0001181431-13-058992.txt : 20131114 0001181431-13-058992.hdr.sgml : 20131114 20131114161806 ACCESSION NUMBER: 0001181431-13-058992 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USA TRUCK INC CENTRAL INDEX KEY: 0000883945 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 710556971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3200 INDUSTRIAL PARK ROAD CITY: VAN BUREN STATE: AR ZIP: 72956 BUSINESS PHONE: 479-471-2500 MAIL ADDRESS: STREET 1: 3200 INDUSTRIAL PARK ROAD CITY: VAN BUREN STATE: AR ZIP: 72956 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Mark Alexander CENTRAL INDEX KEY: 0001591240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35740 FILM NUMBER: 131220273 MAIL ADDRESS: STREET 1: 950 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SH Capital Partners, L.P. CENTRAL INDEX KEY: 0001497279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35740 FILM NUMBER: 131220274 BUSINESS ADDRESS: STREET 1: 950 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 543-1500 MAIL ADDRESS: STREET 1: 950 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone House Capital Management, LLC CENTRAL INDEX KEY: 0001589943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35740 FILM NUMBER: 131220275 BUSINESS ADDRESS: STREET 1: 950 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 543-1500 MAIL ADDRESS: STREET 1: 950 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd395379.xml FORM 4 X0306 4 2013-11-12 0 0000883945 USA TRUCK INC USAK 0001589943 Stone House Capital Management, LLC 950 THIRD AVENUE, 26TH FLOOR NEW YORK NY 10022 0 0 1 0 0001497279 SH Capital Partners, L.P. 950 THIRD AVENUE, 26TH FLOOR NEW YORK NY 10022 0 0 1 0 0001591240 Cohen Mark Alexander 950 THIRD AVENUE, 26TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2013-11-12 4 P 0 21530 13.2722 A 1326530 I See Footnotes Common Stock 2013-11-13 4 P 0 14000 13.1850 A 1340530 I See Footnotes Common Stock 2013-11-14 4 P 0 3300 13.5644 A 1343830 I See Footnotes This statement is jointly filed by and on behalf of each of Stone House Capital Management, LLC ("Stone House"), SH Capital Partners, L.P. ("Partners") and Mark Cohen. Partners is the record and direct beneficial owner of the securities covered by this statement. Stone House is the general partner and investment manager of, and may be deemed to beneficially own securities owned by, Partners. Mr. Cohen is the managing partner of, and may be deemed to beneficially own securities owned by, Stone House. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Exhibit Index Exhibit 99.1 - Joint Filer Information (filed herewith) Exhibit 99.2 - Joint Filing Agreement (filed herewith) STONE HOUSE CAPITAL MANAGEMENT, LLC, By: /s/ Mark Cohen, Name: Mark Cohen, Title: Managing Member 2013-11-14 SH CAPITAL PARTNERS, L.P., By: Stone House Capital Management, LLC, Its: General Partner, By: /s/ Mark Cohen, Name: Mark Cohen, Title: Managing Member 2013-11-14 MARK COHEN, /s/ Mark Cohen 2013-11-14 EX-99.1 2 rrd355736_403014.htm JOINT FILER INFORMATION rrd355736_403014.html 
                                                                    EXHIBIT 99.1

                             JOINT FILER INFORMATION

                            Other Reporting Person(s)


1.      SH CAPITAL PARTNERS, L.P.

               Item                         Information

Name:                                SH CAPITAL PARTNERS, L.P.

Address:                             950 Third Avenue, 26th Floor, New York, NY 10022

Designated Filer:                    Stone House Capital Management, LLC

Date of Event Requiring Statement    November 12, 2013
(Month/Day/Year):

Issuer Name and Ticker or Trading    USA TRUCK, INC. [USAK]
Symbol:

Relationship of Reporting            10% Owner
Person(s) to Issuer:

If Amendment, Date Original Filed    Not Applicable
(Month/Day/Year):

Individual or Joint/Group Filing:    Form filed by More than One Reporting Person

Signature:                           By:      Stone House Capital Management, LLC
                                     Its:     General Partner

                                     By:    /s/ Mark Cohen
                                            -----------------------------------
                                     Name:  Mark Cohen
                                     Title: Managing Member
                                     Date:  November 14, 2013


2.      MARK COHEN

               Item                         Information

Name:                                MARK COHEN

Address:                             950 Third Avenue, 26th Floor, New York, NY 10022

Designated Filer:                    Stone House Capital Management, LLC

Date of Event Requiring Statement    November 12, 2013
(Month/Day/Year):

Issuer Name and Ticker or Trading    USA TRUCK, INC. [USAK]
Symbol:

Relationship of Reporting            10% Owner
Person(s) to Issuer:

If Amendment, Date Original Filed    Not Applicable
(Month/Day/Year):

Individual or Joint/Group Filing:    Form filed by More than One Reporting Person

Signature:
                                     /s/ Mark Cohen
                                     ------------------------------------------
                                     Date:  November 14, 2013
EX-99.2 3 rrd355736_403039.htm JOINT FILER AGREEMENT rrd355736_403039.html 
                                                                    EXHIBIT 99.2

                             JOINT FILING AGREEMENT

                               November 14, 2013

        Pursuant to and in accordance with the Securities Exchange Act of 1934,
as amended (the "Exchange Act"), and the rules and regulations thereunder, each
party hereto hereby agrees to the joint filing, on behalf of each of them, of
any filing required by such party under Section 13 or Section 16 of the Exchange
Act or any rule or regulation thereunder (including any amendment, restatement,
supplement and/or exhibit thereto) with the Securities and Exchange Commission
(and, if such security is registered on a national securities exchange, also
with the exchange) and further agrees to the filing, furnishing and/or
incorporation by reference of this agreement as an exhibit thereto. This
agreement shall remain in full force and effect until revoked by any party
hereto in a signed writing provided to each other party hereto, and then only
with respect to such revoking party.

        IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused
this agreement to be executed and effective as of the date first written above.

        Date: November 14, 2013      STONE HOUSE CAPITAL MANAGEMENT, LLC

                                     By:    /s/ Mark Cohen
                                            -----------------------------------
                                     Name:  Mark Cohen
                                     Title: Managing Member

                                     SH CAPITAL PARTNERS, L.P.

                                     By:    Stone House Capital Management, LLC
                                     Its:   General Partner

                                     By:    /s/ Mark Cohen
                                            -----------------------------------
                                     Name:  Mark Cohen
                                     Title: Managing Member


                                     MARK COHEN

                                     /s/ Mark Cohen
                                     ------------------------------------------