 27710 Bio Technology Genl Corp. COM 090578105 141 20000 SH SOLE 20000 Boeing Company COM 097023105 12230 185300 SH SOLE 185300 Burlington Industries Inc New COM 121693105 2529 1445000 SH SOLE 1445000 Bush Industries Inc Cl A COM 123164105 3858 331900 SH SOLE 331900 C R Bard Inc COM 067383109 2375 51000 SH SOLE 51000 Cameco Corp. COM 13321L108 770 44000 SH SOLE 44000 Circle Corp. COM 172559106 190 34480 SH SOLE 34480 CitiGroup Inc. COM 172967101 943 18466 SH SOLE 18466 Claires Stores, Inc. COM 179584107 967 53900 SH SOLE 53900 Clayton Homes, Inc. COM 184190106 1907 165800 SH SOLE 165800 Clorox Co. COM 189054109 3497 98500 SH SOLE 98500 Comerica Inc. COM 200340107 2535 42700 SH SOLE 42700 Compaq Computer Corp. COM 204493100 376 25000 SH SOLE 25000 Computer Horizons Corp. COM 205908106 3125 1282000 SH SOLE 1282000 Corn Products International, Inc. COM 219023108 2110 72600 SH SOLE 72600 Deluxe Corp. COM 248019101 6517 257900 SH SOLE 257900 Dial Corp. COM 25247D101 3732 339300 SH SOLE 339300 Diebold, Inc. COM 253651103 2206 66100 SH SOLE 66100 Eastman Kodak COM 277461109 11095 281790 SH SOLE 281790 Elan Corp. PLC COM 284131208 3214 68653 SH SOLE 68653 Engineered Supp Systems COM 292866100 4726 217300 SH SOLE 217300 Ethan Allen Interiors, Inc. C1OM 297602104 2643 78900 SH SOLE 78900 Evans & Sutherland Computer Corp COM 299096107 155 20000 SH SOLE 20000 Exxon Mobil Corp. COM 30231G102 367 4224 SH SOLE 4224 FPL Group Inc COM 302571104 3240 45150 SH SOLE 45150 Fedders Corp COM 313135105 3222 696561 SH SOLE 696561 Federal Signal Corp. COM 313855108 7055 359500 SH SOLE 359500 General Electric Co. COM 369604103 1523 31763 SH SOLE 31763 Gentiva Health Services, Inc. COM 37247A102 448 33522 SH SOLE 33522 Genzyme Corp. COM 372917104 1187 13200 SH SOLE 13200 Global Industries Ltd COM 379336100 8883 649000 SH SOLE 649000 H & Q Healthcare Investors-SBI COM 404052102 1356 55355 SH SOLE 55355 H & R Block Inc COM 093671105 17026 411500 SH SOLE 411500 HCR Manor Care, Inc. COM 564055101 206 10000 SH SOLE 10000 Healthsouth Corp COM 421924101 1468 90000 SH SOLE 90000 Homestake Mining COM 437614100 3325 794000 SH SOLE 794000 Humana Inc COM 444859102 4236 277800 SH SOLE 277800 Hyperion Solutions Corp. COM 44914M104 4290 277900 SH SOLE 277900 IHOP Corp. COM 449623107 6183 285100 SH SOLE 285100 Idexx Laboratories Corp. COM 45168D104 1320 60000 SH SOLE 60000 5 Illinois Tool Wks COM 452308109 669 11225 SH SOLE 11225 Inco Ltd COM 453258402 14149 844200 SH SOLE 844200 Informix Corp. COM 456779107 5676 1911900 SH SOLE 1911900 Input/Output Inc COM 457652105 15724 1543500 SH SOLE 1543500 Int'l Business Machines COM 459200101 7340 86350 SH SOLE 86350 InterDent, Inc. COM 4586R1094 263 210200 SH SOLE 210200 InterVoice-Brite Inc. COM 461142101 6881 949100 SH SOLE 949100 Intl Multifoods Corp. COM 460043102 2622 129100 SH SOLE 129100 Ionics, Inc. COM 462218108 3604 127000 SH SOLE 127000 Ivanhoe Energy Inc COM 465790103 8407 1681400 SH SOLE 1681400 Ivax Corp. COM 465823102 345 9000 SH SOLE 9000 J & J Snack Food Corp. COM 466032109 2018 120000 SH SOLE 120000 J.M. Smucker Co. COM 832696306 746 26700 SH SOLE 26700 John Hancock Finl. Svs. Inc. COM 41014S106 440 11700 SH SOLE 11700 Johnson & Johnson COM 478160104 1272 12104 SH SOLE 12104 K Mart Corp. COM 482584109 3581 674100 SH SOLE 674100 Kforce.com Inc. COM 493732101 616 201000 SH SOLE 201000 Kinross Gold Corp. COM 496902107 50 100000 SH SOLE 100000 La Z Boy Chair Co. COM 505336107 1588 100800 SH SOLE 100800 Lafarge Corp. COM 505862102 1951 82600 SH SOLE 82600 Lam Research Corp. COM 512807108 148 10200 SH SOLE 10200 Lance Inc. COM 514606102 428 33800 SH SOLE 33800 Litton Industries, Inc. COM 538021106 25156 319700 SH SOLE 319700 Longs Drug Stores Corp. COM 543162010 1546 64100 SH SOLE 64100 Longview Fibre Co. COM 543213102 3591 266000 SH SOLE 266000 Matrix Pharmaceutical, Inc. COM 576844104 171 10000 SH SOLE 10000 Mattel Inc. COM 577081102 8661 599800 SH SOLE 599800 Mcdonalds Corp. COM 580135101 337 9902 SH SOLE 9902 Mckesson Corp. New COM 58155Q103 10003 278700 SH SOLE 278700 Meridian Gold Inc. COM 589975101 688 100000 SH SOLE 100000 Motorola Inc. COM 620076109 5211 257316 SH SOLE 257316 Murphy Oil Corp. COM 626717102 9168 151700 SH SOLE 151700 Nabors Industries Inc COM 629568106 3460 58500 SH SOLE 58500 Newmont Mining Corp. COM 651639106 4301 252096 SH SOLE 252096 Northrop Grumman Corp. COM 666807102 15753 189800 SH SOLE 189800 Oceaneering Int'l COM 675232102 9637 495800 SH SOLE 495800 Olin Corp COM 680665205 11505 520000 SH SOLE 520000 Omnicare, Inc. COM 681904108 1622 75000 SH SOLE 75000 Osmonics Inc. COM 688350107 1638 238300 SH SOLE 238300 Owens & Minor Inc Holding Co. COM 690732102 7925 446500 SH SOLE 446500 Palm Inc. COM 696642107 696 24580 SH SOLE 24580 Pepsico Inc. COM 713448108 203 4100 SH SOLE 4100 Perrigo Co. COM 714290103 4699 567400 SH SOLE 567400 Pfizer Inc. COM 717081103 287 6238 SH SOLE 6238 Photoworks, Inc. COM 71940B109 62 105200 SH SOLE 105200 Placer Dome Inc. COM 725906101 2415 250940 SH SOLE 250940 Procter & Gamble COM 742718109 9844 125500 SH SOLE 125500 6 Protein Design Laboratories Inc. COM 74369L103 348 4000 SH SOLE 4000 Providian Financial corp. COM 74406A102 259 4500 SH SOLE 4500 Questar Corp. COM 748356102 2865 95300 SH SOLE 95300 Quintiles Transnational Corp. COM 748767100 2649 126500 SH SOLE 126500 Reader's Digest Association Inc Cl A COM 755267101 6240 159500 SH SOLE 159500 Renal Care Group, Inc. COM 759930100 1371 50000 SH SOLE 50000 Ryan's Family Steak Houses COM 783519101 1334 141300 SH SOLE 141300 Sara Lee Corp. COM 803111103 20745 844600 SH SOLE 844600 Schein Henry Inc. COM 806407102 7784 224800 SH SOLE 224800 Schering-Plough Corp. COM 806605101 380 6700 SH SOLE 6700 Schlumberger Ltd. COM 806857108 1239 15500 SH SOLE 15500 Schulman,A Inc. COM 808194104 5912 514100 SH SOLE 514100 SkyePharma PCL ADR COM 830808101 177 19500 SH SOLE 19500 Stillwater Mining Co COM 86074Q102 13163 334500 SH SOLE 334500 Symantec Corp COM 871503108 736 22050 SH SOLE 22050 Systems & Computer Technology Corp COM 871873105 19092 1550600 SH SOLE 1550600 TJX Companies, Inc. COM 872540109 2395 86300 SH SOLE 86300 TVX Gold Inc. COM 87308K101 451 275000 SH SOLE 275000 Tellabs Inc. COM 879664100 256 4525 SH SOLE 4525 Tenet Healthcare Corp COM 88033G100 1320 29700 SH SOLE 29700 Teva Pharmaceutical Ind. Ltd spd ADR COM 881624209 513 7000 SH SOLE 7000 Texaco Inc. COM 881694103 18172 292500 SH SOLE 292500 Texas Instruments Inc. COM 882508104 569 12000 SH SOLE 12000 Thoratec Laboratories Corp. New COM 885175307 161 14604 SH SOLE 14604 Tosco Corp. COM 891490302 2145 63200 SH SOLE 63200 Transocean Sedco Forex Inc. COM G90078109 1269 27592 SH SOLE 27592 Ultrak Inc COM 903898401 345 75587 SH SOLE 75587 Unisys Corp. COM 909214108 2201 150500 SH SOLE 150500 United Healthcare Corp. COM 910581107 737 12000 SH SOLE 12000 United Stationers, Inc. COM 913004107 2557 102800 SH SOLE 102800 Unitrin, Inc. COM 913275103 5334 131300 SH SOLE 131300 Varco International Inc. COM 922122106 7756 356589 SH SOLE 356589 Verizon Communications COM 92343V104 301 6011 SH SOLE 6011 Waste Management, Inc. COM 94106L109 1942 69980 SH SOLE 69980 Wellpoint Health Networks, Inc. COM 94973H108 1481 12850 SH SOLE 12850 Westell Technologies Inc. COM 957541105 2506 818300 SH SOLE 818300 Westvaco Corp. COM 961548104 13455 461000 SH SOLE 461000 7 Worthington Industries, Inc. COM 981811102 684 84800 SH SOLE 84800 Zebra Technologies Corp. COM 989207105 1799 44100 SH SOLE 44100 Total 632,151
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