0000883790-20-000004.txt : 20200421
0000883790-20-000004.hdr.sgml : 20200421
20200420175611
ACCESSION NUMBER: 0000883790-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200421
DATE AS OF CHANGE: 20200420
EFFECTIVENESS DATE: 20200421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 20803574
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000883790
XXXXXXXX
03-31-2020
03-31-2020
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
Anna Formicola
Senior Vice President
415-989-0100
Elizabeth Ormeno
SAN FRANCISCO
CA
04-20-2020
0
145
451829
false
INFORMATION TABLE
2
F13F.xml
13F 03-31-2020
AT&T INC
COM
00206R102
8384
287617
SH
DFND
12277
0
275339
ABBOTT LABORATORIES
COM
002824100
8231
104309
SH
DFND
2925
0
101384
ABBVIE INC
COM
00287Y109
1354
17776
SH
DFND
150
0
17626
ADOBE INC.
COM
00724F101
517
1625
SH
DFND
0
0
1625
AIR LEASE CORP CL A
COM
00912X302
1815
81970
SH
DFND
3625
0
78345
ALPHABET CLASS C
COM
02079K107
1121
964
SH
DFND
20
0
944
ALPHABET CLASS A
COM
02079K305
15690
13503
SH
DFND
580
0
12923
AMERICAN EXPRESS CO
COM
025816109
292
3410
SH
DFND
0
0
3410
AMERICAN WATER WORKS CO
COM
030420103
14684
122814
SH
DFND
1650
0
121164
AMGEN INC
COM
031162100
341
1682
SH
DFND
325
0
1357
APPLE INC
COM
037833100
20043
78820
SH
DFND
3021
0
75799
AUTOMATIC DATA PROCESSING INC
COM
053015103
704
5152
SH
DFND
2390
0
2762
BANK OF AMERICA CORP
COM
060505104
385
18131
SH
DFND
1930
0
16201
BARON SMALL CAP FUND
INSTITUTIONAL CLA
068278803
1182
50055
SH
DFND
0
0
50055
BAXTER INTERNATIONAL INC
COM
071813109
209
2575
SH
DFND
0
0
2575
BECTON DICKINSON& CO
COM
075887109
250
1087
SH
DFND
0
0
1087
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
1947
10649
SH
DFND
575
0
10074
BIO RAD LABS INC
COM
090572207
207
590
SH
DFND
0
0
590
BRISTOL-MYERS SQUIBB CO
COM
110122108
254
4565
SH
DFND
200
0
4365
CSX CORPORATION
COM
126408103
2040
35605
SH
DFND
375
0
35230
CVS HEALTH CORPORATION
COM
126650100
5072
85487
SH
DFND
2225
0
83262
CALIFORNIA WTR SVC GRP CA
COM
130788102
211
4200
SH
DFND
0
0
4200
CHEVRON CORP
COM
166764100
9817
135476
SH
DFND
5404
0
130072
CISCO SYSTEMS INC
COM
17275R102
437
11118
SH
DFND
0
0
11118
CITIGROUP INC
COM
172967424
5181
123012
SH
DFND
3113
0
119899
COCA-COLA COMPANY
COM
191216100
1282
28974
SH
DFND
350
0
28624
COLGATE-PALMOLIVE CO.
COM
194162103
471
7099
SH
DFND
3300
0
3799
COMCAST CORP CL A (NEW)
COM
20030N101
559
16259
SH
DFND
0
0
16259
CONOCOPHILLIPS
COM
20825C104
211
6849
SH
DFND
0
0
6849
CONSTELLATION BRANDS INC CL A
COM
21036P108
5002
34892
SH
DFND
1115
0
33777
COSTCO WHSL CORP (NEW)
COM
22160K105
2024
7098
SH
DFND
730
0
6368
CROWN CASTLE INTERNATIONAL
COM
22822V101
13771
95366
SH
DFND
1440
0
93926
DANAHER CORP
COM
235851102
781
5643
SH
DFND
0
0
5643
DEERE& CO
COM
244199105
577
4175
SH
DFND
0
0
4175
DEVON ENERGY CORP (NEW)
COM
25179M103
414
59850
SH
DFND
100
0
59750
DISNEY CO. (WALT)
COM
254687106
13310
137788
SH
DFND
8540
0
129248
DISCOVER FINL SVCS
COM
254709108
3809
106773
SH
DFND
2360
0
104413
DUKE ENERGY CORP
COM
26441C204
703
8693
SH
DFND
1488
0
7205
EOG RESOURCES INC
COM
26875P101
559
15570
SH
DFND
390
0
15180
ETFMG PRIME CYBER SECURITY ETF
COM
26924G201
11033
309298
SH
DFND
13415
0
295883
EATON VANCE DIV BUILDER I
FUND
277905634
1025
83155
SH
DFND
0
0
83155
ECOLAB INC
COM
278865100
1257
8065
SH
DFND
145
0
7920
EMERSON ELECTRIC COMPANY
COM
291011104
619
12995
SH
DFND
0
0
12995
ENERGY TRANSFER LP
COM
29273V100
100
21771
SH
DFND
246
0
21525
ENTERPRISE PRD PRTNRS LP
COM
293792107
258
18042
SH
DFND
0
0
18042
EVERSOURCE ENERGY
COM
30040W108
1083
13843
SH
DFND
0
0
13843
EXXON MOBIL CORP
COM
30231G102
2315
60965
SH
DFND
8080
0
52885
GENUINE PARTS CO
COM
372460105
250
3720
SH
DFND
2200
0
1520
GILEAD SCIENCES INC
COM
375558103
594
7951
SH
DFND
1280
0
6671
GLOBE LIFE INC
COM
37959E102
216
3004
SH
DFND
0
0
3004
AMERICAN GROWTH FUND F-3
FUND
399874775
4818
110993
SH
DFND
0
0
110993
HEALTHPEAK PPTYS INC.
COM
42250P103
262
10991
SH
DFND
1800
0
9191
HOME DEPOT INC
COM
437076102
3617
19374
SH
DFND
790
0
18584
HONEYWELL INTERNATIONAL INC
COM
438516106
646
4829
SH
DFND
1930
0
2899
INTEL CORPORATION
COM
458140100
1444
26673
SH
DFND
2929
0
23744
INTERNATIONAL BUSINESS MACHINE
COM
459200101
408
3681
SH
DFND
305
0
3376
INVESCO CLEAN ENERGY ETF
COM
46137V134
278
10360
SH
DFND
0
0
10360
INVESCO WATER RESOURCES ETF
COM
46137V142
956
30515
SH
DFND
0
0
30515
INVESCO DYNAMIC PHARMACEUTICAL
COM
46137V662
528
9600
SH
DFND
0
0
9600
INVESCO KBW BANK ETF
COM
46138E628
559
16690
SH
DFND
0
0
16690
ISHARES TR S&P 500 INDEX FUND
COM
464287200
628
2431
SH
DFND
0
0
2431
ISHARES TR MSCI EAFE FUND ETF
COM
464287465
1306
24435
SH
DFND
0
0
24435
ISHARES RUSELL MIDCAPE VALUE
COM
464287473
547
8536
SH
DFND
0
0
8536
ISHARES RUSSELL MID CAP GROWTH
COM
464287481
669
5506
SH
DFND
0
0
5506
ISHARES RUSSELL MIDCAP INDEX
COM
464287499
713
16515
SH
DFND
0
0
16515
ISHARES TR NASDAQ BIO FD
NASDAQ BIOTECH IN
464287556
1329
12335
SH
DFND
0
0
12335
ISHARES TR RUSSELL 2000
COM
464287655
378
3300
SH
DFND
0
0
3300
ISHARES DJ US REGIONAL BANKS
COM
464288778
4795
165871
SH
DFND
6205
0
159666
ISHARES US MEDICAL DEVICES ETF
COM
464288810
9233
40972
SH
DFND
555
0
40417
JPMORGAN CHASE& CO
COM
46625H100
15302
169965
SH
DFND
6850
0
163115
JACOBS ENGINEERING GROUP INC
COM
469814107
7048
88907
SH
DFND
1890
0
87017
JOHNSON& JOHNSON
COM
478160104
4827
36810
SH
DFND
710
0
36100
JPMORGAN INCOME BUILDER FUND
CLASS I SHARES
4812A3254
1609
175037
SH
DFND
0
0
175037
KIMBERLY CLARK
COM
494368103
697
5452
SH
DFND
2745
0
2707
KINDER MORGAN INC
COM
49456B101
6730
483453
SH
DFND
10412
0
473041
ELI LILLY& COMPANY
COM
532457108
347
2502
SH
DFND
0
0
2502
LOCKHEED MARTIN CORP
COM
539830109
1555
4587
SH
DFND
30
0
4557
LOWES CO INC
COM
548661107
9739
113183
SH
DFND
2639
0
110544
MFS VALUE FUND CL I
FUND
552983694
3228
95302
SH
DFND
0
0
95302
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
1566
111107
SH
DFND
0
0
111107
MATTHEWS PACIFIC TIGER FUND
FUND
577130107
244
10721
SH
DFND
0
0
10721
MCDONALDS CORP
COM
580135101
966
5840
SH
DFND
2969
0
2871
MERCK& CO. INC.
COM
58933Y105
12041
156502
SH
DFND
4259
0
152243
METLIFE INC
COM
59156R108
5756
188282
SH
DFND
7230
0
181052
MICROSOFT CORP
COM
594918104
25221
159918
SH
DFND
6201
0
153716
MID AMERICA APARTMENT COM.
COM
59522J103
6207
60246
SH
DFND
3665
0
56581
MONDELEZ INTERNATIONAL INC
COM
609207105
1646
32870
SH
DFND
2550
0
30320
MOODY'S CORP
COM
615369105
289
1367
SH
DFND
0
0
1367
NESTLE SA SPNSRD ADR REP RG SH
COM
641069406
413
4008
SH
DFND
2000
0
2008
AMERICAN NEW PERSPECTIVE FD F3
FUND
648018778
2421
62681
SH
DFND
0
0
62681
NEXTERA ENERGY INC
COM
65339F101
1441
5990
SH
DFND
750
0
5240
NORFOLK SOUTHERN CORP
COM
655844108
215
1476
SH
DFND
0
0
1476
NOVARTIS A G SPON ADR F
SPONSORED ADR
66987V109
238
2885
SH
DFND
0
0
2885
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
670100205
501
8320
SH
DFND
6500
0
1820
ORACLE CORP
COM
68389X105
1132
23431
SH
DFND
500
0
22931
PEPSICO INCORPORATED
COM
713448108
14694
122351
SH
DFND
5770
0
116581
PFIZER INC
COM
717081103
8496
260296
SH
DFND
12876
0
247420
PIMCO INCOME FD CL I-2
FUND
72201M719
114
10414
SH
DFND
0
0
10414
PRICE T ROWE GROWTH STOCK FD
FUND
741479109
299
4771
SH
SOLE
4771
0
0
PROCTER AND GAMBLE COMPANY
COM
742718109
11150
101361
SH
DFND
5835
0
95526
PROSHARES ULTRA S&P500
COM
74347R107
291
3275
SH
DFND
0
0
3275
QUALCOMM INC.
COM
747525103
11533
170477
SH
DFND
4610
0
165867
BOSTON PARTNERS LONG/SHORT
RESEARCH INSTITUT
74925K581
224
17287
SH
DFND
0
0
17287
RAYTHEON CO NEW
COM
755111507
6105
46550
SH
DFND
1785
0
44765
T ROWE PRICE EQUITY INCOME FD
FUND
779547108
385
16875
SH
DFND
2453
0
14422
S&P 500 DEPOSITARY RECEIPTS
COM
78462F103
1914
7427
SH
DFND
1492
0
5935
SPDR SERIES TRUST S&P BIOTECH
COM
78464A870
8973
115871
SH
DFND
5185
0
110686
SCHLUMBERGER LIMITED
COM
806857108
975
72302
SH
DFND
4335
0
67967
SCHWAB S&P 500 INDEX FUN
D - SELECT SHARES
808509855
594
14970
SH
DFND
3424
0
11545
SCHWAB 1000 FUND
FUND
808517106
207
3646
SH
DFND
860
0
2785
SCHWAB US LARGE CAP
COM
808524201
498
8130
SH
DFND
270
0
7860
SECT SPDR MATERIALS FUND
COM
81369Y100
552
12250
SH
DFND
3000
0
9250
SECT SPDR HEALTH CARE SELECT
COM
81369Y209
562
6345
SH
DFND
500
0
5845
AMEX FINANCIAL SELECT SPDR
COM
81369Y605
850
40835
SH
DFND
400
0
40435
SPDR AMEX TECH SELECT INDEX
COM
81369Y803
225
2800
SH
DFND
300
0
2500
SECT SPDR THE UTILITES SEL FD
COM
81369Y886
756
13643
SH
DFND
4568
0
9075
SEMPRA ENERGY
COM
816851109
243
2149
SH
DFND
0
0
2149
SIRIUS XM HOLDINGS INC.
COM
82968B103
57
11500
SH
DFND
4000
0
7500
STARBUCKS CORP
COM
855244109
437
6645
SH
DFND
0
0
6645
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
2885
281449
SH
DFND
13310
0
268139
STRYKER CORP
COM
863667101
390
2340
SH
DFND
1500
0
840
THERMO FISHER SCIENTIFIC INC
COM
883556102
13710
48341
SH
DFND
175
0
48166
3M CO
COM
88579Y101
583
4268
SH
DFND
1665
0
2603
TRAVELERS COS INC/THE
COM
89417E109
1190
11977
SH
DFND
0
0
11977
U.S. BANCORP
COM
902973304
211
6125
SH
DFND
2918
0
3207
UNION PACIFIC CORPORATION
COM
907818108
903
6402
SH
DFND
280
0
6122
UNITED PARCEL SERVICE -CL B
COM
911312106
5065
54213
SH
DFND
2195
0
52018
UNITED TECHNOLOGIES CORP
COM
913017109
7418
78634
SH
DFND
5315
0
73319
UNITED HEALTH GROUP INC.
COM
91324P102
9959
39937
SH
DFND
2125
0
37812
UNIVERSAL DISPLAY CORP
COM
91347P105
353
2675
SH
DFND
400
0
2275
VANECK VECTORS OIL SERVICES
COM
92189F718
120
29855
SH
DFND
500
0
29355
VANGUARD FTSE ALL WORLD
ex US ETF
922042775
893
21770
SH
DFND
0
0
21770
VANGUARD INFORMATION TECH ETF
COM
92204A702
2490
11749
SH
DFND
0
0
11749
VANGUARD INDEX FUNDS
500 INDEX ADMI
922908710
660
2768
SH
DFND
1782
0
986
VANGUARD TOTAL STOCK MKT
COM
922908769
673
5221
SH
DFND
0
0
5221
VERIZON COMMUNICATIONS
COM
92343V104
1761
32778
SH
DFND
3017
0
29760
VISA INC-CLASS A SHRS
COM
92826C839
14502
90009
SH
DFND
1950
0
88059
WEC ENERGY GROUP INC
COM
92939U106
255
2892
SH
DFND
2600
0
292
WAL MART INC.
COM
931142103
448
3941
SH
DFND
0
0
3941
WALGREEN BOOTS ALLIANCE INC
COM
931427108
229
5000
SH
DFND
0
0
5000
WASTE MANAGEMENT INC.
COM
94106L109
1285
13883
SH
DFND
0
0
13883
WELLS FARGO& CO (NEW)
COM
949746101
398
13866
SH
DFND
750
0
13116
WEYERHAEUSER COMPANY
COM
962166104
3082
181811
SH
DFND
6070
0
175741
WISDOMTREE TRUST EUROPE HEDGED
EQUITY FUND
97717X701
2129
41554
SH
DFND
1560
0
39994
PENTAIR PLC
COM
G7S00T104
3019
101441
SH
DFND
4625
0
96816