8-K 1 a04-11764_18k.htm 8-K

 

 

 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

October 18, 2004

 

3CI COMPLETE COMPLIANCE CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware

1-11097

76-0351992

(State or other jurisdiction
of incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)

 

 

 

1517 W. North Carrier Parkway, Suite 104
Grand Prairie, Texas

75050

(Address of principal executive offices)

(Zip Code)

 

 

Registrant’s telephone number, including area code:

(972) 375-0006

 

N/A

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 



 

Item 4.01  Changes in Registrant’s Certifying Accountant

 

Effective October 18, 2004, the Board of Directors of 3CI Complete Compliance Corporation (the “Company”) approved the engagement of Weaver and Tidwell, LLP as the Company’s independent auditors for the fiscal year ending September 30, 2004 to replace the firm of Ernst & Young LLP.  Ernst & Young LLP was dismissed as independent auditors of the Company effective October 18, 2004.  The change of certifying accountant was approved and recommended by the Audit Committee of the Company’s Board of Directors.

 

Ernst & Young LLP’s reports on the financial statements of the Company for the past two fiscal years did not contain an adverse opinion or disclaimer of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principles.

 

In connection with the audits of the Company’s financial statements for each of the two fiscal years ended September 30, 2003 and in the subsequent interim period, there were no disagreements between the Company and Ernst & Young LLP on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure which, if not resolved to the satisfaction of Ernst & Young LLP would have caused Ernst & Young LLP to make reference to the matter in its report.  The Company has requested Ernst & Young LLP to furnish it a letter addressed to the Commission stating whether it agrees with the above statements.  A copy of that letter dated October 18, 2004 is filed as Exhibit 16.1 to this Form 8-K.

 

Item 9.01  Financial Statements and Exhibits

 

(a)           Financial statements of businesses acquired:  Not applicable.

 

(b)           Pro forma financial information:  Not applicable.

 

(c)           Exhibits:

 

16.1                     Letter from Ernst & Young LLP dated October 18, 2004.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: October 19, 2004

3CI COMPLETE COMPLIANCE CORPORATION

 

 

 

 

 

By:

/s/ Otley L. Smith III

 

 

Otley L. Smith III, President and Chief Executive Officer

 

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EXHIBIT INDEX

 

Exhibit

 

Description

 

 

 

16.1

 

Letter from Ernst & Young LLP dated October 18, 2004.

 

4