0000883790-13-000004.txt : 20130709
0000883790-13-000004.hdr.sgml : 20130709
20130709131832
ACCESSION NUMBER: 0000883790-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130709
DATE AS OF CHANGE: 20130709
EFFECTIVENESS DATE: 20130709
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 13959232
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000883790
XXXXXXXX
06-30-2013
06-30-2013
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
Anna Formicola
Senior Vice President/Administration
415-989-0100
Anna Formicola
San Francisco
CA
07-09-2013
0
140
321535
false
INFORMATION TABLE
2
F13F.xml
BTR 13F HR 06/30/2013
AFLAC INC
COM
001055102
200
3446
SH
DFND
0
0
3446
AT&T INC
COM
00206R102
3609
101947
SH
DFND
10335
0
91612
ABBOTT LABORATORIES
COM
002824100
1056
30270
SH
DFND
200
0
30070
ABBVIE INC
COM
00287Y109
2446
59175
SH
DFND
7300
0
51875
AGILENT TECHNOLOGIES INC
COM
00846U101
5748
134430
SH
DFND
4100
0
130330
AIR LEASE CORP CL A
COM
00912X302
799
28975
SH
DFND
0
0
28975
ALTRIA GROUP INC
COM
02209S103
294
8400
SH
DFND
0
0
8400
AMERICAN EXPRESS CO
COM
025816109
228
3055
SH
DFND
400
0
2655
AMERICAN WATER WORKS CO
COM
030420103
669
16225
SH
DFND
0
0
16225
AMGEN INC
COM
031162100
212
2150
SH
DFND
1000
0
1150
APPLE INC
COM
037833100
4112
10370
SH
DFND
370
0
10000
AUTOMATIC DATA PROCESSING INC
COM
053015103
689
10001
SH
DFND
7110
0
2891
BP PLC ADR
COM
055622104
213
5102
SH
DFND
2440
0
2662
BARRICK GOLD CORP
COM
067901108
639
40607
SH
DFND
0
0
40607
BECTON DICKINSON& CO
COM
075887109
405
4100
SH
DFND
350
0
3750
BERKSHIRE HATHAWAY INC
COM
084670108
1517
9
SH
DFND
0
0
9
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
1438
12851
SH
DFND
850
0
12001
THE BLACKSTONE GROUP LP
COM
09253U108
1690
80225
SH
DFND
5000
0
75225
BRISTOL-MYERS SQUIBB CO
COM
110122108
395
8848
SH
DFND
1900
0
6948
CVS CAREMARK CORP
COM
126650100
2842
49700
SH
DFND
2050
0
47650
CATERPILLAR INC
COM
149123101
256
3100
SH
DFND
0
0
3100
CENTURYLINK, INC.
COM
156700106
7931
224365
SH
DFND
7095
0
217270
CHEVRON CORP
COM
166764100
9410
79519
SH
DFND
12160
0
67359
CHUBB CORP
COM
171232101
277
3267
SH
DFND
0
0
3267
CINEMARK HOLDINGS INC
COM
17243V102
5870
210243
SH
DFND
16550
0
193693
CISCO SYSTEMS INC
COM
17275R102
927
38103
SH
DFND
7100
0
31003
COCA-COLA COMPANY
COM
191216100
1496
37288
SH
DFND
2800
0
34488
COGNIZANT TECH SOL CL A
COM
192446102
1102
17585
SH
DFND
1675
0
15910
COLGATE-PALMOLIVE CO.
COM
194162103
551
9624
SH
DFND
4500
0
5124
CONOCOPHILLIPS
COM
20825C104
467
7717
SH
DFND
0
0
7717
COSTCO WHSL CORP (NEW)
COM
22160K105
1071
9687
SH
DFND
1910
0
7777
DEERE& CO
COM
244199105
286
3516
SH
DFND
0
0
3516
DEVON ENERGY CORP (NEW)
COM
25179M103
2316
44649
SH
DFND
1900
0
42749
AAM/DFA US HIGH BOOK TO
MARKET PORTFOLIO
25434D880
167
10052
SH
DFND
0
0
10052
DISNEY CO. (WALT)
COM
254687106
3385
53597
SH
DFND
10350
0
43247
DU PONT (E.I.) DE NEMOURS
COM
263534109
5509
104929
SH
DFND
5450
0
99479
DUKE ENERGY CORP
COM
26441C204
5816
86165
SH
DFND
9756
0
76409
EMC CORP/MASS
COM
268648102
8006
338943
SH
DFND
15500
0
323443
EMERSON ELECTRIC COMPANY
COM
291011104
1484
27203
SH
DFND
0
0
27203
ENTERPRISE PRD PRTNRS LP
COM
293792107
357
5738
SH
DFND
0
0
5738
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
6029
97649
SH
DFND
4425
0
93224
EXXON MOBIL CORP
COM
30231G102
5729
63413
SH
DFND
9480
0
53933
FEDEX CORPORATION
COM
31428X106
945
9585
SH
DFND
215
0
9370
GENERAL ELECTRIC COMPANY
COM
369604103
1845
79555
SH
DFND
21560
0
57995
GENERAL MILLS INCORPORATED
COM
370334104
291
6000
SH
DFND
0
0
6000
GENUINE PARTS CO
COM
372460105
554
7100
SH
DFND
6500
0
600
GILEAD SCIENCES INC
COM
375558103
1725
33650
SH
DFND
2380
0
31270
GOLDCORP INC.
COM
380956409
3016
121950
SH
DFND
12725
0
109225
HCP INC
COM
40414L109
1273
28025
SH
DFND
3025
0
25000
HEALTH CARE REIT INC
COM
42217K106
3570
53262
SH
DFND
7395
0
45867
HECLA MNG CO
COM
422704106
30
10000
SH
DFND
0
0
10000
HOME DEPOT INC
COM
437076102
1520
19625
SH
DFND
500
0
19125
HONEYWELL INTERNATIONAL INC
COM
438516106
626
7885
SH
DFND
2630
0
5255
INTEL CORPORATION
COM
458140100
1090
44977
SH
DFND
6500
0
38477
INTERNATIONAL BUSINESS MACHINE
COM
459200101
3226
16882
SH
DFND
1490
0
15392
ISHARES TR DJ SEL DVI INX
COM
464287168
419
6550
SH
DFND
0
0
6550
ISHARES TRUST INDEX FUND
FTSE XINHUA HK CH
464287184
348
10715
SH
DFND
0
0
10715
ISHARES TR NASDAQ BIO FD
NASDAQ BIOTECH IN
464287556
1538
8845
SH
DFND
500
0
8345
ISHARES DJ US REGIONAL BANKS
COM
464288778
2504
85565
SH
DFND
9000
0
76565
IS SHARES TR DJ MED DEVICES
COM
464288810
6000
76410
SH
DFND
2750
0
73660
JPMORGAN CHASE& CO
COM
46625H100
2640
50018
SH
DFND
3380
0
46638
JACOBS ENGINEERING GROUP INC
COM
469814107
3143
57014
SH
DFND
100
0
56914
JOHNSON& JOHNSON
COM
478160104
8590
100049
SH
DFND
11295
0
88754
KAYNE ANDERSON MLP INVESTMENT
COM
486606106
6622
170277
SH
DFND
15445
0
154832
KIMBERLY CLARK
COM
494368103
544
5600
SH
DFND
4400
0
1200
KINDER MORGAN ENERGY PTNRS
COM
494550106
306
3581
SH
DFND
0
0
3581
KRAFT FOODS GROUP INC
COM
50076Q106
8777
157092
SH
DFND
12559
0
144533
LITMAN GREGORY MASTERS INTL FD
INSTITUTIONAL CLA
53700T207
165
10455
SH
SOLE
10455
0
0
LOWES CO INC
COM
548661107
3952
96626
SH
DFND
675
0
95951
MARKET VECTORS ETF TR OIL SVCS
COM
57060U191
231
5400
SH
DFND
2400
0
3000
MARKET VECTORS AGRIBUSINESS
ETF
57060U605
274
5345
SH
DFND
0
0
5345
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
326
21629
SH
DFND
0
0
21629
MATTHEWS PACIFIC TIGER FUND
FUND
577130107
5357
223224
SH
DFND
13748
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209475
MATTHEWS ASIAN GROWTH&
INCOME FUND
577130206
294
15719
SH
DFND
4012
0
11706
MCDONALDS CORP
COM
580135101
486
4911
SH
DFND
3450
0
1461
MERCK& CO. INC.
COM
58933Y105
4445
95704
SH
DFND
2160
0
93544
METLIFE INC
COM
59156R108
7080
154712
SH
DFND
10380
0
144332
MICROSOFT CORP
COM
594918104
9333
270174
SH
DFND
17950
0
252224
MID AMERICA APARTMENT COM.
COM
59522J103
334
4925
SH
DFND
0
0
4925
MONDELEZ INTERNATIONAL INC
COM
609207105
283
9918
SH
DFND
1200
0
8718
NATIONAL RETAIL PROPERTIES INC
COM
637417106
1248
36280
SH
DFND
1050
0
35230
NESTLE SA SPNSRD ADR REP RG SH
COM
641069406
229
3485
SH
DFND
2100
0
1385
NEXTERA ENERGY INC
COM
65339F101
900
11050
SH
DFND
3650
0
7400
NORTHEAST UTILITIES
COM
664397106
1025
24385
SH
DFND
0
0
24385
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
670100205
518
3344
SH
DFND
2020
0
1324
OCCIDENTAL PETROLEUM
COM
674599105
7619
85388
SH
DFND
4465
0
80923
ORACLE CORP
COM
68389X105
8576
279271
SH
DFND
20075
0
259196
P G& E CORP
COM
69331C108
202
4409
SH
DFND
0
0
4409
PPG INDUSTRIES
COM
693506107
249
1700
SH
DFND
200
0
1500
PPL CORP
COM
69351T106
1623
53640
SH
DFND
800
0
52840
DREYFUS MID CAP INDEX FUND
FUND
712223106
211
6375
SH
SOLE
6375
0
0
PEPSICO INCORPORATED
COM
713448108
7564
92482
SH
DFND
8400
0
84082
PFIZER INC
COM
717081103
390
13932
SH
DFND
2683
0
11249
PHILIP MORRIS INTL INC
COM
718172109
357
4120
SH
DFND
0
0
4120
PHILLIPS 66
COM
718546104
239
4058
SH
DFND
0
0
4058
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
1747
79250
SH
DFND
8800
0
70450
POWERSHARES DYNAMIC
PHARMACEUTICALS
73935X799
881
20850
SH
DFND
0
0
20850
PRICE T ROWE GROWTH STOCK FD
FUND
741479109
205
4881
SH
SOLE
4881
0
0
PROCTER AND GAMBLE COMPANY
COM
742718109
3951
51321
SH
DFND
6570
0
44751
QUALCOMM INC.
COM
747525103
5735
93871
SH
DFND
3330
0
90541
ROYAL BANK CANADA MONTREAL QUE
COM
780087102
292
5000
SH
DFND
0
0
5000
GUGGENHEIM S&P 500 EQUAL
WEIGHT
78355W106
239
3900
SH
DFND
0
0
3900
S&P 500 DEPOSITARY RECEIPTS
COM
78462F103
651
4060
SH
DFND
850
0
3210
SPDR GOLD TRUST
COM
78463V107
411
3450
SH
DFND
1400
0
2050
SPDR SERIES TRUST S&P BIOTECH
COM
78464A870
2451
23513
SH
DFND
490
0
23023
SCHLUMBERGER LIMITED
COM
806857108
7921
110529
SH
DFND
9550
0
100979
SCHWAB INTL INDEX FUND
SELECT SHARES
808509830
234
13495
SH
DFND
0
0
13495
SCHWAB S&P 500 INDEX FUN
D - SELECT SHARES
808509855
699
27690
SH
DFND
0
0
27690
SCHWAB 1000 FUND
FUND
808517106
819
18722
SH
DFND
860
0
17861
SCHWAB US LARGE CAP
COM
808524201
707
18500
SH
DFND
0
0
18500
SECT SPDR MATERIALS FUND
COM
81369Y100
207
5400
SH
DFND
4450
0
950
SECT SPDR THE UTILITES SEL FD
COM
81369Y886
1099
29213
SH
DFND
6623
0
22590
STANLEY BLACK& DECKER INC
COM
854502101
274
3550
SH
DFND
0
0
3550
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
9545
385675
SH
DFND
31200
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354475
SYNGENTA AG SPONSORED ADR'S
COM
87160A100
1294
16617
SH
DFND
1600
0
15017
TARGET CORP
COM
87612E106
6375
92584
SH
DFND
2500
0
90084
THERMO FISHER SCIENTIFIC INC
COM
883556102
8388
99118
SH
DFND
4225
0
94893
3M CO
COM
88579Y101
999
9135
SH
DFND
4535
0
4600
TORCHMARK CORP
COM
891027104
318
4875
SH
DFND
0
0
4875
TORTOISE ENERGY INFRSTRC
COM
89147L100
502
10800
SH
DFND
0
0
10800
TORTOISE MLP FUND, INC.
COM
89148B101
4070
139236
SH
DFND
9275
0
129961
TRAVELERS COS INC/THE
COM
89417E109
314
3930
SH
DFND
0
0
3930
U.S. BANCORP
COM
902973304
303
8372
SH
DFND
4870
0
3502
UNION PACIFIC CORPORATION
COM
907818108
305
1976
SH
DFND
400
0
1576
UNITED PARCEL SERVICE -CL B
COM
911312106
5600
64757
SH
DFND
3725
0
61032
UNITED TECHNOLOGIES CORP
COM
913017109
5223
56198
SH
DFND
6895
0
49303
VANGUARD MSCI EMERGING MARKET
ETF
922042858
467
12030
SH
DFND
0
0
12030
VANGUARD INFORMATION TECH ETF
COM
92204A702
1788
24175
SH
DFND
0
0
24175
VENTAS INC
COM
92276F100
1611
23192
SH
DFND
0
0
23192
VANGUARD 500 INDEX FUND
FUND
922908108
999
6745
SH
DFND
1982
0
4763
VERIZON COMMUNICATIONS
COM
92343V104
623
12378
SH
DFND
5691
0
6687
VISA INC-CLASS A SHRS
COM
92826C839
3002
16425
SH
DFND
860
0
15565
WALGREEN CO
COM
931422109
412
9312
SH
DFND
0
0
9312
WASTE MANAGEMENT INC.
COM
94106L109
666
16524
SH
DFND
0
0
16524
WELLS FARGO& CO (NEW)
COM
949746101
1628
39440
SH
DFND
8276
0
31164
ENSCO PLC CLASS A
COM
G3157S106
2509
43162
SH
DFND
1150
0
42012
GOLAR LNG LTD BERMUDA
COM
G9456A100
2088
65460
SH
DFND
1775
0
63685
WEATHERFORD INTERNATIONAL LTD
COM
H27013103
1329
97008
SH
DFND
4000
0
93008
PENTAIR LTD
COM
H6169Q108
6015
104258
SH
DFND
5278
0
98980
TYCO INTERNATIONAL LTD
COM
H89128104
4344
131824
SH
DFND
5100
0
126724