0001209191-17-065688.txt : 20171214
0001209191-17-065688.hdr.sgml : 20171214
20171214163345
ACCESSION NUMBER: 0001209191-17-065688
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171213
FILED AS OF DATE: 20171214
DATE AS OF CHANGE: 20171214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAYTON DUBILIER & RICE FUND VIII LP
CENTRAL INDEX KEY: 0001430647
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14315
FILM NUMBER: 171256563
BUSINESS ADDRESS:
STREET 1: UGLAND HOUSE
STREET 2: SOUTH CHURCH STREET,
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 345 949-8066
MAIL ADDRESS:
STREET 1: UGLAND HOUSE
STREET 2: SOUTH CHURCH STREET,
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CD&R Associates VIII, Ltd.
CENTRAL INDEX KEY: 0001474786
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14315
FILM NUMBER: 171256564
BUSINESS ADDRESS:
STREET 1: C/O M&C CORPORATE SERVICES LTD.
STREET 2: P.O. BOX 309
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 345-949-8066
MAIL ADDRESS:
STREET 1: C/O M&C CORPORATE SERVICES LTD.
STREET 2: P.O. BOX 309
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CD&R FRIENDS & FAMILY FUND VIII LP
CENTRAL INDEX KEY: 0001458812
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14315
FILM NUMBER: 171256562
BUSINESS ADDRESS:
STREET 1: C/O M&C CORPORATE SERVICES LTD
STREET 2: P.O. BOX 309
CITY: GEORGE TOWN
STATE: XX
ZIP: KY1-1104
BUSINESS PHONE: 345-949-8066
MAIL ADDRESS:
STREET 1: C/O M&C CORPORATE SERVICES LTD
STREET 2: P.O. BOX 309
CITY: GEORGE TOWN
STATE: XX
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CD&R Investment Associates VIII, Ltd.
CENTRAL INDEX KEY: 0001474785
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14315
FILM NUMBER: 171256560
BUSINESS ADDRESS:
STREET 1: C/O M&C CORPORATE SERVICES LTD.
STREET 2: PO BOX 309
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 345-949-8066
MAIL ADDRESS:
STREET 1: C/O M&C CORPORATE SERVICES LTD.
STREET 2: PO BOX 309
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CD&R ASSOCIATES VIII, LP
CENTRAL INDEX KEY: 0001474716
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14315
FILM NUMBER: 171256561
BUSINESS ADDRESS:
STREET 1: C/O M&C CORPORATE SERVICES LTD.
STREET 2: PO BOX 309
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 345-949-8066
MAIL ADDRESS:
STREET 1: C/O M&C CORPORATE SERVICES LTD.
STREET 2: PO BOX 309
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC
CENTRAL INDEX KEY: 0000883902
STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448]
IRS NUMBER: 760127701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1102
BUSINESS ADDRESS:
STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST
CITY: HOUSTON
STATE: TX
ZIP: 77064
BUSINESS PHONE: 2818977788
MAIL ADDRESS:
STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST
CITY: HOUSTON
STATE: TX
ZIP: 77064
FORMER COMPANY:
FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED
DATE OF NAME CHANGE: 19600201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-12-13
0
0000883902
NCI BUILDING SYSTEMS INC
NCS
0001474786
CD&R Associates VIII, Ltd.
C/O CLAYTON, DUBILIER & RICE, INC.
375 PARK AVENUE, 18TH FLOOR
NEW YORK
NY
10152
0
0
1
0
0001430647
CLAYTON DUBILIER & RICE FUND VIII LP
C/O CLAYTON, DUBILIER & RICE, INC.
375 PARK AVENUE, 18TH FLOOR
NEW YORK
NY
10152
0
0
1
0
0001458812
CD&R FRIENDS & FAMILY FUND VIII LP
C/O CLAYTON, DUBILIER & RICE, INC.
375 PARK AVENUE, 18TH FLOOR
NEW YORK
NY
10152
0
0
1
0
0001474716
CD&R ASSOCIATES VIII, LP
C/O CLAYTON, DUBILIER & RICE, INC.
375 PARK AVENUE, 18TH FLOOR
NEW YORK
NY
10152
0
0
1
0
0001474785
CD&R Investment Associates VIII, Ltd.
C/O CLAYTON, DUBILIER & RICE, INC.
375 PARK AVENUE, 18TH FLOOR
NEW YORK
NY
10152
0
0
1
0
Common Stock, $0.01 par value
2017-12-13
4
S
0
7150000
19.36
D
22801763
I
See note
Following the sale of shares, Clayton, Dublier & Rice Fund VIII, L.P. ("Fund VIII") directly owns 22,744,824 shares of common stock and CD&R Friends & Family Fund VIII, L.P. ("F&F VIII") directly owns 56,939 shares of common stock. As a general partner of both Fund VIII and F&F VIII, CD&R Associates VIII, Ltd. may be deemed to own a total of 22,801,763 shares of common stock. CD&R Associates VIII, L.P. is the sole stockholder of CD&R Associates VIII, Ltd. and CD&R Investment Associates VIII, Ltd. is the general partner of CD&R Associates VIII, L.P. CD&R Associates VIII, Ltd, CD&R Associates VIII, L.P. and CD&R Investment Associates VIII, Ltd. expressly disclaim beneficial ownership of the shares of common stock held by Fund VIII and F&F VIII.
CD&R Associates VIII, Ltd. By: Theresa A. Gore, VP, Treas. and Asst. Sec.
2017-12-14
Clayton, Dubilier & Rice Fund VIII, L.P. By: CD&R Associates VIII, Ltd., its general partner By: Theresa A. Gore, VP, Treas. and Asst. Sec.
2017-12-14
CD&R Friends & Family Fund VIII, L.P. By: CD&R Associates VIII, Ltd., its general partner By: Theresa A. Gore, VP, Treas. and Asst. Sec.
2017-12-14
CD&R Associates VIII, L.P. By: CD&R Investment Associates VIII, Ltd., its general partner By: Theresa A. Gore, VP, Treas. and Asst. Sec.
2017-12-14
CD&R Investment Associates VIII, Ltd. By: Theresa A. Gore, VP, Treas. and Asst. Sec.
2017-12-14