0000883790-13-000004.txt : 20130709 0000883790-13-000004.hdr.sgml : 20130709 20130709131832 ACCESSION NUMBER: 0000883790-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130709 DATE AS OF CHANGE: 20130709 EFFECTIVENESS DATE: 20130709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000883790 IRS NUMBER: 68019645 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03049 FILM NUMBER: 13959232 BUSINESS ADDRESS: STREET 1: 550 KEARNY STREET SUITE 510 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4159890100 MAIL ADDRESS: STREET 1: 550 KEARNY ST #510 CITY: SAN FRANCISCO STATE: CA ZIP: 941082527 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000883790 XXXXXXXX 06-30-2013 06-30-2013 BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510 SAN FRANCISCO CA 941082527
13F HOLDINGS REPORT 028-03049 N
Anna Formicola Senior Vice President/Administration 415-989-0100 Anna Formicola San Francisco CA 07-09-2013 0 140 321535 false
INFORMATION TABLE 2 F13F.xml BTR 13F HR 06/30/2013 AFLAC INC COM 001055102 200 3446 SH DFND 0 0 3446 AT&T INC COM 00206R102 3609 101947 SH DFND 10335 0 91612 ABBOTT LABORATORIES COM 002824100 1056 30270 SH DFND 200 0 30070 ABBVIE INC COM 00287Y109 2446 59175 SH DFND 7300 0 51875 AGILENT TECHNOLOGIES INC COM 00846U101 5748 134430 SH DFND 4100 0 130330 AIR LEASE CORP CL A COM 00912X302 799 28975 SH DFND 0 0 28975 ALTRIA GROUP INC COM 02209S103 294 8400 SH DFND 0 0 8400 AMERICAN EXPRESS CO COM 025816109 228 3055 SH DFND 400 0 2655 AMERICAN WATER WORKS CO COM 030420103 669 16225 SH DFND 0 0 16225 AMGEN INC COM 031162100 212 2150 SH DFND 1000 0 1150 APPLE INC COM 037833100 4112 10370 SH DFND 370 0 10000 AUTOMATIC DATA PROCESSING INC COM 053015103 689 10001 SH DFND 7110 0 2891 BP PLC ADR COM 055622104 213 5102 SH DFND 2440 0 2662 BARRICK GOLD CORP COM 067901108 639 40607 SH DFND 0 0 40607 BECTON DICKINSON& CO COM 075887109 405 4100 SH DFND 350 0 3750 BERKSHIRE HATHAWAY INC COM 084670108 1517 9 SH DFND 0 0 9 BERKSHIRE HATHAWAY INC CLASS B COM 084670702 1438 12851 SH DFND 850 0 12001 THE BLACKSTONE GROUP LP COM 09253U108 1690 80225 SH DFND 5000 0 75225 BRISTOL-MYERS SQUIBB CO COM 110122108 395 8848 SH DFND 1900 0 6948 CVS CAREMARK CORP COM 126650100 2842 49700 SH DFND 2050 0 47650 CATERPILLAR INC COM 149123101 256 3100 SH DFND 0 0 3100 CENTURYLINK, INC. COM 156700106 7931 224365 SH DFND 7095 0 217270 CHEVRON CORP COM 166764100 9410 79519 SH DFND 12160 0 67359 CHUBB CORP COM 171232101 277 3267 SH DFND 0 0 3267 CINEMARK HOLDINGS INC COM 17243V102 5870 210243 SH DFND 16550 0 193693 CISCO SYSTEMS INC COM 17275R102 927 38103 SH DFND 7100 0 31003 COCA-COLA COMPANY COM 191216100 1496 37288 SH DFND 2800 0 34488 COGNIZANT TECH SOL CL A COM 192446102 1102 17585 SH DFND 1675 0 15910 COLGATE-PALMOLIVE CO. COM 194162103 551 9624 SH DFND 4500 0 5124 CONOCOPHILLIPS COM 20825C104 467 7717 SH DFND 0 0 7717 COSTCO WHSL CORP (NEW) COM 22160K105 1071 9687 SH DFND 1910 0 7777 DEERE& CO COM 244199105 286 3516 SH DFND 0 0 3516 DEVON ENERGY CORP (NEW) COM 25179M103 2316 44649 SH DFND 1900 0 42749 AAM/DFA US HIGH BOOK TO MARKET PORTFOLIO 25434D880 167 10052 SH DFND 0 0 10052 DISNEY CO. (WALT) COM 254687106 3385 53597 SH DFND 10350 0 43247 DU PONT (E.I.) DE NEMOURS COM 263534109 5509 104929 SH DFND 5450 0 99479 DUKE ENERGY CORP COM 26441C204 5816 86165 SH DFND 9756 0 76409 EMC CORP/MASS COM 268648102 8006 338943 SH DFND 15500 0 323443 EMERSON ELECTRIC COMPANY COM 291011104 1484 27203 SH DFND 0 0 27203 ENTERPRISE PRD PRTNRS LP COM 293792107 357 5738 SH DFND 0 0 5738 EXPRESS SCRIPTS HOLDING CO COM 30219G108 6029 97649 SH DFND 4425 0 93224 EXXON MOBIL CORP COM 30231G102 5729 63413 SH DFND 9480 0 53933 FEDEX CORPORATION COM 31428X106 945 9585 SH DFND 215 0 9370 GENERAL ELECTRIC COMPANY COM 369604103 1845 79555 SH DFND 21560 0 57995 GENERAL MILLS INCORPORATED COM 370334104 291 6000 SH DFND 0 0 6000 GENUINE PARTS CO COM 372460105 554 7100 SH DFND 6500 0 600 GILEAD SCIENCES INC COM 375558103 1725 33650 SH DFND 2380 0 31270 GOLDCORP INC. COM 380956409 3016 121950 SH DFND 12725 0 109225 HCP INC COM 40414L109 1273 28025 SH DFND 3025 0 25000 HEALTH CARE REIT INC COM 42217K106 3570 53262 SH DFND 7395 0 45867 HECLA MNG CO COM 422704106 30 10000 SH DFND 0 0 10000 HOME DEPOT INC COM 437076102 1520 19625 SH DFND 500 0 19125 HONEYWELL INTERNATIONAL INC COM 438516106 626 7885 SH DFND 2630 0 5255 INTEL CORPORATION COM 458140100 1090 44977 SH DFND 6500 0 38477 INTERNATIONAL BUSINESS MACHINE COM 459200101 3226 16882 SH DFND 1490 0 15392 ISHARES TR DJ SEL DVI INX COM 464287168 419 6550 SH DFND 0 0 6550 ISHARES TRUST INDEX FUND FTSE XINHUA HK CH 464287184 348 10715 SH DFND 0 0 10715 ISHARES TR NASDAQ BIO FD NASDAQ BIOTECH IN 464287556 1538 8845 SH DFND 500 0 8345 ISHARES DJ US REGIONAL BANKS COM 464288778 2504 85565 SH DFND 9000 0 76565 IS SHARES TR DJ MED DEVICES COM 464288810 6000 76410 SH DFND 2750 0 73660 JPMORGAN CHASE& CO COM 46625H100 2640 50018 SH DFND 3380 0 46638 JACOBS ENGINEERING GROUP INC COM 469814107 3143 57014 SH DFND 100 0 56914 JOHNSON& JOHNSON COM 478160104 8590 100049 SH DFND 11295 0 88754 KAYNE ANDERSON MLP INVESTMENT COM 486606106 6622 170277 SH DFND 15445 0 154832 KIMBERLY CLARK COM 494368103 544 5600 SH DFND 4400 0 1200 KINDER MORGAN ENERGY PTNRS COM 494550106 306 3581 SH DFND 0 0 3581 KRAFT FOODS GROUP INC COM 50076Q106 8777 157092 SH DFND 12559 0 144533 LITMAN GREGORY MASTERS INTL FD INSTITUTIONAL CLA 53700T207 165 10455 SH SOLE 10455 0 0 LOWES CO INC COM 548661107 3952 96626 SH DFND 675 0 95951 MARKET VECTORS ETF TR OIL SVCS COM 57060U191 231 5400 SH DFND 2400 0 3000 MARKET VECTORS AGRIBUSINESS ETF 57060U605 274 5345 SH DFND 0 0 5345 MATTHEWS ASIA DIVIDEND FUND FUND 577125107 326 21629 SH DFND 0 0 21629 MATTHEWS PACIFIC TIGER FUND FUND 577130107 5357 223224 SH DFND 13748 0 209475 MATTHEWS ASIAN GROWTH& INCOME FUND 577130206 294 15719 SH DFND 4012 0 11706 MCDONALDS CORP COM 580135101 486 4911 SH DFND 3450 0 1461 MERCK& CO. INC. COM 58933Y105 4445 95704 SH DFND 2160 0 93544 METLIFE INC COM 59156R108 7080 154712 SH DFND 10380 0 144332 MICROSOFT CORP COM 594918104 9333 270174 SH DFND 17950 0 252224 MID AMERICA APARTMENT COM. COM 59522J103 334 4925 SH DFND 0 0 4925 MONDELEZ INTERNATIONAL INC COM 609207105 283 9918 SH DFND 1200 0 8718 NATIONAL RETAIL PROPERTIES INC COM 637417106 1248 36280 SH DFND 1050 0 35230 NESTLE SA SPNSRD ADR REP RG SH COM 641069406 229 3485 SH DFND 2100 0 1385 NEXTERA ENERGY INC COM 65339F101 900 11050 SH DFND 3650 0 7400 NORTHEAST UTILITIES COM 664397106 1025 24385 SH DFND 0 0 24385 NOVO-NORDISK A-S ADR F 1 ADR REP 1 ORD 670100205 518 3344 SH DFND 2020 0 1324 OCCIDENTAL PETROLEUM COM 674599105 7619 85388 SH DFND 4465 0 80923 ORACLE CORP COM 68389X105 8576 279271 SH DFND 20075 0 259196 P G& E CORP COM 69331C108 202 4409 SH DFND 0 0 4409 PPG INDUSTRIES COM 693506107 249 1700 SH DFND 200 0 1500 PPL CORP COM 69351T106 1623 53640 SH DFND 800 0 52840 DREYFUS MID CAP INDEX FUND FUND 712223106 211 6375 SH SOLE 6375 0 0 PEPSICO INCORPORATED COM 713448108 7564 92482 SH DFND 8400 0 84082 PFIZER INC COM 717081103 390 13932 SH DFND 2683 0 11249 PHILIP MORRIS INTL INC COM 718172109 357 4120 SH DFND 0 0 4120 PHILLIPS 66 COM 718546104 239 4058 SH DFND 0 0 4058 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1747 79250 SH DFND 8800 0 70450 POWERSHARES DYNAMIC PHARMACEUTICALS 73935X799 881 20850 SH DFND 0 0 20850 PRICE T ROWE GROWTH STOCK FD FUND 741479109 205 4881 SH SOLE 4881 0 0 PROCTER AND GAMBLE COMPANY COM 742718109 3951 51321 SH DFND 6570 0 44751 QUALCOMM INC. COM 747525103 5735 93871 SH DFND 3330 0 90541 ROYAL BANK CANADA MONTREAL QUE COM 780087102 292 5000 SH DFND 0 0 5000 GUGGENHEIM S&P 500 EQUAL WEIGHT 78355W106 239 3900 SH DFND 0 0 3900 S&P 500 DEPOSITARY RECEIPTS COM 78462F103 651 4060 SH DFND 850 0 3210 SPDR GOLD TRUST COM 78463V107 411 3450 SH DFND 1400 0 2050 SPDR SERIES TRUST S&P BIOTECH COM 78464A870 2451 23513 SH DFND 490 0 23023 SCHLUMBERGER LIMITED COM 806857108 7921 110529 SH DFND 9550 0 100979 SCHWAB INTL INDEX FUND SELECT SHARES 808509830 234 13495 SH DFND 0 0 13495 SCHWAB S&P 500 INDEX FUN D - SELECT SHARES 808509855 699 27690 SH DFND 0 0 27690 SCHWAB 1000 FUND FUND 808517106 819 18722 SH DFND 860 0 17861 SCHWAB US LARGE CAP COM 808524201 707 18500 SH DFND 0 0 18500 SECT SPDR MATERIALS FUND COM 81369Y100 207 5400 SH DFND 4450 0 950 SECT SPDR THE UTILITES SEL FD COM 81369Y886 1099 29213 SH DFND 6623 0 22590 STANLEY BLACK& DECKER INC COM 854502101 274 3550 SH DFND 0 0 3550 STARWOOD PROPERTY TRUST, INC. COM 85571B105 9545 385675 SH DFND 31200 0 354475 SYNGENTA AG SPONSORED ADR'S COM 87160A100 1294 16617 SH DFND 1600 0 15017 TARGET CORP COM 87612E106 6375 92584 SH DFND 2500 0 90084 THERMO FISHER SCIENTIFIC INC COM 883556102 8388 99118 SH DFND 4225 0 94893 3M CO COM 88579Y101 999 9135 SH DFND 4535 0 4600 TORCHMARK CORP COM 891027104 318 4875 SH DFND 0 0 4875 TORTOISE ENERGY INFRSTRC COM 89147L100 502 10800 SH DFND 0 0 10800 TORTOISE MLP FUND, INC. COM 89148B101 4070 139236 SH DFND 9275 0 129961 TRAVELERS COS INC/THE COM 89417E109 314 3930 SH DFND 0 0 3930 U.S. BANCORP COM 902973304 303 8372 SH DFND 4870 0 3502 UNION PACIFIC CORPORATION COM 907818108 305 1976 SH DFND 400 0 1576 UNITED PARCEL SERVICE -CL B COM 911312106 5600 64757 SH DFND 3725 0 61032 UNITED TECHNOLOGIES CORP COM 913017109 5223 56198 SH DFND 6895 0 49303 VANGUARD MSCI EMERGING MARKET ETF 922042858 467 12030 SH DFND 0 0 12030 VANGUARD INFORMATION TECH ETF COM 92204A702 1788 24175 SH DFND 0 0 24175 VENTAS INC COM 92276F100 1611 23192 SH DFND 0 0 23192 VANGUARD 500 INDEX FUND FUND 922908108 999 6745 SH DFND 1982 0 4763 VERIZON COMMUNICATIONS COM 92343V104 623 12378 SH DFND 5691 0 6687 VISA INC-CLASS A SHRS COM 92826C839 3002 16425 SH DFND 860 0 15565 WALGREEN CO COM 931422109 412 9312 SH DFND 0 0 9312 WASTE MANAGEMENT INC. COM 94106L109 666 16524 SH DFND 0 0 16524 WELLS FARGO& CO (NEW) COM 949746101 1628 39440 SH DFND 8276 0 31164 ENSCO PLC CLASS A COM G3157S106 2509 43162 SH DFND 1150 0 42012 GOLAR LNG LTD BERMUDA COM G9456A100 2088 65460 SH DFND 1775 0 63685 WEATHERFORD INTERNATIONAL LTD COM H27013103 1329 97008 SH DFND 4000 0 93008 PENTAIR LTD COM H6169Q108 6015 104258 SH DFND 5278 0 98980 TYCO INTERNATIONAL LTD COM H89128104 4344 131824 SH DFND 5100 0 126724