0000883790-21-000004.txt : 20210408
0000883790-21-000004.hdr.sgml : 20210408
20210408135348
ACCESSION NUMBER: 0000883790-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210408
DATE AS OF CHANGE: 20210408
EFFECTIVENESS DATE: 20210408
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 21814588
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
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false
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0000883790
XXXXXXXX
03-31-2021
03-31-2021
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
Anna Formicola
Senior Vice President
415-989-0100
Anna Formicola
San Francisco
CA
04-08-2021
0
169
687069
true
INFORMATION TABLE
2
F13F.xml
13F 03-31-2021
AT&T INC
COM
00206R102
10624
350970
SH
DFND
22194
0
328775
ABBOTT LABORATORIES
COM
002824100
12055
100589
SH
DFND
1835
0
98754
ABBVIE INC
COM
00287Y109
1833
16937
SH
DFND
150
0
16787
ADOBE INC.
COM
00724F101
685
1440
SH
DFND
0
0
1440
AGILENT TECHNOLOGIES INC
COM
00846U101
228
1797
SH
DFND
0
0
1797
AIR PRODUCTS& CHEMICALS INC
COM
009158106
263
936
SH
DFND
0
0
936
ALPHABET CLASS C
COM
02079K107
2019
976
SH
DFND
20
0
956
ALPHABET CLASS A
COM
02079K305
24851
12049
SH
DFND
538
0
11511
AMAZON.COM
COM
023135106
492
159
SH
DFND
20
0
139
AMERICAN EXPRESS CO
COM
025816109
487
3442
SH
DFND
0
0
3442
AMERICAN WATER WORKS CO
COM
030420103
17737
118310
SH
DFND
2250
0
116060
AMGEN INC
COM
031162100
465
1868
SH
DFND
175
0
1693
APPLE INC
COM
037833100
32517
266205
SH
DFND
10260
0
255944
AUTOMATIC DATA PROCESSING INC
COM
053015103
835
4431
SH
DFND
2150
0
2281
BANK OF AMERICA CORP
COM
060505104
758
19591
SH
DFND
3155
0
16436
BARRICK GOLD CORP
COM
067901108
324
16360
SH
DFND
0
0
16360
BARON SMALL CAP FUND
INSTITUTIONAL CLA
068278803
2346
58627
SH
DFND
0
0
58627
BECTON DICKINSON& CO
COM
075887109
265
1090
SH
DFND
0
0
1090
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
2608
10210
SH
DFND
475
0
9735
BIO RAD LABS INC
COM
090572207
240
420
SH
DFND
0
0
420
BLACKROCK INC
COM
09247X101
347
460
SH
DFND
0
0
460
BRISTOL-MYERS SQUIBB CO
COM
110122108
287
4545
SH
DFND
200
0
4345
CSX CORPORATION
COM
126408103
6100
63270
SH
DFND
1400
0
61870
CVS HEALTH CORPORATION
COM
126650100
6230
82809
SH
DFND
2625
0
80184
CALIFORNIA WTR SVC GRP CA
COM
130788102
237
4200
SH
DFND
0
0
4200
CARRIER GLOBAL CORPORATION
COM
14448C104
562
13305
SH
DFND
395
0
12910
CHEVRON CORP
COM
166764100
13526
129074
SH
DFND
5696
0
123378
CISCO SYSTEMS INC
COM
17275R102
918
17748
SH
DFND
0
0
17748
CITIGROUP INC
COM
172967424
5564
76477
SH
DFND
2363
0
74114
COCA-COLA COMPANY
COM
191216100
1493
28324
SH
DFND
350
0
27974
COGNIZANT TECH SOL CL A
COM
192446102
331
4240
SH
DFND
3200
0
1040
COLGATE-PALMOLIVE CO.
COM
194162103
594
7529
SH
DFND
3300
0
4229
COMCAST CORP CL A (NEW)
COM
20030N101
926
17119
SH
DFND
0
0
17119
CONOCOPHILLIPS
COM
20825C104
2553
48189
SH
DFND
2625
0
45564
CONSTELLATION BRANDS INC CL A
COM
21036P108
8425
36953
SH
DFND
1332
0
35621
COSTCO WHSL CORP (NEW)
COM
22160K105
3902
11070
SH
DFND
984
0
10086
CROWN CASTLE INTERNATIONAL
COM
22822V101
18234
105931
SH
DFND
2642
0
103289
DANAHER CORP
COM
235851102
1279
5681
SH
DFND
0
0
5681
DEERE& CO
COM
244199105
1528
4083
SH
DFND
0
0
4083
DISNEY CO. (WALT)
COM
254687106
24350
131966
SH
DFND
8160
0
123806
DISCOVER FINL SVCS
COM
254709108
9207
96922
SH
DFND
2060
0
94862
DOW INC
COM
260557103
359
5609
SH
DFND
170
0
5439
DUKE ENERGY CORP
COM
26441C204
803
8321
SH
DFND
1046
0
7275
EOG RESOURCES INC
COM
26875P101
1677
23125
SH
DFND
390
0
22735
ETFMG PRIME CYBER SECURITY ETF
COM
26924G201
16576
301933
SH
DFND
13490
0
288443
EATON VANCE DIV BUILDER I
FUND
277905634
1499
84136
SH
DFND
0
0
84136
ECOLAB INC
COM
278865100
1753
8190
SH
DFND
145
0
8045
EMERSON ELECTRIC COMPANY
COM
291011104
1207
13375
SH
DFND
0
0
13375
ENBRIDGE INC
COM
29250N105
376
10340
SH
DFND
125
0
10215
ENTERPRISE PRD PRTNRS LP
COM
293792107
534
24242
SH
DFND
0
0
24242
EVERSOURCE ENERGY
COM
30040W108
1060
12245
SH
DFND
0
0
12245
EXXON MOBIL CORP
COM
30231G102
2351
42106
SH
DFND
7330
0
34776
FACEBOOK, INC
COM
30303M102
215
731
SH
DFND
400
0
331
FEDERATED KAUFMANN SMALL CAP
INSTITUTIONAL SHA
31421N402
217
3343
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3343
FORTIVE CORP COMMON SHARE
COM
34959J108
217
3070
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DFND
0
0
3070
GENUINE PARTS CO
COM
372460105
413
3570
SH
DFND
1850
0
1720
GLOBAL PAYMENTS INC
COM
37940X102
413
2049
SH
DFND
742
0
1307
GLOBE LIFE INC
COM
37959E102
290
3004
SH
DFND
0
0
3004
AMERICAN GROWTH FUND F-3
FUND
399874775
7842
113221
SH
DFND
0
0
113221
HEALTHPEAK PPTYS INC.
COM
42250P103
230
7251
SH
DFND
0
0
7251
HOME DEPOT INC
COM
437076102
6484
21240
SH
DFND
1023
0
20217
HONEYWELL INTERNATIONAL INC
COM
438516106
937
4318
SH
DFND
1730
0
2588
INTEL CORPORATION
COM
458140100
1530
23899
SH
DFND
2801
0
21098
INTERNATIONAL BUSINESS MACHINE
COM
459200101
557
4177
SH
DFND
100
0
4077
INVESCO CLEAN ENERGY ETF
COM
46137V134
950
9657
SH
DFND
246
0
9411
INVESCO WATER RESOURCES ETF
COM
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1372
27765
SH
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COM
46137V662
718
9100
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DFND
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0
9100
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COM
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225
1969
SH
DFND
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1969
ISHARES TR S&P 500 INDEX FUND
COM
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1031
2592
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DFND
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2592
ISHARES TR MSCI EAFE FUND ETF
COM
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1399
18435
SH
DFND
0
0
18435
ISHARES RUSELL MIDCAPE VALUE
COM
464287473
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8536
SH
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COM
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910
8912
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DFND
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COM
464287499
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21595
SH
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NASDAQ BIOTECH IN
464287556
1405
9335
SH
DFND
120
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9215
ISHARES TR RUSSELL 2000
COM
464287655
813
3680
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0
3680
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COM
464288778
2308
40719
SH
DFND
3400
0
37319
ISHARES US MEDICAL DEVICES ETF
COM
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12816
38793
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DFND
555
0
38238
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COM
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204
2944
SH
DFND
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COM
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209
1714
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1714
JPMORGAN CHASE& CO
COM
46625H100
25055
164586
SH
DFND
5535
0
159051
JACOBS ENGINEERING GROUP INC
COM
469814107
14105
109115
SH
DFND
4180
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104935
JOHNSON& JOHNSON
COM
478160104
6079
36989
SH
DFND
710
0
36279
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CLASS I SHARES
4812A3254
2377
210199
SH
DFND
0
0
210199
KIMBERLY CLARK
COM
494368103
827
5948
SH
DFND
2295
0
3653
KINDER MORGAN INC
COM
49456B101
6150
369345
SH
DFND
11300
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358045
KIRKLAND LAKE GOLD LTD
COM
49741E100
4227
125053
SH
DFND
5323
0
119730
ELI LILLY& COMPANY
COM
532457108
470
2518
SH
DFND
0
0
2518
LOCKHEED MARTIN CORP
COM
539830109
4201
11370
SH
DFND
324
0
11046
LOWES CO INC
COM
548661107
20082
105592
SH
DFND
3469
0
102122
MFS VALUE FUND CL I
FUND
552983694
5888
120590
SH
DFND
0
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120590
MASTERCARD INC
COM
57636Q104
298
836
SH
DFND
0
0
836
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
2010
90986
SH
DFND
0
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90986
MATTHEWS PACIFIC TIGER FUND
FUND
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380
10721
SH
DFND
0
0
10721
MCDONALDS CORP
COM
580135101
1555
6937
SH
DFND
2969
0
3968
MERCK& CO. INC.
COM
58933Y105
13666
177279
SH
DFND
8247
0
169032
METLIFE INC
COM
59156R108
11894
195654
SH
DFND
6745
0
188909
MICROSOFT CORP
COM
594918104
34313
145537
SH
DFND
3831
0
141705
MID AMERICA APARTMENT COM.
COM
59522J103
9051
62695
SH
DFND
3410
0
59285
MONDELEZ INTERNATIONAL INC
COM
609207105
2722
46503
SH
DFND
2710
0
43793
MOODY'S CORP
COM
615369105
411
1376
SH
DFND
0
0
1376
NATIONAL RETAIL PROPERTIES INC
COM
637417106
241
5475
SH
DFND
50
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5425
NESTLE SA SPNSRD ADR REP RG SH
COM
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447
4008
SH
DFND
2000
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2008
AMERICAN NEW PERSPECTIVE FD F3
FUND
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4399
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SH
DFND
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NEWMONT CORPORATION
COM
651639106
702
11640
SH
DFND
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11640
NEXTERA ENERGY INC
COM
65339F101
1734
22928
SH
DFND
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21728
NIKE INC CL B
COM
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208
1563
SH
DFND
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1563
NORFOLK SOUTHERN CORP
COM
655844108
390
1453
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DFND
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1453
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
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443
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DFND
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570
ORACLE CORP
COM
68389X105
1464
20860
SH
DFND
500
0
20360
OTIS WORLDWIDE CORP
COM
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DFND
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21211
PAYPAL HLDGS INC
COM
70450Y103
227
935
SH
DFND
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935
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COM
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121811
SH
DFND
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PFIZER INC
COM
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12400
342249
SH
DFND
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SOLE
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COM
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COM
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6550
SH
DFND
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0
6550
PRUDENTIAL FINANCIAL INC
COM
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414
4540
SH
DFND
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0
4540
QUALCOMM INC.
COM
747525103
22378
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SH
DFND
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163536
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
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183361
SH
DFND
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174491
ROPER INDUSTRIES INC NEW
COM
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12444
SH
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FUND
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3019
SH
SOLE
3019
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COM
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3133
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1753
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COM
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SPDR SER TR S&P OILGAS EXP
COM
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4760
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0
4760
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COM
806857108
580
21324
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19919
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D - SELECT SHARES
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493
8086
SH
DFND
670
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7416
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COM
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394
6047
SH
DFND
4548
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1499
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FUND
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4207
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DFND
860
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3346
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COM
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481
5013
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COM
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5597
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COM
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15050
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COM
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372
2800
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300
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2500
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COM
81369Y886
762
11893
SH
DFND
4468
0
7425
SEMPRA ENERGY
COM
816851109
317
2388
SH
DFND
0
0
2388
SIRIUS XM HOLDINGS INC.
COM
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70
11500
SH
DFND
4000
0
7500
STARBUCKS CORP
COM
855244109
761
6967
SH
DFND
0
0
6967
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
339
13688
SH
DFND
1110
0
12578
STRYKER CORP
COM
863667101
441
1809
SH
DFND
1500
0
309
SYSCO CORP
COM
871829107
215
2730
SH
DFND
2700
0
30
TJX COMPANIES, INC
COM
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229
3460
SH
DFND
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0
3460
TARGET CORP
COM
87612E106
288
1455
SH
DFND
276
0
1179
TEXAS INSTRUMENTS INCORPORATED
COM
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273
1444
SH
DFND
0
0
1444
THERMO FISHER SCIENTIFIC INC
COM
883556102
20574
45081
SH
DFND
479
0
44602
3M CO
COM
88579Y101
1165
6046
SH
DFND
1515
0
4531
TRAVELERS COS INC/THE
COM
89417E109
1670
11102
SH
DFND
0
0
11102
U.S. BANCORP
COM
902973304
13424
242708
SH
DFND
11224
0
231484
UNION PACIFIC CORPORATION
COM
907818108
1029
4668
SH
DFND
280
0
4388
UNITED PARCEL SERVICE -CL B
COM
911312106
5572
32779
SH
DFND
1195
0
31584
UNITED HEALTH GROUP INC.
COM
91324P102
15938
42837
SH
DFND
2277
0
40560
UNIVERSAL DISPLAY CORP
COM
91347P105
430
1815
SH
DFND
400
0
1415
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FUND
921075313
99
19381
SH
DFND
0
0
19381
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ETF
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234
1593
SH
DFND
0
0
1593
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FUND
921910204
339
6806
SH
DFND
4410
0
2396
VANGUARD FTSE ALL WORLD
ex US ETF
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1321
21770
SH
DFND
0
0
21770
VANGUARD INFORMATION TECH ETF
COM
92204A702
3774
10527
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DFND
0
0
10527
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500 INDEX ADMI
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978
2667
SH
DFND
1782
0
885
VANGUARD TOTAL STOCK MKT
COM
922908769
1011
4889
SH
DFND
210
0
4679
VERIZON COMMUNICATIONS
COM
92343V104
2082
35801
SH
DFND
2353
0
33448
VISA INC-CLASS A SHRS
COM
92826C839
21014
99251
SH
DFND
2715
0
96536
WEC ENERGY GROUP INC
COM
92939U106
273
2912
SH
DFND
2600
0
312
WAL MART INC.
COM
931142103
588
4330
SH
DFND
0
0
4330
WALGREEN BOOTS ALLIANCE INC
COM
931427108
540
9840
SH
DFND
0
0
9840
WASTE MANAGEMENT INC.
COM
94106L109
1750
13566
SH
DFND
0
0
13566
WELLS FARGO& CO (NEW)
COM
949746101
448
11456
SH
DFND
1475
0
9981
WEYERHAEUSER COMPANY
COM
962166104
2039
57285
SH
DFND
3295
0
53990
WHEATON PRECIOUS METALS CORP
COM
962879102
3885
101688
SH
DFND
1177
0
100511
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EQUITY FUND
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4186
57526
SH
DFND
1770
0
55756
CHUBB LIMITED
COM
H1467J104
265
1676
SH
DFND
0
0
1676