-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NRVqY7P0POBCz4b4xUkonhj5VhSvUZndeqpC7sVAYtPdCRTJ12kt3+msx8FsXNgO DPtwXWq3nJHKPU7sbPKSjQ== 0000883724-03-000001.txt : 20030212 0000883724-03-000001.hdr.sgml : 20030212 20030211200114 ACCESSION NUMBER: 0000883724-03-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030212 EFFECTIVENESS DATE: 20030212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PORTOLA GROUP INC /CA CENTRAL INDEX KEY: 0000883724 IRS NUMBER: 942594913 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03043 FILM NUMBER: 03551392 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD SUUITE 2-145 CITY: MENLO PARK STATE: CA ZIP: 94025 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: 2-145 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 portfile.txt THE PORTOLA GROUP, INC. 13F HOLDINGS REPORT AS OF 12/31/02 13F-HR 12/31/02 0000883724 d6m$qqfz NONE 1 Thomas Six 650-854-7550 13F-HR Form 13F Holdings Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Portola Group, Inc. Address: 3000 Sand Hill Rd #2-145 Menlo Park, CA 94025 13F File Number: 28-3043__ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas Six___ Title: CFO__________ Phone: (650)854-7550 Signature, Place, and Date of Signing: Thomas Six_____ Menlo Park, CA__ January 15,2002____ Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: $645,534 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- AOL TIME WARNER INC COM 00184A105 3477 265458 SH DEFINED 0 0 265458 ABBOTT LABORATORIES COM 002824100 4605 115113 SH DEFINED 0 0 115113 ADOBE SYSTEMS INC COM 00724F101 1155 46560 SH DEFINED 0 0 46560 AFFYMETRIX INC COM 00826T108 13703 598642 SH DEFINED 0 0 598642 AMERICAN INTL GROUP INC COM 026874107 8109 140171 SH DEFINED 0 0 140171 AMGEN INC COM 031162100 607 12564 SH DEFINED 0 0 12564 ANDREW CORP COM 034425108 4862 472950 SH DEFINED 0 0 472950 APPLIED MATERIALS INC COM 038222105 12585 965884 SH DEFINED 0 0 965884 BP PLC ADRS COM 055622104 16121 396585 SH DEFINED 0 0 396585 BANCO SANTANDER SA COM 05964H105 5721 811430 SH DEFINED 0 0 811430 BANK OF AMERICA CORP COM 060505104 2907 41789 SH DEFINED 0 0 41789 BARRICK GOLD CORP COM 067901108 12844 833501 SH DEFINED 0 0 833501 BELLSOUTH CORP COM 079860102 280 10829 SH DEFINED 0 0 10829 BOEING COMPANY COM 097023105 13081 396524 SH DEFINED 0 0 396524 BOSTON SCIENTIFIC CORP COM 101137107 4682 110123 SH DEFINED 0 0 110123 BRISTOL-MYERS SQUIBB CO COM 110122108 12403 535774 SH DEFINED 0 0 535774 CATERPILLAR INC COM 149123101 9632 210684 SH DEFINED 0 0 210684 CEDANT CORP COM 151313103 270 25788 SH DEFINED 0 0 25788 CHEVRON TEXACO CORP COM 166764100 974 14645 SH DEFINED 0 0 14645 CHIRON CORP COM 170040109 5966 158678 SH DEFINED 0 0 158678 CISCO SYSTEMS INC COM 17275R102 18945 1446206 SH DEFINED 0 0 1446206 CITIGROUP INC COM 172967101 847 24072 SH DEFINED 0 0 24072 CLOROX CO COM 189054109 226 5470 SH DEFINED 0 0 5470 COCA-COLA COMPANY COM 191216100 15461 352659 SH DEFINED 0 0 352659 COHEN & STEERS REALTY SHARES COM 192476109 305 7031 SH DEFINED 0 0 7031 COSTCO WHSL CORP (NEW) COM 22160K105 16841 600175 SH DEFINED 0 0 600175 DELL COMPUTER CORP COM 247025109 824 30810 SH DEFINED 0 0 30810 DEUTSCHE TELEKOM AG 1 ORD 1ADS COM 251566105 5449 429083 SH DEFINED 0 0 429083 DIEBOLD INCORPORATED COM 253651103 8632 209424 SH DEFINED 0 0 209424 DISNEY WALT CO COM 254687106 12297 753968 SH DEFINED 0 0 753968 EMERSON ELECTRIC COMPANY COM 291011104 11708 230250 SH DEFINED 0 0 230250 EQUIFAX INC COM 294429105 299 12900 SH DEFINED 0 0 12900 ERICSSON L M TEL CO COM 294821607 237 35094 SH DEFINED 0 0 35094 EXTREME NETWORKS COM 30226D106 1934 591572 SH DEFINED 0 0 591572 EXXON MOBIL CORP (NEW) COM 30231G102 2477 70886 SH DEFINED 0 0 70886 GEN DYNAMICS CORP COM 369550108 18496 233032 SH DEFINED 0 0 233032 GENERAL ELECTRIC COMPANY COM 369604103 6154 252717 SH DEFINED 0 0 252717 GILLETTE COMPANY COM 375766102 6687 220260 SH DEFINED 0 0 220260 THE GOLDMAN SACHS GROUP, INC COM 38141G104 7610 111750 SH DEFINED 0 0 111750 GREATER BAY BANKCORP COM 391648102 13693 791962 SH DEFINED 0 0 791962 HALLIBURTON COMPANY COM 406216101 9949 531736 SH DEFINED 0 0 531736 HEWLETT-PACKARD COMPANY COM 428236103 450 25943 SH DEFINED 0 0 25943 HOME DEPOT INC COM 437076102 13647 568150 SH DEFINED 0 0 568150 IMPERIAL OIL LTD NEW COM 453038408 1817 63300 SH DEFINED 0 0 63300 INTEL CORPORATION COM 458140100 69448 4460353 SH DEFINED 0 0 4460353 INTERNATIONAL BUSINESS MACHINE COM 459200101 496 6404 SH DEFINED 0 0 6404 INTUIT INC COM 461202103 732 15600 SH DEFINED 0 0 15600 ISHARES MSCI JAPAN INDEX FUND FUND 464286848 301 43250 SH DEFINED 0 0 43250 ISHARES LEHMAN 1-3YR TRS BD FD FUND 464287457 362 4400 SH DEFINED 0 0 4400 JDS UNIPHASE COM 46612J101 2756 1115773 SH DEFINED 0 0 1115773 J.P. MORGAN CHASE & CO COM 46625H100 1278 53269 SH DEFINED 0 0 53269 JOHNSON & JOHNSON COM 478160104 1510 28110 SH DEFINED 0 0 28110 JUNIPER NETWORKS INC COM 48203R104 3279 482250 SH DEFINED 0 0 482250 KLA-TENCOR CORP COM 482480100 330 9330 SH DEFINED 0 0 9330 KERR MC GEE CORP COM 492386107 14464 326510 SH DEFINED 0 0 326510 KOREA FD INC FUND 500634100 3032 218944 SH DEFINED 0 0 218944 L3 COMM COM 502424104 14249 317289 SH DEFINED 0 0 317289 LAUDER ESTEE COM 518439104 2158 81750 SH DEFINED 0 0 81750 LIMITED INC COM 532716107 14296 1026300 SH DEFINED 0 0 1026300 LOUISIANA PACIFIC CORP COM 546347105 13950 1730767 SH DEFINED 0 0 1730767 LUCENT TECHNOLOGIES COM 549463107 205 162677 SH DEFINED 0 0 162677 MATTEL INC COM 577081102 758 39596 SH DEFINED 0 0 39596 MAXIM INTEGRATED PRODUCTS COM 57772K101 4143 125390 SH DEFINED 0 0 125390 MCGRATH RENTCORP COM 580589109 266 11500 SH DEFINED 0 0 11500 MELLON FINANCIAL CORP COM 58551A108 15248 583987 SH DEFINED 0 0 583987 MERCK & COMPANY INCORPORATED COM 589331107 15352 271185 SH DEFINED 0 0 271185 MICROSOFT CORP COM 594918104 14923 288645 SH DEFINED 0 0 288645 MIDCAP SPDR TR UNIT SER I COM 595635103 7167 91124 SH DEFINED 0 0 91124 MILLENIUM PHARMACEUTICALS COM 599902103 4977 626841 SH DEFINED 0 0 626841 MORGAN STANLEY COM 617446448 259 6477 SH DEFINED 0 0 6477 MOTOROLA INC COM 620076109 4118 476042 SH DEFINED 0 0 476042 NBTY INC COM 628782104 264 15000 SH DEFINED 0 0 15000 NIKE INC CL B COM 654106103 19419 436669 SH DEFINED 0 0 436669 NIPPON TELEG & TEL SPON ADR COM 654624105 274 15500 SH DEFINED 0 0 15500 NOKIA CORP SPONSORED ADR COM 654902204 11559 745748 SH DEFINED 0 0 745748 NORTEL NETWORKS CORP (NEW) COM 656568102 508 315710 SH DEFINED 0 0 315710 ORACLE SYSTEMS CORPORATION COM 68389X105 8476 784780 SH DEFINED 0 0 784780 PFIZER INC COM 717081103 1266 41409 SH DEFINED 0 0 41409 PROCTER AND GAMBLE COMPANY COM 742718109 647 7525 SH DEFINED 0 0 7525 QUALCOMM INC COM 747525103 385 10587 SH DEFINED 0 0 10587 QUEST COM INTL INC COM 749121109 271 54119 SH DEFINED 0 0 54119 SBC COMMUNICATIONS INC COM 78387G103 686 25294 SH DEFINED 0 0 25294 SCHERING PLOUGH CORP COM 806605101 532 23982 SH DEFINED 0 0 23982 SONY CORP ADR COM 835699307 14944 361749 SH DEFINED 0 0 361749 SOUTHWEST AIRLINES CO COM 844741108 12748 917154 SH DEFINED 0 0 917154 SPRINT CORP PCS COM STK SER 1 COM 852061506 381 87100 SH DEFINED 0 0 87100 STARBUCKS CORPORATION COM 855244109 15388 755052 SH DEFINED 0 0 755052 SYMANTEC CORP COM 871503108 806 19900 SH DEFINED 0 0 19900 SYMYX TECHNOLOGIES INC COM 87155S108 606 48150 SH DEFINED 0 0 48150 TARGET CORP COM 87612E106 744 24785 SH DEFINED 0 0 24785 TELECOMUNICAOES BRASILEIRAS SA COM 879287308 746 40000 SH DEFINED 0 0 40000 TELEFONICA S A SPONSORED ADR 879382208 5008 188469 SH DEFINED 0 0 188469 3COM CORP COM 885535104 1162 250884 SH DEFINED 0 0 250884 3M CO COM 88579Y101 228 1850 SH DEFINED 0 0 1850 VERIZON COMMUNICATIONS COM 92343V104 9454 243987 SH DEFINED 0 0 243987 VISHAY INTERTECHNOLOGY INC COM 928298108 5817 520325 SH DEFINED 0 0 520325 WAL MART STORES INC COM 931142103 399 7892 SH DEFINED 0 0 7892 WALGREEN CO COM 931422109 13790 472405 SH DEFINED 0 0 472405
-----END PRIVACY-ENHANCED MESSAGE-----