0000899243-21-010978.txt : 20210310
0000899243-21-010978.hdr.sgml : 20210310
20210310163717
ACCESSION NUMBER: 0000899243-21-010978
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210308
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGC Opportunity Fund Management GP, Ltd.
CENTRAL INDEX KEY: 0001492387
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14315
FILM NUMBER: 21730299
BUSINESS ADDRESS:
STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC.
STREET 2: 1 EMBARCADERO CENTER
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-983-2700
MAIL ADDRESS:
STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC.
STREET 2: 1 EMBARCADERO CENTER
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGCOF IRA CO-INVEST, L.P.
CENTRAL INDEX KEY: 0001541296
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14315
FILM NUMBER: 21730297
BUSINESS ADDRESS:
STREET 1: ONE EMBARCADERO CENTER, 39TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-983-2700
MAIL ADDRESS:
STREET 1: ONE EMBARCADERO CENTER, 39TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGCOF EXECUTIVE CO-INVEST, L.P.
CENTRAL INDEX KEY: 0001541295
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14315
FILM NUMBER: 21730298
BUSINESS ADDRESS:
STREET 1: ONE EMBARCADERO CENTER, 39TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-983-2700
MAIL ADDRESS:
STREET 1: ONE EMBARCADERO CENTER, 39TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cornerstone Building Brands, Inc.
CENTRAL INDEX KEY: 0000883902
STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448]
IRS NUMBER: 760127701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5020 WESTON PARKWAY
STREET 2: SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
BUSINESS PHONE: (888) 975-9436
MAIL ADDRESS:
STREET 1: 5020 WESTON PARKWAY
STREET 2: SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
FORMER COMPANY:
FORMER CONFORMED NAME: NCI BUILDING SYSTEMS INC
DATE OF NAME CHANGE: 19930328
FORMER COMPANY:
FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED
DATE OF NAME CHANGE: 19600201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-08
1
0000883902
Cornerstone Building Brands, Inc.
CNR
0001492387
GGC Opportunity Fund Management GP, Ltd.
C/O GOLDEN GATE PRIVATE EQUITY, INC.
ONE EMBARCADERO CENTER 39TH FLOOR
SAN FRANCISCO
CA
94111
0
0
0
1
Exit Filing (see "Remarks")
0001541295
GGCOF EXECUTIVE CO-INVEST, L.P.
C/O GOLDEN GATE PRIVATE EQUITY, INC.
ONE EMBARCADERO CENTER, 39TH FLOOR
SAN FRANCISCO
CA
94111
0
0
0
1
Exit Filing (see ?Remarks?)
0001541296
GGCOF IRA CO-INVEST, L.P.
C/O GOLDEN GATE PRIVATE EQUITY, INC.
ONE EMBARCADERO CENTER, 39TH FLOOR
SAN FRANCISCO
CA
94111
0
0
0
1
Exit Filing (see ?Remarks?)
Common Stock, $0.01 par value
2021-03-08
4
S
0
500000
13.94
D
241786
I
See notes
Common Stock, $0.01 par value
2021-03-08
4
S
0
4980724
13.15
D
7460528.41
I
See note
Common Stock, $0.01 par value
2021-03-08
4
S
0
19276
13.15
D
28874.31
I
See note
Weighted average price representing high of $14.28 and low of $13.09.
Shares are directly held by AIC Finance Partnership, L.P. ("AIC"). Each of Golden Gate Capital Opportunity Fund, L.P. ("GGCOF"), Golden Gate Capital Opportunity Fund-A, L.P. ("GGCOF-A"), GGCOF Co-Invest, L.P. ("GGCOF Co-Invest"), GGCOF Co-Invest IRA, L.P. ("IRA Co-Invest") and GGCOF Executive Co-Invest, L.P. ("Executive Co-Invest" and, together with GGCOF, GGCOF-A, GGCOF Co-Invest and IRA Co-Invest, the "Funds") have an indirect pecuniary interest in AIC. GGCOF Co-Invest Management, L.P. ("GGCOF Third Party Co-Invest") is the general partner of each of GGCOF Co-Invest, IRA Co-Invest and Executive Co-Invest. GGC Opportunity Fund Management, L.P. ("Management GP") is the general partner of each of GGCOF, GGCOF-A and GGCOF Third Party Co-Invest, and GGC Opportunity Fund Management GP, Ltd.
(Continued from Footnote 3) ("Ultimate GP") is the general partner of Management GP. Ultimate GP is governed by its board of directors. Each of the Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
Shares are directly held by Atrium Intermediate Holdings, LLC ("Atrium Intermediate"). Atrium Window Holdings, LLC ("Atrium Holdings") and Atrium Window Parent, LLC ("Atrium Parent") are the members of Atrium Intermediate. Atrium Parent is the controlling unitholder of Atrium Holdings. GGC Atrium Window Holdings, LLC ("GGC Atrium') is the controlling unitholder of Atrium Parent. GGC BP Holdings, LLC ("GGC BP") is the controlling unitholder of GGC Atrium. The Funds collectively hold all of the equity interests of GGC BP. Each of Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
Shares are directly held by GGC BP. Each of the Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
This filing constitutes a Form 4 exit filing for the Reporting Persons as they are no longer subject to Section 16 under the Securities Exchange Act of 1934.
Form 2 of 2
GGC Opportunity Fund Management GP, Ltd., By: /s/ Stephen D. Oetgen, attorney-in-fact for David Dominik, a Director
2021-03-10
GGC Atrium Window Holdings, LLC, By: /s/ Stephen D. Oetgen, attorney-in-fact for David Thomas, a Manager
2021-03-10
GGC BP Holdings, LLC, By: /s/ Stephen D. Oetgen, attorney-in-fact for David Thomas, a Manager
2021-03-10