0000883790-15-000010.txt : 20151026 0000883790-15-000010.hdr.sgml : 20151026 20151026124749 ACCESSION NUMBER: 0000883790-15-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151026 DATE AS OF CHANGE: 20151026 EFFECTIVENESS DATE: 20151026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000883790 IRS NUMBER: 68019645 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03049 FILM NUMBER: 151174617 BUSINESS ADDRESS: STREET 1: 550 KEARNY STREET SUITE 510 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4159890100 MAIL ADDRESS: STREET 1: 550 KEARNY ST #510 CITY: SAN FRANCISCO STATE: CA ZIP: 941082527 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000883790 XXXXXXXX 09-30-2015 09-30-2015 BTR CAPITAL MANAGEMENT INC

550 KEARNY ST #510 SAN FRANCISCO CA 941082527

13F HOLDINGS REPORT 028-03049 N Anna Formicola 415-989-0100 Anna Formicola San Francisco CA 09-30-2015 0 168 417837 false INFORMATION TABLE 2 F13F.xml BTR 13F 09-30-2015 ALPS ALERIAN MLP ETF COM 00162Q866 127 10149 SH DFND 0 0 10149 AT&T INC COM 00206R102 1654 50770 SH DFND 7015 0 43755 ABBOTT LABORATORIES COM 002824100 4472 111189 SH DFND 5445 0 105744 ABBVIE INC COM 00287Y109 4562 83845 SH DFND 4250 0 79595 AGILENT TECHNOLOGIES INC COM 00846U101 255 7420 SH DFND 0 0 7420 AIR LEASE CORP CL A COM 00912X302 7764 251100 SH DFND 17025 0 234075 ALTRIA GROUP INC COM 02209S103 333 6130 SH DFND 0 0 6130 AMERICAN EXPRESS CO COM 025816109 1715 23141 SH DFND 300 0 22841 AMERICAN WATER WORKS CO COM 030420103 6453 117150 SH DFND 1475 0 115675 APPLE INC COM 037833100 13860 125659 SH DFND 3758 0 121901 AUTOMATIC DATA PROCESSING INC COM 053015103 491 6116 SH DFND 4050 0 2066 BANK OF AMERICA CORP COM 060505104 416 26698 SH DFND 0 0 26698 BECTON DICKINSON& CO COM 075887109 443 3340 SH DFND 176 0 3164 BERKSHIRE HATHAWAY INC CLASS B COM 084670702 1600 12272 SH DFND 600 0 11672 THE BLACKSTONE GROUP LP COM 09253U108 1807 57065 SH DFND 5600 0 51465 BOEING COMPANY COM 097023105 1257 9600 SH DFND 0 0 9600 BRISTOL-MYERS SQUIBB CO COM 110122108 412 6965 SH DFND 600 0 6365 BUCKEYE PARTNERS L P UNIT LTD PARTNERS 118230101 557 9400 SH DFND 0 0 9400 CBRE GROUP INC COM 12504L109 243 7600 SH DFND 0 0 7600 CVR REFNG LP COM 12663P107 256 13400 SH DFND 0 0 13400 CVS HEALTH CORPORATION COM 126650100 5211 54007 SH DFND 1050 0 52957 CALPINE CORP COM 131347304 6296 431205 SH DFND 29800 0 401405 CATERPILLAR INC COM 149123101 940 14376 SH DFND 0 0 14376 CHEVRON CORP COM 166764100 9428 119520 SH DFND 12520 0 107000 CHUBB CORP COM 171232101 407 3316 SH DFND 0 0 3316 CINEMARK HOLDINGS INC COM 17243V102 4041 124379 SH DFND 8775 0 115604 COCA-COLA COMPANY COM 191216100 1674 41729 SH DFND 1100 0 40629 COGNIZANT TECH SOL CL A COM 192446102 3721 59435 SH DFND 4250 0 55185 COHEN& STEERS QUALITY INCOME REALTY FUN 19247L106 128 11300 SH DFND 0 0 11300 COLGATE-PALMOLIVE CO. COM 194162103 590 9302 SH DFND 3350 0 5952 COLUMBIA PPTY TR INC COM 198287203 4378 188689 SH DFND 21450 0 167239 COMMUNITY HEALTH SYSTEMS INC. COM 203668108 4638 108435 SH DFND 7200 0 101235 CONOCOPHILLIPS COM 20825C104 848 17671 SH DFND 0 0 17671 COSTCO WHSL CORP (NEW) COM 22160K105 1557 10772 SH DFND 1240 0 9532 DNP SELECT INCOME FUND, INC. COM 23325P104 190 21125 SH DFND 5000 0 16125 DANAHER CORP COM 235851102 276 3239 SH DFND 0 0 3239 DEVON ENERGY CORP (NEW) COM 25179M103 1474 39736 SH DFND 400 0 39336 DIAMOND FOODS INC COM 252603105 215 6969 SH DFND 0 0 6969 DIREXION DAILY S&P 500 BEAR 3X SHARES ETF 25459Y371 209 9700 SH DFND 0 0 9700 DISNEY CO. (WALT) COM 254687106 7267 71107 SH DFND 8140 0 62967 DOMINION RESOURCES INC (NEW) COM 25746U109 369 5250 SH DFND 0 0 5250 DU PONT (E.I.) DE NEMOURS COM 263534109 6104 126637 SH DFND 8375 0 118262 DUKE ENERGY CORP COM 26441C204 2431 33790 SH DFND 5258 0 28532 EMC CORP/MASS COM 268648102 9804 405798 SH DFND 21025 0 384773 EOG RESOURCES INC COM 26875P101 3747 51476 SH DFND 2580 0 48896 EBAY INC COM 278642103 245 10020 SH DFND 0 0 10020 ECOLAB INC COM 278865100 2075 18916 SH DFND 145 0 18771 EMERSON ELECTRIC COMPANY COM 291011104 736 16653 SH DFND 0 0 16653 ENTERPRISE PRD PRTNRS LP COM 293792107 213 8562 SH DFND 0 0 8562 EQUITY RESIDENTIAL PPTYS TR COM 29476L107 654 8711 SH DFND 0 0 8711 EVERSOURCE ENERGY COM 30040W108 899 17753 SH DFND 0 0 17753 EXXON MOBIL CORP COM 30231G102 4985 67053 SH DFND 7605 0 59448 PUREFUNDS ISE CYBER SEC ETF COM 30304R407 7680 304160 SH DFND 18815 0 285345 FALCON NATURAL GAS CO. XXX REG REVOKED BY SE 306067109 0 12450 SH DFND 0 0 12450 FEDEX CORPORATION COM 31428X106 922 6402 SH DFND 0 0 6402 GENERAL ELECTRIC COMPANY COM 369604103 2514 99670 SH DFND 17510 0 82160 GENERAL MILLS INCORPORATED COM 370334104 546 9725 SH DFND 0 0 9725 GENUINE PARTS CO COM 372460105 271 3275 SH DFND 3100 0 175 GILEAD SCIENCES INC COM 375558103 7262 73962 SH DFND 3345 0 70617 GOOGLE INC CLASS A COM 38259P508 8264 12946 SH DFND 733 0 12213 GOOGLE INC CL C COM 38259P706 698 1148 SH DFND 0 0 1148 HCP INC COM 40414L109 664 17825 SH DFND 1800 0 16025 HOME DEPOT INC COM 437076102 3432 29715 SH DFND 200 0 29515 HONEYWELL INTERNATIONAL INC COM 438516106 518 5470 SH DFND 2100 0 3370 INTEL CORPORATION COM 458140100 1191 39525 SH DFND 3425 0 36100 INTERNATIONAL BUSINESS MACHINE COM 459200101 1563 10780 SH DFND 1080 0 9700 ISHARES TR DJ SEL DVI INX COM 464287168 236 3250 SH DFND 0 0 3250 ISHARES TR NASDAQ BIO FD NASDAQ BIOTECH IN 464287556 1219 4020 SH DFND 400 0 3620 ISHARES DJ US REGIONAL BANKS COM 464288778 6162 182679 SH DFND 10270 0 172409 ISHARES US MEDICAL DEVICES ETF COM 464288810 7577 68084 SH DFND 2640 0 65444 JPMORGAN CHASE& CO COM 46625H100 12961 212576 SH DFND 13820 0 198756 JACOBS ENGINEERING GROUP INC COM 469814107 5280 141051 SH DFND 8060 0 132991 JOHNSON& JOHNSON COM 478160104 11025 118109 SH DFND 9080 0 109029 KAYNE ANDERSON MLP INVESTMENT COM 486606106 6351 273996 SH DFND 25900 0 248096 KEYSIGHT TECHNOLOGIES INC COM 49338L103 4166 135083 SH DFND 10285 0 124798 KIMBERLY CLARK COM 494368103 686 6295 SH DFND 2995 0 3300 KINDER MORGAN INC COM 49456B101 1812 65453 SH DFND 0 0 65453 LITMAN GREGORY MASTERS INTL FD INSTITUTIONAL CLA 53700T207 167 10267 SH DFND 9267 0 1000 LOCKHEED MARTIN CORP COM 539830109 1441 6950 SH DFND 0 0 6950 LOWES CO INC COM 548661107 5151 74746 SH DFND 725 0 74021 MARKET VECTORS ETF TR OIL SVCS COM 57060U191 276 10035 SH DFND 0 0 10035 MATTHEWS ASIA DIVIDEND FUND FUND 577125107 4630 310510 SH DFND 6875 0 303634 MATTHEWS PACIFIC TIGER FUND FUND 577130107 4727 195339 SH DFND 11740 0 183599 MATTHEWS ASIAN GROWTH& INCOME FUND 577130206 240 14546 SH DFND 2680 0 11866 MCDONALDS CORP COM 580135101 448 4550 SH DFND 3350 0 1200 MERCK& CO. INC. COM 58933Y105 4395 88976 SH DFND 1910 0 87066 METLIFE INC COM 59156R108 8167 173205 SH DFND 9530 0 163675 MICROSOFT CORP COM 594918104 12420 280613 SH DFND 18470 0 262143 MID AMERICA APARTMENT COM. COM 59522J103 1475 18015 SH DFND 3085 0 14930 MONDELEZ INTERNATIONAL INC COM 609207105 287 6853 SH DFND 950 0 5903 MONSANTO COMPANY COM 61166W101 273 3201 SH DFND 0 0 3201 NATIONAL RETAIL PROPERTIES INC COM 637417106 283 7800 SH DFND 50 0 7750 NETSCOUT SYSTEMS INC COM 64115T104 1424 40270 SH DFND 0 0 40270 NEXTERA ENERGY INC COM 65339F101 697 7150 SH DFND 2250 0 4900 NORDSTROM INC COM 655664100 904 12600 SH DFND 0 0 12600 NORTHSTAR REALTY FINANACE COM 66704R704 203 16400 SH DFND 0 0 16400 NOVARTIS A G SPON ADR F SPONSORED ADR 66987V109 2936 31936 SH DFND 0 0 31936 NOVO-NORDISK A-S ADR F 1 ADR REP 1 ORD 670100205 476 8770 SH DFND 6800 0 1970 OCCIDENTAL PETROLEUM COM 674599105 2773 41924 SH DFND 1550 0 40374 ORACLE CORP COM 68389X105 11892 329227 SH DFND 18956 0 310271 PPL CORP COM 69351T106 770 23419 SH DFND 800 0 22619 PARNASSUS FUND FUND 701765109 241 5172 SH DFND 0 0 5172 PAYPAL HLDGS INC COM 70450Y103 414 13325 SH DFND 0 0 13325 DREYFUS MID CAP INDEX FUND FUND 712223106 223 6240 SH SOLE 6240 0 0 PEPSICO INCORPORATED COM 713448108 9821 104148 SH DFND 7375 0 96773 PFIZER INC COM 717081103 469 14941 SH DFND 0 0 14941 PHILIP MORRIS INTL INC COM 718172109 429 5410 SH DFND 0 0 5410 PHILLIPS 66 COM 718546104 865 11263 SH DFND 0 0 11263 PLAINS ALL AMERN PPLN LP UNIT LTD PARTNERS 726503105 207 6800 SH DFND 0 0 6800 PWRSHRS WILDERHIL CLEAN ENERGY COM 73935X500 144 35200 SH DFND 0 0 35200 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1512 73591 SH DFND 8400 0 65191 POWERSHARES DYNAMIC PHARMACEUTICALS 73935X799 823 12400 SH DFND 0 0 12400 PRICE T ROWE GROWTH STOCK FD FUND 741479109 268 5044 SH DFND 4951 0 93 PROCTER AND GAMBLE COMPANY COM 742718109 5465 75972 SH DFND 4125 0 71847 QUALCOMM INC. COM 747525103 7404 137802 SH DFND 4905 0 132897 ROYAL BANK CANADA MONTREAL QUE COM 780087102 218 3950 SH DFND 0 0 3950 ROYAL DUTCH SHELL PLC CL A ADR COM 780259206 552 11650 SH DFND 0 0 11650 ROYAL GOLD INC COMMON. COM 780287108 315 6700 SH DFND 0 0 6700 S&P 500 DEPOSITARY RECEIPTS COM 78462F103 634 3311 SH DFND 850 0 2461 SPDR EURO STOXX 50 ETF COM 78463X202 385 11385 SH DFND 0 0 11385 SPDR SERIES TRUST S&P BIOTECH COM 78464A870 770 12363 SH DFND 2325 0 10038 SCHLUMBERGER LIMITED COM 806857108 8754 126927 SH DFND 10020 0 116907 SCHWAB CHARLES CORP COM 808513105 312 10922 SH DFND 4548 0 6374 SCHWAB 1000 FUND FUND 808517106 754 15180 SH DFND 860 0 14319 SCHWAB US LARGE CAP COM 808524201 659 14400 SH DFND 0 0 14400 SECT SPDR THE UTILITES SEL FD COM 81369Y886 862 19918 SH DFND 5573 0 14345 J.M. SMUCKER CO (NEW) COM 832696405 844 7400 SH DFND 0 0 7400 SPECTRA ENERGY PARTNERS LP COM 84756N109 358 8900 SH DFND 0 0 8900 STANLEY BLACK& DECKER INC COM 854502101 228 2350 SH DFND 0 0 2350 STARBUCKS CORP COM 855244109 1870 32900 SH DFND 0 0 32900 STARWOOD PROPERTY TRUST, INC. COM 85571B105 7556 368236 SH DFND 29200 0 339036 STERICYCLE INC COM 858912108 504 3620 SH DFND 0 0 3620 STRYKER CORP COM 863667101 216 2300 SH DFND 1500 0 800 TJX COMPANIES, INC COM 872540109 714 10000 SH DFND 0 0 10000 TARGET CORP COM 87612E106 1327 16875 SH DFND 150 0 16725 THERMO FISHER SCIENTIFIC INC COM 883556102 9650 78915 SH DFND 2315 0 76600 3M CO COM 88579Y101 842 5942 SH DFND 2060 0 3882 TORCHMARK CORP COM 891027104 328 5812 SH DFND 0 0 5812 TORTOISE ENERGY INFRSTRC COM 89147L100 278 10257 SH DFND 0 0 10257 TORTOISE MLP FUND, INC. COM 89148B101 1170 63849 SH DFND 1715 0 62134 TRAVELERS COS INC/THE COM 89417E109 1687 16950 SH DFND 0 0 16950 U.S. BANCORP COM 902973304 218 5326 SH DFND 4091 0 1235 U.S. GEOTHERMAL INC COM 90338S102 9 15000 SH DFND 0 0 15000 UNION PACIFIC CORPORATION COM 907818108 2488 28147 SH DFND 500 0 27647 UNITED AMERICAN BANK COM 90933S101 6 13750 SH DFND 0 0 13750 UNITED PARCEL SERVICE -CL B COM 911312106 5417 54888 SH DFND 2575 0 52313 UNITED TECHNOLOGIES CORP COM 913017109 8889 99891 SH DFND 7905 0 91986 VANGUARD FTSE ALL WORLD ex US ETF 922042775 1575 36948 SH DFND 0 0 36948 VANGUARD MSCI EMERGING MARKET ETF 922042858 871 26337 SH DFND 0 0 26337 VANGUARD INTL EQUITY IND EUROPEAN VIPER 922042874 261 5300 SH DFND 0 0 5300 VANGUARD INFORMATION TECH ETF COM 92204A702 2317 23170 SH DFND 0 0 23170 VENTAS INC COM 92276F100 1108 19770 SH DFND 0 0 19770 VANGUARD 500 INDEX FUND FUND 922908108 649 3666 SH DFND 1907 0 1759 VANGUARD REIT ETF COM 922908553 756 10005 SH DFND 0 0 10005 VANGUARD TOTAL STOCK MKT COM 922908769 708 7175 SH DFND 0 0 7175 VERIZON COMMUNICATIONS COM 92343V104 1139 26179 SH DFND 3817 0 22362 VISA INC-CLASS A SHRS COM 92826C839 4456 63966 SH DFND 3090 0 60876 WALGREEN BOOTS ALLIANCE INC COM 931427108 391 4700 SH DFND 0 0 4700 WASTE MANAGEMENT INC. COM 94106L109 737 14788 SH DFND 0 0 14788 WELLS FARGO& CO (NEW) COM 949746101 3544 69008 SH DFND 5372 0 63636 WELLTOWER INC COM 95040Q104 866 12795 SH DFND 5720 0 7075 ACCENTURE PLC COM G1151C101 285 2900 SH DFND 0 0 2900 EATON CORP PLC COM G29183103 241 4700 SH DFND 0 0 4700 PENTAIR PLC COM G7S00T104 6571 128750 SH DFND 10469 0 118281 TYCO INTERNATIONAL PLC COM G91442106 2800 83689 SH DFND 3400 0 80289 UBS GROUP AG COM H42097107 2314 124935 SH DFND 5125 0 119810 CORE LABORATORIES N.V. COM N22717107 1093 10955 SH DFND 600 0 10355 MYLAN N V COM N59465109 4174 103665 SH DFND 3550 0 100115