-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JbpE0F2DgUgHnB+H61FxbBs0Vf2Uo0C19G2e5rYK3uPDZu0dz2Z5ikEylBP8aPHr 2oqHDtxXM5nQycmPQMW7aw== 0001209191-08-023610.txt : 20080410 0001209191-08-023610.hdr.sgml : 20080410 20080410143856 ACCESSION NUMBER: 0001209191-08-023610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080405 FILED AS OF DATE: 20080410 DATE AS OF CHANGE: 20080410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGEN BIOLOGICS INC CENTRAL INDEX KEY: 0000883697 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 232476415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 411 HACKENSACK AVENUE STREET 2: 10TH FLOOR CITY: HACKENSACK STATE: NJ ZIP: 07601 BUSINESS PHONE: 2016515140 MAIL ADDRESS: STREET 1: 411 HACKENSACK AVENUE STREET 2: 10TH FLOOR CITY: HACKENSACK STATE: NJ ZIP: 07601 FORMER COMPANY: FORMER CONFORMED NAME: AROS CORP DATE OF NAME CHANGE: 20010712 FORMER COMPANY: FORMER CONFORMED NAME: APACHE MEDICAL SYSTEMS INC DATE OF NAME CHANGE: 19960426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACHARYA ABHI CENTRAL INDEX KEY: 0001233597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20805 FILM NUMBER: 08749717 MAIL ADDRESS: STREET 1: 13733 LEXINGTON COURT CITY: SARATOGA STATE: CA ZIP: 95070 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-04-05 0 0000883697 REGEN BIOLOGICS INC RGBI 0001233597 ACHARYA ABHI 411 HACKENSACK AVENUE HACKENSACK NJ 07601 1 0 0 0 STOCK OPTION (RIGHT TO BUY) 16.00 2008-04-05 4 A 0 5000 0.00 A 2018-04-05 Series E Convertible Preferred Stock 5000 5000 D EXERCISE PRICE IS $0.16 PER SHARE OF COMMON STOCK IF OPTION IS EXERCISED AFTER MANDATORY CONVERSION OF SERIES E STOCK. EQUAL TO 500,000 SHARES OF COMMON STOCK AFTER MANDATORY CONVERSION OF THE SERIES E STOCK THE OPTION VESTS RATABLY ON A DAILY BASIS OVER FOUR YEARS FROM THE DATE OF FDA CLEARANCE OF THE COLLAGEN SCAFFOLD 510(K) APPLICATION. EACH SHARE OF SERIES E STOCK IS MANDATORILY CONVERTIBLE INTO 100 SHARES OF REGEN'S COMMON STOCK AT SUCH TIME AS (i) THE COMPANY'S CERTIFICATE OF INCORPORATION IS AMENDED TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OR (ii) UPON THE EFFECTIVENESS OF A REVERSE STOCK SPLIT OF THE COMMON STOCK, SUCH THAT THERE ARE A SUFFICIENT NUMBER OF SHARES OF COMMON STOCK TO EFFECT THE CONVERSION. /S/ BRION D. UMIDI ATTORNEY IN FACT 2008-04-10 -----END PRIVACY-ENHANCED MESSAGE-----