0000883790-19-000002.txt : 20190123
0000883790-19-000002.hdr.sgml : 20190123
20190123145009
ACCESSION NUMBER: 0000883790-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190123
DATE AS OF CHANGE: 20190123
EFFECTIVENESS DATE: 20190123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 19537260
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000883790
XXXXXXXX
12-31-2018
12-31-2018
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
Anna Formicola
Senior Vice President
415-989-0100
Anna Formicola
San Francisco
CA
01-23-2019
0
162
474918
false
INFORMATION TABLE
2
F13F.xml
13F 12-31-20187
ALPS ALERIAN MLP ETF
COM
00162Q866
2767
316970
SH
DFND
0
0
316970
AT&T INC
COM
00206R102
1491
52257
SH
DFND
5085
0
47172
ABBOTT LABORATORIES
COM
002824100
8046
111246
SH
DFND
4005
0
107241
ABBVIE INC
COM
00287Y109
2137
23183
SH
DFND
150
0
23033
ADOBE INC.
COM
00724F101
348
1538
SH
DFND
0
0
1538
AGILENT TECHNOLOGIES INC
COM
00846U101
218
3238
SH
DFND
0
0
3238
AIR LEASE CORP CL A
COM
00912X302
7250
239971
SH
DFND
10525
0
229446
ALPHABET CLASS C
COM
02079K107
854
825
SH
DFND
0
0
825
ALPHABET CLASS A
COM
02079K305
14946
14303
SH
DFND
621
0
13682
AMERICAN EXPRESS CO
COM
025816109
339
3560
SH
DFND
150
0
3410
AMERICAN WATER WORKS CO
COM
030420103
13958
153774
SH
DFND
2300
0
151474
AMGEN INC
COM
031162100
321
1650
SH
DFND
325
0
1325
APPLE INC
COM
037833100
14902
94471
SH
DFND
3415
0
91056
AUTOMATIC DATA PROCESSING INC
COM
053015103
680
5185
SH
DFND
2390
0
2795
BANK OF AMERICA CORP
COM
060505104
509
20654
SH
DFND
0
0
20654
BARON SMALL CAP FUND
INSTITUTIONAL CLA
068278803
1068
42789
SH
DFND
0
0
42789
BECTON DICKINSON& CO
COM
075887109
390
1729
SH
DFND
0
0
1729
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
2031
9947
SH
DFND
575
0
9372
BIO RAD LABS INC
COM
090572207
690
2970
SH
DFND
0
0
2970
BLACKROCK EQUITY DIV INSTL FD
FUND
09251M504
341
18257
SH
DFND
0
0
18257
THE BLACKSTONE GROUP LP
COM
09253U108
1505
50490
SH
DFND
2000
0
48490
BOEING COMPANY
COM
097023105
1231
3818
SH
DFND
0
0
3818
BOOKING HOLDINGS INC
COM
09857L108
6437
3737
SH
DFND
90
0
3647
BRISTOL-MYERS SQUIBB CO
COM
110122108
227
4365
SH
DFND
200
0
4165
CSX CORPORATION
COM
126408103
2365
38060
SH
DFND
1200
0
36860
CVS HEALTH CORPORATION
COM
126650100
6798
103761
SH
DFND
5505
0
98256
CALIFORNIA WTR SVC GRP CA
COM
130788102
200
4200
SH
DFND
0
0
4200
CHEVRON CORP
COM
166764100
12668
116448
SH
DFND
7285
0
109163
CINEMARK HOLDINGS INC
COM
17243V102
7087
197960
SH
DFND
10575
0
187385
CITIGROUP INC
COM
172967424
2954
56740
SH
DFND
3648
0
53092
CLOROX COMPANY
COM
189054109
339
2200
SH
DFND
100
0
2100
COCA-COLA COMPANY
COM
191216100
1290
27249
SH
DFND
300
0
26949
COGNIZANT TECH SOL CL A
COM
192446102
244
3850
SH
DFND
3200
0
650
COLGATE-PALMOLIVE CO.
COM
194162103
482
8101
SH
DFND
3300
0
4801
COMCAST CORP CL A (NEW)
COM
20030N101
296
8690
SH
DFND
0
0
8690
CONOCOPHILLIPS
COM
20825C104
408
6549
SH
DFND
0
0
6549
COSTCO WHSL CORP (NEW)
COM
22160K105
1429
7017
SH
DFND
770
0
6247
CROWN CASTLE INTERNATIONAL
COM
22822V101
12080
111199
SH
DFND
1410
0
109789
DANAHER CORP
COM
235851102
296
2869
SH
DFND
0
0
2869
DEERE& CO
COM
244199105
638
4275
SH
DFND
0
0
4275
DEVON ENERGY CORP (NEW)
COM
25179M103
429
19025
SH
DFND
800
0
18225
DISNEY CO. (WALT)
COM
254687106
14135
128910
SH
DFND
8245
0
120665
DISCOVER FINL SVCS
COM
254709108
5256
89115
SH
DFND
950
0
88165
DISH NETWORK CORP
COM
25470M109
225
9000
SH
DFND
0
0
9000
DODGE& COX STK FUND
FUND
256219106
213
1233
SH
DFND
420
0
813
DOWDUPONT INC
COM
26078J100
2950
55170
SH
DFND
1880
0
53290
DUKE ENERGY CORP
COM
26441C204
972
11258
SH
DFND
4028
0
7230
EOG RESOURCES INC
COM
26875P101
3477
39870
SH
DFND
1190
0
38680
ETFMG PRIME CYBER SECURITY ETF
COM
26924G201
10485
311135
SH
DFND
15730
0
295405
EATON VANCE DIV BUILDER I
FUND
277905634
1204
96307
SH
DFND
0
0
96307
ECOLAB INC
COM
278865100
1446
9811
SH
DFND
145
0
9666
EMERSON ELECTRIC COMPANY
COM
291011104
764
12785
SH
DFND
0
0
12785
ENBRIDGE INC
COM
29250N105
395
12706
SH
DFND
0
0
12706
ENERGY TRANSFER LP
COM
29273V100
284
21525
SH
DFND
0
0
21525
ENTERPRISE PRD PRTNRS LP
COM
293792107
444
18042
SH
DFND
0
0
18042
ESSEX PROPERTIES TRUST
COM
297178105
325
1325
SH
DFND
0
0
1325
EVERSOURCE ENERGY
COM
30040W108
953
14650
SH
DFND
0
0
14650
EXXON MOBIL CORP
COM
30231G102
3678
53933
SH
DFND
7210
0
46723
FEDEX CORPORATION
COM
31428X106
1384
8576
SH
DFND
0
0
8576
GENERAL ELECTRIC COMPANY
COM
369604103
93
12275
SH
DFND
2960
0
9315
GENUINE PARTS CO
COM
372460105
362
3770
SH
DFND
2250
0
1520
GILEAD SCIENCES INC
COM
375558103
1864
29799
SH
DFND
1655
0
28144
AMERICAN FUNDS GROWTH FUND
OF AMERICA CLASS
399874825
4322
101407
SH
DFND
0
0
101407
HCP INC
COM
40414L109
349
12491
SH
DFND
1800
0
10691
HOME DEPOT INC
COM
437076102
3215
18710
SH
DFND
150
0
18560
HONEYWELL INTERNATIONAL INC
COM
438516106
647
4900
SH
DFND
1930
0
2970
INTEL CORPORATION
COM
458140100
1433
30535
SH
DFND
2350
0
28185
INTERNATIONAL BUSINESS MACHINE
COM
459200101
446
3926
SH
DFND
305
0
3621
INVESCO WATER RESOURCES ETF
COM
46137V142
900
31895
SH
DFND
0
0
31895
INVESCO DYNAMIC PHARMACEUTICAL
COM
46137V662
692
11100
SH
DFND
0
0
11100
INVESCO KBW BANK ETF
COM
46138E628
1547
35165
SH
DFND
0
0
35165
ISHARES TR S&P 500 INDEX FUND
COM
464287200
587
2331
SH
DFND
0
0
2331
ISHARES TR NASDAQ BIO FD
NASDAQ BIOTECH IN
464287556
1558
16158
SH
DFND
1200
0
14958
ISHARES DJ US REGIONAL BANKS
COM
464288778
6510
163396
SH
DFND
4920
0
158476
ISHARES US MEDICAL DEVICES ETF
COM
464288810
9182
45953
SH
DFND
1470
0
44483
JPMORGAN CHASE& CO
COM
46625H100
15766
161506
SH
DFND
7415
0
154091
JACOBS ENGINEERING GROUP INC
COM
469814107
3548
60698
SH
DFND
1800
0
58898
JOHNSON& JOHNSON
COM
478160104
10323
79996
SH
DFND
5345
0
74651
JPMORGAN INCOME BUILDER FUND
CLASS I SHARES
4812A3254
194
19693
SH
DFND
0
0
19693
JPMORGAN INCOME BUILDER A
FUND
4812A3288
1038
105345
SH
DFND
0
0
105345
KIMBERLY CLARK
COM
494368103
621
5446
SH
DFND
2845
0
2601
KINDER MORGAN INC
COM
49456B101
3548
230669
SH
DFND
8250
0
222419
ELI LILLY& COMPANY
COM
532457108
397
3432
SH
DFND
0
0
3432
LOCKHEED MARTIN CORP
COM
539830109
1246
4759
SH
DFND
0
0
4759
LOWES CO INC
COM
548661107
11016
119268
SH
DFND
3035
0
116233
MFS VALUE FUND CL I
FUND
552983694
2243
63161
SH
DFND
0
0
63161
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
815
50782
SH
DFND
0
0
50782
MATTHEWS PACIFIC TIGER FUND
FUND
577130107
343
12759
SH
DFND
0
0
12759
MCDONALDS CORP
COM
580135101
990
5575
SH
DFND
2969
0
2606
MCKESSON CORPORATION
COM
58155Q103
284
2570
SH
DFND
0
0
2570
MERCK& CO. INC.
COM
58933Y105
11461
149998
SH
DFND
3550
0
146448
METLIFE INC
COM
59156R108
6336
154310
SH
DFND
6205
0
148105
MICROSOFT CORP
COM
594918104
19396
190959
SH
DFND
10305
0
180654
MID AMERICA APARTMENT COM.
COM
59522J103
6575
68702
SH
DFND
4950
0
63752
MONDELEZ INTERNATIONAL INC
COM
609207105
266
6650
SH
DFND
750
0
5900
FRANKLIN MUTUAL GLOBAL DISC Z
FUND
628380404
502
18681
SH
DFND
0
0
18681
NATIONAL RETAIL PROPERTIES INC
COM
637417106
335
6900
SH
DFND
50
0
6850
AMERICAN FUNDS NEW PERSPECTIVE
FUND CLASS F2
648018828
1616
43080
SH
DFND
0
0
43080
NEXTERA ENERGY INC
COM
65339F101
1333
7669
SH
DFND
1430
0
6239
NORFOLK SOUTHERN CORP
COM
655844108
325
2176
SH
DFND
0
0
2176
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
670100205
383
8320
SH
DFND
6500
0
1820
ORACLE CORP
COM
68389X105
10093
223537
SH
DFND
11025
0
212512
PPG INDUSTRIES
COM
693506107
385
3770
SH
DFND
400
0
3370
PEPSICO INCORPORATED
COM
713448108
14559
131775
SH
DFND
7185
0
124590
PERMANENT PORTFOLIO I
FUND
714199106
630
17568
SH
DFND
0
0
17568
PFIZER INC
COM
717081103
8904
203979
SH
DFND
12795
0
191184
PHILLIPS 66
COM
718546104
208
2420
SH
DFND
0
0
2420
PRICE T ROWE GROWTH STOCK FD
FUND
741479109
273
4771
SH
SOLE
4771
0
0
PROCTER AND GAMBLE COMPANY
COM
742718109
8387
91238
SH
DFND
5525
0
85713
PRUDENTIAL FINANCIAL INC
COM
744320102
204
2500
SH
DFND
0
0
2500
QUALCOMM INC.
COM
747525103
10382
182436
SH
DFND
3935
0
178501
RAYTHEON CO NEW
COM
755111507
5644
36806
SH
DFND
150
0
36656
T ROWE PRICE EQUITY INCOME FD
FUND
779547108
441
16167
SH
DFND
2453
0
13714
ROYAL DUTCH SHELL PLC CL A ADR
COM
780259206
262
4500
SH
DFND
0
0
4500
S&P 500 DEPOSITARY RECEIPTS
COM
78462F103
3506
14027
SH
DFND
910
0
13117
SPDR S&P ENERGY E&P
COM
78464A730
420
15835
SH
DFND
0
0
15835
SPDR SERIES TRUST S&P BIOTECH
COM
78464A870
7146
99601
SH
DFND
4825
0
94776
SCHLUMBERGER LIMITED
COM
806857108
2469
68429
SH
DFND
5725
0
62704
SCHWAB S&P 500 INDEX FUN
D - SELECT SHARES
808509855
601
15700
SH
DFND
0
0
15700
SCHWAB CHARLES CORP
COM
808513105
244
5887
SH
DFND
4548
0
1339
SCHWAB 1000 FUND
FUND
808517106
228
4086
SH
DFND
860
0
3225
SCHWAB US LARGE CAP
COM
808524201
566
9480
SH
DFND
270
0
9210
SECT SPDR MATERIALS FUND
COM
81369Y100
1781
35255
SH
DFND
3000
0
32255
SECT SPDR HEALTH CARE SELECT
COM
81369Y209
1814
20965
SH
DFND
500
0
20465
AMEX FINANCIAL SELECT SPDR
COM
81369Y605
1776
74560
SH
DFND
400
0
74160
SPDR AMEX TECH SELECT INDEX
COM
81369Y803
209
3380
SH
DFND
300
0
3080
SECT SPDR THE UTILITES SEL FD
COM
81369Y886
742
14018
SH
DFND
4568
0
9450
SEMPRA ENERGY
COM
816851109
269
2485
SH
DFND
0
0
2485
SIRIUS XM HOLDINGS INC.
COM
82968B103
94
16395
SH
DFND
0
0
16395
STARBUCKS CORP
COM
855244109
412
6400
SH
DFND
0
0
6400
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
6646
337168
SH
DFND
20460
0
316708
STRYKER CORP
COM
863667101
367
2340
SH
DFND
1500
0
840
THERMO FISHER SCIENTIFIC INC
COM
883556102
13495
60302
SH
DFND
805
0
59497
3M CO
COM
88579Y101
683
3583
SH
DFND
1785
0
1798
TORCHMARK CORP
COM
891027104
254
3404
SH
DFND
0
0
3404
TRAVELERS COS INC/THE
COM
89417E109
1585
13237
SH
DFND
0
0
13237
U.S. BANCORP
COM
902973304
451
9866
SH
DFND
3018
0
6848
UNION PACIFIC CORPORATION
COM
907818108
1937
14015
SH
DFND
480
0
13535
UNITED PARCEL SERVICE -CL B
COM
911312106
1599
16398
SH
DFND
1900
0
14498
UNITED TECHNOLOGIES CORP
COM
913017109
9192
86322
SH
DFND
6380
0
79942
UNITED HEALTH GROUP INC.
COM
91324P102
688
2760
SH
DFND
0
0
2760
UNIVERSAL DISPLAY CORP
COM
91347P105
800
8550
SH
DFND
0
0
8550
VANECK VECTORS OIL SERVICES
COM
92189F718
982
69965
SH
DFND
0
0
69965
VANGUARD FTSE ALL WORLD
ex US ETF
922042775
1074
23570
SH
DFND
0
0
23570
VANGUARD INFORMATION TECH ETF
COM
92204A702
2223
13324
SH
DFND
0
0
13324
VENTAS INC
COM
92276F100
1647
28111
SH
DFND
1500
0
26611
VANGUARD 500 INDEX FUND
FUND
922908108
627
2708
SH
DFND
1782
0
926
VANGUARD TOTAL STOCK MKT
COM
922908769
1076
8434
SH
DFND
0
0
8434
VERIZON COMMUNICATIONS
COM
92343V104
1782
31702
SH
DFND
2873
0
28829
VISA INC-CLASS A SHRS
COM
92826C839
13760
104293
SH
DFND
2055
0
102238
WEC ENERGY GROUP INC
COM
92939U106
201
2900
SH
DFND
2600
0
300
WAL MART INC.
COM
931142103
284
3050
SH
DFND
0
0
3050
WALGREEN BOOTS ALLIANCE INC
COM
931427108
591
8650
SH
DFND
0
0
8650
AMER FD WASHINGTON MUTUAL A
FUND
939330106
232
5658
SH
DFND
0
0
5658
WASTE MANAGEMENT INC.
COM
94106L109
1298
14590
SH
DFND
0
0
14590
WELLS FARGO& CO (NEW)
COM
949746101
1130
24515
SH
DFND
1502
0
23013
WELLTOWER INC
COM
95040Q104
495
7132
SH
DFND
3820
0
3312
WEYERHAEUSER COMPANY
COM
962166104
3497
159979
SH
DFND
7905
0
152074
WISDOMTREE TRUST EUROPE HEDGED
EQUITY FUND
97717X701
2563
45409
SH
DFND
1595
0
43814
PENTAIR PLC
COM
G7S00T104
4784
126615
SH
DFND
6026
0
120589
CHUBB LIMITED
COM
H1467J104
204
1577
SH
DFND
0
0
1577
CORE LABORATORIES N.V.
COM
N22717107
236
3950
SH
DFND
600
0
3350