0000883790-18-000008.txt : 20181004
0000883790-18-000008.hdr.sgml : 20181004
20181004143459
ACCESSION NUMBER: 0000883790-18-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181004
DATE AS OF CHANGE: 20181004
EFFECTIVENESS DATE: 20181004
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 181107667
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000883790
XXXXXXXX
09-30-2018
09-30-2018
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
John A. Stratton
President
4159890100
John A Stratton
San Francisco
CA
10-04-2018
0
172
574941
false
INFORMATION TABLE
2
F13F.xml
AT&T INC
COM
00206R102
2111
62852
SH
DFND
5465
0
57387
ABBOTT LABORATORIES
COM
002824100
8511
116016
SH
DFND
4210
0
111806
ABBVIE INC
COM
00287Y109
2393
25303
SH
DFND
200
0
25103
ADOBE SYSTEMS INC
COM
00724F101
433
1603
SH
DFND
0
0
1603
AGILENT TECHNOLOGIES INC
COM
00846U101
229
3251
SH
DFND
0
0
3251
AIR LEASE CORP CL A
COM
00912X302
11628
253451
SH
DFND
11025
0
242426
ALPHABET CLASS C
COM
02079K107
985
825
SH
DFND
0
0
825
ALPHABET CLASS A
COM
02079K305
17940
14862
SH
DFND
678
0
14184
AMERICAN FUNDS AMCAP FD CLS F2
FUND
023375827
466
13141
SH
DFND
0
0
13141
AMERICAN EXPRESS CO
COM
025816109
363
3410
SH
DFND
150
0
3260
AMERICAN WATER WORKS CO
COM
030420103
14087
160134
SH
DFND
2300
0
157834
AMGEN INC
COM
031162100
378
1825
SH
DFND
325
0
1500
APACHE CORP
COM
037411105
1029
21585
SH
DFND
0
0
21585
APPLE INC
COM
037833100
22043
97648
SH
DFND
3620
0
94028
AUTOMATIC DATA PROCESSING INC
COM
053015103
796
5285
SH
DFND
2690
0
2595
BANK OF AMERICA CORP
COM
060505104
664
22554
SH
DFND
0
0
22554
BARON SMALL CAP FUND
INSTITUTIONAL CLA
068278803
928
26560
SH
DFND
0
0
26560
BAXTER INTERNATIONAL INC
COM
071813109
208
2700
SH
DFND
0
0
2700
BECTON DICKINSON& CO
COM
075887109
428
1639
SH
DFND
0
0
1639
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
2624
12257
SH
DFND
575
0
11682
BIO RAD LABS INC
COM
090572207
930
2970
SH
DFND
0
0
2970
BLACKROCK EQUITY DIV INSTL FD
FUND
09251M504
393
16466
SH
DFND
0
0
16466
THE BLACKSTONE GROUP LP
COM
09253U108
1951
51240
SH
DFND
2000
0
49240
BOEING COMPANY
COM
097023105
1431
3848
SH
DFND
0
0
3848
BOOKING HOLDINGS INC
COM
09857L108
7801
3932
SH
DFND
105
0
3827
BRISTOL-MYERS SQUIBB CO
COM
110122108
277
4465
SH
DFND
200
0
4265
CVS HEALTH CORPORATION
COM
126650100
11152
141670
SH
DFND
5955
0
135715
AMERICAN FUNDS CAP WORLD GRWTH
& INCOME FD CLS F
140543828
208
4061
SH
DFND
0
0
4061
CHEVRON CORP
COM
166764100
14684
120085
SH
DFND
7620
0
112465
CINEMARK HOLDINGS INC
COM
17243V102
8398
208910
SH
DFND
11660
0
197250
CISCO SYSTEMS INC
COM
17275R102
267
5489
SH
DFND
0
0
5489
CITIGROUP INC
COM
172967424
5853
81592
SH
DFND
4350
0
77242
CLOROX COMPANY
COM
189054109
346
2301
SH
DFND
100
0
2201
COCA-COLA COMPANY
COM
191216100
1462
31649
SH
DFND
300
0
31349
COGNIZANT TECH SOL CL A
COM
192446102
297
3850
SH
DFND
3200
0
650
COLGATE-PALMOLIVE CO.
COM
194162103
542
8101
SH
DFND
3300
0
4801
COMCAST CORP CL A (NEW)
COM
20030N101
294
8290
SH
DFND
0
0
8290
CONOCOPHILLIPS
COM
20825C104
609
7874
SH
DFND
0
0
7874
COSTCO WHSL CORP (NEW)
COM
22160K105
1744
7427
SH
DFND
860
0
6567
CROWN CASTLE INTERNATIONAL
COM
22822V101
12951
116334
SH
DFND
1410
0
114924
DNP SELECT INCOME FUND, INC.
COM
23325P104
117
10600
SH
DFND
4000
0
6600
DANAHER CORP
COM
235851102
312
2869
SH
DFND
0
0
2869
DEERE& CO
COM
244199105
694
4615
SH
DFND
0
0
4615
DEVON ENERGY CORP (NEW)
COM
25179M103
2269
56815
SH
DFND
800
0
56015
DISNEY CO. (WALT)
COM
254687106
15704
134290
SH
DFND
8735
0
125555
DISCOVER FINL SVCS
COM
254709108
8455
110595
SH
DFND
950
0
109645
DISH NETWORK CORP
COM
25470M109
322
9000
SH
DFND
0
0
9000
DODGE& COX STK FUND
FUND
256219106
264
1233
SH
DFND
420
0
813
DOWDUPONT INC
COM
26078J100
1184
18414
SH
DFND
1880
0
16534
DUKE ENERGY CORP
COM
26441C204
973
12158
SH
DFND
4428
0
7730
EOG RESOURCES INC
COM
26875P101
2515
19715
SH
DFND
1190
0
18525
ETFMG PRIME CYBER SECURITY ETF
COM
26924G201
13001
323980
SH
DFND
16580
0
307400
EATON VANCE DIV BUILDER I
FUND
277905634
1379
89762
SH
DFND
0
0
89762
ECOLAB INC
COM
278865100
1675
10681
SH
DFND
145
0
10536
EMERSON ELECTRIC COMPANY
COM
291011104
1001
13065
SH
DFND
0
0
13065
ENERGY TRANSFER PARTNERS LPUNI
COM
29278N103
452
20286
SH
DFND
0
0
20286
ENTERPRISE PRD PRTNRS LP
COM
293792107
518
18042
SH
DFND
0
0
18042
ESSEX PROPERTIES TRUST
COM
297178105
327
1325
SH
DFND
0
0
1325
EVERSOURCE ENERGY
COM
30040W108
900
14650
SH
DFND
0
0
14650
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
237
2496
SH
DFND
0
0
2496
EXXON MOBIL CORP
COM
30231G102
5046
59346
SH
DFND
7210
0
52136
FEDEX CORPORATION
COM
31428X106
2443
10146
SH
DFND
0
0
10146
GENERAL ELECTRIC COMPANY
COM
369604103
262
23217
SH
DFND
2960
0
20257
GENERAL MILLS INCORPORATED
COM
370334104
258
6000
SH
DFND
0
0
6000
GENUINE PARTS CO
COM
372460105
385
3870
SH
DFND
2250
0
1620
GILEAD SCIENCES INC
COM
375558103
2761
35764
SH
DFND
1730
0
34034
AMERICAN FUNDS GROWTH FUND
OF AMERICA CLASS
399874825
3367
59448
SH
DFND
0
0
59448
HCP INC
COM
40414L109
329
12491
SH
DFND
1800
0
10691
HOME DEPOT INC
COM
437076102
5130
24765
SH
DFND
150
0
24615
HONEYWELL INTERNATIONAL INC
COM
438516106
849
5100
SH
DFND
1930
0
3170
INTEL CORPORATION
COM
458140100
1592
33655
SH
DFND
2350
0
31305
INTERNATIONAL BUSINESS MACHINE
COM
459200101
709
4691
SH
DFND
305
0
4386
INVESCO WATER RESOURCES ETF
COM
46137V142
920
28925
SH
DFND
0
0
28925
INVESCO DYNAMIC PHARMACEUTICAL
COM
46137V662
816
11100
SH
DFND
0
0
11100
ISHARES TR DJ SEL DVI INX
COM
464287168
215
2160
SH
DFND
0
0
2160
ISHARES TR S&P 500 INDEX FUND
COM
464287200
682
2331
SH
DFND
0
0
2331
ISHARES TR MSCI EAFE FUND ETF
COM
464287465
220
3234
SH
DFND
0
0
3234
ISHARES TR NASDAQ BIO FD
NASDAQ BIOTECH IN
464287556
2008
16468
SH
DFND
1200
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15268
ISHARES DJ US REGIONAL BANKS
COM
464288778
9353
190831
SH
DFND
5895
0
184936
ISHARES US MEDICAL DEVICES ETF
COM
464288810
10769
47342
SH
DFND
1470
0
45872
JPMORGAN CHASE& CO
COM
46625H100
18852
167066
SH
DFND
7895
0
159171
JACOBS ENGINEERING GROUP INC
COM
469814107
3028
39588
SH
DFND
1800
0
37788
JOHNSON& JOHNSON
COM
478160104
13771
99668
SH
DFND
5735
0
93933
JPMORGAN INCOME BUILDER FUND
CLASS I SHARES
4812A3254
206
19693
SH
DFND
0
0
19693
KIMBERLY CLARK
COM
494368103
892
7846
SH
DFND
2945
0
4901
KINDER MORGAN INC
COM
49456B101
7448
420059
SH
DFND
8250
0
411809
ELI LILLY& COMPANY
COM
532457108
368
3432
SH
DFND
0
0
3432
LOCKHEED MARTIN CORP
COM
539830109
1973
5704
SH
DFND
0
0
5704
LOWES CO INC
COM
548661107
13545
117967
SH
DFND
3445
0
114522
MFS VALUE FUND CL I
FUND
552983694
1255
30573
SH
DFND
0
0
30573
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
1014
53933
SH
DFND
0
0
53933
MATTHEWS PACIFIC TIGER FUND
FUND
577130107
373
12759
SH
DFND
0
0
12759
MATTHEWS ASIAN GROWTH&
INCOME FUND
577130206
186
11333
SH
DFND
0
0
11333
MCDONALDS CORP
COM
580135101
963
5756
SH
DFND
3150
0
2606
MCKESSON CORPORATION
COM
58155Q103
341
2570
SH
DFND
0
0
2570
MERCK& CO. INC.
COM
58933Y105
11046
155713
SH
DFND
3810
0
151903
METLIFE INC
COM
59156R108
8159
174635
SH
DFND
6655
0
167980
MICROSOFT CORP
COM
594918104
22938
200560
SH
DFND
10755
0
189805
MID AMERICA APARTMENT COM.
COM
59522J103
7221
72082
SH
DFND
5250
0
66832
MONDELEZ INTERNATIONAL INC
COM
609207105
299
6950
SH
DFND
750
0
6200
MOODY'S CORP
COM
615369105
229
1367
SH
DFND
0
0
1367
FRANKLIN MUTUAL GLOBAL DISC Z
FUND
628380404
587
17755
SH
DFND
0
0
17755
NATIONAL RETAIL PROPERTIES INC
COM
637417106
287
6400
SH
DFND
50
0
6350
AMERICAN FUNDS NEW PERSPECTIVE
FUND CLASS F2
648018828
845
18084
SH
DFND
0
0
18084
NEXTERA ENERGY INC
COM
65339F101
1274
7604
SH
DFND
1430
0
6174
NORFOLK SOUTHERN CORP
COM
655844108
393
2176
SH
DFND
0
0
2176
NOVARTIS A G SPON ADR F
SPONSORED ADR
66987V109
223
2585
SH
DFND
0
0
2585
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
670100205
411
8711
SH
DFND
6500
0
2211
OCCIDENTAL PETROLEUM
COM
674599105
252
3070
SH
DFND
0
0
3070
ORACLE CORP
COM
68389X105
11993
232607
SH
DFND
11600
0
221007
PPG INDUSTRIES
COM
693506107
301
2760
SH
DFND
400
0
2360
DREYFUS MID CAP INDEX FUND
FUND
712223106
248
6213
SH
SOLE
6213
0
0
PEPSICO INCORPORATED
COM
713448108
15879
142030
SH
DFND
7405
0
134625
PERMANENT PORTFOLIO I
FUND
714199106
1415
34664
SH
DFND
0
0
34664
PFIZER INC
COM
717081103
9545
216593
SH
DFND
13595
0
202998
PHILIP MORRIS INTL INC
COM
718172109
312
3826
SH
DFND
0
0
3826
PHILLIPS 66
COM
718546104
318
2820
SH
DFND
0
0
2820
PRAXAIR INC
COM
74005P104
217
1350
SH
DFND
0
0
1350
PRICE T ROWE GROWTH STOCK FD
FUND
741479109
345
4771
SH
SOLE
4771
0
0
PROCTER AND GAMBLE COMPANY
COM
742718109
8894
106858
SH
DFND
6100
0
100758
PRUDENTIAL FINANCIAL INC
COM
744320102
253
2500
SH
DFND
0
0
2500
QUALCOMM INC.
COM
747525103
14088
195592
SH
DFND
4135
0
191457
RPM INTERNATIONAL INC.
COM
749685103
221
3400
SH
DFND
0
0
3400
RAYTHEON CO NEW
COM
755111507
7944
38438
SH
DFND
150
0
38288
T ROWE PRICE EQUITY INCOME FD
FUND
779547108
546
16064
SH
DFND
3401
0
12663
ROYAL DUTCH SHELL PLC CL A ADR
COM
780259206
661
9700
SH
DFND
0
0
9700
S&P 500 DEPOSITARY RECEIPTS
COM
78462F103
803
2763
SH
DFND
1025
0
1738
SPDR SERIES TRUST S&P BIOTECH
COM
78464A870
9886
103116
SH
DFND
5280
0
97836
SCHLUMBERGER LIMITED
COM
806857108
6888
113061
SH
DFND
6585
0
106476
SCHWAB S&P 500 INDEX FUN
D - SELECT SHARES
808509855
715
15700
SH
DFND
0
0
15700
SCHWAB CHARLES CORP
COM
808513105
306
6219
SH
DFND
4548
0
1671
SCHWAB 1000 FUND
FUND
808517106
282
4086
SH
DFND
860
0
3225
SCHWAB US LARGE CAP
COM
808524201
859
12350
SH
DFND
820
0
11530
SCHWAB U.S. MID-CAP
COM
808524508
217
3750
SH
DFND
950
0
2800
SECT SPDR MATERIALS FUND
COM
81369Y100
222
3830
SH
DFND
3000
0
830
SECT SPDR THE UTILITES SEL FD
COM
81369Y886
779
14798
SH
DFND
5048
0
9750
SEMPRA ENERGY
COM
816851109
226
1985
SH
DFND
0
0
1985
SIRIUS XM HOLDINGS INC.
COM
82968B103
104
16395
SH
DFND
0
0
16395
SPECTRA ENERGY PARTNERS LP
COM
84756N109
289
8100
SH
DFND
0
0
8100
STARBUCKS CORP
COM
855244109
1645
28945
SH
DFND
0
0
28945
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
7760
360573
SH
DFND
22560
0
338013
STRYKER CORP
COM
863667101
378
2125
SH
DFND
1500
0
625
THERMO FISHER SCIENTIFIC INC
COM
883556102
15579
63827
SH
DFND
905
0
62922
3M CO
COM
88579Y101
770
3652
SH
DFND
1840
0
1812
TORCHMARK CORP
COM
891027104
315
3629
SH
DFND
0
0
3629
TRAVELERS COS INC/THE
COM
89417E109
1651
12727
SH
DFND
0
0
12727
U.S. BANCORP
COM
902973304
555
10506
SH
DFND
3018
0
7488
UNION PACIFIC CORPORATION
COM
907818108
2282
14015
SH
DFND
480
0
13535
UNITED PARCEL SERVICE -CL B
COM
911312106
2067
17708
SH
DFND
1950
0
15758
UNITED TECHNOLOGIES CORP
COM
913017109
12801
91559
SH
DFND
6650
0
84909
UNITED HEALTH GROUP INC.
COM
91324P102
628
2360
SH
DFND
0
0
2360
UNIVERSAL DISPLAY CORP
COM
91347P105
1008
8550
SH
DFND
0
0
8550
VANECK VECTORS OIL SERVICES
COM
92189F718
215
8540
SH
DFND
0
0
8540
VANGUARD FTSE ALL WORLD
ex US ETF
922042775
1245
23920
SH
DFND
0
0
23920
VANGUARD INFORMATION TECH ETF
COM
92204A702
2893
14282
SH
DFND
0
0
14282
VENTAS INC
COM
92276F100
4913
90337
SH
DFND
1850
0
88487
VANGUARD 500 INDEX FUND
FUND
922908108
701
2605
SH
DFND
1782
0
823
VANGUARD TOTAL STOCK MKT
COM
922908769
1262
8434
SH
DFND
0
0
8434
VERIZON COMMUNICATIONS
COM
92343V104
1879
35202
SH
DFND
2873
0
32329
VISA INC-CLASS A SHRS
COM
92826C839
16309
108659
SH
DFND
2185
0
106474
WAL MART INC.
COM
931142103
286
3050
SH
DFND
0
0
3050
WALGREEN BOOTS ALLIANCE INC
COM
931427108
375
5140
SH
DFND
0
0
5140
AMER FD WASHINGTON MUTUAL A
FUND
939330106
259
5546
SH
DFND
0
0
5546
WASTE MANAGEMENT INC.
COM
94106L109
1321
14622
SH
DFND
0
0
14622
WELLS FARGO& CO (NEW)
COM
949746101
1333
25358
SH
DFND
1852
0
23506
WELLTOWER INC
COM
95040Q104
491
7632
SH
DFND
4320
0
3312
WEYERHAEUSER COMPANY
COM
962166104
8659
268341
SH
DFND
10625
0
257716
WHEATON PRECIOUS METALS CORP
COM
962879102
322
18400
SH
DFND
0
0
18400
WISDOMTREE TRUST EUROPE HEDGED
EQUITY FUND
97717X701
4007
63389
SH
DFND
2845
0
60544
PENTAIR PLC
COM
G7S00T104
6384
147265
SH
DFND
6276
0
140989
CHUBB LIMITED
COM
H1467J104
211
1577
SH
DFND
0
0
1577
CORE LABORATORIES N.V.
COM
N22717107
1055
9105
SH
DFND
600
0
8505