N-PX 1 d214732dnpx.htm IVY FUNDS (FYE 9/30) Ivy Funds (FYE 9/30)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-06569

IVY FUNDS

(Exact Name as Specified in Charter)

100 Independence, 610 Market Street, Philadelphia, PA 19106-2354

(Address of Principal Executive Office) (Zip Code)

David F. Connor, Esq., 100 Independence, 610 Market Street, Philadelphia, PA 19106-2354

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (800) 523-1918

Date of fiscal year end: September 30

Date of reporting period: July 1, 2020 to June 30, 2021

DELAWARE IVY APOLLO MULTI-ASSET INCOME FUND (GLOBAL REAL ESTATE STRATEGY)

(prior to July 1, 2021, Ivy Apollo Multi-Asset Income Fund)

Proxy Voting Record

 

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Healthcare Trust of America, Inc.

    HTA    USA    42225P501    42225P501    Annual    07-Jul-20    15-Apr-20    Management      1a      Elect Director Scott D. Peters    For    For    Yes    No

Healthcare Trust of America, Inc.

    HTA    USA    42225P501    42225P501    Annual    07-Jul-20    15-Apr-20    Management      1b      Elect Director W. Bradley Blair, II    For    For    Yes    No

Healthcare Trust of America, Inc.

    HTA    USA    42225P501    42225P501    Annual    07-Jul-20    15-Apr-20    Management      1c      Elect Director Vicki U. Booth    For    For    Yes    No

Healthcare Trust of America, Inc.

    HTA    USA    42225P501    42225P501    Annual    07-Jul-20    15-Apr-20    Management      1d      Elect Director H. Lee Cooper    For    For    Yes    No

Healthcare Trust of America, Inc.

    HTA    USA    42225P501    42225P501    Annual    07-Jul-20    15-Apr-20    Management      1e      Elect Director Warren D. Fix    For    For    Yes    No

Healthcare Trust of America, Inc.

    HTA    USA    42225P501    42225P501    Annual    07-Jul-20    15-Apr-20    Management      1f      Elect Director Peter N. Foss    For    For    Yes    No

Healthcare Trust of America, Inc.

    HTA    USA    42225P501    42225P501    Annual    07-Jul-20    15-Apr-20    Management      1g      Elect Director Jay P. Leupp    For    For    Yes    No

Healthcare Trust of America, Inc.

    HTA    USA    42225P501    42225P501    Annual    07-Jul-20    15-Apr-20    Management      1h      Elect Director Gary T. Wescombe    For    For    Yes    No

Healthcare Trust of America, Inc.

    HTA    USA    42225P501    42225P501    Annual    07-Jul-20    15-Apr-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Healthcare Trust of America, Inc.

    HTA    USA    42225P501    42225P501    Annual    07-Jul-20    15-Apr-20    Management      3      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      2      Approve Remuneration Report    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      3      Elect Mark Allan as Director    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      4      Re-elect Martin Greenslade as Director    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      5      Re-elect Colette O’Shea as Director    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      6      Re-elect Edward Bonham Carter as Director    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      7      Re-elect Nicholas Cadbury as Director    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      8      Re-elect Madeleine Cosgrave as Director    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      9      Re-elect Christophe Evain as Director    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      10      Re-elect Cressida Hogg as Director    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      11      Re-elect Stacey Rauch as Director    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      12      Reappoint Ernst & Young LLP as Auditors    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      13      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      14      Authorise EU Political Donations and Expenditure    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      15      Authorise Issue of Equity    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      16      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      17      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Land Securities Group Plc

    LAND    United
Kingdom		    G5375M142    G5375M142    Annual    09-Jul-20    07-Jul-20    Management      18      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Mapletree Logistics Trust

    M44U    Singapore    Y5759Q107    Y5759Q107    Annual    14-Jul-20       Management      1      Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

Mapletree Logistics Trust

    M44U    Singapore    Y5759Q107    Y5759Q107    Annual    14-Jul-20       Management      2      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Mapletree Logistics Trust

    M44U    Singapore    Y5759Q107    Y5759Q107    Annual    14-Jul-20       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

Mapletree Industrial Trust

    ME8U    Singapore    Y5759S103    Y5759S103    Annual    15-Jul-20       Management      1      Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements, and Auditor’s Report    For    For    Yes    No

Mapletree Industrial Trust

    ME8U    Singapore    Y5759S103    Y5759S103    Annual    15-Jul-20       Management      2      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

Mapletree Industrial Trust

    ME8U    Singapore    Y5759S103    Y5759S103    Annual    15-Jul-20       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

Ichigo Office REIT Investment Corp.

    8975    Japan    J2382Z106    J2382Z106    Special    18-Jul-20    30-Apr-20    Management      1      Amend Articles to Amend Asset Management Compensation - Amend Provisions on Deemed Approval System - Change Japanese Era Year to Western Year    For    For    Yes    No

Ichigo Office REIT Investment Corp.

    8975    Japan    J2382Z106    J2382Z106    Special    18-Jul-20    30-Apr-20    Management      2      Elect Executive Director Takatsuka, Yoshihiro    For    For    Yes    No

Ichigo Office REIT Investment Corp.

    8975    Japan    J2382Z106    J2382Z106    Special    18-Jul-20    30-Apr-20    Management      3.1      Elect Supervisory Director Fukunaga, Takaaki    For    For    Yes    No

Ichigo Office REIT Investment Corp.

    8975    Japan    J2382Z106    J2382Z106    Special    18-Jul-20    30-Apr-20    Management      3.2      Elect Supervisory Director Terada, Masahiro    For    For    Yes    No

Ichigo Office REIT Investment Corp.

    8975    Japan    J2382Z106    J2382Z106    Special    18-Jul-20    30-Apr-20    Management      4      Elect Alternate Executive Director Chiba, Keisuke    For    For    Yes    No

Ichigo Office REIT Investment Corp.

    8975    Japan    J2382Z106    J2382Z106    Special    18-Jul-20    30-Apr-20    Management      5      Elect Alternate Supervisory Director Kita, Nagahisa    For    For    Yes    No

Link Real Estate Investment Trust

    823    Hong
Kong		    Y5281M111    Y5281M111    Annual    22-Jul-20    16-Jul-20    Management      1      Note the Financial Statements and Statutory Reports    Yes    No

Link Real Estate Investment Trust

    823    Hong
Kong		    Y5281M111    Y5281M111    Annual    22-Jul-20    16-Jul-20    Management      2      Note the Appointment of Auditor and Fixing of Their Remuneration    Yes    No

Link Real Estate Investment Trust

    823    Hong
Kong		    Y5281M111    Y5281M111    Annual    22-Jul-20    16-Jul-20    Management      3.1      Elect Peter Tse Pak Wing as Director    For    For    Yes    No

Link Real Estate Investment Trust

    823    Hong
Kong		    Y5281M111    Y5281M111    Annual    22-Jul-20    16-Jul-20    Management      3.2      Elect Nancy Tse Sau Ling as Director    For    For    Yes    No

Link Real Estate Investment Trust

    823    Hong
Kong		    Y5281M111    Y5281M111    Annual    22-Jul-20    16-Jul-20    Management      3.3      Elect Elaine Carole Young as Director    For    For    Yes    No

Link Real Estate Investment Trust

    823    Hong
Kong		    Y5281M111    Y5281M111    Annual    22-Jul-20    16-Jul-20    Management      4.1      Elect Ng Kok Siong as Director    For    For    Yes    No

Link Real Estate Investment Trust

    823    Hong
Kong		    Y5281M111    Y5281M111    Annual    22-Jul-20    16-Jul-20    Management      5      Authorize Repurchase of Issued Units    For    For    Yes    No

Link Real Estate Investment Trust

    823    Hong
Kong		    Y5281M111    Y5281M111    Annual    22-Jul-20    16-Jul-20    Management      6      Approve Amended Scope of Permitted Investments and the Corresponding Investment Scope Trust Deed Amendments    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      2      Approve Final Dividend    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      3A      Re-elect Daniel Kitchen as Director    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      3B      Re-elect Kevin Nowlan as Director    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      3C      Re-elect Thomas Edwards-Moss as Director    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      3D      Re-elect Colm Barrington as Director    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      3E      Re-elect Roisin Brennan as Director    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      3F      Elect Margaret Fleming as Director    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      3G      Re-elect Stewart Harrington as Director    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      3H      Elect Grainne Hollywood as Director    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      3I      Re-elect Terence O’Rourke as Director    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      4      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      5      Ratify Deloitte as Auditors    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      6      Authorise Issue of Equity    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      7      Approve Remuneration Report    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      8      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      9      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      10      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      11      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Hibernia REIT Plc

    HBRN    Ireland    G4432Z105    G4432Z105    Annual    29-Jul-20    27-Jul-20    Management      12      Determine the Price Range at which Treasury Shares may be Re-issued Off-Market    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      2      Approve Remuneration Report    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      3      Approve Final Dividend    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      4      Re-elect Richard Cotton as Director    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      5      Re-elect James Gibson as Director    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      6      Re-elect Dr Anna Keay as Director    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      7      Re-elect Adrian Lee as Director    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      8      Re-elect Vince Niblett as Director    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      9      Re-elect John Trotman as Director    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      10      Re-elect Nicholas Vetch as Director    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      11      Elect Julia Hailes as Director    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      12      Elect Laela Pakpour Tabrizi as Director    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      13      Reappoint KPMG LLP as Auditors    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      14      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      15      Authorise Issue of Equity    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      16      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      17      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      18      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Big Yellow Group Plc

    BYG    United
Kingdom		    G1093E108    G1093E108    Annual    05-Aug-20    03-Aug-20    Management      19      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Daiwa Office Investment Corp.

    8976    Japan    J1250G109    J1250G109    Special    25-Aug-20    31-May-20    Management      1      Elect Executive Director Miyamoto, Seiya    For    For    Yes    No

Daiwa Office Investment Corp.

    8976    Japan    J1250G109    J1250G109    Special    25-Aug-20    31-May-20    Management      2      Elect Alternate Executive Director Fukushima, Toshio    For    For    Yes    No

Daiwa Office Investment Corp.

    8976    Japan    J1250G109    J1250G109    Special    25-Aug-20    31-May-20    Management      3.1      Elect Supervisory Director Hiraishi, Takayuki    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Daiwa Office Investment Corp.

    8976    Japan    J1250G109    J1250G109    Special    25-Aug-20    31-May-20    Management      3.2      Elect Supervisory Director Sakuma, Hiroshi    For    For    Yes    No

Mapletree Industrial Trust

    ME8U    Singapore    Y5759S103    Y5759S103    Special    27-Aug-20       Management      1      Approve Proposed Acquisition    For    For    Yes    No

Frasers Centrepoint Trust

    J69U    Singapore    Y2642S101    Y2642S101    Special    28-Sep-20       Management      1      Approve Proposed ARF Transaction    For    For    Yes    No

Frasers Centrepoint Trust

    J69U    Singapore    Y2642S101    Y2642S101    Special    28-Sep-20       Management      2      Approve Issuance of New Units Under the Equity Fund Raising    For    For    Yes    No

Frasers Centrepoint Trust

    J69U    Singapore    Y2642S101    Y2642S101    Special    28-Sep-20       Management      3      Approve Issuance and Placements of New Units to the Sponsor Group    For    For    Yes    No

Frasers Centrepoint Trust

    J69U    Singapore    Y2642S101    Y2642S101    Special    28-Sep-20       Management      4      Approve Whitewash Resolution    For    For    Yes    No

Frasers Centrepoint Trust

    J69U    Singapore    Y2642S101    Y2642S101    Special    28-Sep-20       Management      5      Approve Proposed Bedok Point Divestment    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      1      Receive Special Board’s Reports (Non-Voting)    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      2      Receive Management Board Report on Financial Statements and Statutory Reports (Non-Voting)    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      3      Approve Financial Statements    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      4      Approve Consolidated Financial Statements    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      5      Approve Allocation of Income    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      6      Approve Discharge of Directors    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      7      Reelect Peter Maser as Director    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      8      Reelect Thierry Beaudemoulin as Director    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      9      Reelect Maximilian Rienecker as Director    For    Against    Yes    Yes

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      10      Reelect Arzu Akkemik as Director    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      11      Reelect Michael Butter as Director    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      12      Elect Thomas Zinnocker as Director    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      13      Elect Claus Jorgensen as Director    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      14      Elect Thilo Schmid as Director    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      15      Approve Remuneration of Directors    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      16      Renew Appointment of KPMG Luxembourg as Auditor    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      17      Approve Share Repurchase    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      18      Approve Remuneration Policy    For    Against    Yes    Yes

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Annual    29-Sep-20    15-Sep-20    Management      19      Approve Remuneration Report    For    Against    Yes    Yes

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Special    29-Sep-20    15-Sep-20    Management      1      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5 Accordingly    For    Against    Yes    Yes

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Special    29-Sep-20    15-Sep-20    Management      2      Change Company Name to ADLER Group S.A. and Amend Article 1 Accordingly    For    For    Yes    No

ADO Properties S.A.

    ADJ    Luxembourg    L0112A109    L0120V103    Special    29-Sep-20    15-Sep-20    Management      3      Approve Full Restatement of the Articles of Incorporation    For    Against    Yes    Yes

Capitaland Mall Trust

    C38U    Singapore    Y1100L160    Y1100L160    Special    29-Sep-20       Management      1      Approve Trust Deed Amendments    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Capitaland Mall Trust

    C38U    Singapore    Y1100L160    Y1100L160    Special    29-Sep-20       Management      2      Approve Proposed Merger of Capitaland Mall Trust and Capitaland Commercial Trust    For    For    Yes    No

Capitaland Mall Trust

    C38U    Singapore    Y1100L160    Y1100L160    Special    29-Sep-20       Management      3      Approve Issuance of Consideration Units of Capitaland Mall Trust to the Holders of Units in Capitaland Commercial Trust    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      1.1      Elect Trustee Bernard McDonell    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      1.2      Elect Trustee Adam E. Paul    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      1.3      Elect Trustee Leonard Abramsky    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      1.4      Elect Trustee Paul C. Douglas    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      1.5      Elect Trustee Jon N. Hagan    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      1.6      Elect Trustee Annalisa King    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      1.7      Elect Trustee Aladin (Al) W. Mawani    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      1.8      Elect Trustee Dori J. Segal    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      1.9      Elect Trustee Andrea Stephen    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      2      Approve Ernst & Young LLP as Auditors and Authorize the Trustees to Fix Their Remuneration    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual/Special    29-Sep-20    14-Aug-20    Management      4      Approve Unitholder Rights Plan    For    For    Yes    No

Sino Land Company Limited

    83    Hong
Kong		    Y80267126    Y80267126    Annual    28-Oct-20    21-Oct-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Sino Land Company Limited

    83    Hong
Kong		    Y80267126    Y80267126    Annual    28-Oct-20    21-Oct-20    Management      2      Approve Final Dividend    For    For    Yes    No

Sino Land Company Limited

    83    Hong
Kong		    Y80267126    Y80267126    Annual    28-Oct-20    21-Oct-20    Management      3.1      Elect Robert Ng Chee Siong as Director    For    For    Yes    No

Sino Land Company Limited

    83    Hong
Kong		    Y80267126    Y80267126    Annual    28-Oct-20    21-Oct-20    Management      3.2      Elect Adrian David Li Man-kiu as Director    For    Against    Yes    Yes

Sino Land Company Limited

    83    Hong
Kong		    Y80267126    Y80267126    Annual    28-Oct-20    21-Oct-20    Management      3.3      Elect Thomas Tang Wing Yung as Director    For    Against    Yes    Yes

Sino Land Company Limited

    83    Hong
Kong		    Y80267126    Y80267126    Annual    28-Oct-20    21-Oct-20    Management      3.4      Authorize Board to Fix Remuneration of Directors    For    For    Yes    No

Sino Land Company Limited

    83    Hong
Kong		    Y80267126    Y80267126    Annual    28-Oct-20    21-Oct-20    Management      4      Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Sino Land Company Limited

    83    Hong
Kong		    Y80267126    Y80267126    Annual    28-Oct-20    21-Oct-20    Management      5.1      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Sino Land Company Limited

    83    Hong
Kong		    Y80267126    Y80267126    Annual    28-Oct-20    21-Oct-20    Management      5.2      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

Sino Land Company Limited

    83    Hong
Kong		    Y80267126    Y80267126    Annual    28-Oct-20    21-Oct-20    Management      5.3      Authorize Reissuance of Repurchased Shares    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      2      Approve Final Dividend    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      3.1a      Elect Yip Dicky Peter as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      3.1b      Elect Wong Yue-chim, Richard as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      3.1c      Elect Fung Kwok-lun, William as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      3.1d      Elect Leung Nai-pang, Norman as Director    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      3.1e      Elect Fan Hung-ling, Henry as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      3.1f      Elect Kwan Cheuk-yin, William as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      3.1g      Elect Lui Ting, Victor as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      3.1h      Elect Fung Yuk-lun, Allen as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      3.2      Approve Directors’ Fees    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      4      Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      5      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      6      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

Sun Hung Kai Properties Limited

    16    Hong
Kong		    Y82594121    Y82594121    Annual    05-Nov-20    30-Oct-20    Management      7      Authorize Reissuance of Repurchased Shares    For    For    Yes    No

Vicinity Centres

    VCX    Australia    Q9395F102    Q9395F102    Annual    12-Nov-20    10-Nov-20    Management      2      Approve Remuneration Report    For    For    Yes    No

Vicinity Centres

    VCX    Australia    Q9395F102    Q9395F102    Annual    12-Nov-20    10-Nov-20    Management      3a      Elect Peter Kahan as Director    For    Against    Yes    Yes

Vicinity Centres

    VCX    Australia    Q9395F102    Q9395F102    Annual    12-Nov-20    10-Nov-20    Management      3b      Elect Karen Penrose as Director    For    For    Yes    No

Vicinity Centres

    VCX    Australia    Q9395F102    Q9395F102    Annual    12-Nov-20    10-Nov-20    Management      4      Approve Grant of Performance Rights and Restricted Rights to Grant Kelley    For    For    Yes    No

Vicinity Centres

    VCX    Australia    Q9395F102    Q9395F102    Annual    12-Nov-20    10-Nov-20    Management      5      Ratify Past Issuance of Stapled Securities to Institutional Investors and Retail Securityholders    For    For    Yes    No

Sankei Real Estate, Inc.

    2972    Japan    J6734A107    J6734A107    Special    18-Nov-20    31-Aug-20    Management      1      Amend Articles to Amend Provisions on Deemed Approval System - Amend Permitted Investment Types    For    For    Yes    No

Sankei Real Estate, Inc.

    2972    Japan    J6734A107    J6734A107    Special    18-Nov-20    31-Aug-20    Management      2      Elect Executive Director Ota, Yuichi    For    For    Yes    No

Sankei Real Estate, Inc.

    2972    Japan    J6734A107    J6734A107    Special    18-Nov-20    31-Aug-20    Management      3      Elect Alternate Executive Director Mukai, Atsushi    For    For    Yes    No

Sankei Real Estate, Inc.

    2972    Japan    J6734A107    J6734A107    Special    18-Nov-20    31-Aug-20    Management      4.1      Elect Supervisory Director Motoyoshi, Susumu    For    Against    Yes    Yes

Sankei Real Estate, Inc.

    2972    Japan    J6734A107    J6734A107    Special    18-Nov-20    31-Aug-20    Management      4.2      Elect Supervisory Director Shimizu, Komei    For    For    Yes    No

Sankei Real Estate, Inc.

    2972    Japan    J6734A107    J6734A107    Special    18-Nov-20    31-Aug-20    Management      5      Elect Alternate Supervisory Director Fukushima, Kanae    For    For    Yes    No

Mirvac Group

    MGR    Australia    Q62377108    Q62377108    Annual    19-Nov-20    17-Nov-20    Management      2.1      Elect Christine Nildra Bartlett as Director    For    For    Yes    No

Mirvac Group

    MGR    Australia    Q62377108    Q62377108    Annual    19-Nov-20    17-Nov-20    Management      2.2      Elect Samantha Joy Mostyn as Director    For    For    Yes    No

Mirvac Group

    MGR    Australia    Q62377108    Q62377108    Annual    19-Nov-20    17-Nov-20    Management      2.3      Elect Alan Robert Harold Sindel as Director    For    For    Yes    No

Mirvac Group

    MGR    Australia    Q62377108    Q62377108    Annual    19-Nov-20    17-Nov-20    Management      3      Approve Remuneration Report    For    For    Yes    No

Mirvac Group

    MGR    Australia    Q62377108    Q62377108    Annual    19-Nov-20    17-Nov-20    Management      4      Approve the Participation of Susan Lloyd-Hurwitz in the Mirvac Group Long Term Performance Plan    For    For    Yes    No

Mirvac Group

    MGR    Australia    Q62377108    Q62377108    Annual    19-Nov-20    17-Nov-20    Management      5      Approve the Amendments to the Constitution of Mirvac Property Trust    For    Against    Yes    Yes

Apartment Investment and Management Company

    AIV    USA    03748R747    03748R754    Proxy
Contest		    20-Nov-20    04-Nov-20    Share
Holder		      1      Revoke Consent to Call a Special Meeting to Approve a Non-Binding Resolution Urging the Board to Put Any Proposed Separation or Spin-Off To a Vote At a Meeting of Stockholders    For    Do Not
Vote		    Yes    No

Apartment Investment and Management Company

    AIV    USA    03748R747    03748R754    Proxy
Contest		    20-Nov-20    04-Nov-20    Share
Holder		      1      Consent to Call a Special Meeting to Approve a Non-Binding Resolution Urging the Board to Put Any Proposed Separation or Spin-Off To a Vote At a Meeting of Stockholders    For    For    Yes    No

Apartment Investment and Management Company

    AIV    USA    03748R747    03748R754    Proxy
Contest		    20-Nov-20    04-Nov-20    Share
Holder		      2      Consent to Exercise All Rights of Common Shareholders Incidental to Calling the Special Meeting and Causing the Purposes of the Authority Expressly Granted Pursuant to the Written Requests to the Designated Agents to be Carried into Effect    For    For    Yes    No

Apartment Investment and Management Company

    AIV    USA    03748R747    03748R754    Proxy
Contest		    20-Nov-20    04-Nov-20    Share
Holder		      1      Revoke Consent to Call a Special Meeting to Approve a Non-Binding Resolution Urging the Board to Put Any Proposed Separation or Spin-Off To a Vote At a Meeting of Stockholders    For    Do Not
Vote		    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Apartment Investment and Management Company

    AIV    USA    03748R747    03748R754    Proxy
Contest		    20-Nov-20    04-Nov-20    Share
Holder		      1      Consent to Call a Special Meeting to Approve a Non-Binding Resolution Urging the Board to Put Any Proposed Separation or Spin-Off To a Vote At a Meeting of Stockholders    For    For    Yes    No

Apartment Investment and Management Company

    AIV    USA    03748R747    03748R754    Proxy
Contest		    20-Nov-20    04-Nov-20    Share
Holder		      2      Consent to Exercise All Rights of Common Shareholders Incidental to Calling the Special Meeting and Causing the Purposes of the Authority Expressly Granted Pursuant to the Written Requests to the Designated Agents to be Carried into Effect    For    For    Yes    No

Mapletree Logistics Trust

    M44U    Singapore    Y5759Q107    Y5759Q107    Special    23-Nov-20       Management      1      Approve Acquisition of Properties as Interested Person Transactions    For    For    Yes    No

Mapletree Logistics Trust

    M44U    Singapore    Y5759Q107    Y5759Q107    Special    23-Nov-20       Management      2      Approve Proposed Issuance of New Units as Partial Consideration for the Acquisitions    For    For    Yes    No

Mapletree Logistics Trust

    M44U    Singapore    Y5759Q107    Y5759Q107    Special    23-Nov-20       Management      3      Approve Whitewash Resolution    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      2      Approve Final Dividend    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      3a      Elect Cheng Kar-Shun, Henry as Director    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      3b      Elect Doo Wai-Hoi, William as Director    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      3c      Elect Cheng Kar-Shing, Peter as Director    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      3d      Elect Liang Cheung-Biu, Thomas as Director    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      3e      Elect Cheng Chi-Man, Sonia as Director    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      3f      Elect Huang Shaomei, Echo as Director    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      3g      Elect Chiu Wai-Han, Jenny as Director    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      3h      Authorize Board to Fix Remuneration of Directors    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      4      Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      5      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      6      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      7      Approve Grant of Options Under the Share Option Scheme    For    For    Yes    No

New World Development Company Limited

    17    Hong
Kong		    Y6266R109    Y6266R109    Annual    26-Nov-20    18-Nov-20    Management      8      Adopt New Articles of Association    For    For    Yes    No

ESR-REIT

    J91U    Singapore    Y2301D106    Y2301D106    Special    04-Dec-20       Management      1      Approve Merger    For    For    Yes    No

ESR-REIT

    J91U    Singapore    Y2301D106    Y2301D106    Special    04-Dec-20       Management      2      Approve Issuance of New ESR-REIT Units to Sabana Unitholders at Consideration Unit Issue Price as Consideration for Merger    For    For    Yes    No

CapitaLand Retail China Trust

    AU8U    Singapore    Y1092E109    Y1092E109    Special    22-Dec-20       Management      1      Approve Proposed Acquisition    For    For    Yes    No

Invincible Investment Corp.

    8963    Japan    J2442V103    J2442V103    Special    22-Dec-20    31-Oct-20    Management      1      Amend Articles to Amend Asset Management Compensation    For    For    Yes    No

ARA LOGOS LOGISTICS TRUST

    K2LU    Singapore    Y1072M105    Y1072M105    Special    23-Dec-20       Management      1      Approve Proposed Acquisition of Four Logistics Properties    For    For    Yes    No

ARA LOGOS LOGISTICS TRUST

    K2LU    Singapore    Y1072M105    Y1072M105    Special    23-Dec-20       Management      2      Approve Proposed Acquisition of Larapinta Property and Investment in the Respective Interests in Two Property Funds, Being the New LAIVS Trust and the Oxford Property Fund    For    For    Yes    No

ARA LOGOS LOGISTICS TRUST

    K2LU    Singapore    Y1072M105    Y1072M105    Special    23-Dec-20       Management      3      Approve Proposed Ivanhoe Issuance and Proposed LOGOS Issuance    For    For    Yes    No

ARA LOGOS LOGISTICS TRUST

    K2LU    Singapore    Y1072M105    Y1072M105    Special    23-Dec-20       Management      4      Approve Proposed Potential Transfer of a Controlling Interest to LOGOS Property Group Limited    For    For    Yes    No

ARA LOGOS LOGISTICS TRUST

    K2LU    Singapore    Y1072M105    Y1072M105    Special    23-Dec-20       Management      5      Approve Proposed Issuance of New Units Under the Equity Fund Raising    For    For    Yes    No

ARA LOGOS LOGISTICS TRUST

    K2LU    Singapore    Y1072M105    Y1072M105    Special    23-Dec-20       Management      6      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Japan Hotel REIT Investment Corp.

    8985    Japan    J2761Q107    J2761Q107    Special    23-Dec-20    15-Nov-20    Management      1      Amend Articles to Amend Provisions on Deemed Approval System    For    For    Yes    No

Starts Proceed Investment Corp.

    8979    Japan    J76703107    J76703107    Special    20-Jan-21    31-Oct-20    Management      1      Amend Articles to Lower Quorum Requirement - Amend Provisions on Deemed Approval System - Amend Asset Management Compensation    For    Against    Yes    Yes

Starts Proceed Investment Corp.

    8979    Japan    J76703107    J76703107    Special    20-Jan-21    31-Oct-20    Management      2      Elect Executive Director Hiraide, Kazuya    For    For    Yes    No

Starts Proceed Investment Corp.

    8979    Japan    J76703107    J76703107    Special    20-Jan-21    31-Oct-20    Management      3      Elect Alternate Executive Director Tokitake, Yohei    For    For    Yes    No

Starts Proceed Investment Corp.

    8979    Japan    J76703107    J76703107    Special    20-Jan-21    31-Oct-20    Management      4.1      Elect Supervisory Director Nomura, Shigeki    For    For    Yes    No

Starts Proceed Investment Corp.

    8979    Japan    J76703107    J76703107    Special    20-Jan-21    31-Oct-20    Management      4.2      Elect Supervisory Director Matsushita, Motohisa    For    For    Yes    No

Frasers Centrepoint Trust

    J69U    Singapore    Y2642S101    Y2642S101    Annual    21-Jan-21       Management      1      Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements and Auditor’s Report    For    For    Yes    No

Frasers Centrepoint Trust

    J69U    Singapore    Y2642S101    Y2642S101    Annual    21-Jan-21       Management      2      Approve KPMG LLP as Auditors and Authorize the Manager to Fix Their Remuneration    For    For    Yes    No

Frasers Centrepoint Trust

    J69U    Singapore    Y2642S101    Y2642S101    Annual    21-Jan-21       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Special    29-Jan-21    27-Jan-21    Management      1      Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Special    29-Jan-21    27-Jan-21    Management      2      Adopt New Articles of Association    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Special    29-Jan-21    27-Jan-21    Management      3      Authorise Company to Take All Actions to Implement the Migration    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      2      Approve Remuneration Report    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      3      Reappoint Deloitte LLP as Auditors    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      4      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      5      Approve Final Dividend    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      6      Elect Gert van de Weerdhof as Director    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      7      Re-elect David Hearn as Director    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      8      Re-elect Frederic Vecchioli as Director    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      9      Re-elect Andy Jones as Director    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      10      Re-elect Ian Krieger as Director    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      11      Re-elect Joanne Kenrick as Director    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      12      Re-elect Claire Balmforth as Director    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      13      Re-elect Bill Oliver as Director    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      14      Authorise EU Political Donations and Expenditure    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      15      Authorise Issue of Equity    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      16      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      17      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Safestore Holdings Plc

    SAFE    United
Kingdom		    G77733106    G77733106    Annual    17-Mar-21    15-Mar-21    Management      18      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Ascendas India Trust

    CY6U    Singapore    Y0259C104    Y0259C104    Annual    12-Apr-21       Management      1      Adopt Statement of the Trustee-Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

Ascendas India Trust

    CY6U    Singapore    Y0259C104    Y0259C104    Annual    12-Apr-21       Management      2      Approve Ernst & Young LLP as Auditors and Authorize Directors to Fix Their Remuneration    For    For    Yes    No

Ascendas India Trust

    CY6U    Singapore    Y0259C104    Y0259C104    Annual    12-Apr-21       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

Capitaland Integrated Commercial Trust

    C38U    Singapore    Y1100L160    Y1100L160    Annual    14-Apr-21       Management      1      Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements and Auditors’ Report    For    For    Yes    No

Capitaland Integrated Commercial Trust

    C38U    Singapore    Y1100L160    Y1100L160    Annual    14-Apr-21       Management      2      Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

Capitaland Integrated Commercial Trust

    C38U    Singapore    Y1100L160    Y1100L160    Annual    14-Apr-21       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

Capitaland Integrated Commercial Trust

    C38U    Singapore    Y1100L160    Y1100L160    Annual    14-Apr-21       Management      4      Authorize Unit Repurchase Program    For    For    Yes    No

Vonovia SE

    VNA    Germany    D9581T100    D9581T100    Annual    16-Apr-21       Management      1      Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Yes    No

Vonovia SE

    VNA    Germany    D9581T100    D9581T100    Annual    16-Apr-21       Management      2      Approve Allocation of Income and Dividends of EUR 1.69 per Share    For    For    Yes    No

Vonovia SE

    VNA    Germany    D9581T100    D9581T100    Annual    16-Apr-21       Management      3      Approve Discharge of Management Board for Fiscal Year 2020    For    For    Yes    No

Vonovia SE

    VNA    Germany    D9581T100    D9581T100    Annual    16-Apr-21       Management      4      Approve Discharge of Supervisory Board for Fiscal Year 2020    For    For    Yes    No

Vonovia SE

    VNA    Germany    D9581T100    D9581T100    Annual    16-Apr-21       Management      5      Ratify KPMG AG as Auditors for Fiscal Year 2021    For    For    Yes    No

Vonovia SE

    VNA    Germany    D9581T100    D9581T100    Annual    16-Apr-21       Management      6      Approve Remuneration Policy    For    For    Yes    No

Vonovia SE

    VNA    Germany    D9581T100    D9581T100    Annual    16-Apr-21       Management      7      Approve Remuneration of Supervisory Board    For    For    Yes    No

Vonovia SE

    VNA    Germany    D9581T100    D9581T100    Annual    16-Apr-21       Management      8      Approve Creation of EUR 283 Million Pool of Capital with Partial Exclusion of Preemptive Rights    For    For    Yes    No

Vonovia SE

    VNA    Germany    D9581T100    D9581T100    Annual    16-Apr-21       Management      9      Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Billion; Approve Creation of EUR 283 Million Pool of Capital to Guarantee Conversion Rights    For    For    Yes    No

CapitaLand China Trust

    AU8U    Singapore    Y1092E109    Y1092E109    Annual    20-Apr-21       Management      1      Adopt Trustee’s Report, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

CapitaLand China Trust

    AU8U    Singapore    Y1092E109    Y1092E109    Annual    20-Apr-21       Management      2      Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

CapitaLand China Trust

    AU8U    Singapore    Y1092E109    Y1092E109    Annual    20-Apr-21       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

CapitaLand China Trust

    AU8U    Singapore    Y1092E109    Y1092E109    Annual    20-Apr-21       Management      4      Authorize Unit Repurchase Program    For    For    Yes    No

CapitaLand China Trust

    AU8U    Singapore    Y1092E109    Y1092E109    Annual    20-Apr-21       Management      5      Approve Issuance of Units Pursuant to the CLCT Distribution Reinvestment Plan    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      1      Approve Financial Statements and Statutory Reports    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      3      Approve Allocation of Income and Dividends of EUR 3.60 per Share    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      4      Approve Auditors’ Special Report on Related-Party Transactions    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      5      Approve Remuneration Policy of Chairman of the Board    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      6      Approve Remuneration Policy of CEO    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      7      Approve Remuneration Policy of Vice-CEOs    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      8      Approve Remuneration Policy of Directors    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      9      Approve Compensation Report of Corporate Officers    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      10      Approve Compensation of Jean Laurent, Chairman of the Board    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      11      Approve Compensation of Christophe Kullmann, CEO    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      12      Approve Compensation of Olivier Esteve, Vice-CEO    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      13      Approve Compensation of Dominique Ozanne, Vice-CEO    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      14      Reelect Sylvie Ouziel as Director    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      15      Reelect Jean-Luc Biamonti as Director    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      16      Reelect Predica as Director    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      17      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      18      Authorize Capitalization of Reserves of Up to EUR 28 Million for Bonus Issue or Increase in Par Value    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      19      Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      20      Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 70 Million    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      21      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 28 Million    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      22      Authorize Capital Increase of Up to 10 Percent of Issued Share Capital for Future Exchange Offers    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      23      Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      24      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      25      Amend Articles 8 and 10 of Bylaws Re. Shareholding Disclosure Thresholds and Shares    For    For    Yes    No

Covivio SA

    COV    France    F2R22T119    F2R22T119    Annual/Special    20-Apr-21    16-Apr-21    Management      26      Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      1      Open Meeting    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      2      Receive Report of Management Board (Non-Voting)    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      3      Receive Report of Supervisory Board (Non-Voting)    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      3.a      Approve Remuneration Report    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      4      Adopt Financial Statements    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      5      Receive Explanation on Company’s Dividend Policy    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      6      Approve Dividends of EUR 2.16 Per Share    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      7      Approve Discharge of Management Board    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      8      Approve Discharge of Supervisory Board    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      9      Reelect Alianne de Jong to Management Board    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      10      Reelect Margreet Haandrikman to Supervisory Board    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      11.a      Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      11.b      Grant Board Authority to Issue Shares up to Additional 10 Percent of Issued Capital    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      11.c      Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      11.d      Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.b    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      11.e      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      12      Outlook for 2021    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      13      Other Business (Non-Voting)    Yes    No

NSI NV

    NSI    Netherlands    N6S10A115    N6S10A115    Annual    21-Apr-21    24-Mar-21    Management      14      Close Meeting    Yes    No

ESR-REIT

    J91U    Singapore    Y2301D106    Y2301D106    Annual    22-Apr-21       Management      1      Adopt Trustee’s Report, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

ESR-REIT

    J91U    Singapore    Y2301D106    Y2301D106    Annual    22-Apr-21       Management      2      Approve Ernst & Young LLP as Auditors and Authorize Directors of the Manager to Fix Their Remuneration    For    For    Yes    No

ESR-REIT

    J91U    Singapore    Y2301D106    Y2301D106    Annual    22-Apr-21       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

ESR-REIT

    J91U    Singapore    Y2301D106    Y2301D106    Annual    22-Apr-21       Management      4      Authorize Unit Repurchase Program    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      1      Approve Financial Statements and Statutory Reports    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      3      Approve Transfer of Revaluation Surplus of Transferred Assets to Specific Reserves Account    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      4      Approve Allocation of Income and Dividends of EUR 5.30 per Share    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      5      Approve Stock Dividend Program    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      6      Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transaction    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      7      Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      8      Approve Compensation of Corporate Officers    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      9      Approve Compensation of Bernard Carayon, Chairman of the Board Until Apr. 23, 2020    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      10      Approve Compensation of Jerome Brunel, Chairman of the Board Since Apr. 23, 2020    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      11      Approve Compensation of CEO    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      12      Approve Remuneration Policy of Board Members    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      13      Approve Remuneration Policy of Chairman of the Board    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      14      Approve Remuneration Policy of CEO    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      15      Ratify Appointment of Carole Le Gall as Censor    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      16      Reelect Laurence Danon Arnaud as Director    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      17      Reelect Ivanhoe Cambridge as Director    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      18      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Gecina SA

    GFC    France    F4268U171    F4268U171    Annual    22-Apr-21    20-Apr-21    Management      19      Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      2      Approve Final Dividend    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      3      Approve Remuneration Report    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      4      Re-elect Gerald Corbett as Director    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      5      Re-elect Mary Barnard as Director    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      6      Re-elect Sue Clayton as Director    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      7      Re-elect Soumen Das as Director    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      8      Re-elect Carol Fairweather as Director    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      9      Re-elect Christopher Fisher as Director    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      10      Re-elect Andy Gulliford as Director    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      11      Re-elect Martin Moore as Director    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      12      Re-elect David Sleath as Director    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      13      Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      14      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      15      Authorise UK Political Donations and Expenditure    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      16      Authorise Issue of Equity    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      17      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      18      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      19      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      20      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      21      Approve Savings-Related Share Option Plan    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      22      Approve Share Incentive Plan    For    For    Yes    No

SEGRO Plc

    SGRO    United
Kingdom		    G80277141    G80277141    Annual    22-Apr-21    20-Apr-21    Management      23      Authorise Board to Offer Scrip Dividend    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      1.1      Approve Standalone Financial Statements    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      1.2      Approve Consolidated Financial Statements    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      2.1      Approve Treatment of Net Loss    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      2.2      Approve Application of Reserves to Offset Losses    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      2.3      Approve Dividends Charged Against Reserves    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      3      Approve Discharge of Board    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      4      Renew Appointment of Deloitte as Auditor    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      5.1      Fix Number of Directors at 13    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      5.2      Reelect Javier Garcia-Carranza Benjumea as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      5.3      Reelect Francisca Ortega Fernandez-Agero as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      5.4      Reelect Pilar Cavero Mestre as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      5.5      Reelect Juan Maria Aguirre Gonzalo as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      6      Amend Remuneration Policy    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      7      Approve Extraordinary Incentive for Executive Directors    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      8      Advisory Vote on Remuneration Report    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      9.1      Amend Article 22 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      9.2      Amend Article 34 Re: Board    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      10.1      Amend Article 5 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      10.2      Amend Article 7 of General Meeting Regulations Re: Shareholders’ Right to Information    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      10.3      Amend Article 11 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      11      Authorize Company to Call EGM with 15 Days’ Notice    For    For    Yes    No

MERLIN Properties SOCIMI SA

    MRL    Spain    E7390Z100    E7390Z100    Annual    26-Apr-21    21-Apr-21    Management      12      Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1a      Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1b      Elect Director Tamara Hughes Gustavson    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1c      Elect Director Leslie S. Heisz    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1d      Elect Director Michelle (Meka) Millstone-Shroff    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1e      Elect Director Shankh S. Mitra    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1f      Elect Director David J. Neithercut    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1g      Elect Director Rebecca Owen    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1h      Elect Director Kristy M. Pipes    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1i      Elect Director Avedick B. Poladian    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1j      Elect Director John Reyes    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1k      Elect Director Joseph D. Russell, Jr.    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1l      Elect Director Tariq M. Shaukat    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1m      Elect Director Ronald P. Spogli    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      1n      Elect Director Paul S. Williams    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      3      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      4      Approve Omnibus Stock Plan    For    For    Yes    No

Public Storage

    PSA    USA    74460D109    74460D109    Annual    26-Apr-21    23-Feb-21    Management      5      Eliminate Cumulative Voting    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      1a      Elect Director Andrew M. Alexander    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      1b      Elect Director Stanford J. Alexander    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      1c      Elect Director Shelaghmichael C. Brown    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      1d      Elect Director Stephen A. Lasher    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      1e      Elect Director Thomas L. Ryan    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      1f      Elect Director Douglas W. Schnitzer    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      1g      Elect Director C. Park Shaper    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      1h      Elect Director Marc J. Shapiro    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      2      Amend Omnibus Stock Plan    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      3      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Weingarten Realty Investors

    WRI    USA    948741103    948741103    Annual    26-Apr-21    25-Feb-21    Management      4      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Cousins Properties Incorporated

    CUZ    USA    222795502    222795502    Annual    27-Apr-21    26-Feb-21    Management      1a      Elect Director Charles T. Cannada    For    For    Yes    No

Cousins Properties Incorporated

    CUZ    USA    222795502    222795502    Annual    27-Apr-21    26-Feb-21    Management      1b      Elect Director Robert M. Chapman    For    For    Yes    No

Cousins Properties Incorporated

    CUZ    USA    222795502    222795502    Annual    27-Apr-21    26-Feb-21    Management      1c      Elect Director M. Colin Connolly    For    For    Yes    No

Cousins Properties Incorporated

    CUZ    USA    222795502    222795502    Annual    27-Apr-21    26-Feb-21    Management      1d      Elect Director Scott W. Fordham    For    For    Yes    No

Cousins Properties Incorporated

    CUZ    USA    222795502    222795502    Annual    27-Apr-21    26-Feb-21    Management      1e      Elect Director Lillian C. Giornelli    For    For    Yes    No

Cousins Properties Incorporated

    CUZ    USA    222795502    222795502    Annual    27-Apr-21    26-Feb-21    Management      1f      Elect Director R. Kent Griffin, Jr.    For    For    Yes    No

Cousins Properties Incorporated

    CUZ    USA    222795502    222795502    Annual    27-Apr-21    26-Feb-21    Management      1g      Elect Director Donna W. Hyland    For    For    Yes    No

Cousins Properties Incorporated

    CUZ    USA    222795502    222795502    Annual    27-Apr-21    26-Feb-21    Management      1h      Elect Director R. Dary Stone    For    For    Yes    No

Cousins Properties Incorporated

    CUZ    USA    222795502    222795502    Annual    27-Apr-21    26-Feb-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Cousins Properties Incorporated

    CUZ    USA    222795502    222795502    Annual    27-Apr-21    26-Feb-21    Management      3      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      1.1      Elect Director Andrew Berkenfield    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      1.2      Elect Director Derrick Burks    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      1.3      Elect Director Philip Calian    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      1.4      Elect Director David Contis    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      1.5      Elect Director Constance Freedman    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      1.6      Elect Director Thomas Heneghan    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      1.7      Elect Director Marguerite Nader    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      1.8      Elect Director Scott Peppet    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      1.9      Elect Director Sheli Rosenberg    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      1.10      Elect Director Samuel Zell    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Equity LifeStyle Properties, Inc.

    ELS    USA    29472R108    29472R108    Annual    27-Apr-21    19-Feb-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      1a      Elect Director William C. Bayless, Jr.    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      1b      Elect Director Herman E. Bulls    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      1c      Elect Director G. Steven Dawson    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      1d      Elect Director Cydney C. Donnell    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      1e      Elect Director Mary C. Egan    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      1f      Elect Director Alison M. Hill    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      1g      Elect Director Craig A. Leupold    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      1h      Elect Director Oliver Luck    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      1i      Elect Director C. Patrick Oles, Jr.    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      1j      Elect Director John T. Rippel    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

American Campus Communities, Inc.

    ACC    USA    024835100    024835100    Annual    28-Apr-21    08-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1a      Elect Director John P. Case    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1b      Elect Director James B. Connor    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1c      Elect Director Tamara D. Fischer    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1d      Elect Director Norman K. Jenkins    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1e      Elect Director Kelly T. Killingsworth    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1f      Elect Director Melanie R. Sabelhaus    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1g      Elect Director Peter M. Scott, III    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1h      Elect Director David P. Stockert    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1i      Elect Director Chris T. Sultemeier    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1j      Elect Director Michael E. Szymanczyk    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1k      Elect Director Warren M. Thompson    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      1l      Elect Director Lynn C. Thurber    For    For    Yes    No

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Duke Realty Corporation

    DRE    USA    264411505    264411505    Annual    28-Apr-21    19-Feb-21    Management      3      Ratify KPMG LLP as Auditors    For    For    Yes    No

VICI Properties Inc.

    VICI    USA    925652109    925652109    Annual    28-Apr-21    01-Mar-21    Management      1a      Elect Director James R. Abrahamson    For    For    Yes    No

VICI Properties Inc.

    VICI    USA    925652109    925652109    Annual    28-Apr-21    01-Mar-21    Management      1b      Elect Director Diana F. Cantor    For    For    Yes    No

VICI Properties Inc.

    VICI    USA    925652109    925652109    Annual    28-Apr-21    01-Mar-21    Management      1c      Elect Director Monica H. Douglas    For    For    Yes    No

VICI Properties Inc.

    VICI    USA    925652109    925652109    Annual    28-Apr-21    01-Mar-21    Management      1d      Elect Director Elizabeth I. Holland    For    For    Yes    No

VICI Properties Inc.

    VICI    USA    925652109    925652109    Annual    28-Apr-21    01-Mar-21    Management      1e      Elect Director Craig Macnab    For    For    Yes    No

VICI Properties Inc.

    VICI    USA    925652109    925652109    Annual    28-Apr-21    01-Mar-21    Management      1f      Elect Director Edward B. Pitoniak    For    For    Yes    No

VICI Properties Inc.

    VICI    USA    925652109    925652109    Annual    28-Apr-21    01-Mar-21    Management      1g      Elect Director Michael D. Rumbolz    For    For    Yes    No

VICI Properties Inc.

    VICI    USA    925652109    925652109    Annual    28-Apr-21    01-Mar-21    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

VICI Properties Inc.

    VICI    USA    925652109    925652109    Annual    28-Apr-21    01-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1a      Elect Director Hamid R. Moghadam    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1b      Elect Director Cristina G. Bita    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1c      Elect Director George L. Fotiades    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1d      Elect Director Lydia H. Kennard    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1e      Elect Director Irving F. Lyons, III    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1f      Elect Director Avid Modjtabai    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1g      Elect Director David P. O’Connor    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1h      Elect Director Olivier Piani    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1i      Elect Director Jeffrey L. Skelton    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1j      Elect Director Carl B. Webb    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      1k      Elect Director William D. Zollars    For    For    Yes    No

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

Prologis, Inc.

    PLD    USA    74340W103    74340W103    Annual    29-Apr-21    08-Mar-21    Management      3      Ratify KPMG LLP as Auditors    For    For    Yes    No

Sunstone Hotel Investors, Inc.

    SHO    USA    867892101    867892101    Annual    29-Apr-21    03-Mar-21    Management      1a      Elect Director John V. Arabia    For    For    Yes    No

Sunstone Hotel Investors, Inc.

    SHO    USA    867892101    867892101    Annual    29-Apr-21    03-Mar-21    Management      1b      Elect Director W. Blake Baird    For    For    Yes    No

Sunstone Hotel Investors, Inc.

    SHO    USA    867892101    867892101    Annual    29-Apr-21    03-Mar-21    Management      1c      Elect Director Andrew Batinovich    For    For    Yes    No

Sunstone Hotel Investors, Inc.

    SHO    USA    867892101    867892101    Annual    29-Apr-21    03-Mar-21    Management      1d      Elect Director Monica S. Digilio    For    For    Yes    No

Sunstone Hotel Investors, Inc.

    SHO    USA    867892101    867892101    Annual    29-Apr-21    03-Mar-21    Management      1e      Elect Director Kristina M. Leslie    For    For    Yes    No

Sunstone Hotel Investors, Inc.

    SHO    USA    867892101    867892101    Annual    29-Apr-21    03-Mar-21    Management      1f      Elect Director Murray J. McCabe    For    For    Yes    No

Sunstone Hotel Investors, Inc.

    SHO    USA    867892101    867892101    Annual    29-Apr-21    03-Mar-21    Management      1g      Elect Director Verett Mims    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Sunstone Hotel Investors, Inc.

    SHO    USA    867892101    867892101    Annual    29-Apr-21    03-Mar-21    Management      1h      Elect Director Douglas M. Pasquale    For    For    Yes    No

Sunstone Hotel Investors, Inc.

    SHO    USA    867892101    867892101    Annual    29-Apr-21    03-Mar-21    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Sunstone Hotel Investors, Inc.

    SHO    USA    867892101    867892101    Annual    29-Apr-21    03-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

ARA LOGOS LOGISTICS TRUST

    K2LU    Singapore    Y1072M105    Y1072M105    Annual    30-Apr-21       Management      1      Adopt Trustee’s Report, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

ARA LOGOS LOGISTICS TRUST

    K2LU    Singapore    Y1072M105    Y1072M105    Annual    30-Apr-21       Management      2      Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

ARA LOGOS LOGISTICS TRUST

    K2LU    Singapore    Y1072M105    Y1072M105    Annual    30-Apr-21       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

ARA LOGOS LOGISTICS TRUST

    K2LU    Singapore    Y1072M105    Y1072M105    Annual    30-Apr-21       Management      4      Approve Proposed Development Management Fee Supplement and Authorize Issuance of Units in Payment of the Development Management Fee    For    For    Yes    No

First Industrial Realty Trust, Inc.

    FR    USA    32054K103    32054K103    Annual    05-May-21    11-Mar-21    Management      1.1      Elect Director Peter E. Baccile    For    For    Yes    No

First Industrial Realty Trust, Inc.

    FR    USA    32054K103    32054K103    Annual    05-May-21    11-Mar-21    Management      1.2      Elect Director Teresa B. Bazemore    For    For    Yes    No

First Industrial Realty Trust, Inc.

    FR    USA    32054K103    32054K103    Annual    05-May-21    11-Mar-21    Management      1.3      Elect Director Matthew S. Dominski    For    For    Yes    No

First Industrial Realty Trust, Inc.

    FR    USA    32054K103    32054K103    Annual    05-May-21    11-Mar-21    Management      1.4      Elect Director H. Patrick Hackett, Jr.    For    For    Yes    No

First Industrial Realty Trust, Inc.

    FR    USA    32054K103    32054K103    Annual    05-May-21    11-Mar-21    Management      1.5      Elect Director Denise A. Olsen    For    For    Yes    No

First Industrial Realty Trust, Inc.

    FR    USA    32054K103    32054K103    Annual    05-May-21    11-Mar-21    Management      1.6      Elect Director John E. Rau    For    For    Yes    No

First Industrial Realty Trust, Inc.

    FR    USA    32054K103    32054K103    Annual    05-May-21    11-Mar-21    Management      1.7      Elect Director Marcus L. Smith    For    For    Yes    No

First Industrial Realty Trust, Inc.

    FR    USA    32054K103    32054K103    Annual    05-May-21    11-Mar-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

First Industrial Realty Trust, Inc.

    FR    USA    32054K103    32054K103    Annual    05-May-21    11-Mar-21    Management      3      Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1a      Elect Director Martin E. Stein, Jr.    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1b      Elect Director Joseph F. Azrack    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1c      Elect Director Bryce Blair    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1d      Elect Director C. Ronald Blankenship    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1e      Elect Director Deirdre J. Evens    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1f      Elect Director Thomas W. Furphy    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1g      Elect Director Karin M. Klein    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1h      Elect Director Peter D. Linneman    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1i      Elect Director David P. O’Connor    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1j      Elect Director Lisa Palmer    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      1k      Elect Director Thomas G. Wattles    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Regency Centers Corporation

    REG    USA    758849103    758849103    Annual    05-May-21    12-Mar-21    Management      3      Ratify KPMG LLP as Auditors    For    For    Yes    No

Urban Edge Properties

    UE    USA    91704F104    91704F104    Annual    05-May-21    09-Mar-21    Management      1a      Elect Director Jeffrey S. Olson    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Urban Edge Properties

    UE    USA    91704F104    91704F104    Annual    05-May-21    09-Mar-21    Management      1b      Elect Director Michael A. Gould    For    For    Yes    No

Urban Edge Properties

    UE    USA    91704F104    91704F104    Annual    05-May-21    09-Mar-21    Management      1c      Elect Director Steven H. Grapstein    For    For    Yes    No

Urban Edge Properties

    UE    USA    91704F104    91704F104    Annual    05-May-21    09-Mar-21    Management      1d      Elect Director Steven J. Guttman    For    For    Yes    No

Urban Edge Properties

    UE    USA    91704F104    91704F104    Annual    05-May-21    09-Mar-21    Management      1e      Elect Director Amy B. Lane    For    For    Yes    No

Urban Edge Properties

    UE    USA    91704F104    91704F104    Annual    05-May-21    09-Mar-21    Management      1f      Elect Director Kevin P. O’Shea    For    For    Yes    No

Urban Edge Properties

    UE    USA    91704F104    91704F104    Annual    05-May-21    09-Mar-21    Management      1g      Elect Director Steven Roth    For    Against    Yes    Yes

Urban Edge Properties

    UE    USA    91704F104    91704F104    Annual    05-May-21    09-Mar-21    Management      1h      Elect Director Douglas W. Sesler    For    For    Yes    No

Urban Edge Properties

    UE    USA    91704F104    91704F104    Annual    05-May-21    09-Mar-21    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Urban Edge Properties

    UE    USA    91704F104    91704F104    Annual    05-May-21    09-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Agree Realty Corporation

    ADC    USA    008492100    008492100    Annual    06-May-21    08-Mar-21    Management      1.1      Elect Director Richard Agree    For    For    Yes    No

Agree Realty Corporation

    ADC    USA    008492100    008492100    Annual    06-May-21    08-Mar-21    Management      1.2      Elect Director Karen Dearing    For    For    Yes    No

Agree Realty Corporation

    ADC    USA    008492100    008492100    Annual    06-May-21    08-Mar-21    Management      1.3      Elect Director Michael Hollman    For    For    Yes    No

Agree Realty Corporation

    ADC    USA    008492100    008492100    Annual    06-May-21    08-Mar-21    Management      1.4      Elect Director John Rakolta, Jr.    For    For    Yes    No

Agree Realty Corporation

    ADC    USA    008492100    008492100    Annual    06-May-21    08-Mar-21    Management      1.5      Elect Director Jerome Rossi    For    For    Yes    No

Agree Realty Corporation

    ADC    USA    008492100    008492100    Annual    06-May-21    08-Mar-21    Management      2      Ratify Grant Thornton LLP as Auditors    For    For    Yes    No

Agree Realty Corporation

    ADC    USA    008492100    008492100    Annual    06-May-21    08-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Agree Realty Corporation

    ADC    USA    008492100    008492100    Annual    06-May-21    08-Mar-21    Management      4      Increase Authorized Common Stock    For    For    Yes    No

alstria office REIT-AG

    AOX    Germany    D0378R100    D0378R100    Annual    06-May-21    14-Apr-21    Management      1      Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Yes    No

alstria office REIT-AG

    AOX    Germany    D0378R100    D0378R100    Annual    06-May-21    14-Apr-21    Management      2      Approve Allocation of Income and Dividends of EUR 0.53 per Share    For    For    Yes    No

alstria office REIT-AG

    AOX    Germany    D0378R100    D0378R100    Annual    06-May-21    14-Apr-21    Management      3      Approve EUR 1.8 Million Investment in Green Projects    For    For    Yes    No

alstria office REIT-AG

    AOX    Germany    D0378R100    D0378R100    Annual    06-May-21    14-Apr-21    Management      4      Approve Discharge of Management Board for Fiscal Year 2020    For    For    Yes    No

alstria office REIT-AG

    AOX    Germany    D0378R100    D0378R100    Annual    06-May-21    14-Apr-21    Management      5      Approve Discharge of Supervisory Board for Fiscal Year 2020    For    For    Yes    No

alstria office REIT-AG

    AOX    Germany    D0378R100    D0378R100    Annual    06-May-21    14-Apr-21    Management      6      Ratify KPMG AG as Auditors for Fiscal Year 2021    For    For    Yes    No

alstria office REIT-AG

    AOX    Germany    D0378R100    D0378R100    Annual    06-May-21    14-Apr-21    Management      7.1      Elect Frank Poerschke to the Supervisory Board    For    For    Yes    No

alstria office REIT-AG

    AOX    Germany    D0378R100    D0378R100    Annual    06-May-21    14-Apr-21    Management      7.2      Elect Elisabeth Stheeman to the Supervisory Board    For    For    Yes    No

alstria office REIT-AG

    AOX    Germany    D0378R100    D0378R100    Annual    06-May-21    14-Apr-21    Management      8      Approve Remuneration Policy    For    For    Yes    No

alstria office REIT-AG

    AOX    Germany    D0378R100    D0378R100    Annual    06-May-21    14-Apr-21    Management      9      Approve Remuneration of Supervisory Board    For    For    Yes    No

Wharf Real Estate Investment Company Limited

    1997    Cayman
Islands		    G9593A104    G9593A104    Annual    06-May-21    30-Apr-21    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Wharf Real Estate Investment Company Limited

    1997    Cayman
Islands		    G9593A104    G9593A104    Annual    06-May-21    30-Apr-21    Management      2a      Elect Paul Yiu Cheung Tsui as Director    For    For    Yes    No

Wharf Real Estate Investment Company Limited

    1997    Cayman
Islands		    G9593A104    G9593A104    Annual    06-May-21    30-Apr-21    Management      2b      Elect Tak Hay Chau as Director    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Wharf Real Estate Investment Company Limited

    1997    Cayman
Islands		    G9593A104    G9593A104    Annual    06-May-21    30-Apr-21    Management      2c      Elect Andrew Kwan Yuen Leung as Director    For    For    Yes    No

Wharf Real Estate Investment Company Limited

    1997    Cayman
Islands		    G9593A104    G9593A104    Annual    06-May-21    30-Apr-21    Management      2d      Elect Glenn Sekkemn Yee as Director    For    For    Yes    No

Wharf Real Estate Investment Company Limited

    1997    Cayman
Islands		    G9593A104    G9593A104    Annual    06-May-21    30-Apr-21    Management      3      Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Wharf Real Estate Investment Company Limited

    1997    Cayman
Islands		    G9593A104    G9593A104    Annual    06-May-21    30-Apr-21    Management      4      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Wharf Real Estate Investment Company Limited

    1997    Cayman
Islands		    G9593A104    G9593A104    Annual    06-May-21    30-Apr-21    Management      5      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

Wharf Real Estate Investment Company Limited

    1997    Cayman
Islands		    G9593A104    G9593A104    Annual    06-May-21    30-Apr-21    Management      6      Authorize Reissuance of Repurchased Shares    For    For    Yes    No

Wharf Real Estate Investment Company Limited

    1997    Cayman
Islands		    G9593A104    G9593A104    Annual    06-May-21    30-Apr-21    Management      7      Adopt New Articles of Association    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      1      Receive Directors’ Reports (Non-Voting)    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      2      Receive Auditors’ Reports (Non-Voting)    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      3      Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      4      Approve Financial Statements and Allocation of Income    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      5      Approve Remuneration Report    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      6      Approve Remuneration Policy    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.1      Approve Discharge Serge Wibaut as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.2      Approve Discharge Stefaan Gielens as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.3      Approve Discharge Jean Franken as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.4      Approve Discharge Katrien Kesteloot as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.5      Approve Discharge Elisabeth May-Roberti as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.6      Approve Discharge Luc Plasman as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.7      Approve Discharge Marleen Willekens as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.8      Approve Discharge Pertti Huuskonen as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.9      Approve Discharge Sven Bogaerts as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.10      Approve Discharge Ingrid Daerden as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.11      Approve Discharge Charles-Antoine Van Aelst as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.12      Approve Discharge Adeline Simont as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.13      Approve Discharge Eric Hohl as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      7.14      Approve Discharge Laurence Gacoin as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      8      Approve Discharge of Auditors    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      9.1      Elect Stefaan Gielens as Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      9.2      Elect Serge Wibaut as Independent Director    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      9.3      Elect Katrien Kesteloot as Independent Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      9.4      Elect Elisabeth May-Roberti as Independent Director    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      9.5      Approve Remuneration of Serge Wibaut, Katrien Kesteloot, and Elisabeth May-Roberti in the Way Proposed Under item 11    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      10.1      Ratify Ernst & Young as Auditors    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      10.2      Approve Auditors’ Remuneration    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      11.1      Approve Remuneration of Chairperson of the Board of Directors    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      11.2      Approve Remuneration of Non-Executive Directors    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      12.1      Approve Change-of-Control Clause Re: Provisions of Credit between the Company and Belfius Banque SA    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      12.2      Approve Change-of-Control Clause Re: Provisions of Credit between the Company and Societe Generale    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      12.3      Approve Change-of-Control Clause Re: Note Purchase Agreement    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      12.4      Approve Change-of-Control Clause Re: Credit Agreement between Hoivatilat, the Company and OP Corporate Bank    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      12.5      Approve Change-of-Control Clause Re: Credit Agreement between the Company and ABN AMRO Bank    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      13.1      Approve Discharge of Aedifica NV/SA as Director of Hof Van Bremdael NV/SA    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      13.2      Approve Discharge of Sven Bogaerts as Director of Hof Van Bremdael NV/SA    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      13.3      Approve Discharge of Ingrid Daerden as Director of Hof Van Bremdael NV/SA    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      13.4      Approve Discharge of Charles-Antoine Van Aelst as Director of Hof Van Bremdael NV/SA    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      13.5      Approve Discharge of Laurence Gacoin as Director of Hof Van Bremdael NV/SA    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      14      Approve Discharge of Ernst & Young as Auditor of Hof Van Bremdael NV/SA    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Annual    11-May-21    27-Apr-21    Management      15      Transact Other Business    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Special    11-May-21    27-Apr-21    Management      1.1      Receive Special Board Report Re: Renewal of the Authorized Capital    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Special    11-May-21    27-Apr-21    Management      1.2a      Renew Authorization to Increase Share Capital by Various Means With or Without Preemptive Rights That is Set Within the Limits of the Proposed Sub-Authorizations    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Special    11-May-21    27-Apr-21    Management      1.2b      If Item 1.2a is not Approved: Renew Authorization to Increase Share Capital by Various Means With or Without Preemptive Rights    For    For    Yes    No

Aedifica SA

    AED    Belgium    B0130A108    B0130A108    Special    11-May-21    27-Apr-21    Management      2      Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    For    For    Yes    No

CubeSmart

    CUBE    USA    229663109    229663109    Annual    11-May-21    15-Mar-21    Management      1.1      Elect Director Piero Bussani    For    For    Yes    No

CubeSmart

    CUBE    USA    229663109    229663109    Annual    11-May-21    15-Mar-21    Management      1.2      Elect Director Dorothy Dowling    For    For    Yes    No

CubeSmart

    CUBE    USA    229663109    229663109    Annual    11-May-21    15-Mar-21    Management      1.3      Elect Director John W. Fain    For    For    Yes    No

CubeSmart

    CUBE    USA    229663109    229663109    Annual    11-May-21    15-Mar-21    Management      1.4      Elect Director Marianne M. Keler    For    For    Yes    No

CubeSmart

    CUBE    USA    229663109    229663109    Annual    11-May-21    15-Mar-21    Management      1.5      Elect Director Christopher P. Marr    For    For    Yes    No

CubeSmart

    CUBE    USA    229663109    229663109    Annual    11-May-21    15-Mar-21    Management      1.6      Elect Director Deborah R. Salzberg    For    For    Yes    No

CubeSmart

    CUBE    USA    229663109    229663109    Annual    11-May-21    15-Mar-21    Management      1.7      Elect Director John F. Remondi    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

CubeSmart

    CUBE    USA    229663109    229663109    Annual    11-May-21    15-Mar-21    Management      1.8      Elect Director Jeffrey F. Rogatz    For    For    Yes    No

CubeSmart

    CUBE    USA    229663109    229663109    Annual    11-May-21    15-Mar-21    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

CubeSmart

    CUBE    USA    229663109    229663109    Annual    11-May-21    15-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      2a      Re-elect Phillip Burns as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      2b      Re-elect Joan Garahy as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      2c      Re-elect Tom Kavanagh as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      2d      Re-elect Mark Kenney as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      2e      Re-elect Declan Moylan as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      2f      Re-elect Aidan O’Hogan as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      2g      Re-elect Margaret Sweeney as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      3      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      4      Ratify KPMG as Auditors    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      5      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      6      Approve Remuneration Report    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      7      Authorise Issue of Equity    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      8a      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      8b      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      9      Authorise Issue of Equity Pursuant to the 2014 Long Term Incentive Plan    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      10      Authorise Issue of Equity without Pre-emptive Rights Pursuant to the 2014 Long Term Incentive Plan    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      11      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Irish Residential Properties REIT Plc

    IRES    Ireland    G49456109    G49456109    Annual    11-May-21    07-May-21    Management      12      Authorise Reissuance of Treasury Shares    For    For    Yes    No

Swire Properties Ltd.

    1972    Hong
Kong		    Y83191109    Y83191109    Annual    11-May-21    05-May-21    Management      1a      Elect Patrick Healy as Director    For    For    Yes    No

Swire Properties Ltd.

    1972    Hong
Kong		    Y83191109    Y83191109    Annual    11-May-21    05-May-21    Management      1b      Elect Lung Ngan Yee Fanny as Director    For    Against    Yes    Yes

Swire Properties Ltd.

    1972    Hong
Kong		    Y83191109    Y83191109    Annual    11-May-21    05-May-21    Management      1c      Elect Martin James Murray as Director    For    For    Yes    No

Swire Properties Ltd.

    1972    Hong
Kong		    Y83191109    Y83191109    Annual    11-May-21    05-May-21    Management      2      Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Swire Properties Ltd.

    1972    Hong
Kong		    Y83191109    Y83191109    Annual    11-May-21    05-May-21    Management      3      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Swire Properties Ltd.

    1972    Hong
Kong		    Y83191109    Y83191109    Annual    11-May-21    05-May-21    Management      4      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      1a      Elect Director Glyn F. Aeppel    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      1b      Elect Director Larry C. Glasscock    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      1c      Elect Director Karen N. Horn    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      1d      Elect Director Allan Hubbard    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      1e      Elect Director Reuben S. Leibowitz    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      1f      Elect Director Gary M. Rodkin    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      1g      Elect Director Stefan M. Selig    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      1h      Elect Director Daniel C. Smith    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      1i      Elect Director J. Albert Smith, Jr.    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      1j      Elect Director Marta R. Stewart    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Simon Property Group, Inc.

    SPG    USA    828806109    828806109    Annual    12-May-21    15-Mar-21    Management      3      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Boardwalk Real Estate Investment Trust

    BEI.UN    Canada    096631106    096631106    Annual    13-May-21    23-Mar-21    Management      1      Fix Number of Trustees at Seven    For    For    Yes    No

Boardwalk Real Estate Investment Trust

    BEI.UN    Canada    096631106    096631106    Annual    13-May-21    23-Mar-21    Management      2.1      Elect Trustee Gary Goodman    For    For    Yes    No

Boardwalk Real Estate Investment Trust

    BEI.UN    Canada    096631106    096631106    Annual    13-May-21    23-Mar-21    Management      2.2      Elect Trustee Arthur L. Havener, Jr.    For    For    Yes    No

Boardwalk Real Estate Investment Trust

    BEI.UN    Canada    096631106    096631106    Annual    13-May-21    23-Mar-21    Management      2.3      Elect Trustee Sam Kolias    For    For    Yes    No

Boardwalk Real Estate Investment Trust

    BEI.UN    Canada    096631106    096631106    Annual    13-May-21    23-Mar-21    Management      2.4      Elect Trustee Samantha A. Kolias-Gunn    For    For    Yes    No

Boardwalk Real Estate Investment Trust

    BEI.UN    Canada    096631106    096631106    Annual    13-May-21    23-Mar-21    Management      2.5      Elect Trustee Scott Morrison    For    For    Yes    No

Boardwalk Real Estate Investment Trust

    BEI.UN    Canada    096631106    096631106    Annual    13-May-21    23-Mar-21    Management      2.6      Elect Trustee Brian G. Robinson    For    For    Yes    No

Boardwalk Real Estate Investment Trust

    BEI.UN    Canada    096631106    096631106    Annual    13-May-21    23-Mar-21    Management      2.7      Elect Trustee Andrea Goertz    For    For    Yes    No

Boardwalk Real Estate Investment Trust

    BEI.UN    Canada    096631106    096631106    Annual    13-May-21    23-Mar-21    Management      3      Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Boardwalk Real Estate Investment Trust

    BEI.UN    Canada    096631106    096631106    Annual    13-May-21    23-Mar-21    Management      4      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      1.1      Elect Director Richard J. Campo    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      1.2      Elect Director Heather J. Brunner    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      1.3      Elect Director Mark D. Gibson    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      1.4      Elect Director Scott S. Ingraham    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      1.5      Elect Director Renu Khator    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      1.6      Elect Director D. Keith Oden    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      1.7      Elect Director William F. Paulsen    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      1.8      Elect Director Frances Aldrich Sevilla-Sacasa    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      1.9      Elect Director Steven A. Webster    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      1.10      Elect Director Kelvin R. Westbrook    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Camden Property Trust

    CPT    USA    133131102    133131102    Annual    13-May-21    16-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      2      Approve Final Dividend    For    For    Yes    No

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      3.1      Elect Ip Tak Chuen, Edmond as Director    For    For    Yes    No

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      3.2      Elect Chow Wai Kam, Raymond as Director    For    For    Yes    No

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      3.3      Elect Woo Chia Ching, Grace as Director    For    For    Yes    No

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      3.4      Elect Chow Nin Mow, Albert as Director    For    Against    Yes    Yes

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      3.5      Elect Donald Jeffrey Roberts as Director    For    Against    Yes    Yes

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      3.6      Elect Stephen Edward Bradley as Director    For    For    Yes    No

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      4      Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    Against    Yes    Yes

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      5.1      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Annual    13-May-21    07-May-21    Management      5.2      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Special    13-May-21    07-May-21    Management      1      Approve Share Purchase Agreement, Proposed Acquisition and Grant of Specific Mandate to Allot and Issue Consideration Shares    For    Against    Yes    Yes

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Special    13-May-21    07-May-21    Management      2      Approve Share Buy-back Offer and Related Transactions    For    Against    Yes    Yes

CK Asset Holdings Limited

    1113    Cayman
Islands		    G2177B101    G2177B101    Special    13-May-21    07-May-21    Management      3      Approve Whitewash Waiver and Related Transactions    For    Against    Yes    Yes

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      1a      Elect Director Thomas F. Brady    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      1b      Elect Director Stephen E. Budorick    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      1c      Elect Director Robert L. Denton, Sr.    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      1d      Elect Director Philip L. Hawkins    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      1e      Elect Director David M. Jacobstein    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      1f      Elect Director Steven D. Kesler    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      1g      Elect Director Letitia A. Long    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      1h      Elect Director Raymond L. Owens    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      1i      Elect Director C. Taylor Pickett    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      1j      Elect Director Lisa G. Trimberger    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      2      Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Corporate Office Properties Trust

    OFC    USA    22002T108    22002T108    Annual    13-May-21    12-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

SBA Communications Corporation

    SBAC    USA    78410G104    78410G104    Annual    13-May-21    11-Mar-21    Management      1.1      Elect Director Mary S. Chan    For    For    Yes    No

SBA Communications Corporation

    SBAC    USA    78410G104    78410G104    Annual    13-May-21    11-Mar-21    Management      1.2      Elect Director George R. Krouse, Jr.    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

SBA Communications Corporation

    SBAC    USA    78410G104    78410G104    Annual    13-May-21    11-Mar-21    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

SBA Communications Corporation

    SBAC    USA    78410G104    78410G104    Annual    13-May-21    11-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      2      Approve Remuneration Report    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      3      Approve Final Dividend    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      4      Approve Scrip Dividend Scheme    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      5      Elect Richard Huntingford as Director    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      6      Re-elect Richard Smith as Director    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      7      Re-elect Joe Lister as Director    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      8      Re-elect Elizabeth McMeikan as Director    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      9      Re-elect Ross Paterson as Director    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      10      Re-elect Richard Akers as Director    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      11      Re-elect Ilaria del Beato as Director    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      12      Re-elect Dame Shirley Peace as Director    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      13      Re-elect Thomas Jackson as Director    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      14      Re-elect Steve Smith as Director    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      15      Reappoint Deloitte LLP as Auditors    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      16      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      17      Authorise Issue of Equity    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      18      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      19      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      20      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

The UNITE Group Plc

    UTG    United
Kingdom		    G9283N101    G9283N101    Annual    13-May-21    11-May-21    Management      21      Adopt New Articles of Association    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      2      Approve Remuneration Report    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      3      Approve Final Dividend    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      4      Re-elect Claudia Arney as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      5      Re-elect Lucinda Bell as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      6      Elect Mark Breuer as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      7      Re-elect Richard Dakin as Director    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      8      Re-elect Simon Fraser as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      9      Re-elect Nigel George as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      10      Re-elect Helen Gordon as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      11      Elect Emily Prideaux as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      12      Re-elect David Silverman as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      13      Re-elect Cilla Snowball as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      14      Re-elect Paul Williams as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      15      Re-elect Damian Wisniewski as Director    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      16      Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      17      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      18      Authorise Issue of Equity    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      19      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      20      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      21      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      22      Adopt New Articles of Association    For    For    Yes    No

Derwent London Plc

    DLN    United
Kingdom		    G27300105    G27300105    Annual    14-May-21    12-May-21    Management      23      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      1.1      Elect Director Carmen M. Bowser    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      1.2      Elect Director John L. Dixon    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      1.3      Elect Director David B. Henry    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      1.4      Elect Director Murray J. McCabe    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      1.5      Elect Director E. Nelson Mills    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      1.6      Elect Director Constance B. Moore    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      1.7      Elect Director Michael S. Robb    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      1.8      Elect Director Thomas G. Wattles    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      1.9      Elect Director Francis X. Wentworth, Jr.    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Columbia Property Trust, Inc.

    CXP    USA    198287203    198287203    Annual    18-May-21    02-Mar-21    Management      3      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      1.1      Elect Director Michael D. Fascitelli    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      1.2      Elect Director Dallas B. Tanner    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      1.3      Elect Director Jana Cohen Barbe    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      1.4      Elect Director Richard D. Bronson    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      1.5      Elect Director Jeffrey E. Kelter    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      1.6      Elect Director Joseph D. Margolis    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      1.7      Elect Director John B. Rhea    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      1.8      Elect Director J. Heidi Roizen    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      1.9      Elect Director Janice L. Sears    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      1.10      Elect Director William J. Stein    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Invitation Homes, Inc.

    INVH    USA    46187W107    46187W107    Annual    18-May-21    23-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1a      Elect Director H. Eric Bolton, Jr.    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1b      Elect Director Alan B. Graf, Jr.    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1c      Elect Director Toni Jennings    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1d      Elect Director Edith Kelly-Green    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1e      Elect Director James K. Lowder    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1f      Elect Director Thomas H. Lowder    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1g      Elect Director Monica McGurk    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1h      Elect Director Claude B. Nielsen    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1i      Elect Director Philip W. Norwood    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1j      Elect Director W. Reid Sanders    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1k      Elect Director Gary Shorb    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      1l      Elect Director David P. Stockert    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Mid-America Apartment Communities, Inc.

    MAA    USA    59522J103    59522J103    Annual    18-May-21    12-Mar-21    Management      3      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      1a      Elect Director Kathleen R. Allen    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      1b      Elect Director A. Larry Chapman    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      1c      Elect Director Reginald H. Gilyard    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      1d      Elect Director Priya Cherian Huskins    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      1e      Elect Director Gerardo I. Lopez    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      1f      Elect Director Michael D. McKee    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      1g      Elect Director Gregory T. McLaughlin    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      1h      Elect Director Ronald L. Merriman    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      1i      Elect Director Sumit Roy    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Realty Income Corporation

    O    USA    756109104    756109104    Annual    18-May-21    12-Mar-21    Management      4      Approve Omnibus Stock Plan    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1a      Elect Director Glyn F. Aeppel    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1b      Elect Director Terry S. Brown    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1c      Elect Director Alan B. Buckelew    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1d      Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1e      Elect Director Stephen P. Hills    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1f      Elect Director Christopher B. Howard    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1g      Elect Director Richard J. Lieb    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1h      Elect Director Nnenna Lynch    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1i      Elect Director Timothy J. Naughton    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1j      Elect Director Benjamin W. Schall    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1k      Elect Director Susan Swanezy    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      1l      Elect Director W. Edward Walter    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

AvalonBay Communities, Inc.

    AVB    USA    053484101    053484101    Annual    20-May-21    25-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

XYMAX REIT Investment Corp.

    3488    Japan    J95217105    J95217105    Special    24-May-21    28-Feb-21    Management      1      Amend Articles to Amend Provisions on Deemed Approval System—Amend Asset Management Compensation    For    For    Yes    No

XYMAX REIT Investment Corp.

    3488    Japan    J95217105    J95217105    Special    24-May-21    28-Feb-21    Management      2      Elect Executive Director Kanemitsu, Shotaro    For    For    Yes    No

XYMAX REIT Investment Corp.

    3488    Japan    J95217105    J95217105    Special    24-May-21    28-Feb-21    Management      3      Elect Alternate Executive Director Yamaguchi, Yasushi    For    For    Yes    No

XYMAX REIT Investment Corp.

    3488    Japan    J95217105    J95217105    Special    24-May-21    28-Feb-21    Management      4.1      Elect Supervisory Director Kuribayashi, Yasuyuki    For    For    Yes    No

XYMAX REIT Investment Corp.

    3488    Japan    J95217105    J95217105    Special    24-May-21    28-Feb-21    Management      4.2      Elect Supervisory Director Ishiwata, Tomonori    For    Against    Yes    Yes

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1a      Elect Director Melody C. Barnes    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1b      Elect Director Debra A. Cafaro    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1c      Elect Director Jay M. Gellert    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1d      Elect Director Matthew J. Lustig    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1e      Elect Director Roxanne M. Martino    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1f      Elect Director Marguerite M. Nader    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1g      Elect Director Sean P. Nolan    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1h      Elect Director Walter C. Rakowich    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1i      Elect Director Robert D. Reed    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1j      Elect Director James D. Shelton    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      1k      Elect Director Maurice S. Smith    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Ventas, Inc.

    VTR    USA    92276F100    92276F100    Annual    25-May-21    31-Mar-21    Management      3      Ratify KPMG LLP as Auditors    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1a      Elect Director Kenneth J. Bacon    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1b      Elect Director Karen B. DeSalvo    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1c      Elect Director Jeffrey H. Donahue    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1d      Elect Director Philip L. Hawkins    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1e      Elect Director Dennis G. Lopez    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1f      Elect Director Shankh Mitra    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1g      Elect Director Ade J. Patton    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1h      Elect Director Diana W. Reid    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1i      Elect Director Sergio D. Rivera    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1j      Elect Director Johnese M. Spisso    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      1k      Elect Director Kathryn M. Sullivan    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Welltower Inc.

    WELL    USA    95040Q104    95040Q104    Annual    26-May-21    30-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Annual    27-May-21    21-May-21    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Annual    27-May-21    21-May-21    Management      2      Approve Final Dividend    For    For    Yes    No

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Annual    27-May-21    21-May-21    Management      3a      Elect Bryan Pallop Gaw as Director    For    For    Yes    No

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Annual    27-May-21    21-May-21    Management      3b      Elect Wong Yu Pok, Marina as Director    For    Against    Yes    Yes

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Annual    27-May-21    21-May-21    Management      3c      Elect Hui Chun Yue, David as Director    For    Against    Yes    Yes

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Annual    27-May-21    21-May-21    Management      4      Approve Directors’ Fees    For    For    Yes    No

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Annual    27-May-21    21-May-21    Management      5      Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    Against    Yes    Yes

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Annual    27-May-21    21-May-21    Management      6A      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Annual    27-May-21    21-May-21    Management      6B      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Annual    27-May-21    21-May-21    Management      6C      Authorize Reissuance of Repurchased Shares    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Special    27-May-21    21-May-21    Management      1      Approve KPL Irrevocable Undertaking and Related Transactions    For    For    Yes    No

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Special    27-May-21    21-May-21    Management      2      Approve Proposed Placing Mandate and Related Transactions    For    For    Yes    No

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Special    27-May-21    21-May-21    Management      3      Approve Shareholders’ Agreement and Related Transactions    For    For    Yes    No

Kerry Properties Limited

    683    Bermuda    G52440107    G52440107    Special    27-May-21    21-May-21    Management      4      Approve Participation Agreement and Related Transactions    For    For    Yes    No

Retail Properties of America, Inc.

    RPAI    USA    76131V202    76131V202    Annual    27-May-21    23-Mar-21    Management      1a      Elect Director Bonnie S. Biumi    For    For    Yes    No

Retail Properties of America, Inc.

    RPAI    USA    76131V202    76131V202    Annual    27-May-21    23-Mar-21    Management      1b      Elect Director Frank A. Catalano, Jr.    For    For    Yes    No

Retail Properties of America, Inc.

    RPAI    USA    76131V202    76131V202    Annual    27-May-21    23-Mar-21    Management      1c      Elect Director Gerald M. Gorski    For    For    Yes    No

Retail Properties of America, Inc.

    RPAI    USA    76131V202    76131V202    Annual    27-May-21    23-Mar-21    Management      1d      Elect Director Steven P. Grimes    For    For    Yes    No

Retail Properties of America, Inc.

    RPAI    USA    76131V202    76131V202    Annual    27-May-21    23-Mar-21    Management      1e      Elect Director Richard P. Imperiale    For    For    Yes    No

Retail Properties of America, Inc.

    RPAI    USA    76131V202    76131V202    Annual    27-May-21    23-Mar-21    Management      1f      Elect Director Peter L. Lynch    For    For    Yes    No

Retail Properties of America, Inc.

    RPAI    USA    76131V202    76131V202    Annual    27-May-21    23-Mar-21    Management      1g      Elect Director Thomas J. Sargeant    For    For    Yes    No

Retail Properties of America, Inc.

    RPAI    USA    76131V202    76131V202    Annual    27-May-21    23-Mar-21    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Retail Properties of America, Inc.

    RPAI    USA    76131V202    76131V202    Annual    27-May-21    23-Mar-21    Management      3      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      1      Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      2      Approve Allocation of Income and Dividends of EUR 1.03 per Share    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      3.1      Approve Discharge of Management Board Member Michael Zahn for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      3.2      Approve Discharge of Management Board Member Philip Grosse for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      3.3      Approve Discharge of Management Board Member Henrik Thomsen for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      3.4      Approve Discharge of Management Board Member Lars Urbansky for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      4.1      Approve Discharge of Supervisory Board Member Matthias Huenlein for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      4.2      Approve Discharge of Supervisory Board Member Juergen Fenk (from June 5, 2020) for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      4.3      Approve Discharge of Supervisory Board Member Arwed Fischer for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      4.4      Approve Discharge of Supervisory Board Member Kerstin Guenther (from June 5, 2020) for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      4.5      Approve Discharge of Supervisory Board Member Tina Kleingarn for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      4.6      Approve Discharge of Supervisory Board Member Andreas Kretschmer (until June 5, 2020) for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      4.7      Approve Discharge of Supervisory Board Member Florian Stetter for Fiscal Year 2020    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      5      Ratify KPMG AG as Auditors for Fiscal Year 2021    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      6      Elect Florian Stetter to the Supervisory Board    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      7      Approve Remuneration Policy    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      8      Approve Remuneration of Supervisory Board    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      9      Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes    No

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      10      Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares (item withdrawn)    For    Against    Yes    Yes

Deutsche Wohnen SE

    DWNI    Germany    D2046U176    D2046U176    Annual    01-Jun-21    10-May-21    Management      11      Authorize Use of Financial Derivatives when Repurchasing Shares (item withdrawn)    For    Against    Yes    Yes

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      1.1      Elect Trustee Lori-Ann Beausoleil    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      1.2      Elect Trustee Harold Burke    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      1.3      Elect Trustee Gina Cody    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      1.4      Elect Trustee Mark Kenney    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      1.5      Elect Trustee Poonam Puri    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      1.6      Elect Trustee Jamie Schwartz    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      1.7      Elect Trustee Michael Stein    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      1.8      Elect Trustee Elaine Todres    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      1.9      Elect Trustee Rene Tremblay    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      2      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

    CAR.UN    Canada    134921105    134921105    Annual    02-Jun-21    28-Apr-21    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1a      Elect Director Laurence A. Chapman    For    Against    Yes    Yes

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1b      Elect Director Alexis Black Bjorlin    For    For    Yes    No

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1c      Elect Director VeraLinn “Dash” Jamieson    For    For    Yes    No

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1d      Elect Director Kevin J. Kennedy    For    For    Yes    No

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1e      Elect Director William G. LaPerch    For    Against    Yes    Yes

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1f      Elect Director Jean F.H.P. Mandeville    For    For    Yes    No

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1g      Elect Director Afshin Mohebbi    For    For    Yes    No

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1h      Elect Director Mark R. Patterson    For    Against    Yes    Yes

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1i      Elect Director Mary Hogan Preusse    For    Against    Yes    Yes

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1j      Elect Director Dennis E. Singleton    For    For    Yes    No

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      1k      Elect Director A. William Stein    For    For    Yes    No

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

Digital Realty Trust, Inc.

    DLR    USA    253868103    253868103    Annual    03-Jun-21    29-Mar-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      1a      Elect Director Glenn J. Rufrano    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      1b      Elect Director Hugh R. Frater    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      1c      Elect Director Priscilla Almodovar    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      1d      Elect Director David B. Henry    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      1e      Elect Director Mary Hogan Preusse    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      1f      Elect Director Richard J. Lieb    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      1g      Elect Director Eugene A. Pinover    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      1h      Elect Director Julie G. Richardson    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      1i      Elect Director Susan E. Skerritt    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      4      Approve Omnibus Stock Plan    For    For    Yes    No

VEREIT, Inc.

    VER    USA    92339V308    92339V308    Annual    03-Jun-21    09-Apr-21    Management      5      Amend Charter to Allow Shareholders to Amend Bylaws    For    For    Yes    No

OUTFRONT Media Inc.

    OUT    USA    69007J106    69007J106    Annual    08-Jun-21    09-Apr-21    Management      1.1      Elect Director Manuel A. Diaz    For    Against    Yes    Yes

OUTFRONT Media Inc.

    OUT    USA    69007J106    69007J106    Annual    08-Jun-21    09-Apr-21    Management      1.2      Elect Director Michael J. Dominguez    For    For    Yes    No

OUTFRONT Media Inc.

    OUT    USA    69007J106    69007J106    Annual    08-Jun-21    09-Apr-21    Management      1.3      Elect Director Peter Mathes    For    For    Yes    No

OUTFRONT Media Inc.

    OUT    USA    69007J106    69007J106    Annual    08-Jun-21    09-Apr-21    Management      1.4      Elect Director Susan M. Tolson    For    Against    Yes    Yes

OUTFRONT Media Inc.

    OUT    USA    69007J106    69007J106    Annual    08-Jun-21    09-Apr-21    Management      2      Ratify PricewaterhouseCoopers LLP as Auditor    For    For    Yes    No

OUTFRONT Media Inc.

    OUT    USA    69007J106    69007J106    Annual    08-Jun-21    09-Apr-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

OUTFRONT Media Inc.

    OUT    USA    69007J106    69007J106    Annual    08-Jun-21    09-Apr-21    Management      4      Advisory Vote on Say on Pay Frequency    One
Year		    One
Year		    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      2      Approve Final Dividend    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      3.1      Elect Chen Rong as Director    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      3.2      Elect Wang Yan as Director    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      3.3      Elect Li Xin as Director    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      3.4      Elect Guo Shiqing as Director    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      3.5      Elect Wan Kam To, Peter as Director    For    Against    Yes    Yes

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      3.6      Elect Yan Y. Andrew as Director    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      3.7      Authorize Board to Fix Remuneration of Directors    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      4      Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      5      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      6      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

China Resources Land Limited

    1109    Cayman
Islands		    G2108Y105    G2108Y105    Annual    09-Jun-21    01-Jun-21    Management      7      Authorize Reissuance of Repurchased Shares    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      1.1      Elect Director Robert L. Antin    For    For    Yes    No

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      1.2      Elect Director Michael S. Frankel    For    For    Yes    No

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      1.3      Elect Director Diana J. Ingram    For    For    Yes    No

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      1.4      Elect Director Debra L. Morris    For    For    Yes    No

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      1.5      Elect Director Tyler H. Rose    For    For    Yes    No

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      1.6      Elect Director Peter E. Schwab    For    For    Yes    No

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      1.7      Elect Director Howard Schwimmer    For    For    Yes    No

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      1.8      Elect Director Richard S. Ziman    For    For    Yes    No

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Rexford Industrial Realty, Inc.

    REXR    USA    76169C100    76169C100    Annual    17-Jun-21    16-Apr-21    Management      4      Amend Omnibus Stock Plan    For    For    Yes    No

Keihanshin Building Co., Ltd.

    8818    Japan    J31976103    J31976103    Annual    18-Jun-21    31-Mar-21    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 17.5    For    For    Yes    No

Keihanshin Building Co., Ltd.

    8818    Japan    J31976103    J31976103    Annual    18-Jun-21    31-Mar-21    Management      2.1      Elect Director Yoshida, Takashi    For    For    Yes    No

Keihanshin Building Co., Ltd.

    8818    Japan    J31976103    J31976103    Annual    18-Jun-21    31-Mar-21    Management      2.2      Elect Director Nomura, Masao    For    For    Yes    No

Keihanshin Building Co., Ltd.

    8818    Japan    J31976103    J31976103    Annual    18-Jun-21    31-Mar-21    Management      2.3      Elect Director Wakabayashi, Tsuneo    For    For    Yes    No

Keihanshin Building Co., Ltd.

    8818    Japan    J31976103    J31976103    Annual    18-Jun-21    31-Mar-21    Management      3      Appoint Statutory Auditor Nagasawa, Hideharu    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      1.1      Elect Trustee Bernard McDonell    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      1.2      Elect Trustee Adam E. Paul    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      1.3      Elect Trustee Leonard Abramsky    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      1.4      Elect Trustee Sheila Botting    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      1.5      Elect Trustee Ian Clarke    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      1.6      Elect Trustee Paul C. Douglas    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      1.7      Elect Trustee Annalisa King    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      1.8      Elect Trustee Aladin (Al) W. Mawani    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      1.9      Elect Trustee Andrea Stephen    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      2      Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

First Capital Real Estate Investment Trust

    FCR.UN    Canada    31890B103    31890B103    Annual    22-Jun-21    12-May-21    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      1a      Elect Director David Berman    For    For    Yes    No

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      1b      Elect Director J. Michael Knowlton    For    For    Yes    No

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      1c      Elect Director Peter D. Sacks    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      1d      Elect Director Sian M. Matthews    For    For    Yes    No

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      1e      Elect Director Ira Gluskin    For    For    Yes    No

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      1f      Elect Director Camille Douglas    For    For    Yes    No

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      1g      Elect Director Frank Cohen    For    For    Yes    No

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      1h      Elect Director Gary Berman    For    For    Yes    No

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      1i      Elect Director Geoff Matus    For    For    Yes    No

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      2      Approve PricewaterhouseCoopers LLC as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Tricon Residential Inc.

    TCN    Canada    89612W102    89612W102    Annual/Special    23-Jun-21    04-May-21    Management      3      Approve Blackstone Private Placement Exchange Price    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 45    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      2.1      Elect Director Tsuchimoto, Kiyoyuki    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      2.2      Elect Director Iwasaki, Norio    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      2.3      Elect Director Yamada, Kazuo    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      2.4      Elect Director Mizuta, Hiroki    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      2.5      Elect Director Nakao, Tomoharu    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      2.6      Elect Director Masui, Kiichiro    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      2.7      Elect Director Ota, Junji    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      2.8      Elect Director Moriguchi, Takahiro    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      2.9      Elect Director Utsunomiya, Junko    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Management      3      Appoint Statutory Auditor Shimomura, Shosaku    For    Against    Yes    Yes

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Share
Holder		      4      Amend Articles to Prohibit Appointments of Officials from Japan Exchange Group, Inc    Against    For    Yes    Yes

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Share
Holder		      5      Amend Articles to Add Required Experience for Directors    Against    Against    Yes    No

Heiwa Real Estate Co., Ltd.

    8803    Japan    J19278100    J19278100    Annual    24-Jun-21    31-Mar-21    Share
Holder		      6      Amend Articles to Dispose of All Japan Exchange Group’s Shares Held as Cross-Shareholdings by March 31, 2022    Against    Against    Yes    No

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      1.1      Elect Director Nagamatsu, Shoichi    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      1.2      Elect Director Kutsukake, Eiji    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      1.3      Elect Director Matsuo, Daisaku    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      1.4      Elect Director Haga, Makoto    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      1.5      Elect Director Kurokawa, Hiroshi    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      1.6      Elect Director Higashi, Tetsuro    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      1.7      Elect Director Ito, Katsura    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      2.1      Elect Director and Audit Committee Member Kimura, Hiroyuki    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security
ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      2.2      Elect Director and Audit Committee Member Takayama, Yasushi    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      2.3      Elect Director and Audit Committee Member Mogi, Yoshio    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

    3231    Japan    J5893B104    J5893B104    Annual    24-Jun-21    31-Mar-21    Management      2.4      Elect Director and Audit Committee Member Miyakawa, Akiko    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 8    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.1      Elect Director Kanazashi, Kiyoshi    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.2      Elect Director Okuma, Yuji    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.3      Elect Director Nishikawa, Hironori    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.4      Elect Director Uemura, Hitoshi    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.5      Elect Director Saiga, Katsuhide    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.6      Elect Director Okada, Masashi    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.7      Elect Director Kimura, Shohei    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.8      Elect Director Ota, Yoichi    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.9      Elect Director Nomoto, Hirofumi    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.10      Elect Director Kaiami, Makoto    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.11      Elect Director Arai, Saeko    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.12      Elect Director Ogasawara, Michiaki    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.13      Elect Director Miura, Satoshi    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.14      Elect Director Hoshino, Tsuguhiko    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      2.15      Elect Director Jozuka, Yumiko    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      3.1      Appoint Statutory Auditor Mochida, Kazuo    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      3.2      Appoint Statutory Auditor Hashizume, Masahiko    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      3.3      Appoint Statutory Auditor Takechi, Katsunori    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      3.4      Appoint Statutory Auditor Nakazawa, Takahiro    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      4      Appoint Alternate Statutory Auditor Nagao, Ryo    For    For    Yes    No

Tokyu Fudosan Holdings Corp.

    3289    Japan    J88764105    J88764105    Annual    25-Jun-21    31-Mar-21    Management      5      Approve Trust-Type Equity Compensation Plan    For    For    Yes    No

ADLER Group SA

    ADJ    Luxembourg    L0112A109    L0112A109    Annual    29-Jun-21    15-Jun-21    Management      1      Receive Special Board’s Report (Non-Voting)    Yes    No

ADLER Group SA

    ADJ    Luxembourg    L0112A109    L0112A109    Annual    29-Jun-21    15-Jun-21    Management      2      Receive Management Board and Auditor’s Reports (Non-Voting)    Yes    No

ADLER Group SA

    ADJ    Luxembourg    L0112A109    L0112A109    Annual    29-Jun-21    15-Jun-21    Management      3      Approve Stand-alone Financial Statements    For    For    Yes    No

ADLER Group SA

    ADJ    Luxembourg    L0112A109    L0112A109    Annual    29-Jun-21    15-Jun-21    Management      4      Approve Consolidated Financial Statements    For    For    Yes    No

ADLER Group SA

    ADJ    Luxembourg    L0112A109    L0112A109    Annual    29-Jun-21    15-Jun-21    Management      5      Approve Allocation of Income and Dividends of EUR 0.46 Per Share    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security
ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal

Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

ADLER Group SA

    ADJ    Luxembourg    L0112A109    L0112A109    Annual    29-Jun-21    15-Jun-21    Management      6      Approve Discharge of Directors    For    For    Yes    No

ADLER Group SA

    ADJ    Luxembourg    L0112A109    L0112A109    Annual    29-Jun-21    15-Jun-21    Management      7      Renew Appointment of KPMG Luxembourg as Auditor    For    Against    Yes    Yes

ADLER Group SA

    ADJ    Luxembourg    L0112A109    L0112A109    Annual    29-Jun-21    15-Jun-21    Management      8      Approve Remuneration Policy    For    Against    Yes    Yes

ADLER Group SA

    ADJ    Luxembourg    L0112A109    L0112A109    Annual    29-Jun-21    15-Jun-21    Management      9      Approve Remuneration Report    For    Against    Yes    Yes

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      1      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      2      Approve Decrease in Number of Trustees from Ten to Nine    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      3.1      Elect Director Luc Bachand    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      3.2      Elect Director Christine Beaubien    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      3.3      Elect Director Paul D. Campbell    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      3.4      Elect Director Mitchell Cohen    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      3.5      Elect Director Sylvain Cossette    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      3.6      Elect Director Zachary R. George    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      3.7      Elect Director Michel Theroux    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      3.8      Elect Director Rene Tremblay    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      3.9      Elect Director Karen Laflamme    For    For    Yes    No

Cominar Real Estate Investment Trust

    CUF.UN    Canada    199910100    199910100    Annual/Special    29-Jun-21    17-May-21    Management      4      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      1A      Elect Trustee Alex Avery    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      1B      Elect Trustee Jennifer A. Chasson    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      1C      Elect Trustee Mark M. Cowie    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      1D      Elect Trustee S. Stephen Gross    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      1E      Elect Trustee Brenna Haysom    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      1F      Elect Trustee Thomas J. Hofstedter    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      1G      Elect Trustee Ashi P. Mathur    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      1H      Elect Trustee Juli Morrow    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      1I      Elect Trustee Marvin Rubner    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      1J      Elect Trustee Ronald C. Rutman    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      2      Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

H&R Real Estate Investment Trust

    HR.UN    Canada    403925407    403925407    Annual    29-Jun-21    07-May-21    Management      4      Approve Unitholder Rights Plan    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 19    For    For    Yes    No

 

Confidential

Company
Name

    Ticker    Country    Primary
CUSIP		    Provider
Security
ID		    Meeting
Type		    Meeting
Date		    Record
Date		    Proponent    Proposal
Number		     

Proposal
Text

    Management
Recommendation		    Vote
Instruction		    Voted    Vote Against
Management

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.1      Elect Director Sugiyama, Hirotaka    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.2      Elect Director Yoshida, Junichi    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.3      Elect Director Tanisawa, Junichi    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.4      Elect Director Arimori, Tetsuji    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.5      Elect Director Katayama, Hiroshi    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.6      Elect Director Kubo, Hitoshi    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.7      Elect Director Kato, Jo    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.8      Elect Director Nishigai, Noboru    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.9      Elect Director Okamoto, Tsuyoshi    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.10      Elect Director Ebihara, Shin    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.11      Elect Director Narukawa, Tetsuo    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.12      Elect Director Shirakawa, Masaaki    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.13      Elect Director Nagase, Shin    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.14      Elect Director Egami, Setsuko    For    Against    Yes    Yes

Mitsubishi Estate Co., Ltd.

    8802    Japan    J43916113    J43916113    Annual    29-Jun-21    31-Mar-21    Management      2.15      Elect Director Taka, Iwao    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 22    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.1      Elect Director Iwasa, Hiromichi    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.2      Elect Director Komoda, Masanobu    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.3      Elect Director Kitahara, Yoshikazu    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.4      Elect Director Fujibayashi, Kiyotaka    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.5      Elect Director Onozawa, Yasuo    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.6      Elect Director Yamamoto, Takashi    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.7      Elect Director Ueda, Takashi    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.8      Elect Director Hamamoto, Wataru    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.9      Elect Director Nogimori, Masafumi    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.10      Elect Director Nakayama, Tsunehiro    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.11      Elect Director Ito, Shinichiro    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      2.12      Elect Director Kawai, Eriko    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

    8801    Japan    J4509L101    J4509L101    Annual    29-Jun-21    31-Mar-21    Management      3      Approve Annual Bonus    For    For    Yes    No

TOC Co., Ltd.

    8841    Japan    J84248103    J84248103    Annual    29-Jun-21    31-Mar-21    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 5    For    For    Yes    No

TOC Co., Ltd.

    8841    Japan    J84248103    J84248103    Annual    29-Jun-21    31-Mar-21    Management      2      Appoint Statutory Auditor Sakamaki, Hiroshi    For    For    Yes    No

TOC Co., Ltd.

    8841    Japan    J84248103    J84248103    Annual    29-Jun-21    31-Mar-21    Management      3      Appoint Alternate Statutory Auditor Minegishi, Yoshiyuki    For    For    Yes    No

 

Confidential

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

VF Corporation

 

Meeting Date:    07/28/2020   Country:    USA   Primary Security ID:    918204108
Record Date:    05/29/2020   Meeting Type:    Annual   Ticker:    VFC
     Shares Voted:    24,697     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Richard T. Carucci    Mgmt    For    For    For
1.2   Elect Director Juliana L. Chugg    Mgmt    For    For    For
1.3   Elect Director Benno Dorer    Mgmt    For    For    For
1.4   Elect Director Mark S. Hoplamazian    Mgmt    For    For    For
1.5   Elect Director Laura W. Lang    Mgmt    For    For    For
1.6   Elect Director W. Alan McCollough    Mgmt    For    For    For
1.7   Elect Director W. Rodney McMullen    Mgmt    For    For    For
1.8   Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.9   Elect Director Steven E. Rendle    Mgmt    For    For    For
1.10   Elect Director Carol L. Roberts    Mgmt    For    For    For
1.11   Elect Director Matthew J. Shattock    Mgmt    For    For    For
1.12   Elect Director Veronica B. Wu    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Unilever Plc

 

Meeting Date:    10/12/2020   Country:    United Kingdom   Primary Security ID:    G92087165
Record Date:    10/10/2020   Meeting Type:    Special   Ticker:    ULVR
     Shares Voted:    55,564     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Unilever Plc

 

Meeting Date:    10/12/2020   Country:    United Kingdom   Primary Security ID:    G92087165
Record Date:    10/10/2020   Meeting Type:    Court   Ticker:    ULVR
     Shares Voted:    55,564     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Court Meeting    Mgmt         
1   Approve the Cross-Border Merger between Unilever PLC and Unilever N.V.    Mgmt    For    Refer    For

The Procter & Gamble Company

 

Meeting Date:    10/13/2020   Country:    USA   Primary Security ID:    742718109
Record Date:    08/14/2020   Meeting Type:    Annual   Ticker:    PG
     Shares Voted:    31,421     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Francis S. Blake    Mgmt    For    For    For
1b   Elect Director Angela F. Braly    Mgmt    For    For    For
1c   Elect Director Amy L. Chang    Mgmt    For    For    For
1d   Elect Director Joseph Jimenez    Mgmt    For    For    For
1e   Elect Director Debra L. Lee    Mgmt    For    For    For
1f   Elect Director Terry J. Lundgren    Mgmt    For    For    For
1g   Elect Director Christine M. McCarthy    Mgmt    For    For    For
1h   Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1i   Elect Director Nelson Peltz    Mgmt    For    For    For
1j   Elect Director David S. Taylor    Mgmt    For    For    For
1k   Elect Director Margaret C. Whitman    Mgmt    For    For    For
1l   Elect Director Patricia A. Woertz    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Report on Efforts to Eliminate Deforestation    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

The Procter & Gamble Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Publish Annually a Report Assessing Diversity and Inclusion Efforts    SH    Against    For    For

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:    10/21/2020   Country:    Indonesia   Primary Security ID:    Y7123S108
Record Date:    09/28/2020   Meeting Type:    Special   Ticker:    BMRI
     Shares Voted: 5,154,800        

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Changes in Boards of Company    Mgmt    For    Against    Against

CNOOC Limited

 

Meeting Date:    11/20/2020   Country:    Hong Kong   Primary Security ID:    Y1662W117
Record Date:    11/13/2020   Meeting Type:    Special   Ticker:    883
     Shares Voted:    2,698,500     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Supplemental Agreement and Amendments to the Existing Non-Compete Undertaking and Related Transactions    Mgmt    For    Refer    For

Sysco Corporation

 

Meeting Date:    11/20/2020   Country:    USA   Primary Security ID:    871829107
Record Date:    09/21/2020   Meeting Type:    Annual   Ticker:    SYY
     Shares Voted:    29,014     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Daniel J. Brutto    Mgmt    For    For    For
1b   Elect Director John M. Cassaday    Mgmt    For    For    For
1c   Elect Director Joshua D. Frank    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Sysco Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Larry C. Glasscock    Mgmt    For    For    For
1e   Elect Director Bradley M. Halverson    Mgmt    For    For    For
1f   Elect Director John M. Hinshaw    Mgmt    For    For    For
1g   Elect Director Kevin P. Hourican    Mgmt    For    For    For
1h   Elect Director Hans-Joachim Koerber    Mgmt    For    For    For
1i   Elect Director Stephanie A. Lundquist    Mgmt    For    For    For
1j   Elect Director Nelson Peltz    Mgmt    For    For    For
1k   Elect Director Edward D. Shirley    Mgmt    For    For    For
1l   Elect Director Sheila G. Talton    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cisco Systems, Inc.

 

Meeting Date:    12/10/2020   Country:    USA   Primary Security ID:    17275R102
Record Date:    10/12/2020   Meeting Type:    Annual   Ticker:    CSCO
     Shares Voted:    92,919     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director M. Michele Burns    Mgmt    For    For    For
1b   Elect Director Wesley G. Bush    Mgmt    For    For    For
1c   Elect Director Michael D. Capellas    Mgmt    For    For    For
1d   Elect Director Mark Garrett    Mgmt    For    For    For
1e   Elect Director Kristina M. Johnson    Mgmt    For    For    For
1f   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1g   Elect Director Charles H. Robbins    Mgmt    For    For    For
1h   Elect Director Arun Sarin—Withdrawn    Mgmt         
1i   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1j   Elect Director Lisa T. Su    Mgmt    For    For    For
2   Change State of Incorporation from California to Delaware    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Cisco Systems, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Amend Omnibus Stock Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
6   Require Independent Board Chair    SH    Against    Refer    Against

ConocoPhillips

 

Meeting Date:    01/15/2021   Country:    USA   Primary Security ID:    20825C104
Record Date:    12/11/2020   Meeting Type:    Special   Ticker:    COP
     Shares Voted:    50,999     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For

Siemens AG

 

Meeting Date:    02/03/2021   Country:    Germany   Primary Security ID:    D69671218
Record Date:      Meeting Type:    Annual   Ticker:    SIE
     Shares Voted:    16,854     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Management Proposals    Mgmt         
1   Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 3.50 per Share    Mgmt    For    For    For
3.1   Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Siemens AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.4   Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20    Mgmt    For    For    For
4.3   Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20    Mgmt    For    For    For
4.14   Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20    Mgmt    For    For    For
4.15   Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Siemens AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.16   Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20    Mgmt    For    For    For
5   Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21    Mgmt    For    For    For
6.1   Elect Grazia Vittadini to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Kasper Rorsted to the Supervisory Board    Mgmt    For    For    For
6.3   Reelect Jim Snabe to the Supervisory Board    Mgmt    For    For    For
7   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8   Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan    Mgmt    For    Refer    For
9   Amend Affiliation Agreement with Siemens Bank GmbH    Mgmt    For    Refer    For
  Shareholder Proposal Submitted by Verein von Belegschaftsaktionaeren in der Siemens AG, e.V., Munich    Mgmt         
10   Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting    SH    Against    Refer    Against

CRH Plc

 

Meeting Date:    02/09/2021   Country:    Ireland   Primary Security ID:    G25508105
Record Date:    02/07/2021   Meeting Type:    Special   Ticker:    CRH
     Shares Voted:    41,326     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository    Mgmt    For    Refer    For
2   Adopt New Articles of Association    Mgmt    For    Refer    For
3   Authorise Company to Take All Actions to Implement the Migration    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

CRH Plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Adopt New Articles of Association Re: Article 51(d)    Mgmt    For    Refer    For
5   Approve Capital Reorganisation    Mgmt    For    Refer    For
6   Amend Articles of Association    Mgmt    For    Refer    For

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:    03/15/2021   Country:    Indonesia   Primary Security ID:    Y7123S108
Record Date:    02/18/2021   Meeting Type:    Annual   Ticker:    BMRI
     Shares Voted:    5,329,900     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3   Approve Remuneration and Tantiem of Directors and Commissioners    Mgmt    For    Refer    For
4   Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)    Mgmt    For    For    For
5   Accept Report on the Use of Proceeds    Mgmt    For    For    For
6   Amend Articles of Association in Relation to Shareholder Meeting    Mgmt    For    Refer    Against
7   Approve Affirmation on the Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019    Mgmt    For    Refer    For
8   Approve Affirmation on the Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020    Mgmt    For    Refer    For
9   Approve Changes in Board of Company    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/17/2021   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2020   Meeting Type:    Annual   Ticker:    005930
     Shares Voted:    95,289     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1   Elect Park Byung-gook as Outside Director    Mgmt    For    Refer    For
2.1.2   Elect Kim Jeong as Outside Director    Mgmt    For    Refer    For
2.2.1   Elect Kim Kinam as Inside Director    Mgmt    For    For    For
2.2.2   Elect Kim Hyun-suk as Inside Director    Mgmt    For    For    For
2.2.3   Elect Koh Dong-jin as Inside Director    Mgmt    For    For    For
3   Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member    Mgmt    For    Refer    For
4   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

DBS Group Holdings Ltd.

 

Meeting Date:    03/30/2021   Country:    Singapore   Primary Security ID:    Y20246107
Record Date:      Meeting Type:    Annual   Ticker:    D05
     Shares Voted:    122,365     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Adopt Financial Statements and Directors’ and Auditors’ Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Directors’ Remuneration    Mgmt    For    Refer    For
4   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Elect Piyush Gupta as Director    Mgmt    For    For    For
6   Elect Punita Lal as Director    Mgmt    For    For    For
7   Elect Anthony Lim Weng Kin as Director    Mgmt    For    For    For
8   Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

DBS Group Holdings Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan    Mgmt    For    For    For
10   Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    Mgmt    For    For    For
11   Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme    Mgmt    For    For    For
12   Authorize Share Repurchase Program    Mgmt    For    For    For

Lundin Energy AB

 

Meeting Date:    03/30/2021   Country:    Sweden   Primary Security ID:    W64566107
Record Date:    03/22/2021   Meeting Type:    Annual   Ticker:    LUNE
     Shares Voted:    57,592     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Open Meeting    Mgmt         
2   Elect Chairman of Meeting    Mgmt    For    For    For
3   Prepare and Approve List of Shareholders    Mgmt    For    For    For
4   Approve Agenda of Meeting    Mgmt    For    For    For
5   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
6   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7   Receive President’s Report    Mgmt         
8   Receive Financial Statements and Statutory Reports; Receive Board’s Report    Mgmt         
9   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
10   Approve Allocation of Income and Dividends of USD 1.80 Per Share    Mgmt    For    For    For
11.a   Approve Discharge of Board Member Peggy Bruzelius    Mgmt    For    For    For
11.b   Approve Discharge of Board Member C. Ashley Heppenstall    Mgmt    For    For    For
11.c   Approve Discharge of Board Chairman Ian H. Lundin    Mgmt    For    For    For
11.d   Approve Discharge of Board Member Lukas H. Lundin    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Lundin Energy AB

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

11.e   Approve Discharge of Board Member Grace Reksten Skaugen    Mgmt    For    For    For
11.f   Approve Discharge of Board Member Torstein Sanness    Mgmt    For    For    For
11.g   Approve Discharge of Board Member and CEO Alex Schneiter    Mgmt    For    For    For
11.h   Approve Discharge of Board Member Jakob Thomasen    Mgmt    For    For    For
11.i   Approve Discharge of Board Member Cecilia Vieweg    Mgmt    For    For    For
12   Approve Remuneration Report    Mgmt    For    Refer    Against
13   Receive Nomination Committee’s Report    Mgmt         
14   Determine Number of Members (10) and Deputy Members (0) of Board    Mgmt    For    Refer    For
15   Approve Remuneration of Directors in the Amount of USD 130,000 for the Chairman and USD 62,000 for Other Directors; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
16.a   Reelect Peggy Bruzelius as Director    Mgmt    For    For    For
16.b   Reelect C. Ashley Heppenstall as Director    Mgmt    For    Against    For
16.c   Reelect Ian H. Lundin as Director    Mgmt    For    For    For
16.d   Reelect Lukas H. Lundin as Director    Mgmt    For    Against    For
16.e   Reelect Grace Reksten as Director    Mgmt    For    For    For
16.f   Reelect Torstein Sanness as Director    Mgmt    For    Against    For
16.g   Reelect Alex Schneiter as Director    Mgmt    For    For    For
16.h   Reelect Jakob Thomasen as Director    Mgmt    For    For    For
16.i   Reelect Cecilia Vieweg as Director    Mgmt    For    For    For
16.j   Elect Adam I. Lundin as New Director    Mgmt    For    Against    Against
16.k   Reelect Ian H. Lundin as Board Chairman    Mgmt    For    For    For
17   Approve Remuneration of Auditors    Mgmt    For    For    For
18   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
19   Approve Performance Share Plan LTIP 2021    Mgmt    For    For    For
20   Approve Equity Plan Financing of LTIP 2021    Mgmt    For    For    For
21   Approve Extra Remuneration for Alex Schneiter    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Lundin Energy AB

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

22   Approve Issuance of up to 28.5 Million Shares without Preemptive Rights    Mgmt    For    For    For
23   Authorize Share Repurchase Program and Reissuance of Repurchased Shares Shareholder Proposals Submitted    Mgmt Mgmt    For    Refer    For
24.a   Instruct Company to Align its Legal Defence Strategy with its Human Rights Policy    SH    Against    Refer    Against
24.b   Instruct Company to Disclose All Current and Projected Direct and Indirect Costs Connected with the Legal Defence    SH    Against    Refer    For
25   Close Meeting    Mgmt         

Deutsche Telekom AG

 

Meeting Date:    04/01/2021   Country:    Germany   Primary Security ID:    D2035M136
Record Date:      Meeting Type:    Annual   Ticker:    DTE
     Shares Voted:    165,614     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

  Management Proposals    Mgmt         
1   Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 0.60 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5.1   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For
5.2   Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements    Mgmt    For    For    For
5.3   Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021    Mgmt    For    For    For
5.4   Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022    Mgmt    For    For    For
6   Elect Helga Jung to the Supervisory Board    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Deutsche Telekom AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

7   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
8   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
9   Approve Remuneration Policy    Mgmt    For    Refer    Against
10   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
  Shareholder Proposal Submitted by Deutsche Schutzvereinigung fuer Wertpapierbesitz e.V. (DSW)    Mgmt         
11   Amend Articles Re: Shareholders’ Right to Participation during the Virtual Meeting    SH    Against    Refer    For

Bank of Montreal

 

Meeting Date:    04/07/2021   Country:    Canada   Primary Security ID:    063671101
Record Date:    02/08/2021   Meeting Type:    Annual   Ticker:    BMO
     Shares Voted:    26,153     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.1   Elect Director Janice M. Babiak    Mgmt    For    For    For
1.2   Elect Director Sophie Brochu    Mgmt    For    For    For
1.3   Elect Director Craig W. Broderick    Mgmt    For    For    For
1.4   Elect Director George A. Cope    Mgmt    For    For    For
1.5   Elect Director Stephen Dent    Mgmt    For    For    For
1.6   Elect Director Christine A. Edwards    Mgmt    For    For    For
1.7   Elect Director Martin S. Eichenbaum    Mgmt    For    For    For
1.8   Elect Director David E. Harquail    Mgmt    For    For    For
1.9   Elect Director Linda S. Huber    Mgmt    For    For    For
1.10   Elect Director Eric R. La Fleche    Mgmt    For    For    For
1.11   Elect Director Lorraine Mitchelmore    Mgmt    For    For    For
1.12   Elect Director Madhu Ranganathan    Mgmt    For    For    For
1.13   Elect Director Darryl White    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Bank of Montreal

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

3   Approve Advisory Vote on Executive Compensation Approach Shareholder Proposal    Mgmt Mgmt    For    For    For
A   Issue a Report Describing a Clear Plan to Make the Greenhouse Gas Footprint of the Company, Including the Portfolio on Lending Practices, Carbon Neutral    SH    Against    Against    Against

Zurich Insurance Group AG

 

Meeting Date:    04/07/2021   Country:    Switzerland   Primary Security ID:    H9870Y105
Record Date:      Meeting Type:    Annual   Ticker:    ZURN
     Shares Voted:    5,074     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report (Non-Binding)    Mgmt    For    Refer    For
2   Approve Allocation of Income and Dividends of CHF 20.00 per Share    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1a   Reelect Michel Lies as Director and Board Chairman    Mgmt    For    For    For
4.1b   Reelect Joan Amble as Director    Mgmt    For    For    For
4.1c   Reelect Catherine Bessant as Director    Mgmt    For    For    For
4.1d   Reelect Dame Carnwath as Director    Mgmt    For    For    For
4.1e   Reelect Christoph Franz as Director    Mgmt    For    For    For
4.1f   Reelect Michael Halbherr as Director    Mgmt    For    For    For
4.1g   Reelect Jeffrey Hayman as Director (pro-forma vote as Jeffrey Hayman is not available for appointment)    Mgmt    For    For    For
4.1h   Reelect Monica Maechler as Director    Mgmt    For    For    For
4.1i   Reelect Kishore Mahbubani as Director    Mgmt    For    For    For
4.1j   Reelect Jasmin Staiblin as Director    Mgmt    For    For    For
4.1k   Reelect Barry Stowe as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Zurich Insurance Group AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

4.1l   Elect Sabine Keller-Busse as Director    Mgmt    For    For    For
4.2.1   Reappoint Michel Lies as Member of the Compensation Committee    Mgmt    For    For    For
4.2.2   Reappoint Catherine Bessant as Member of the Compensation Committee    Mgmt    For    For    For
4.2.3   Reappoint Christoph Franz as Member of the Compensation Committee    Mgmt    For    For    For
4.2.4   Reappoint Kishore Mahbubani as Member of the Compensation Committee    Mgmt    For    For    For
4.2.5   Reappoint Jasmin Staiblin as Member of the Compensation Committee    Mgmt    For    For    For
4.2.6   Appoint Sabine Keller-Busse as Member of the Compensation Committee    Mgmt    For    For    For
4.3   Designate Keller KLG as Independent Proxy    Mgmt    For    For    For
4.4   Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
5.1   Approve Remuneration of Directors in the Amount of CHF 5.9 Million    Mgmt    For    Refer    For
5.2   Approve Remuneration of Executive Committee in the Amount of CHF 79.8 Million    Mgmt    For    Refer    For
6   Approve Extension of Existing Authorized Capital Pool of CHF 4.5 Million with Partial Exclusion of Preemptive Rights and Approve Amendment to Existing Conditional Capital Pool    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    For    Against    Against

Bank of America Corporation

 

Meeting Date:    04/20/2021   Country:    USA   Primary Security ID:    060505104
Record Date:    03/01/2021   Meeting Type:    Annual   Ticker:    BAC
     Shares Voted:    121,035     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1a   Elect Director Sharon L. Allen    Mgmt    For    For    For
1b   Elect Director Susan S. Bies    Mgmt    For    For    For
1c   Elect Director Frank P. Bramble, Sr.    Mgmt    For    For    For
1d   Elect Director Pierre J.P. de Weck    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Bank of America Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1e   Elect Director Arnold W. Donald    Mgmt    For    For    For
1f   Elect Director Linda P. Hudson    Mgmt    For    For    For
1g   Elect Director Monica C. Lozano    Mgmt    For    For    For
1h   Elect Director Thomas J. May    Mgmt    For    For    For
1i   Elect Director Brian T. Moynihan    Mgmt    For    For    For
1j   Elect Director Lionel L. Nowell, III    Mgmt    For    For    For
1k   Elect Director Denise L. Ramos    Mgmt    For    For    For
1l   Elect Director Clayton S. Rose    Mgmt    For    For    For
1m   Elect Director Michael D. White    Mgmt    For    For    For
1n   Elect Director Thomas D. Woods    Mgmt    For    For    For
1o   Elect Director R. David Yost    Mgmt    For    For    For
1p   Elect Director Maria T. Zuber    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Proxy Access Right    SH    Against    For    For
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Approve Change in Organizational Form    SH    Against    Refer    Against
8   Request on Racial Equity Audit    SH    Against    Against    Against

Public Service Enterprise Group Incorporated

 

Meeting Date:    04/20/2021   Country:    USA   Primary Security ID:    744573106
Record Date:    02/19/2021   Meeting Type:    Annual   Ticker:    PEG
     Shares Voted:    31,313     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.1   Elect Director Ralph Izzo    Mgmt    For    For    For
1.2   Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1.3   Elect Director Willie A. Deese    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Public Service Enterprise Group Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1.4   Elect Director David Lilley    Mgmt    For    For    For
1.5   Elect Director Barry H. Ostrowsky    Mgmt    For    For    For
1.6   Elect Director Scott G. Stephenson    Mgmt    For    For    For
1.7   Elect Director Laura A. Sugg    Mgmt    For    For    For
1.8   Elect Director John P. Surma    Mgmt    For    For    For
1.9   Elect Director Susan Tomasky    Mgmt    For    For    For
1.10   Elect Director Alfred W. Zollar    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For
5   Approve Omnibus Stock Plan    Mgmt    For    For    For

Raytheon Technologies Corporation

 

Meeting Date:    04/26/2021   Country:    USA   Primary Security ID:    75513E101
Record Date:    03/02/2021   Meeting Type:    Annual   Ticker:    RTX
     Shares Voted:    44,956     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1a   Elect Director Tracy A. Atkinson    Mgmt    For    For    For
1b   Elect Director Gregory J. Hayes    Mgmt    For    For    For
1c   Elect Director Thomas A. Kennedy    Mgmt    For    For    For
1d   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1e   Elect Director George R. Oliver    Mgmt    For    For    For
1f   Elect Director Robert K. (Kelly) Ortberg    Mgmt    For    For    For
1g   Elect Director Margaret L. O’Sullivan    Mgmt    For    For    For
1h   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1i   Elect Director Ellen M. Pawlikowski    Mgmt    For    For    For
1j   Elect Director Denise L. Ramos    Mgmt    For    For    For
1k   Elect Director Fredric G. Reynolds    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Raytheon Technologies Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1l   Elect Director Brian C. Rogers    Mgmt    For    For    For
1m   Elect Director James A. Winnefeld, Jr.    Mgmt    For    For    For
1n   Elect Director Robert O. Work    Mgmt    For    Refer    Against
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    For    For
6   Amend Proxy Access Right    SH    Against    For    For

Citigroup Inc.

 

Meeting Date:    04/27/2021   Country:    USA   Primary Security ID:    172967424
Record Date:    03/01/2021   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    37,524     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1a   Elect Director Ellen M. Costello    Mgmt    For    For    For
1b   Elect Director Grace E. Dailey    Mgmt    For    For    For
1c   Elect Director Barbara J. Desoer    Mgmt    For    For    For
1d   Elect Director John C. Dugan    Mgmt    For    For    For
1e   Elect Director Jane N. Fraser    Mgmt    For    For    For
1f   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1g   Elect Director Peter B. Henry    Mgmt    For    For    For
1h   Elect Director S. Leslie Ireland    Mgmt    For    For    For
1i   Elect Director Lew W. (Jay) Jacobs, IV    Mgmt    For    For    For
1j   Elect Director Renee J. James    Mgmt    For    For    For
1k   Elect Director Gary M. Reiner    Mgmt    For    For    For
1l   Elect Director Diana L. Taylor    Mgmt    For    For    For
1m   Elect Director James S. Turley    Mgmt    For    For    For
1n   Elect Director Deborah C. Wright    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1o   Elect Director Alexander R. Wynaendts    Mgmt    For    For    For
1p   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For
5   Amend Proxy Access Right    SH    Against    For    For
6   Require Independent Board Chair    SH    Against    Refer    Against
7   Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    SH    Against    Refer    Against
8   Report on Lobbying Payments and Policy    SH    Against    Against    Against
9   Report on Racial Equity Audit    SH    Against    Against    Against
10   Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Refer    Against

Exelon Corporation

 

Meeting Date:    04/27/2021   Country:    USA   Primary Security ID:    30161N101
Record Date:    03/01/2021   Meeting Type:    Annual   Ticker:    EXC
     Shares Voted:    58,858     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1a   Elect Director Anthony Anderson    Mgmt    For    For    For
1b   Elect Director Ann Berzin    Mgmt    For    For    For
1c   Elect Director Laurie Brlas    Mgmt    For    For    For
1d   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1e   Elect Director Christopher Crane    Mgmt    For    For    For
1f   Elect Director Yves de Balmann    Mgmt    For    For    For
1g   Elect Director Linda Jojo    Mgmt    For    For    For
1h   Elect Director Paul Joskow    Mgmt    For    For    For
1i   Elect Director Robert Lawless    Mgmt    For    For    For
1j   Elect Director John Richardson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Exelon Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1k   Elect Director Mayo Shattuck, III    Mgmt    For    For    For
1l   Elect Director John Young    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Report on Child Labor Audit    SH    Against    Against    Against

Eaton Corporation plc

 

Meeting Date:    04/28/2021   Country:    Ireland   Primary Security ID:    G29183103
Record Date:    03/01/2021   Meeting Type:    Annual   Ticker:    ETN
     Shares Voted:    23,221     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1a   Elect Director Craig Arnold    Mgmt    For    For    For
1b   Elect Director Christopher M. Connor    Mgmt    For    For    For
1c   Elect Director Olivier Leonetti    Mgmt    For    For    For
1d   Elect Director Deborah L. McCoy    Mgmt    For    For    For
1e   Elect Director Silvio Napoli    Mgmt    For    For    For
1f   Elect Director Gregory R. Page    Mgmt    For    For    For
1g   Elect Director Sandra Pianalto    Mgmt    For    For    For
1h   Elect Director Lori J. Ryerkerk    Mgmt    For    For    For
1i   Elect Director Gerald B. Smith    Mgmt    For    For    For
1j   Elect Director Dorothy C. Thompson    Mgmt    For    For    For
2   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Authorize Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorize Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorize Share Repurchase of Issued Share    Mgmt    For    For    For
  Capital            

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Muenchener Rueckversicherungs-Gesellschaft AG

 

Meeting Date:    04/28/2021   Country:    Germany   Primary Security ID:    D55535104
Record Date:      Meeting Type:    Annual   Ticker:    MUV2
     Shares Voted:    6,722     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 9.80 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5   Elect Carinne Knoche-Brouillon to the Supervisory Board    Mgmt    For    For    For
6   Approve Remuneration Policy    Mgmt    For    Refer    For
7   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8   Approve Creation of EUR 117.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9.1   Approve Affiliation Agreement with MR Beteiligungen 20. GmbH    Mgmt    For    Refer    For
9.2   Approve Affiliation Agreement with MR Beteiligungen 21. GmbH    Mgmt    For    Refer    For
9.3   Approve Affiliation Agreement with MR Beteiligungen 22. GmbH    Mgmt    For    Refer    For

RWE AG

 

Meeting Date:    04/28/2021   Country:    Germany   Primary Security ID:    D6629K109
Record Date:    04/06/2021   Meeting Type:    Annual   Ticker:    RWE
     Shares Voted:    72,679     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 0.85 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

RWE AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

4   Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    Mgmt    For    For    For
6.1   Elect Werner Brandt to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Hans Buenting to the Supervisory Board    Mgmt    For    For    For
6.3   Elect Ute Gerbaulet to the Supervisory Board    Mgmt    For    For    For
6.4   Elect Hans-Peter Keitel to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Monika Kircher to the Supervisory Board    Mgmt    For    For    For
6.6   Elect Guenther Schartz to the Supervisory Board    Mgmt    For    For    For
6.7   Elect Erhard Schipporeit to the Supervisory Board    Mgmt    For    For    For
6.8   Elect Ullrich Sierau to the Supervisory Board    Mgmt    For    For    For
6.9   Elect Hauke Stars to the Supervisory Board    Mgmt    For    For    For
6.10   Elect Helle Valentin to the Supervisory Board    Mgmt    For    For    For
7   Approve Remuneration Policy    Mgmt    For    For    For
8   Approve Remuneration of Supervisory Board    Mgmt    For    For    For
9   Approve Creation of EUR 346.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 173.1 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
11   Amend Articles Re: By-elections to the Supervisory Board    Mgmt    For    Refer    For
12   Amend Articles Re: Election of Chairman and Deputy Chairman of the Supervisory Board    Mgmt    For    Refer    For
13   Amend Articles Re: Proof of Entitlement    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Schneider Electric SE

 

Meeting Date:    04/28/2021   Country:    France   Primary Security ID:    F86921107
Record Date:    04/26/2021   Meeting Type:    Annual/Special   Ticker:    SU
     Shares Voted:    267     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Treatment of Losses and Dividends of EUR 2.60 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions    Mgmt    For    Refer    For
5   Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
6   Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    Mgmt    For    Refer    For
7   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
8   Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
9   Reelect Jean-Pascal Tricoire as Director    Mgmt    For    For    For
10   Elect Anna Ohlsson-Leijon as Director    Mgmt    For    For    For
11   Elect Thierry Jacquet as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
12   Elect Zennia Csikos as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
13   Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board    Mgmt    For    Refer    For
14   Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board    Mgmt    Against    Refer    Against
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business    Mgmt Mgmt    For    For    For
16   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million    Mgmt    For    For    For
17   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Schneider Electric SE

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

18   Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million    Mgmt    For    Refer    For
19   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18    Mgmt    For    For    For
20   Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
21   Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
24   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
25   Amend Article 13 of Bylaws Re: Editorial Change    Mgmt    For    For    For
26   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

AXA SA

 

Meeting Date:    04/29/2021   Country:    France   Primary Security ID:    F06106102
Record Date:    04/27/2021   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    132,001     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.43 per Share    Mgmt    For    For    For
4   Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

AXA SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Approve Compensation of Denis Duverne, Chairman of the Board    Mgmt    For    Refer    For
6   Approve Compensation of Thomas Buberl, CEO    Mgmt    For    Refer    Against
7   Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020    Mgmt    For    Refer    For
8   Approve Remuneration Policy of CEO    Mgmt    For    Refer    For
9   Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
10   Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
11   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
12   Reelect Ramon de Oliveira as Director    Mgmt    For    For    For
13   Elect Guillaume Faury as Director    Mgmt    For    For    For
14   Elect Ramon Fernandez as Director    Mgmt    For    For    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions    Mgmt    For    For    For
18   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    For    For
19   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million    Mgmt    For    Refer    For
20   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    For    For
21   Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers    Mgmt    For    For    For
22   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

AXA SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

23   Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million    Mgmt    For    For    For
24   Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion    Mgmt    For    For    For
25   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
26   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    Refer    For
27   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
28   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

CRH Plc

 

Meeting Date:    04/29/2021   Country:    Ireland   Primary Security ID:    G25508105
Record Date:    04/25/2021   Meeting Type:    Annual   Ticker:    CRH
     Shares Voted:    0     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    Do Not Vote
2   Approve Final Dividend    Mgmt    For    For    Do Not Vote
3   Approve Remuneration Report    Mgmt    For    Refer    Do Not Vote
4a   Re-elect Richie Boucher as Director    Mgmt    For    For    Do Not Vote
4b   Elect Caroline Dowling as Director    Mgmt    For    For    Do Not Vote
4c   Elect Richard Fearon as Director    Mgmt    For    For    Do Not Vote
4d   Re-elect Johan Karlstrom as Director    Mgmt    For    For    Do Not Vote
4e   Re-elect Shaun Kelly as Director    Mgmt    For    For    Do Not Vote

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

CRH Plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4f   Elect Lamar McKay as Director    Mgmt    For    For    Do Not Vote
4g   Re-elect Albert Manifold as Director    Mgmt    For    For    Do Not Vote
4h   Re-elect Gillian Platt as Director    Mgmt    For    For    Do Not Vote
4i   Re-elect Mary Rhinehart as Director    Mgmt    For    For    Do Not Vote
4j   Re-elect Siobhan Talbot as Director    Mgmt    For    For    Do Not Vote
5   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    Do Not Vote
6   Ratify Deloitte Ireland LLP as Auditors    Mgmt    For    For    Do Not Vote
7   Authorise Issue of Equity    Mgmt    For    For    Do Not Vote
8   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    Do Not Vote
9   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    Do Not Vote
10   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    Do Not Vote
11   Authorise Reissuance of Treasury Shares    Mgmt    For    Refer    Do Not Vote
12   Approve Scrip Dividend    Mgmt    For    For    Do Not Vote
13   Approve Savings-Related Share Option Schemes    Mgmt    For    Refer    Do Not Vote
14   Approve Cancellation of Share Premium Account    Mgmt    For    For    Do Not Vote

Sanofi

 

Meeting Date:

    04/30/2021   Country:    France   Primary Security ID:    F5548N101
Record Date:    04/28/2021   Meeting Type:    Annual/Special   Ticker:    SAN
     Shares Voted:    228     

 

Proposal
Number

  

Proposal Text

  

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote
Instruction

  Ordinary Business   Mgmt         

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Sanofi

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Treatment of Losses and Dividends of EUR 3.20 per Share    Mgmt    For    For    For
4   Ratify Appointment of Gilles Schnepp as Director    Mgmt    For    For    For
5   Reelect Fabienne Lecorvaisier as Director    Mgmt    For    For    For
6   Reelect Melanie Lee as Director    Mgmt    For    For    For
7   Elect Barbara Lavernos as Director    Mgmt    For    For    For
8   Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
9   Approve Compensation of Serge Weinberg, Chairman of the Board    Mgmt    For    Refer    For
10   Approve Compensation of Paul Hudson, CEO    Mgmt    For    Refer    For
11   Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12   Approve Remuneration Policy of Chairman of the Board    Mgmt    For    Refer    For
13   Approve Remuneration Policy of CEO    Mgmt    For    Refer    For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
15   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
16   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million    Mgmt    For    For    For
17   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million    Mgmt    For    For    For
18   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million    Mgmt    For    Refer    For
19   Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Sanofi

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

20   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
21   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
22   Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For
24   Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
25   Amend Article 13 of Bylaws Re: Written Consultation    Mgmt    For    Refer    For
26   Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors    Mgmt    For    Refer    For
27   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Anglo American Plc

 

Meeting Date:    05/05/2021   Country:    United Kingdom   Primary Security ID:    G03764134
Record Date:    04/30/2021   Meeting Type:    Annual   Ticker:    AAL
     Shares Voted:    44,758     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Elisabeth Brinton as Director    Mgmt    For    For    For
4   Elect Hilary Maxson as Director    Mgmt    For    For    For
5   Re-elect Ian Ashby as Director    Mgmt    For    For    For
6   Re-elect Marcelo Bastos as Director    Mgmt    For    For    For
7   Re-elect Stuart Chambers as Director    Mgmt    For    For    For
8   Re-elect Mark Cutifani as Director    Mgmt    For    For    For
9   Re-elect Byron Grote as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Anglo American Plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

10   Re-elect Hixonia Nyasulu as Director    Mgmt    For    For    For
11   Re-elect Nonkululeko Nyembezi as Director    Mgmt    For    For    For
12   Re-elect Tony O’Neill as Director    Mgmt    For    For    For
13   Re-elect Stephen Pearce as Director    Mgmt    For    For    For
14   Re-elect Anne Stevens as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Approve Remuneration Report    Mgmt    For    Refer    For
18   Authorise Issue of Equity    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Adopt New Articles of Association    Mgmt    For    Refer    For
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For

Anglo American Plc

 

Meeting Date:    05/05/2021   Country:    United Kingdom   Primary Security ID:    G03764134
Record Date:    04/30/2021   Meeting Type:    Court   Ticker:    AAL
     Shares Voted:    44,758     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Court Meeting    Mgmt         
1   Approve Scheme of Arrangement    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Anglo American Plc

 

Meeting Date:    05/05/2021   Country:    United Kingdom   Primary Security ID:    G03764134
Record Date:    04/30/2021   Meeting Type:    Special   Ticker:    AAL
     Shares Voted:    44,758     

 

Proposal
Number

   

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1    Approve Matters Relating to the Demerger of Thungela Resources Limited    Mgmt    For    Refer    For

Philip Morris International Inc.

 

Meeting Date:    05/05/2021   Country:    USA   Primary Security ID:    718172109
Record Date:    03/12/2021   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    39,759     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Brant Bonin Bough    Mgmt    For    For    For
1b   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1c   Elect Director Michel Combes    Mgmt    For    For    For
1d   Elect Director Juan Jose Daboub    Mgmt    For    For    For
1e   Elect Director Werner Geissler    Mgmt    For    For    For
1f   Elect Director Lisa A. Hook    Mgmt    For    For    For
1g   Elect Director Jun Makihara    Mgmt    For    For    For
1h   Elect Director Kalpana Morparia    Mgmt    For    For    For
1i   Elect Director Lucio A. Noto    Mgmt    For    For    For
1j   Elect Director Jacek Olczak    Mgmt    For    For    For
1k   Elect Director Frederik Paulsen    Mgmt    For    For    For
1l   Elect Director Robert B. Polet    Mgmt    For    For    For
1m   Elect Director Shlomo Yanai    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers SA as Auditor    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Unilever Plc

 

Meeting Date:

    05/05/2021   Country:    United Kingdom   Primary Security ID:    G92087165
Record Date:    05/03/2021   Meeting Type:    Annual   Ticker:    ULVR
     Shares Voted:    58,299     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    Refer    For
3   Approve Remuneration Policy    Mgmt    For    Refer    For
4   Approve Climate Transition Action Plan    Mgmt    For    For    For
5   Re-elect Nils Andersen as Director    Mgmt    For    For    For
6   Re-elect Laura Cha as Director    Mgmt    For    For    For
7   Re-elect Dr Judith Hartmann as Director    Mgmt    For    For    For
8   Re-elect Alan Jope as Director    Mgmt    For    For    For
9   Re-elect Andrea Jung as Director    Mgmt    For    For    For
10   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
11   Re-elect Strive Masiyiwa as Director    Mgmt    For    For    For
12   Re-elect Youngme Moon as Director    Mgmt    For    For    For
13   Re-elect Graeme Pitkethly as Director    Mgmt    For    For    For
14   Re-elect John Rishton as Director    Mgmt    For    For    For
15   Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
16   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
17   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
19   Approve SHARES Plan    Mgmt    For    For    For
20   Authorise Issue of Equity    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
25   Adopt New Articles of Association    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Unilever Plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

26   Approve Reduction of the Share Premium Account    Mgmt    For    For    For

Eastman Chemical Company

 

Meeting Date:    05/06/2021   Country:    USA   Primary Security ID:    277432100
Record Date:    03/15/2021   Meeting Type:    Annual   Ticker:    EMN
     Shares Voted:    16,797     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Humberto P. Alfonso    Mgmt    For    For    For
1.2   Elect Director Vanessa L. Allen Sutherland    Mgmt    For    For    For
1.3   Elect Director Brett D. Begemann    Mgmt    For    For    For
1.4   Elect Director Mark J. Costa    Mgmt    For    For    For
1.5   Elect Director Edward L. Doheny, II    Mgmt    For    For    For
1.6   Elect Director Julie F. Holder    Mgmt    For    For    For
1.7   Elect Director Renee J. Hornbaker    Mgmt    For    For    For
1.8   Elect Director Kim Ann Mink    Mgmt    For    For    For
1.9   Elect Director James J. O’Brien    Mgmt    For    For    For
1.10   Elect Director David W. Raisbeck    Mgmt    For    For    For
1.11   Elect Director Charles K. Stevens, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

AstraZeneca Plc

 

Meeting Date:    05/11/2021   Country:    United Kingdom   Primary Security ID:    G0593M107
Record Date:    05/07/2021   Meeting Type:    Annual   Ticker:    AZN
     Shares Voted:    44,263     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividends    Mgmt    For    For    For
3   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5a   Re-elect Leif Johansson as Director    Mgmt    For    For    For
5b   Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5c   Re-elect Marc Dunoyer as Director    Mgmt    For    For    For
5d   Re-elect Philip Broadley as Director    Mgmt    For    For    For
5e   Elect Euan Ashley as Director    Mgmt    For    For    For
5f   Re-elect Michel Demare as Director    Mgmt    For    For    For
5g   Re-elect Deborah DiSanzo as Director    Mgmt    For    For    For
5h   Elect Diana Layfield as Director    Mgmt    For    For    For
5i   Re-elect Sheri McCoy as Director    Mgmt    For    For    For
5j   Re-elect Tony Mok as Director    Mgmt    For    For    For
5k   Re-elect Nazneen Rahman as Director    Mgmt    For    For    For
5l   Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6   Approve Remuneration Report    Mgmt    For    Refer    For
7   Approve Remuneration Policy    Mgmt    For    Refer    Against
8   Authorise UK Political Donations and Expenditure    Mgmt    For    For    For
9   Authorise Issue of Equity    Mgmt    For    For    For
10   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
12   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
13   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
14   Amend Performance Share Plan    Mgmt    For    For    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

AstraZeneca Plc

 

Meeting Date:    05/11/2021   Country:    United Kingdom   Primary Security ID:    G0593M107
Record Date:    05/07/2021   Meeting Type:    Special   Ticker:    AZN
     Shares Voted:    44,263     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote Instruction

1   Approve Acquisition of Alexion Pharmaceuticals, Inc.    Mgmt    For    Refer    For

ConocoPhillips

 

Meeting Date:    05/11/2021   Country:    USA   Primary Security ID:    20825C104
Record Date:    03/15/2021   Meeting Type:    Annual   Ticker:    COP
     Shares Voted:    62,133     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Charles E. Bunch    Mgmt    For    For    For
1b   Elect Director Caroline Maury Devine    Mgmt    For    For    For
1c   Elect Director John V. Faraci    Mgmt    For    For    For
1d   Elect Director Jody Freeman    Mgmt    For    For    For
1e   Elect Director Gay Huey Evans    Mgmt    For    For    For
1f   Elect Director Jeffrey A. Joerres    Mgmt    For    For    For
1g   Elect Director Ryan M. Lance    Mgmt    For    For    For
1h   Elect Director Timothy A. Leach    Mgmt    For    For    For
1i   Elect Director William H. McRaven    Mgmt    For    For    For
1j   Elect Director Sharmila Mulligan    Mgmt    For    For    For
1k   Elect Director Eric D. Mullins    Mgmt    For    For    For
1l   Elect Director Arjun N. Murti    Mgmt    For    For    For
1m   Elect Director Robert A. Niblock    Mgmt    For    For    For
1n   Elect Director David T. Seaton    Mgmt    For    For    For
1o   Elect Director R.A. Walker    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

ConocoPhillips

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Adopt Simple Majority Vote    SH    For    For    For
5   Emission Reduction Targets    SH    Against    For    For

CVS Health Corporation

 

Meeting Date:    05/13/2021   Country:    USA   Primary Security ID:    126650100
Record Date:    03/17/2021   Meeting Type:    Annual   Ticker:    CVS
     Shares Voted:    44,719     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Fernando Aguirre    Mgmt    For    For    For
1b   Elect Director C. David Brown, II    Mgmt    For    For    For
1c   Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d   Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Roger N. Farah    Mgmt    For    For    For
1g   Elect Director Anne M. Finucane    Mgmt    For    For    For
1h   Elect Director Edward J. Ludwig    Mgmt    For    For    For
1i   Elect Director Karen S. Lynch    Mgmt    For    For    For
1j   Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1k   Elect Director Mary L. Schapiro    Mgmt    For    For    For
1l   Elect Director William C. Weldon    Mgmt    For    For    For
1m   Elect Director Tony L. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    SH    Against    For    For
5   Require Independent Board Chair    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Amgen Inc.

 

Meeting Date:    05/18/2021   Country:    USA   Primary Security ID:    031162100
Record Date:    03/19/2021   Meeting Type:    Annual   Ticker:    AMGN
     Shares Voted:    10,650     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Wanda M. Austin    Mgmt    For    For    For
1b   Elect Director Robert A. Bradway    Mgmt    For    For    For
1c   Elect Director Brian J. Druker    Mgmt    For    For    For
1d   Elect Director Robert A. Eckert    Mgmt    For    For    For
1e   Elect Director Greg C. Garland    Mgmt    For    For    For
1f   Elect Director Charles M. Holley, Jr.    Mgmt    For    For    For
1g   Elect Director Tyler Jacks    Mgmt    For    For    For
1h   Elect Director Ellen J. Kullman    Mgmt    For    For    For
1i   Elect Director Amy E. Miles    Mgmt    For    For    For
1j   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1k   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

E.ON SE

 

Meeting Date:    05/19/2021   Country:    Germany   Primary Security ID:    D24914133
Record Date:      Meeting Type:    Annual   Ticker:    EOAN
     Shares Voted:    164,451     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 0.47 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal Year 2020    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal Year 2020    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

E.ON SE

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5.1   Ratify KPMG AG as Auditors for Fiscal Year 2021    Mgmt    For    For    For
5.2   Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021    Mgmt    For    For    For
5.3   Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022    Mgmt    For    For    For
6   Approve Remuneration Policy    Mgmt    For    Refer    For
7   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
8.1   Elect Erich Clementi to the Supervisory Board    Mgmt    For    For    For
8.2   Elect Andreas Schmitz to the Supervisory Board    Mgmt    For    For    For
8.3   Elect Ewald Woste to the Supervisory Board    Mgmt    For    For    For
9.1   Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH    Mgmt    For    Refer    For
9.2   Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH    Mgmt    For    Refer    For

Enel SpA

 

Meeting Date:    05/20/2021   Country:    Italy   Primary Security ID:    T3679P115
Record Date:    05/11/2021   Meeting Type:    Annual   Ticker:    ENEL
     Shares Voted:    375,817     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3   Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    For
4   Approve Long-Term Incentive Plan    Mgmt    For    For    For
5.1   Approve Remuneration Policy    Mgmt    For    Refer    For
5.2   Approve Second Section of the Remuneration Report    Mgmt    For    Refer    For
A   Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Morgan Stanley

 

Meeting Date:    05/20/2021   Country:    USA   Primary Security ID:    617446448
Record Date:    03/22/2021   Meeting Type:    Annual   Ticker:    MS
     Shares Voted:    56,308     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Elizabeth Corley    Mgmt    For    For    For
1b   Elect Director Alistair Darling    Mgmt    For    For    For
1c   Elect Director Thomas H. Glocer    Mgmt    For    For    For
1d   Elect Director James P. Gorman    Mgmt    For    For    For
1e   Elect Director Robert H. Herz    Mgmt    For    For    For
1f   Elect Director Nobuyuki Hirano    Mgmt    For    For    For
1g   Elect Director Hironori Kamezawa    Mgmt    For    For    For
1h   Elect Director Shelley B. Leibowitz    Mgmt    For    For    For
1i   Elect Director Stephen J. Luczo    Mgmt    For    For    For
1j   Elect Director Jami Miscik    Mgmt    For    For    For
1k   Elect Director Dennis M. Nally    Mgmt    For    For    For
1l   Elect Director Mary L. Schapiro    Mgmt    For    For    For
1m   Elect Director Perry M. Traquina    Mgmt    For    For    For
1n   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    For    For

Sands China Ltd.

 

Meeting Date:    05/21/2021   Country:    Cayman Islands   Primary Security ID:    G7800X107
Record Date:    05/10/2021   Meeting Type:    Annual   Ticker:    1928
     Shares Voted:    417,000     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Sands China Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2a   Elect Robert Glen Goldstein as Director    Mgmt    For    For    Against
2b   Elect Steven Zygmunt Strasser as Director    Mgmt    For    For    For
2c   Elect Kenneth Patrick Chung as Director    Mgmt    For    For    For
2d   Elect Chum Kwan Lock, Grant as Director    Mgmt    For    For    For
2e   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
3   Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Total SE

 

Meeting Date:    05/28/2021   Country:    France   Primary Security ID:    F92124100
Record Date:    05/26/2021   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    440     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.64 per Share    Mgmt    For    For    For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
6   Reelect Patrick Pouyanne as Director    Mgmt    For    Refer    Against
7   Reelect Anne-Marie Idrac as Director    Mgmt    For    For    For
8   Elect Jacques Aschenbroich as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Total SE

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Elect Glenn Hubbard as Director    Mgmt    For    For    For
10   Approve Compensation Report of Corporate Officers    Mgmt    For    Refer    For
11   Approve Remuneration Policy of Directors    Mgmt    For    Refer    For
12   Approve Compensation of Patrick Pouyanne, Chairman and CEO    Mgmt    For    Refer    For
13   Approve Remuneration Policy of Chairman and CEO    Mgmt    For    Refer    For
14   Approve the Company’s Sustainable Development and Energy Transition    Mgmt    For    Refer    For
  Extraordinary Business    Mgmt         
15   Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly    Mgmt    For    For    For
16   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    For    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    Refer    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/08/2021   Country:    Taiwan   Primary Security ID:    Y84629107
Record Date:    04/09/2021   Meeting Type:    Annual   Ticker:    2330
     Shares Voted:    304,000     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Business Operations Report and Financial Statements    Mgmt    For    For    For
2   Approve Amendment to Rules and Procedures for Election of Directors    Mgmt    For    Refer    For
3   Approve Issuance of Restricted Stocks    Mgmt    For    For    For
  ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
4.1   Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director    Mgmt    For    For    For
4.2   Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director    Mgmt    For    For    For
4.3   Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.4   Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director    Mgmt    For    For    For
4.5   Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director    Mgmt    For    For    For
4.6   Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director    Mgmt    For    For    For
4.7   Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director    Mgmt    For    For    For
4.8   Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director    Mgmt    For    For    For
4.9   Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director    Mgmt    For    For    For
4.10   Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director    Mgmt    For    For    For

ITOCHU Corp.

 

Meeting Date:    06/18/2021   Country:    Japan   Primary Security ID:    J2501P104
Record Date:    03/31/2021   Meeting Type:    Annual   Ticker:    8001
     Shares Voted:    59,559     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 44    Mgmt    For    For    For
2.1   Elect Director Okafuji, Masahiro    Mgmt    For    For    For
2.2   Elect Director Suzuki, Yoshihisa    Mgmt    For    For    For
2.3   Elect Director Ishii, Keita    Mgmt    For    For    For
2.4   Elect Director Yoshida, Tomofumi    Mgmt    For    For    For
2.5   Elect Director Fukuda, Yuji    Mgmt    For    For    For
2.6   Elect Director Kobayashi, Fumihiko    Mgmt    For    For    For
2.7   Elect Director Hachimura, Tsuyoshi    Mgmt    For    For    For
2.8   Elect Director Muraki, Atsuko    Mgmt    For    For    For
2.9   Elect Director Kawana, Masatoshi    Mgmt    For    For    For
2.10   Elect Director Nakamori, Makiko    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

ITOCHU Corp.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.11   Elect Director Ishizuka, Kunio    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Majima, Shingo    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Kikuchi, Masumi    Mgmt    For    Refer    For

ORIX Corp.

 

Meeting Date:    06/25/2021   Country:    Japan   Primary Security ID:    J61933123
Record Date:    03/31/2021   Meeting Type:    Annual   Ticker:    8591
     Shares Voted:    183,300     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Amend Articles to Amend Business Lines    Mgmt    For    Refer    For
2.1   Elect Director Inoue, Makoto    Mgmt    For    For    For
2.2   Elect Director Irie, Shuji    Mgmt    For    For    For
2.3   Elect Director Taniguchi, Shoji    Mgmt    For    For    For
2.4   Elect Director Matsuzaki, Satoru    Mgmt    For    For    For
2.5   Elect Director Suzuki, Yoshiteru    Mgmt    For    For    For
2.6   Elect Director Stan Koyanagi    Mgmt    For    For    For
2.7   Elect Director Takenaka, Heizo    Mgmt    For    For    For
2.8   Elect Director Michael Cusumano    Mgmt    For    For    For
2.9   Elect Director Akiyama, Sakie    Mgmt    For    For    For
2.10   Elect Director Watanabe, Hiroshi    Mgmt    For    For    For
2.11   Elect Director Sekine, Aiko    Mgmt    For    For    For
2.12   Elect Director Hodo, Chikatomo    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 933 Ivy Apollo Multi-Asset Income Fund Global Equity Income Strategy

 

Tokio Marine Holdings, Inc.

 

Meeting Date:    06/28/2021   Country:    Japan   Primary Security    ID: J86298106
Record Date:    03/31/2021   Meeting Type:    Annual   Ticker:    8766
     Shares Voted:    39,600     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 100    Mgmt    For    For    For
2.1   Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.2   Elect Director Komiya, Satoru    Mgmt    For    For    For
2.3   Elect Director Yuasa, Takayuki    Mgmt    For    For    For
2.4   Elect Director Harashima, Akira    Mgmt    For    For    For
2.5   Elect Director Okada, Kenji    Mgmt    For    For    For
2.6   Elect Director Endo, Yoshinari    Mgmt    For    For    For
2.7   Elect Director Hirose, Shinichi    Mgmt    For    For    For
2.8   Elect Director Mimura, Akio    Mgmt    For    For    For
2.9   Elect Director Egawa, Masako    Mgmt    For    For    For
2.10   Elect Director Mitachi, Takashi    Mgmt    For    For    For
2.11   Elect Director Endo, Nobuhiro    Mgmt    For    For    For
2.12   Elect Director Katanozaka, Shinya    Mgmt    For    For    For
2.13   Elect Director Osono, Emi    Mgmt    For    For    For
2.14   Elect Director Moriwaki, Yoichi    Mgmt    For    For    For
3   Approve Compensation Ceiling for Directors and Trust-Type Equity Compensation Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 932 Ivy Apollo Mult-Asset Income Fund HIgh Income Strategy

 

California Resources Corporation

 

Meeting Date:    05/12/2021   Country:    USA   Primary Security ID:    13057Q305
Record Date:    03/15/2021   Meeting Type:    Annual   Ticker:    CRC
     Shares Voted:    6,355     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Douglas E. Brooks    Mgmt    For    For    For
1.2   Elect Director Tiffany (TJ) Thom Cepak    Mgmt    For    For    For
1.3   Elect Director James N. Chapman    Mgmt    For    For    For
1.4   Elect Director Mark A. (Mac) McFarland    Mgmt    For    For    For
1.5   Elect Director Julio M. Quintana    Mgmt    For    For    For
1.6   Elect Director William B. Roby    Mgmt    For    For    For
1.7   Elect Director Andrew Bremner    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

McDermott International Ltd.

 

Meeting Date:    05/14/2021   Country:    Bermuda   Primary Security ID:    G5924V106
Record Date:    03/15/2021   Meeting Type:    Annual   Ticker:    MCDIF
     Shares Voted:    101,858     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Appoint David Dickson as Chairman of the Meeting    Mgmt    For    For    For
2.1   Elect Director Craig Broderick    Mgmt    For    Refer    Withhold
2.2   Elect Director Neil Bruce    Mgmt    For    Refer    Withhold
2.3   Elect Director David Dickson    Mgmt    For    Refer    Withhold
2.4   Elect Director Barbara Duganier    Mgmt    For    Refer    Withhold
2.5   Elect Director Andrew Gould    Mgmt    For    Refer    Withhold
2.6   Elect Director Alan Hirshberg    Mgmt    For    Refer    Withhold
2.7   Elect Director Nils Larsen    Mgmt    For    Refer    Withhold

 

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 932 Ivy Apollo Mult-Asset Income Fund HIgh Income Strategy

 

McDermott International Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.8   Elect Director Lee McIntire    Mgmt    For    Refer    Withhold
2.9   Elect Director Paul Soldatos    Mgmt    For    Refer    Withhold
3   Amend Bye-laws    Mgmt    For    Refer    For
4   Approve Alteration to the Memorandum of Association    Mgmt    For    Refer    For
5   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    Against

Laureate Education, Inc.

 

Meeting Date:    05/26/2021   Country:    USA   Primary Security ID:    518613203
Record Date:    03/29/2021   Meeting Type:    Annual   Ticker:    LAUR
     Shares Voted:    10,687     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Brian F. Carroll    Mgmt    For    Refer    Withhold
1.2   Elect Director Andrew B. Cohen    Mgmt    For    Refer    Withhold
1.3   Elect Director William L. Cornog    Mgmt    For    Refer    Withhold
1.4   Elect Director Pedro del Corro    Mgmt    For    Refer    Withhold
1.5   Elect Director Michael J. Durham    Mgmt    For    Refer    Withhold
1.6   Elect Director Kenneth W. Freeman    Mgmt    For    Refer    Withhold
1.7   Elect Director George Munoz    Mgmt    For    Refer    Withhold
1.8   Elect Director Judith Rodin    Mgmt    For    Refer    Withhold
1.9   Elect Director Eilif Serck-Hanssen    Mgmt    For    Refer    Withhold
1.10   Elect Director Ian K. Snow    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

DELAWARE IVY APOLLO STRATEGIC INCOME FUND

(prior to July 1, 2021, Ivy Apollo Strategic Income Fund)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 942 Ivy Apollo Strategic Income Fund High Income Strategy

California Resources Corporation

 

Meeting Date:    05/12/2021   Country:    USA   Primary Security ID:    13057Q305
Record Date:    03/15/2021   Meeting Type:    Annual   Ticker:    CRC
     Shares Voted:    7,403     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Douglas E. Brooks    Mgmt    For    For    For
1.2   Elect Director Tiffany (TJ) Thom Cepak    Mgmt    For    For    For
1.3   Elect Director James N. Chapman    Mgmt    For    For    For
1.4   Elect Director Mark A. (Mac) McFarland    Mgmt    For    For    For
1.5   Elect Director Julio M. Quintana    Mgmt    For    For    For
1.6   Elect Director William B. Roby    Mgmt    For    For    For
1.7   Elect Director Andrew Bremner    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

McDermott International Ltd.

 

Meeting Date:    05/14/2021   Country:    Bermuda   Primary Security ID:    G5924V106
Record Date:    03/15/2021   Meeting Type:    Annual   Ticker:    MCDIF
     Shares Voted:    112,695     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Appoint David Dickson as Chairman of the Meeting    Mgmt    For    For    For
2.1   Elect Director Craig Broderick    Mgmt    For    Refer    Withhold
2.2   Elect Director Neil Bruce    Mgmt    For    Refer    Withhold
2.3   Elect Director David Dickson    Mgmt    For    Refer    Withhold
2.4   Elect Director Barbara Duganier    Mgmt    For    Refer    Withhold
2.5   Elect Director Andrew Gould    Mgmt    For    Refer    Withhold
2.6   Elect Director Alan Hirshberg    Mgmt    For    Refer    Withhold
2.7   Elect Director Nils Larsen    Mgmt    For    Refer    Withhold

 

Vote Summary Report

Reporting Period: 07/01/2020 to 06/30/2021

Location(s): All Locations

Institution Account(s): 942 Ivy Apollo Strategic Income Fund High Income Strategy

 

McDermott International Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.8   Elect Director Lee McIntire    Mgmt    For    Refer    Withhold
2.9   Elect Director Paul Soldatos    Mgmt    For    Refer    Withhold
3   Amend Bye-laws    Mgmt    For    Refer    For
4   Approve Alteration to the Memorandum of Association    Mgmt    For    Refer    For
5   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    Against

Laureate Education, Inc.

 

Meeting Date:    05/26/2021   Country:    USA   Primary Security ID:    518613203
Record Date:    03/29/2021   Meeting Type:    Annual   Ticker:    LAUR
     Shares Voted:    19,729     

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Brian F. Carroll    Mgmt    For    Refer    Withhold
1.2   Elect Director Andrew B. Cohen    Mgmt    For    Refer    Withhold
1.3   Elect Director William L. Cornog    Mgmt    For    Refer    Withhold
1.4   Elect Director Pedro del Corro    Mgmt    For    Refer    Withhold
1.5   Elect Director Michael J. Durham    Mgmt    For    Refer    Withhold
1.6   Elect Director Kenneth W. Freeman    Mgmt    For    Refer    Withhold
1.7   Elect Director George Munoz    Mgmt    For    Refer    Withhold
1.8   Elect Director Judith Rodin    Mgmt    For    Refer    Withhold
1.9   Elect Director Eilif Serck-Hanssen    Mgmt    For    Refer    Withhold
1.10   Elect Director Ian K. Snow    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

DELAWARE IVY CALIFORNIA MUNICIPAL HIGH INCOME FUND

(prior to July 1, 2021, Ivy California Municipal High Income Fund)

Proxy Voting Record

There was no proxy voting for Delaware Ivy California Municipal High Income Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY CASH MANAGEMENT FUND

(prior to July 1, 2021, Ivy Cash Management Fund)

Proxy Voting Record

There was no proxy voting for Delaware Ivy Cash Management Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY CORPORATE BOND FUND

(prior to July 1, 2021, Ivy Corporate Bond Fund)

Proxy Voting Record

There was no proxy voting for Delaware Ivy Corporate Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY CROSSOVER CREDIT FUND

(prior to July 1, 2021, Ivy Crossover Credit Fund)

Proxy Voting Record

There was no proxy voting for Delaware Ivy Crossover Credit Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY GOVERNMENT SECURITIES FUND

(prior to July 1, 2021, Ivy Government Securities Fund)

Proxy Voting Record

There was no proxy voting for Delaware Ivy Government Securities Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY INTERNATIONAL SMALL CAP FUND

(prior to July 1, 2021, known as Ivy International Small Cap Fund)

Proxy Voting Record

PATRIZIA AG

 

Security    D5988D110   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    01-Jul-2020
ISIN    DE000PAT1AG3   Agenda    712701487 - Management
Record Date    23-Jun-2020   Holding Recon Date    23-Jun-2020
City / Country    AUGBURG / Germany   Vote Deadline Date    19-Jun-2020
SEDOL(s)   

B11Y3K8 - B28L785 -

BDQZMR0 - BHZLPH8

   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019    Non-Voting      
  Comments: Non Voting Agenda Item         
2   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.29 PER SHARE    Management    For    For
3.A   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: WOLFGANG EGGER    Management    For    For
3.B   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: ALEXANDER BENZ    Management    For    For
3.C   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: KARIM BOHN    Management    For    For
3.D   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: MANUEL KAESBAUER    Management    For    For
3.E   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: ANNE KAVANAGH    Management    For    For
3.F   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: KLAUS SCHMITT    Management    For    For
3.G   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019: SIMON WOOLF    Management    For    For
4.A   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019: THEODOR SEITZ    Management    For    For
4.B   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019: UWE H. REUTER    Management    For    For
4.C   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019: ALFRED HOSCHEK    Management    For    For
5   RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2020    Management    For    For
6   APPROVE REMUNERATION OF SUPERVISORY BOARD    Management    For    For
7   AMEND ARTICLES RE: ONLINE PARTICIPATION    Management    For    For
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.    Non-Voting      
  Comments: Non Voting Agenda Item         

ALSTOM SA

 

Security    F0259M475   Meeting Type    MIX
Ticker Symbol      Meeting Date    08-Jul-2020
ISIN    FR0010220475   Agenda    712757840 - Management
Record Date    03-Jul-2020   Holding Recon Date    03-Jul-2020
City / Country    SAINT-OUEN-SUR-SEINE / France   Vote Deadline Date    01-Jul-2020
SEDOL(s)   

B0DJ8Q5 - B0G0412 -

B0YLTQ7 - BFXPC00

   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   19 JUN 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202005292002060-65 AND-https://www.journal- officiel.gouv.fr/balo/document/202006192002650-74; PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         
O.1   APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020    Management    For    For
O.2   APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020    Management    For    For
O.3   PROPOSAL FOR THE ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020    Management    For    For
O.4   APPROVAL OF A REGULATED AGREEMENT: LETTER OF AGREEMENT FROM BOUYGUES SA RELATING TO THE ACQUISITION OF BOMBARDIER TRANSPORT    Management    For    For
O.5   RENEWAL OF THE TERM OF OFFICE OF MR. YANN DELABRIERE AS DIRECTOR    Management    For    For
O.6   APPOINTMENT OF MR. FRANK MASTIAUX AS DIRECTOR    Management    For    For
O.7   APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND THE MEMBERS OF THE BOARD OF DIRECTORS REFERRED TO IN SECTION I OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE    Management    For    For
O.8   APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 MARCH 2020, OR AWARDED FOR THE SAME FINANCIAL YEAR, TO MR. HENRI POUPART- LAFARGE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER    Management    For    For
O.9   APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER    Management    For    For
O.10   APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS    Management    For    For
O.11   RATIFICATION OF THE CHANGE OF THE NAME OF THE MUNICIPALITY WHERE THE REGISTERED OFFICE IS LOCATED    Management    For    For
O.12   AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES    Management    For    For
E.13   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY ISSUING SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO THE CAPITAL OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, AND/OR BY CAPITALIZING PREMIUMS, RESERVES, PROFITS OR OTHER, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
E.14   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY ISSUING SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO THE CAPITAL OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, BY A PUBLIC OFFERING (EXCLUDING THE OFFERS REFERRED TO IN ARTICLE L.411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE) WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
E.15   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S CAPITAL BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO THE CAPITAL OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, BY AN OFFERING REFERRED TO IN ARTICLE L.411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
E.16   DELEGATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES OR ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO THE COMPANY’S CAPITAL AS CONSIDERATION FOR CONTRIBUTIONS IN KIND CONSISTING OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL    Management    For    For
E.17   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
E.18   AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE, IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT BY WAY OF A PUBLIC OFFER, INCLUDING THE OFFER REFERRED TO IN ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE, OF EQUITY SECURITIES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL PER YEAR    Management    For    For
E.19   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND TRANSFERABLE SECURITIES OF THE COMPANY GRANTING ACCESS TO THE COMPANY’S CAPITAL IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
E.20   DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY, FOLLOWING THE ISSUE BY SUBSIDIARIES OF THE COMPANY OF TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
E.21   AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES    Management    For    For
E.22   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON AN INCREASE OF THE COMPANY’S SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
E.23   DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE ON AN INCREASE OF THE COMPANY’S SHARE CAPITAL RESERVED FOR A CATEGORY OF BENEFICIARIES WITH CANCELLATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
E.24   AMENDMENT TO THE BY-LAWS IN ORDER TO PROVIDE FOR THE PROCEDURES FOR APPOINTING DIRECTORS REPRESENTING EMPLOYEES    Management    For    For
E.25   AMENDMENT TO THE BY-LAWS IN ORDER TO PROVIDE FOR WRITTEN CONSULTATION OF DIRECTORS    Management    For    For
E.26   HARMONIZATION AND DRAFTING ADJUSTMENTS TO THE BY-LAWS    Management    For    For
E.27   POWERS TO CARRY OUT ALL LEGAL FORMALITIES    Management    For    For

EXASOL AG

 

Security    D2R9FP109   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    22-Jul-2020
ISIN    DE000A0LR9G9   Agenda    712830795 - Management
Record Date    15-Jul-2020   Holding Recon Date    15-Jul-2020
City / Country    ERLANGEN / Germany   Vote Deadline Date    10-Jul-2020
SEDOL(s)      Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

1   PRESENTATION OF THE FINANCIAL STATEMENTS AND GROUP FINANCIAL STATEMENTS FOR-THE 2019 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD    Non-Voting      
  Comments: Non Voting Agenda Item         
2   RATIFICATION OF THE ACTS OF THE BOARD OF MDS    Management    For    For
3   RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD    Management    For    For
4   APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR: KPMG AG, NUREMBERG    Management    For    For
5   RESOLUTION ON THE REVOCATION OF THE EXISTING AUTHORIZED CAPITAL, THE CREATION OF A NEW AUTHORIZED CAPITAL, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE EXISTING AUTHORIZED CAPITAL 2019/I SHALL BE REVOKED. THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 11,108,935 THROUGH THE ISSUE OF UP TO 11,108,935 NEW REGISTERED NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE JULY 21, 2025 (AUTHORIZED CAPITAL 2020). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS, - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES, SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL    Management    Against    Against
  Comments: Potential dilution exceeds recommended threshold         
6   RESOLUTION ON THE AUTHORIZATION TO ISSUE STOCK OPTIONS (STOCK OPTION PROGRAM 2020), THE CREATION OF A CONTINGENT CAPITAL 2020, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO ISSUE STOCK OPTIONS FOR UP TO 2,221,787 BEARER OR REGISTERED NO-PAR SHARES OF THE COMPANY TO SELECTED EMPLOYEES OF THE COMPANY AS WELL AS TO SELECTED MEMBERS OF THE MANAGEMENT OF AFFILIATED COMPANIES, ON OR BEFORE JULY 22, 2025. THE COMPANY’S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 2,221,787 THROUGH THE ISSUE OF UP TO 2,221,787 NEW BEARER OR REGISTERED NO- PAR SHARES, INSOFAR AS STOCK OPTIONS ARE EXERCISED (CONTINGENT CAPITAL 2020)    Management    For    For
7   RESOLUTION ON AN AMENDMENT TO SECTION 20(4) OF THE ARTICLES OF ASSOCIATION SECTION 20(4)2: THE WORD ‘CREDIT INSTITUTE’ SHALL BE REPLACED BY ‘INTERMEDIARY’    Management    For    For
CMMT   PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         

ALMIRALL SA

 

Security    E0459H111   Meeting Type    Ordinary General Meeting
Ticker Symbol      Meeting Date    24-Jul-2020
ISIN    ES0157097017   Agenda    712915202 - Management
Record Date    17-Jul-2020   Holding Recon Date    17-Jul-2020
City / Country    TBD / Spain   Vote Deadline Date    20-Jul-2020
SEDOL(s)    B1YY662 - B1Z7KL3 - B28ZY64   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

1   REVIEW AND APPROVE, AS THE CASE MAY BE, THE ANNUAL ACCOUNTS AND MANAGEMENT REPORT OF ALMIRALL, S.A., FOR THE FISCAL YEAR 2019    Management    For    For
2  

REVIEW AND APPROVE, AS THE CASE MAY BE, THE CONSOLIDATED ANNUAL ACCOUNTS OF ALMIRALL,

S.A. GROUP FOR THE FISCAL YEAR 2019, AND THE

CORRESPONDING MANAGEMENT REPORT

    Management    For    For
3   REVIEW AND APPROVE, AS THE CASE MAY BE, THE COMPANY MANAGEMENT FOR THE FISCAL YEAR 2019    Management    For    For
4   APPLICATION OF 2019 PROFITS    Management    For    For
5   DISTRIBUTION OF A DIVIDEND TO BE CHARGED AGAINST RETAINED CASH    Management    For    For
6   INCREASE THE SHARE CAPITAL FOR AN AMOUNT THAT WILL BE SET UNDER THE TERMS OF THE AGREEMENT, THROUGH THE ISSUE OF NEW ORDINARY SHARES WITH NOMINAL VALUE OF 0.12 EUROS EACH, WITH NO SHARE PREMIUM, OF THE SAME CLASS AND SERIES AS THE ONES CURRENTLY OUTSTANDING, BY CHARGING THE VOLUNTARY RESERVES FROM NON-DISTRIBUTED EARNINGS. FULL SUBSCRIPTION NOT REQUIRED. DELEGATE POWERS TO THE BOARD TO SET THOSE TERMS AND CONDITIONS FOR THE CAPITAL INCREASE THAT ARE NOT ESTABLISHED BY THE GENERAL MEETING, TO TAKE ANY NECESSARY ACTIONS FOR ITS EXECUTION, TO RESTATE ARTICLE 5 OF THE ARTICLES OF ASSOCIATION IN ORDER TO BRING IT INTO LINE WITH THE NEW CORPORATE CAPITAL AMOUNT AND TO EXECUTE ANY NECESSARY PUBLIC OR PRIVATE INSTRUMENTS RELATED TO THE INCREASE. REQUEST THE LISTING OF THE NEW SHARES IN THE STOCK EXCHANGES OF MADRID, BARCELONA, BILBAO AND VALENCIA, AND THEIR TRADING THROUGH THE STOCK EXCHANGE LINKING SERVICE, SISTEMA DE INTERCONEXION BURSATIL OR MERCADO CONTINUO, IN THE FORM THAT MAY BE REQUIRED    Management    For    For
7   ANNUAL REPORT ON THE DIRECTORS REMUNERATION, TO BE VOTED ON FOR CONSULTATIVE PURPOSES    Management    For    For
8   SET THE NUMBER OF DIRECTORS AT 12    Management    For    For
9   REAPPOINTMENT OF DON SETH ORLOW AS DIRECTOR    Management    For    For
10   APPOINTMENT OF DONA ALEXANDRA B. KIMBALL AS DIRECTOR    Management    For    For
11   APPOINTMENT OF DONA EVA LOTTA COULTER AS DIRECTOR    Management    For    For
12   APPOINTMENT OF AUDITORS OF ALMIRALL, S.A: PRICEWATERHOUSECOOPERS    Management    For    For
13   APPOINTMENT OF AUDITORS OF THE CONSOLIDATED GROUP TO WHICH ALMIRALL, S.A. IS THE PARENT COMPANY    Management    For    For
14.1   AMEND ARTICLE 42, ABOUT BOARD COMMITTEES    Management    For    For
14.2   AMEND ARTICLE 47, ABOUT THE AUDIT COMMITTEE    Management    For    For
14.3   ARTICLE 47A, ABOUT THE APPOINTMENT AND REMUNERATION COMMITTEE    Management    For    For
14.4   ADD A NEW ARTICLE 47B IN THE ARTICLES OF ASSOCIATION, ABOUT THE DERMATOLOGY COMMITTEE    Management    For    For
15   GRANT TO THE BOARD OF DIRECTORS THE AUTHORITY TO DEVELOP, CONSTRUE, RECTIFY, SUPPLEMENT AND EXECUTE THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING    Management    For    For
16   INFORMATION ON PARTIAL MODIFICATION OF THE REGULATIONS OF THE BOARD OF-DIRECTORS    Non-Voting      
CMMT   PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 25 JUL 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU    Non-Voting      

ALMIRALL SA

 

Security    E0459H111   Meeting Type    Ordinary General Meeting
Ticker Symbol      Meeting Date    24-Jul-2020
ISIN    ES0157097017   Agenda    712915202 - Management
Record Date    17-Jul-2020   Holding Recon Date    17-Jul-2020
City / Country    TBD / Spain   Vote Deadline Date    20-Jul-2020
SEDOL(s)    B1YY662 - B1Z7KL3 - B28ZY64   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

1   REVIEW AND APPROVE, AS THE CASE MAY BE, THE ANNUAL ACCOUNTS AND MANAGEMENT REPORT OF ALMIRALL, S.A., FOR THE FISCAL YEAR 2019    Management      
2  

REVIEW AND APPROVE, AS THE CASE MAY BE, THE CONSOLIDATED ANNUAL ACCOUNTS OF ALMIRALL,

S.A. GROUP FOR THE FISCAL YEAR 2019, AND THE

CORRESPONDING MANAGEMENT REPORT

    Management      
3   REVIEW AND APPROVE, AS THE CASE MAY BE, THE COMPANY MANAGEMENT FOR THE FISCAL YEAR 2019    Management      
4   APPLICATION OF 2019 PROFITS    Management      
5   DISTRIBUTION OF A DIVIDEND TO BE CHARGED AGAINST RETAINED CASH    Management      
6   INCREASE THE SHARE CAPITAL FOR AN AMOUNT THAT WILL BE SET UNDER THE TERMS OF THE AGREEMENT, THROUGH THE ISSUE OF NEW ORDINARY SHARES WITH NOMINAL VALUE OF 0.12 EUROS EACH, WITH NO SHARE PREMIUM, OF THE SAME CLASS AND SERIES AS THE ONES CURRENTLY OUTSTANDING, BY CHARGING THE VOLUNTARY RESERVES FROM NON-DISTRIBUTED EARNINGS. FULL SUBSCRIPTION NOT REQUIRED. DELEGATE POWERS TO THE BOARD TO SET THOSE TERMS AND CONDITIONS FOR THE CAPITAL INCREASE THAT ARE NOT ESTABLISHED BY THE GENERAL MEETING, TO TAKE ANY NECESSARY ACTIONS FOR ITS EXECUTION, TO RESTATE ARTICLE 5 OF THE ARTICLES OF ASSOCIATION IN ORDER TO BRING IT INTO LINE WITH THE NEW CORPORATE CAPITAL AMOUNT AND TO EXECUTE ANY NECESSARY PUBLIC OR PRIVATE INSTRUMENTS RELATED TO THE INCREASE. REQUEST THE LISTING OF THE NEW SHARES IN THE STOCK EXCHANGES OF MADRID, BARCELONA, BILBAO AND VALENCIA, AND THEIR TRADING THROUGH THE STOCK EXCHANGE LINKING SERVICE, SISTEMA DE INTERCONEXION BURSATIL OR MERCADO CONTINUO, IN THE FORM THAT MAY BE REQUIRED    Management      
7   ANNUAL REPORT ON THE DIRECTORS REMUNERATION, TO BE VOTED ON FOR CONSULTATIVE PURPOSES    Management      
8   SET THE NUMBER OF DIRECTORS AT 12 Management    Management      
9   REAPPOINTMENT OF DON SETH ORLOW AS DIRECTOR    Management      
10   APPOINTMENT OF DONA ALEXANDRA B. KIMBALL AS DIRECTOR    Management      
11   APPOINTMENT OF DONA EVA LOTTA COULTER AS DIRECTOR    Management      
12   APPOINTMENT OF AUDITORS OF ALMIRALL, S.A: PRICEWATERHOUSECOOPERS    Management      
13   APPOINTMENT OF AUDITORS OF THE CONSOLIDATED GROUP TO WHICH ALMIRALL, S.A. IS THE PARENT COMPANY    Management      
14.1   AMEND ARTICLE 42, ABOUT BOARD COMMITTEES Management    Management      
14.2   AMEND ARTICLE 47, ABOUT THE AUDIT COMMITTEE    Management      
14.3   ARTICLE 47A, ABOUT THE APPOINTMENT AND REMUNERATION COMMITTEE    Management      
14.4   ADD A NEW ARTICLE 47B IN THE ARTICLES OF ASSOCIATION, ABOUT THE DERMATOLOGY COMMITTEE    Non-Voting      
15   GRANT TO THE BOARD OF DIRECTORS THE AUTHORITY TO DEVELOP, CONSTRUE, RECTIFY, SUPPLEMENT AND EXECUTE THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING    Non-Voting      
16   INFORMATION ON PARTIAL MODIFICATION OF THE REGULATIONS OF THE BOARD OF-DIRECTORS    Non-Voting      
CMMT   PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 25 JUL 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU    Non-Voting      

Security    G28295106   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    27-Jul-2020
ISIN    GB00BY7QYJ50   Agenda    712914250 - Management
Record Date      Holding Recon Date    23-Jul-2020
City / Country    LONDON / United Kingdom   Vote Deadline Date    21-Jul-2020
SEDOL(s)    BFFY9R1 - BY7QYJ5   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

1   TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 TOGETHER WITH THE DIRECTORS REPORT AND AUDITORS REPORT THEREON    Management    For    For
2   TO APPROVE THE REMUNERATION AND NOMINATION COMMITTEE REPORT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020    Management    For    For
3   THAT MARTIN DAVIS BE ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management    For    For
4   THAT STUART CHAPMAN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management    For    For
5   THAT KAREN SLATFORD BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management    For    For
6   THAT GRAHAME COOK BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management    For    For
7   THAT RICHARD PELLY BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management    For    For
8   THAT BEN WILKINSON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management    For    For
9   TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THEIR REMUNERATION    Management    For    For
10   TO AUTHORISE THE DIRECTORS TO ALLOT SHARES    Management    For    For
11   AUTHORITY TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS    Management    For    For
12   ADDITIONAL AUTHORITY TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS    Management    For    For
13   TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES    Management    For    For

 

Security      G28295106   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    27-Jul-2020
ISIN    GB00BY7QYJ50   Agenda    712914250 - Management
Record Date      Holding Recon Date    23-Jul-2020
City / Country    LONDON / United Kingdom   Vote Deadline Date    21-Jul-2020
SEDOL(s)    BFFY9R1 - BY7QYJ5   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

1   TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 TOGETHER WITH THE DIRECTORS REPORT AND AUDITORS REPORT THEREON    Management      
2   TO APPROVE THE REMUNERATION AND NOMINATION COMMITTEE REPORT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020    Management      
3   THAT MARTIN DAVIS BE ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management      
4   THAT STUART CHAPMAN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management      
5   THAT KAREN SLATFORD BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management      
6   THAT GRAHAME COOK BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management      
7   THAT RICHARD PELLY BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management      
8   THAT BEN WILKINSON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE AGM    Management      
9   TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THEIR REMUNERATION    Management      
10   TO AUTHORISE THE DIRECTORS TO ALLOT SHARES    Management      
11   AUTHORITY TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS    Management      
12   ADDITIONAL AUTHORITY TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS    Management      
13   TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES    Management      

CD PROJEKT S.A.

 

Security    X0957E106   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    28-Jul-2020
ISIN    PLOPTTC00011   Agenda    712888556 - Management
Record Date    10-Jul-2020   Holding Recon Date    10-Jul-2020
City / Country    WARSZAWA / Poland   Vote Deadline Date    10-Jul-2020
SEDOL(s)    7302215 - B28L473 - B99B0G2   Quick Code   

 

Item

  

Proposal

   

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For/Against
Management

CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPENING OF THE GENERAL MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2   ELECTION OF THE CHAIRMAN OF THE GENERAL MEETING    Management    For    For
3   CONFIRMATION THAT THE GENERAL MEETING HAS BEEN PROPERLY CONVENED AND IS ABLE TO ADOPT BINDING RESOLUTIONS    Management    For    For
4   ADOPTION OF THE AGENDA    Management    For    For
5   CONSIDERATION OF THE REPORTS OF THE COMPANY’S GOVERNING BODIES, THE COMPANY’S FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2019    Management    For    For
6   ADOPTION OF A RESOLUTION REGARDING THE APPROVAL OF THE COMPANY’S FINANCIAL STATEMENTS FOR 2019    Management    For    For
7   ADOPTION OF A RESOLUTION REGARDING THE APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE CD PROJEKT CAPITAL GROUP FOR 2019    Management    For    For
8   ADOPTION OF A RESOLUTION APPROVING THE MANAGEMENT BOARD’S REPORT ON THE ACTIVITIES OF THE CD PROJEKT CAPITAL GROUP AND CD PROJEKT S.A. FOR 2019    Management    For    For
9   ADOPTION OF A RESOLUTION REGARDING THE DISTRIBUTION OF THE COMPANY’S PROFIT FOR 2019    Management    For    For
10   ADOPTION OF A RESOLUTION ON ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY THE PRESIDENT OF THE MANAGEMENT BOARD, ADAM KICINSKI, FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
11   ADOPTION OF A RESOLUTION ON ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY THE VICE PRESIDENT OF THE MANAGEMENT BOARD, MARCIN IWI SKI, FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
12   ADOPTION OF A RESOLUTION ON ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY THE VICE PRESIDENT OF THE MANAGEMENT BOARD, PIOTR NIELUBOWICZ, FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
13   ADOPTION OF A RESOLUTION ON ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY THE MEMBER OF THE MANAGEMENT BOARD, ADAM BADOWSKI, FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
14   ADOPTION OF A RESOLUTION ON ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY MEMBER OF THE MANAGEMENT BOARD, MICHAL NOWAKOWSKI, FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
15   ADOPTION OF A RESOLUTION ON ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY MEMBER OF THE MANAGEMENT BOARD, PIOTR KARWOWSKI, FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
16   ADOPTION OF A RESOLUTION ON ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY THE MEMBER OF THE MANAGEMENT BOARD, MR OLEG KLAPOVSKIY, FROM JANUARY 1 TO MAY 23, 2019    Management    For    For
17   ADOPTION OF A RESOLUTION ON ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY THE CHAIRWOMAN OF THE SUPERVISORY BOARD, KATARZYNA SZWARC, FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
18   ADOPTION OF A RESOLUTION ON ACKNOWLEDGING THE FULFILLMENT OF DUTIES BY THE VICE PRESIDENT OF THE SUPERVISORY BOARD, PIOTR P GOWSKI, FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
19   ADOPTION OF A RESOLUTION ON DISCHARGING A MEMBER OF THE SUPERVISORY BOARD, MR. MICHAL BIENI, FROM DISCHARGING HIS DUTIES FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
20   ADOPTION OF A RESOLUTION ON DISCHARGING A MEMBER OF THE SUPERVISORY BOARD, MR KRZYSZTOF KILIAN, FROM PERFORMANCE OF HIS DUTIES IN THE PERIOD FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
21   ADOPTION OF A RESOLUTION ON GRANTING A MEMBER OF THE SUPERVISORY BOARD MR. MACIEJ NIELUBOWICZ THE VOTE OF APPROVAL FOR THE FULFILLMENT OF DUTIES IN THE PERIOD FROM JANUARY 1 TO DECEMBER 31, 2019    Management    For    For
22   ADOPTION OF A RESOLUTION REGARDING THE ADOPTION OF A REMUNERATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD AND MEMBERS OF THE COMPANY’S SUPERVISORY BOARD    Management    Against    Against
  Comments: Poor overall compensation disclosure; Poor overall design         
23   ADOPTION OF A RESOLUTION ON AMENDING THE PROVISIONS OF THE RESOLUTION INTRODUCING THE INCENTIVE PROGRAM FOR 2016-2021    Management    For    For
24   ADOPTION OF A RESOLUTION AUTHORIZING THE COMPANY’S MANAGEMENT BOARD TO PURCHASE THE COMPANY’S OWN SHARES AND TO CREATE A RESERVE CAPITAL TO PURCHASE THE COMPANY’S OWN SHARES    Management    For    For
25   ADOPTION OF A RESOLUTION REGARDING THE INTRODUCTION OF THE INCENTIVE PROGRAM    Management    Against    Against
  Comments: Poor overall design         
26   ADOPTION OF A RESOLUTION REGARDING THE ISSUE OF THE INCENTIVE PROGRAM, SUBSCRIPTION WARRANTS WITH DEPRIVATION OF THE PRE-EMPTIVE RIGHT OF EXISTING SHAREHOLDERS, ENTITLING THEM TO SUBSCRIBE FOR SERIES N SHARES AND A CONDITIONAL INCREASE OF THE SHARE CAPITAL BY ISSUING SERIES N SHARES, DEPRIVING EXISTING SHAREHOLDERS OF PRE-EMPTIVE RIGHTS, APPLYING FOR ADMISSION AND INTRODUCTION OF NEW SERIES N SHARES TO TRADING ON THE REGULATED MARKET OPERATED BY THE WARSAW STOCK EXCHANGE AND RELATED CHANGES IN THE COMPANY’S ARTICLES OF ASSOCIATION    Management    Against    Against
  Comments: Linked to plan we do not support         
27   ADOPTION OF A RESOLUTION REGARDING THE DISSOLUTION OF THE RESERVE CAPITAL CREATED TO COVER EXPENSES FOR THE PURCHASE OF OWN SHARES    Management    For    For
28   CLOSING THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   29 JUN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         

CRANSWICK PLC

 

Security    G2504J108   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    17-Aug-2020
ISIN    GB0002318888   Agenda    712959444 - Management
Record Date      Holding Recon Date    13-Aug-2020
City / Country    HESSLE / United Kingdom   Vote Deadline Date    11-Aug-2020
SEDOL(s)    0231888 - B8Z08N9 - BMD7SG3   Quick Code   

 

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1   TO RECEIVE AND ADOPT THE STRATEGIC REPORT AND THE REPORT OF THE DIRECTORS AND THE ACCOUNTS FOR THE 52 WEEKS ENDED 28 MARCH 2020    Management    For    For
2   TO RECEIVE AND APPROVE THE REMUNERATION COMMITTEE REPORT FOR THE 52 WEEKS ENDED 28 MARCH 2020    Management    For    For
3   TO DECLARE A FINAL DIVIDEND OF 43.7P PER SHARE ON THE EXISTING ORDINARY SHARE CAPITAL    Management    For    For
4   TO RE-ELECT KATE ALLUM AS A DIRECTOR    Management    For    For
5   TO RE-ELECT MARK BOTTOMLEY AS A DIRECTOR    Management    For    For
6   TO RE-ELECT JIM BRISBY AS A DIRECTOR    Management    For    For
7   TO RE-ELECT ADAM COUCH AS A DIRECTOR    Management    For    For
8   TO RE-ELECT MARTIN DAVEY AS A DIRECTOR    Management    For    For
9   TO RE- ELECT PAM POWELL AS A DIRECTOR    Management    For    For
10   TO RE-ELECT MARK RECKITT AS A DIRECTOR    Management    For    For
11   TO RE- ELECT TIM SMITH AS A DIRECTOR    Management    For    For
12   TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS    Management    For    For
13   TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS REMUNERATION    Management    For    For
14   AUTHORITY TO ALLOT SHARES    Management    For    For
15   DISAPPLICATION OF PRE-EMPTION RIGHTS (GENERAL)    Management    For    For
16   DISAPPLICATION OF PRE-EMPTION RIGHTS (ACQUISITIONS)    Management    For    For
17   AUTHORITY TO BUY OWN ORDINARY SHARES    Management    For    For
18   THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE    Management    For    For

SANSAN, INC.

 

Security    J68254101   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    26-Aug-2020
ISIN    JP3332540008   Agenda    712999955 - Management
Record Date    31-May-2020   Holding Recon Date    31-May-2020
City / Country    TOKYO / Japan   Vote Deadline Date    24-Aug-2020
SEDOL(s)    BJYJG18   Quick Code    44430

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Amend Articles to: Amend Business Lines    Management    For    For
2.1   Appoint a Director who is not Audit and Supervisory Committee Member Terada, Chikahiro    Management    Against    Against
  Comments: Board is not sufficiently independent; Responsible for lack of board independence         

2.2

   Appoint a Director who is not Audit and Supervisory Committee Member Tomioka, Kei    Management    For    For
2.3   Appoint a Director who is not Audit and Supervisory Committee Member Shiomi, Kenji    Management    For    For
2.4   Appoint a Director who is not Audit and Supervisory Committee Member Joraku, Satoru    Management    For    For
2.5   Appoint a Director who is not Audit and Supervisory Committee Member Oma, Yuta    Management    For    For
2.6   Appoint a Director who is not Audit and Supervisory Committee Member Hashimoto, Muneyuki    Management    For    For
3.1   Appoint a Director who is Audit and Supervisory Committee Member Yokosawa, Yasuko    Management    Against    Against
  Comments: Audit committee chair not independent         
3.2   Appoint a Director who is Audit and Supervisory Committee Member Ishikawa, Yoshiki    Management    For    For

TOTAL PRODUCE PLC

 

Security    G8983Q109   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    28-Aug-2020
ISIN    IE00B1HDWM43   Agenda    712990363 - Management
Record Date    26-Aug-2020   Holding Recon Date    26-Aug-2020
City / Country    DUBLIN / Ireland   Vote Deadline Date    24-Aug-2020
SEDOL(s)   

B1HDWM4 - B1L9ZC9 -

B1LJQT3 - B2PPCY1

   Quick Code   

 

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1   TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019    Management    For    For
2   TO DECLARE A FINAL DIVIDEND OF 2.5770 CENT PER SHARE ON THE ORDINARY SHARES FOR THE YEAR ENDED 31 DECEMBER 2019    Management    For    For
3   TO ELECT HELEN NOLAN AS A DIRECTOR WHO RETIRES AND BEING ELIGIBLE, OFFERS HERSELF FOR ELECTION    Management    For    For
4.A   RE-ELECTION OF DIRECTOR: CARL P MCCANN    Management    For    For
4.B   RE-ELECTION OF DIRECTOR: FRANK J DAVIS    Management    For    For
4.C   RE-ELECTION OF DIRECTOR: SEAMUS J TAAFFE    Management    For    For
5   AUTHORISATION TO FIX THE REMUNERATION OF THE AUDITORS    Management    For    For
6   AUTHORISATION TO ALLOT RELEVANT SECURITIES    Management    For    For
7   AUTHORISATION TO DIS-APPLY STATUTORY PRE- EMPTION RIGHTS    Management    For    For
8   AUTHORISATION TO DIS-APPLY STATUTORY PRE- EMPTION RIGHTS TO FUND AN ACQUISITION OR OTHER CAPITAL INVESTMENT    Management    For    For
9   AUTHORISATION OF MARKET PURCHASES OF THE COMPANY’S OWN SHARES    Management    For    For
10   DETERMINATION OF THE PRICE RANGE FOR THE RE-ISSUE OF TREASURY SHARES OFF-MARKET    Management    For    For
11   APPROVAL OF LEASES WITH BALMORAL LAND BERESFORD LIMITED AND BALMORAL LAND GALWAY LIMITED    Management    For    For

LOGITECH INTERNATIONAL SA

 

Security    H50430232   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    09-Sep-2020
ISIN    CH0025751329   Agenda    712987556 - Management
Record Date    03-Sep-2020   Holding Recon Date    03-Sep-2020
City / Country    LAUSANNE / Switzerland   Vote Deadline Date    01-Sep-2020
SEDOL(s)   

B18YC04 - B18ZRK2 -

B1921K0 - B2QTL89

   Quick Code   

 

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CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item      
CMMT   PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item      
1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For
2   ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS’ COMPENSATION    Management    For    For
3   APPROPRIATION OF RETAINED EARNINGS AND DECLARATION OF DIVIDEND    Management    For    For
4   APPROVE CREATION OF CHF 4.3 MILLION POOL OF AUTHORIZED CAPITAL WITHOUT PREEMPTIVE RIGHTS    Management    For    For
5   APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT    Management    For    For
6.A   ELECT PATRICK AEBISCHER TO THE BOARD OF DIRECTORS    Management    For    For
6.B   ELECT WENDY BECKER TO THE BOARD OF DIRECTORS    Management    For    For
6.C   ELECT EDOUARD BUGNION TO THE BOARD OF DIRECTORS    Management    For    For
6.D   ELECT BRACKEN DARRELL TO THE BOARD OF DIRECTORS    Management    For    For
6.E   ELECT GUY GECHT TO THE BOARD OF DIRECTORS    Management    For    For
6.F   ELECT DIDIER HIRSCH TO THE BOARD OF DIRECTORS    Management    For    For
6.G   ELECT NEIL HUNT TO THE BOARD OF DIRECTORS    Management    For    For
6.H   ELECT MARJORIE LAO TO THE BOARD OF DIRECTORS    Management    For    For
6.I   ELECT NEELA MONTGOMERY TO THE BOARD OF DIRECTORS    Management    For    For
6.J   ELECT MICHAEL POLK TO THE BOARD OF DIRECTORS    Management    For    For
6.K   ELECT RIET CADONAU TO THE BOARD OF DIRECTORS    Management    For    For
6.L   ELECT DEBORAH THOMAS TO THE BOARD OF DIRECTORS    Management    For    For
7   ELECT WENDY BECKER AS BOARD CHAIRMAN    Management    For    For
8.A   APPOINT EDOUARD BUGNION AS MEMBER OF THE COMPENSATION COMMITTEE    Management    For    For
8.B   APPOINT NEIL HUNT AS MEMBER OF THE COMPENSATION COMMITTEE    Management    For    For
8.C   APPOINT MICHAEL POLK AS MEMBER OF THE COMPENSATION COMMITTEE    Management    For    For
8.D   APPOINT RIET CADONAU AS MEMBER OF THE COMPENSATION COMMITTEE    Management    For    For
9   APPROVE REMUNERATION OF BOARD OF DIRECTORS IN THE AMOUNT OF CHF 3,500,000    Management    For    For
10   APPROVE REMUNERATION OF THE GROUP MANAGEMENT TEAM IN THE AMOUNT OF USD 29,400,000    Management    For    For
11   RATIFY KPMG AG AS AUDITORS AND RATIFY KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021    Management    For    For
12   DESIGNATE ETUDE REGINA WENGER SARAH KEISER-WUGER AS INDEPENDENT REPRESENTATIVE    Management    For    For

GAMES WORKSHOP GROUP PLC

 

Security    G3715N102   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    16-Sep-2020
ISIN    GB0003718474   Agenda    712987126 - Management
Record Date      Holding Recon Date    14-Sep-2020
City / Country    LENTON / United Kingdom   Vote Deadline Date    10-Sep-2020
SEDOL(s)    0371847 - B02SRV1 - B8HHGD4   Quick Code   

 

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1   TO RECEIVE THE REPORT OF THE DIRECTORS AND THE ANNUAL ACCOUNTS FOR THE YEAR ENDED 31 MAY 2020    Management    For    For
2   TO RE-ELECT K D ROUNTREE AS A DIRECTOR    Management    For    For
3   TO RE-ELECT R F TONGUE AS A DIRECTOR    Management    For    For
4   TO RE-ELECT N J DONALDSON AS A DIRECTOR    Management    For    For
5   TO RE-ELECT E O DONNELL AS A DIRECTOR    Management    For    For
6   TO RE-ELECT J R A BREWIS AS A DIRECTOR    Management    For    For
7   TO RE-ELECT K E MARSH AS A DIRECTOR    Management    For    For
8   TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS    Management    For    For
9   TO AUTHORISE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION    Management    For    For
10   TO APPROVE THE REMUNERATION REPORT EXCLUDING THE DIRECTORS REMUNERATION POLICY FOR THE YEAR ENDED 31 MAY 2020    Management    For    For
11   TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES    Management    For    For
12   TO DISAPPLY PRE-EMPTION RIGHTS    Management    For    For
13   TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES OF THE COMPANY’S OWN SHARES    Management    For    For

CD PROJEKT S.A.

 

Security    X0957E106   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    22-Sep-2020
ISIN    PLOPTTC00011   Agenda    713062886 - Management
Record Date    04-Sep-2020   Holding Recon Date    04-Sep-2020
City / Country    WARSAW / Poland   Vote Deadline Date    04-Sep-2020
SEDOL(s)    7302215 - B28L473 - B99B0G2   Quick Code   

 

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CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPENING OF THE GENERAL MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2   ELECTION OF THE CHAIRMAN OF THE GENERAL MEETING    Management    For    For
3   CONFIRMATION THAT THE GENERAL MEETING HAS BEEN PROPERLY CONVENED AND IS CAPABLE OF ADOPTING BINDING RESOLUTIONS    Management    For    For
4   ADOPTION OF THE AGENDA    Management    For    For
5   ADOPTION OF A RESOLUTION ON AMENDING THE PROVISIONS OF THE RESOLUTION INTRODUCING THE INCENTIVE SCHEME    Management    For    For
6   ADOPTION OF A RESOLUTION ON THE ISSUE FOR THE IMPLEMENTATION OF THE INCENTIVE SCHEME, SUBSCRIPTION WARRANTS DEPRIVING THE EXISTING SHAREHOLDERS OF THE SUBSCRIPTION RIGHT, ENTITLING TO TAKE UP N SERIES SHARES AND A CONDITIONAL INCREASE OF THE SHARE CAPITAL BY ISSUING N SERIES SHARES, DEPRIVING THE EXISTING SHAREHOLDERS OF THE SUBSCRIPTION RIGHT, APPLYING FOR ADMISSION AND INTRODUCTION OF THE SHARES OF THE NEW SERIES N ISSUE TO TRADING ON THE REGULATED MARKET OPERATED BY THE WARSAW STOCK EXCHANGE AND THE RELATED AMENDMENT TO THE ARTICLES OF ASSOCIATION    Management    For    For
7   CLOSING THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   02 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 06 SEP 2020 TO 04 SEP 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.    Non-Voting      

TECHNOPRO HOLDINGS,INC.

 

Security    J82251109   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    29-Sep-2020
ISIN    JP3545240008   Agenda    713065109 - Management
Record Date    30-Jun-2020   Holding Recon Date    30-Jun-2020
City / Country    TOKYO / Japan   Vote Deadline Date    27-Sep-2020
SEDOL(s)    BSM8SQ9 - BTGQCQ4 - BYVBLC8   Quick Code    60280

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2   Approve Reduction of Capital Reserve    Management    For    For
3.1   Appoint a Director Nishio, Yasuji    Management    For    For
3.2   Appoint a Director Shimaoka, Gaku    Management    For    For
3.3   Appoint a Director Asai, Koichiro    Management    For    For
3.4   Appoint a Director Yagi, Takeshi    Management    For    For
3.5   Appoint a Director Hagiwara, Toshihiro    Management    For    For
3.6   Appoint a Director Watabe, Tsunehiro    Management    For    For
3.7   Appoint a Director Yamada, Kazuhiko    Management    For    For
3.8   Appoint a Director Sakamoto, Harumi    Management    For    For
4   Appoint a Corporate Auditor Tanabe, Rumiko    Management    For    For

VIVORYON THERAPEUTICS AG

 

Security    D8T50P101   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    30-Sep-2020
ISIN    DE0007921835   Agenda    713082181 - Management
Record Date    17-Sep-2020   Holding Recon Date    17-Sep-2020
City / Country    HALLE / Germany   Vote Deadline Date    18-Sep-2020
SEDOL(s)   

BRJSZB9 - BRK8XK3 -

BSLVF79 - BW26V06

   Quick Code   

 

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CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL    Non-Voting      
  Comments: Non Voting Agenda Item         
          
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE    Non-Voting      
  Comments: Non Voting Agenda Item         
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019    Non-Voting      
  Comments: Non Voting Agenda Item         
2   RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MANAGEMENT BOARD MEMBERS FOR THE FINANCIAL YEAR 2019    Management    For    For
3   RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD MEMBERS FOR THE FINANCIAL YEAR 2019    Management    For    For
4   ELECTION OF THE FINANCIAL STATEMENTS AUDITOR FOR THE FINANCIAL YEAR 2020: RATIFY KPMG    Management    For    For
5.A   ELECTIONS TO THE SUPERVISORY BOARD: DR. ERICH PLATZER    Management    For    For
5.B   ELECTIONS TO THE SUPERVISORY BOARD: CHARLOTTE LOHMANN    Management    For    For
5.C   ELECTIONS TO THE SUPERVISORY BOARD: DR. DINNIES JOHANNES VON DER OSTEN    Management    For    For
5.D   ELECTIONS TO THE SUPERVISORY BOARD: DR. JORG NEERMANN    Management    For    For
6   RESOLUTION ON THE REMUNERATION OF THE SUPERVISORY BOARD    Management    For    For
7   RESOLUTION ON THE CREATION OF A STOCK OPTION PROGRAM 2020, THE CREATION OF A CONDITIONAL CAPITAL 2020/I AS WELL AS THE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION    Management    For    For
8   RESOLUTION ON THE CREATION OF A CONDITIONAL CAPITAL 2020 CANCELLING THE CONDITIONAL CAPITAL 2019, AS WELL AS THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION    Management    Against    Against
  Comments: Potential dilution exceeds recommended threshold         
9   TRANSFER OF THE COMPANY’S OFFICIAL SEAT AND CONVERSION INTO AND ADOPTION OF ARTICLES OF ASSOCIATION OF A PUBLIC COMPANY UNDER THE LAWS OF THE NETHERLANDS    Management    For    For
CMMT   09 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME FOR RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         

DRAPER ESPRIT PLC

 

Security    G28295106   Meeting Type    Ordinary General Meeting
Ticker Symbol      Meeting Date    20-Oct-2020
ISIN    GB00BY7QYJ50   Agenda    713170241 - Management
Record Date      Holding Recon Date    16-Oct-2020
City / Country    LONDON / United Kingdom   Vote Deadline Date    14-Oct-2020
SEDOL(s)    BFFY9R1 - BY7QYJ5   Quick Code   

 

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1   TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UP TO AN AGGREGATE MAXIMUM NOMINAL AMOUNT OF 198198.20 POUNDS IN CONNECTION WITH A PLACING    Management    For    For
2   TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UP TO AN AGGREGATE NOMINAL AMOUNT OF 198198.20 POUNDS IN CONNECTION WITH A PLACING    Management    For    For
3   TO AUTHORISE THE DIRECTORS TO ALLOT SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES UP TO AN AMOUNT OF 458791.68 POUNDS    Management    For    For
4   TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UP TO AN AGGREGATE NOMINAL AMOUNT OF 69513.89 POUNDS    Management    For    For
5   TO AUTHORISE THE DIRECTORS TO ALLOT SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES UP TO 69513.89 POUNDS    Management    For    For

WORLEY LTD

 

Security    Q9858A103   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    23-Oct-2020
ISIN    AU000000WOR2   Agenda    713143307 - Management
Record Date    21-Oct-2020   Holding Recon Date    21-Oct-2020
City / Country   

VIRTUAL / Australia

MEETING

   Vote Deadline Date    19-Oct-2020
SEDOL(s)   

6562474 - B04KKL6 -

B063529 - BHZKR68

   Quick Code   

 

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CMMT   VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 TO 6 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION    Non-Voting      
 

Comments: Non Voting Agenda Item

         
2.A   TO RE-ELECT DR. CHRISTOPHER HAYNES AS A DIRECTOR OF THE COMPANY    Management    For    For
2.B   TO ELECT DR. MARTIN PARKINSON AS A DIRECTOR OF THE COMPANY    Management    For    For
3   TO ADOPT THE REMUNERATION REPORT    Management    For    For
4   GRANT OF DEFERRED EQUITY RIGHTS TO MR ROBERT CHRISTOPHER ASHTON    Management    For    For
5   GRANT OF LONG-TERM PERFORMANCE RIGHTS TO MR ROBERT CHRISTOPHER ASHTON    Management    For    For
CMMT   IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION    Non-Voting      
 

Comments: Non Voting Agenda Item

         
6   THAT, SUBJECT TO AND CONDITIONAL ON AT LEAST 25% OF THE VOTES CAST ON ITEM 3 BEING CAST AGAINST THE REMUNERATION REPORT: AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (SPILL MEETING) BE HELD WITHIN 90 DAYS OF THE PASSING OF THIS RESOLUTION; ALL OF THE NON-EXECUTIVE DIRECTORS IN OFFICE WHEN THE RESOLUTION TO APPROVE THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 WAS PASSED (BEING JOHN GRILL, ANDREW LIVERIS, CHRISTOPHER HAYNES, THOMAS GORMAN, ROGER HIGGINS, MARTIN PARKINSON, JUAN SUAREZ COPPEL, ANNE TEMPLEMAN-JONES, WANG XIAO BIN AND SHARON WARBURTON) WHO REMAIN IN OFFICE AT THE TIME OF THE SPILL MEETING, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE AT THE SPILL MEETING    Management    Against    For

STEADFAST GROUP LTD

 

Security    Q8744R106   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    28-Oct-2020
ISIN    AU000000SDF8   Agenda    713146769 - Management
Record Date    26-Oct-2020   Holding Recon Date    26-Oct-2020
City / Country    VIRTUAL MEETIN G / Australia   Vote Deadline Date    22-Oct-2020
SEDOL(s)   

BCT5FD7 - BCW3S28 -

BYQQ032

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CMMT   VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 3 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION    Non-Voting      
  Comments: Non Voting Agenda Item         
2   REMUNERATION REPORT    Management    Against    Against
  Comments: Same metric for STI and LTI; Relative TSR comparator group; Large focus on STI; Quantum of MD/CEO’s total remuneration         
3   GRANT OF EQUITY TO CEO    Management    For    For

4

   RE-ELECTION OF DIRECTOR - MR FRANK O’HALLORAN AM    Management    For    For
5   RE-ELECTION OF DIRECTOR - MS ANNE O’DRISCOLL    Management    For    For

NELES CORPORATION

 

Security    X6000X108   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    29-Oct-2020
ISIN    FI4000440664   Agenda    712987594 - Management
Record Date    19-Oct-2020   Holding Recon Date    19-Oct-2020
City / Country    VANTAA / Finland   Vote Deadline Date    20-Oct-2020
SEDOL(s)   

BLF9RR4 - BLPJ2J1 -

BMHF818 - BMHF863

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CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting      
  Comments: Non Voting Agenda Item      
CMMT   A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED.    Non-Voting      
  Comments: Non Voting Agenda Item      
1   OPENING OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item      
2   CALLING THE MEETING TO ORDER    Non-Voting      
  Comments: Non Voting Agenda Item      
3   ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES    Non-Voting      
  Comments: Non Voting Agenda Item      
4   RECORDING THE LEGALITY OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
5   RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES    Non-Voting      
  Comments: Non Voting Agenda Item      
6   PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF A NEW MEMBER TO THE BOARD OF DIRECTORS: THE COMPANY’S SHAREHOLDER, VALMET CORPORATION, REPRESENTING OVER 15% OF ALL VOTES CONFERRED BY THE COMPANY’S SHARES, PROPOSES TO THE EXTRAORDINARY GENERAL MEETING THAT THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS OF NELES SHALL BE INCREASED TO EIGHT (8) MEMBERS AND THAT FOR A TERM OF OFFICE EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, IN ADDITION TO INCUMBENT MEMBERS OF THE BOARD OF DIRECTORS, MR. JUKKA TIITINEN BE ELECTED AS A NEW MEMBER OF THE BOARD OF DIRECTORS OF NELES. MR. TIITINEN ACTS CURRENTLY AS AREA PRESIDENT, ASIA PACIFIC OF VALMET CORPORATION. ACCORDING TO SECTION 4 OF THE ARTICLE OF ASSOCIATION, THE TERM OF OFFICE OF A MEMBER OF THE BOARD OF DIRECTORS EXPIRES AT THE END OF THE FIRST ANNUAL GENERAL MEETING FOLLOWING THE ELECTION. MR. TIITINEN HAS GIVEN HIS CONSENT TO THE APPOINTMENT. ACCORDING TO VALMET, HE IS INDEPENDENT OF THE COMPANY BUT NOT INDEPENDENT OF A SIGNIFICANT SHAREHOLDER, WHICH CORRESPONDS TO THE VIEW OF THE COMPANY’S BOARD OF DIRECTORS. THE PROPOSED NEW CANDIDATE IS PRESENTED ON THE COMPANY’S WEBSITE (WWW.NELES.COM/EGM) AND IN THE APPENDIX TO THIS NOTICE. THE CURRENT BOARD MEMBERS ARE PRESENTED ON THE COMPANY’S WEBSITE    Shareholder    Against   
  Comments: Insufficient justification by Dissident      
7   CLOSING OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item      

ALSTOM SA

 

Security    F0259M475   Meeting Type    MIX
Ticker Symbol      Meeting Date    29-Oct-2020
ISIN    FR0010220475   Agenda    713147444 - Management
Record Date    26-Oct-2020   Holding Recon Date    26-Oct-2020
City / Country    SAINT-OUEN-SUR-SEINE / France   Vote Deadline Date    22-Oct-2020
SEDOL(s)   

B0DJ8Q5 - B0G0412 -

B0YLTQ7 - BFXPC00

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CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   22 OCT 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202009232004079-115 AND-https://www.journal- officiel.gouv.fr/balo/document/202010142004201-124;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT-AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   APPOINTMENT OF CAISSE DE DEPOT ET PLACEMENT DU QUEBEC, REPRESENTED BY MRS. KIM THOMASSIN, AS DIRECTOR    Management    For    For
2   APPOINTMENT OF MR. SERGE GODIN AS DIRECTOR    Management    For    For
3   APPROVAL OF THE AMENDMENT TO THE COMPENSATION POLICY OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER    Management    For    For
4   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY AND/OR IN THE FUTURE, TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES, AND/OR BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHTS)    Management    For    For
5   APPROVAL OF THE CREATION OF A CATEGORY OF PREFERENCE SHARES CONVERTIBLE INTO COMMON SHARES AND OF THE CORRESPONDING AMENDMENT TO THE BYLAWS    Management    For    For
6   INCREASE OF THE COMPANY’S SHARE CAPITAL WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING PREFERENCE SHARES OF B CATEGORY RESERVED FOR CDP INVESTISSEMENTS INC    Management    For    For
7   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY’S SHARE CAPITAL BY ISSUING COMMON SHARES OF THE COMPANY RESERVED FOR CDP INVESTISSEMENTS INC. WITH CANCELLATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
8   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY’S SHARE CAPITAL BY ISSUING COMMON SHARES OF THE COMPANY RESERVED FOR BOMBARDIER UK HOLDING LIMITED, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
9   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY’S SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
10   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY’S SHARE CAPITAL RESERVED FOR A CATEGORY OF BENEFICIARIES WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
11   CANCELLATION OF DOUBLE VOTING RIGHTS AND AMENDMENT TO ARTICLE 15 OF THE BYLAWS RELATING TO THE GENERAL MEETINGS    Management    For    For
12   POWERS TO CARRY OUT FORMALITIES    Management    For    For

ALSTOM SA

 

Security    F0259M475   Meeting Type    Special General Meeting
Ticker Symbol      Meeting Date    29-Oct-2020
ISIN    FR0010220475   Agenda    713149993 - Management
Record Date    26-Oct-2020   Holding Recon Date    26-Oct-2020
City / Country    SAINT-OUEN-SUR-SEINE / France   Vote Deadline Date    22-Oct-2020
SEDOL(s)    B0DJ8Q5 - B0G0412 -
B0YLTQ7 - BFXPC00		   Quick Code   

 

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CMMT   14 OCT 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202009232004081-115 AND-https://www.journal- officiel.gouv.fr/balo/document/202010142004200-124;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT.-THANK YOU.    Non-Voting      
CMMT   PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, THIS ISIN IS ONLY FOR-HOLDERS OF DOUBLE VOTING RIGHTS. DOUBLE VOTING RIGHTS ARE AUTOMATICALLY-APPLIED BY THE CENTRALAZING AND THE REGISTERED SHAREHOLDER WILL RECEIVE A-PREFILLED PROXY CARD FROM THE AGENT    Non-Voting      
1   CANCELLATION OF DOUBLE VOTING RIGHTS AND CORRELATIVE AMENDMENT TO THE BY-LAWS    Non-Voting      
2   POWERS TO CARRY OUT LEGAL FORMALITIES    Non-Voting      

SYNAIRGEN PLC

 

Security    G86488106   Meeting Type    Ordinary General Meeting
Ticker Symbol      Meeting Date    02-Nov-2020
ISIN    GB00B0381Z20   Agenda    713245620 - Management
Record Date      Holding Recon Date    29-Oct-2020
City / Country    CHICHESTER / United Kingdom   Vote Deadline Date    27-Oct-2020
SEDOL(s)    B0381Z2 - B0GBPC3   Quick Code   

 

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1   AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH THE CONDITIONAL PLACING    Management    For    For
2   AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH THE OPEN OFFER    Management    For    For
CMMT   22 OCT 2020: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      

TREASURY WINE ESTATES LTD

 

Security    Q9194S107   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    05-Nov-2020
ISIN    AU000000TWE9   Agenda    713161761 - Management
Record Date    03-Nov-2020   Holding Recon Date    03-Nov-2020
City / Country    VIRTUAL MEETING / Australia   Vote Deadline Date    30-Oct-2020
SEDOL(s)   

B3TRC28 - B4W54B9 -B61JC67  -

BHL1YP3 BLNP2W4

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CMMT   VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION    Non-Voting      
2.A   ELECTION OF DIRECTOR: MS ANTONIA KORSANOS    Management      
2.B   RE-ELECTION OF DIRECTOR: MR ED CHAN    Management      
2.C   RE-ELECTION OF DIRECTOR: MS LOUISA CHEANG    Management      
2.D   RE-ELECTION OF DIRECTOR: MR WARWICK EVERY- BURNS    Management      
2.E   RE-ELECTION OF DIRECTOR: MR GARRY HOUNSELL    Management      
2.F   RE-ELECTION OF DIRECTOR: MS COLLEEN JAY    Management      
2.G   RE-ELECTION OF DIRECTOR: MS IAURI SHANAHAN    Management      
2.H   RE-ELECTION OF DIRECTOR: MR PAUL RAYNER    Management      
3   ADOPTION OF THE REMUNERATION REPORT    Management      
4   GRANT OF PERFORMANCE RIGHTS TO THE CHIEF EXECUTIVE OFFICER    Management      

NORTHERN DATA AG

 

Security    D5S1LG112   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    10-Nov-2020
ISIN    DE000A0SMU87   Agenda    713247737 - Management
Record Date    28-Oct-2020   Holding Recon Date    28-Oct-2020
City / Country    FRANKFURT AM MAIN / Germany   Vote Deadline Date    04-Nov-2020
SEDOL(s)    BWT5WX6   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE    Non-Voting      
  Comments: Non Voting Agenda Item         
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019    Non-Voting      
  Comments: Non Voting Agenda Item         
2   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019    Management    For    For
3   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019    Management    For    For
4   RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020    Management    Abstain    Against
  Comments: Insufficient information provided         
5.1   ELECT TOM SCHORLING TO THE SUPERVISORY BOARD    Management    Abstain    Against
  Comments: Insufficient information         
5.2   ELECT HERMANN-JOSEF LAMBERTI TO THE SUPERVISORY BOARD    Management    Abstain    Against
  Comments: Insufficient information         
6   APPROVE CREATION OF EUR 7.3 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS    Management    For    For
7   AMEND STOCK OPTION PLAN    Management    For    For
8.1   AMEND ARTICLES RE SUPERVISORY BOARD MEETINGS    Management    For    For
8.2   AMEND ARTICLES RE ANNULMENT OF THE TRANSACTIONS REQUIRING APPROVAL CLAUSE    Management    For    For
8.3   APPROVE REMUNERATION OF SUPERVISORY BOARD    Management    For    For
8.4   AMEND ARTICLES RE PROOF OF ENTITLEMENT    Management    For    For
8.5   AMEND ARTICLES RE MAJORITY REQUIREMENT FOR PASSING RESOLUTIONS AT GENERAL MEETINGS    Management    For    For

ARDENT LEISURE GROUP LTD

 

Security    Q0499P138   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    18-Nov-2020
ISIN    AU0000027484   Agenda    713202517 - Management
Record Date    16-Nov-2020   Holding Recon Date    16-Nov-2020
City / Country    VIRTUAL / Australia   Vote Deadline Date    12-Nov-2020
SEDOL(s)    BFZPV90 - BGL9FY6   Quick Code   

 

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CMMT   VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 1 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY- WITH THE VOTING EXCLUSION    Non-Voting      
  Comments: Non Voting Agenda Item         
1   REMUNERATION REPORT    Management    Against    Against
  Comments: No caps on LTI awards; Insufficient disclosure; Discretionary awards         
2   RE-ELECT DR GARY WEISS AM AS A DIRECTOR    Management    For    For
3   RE-ELECT MR RANDY GARFIELD AS A DIRECTOR    Management    For    For

EURONEXT NV

 

Security    N3113K397   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    20-Nov-2020
ISIN    NL0006294274   Agenda    713183109 - Management
Record Date    23-Oct-2020   Holding Recon Date    23-Oct-2020
City / Country    AMSTERDAM / Netherlands   Vote Deadline Date    12-Nov-2020
SEDOL(s)    BKSG032 - BNBNSG0 - BNGMVM9 - BNGWW04 - BNH63F7 - BP25QL0   Quick Code   

 

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CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPEN MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2   PRESENTATION BY CEO    Non-Voting      
  Comments: Non Voting Agenda Item         
3.A   APPROVE COMBINATION    Management       For For
3.B   GRANT BOARD AUTHORITY TO ISSUE SHARES AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS IN CONNECTION WITH THE PROPOSED COMBINATION (PRIVATE PLACEMENT)    Management       For For
3.C   GRANT BOARD AUTHORITY TO ISSUE SHARES AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS IN CONNECTION WITH THE PROPOSED COMBINATION (RIGHT ISSUE)    Management       For For
4   CLOSE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         

CITY CHIC COLLECTIVE LTD

 

Security    Q24574107   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    20-Nov-2020
ISIN    AU0000031767   Agenda    713234401 - Management
Record Date    18-Nov-2020   Holding Recon Date    18-Nov-2020
City / Country    VIRTUAL / Australia   Vote Deadline Date    16-Nov-2020
SEDOL(s)    BGS21V7 - BGSLWJ9 - BKLGD74   Quick Code   

 

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CMMT   VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION    Non-Voting      
  Comments: Non Voting Agenda Item         
1   ADOPTION OF THE REMUNERATION REPORT    Management    For    For
2   RE-ELECTION OF DIRECTOR - MS MEGAN QUINN    Management    For    For
3   RATIFICATION OF PRIOR ISSUE OF SHARES    Management    For    For
CMMT   16 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         

EVOLUTION MINING LTD

 

Security    Q3647R147   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    26-Nov-2020
ISIN    AU000000EVN4   Agenda    713258437 - Management
Record Date    24-Nov-2020   Holding Recon Date    24-Nov-2020
City / Country    VIRTUAL / Australia   Vote Deadline Date    20-Nov-2020
SEDOL(s)   

B3X0F91 - B43HS01 -

B701C94 - BLNNZC9

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1   ADOPTION OF REMUNERATION REPORT    Management    For    For
CMMT   IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION    Non-Voting      
  Comments: Non Voting Agenda Item
2   SPILL RESOLUTION: THAT, SUBJECT TO AND CONDITIONAL ON AT LEAST 25% OF THE VOTES VALIDLY CAST ON RESOLUTION 1 BEING CAST AGAINST ADOPTION OF THE COMPANY’S REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2020: A) AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (SPILL MEETING) BE HELD WITHIN 90 DAYS OF THE PASSING OF THIS RESOLUTION; B) ALL THE DIRECTORS IN OFFICE WHEN THE DIRECTORS’ REPORT FOR THE YEAR ENDED 30 JUNE 2020 WAS APPROVED AND WHO REMAIN IN OFFICE AT THE TIME OF THE SPILL MEETING, WITH THE EXCLUSION OF THE EXECUTIVE CHAIRMAN, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING ARE PUT TO THE VOTE AT THE SPILL MEETING    Management    Against    For
3   ELECTION OF MR JASON ATTEW AS A DIRECTOR OF THE COMPANY    Management    For    For
4   ELECTION OF MR PETER SMITH AS A DIRECTOR OF THE COMPANY    Management    For    For
5   ELECTION OF MS VICTORIA (VICKY) BINNS AS A DIRECTOR OF THE COMPANY    Management    For    For
6   RE-ELECTION OF MR JAMES (JIM) ASKEW AS DIRECTOR OF THE COMPANY    Management    For    For
7   RE-ELECTION OF MR THOMAS (TOMMY) MCKEITH AS DIRECTOR OF THE COMPANY    Management    For    For
8   RE-ELECTION OF MS ANDREA HALL AS DIRECTOR OF THE COMPANY    Management    For    For
9   ISSUE OF PERFORMANCE RIGHTS TO MR JACOB (JAKE) KLEIN    Management    For    For
10   ISSUE OF PERFORMANCE RIGHTS TO MR LAWRENCE (LAWRIE) CONWAY    Management    For    For
11   APPROVAL OF THE EMPLOYEE SHARE OPTION AND PERFORMANCE RIGHTS PLAN    Management    For    For
CMMT   VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 2, 9, 10, 11 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION    Non-Voting      
  Comments: Non Voting Agenda Item         

RYOHIN KEIKAKU CO.,LTD.

 

Security    J6571N105   Meeting Type    Annual General Meeting    
Ticker Symbol      Meeting Date    27-Nov-2020
ISIN    JP3976300008   Agenda    713345242 - Management
Record Date    31-Aug-2020   Holding Recon Date    31-Aug-2020
City / Country    TOKYO / Japan   Vote Deadline Date    25-Nov-2020
SEDOL(s)    6758455 - B3BJMY4 - BGCS6T4   Quick Code    74530

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director Matsuzaki, Satoru    Management    For    For
2.2   Appoint a Director Domae, Nobuo    Management    For    For
2.3   Appoint a Director Shimizu, Satoshi    Management    For    For
2.4   Appoint a Director Okazaki, Satoshi    Management    For    For
2.5   Appoint a Director Endo, Isao    Management    For    For

SALMAR ASA

 

Security    R7445C102   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    04-Dec-2020
ISIN    NO0010310956   Agenda    713361676 - Management
Record Date    03-Dec-2020   Holding Recon Date    03-Dec-2020
City /Country    TRONDHEIM Blocking / Norway   Vote Deadline Date    27-Nov-2020
SEDOL(s)   

B1W5NW2 - B1XF9D4 -

B28LPG9 - BKT7119

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MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE

BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED

    Non-Voting      
CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU    Non-Voting      
CMMT   SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING    Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
1   ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING    Management    For    For
2   APPROVE NOTICE OF MEETING AND AGENDA    Management    For    For
3   APPROVE DIVIDENDS OF NOK 13 PER SHARE    Management    For    For
4   AUTHORIZE SHARE REPURCHASE PROGRAM    Management    For    For
CMMT   16 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU    Non-Voting      
CMMT   18 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 23 NOV 2020 TO 03 DEC 2020 AND CHANGE IN MEETING TIME. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      

RUBIS SCA

 

Security    F7686C152   Meeting Type    MIX
Ticker Symbol      Meeting Date    09-Dec-2020
ISIN    FR0013269123   Agenda    713345141 - Management
Record Date    04-Dec-2020   Holding Recon Date    04-Dec-2020
City / Country    PARIS / France   Vote Deadline Date    02-Dec-2020
SEDOL(s)    BDFBW13 - BDFBW24 - BDT88L2   Quick Code   

 

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CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT  

23 NOV 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-

https://www.journal- officiel.gouv.fr/balo/document/202011042004409-133 AND-https://www.journal- officiel.gouv.fr/balo/document/202011232004613-141; THIS-IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU

    Non-Voting      
  Comments: Non Voting Agenda Item         
1   AUTHORISATION TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF 18 MONTHS, IN ORDER TO PROCEED WITH A SHARE BUYBACK PROGRAMME AS PART OF A LIQUIDITY CONTRACT OR WITH A VIEW TO REDUCING THE CAPITAL BY CANCELLING THE REPURCHASED SHARES    Management    For    For
2   AUTHORISATION TO BE GRANTED TO THE MANAGEMENT BOARD IN ORDER TO REDUCE THE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY (ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE    Management    For    For
3   AMENDMENT TO ARTICLE 56 OF THE BY-LAWS (“RIGHTS OF THE GENERAL PARTNERS IN THE RESULT OF THE COMPANY”)    Management    For    For
4   POWERS TO CARRY OUT FORMALITIES    Management    For    For
CMMT   06 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU    Non-Voting      
  Comments: Non Voting Agenda Item         

HKBN LTD

 

Security    G45158105   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    14-Dec-2020
ISIN    KYG451581055   Agenda    713360648 - Management
Record Date    08-Dec-2020   Holding Recon Date    08-Dec-2020
City / Country    HONG KONG / Cayman Islands   Vote Deadline Date    08-Dec-2020
SEDOL(s)    BD8GGC4 - BW0DD81 - BWBXTV5 - BXQ9PQ2   Quick Code   

 

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CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:https://www1.hkexnews.hk/listedco/listconews/seh k/2020/1112/202011120039-3.pdf AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1112/2020111200407.pdf    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
1   TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 AUGUST 2020    Management    For    For
2   TO DECLARE A FINAL DIVIDEND OF 38 HK CENTS PER SHARE FOR THE YEAR ENDED 31 AUGUST 2020    Management    For    For
3.A.I   TO RE-ELECT MR. CHU KWONG YEUNG AS AN EXECUTIVE DIRECTOR    Management    Against    Against
  Comments: Insider on compensation committee; Nominating committee chair not independent         
3A.II   TO RE-ELECT MR. SUYI KIM AS A NON-EXECUTIVE DIRECTOR    Management    Against    Against
  Comments: Insufficient nominating committee independence requirement         
3AIII   TO RE-ELECT MR. BRADLEY JAY HORWITZ AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR    Management    For    For
3A.IV   TO RE-ELECT MR. STANLEY CHOW AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR    Management    For    For
3.B   TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION FOR THE YEAR ENDED 31 AUGUST 2020    Management    For    For
4   TO RE-APPOINT KPMG AS THE INDEPENDENT AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION    Management    For    For
5   TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION    Management    Against    Against
  Comments: Issue price discount not disclosed         
6   TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY’S OWN SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION    Management    For    For
7   TO EXTEND THE GENERAL MANDATE TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY UNDER RESOLUTION NUMBER 5 TO INCLUDE THE NUMBER OF SHARES REPURCHASED PURSUANT TO THE GENERAL MANDATE TO REPURCHASE SHARES UNDER RESOLUTION NUMBER 6    Management    Against    Against
  Comments: Issue price discount not disclosed         
8   TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY    Management    For    For

STILLFRONT GROUP AB

 

Security    W87819103   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    17-Dec-2020
ISIN    SE0007704788   Agenda    713402941 - Management
Record Date    09-Dec-2020   Holding Recon Date    09-Dec-2020
City / Country    TBD / Sweden   Vote Deadline Date    04-Dec-2020
SEDOL(s)   

BKLXG43 - BMZ81G5 -

BYY3B65 - BZ1D2X9

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CMMT   AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPEN MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2   ELECT CHAIRMAN OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
3   PREPARE AND APPROVE LIST OF SHAREHOLDERS    Non-Voting      
  Comments: Non Voting Agenda Item         
4   APPROVE AGENDA OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
5   DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
6   ACKNOWLEDGE PROPER CONVENING OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
7   APPROVE STOCK OPTION PLAN LTIP 2020/2024 II FOR KEY EMPLOYEES    Management    For    For
8   APPROVE 101 STOCK SPLIT AMEND ARTICLES ACCORDINGLY    Management    For    For
9   APPROVE ISSUANCE OF UP TO 10 PERCENT OF SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS    Management    For    For
10   CLOSE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         

KONECRANES PLC

 

Security    X4550J108   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    18-Dec-2020
ISIN    FI0009005870   Agenda    713333223 - Management
Record Date    08-Dec-2020   Holding Recon Date    08-Dec-2020
City / Country    HYVINKAA / Finland   Vote Deadline Date    09-Dec-2020
SEDOL(s)    B11WFP1 - B28JTJ4 - B3FGY90 - BHZLKP1   Quick Code   

 

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MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED

    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPENING OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2   CALLING THE MEETING TO ORDER: ATTORNEY-AT- LAW MIKKO HEINONEN SHALL ACT AS THE- CHAIRMAN OF THE MEETING. IF DUE TO WEIGHTY REASONS MIKKO HEINONEN IS NOT ABLE-TO ACT AS CHAIRMAN, THE BOARD SHALL APPOINT ANOTHER PERSON IT DEEMS MOST-SUITABLE TO ACT AS CHAIRMAN    Non-Voting      
  Comments: Non Voting Agenda Item         
3   ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES: THE COMPANY’S GENERAL COUNSEL SIRPA POITSALO SHALL SCRUTINIZE THE-MINUTES AND SUPERVISE THE COUNTING OF THE VOTES. IN CASE SIRPA POITSALO WOULD-NOT BE ABLE TO ACT AS THE PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE-THE COUNTING OF THE VOTES DUE TO WEIGHTY REASONS, THE BOARD SHALL APPOINT-ANOTHER PERSON IT DEEMS MOST SUITABLE TO ACT IN THAT ROLE    Non-Voting      
  Comments: Non Voting Agenda Item         
4   RECORDING THE LEGALITY OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
5   RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES    Non-Voting      
  Comments: Non Voting Agenda Item         
6   RESOLUTION ON THE MERGER    Management    For    For
7   CLOSING OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU.    Non-Voting      
CMMT   07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      

NUFARM LIMITED

 

Security    Q7007B105   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    18-Dec-2020
ISIN    AU000000NUF3   Agenda    713430572 - Management
Record Date    16-Dec-2020   Holding Recon Date    16-Dec-2020
City / Country    VIRTUAL / Australia   Vote Deadline Date    14-Dec-2020
SEDOL(s)    6335331 - B1HJJQ5 - B3BJ9T8   Quick Code   

 

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CMMT   VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 6 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 498090 AND 498088 DUE TO-THERE IS ONLY ONE MEETING FOR THIS SECURITY. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         
2   REMUNERATION REPORT    Management    For    For
3.A   RE-ELECTION OF GORDON DAVIS AS A DIRECTOR OF THE COMPANY    Management    For    For
3.B   ELECTION OF JOHN GILLAM AS A DIRECTOR OF THE COMPANY    Management    For    For
3.C   RE-ELECTION OF PETER MARGIN AS A DIRECTOR OF THE COMPANY    Management    For    For
3.D   RE-ELECTION OF MARIE MCDONALD AS A DIRECTOR OF THE COMPANY    Management    For    For
4   NEW CONSTITUTION    Management    For    For
CMMT   IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO-THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT-ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR-EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE-BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE    Non-Voting      
  Comments: Non Voting Agenda Item         
5   CONSTITUTION - INSERTION OF PROPORTIONAL TAKEOVER APPROVAL PROVISIONS    Management    For    For
6   REMUNERATION REPORT    Management    For    For
7   ELECTION OF LYNNE SAINT AS A DIRECTOR OF THE COMPANY    Management    For    For

FUTURE PLC

 

Security    G37005132   Meeting Type    Ordinary General Meeting
Ticker Symbol      Meeting Date    14-Jan-2021
ISIN    GB00BYZN9041   Agenda    713454267 - Management
Record Date      Holding Recon Date    12-Jan-2021
City / Country    LONDON / United Kingdom   Vote Deadline Date    08-Jan-2021
SEDOL(s)    BD3DVS1 - BYMXHX6 - BYZN904   Quick Code   

 

Item

  

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For/Against
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1   TO APPROVE THE COMBINATION AND ALLOT THE NEW FUTURE SHARES AS DESCRIBED IN THE CIRCULAR AND NOTICE OF GENERAL MEETING    Management    For    For

DIPLOMA PLC

 

Security    G27664112   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    20-Jan-2021
ISIN    GB0001826634   Agenda    713439823 - Management
Record Date      Holding Recon Date    15-Jan-2021
City / Country    LONDON / United Kingdom   Vote Deadline Date    14-Jan-2021
SEDOL(s)    0182663 - B7N3521   Quick Code   

 

Item

  

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1   TO RECEIVE AND ADOPT THE COMPANY’S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 30 SEPTEMBER 2020    Management    For    For
2   TO APPROVE A FINAL DIVIDEND OF 30 PENCE PER ORDINARY SHARE    Management    For    For
3   TO RE-ELECT JE NICHOLAS AS A DIRECTOR OF THE COMPANY    Management    For    For
4   TO RE-ELECT JD THOMSON AS A DIRECTOR OF THE COMPANY    Management    For    For
5   TO ELECT B GIBBES AS A DIRECTOR OF THE COMPANY    Management    For    For
6   TO RE-ELECT AP SMITH AS A DIRECTOR OF THE COMPANY    Management    For    For
7   TO RE-ELECT A THORBUM AS A DIRECTOR OF THE COMPANY    Management    For    For
8   TO ELECT G HUSE AS A DIRECTOR OF THE COMPANY    Management    For    For
9   TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY    Management    For    For
10   TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITORS    Management    For    For
11   TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE FINANCIAL YEAR ENDED 30 SEPTEMBER 2020    Management    Against    Against
  Comments: Short vesting period         
12   TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES    Management    For    For
13   TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES    Management    For    For
14   TO AUTHORISE THE DIRECTORS TO FURTHER ALLOT EQUITY SECURITIES    Management    For    For
15   TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES    Management    For    For
16   TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY    Management    For    For
17   THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE    Management    For    For
CMMT   31 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      

UDG HEALTHCARE PLC

 

Security    G9285S108   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    26-Jan-2021
ISIN    IE0033024807   Agenda    713456108 - Management
Record Date    22-Jan-2021   Holding Recon Date    22-Jan-2021
City / Country    DUBLIN 24 / Ireland   Vote Deadline Date    20-Jan-2021
SEDOL(s)    3302480 - B1G5FW2 - B1GKH87   Quick Code   

 

Item

  

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   TO RECEIVE AND CONSIDER THE REPORTS AND ACCOUNTS FOR THE YEAR ENDED 30 SEPTEMBER 2020    Management    For    For
2   TO DECLARE A FINAL DIVIDEND OF 12.54 CENT PER ORDINARY SHARE FOR THE YEAR ENDED 30 SEPTEMBER 2020    Management    For    For
3   TO RECEIVE AND CONSIDER THE DIRECTORS’ REMUNERATION REPORT AS SET OUT ON PAGES 87 TO 103 OF THE ANNUAL REPORT FOR THE YEAR ENDED 30 SEPTEMBER 2020    Management    For    For
4.A   TO RE-ELECT PETER CHAMBRE AS A DIRECTOR    Management    For    For
4.B   TO RE-ELECT NIGEL CLERKIN AS A DIRECTOR    Management    For    For
4.C   TO RE-ELECT SHANE COOKE AS A DIRECTOR    Management    For    For
4.D   TO RE-ELECT MYLES LEE AS A DIRECTOR    Management    For    For
4.E   TO RE-ELECT BRENDAN MCATAMNEY AS A DIRECTOR    Management    For    For
4.F   TO RE-ELECT LISA RICCIARDI AS A DIRECTOR    Management    For    For
4.G   TO RE-ELECT LIZ SHANAHAN AS A DIRECTOR    Management    For    For
4.H   TO RE-ELECT ERIK VAN SNIPPENBERG AS A DIRECTOR    Management    For    For
4.I   TO RE-ELECT ANNE WHITAKER AS A DIRECTOR    Management    For    For
4.J   TO RE-ELECT LINDA WILDING AS A DIRECTOR    Management    For    For

5

  

TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS

    Management    For    For

6

   SPECIAL RESOLUTION TO MAINTAIN THE EXISTING AUTHORITY TO CONVENE AN EXTRAORDINARY GENERAL MEETING ON 14 CLEAR DAYS’ NOTICE    Management    For    For
7   ORDINARY RESOLUTION TO AUTHORISE THE DIRECTORS TO ALLOT SHARES    Management    For    For
8   SPECIAL RESOLUTION TO DISAPPLY PRE-EMPTION RIGHTS (ALLOTMENT OF UP TO 5 PERCENT FOR CASH, OTHER SPECIFIED ALLOTMENTS AND FOR LEGAL / REGULATORY PURPOSES)    Management    For    For
9   SPECIAL RESOLUTION TO DISAPPLY PRE-EMPTION RIGHTS (ALLOTMENT OF UP TO AN ADDITIONAL 5 PERCENT FOR ACQUISITIONS /SPECIFIED CAPITAL INVESTMENTS)    Management    For    For
10   SPECIAL RESOLUTION TO AUTHORISE MARKET PURCHASES OF THE COMPANY’S OWN SHARES    Management    For    For
11   SPECIAL RESOLUTION TO AUTHORISE THE RE- ALLOTMENT OF TREASURY SHARES    Management    For    For

UDG HEALTHCARE PLC

 

Security    G9285S108   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    26-Jan-2021
ISIN    IE0033024807   Agenda    713456110 - Management
Record Date    22-Jan-2021   Holding Recon Date    22-Jan-2021
City / Country    DUBLIN 24 / Ireland   Vote Deadline Date    20-Jan-2021
SEDOL(s)    3302480 - B1G5FW2 - B1GKH87   Quick Code   

 

Item

  

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   SPECIAL RESOLUTION TO APPROVE THE COMPANY GIVING ITS CONSENT TO MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK’S CENTRAL SECURITY DEPOSITORY    Management    For    For
2   SPECIAL RESOLUTION TO AMEND AND ADOPT ARTICLES OF ASSOCIATION OF THE COMPANY    Management    For    For
3   ORDINARY RESOLUTION TO AUTHORISE AND INSTRUCT THE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT MIGRATION    Management    For    For

KOBE BUSSAN CO.,LTD.

 

Security    J3478K102   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    28-Jan-2021
ISIN    JP3291200008   Agenda    713502943 - Management
Record Date    31-Oct-2020   Holding Recon Date    31-Oct-2020
City / Country    HYOGO / Japan   Vote Deadline Date    20-Jan-2021
SEDOL(s)    B14RJB7 - BMWTQ33   Quick Code    30380

 

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1   Approve Appropriation of Surplus    Management    For    For
2   Amend Articles to: Change Company Location    Management    For    For
3.1   Appoint a Director Numata, Hirokazu    Management    For    For
3.2   Appoint a Director Asami, Kazuo    Management    For    For
3.3   Appoint a Director Nishida, Satoshi    Management    For    For
3.4   Appoint a Director Kobayashi, Takumi    Management    For    For
4   Approve Reduction of Capital Surplus and Increase of Stated Capital    Management    For    For
5   Approve Issuance of Share Acquisition Rights as Stock Options for Directors (Excluding Outside Directors), Employees of the Company and Directors and Employees of the Company’s Subsidiaries    Management    For    For

VERBIO VEREINIGTE BIOENERGIE AG

 

Security    D86145105   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    29-Jan-2021
ISIN    DE000A0JL9W6   Agenda    713485894 - Management
Record Date    07-Jan-2021   Holding Recon Date    07-Jan-2021
City / Country    LEIPZIG / Germany   Vote Deadline Date    21-Jan-2021
SEDOL(s)   

B1FQQK1 - B1NXCT5 -

B28N2T7 - BF0KYT1

   Quick Code   

 

Item

  

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE    Non-Voting      
  Comments: Non Voting Agenda Item         
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019/20    Non-Voting      
  Comments: Non Voting Agenda Item         
2   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.20 PER SHARE    Management    For    For
3   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019/20    Management    For    For
4   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019/20    Management    For    For
5   RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020/21    Management    For    For
6   APPROVE REMUNERATION POLICY    Management    Against    Against
  Comments: Poor overall design         
7   APPROVE REMUNERATION OF SUPERVISORY BOARD    Management    For    For
8   AMEND ARTICLES RE: PROOF OF ENTITLEMENT    Management    For    For
9   AMEND ARTICLES RE: PARTICIPATION AND VOTING RIGHTS    Management    For    For
10.1   ELECT ALEXANDER VON WITZLEBEN TO THE SUPERVISORY BOARD    Management    Against    Against
  Comments: Serves on too many boards         
10.2   ELECT ULRIKE KRAEMER TO THE SUPERVISORY BOARD    Management    For    For
10.3   ELECT KLAUS NIEMANN TO THE SUPERVISORY BOARD    Management    For    For
10.4   ELECT CHRISTIAN DOLL AS ALTERNATE SUPERVISORY BOARD MEMBER    Management    For    For
CMMT   29 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   29 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         

DALATA HOTEL GROUP PLC

 

Security    G2630L100   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    29-Jan-2021
ISIN    IE00BJMZDW83   Agenda    713495908 - Management
Record Date    27-Jan-2021   Holding Recon Date    27-Jan-2021
City / Country    DUBLIN / Ireland   Vote Deadline Date    25-Jan-2021
SEDOL(s)   

BJMZDW8 - BKRV2S7 -

BKZ4233 - BYX1T99

   Quick Code   

 

Item

  

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   APPROVAL FOR COMPANY TO GIVE CONSENT TO MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK’S CENTRAL SECURITIES DEPOSITORY    Management    For    For
2   APPROVAL TO THE PROPOSED CHANGES ASSOCIATED WITH MIGRATION IN THE COMPANY’S ARTICLES OF ASSOCIATION    Management    For    For
3   APPROVAL FOR THE COMPANY TO TAKE ALL OTHER ACTIONS TO IMPLEMENT MIGRATION INCLUDING THE APPOINTMENT OF ATTORNEYS OR AGENTS    Management    For    For

STOCK SPIRITS GROUP PLC

 

Security    G8505K101   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    04-Feb-2021
ISIN    GB00BF5SDZ96   Agenda    713459673 - Management
Record Date      Holding Recon Date    02-Feb-2021
City / Country    BUCKINGHAMSHIRE / United Kingdom   Vote Deadline Date    29-Jan-2021
SEDOL(s)    BF5SDZ9 - BFXVVP6 - BFXWVD7 - BN65ST4   Quick Code   

 

Item

  

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For/Against
Management

1   TO RECEIVE THE COMPANY’S ANNUAL REPORT AND ACCOUNTS    Management    For    For
2   TO APPROVE THE DIRECTORS’ REMUNERATION REPORT    Management    For    For
3   TO APPROVE A FINAL DIVIDEND OF EUR 0.0678 PER SHARE    Management    For    For
4   TO APPROVE A SPECIAL DIVIDEND OF EUR 0.11 PER SHARE    Management    For    For
5   TO RE-ELECT DAVID MALONEY AS A DIRECTOR    Management    For    For
6   TO RE-ELECT JOHN NICOLSON AS A DIRECTOR    Management    For    For
7   TO RE-ELECT MIROSLAW STACHOWICZ AS A DIRECTOR    Management    For    For
8   TO RE-ELECT PAUL BAL AS A DIRECTOR    Management    For    For
9   TO RE-ELECT DIEGO BEVILACQUA AS A DIRECTOR    Management    For    For
10   TO RE-ELECT MICHAEL BUTTERWORTH AS A DIRECTOR    Management    For    For
11   TO RE-ELECT TOMASZ BLAWAT AS A DIRECTOR    Management    For    For
12   TO RE-ELECT KATE ALLUM AS A DIRECTOR    Management    For    For
13   TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY    Management    For    For
14   TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF KPMG LLP    Management    For    For
15   TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES    Management    For    For
16   TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS    Management    For    For
17   TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT    Management    For    For
18   TO APPROVE THE PURCHASE OF THE COMPANY’S OWN SHARES    Management    For    For
19   TO ALLOW GENERAL MEETINGS (OTHER THAN AGMS) TO BE HELD ON NOT LESS THAN 14 DAYS’ NOTICE    Management    For    For
CMMT   22 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN DIRECTOR-NAME FOR RESOLUTION 7 . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         

TOTAL PRODUCE PLC

 

Security    G8983Q109   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    05-Feb-2021
ISIN    IE00B1HDWM43   Agenda    713504252 - Management
Record Date    03-Feb-2021   Holding Recon Date    03-Feb-2021
City / Country    DUBLIN 2 / Ireland   Vote Deadline Date    01-Feb-2021
SEDOL(s)   

B1HDWM4 - B1L9ZC9 -

B1LJQT3 - B2PPCY1

   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   APPROVE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK’S CENTRAL SECURITIES DEPOSITORY    Management    For    For
2   ADOPT NEW ARTICLES OF ASSOCIATION    Management    For    For
3   AUTHORISE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT THE MIGRATION    Management    For    For

SMURFIT KAPPA GROUP PLC

 

Security    G8248F104   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    05-Feb-2021
ISIN    IE00B1RR8406   Agenda    713523252 - Management
Record Date    03-Feb-2021   Holding Recon Date    03-Feb-2021
City / Country    DUBLIN 2 / Ireland   Vote Deadline Date    01-Feb-2021
SEDOL(s)    B1RR828 - B1RR840 - B1VKC76   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         

1

   TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK’S CENTRAL SECURITIES DEPOSITORY    Management    For    For
2   TO APPROVE AND ADOPT NEW ARTICLES OF ASSOCIATION    Management    For    For
3   TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT THE MIGRATION    Management    For    For

FUTURE PLC

 

Security    G37005132   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    10-Feb-2021
ISIN    GB00BYZN9041   Agenda    713454306 - Management
Record Date      Holding Recon Date    08-Feb-2021
City / Country    LONDON / United Kingdom   Vote Deadline Date    04-Feb-2021
SEDOL(s)    BD3DVS1 - BYMXHX6 - BYZN904   Quick Code   

 

Item

  

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1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For
2   APPROVE FINAL DIVIDEND    Management    For    For
3   APPROVE REMUNERATION POLICY    Management    Against    Against
  Comments: Potential for excessive payouts         
4   APPROVE REMUNERATION REPORT    Management    Against    Against
  Comments: Inadequate response to prior year dissent         
5   ELECT RICHARD HUNTINGFORD AS DIRECTOR    Management    For    For
6   RE-ELECT ZILLAH BYNG-THORNE AS DIRECTOR    Management    For    For
7   ELECT RACHEL ADDISON AS DIRECTOR    Management    For    For
8   ELECT MEREDITH AMDUR AS DIRECTOR    Management    For    For
9   ELECT MARK BROOKER AS DIRECTOR    Management    For    For
10   RE-ELECT HUGO DRAYTON AS DIRECTOR    Management    Against    Against
  Comments: Insufficient response to shareholder dissent         
11   RE-ELECT ROB HATTRELL AS DIRECTOR    Management    For    For
12   RE-ELECT ALAN NEWMAN AS DIRECTOR    Management    For    For
13   APPOINT DELOITTE LLP AS AUDITORS    Management    For    For
14   AUTHORISE THE AUDIT AND RISK COMMITTEE TO FIX REMUNERATION OF AUDITORS    Management    For    For
15   AUTHORISE ISSUE OF EQUITY    Management    For    For
16   AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE    Management    For    For
17   APPROVE US EMPLOYEE STOCK PURCHASE PLAN    Management    For    For
18   APPROVE VALUE CREATION PLAN    Management    Against    Against
  Comments: Potential for excessive payouts         
19   AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS    Management    For    For
20   AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT    Management    For    For
21   AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE    Management    For    For
22   ADOPT NEW ARTICLES OF ASSOCIATION    Management    For    For

KINGSPAN GROUP PLC

 

Security    G52654103   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    12-Feb-2021
ISIN    IE0004927939   Agenda    713525686 - Management
Record Date    10-Feb-2021   Holding Recon Date    10-Feb-2021
City / Country    VIRTUAL / Ireland   Vote Deadline Date    08-Feb-2021
SEDOL(s)    0492793 - 4491235 - B1WSY06   Quick Code   

 

Item

  

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Proposed by

   

Vote

   

For/Against
Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   APPROVE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK’S CENTRAL SECURITIES DEPOSITORY    Management    For    For
2   ADOPT NEW ARTICLES OF ASSOCIATION    Management    For    For
3   AUTHORISE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT THE MIGRATION    Management    For    For

UNIPHAR PLC

 

Security    G9300Z103   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    15-Feb-2021
ISIN    IE00BJ5FQX74   Agenda    713564638 - Management
Record Date    12-Feb-2021   Holding Recon Date    12-Feb-2021
City / Country    DUBLIN / Ireland   Vote Deadline Date    09-Feb-2021
SEDOL(s)    BJ5FQX7 - BJ5FR01 - BKDV8D8   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   APPROVE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK’S CENTRAL SECURITIES DEPOSITORY    Management    For    For
2   ADOPT NEW ARTICLES OF ASSOCIATION    Management    For    For
3   AUTHORISE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT THE MIGRATION    Management    For    For

VIVORYON THERAPEUTICS N.V.

 

Security    N9355S105   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    12-Mar-2021
ISIN    NL00150002Q7   Agenda    713589870 - Management
Record Date    12-Feb-2021   Holding Recon Date    12-Feb-2021
City / Country    VIRTUAL MEETIN G / Netherlands   Vote Deadline Date    24-Feb-2021
SEDOL(s)    BLGZ8F6 - BLR86R2 - BND74H3   Quick Code   

 

Item

  

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CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1.   OPEN MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2.   REELECT ULRICH DAUER AS EXECUTIVE DIRECTOR    Management    For    For
3.   ELECT FLORIAN SCHMID AS EXECUTIVE DIRECTOR    Management    For    For
4.   RATIFY KPMG ACCOUNTANTS N.V AS AUDITORS    Management    For    For
5.  

OTHER BUSINESS

 

Comments: Non Voting Agenda Item

    Non-Voting      
6.   CLOSE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   10 FEB 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   22 FEB 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO EGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         

TSUBAKI NAKASHIMA CO.,LTD.

 

Security    J9310P126   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    24-Mar-2021
ISIN    JP3534410000   Agenda    713633750 - Management
Record Date    31-Dec-2020   Holding Recon Date    31-Dec-2020
City / Country    OSAKA / Japan   Vote Deadline Date    22-Mar-2021
SEDOL(s)    B7T6PP7   Quick Code    64640

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2   Amend Articles to: Amend Business Lines    Management    For    For
3.1   Appoint a Director Hirota, Koji    Management    For    For
3.2   Appoint a Director Gotsubo, Tomofumi    Management    For    For
3.3   Appoint a Director Shakil Ohara    Management    For    For
3.4   Appoint a Director Kono, Ken    Management    For    For
3.5   Appoint a Director Tannawa, Keizo    Management    For    For
3.6   Appoint a Director Yamamoto, Noboru    Management    For    For
3.7   Appoint a Director Hashiguchi, Junichi    Management    For    For

KONECRANES PLC

 

Security    X4550J108   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    30-Mar-2021
ISIN    FI0009005870   Agenda    713637354 - Management
Record Date    18-Mar-2021   Holding Recon Date    18-Mar-2021
City / Country    ESPOO / Finland   Vote Deadline Date    19-Mar-2021
SEDOL(s)   

B11WFP1 - B28JTJ4 -

B3FGY90 - BHZLKP1

   Quick Code   

 

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CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPENING OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2   CALLING THE MEETING TO ORDER: ATTORNEY-AT- LAW STEFAN WIKMAN    Non-Voting      
  Comments: Non Voting Agenda Item         
3   ELECTION OF A PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES: SIRPA POITSALO    Non-Voting      
  Comments: Non Voting Agenda Item         
4   RECORDING THE LEGALITY OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
5   RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES    Non-Voting      
  Comments: Non Voting Agenda Item         
6   PRESENTATION OF THE ANNUAL ACCOUNTS, THE REPORT OF THE BOARD OF DIRECTORS AND-THE AUDITOR’S REPORT FOR THE YEAR 2020    Non-Voting      
  Comments: Non Voting Agenda Item         
7   ADOPTION OF THE ANNUAL ACCOUNTS    Management    For    For
8   RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND: THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT A DIVIDEND OF EUR 0.88 PER SHARE BE PAID FROM THE DISTRIBUTABLE ASSETS OF THE PARENT COMPANY. THE DIVIDEND WILL BE PAID TO SHAREHOLDERS WHO ON THE RECORD DATE OF THE DIVIDEND PAYMENT 1 APRIL 2021 ARE REGISTERED AS SHAREHOLDERS IN THE COMPANY’S SHAREHOLDERS’ REGISTER MAINTAINED BY EUROCLEAR FINLAND LTD. THE DIVIDEND SHALL BE PAID ON 13 APRIL 2021    Management    For    For
9   RESOLUTION TO AUTHORIZE THE BOARD OF DIRECTORS TO RESOLVE UPON AN EXTRA DISTRIBUTION OF FUNDS: EUR 2 PER SHARE    Management    For    For

10   RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2020    Management    For    For
11   PRESENTATION OF THE REMUNERATION REPORT    Management    For    For
CMMT   PLEASE NOTE THAT RESOLUTIONS 12 AND 13 ARE PROPOSED BY SHAREHOLDERS’-NOMINATION BOARD AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE-PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
12   RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS    Management    For   
13   RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: THE SHAREHOLDERS’ NOMINATION BOARD OF THE COMPANY HAS INFORMED THE BOARD OF DIRECTORS THAT THE NOMINATION BOARD DID NOT REACH A UNANIMOUS PROPOSAL REGARDING THE NUMBER OR ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS AND THAT THE NOMINATION BOARD WILL THEREFORE NOT MAKE A PROPOSAL ON THOSE MATTERS. THE COMPANY’S SHAREHOLDERS HC HOLDING OY AB, SOLIDIUM OY AND ILMARINEN MUTUAL PENSION INSURANCE COMPANY, REPRESENTING IN THE AGGREGATE APPROXIMATELY 21.48 PER CENT OF ALL THE    Management    For   
  SHARES AND VOTES IN THE COMPANY, HAVE NOTIFIED THE BOARD OF DIRECTORS OF KONECRANES THAT THEY PROPOSE TO THE ANNUAL GENERAL MEETING THAT THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS SHALL BE SEVEN         
14   PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS: THE COMPANY’S SHAREHOLDERS HC HOLDING OY AB, SOLIDIUM OY AND ILMARINEN MUTUAL PENSION INSURANCE COMPANY, REPRESENTING IN THE AGGREGATE APPROXIMATELY 21.48 PER CENT OF ALL THE SHARES AND VOTES IN THE COMPANY, HAVE NOTIFIED THE BOARD OF DIRECTORS THAT THEY PROPOSE TO THE ANNUAL GENERAL MEETING THAT THE CURRENT BOARD MEMBERS MS. JANINA KUGEL, MR. ULF LILJEDAHL, MR. JANNE MARTIN, MR. NIKO MOKKILA MR. PER VEGARD NERSETH, MS. P IVI REKONEN AND MR. CHRISTOPH VITZTHUM BE RE-ELECTED FOR A TERM OF OFFICE ENDING AT THE CLOSING OF THE ANNUAL GENERAL MEETING IN 2022, AND THAT CHRISTOPH VITZTHUM BE ELECTED AS CHAIRMAN OF THE BOARD OF DIRECTORS. ALL CANDIDATES AND THE EVALUATION REGARDING THEIR INDEPENDENCE ARE PRESENTED ON THE COMPANY’S WEBSITE INVESTORS.KONECRANES.COM. ALL CANDIDATES HAVE GIVEN THEIR CONSENT TO THE ELECTION. ALL CANDIDATES WITH THE EXCEPTION OF JANNE MARTIN ARE DEEMED TO BE INDEPENDENT OF THE COMPANY AND ALL CANDIDATES WITH THE EXCEPTION OF NIKO MOKKILA ARE DEEMED TO BE INDEPENDENT OF THE COMPANY’S    Shareholder    For   
15   RESOLUTION ON THE REMUNERATION OF THE AUDITOR    Management    For    For
16   ELECTION OF AUDITOR: UPON RECOMMENDATION OF THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT ERNST & YOUNG OY BE RE- ELECTED AS THE COMPANY’S AUDITOR FOR A TERM EXPIRING AT THE END OF THE ANNUAL GENERAL MEETING FOLLOWING THE ELECTION. ERNST & YOUNG OY HAS INFORMED THE COMPANY THAT APA TONI HALONEN IS GOING TO ACT AS THE AUDITOR WITH THE PRINCIPAL RESPONSIBILITY    Management    For    For
17   AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE AND OR ON THE ACCEPTANCE AS PLEDGE OF THE COMPANY’S OWN SHARES    Management    For    For
18   AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AS WELL AS ON THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES    Management    For    For
19   AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE TRANSFER OF THE COMPANY’S OWN SHARES    Management    For    For
20   AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON A DIRECTED SHARE ISSUE WITHOUT PAYMENT FOR AN EMPLOYEE SHARE SAVINGS PLAN    Management    For    For
21   AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON DONATIONS    Management    For    For
22   CLOSING OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   22 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      

ROLAND CORPORATION

 

Security    J65457111   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    30-Mar-2021
ISIN    JP3983400007   Agenda    713666521 - Management
Record Date    31-Dec-2020   Holding Recon Date    31-Dec-2020
City / Country    SHIZUO / Japan KA   Vote Deadline Date    28-Mar-2021
SEDOL(s)    6747516   Quick Code    79440

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director Miki, Junichi    Management    For    For
2.2   Appoint a Director Gordon Raison    Management    For    For
2.3   Appoint a Director Minabe, Isao    Management    For    For
2.4   Appoint a Director Tsutsumi, Kazuaki    Management    For    For
2.5   Appoint a Director Oinuma, Toshihiko    Management    For    For
2.6   Appoint a Director Murase, Sachiko    Management    For    For
3   Approve Details of the Stock Compensation to be received by Directors, etc.    Management    For    For

OZ MINERALS LTD

 

Security    Q7161P122   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    01-Apr-2021
ISIN    AU000000OZL8   Agenda    713632518 - Management
Record Date    30-Mar-2021   Holding Recon Date    30-Mar-2021
City / Country    SOUTH AUSTRALIA / Australia   Vote Deadline Date    26-Mar-2021
SEDOL(s)    6397825 - B1BCYJ8 - BLNP1D8   Quick Code   

 

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CMMT   VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 TO 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION    Non-Voting      
  Comments: Non Voting Agenda Item         
2   RE-ELECTION OF MR PETER WASOW    Management    For    For
3   ADOPT REMUNERATION REPORT (NON-BINDING RESOLUTION)    Management    For    For
4   LONG TERM INCENTIVE GRANT OF PERFORMANCE RIGHTS TO MR ANDREW COLE    Management    For    For
5   SHORT TERM INCENTIVE GRANT OF PERFORMANCE RIGHTS TO MR ANDREW COLE    Management    For    For

 

Security    G5821P111   Meeting Type    Court Meeting
Ticker Symbol      Meeting Date    09-Apr-2021
ISIN    GB0059822006   Agenda    713667674 - Management
Record Date      Holding Recon Date    07-Apr-2021
City / Country    LONDON / United Kingdom   Vote Deadline Date    24-Mar-2021
SEDOL(s)   

5982200 - B28ZZL6 -

BDQZND3 - BHZLDS5

   Quick Code   

 

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1   APPROVE SCHEME OF ARRANGEMENT    Management    For    For
CMMT   10 MAR 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   10 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         

 

Security    G5821P111   Meeting Type    Ordinary General Meeting
Ticker Symbol      Meeting Date    09-Apr-2021
ISIN    GB0059822006   Agenda    713675621 - Management
Record Date      Holding Recon Date    07-Apr-2021
City / Country    LONDON / United Kingdom   Vote Deadline Date    24-Mar-2021
SEDOL(s)    5982200 - B28ZZL6 - BDQZND3 - BHZLDS5   Quick Code   

 

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1   THAT: (1) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 8 MARCH 2021 (THE “SCHEME”) BETWEEN THE COMPANY AND ITS SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN THEREOF, IN ITS ORIGINAL FORM OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BY THE COMPANY AND RENESAS ELECTRONIC CORPORATION (“RENESAS”) AND APPROVED OR IMPOSED BY THE COURT, THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (2) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 167: “167 SCHEME OF ARRANGEMENT (A) IN THIS ARTICLE, THE “SCHEME” MEANS THE SCHEME OF ARRANGEMENT DATED 8 MARCH 2021 BETWEEN THE COMPANY AND ITS SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME) UNDER PART 26 OF THE COMPANIES ACT 2006 IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND RENESAS ELECTRONICS CORPORATION (“RENESAS”) AND (SAVE AS DEFINED IN THIS ARTICLE) EXPRESSIONS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. (B) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES OR THE TERMS OF ANY OTHER RESOLUTION PASSED BY THE COMPANY IN ANY GENERAL MEETING, IF THE COMPANY ISSUES OR TRANSFERS OUT OF TREASURY ANY ORDINARY SHARES (OTHER THAN TO RENESAS OR ITS NOMINEE(S)) ON OR AFTER THE ADOPTION OF THIS ARTICLE AND BEFORE THE SCHEME RECORD TIME, SUCH SHARES SHALL BE ISSUED OR TRANSFERRED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES THEREOF) AND THE HOLDERS OF SUCH SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. (C) SUBJECT TO THE SCHEME BECOMING EFFECTIVE, IF ANY ORDINARY SHARES ARE ISSUED OR TRANSFERRED OUT OF TREASURY TO ANY PERSON (A “NEW MEMBER”) (OTHER THAN TO RENESAS OR ITS NOMINEE(S)) ON OR AFTER THE SCHEME RECORD TIME (THE “POST-SCHEME SHARES”), THEY SHALL BE IMMEDIATELY TRANSFERRED TO RENESAS (OR AS IT MAY DIRECT) IN CONSIDERATION OF THE PAYMENT TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CASH CONSIDERATION PER SCHEME SHARE PAYABLE PURSUANT TO THE SCHEME. (D) ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO, THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/ OR CONSOLIDATION) EFFECTED AFTER THE SCHEME EFFECTIVE DATE, THE VALUE OF THE CASH PAYMENT PER SHARE TO BE PAID UNDER PARAGRAPH (C) OF THIS ARTICLE MAY BE ADJUSTED BY THE DIRECTORS IN SUCH MANNER AS THE AUDITORS OF THE COMPANY OR AN INDEPENDENT INVESTMENT BANK SELECTED BY THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION. REFERENCES IN THIS ARTICLE TO ORDINARY SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. (E) TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/ OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST-SCHEME SHARES TO RENESAS AND/ OR ITS NOMINEE(S) AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS AS MAY IN THE OPINION OF THE ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST- SCHEME SHARES IN RENESAS OR ITS NOMINEE(S) AND PENDING SUCH VESTING TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST-SCHEME SHARES AS RENESAS MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF RENESAS) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST- SCHEME SHARES UNLESS SO AGREED BY RENESAS. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR OTHER INSTRUMENT OR INSTRUCTION OF TRANSFER ON BEHALF OF THE NEW MEMBER IN FAVOUR OF RENESAS AND/ OR ITS NOMINEE(S) AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST-SCHEME SHARES AND MAY REGISTER RENESAS AND/ OR ITS NOMINEE(S) AS HOLDER THEREOF AND ISSUE TO IT CERTIFICATES FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. RENESAS SHALL SEND A CHEQUE IN EURO DRAWN ON A GERMAN / UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER FOR THE CONSIDERATION FOR SUCH POST-SCHEME SHARES TO THE NEW MEMBER WITHIN TEN BUSINESS DAYS OF THE ISSUE OR TRANSFER OF THE POST-SCHEME SHARES TO THE NEW MEMBER. (F) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, NEITHER THE COMPANY NOR THE DIRECTORS SHALL REGISTER THE TRANSFER OF ANY SCHEME SHARES BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE.”    Management    For    For
CMMT   12 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      

MEDIASET ESPANA COMUNICACION SA.

 

Security    E7418Y101   Meeting Type    Ordinary General Meeting
Ticker Symbol      Meeting Date    14-Apr-2021
ISIN    ES0152503035   Agenda    713739627 - Management
Record Date    09-Apr-2021   Holding Recon Date    09-Apr-2021
City / Country    MADRID / Spain   Vote Deadline Date    08-Apr-2021
SEDOL(s)   

B01G2K0 - B01H946 -

B28HCG6 - BF44819 - BJ055F7

   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 537417 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 13. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK- YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   EXAMINATION AND APPROVAL, WHERE APPROPRIATE, OF THE ANNUAL ACCOUNTS AND MANAGEMENT REPORTS OF ‘MEDIASET ESPANA COMUNICACION, S.A.’ AND ITS CONSOLIDATED GROUP OF COMPANIES, CORRESPONDING TO THE YEAR ENDED 31 DECEMBER 2020    Management    For    For
2   EXAMINATION AND APPROVAL, WHERE APPROPRIATE, OF THE NON-FINANCIAL INFORMATION STATEMENT OF ‘MEDIASET ESPANA COMUNICACION, S.A.’ AND ITS CONSOLIDATED GROUP CORRESPONDING TO THE YEAR ENDED 31 DECEMBER 2020    Management    For    For
3   EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE PROPOSED APPLICATION OF THE RESULTS FOR THE YEAR ENDED 31 DECEMBER 2020    Management    For    For
4   EXAMINATION AND APPROVAL, WHERE APPROPRIATE, OF THE MANAGEMENT AND ACTION OF THE BOARD OF DIRECTORS DURING THE 2020 FINANCIAL YEAR    Management    For    For
5   RE ELECTION OF ACCOUNT AUDITORS, BOTH OF ‘MEDIASET ESPANA COMUNICACION, S.A.’ AS WELL AS ITS CONSOLIDATED GROUP OF COMPANIES: DELOITTE    Management    For    For
6   AUTHORIZATION, WHERE APPROPRIATE, SO THAT DIRECTORS WITH EXECUTIVE FUNCTIONS AND SENIOR MANAGEMENT CAN RECEIVE PART OF THE VARIABLE REMUNERATION THAT THEY HAVE ACCRUED IN FISCAL YEAR 2020 IN THE FORM OF COMPANY SHARES    Management    For    For
7   AUTHORIZATION TO THE BOARD OF DIRECTORS, WHERE APPROPRIATE, SO THAT IT CAN ESTABLISH A MULTI YEAR REMUNERATION SYSTEM AIMED AT EXECUTIVE DIRECTORS AND MANAGERS OF THE GROUP OF COMPANIES, REFERENCED TO THE VALUE OF THE COMPANY’S SHARES    Management    For    For
8   EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE ANNUAL REPORT ON REMUNERATION OF THE DIRECTORS OF ‘MEDIASET ESPANA COMUNICACION, S.A.’    Management    Against    Against
  Comments: Poor Responsiveness         
9   EXAMINATION AND APPROVAL, WHERE APPROPRIATE, OF THE REMUNERATION POLICY FOR THE DIRECTORS OF‘MEDIASET ESPANA COMUNICACION, S.A.’    Management    Against    Against
  Comments: Poor compensation structure/performance conditions; No mandatory LTIP; NEDs may participate in executive plan         
10   AUTHORIZATION TO THE BOARD OF DIRECTORS, WHERE APPROPRIATE, SO THAT IT MAY PROCEED TO THE DERIVATIVE ACQUISITION OF TREASURY SHARES BY THE COMPANY IN THE TERMS PROVIDED BY CURRENT LEGISLATION, WITH EXPRESS POWER TO APPLY THEM TO THE EXECUTION OF REMUNERATION PROGRAMS AND / OR PROCEED TO THEIR DISPOSAL OR AMORTIZATION WITH REDUCTION OF THE CAPITAL STOCK FIGURE AND / OR ALLOCATE THEM TO THE ACHIEVEMENT OF POTENTIAL OPERATIONS OR CORPORATE OR BUSINESS DECISIONS, LEAVING WITHOUT EFFECT, IN THE AMOUNT NOT USED, THE DELEGATION AGREED BY THE GENERAL MEETINGS FROM PREVIOUS YEARS    Management    For    For
11   REVOCATION OF THE FIRST TO FOURTH RESOLUTIONS ADOPTED BY THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY HELD ON 4 SEPTEMBER 2019 AND THE FIRST AND SECOND RESOLUTIONS ADOPTED BY THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY HELD ON 5 FEBRUARY 2020, AND RATIFICATION OF THE WITHDRAWAL FROM THE EXECUTION OF THE MERGER AGREED BY THE BOARD OF DIRECTORS    Management    For    For
12   DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND EXECUTE THE ABOVE RESOLUTIONS, AS WELL AS TO SUBSTITUTE THE POWERS THAT THE BOARD OF DIRECTORS RECEIVES FROM THE MEETING    Management    For    For
13   INFORMATION ON THE MODIFICATION OF THE REGULATIONS OF THE BOARD OF DIRECTORS- AGREED AT ITS MEETING OF 23 DECEMBER 2020    Non-Voting      
  Comments: Non Voting Agenda Item         
14   MODIFICATION OF THE BYLAWS TO INCORPORATE THE POSSIBILITY OF ATTENDING THE GENERAL MEETING OF SHAREHOLDERS AND THEIR REPRESENTATIVES BY TELEMATIC MEANS    Management    For    For
15   MODIFICATION OF THE COMPANY BYLAWS TO INCORPORATE THE POSSIBILITY OF HOLDING GENERAL MEETINGS EXCLUSIVELY BY TELEMATIC MEANS    Management    For    For
16   MODIFICATION OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS’ MEETING IN DEVELOPMENT OF THE NEW ARTICLES 33 BIS AND 33 TRIS OF THE COMPANY BYLAWS TO ESTABLISH A BASIC REGIME OF ATTENDANCE AT THE GENERAL MEETING OF SHAREHOLDERS AND THEIR REPRESENTATIVES BY TELEMATIC MEANS‘    Management    For    For
CMMT   07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU    Non-Voting      
CMMT   07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 539266, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      

PACIFIC BASIN SHIPPING LTD

 

Security    G68437139   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    15-Apr-2021
ISIN    BMG684371393   Agenda    713678033 - Management
Record Date    09-Apr-2021   Holding Recon Date    09-Apr-2021
City / Country    HONG KONG / Bermuda   Vote Deadline Date    08-Apr-2021
SEDOL(s)   

B01RQM3 - B01WV34 -

B03NP88 - BDH4BB3

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CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0311/2021031100249.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0311/2021031100247.pdf    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
1   TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020    Management    For    For
2.I   TO RE-ELECT MR. MATS HENRIK BERGLUND AS AN EXECUTIVE DIRECTOR    Management    For    For
2.II   TO RE-ELECT MR. PATRICK BLACKWELL PAUL AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR    Management    For    For
2.III   TO RE-ELECT MR. ALASDAIR GEORGE MORRISON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR    Management    For    For
2.IV   TO RE-ELECT MR. STANLEY HUTTER RYAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR    Management    For    For
2.V   TO RE-ELECT MR. JOHN MACKAY MCCULLOCH WILLIAMSON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR    Management    For    For
2.VI   TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS    Management    For    For
3   TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2021 AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION    Management    For    For
4   TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT SHARES AS SET OUT IN ITEM 4 OF THE AGM NOTICE    Management    For    For
5   TO GRANT A GENERAL MANDATE TO THE DIRECTORS FOR THE BUY-BACK OF SHARES AS SET OUT IN ITEM 5 OF THE AGM NOTICE    Management    For    For

METROPOLE TELEVISION SA

 

Security    F62379114   Meeting Type    MI100X
Ticker Symbol      Meeting Date    20-Apr-2021
ISIN    FR0000053225   Agenda    713687549 - Management
Record Date    15-Apr-2021   Holding Recon Date    15-Apr-2021
City / Country    TBD / France   Vote Deadline Date    13-Apr-2021
SEDOL(s)    5993882 - 5993901 - B28K1S0   Quick Code   

 

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CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   17 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE    Non-Voting      
  Comments : Non Voting Agenda Item         
CMMT  

06 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING-INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-

https://www.journal- officiel.gouv.fr/balo/document/202103152100524-32

    Non-Voting      
  Comments: Non Voting Agenda Item         
1   APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF NON-TAX- DEDUCTIBLE EXPENSES AND COSTS    Management    For    For
2   APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020    Management    For    For
3   ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND    Management    For    For
4   THE STATUTORY AUDITORS’ SPECIAL REPORT ON THE REGULATED AGREEMENTS AND APPROVAL OF THESE AGREEMENTS    Management    For    For
5   APPROVAL OF THE INFORMATION REFERRED TO IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE    Management    For    For
6   APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR AWARDED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. NICOLAS DE TAVERNOST, CHAIRMAN OF THE MANAGEMENT BOARD    Management    For    For
7   APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD    Management    Against    Against
  Comments: Performance metrics are not disclosed; Poor overall compensation disclosure         
8   APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR AWARDED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. THOMAS VALENTIN IN HIS CAPACITY AS MEMBER OF THE MANAGEMENT BOARD    Management    For    For
9   APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR AWARDED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. JEROME LEFEBURE IN HIS CAPACITY AS MEMBER OF THE MANAGEMENT BOARD    Management    For    For
10   APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR AWARDED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. DAVID LARRAMENDY IN HIS CAPACITY AS MEMBER OF THE MANAGEMENT BOARD    Management    Against    Against
  Comments: Excessive granting practices in light of COVID-19; Discretionary bonus         
11   APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR AWARDED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. REGIS RAVANAS IN HIS CAPACITY AS A MEMBER OF THE MANAGEMENT BOARD AS OF 28 JULY 2020    Management    For    For
12   APPROVAL OF THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT BOARD IN RESPECT OF THEIR TERM OF OFFICE    Management    Against    Against
  Comments: Performance metrics are not disclosed; Poor overall compensation disclosure         
13   APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. ELMAR HEGGEN, CHAIRMAN OF THE SUPERVISORY BOARD    Management    For    For
14   APPROVAL OF THE REMUNERATION POLICY FOR THE MEMBERS OF THE SUPERVISORY BOARD    Management    For    For
15   AUTHORISATION TO BE GRANTED TO THE MANAGEMENT BOARD IN ORDER FOR THE COMPANY TO REPURCHASE ITS OWN SHARES PURSUANT TO THE PROVISIONS OF ARTICLE L. 22- 10-62 OF THE FRENCH COMMERCIAL CODE    Management    For    For
16   AUTHORISATION TO BE GRANTED TO THE MANAGEMENT BOARD TO CANCEL SHARES REPURCHASED BY THE COMPANY PURSUANT TO THE PROVISIONS OF ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE    Management    For    For
17   POWERS TO CARRY OUT FORMALITIES    Management    For    For

BREEDON GROUP PLC

 

Security    G1320X101   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    20-Apr-2021
ISIN    JE00B2419D89   Agenda    713716237 - Management
Record Date      Holding Recon Date    16-Apr-2021
City / Country    TBD / Jersey   Vote Deadline Date    14-Apr-2021
SEDOL(s)    B2419D8 - B3B3RF2   Quick Code   

 

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1   THAT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 BE RECEIVED AND ADOPTED    Management    For    For
2   THAT KPMG LLP, WHO HAVE INDICATED THEIR WILLINGNESS TO ACT, BE AND ARE HEREBY REAPPOINTED AS THE AUDITOR OF THE COMPANY    Management    For    For
3   THAT THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DETERMINE THE FEE PAYABLE TO THE AUDITOR IN RESPECT OF THE YEAR ENDING 31 DECEMBER 2021    Management    For    For
4   THAT THE DIRECTORS’ REMUNERATION REPORT ENDED 31 DECEMBER 2020 BE APPROVED    Management    For    For
5   THAT THE PROPOSED AMENDMENTS TO THE RULES OF THE BREEDON GROUP PERFORMANCE SHARE PLAN BE APPROVED    Management    For    For
6   THAT JAMES BROTHERTON BE REAPPOINTED AS A DIRECTOR OF THE COMPANY    Management    For    For
7   THAT HELEN MILES BE REAPPOINTED AS A DIRECTOR OF THE COMPANY    Management    For    For
8   THAT AMIT BHATIA BE REAPPOINTED AS A DIRECTOR OF THE COMPANY    Management    For    For
9   THAT CAROL HUI BE REAPPOINTED AS A DIRECTOR OF THE COMPANY    Management    For    For
10   THAT MONI MANNINGS BE REAPPOINTED AS A DIRECTOR OF THE COMPANY    Management    For    For
11   THAT CLIVE WATSON BE REAPPOINTED AS A DIRECTOR OF THE COMPANY    Management    For    For
12   THAT ROB WOOD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY    Management    For    For
13  

THAT THE DIRECTORS BE AUTHORISED TO ALLOT RELEVANT SECURITIES (AS DEFINED IN ARTICLE

6.2 OF THE ARTICLES) IN THE COMPANY

    Management    For    For
14   THAT, THE DIRECTORS BE AUTHORISED PURSUANT TO ARTICLE 6.7 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR CASH AS IF ARTICLE 6.3 DID NOT APPLY    Management    For    For
15   THAT, THE DIRECTORS BE AUTHORISED, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 14, TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF ARTICLE 6.6)    Management    For    For
16   THAT THE COMPANY BE AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY    Management    For    For

REXEL SA

 

Security    F7782J366   Meeting Type    MIX
Ticker Symbol      Meeting Date    22-Apr-2021
ISIN    FR0010451203   Agenda    713816859 - Management
Record Date    19-Apr-2021   Holding Recon Date    19-Apr-2021
City / Country    PARIS / France   Vote Deadline Date    14-Apr-2021
SEDOL(s)    B1VP0K0 - B1VYDX1 - B28ZZ50   Quick Code   

 

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CMMT   PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104022100766-40    Non-Voting      
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 530841 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 25 AND 26. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU.    Non-Voting      
CMMT   PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW N 2020-1379 OF NOVEMBER-14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE- GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL- PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT-ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE,-THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY-WEBSITE    Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.    Non-Voting      
CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.    Non-Voting      
1   APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF THE OVERALL AMOUNT OF EXPENSES AND COSTS REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE    Management    For    For
2   APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020    Management    For    For
3   ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, DISTRIBUTION OF AN AMOUNT OF 0.46 EURO PER SHARE BY DEDUCTION FROM THE SHARE PREMIUM    Management    For    For
4   APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE    Management    For    For
5   APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021, REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE    Management    For    For
6   APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE DIRECTORS FOR THE FINANCIAL YEAR 2021, REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE    Management    For    For
7   APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2021 UNTIL THE END OF THE TERM OF OFFICE OF MR. PATRICK BERARD AS CHIEF EXECUTIVE OFFICER, AS REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE    Management    For    For
8   APPROVAL OF THE INFORMATION REFERRED TO IN SECTION L OF ARTICLE L.22-10-9, OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020    Management    For    For
9   APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO MR. IAN MEAKINS, CHAIRMAN OF THE BOARD OF DIRECTORS    Management    For    For
10   APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO MR. PATRICK BERARD, CHIEF EXECUTIVE OFFICER    Management    For    For
11   RENEWAL OF THE TERM OF OFFICE OF MR. FRANCOIS HENROT AS DIRECTOR    Management    For    For
12   RENEWAL OF THE TERM OF OFFICE OF MR. MARCUS ALEXANDERSON AS DIRECTOR    Management    For    For
13   RENEWAL OF THE TERM OF OFFICE OF MRS. MARIA RICHTER AS DIRECTOR    Management    For    For
14   AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY’S SHARES    Management    For    For
15   AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES    Management    For    For
16   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED    Management    For    For
17   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFER OTHER THAN THE OFFERS MENTIONED IN PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, OF COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED    Management    For    For
  THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF AN OFFER REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, OF COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED         
19   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE AMOUNT OF ISSUES CARRIED OUT WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, PURSUANT TO THE SIXTEENTH, SEVENTEENTH AND EIGHTEENTH RESOLUTIONS    Management    For    For
20   DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, AS REMUNERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY    Management    For    For
21   AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF MEMBERS OF A SAVINGS PLAN    Management    For    For
22   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE OF COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF CERTAIN CATEGORIES OF BENEFICIARIES TO ENABLE THE REALISATION OF EMPLOYEE SHAREHOLDING TRANSACTIONS    Management    For    For
23   DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS WHOSE CAPITALISATION WOULD BE ALLOWED    Management    For    For
24   AMENDMENT TO ARTICLES 14, 28 AND 30 OF THE COMPANY’S BY-LAWS TO UPDATE REFERENCES TO CERTAIN PROVISIONS OF THE FRENCH CIVIL CODE AND THE FRENCH COMMERCIAL CODE    Management    For    For
25   APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2021, AS FROM THE APPOINTMENT OF MR. GUILLAUME TEXIER AS CHIEF EXECUTIVE OFFICER, REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE    Management    For    For
26   APPOINTMENT OF MR. GUILLAUME TEXIER AS DIRECTOR    Management    For    For
27   POWERS TO CARRY OUT FORMALITIES    Management    For    For
CMMT   PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU    Non-Voting      
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE    Non-Voting      

METSO OUTOTEC OYJ

 

Security    X5404W104   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    23-Apr-2021
ISIN    FI0009014575   Agenda    713609355 - Management
Record Date    13-Apr-2021   Holding Recon Date    13-Apr-2021
City / Country    HELSINKI / Finland   Vote Deadline Date    14-Apr-2021
SEDOL(s)   

B1FN8X9 - B1FVBB2 -

B28L5N6 - BHZLPD4

   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPENING OF THE GENERAL MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2   CALLING THE GENERAL MEETING TO ORDER: ATTORNEY-AT-LAW MIKKO HEINONEN WILL ACT-AS THE CHAIRMAN OF THE GENERAL MEETING. IF DUE TO WEIGHTY REASONS MIKKO-HEINONEN IS NOT ABLE TO ACT AS THE CHAIRMAN, THE BOARD OF DIRECTORS WILL-APPOINT ANOTHER PERSON WHO IT DEEMS MOST SUITABLE TO ACT AS THE CHAIRMAN    Non-Voting      
  Comments: Non Voting Agenda Item         
3   ELECTION OF A PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES: NINA KIVIRANTA, THE COMPANY’S GENERAL COUNSEL WILL SCRUTINIZE THE- MINUTES AND SUPERVISE THE COUNTING OF VOTES AT THE GENERAL MEETING. SHOULD-NINA KIVIRANTA FOR A WEIGHTY REASON NOT BE ABLE TO ATTEND THESE TASKS, THE-COMPANY’S BOARD OF DIRECTORS WILL APPOINT ANOTHER PERSON WHO IT DEEMS MOST-SUITABLE TO SCRUTINIZE THE MINUTES AND SUPERVISE THE COUNTING OF VOTES    Non-Voting      
  Comments: Non Voting Agenda Item         
4   RECORDING THE LEGALITY OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
5   RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES    Non-Voting      
  Comments: Non Voting Agenda Item         
6   PRESENTATION OF THE FINANCIAL STATEMENTS, THE REPORT OF THE BOARD OF-DIRECTORS AND THE AUDITOR’S REPORT FOR THE FINANCIAL YEAR JANUARY 1 - DECEMBER 31, 2020    Non-Voting      
  Comments: Non Voting Agenda Item         
7   ADOPTION OF THE FINANCIAL STATEMENTS    Management    For    For
8   RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND: EUR 0.20 PER SHARE    Management    For    For
9   RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEOS FROM LIABILITY FOR THE FINANCIAL YEAR JANUARY 1 - DECEMBER 31, 2020    Management    For    For
10   ADOPTION OF THE COMPANY’S REMUNERATION REPORT FOR GOVERNING BODIES    Management    For    For
CMMT   PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE PROPOSED BY SHAREHOLDERS’-NOMINATION BOARD AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSAL.-THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
11   RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS    Management    For   
12   RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: THE SHAREHOLDERS’ NOMINATION BOARD PROPOSES TO THE GENERAL MEETING THAT THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS SHALL BE SEVEN (7) (PREVIOUSLY: TEN (10))    Management    For   
13   ELECTION OF MEMBERS AND CHAIR AS WELL AS VICE CHAIR OF THE BOARD OF DIRECTORS: THE SHAREHOLDERS’ NOMINATION BOARD PROPOSES TO THE GENERAL MEETING THAT THE FOLLOWING CURRENT MEMBERS OF THE BOARD OF DIRECTORS BE RE-ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS FOR THE TERM ENDING AT THE CLOSING OF THE ANNUAL GENERAL MEETING 2022: KLAUS CAWEN, CHRISTER GARDELL, ANTTI MAKINEN, IAN W. PEARCE, KARI STADIGH, EMANUELA SPERANZA AND ARJA TALMA. THE SHAREHOLDERS’ NOMINATION BOARD STATES THAT MATTI ALAHUHTA, HANNE DE MORA AND MIKAEL LILIUS WERE NOT AVAILABLE FOR RE- ELECTION. THE SHAREHOLDERS’ NOMINATION BOARD PROPOSES THAT THE GENERAL MEETING RESOLVES TO ELECT KARI STADIGH AS THE CHAIR OF THE BOARD OF DIRECTORS AND KLAUS CAWEN AS THE VICE CHAIR OF THE BOARD OF DIRECTORS FOR THE TERM ENDING AT THE CLOSING OF THE ANNUAL GENERAL MEETING 2022    Management    For   
14   RESOLUTION ON THE REMUNERATION OF THE AUDITOR    Management    For    For
15   ELECTION OF AUDITOR: ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES TO THE GENERAL MEETING THAT AUTHORIZED PUBLIC ACCOUNTANTS ERNST & YOUNG OY BE RE- ELECTED AS THE COMPANY’S AUDITOR FOR A TERM ENDING AT THE CLOSING OF THE ANNUAL GENERAL MEETING 2022. ERNST & YOUNG OY HAS ANNOUNCED THAT IT WILL APPOINT MIKKO JARVENTAUSTA, APA, AS THE PRINCIPALLY RESPONSIBLE AUDITOR    Management    For    For
16   AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY’S OWN SHARES    Management    For    For
17   AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AND THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES    Management    For    For
18   CLOSING OF THE GENERAL MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   22 FEB 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   22 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE ADDITION OF COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         

POLYMETAL INTERNATIONAL PLC

 

Security    G7179S101   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    26-Apr-2021
ISIN    JE00B6T5S470   Agenda    713696093 - Management
Record Date      Holding Recon Date    22-Apr-2021
City / Country    LONDON / Jersey   Vote Deadline Date    20-Apr-2021
SEDOL(s)    B6T5S47 - B761R15 - BBMT4K9   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

1   TO RECEIVE THE COMPANY’S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 AND THE RELATED DIRECTORS’ REPORT AND AUDITOR’S REPORT    Management    For    For
2   TO RECEIVE AND APPROVE THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY) SET OUT ON PAGES 141 TO 149 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020    Management    For    For
3   TO DECLARE A FINAL DIVIDEND OF USD 0.89 PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 RECOMMENDED BY THE DIRECTORS AND TO BE PAID ON OR AROUND 28 MAY 2021    Management    For    For
4   TO RE-ELECT MR IAN COCKERILL AS A DIRECTOR OF THE COMPANY    Management    For    For
5   TO RE-ELECT MR VITALY NESIS AS A DIRECTOR OF THE COMPANY    Management    For    For
6   TO RE-ELECT MR M L S DE SOUSA-OLIVEIRA AS A DIRECTOR OF THE COMPANY    Management    For    For
7   TO RE-ELECT MR KONSTANTIN YANAKOV AS A DIRECTOR OF THE COMPANY    Management    For    For
8   TO RE-ELECT MR GIACOMO BAIZINI AS A DIRECTOR OF THE COMPANY    Management    For    For
9   TO RE-ELECT MS TRACEY KERR AS A DIRECTOR OF THE COMPANY    Management    For    For
10   TO RE-ELECT MS ITALIA BONINELLI AS A DIRECTOR OF THE COMPANY    Management    For    For
11   TO RE-ELECT MR VICTOR FLORES AS A DIRECTOR OF THE COMPANY    Management    For    For
12   TO RE-ELECT MS ANDREA ABT AS A DIRECTOR OF THE COMPANY    Management    For    For
13   TO RE-APPOINT DELOITTE LLP AS THE COMPANY’S AUDITORS UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY    Management    For    For
14   TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS    Management    For    For
15   TO RENEW THE POWER CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10 OF THE COMPANY’S ARTICLES OF ASSOCIATION (THE ‘ARTICLES’) TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES), AND FOR THAT PURPOSE, THE AUTHORISED ALLOTMENT SHARES (AS DEFINED IN THE ARTICLES) SHALL BE AN AGGREGATE NUMBER OF UP TO 157,272,666 ORDINARY SHARES AND IN ADDITION THE AUTHORISED ALLOTMENT SHARES SHALL BE INCREASED BY AN AGGREGATE NUMBER OF UP TO 157,272,666 ORDINARY SHARES, PROVIDED THAT THE DIRECTORS’ POWER IN RESPECT OF SUCH LATTER AMOUNT MAY ONLY BE USED IN CONNECTION WITH A PRE-EMPTIVE ISSUE (AS DEFINED IN THE ARTICLES). THIS AUTHORITY SHALL, UNLESS PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE CONCLUSION OF THE COMPANY’S NEXT AGM (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON THE DATE WHICH IS 15 MONTHS AFTER THE DATE OF THIS RESOLUTION, BEING 26 JULY 2022), SAVE THAT THE DIRECTORS MAY, BEFORE SUCH EXPIRY, MAKE OFFERS OR AGREEMENTS (WHETHER OR NOT CONDITIONAL) WITHIN THE TERMS OF THIS AUTHORITY WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR SOLD AFTER SUCH EXPIRY, AND THE DIRECTORS MAY ALLOT OR SELL EQUITY SECURITIES PURSUANT TO SUCH OFFERS OR AGREEMENTS AS IF THE AUTHORITY CONFERRED ON THEM HEREBY HAD NOT EXPIRED    Management    For    For
16   THAT, SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF RESOLUTION 15, THE DIRECTORS BE EMPOWERED PURSUANT TO ARTICLE 10.4 OF THE COMPANY’S ARTICLES OF ASSOCIATION (THE ‘ARTICLES’) TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) FOR CASH AS IF ARTICLE 11 OF THE ARTICLES (PRE-EMPTIVE RIGHTS) DID NOT APPLY AND FOR THE PURPOSES OF PARAGRAPH (B) OF ARTICLE 10.4 OF THE ARTICLES, THE NON PRE-EMPTIVE SHARES (AS DEFINED IN THE ARTICLES) SHALL BE AN AGGREGATE OF UP TO 23,590,900 ORDINARY SHARES. THIS AUTHORITY SHALL, UNLESS PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE CONCLUSION OF THE COMPANY’S NEXT AGM (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON THE DATE WHICH IS 15 MONTHS AFTER THE DATE OF THIS RESOLUTION, BEING 26 JULY 2022), SAVE THAT THE DIRECTORS MAY BEFORE SUCH EXPIRY MAKE OFFERS OR AGREEMENTS (WHETHER OR NOT CONDITIONAL) WITHIN THE TERMS OF THIS AUTHORITY WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR SOLD AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT OR SELL EQUITY SECURITIES PURSUANT TO SUCH OFFERS OR AGREEMENTS AS IF THE AUTHORITY CONFERRED ON THEM HEREBY HAD NOT EXPIRED    Management    For    For
17  

THAT, SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF RESOLUTIONS 15 AND 16, THE DIRECTORS BE EMPOWERED PURSUANT TO ARTICLE 10.4 OF THE COMPANY’S ARTICLES OF ASSOCIATION (THE ‘ARTICLES’) IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16, TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) FOR CASH AS IF ARTICLE 11 OF THE ARTICLES (PRE-EMPTIVE RIGHTS) DID NOT APPLY AND FOR THE PURPOSES OF PARAGRAPH (B) OF ARTICLE 10.4 OF THE ARTICLES, THE NON PRE-EMPTIVE SHARES (AS DEFINED IN THE ARTICLES) SHALL BE AN AGGREGATE OF UP TO 23,590,900 ORDINARY SHARES, THIS AUTHORITY USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION THAT THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE. THIS AUTHORITY SHALL, UNLESS PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE CONCLUSION OF THE COMPANY’S NEXT AGM (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON THE DATE WHICH IS 15 MONTHS AFTER THE DATE OF THIS RESOLUTION, BEING 26 JULY 2022), SAVE THAT THE DIRECTORS MAY BEFORE SUCH EXPIRY MAKE OFFERS OR AGREEMENTS (WHETHER OR NOT CONDITIONAL) WITHIN THE TERMS OF THIS AUTHORITY WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR SOLD AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT OR SELL EQUITY SECURITIES PURSUANT TO SUCH OFFERS OR AGREEMENTS AS IF THE AUTHORITY CONFERRED ON THEM HEREBY HAD NOT EXPIRED

    Management    For    For
18   THAT, PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991, THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES OF THE COMPANY, PROVIDED THAT: 18.1 THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 47,181,800 ORDINARY SHARES; 18.2 THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS 1 PENNY; 18.3 THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS THE HIGHER OF: (A) AN AMOUNT EQUAL TO 105 PER CENT OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS OF AN ORDINARY SHARE IN THE COMPANY AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (B) AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE TRADING SYSTEM; 18.4 THE POWER HEREBY GRANTED SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 18 MONTHS FROM THE DATE OF THE PASSING OF THIS RESOLUTION, BEING 26 OCTOBER 2022 (WHICHEVER IS EARLIER); 18.5 A CONTRACT TO PURCHASE SHARES UNDER THIS AUTHORITY MAY BE MADE PRIOR TO THE EXPIRY OF THIS AUTHORITY AND CONCLUDED IN WHOLE OR IN PART AFTER THE EXPIRY OF THIS AUTHORITY; AND 18.6 PURSUANT TO ARTICLE 58A OF THE COMPANIES (JERSEY) LAW 1991, THE COMPANY MAY HOLD AS TREASURY SHARES ANY ORDINARY SHARES PURCHASED PURSUANT TO THE AUTHORITY CONFERRED IN THIS RESOLUTION    Management    For    For

PERSIMMON PLC

 

Security    G70202109   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    28-Apr-2021
ISIN    GB0006825383   Agenda    713732281 - Management
Record Date      Holding Recon Date    26-Apr-2021
City / Country    YORK / United Kingdom   Vote Deadline Date    22-Apr-2021
SEDOL(s)    0682538 - B09RH88 - BKSG151   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

1   TO RECEIVE AND ADOPT THE DIRECTORS’ AND AUDITOR’S REPORTS AND FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020    Management    For    For
2   TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020    Management    For    For
3   TO RE-ELECT ROGER DEVLIN AS A DIRECTOR    Management    For    For
4   TO ELECT DEAN FINCH AS A DIRECTOR    Management    For    For
5   TO RE-ELECT MIKE KILLORAN AS A DIRECTOR    Management    For    For
6   TO RE-ELECT NIGEL MILLS AS A DIRECTOR    Management    For    For
7   TO RE-ELECT RACHEL KENTLETON AS A DIRECTOR    Management    For    For
8   TO RE-ELECT SIMON LITHERLAND AS A DIRECTOR    Management    For    For
9   TO RE-ELECT JOANNA PLACE AS A DIRECTOR    Management    For    For
10   TO ELECT ANNEMARIE DURBIN AS A DIRECTOR    Management    For    For
11   TO ELECT ANDREW WYLLIE AS A DIRECTOR    Management    For    For
12   TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING    Management    For    For
13   TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITOR’S REMUNERATION    Management    For    For
14   RENEW THE AUTHORITY TO THE DIRECTORS TO ALLOT SHARES    Management    For    For
15   TO RENEW THE AUTHORITY TO THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL    Management    For    For
16   TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES    Management    For    For
17   THAT NEW ARTICLES OF ASSOCIATION BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION    Management    For    For
18   TO AUTHORISE THE CALLING OF A GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE    Management    For    For

NORTHERN DATA AG

 

Security    D5S1LG112   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    28-Apr-2021
ISIN    DE000A0SMU87   Agenda    713839706 - Management
Record Date    15-Apr-2021   Holding Recon Date    15-Apr-2021
City / Country    FRANKFURT AM MAIN / Germany   Vote Deadline Date    20-Apr-2021
SEDOL(s)    BWT5WX6   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT  

FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE    Non-Voting      
  Comments: Non Voting Agenda Item         
1   APPROVE CREATION OF EUR 7.9 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS    Management    Against    Against
  Comments: Potential dilution exceeds recommended threshold         
2   APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; AMEND CONDITIONAL CAPITAL 2020/II    Management    For    For

IBU-TEC ADVANCED MATERIALS AG

 

Security    D3R68T106   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    29-Apr-2021
ISIN    DE000A0XYHT5   Agenda    713714702 - Management
Record Date    07-Apr-2021   Holding Recon Date    07-Apr-2021
City / Country    WEIMAR / Germany   Vote Deadline Date    21-Apr-2021
SEDOL(s)    BD97Q26   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT(WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE(PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020    Non-Voting      
  Comments: Non Voting Agenda Item         
2   APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS    Management    For    For
3   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020    Management    For    For
4   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020    Management    For    For
5   RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021    Management    Abstain    Against
  Comments: Insufficient information provided         
6   APPROVE CREATION OF EUR 475,000 POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS    Management    For    For
7   APPROVE CREATION OF EUR 1.9 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS    Management    For    For
8   APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 150 MILLION; APPROVE CREATION OF EUR 2.4 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS    Management    For    For
9   AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES    Management    For    For
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         

DALATA HOTEL GROUP PLC

 

Security    G2630L100   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    29-Apr-2021
ISIN    IE00BJMZDW83   Agenda    713755936 - Management
Record Date    23-Apr-2021   Holding Recon Date    23-Apr-2021
City / Country    DUBLIN 2 / Ireland   Vote Deadline Date    23-Apr-2021
SEDOL(s)   

BJMZDW8 - BKRV2S7 -

BKZ4233 - BYX1T99

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting   
1   TO RECEIVE AND CONSIDER THE ANNUAL REPORT AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE DIRECTORS AND AUDITORS REPORTS AND A REVIEW OF THE AFFAIRS OF THE COMPANY    Management    For    For
2   TO RECEIVE AND CONSIDER THE DIRECTORS’ REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2020    Management    For    For
3.A   TO RE-APPOINT THE FOLLOWING DIRECTOR: JOHN HENNESSY    Management    For    For
3.B   TO RE-APPOINT THE FOLLOWING DIRECTOR: PATRICK MCCANN    Management    For    For
3.C   TO RE-APPOINT THE FOLLOWING DIRECTOR: STEPHEN MCNALLY    Management    For    For
3.D   TO RE-APPOINT THE FOLLOWING DIRECTOR: DERMOT CROWLEY    Management    For    For
3.E   TO RE-APPOINT THE FOLLOWING DIRECTOR: ROBERT DIX    Management    For    For
3.F   TO RE-APPOINT THE FOLLOWING DIRECTOR: ALF SMIDDY    Management    For    For
3.G   TO RE-APPOINT THE FOLLOWING DIRECTOR: MARGARET SWEENEY    Management    For    For
3.H   TO RE-APPOINT THE FOLLOWING DIRECTOR: ELIZABETH MCMEIKAN    Management    For    For
3.I   TO RE-APPOINT THE FOLLOWING DIRECTOR: SHANE CASSERLY    Management    For    For
4   TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS    Management    For    For
5   AUTHORITY TO ALLOT RELEVANT SECURITIES UP TO CUSTOMARY LIMITS    Management    For    For
6   DISAPPLICATION OF STATUTORY PRE-EMPTION RIGHTS IN SPECIFIED CIRCUMSTANCES    Management    For    For
7   DISAPPLICATION OF STATUTORY PRE-EMPTION RIGHTS IN ADDITIONAL CIRCUMSTANCES FOR FINANCING AN ACQUISITION OR CAPITAL INVESTMENT BY THE COMPANY    Management    For    For
8   AUTHORISATION OF MARKET PURCHASES OF THE COMPANY’S SHARES    Management    For    For
9   AUTHORISATION FOR THE RE-ALLOTMENT OF TREASURY SHARES    Management    For    For
10   TO AUTHORISE THE DIRECTORS TO HOLD CERTAIN GENERAL MEETINGS ON 14 DAYS NOTICE    Management    For    For
CMMT   2 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
CMMT   2 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      

KINGSPAN GROUP PLC

 

Security    G52654103   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    30-Apr-2021
ISIN    IE0004927939   Agenda    713716580 - Management
Record Date    26-Apr-2021   Holding Recon Date    26-Apr-2021
City / Country    DUBLIN / Ireland   Vote Deadline Date    26-Apr-2021
SEDOL(s)    0492793 - 4491235 - B1WSY06   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
01   TO ADOPT THE FINANCIAL STATEMENTS    Management    For    For
02   TO DECLARE A FINAL DIVIDEND    Management    For    For
03A   TO RE-ELECT GENE M. MURTAGH AS A DIRECTOR    Management    For    For
03B   TO RE-ELECT GEOFF DOHERTY AS A DIRECTOR    Management    For    For
03C   TO RE-ELECT RUSSELL SHIELS AS A DIRECTOR    Management    For    For
03D   TO RE-ELECT GILBERT MCCARTHY AS A DIRECTOR    Management    For    For
03E   TO RE-ELECT LINDA HICKEY AS A DIRECTOR    Management    For    For
03F   TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR    Management    For    For
03G   TO RE-ELECT JOHN CRONIN AS A DIRECTOR    Management    For    For
03H   TO RE-ELECT JOST MASSENBERG AS A DIRECTOR    Management    For    For
03I   TO RE-ELECT ANNE HERATY AS A DIRECTOR    Management    For    For
04   TO AUTHORISE THE REMUNERATION OF THE AUDITORS    Management    For    For
05   TO RECEIVE THE REPORT OF THE REMUNERATION COMMITTEE    Management    Against    Against
  Comments: Poor overall compensation disclosure         
06   TO INCREASE THE LIMIT FOR NON-EXECUTIVE DIRECTORS’ FEES    Management    For    For
07   TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES    Management    For    For
08   DIS-APPLICATION OF PRE-EMPTION RIGHTS    Management    For    For
09   ADDITIONAL 5% DIS-APPLICATION OF PRE-EMPTION RIGHTS    Management    For    For
10   PURCHASE OF COMPANY SHARES    Management    For    For
11   RE-ISSUE OF TREASURY SHARES    Management    For    For
12   TO APPROVE THE CONVENING OF CERTAIN EGMS ON 14 DAYS’ NOTICE    Management    For    For
CMMT   27 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN RECORD DATE FROM 28 APR 2021 TO 26 APR 2021 AND DUE TO-MODIFICATION OF TEXT IN RESOLUTION 2 AND CHANGE IN NUMBERING FOR ALL-RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   24 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
  Comments: Non Voting Agenda Item         

SMURFIT KAPPA GROUP PLC

 

Security    G8248F104   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    30-Apr-2021
ISIN    IE00B1RR8406   Agenda    713754148 - Management
Record Date    26-Apr-2021   Holding Recon Date    26-Apr-2021
City / Country    DUBLIN 4 / Ireland   Vote Deadline Date    22-Apr-2021
SEDOL(s)    B1RR828 - B1RR840 - B1VKC76   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For
2   APPROVE REMUNERATION REPORT    Management    For    For
3   APPROVE REMUNERATION POLICY    Management    For    For
4   APPROVE FINAL DIVIDEND    Management    For    For
5   ELECT KAISA HIETALA AS DIRECTOR    Management    For    For
6A   RE-ELECT IRIAL FINAN AS DIRECTOR    Management    For    For
6B   RE-ELECT ANTHONY SMURFIT AS DIRECTOR    Management    For    For
6C   RE-ELECT KEN BOWLES AS DIRECTOR    Management    For    For
6D   RE-ELECT ANNE ANDERSON AS DIRECTOR    Management    For    For
6E   RE-ELECT FRITS BEURSKENS AS DIRECTOR    Management    For    For
6F   RE-ELECT CAROL FAIRWEATHER AS DIRECTOR    Management    For    For
6G   RE-ELECT JAMES LAWRENCE AS DIRECTOR    Management    For    For
6H   RE-ELECT DR LOURDES MELGAR AS DIRECTOR    Management    For    For
6I   RE-ELECT JOHN MOLONEY AS DIRECTOR    Management    For    For
6J   RE-ELECT JORGEN RASMUSSEN AS DIRECTOR    Management    For    For
6K   RE-ELECT GONZALO RESTREPO AS DIRECTOR    Management    For    For
7   AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS    Management    For    For
8   AUTHORISE ISSUE OF EQUITY    Management    For    For
9   AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS    Management    For    For
10   AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT    Management    For    For
11   AUTHORISE MARKET PURCHASE OF SHARES    Management    For    For
12   AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE    Management    For    For
13   APPROVE INCREASE IN THE MAXIMUM AWARD OPPORTUNITY IN THE RULES OF THE 2018 PERFORMANCE SHARE PLAN    Management    For    For
CMMT   01 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   26 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND DUE CHANGE IN NUMBERING FOR RESOLUTION 6.A TO 6.K. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         

MANULIFE US REIT

 

Security    Y5817J103   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    30-Apr-2021
ISIN    SG1CI1000004   Agenda    713825024 - Management
Record Date      Holding Recon Date    28-Apr-2021
City / Country    TBD / Singapore   Vote Deadline Date    23-Apr-2021
SEDOL(s)    BYV9SY3   Quick Code   

 

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1   TO RECEIVE AND ADOPT THE TRUSTEE’S REPORT, THE MANAGER’S STATEMENT AND THE AUDITED FINANCIAL STATEMENTS OF MANULIFE US REIT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE AUDITORS’ REPORT THEREON    Management    For    For
2   TO RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS OF MANULIFE US REIT AND TO AUTHORISE THE MANAGER TO FIX THE AUDITORS’ REMUNERATION    Management    For    For
3   TO AUTHORISE THE MANAGER TO ISSUE UNITS AND TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS    Management    For    For

DIALOG SEMICONDUCTOR PLC

 

Security    G5821P111   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    04-May-2021
ISIN    GB0059822006   Agenda    713744452 - Management
Record Date      Holding Recon Date    30-Apr-2021
City / Country    LONDON / United Kingdom   Vote Deadline Date    26-Apr-2021
SEDOL(s)   

5982200 - B28ZZL6 -

BDQZND3 - BHZLDS5

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1   RECEIPT OF THE COMPANY’S REPORT AND ACCOUNTS    Management    For    For
2   APPROVAL OF DIRECTORS’ REMUNERATION REPORT    Management    For    For
3   RE-APPOINTMENT OF DELOITTE LLP AS AUDITOR OF THE COMPANY    Management    For    For
4   AUTHORITY TO AGREE THE AUDITOR’S REMUNERATION    Management    For    For
5   RE-APPOINTMENT OF ALAN CAMPBELL AS A DIRECTOR OF THE COMPANY    Management    For    For
6   RE-APPOINTMENT OF NICHOLAS JEFFERY AS A DIRECTOR OF THE COMPANY    Management    For    For
7   RE-APPOINTMENT OF EAMONN O’HARE AS A DIRECTOR OF THE COMPANY    Management    For    For
8   DIRECTORS’ AUTHORITY TO ALLOT SHARES    Management    For    For
9   ADDITIONAL AUTHORITY TO ALLOT SHARES IN CONNECTION WITH A RIGHTS ISSUE    Management    For    For
10   DISAPPLICATION OF PRE-EMPTION RIGHTS    Management    For    For
11   ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS    Management    For    For
12   AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH BARCLAYS BANK PLC    Management    For    For
13   AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH GOLDMAN SACHS INTERNATIONAL    Management    For    For
14   AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH HSBC BANK PLC    Management    For    For
15   AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH MERRILL LYNCH INTERNATIONAL    Management    For    For
16   NOTICE PERIOD FOR GENERAL MEETINGS    Management    For    For

AIB GROUP PLC

 

Security    G0R4HJ106   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date     06-May-2021
ISIN    IE00BF0L3536   Agenda    713796021 - Management
Record Date    30-Apr-2021   Holding Recon Date     30-Apr-2021
City / Country     DUBLIN / Ireland 2   Vote Deadline Date    28-Apr-2021
SEDOL(s)    BF0L353 - BF4KR65 - BYVZLK8   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITOR THEREON    Management    For    For
2   TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR    Management    For    For
3   TO CONSIDER THE CONTINUATION IN OFFICE OF DELOITTE AS AUDITOR    Management    For    For
4A   TO REAPPOINT BASIL GEOGHEGAN    Management    For    For
4B   TO REAPPOINT COLIN HUNT    Management    For    For
4C   TO REAPPOINT SANDY KINNEY PRITCHARD    Management    For    For
4D   TO REAPPOINT CAROLAN LENNON    Management    For    For
4E   TO REAPPOINT ELAINE MACLEAN    Management    For    For
4F   TO APPOINT ANDY MAGUIRE    Management    For    For
4G   TO REAPPOINT BRENDAN MCDONAGH    Management    For    For
4H   TO REAPPOINT HELEN NORMOYLE    Management    For    For
4I   TO REAPPOINT ANN O’BRIEN    Management    For    For
4J   TO APPOINT FERGAL O’DWYER    Management    For    For
4K   TO REAPPOINT RAJ SINGH    Management    For    For
5   TO CONSIDER THE DIRECTORS REMUNERATION REPORT    Management    For    For
6   TO CONSIDER THE REMUNERATION POLICY    Management    For    For
7   TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES    Management    For    For
8A   LIMITED AUTHORISATION FOR THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS    Management    For    For
8B   LIMITED AUTHORISATION FOR THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR AN ACQUISITION OR SPECIFIED CAPITAL EVENT    Management    For    For
9   TO AUTHORISE THE PURCHASE BY THE COMPANY OF ITS OWN SHARES    Management    For    For
10   TO DETERMINE THE RE-ISSUE PRICE RANGE AT WHICH ANY TREASURY SHARES HELD MAY BE RE- ISSUED OFF-MARKET    Management    For    For
11   TO APPROVE THE AMENDMENT OF THE ARTICLES OF ASSOCIATION    Management    For    For
12   TO AUTHORISE THE DIRECTORS TO CONVENE GENERAL MEETINGS ON 14 DAYS’ NOTICE    Management    For    For
13   TO APPROVE THE TERMS OF THE DIRECTED BUYBACK CONTRACT WITH THE MINISTER FOR FINANCE AND AUTHORISE THE MAKING OF OFF- MARKET PURCHASES OF ORDINARY SHARES    Management    For    For
CMMT   03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 04 MAY 2021 TO 30 APR 2021 AND ADDITION OF COMMENT AND DUE TO CHANGE IN-NUMBERING FOR RESOLUTION 4A TO 4K AND 8A, 8B. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item   
CMMT   07 ARP 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
  Comments: Non Voting Agenda Item         

AVAST PLC

 

Security    G0713S109   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    06-May-2021
ISIN    GB00BDD85M81   Agenda    713837182 - Management
Record Date      Holding Recon Date    04-May-2021
City / Country    WEST SUSSEX / United Kingdom   Vote Deadline Date    29-Apr-2021
SEDOL(s)   

BDD85M8 - BFD2N86 -

BFMKFB8 - BG0GM03

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1   TO RECEIVE THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, THE REPORT OF THE DIRECTORS, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON    Management    For    For
2   TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020    Management    For    For
3   TO DECLARE A FINAL DIVIDEND OF 11.2 US CENTS PER ORDINARY SHARE    Management    For    For
4   TO RE-ELECT JOHN SCHWARZ AS A DIRECTOR    Management    For    For
5   TO RE-ELECT ONDREJ VLCEK AS A DIRECTOR    Management    For    For
6   TO RE-ELECT PHILIP MARSHALL AS A DIRECTOR    Management    For    For
7   TO RE-ELECT PAVEL BAUDIS AS A DIRECTOR    Management    For    For
8   TO RE-ELECT EDUARD KUCERA AS A DIRECTOR    Management    For    For
9   TO RE-ELECT WARREN FINEGOLD AS A DIRECTOR    Management    For    For
10   TO RE-ELECT MAGGIE CHAN JONES AS A DIRECTOR    Management    For    For
11   TO RE-ELECT TAMARA MINICK-SCOKALO AS A DIRECTOR    Management    For    For
12   TO RE-ELECT BELINDA RICHARDS AS A DIRECTOR    Management    For    For
13   TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR    Management    For    For
14   TO AUTHORISE THE DIRECTORS TO SET THE AUDITOR’S REMUNERATION    Management    For    For
15   TO AUTHORISE THE COMPANY TO MAKE “POLITICAL DONATIONS” AND INCUR “POLITICAL EXPENDITURE”    Management    For    For
16   TO AUTHORISE THE DIRECTORS TO ALLOT SHARES    Management    For    For
17   AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS WITHOUT RESTRICTION AS TO USE    Management    For    For
18   AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT    Management    For    For
19   TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES    Management    For    For
20   TO APPROVE THE AVAST EMPLOYEE BENEFIT TRUST    Management    For    For
21   TO AUTHORISE THE COMPANY TO CALL A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE    Management    For    For

LUNDIN MINING CORP

 

Security    550372106   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    07-May-2021
ISIN    CA5503721063   Agenda    713794611 - Management
Record Date    19-Mar-2021   Holding Recon Date    19-Mar-2021
City / Country    TBD / Canada   Vote Deadline Date    23-Apr-2021
SEDOL(s)    2866857 - B0698C8 - BYPDSY1   Quick Code   

 

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CMMT  

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTIONS 3 AND 4 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION-NUMBERS 1.1 TO

1.9 AND 2. THANK YOU

    Non-Voting      
  Comments: Non Voting Agenda Item         
1.1   ELECTION OF DIRECTOR: DONALD K. CHARTER    Management    For    For
1.2   ELECTION OF DIRECTOR: C. ASHLEY HEPPENSTALL    Management    For    For
1.3   ELECTION OF DIRECTOR: MARIE INKSTER    Management    For    For
1.4   ELECTION OF DIRECTOR: PETER C. JONES    Management    For    For
1.5   ELECTION OF DIRECTOR: JACK O. LUNDIN    Management    For    For
1.6   ELECTION OF DIRECTOR: LUKAS H. LUNDIN    Management    For    For
1.7   ELECTION OF DIRECTOR: DALE C. PENIUK    Management    For    For
1.8   ELECTION OF DIRECTOR: KAREN P. PONIACHIK    Management    For    For
1.9   ELECTION OF DIRECTOR: CATHERINE J. G. STEFAN    Management    For    For
2   APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION PAID TO THE AUDITORS    Management    For    For
3   CONSIDERING AND, IF DEEMED APPROPRIATE, PASSING, WITH OR WITHOUT VARIATION, AN ORDINARY, NON-BINDING RESOLUTION, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD, TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR    Management    For    For
4   CONFIRM AMENDED AND RESTATED BY-LAW NO. 1 OF THE CORPORATION IN THE FORM OF RESOLUTION PRESENTED IN THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR    Management    For    For

KION GROUP AG

 

Security    D4S14D103   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    11-May-2021
ISIN    DE000KGX8881   Agenda    713749654 - Management
Record Date    19-Apr-2021   Holding Recon Date    19-Apr-2021
City / Country    FRANKFURT AM MAIN / Germany   Vote Deadline Date     03-May-2021
SEDOL(s)   

BB22L96 - BCDNWT2 - BD6D531 -

BDQZJL3 - BQ37NV1 - BRTM3C8

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE    Non-Voting      
  Comments: Non Voting Agenda Item         
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020    Non-Voting      
  Comments: Non Voting Agenda Item         
2   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.41 PER SHARE    Management    For    For
3   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020    Management    For    For
4   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020    Management    For    For
5   RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021    Management    For    For
6   APPROVE REMUNERATION POLICY    Management    For    For
7   APPROVE REMUNERATION OF SUPERVISORY BOARD    Management    For    For
8   AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES    Management    For    For
9   AMEND ARTICLES RE: AGM CONVOCATION; PARTICIPATION AND VOTING RIGHTS; PROOF OF ENTITLEMENT    Management    For    For

ASM PACIFIC TECHNOLOGY LTD

 

Security    G0535Q133   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    11-May-2021
ISIN    KYG0535Q1331   Agenda    713794661 - Management
Record Date    05-May-2021   Holding Recon Date    05-May-2021
City / Country    HONG KONG / Cayman Islands   Vote Deadline Date    05-May-2021
SEDOL(s)   

5855733 - 6002453 - B02V6Z7 -

BD8NFD9 - BMF1V86 - BP3RRD4

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CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0401/2021040103115.pdf-AND-https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0401/2021040103145.pdf    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
1   TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND OF THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020    Management    For    For
2   TO DECLARE A FINAL DIVIDEND OF HKD 2.00 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2020    Management    For    For
3   TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION    Management    For    For
4   TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES UP TO A MAXIMUM OF 5% OF THE ISSUED CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THE RESOLUTION    Management    For    For
5   TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES UP TO A MAXIMUM OF 5% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THE RESOLUTION    Management    For    For
6   TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY BY ADDING THERETO THE SHARES BOUGHT BACK BY THE COMPANY    Management    For    For
7   TO RE-ELECT MR. LOK KAM CHONG, JOHN AS DIRECTOR    Management    For    For
8   TO RE-ELECT MR. BENJAMIN LOH GEK LIM AS DIRECTOR    Management    For    For
9   TO RE-ELECT MS. PATRICIA CHOU PEI-FEN AS DIRECTOR    Management    For    For
10   TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION    Management    For    For

EURONEXT NV

 

Security    N3113K397   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    11-May-2021
ISIN    NL0006294274   Agenda    713907888 - Management
Record Date    13-Apr-2021   Holding Recon Date    13-Apr-2021
City / Country    AMSTERDAM / Netherlands   Vote Deadline Date    26-Apr-2021
SEDOL(s)    BKSG032 - BNBNSG0 - BNGMVM9 - BNGWW04 - BNH63F7 - BP25QL0   Quick Code   

 

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CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540483 DUE TO RECEIPT OF-CHANGE IN VOTING STATUS AND UPDATED AGENDA. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPEN MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2   PRESENTATION BY CEO    Non-Voting      
  Comments: Non Voting Agenda Item         
3.a   RECEIVE EXPLANATION ON COMPANY’S RESERVES AND DIVIDEND POLICY    Non-Voting      
  Comments: Non Voting Agenda Item         
3b   APPROVE REMUNERATION REPORT    Management    Against    Against
  Comments: Extraordinary LTI grant         
3c   ADOPT FINANCIAL STATEMENTS    Management    For    For
3d   APPROVE DIVIDENDS OF EUR 2.25 PER SHARE    Management    For    For
3e   APPROVE DISCHARGE OF MANAGEMENT BOARD    Management    For    For
3f   APPROVE DISCHARGE OF SUPERVISORY BOARD    Management    For    For
4a   ELECT PIERO NOVELLI TO SUPERVISORY BOARD    Management    For    For
4b   ELECT ALESSANDRA FERONE TO SUPERVISORY BOARD    Management    For    For
4c   ELECT DIANA CHAN TO SUPERVISORY BOARD    Management    For    For
4d   ELECT OLIVIER SICHEL TO SUPERVISORY BOARD    Management    For    For
4e   ELECT RIKA COPPENS TO SUPERVISORY BOARD    Management    For    For
5a   ELECT DELPHINE D’AMARZIT TO MANAGEMENT BOARD    Management    For    For
6   AMEND REMUNERATION POLICY FOR MANAGEMENT BOARD    Management    For    For
7   AMEND REMUNERATION POLICY FOR SUPERVISORY BOARD    Management    For    For
8   RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS    Management    For    For
9   AMEND ARTICLES OF ASSOCIATION    Management    For    For
10a   GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL    Management    For    For
10b   AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES    Management    For    For
11   AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL    Management    For    For
12   OTHER BUSINESS    Non-Voting      
  Comments: Non Voting Agenda Item         
13   CLOSE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   4 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF- RESOLUTIONS 3b TO 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, FOR MID: 557062-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.    Non-Voting      

STILLFRONT GROUP AB

 

Security    W87819145   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    11-May-2021
ISIN    SE0015346135   Agenda    713936536 - Management
Record Date    03-May-2021   Holding Recon Date    03-May-2021
City / Country    TBD / Sweden   Vote Deadline Date    28-Apr-2021
SEDOL(s)    BMCFL47 - BNBVWN9 - BNC36S7   Quick Code   

 

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CMMT   AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPEN MEETING Non-Voting         
  Comments: Non Voting Agenda Item         
2   ELECT CHAIRMAN OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
3   DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
4   PREPARE AND APPROVE LIST OF SHAREHOLDERS    Non-Voting      
  Comments: Non Voting Agenda Item         
5   APPROVE AGENDA OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
6   ACKNOWLEDGE PROPER CONVENING OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
7   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS    Non-Voting      
  Comments: Non Voting Agenda Item         
8.A   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For
8.B   APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS    Management    For    For
8.C1   APPROVE DISCHARGE OF BOARD CHAIRMAN JAN SAMUELSON    Management    For    For
8.C2   APPROVE DISCHARGE OF ERIK FORSBERG    Management    For    For
8.C3   APPROVE DISCHARGE OF KATARINA G. BONDE    Management    For    For
8.C4   APPROVE DISCHARGE OF BIRGITTA HENRIKSSON    Management    For    For
8.C5   APPROVE DISCHARGE OF ULRIKA VIKLUND    Management    For    For
8.C6   APPROVE DISCHARGE OF KAI WAWRZINEK    Management    For    For
8.C7   APPROVE DISCHARGE OF CEO JORGEN LARSSON    Management    For    For
9   APPROVE REMUNERATION REPORT    Management    For    For
10   DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD    Management    For    For
11.1   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 730,000 FOR CHAIRMAN    Management    Against    Against
  Comments: Increase is excessive         
11.2   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 260,000 FOR OTHER DIRECTORS    Management    Against    Against
  Comments: Increase is excessive         
11.3   APPROVE REMUNERATION FOR COMMITTEE WORK    Management    Against    Against
  Comments: Increase is excessive         
11.4   APPROVE REMUNERATION FOR COMMITTEE WORK    Management    Against    Against
  Comments: Increase is excessive         
11.5   APPROVE REMUNERATION FOR COMMITTEE WORK    Management    Against    Against
  Comments: Increase is excessive         
11.6   APPROVE REMUNERATION FOR COMMITTEE WORK    Management    Against    Against
  Comments: Increase is excessive         
11.7   APPROVE REMUNERATION OF AUDITORS    Management    For    For
12.1   RE-ELECT JAN SAMUELSON AS DIRECTOR    Management    For    For
12.2   RE-ELECT ERIK FORSBERG AS DIRECTOR    Management    For    For
12.3   RE-ELECT KATARINA G. BONDE AS DIRECTOR    Management    For    For
12.4   RE-ELECT BIRGITTA HENRIKSSON AS DIRECTOR    Management    For    For
12.5   RE-ELECT ULRIKA VIKLUND AS DIRECTOR    Management    For    For
12.6   RE-ELECT KAI WAWRZINEK AS DIRECTOR    Management    For    For
13   RE-ELECT JAN SAMUELSON AS BOARD CHAIRMAN    Management    For    For
14   RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS    Management    For    For
15   AUTHORIZE CHAIRMAN OF BOARD AND REPRESENTATIVES OF THREE OF COMPANY’S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE    Management    For    For
16   APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT    Management    For    For
17   APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES (LTIP 2021/2025)    Management    For    For
18   APPROVE EQUITY PLAN FINANCING THROUGH ISSUANCE OF WARRANTS AND THEIR TRANSFER TO PARTICIPANTS    Management    For    For
19   APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS    Management    For    For
20   APPROVE ISSUANCE OF SHARES FOR A PRIVATE PLACEMENT FOR THE SELLERS OF IMPERIA ONLINE JSC    Management    For    For
21   APPROVE ISSUANCE OF SHARES FOR A PRIVATE PLACEMENT FOR THE SELLERS OF PLAYA GAMES GMBH    Management    For    For
22   APPROVE ISSUANCE OF SHARES FOR A PRIVATE PLACEMENT FOR THE SELLERS OF STORM8, INC    Management    For    For
23   APPROVE ISSUANCE OF SHARES FOR A PRIVATE PLACEMENT FOR THE SELLERS OF CANDYWRITER LLC    Management    For    For
24   AMEND ARTICLES RE EDITORIAL CHANGES CORPORATE PURPOSE POSTAL VOTING    Management    For    For
25   CLOSE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         

COFACE SA

 

Security    F22736106   Meeting Type    MIX
Ticker Symbol      Meeting Date    12-May-2021
ISIN    FR0010667147   Agenda    713839807 - Management
Record Date    07-May-2021   Holding Recon Date    07-May-2021
City / Country    BOIS-COLOMBES / France   Vote Deadline Date    05-May-2021
SEDOL(s)    BNFWV75 - BP25R17 - BYN2J36   Quick Code   

 

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CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE    Non-Voting      
  Comments: Non Voting Agenda Item   
CMMT   PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU    Non-Voting
  Comments: Non Voting Agenda Item   
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE    Non-Voting
  Comments: Non Voting Agenda Item   
CMMT   PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104072100802-42    Non-Voting
  Comments: Non Voting Agenda Item   
1   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING    Management       For    For
2   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING    Management       For    For
3   THE SHAREHOLDERS’ MEETING RESOLVES TO ALLOCATE THE LOSS FOR THE YEAR AS FOLLOWS: ORIGIN LOSS: EUR 18,938,377.00 LEGAL RESERVE: EUR 31,449,646.00 (WHICH EXCEEDS THE LEGAL REQUIREMENTS) RETAINED EARNINGS: EUR 155,852,291.00 DISTRIBUTABLE INCOME: EUR 136,913,914.00 ALLOCATION DIVIDENDS: EUR 82,900,339.00 RETAINED EARNINGS: EUR 54,013,575.00 THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 0.55 PER SHARE THAT WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON MAY 21ST 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 52, 895,437.00, FOR 155,574,817 SHARES, FOR FISCAL YEAR 2017, EUR 119,423,806.00, FOR 155,169,375 SHARES, FOR FISCAL YEAR 2018, EUR 0.00 FOR FISCAL YEAR 2019. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management       For    For
4   THE SHAREHOLDERS’ MEETING RATIFIES THE CO- OPTATION OF MR. NICOLAS NAMIAS AS DIRECTOR, TO REPLACE MR. FRANCOIS RIAHI, FOR THE REMAINDER OF MR. FRANCOIS RIAHI’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR SAID FISCAL YEAR    Management       For    For
5   THE SHAREHOLDERS’ MEETING RATIFIES THE CO- OPTATION OF MR. BERNARDO SANCHEZ INCERA AS DIRECTOR, TO REPLACE MRS. ANNE SALLE MONGAUZE WHO RESIGNED, FOR THE REMAINDER OF MRS. ANNE SALLE MONGAUZE’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR SAID FISCAL YEAR    Management       For    For
6   THE SHAREHOLDERS’ MEETING RATIFIES THE CO- OPTATION OF MR. NICOLAS PAPADOPOULO AS DIRECTOR, TO REPLACE MR. JEAN ARONDEL WHO RESIGNED, FOR THE REMAINDER OF MR. JEAN ARONDEL’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR SAID FISCAL YEAR    Management       For    For
7   THE SHAREHOLDERS’ MEETING RATIFIES THE CO- OPTATION OF MRS. JANICE ENGLESBE AS DIRECTOR, TO REPLACE MR. DANIEL KARYOTIS WHO RESIGNED, FOR THE REMAINDER OF MR. DANIEL KARYOTIS’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR SAID FISCAL YEAR    Management       For    For
8   THE SHAREHOLDERS’ MEETING RATIFIES THE CO- OPTATION OF MR. BENOIT LAPOINTE DE VAUDREUIL AS DIRECTOR, TO REPLACE MRS. ISABELLE RODNEY WHO RESIGNED, FOR THE REMAINDER OF MRS. ISABELLE RODNEY’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR SAID FISCAL YEAR    Management       For    For
9   THE SHAREHOLDERS’ MEETING RATIFIES THE CO- OPTATION OF MR. CHRISTOPHER HOVEY AS DIRECTOR, TO REPLACE MRS. MARIE PIC PARIS WHO RESIGNED, FOR THE REMAINDER OF MRS. MARIE PIC PARIS’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR SAID FISCAL YEAR    Management       For    For
10   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MRS. NATHALIE LOMON AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management       For    For
11   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MRS. ISABELLE LAFORGUE AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management       For    For
12   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR. BERNARDO SANCHEZ INCERA AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management       For    For
13   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR. NICOLAS PAPADOPOULO AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management       For    For
14   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MRS. JANICE ENGLESBE AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management       For    For
15  

THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR. BENOIT LAPOINTE DE VAUDREUIL AS DIRECTOR FOR A 4-YEAR PERIOD,

I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR

    Management       For    For
16   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR. CHRISTOPHER HOVEY AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management       For    For
17   THE SHAREHOLDERS’ MEETING AUTHORISES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY’S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 14.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL, THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PERCENT OF ITS CAPITAL. THE NUMBER OF TREASURY SHARES TO BE HELD BY THE COMPANY SHALL NOT EXCEED 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL. THIS AUTHORISATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2020 IN RESOLUTION NR, 5. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management       For    For
18   THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AS WELL AS THE NEW AGREEMENTS REFERRED TO THEREIN, HAVING AUTHORISED BY THE BOARD OF DIRECTORS DURING SAID FISCAL YEAR, OR AFTER THAT DATE, AND DULY NOTES THAT THE AGREEMENTS AND COMMITMENTS ENTERED INTO OR PREVIOUSLY APPROVED BY THE SHAREHOLDERS’ MEETING REMAIN IN FORCE DURING SAID FISCAL YEAR    Management       For    For
19   THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CORPORATE OFFICERS FOR SAID FISCAL YEAR, IN ACCORDANCE WITH THE ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE    Management       For    For
20   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE MANAGING DIRECTOR, FOR SAID FISCAL YEAR    Management       Against    Against
  Comments: Poor overall design; Poor response to prior year dissent            
21   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MEMBERS OF THE BOARD OF DIRECTORS    Management       For    For
22   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MANAGING DIRECTOR    Management       For    For
23   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS    Management       For    For
24   THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 18 OF THE BYLAWS, PERTAINING TO CERTAIN DECISIONS OF THE BOARD OF DIRECTORS WHICH COULD BE TAKEN BY DIRECTORS’ WRITTEN CONSULTATION    Management       For    For
25   THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 19: ‘COMPENSATION ALLOCATED TO THE DIRECTORS’ OF THE BYLAWS    Management       For    For
26   THE SHAREHOLDERS’ MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 3,200,000.00, IN FAVOUR OF EMPLOYEES, FORMER EMPLOYEES AND ELIGIBLE CORPORATE OFFICERS OF THE COMPANY AND-OR RELATED COMPANIES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF NEW SHARES. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 15 OF THE SHAREHOLDERS’ MEETING OF MAY 14TH 2020. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2020 IN RESOLUTION NR, 19. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management       For    For

27

   THE SHAREHOLDERS’ MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 3,200,000.00, BY ISSUANCE OF NEW SHARES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, IN FAVOUR OF BENEFICIARIES TO BE CHOSEN AMONG EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANIES OR RELATED COMPANIES HAVING THEIR HEAD OFFICE OUTSIDE FRANCE, MUTUAL FUNDS SHARE OR ENTITIES SUBSCRIBING ON BEHALF OF PERSONS MENTIONED ABOVE, FINANCIAL INSTITUTIONS MANDATED BY THE COMPANY TO OFFER TO PERSONS MENTIONED ABOVE A COMPANY SAVINGS OR SHAREHOLDING PLAN SIMILAR TO THOSE PROPOSE TO THE EMPLOYEES OF THE COMPANY IN FRANCE. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 15 OF THE MEETING OF MAY 14TH 2020. THIS DELEGATION, GIVEN FOR 18 MONTHS, SUPERSEDES THE AUTHORISATION GIVEN BY THE MEETING OF MAY 14TH 2020 IN RESOLUTION NR, 20. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management       For    For
28   THE SHAREHOLDERS’ MEETING AUTHORISES THE BOARD OF DIRECTORS TO GRANT, FOR FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE SHARES, IN FAVOUR OF CERTAIN EMPLOYEES AS WELL AS THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES. THEY MAY NOT REPRESENT MORE THAN 1 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL. THE CUMULATIVE AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 15 OF THE MEETING OF MAY 14TH 2020 OR, IF SO, IN RESOLUTIONS OF THE SAME KIND WHICH COULD REPLACE SAID RESOLUTIONS DURING THIS DELEGATION’S VALIDITY. THE TOTAL NUMBER OF SHARES ALLOCATED FOR FREE TO THE EXECUTIVE CORPORATE OFFICERS SHALL NOT EXCEED 20 PERCENT OF THE SHARES ALLOCATED FOR FREE. THIS DELEGATION, GIVEN FOR 38 MONTHS, SUPERSEDES THE AUTHORISATION GIVEN BY THE MEETING OF MAY 16TH 2018 IN RESOLUTION NR, 4. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management       For    For

29

  

THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW

    Management       For    For

UNIPHAR PLC

 

Security    G9300Z103   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    12-May-2021
ISIN    IE00BJ5FQX74   Agenda    713856928 - Management
Record Date     07-May-2021   Holding Recon Date    07-May-2021
City / Country    DUBLIN / Ireland   Vote Deadline Date    06-May-2021
SEDOL(s)    BJ5FQX7 - BJ5FR01 - BKDV8D8   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
01   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For
02   APPROVE FINAL DIVIDEND    Management    For    For
03A   ELECT TIM DOLPHIN AS DIRECTOR    Management    For    For
03B   ELECT PADRAIC DEMPSEY AS DIRECTOR    Management    For    For
03C   RE-ELECT PAUL HOGAN AS DIRECTOR    Management    For    For
03D   RE-ELECT MAURICE PRATT AS DIRECTOR    Management    For    For
04A   ELECT JEFF BERKOWITZ AS DIRECTOR    Management    For    For
04B   ELECT JIM GAUL AS DIRECTOR    Management    For    For
04C   ELECT LIZ HOCTOR AS DIRECTOR    Management    For    For
05   AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS    Management    For    For
06   AUTHORISE ISSUE OF EQUITY    Management    For    For
07   AUTHORISE ISSUE OF EQUITY WITHOUT PREEMPTIVE RIGHTS    Management    For    For
08   AUTHORISE ISSUE OF EQUITY WITHOUT PREEMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT    Management    For    For
09   AUTHORISE MARKET PURCHASE OF ORDINARY SHARES    Management    For    For
010   AUTHORISE RE-ISSUANCE OF TREASURY SHARES AT PRICE RANGE    Management    For    For
CMMT   12 APR 201: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting
  Comments: Non Voting Agenda Item   
CMMT   05 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND DUE CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN- YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU    Non-Voting
  Comments: Non Voting Agenda Item   

KINDRED GROUP PLC

 

Security    X4S1CH103   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    12-May-2021
ISIN    SE0007871645   Agenda    713869280 - Management
Record Date    30-Apr-2021   Holding Recon Date    30-Apr-2021
City / Country    STOCKHOLM / Malta   Vote Deadline Date    28-Apr-2021
SEDOL(s)   

BMFBJF9 - BYSY2K5 -

BYZ0YP5 - BYZQYH5

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CMMT   AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION    Non-Voting
  Comments: Non Voting Agenda Item   

CMMT

   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting
  Comments: Non Voting Agenda Item   
CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting
  Comments: Non Voting Agenda Item   
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting
  Comments: Non Voting Agenda Item   
1   OPEN MEETING    Non-Voting      
  Comments: Non Voting Agenda Item   
2   ELECT CHAIRMAN OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item   
3   PREPARE AND APPROVE THE REGISTER OF SHAREHOLDERS ENTITLED TO VOTE    Non-Voting   
  Comments: Non Voting Agenda Item         
4   APPROVE AGENDA    Non-Voting      
  Comments: Non Voting Agenda Item         
5   DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
6   DETERMINE WHETHER THE MEETING HAS BEEN DULY CONVENED    Non-Voting      
  Comments: Non Voting Agenda Item         
7   STATEMENT BY CEO    Non-Voting      
  Comments: Non Voting Agenda Item         
8   APPROVE DIVIDENDS    Management    For    For
9   ACCEPT CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For
10   APPROVE REMUNERATION REPORT    Management    For    For
11   FIX NUMBER OF DIRECTORS    Management    For    For
12   APPROVE REMUNERATION OF DIRECTORS    Management    For    For
13   RE-ELECT PETER BOGGS AS DIRECTOR    Management    For    For
14   RE-ELECT GUNNEL DUVEBLAD AS DIRECTOR    Management    For    For
15   RE-ELECT ERIK FORSBERG AS DIRECTOR    Management    For    For
16   RE-ELECT CARL-MAGNUS MANSSON AS DIRECTOR    Management    For    For
17   ELECT EVERT CARLSSON AS DIRECTOR    Management    For    For
18   ELECT FREDRIK PEYRON AS DIRECTOR    Management    For    For
19   ELECT HEIDI SKOGSTER AS DIRECTOR    Management    For    For
20   APPOINT EVERT CARLSSON AS BOARD CHAIR    Management    For    For
21   APPROVE PRICEWATERHOUSECOOPERS AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION    Management    For    For
22   APPROVE GUIDELINES ON ELECTING NOMINATION COMMITTEE    Management    For    For
23   APPROVE REMUNERATION POLICY    Management    For    For
24   AUTHORIZE SHARE REPURCHASE PROGRAM    Management    For    For
25   APPROVE REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION    Management    For    For
26   CLOSE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   16 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CUSTODIAN) WILL BE REQUIRED TO-INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN-THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED-TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER-HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE- INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER-OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU    Non-Voting
  Comments: Non Voting Agenda Item   
CMMT   16 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting
  Comments: Non Voting Agenda Item   

MYNARIC AG

 

Security    D5S4HM118   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    14-May-2021
ISIN    DE000A0JCY11   Agenda    713839871 - Management
Record Date    22-Apr-2021   Holding Recon Date    22-Apr-2021
City / Country    GILCHING / Germany   Vote Deadline Date    06-May-2021
SEDOL(s)   

BD6TBM0 - BFCZYX8 -

BKPSLW7 - BM96PM9

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE.    Non-Voting      
  Comments: Non Voting Agenda Item   
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020    Non-Voting
  Comments: Non Voting Agenda Item   
2   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020    Management       For    For
3   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020    Management       For    For
4   ELECT STEVE GESKOS TO THE SUPERVISORY BOARD    Management       For    For
5   RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021    Management       For    For
6   APPROVE REMUNERATION OF SUPERVISORY BOARD    Management       For    For
7   APPROVE CREATION OF EUR 1.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS    Management       Against    Against
  Comments: Potential dilution exceeds recommended threshold   
8   APPROVE RESTRICTED SHARE PLAN; APPROVE CREATION OF EUR 204,647 POOL OF CONDITIONAL CAPITAL WITHOUT PREEMPTIVE RIGHTS    Management       For    For
9   APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 457,501; APPROVE CREATION OF EUR 457,501 POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS; AMEND 2020 AUTHORIZATION    Management       For    For
10   APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 103,321 POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS    Management       For    For
11   AMEND STOCK OPTION PLANS    Management       For    For

ASM INTERNATIONAL NV

 

Security    N07045201   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    17-May-2021
ISIN    NL0000334118   Agenda    713792821 - Management
Record Date    19-Apr-2021   Holding Recon Date    19-Apr-2021
City / Country    ALMERE / Netherlands   Vote Deadline Date    30-Apr-2021
SEDOL(s)   

5165294 - 5584480 -

B4LDZ66 - BK71W21

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CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.    Non-Voting   
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting   
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE    Non-Voting   
1.   OPENING / ANNOUNCEMENTS    Non-Voting   
2.   REPORT ON THE FINANCIAL YEAR 2020    Non-Voting   
3.   REMUNERATION REPORT 2020    Management    For    For
4.   ADOPTION OF THE ANNUAL ACCOUNTS 2020    Management    For    For
5.   ADOPTION OF DIVIDEND PROPOSAL    Management    For    For
6.   DISCHARGE OF THE MEMBERS OF THE MANAGEMENT BOARD    Management    For    For
7.   DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD    Management    For    For
8.   COMPOSITION OF THE MANAGEMENT BOARD: APPOINTMENT OF MR. PAUL VERHAGEN AS MEMBER TO THE MANAGEMENT BOARD    Management    For    For
9.   COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF MRS. STEFANIE KAHLE- GALONSKE TO THE SUPERVISORY BOARD    Management    For    For
10.   APPOINTMENT OF THE COMPANY’S AUDITOR FOR THE FINANCIAL YEAR 2021: KPMG ACCOUNTANTS N.V    Management    For    For
11.   DESIGNATION OF THE MANAGEMENT BOARD AS THE COMPETENT BODY TO ISSUE COMMON- SHARES AND RIGHTS TO ACQUIRE COMMON SHARES AND TO SET ASIDE ANY PRE-EMPTIVE- RIGHTS    Non-Voting   
11.a   DESIGNATION OF THE MANAGEMENT BOARD AS THE COMPETENT BODY TO ISSUE COMMON SHARES AND RIGHTS TO ACQUIRE COMMON SHARES    Management    For    For
11.b   DESIGNATION OF THE MANAGEMENT BOARD AS THE COMPETENT BODY TO SET ASIDE ANY PRE- EMPTIVE RIGHTS WITH RESPECT TO THE ISSUE OF COMMON SHARES AND RIGHTS TO ACQUIRE COMMON SHARES    Management    For    For
12.   AUTHORIZATION OF THE MANAGEMENT BOARD TO REPURCHASE COMMON SHARES IN THE COMPANY    Management    For    For
13.   AMENDMENT OF ARTICLES OF ASSOCIATION    Management    For    For
14.   WITHDRAWAL OF TREASURY SHARES    Management    For    For
15.   ANY OTHER BUSINESS    Non-Voting   
16.   CLOSURE    Non-Voting   
CMMT   03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting   

AURELIUS EQUITY OPPORTUNITIES SE & CO. KGAA

 

Security    D0R9AT103   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    18-May-2021
ISIN    DE000A0JK2A8   Agenda     713868896 - Management
Record Date    26-Apr-2021   Holding Recon Date    26-Apr-2021
City / Country    MUENCH EN / Germany   Vote Deadline Date    10-May-2021
SEDOL(s)   

B17NLM7 - BDDX363 -

BMDY4B1 - BQ17ZY0

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting
  Comments: Non Voting Agenda Item
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT(WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL    Non-Voting
  Comments: Non Voting Agenda Item
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE(PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE    Non-Voting
  Comments: Non Voting Agenda Item
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting   
  Comments: Non Voting Agenda Item   
1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020    Management    For    For
2   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.00 PER SHARE    Management    For    For
3   APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2020    Management    For    For
4   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020    Management    For    For
5   APPROVE DISCHARGE OF SHAREHOLDERS’ COMMITTEE FOR FISCAL YEAR 2020    Management    For    For
6   RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021    Management    For    For
7.1   ELECT MAREN SCHULZE TO THE SHAREHOLDERS’ COMMITTEE    Management    For    For
7.2   ELECT EVA WIMMERS TO THE SHAREHOLDERS’ COMMITTEE    Management    For    For
7.3   ELECT ULRICH WOLTERS TO THE SHAREHOLDERS’ COMMITTEE    Management    For    For
8   APPROVE AFFILIATION AGREEMENT WITH AEO INVESTCO GMBH    Management    For    For

COATS GROUP PLC

 

Security    G22429115   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    19-May-2021
ISIN    GB00B4YZN328   Agenda    713773465 - Management
Record Date      Holding Recon Date    17-May-2021
City / Country    UXBRIDGE / United Kingdom   Vote Deadline Date    13-May-2021
SEDOL(s)    B4YZN32 - B52DJT3 - BZBXVL0   Quick Code   

 

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1   TO RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020    Management      
2   TO APPROVE THE DIRECTORS’ REMUNERATION REPORT IN THE FORM SET OUT IN THE COMPANY’S ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2020    Management      
3   TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 OF 1.30 US CENTS PER ORDINARY SHARE    Management      
4   TO RE-ELECT NICHOLAS BULL AS A DIRECTOR    Management      
5   TO RE-ELECT ANNE FAHY AS A DIRECTOR    Management      
6   TO RE-ELECT DAVID GOSNELL AS A DIRECTOR    Management      
7   TO RE-ELECT HONGYAN ECHO LU AS A DIRECTOR    Management      
8   TO RE-ELECT FRAN PHILIP AS A DIRECTOR    Management      
9   TO RE-ELECT RAJIV SHARMA AS A DIRECTOR    Management      
10   TO ELECT JACQUELINE CALLAWAY AS A DIRECTOR    Management      
11   TO ELECT JAKOB SIGURDSSON AS A DIRECTOR    Management      
12   TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY    Management      
13   TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR    Management      
14   TO AUTHORISE THE DIRECTORS GENERALLY TO ALLOT RELEVANT SECURITIES    Management      
15   TO AUTHORISE THE DISAPPLICATION OF STATUTORY PREEMPTION RIGHTS    Management      
16   TO AUTHORISE THE DISAPPLICATION OF STATUTORY PREEMPTION RIGHTS IN CONNECTION WITH ACQUISITIONS AND SPECIFIED CAPITAL INVESTMENTS    Management      
17   TO AUTHORISE THE COMPANY GENERALLY TO PURCHASE ITS OWN SHARES    Management      
18   TO AUTHORISE THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE    Management      
19   TO APPROVE AND ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY    Management      

ASR NEDERLAND N.V

 

Security    N0709G103   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    19-May-2021
ISIN    NL0011872643   Agenda    713836166 - Management
Record Date    21-Apr-2021   Holding Recon Date    21-Apr-2021
City / Country    TBD / Netherlands   Vote Deadline Date    10-May-2021
SEDOL(s)   

BD9PNF2 - BMDQK53 -

BYVG7R0 - BZBYNM8

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CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.    Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   

Non-Voting

      
1.   OPENING    Non-Voting      
2a.   2020 ANNUAL REPORT    Non-Voting      
2b.   REPORT OF THE SUPERVISORY BOARD    Non-Voting      
2c.   CORPORATE GOVERNANCE    Non-Voting       
2d.   2020 REMUNERATION REPORT    Management    For    For
3a.   2020 FINANCIAL STATEMENTS AND DIVIDEND: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR    Management    For    For
3b.   2020 FINANCIAL STATEMENTS AND DIVIDEND: EXPLANATORY NOTES ON THE RESERVES AND- DIVIDEND POLICY    Non-Voting      
3c.   2020 FINANCIAL STATEMENTS AND DIVIDEND: PROPOSAL TO PAY DIVIDEND: EUR 2.04 PER SHARE    Management    For    For
4a.   PROPOSAL TO GRANT DISCHARGE TO THE MEMBERS OF THE EXECUTIVE BOARD FOR THE 2020 FINANCIAL YEAR    Management    For    For
4b.   PROPOSAL TO GRANT DISCHARGE TO THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2020 FINANCIAL YEAR    Management    For    For
5a.   PROPOSAL TO EXTEND THE AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE ORDINARY SHARES AND/OR TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES    Management    For    For
5b.   PROPOSAL TO EXTEND THE AUTHORIZATION OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE THE STATUTORY PRE-EMPTIVE RIGHT    Management    For    For
5c.   PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD TO ACQUIRE THE COMPANY’S OWN SHARES    Management    For    For
6a.   PROPOSAL TO CANCEL SHARES HELD BY A.S.R    Management    For    For
6b.   PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION FOR THE CANCELLATION OF THE SHARES HELD BY A.S.R    Management    For    For
7.   QUESTIONS BEFORE CLOSING    Non-Voting      
8a   COMPOSITION OF THE SUPERVISORY BOARD: RESIGNATION OF KICK VAN DER POL AS-MEMBER AND CHAIRMAN OF THE SUPERVISORY BOARD    Non-Voting      
9.   CLOSING    Non-Voting      
CMMT   03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 3.C AND ADDICTION OF COMMENT AND CHANGE IN NUMBERING FOR ALL- RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN- UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      
CMMT   23 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting      

AGEAS NV

 

Security    B0148L138   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    19-May-2021
ISIN    BE0974264930   Agenda    713944026 - Management
Record Date    05-May-2021   Holding Recon Date    05-May-2021
City / Country    BRUSSELSS / Belgium   Vote Deadline Date    06-May-2021
SEDOL(s)   

B7LPN14 - B83F4Z0 - B86S2N0 -

BFM6L74 - BHZL7R2

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CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535853 DUE TO RECEIPT OF- POSTPONEMENT OF MEETING FROM 22 APR 2021 TO 19 MAY 2021 AND CHANGE IN RECORD-DATE FROM 8 APR 2021 TO 5 MAY 2021. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPENING    Non-Voting      
  Comments: Non Voting Agenda Item         
2.1.1   DISCUSSION OF THE ANNUAL REPORT ON THE FINANCIAL YEAR 2020    Non-Voting      
  Comments: Non Voting Agenda Item         
2.1.2   DISCUSSION OF THE CONSOLIDATED ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2020    Non-Voting      
  Comments: Non Voting Agenda Item         
2.1.3   PROPOSAL TO APPROVE THE STATUTORY ANNUAL ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR 2020 AND ALLOCATION OF THE RESULTS    Management    For    For
2.2.1   INFORMATION ON THE DIVIDEND POLICY    Non-Voting      
  Comments: Non Voting Agenda Item         
2.2.2   PROPOSAL TO ADOPT A GROSS DIVIDEND FOR THE 2020 FINANCIAL YEAR OF EUR 2.65 PER AGEAS SA/NV SHARE; THE DIVIDEND WILL BE PAYABLE AS FROM 4 JUNE 2021. THE DIVIDEND WILL BE FUNDED FROM THE AVAILABLE RESERVES, AS WELL AS FROM AMOUNTS RESERVED FOR DIVIDENDS ON FINANCIAL YEAR 2019, BUT WHICH HAD NOT BEEN PAID OUT DUE TO THE PURCHASE OF OWN SHARES    Management    For    For
2.3.1   PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2020    Management    Against    Against
  Comments: Insufficient response to shareholder dissent         
2.3.2   PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO THE AUDITOR FOR THE FINANCIAL YEAR 2020    Management    For    For
3   PROPOSAL TO APPROVE THE REMUNERATION REPORT    Management    Against    Against
  Comments: Insufficient response to shareholder dissent; Severance payment does not meet best practice         
4.1   PROPOSAL TO APPOINT MR. JEAN-MICHEL CHATAGNY AS AN INDEPENDENT1 NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL THE CLOSE OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS IN 2025    Management    For    For
4.2   PROPOSAL TO RE-APPOINT MS. KATLEEN VANDEWEYER AS AN INDEPENDENT3 NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL THE CLOSE OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS IN 2025    Management    For    For
4.3   PROPOSAL TO RE-APPOINT MR. BART DE SMET AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL THE CLOSE OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS IN 2025    Management    For    For
4.4   UPON RECOMMENDATION OF THE AUDIT COMMITTEE, PROPOSAL TO RE-APPOINT PWC BEDRIJFSREVISOREN BV / PWC REVISEURS D’ENTREPRISES SRL AS STATUTORY AUDITOR OF THE COMPANY FOR A PERIOD OF THREE YEARS FOR THE FINANCIAL YEARS 2021, 2022 AND 2023 AND TO SET ITS REMUNERATION AT AN ANNUAL AMOUNT OF EUR 700,650. FOR THE INFORMATION OF THE GENERAL MEETING, PWC BEDRIJFSREVISOREN BV / PWC REVISEURS D’ENTREPRISES SRL WILL APPOINT MR KURT CAPPOEN AND MR ROLAND JEANQUART AS ITS PERMANENT REPRESENTATIVES    Management    For    For
5.1   PROPOSAL TO AMEND PARAGRAPH A) OF ARTICLE 1 BY ADDING “(IN SHORT AGEAS)”, AS INDICATED IN ITALICS BELOW: A) THE COMPANY: THE COMPANY WITH LIMITED LIABILITY INCORPORATED UNDER THE LAWS OF BELGIUM (SOCIETE ANONYME/NAAMLOZE VENNOOTSCHAP) AGEAS SA/NV (IN SHORT “AGEAS”), WITH REGISTERED OFFICE ESTABLISHED IN THE BRUSSELS CAPITAL REGION    Management    For    For
5.2.1   COMMUNICATION OF THE SPECIAL REPORT BY THE BOARD OF DIRECTORS ON THE PROPOSED- AMENDMENTS TO THE PURPOSE CLAUSE IN ACCORDANCE WITH ARTICLE 7:154 OF THE- BELGIAN COMPANIES AND ASSOCIATIONS CODE    Non-Voting      
  Comments: Non Voting Agenda Item         
5.2.2   PROPOSAL TO AMEND PARAGRAPH C) AND D) OF ARTICLE 4 BY ADDING “THAT SERVE TO REALIZE THE PURPOSE OF THE COMPANY” AS INDICATED IN ITALICS BELOW: C) THE PURCHASE, SUBSCRIPTION, EXCHANGE, ASSIGNMENT AND SALE OF, AND ALL OTHER SIMILAR OPERATIONS RELATING TO, EVERY KIND OF TRANSFERABLE SECURITY, SHARE, STOCK, BOND, WARRANT AND GOVERNMENT STOCK, AND, IN A GENERAL WAY, ALL RIGHTS ON MOVABLE AND IMMOVABLE PROPERTY, AS WELL AS ALL FORMS OF INTELLECTUAL RIGHTS, THAT SERVE TO REALIZE THE PURPOSE OF THE COMPANY. D) ADMINISTRATIVE, COMMERCIAL AND FINANCIAL MANAGEMENT AND THE UNDERTAKING OF EVERY KIND OF STUDY FOR THIRD PARTIES AND IN PARTICULAR FOR COMPANIES, PARTNERSHIPS, ENTERPRISES, ESTABLISHMENTS AND FOUNDATIONS IN WHICH IT HOLDS A PARTICIPATING INTEREST, EITHER DIRECTLY OR INDIRECTLY; THE GRANTING OF LOANS, ADVANCES, GUARANTEES OR SECURITY IN WHATEVER FORM, AND OF TECHNICAL, ADMINISTRATIVE AND FINANCIAL ASSISTANCE IN WHATEVER FORM, THAT SERVE TO REALIZE THE PURPOSE OF THE COMPANY    Management    For    For
5.3   PROPOSAL TO CANCEL 3,520,446 OWN SHARES ACQUIRED BY THE COMPANY. THE UNAVAILABLE RESERVE CREATED FOR THE ACQUISITION OF THE OWN SHARES AS REQUIRED BY ARTICLE 7:219 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS WILL BE CANCELLED. ARTICLE 5 OF THE ARTICLES OF ASSOCIATION WILL BE ACCORDINGLY MODIFIED AND WORDED AS FOLLOWS: THE COMPANY CAPITAL IS SET AT ONE BILLION, FIVE HUNDRED AND TWO MILLION, THREE HUNDRED SIXTY-FOUR THOUSAND, TWO HUNDRED SEVENTY-TWO EUROS AND SIXTY CENTS (EUR 1,502,364,272.60) AND IS FULLY PAID UP. IT IS REPRESENTED BY ONE HUNDRED AND NINETY- ONE MILLION, THIRTY-THREE THOUSAND, ONE HUNDRED AND TWENTY-EIGHT (191.033.128) SHARES, WITHOUT INDICATION OF NOMINAL VALUE. THE GENERAL MEETING RESOLVES TO DELEGATE ALL POWERS TO THE COMPANY SECRETARY, ACTING INDIVIDUALLY, WITH THE POSSIBILITY OF SUB-DELEGATION, IN ORDER TO TAKE ALL MEASURES AND CARRY OUT ALL ACTIONS REQUIRED FOR THE EXECUTION OF THE DECISION OF CANCELLATION    Management    For    For
5.4.1   COMMUNICATION OF THE SPECIAL REPORT BY THE BOARD OF DIRECTORS ON THE USE AND-PURPOSE OF THE AUTHORIZED CAPITAL PREPARED IN ACCORDANCE WITH ARTICLE 7:199-OF THE BELGIAN COMPANIES AND ASSOCIATIONS CODE.    Non-Voting      
  Comments: Non Voting Agenda Item         
5.4.2   PROPOSAL TO (I) AUTHORIZE, FOR A PERIOD OF THREE YEARS STARTING ON THE DATE OF THE PUBLICATION IN THE BELGIAN STATE GAZETTE OF THE AMENDMENT TO THE ARTICLES OF ASSOCIATION RESOLVED BY THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS WHICH WILL DELIBERATE ON THIS POINT, THE BOARD OF DIRECTORS TO INCREASE THE COMPANY CAPITAL, IN ONE OR MORE TRANSACTIONS, BY A MAXIMUM AMOUNT OF EUR 150,000,000 AS MENTIONED IN THE SPECIAL REPORT BY THE BOARD OF DIRECTORS, (II) THEREFORE, CANCEL THE UNUSED BALANCE OF THE AUTHORIZED CAPITAL, AS MENTIONED IN ARTICLE 6 A) OF THE ARTICLES OF ASSOCIATION, EXISTING AT THE DATE MENTIONED UNDER (I) ABOVE AND (III) MODIFY ARTICLE 6 A) OF THE ARTICLES OF ASSOCIATION ACCORDINGLY, AS SET OUT IN THE SPECIAL REPORT BY THE BOARD OF DIRECTORS    Management    For    For
5.5   PROPOSAL TO AMEND PARAGRAPH A) OF ARTICLE 12 BY REPLACING THE END OF THAT PARAGRAPH BY THE TEXT INDICATED IN ITALICS BELOW; A) THE COMPANY HAS AN EXECUTIVE COMMITTEE IN ACCORDANCE WITH ARTICLE 45 OF THE LAW REGARDING THE STATUTE AND SUPERVISION OF INSURANCE AND REINSURANCE COMPANIES TO WHICH ALL MANAGEMENT POWERS DESCRIBED IN ARTICLE 7:110 OF THE COMPANIES AND ASSOCIATIONS CODE ARE DELEGATED BY THE BOARD OF DIRECTORS    Management    For    For
6   PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY FOR A PERIOD OF 24 MONTHS STARTING AFTER THE PUBLICATION OF THE ARTICLES OF ASSOCIATION IN THE ANNEXES TO THE BELGIAN STATE GAZETTE, TO ACQUIRE AGEAS SA/NV SHARES FOR A CONSIDERATION EQUIVALENT TO THE CLOSING PRICE OF THE AGEAS SA/NV SHARE ON EURONEXT ON THE DAY IMMEDIATELY PRECEDING THE ACQUISITION, PLUS A MAXIMUM OF FIFTEEN PER CENT (15%) OR MINUS A MAXIMUM OF FIFTEEN PER CENT (15%). THE NUMBER OF SHARES WHICH CAN BE ACQUIRED BY THE BOARD OF DIRECTORS OF THE COMPANY AND ITS DIRECT SUBSIDIARIES WITHIN THE FRAMEWORK OF THIS AUTHORIZATION CUMULATED WITH THE AUTHORIZATION GIVEN BY THE GENERAL MEETING OF SHAREHOLDERS OF 20 MAY 2020 WILL NOT REPRESENT MORE THAN 10% OF THE ISSUED SHARE CAPITAL    Management    For    For
7   CLOSE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   27 APR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO MIX AND-CHANGE IN MEETING TYPE MIX TO AGM . IF YOU HAVE ALREADY SENT IN YOUR VOTES,-FOR MID: 561291 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         

ICHIGO INC.

 

Security    J2382Y109   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date     23-May-2021
ISIN    JP3120010008   Agenda    714018959 - Management
Record Date    28-Feb-2021   Holding Recon Date     28-Feb-2021
City / Country    TOKYO / Japan   Vote Deadline Date     20-May-2021
SEDOL(s)    6549767 - B020TK0   Quick Code    23370

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1.1   Appoint a Director Scott Callon    Management    For    For
1.2   Appoint a Director Hasegawa, Takuma    Management    Against    Against
  Comments: Insider serves as compensation committee chair; Insider serves as nominating committee chair    Management    For    For
1.3   Appoint a Director Ishihara, Minoru         
1.4   Appoint a Director Murai, Eri    Management    For    For
1.5   Appoint a Director Fujita, Tetsuya    Management    For    For
1.6   Appoint a Director Kawate, Noriko    Management    For    For
1.7   Appoint a Director Suzuki, Yukio    Management    For    For
1.8   Appoint a Director Matsuzaki, Masatoshi    Management    For    For
1.9   Appoint a Director Nakaido, Nobuhide    Management    For    For

SOPRA STERIA GROUP SA

 

Security    F20906115   Meeting Type    MIX
Ticker Symbol      Meeting Date    26-May-2021
ISIN    FR0000050809   Agenda    713839819 - Management
Record Date    21-May-2021   Holding Recon Date    21-May-2021
City / Country    TBD / France   Vote Deadline Date    19-May-2021
SEDOL(s)   

5633616 - 5943304 -

B28MLG4 - B3DYW14

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CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   09 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal-officiel.gouv.fr/balo/document/202104072100808-42 AND-https://www.journal-officiel.gouv.fr/balo/document/202105072101470-55 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND DUE TO- RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED, SHOWING EARNINGS AMOUNTING TO EUR 142,275,698.67. THE SHAREHOLDERS’ MEETING APPROVES THE NON DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 661,408.55 AND THEIR CORRESPONDING TAX OF EUR 220,469.00    Management    For    For
2   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING SHOWING GROUP SHARE NET CONSOLIDATED EARNINGS AMOUNTING TO EUR 106,776,814.00    Management    For    For
3   THE SHAREHOLDERS’ MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE EARNINGS AS FOLLOWS: ORIGIN INCOME FOR THE FISCAL YEAR: EUR 142,275,698.67 LEGAL RESERVE: EUR 0.00 RETAINED EARNINGS: EUR 147,138,833.53 DISTRIBUTABLE EARNINGS: EUR 289,414,532.20 ALLOCATION DIVIDEND: EUR 41,095,402.00 OPTIONAL RESERVE: EUR 248 319 130,20 RETAINED EARNINGS: 0.00 THE SHAREHOLDERS’ MEETING RECALLS THAT THE DIVIDENDS PAID DURING THE PAST THREE FINANCIAL YEARS WERE AS FOLLOWS: EUR 0.00 PER SHARE FOR FISCAL YEAR 2019 EUR 1.85 PER SHARE FOR FISCAL YEAR 2018 EUR 2.40 PER SHARE FOR FISCAL YEAR 2017    Management    For    For
4   THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE REPORT OF THE BOARD OF DIRECTORS APPROVES THE INFORMATION MENTIONED IN ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE AND REFERRED TO THEREIN    Management    For    For
5   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR PIERRE PASQUIER AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FISCAL YEAR    Management    For    For
6   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR VINCENT PARIS AS MANAGING DIRECTOR FOR THE 2020 FISCAL YEAR    Management    For    For
7   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS    Management    For    For
8   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE MANAGING DIRECTOR    Management    For    For
9   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE DIRECTORS    Management    For    For
10   THE SHAREHOLDERS’ MEETING RESOLVES TO AWARD TOTAL ANNUAL FEES OF EUR 500,000.00 TO THE DIRECTORS FOR THE CURRENT EXERCISE, UNTIL FURTHER NOTICE    Management    For    For
11   THE SHAREHOLDERS’ MEETING APPOINTS AS DIRECTOR, MRS ASTRID ANCIAUX FOR 4 YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management    For    For
12   THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY’S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 250.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 513,692,500.00. (I.E. 2,054,770 ORDINARY SHARES) THIS AUTHORIZATION IS GIVEN FOR AN 18 MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES SUPERSEDES THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
13   THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE EXISTING OR FUTURE SHARES, IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, FOR AN AMOUNT REPRESENTING 1 PER CENT OF THE SHARE CAPITAL. THE NUMBER OF SHARES AWARDED TO THE COMPANY’S MANAGING DIRECTOR CANNOT REPRESENT MORE THAN 5 PER CENT OF THE FIXED CEILING OF 1 PER CENT. THE PRESENT DELEGATION IS GIVEN FOR A 38 MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
14   THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF ORDINARY SHARES OR TREASURY SECURITIES GIVING ACCESS TO OTHER COMPANY’S TREASURY SECURITIES. THIS DELEGATION IS GIVEN FOR A 26 MONTH PERIOD AND FOR A TOTAL AMOUNT OF SHARES THAT SHALL NOT EXCEED 2 PER CENT OF THE SHARE CAPITAL. THIS DELEGATION OF POWERS SUPERSEDES SUPERSEDES THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
15   THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW    Management    For    For
CMMT   “INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE”    Non-Voting      
  Comments: Non Voting Agenda Item         

GAZTRANSPORT ET TECHNIGAZ SA

 

Security    F42674113   Meeting Type    MIX
Ticker Symbol      Meeting Date    27-May-2021
ISIN    FR0011726835   Agenda    713976922 - Management
Record Date    24-May-2021   Holding Recon Date    24-May-2021
City / Country    SAINT REMY-LES-CHEVRE USE / France   Vote Deadline Date    20-May-2021
SEDOL(s)    BJYRDP5 - BK4Z0J9 - BM676D3   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

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Management

CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   23 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   10 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal-officiel.gouv.fr/balo/document/202104212101053-48 AND-https://www.journal-officiel.gouv.fr/balo/document/202105102101509-56 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 200,837,716.85. THE SHAREHOLDERS’ MEETING ACKNOWLEDGES THAT NO NON-DEDUCTIBLE EXPENSES AND CHARGES HAVE BEEN RECORDED FOR SAID FINANCIAL YEAR    Management    For    For
2   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 198,861,928.00    Management    For    For
3   THE SHAREHOLDERS’ MEETING RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 200,837,716.85 RETAINED EARNINGS: EUR (92,696,075.00) DISTRIBUTABLE INCOME: EUR 108,141,641.85 ALLOCATION: DIVIDENDS: EUR 66,368,241.70 (BASED ON 37,077,230 SHARES COMPOSING THE SHARE CAPITAL AS OF THE 31ST OF DECEMBER 2020) RETAINED EARNINGS: EUR 41,773,400.15 THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 4.29 PER SHARE, THAT WILL BE ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. AS A REMINDER, AN INTERIM DIVIDEND AMOUNTING TO EUR 2.50 PER SHARE HAS BEEN PAID ON THE 5TH OF NOVEMBER 2020. THE BALANCE OF THE DIVIDEND AMOUNTING TO EUR 1.79 PER SHARE WILL BE PAID ON THE 3RD OF JUNE 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 3.25 PER SHARE FOR FISCAL YEAR 2019 EUR         
3.12  

PER SHARE FOR FISCAL YEAR 2018 EUR 2.66 PER SHARE FOR FISCAL YEAR 2017

    Management    For    For
4   THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 AND L.225-40-1 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT, THE NEW AGREEMENT REFERRED TO THEREIN AND TAKES NOTICE OF THE AGREEMENTS ENTERED INTO DURING PREVIOUS FISCAL YEARS AND WHICH REMAINED IN FORCE DURING SAID FISCAL YEAR    Management    For    For
5   THE SHAREHOLDERS’ MEETING RATIFIES THE CO- OPTATION OF MRS SANDRA ROCHE-VU QUANG AS A DIRECTOR TO REPLACE MRS ANA BUSTO, WHO RESIGNED, FOR THE REMAINDER OF MRS ANA BUSTO’S TERM OF OFFICE, I.E. UNTIL THIS PRESENT SHAREHOLDERS’ MEETING    Management    Against    Against
  Comments: Board is not sufficiently independent         
6   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MRS SANDRA ROCHE-VU QUANG AS A DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management    Against    Against

  Comments: Board is not sufficiently independent         
7   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR ANDREW JAMIESON AS A DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management    For    For
8   THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CHIEF EXECUTIVE OFFICER AND THE MEMBERS OF THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE    Management    For    For
9   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR PHILIPPE BERTEROTTIERE AS CHIEF EXECUTIVE OFFICER FOR THE 2020 FINANCIAL YEAR    Management    For    For
10   THE SHAREHOLDERS’ MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHIEF EXECUTIVE OFFICER FOR THE 2021 FISCAL YEAR    Management    For    For
11   THE SHAREHOLDERS’ MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE 2021 FISCAL YEAR    Management    For    For
12   THE SHAREHOLDERS’ MEETING RESOLVES TO AWARD TOTAL ANNUAL FEES OF EUR 600,000.00 TO THE BOARD OF DIRECTORS FOR THE 2021 FISCAL YEAR AND FOLLOWING FISCAL YEARS, UNTIL FURTHER NOTICE    Management    For    For
13   THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY’S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL (I.E. 3,707,835 SHARES BASED ON THE SHARE CAPITAL AS OF THE 31ST OF DECEMBER 2021), MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 444,940,200.00. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 2ND OF JUNE 2020 IN ITS RESOLUTION NUMBER 13. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
14   PROVIDED THE APPROVAL OF RESOLUTION 13, THE SHAREHOLDERS’ MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR A 24-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 2ND OF JUNE 2020 IN ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For

15

   THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 75,000.00, BY ISSUANCE OF (I) COMPANY’S ORDINARY SHARES (II) COMPANY’S EQUITY SECURITIES (‘ES’) GIVING ACCESS TO OTHER COMPANY’S ES AND OR GIVING RIGHT TO COMPANY’S DEBT SECURITIES (III) DEBT SECURITIES GIVING ACCESS TO ES TO BE ISSUED OF THE COMPANY, NOTING THESE SECURITIES MAY GIVE ACCESS TO EXISTING ES, DEBT SECURITIES OF THE COMPANY (IV) COMPANY’S ES GIVING ACCESS TO EXISTING OR TO BE ISSUED ES OF SUBSIDIARIES, SUBSIDIARIES’ DEBT SECURITIES, NOTING THESE SECURITIES MAY GIVE ACCESS TO EXISTING ES, DEBT SECURITIES OF THE COMPANY (V) COMPANY’S ES GIVING ACCESS TO EXISTING ES, DEBT SECURITIES OF OTHER COMPANIES THAT ARE NOT SUBSIDIARIES, NOTING THESE SECURITIES MAY GIVE ACCESS TO EXISTING ES, DEBT SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES: EUR 300,000,000.00. 26 MONTHS ALL POWERS TO THE BOARD OF DIRECTORS    Management    For    For
16   THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 35,000.00, COUNTING AGAINST RESOLUTION 17 AND 22, BY ISSUANCE OF COMPANY’S ORDINARY SHARES, COMPANY’S EQUITY SECURITIES (‘ES’) GIVING ACCESS TO OTHER COMPANY’S ES, GIVING RIGHT TO COMPANY’S DEBT SECURITIES, DEBT SECURITIES GIVING ACCESS TO ES TO BE ISSUED OF THE COMPANY, NOTING THESE SECURITIES MAY GIVE ACCESS TO EXISTING ES, DEBT SECURITIES OF THE COMPANY, COMPANY’S ES GIVING ACCESS TO EXISTING-TO BE ISSUED ES, DEBT SECURITIES OF SUBSIDIARIES, NOTING THESE SECURITIES MAY GIVE ACCESS TO EXISTING ES, DEBT SECURITIES OF THE COMPANY, COMPANY’S ES GIVING ACCESS TO EXISTING ES, DEBT SECURITIES OF OTHER COMPANIES THAT ARE NOT SUBSIDIARIES, NOTING THESE SECURITIES MAY GIVE ACCESS TO EXISTING ES, DEBT SECURITIES, THROUGH A PUBLIC OFFERING, WITH CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS. DEBT SECURITIES’ MAX. NOMINAL AMOUNT: EUR 300,000,000.00, COUNTING AGAINST RESOLUTION 17 AND 22. 26 MONTHS    Management    For    For
17   THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 35,000.00, COUNTING AGAINST RESOLUTIONS 16 AND 22, BY ISSUANCE OF COMPANY’S ORDINARY SHARES, COMPANY’S EQUITY SECURITIES (‘ES’) GIVING ACCESS TO OTHER COMPANY’S ES AND OR GIVING RIGHT TO COMPANY’S DEBT SECURITIES, DEBT SECURITIES GIVING ACCESS TO ES TO BE ISSUED OF THE COMPANY, NOTING THESE SECURITIES MAY GIVE ACCESS TO EXISTING ES, DEBT SECURITIES OF THE COMPANY, COMPANY’S ES GIVING ACCESS TO EXISTING-TO BE ISSUED ES, DEBT SECURITIES OF SUBSIDIARIES, NOTING THESE SECURITIES MAY GIVE ACCESS TO EXISTING ES, DEBT SECURITIES OF THE COMPANY, COMPANY’S ES GIVING ACCESS TO EXISTING ES, DEBT SECURITIES OF OTHER COMPANIES THAT ARE NOT SUBSIDIARIES, NOTING THESE SECURITIES MAY GIVE ACCESS TO EXISTING ES, DEBT SECURITIES, VIA A PRIVATE OFFER, WITH CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS. DEBT SECURITIES’ MAXIMUM AMOUNT: EUR 300,000,000.00, COUNTING AGAINST RESOLUTIONS 16 AND 22. 26    Management    For    For
18   THE SHAREHOLDERS’ MEETING RESOLVES THAT THE BOARD OF DIRECTORS MAY DECIDE TO INCREASE THE NUMBER OF EQUITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS, WITHIN THE CONTEXT OF RESOLUTIONS 15 TO 17, AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15 PER CENT OF THE INITIAL ISSUANCE. THIS AUTHORIZATION IS GIVEN FOR A 24-MONTH PERIOD    Management    For    For
19   THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, UP TO 10 PER CENT OF THE SHARE CAPITAL (I.E. 3,707,835 SHARES), COUNTING AGAINST RESOLUTIONS 16,17 AND 22, BY ISSUING (I)COMPANY’S ORDINARY SHARES (II)COMPANY’S EQUITY SECURITIES (‘ES’) GIVING ACCESS TO OTHER COMPANY’S ES, GIVING RIGHT TO COMPANY’S DEBT SECURITIES (III)DEBT SECURITIES GIVING ACCESS TO ES TO BE ISSUED OF THE COMPANY, NOTING THESE SECURITIES MAY GIVE ACCESS TO EXISTING ES, DEBT SECURITIES OF THE COMPANY (IV)COMPANY’S ES GIVING ACCESS TO EXISTING-TO BE ISSUED ES, DEBT SECURITIES OF SUBSIDIARIES (V)COMPANY’S ES GIVING ACCESS TO EXISTING ES, DEBT SECURITIES OF OTHER COMPANIES THAT ARE NOT SUBSIDIARIES, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL. DEBT SECURITIES’ MAXIMUM AMOUNT COUNTING AGAINST RESOLUTIONS 16,17 AND 22. 26 MONTHS    Management    For    For
20   THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTORS ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 75,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING NEW SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF BOTH METHODS. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
21   THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF ONE OR SEVERAL WAGE SAVINGS PLANS SET UP BY A FRENCH OR FOREIGN RELATED COMPANY OR A GROUP OF COMPANIES WITHIN THE COMPANY’S ACCOUNT CONSOLIDATION OR COMBINATION SCOPE, BY ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 11,500.00. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
22   THE SHAREHOLDERS’ MEETING DECIDES THAT THE OVERALL NOMINAL AMOUNT PERTAINING TO: - THE CAPITAL INCREASES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 15 TO 21 SHALL NOT EXCEED EUR 121,500.00, - THE ISSUANCES OF DEBT SECURITIES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 15 TO 21 SHALL NOT EXCEED EUR 300,000.00    Management    For    For
23   THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW    Management    For    For

TAKEUCHI MFG.CO.,LTD.

 

Security    J8135G105   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    27-May-2021
ISIN    JP3462660006   Agenda    713987571 - Management
Record Date    28-Feb-2021   Holding Recon Date    28-Feb-2021
City / Country    NAGANO / Japan   Vote Deadline Date    25-May-2021
SEDOL(s)    6565031 - B02LPH2   Quick Code    64320

 

Item

  

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director who is not Audit and Supervisory Committee Member Takeuchi, Akio    Management    Against    Against
  Comments: Insufficient gender diversity/no diversity policy         
2.2   Appoint a Director who is not Audit and Supervisory Committee Member Takeuchi, Toshiya    Management    For    For
2.3   Appoint a Director who is not Audit and Supervisory Committee Member Watanabe, Takahiko    Management    For    For
2.4   Appoint a Director who is not Audit and Supervisory Committee Member Clay Eubanks    Management    For    For
2.5   Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Osamu    Management    For    For
2.6   Appoint a Director who is not Audit and Supervisory Committee Member Yokoyama, Hiroshi    Management    For    For

KOMEDA HOLDINGS CO.,LTD.

 

Security    J35889104   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    27-May-2021
ISIN    JP3305580007   Agenda    714064297 - Management
Record Date    28-Feb-2021   Holding Recon Date    28-Feb-2021
City / Country    AICHI / Japan   Vote Deadline Date    25-May-2021
SEDOL(s)    BD96HP3   Quick Code    35430

 

Item

  

Proposal

   

Proposed by

   

Vote

   

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Management

  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1.1   Appoint a Director who is not Audit and Supervisory Committee Member Usui, Okitane    Management    For    For
1.2   Appoint a Director who is not Audit and Supervisory Committee Member Amari, Yuichi    Management    For    For
1.3   Appoint a Director who is not Audit and Supervisory Committee Member Kitagawa, Naoki    Management    For    For
1.4   Appoint a Director who is not Audit and Supervisory Committee Member Yamamoto, Tomohide    Management    For    For
1.5   Appoint a Director who is not Audit and Supervisory Committee Member Shimizu, Hiroki    Management    For    For
2.1   Appoint a Director who is Audit and Supervisory Committee Member Nakahama, Akemitsu    Management    For    For
2.2   Appoint a Director who is Audit and Supervisory Committee Member Hori, Masatoshi    Management    For    For

STRIX GROUP PLC

 

Security    G8527X107   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    27-May-2021
ISIN    IM00BF0FMG91   Agenda    714065845 - Management
Record Date      Holding Recon Date    25-May-2021
City / Country    VIRTUAL / Isle of Man   Vote Deadline Date    21-May-2021
SEDOL(s)    BF0FMG9 - BYYZQH7   Quick Code   

 

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1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For
2   APPROVE REMUNERATION REPORT    Management    For    For
3   APPROVE FINAL DIVIDEND    Management    For    For
4   ELECT MARK KIRKLAND AS DIRECTOR    Management    For    For
5   RATIFY PRICEWATERHOUSECOOPERS LLC AS AUDITORS    Management    For    For
6   AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS    Management    For    For
7   AUTHORISE ISSUE OF EQUITY    Management    For    For
8   AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS    Management    For    For
9   AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT    Management    For    For
10   AUTHORISE MARKET PURCHASE OF ORDINARY SHARES    Management    For    For

SALMAR ASA

 

Security    R7445C102   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    08-Jun-2021
ISIN    NO0010310956   Agenda    714180976 - Management
Record Date    07-Jun-2021   Holding Recon Date    07-Jun-2021
City / Country    TRONDHEIM Blocking / Norway   Vote Deadline Date    31-May-2021
SEDOL(s)   

B1W5NW2 - B1XF9D4 -

B28LPG9 - BKT7119

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CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY(POA)REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   ELECT CHAIRMAN OF MEETING; DESIGNATE    Management    For    For
  INSPECTOR(S) OF MINUTES OF MEETING         
2   APPROVE NOTICE OF MEETING AND AGENDA    Management    For    For
3   RECEIVE PRESENTATION OF THE BUSINESS    Non-Voting      
  Comments: Non Voting Agenda Item         
4   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF NOK 20 PER SHARE    Management    For    For
5   APPROVE REMUNERATION OF DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE REMUNERATION OF NOMINATING COMMITTEE    Management    For    For
6   APPROVE REMUNERATION OF AUDITORS    Management    Against    Against
  Comments: Excessive non-audit fees         
7   APPROVE COMPANY’S CORPORATE GOVERNANCE STATEMENT    Management    For    For
8   APPROVE SHARE-BASED INCENTIVE PLAN    Management    For    For
9   APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT (ADVISORY)    Management    For    For
10   APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT (BINDING)    Management    For    For
11.1   ELECT LEIF INGE NORDHAMMER AS DIRECTOR    Management    For    For
11.2   REELECT MARGRETHE HAUGE AS DIRECTOR    Management    For    For
11.3   ELECT MAGNUS DYBVAD AS DIRECTOR    Management    For    For
12.1   REELECT BJORN WIGGEN AS MEMBER OF NOMINATING COMMITTEE    Management    For    For
12.2   ELECT KARIANNE O. TUNG AS MEMBER OF NOMINATING COMMITTEE    Management    For    For
13   APPROVE CREATION OF NOK 2.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS    Management    For    For
14   AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES    Management    For    For
15   APPROVE ISSUANCE OF CONVERTIBLE LOANS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF NOK 2 BILLION; APPROVE CREATION OF NOK 2.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS    Management    For    For
16   AUTHORIZE SHARE REPURCHASE PROGRAM AND CANCELLATION OF REPURCHASED SHARES    Management    For    For
CMMT   19 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD-DATE AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   19 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU    Non-Voting      
  Comments: Non Voting Agenda Item         

RUBIS SCA

 

Security    F7686C152   Meeting Type    MIX
Ticker Symbol      Meeting Date    10-Jun-2021
ISIN    FR0013269123   Agenda    714047328 - Management
Record Date    07-Jun-2021   Holding Recon Date    07-Jun-2021
City / Country    PARIS / France   Vote Deadline Date    03-Jun-2021
SEDOL(s)    BDFBW13 - BDFBW24 - BDT88L2   Quick Code   

 

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CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   19 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105032101306-53 AND-https://www.journal- officiel.gouv.fr/balo/document/202105192101884-60 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE MANAGEMENT COMMITTEE, THE SUPERVISORY BOARD AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31ST 2020, AS PRESENTED, SHOWING EARNINGS AMOUNTING TO EUR 336,673,641.86    Management    For    For
2   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE MANAGEMENT COMMITTEE, THE SUPERVISORY BOARD AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 280,333,000.00    Management    For    For
3   THE SHAREHOLDERS’ MEETING APPROVES THE RECOMMENDATIONS OF THE MANAGEMENT COMMITTEE AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN EARNINGS: EUR 336,673,641.86 RETAINED EARNINGS: EUR 10,435,428.52 DISTRIBUTABLE INCOME: EUR 347,109,070.41 ALLOCATION DIVIDENDS: EUR 181,789,200.00 (INCLUDING THE DIVIDENDS PERTAINING TO THE 5,188 PREFERENCE SHARES) LEGAL RESERVE: EUR 34,822.50 RETAINED EARNINGS: EUR 165,285,047.91 THE AMOUNT CORRESPONDING TO THE TREASURY SHARES WILL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT. THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 1.80 PER ORDINARY SHARES AND EUR 0.90 PER PREFERENCE SHARE AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 1.50 PER ORDINARY SHARE AND 0.75 PER PREFERENCE SHARE FOR FISCAL YEAR 2017 EUR 1.59 PER ORDINARY SHARE AND 0.79 PER PREFERENCE SHARE FOR FISCAL YEAR 2018 EUR 1.75 PER ORDINARY SHARE AND 0.87 PER PREFERENCE SHARE FOR FISCAL YEAR 2019    Management    For    For
4   THE DIVIDEND PAYMENT WILL BE FULLY CARRIED OUT EITHER IN CASH OR IN SHARES AS PER THE FOLLOWING CONDITIONS: THE ALLOCATION OF DIVIDENDS FOR SHAREHOLDERS OF PREFERENCE SHARES WILL BE ONLY PAID IN CASH. THE OPTION WILL BE EFFECTIVE FROM JUNE 18TH 2021, TO JULY 2ND 2021 (INCLUSIVE), THE SHAREHOLDERS WHO HAVE NOT OPTED FOR A DIVIDEND PAYMENT IN SHARES AT THE END OF THIS PERIOD, WILL BE PAID IN CASH IF THE AMOUNT OF THE DIVIDENDS FOR WHICH THE OPTION IS EXERCISED DOES NOT CORRESPOND TO A WHOLE NUMBER OF SECURITIES, THE SHAREHOLDER WILL RECEIVE THE NUMBER OF SHARES IMMEDIATELY LOWER PLUS AN AMOUNT IN CASH. THE DIVIDEND PAYMENT WILL BE CARRIED OUT IN CASH AND IN SHARES ON JULY 8TH 2021    Management    For    For
5   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MS LAURE GRIMONPRET-TAHON AS MEMBERS OF THE SUPERVISORY BOARD FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR    Management    For    For
6   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR HERVE CLAQUIN AS MEMBERS OF THE SUPERVISORY BOARD FOR A 3- YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR    Management    For    For
7   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR ERIK POINTILLART AS MEMBERS OF THE SUPERVISORY BOARD FOR A 3- YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR    Management    For    For
8   THE SHAREHOLDERS’ MEETING APPOINTS AS MEMBER OF THE SUPERVISORY BOARD, MR NILS CHRISTIAN BERGENE FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR    Management    For    For

9   THE SHAREHOLDERS’ MEETING DECIDES TO APPOINT MAZARS COMPANY AS AN ALTERNATE AUDITORS TO REPLACE MS MANUELA BAUDOIN- REVERT, WHO RESIGNED, FOR THE REMAINDER OF MS MANUELA BAUDOIN-REVERT’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021    Management    For    For
10   THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE, FOR THE 2020 FISCAL YEAR    Management    For    For
11   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID OR AWARDED TO MR GILLES GOBIN, AS MANAGER OF THE COMPANY FOR THE 2020 FISCAL YEAR    Management    For    For

12

   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID OR AWARDED TO SORGEMA SARL COMPANY, AS MANAGER FOR THE 2020 FISCAL YEAR    Management    For    For
13   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID OR AWARDED TO AGENA SAS COMPANY, AS MANAGER FOR THE 2020 FISCAL YEAR    Management    For    For
14   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID OR AWARDED TO MR OLIVIER HECKENROTH, AS CHAIRMAN OF THE SUPERVISORY BOARD FOR THE 2020 FISCAL YEAR    Management    For    For
15   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE MANAGEMENT COMMITTEE OF RUBIS SCA, FOR THE 2021 FISCAL YEAR    Management    For    For
16   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE MEMBERS OF THE SUPERVISORY BOARD OF RUBIS SCA, FOR THE 2021 FISCAL YEAR    Management    For    For
17   THE SHAREHOLDERS’ MEETING RESOLVES TO AWARD TOTAL ANNUAL FEES OF EUR 240,000.00 TO THE MEMBERS OF THE SUPERVISORY BOARD FOR THE CURRENT FISCAL YEAR, UNTIL FURTHER NOTICE    Management    For    For
18   THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 AND IN APPLICATION OF THE ARTICLE L.226-10 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN OTHER THAN THE AGREEMENTS MENTIONED IN RESOLUTIONS 19 AND 20    Management    For    For
19   THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 AND IN APPLICATION OF THE ARTICLE L.226-10 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE CONVENTION MADE BETWEEN SORGEMA SARL AND RUBIS SCA ON SEPTEMBER 17TH 2020 REFERRED TO THEREIN    Management    For    For
20   THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 AND IN APPLICATION OF THE ARTICLE L.226-10 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE CONVENTION MADE BETWEEN AGENA SAS AND RUBIS SCA ON SEPTEMBER 17TH 2020 REFERRED TO THEREIN    Management    For    For
21   THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF THE FRENCH COMMERCIAL CODE, RATIFIES SHAREHOLDERS LOAN AGREEMENT MADE BETWEEN RUBIS SCA AND RUBIS TERMINAL SA THE REFERRED TO THEREIN    Management    For    For
22   THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF THE FRENCH COMMERCIAL CODE, RATIFIES SHAREHOLDERS LOAN AGREEMENT MADE BETWEEN RUBIS SCA, CUBE STORAGE EUROPE HOLDCO LDT AND RT INVEST SA THE REFERRED TO THEREIN    Management    For    For
23   THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF THE FRENCH COMMERCIAL CODE, RATIFIES THE AMENDMENTS NR 2 AND NR 3 OF THE ASSISTANCE AGREEMENT MADE BETWEEN: RUBIS SCA, RUBIS TERMINAL SA AND RUBIS ENERGIE SAS RUBIS SCA AND RUBIS ENERGIE SAS, REFERRED TO THEREIN    Management    For    For
24   THE SHAREHOLDERS’ MEETING DELEGATES TO THE MANAGEMENT COMMITTEE ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, UP TO EUR 10,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING BONUS ORDINARY SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF JUNE 11TH2019 IN ITS RESOLUTION NUMBER 20. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
25   THE SHAREHOLDERS’ MEETING DELEGATES TO THE MANAGEMENT COMMITTEE THE NECESSARY POWERS TO INCREASE THE CAPITAL, UP TO EUR 38,000,000.00, BY ISSUANCE, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED, OF ORDINARY SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO ALLOCATION OF DEBT SECURITIES AND- OR OTHER SECURITIES INCLUDING SUBSCRIPTION WARRANTS, GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY. PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES ARE EXCLUDING. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 400,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF JUNE 11TH2019 IN ITS RESOLUTION NUMBER 18. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
26   THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES IN THE EVENT THOSE GRANTED UNDER RESOLUTIONS 25 HEREIN EXCEED THE INITIAL NUMBER OF SECURITIES TO BE ISSUED (OVERSUBSCRIPTION), UP TO 15 PER CENT. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF JUNE 11TH2019 IN ITS RESOLUTION NUMBER 19    Management    For    For

27   THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE MANAGEMENT COMMITTEE TO ISSUE, UP TO A NOMINAL AMOUNT OF EUR 10,000,000.00, SHARES AND-OR DEBT SECURITIES GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF CAPITAL SECURITIES OR DEBT SECURITIES GIVING ACCESS TO SHARE CAPITAL. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
28   THE SHAREHOLDERS’ MEETING GIVES ALL POWERS TO THE MANAGEMENT COMMITTEE TO ISSUE COMPANY’S SHARES AND-OR SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL, IN CONSIDERATION FOR SECURITIES TENDERED AS A PART OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY. THE MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES SHALL NOT EXCEED EUR 6,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
29   THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE MANAGEMENT COMMITTEE TO INCREASE THE SHARE CAPITAL UP TO EUR 5,500,000.00, BY ISSUANCE, OF ORDINARY SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO EQUITY SECURITIES AND-OR DEBT SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, INCLUDING AUTONOMOUS WARRANTS. THE SHAREHOLDERS’ MEETING DECIDES TO CANCEL THE SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF BENEFICIARIES TO BE CHOSEN AMONG: FINANCIAL ESTABLISHMENTS AUTHORIZED TO PROVIDE THE INVESTMENT SERVICES, WHICH ENTITIES HAD AGREED TO ACT AS UNDERWRITERS FOR THE COMPANY’S EQUITY SECURITIES, IT BEING SPECIFIED THAT, IF APPLICABLE, THE BENEFICIARY MAY BE A SINGLE ENTITY AND THAT SUCH BENEFICIARY OR BENEFICIARIES WOULD NOT INTEND TO RETAIN ANY OF THE COMPANY’S CAPITAL. THE PRESENT DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
30   THE SHAREHOLDERS’ MEETING DECIDES THAT THE OVERALL NOMINAL AMOUNT PERTAINING TO: - THE CAPITAL INCREASES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 24 TO 29 SHALL NOT EXCEED 40 PER CENT OF THE SHARE CAPITAL, - THE CAPITAL INCREASES WITH CANCELLATION OF THE SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 27 TO 29 SHALL NOT EXCEED 10 PER CENT. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF JUNE 11TH2019 IN ITS RESOLUTION NUMBER 17    Management    For    For
31   THE SHAREHOLDERS’ MEETING AUTHORIZES THE MANAGEMENT COMMITTEE TO GRANT, FOR FREE EXISTING OR FUTURE ORDINARY SHARES, BY CAPITALIZING PREMIUMS, RESERVES, EARNINGS OR ANY OTHER ITEM ABLE TO BE CAPITALIZED, IN FAVOR OF THE EMPLOYEES OR THE MANAGING CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES OR GROUPINGS. THE TOTAL NUMBER OF PERFORMANCE SHARES TO BE ALLOCATED SHALL NOT EXCEED 0.30 PER CENT OF THE SHARE CAPITAL. THE EXECUTIVES OF THE MANAGERS OF THE COMPANY WILL HAVE NO RIGHT TO THE ALLOCATION OF FREE PERFORMANCE SHARES. THE PRESENT DELEGATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF JUNE 11TH2019 IN ITS RESOLUTION NUMBER 22. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
32   THE SHAREHOLDERS’ MEETING AUTHORIZES THE MANAGEMENT COMMITTEE TO INCREASE THE SHARE CAPITAL, IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF ORDINARY SHARES. THE AMOUNT OF SHARES TO BE ISSUED SHALL NOT EXCEED EUR 700,000.00. THE PRESENT DELEGATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF JUNE 11TH2019 IN ITS RESOLUTION NUMBER 24. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
33   THE SHAREHOLDERS’ MEETING DECIDES TO AMEND THE FOLLOWING ARTICLES: ARTICLE NUMBER 24: ‘GENERAL PARTNERS’ DECISION’ OF THE BYLAWS. ARTICLE NUMBER 28: ‘DELIBERATION OF THE BOARD’ OF THE BYLAWS. ARTICLE NUMBER 30: ‘COMPENSATION’ OF THE BYLAWS. ARTICLE NUMBER 31: ‘AUDITORS’ OF THE BYLAWS. ARTICLE NUMBER 43: ‘OBJECT AND STAGE OF THE ORDINARY GENERAL MEETINGS’ OF THE BYLAWS    Management    For    For
34   THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW    Management    For    For

GAMESYS GROUP PLC

 

Security    G3727J107   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    10-Jun-2021
ISIN    GB00BZ14BX56   Agenda    714128231 - Management
Record Date      Holding Recon Date    08-Jun-2021
City / Country    LONDON / United Kingdom   Vote Deadline Date    04-Jun-2021
SEDOL(s)   

BD8F148 - BKT5ZS8 -

BYXZJ68 - BZ14BX5

   Quick Code   

 

Item

  

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1   TO RECEIVE THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR AND THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020    Management    For    For
2   TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020    Management    For    For
3   TO APPROVE THE DIRECTORS’ REMUNERATION POLICY AS SET OUT WITHIN THE ANNUAL REPORT    Management    For    For
4   TO BDO LLP AS AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID    Management    For    For
5   TO AUTHORISE THE AND RISK COMMITTEE FOR ON BEHALF OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR    Management    For    For
6   TO DECLARE AND PAY A FINAL DIVIDEND IN THE AMOUNT OF 28 PENCE PER ORDINARY SHARE THE YEAR ENDED 31 DECEMBER 2020    Management    For    For
7   TO RE-APPOINT NEIL GOULDEN AS A DIRECTOR OF THE COMPANY    Management    For    For
8   TO RE-APPOINT LEE FENTON AS A DIRECTOR OF THE COMPANY    Management    For    For
9   TO RE-APPOINT KEITH LASLOP AS A DIRECTOR OF THE COMPANY    Management    For    For
10   TO APPOINT TINA SOUTHALL AS A DIRECTOR OF THE COMPANY    Management    For    For
11   TO RE-APPOINT ROBESON REEVES AS A DIRECTOR OF THE COMPANY    Management    For    For
12   TO RE-APPOINT NIGEL BREWSTER AS A DIRECTOR OF THE COMPANY    Management    For    For
13   TO RE-APPOINT JIM RYAN AS A DIRECTOR OF THE COMPANY    Management    For    For
14   TO RE-APPOINT COLIN STURGEON AS A DIRECTOR OF THE COMPANY    Management    For    For
15   TO RE-APPOINT ANDRIA VIDLER AS A DIRECTOR OF THE COMPANY    Management    For    For
16   TO RE-APPOINT KATIE AS A DIRECTOR OF THE COMPANY    Management    For    For
17   TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE    Management    For    For
18   TO AUTHORISE THE DIRECTORS TO ALLOT SHARES    Management    For    For
19   TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF 5% OF THE COMPANY’S ISSUED SHARE CAPITAL    Management    For    For
20   TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF AN ADDITIONAL 5% OF THE COMPANY’S ISSUED SHARE CAPITAL    Management    For    For
21   TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES    Management    For    For
22   TO AUTHORISE THE CALLING OF GENERAL MEETINGS OF THE COMPANY BY NOTICE OF 14 CLEAR DAYS    Management    For    For
CMMT   11 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting   

KINDRED GROUP PLC

 

Security    X4S1CH103    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date    10-Jun-2021
ISIN    SE0007871645    Agenda    714170886 - Management
Record Date    31-May-2021    Holding Recon Date    31-May-2021
City / Country    STOCKHOLM / Malta    Vote Deadline Date    27-May-2021
SEDOL(s)    BYSY2K5 - BYZ0YP5 - BYZQYH5    Quick Code   

 

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CMMT

   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPENING OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2   ELECTION OF CHAIRMAN OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
3   DRAWING UP AND APPROVAL OF THE VOTING LIST    Non-Voting      
  Comments: Non Voting Agenda Item         
4   APPROVAL OF THE AGENDA    Non-Voting      
  Comments: Non Voting Agenda Item         
5   ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES    Non-Voting      
  Comments: Non Voting Agenda Item         
6   DETERMINATION THAT THE MEETING HAS BEEN DULY CONVENED    Non-Voting      
  Comments: Non Voting Agenda Item         
7   TO AUTHORISE THE COMPANY TO MAKE PURCHASES OF ORDINARY SHARES/SDRS OF GBP 0.00625 EACH IN ITS CAPITAL, SUBJECT TO THE FOLLOWING: (A) THE MAXIMUM NUMBER OF SHARES/SDR’S THAT MAY BE SO ACQUIRED IS 23,012,620; (B) THE MINIMUM PRICE THAT MAY BE PAID FOR THE SHARES/SDR IS 1 SEK PER SHARE/SDR EXCLUSIVE OF TAX; (C) THE MAXIMUM PRICE THAT MAY BE PAID FOR THE SHARES/SDR’S BE 300 SEK PER SHARE/SDR EXCLUSIVE OF TAX; (D) THE PURCHASES MAY TAKE PLACE ON MULTIPLE OCCASIONS AND WILL BE BASED ON ACTUAL MARKET PRICE AND TERMS, AND (E) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON THE DATE OF THE 2022 ANNUAL GENERAL MEETING BUT NOT SO AS TO PREJUDICE THE COMPLETION OF A PURCHASE CONTRACTED BEFORE THAT DATE    Management    For    For

8

   TO AUTHORISE THE COMPANY (I) THAT THE ISSUED SHARE CAPITAL OF THE COMPANY BE REDUCED BY MEANS OF A CANCELLATION OF ANY SHARES/SDRS ACQUIRED PURSUANT TO THE COMPANY’S SHARE BUY-BACK PROGRAM UP TO A MAXIMUM AMOUNT OF GBP 14,382.8875, REPRESENTING A MAXIMUM OF 23,012,620 SHARES/SDRS; (II) THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AUTHORISED TO CARRY OUT ALL ACTS NECESSARY FOR THE PURPOSES OF GIVING EFFECT TO SUCH CANCELLATION OF SHARES/SDRS, AT SUCH INTERVALS AS IT DEEMS APPROPRIATE; (III) THAT IN ACCORDANCE WITH ARTICLE 83(1) OF THE COMPANIES ACT, CHAPTER 386 OF THE LAWS OF MALTA, THE COMPANY SHALL BE AUTHORISED TO GIVE EFFECT TO THE REDUCTION OF ISSUED SHARE CAPITAL AND CONSEQUENT CANCELLATION OF SHARES/SDRS ONLY FOLLOWING THE LAPSE OF THREE MONTHS FROM THE DATE OF THE PUBLICATION OF THE STATEMENT REFERRED TO IN ARTICLE 401(1)(E) OF THE SAID ACT; (IV) THAT UPON THE LAPSE OF THE PERIOD REFERRED TO IN PARAGRAPH (III) ABOVE, THE BOARD OF DIRECTORS OF THE COMPANY BE AUTHORISED TO SUBMIT ONE OR MORE REVISED AND UPDATED MEMORANDUM OF ASSOCIATION OF THE COMPANY SO AS TO INTER ALIA REFLECT THE CHANGE IN ISSUED SHARE CAPITAL FOLLOWING SUCH REDUCTION/S    Management    For    For
9   CLOSING OF THE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         

SIXT SE

 

Security    D6989S106   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    16-Jun-2021
ISIN    DE0007231334   Agenda    714048875 - Management
Record Date    25-May-2021  

Holding Recon Date

   

25-May-2021

City / Country    MUNICH / Germany   Vote Deadline Date    08-Jun-2021
SEDOL(s)    5271276 - B28MHD3 - BMQBPP0   Quick Code   

 

Item

  

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Vote

   

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      

CMMT

   PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO-ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD    Non-Voting      
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL    Non-Voting      
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE   

Non-Voting

      
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020    Non-Voting      
2   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.05 PER PREFERRED SHARE   

Non-Voting

      
3   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020    Non-Voting      
4   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020   

Non-Voting

      
5   RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021    Non-Voting      
6   ELECT ERICH SIXT TO THE SUPERVISORY BOARD    Non-Voting      
7   APPROVE REMUNERATION POLICY    Non-Voting      
8   APPROVE REMUNERATION OF SUPERVISORY BOARD    Non-Voting      
9   APPROVE ISSUANCE OF PARTICIPATION CERTIFICATES AND PROFIT-SHARING RIGHTS- WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 350 MILLION    Non-Voting      
10   AMEND ARTICLES RE: SUPERVISORY BOARD COMMITTEES    Non-Voting      

HOME24 SE

 

Security    D3R2M2108   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    17-Jun-2021
ISIN    DE000A14KEB5   Agenda    714132797 - Management
Record Date    26-May-2021   Holding Recon Date    26-May-2021
City / Country    BERLIN / Germany   Vote Deadline Date    09-Jun-2021
SEDOL(s)    BK20BP9 - BZ15FQ9   Quick Code   

 

Item

  

Proposal

   

Proposed by

   

Vote

   

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Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL.    Non-Voting      
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE.    Non-Voting      
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020    Non-Voting      
2   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020    Management      
3   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020    Management      
4.1   ELECT LOTHAR LANZ TO THE SUPERVISORY BOARD    Management      
4.2   ELECT VERENA MOHAUPT TO THE SUPERVISORY BOARD    Management      
4.3   ELECT PHILIPP KREIBOHM TO THE SUPERVISORY BOARD    Management      
4.4   ELECT NICHOLAS DENISSEN TO THE SUPERVISORY BOARD    Management      
5   RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021    Management      
6   APPROVE CREATION OF EUR 14.3 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS    Management      
7   AMEND PERFORMANCE SHARE PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 2.7 MILLION POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS    Management      
8   APPROVE REMUNERATION OF SUPERVISORY BOARD    Management      
9   APPROVE REMUNERATION POLICY    Management      
10   AMEND ARTICLES RE: ANNULMENT OF THE MANAGEMENT BOARD REMUNERATION CLAUSE    Management      

TOTAL PRODUCE PLC

 

Security    G8983Q109   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    17-Jun-2021
ISIN    IE00B1HDWM43   Agenda    714196183 - Management
Record Date    11-Jun-2021   Holding Recon Date    11-Jun-2021
City / Country    DUBLIN 7 / Ireland   Vote Deadline Date    11-Jun-2021
SEDOL(s)   

B1HDWM4 - B1L9ZC9 -

B1LJQT3 - B2PPCY1

   Quick Code   

 

Item

  

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Vote

   

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Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
01   TO APPROVE THE TRANSACTION AND AUTHORISE THE COMPANY TO IMPLEMENT THE SCHEME    Management    For    For
02   TO AMEND THE ARTICLES OF ASSOCIATION    Management    For    For
03   TO APPROVE THE CANCELLATION OF THE EURONEXT GROWTH AND AIM LISTINGS    Management    For    For
04   TO APPROVE ON AN ADVISORY BASIS THE CREATION OF DISTRIBUTABLE RESERVES IN DOLE PLC    Management    For    For
05   TO APPROVE THE OPTION CASH SETTLEMENT FACILITY FOR THE PURPOSE OF SECTION 238 SEE NOTICE OF MEETING    Management    For    For
CMMT   01 JUN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF RECORD DATE- FROM 11 JUNE 2021 TO 15 JUNE 2021 AND ADDITION OF COMMENT AND CHANGE IN- NUMBERING FOR ALL RESOLUTIONS AND CHANGE IN RECORD DATE FROM 15 JUN 2021 TO-11 JUN 2021. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   21 MAY 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCEAND MODIFICATION OF COMMENT    Non-Voting      
  Comments: Non Voting Agenda Item         

TOTAL PRODUCE PLC

 

Security    G8983Q109   Meeting Type    Court Meeting
Ticker Symbol      Meeting Date    17-Jun-2021
ISIN    IE00B1HDWM43   Agenda    714198478 - Management
Record Date    11-Jun-2021   Holding Recon Date    11-Jun-2021
City / Country    DUBLIN 7/ Ireland   Vote Deadline Date    11-Jun-2021
SEDOL(s)   

B1HDWM4 - B1L9ZC9 -

B1LJQT3 - B2PPCY1

   Quick Code   

 

Item

  

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Proposed by

   

Vote

   

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Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
01   APPROVE THE SCHEME OF ARRANGEMENT    Management    For    For
CMMT   09 JUN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT &- MODIFICATION OF TEXT OF RESOLUTION 1 AND CHANGE IN RECORD DATE FROM 15 JUN-2021 TO 11 JUN 2021 AND CHANGE IN NUMBERING FOR RESOLUTION 01. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   21 MAY 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCEAND MODIFICATION OF COMMENT    Non-Voting      
  Comments: Non Voting Agenda Item         

MISUMI GROUP INC.

 

Security    J43293109   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    17-Jun-2021
ISIN    JP3885400006   Agenda    714212735 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    TOKYO / Japan   Vote Deadline Date    15-Jun-2021
SEDOL(s)   

6595179 - B02HTX4 -

BF4K3Z6 - BFM0VW1

   Quick Code    99620

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director Nishimoto, Kosuke    Management    For    For
2.2   Appoint a Director Ono, Ryusei    Management    For    For
2.3   Appoint a Director Otokozawa, Ichiro    Management    For    For
2.4   Appoint a Director Sato, Toshinari    Management    For    For
2.5   Appoint a Director Kanatani, Tomoki    Management    For    For
2.6   Appoint a Director Shimizu, Shigetaka    Management    For    For
2.7   Appoint a Director Nakano, Yoichi    Management    For    For
2.8   Appoint a Director Shimizu, Arata    Management    For    For
2.9   Appoint a Director Suseki, Tomoharu    Management    For    For
3.1   Appoint a Corporate Auditor Nozue, Juichi    Management    For    For
3.2   Appoint a Corporate Auditor Aono, Nanako    Management    For    For
4   Approve Issuance of Share Acquisition Rights as Stock- Linked Compensation Type Stock Options for Directors (Excluding Outside Directors) for Retirement Allowance    Management    For    For
5   Approve Issuance of Share Acquisition Rights as Stock- Linked Compensation Type Stock Options for Directors (Excluding Outside Directors)    Management    For    For

STILLFRONT GROUP AB

 

Security    W87819145   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    17-Jun-2021
ISIN    SE0015346135   Agenda    714220706 - Management
Record Date    09-Jun-2021   Holding Recon Date    09-Jun-2021
City / Country    TBD/ Sweden   Vote Deadline Date    09-Jun-2021
SEDOL(s)    BMCFL47 - BNBVWN9 - BNC36S7   Quick Code   

 

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CMMT   AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION    Non-Voting      
  Comments: Non Voting Agenda Item         

CMMT

   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   OPEN MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
2   ELECT CHAIRMAN OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
3   DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
4   PREPARE AND APPROVE LIST OF SHAREHOLDERS    Non-Voting      
  Comments: Non Voting Agenda Item         
5   APPROVE AGENDA OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
6   ACKNOWLEDGE PROPER CONVENING OF MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
7   APPROVE WARRANT PLAN FOR KEY EMPLOYEES    Management    For    For
8   CLOSE MEETING    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   27 MAY 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
CMMT   27 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      

CAPCOM CO., LTD.

 

Security    J05187109   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    22-Jun-2021
ISIN    JP3218900003   Agenda    714183439 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    OSAKA / Japan   Vote Deadline Date    20-Jun-2021
SEDOL(s)    5973118 - 6173694 - B3BGPY6   Quick Code    96970

 

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   Please reference meeting materials.    Non-Voting      
   Comments: Non Voting Agenda Item         
1    Approve Appropriation of Surplus    Management    For    For
2.1    Appoint a Director who is not Audit and Supervisory Committee Member Tsujimoto, Kenzo    Management    For    For
2.2    Appoint a Director who is not Audit and Supervisory Committee Member Tsujimoto, Haruhiro    Management    For    For
2.3    Appoint a Director who is not Audit and Supervisory Committee Member Miyazaki, Satoshi    Management    For    For
2.4    Appoint a Director who is not Audit and Supervisory Committee Member Egawa, Yoichi    Management    For    For
2.5    Appoint a Director who is not Audit and Supervisory Committee Member Nomura, Kenkichi    Management    For    For
2.6    Appoint a Director who is not Audit and Supervisory Committee Member Muranaka, Toru    Management    For    For
2.7    Appoint a Director who is not Audit and Supervisory Committee Member Mizukoshi, Yutaka    Management    For    For
2.8    Appoint a Director who is not Audit and Supervisory Committee Member Kotani, Wataru    Management    For    For

SANWA HOLDINGS CORPORATION

 

Security    J6858G104   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    22-Jun-2021
ISIN    JP3344400001   Agenda    714242461 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    TOKYO / Japan   Vote Deadline Date    20-Jun-2021
SEDOL(s)    6776781 - B1CDFL9 - B3BJV03   Quick Code    59290

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director who is not Audit and Supervisory Committee Member Takayama, Toshitaka    Management    Against    Against
  Comments: Insufficient gender diversity/no diversity policy         
2.2   Appoint a Director who is not Audit and Supervisory Committee Member Takayama, Yasushi    Management    For    For
2.3   Appoint a Director who is not Audit and Supervisory Committee Member Fujisawa, Hiroatsu    Management    For    For
2.4   Appoint a Director who is not Audit and Supervisory Committee Member Yamazaki, Hiroyuki    Management    For    For
2.5   Appoint a Director who is not Audit and Supervisory Committee Member Takayama, Meiji    Management    For    For
2.6   Appoint a Director who is not Audit and Supervisory Committee Member Yokota, Masanaka    Management    For    For
3   Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors and Directors who are Audit and Supervisory Committee Members) and Approve Details of the Compensation to be received by Directors    Management    For    For

KNAUS TABBERT AG

 

Security    D4S484103   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    23-Jun-2021
ISIN    DE000A2YN504   Agenda    714168805 - Management
Record Date    01-Jun-2021   Holding Recon Date    01-Jun-2021
City / Country    DUESSE LDORF / Germany   Vote Deadline Date    15-Jun-2021
SEDOL(s)    BMTVR17   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE    Non-Voting      
  Comments: Non Voting Agenda Item         
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020    Non-Voting      
  Comments: Non Voting Agenda Item         
2   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.50 PER SHARE    Management    For    For
3   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020    Management    For    For
4   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020    Management    For    For
5   RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021    Management    For    For
6   APPROVE REMUNERATION POLICY    Management    For    For
7   APPROVE REMUNERATION OF SUPERVISORY BOARD    Management    For    For

SCSK CORPORATION

 

Security    J70081104   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    23-Jun-2021
ISIN    JP3400400002   Agenda    714242865 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    TOKYO / Japan   Vote Deadline Date    21-Jun-2021
SEDOL(s)   

5745726 - 6858474 -

B1CDQ16 - B3BJQH5

   Quick Code    97190

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Amend Articles to: Approve Minor Revisions    Management    For    For
2.1   Appoint a Director who is not Audit and Supervisory Committee Member Tabuchi, Masao    Management    For    For
2.2   Appoint a Director who is not Audit and Supervisory Committee Member Tanihara, Toru    Management    For    For
2.3   Appoint a Director who is not Audit and Supervisory Committee Member Tamefusa, Koji    Management    For    For
2.4   Appoint a Director who is not Audit and Supervisory Committee Member Fukunaga, Tetsuya    Management    For    For
2.5   Appoint a Director who is not Audit and Supervisory Committee Member Kato, Kei    Management    For    For
2.6   Appoint a Director who is not Audit and Supervisory Committee Member Haga, Bin    Management    For    For
2.7   Appoint a Director who is not Audit and Supervisory Committee Member Matsuda, Kiyoto    Management    For    For
2.8   Appoint a Director who is not Audit and Supervisory Committee Member Kubo, Tetsuya    Management    For    For
3.1   Appoint a Director who is Audit and Supervisory Committee Member Anzai, Yasunori Comments: Audit committee chair not independent    Management    Against    Against
3.2   Appoint a Director who is Audit and Supervisory Committee Member Yabuki, Kimitoshi    Management    For    For
3.3   Appoint a Director who is Audit and Supervisory Committee Member Nakamura, Masaichi    Management    For    For

ORPEA SA

 

Security    F69036105   Meeting Type    MIX
Ticker Symbol      Meeting Date    24-Jun-2021
ISIN    FR0000184798   Agenda    714163362 - Management
Record Date    21-Jun-2021   Holding Recon Date    21-Jun-2021
City / Country    PUTEAUX / France   Vote Deadline Date    17-Jun-2021
SEDOL(s)   

7339451 - B1C9X57 -

B28L4Z1 - BMT6V98

   Quick Code   

 

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CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE    Non-Voting      
  Comments: Non Voting Agenda Item         
CMMT   07 JUNE 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202105122101558-57 AND-https://www.journal- officiel.gouv.fr/balo/document/202106072102280-68 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      
  Comments: Non Voting Agenda Item         
1   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31ST 2020, AS PRESENTED, SHOWING NET EARNINGS AMOUNTING TO EUR 30,488,610.60. THE SHAREHOLDERS’ MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 668,762.00 AND THEIR CORRESPONDING TAX OF EUR 214,137.59    Management    For    For
2   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 160,046,227.00    Management    For    For
3   THE SHAREHOLDERS’ MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE EARNINGS AS FOLLOWS: ORIGIN RETAINED EARNINGS: EUR 84,886.36 EARNINGS: EUR 30,488,610.60 OTHER RESERVES: EUR 27,596,631.54 TOTAL: 58,170,128.50 ALLOCATION LEGAL RESERVE: EUR 1,936.00 DIVIDENDS: EUR 58,168,192.50 (BASED ON THE 64,631,325 SHARES COMPOSING THE SHARE CAPITAL AS OF DECEMBER 31ST 2020) THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 0.90 PER SHARE, THAT WILL BE ELIGIBLE FOR THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON JULY 13TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 1.10 PER SHARE FOR FISCAL YEAR 2017 EUR 1.20 PER SHARE FOR FISCAL YEAR 2018, NO DIVIDEND WAS PAID FOR FISCAL YEAR 2019    Management    For    For
4   THE SHAREHOLDERS’ MEETING HEREBY, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE, APPROVES THE AGREEMENTS ENTERED INTO OR WHICH REMAINED IN FORCE DURING SAID FISCAL YEAR    Management    For    For
5   THE SHAREHOLDERS’ MEETING RATIFIES THE CO- OPTATION OF MR OLIVIER LECOMTE AS A DIRECTOR, TO REPLACE MR XAVIER COIRBAY, FOR THE REMAINDER OF MR XAVIER COIRBAY’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2020    Management    For    For

6

   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MS BERNADETTE DANET- CHEVALLIER AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management    For    For
7   THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR OLIVIER LECOMTE AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR    Management    For    For
8   THE SHAREHOLDERS’ MEETING APPROVES THE AMENDMENT OF THE COMPENSATION POLICY OF MR YVES LE MASNE AS MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR    Management    Against    Against
  Comments: Poorly justified adjustments relating to COVID-19         
9   SUBJECT TO THE ADOPTION OF RESOLUTION 4, THE SHAREHOLDERS’ MEETING APPROVES THE AMENDMENT OF THE COMPENSATION POLICY OF MR JEAN-CLAUDE BRDENK AS DEPUTY MANAGING DIRECTOR, FOR THE 2018 FISCAL YEAR    Management    For    For
10   SUBJECT TO THE ADOPTION OF RESOLUTION 4, THE SHAREHOLDERS’ MEETING APPROVES THE AMENDMENT OF THE COMPENSATION POLICY OF MR JEAN-CLAUDE BRDENK AS DEPUTY MANAGING DIRECTOR, FOR THE 2019 FISCAL YEAR    Management    For    For
11   SUBJECT TO THE ADOPTION OF RESOLUTION 4, THE SHAREHOLDERS’ MEETING APPROVES THE AMENDMENT OF THE COMPENSATION POLICY OF MR JEAN-CLAUDE BRDENK AS DEPUTY MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR    Management    Against    Against
  Comments: Poorly justified adjustments relating to COVID-19         
12   THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE, FOR THE 2020 FISCAL YEAR    Management    For    For
13   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID OR AWARDED TO MR PHILIPPE CHARRIER, AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FISCAL YEAR    Management    For    For
14   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID OR AWARDED TO MR YVES LE MASNE, AS MANAGING DIRECTOR FOR THE 2020 FISCAL YEAR    Management    For    For
15   THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID OR AWARDED TO MR JEAN-CLAUDE BRDENK, AS DEPUTY MANAGING DIRECTOR UNTIL DECEMBER 31ST 2020    Management    For    For
16   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE MEMBERS OF THE BOARD OF DIRECTORS, FOR THE 2021 FISCAL YEAR    Management    For    For
17   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE 2021 FISCAL YEAR    Management    For    For
18   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE MANAGING DIRECTOR, FOR THE 2021 FISCAL YEAR    Management    For    For
19   THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY’S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 150.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL (I.E. 6,463,132 SHARES AS OF DECEMBER 31ST 2020) MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 969,469,800.00. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL (I.E. 3,231,566 SHARES AS OF DECEMBER 31ST 2020) THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
20   THE SHAREHOLDERS’ MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
21   THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL UP TO EUR 40,000,000.00, BY ISSUANCE OF ORDINARY SHARES OF THE COMPANY OR EQUITY SECURITIES GIVING ACCESS TO EQUITY SECURITIES OF THE COMPANY, GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, OR DEBT SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY OR GIVING ACCESS TO EXISTING EQUITY SECURITIES OR DEBT SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THE AMOUNT OF CAPITAL INCREASE TO BE REALIZED UNDER THIS RESOLUTION AND RESOLUTIONS NUMBER 22 TO 24, 26 AND 28 SHALL NOT EXCEED THIS CEILING. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES, WHICH MAY BE ISSUED, SHALL NOT EXCEED EUR 750,000,000.00. THE AMOUNT OF CAPITAL INCREASE TO BE REALIZED UNDER THIS RESOLUTION AND RESOLUTIONS NUMBER 22 TO 24, AND 26 SHALL NOT EXCEED THIS CEILING. DURATION: 14-MONTHS. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT    Management    For    For
22   THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 8,078,915.00, BY ISSUANCE OF ORDINARY SHARES OF THE COMPANY OR EQUITY SECURITIES GIVING ACCESS TO EQUITY SECURITIES OF THE COMPANY AND-OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, OR DEBT SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY OR GIVING ACCESS TO EXISTING EQUITY SECURITIES OR DEBT SECURITIES, THROUGH A PUBLIC OFFERING, WITH CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS. THE NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED UNDER THIS DELEGATION SHALL NOT EXCEED EUR 750,000,000.00. THE PRESENT DELEGATION IS GIVEN FOR A 14-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
23   THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 8,078,915.00, BY ISSUANCE OF ORDINARY SHARES OF THE COMPANY OR EQUITY SECURITIES GIVING ACCESS TO EQUITY SECURITIES OF THE COMPANY AND-OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, OR DEBT SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY OR GIVING ACCESS TO EXISTING EQUITY SECURITIES OR DEBT SECURITIES, THROUGH A PRIVATE OFFERING, WITH CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS. THE NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED UNDER THIS DELEGATION SHALL NOT EXCEED EUR 750,000,000.00. THE PRESENT DELEGATION IS GIVEN FOR A 14-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
24   THE SHAREHOLDERS’ MEETING RESOLVES THAT THE BOARD OF DIRECTORS MAY DECIDE TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS AS PER RESOLUTIONS NUMBER 21 TO 23 AND 25, AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15 PER CENT OF THE INITIAL ISSUANCE. THIS DELEGATION IS GRANTED FOR A 14-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT    Management    For    For
25   THE SHAREHOLDERS’ MEETING, SUBJECT TO THE ADOPTION OF RESOLUTIONS NUMBER 22 AND 23, AUTHORIZES THE BOARD OF DIRECTORS, FOR A PERIOD OF 14 MONTHS AND WITHIN THE LIMIT OF 10 PER CENT OF THE SHARE CAPITAL PER YEAR, TO SET THE ISSUE PRICE OF THE ISSUANCES TO BE DECIDED UNDER RESOLUTIONS NUMBER 22 AND 23, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE SHAREHOLDERS’ MEETING. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT    Management    For    For
26   THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, UP TO 10 PER CENT OF THE SHARE CAPITAL OR 6,464,132 SHARES, BY ISSUING SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO EQUITY SECURITIES OF THE COMPANY AND-OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, AND-OR DEBT SECURITIES GIVING ACCESS TO NEW OR EXISTING EQUITY SECURITIES OF THE COMPANY, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL. THIS AUTHORIZATION IS GRANTED FOR A 14-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
27   THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY AND FRENCH OR FOREIGN COMPANIES ENTERING IN THE SCOPE OF THE CONSOLIDATED STATEMENT OF THE COMPANY, BY ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 14-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 400,000.00. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES    Management    For    For
28   THE SHAREHOLDERS’ MEETING RESOLVES TO BRING THE ARTICLE 15.1 OF THE BYLAWS INTO CONFORMITY WITH THE LEGAL AND REGULATORY PROVISIONS    Management    For    For
29   THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 24: ‘COMPETENCIES OF THE GENERAL MEETINGS’ OF THE BYLAWS AND ARTICLE NUMBER 25: ‘CONVENING OF THE GENERAL MEETINGS’ OF THE BYLAWS    Management    For    For
30   THE SHAREHOLDERS’ MEETING RESOLVES TO BRING THE ARTICLES OF THE BYLAWS INTO CONFORMITY WITH THE CURRENT LEGAL AND REGULATORY REQUIREMENTS, SUBJECT TO THE RATIFICATION OF THESE MODIFICATIONS BY THE NEXT EXTRAORDINARY SHAREHOLDERS’ MEETING. THIS DELEGATION IS GRANTED FOR AN 18-MONTH PERIOD    Management    For    For
31   THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW    Management    For    For
CMMT   INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE Comments: Non Voting Agenda Item    Non-Voting      

THE GUNMA BANK, LTD.

 

Security    J17766106   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    24-Jun-2021
ISIN    JP3276400003   Agenda    714242649 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    GUNMA / Japan   Vote Deadline Date    22-Jun-2021
SEDOL(s)    6398088 - B05PC70   Quick Code    83340

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director Saito, Kazuo    Management    For    For
2.2   Appoint a Director Fukai, Akihiko    Management    For    For
2.3   Appoint a Director Horie, Nobuyuki    Management    For    For
2.4   Appoint a Director Yuasa, Yukio    Management    For    For
2.5   Appoint a Director Inoue, Satoshi    Management    For    For
2.6   Appoint a Director Irisawa, Hiroyuki    Management    For    For
2.7   Appoint a Director Kondo, Jun    Management    For    For
2.8   Appoint a Director Nishikawa, Kuniko    Management    For    For
2.9   Appoint a Director Osugi, Kazuhito    Management    For    For

STANLEY ELECTRIC CO., LTD.

 

Security    J76637115   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    24-Jun-2021
ISIN    JP3399400005   Agenda    714243843 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    TOKYO / Japan   Vote Deadline Date    22-Jun-2021
SEDOL(s)    6841106 - B0507C5 - B1CDYY5   Quick Code    69230

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1.1   Appoint a Director Hiratsuka, Yutaka    Management    For    For
1.2   Appoint a Director Tanabe, Toru    Management    For    For
1.3   Appoint a Director Yoneya, Mitsuhiro    Management    For    For
1.4   Appoint a Director Kaizumi, Yasuaki    Management    For    For
1.5   Appoint a Director Ueda, Keisuke    Management    For    For
1.6   Appoint a Director Mori, Masakatsu    Management    For    For
1.7   Appoint a Director Kono, Hirokazu    Management    For    For
1.8   Appoint a Director Takeda, Yozo    Management    For    For
1.9   Appoint a Director Tomeoka, Tatsuaki    Management    For    For
2   Appoint a Corporate Auditor Shimoda, Koji    Management    For    For

FASHIONETTE AG

 

Security    D2R2TZ100   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    25-Jun-2021
ISIN    DE000A2QEFA1   Agenda    714178616 - Management
Record Date    03-Jun-2021   Holding Recon Date    03-Jun-2021
City / Country    DUESSE LDORF / Germany   Vote Deadline Date    17-Jun-2021
SEDOL(s)    BMGWZQ4 - BNXM9F1   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE    Non-Voting      
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT(WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL.    Non-Voting      
CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE.    Non-Voting      
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020    Non-Voting      
2   APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS OF EUR    Management    For    For
3   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020    Management    For    For
4   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020    Management    For    For
5   RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021    Management    For    For
6.1   ELECT OLIVER SERG TO THE SUPERVISORY BOARD    Management    For    For
6.2   ELECT STEFAN SCHUETZE TO THE SUPERVISORY BOARD    Management    For    For
6.3   ELECT INGO ARNOLD TO THE SUPERVISORY BOARD    Management    For    For
6.4   ELECT KAROLINE HUBER TO THE SUPERVISORY BOARD    Management    For    For
6.5   ELECT ROLF SIGMUND TO THE SUPERVISORY BOARD    Management    For    For
7   AMEND ARTICLES RE: AGM CONVOCATION; PROOF OF ENTITLEMENT; PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION    Management    For    For
CMMT   PLEASE NOTE THAT DEPENDING ON THE PROCESSING OF THE LOCAL SUB CUSTODIAN THESE-SHARES MAY BE BLOCKED IN THE EVENT THAT THE ISSUER HAS ANNOUNCED THAT SHARES-MUST BE DEPOSITED WITH A CREDIT INSTITUTION IN ORDER TO EXERCISE ONES VOTING-AND ATTENDANCE RIGHTS. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO-OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS.    Non-Voting      
CMMT   20 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD-DATE TO 03 JUNE 2021. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU    Non-Voting      

Security    G9285S108   Meeting Type    Court Meeting
Ticker Symbol      Meeting Date    25-Jun-2021
ISIN    IE0033024807   Agenda    714253717 - Management
Record Date    21-Jun-2021   Holding Recon Date    21-Jun-2021
City / Country    DUBLIN 24 / Ireland   Vote Deadline Date    17-Jun-2021
SEDOL(s)    3302480 - B1G5FW2 - B1GKH87   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE.    Non-Voting      
1   APPROVE SCHEME OF ARRANGEMENT    Management    For    For

 

Security    G9285S108   Meeting Type    Court Meeting
Ticker Symbol      Meeting Date    25-Jun-2021
ISIN    IE0033024807   Agenda    714253717 - Management
Record Date    21-Jun-2021   Holding Recon Date    21-Jun-2021
City /  Country    DUBLIN 24 / Ireland   Vote Deadline Date    17-Jun-2021
SEDOL(s)    3302480 - B1G5FW2 - B1GKH87   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE.    Non-Voting      
1   APPROVE SCHEME OF ARRANGEMENT    Management      

 

Security    G9285S108   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    25-Jun-2021
ISIN    IE0033024807   Agenda    714255925 - Management
Record Date    21-Jun-2021   Holding Recon Date    21-Jun-2021
City / Country    DUBLIN 24 / Ireland   Vote Deadline Date    17-Jun-2021
SEDOL(s)    3302480 - B1G5FW2 - B1GKH87   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE    Non-Voting      
1   APPROVAL OF THE SCHEME OF ARRANGEMENT    Management      
2   AMENDMENT TO ARTICLES OF ASSOCIATION    Management      
3   AMENDMENT TO THE 2010 LTIP    Management      

Security    G9285S108   Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol      Meeting Date    25-Jun-2021
ISIN    IE0033024807   Agenda    714255925 - Management
Record Date    21-Jun-2021   Holding Recon Date    21-Jun-2021
City / Country    DUBLIN 24 / Ireland   Vote Deadline Date    17-Jun-2021
SEDOL(s)    3302480 - B1G5FW2 - B1GKH87   Quick Code   

 

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CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   

Non-Voting

      
1   APPROVAL OF THE SCHEME OF ARRANGEMENT    Management    For    For
2   AMENDMENT TO ARTICLES OF ASSOCIATION    Management    For    For
3   AMENDMENT TO THE 2010 LTIP    Management    For    For

DAIICHIKOSHO CO., LTD.

 

Security    J0962F102   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    25-Jun-2021
ISIN    JP3475200006   Agenda    714257917 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    TOKYO / Japan   Vote Deadline Date    23-Jun-2021
SEDOL(s)    6253132 - B3BGZD5 - BWFZTK6   Quick Code    74580

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director Hoshi, Tadahiro    Management    For    For
2.2   Appoint a Director Hoshi, Harutoshi    Management    For    For
2.3   Appoint a Director Otsuka, Kenji    Management    For    For
2.4   Appoint a Director Iijima, Takeshi    Management    For    For
2.5   Appoint a Director Furuta, Atsuya    Management    For    For
2.6   Appoint a Director Masuda, Chika    Management    For    For

ARTERIA NETWORKS CORPORATION

 

Security    J0224K105   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    25-Jun-2021
ISIN    JP3126240005   Agenda    714296349 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    TOKYO / Japan   Vote Deadline Date    23-Jun-2021
SEDOL(s)    BG33GP4   Quick Code    44230

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1.1   Appoint a Director Kabumoto, Koji    Management    For    For
1.2   Appoint a Director Arita, Daisuke    Management    For    For
1.3   Appoint a Director Abe, Tatsuya    Management    For    For
1.4   Appoint a Director Esaki, Hiroshi    Management    For    For
1.5   Appoint a Director Miyake, Ichiro    Management    For    For

VIVORYON THERAPEUTICS N.V.

 

Security    N9355S105   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    28-Jun-2021
ISIN    NL00150002Q7   Agenda    714179214 - Management
Record Date    31-May-2021   Holding Recon Date    31-May-2021
City / Country    VIRTUAL / Netherlands   Vote Deadline Date    10-Jun-2021
SEDOL(s)    BLGZ8F6 - BLR86R2 - BND74H3   Quick Code   

 

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CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.    Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU    Non-Voting      
1.   OPEN MEETING    Non-Voting      
2.   RECEIVE REPORT OF BOARD OF DIRECTORS    Non-Voting      
3.   APPROVE REMUNERATION REPORT    Management    For    For
4.   ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For
5.   RECEIVE EXPLANATION ON COMPANY’S RESERVES AND DIVIDEND POLICY    Non-Voting      
6.   APPROVE DISCHARGE OF EXECUTIVE DIRECTORS    Management    For    For
7.   APPROVE DISCHARGE OF NON-EXECUTIVE DIRECTORS    Management    For    For
8.   APPROVE REMUNERATION POLICY    Management    For    For
9.   REELECT MICHAEL SCHAEFFER AS EXECUTIVE DIRECTOR    Management    For    For
10.   APPROVE LONG TERM INCENTIVE PLAN    Management    For    For
11.   AMEND ARTICLES OF ASSOCIATION    Management    For    For
12.   RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS    Management    For    For
13.   AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL    Management    For    For
14.   OTHER BUSINESS    Non-Voting      
15.   CLOSE MEETING    Non-Voting      
CMMT   21 JUNE 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-FOR ALL RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU    Non-Voting      
CMMT   21 JUN 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE    Non-Voting      

THE BANK OF KYOTO, LTD.

 

Security    J03990108   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    29-Jun-2021
ISIN    JP3251200006   Agenda    714242663 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    KYOTO / Japan   Vote Deadline Date    27-Jun-2021
SEDOL(s)    6075756 - B3FHBW5   Quick Code    83690

 

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  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director Doi, Nobuhiro    Management    For    For
2.2   Appoint a Director Anami, Masaya    Management    For    For
2.3   Appoint a Director Iwahashi, Toshiro    Management    For    For
2.4   Appoint a Director Yasui, Mikiya    Management    For    For
2.5   Appoint a Director Hata, Hiroyuki    Management    For    For
2.6   Appoint a Director Otagiri, Junko    Management    For    For
2.7   Appoint a Director Oyabu, Chiho    Management    For    For
2.8   Appoint a Director Ueki, Eiji    Management    For    For
3.1   Appoint a Corporate Auditor Ando, Hiroyuki    Management    Against    Against
  Comments: Statutory auditor board is not sufficiently independent         
3.2   Appoint a Corporate Auditor Nakatsukasa, Hiroyuki    Management    For    For
3.3   Appoint a Corporate Auditor Tanaka, Motoko    Management    For    For
4   Approve Details of the Restricted-Share Compensation to be received by Directors    Management    For    For

ZEON CORPORATION

 

Security    J9886P104   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    29-Jun-2021
ISIN    JP3725400000   Agenda    714257448 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    TOKYO / Japan   Vote Deadline Date    27-Jun-2021
SEDOL(s)    6644015 - B1CG5J6 - B3BJ7P0   Quick Code    42050

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director Tanaka, Kimiaki    Management    Against    Against
  Comments: Extensive cross-shareholdings and takeover defense plan suggest management entrenchment; Extensive strategic shareholdings; Insufficient gender diversity/no diversity policy         
2.2   Appoint a Director Hirakawa, Hiroyuki    Management    For    For
2.3   Appoint a Director Matsuura, Kazuyoshi    Management    For    For
2.4   Appoint a Director Kitabata, Takao    Management    For    For
2.5   Appoint a Director Nagumo, Tadanobu    Management    Against    Against
  Comments: Related party transactions         
2.6   Appoint a Director Ikeno, Fumiaki    Management    For    For
3   Appoint a Corporate Auditor Hayashi, Sachio Comments: Statutory auditor board is not sufficiently independent    Management    Against    Against

NIPPON SHINYAKU CO., LTD.

 

Security    J55784102   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    29-Jun-2021
ISIN    JP3717600005   Agenda    714257450 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    KYOTO / Japan   Vote Deadline Date    27-Jun-2021
SEDOL(s)    4234225 - 6640563 - B3BJ8K2   Quick Code    45160

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

  Please reference meeting materials. Comments: Non Voting Agenda Item    Non-Voting      
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director Maekawa, Shigenobu    Management    For    For
2.2   Appoint a Director Sano, Shozo    Management    For    For
2.3   Appoint a Director Takaya, Takashi    Management    For    For
2.4   Appoint a Director Edamitsu, Takanori    Management    For    For
2.5   Appoint a Director Nakai, Toru    Management    For    For
2.6   Appoint a Director Takagaki, Kazuchika    Management    For    For
2.7   Appoint a Director Ishizawa, Hitoshi    Management    For    For
2.8   Appoint a Director Kimura, Hitomi    Management    For    For
2.9   Appoint a Director Sugiura, Yukio    Management    For    For
2.10   Appoint a Director Sakurai, Miyuki    Management    For    For
2.11   Appoint a Director Wada, Yoshinao    Management    For    For
2.12   Appoint a Director Kobayashi, Yukari    Management    For    For

DISCO CORPORATION

 

Security    J12327102   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    29-Jun-2021
ISIN    JP3548600000   Agenda    714257602 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    TOKYO / Japan   Vote Deadline Date    27-Jun-2021
SEDOL(s)    6270948 - B3BGZ91 - BD3QPR7   Quick Code    61460

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

 

Please reference meeting materials.

    Non-Voting      
  Comments: Non Voting Agenda Item         
1  

Approve Appropriation of Surplus

    Management    For    For
2.1  

Appoint a Director Sekiya, Kazuma

    Management    Against    Against
  Comments: Insufficient gender diversity/no diversity policy         
2.2  

Appoint a Director Yoshinaga, Noboru

    Management    For    For
2.3  

Appoint a Director Tamura, Takao

    Management    For    For
2.4  

Appoint a Director Inasaki, Ichiro

    Management    For    For
2.5  

Appoint a Director Tamura, Shinichi

    Management    For    For
3  

Appoint a Corporate Auditor Mimata, Tsutomu

    Management    For    For
4  

Approve Details of Compensation as Stock Options for Directors

    Management    Against    Against
  Comments: Short vesting period         

OKAMURA CORPORATION

 

Security    J60514114   Meeting Type    Annual General Meeting
Ticker Symbol      Meeting Date    29-Jun-2021
ISIN    JP3192400004   Agenda    714257979 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City / Country    KANAGAWA / Japan   Vote Deadline Date    27-Jun-2021
SEDOL(s)    6657842 - B53ZH83   Quick Code    79940

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

  Please reference meeting materials.    Non-Voting      
  Comments: Non Voting Agenda Item         
1   Approve Appropriation of Surplus    Management    For    For
2.1   Appoint a Director Nakamura, Masayuki    Management    For    For
2.2   Appoint a Director Kikuchi, Shigeji    Management    For    For
2.3   Appoint a Director Yamaki, Kenichi    Management    For    For
2.4   Appoint a Director Kono, Naoki    Management    For    For
2.5   Appoint a Director Inoue, Ken    Management    For    For
2.6   Appoint a Director Fukuda, Sakae    Management    For    For
2.7   Appoint a Director Tsukamoto, Kotaro    Management    For    For
2.8   Appoint a Director Asano, Hiromi    Management    For    For
2.9   Appoint a Director Ito, Hiroyoshi    Management    For    For
2.10   Appoint a Director Kano, Mari    Management    For    For
2.11   Appoint a Director Kamijo, Tsutomu    Management    For    For
3   Appoint a Corporate Auditor Nagai, Noriyuki    Management    Against    Against
  Comments: Statutory auditor board is not sufficiently independent      
4   Appoint a Substitute Corporate Auditor Uchida, Management Harumichi    For    For

MATSUMOTOKIYOSHI HOLDINGS CO., LTD.

 

Security    J41208109   Meeting Date    Annual General Meeting
Ticker Symbol      Meeting Type    29-Jun-2021
ISIN    JP3869010003   Agenda    714264758 - Management
Record Date    31-Mar-2021   Holding Recon Date    31-Mar-2021
City /  Country    CHIBA / Japan   Vote Deadline Date    27-Jun-2021
SEDOL(s)    B249GC0 - B3L0D55   Quick Code    30880

 

Item

   

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

   Please reference meeting materials.    Non-Voting      
   Comments: Non Voting Agenda Item   
1    Approve Appropriation of Surplus    Management    For    For
2.1    Appoint a Director Matsumoto, Namio    Management    For    For
2.2    Appoint a Director Matsumoto, Kiyoo    Management    For    For
2.3    Appoint a Director Matsumoto, Takashi    Management    For    For
2.4    Appoint a Director Ota, Takao    Management    For    For
2.5    Appoint a Director Obe, Shingo    Management    For    For
2.6    Appoint a Director Ishibashi, Akio    Management    For    For
2.7    Appoint a Director Matsushita, Isao    Management    For    For
2.8    Appoint a Director Omura, Hiroo    Management    For    For
2.9    Appoint a Director Kimura, Keiji    Management    For    For
2.10    Appoint a Director Okiyama, Tomoko    Management    For    For
3    Appoint a Substitute Corporate Auditor Senoo, Yoshiaki    Management    For    For
4    Appoint Accounting Auditors    Management    For    For
5    Approve Stock-for-stock Exchange Agreement    Management    For    For
6    Approve Plan for an Incorporation-type Company Split    Management    For    For
7    Approve Absorption-Type Company Split Agreement    Management    For    For
8.1    Appoint a Director associated with Business Integration Tsukamoto, Atsushi    Management    For    For
8.2    Appoint a Director associated with Business Integration Yamamoto, Tsuyoshi    Management    For    For
8.3    Appoint a Director associated with Business Integration Watanabe, Ryoichi    Management    For    For
8.4    Appoint a Director associated with Business Integration Tanima, Makoto    Management    For    For
8.5    Appoint a Director associated with Business Integration Kawai, Junko    Management    For    For
9    Appoint a Corporate Auditor associated with Business Integration Torii, Akira    Management    For    For
10    Amend Articles to: Change Official Company Name, Amend Business Lines, Approve Minor Revisions    Management    For    For
11    Approve Details of the Compensation to be received by Directors    Management    For    For

Security    G3727J107   Meeting Type    Ordinary General Meeting
Ticker Symbol      Meeting Date    30-Jun-2021
ISIN    GB00BZ14BX56   Agenda    714262627 - Management
Record Date      Holding Recon Date    28-Jun-2021
City / Country    LONDON / United Kingdom   Vote Deadline Date    24-Jun-2021
SEDOL(s)   

BD8F148 - BKT5ZS8 -

BYXZJ68 - BZ14BX5

   Quick Code   

 

Item

  

Proposal Vote

   

Proposed by

   

Vote

   

For/Against
Management

1   TO IMPLEMENT THE SCHEME, INCLUDING AUTHORISING THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR IMPLEMENTING THE SCHEME, AND AMENDING THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS SET OUT IN THE NOTICE OF GENERAL MEETING    Management    For    For

 

Security    G3727J107   Meeting Type    Court Meeting
Ticker Symbol      Meeting Date    30-Jun-2021
ISIN    GB00BZ14BX56   Agenda    714267879 - Management
Record Date      Holding Recon Date    28-Jun-2021
City / Country    TBD / United Kingdom   Vote Deadline Date    24-Jun-2021
SEDOL(s)   

BD8F148 - BKT5ZS8 -

BYXZJ68 - BZ14BX5

      Quick Code

 

Item

  

Proposal

   

Proposed by

   

Vote

   

For/Against
Management

1   FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE “SCHEME”) BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME DOCUMENT)    Management    For    For

DELAWARE IVY PICTET EMERGING MARKETS LOCAL CURRENCY DEBT FUND

(prior to July 1, 2021, Ivy Pictet Emerging Markets Local Currency Debt Fund)

Proxy Voting Record

There was no proxy voting for Delaware Ivy Pictet Emerging Markets Local Currency Debt Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY PICTET TARGETED RETURN BOND FUND

(prior to July 1, 2021, Ivy Pictet Targeted Return Bond Fund)

Proxy Voting Record

There was no proxy voting for Delaware Ivy Pictet Targeted Return Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY PINEBRIDGE HIGH YIELD FUND

(prior to July 1, 2021, Ivy PineBridge High Yield Fund)

Proxy Voting Record

There was no proxy voting for Delaware Ivy PineBridge High Yield Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY PROSHARES INTEREST RATE HEDGED HIGH YIELD INDEX FUND

(prior to July 1, 2021, Ivy ProShares Interest Rate Hedged High Yield Index Fund)

Proxy Voting Record

There was no proxy voting for Delaware Ivy ProShares Interest Rate Hedged High Yield Index Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY PROSHARES MSCI ACWI INDEX FUND

(prior to July 1, 2021, Ivy ProShares MSCI ACWI Index Fund)

Proxy Voting Record

******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

3M COMPANY

 

Ticker:    MMM   Security ID:    88579Y101
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Thomas “Tony” K. Brown

    For    For    Management
1b  

Elect Director Pamela J. Craig

    For    For    Management
1c  

Elect Director David B. Dillon

    For    For    Management
1d  

Elect Director Michael L. Eskew

    For    For    Management
1e  

Elect Director James R. Fitterling

    For    For    Management
1f  

Elect Director Herbert L. Henkel

    For    For    Management
1g  

Elect Director Amy E. Hood

    For    For    Management
1h  

Elect Director Muhtar Kent

    For    For    Management
1i  

Elect Director Dambisa F. Moyo

    For    For    Management
1j  

Elect Director Gregory R. Page

    For    For    Management
1k  

Elect Director Michael F. Roman

    For    For    Management
1l  

Elect Director Patricia A. Woertz

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Consider Pay Disparity Between Executives and Other Employees

    Against    Against    Shareholder
6  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder

58.COM INC.

 

Ticker:    WUBA   Security ID:    31680Q104
Meeting Date:    SEP 07, 2020   Meeting Type:    Special
Record Date:    AUG 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    Against    Management
2  

Authorize Board to Ratify and Execute Approved Resolutions

    For    Against    Management
3  

Adjourn Meeting

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AAC TECHNOLOGIES HOLDINGS, INC.    

 

Ticker:    2018   Security ID:    G2953R114
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Au Siu Cheung Albert as Director

    For    For    Management
3b  

Elect Kwok Lam Kwong Larry as Director

    For    For    Management
3c  

Elect Wu Ingrid Chun Yuan as Director

    For    For    Management
3d  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ABB LTD.

 

Ticker:    ABBN   Security ID:    H0010V101
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report (Non-Binding)

    For    For    Management
3  

Approve Discharge of Board and Senior Management

    For    For    Management
4  

Approve Allocation of Income and Dividends of CHF 0.80 per Share

    For    For    Management
5  

Approve CHF 13.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares

    For    For    Management
6  

Approve Creation of CHF 24 Million Pool of Capital without Preemptive Rights

    For    Against    Management
7.1  

Approve Remuneration of Directors in the Amount of CHF 4.4 Million

    For    For    Management
7.2  

Approve Remuneration of Executive Committee in the Amount of CHF 40 Million

    For    For    Management
8.1  

Reelect Gunnar Brock as Director

    For    For    Management
8.2  

Reelect David Constable as Director

    For    For    Management
8.3  

Reelect Frederico Curado as Director

    For    For    Management
8.4  

Reelect Lars Foerberg as Director

    For    For    Management
8.5  

Reelect Jennifer Xin-Zhe Li as Director

    For    For    Management
8.6  

Reelect Geraldine Matchett as Director

    For    For    Management
8.7  

Reelect David Meline as Director

    For    For    Management
8.8  

Reelect Satish Pai as Director

    For    For    Management
8.9  

Reelect Jacob Wallenberg as Director

    For    For    Management
8.10  

Reelect Peter Voser as Director and Board Chairman

    For    For    Management
9.1  

Appoint David Constable as Member of the Compensation Committee

    For    For    Management
9.2  

Appoint Frederico Curado as Member of the Compensation Committee

    For    For    Management
9.3  

Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee

    For    For    Management
10  

Designate Hans Zehnder as Independent Proxy

    For    For    Management
11  

Ratify KPMG AG as Auditors

    For    For    Management
12  

Transact Other Business (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ABBOTT LABORATORIES

 

Ticker:    ABT   Security ID:    002824100
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    FEB 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert J. Alpern

    For    For    Management
1.2  

Elect Director Roxanne S. Austin

    For    For    Management
1.3  

Elect Director Sally E. Blount

    For    For    Management
1.4  

Elect Director Robert B. Ford

    For    For    Management
1.5  

Elect Director Michelle A. Kumbier

    For    For    Management
1.6  

Elect Director Darren W. McDew

    For    For    Management
1.7  

Elect Director Nancy McKinstry

    For    For    Management
1.8  

Elect Director William A. Osborn

    For    For    Management
1.9  

Elect Director Michael F. Roman

    For    For    Management
1.10  

Elect Director Daniel J. Starks

    For    For    Management
1.11  

Elect Director John G. Stratton

    For    For    Management
1.12  

Elect Director Glenn F. Tilton

    For    For    Management
1.13  

Elect Director Miles D. White

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4a  

Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes

    For    For    Management
4b  

Adopt Majority Voting Standard for Certain Extraordinary Transactions

    For    For    Management
5  

Report on Lobbying Payments and Policy

    Against    Against    Shareholder
6  

Report on Racial Justice

    Against    For    Shareholder
7  

Require Independent Board Chair

    Against    Against    Shareholder

ABBVIE INC.

 

Ticker:    ABBV   Security ID:    00287Y109
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Roxanne S. Austin

    For    For    Management
1.2  

Elect Director Richard A. Gonzalez

    For    For    Management
1.3  

Elect Director Rebecca B. Roberts

    For    For    Management
1.4  

Elect Director Glenn F. Tilton

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Amend Nonqualified Employee Stock Purchase Plan

    For    For    Management
6  

Eliminate Supermajority Vote Requirement

    For    For    Management
7  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
8  

Require Independent Board Chair

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ABIOMED, INC.

 

Ticker:    ABMD   Security ID:    003654100
Meeting Date:    AUG 12, 2020   Meeting Type:    Annual
Record Date:    JUN 15, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Dorothy E. Puhy

    For    For    Management
1.2  

Elect Director Paul G. Thomas

    For    For    Management
1.3  

Elect Director Christopher D. Van Gorder

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ABSA GROUP LTD.

 

Ticker:    ABG   Security ID:    S0270C106
Meeting Date:    JUN 04, 2021   Meeting Type:    Annual
Record Date:    MAY 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Reappoint Ernst & Young Inc as Auditors with Ranesh Hariparsad as the Designated Auditor

    For    For    Management
2  

Appoint KPMG Inc as Auditors with Heather Berrange as the Designated Auditor

    For    For    Management
3.1  

Re-elect Alex Darko as Director

    For    For    Management
3.2  

Re-elect Daisy Naidoo as Director

    For    For    Management
3.3  

Re-elect Francis Okomo-Okello as Director

    For    For    Management
3.4  

Re-elect Sipho Pityana as Director

    For    For    Management
3.5  

Re-elect Tasneem Abdool-Samad as Director

    For    For    Management
4.1  

Elect Fulvio Tonelli as Director

    For    For    Management
4.2  

Re-elect Rene van Wyk as Director

    For    For    Management
4.3  

Elect Nonhlanhla Mjoli-Mncube as Director

    For    For    Management
5.1  

Re-elect Alex Darko as Member of the Group Audit and Compliance Committee

    For    For    Management
5.2  

Re-elect Daisy Naidoo as Member of the Group Audit and Compliance Committee

    For    For    Management
5.3  

Re-elect Tasneem Abdool-Samad as Member of the Group Audit and Compliance Committee

    For    For    Management
5.4  

Re-elect Swithin Munyantwali as Member of the Group Audit and Compliance Committee

    For    For    Management
6  

Place Authorised but Unissued Shares under Control of Directors

    For    For    Management
7  

Approve Remuneration Policy

    For    For    Management
8  

Approve Remuneration Implementation Report

    For    For    Management
9  

Approve Remuneration of Non-executive Directors

    For    For    Management
10  

Authorise Repurchase of Issued Share Capital

    For    For    Management
11  

Approve Financial Assistance in Terms of Section 45 of the Companies Act

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ACCENTURE PLC

 

Ticker:    ACN   Security ID:    G1151C101
Meeting Date:    FEB 03, 2021   Meeting Type:    Annual
Record Date:    DEC 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jaime Ardila

    For    For    Management
1b  

Elect Director Herbert Hainer

    For    For    Management
1c  

Elect Director Nancy McKinstry

    For    For    Management
1d  

Elect Director Beth E. Mooney

    For    For    Management
1e  

Elect Director Gilles C. Pelisson

    For    For    Management
1f  

Elect Director Paula A. Price

    For    For    Management
1g  

Elect Director Venkata (Murthy) Renduchintala

    For    For    Management
1h  

Elect Director David Rowland

    For    For    Management
1i  

Elect Director Arun Sarin

    For    For    Management
1j  

Elect Director Julie Sweet

    For    For    Management
1k  

Elect Director Frank K. Tang

    For    For    Management
1l  

Elect Director Tracey T. Travis

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Renew the Board’s Authority to Issue Shares Under Irish Law

    For    For    Management
5  

Authorize Board to Opt-Out of Statutory Pre-Emption Rights

    For    For    Management
6  

Determine Price Range for Reissuance of Treasury Shares

    For    For    Management

ACCOR SA

 

Ticker:    AC   Security ID:    F00189120
Meeting Date:    APR 29, 2021   Meeting Type:    Annual/Special
Record Date:    APR 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Treatment of Losses

    For    For    Management
4  

Approve Compensation of Corporate Officers

    For    For    Management
5  

Approve Compensation of Sebastien Bazin, Chairman and CEO

    For    Against    Management
6  

Approve Remuneration Policy of Chairman and CEO

    For    For    Management
7  

Approve Remuneration Policy of Directors

    For    For    Management
8  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
9  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    Against    Management
10  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
11  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of 50 Percent of Issued Capital

    For    For    Management
12  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of 10 Percent of Issued Capital

    For    For    Management
13  

Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year Reserved for Specific Beneficiaries

    For    For    Management
14  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

    For    For    Management
15  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
16  

Authorize Capitalization of Reserves of Up to 50 Percent of Issued Capital for Bonus Issue or Increase in Par Value

    For    For    Management
17  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 11-16 at 50 Percent of the Share Capital and Under Items 12-15 at 10 Percent of Issued Capital

    For    For    Management
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
19  

Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees

    For    For    Management
20  

Amend Article 1 of Bylaws to Comply with Legal Changes

    For    For    Management
21  

Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer

    For    Against    Management
22  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ACTIVISION BLIZZARD, INC.

 

Ticker:    ATVI   Security ID:    00507V109
Meeting Date:    JUN 21, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Reveta Bowers

    For    For    Management
1b  

Elect Director Robert Corti

    For    For    Management
1c  

Elect Director Hendrik Hartong, III

    For    For    Management
1d  

Elect Director Brian Kelly

    For    For    Management
1e  

Elect Director Robert Kotick

    For    For    Management
1f  

Elect Director Barry Meyer

    For    For    Management
1g  

Elect Director Robert Morgado

    For    For    Management
1h  

Elect Director Peter Nolan

    For    For    Management
1i  

Elect Director Dawn Ostroff

    For    For    Management
1j  

Elect Director Casey Wasserman

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ADIDAS AG

 

Ticker:    ADS   Security ID:    D0066B185
Meeting Date:    AUG 11, 2020   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Omission of Dividends

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal 2019

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal 2019

    For    For    Management
5  

Amend Articles Re: Electronic Participation

    For    For    Management
6  

Elect Christian Klein to the Supervisory Board

    For    For    Management
7  

Ratify KPMG AG as Auditors for Fiscal 2020

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ADIDAS AG

 

Ticker:    ADS   Security ID:    D0066B185
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 3.00 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Elect Jackie Joyner-Kersee to the Supervisory Board

    For    For    Management
6  

Approve Remuneration Policy

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management
8  

Amend Articles Re: Information for Registration in the Share Register

    For    For    Management
9  

Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights

    For    For    Management
10  

Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights

    For    For    Management
11  

Cancel Authorized Capital 2016

    For    For    Management
12  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

    For    For    Management
13  

Authorize Use of Financial Derivatives when Repurchasing Shares

    For    For    Management
14  

Ratify KPMG AG as Auditors for Fiscal Year 2021

    For    For    Management

ADOBE INC.

 

Ticker:    ADBE   Security ID:    00724F101
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Amy Banse

    For    For    Management
1b  

Elect Director Melanie Boulden

    For    For    Management
1c  

Elect Director Frank Calderoni

    For    For    Management
1d  

Elect Director James Daley

    For    For    Management
1e  

Elect Director Laura Desmond

    For    For    Management
1f  

Elect Director Shantanu Narayen

    For    For    Management
1g  

Elect Director Kathleen Oberg

    For    For    Management
1h  

Elect Director Dheeraj Pandey

    For    For    Management
1i  

Elect Director David Ricks

    For    For    Management
1j  

Elect Director Daniel Rosensweig

    For    For    Management
1k  

Elect Director John Warnock

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ADVANCE AUTO PARTS, INC.

 

Ticker:    AAP   Security ID:    00751Y106
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Carla J. Bailo

    For    For    Management
1b  

Elect Director John F. Ferraro

    For    For    Management
1c  

Elect Director Thomas R. Greco

    For    For    Management
1d  

Elect Director Jeffrey J. Jones, II

    For    For    Management
1e  

Elect Director Eugene I. Lee, Jr.

    For    For    Management
1f  

Elect Director Sharon L. McCollam

    For    For    Management
1g  

Elect Director Douglas A. Pertz

    For    For    Management
1h  

Elect Director Nigel Travis

    For    For    Management
1i  

Elect Director Arthur L. Valdez, Jr.

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ADVANCED MICRO DEVICES, INC.

 

Ticker:    AMD   Security ID:    007903107
Meeting Date:    APR 07, 2021   Meeting Type:    Special
Record Date:    FEB 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Issue Shares in Connection with Merger

    For    For    Management
2  

Adjourn Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ADVANCED MICRO DEVICES, INC.

 

Ticker:    AMD   Security ID:    007903107
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director John E. Caldwell

    For    For    Management
1b  

Elect Director Nora M. Denzel

    For    For    Management
1c  

Elect Director Mark Durcan

    For    For    Management
1d  

Elect Director Michael P. Gregoire

    For    For    Management
1e  

Elect Director Joseph A. Householder

    For    For    Management
1f  

Elect Director John W. Marren

    For    For    Management
1g  

Elect Director Lisa T. Su

    For    For    Management
1h  

Elect Director Abhi Y. Talwalkar

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ADVANTEST CORP.

 

Ticker:    6857   Security ID:    J00210104
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Yoshida, Yoshiaki

    For    For    Management
1.2  

Elect Director Karatsu, Osamu

    For    For    Management
1.3  

Elect Director Urabe, Toshimitsu

    For    For    Management
1.4  

Elect Director Nicholas Benes

    For    For    Management
1.5  

Elect Director Tsukakoshi, Soichi

    For    For    Management
1.6  

Elect Director Fujita, Atsushi

    For    For    Management
1.7  

Elect Director Tsukui, Koichi

    For    For    Management
1.8  

Elect Director Douglas Lefever

    For    For    Management
2.1  

Elect Director and Audit Committee Member Kurita, Yuichi

    For    For    Management
2.2  

Elect Director and Audit Committee Member Namba, Koichi

    For    For    Management
3  

Elect Alternate Director and Audit Committee Member Karatsu, Osamu

    For    For    Management
4  

Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members

    For    For    Management
5  

Approve Performance Share Plan and Restricted Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ADYEN NV

 

Ticker:    ADYEN   Security ID:    N3501V104
Meeting Date:    FEB 12, 2021   Meeting Type:    Special
Record Date:    JAN 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting and Announcements

    None    None    Management
2  

Elect Alexander Matthey to Management Board

    For    For    Management
3  

Elect Caoimhe Treasa Keogan to Supervisory Board

    For    For    Management
4  

Close Meeting

    None    None    Management

ADYEN NV

 

Ticker:    ADYEN   Security ID:    N3501V104
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    MAY 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2.b  

Approve Remuneration Report

    For    For    Management
2.c  

Adopt Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Discharge of Management Board

    For    For    Management
4  

Approve Discharge of Supervisory Board

    For    For    Management
5  

Reelect Ingo Jeroen Uytdehaage to Management Board

    For    For    Management
6  

Reelect Delfin Rueda Arroyo to Supervisory Board

    For    For    Management
7  

Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital

    For    For    Management
8  

Authorize Board to Exclude Preemptive Rights from Share Issuances

    For    For    Management
9  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
10  

Ratify PwC as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AEGON NV

 

Ticker:    AGN   Security ID:    N00927298
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    MAY 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

3.3  

Approve Remuneration Report

    For    For    Management
3.4  

Adopt Financial Statements and Statutory Reports

    For    For    Management
3.5  

Approve Dividends of EUR 0.06 Per Common Share and EUR 0.0015 Per Common Share B

    For    For    Management
4  

Ratify PricewaterhouseCoopers Accountants N.V. as Auditors

    For    For    Management
5.1  

Approve Discharge of Executive Board

    For    For    Management
5.2  

Approve Discharge of Supervisory Board

    For    For    Management
6.1  

Reelect Dona Young to Supervisory Board

    For    For    Management
6.2  

Reelect William Connelly to Supervisory Board

    For    For    Management
6.3  

Reelect Mark Ellman to Supervisory Board

    For    For    Management
6.4  

Elect Jack McGarry to Supervisory Board

    For    For    Management
7.1  

Reelect Matthew Rider to Management Board

    For    For    Management
8.1  

Approve Cancellation of Repurchased Shares

    For    For    Management
8.2  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights

    For    For    Management
8.3  

Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue

    For    For    Management
8.4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management

AENA S.M.E. SA

 

Ticker:    AENA   Security ID:    E526K0106
Meeting Date:    OCT 29, 2020   Meeting Type:    Annual
Record Date:    OCT 23, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Standalone Financial Statements

    For    For    Management
2  

Approve Consolidated Financial Statements

    For    For    Management
3  

Approve Allocation of Income and Dividends

    For    For    Management
4  

Approve Non-Financial Information Statement

    For    For    Management
5  

Approve Reclassification of Voluntary Reserves to Capitalization Reserves

    For    For    Management
6  

Approve Discharge of Board

    For    For    Management
7.1  

Reelect Amancio Lopez Seijas as Director

    For    For    Management
7.2  

Reelect Jaime Terceiro Lomba as Director

    For    For    Management
7.3  

Elect Irene Cano Piquero as Director

    For    For    Management
7.4  

Elect Francisco Javier Marin San Andres as Director

    For    For    Management
8  

Authorize Share Repurchase Program

    For    For    Management
9  

Advisory Vote on Remuneration Report

    For    For    Management
10  

Approve Principles for Climate Change Action and Environmental Governance

    For    For    Management
11  

Approve Instructions to the Board to Present the Climate Action Plan at the 2021 AGM and Updated Climate Action Reports at the AGM that May be Held as from 2022 (Inclusive) and to Submit them to a Consultative Vote as a Separate Agenda Item

    Against    For    Shareholder
12  

Add New Article 50 bis

    Against    For    Shareholder
13  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AENA S.M.E. SA

 

Ticker:    AENA   Security ID:    E526K0106
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    APR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Standalone Financial Statements

    For    For    Management
2  

Approve Consolidated Financial Statements

    For    For    Management
3  

Approve Treatment of Net Loss

    For    For    Management
4  

Approve Non-Financial Information Statement

    For    For    Management
5  

Approve Discharge of Board

    For    For    Management
6  

Ratify Appointment of and Elect Juan Rio Cortes as Director

    For    For    Management
7.1  

Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
7.2  

Amend Articles Re: Board Competences and Board Committees

    For    For    Management
7.3  

Amend Articles Re: Board Committees, Remuneration and Climate Action Plan

    For    For    Management
8  

Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
9  

Advisory Vote on Remuneration Report

    For    For    Management
10  

Advisory Vote on Company’s Climate Action Plan

    For    For    Management
11  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

AEON CO., LTD.

 

Ticker:    8267   Security ID:    J00288100
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    FEB 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Okada, Motoya

    For    For    Management
1.2  

Elect Director Yoshida, Akio

    For    For    Management
1.3  

Elect Director Yamashita, Akinori

    For    For    Management
1.4  

Elect Director Tsukamoto, Takashi

    For    Against    Management
1.5  

Elect Director Ono, Kotaro

    For    For    Management
1.6  

Elect Director Peter Child

    For    For    Management
1.7  

Elect Director Carrie Yu

    For    For    Management
2  

Approve Takeover Defense Plan (Poison Pill)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AFLAC INCORPORATED

 

Ticker:    AFL   Security ID:    001055102
Meeting Date:    MAY 03, 2021   Meeting Type:    Annual
Record Date:    FEB 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Daniel P. Amos

    For    For    Management
1b  

Elect Director W. Paul Bowers

    For    For    Management
1c  

Elect Director Toshihiko Fukuzawa

    For    For    Management
1d  

Elect Director Thomas J. Kenny

    For    For    Management
1e  

Elect Director Georgette D. Kiser

    For    For    Management
1f  

Elect Director Karole F. Lloyd

    For    For    Management
1g  

Elect Director Nobuchika Mori

    For    For    Management
1h  

Elect Director Joseph L. Moskowitz

    For    For    Management
1i  

Elect Director Barbara K. Rimer

    For    For    Management
1j  

Elect Director Katherine T. Rohrer

    For    For    Management
1k  

Elect Director Melvin T. Stith

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

AFTERPAY LIMITED

 

Ticker:    APT   Security ID:    Q3583G105
Meeting Date:    NOV 17, 2020   Meeting Type:    Annual
Record Date:    NOV 15, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2A  

Elect Gary Briggs as Director

    For    For    Management
2B  

Elect Patrick O’Sullivan as Director

    For    For    Management
2C  

Elect Sharon Rothstein as Director

    For    For    Management
2D  

Elect Nicholas Molnar as Director

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Ratify Past Issuance of Shares to Institutional and Professional Investors

    For    For    Management
5  

Approve Issuance of Convertible Note Pursuant to Pagantis Acquisition

    For    For    Management
6  

Approve Application of Supplementary Terms of Afterpay Equity Incentive Plan to Equity Awards Issued to Participants in California

    For    For    Management
7  

Approve Grant of Options to Anthony Eisen

    For    For    Management
8  

Approve Grant of Options to Nick Molnar

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AGEAS SA/NV

 

Ticker:    AGS   Security ID:    B0148L138
Meeting Date:    OCT 22, 2020   Meeting Type:    Special
Record Date:    OCT 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Approve Dividends of EUR 2.38 Per Share

    For    For    Management
3  

Elect Hans De Cuyper as Director

    For    For    Management
4  

Approve Remuneration of the CEO

    For    For    Management
5  

Approve Transition Fee of Jozef De Mey

    For    For    Management
6  

Close Meeting

    None    None    Management

AGEAS SA/NV

 

Ticker:    AGS   Security ID:    B0148L138
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2.1.1  

Receive Directors’ and Auditors’ Reports (Non-Voting)

    None    None    Management
2.1.2  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

    None    None    Management
2.1.3  

Approve Financial Statements and Allocation of Income

    For    For    Management
2.2.1  

Receive Information on Company’s Dividend Policy

    For    For    Management
2.2.2  

Approve Dividends of EUR 2.65 Per Share

    For    For    Management
2.3.1  

Approve Discharge of Directors

    For    For    Management
2.3.2  

Approve Discharge of Auditors

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4.1  

Elect Jean-Michel Chatagny as Independent Director

    For    For    Management
4.2  

Reelect Katleen Vandeweyer as Independent Director

    For    For    Management
4.3  

Reelect Bart De Smet as Director

    For    For    Management
4.4  

Ratify PwC as Auditors and Approve Auditors’ Remuneration

    For    For    Management
5.1a  

Amend Article 1 Re: Definitions

    For    For    Management
5.2.1  

Receive Special Board Report Re: Proposed Amendments to the Purpose Clause in Accordance with Article 7:154 of the Belgian Companies and Associations Code

    None    None    Management
5.2.2  

Amend Article 4 Re: Purpose

    For    For    Management
5.3  

Approve Cancellation of Repurchased Shares

    For    For    Management
5.4.1  

Receive Special Board Report Re: Use and Purpose of the Authorized Capital Prepared in Accordance with Article 7:199 of the Belgian Companies and Associations Code

    None    None    Management
5.4.2  

Renew Authorization to Increase Share Capital within the Framework of Authorized Capital

    For    For    Management
5.5a  

Amend Article 12 Re: Management of the Company

    For    For    Management
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
7  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AGILENT TECHNOLOGIES, INC.

 

Ticker:    A   Security ID:    00846U101
Meeting Date:    MAR 17, 2021   Meeting Type:    Annual
Record Date:    JAN 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Mala Anand

    For    For    Management
1.2  

Elect Director Koh Boon Hwee

    For    For    Management
1.3  

Elect Director Michael R. McMullen

    For    For    Management
1.4  

Elect Director Daniel K. Podolsky

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

AGNICO EAGLE MINES LIMITED

 

Ticker:    AEM   Security ID:    008474108
Meeting Date:    APR 30, 2021   Meeting Type:    Annual/Special
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Leona Aglukkaq

    For    For    Management
1.2  

Elect Director Sean Boyd

    For    For    Management
1.3  

Elect Director Martine A. Celej

    For    For    Management
1.4  

Elect Director Robert J. Gemmell

    For    For    Management
1.5  

Elect Director Mel Leiderman

    For    For    Management
1.6  

Elect Director Deborah McCombe

    For    For    Management
1.7  

Elect Director James D. Nasso

    For    For    Management
1.8  

Elect Director Sean Riley

    For    For    Management
1.9  

Elect Director J. Merfyn Roberts

    For    For    Management
1.10  

Elect Director Jamie C. Sokalsky

    For    For    Management
2  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Amend Stock Option Plan

    For    For    Management
4  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AIA GROUP LIMITED

 

Ticker:    1299   Security ID:    Y002A1105
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAY 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Lee Yuan Siong as Director

    For    For    Management
4  

Elect Chung-Kong Chow as Director

    For    For    Management
5  

Elect John Barrie Harrison as Director

    For    For    Management
6  

Elect Lawrence Juen-Yee Lau as Director

    For    For    Management
7  

Elect Cesar Velasquez Purisima as Director

    For    For    Management
8  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
9A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
9B  

Authorize Repurchase of Issued Share Capital

    For    For    Management

AIR LIQUIDE SA

 

Ticker:    AI   Security ID:    F01764103
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual/Special
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 2.75 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares

    For    For    Management
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
5  

Reelect Xavier Huillard as Director

    For    For    Management
6  

Elect Pierre Breber as Director

    For    For    Management
7  

Elect Aiman Ezzat as Director

    For    For    Management
8  

Elect Bertrand Dumazy as Director

    For    For    Management
9  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of the New Transactions

    For    For    Management
10  

Approve Compensation of Benoit Potier

    For    For    Management
11  

Approve Compensation Report of Corporate Officers

    For    For    Management
12  

Approve Remuneration Policy of Corporate Officers

    For    For    Management
13  

Approve Remuneration Policy of Directors

    For    For    Management
14  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
15  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million

    For    For    Management
16  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

    For    For    Management
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

    For    For    Management
19  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AIR PRODUCTS AND CHEMICALS, INC.

 

Ticker:    APD   Security ID:    009158106
Meeting Date:    JAN 28, 2021   Meeting Type:    Annual
Record Date:    NOV 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Susan K. Carter

    For    For    Management
1b  

Elect Director Charles I. Cogut

    For    For    Management
1c  

Elect Director Lisa A. Davis

    For    For    Management
1d  

Elect Director Chadwick C. Deaton

    For    For    Management
1e  

Elect Director Seifollah (Seifi) Ghasemi

    For    For    Management
1f  

Elect Director David H. Y. Ho

    For    For    Management
1g  

Elect Director Edward L. Monser

    For    For    Management
1h  

Elect Director Matthew H. Paull

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

AIRBUS SE

 

Ticker:    AIR   Security ID:    N0280G100
Meeting Date:    APR 14, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2.1  

Discussion on Company’s Corporate Governance Structure

    None    None    Management
2.2  

Receive Report on Business and Financial Statements

    None    None    Management
2.3  

Receive Explanation on Company’s Reserves and Dividend Policy

    None    None    Management
3  

Discussion of Agenda Items

    None    None    Management
4.1  

Adopt Financial Statements

    For    For    Management
4.2  

Approve Discharge of Non-Executive Members of the Board of Directors

    For    For    Management
4.3  

Approve Discharge of Executive Members of the Board of Directors

    For    For    Management
4.4  

Ratify Ernst & Young Accountants LLP as Auditors

    For    For    Management
4.5  

Approve Implementation of Remuneration Policy

    For    For    Management
4.6  

Reelect Rene Obermann as Non-Executive Director

    For    For    Management
4.7  

Reelect Amparo Moraleda as Non-Executive Director

    For    For    Management
4.8  

Reelect Victor Chu as Non-Executive Director

    For    For    Management
4.9  

Reelect Jean-Pierre Clamadieu as Non-Executive Director

    For    For    Management
4.10  

Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans

    For    For    Management
4.11  

Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding

    For    For    Management
4.12  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
4.13  

Approve Cancellation of Repurchased Shares

    For    For    Management
5  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AJINOMOTO CO., INC.

 

Ticker:    2802   Security ID:    J00882126
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 26

    For    For    Management
2  

Amend Articles to Adopt Board Structure with Three Committees - Amend Provisions on Number of Directors - Reduce Directors’ Term - Clarify Director Authority on Board Meetings - Authorize Board to Determine Income Allocation

    For    For    Management
3.1  

Elect Director Nishii, Takaaki

    For    For    Management
3.2  

Elect Director Fukushi, Hiroshi

    For    For    Management
3.3  

Elect Director Tochio, Masaya

    For    For    Management
3.4  

Elect Director Nosaka, Chiaki

    For    For    Management
3.5  

Elect Director Kurashima, Kaoru

    For    For    Management
3.6  

Elect Director Nawa, Takashi

    For    For    Management
3.7  

Elect Director Iwata, Kimie

    For    For    Management
3.8  

Elect Director Toki, Atsushi

    For    For    Management
3.9  

Elect Director Amano, Hideki

    For    Against    Management
3.10  

Elect Director Indo, Mami

    For    For    Management
3.11  

Elect Director Nakayama, Joji

    For    For    Management

AKAMAI TECHNOLOGIES, INC.

 

Ticker:    AKAM   Security ID:    00971T101
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Sharon Bowen

    For    For    Management
1.2  

Elect Director Marianne Brown

    For    For    Management
1.3  

Elect Director Monte Ford

    For    For    Management
1.4  

Elect Director Jill Greenthal

    For    For    Management
1.5  

Elect Director Dan Hesse

    For    For    Management
1.6  

Elect Director Tom Killalea

    For    For    Management
1.7  

Elect Director Tom Leighton

    For    For    Management
1.8  

Elect Director Jonathan Miller

    For    For    Management
1.9  

Elect Director Madhu Ranganathan

    For    For    Management
1.10  

Elect Director Ben Verwaayen

    For    For    Management
1.11  

Elect Director Bill Wagner

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AKZO NOBEL NV

 

Ticker:    AKZA   Security ID:    N01803308
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2.a  

Receive Report of Management Board (Non-Voting)

    None    None    Management
3.a  

Adopt Financial Statements

    For    For    Management
3.b  

Discuss on the Company’s Dividend Policy

    None    None    Management
3.c  

Approve Dividends of EUR 1.95 Per Share

    For    For    Management
3.d  

Approve Remuneration Report

    For    Against    Management
4.a  

Approve Discharge of Management Board

    For    For    Management
4.b  

Approve Discharge of Supervisory Board

    For    For    Management
5.a  

Amend Remuneration Policy for Management Board

    For    For    Management
5.b  

Amend Remuneration Policy for Supervisory Board

    For    For    Management
6.a  

Reelect T.F.J. Vanlancker to Management Board

    For    For    Management
7.a  

Reelect P.W. Thomas to Supervisory Board

    For    For    Management
8.a  

Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital

    For    For    Management
8.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

    For    For    Management
9  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
10  

Authorize Cancellation of Repurchased Shares

    For    For    Management
11  

Close Meeting

    None    None    Management

ALBEMARLE CORPORATION

 

Ticker:    ALB   Security ID:    012653101
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
2a  

Elect Director Mary Lauren Brlas

    For    For    Management
2b  

Elect Director J. Kent Masters, Jr.

    For    For    Management
2c  

Elect Director Glenda J. Minor

    For    For    Management
2d  

Elect Director James J. O’Brien

    For    For    Management
2e  

Elect Director Diarmuid B. O’Connell

    For    For    Management
2f  

Elect Director Dean L. Seavers

    For    For    Management
2g  

Elect Director Gerald A. Steiner

    For    For    Management
2h  

Elect Director Holly A. Van Deursen

    For    For    Management
2i  

Elect Director Alejandro D. Wolff

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ALCON INC.

 

Ticker:    ALC   Security ID:    H01301128
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Discharge of Board and Senior Management

    For    For    Management
3  

Approve Allocation of Income and Dividends of CHF 0.10 per Share

    For    For    Management
4.1  

Approve Remuneration Report (Non-Binding)

    For    Against    Management
4.2  

Approve Remuneration of Directors in the Amount of CHF 3.3 Million

    For    For    Management
4.3  

Approve Remuneration of Executive Committee in the Amount of CHF 38.4 Million

    For    For    Management
5.1  

Reelect Michael Ball as Director and Board Chairman

    For    For    Management
5.2  

Reelect Lynn Bleil as Director

    For    For    Management
5.3  

Reelect Arthur Cummings as Director

    For    For    Management
5.4  

Reelect David Endicott as Director

    For    For    Management
5.5  

Reelect Thomas Glanzmann as Director

    For    For    Management
5.6  

Reelect Keith Grossman as Director

    For    Against    Management
5.7  

Reelect Scott Maw as Director

    For    For    Management
5.8  

Reelect Karen May as Director

    For    For    Management
5.9  

Reelect Ines Poeschel as Director

    For    For    Management
5.10  

Reelect Dieter Spaelti as Director

    For    For    Management
6.1  

Reappoint Thomas Glanzmann as Member of the Compensation Committee

    For    For    Management
6.2  

Reappoint Keith Grossman as Member of the Compensation Committee

    For    Against    Management
6.3  

Reappoint Karen May as Member of the Compensation Committee

    For    For    Management
6.4  

Reappoint Ines Poeschel as Member of the Compensation Committee

    For    For    Management
7  

Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy

    For    For    Management
8  

Ratify PricewaterhouseCoopers SA as Auditors

    For    For    Management
9  

Transact Other Business (Voting)

    For    Against    Management

ALEXANDRIA REAL ESTATE EQUITIES, INC.

 

Ticker:    ARE   Security ID:    015271109
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Joel S. Marcus

    For    For    Management
1.2  

Elect Director Steven R. Hash

    For    For    Management
1.3  

Elect Director James P. Cain

    For    Against    Management
1.4  

Elect Director Maria C. Freire

    For    Against    Management
1.5  

Elect Director Jennifer Friel Goldstein

    For    For    Management
1.6  

Elect Director Richard H. Klein

    For    For    Management
1.7  

Elect Director Michael A. Woronoff

    For    Against    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ALEXION PHARMACEUTICALS, INC.

 

Ticker:    ALXN   Security ID:    015351109
Meeting Date:    MAY 11, 2021   Meeting Type:    Special
Record Date:    MAR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    For    Management
2  

Advisory Vote on Golden Parachutes

    For    For    Management
3  

Adjourn Meeting

    For    For    Management

ALFA LAVAL AB

 

Ticker:    ALFA   Security ID:    W04008152
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7a  

Accept Financial Statements and Statutory Reports

    For    For    Management
7b  

Approve Allocation of Income and Dividends of SEK 5.50 Per Share

    For    For    Management
7c1  

Approve Discharge of CEO Tom Erixon

    For    For    Management
7c2  

Approve Discharge of Board Member and Chairman Dennis Jonsson

    For    For    Management
7c3  

Approve Discharge of Board Member Maria Moraeus Hanssen

    For    For    Management
7c4  

Approve Discharge of Board Member Henrik Lange

    For    For    Management
7c5  

Approve Discharge of Board Member Ray Mauritsson

    For    For    Management
7c6  

Approve Discharge of Board Member Helene Mellquist

    For    For    Management
7c7  

Approve Discharge of Board Member Finn Rausing

    For    For    Management
7c8  

Approve Discharge of Board Member Jorn Rausing

    For    For    Management
7c9  

Approve Discharge of Board Member Ulf Wiinberg

    For    For    Management
7c10  

Approve Discharge of Former Board Member and Chairman Anders Narvinger

    For    For    Management
7c11  

Approve Discharge of Board Member Anna Ohlsson-Leijon

    For    For    Management
7c12  

Approve Discharge of Employee Representative Bror Garcia Lantz

    For    For    Management
7c13  

Approve Discharge of Employee Representative Susanne Jonsson

    For    For    Management
7c14  

Approve Discharge of Employee Representative Henrik Nielsen

    For    For    Management
7c15  

Approve Discharge of Deputy Employee Representative Leif Norkvist

    For    For    Management
7c16  

Approve Discharge of Deputy Employee Representative Stefan Sandell

    For    For    Management
7c17  

Approve Discharge of Deputy Employee Representative Johnny Hulthen

    For    For    Management
8  

Approve Remuneration Report

    For    For    Management
9.1  

Determine Number of Directors (9) and Deputy Directors (0) of Board

    For    For    Management
9.2  

Fix Number of Auditors (2) and Deputy Auditors (2)

    For    For    Management
10.1  

Approve Remuneration of Directors in the Amount of SEK 1.85 Million to the Chairman and SEK 615,000 to Other Directors

    For    For    Management
10.2  

Approve Remuneration of Committee Work

    For    For    Management
10.3  

Approve Remuneration of Auditors

    For    For    Management
11.1  

Reelect Maria Moraeus Hanssen as Director

    For    For    Management
11.2  

Reelect Dennis Jonsson as Director

    For    Against    Management
11.3  

Reelect Henrik Lange as Director

    For    For    Management
11.4  

Reelect Ray Mauritsson as Director

    For    For    Management
11.5  

Reelect Helene Mellquist as Director

    For    For    Management
11.6  

Reelect Finn Rausing as Director

    For    For    Management
11.7  

Reelect Jorn Rausing as Director

    For    Against    Management
11.8  

Reelect Ulf Wiinberg as Director

    For    For    Management
11.9  

Elect Lilian Fossum Biner as New Director

    For    For    Management
11.10  

Reelect Dennis Jonsson as Board Chairman

    For    Against    Management
11.11  

Ratify Staffan Landen as Auditor

    For    For    Management
11.12  

Ratify Karoline Tedevall as Auditor

    For    For    Management
11.13  

Ratify Henrik Jonzen as Deputy Auditor

    For    For    Management
11.14  

Ratify Andreas Mast as Deputy Auditor

    For    For    Management
12  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

    For    For    Management
13  

Authorize Share Repurchase Program

    For    For    Management
14  

Amend Articles Re: Proxies; Postal Voting

    For    For    Management
15  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ALGONQUIN POWER & UTILITIES CORP.

 

Ticker:    AQN   Security ID:    015857105
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
2.1  

Elect Director Christopher Ball

    For    For    Management
2.2  

Elect Director Arun Banskota

    For    For    Management
2.3  

Elect Director Melissa Stapleton Barnes

    For    For    Management
2.4  

Elect Director Christopher Huskilson

    For    For    Management
2.5  

Elect Director D. Randy Laney

    For    For    Management
2.6  

Elect Director Carol Leaman

    For    For    Management
2.7  

Elect Director Kenneth Moore

    For    For    Management
2.8  

Elect Director Masheed Saidi

    For    For    Management
2.9  

Elect Director Dilek Samil

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ALIBABA GROUP HOLDING LIMITED

 

Ticker:    9988   Security ID:    01609W102
Meeting Date:    SEP 30, 2020   Meeting Type:    Annual
Record Date:    AUG 17, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles of Association

    For    For    Management
2.1  

Elect Maggie Wei Wu as Director

    For    Against    Management
2.2  

Elect Kabir Misra as Director

    For    Against    Management
2.3  

Elect Walter Teh Ming Kwauk as Director

    For    For    Management
3  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED

 

Ticker:    241   Security ID:    G0171K101
Meeting Date:    JUL 30, 2020   Meeting Type:    Annual
Record Date:    JUL 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2a1  

Elect Zhu Shunyan as Director

    For    For    Management
2a2  

Elect Wang Qiang as Director

    For    For    Management
2a3  

Elect Wu Yongming as Director

    For    For    Management
2b  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
3  

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
5  

Authorize Repurchase of Issued Share Capital

    For    For    Management
6  

Authorize Reissuance of Repurchased Shares

    For    Against    Management
7  

Approve Specific Mandate to Grant Awards of Options and/or Restricted Share Units Under the Share Award Scheme

    For    Against    Management
8  

Adopt New By-Laws

    For    For    Management

ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED

 

Ticker:    241   Security ID:    G0171K101
Meeting Date:    MAR 01, 2021   Meeting Type:    Special
Record Date:    FEB 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Revised Annual Cap Under the Technical Services Framework Agreement

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED

 

Ticker:    241   Security ID:    G0171K101
Meeting Date:    MAR 29, 2021   Meeting Type:    Special
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve 2022 Logistics Services Framework Agreement, Proposed Annual Cap and Related Transactions

    For    For    Management
2  

Approve 2022 Platform Services Framework Agreement, Proposed Annual Cap and Related Transactions

    For    For    Management
3  

Approve 2022 Advertising Services Framework Agreement, Proposed Annual Cap and Related Transactions

    For    For    Management
4  

Approve 2022 Framework Technical Services Agreement, Proposed Annual Cap and Related Transactions

    For    For    Management
5  

Authorize the Board to Deal with All Related Matters in Relation to Resolutions 1 to 4

    For    For    Management

ALIGN TECHNOLOGY, INC.

 

Ticker:    ALGN   Security ID:    016255101
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kevin J. Dallas

    For    For    Management
1.2  

Elect Director Joseph M. Hogan

    For    For    Management
1.3  

Elect Director Joseph Lacob

    For    For    Management
1.4  

Elect Director C. Raymond Larkin, Jr.

    For    For    Management
1.5  

Elect Director George J. Morrow

    For    For    Management
1.6  

Elect Director Anne M. Myong

    For    For    Management
1.7  

Elect Director Andrea L. Saia

    For    For    Management
1.8  

Elect Director Greg J. Santora

    For    For    Management
1.9  

Elect Director Susan E. Siegel

    For    For    Management
1.10  

Elect Director Warren S. Thaler

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Amend Bylaws to Add Federal Forum Selection Provision

    For    For    Management
4  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ALIMENTATION COUCHE-TARD INC.

 

Ticker:    ATD.B   Security ID:    01626P403
Meeting Date:    SEP 16, 2020   Meeting Type:    Annual
Record Date:    JUL 20, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
2.1  

Elect Director Alain Bouchard

    For    For    Management
2.2  

Elect Director Melanie Kau

    For    For    Management
2.3  

Elect Director Jean Bernier

    For    For    Management
2.4  

Elect Director Eric Boyko

    For    For    Management
2.5  

Elect Director Jacques D’Amours

    For    For    Management
2.6  

Elect Director Janice L. Fields

    For    For    Management
2.7  

Elect Director Richard Fortin

    For    For    Management
2.8  

Elect Director Brian Hannasch

    For    For    Management
2.9  

Elect Director Marie Josee Lamothe

    For    For    Management
2.10  

Elect Director Monique F. Leroux

    For    For    Management
2.11  

Elect Director Real Plourde

    For    For    Management
2.12  

Elect Director Daniel Rabinowicz

    For    For    Management
2.13  

Elect Director Louis Tetu

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

SP 1: Integrate ESG Criteria into in Establishing Executive Compensation

    Against    Against    Shareholder
5  

SP 2: Determine that a Director is Independent or Non-Independent Be Disclosed in Management Circular

    Against    Against    Shareholder
6  

SP 3: Adopt a Responsible Employment Policy While Ensuring Its Employees a Living Wage

    Against    Against    Shareholder

ALLEGHANY CORPORATION

 

Ticker:    Y   Security ID:    017175100
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Phillip M. Martineau

    For    For    Management
1.2  

Elect Director Raymond L.M. Wong

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditor

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ALLIANT ENERGY CORPORATION

 

Ticker:    LNT   Security ID:    018802108
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Roger K. Newport

    For    For    Management
1.2  

Elect Director Dean C. Oestreich

    For    For    Management
1.3  

Elect Director Carol P. Sanders

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Report on Costs and Benefits of Environmental Related Expenditures

    Against    Against    Shareholder

ALLIANZ SE

 

Ticker:    ALV   Security ID:    D03080112
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 9.60 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Approve Remuneration Policy

    For    For    Management
6  

Approve Remuneration of Supervisory Board

    For    For    Management
7  

Amend Articles Re: Supervisory Board Term of Office

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ALLY FINANCIAL INC.

 

Ticker:    ALLY   Security ID:    02005N100
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Franklin W. Hobbs

    For    For    Management
1b  

Elect Director Kenneth J. Bacon

    For    For    Management
1c  

Elect Director Katryn (Trynka) Shineman Blake

    For    For    Management
1d  

Elect Director Maureen A. Breakiron-Evans

    For    For    Management
1e  

Elect Director William H. Cary

    For    For    Management
1f  

Elect Director Mayree C. Clark

    For    For    Management
1g  

Elect Director Kim S. Fennebresque

    For    For    Management
1h  

Elect Director Marjorie Magner

    For    For    Management
1i  

Elect Director Brian H. Sharples

    For    For    Management
1j  

Elect Director John J. Stack

    For    For    Management
1k  

Elect Director Michael F. Steib

    For    For    Management
1l  

Elect Director Jeffrey J. Brown

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Amend Non-Employee Director Omnibus Stock Plan

    For    For    Management
6  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
7  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ALNYLAM PHARMACEUTICALS, INC.

 

Ticker:    ALNY   Security ID:    02043Q107
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Dennis A. Ausiello

    For    For    Management
1b  

Elect Director Olivier Brandicourt

    For    For    Management
1c  

Elect Director Marsha H. Fanucci

    For    For    Management
1d  

Elect Director David E.I. Pyott

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ALPHABET INC.

 

Ticker:    GOOGL   Security ID:    02079K305
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Larry Page

    For    For    Management
1b  

Elect Director Sergey Brin

    For    For    Management
1c  

Elect Director Sundar Pichai

    For    For    Management
1d  

Elect Director John L. Hennessy

    For    For    Management
1e  

Elect Director Frances H. Arnold

    For    For    Management
1f  

Elect Director L. John Doerr

    For    Against    Management
1g  

Elect Director Roger W. Ferguson, Jr.

    For    For    Management
1h  

Elect Director Ann Mather

    For    Against    Management
1i  

Elect Director Alan R. Mulally

    For    For    Management
1j  

Elect Director K. Ram Shriram

    For    Against    Management
1k  

Elect Director Robin L. Washington

    For    Against    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    Against    Management
4  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

    Against    For    Shareholder
5  

Require Independent Director Nominee with Human and/or Civil Rights Experience

    Against    For    Shareholder
6  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

    Against    For    Shareholder
7  

Report on Takedown Requests

    Against    For    Shareholder
8  

Report on Whistleblower Policies and Practices

    Against    Against    Shareholder
9  

Report on Charitable Contributions

    Against    Against    Shareholder
10  

Report on Risks Related to Anticompetitive Practices

    Against    For    Shareholder
11  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder

ALSTOM SA

 

Ticker:    ALO   Security ID:    F0259M475
Meeting Date:    OCT 29, 2020   Meeting Type:    Special
Record Date:    OCT 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Caisse de Depot et Placement du Quebec as Director

    For    For    Management
2  

Elect Serge Godin as Director

    For    For    Management
3  

Approve Amendment of Remuneration Policy of Chairman and CEO

    For    For    Management
4  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 790 Million to be issued in Connection with Acquisition

    For    For    Management
5  

Authorize New Class of Preferred Stock and Amend Bylaws Accordingly

    For    For    Management
6  

Authorization of Capital Issuance of Class B Preferred Shares without Preemptive Rights Reserved for CDP Investissements Inc. to Aggregate Nominal Amount of EUR 570 Million to be issued in Connection with Acquisition

    For    For    Management
7  

Authorization of Capital Issuance of Ordinary Shares without Preemptive Rights Reserved for CDP Investissements Inc. to Aggregate Nominal Amount of EUR 570 Million to be issued in Connection with Acquisition

    For    For    Management
8  

Authorization of Capital Issuance of Ordinary Shares without Preemptive Rights Reserved for Bombardier UK Holding Limited to Aggregate Nominal Amount of 120 Million to be Issued in Connection with Acquisition

    For    For    Management
9  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
10  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
11  

Remove Double-Voting Rights for Long-Term Registered Shareholders and Amend Article 15 of Bylaws Accordingly

    For    For    Management
12  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ALTRIA GROUP, INC.

 

Ticker:    MO   Security ID:    02209S103
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director John T. Casteen, III

    For    For    Management
1b  

Elect Director Dinyar S. Devitre

    For    For    Management
1c  

Elect Director William F. Gifford, Jr.

    For    For    Management
1d  

Elect Director Debra J. Kelly-Ennis

    For    For    Management
1e  

Elect Director W. Leo Kiely, III

    For    For    Management
1f  

Elect Director Kathryn B. McQuade

    For    For    Management
1g  

Elect Director George Munoz

    For    For    Management
1h  

Elect Director Mark E. Newman

    For    For    Management
1i  

Elect Director Nabil Y. Sakkab

    For    For    Management
1j  

Elect Director Virginia E. Shanks

    For    For    Management
1k  

Elect Director Ellen R. Strahlman

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Report on Underage Tobacco Prevention Policies and Marketing Practices

    Against    For    Shareholder
5  

Report on Lobbying Payments and Policy

    Against    For    Shareholder

AMADEUS IT GROUP SA

 

Ticker:    AMS   Security ID:    E04648114
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    JUN 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Consolidated and Standalone Financial Statements

    For    For    Management
2  

Approve Non-Financial Information Statement

    For    For    Management
3  

Approve Treatment of Net Loss

    For    For    Management
4  

Approve Discharge of Board

    For    For    Management
5.1  

Elect Jana Eggers as Director

    For    For    Management
5.2  

Elect Amanda Mesler as Director

    For    For    Management
5.3  

Reelect Luis Maroto Camino as Director

    For    For    Management
5.4  

Reelect David Webster as Director

    For    For    Management
5.5  

Reelect Clara Furse as Director

    For    For    Management
5.6  

Reelect Nicolas Huss as Director

    For    For    Management
5.7  

Reelect Stephan Gemkow as Director

    For    For    Management
5.8  

Reelect Peter Kuerpick as Director

    For    For    Management
5.9  

Reelect Pilar Garcia Ceballos-Zuniga as Director

    For    For    Management
5.10  

Reelect Francesco Loredan as Director

    For    For    Management
6  

Advisory Vote on Remuneration Report

    For    Against    Management
7  

Approve Remuneration of Directors

    For    For    Management
8  

Approve Remuneration Policy

    For    For    Management
9  

Approve Performance Share Plan

    For    For    Management
10.1  

Amend Article 11 Re: Share Capital Increase

    For    For    Management
10.2  

Amend Article 24 Re: Remote Voting

    For    For    Management
10.3  

Add New Article 24 bis Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
10.4  

Amend Articles Re: Board Functions and Remuneration

    For    For    Management
10.5  

Amend Articles Re: Board Committees

    For    For    Management
11.1  

Amend Articles of General Meeting Regulations Re: Company’s Name and Corporate Website

    For    For    Management
11.2  

Amend Article 7 of General Meeting Regulations Re: Right to Information

    For    For    Management
11.3  

Amend Articles of General Meeting Regulations Re: Holding of the General Meeting

    For    For    Management
11.4  

Amend Articles of General Meeting Regulations Re: Constitution and Start of the Session

    For    For    Management
12  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AMAZON.COM, INC.

 

Ticker:    AMZN   Security ID:    023135106
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jeffrey P. Bezos

    For    For    Management
1b  

Elect Director Keith B. Alexander

    For    For    Management
1c  

Elect Director Jamie S. Gorelick

    For    For    Management
1d  

Elect Director Daniel P. Huttenlocher

    For    For    Management
1e  

Elect Director Judith A. McGrath

    For    For    Management
1f  

Elect Director Indra K. Nooyi

    For    For    Management
1g  

Elect Director Jonathan J. Rubinstein

    For    For    Management
1h  

Elect Director Thomas O. Ryder

    For    For    Management
1i  

Elect Director Patricia Q. Stonesifer

    For    For    Management
1j  

Elect Director Wendell P. Weeks

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations

    Against    For    Shareholder
5  

Require Independent Board Chair

    Against    Against    Shareholder
6  

Report on Gender/Racial Pay Gap

    Against    For    Shareholder
7  

Report on Promotion Data

    Against    Against    Shareholder
8  

Report on the Impacts of Plastic Packaging

    Against    For    Shareholder
9  

Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit

    Against    For    Shareholder
10  

Adopt a Policy to Include Hourly Employees as Director Candidates

    Against    For    Shareholder
11  

Report on Board Oversight of Risks Related to Anti-Competitive Practices

    Against    For    Shareholder
12  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder
13  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
14  

Report on Potential Human Rights Impacts of Customers’ Use of Rekognition

    Against    For    Shareholder

AMCOR PLC

 

Ticker:    AMCR   Security ID:    G0250X107
Meeting Date:    NOV 04, 2020   Meeting Type:    Annual
Record Date:    SEP 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Graeme Liebelt

    For    For    Management
1b  

Elect Director Armin Meyer

    For    For    Management
1c  

Elect Director Ronald Delia

    For    For    Management
1d  

Elect Director Andrea Bertone

    For    For    Management
1e  

Elect Director Karen Guerra

    For    For    Management
1f  

Elect Director Nicholas (Tom) Long

    For    For    Management
1g  

Elect Director Arun Nayar

    For    For    Management
1h  

Elect Director Jeremy Sutcliffe

    For    For    Management
1i  

Elect Director David Szczupak

    For    For    Management
1j  

Elect Director Philip Weaver

    For    For    Management
2  

Ratify PricewaterhouseCoopers AG as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AMEREN CORPORATION

 

Ticker:    AEE   Security ID:    023608102
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Warner L. Baxter

    For    For    Management
1b  

Elect Director Cynthia J. Brinkley

    For    For    Management
1c  

Elect Director Catherine S. Brune

    For    For    Management
1d  

Elect Director J. Edward Coleman

    For    For    Management
1e  

Elect Director Ward H. Dickson

    For    For    Management
1f  

Elect Director Noelle K. Eder

    For    For    Management
1g  

Elect Director Ellen M. Fitzsimmons

    For    For    Management
1h  

Elect Director Rafael Flores

    For    For    Management
1i  

Elect Director Richard J. Harshman

    For    For    Management
1j  

Elect Director Craig S. Ivey

    For    For    Management
1k  

Elect Director James C. Johnson

    For    For    Management
1l  

Elect Director Steven H. Lipstein

    For    For    Management
1m  

Elect Director Leo S. Mackay, Jr.

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

AMERICA MOVIL SAB DE CV

 

Ticker:    AMXL   Security ID:    P0280A101
Meeting Date:    APR 26, 2021   Meeting Type:    Special
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect or Ratify Pablo Roberto Gonzalez Guajardo as Director for Series L Shareholders

    For    Against    Management
1.2  

Elect or Ratify David Ibarra Munoz as Director for Series L Shareholders

    For    Against    Management
2  

Authorize Board to Ratify and Execute Approved Resolutions

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AMERICA MOVIL SAB DE CV

 

Ticker:    AMXL   Security ID:    P0280A101
Meeting Date:    APR 26, 2021   Meeting Type:    Annual
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve CEO and Auditors’ Report on Operations and Results and Board’s Opinion on CEO and Auditors’ Report

    For    For    Management
1.2  

Approve Board’s Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information

    For    For    Management
1.3  

Approve Report on Activities and Operations Undertaken by Board

    For    For    Management
1.4  

Approve Audit and Corporate Practices Committee’s Report on their Activities

    For    For    Management
1.5  

Approve Consolidated Financial Statements, Allocation of Income and Dividends

    For    For    Management
1.6  

Approve Report on Repurchased Shares Reserve

    For    For    Management
2.1  

Approve Discharge of Board and CEO

    For    For    Management
2.2a  

Elect or Ratify Carlos Slim Domit as Board Chairman

    For    For    Management
2.2b  

Elect or Ratify Patrick Slim Domit as Vice-Chairman

    For    Against    Management
2.2c  

Elect or Ratify Antonio Cosio Pando as Director

    For    For    Management
2.2d  

Elect or Ratify Arturo Elias Ayub as Director

    For    Against    Management
2.2e  

Elect or Ratify Daniel Hajj Aboumrad as Director

    For    Against    Management
2.2f  

Elect or Ratify Vanessa Hajj Slim as Director

    For    Against    Management
2.2g  

Elect or Ratify Rafael Moises Kalach Mizrahi as Director

    For    For    Management
2.2h  

Elect or Ratify Francisco Medina Chavez as Director

    For    For    Management
2.2i  

Elect or Ratify Luis Alejandro Soberon Kuri as Director

    For    Against    Management
2.2j  

Elect or Ratify Ernesto Vega Velasco as Director

    For    Against    Management
2.2k  

Elect or Ratify Oscar Von Hauske Solis as Director

    For    Against    Management
2.2l  

Elect or Ratify Alejandro Cantu Jimenez as Secretary (Non-Member) of Board

    For    For    Management
2.2m  

Elect or Ratify Rafael Robles Miaja as Deputy Secretary (Non-Member) of Board

    For    For    Management
2.3  

Approve Remuneration of Directors

    For    For    Management
3.1  

Approve Discharge of Executive Committee

    For    For    Management
3.2a  

Elect or Ratify Carlos Slim Domit as Chairman of Executive Committee

    For    For    Management
3.2b  

Elect or Ratify Patrick Slim Domit as Member of Executive Committee

    For    For    Management
3.2c  

Elect or Ratify Daniel Hajj Aboumrad as Member of Executive Committee

    For    For    Management
3.3  

Approve Remuneration of Executive Committee

    For    For    Management
4.1  

Approve Discharge of Audit and Corporate Practices Committee

    For    For    Management
4.2a  

Elect or Ratify Ernesto Vega Velasco as Chairman of Audit and Corporate Practices Committee

    For    For    Management
4.2b  

Elect or Ratify Pablo Roberto Gonzalez Guajardo as Member of Audit and Corporate Practices Committee

    For    Against    Management
4.2c  

Elect or Ratify Rafael Moises Kalach Mizrahi as Member of Audit and Corporate Practices Committee

    For    For    Management
4.3  

Approve Remuneration of Members of Audit and Corporate Practices Committee

    For    For    Management
5  

Set Amount of Share Repurchase Reserve

    For    For    Management
6  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

AMERICAN ELECTRIC POWER COMPANY, INC.

 

Ticker:    AEP   Security ID:    025537101
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Nicholas K. Akins

    For    For    Management
1.2  

Elect Director David J. Anderson

    For    For    Management
1.3  

Elect Director J. Barnie Beasley, Jr.

    For    For    Management
1.4  

Elect Director Art A. Garcia

    For    For    Management
1.5  

Elect Director Linda A. Goodspeed

    For    For    Management
1.6  

Elect Director Thomas E. Hoaglin

    For    For    Management
1.7  

Elect Director Sandra Beach Lin

    For    For    Management
1.8  

Elect Director Margaret M. McCarthy

    For    For    Management
1.9  

Elect Director Stephen S. Rasmussen

    For    For    Management
1.10  

Elect Director Oliver G. Richard, III

    For    For    Management
1.11  

Elect Director Daryl Roberts

    For    For    Management
1.12  

Elect Director Sara Martinez Tucker

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AMERICAN EXPRESS COMPANY

 

Ticker:    AXP   Security ID:    025816109
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Thomas J. Baltimore

    For    For    Management
1b  

Elect Director Charlene Barshefsky

    For    For    Management
1c  

Elect Director John J. Brennan

    For    For    Management
1d  

Elect Director Peter Chernin

    For    For    Management
1e  

Elect Director Ralph de la Vega

    For    For    Management
1f  

Elect Director Michael O. Leavitt

    For    For    Management
1g  

Elect Director Theodore J. Leonsis

    For    For    Management
1h  

Elect Director Karen L. Parkhill

    For    For    Management
1i  

Elect Director Charles E. Phillips

    For    For    Management
1j  

Elect Director Lynn A. Pike

    For    For    Management
1k  

Elect Director Stephen J. Squeri

    For    For    Management
1l  

Elect Director Daniel L. Vasella

    For    For    Management
1m  

Elect Director Lisa W. Wardell

    For    For    Management
1n  

Elect Director Ronald A. Williams

    For    For    Management
1o  

Elect Director Christopher D. Young

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder
5  

Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts

    Against    For    Shareholder

AMERICAN INTERNATIONAL GROUP, INC.

 

Ticker:    AIG   Security ID:    026874784
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director James Cole, Jr.

    For    For    Management
1b  

Elect Director W. Don Cornwell

    For    For    Management
1c  

Elect Director Brian Duperreault

    For    For    Management
1d  

Elect Director John H. Fitzpatrick

    For    For    Management
1e  

Elect Director William G. Jurgensen

    For    For    Management
1f  

Elect Director Christopher S. Lynch

    For    For    Management
1g  

Elect Director Linda A. Mills

    For    For    Management
1h  

Elect Director Thomas F. Motamed

    For    For    Management
1i  

Elect Director Peter R. Porrino

    For    For    Management
1j  

Elect Director Amy L. Schioldager

    For    For    Management
1k  

Elect Director Douglas M. Steenland

    For    For    Management
1l  

Elect Director Therese M. Vaughan

    For    For    Management
1m  

Elect Director Peter S. Zaffino

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AMERICAN TOWER CORPORATION

 

Ticker:    AMT   Security ID:    03027X100
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Thomas A. Bartlett

    For    For    Management
1b  

Elect Director Raymond P. Dolan

    For    For    Management
1c  

Elect Director Kenneth R. Frank

    For    For    Management
1d  

Elect Director Robert D. Hormats

    For    For    Management
1e  

Elect Director Gustavo Lara Cantu

    For    For    Management
1f  

Elect Director Grace D. Lieblein

    For    For    Management
1g  

Elect Director Craig Macnab

    For    For    Management
1h  

Elect Director JoAnn A. Reed

    For    For    Management
1i  

Elect Director Pamela D.A. Reeve

    For    For    Management
1j  

Elect Director David E. Sharbutt

    For    For    Management
1k  

Elect Director Bruce L. Tanner

    For    For    Management
1l  

Elect Director Samme L. Thompson

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder
5  

Establish a Board Committee on Human Rights

    Against    Against    Shareholder

AMERICAN WATER WORKS COMPANY, INC.

 

Ticker:    AWK   Security ID:    030420103
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jeffrey N. Edwards

    For    For    Management
1b  

Elect Director Martha Clark Goss

    For    For    Management
1c  

Elect Director Veronica M. Hagen

    For    For    Management
1d  

Elect Director Kimberly J. Harris

    For    For    Management
1e  

Elect Director Julia L. Johnson

    For    For    Management
1f  

Elect Director Patricia L. Kampling

    For    For    Management
1g  

Elect Director Karl F. Kurz

    For    For    Management
1h  

Elect Director Walter J. Lynch

    For    For    Management
1i  

Elect Director George MacKenzie

    For    For    Management
1j  

Elect Director James G. Stavridis

    For    For    Management
1k  

Elect Director Lloyd M. Yates

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AMERIPRISE FINANCIAL, INC.

 

Ticker:    AMP   Security ID:    03076C106
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director James M. Cracchiolo

    For    For    Management
1b  

Elect Director Dianne Neal Blixt

    For    For    Management
1c  

Elect Director Amy DiGeso

    For    For    Management
1d  

Elect Director Lon R. Greenberg

    For    For    Management
1e  

Elect Director Jeffrey Noddle

    For    For    Management
1f  

Elect Director Robert F. Sharpe, Jr.

    For    For    Management
1g  

Elect Director Brian T. Shea

    For    For    Management
1h  

Elect Director W. Edward Walter, III

    For    For    Management
1i  

Elect Director Christopher J. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

AMERISOURCEBERGEN CORPORATION

 

Ticker:    ABC   Security ID:    03073E105
Meeting Date:    MAR 11, 2021   Meeting Type:    Annual
Record Date:    JAN 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Ornella Barra

    For    For    Management
1b  

Elect Director Steven H. Collis

    For    For    Management
1c  

Elect Director D. Mark Durcan

    For    For    Management
1d  

Elect Director Richard W. Gochnauer

    For    For    Management
1e  

Elect Director Lon R. Greenberg

    For    For    Management
1f  

Elect Director Jane E. Henney

    For    For    Management
1g  

Elect Director Kathleen W. Hyle

    For    For    Management
1h  

Elect Director Michael J. Long

    For    For    Management
1i  

Elect Director Henry W. McGee

    For    For    Management
1j  

Elect Director Dennis M. Nally

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Require Independent Board Chairman

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AMETEK, INC.

 

Ticker:    AME   Security ID:    031100100
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Tod E. Carpenter

    For    For    Management
1b  

Elect Director Karleen M. Oberton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

AMGEN INC.

 

Ticker:    AMGN   Security ID:    031162100
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Wanda M. Austin

    For    For    Management
1b  

Elect Director Robert A. Bradway

    For    For    Management
1c  

Elect Director Brian J. Druker

    For    For    Management
1d  

Elect Director Robert A. Eckert

    For    For    Management
1e  

Elect Director Greg C. Garland

    For    For    Management
1f  

Elect Director Charles M. Holley, Jr.

    For    For    Management
1g  

Elect Director Tyler Jacks

    For    For    Management
1h  

Elect Director Ellen J. Kullman

    For    For    Management
1i  

Elect Director Amy E. Miles

    For    For    Management
1j  

Elect Director Ronald D. Sugar

    For    For    Management
1k  

Elect Director R. Sanders Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AMPHENOL CORPORATION

 

Ticker:    APH   Security ID:    032095101
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Stanley L. Clark

    For    For    Management
1.2  

Elect Director John D. Craig

    For    For    Management
1.3  

Elect Director David P. Falck

    For    For    Management
1.4  

Elect Director Edward G. Jepsen

    For    For    Management
1.5  

Elect Director Rita S. Lane

    For    For    Management
1.6  

Elect Director Robert A. Livingston

    For    For    Management
1.7  

Elect Director Martin H. Loeffler

    For    For    Management
1.8  

Elect Director R. Adam Norwitt

    For    For    Management
1.9  

Elect Director Anne Clarke Wolff

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Stock Option Plan

    For    For    Management
5  

Increase Authorized Common Stock

    For    For    Management
6  

Amend Proxy Access Right

    Against    For    Shareholder

ANALOG DEVICES, INC.

 

Ticker:    ADI   Security ID:    032654105
Meeting Date:    OCT 08, 2020   Meeting Type:    Special
Record Date:    AUG 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Issue Shares in Connection with Acquisition

    For    For    Management
2  

Adjourn Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ANALOG DEVICES, INC.

 

Ticker:    ADI   Security ID:    032654105
Meeting Date:    MAR 10, 2021   Meeting Type:    Annual
Record Date:    JAN 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Ray Stata

    For    For    Management
1b  

Elect Director Vincent Roche

    For    For    Management
1c  

Elect Director James A. Champy

    For    For    Management
1d  

Elect Director Anantha P. Chandrakasan

    For    For    Management
1e  

Elect Director Bruce R. Evans

    For    For    Management
1f  

Elect Director Edward H. Frank

    For    For    Management
1g  

Elect Director Laurie H. Glimcher

    For    For    Management
1h  

Elect Director Karen M. Golz

    For    For    Management
1i  

Elect Director Mark M. Little

    For    For    Management
1j  

Elect Director Kenton J. Sicchitano

    For    For    Management
1k  

Elect Director Susie Wee

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ANGLO AMERICAN PLC

 

Ticker:    AAL   Security ID:    G03764134
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Elisabeth Brinton as Director

    For    For    Management
4  

Elect Hilary Maxson as Director

    For    For    Management
5  

Re-elect Ian Ashby as Director

    For    For    Management
6  

Re-elect Marcelo Bastos as Director

    For    For    Management
7  

Re-elect Stuart Chambers as Director

    For    For    Management
8  

Re-elect Mark Cutifani as Director

    For    For    Management
9  

Re-elect Byron Grote as Director

    For    For    Management
10  

Re-elect Hixonia Nyasulu as Director

    For    For    Management
11  

Re-elect Nonkululeko Nyembezi as Director

    For    For    Management
12  

Re-elect Tony O’Neill as Director

    For    For    Management
13  

Re-elect Stephen Pearce as Director

    For    For    Management
14  

Re-elect Anne Stevens as Director

    For    For    Management
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
16  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
17  

Approve Remuneration Report

    For    For    Management
18  

Authorise Issue of Equity

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
21  

Adopt New Articles of Association

    For    For    Management
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ANGLO AMERICAN PLC

 

Ticker:    AAL   Security ID:    G03764134
Meeting Date:    MAY 05, 2021   Meeting Type:    Court
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Scheme of Arrangement

    For    For    Management

ANGLO AMERICAN PLC

 

Ticker:    AAL   Security ID:    G03764134
Meeting Date:    MAY 05, 2021   Meeting Type:    Special
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Matters Relating to the Demerger of Thungela Resources Limited

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ANGLOGOLD ASHANTI LTD.

 

Ticker:    ANG   Security ID:    S04255196
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Re-elect Alan Ferguson as Director

    For    For    Management
1.2  

Re-elect Christine Ramon as Director

    For    For    Management
1.3  

Re-elect Jochen Tilk as Director

    For    For    Management
2  

Elect Dr Kojo Busia as Director

    For    For    Management
3.1  

Re-elect Alan Ferguson as Member of the Audit and Risk Committee

    For    For    Management
3.2  

Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee

    For    For    Management
3.3  

Elect Nelisiwe Magubane as Member of the Audit and Risk Committee

    For    For    Management
3.4  

Re-elect Maria Richter as Member of the Audit and Risk Committee

    For    For    Management
3.5  

Re-elect Jochen Tilk as Member of the Audit and Risk Committee

    For    For    Management
4  

Reappoint Ernst & Young Inc. as Auditors

    For    For    Management
5  

Place Authorised but Unissued Shares under Control of Directors

    For    For    Management
6.1  

Approve Remuneration Policy

    For    For    Management
6.2  

Approve Implementation Report

    For    For    Management
7  

Approve Remuneration of Non-Executive Directors

    For    For    Management
8  

Authorise Repurchase of Issued Share Capital

    For    For    Management
9  

Authorise Board to Issue Shares for Cash

    For    For    Management
10  

Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act

    For    For    Management
11  

Authorise Ratification of Approved Resolutions

    For    For    Management

ANHEUSER-BUSCH INBEV SA/NV

 

Ticker:    ABI   Security ID:    B639CJ108
Meeting Date:    APR 28, 2021   Meeting Type:    Annual/Special
Record Date:    APR 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

A1  

Authorize Repurchase of Up to 20 Percent of Issued Share Capital

    For    Against    Management
B2  

Receive Directors’ Reports (Non-Voting)

    None    None    Management
B3  

Receive Auditors’ Reports (Non-Voting)

    None    None    Management
B4  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

    None    None    Management
B5  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share

    For    For    Management
B6  

Approve Discharge of Directors

    For    For    Management
B7  

Approve Discharge of Auditors

    For    For    Management
B8a  

Reelect Martin J. Barrington as Director

    For    Against    Management
B8b  

Reelect William F. Gifford, Jr. as Director

    For    Against    Management
B8c  

Reelect Alejandro Santo Domingo Davila as Director

    For    Against    Management
B9  

Approve Remuneration policy

    For    Against    Management
B10  

Approve Remuneration Report

    For    Against    Management
B11  

Approve Change-of-Control Clause Re: Revolving Credit and Swingline Facilities Agreement

    For    For    Management
C12  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ANHUI CONCH CEMENT COMPANY LIMITED

 

Ticker:    914   Security ID:    Y01373102
Meeting Date:    FEB 03, 2021   Meeting Type:    Special
Record Date:    JAN 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Zhang Xiaorong as Director

    For    For    Management

ANHUI CONCH CEMENT COMPANY LIMITED

 

Ticker:    914   Security ID:    Y01373102
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Report of the Board of Directors

    For    For    Management
2  

Approve Report of the Supervisory Committee

    For    For    Management
3  

Approve Audited Financial Reports

    For    For    Management
4  

Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Profit Appropriation Proposal and Declaration of Final Dividend

    For    For    Management
6  

Approve Provision of Guarantee to Subsidiaries and Invested Companies

    For    For    Management
7  

Elect Wang Cheng as Director

    For    For    Management
8  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ANNALY CAPITAL MANAGEMENT, INC.

 

Ticker:    NLY   Security ID:    035710409
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Francine J. Bovich

    For    For    Management
1b  

Elect Director Wellington J. Denahan

    For    For    Management
1c  

Elect Director Katie Beirne Fallon

    For    For    Management
1d  

Elect Director David L. Finkelstein

    For    For    Management
1e  

Elect Director Thomas Hamilton

    For    For    Management
1f  

Elect Director Kathy Hopinkah Hannan

    For    For    Management
1g  

Elect Director Michael Haylon

    For    For    Management
1h  

Elect Director Eric A. Reeves

    For    For    Management
1i  

Elect Director John H. Schaefer

    For    For    Management
1j  

Elect Director Glenn A. Votek

    For    For    Management
1k  

Elect Director Vicki Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ANSYS, INC.

 

Ticker:    ANSS   Security ID:    03662Q105
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jim Frankola

    For    For    Management
1b  

Elect Director Alec D. Gallimore

    For    For    Management
1c  

Elect Director Ronald W. Hovsepian

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditor

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
5  

Adopt Simple Majority Vote

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ANTA SPORTS PRODUCTS LIMITED

 

Ticker:    2020   Security ID:    G04011105
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAY 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Ding Shijia as Director

    For    For    Management
4  

Elect Zheng Jie as Director

    For    For    Management
5  

Elect Yiu Kin Wah Stephen as Director

    For    For    Management
6  

Elect Lai Hin Wing Henry Stephen as Director

    For    For    Management
7  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
8  

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
10  

Authorize Repurchase of Issued Share Capital

    For    For    Management
11  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ANTHEM, INC.

 

Ticker:    ANTM   Security ID:    036752103
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Lewis Hay, III

    For    For    Management
1.2  

Elect Director Antonio F. Neri

    For    For    Management
1.3  

Elect Director Ramiro G. Peru

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ANTOFAGASTA PLC

 

Ticker:    ANTO   Security ID:    G0398N128
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Final Dividend

    For    For    Management
4  

Re-elect Jean-Paul Luksic as Director

    For    For    Management
5  

Re-elect Ollie Oliveira as Director

    For    For    Management
6  

Re-elect Ramon Jara as Director

    For    For    Management
7  

Re-elect Juan Claro as Director

    For    For    Management
8  

Re-elect Andronico Luksic as Director

    For    For    Management
9  

Re-elect Vivianne Blanlot as Director

    For    For    Management
10  

Re-elect Jorge Bande as Director

    For    For    Management
11  

Re-elect Francisca Castro as Director

    For    For    Management
12  

Re-elect Michael Anglin as Director

    For    For    Management
13  

Re-elect Tony Jensen as Director

    For    For    Management
14  

Elect Director Appointed Between 24 March 2021 and 12 May 2021

    For    For    Management
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
16  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
20  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
22  

Adopt New Articles of Association

    For    Against    Management

ANTOFAGASTA PLC

 

Ticker:    ANTO   Security ID:    G0398N128
Meeting Date:    MAY 12, 2021   Meeting Type:    Special
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt New Articles of Association

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AON PLC

 

Ticker:    AON   Security ID:    G0403H108
Meeting Date:    AUG 26, 2020   Meeting Type:    Special
Record Date:    JUN 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve the Issuance of the Aggregate Scheme Consideration

    For    For    Management
2  

Adjourn Meeting

    For    For    Management

AON PLC

 

Ticker:    AON   Security ID:    G0403H108
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Lester B. Knight

    For    For    Management
1.2  

Elect Director Gregory C. Case

    For    For    Management
1.3  

Elect Director Jin-Yong Cai

    For    For    Management
1.4  

Elect Director Jeffrey C. Campbell

    For    For    Management
1.5  

Elect Director Fulvio Conti

    For    For    Management
1.6  

Elect Director Cheryl A. Francis

    For    For    Management
1.7  

Elect Director J. Michael Losh

    For    For    Management
1.8  

Elect Director Richard B. Myers

    For    For    Management
1.9  

Elect Director Richard C. Notebaert

    For    For    Management
1.10  

Elect Director Gloria Santona

    For    For    Management
1.11  

Elect Director Byron O. Spruell

    For    For    Management
1.12  

Elect Director Carolyn Y. Woo

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Ratify Ernst & Young Chartered Accountants as Statutory Auditor

    For    For    Management
5  

Authorize Board to Fix Remuneration of Auditors

    For    For    Management
6  

Amend Articles of Association Re: Article 190

    For    For    Management
7  

Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves

    For    For    Management
8  

Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

APPLE INC.

 

Ticker:    AAPL   Security ID:    037833100
Meeting Date:    FEB 23, 2021   Meeting Type:    Annual
Record Date:    DEC 28, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director James Bell

    For    For    Management
1b  

Elect Director Tim Cook

    For    For    Management
1c  

Elect Director Al Gore

    For    For    Management
1d  

Elect Director Andrea Jung

    For    For    Management
1e  

Elect Director Art Levinson

    For    For    Management
1f  

Elect Director Monica Lozano

    For    For    Management
1g  

Elect Director Ron Sugar

    For    For    Management
1h  

Elect Director Sue Wagner

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Proxy Access Amendments

    Against    For    Shareholder
5  

Improve Principles of Executive Compensation Program

    Against    Against    Shareholder

APPLIED MATERIALS, INC.

 

Ticker:    AMAT   Security ID:    038222105
Meeting Date:    MAR 11, 2021   Meeting Type:    Annual
Record Date:    JAN 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Rani Borkar

    For    For    Management
1b  

Elect Director Judy Bruner

    For    For    Management
1c  

Elect Director Xun (Eric) Chen

    For    For    Management
1d  

Elect Director Aart J. de Geus

    For    For    Management
1e  

Elect Director Gary E. Dickerson

    For    For    Management
1f  

Elect Director Thomas J. Iannotti

    For    For    Management
1g  

Elect Director Alexander A. Karsner

    For    For    Management
1h  

Elect Director Adrianna C. Ma

    For    For    Management
1i  

Elect Director Yvonne McGill

    For    For    Management
1j  

Elect Director Scott A. McGregor

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
6  

Require Independent Board Chairman

    Against    Against    Shareholder
7  

Improve Executive Compensation Program and Policy

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

APTIV PLC

 

Ticker:    APTV   Security ID:    G6095L109
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kevin P. Clark

    For    For    Management
1b  

Elect Director Richard L. Clemmer

    For    For    Management
1c  

Elect Director Nancy E. Cooper

    For    For    Management
1d  

Elect Director Nicholas M. Donofrio

    For    For    Management
1e  

Elect Director Rajiv L. Gupta

    For    For    Management
1f  

Elect Director Joseph L. Hooley

    For    For    Management
1g  

Elect Director Merit E. Janow

    For    For    Management
1h  

Elect Director Sean O. Mahoney

    For    For    Management
1i  

Elect Director Paul M. Meister

    For    For    Management
1j  

Elect Director Robert K. Ortberg

    For    For    Management
1k  

Elect Director Colin J. Parris

    For    For    Management
1l  

Elect Director Ana G. Pinczuk

    For    For    Management
2  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

ARCH CAPITAL GROUP LTD.

 

Ticker:    ACGL   Security ID:    G0450A105
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Eric W. Doppstadt

    For    For    Management
1b  

Elect Director Laurie S. Goodman

    For    For    Management
1c  

Elect Director John M. Pasquesi

    For    For    Management
1d  

Elect Director Thomas R. Watjen

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4a  

Elect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4b  

Elect Director Matthew Dragonetti as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4c  

Elect Director Seamus Fearon as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4d  

Elect Director H. Beau Franklin as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4e  

Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4f  

Elect Director James Haney as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4g  

Elect Director Chris Hovey as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4h  

Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4i  

Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4j  

Elect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4k  

Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4l  

Elect Director Chiara Nannini as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4m  

Elect Director Tim Peckett as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4n  

Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management
4o  

Elect Director Roderick Romeo as Designated Company Director of Non-U.S. Subsidiaries

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ARCHER-DANIELS-MIDLAND COMPANY

 

Ticker:    ADM   Security ID:    039483102
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Michael S. Burke

    For    For    Management
1b  

Elect Director Theodore Colbert

    For    For    Management
1c  

Elect Director Terrell K. Crews

    For    For    Management
1d  

Elect Director Pierre Dufour

    For    For    Management
1e  

Elect Director Donald E. Felsinger

    For    For    Management
1f  

Elect Director Suzan F. Harrison

    For    For    Management
1g  

Elect Director Juan R. Luciano

    For    For    Management
1h  

Elect Director Patrick J. Moore

    For    For    Management
1i  

Elect Director Francisco J. Sanchez

    For    For    Management
1j  

Elect Director Debra A. Sandler

    For    For    Management
1k  

Elect Director Lei Z. Schlitz

    For    For    Management
1l  

Elect Director Kelvin R. Westbrook

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ARISTA NETWORKS, INC.

 

Ticker:    ANET   Security ID:    040413106
Meeting Date:    JUN 01, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kelly Battles

    For    For    Management
1.2  

Elect Director Andreas Bechtolsheim

    For    Withhold    Management
1.3  

Elect Director Jayshree Ullal

    For    Withhold    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ARISTOCRAT LEISURE LIMITED

 

Ticker:   

ALL

   Security ID:    Q0521T108
Meeting Date:   

FEB 26, 2021

   Meeting Type:    Annual
Record Date:   

FEB 24, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Neil Chatfield as Director

    For    For    Management
2  

Approve Grant of Performance Share Rights to Trevor Croker

    For    Against    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Non-Executive Director Rights Plan

    None    For    Management

ARKEMA SA

 

Ticker:   

AKE

   Security ID:    F0392W125
Meeting Date:   

MAY 20, 2021

   Meeting Type:    Annual/Special
Record Date:   

MAY 18, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 2.50 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions

    For    For    Management
5  

Elect Thierry Pilenko as Director

    For    For    Management
6  

Elect Bpifrance Investissement as Director

    For    For    Management
7  

Elect Ilse Henne as Director

    For    For    Management
8  

Approve Remuneration Policy of Directors

    For    For    Management
9  

Approve Remuneration Policy of Chairman and CEO

    For    For    Management
10  

Approve Compensation of Corporate Officers

    For    For    Management
11  

Approve Compensation of Chairman and CEO

    For    For    Management
12  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
13  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
14  

Amend Bylaws to Comply with Legal Changes

    For    For    Management
15  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ARTHUR J. GALLAGHER & CO.

 

Ticker:   

AJG

   Security ID:    363576109
Meeting Date:   

MAY 11, 2021

   Meeting Type:    Annual
Record Date:   

MAR 15, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sherry S. Barrat

    For    For    Management
1b  

Elect Director William L. Bax

    For    For    Management
1c  

Elect Director D. John Coldman

    For    For    Management
1d  

Elect Director J. Patrick Gallagher, Jr.

    For    For    Management
1e  

Elect Director David S. Johnson

    For    For    Management
1f  

Elect Director Kay W. McCurdy

    For    For    Management
1g  

Elect Director Christopher C. Miskel

    For    For    Management
1h  

Elect Director Ralph J. Nicoletti

    For    For    Management
1i  

Elect Director Norman L. Rosenthal

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ASAHI GROUP HOLDINGS LTD.

 

Ticker:   

2502

   Security ID:    J02100113
Meeting Date:   

MAR 25, 2021

   Meeting Type:    Annual
Record Date:   

DEC 31, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 53

    For    For    Management
2.1  

Elect Director Koji, Akiyoshi

    For    For    Management
2.2  

Elect Director Katsuki, Atsushi

    For    For    Management
2.3  

Elect Director Taemin Park

    For    For    Management
2.4  

Elect Director Tanimura, Keizo

    For    For    Management
2.5  

Elect Director Kosaka, Tatsuro

    For    For    Management
2.6  

Elect Director Shingai, Yasushi

    For    For    Management
2.7  

Elect Director Christina L. Ahmadjian

    For    For    Management
2.8  

Elect Director Kitagawa, Ryoichi

    For    For    Management
3  

Appoint Statutory Auditor Kawakami, Yutaka

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ASAHI KASEI CORP.

 

Ticker:   

3407

   Security ID:    J0242P110
Meeting Date:   

JUN 25, 2021

   Meeting Type:    Annual
Record Date:   

MAR 31, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kobori, Hideki

    For    For    Management
1.2  

Elect Director Takayama, Shigeki

    For    For    Management
1.3  

Elect Director Yoshida, Hiroshi

    For    For    Management
1.4  

Elect Director Sakamoto, Shuichi

    For    For    Management
1.5  

Elect Director Kawabata, Fumitoshi

    For    For    Management
1.6  

Elect Director Kudo, Koshiro

    For    For    Management
1.7  

Elect Director Tatsuoka, Tsuneyoshi

    For    For    Management
1.8  

Elect Director Okamoto, Tsuyoshi

    For    For    Management
1.9  

Elect Director Maeda, Yuko

    For    For    Management
2.1  

Appoint Statutory Auditor Shibata, Yutaka

    For    For    Management
2.2  

Appoint Statutory Auditor Mochizuki, Akemi

    For    For    Management

ASE TECHNOLOGY HOLDING CO., LTD.

 

Ticker:   

3711

   Security ID:    Y0249T100
Meeting Date:   

JUN 22, 2021

   Meeting Type:    Annual
Record Date:   

APR 23, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Operations Report and Financial Statements

    For    For    Management
2  

Approve Plan on Profit Distribution

    For    For    Management
3  

Approve Amendments to Lending Procedures and Caps

    For    Against    Management
4  

Approve Amendments to Articles of Association

    For    Against    Management
5  

Approve Issuance of Restricted Stocks

    For    For    Management
6.1  

Elect JASON C.S. CHANG, a Representative of ASE ENTERPRISES LTD. , with SHAREHOLDER NO.00000001, as Non-independent Director

    For    For    Management
6.2  

Elect RICHARD H.P.CHANG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director

    For    Against    Management
6.3  

Elect CHI-WEN TSAI, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director

    For    Against    Management
6.4  

Elect YEN-CHUN CHANG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director

    For    Against    Management
6.5  

Elect TIEN WU, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO. 00000001, as Non-independent Director

    For    Against    Management
6.6  

Elect JOSEPH TUNG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director

    For    Against    Management
6.7  

Elect RAYMOND LO, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director

    For    Against    Management
6.8  

Elect TS CHEN, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO. 00000001, as Non-independent Director

    For    Against    Management
6.9  

Elect JEFFERY CHEN, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director

    For    Against    Management
6.10  

Elect RUTHERFORD CHANG, with SHAREHOLDER NO.00059235 as Non-independent Director

    For    Against    Management
6.11  

Elect SHENG-FU YOU (Sheng-Fu Yo), with SHAREHOLDER NO.H101915XXX as Independent Director

    For    For    Management
6.12  

Elect MEI-YUEH HO, with SHAREHOLDER NO. Q200495XXX as Independent Director

    For    For    Management
6.13  

Elect PHILIP WEN-CHYI ONG, with SHAREHOLDER NO.A120929XXX as Independent Director

    For    For    Management
7  

Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ASHTEAD GROUP PLC

 

Ticker:   

AHT

   Security ID:    G05320109
Meeting Date:   

SEP 08, 2020

   Meeting Type:    Annual
Record Date:   

SEP 04, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Final Dividend

    For    For    Management
4  

Re-elect Paul Walker as Director

    For    For    Management
5  

Re-elect Brendan Horgan as Director

    For    For    Management
6  

Re-elect Michael Pratt as Director

    For    For    Management
7  

Re-elect Angus Cockburn as Director

    For    For    Management
8  

Re-elect Lucinda Riches as Director

    For    For    Management
9  

Re-elect Tanya Fratto as Director

    For    For    Management
10  

Re-elect Lindsley Ruth as Director

    For    For    Management
11  

Elect Jill Easterbrook as Director

    For    For    Management
12  

Reappoint Deloitte LLP as Auditors

    For    For    Management
13  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
14  

Authorise Issue of Equity

    For    For    Management
15  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
16  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
17  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
18  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
19  

Approve Reduction of Capital

    For    For    Management

ASML HOLDING NV

 

Ticker:   

ASML

   Security ID:    N07059202
Meeting Date:   

APR 29, 2021

   Meeting Type:    Annual
Record Date:   

APR 01, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Discuss the Company’s Business, Financial Situation and Sustainability

    None    None    Management
3.a  

Approve Remuneration Report

    For    For    Management
3.b  

Adopt Financial Statements and Statutory Reports

    For    For    Management
3.c  

Receive Clarification on Company’s Reserves and Dividend Policy

    None    None    Management
3.d  

Approve Dividends of EUR 2.75 Per Share

    For    For    Management
4.a  

Approve Discharge of Management Board

    For    For    Management
4.b  

Approve Discharge of Supervisory Board

    For    For    Management
5  

Approve Number of Shares for Management Board

    For    For    Management
6  

Approve Certain Adjustments to the Remuneration Policy for Management Board

    For    For    Management
7  

Approve Certain Adjustments to the Remuneration Policy for Supervisory Board

    For    For    Management
8  

Receive Information on the Composition of the Management Board

    None    None    Management
9.a  

Elect B. Conix to Supervisory Board

    For    For    Management
9.b  

Receive Information on the Composition of the Supervisory Board

    None    None    Management
10  

Ratify KPMG Accountants N.V. as Auditors

    For    For    Management
11.a  

Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes

    For    For    Management
11.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a

    For    For    Management
11.c  

Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition

    For    For    Management
11.d  

Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c

    For    For    Management
12.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
12.b  

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
13  

Authorize Cancellation of Repurchased Shares

    For    For    Management
14  

Other Business (Non-Voting)

    None    None    Management
15  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ASSA ABLOY AB

 

Ticker:   

ASSA.B

   Security ID:    W0817X204
Meeting Date:   

NOV 24, 2020

   Meeting Type:    Special
Record Date:   

NOV 16, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5.1  

Designate Axel Martensson as Inspector of Minutes of Meeting

    For    For    Management
5.2  

Designate Marianne Nilsson as Inspector of Minutes of Meeting

    For    For    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7  

Approve Extra Dividends of SEK 1.85 Per Share

    For    For    Management
8  

Close Meeting

    None    None    Management

ASSA ABLOY AB

 

Ticker:   

ASSA.B

   Security ID:    W0817X204
Meeting Date:   

APR 28, 2021

   Meeting Type:    Annual
Record Date:   

APR 20, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2a  

Designate Johan Hjertonsson as Inspector of Minutes of Meeting

    For    For    Management
2b  

Designate Liselott Ledin as Inspector of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6a  

Receive Financial Statements and Statutory Reports

    None    None    Management
6b  

Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management

    None    None    Management
7a  

Accept Financial Statements and Statutory Reports

    For    For    Management
7b  

Approve Allocation of Income and Dividends of SEK 3.90 Per Share

    For    For    Management
7c.1  

Approve Discharge of Board Chairman Lars Renstrom

    For    For    Management
7c.2  

Approve Discharge of Carl Douglas

    For    For    Management
7c.3  

Approve Discharge of Eva Karlsson

    For    For    Management
7c.4  

Approve Discharge of Birgitta Klasen

    For    For    Management
7c.5  

Approve Discharge of Lena Olving

    For    For    Management
7c.6  

Approve Discharge of Sofia Schorling Hogberg

    For    For    Management
7c.7  

Approve Discharge of Jan Svensson

    For    For    Management
7c.8  

Approve Discharge of Joakim Weidemanis

    For    For    Management
7c.9  

Approve Discharge of Employee Representative Rune Hjalm

    For    For    Management
7c.10  

Approve Discharge of Employee Representative Mats Persson

    For    For    Management
7c.11  

Approve Discharge of Employee Representative Bjarne Johansson

    For    For    Management
7c.12  

Approve Discharge of Employee Representative Nadja Wikstrom

    For    For    Management
7c.13  

Approve Discharge of President Nico Delvaux

    For    For    Management
8  

Determine Number of Members (8) and Deputy Members (0) of Board

    For    For    Management
9a  

Approve Remuneration of Directors in the Amount of SEK 2.7 million for Chairman, SEK 1 Million for Vice Chairman and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
9b  

Approve Remuneration of Auditors

    For    For    Management
10  

Reelect Lars Renstrom (Chairman), Carl Douglas (Vice Chair), Eva Karlsson, , Lena Olving, Sofia Schorling Hogberg and Joakim Weidemanis as Directors; Elect Johan Hjertonsson and Susanne Pahlen Aklundh as New Directors

    For    Against    Management
11  

Ratify Ernst & Young as Auditors

    For    For    Management
12  

Approve Remuneration Report

    For    For    Management
13  

Authorize Class B Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
14  

Approve Performance Share Matching Plan LTI 2021

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ASSICURAZIONI GENERALI SPA

 

Ticker:   

G

   Security ID:    T05040109
Meeting Date:   

APR 26, 2021

   Meeting Type:    Annual/Special
Record Date:   

APR 15, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Accept Financial Statements and Statutory Reports

    For    For    Management
1b  

Approve Allocation of Income

    For    For    Management
2a  

Amend Company Bylaws Re: Articles 8.1, 8.4, 8.5, 8.6, and 8.7

    For    For    Management
2b  

Amend Company Bylaws Re: Article 9.1

    For    For    Management
3a  

Approve Remuneration Policy

    For    For    Management
3b  

Approve Second Section of the Remuneration Report

    For    For    Management
4a  

Approve Group Long Term Incentive Plan

    For    For    Management
4b  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan

    For    For    Management
4c  

Authorize Board to Increase Capital to Service Group Long Term Incentive Plan

    For    For    Management

ASSOCIATED BRITISH FOODS PLC

 

Ticker:   

ABF

   Security ID:    G05600138
Meeting Date:   

DEC 04, 2020

   Meeting Type:    Annual
Record Date:   

DEC 02, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Re-elect Emma Adamo as Director

    For    For    Management
4  

Re-elect Graham Allan as Director

    For    For    Management
5  

Re-elect John Bason as Director

    For    For    Management
6  

Re-elect Ruth Cairnie as Director

    For    For    Management
7  

Re-elect Wolfhart Hauser as Director

    For    For    Management
8  

Re-elect Michael McLintock as Director

    For    For    Management
9  

Re-elect Richard Reid as Director

    For    For    Management
10  

Re-elect George Weston as Director

    For    For    Management
11  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
12  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
13  

Authorise Political Donations and Expenditure

    For    For    Management
14  

Authorise Issue of Equity

    For    For    Management
15  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
16  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
17  

Adopt New Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ASTELLAS PHARMA, INC.

 

Ticker:   

4503

   Security ID:    J03393105
Meeting Date:   

JUN 18, 2021

   Meeting Type:    Annual
Record Date:   

MAR 31, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Hatanaka, Yoshihiko

    For    For    Management
1.2  

Elect Director Yasukawa, Kenji

    For    For    Management
1.3  

Elect Director Okamura, Naoki

    For    For    Management
1.4  

Elect Director Sekiyama, Mamoru

    For    For    Management
1.5  

Elect Director Kawabe, Hiroshi

    For    For    Management
1.6  

Elect Director Ishizuka, Tatsuro

    For    For    Management
1.7  

Elect Director Tanaka, Takashi

    For    For    Management
2  

Elect Director and Audit Committee Member Shibumura, Haruko

    For    For    Management

ASTRAZENECA PLC

 

Ticker:   

AZN

   Security ID:    G0593M107
Meeting Date:   

MAY 11, 2021

   Meeting Type:    Annual
Record Date:   

MAY 07, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Dividends

    For    For    Management
3  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
5a  

Re-elect Leif Johansson as Director

    For    For    Management
5b  

Re-elect Pascal Soriot as Director

    For    For    Management
5c  

Re-elect Marc Dunoyer as Director

    For    For    Management
5d  

Re-elect Philip Broadley as Director

    For    For    Management
5e  

Elect Euan Ashley as Director

    For    For    Management
5f  

Re-elect Michel Demare as Director

    For    For    Management
5g  

Re-elect Deborah DiSanzo as Director

    For    For    Management
5h  

Elect Diana Layfield as Director

    For    For    Management
5i  

Re-elect Sheri McCoy as Director

    For    For    Management
5j  

Re-elect Tony Mok as Director

    For    For    Management
5k  

Re-elect Nazneen Rahman as Director

    For    For    Management
5l  

Re-elect Marcus Wallenberg as Director

    For    For    Management
6  

Approve Remuneration Report

    For    For    Management
7  

Approve Remuneration Policy

    For    Against    Management
8  

Authorise UK Political Donations and Expenditure

    For    For    Management
9  

Authorise Issue of Equity

    For    For    Management
10  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
11  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
12  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
13  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
14  

Amend Performance Share Plan

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ASTRAZENECA PLC

 

Ticker:   

AZN

   Security ID:    G0593M107
Meeting Date:   

MAY 11, 2021

   Meeting Type:    Special
Record Date:   

MAY 07, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Acquisition of Alexion Pharmaceuticals, Inc.

    For    For    Management

ASUSTEK COMPUTER, INC.

 

Ticker:   

2357

   Security ID:    Y04327105
Meeting Date:   

JUN 10, 2021

   Meeting Type:    Annual
Record Date:   

APR 09, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Approve Amendments to Articles of Association

    For    For    Management
4  

Approve Amendment to Rules and Procedures for Election of Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ASX LIMITED

 

Ticker:   

ASX

   Security ID:    Q0604U105
Meeting Date:   

SEP 30, 2020

   Meeting Type:    Annual
Record Date:   

SEP 29, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

3a  

Elect Damian Roche as Director

    For    For    Management
3b  

Elect Rob Woods as Director

    For    For    Management
4  

Approve Remuneration Report

    For    For    Management
5  

Approve Grant of Performance Rights to Dominic Stevens

    For    For    Management

AT&T INC.

 

Ticker:   

T

   Security ID:    00206R102
Meeting Date:   

APR 30, 2021

   Meeting Type:    Annual
Record Date:   

MAR 02, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director William E. Kennard

    For    For    Management
1b  

Elect Director Samuel A. Di Piazza, Jr.

    For    For    Management
1c  

Elect Director Scott T. Ford

    For    For    Management
1d  

Elect Director Glenn H. Hutchins

    For    For    Management
1e  

Elect Director Debra L. Lee

    For    For    Management
1f  

Elect Director Stephen J. Luczo

    For    For    Management
1g  

Elect Director Michael B. McCallister

    For    For    Management
1h  

Elect Director Beth E. Mooney

    For    For    Management
1i  

Elect Director Matthew K. Rose

    For    For    Management
1j  

Elect Director John T. Stankey

    For    For    Management
1k  

Elect Director Cynthia B. Taylor

    For    For    Management
1l  

Elect Director Geoffrey Y. Yang

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Lower Ownership Threshold for Action by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ATLAS COPCO AB

 

Ticker:   

ATCO.A

   Security ID:    W1R924161
Meeting Date:   

NOV 26, 2020

   Meeting Type:    Special
Record Date:   

NOV 18, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2  

Prepare and Approve List of Shareholders

    For    For    Management
3  

Approve Agenda of Meeting

    For    For    Management
4  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Approve Special Dividends of SEK 3.50 Per Share

    For    For    Management
7  

Amend Articles Re: Editorial Changes; Collection of Proxies and Postal Voting

    For    For    Management
8  

Close Meeting

    None    None    Management

ATLAS COPCO AB

 

Ticker:   

ATCO.A

   Security ID:    W1R924195
Meeting Date:   

NOV 26, 2020

   Meeting Type:    Special
Record Date:   

NOV 18, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2  

Prepare and Approve List of Shareholders

    For    For    Management
3  

Approve Agenda of Meeting

    For    For    Management
4  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Approve Special Dividends of SEK 3.50 Per Share

    For    For    Management
7  

Amend Articles Re: Editorial Changes; Collection of Proxies and Postal Voting

    For    For    Management
8  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ATLAS COPCO AB

 

Ticker:   

ATCO.A

   Security ID:    W1R924161
Meeting Date:   

APR 27, 2021

   Meeting Type:    Annual
Record Date:   

APR 19, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Opening of Meeting; Elect Chairman of Meeting

    For    For    Management
2  

Prepare and Approve List of Shareholders

    For    For    Management
3  

Approve Agenda of Meeting

    For    For    Management
4  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7.a  

Accept Financial Statements and Statutory Reports

    For    For    Management
7.b1  

Approve Discharge of Staffan Bohman

    For    For    Management
7.b2  

Approve Discharge of Tina Donikowski

    For    For    Management
7.b3  

Approve Discharge of Johan Forssell

    For    For    Management
7.b4  

Approve Discharge of Anna Ohlsson-Leijon

    For    For    Management
7.b5  

Approve Discharge of Mats Rahmstrom

    For    For    Management
7.b6  

Approve Discharge of Gordon Riske

    For    For    Management
7.b7  

Approve Discharge of Hans Straberg

    For    For    Management
7.b8  

Approve Discharge of Peter Wallenberg Jr

    For    For    Management
7.b9  

Approve Discharge of Sabine Neuss

    For    For    Management
7.b10  

Approve Discharge of Mikael Bergstedt

    For    For    Management
7.b11  

Approve Discharge of Benny Larsson

    For    For    Management
7.b12  

Approve Discharge of President Mats Rahmstrom

    For    For    Management
7.c  

Approve Allocation of Income and Dividends of SEK 7.30 Per Share

    For    For    Management
7.d  

Approve Record Date for Dividend Payment

    For    For    Management
8.a  

Determine Number of Members (8) and Deputy Members of Board (0)

    For    For    Management
8.b  

Determine Number of Auditors (1) and Deputy Auditors (0)

    For    For    Management
9.a1  

Reelect Staffan Bohman as Director

    For    Against    Management
9.a2  

Reelect Tina Donikowski as Director

    For    For    Management
9.a3  

Reelect Johan Forssell as Director

    For    Against    Management
9.a4  

Reelect Anna Ohlsson-Leijon as Director

    For    For    Management
9.a5  

Reelect Mats Rahmstrom as Director

    For    For    Management
9.a6  

Reelect Gordon Riske as Director

    For    For    Management
9.a7  

Reelect Hans Straberg as Director

    For    Against    Management
9.a8  

Reelect Peter Wallenberg Jr as Director

    For    Against    Management
9.b  

Reelect Hans Straberg as Board Chairman

    For    Against    Management
9.c  

Ratify Ernst & Young as Auditors

    For    For    Management
10.a  

Approve Remuneration of Directors in the Amount of SEK 2.6 Million to Chair and SEK 825,000 to Other Directors; Approve Remuneration for Committee Work; Approve Delivering Part of Remuneration in form of Synthetic Shares

    For    For    Management
10.b  

Approve Remuneration of Auditors

    For    For    Management
11.a  

Approve Remuneration Report

    For    Against    Management
11.b  

Approve Stock Option Plan 2021 for Key Employees

    For    For    Management
12.a  

Acquire Class A Shares Related to Personnel Option Plan for 2021

    For    For    Management
12.b  

Acquire Class A Shares Related to Remuneration of Directors in the Form of Synthetic Shares

    For    For    Management
12.c  

Transfer Class A Shares Related to Personnel Option Plan for 2021

    For    For    Management
12.d  

Sell Class A Shares to Cover Costs Related to Synthetic Shares to the Board

    For    For    Management
12.e  

Sell Class A to Cover Costs in Relation to the Personnel Option Plans for 2016, 2017 and 2018

    For    For    Management
13  

Close Meeting

    None    None    Management

ATLAS COPCO AB

 

Ticker:   

ATCO.A

   Security ID:    W1R924195
Meeting Date:   

APR 27, 2021

   Meeting Type:    Annual
Record Date:   

APR 19, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Opening of Meeting; Elect Chairman of Meeting

    For    For    Management
2  

Prepare and Approve List of Shareholders

    For    For    Management
3  

Approve Agenda of Meeting

    For    For    Management
4  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7.a  

Accept Financial Statements and Statutory Reports

    For    For    Management
7.b1  

Approve Discharge of Staffan Bohman

    For    For    Management
7.b2  

Approve Discharge of Tina Donikowski

    For    For    Management
7.b3  

Approve Discharge of Johan Forssell

    For    For    Management
7.b4  

Approve Discharge of Anna Ohlsson-Leijon

    For    For    Management
7.b5  

Approve Discharge of Mats Rahmstrom

    For    For    Management
7.b6  

Approve Discharge of Gordon Riske

    For    For    Management
7.b7  

Approve Discharge of Hans Straberg

    For    For    Management
7.b8  

Approve Discharge of Peter Wallenberg Jr

    For    For    Management
7.b9  

Approve Discharge of Sabine Neuss

    For    For    Management
7.b10  

Approve Discharge of Mikael Bergstedt

    For    For    Management
7.b11  

Approve Discharge of Benny Larsson

    For    For    Management
7.b12  

Approve Discharge of President Mats Rahmstrom

    For    For    Management
7.c  

Approve Allocation of Income and Dividends of SEK 7.30 Per Share

    For    For    Management
7.d  

Approve Record Date for Dividend Payment

    For    For    Management
8.a  

Determine Number of Members (8) and Deputy Members of Board (0)

    For    For    Management
8.b  

Determine Number of Auditors (1) and Deputy Auditors (0)

    For    For    Management
9.a1  

Reelect Staffan Bohman as Director

    For    Against    Management
9.a2  

Reelect Tina Donikowski as Director

    For    For    Management
9.a3  

Reelect Johan Forssell as Director

    For    Against    Management
9.a4  

Reelect Anna Ohlsson-Leijon as Director

    For    For    Management
9.a5  

Reelect Mats Rahmstrom as Director

    For    For    Management
9.a6  

Reelect Gordon Riske as Director

    For    For    Management
9.a7  

Reelect Hans Straberg as Director

    For    Against    Management
9.a8  

Reelect Peter Wallenberg Jr as Director

    For    Against    Management
9.b  

Reelect Hans Straberg as Board Chairman

    For    Against    Management
9.c  

Ratify Ernst & Young as Auditors

    For    For    Management
10.a  

Approve Remuneration of Directors in the Amount of SEK 2.6 Million to Chair and SEK 825,000 to Other Directors; Approve Remuneration for Committee Work; Approve Delivering Part of Remuneration in form of Synthetic Shares

    For    For    Management
10.b  

Approve Remuneration of Auditors

    For    For    Management
11.a  

Approve Remuneration Report

    For    Against    Management
11.b  

Approve Stock Option Plan 2021 for Key Employees

    For    For    Management
12.a  

Acquire Class A Shares Related to Personnel Option Plan for 2021

    For    For    Management
12.b  

Acquire Class A Shares Related to Remuneration of Directors in the Form of Synthetic Shares

    For    For    Management
12.c  

Transfer Class A Shares Related to Personnel Option Plan for 2021

    For    For    Management
12.d  

Sell Class A Shares to Cover Costs Related to Synthetic Shares to the Board

    For    For    Management
12.e  

Sell Class A to Cover Costs in Relation to the Personnel Option Plans for 2016, 2017 and 2018

    For    For    Management
13  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ATMOS ENERGY CORPORATION

 

Ticker:   

ATO

   Security ID:    049560105
Meeting Date:   

FEB 03, 2021

   Meeting Type:    Annual
Record Date:   

DEC 11, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director J. Kevin Akers

    For    For    Management
1b  

Elect Director Robert W. Best

    For    For    Management
1c  

Elect Director Kim R. Cocklin

    For    For    Management
1d  

Elect Director Kelly H. Compton

    For    For    Management
1e  

Elect Director Sean Donohue

    For    For    Management
1f  

Elect Director Rafael G. Garza

    For    For    Management
1g  

Elect Director Richard K. Gordon

    For    For    Management
1h  

Elect Director Robert C. Grable

    For    For    Management
1i  

Elect Director Nancy K. Quinn

    For    For    Management
1j  

Elect Director Richard A. Sampson

    For    For    Management
1k  

Elect Director Stephen R. Springer

    For    For    Management
1l  

Elect Director Diana J. Walters

    For    For    Management
1m  

Elect Director Richard Ware, II

    For    For    Management
1n  

Elect Director Frank Yoho

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ATOS SE

 

Ticker:   

ATO

   Security ID:    F06116101
Meeting Date:   

OCT 27, 2020

   Meeting Type:    Special
Record Date:   

OCT 23, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Discussion About Medium-Term Orientation of the Company

    For    For    Management
2  

Elect Edouard Philippe as Director

    For    For    Management
3  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED

 

Ticker:    ANZ   Security ID:    Q09504137
Meeting Date:    DEC 16, 2020   Meeting Type:    Annual
Record Date:    DEC 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2a  

Elect Ilana Rachel Atlas as Director

    For    For    Management
2b  

Elect John Thomas Macfarlane as Director

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Grant of Performance Rights to Shayne C Elliot

    For    For    Management
5  

Approve the Amendments to the Company’s Constitution

    Against    Against    Shareholder
6  

Approve Transition Planning Disclosure

    Against    Against    Shareholder

AUTODESK, INC.

 

Ticker:    ADSK   Security ID:    052769106
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Andrew Anagnost

    For    For    Management
1b  

Elect Director Karen Blasing

    For    For    Management
1c  

Elect Director Reid French

    For    For    Management
1d  

Elect Director Ayanna Howard

    For    For    Management
1e  

Elect Director Blake Irving

    For    For    Management
1f  

Elect Director Mary T. McDowell

    For    For    Management
1g  

Elect Director Stephen Milligan

    For    For    Management
1h  

Elect Director Lorrie M. Norrington

    For    For    Management
1i  

Elect Director Elizabeth (Betsy) Rafael

    For    For    Management
1j  

Elect Director Stacy J. Smith

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AUTOMATIC DATA PROCESSING, INC.

 

Ticker:    ADP   Security ID:    053015103
Meeting Date:    NOV 11, 2020   Meeting Type:    Annual
Record Date:    SEP 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Peter Bisson

    For    For    Management
1b  

Elect Director Richard T. Clark

    For    For    Management
1c  

Elect Director Linnie M. Haynesworth

    For    For    Management
1d  

Elect Director John P. Jones

    For    For    Management
1e  

Elect Director Francine S. Katsoudas

    For    For    Management
1f  

Elect Director Nazzic S. Keene

    For    For    Management
1g  

Elect Director Thomas J. Lynch

    For    For    Management
1h  

Elect Director Scott F. Powers

    For    For    Management
1i  

Elect Director William J. Ready

    For    For    Management
1j  

Elect Director Carlos A. Rodriguez

    For    For    Management
1k  

Elect Director Sandra S. Wijnberg

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Report on Non-Management Employee Representation on the Board of Directors

    Against    Against    Shareholder

AUTOZONE, INC.

 

Ticker:    AZO   Security ID:    053332102
Meeting Date:    DEC 16, 2020   Meeting Type:    Annual
Record Date:    OCT 19, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Douglas H. Brooks

    For    For    Management
1.2  

Elect Director Linda A. Goodspeed

    For    For    Management
1.3  

Elect Director Earl G. Graves, Jr.

    For    For    Management
1.4  

Elect Director Enderson Guimaraes

    For    For    Management
1.5  

Elect Director Michael M. Calbert

    For    For    Management
1.6  

Elect Director D. Bryan Jordan

    For    For    Management
1.7  

Elect Director Gale V. King

    For    For    Management
1.8  

Elect Director George R. Mrkonic, Jr.

    For    For    Management
1.9  

Elect Director William C. Rhodes, III

    For    For    Management
1.10  

Elect Director Jill A. Soltau

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AVALARA, INC.

 

Ticker:    AVLR   Security ID:    05338G106
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Marion Foote

    For    Withhold    Management
1.2  

Elect Director Rajeev Singh

    For    Withhold    Management
1.3  

Elect Director Kathleen Zwickert

    For    Withhold    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

AVALONBAY COMMUNITIES, INC.

 

Ticker:    AVB   Security ID:    053484101
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Glyn F. Aeppel

    For    For    Management
1b  

Elect Director Terry S. Brown

    For    For    Management
1c  

Elect Director Alan B. Buckelew

    For    For    Management
1d  

Elect Director Ronald L. Havner, Jr.

    For    For    Management
1e  

Elect Director Stephen P. Hills

    For    For    Management
1f  

Elect Director Christopher B. Howard

    For    For    Management
1g  

Elect Director Richard J. Lieb

    For    For    Management
1h  

Elect Director Nnenna Lynch

    For    For    Management
1i  

Elect Director Timothy J. Naughton

    For    For    Management
1j  

Elect Director Benjamin W. Schall

    For    For    Management
1k  

Elect Director Susan Swanezy

    For    For    Management
1l  

Elect Director W. Edward Walter

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AVERY DENNISON CORPORATION

 

Ticker:    AVY   Security ID:    053611109
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Bradley A. Alford

    For    For    Management
1b  

Elect Director Anthony K. Anderson

    For    For    Management
1c  

Elect Director Mark J. Barrenechea

    For    For    Management
1d  

Elect Director Mitchell R. Butier

    For    For    Management
1e  

Elect Director Ken C. Hicks

    For    For    Management
1f  

Elect Director Andres A. Lopez

    For    For    Management
1g  

Elect Director Patrick T. Siewert

    For    For    Management
1h  

Elect Director Julia A. Stewart

    For    For    Management
1i  

Elect Director Martha N. Sullivan

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

AVIVA PLC

 

Ticker:    AV   Security ID:    G0683Q109
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAY 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Remuneration Policy

    For    For    Management
4  

Approve Climate-Related Financial Disclosure

    For    For    Management
5  

Approve Final Dividend

    For    For    Management
6  

Elect Mohit Joshi as Director

    For    For    Management
7  

Elect Pippa Lambert as Director

    For    For    Management
8  

Elect Jim McConville as Director

    For    For    Management
9  

Re-elect Amanda Blanc as Director

    For    For    Management
10  

Re-elect Patricia Cross as Director

    For    For    Management
11  

Re-elect George Culmer as Director

    For    For    Management
12  

Re-elect Patrick Flynn as Director

    For    For    Management
13  

Re-elect Belen Romana Garcia as Director

    For    For    Management
14  

Re-elect Michael Mire as Director

    For    For    Management
15  

Re-elect Jason Windsor as Director

    For    For    Management
16  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
18  

Authorise UK Political Donations and Expenditure

    For    For    Management
19  

Authorise Issue of Equity

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
22  

Authorise Issue of Equity in Relation to Any Issuance of SII Instruments

    For    For    Management
23  

Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments

    For    For    Management
24  

Approve Annual Bonus Plan

    For    For    Management
25  

Approve Long Term Incentive Plan

    For    For    Management
26  

Approve All-Employee Share Plan

    For    For    Management
27  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
28  

Authorise Market Purchase of 8 3/4 % Preference Shares

    For    For    Management
29  

Authorise Market Purchase of 8 3/8 % Preference Shares

    For    For    Management
30  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AXA SA

 

Ticker:    CS   Security ID:    F06106102
Meeting Date:    APR 29, 2021   Meeting Type:    Annual/Special
Record Date:    APR 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 1.43 per Share

    For    For    Management
4  

Approve Compensation Report of Corporate Officers

    For    For    Management
5  

Approve Compensation of Denis Duverne, Chairman of the Board

    For    For    Management
6  

Approve Compensation of Thomas Buberl, CEO

    For    Against    Management
7  

Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020

    For    For    Management
8  

Approve Remuneration Policy of CEO

    For    For    Management
9  

Approve Remuneration Policy of Chairman of the Board

    For    For    Management
10  

Approve Remuneration Policy of Directors

    For    For    Management
11  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
12  

Reelect Ramon de Oliveira as Director

    For    For    Management
13  

Elect Guillaume Faury as Director

    For    For    Management
14  

Elect Ramon Fernandez as Director

    For    For    Management
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
16  

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

    For    For    Management
17  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions

    For    For    Management
18  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million

    For    For    Management
19  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million

    For    For    Management
20  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

    For    For    Management
21  

Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers

    For    For    Management
22  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
23  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million

    For    For    Management
24  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion

    For    For    Management
25  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
26  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

    For    For    Management
27  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
28  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

AYALA CORPORATION

 

Ticker:    AC   Security ID:    Y0486V115
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Minutes of Previous Meeting

    For    For    Management
2  

Approve Annual Report

    For    For    Management
3  

Ratify Acts of the Board of Directors and Officers

    For    For    Management
4.1  

Elect Jaime Augusto Zobel de Ayala as Director

    For    For    Management
4.2  

Elect Fernando Zobel de Ayala as Director

    For    Against    Management
4.3  

Elect Cezar P. Consing as Director

    For    Against    Management
4.4  

Elect Delfin L. Lazaro as Director

    For    Against    Management
4.5  

Elect Keiichi Matsunaga as Director

    For    Against    Management
4.6  

Elect Rizalina G. Mantaring as Director

    For    For    Management
4.7  

Elect Antonio Jose U. Periquet as Director

    For    For    Management
5  

Elect SyCip Gorres Velayo & Co. as External Auditor and Fix Its Remuneration

    For    For    Management
6  

Approve Other Matters

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AYALA LAND, INC.

 

Ticker:    ALI   Security ID:    Y0488F100
Meeting Date:    APR 21, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Minutes of Previous Meeting

    For    For    Management
2  

Approve Annual Report

    For    For    Management
3  

Ratify Acts of the Board of Directors and Officers

    For    For    Management
4  

Approve Merger of the Company and Cebu Holdings, Inc. and Its Other Subsidiaries

    For    Against    Management
5  

Approve Amendment of the Company’s Employee Stock Ownership Plan

    For    For    Management
6.1  

Elect Fernando Zobel de Ayala as Director

    For    For    Management
6.2  

Elect Jaime Augusto Zobel de Ayala as Director

    For    For    Management
6.3  

Elect Bernard Vincent O. Dy as Director

    For    For    Management
6.4  

Elect Antonino T. Aquino as Director

    For    For    Management
6.5  

Elect Arturo G. Corpuz as Director

    For    For    Management
6.6  

Elect Rizalina G. Mantaring as Director

    For    For    Management
6.7  

Elect Rex Ma. A. Mendoza as Director

    For    For    Management
6.8  

Elect Sherisa P. Nuesa as Director

    For    For    Management
6.9  

Elect Cesar V. Purisima as Director

    For    For    Management
7  

Elect SyCip Gorres Velayo & Co. as Independent Auditor and Fixing of Its Remuneration

    For    For    Management
8  

Approve Other Matters

    For    Against    Management

B2GOLD CORP.    

 

Ticker:    BTO   Security ID:    11777Q209
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual/Special
Record Date:    APR 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Fix Number of Directors at Nine

    For    For    Management
2.1  

Elect Director Kevin Bullock

    For    For    Management
2.2  

Elect Director Robert Cross

    For    For    Management
2.3  

Elect Director Robert Gayton

    For    For    Management
2.4  

Elect Director Clive Johnson

    For    For    Management
2.5  

Elect Director George Johnson

    For    For    Management
2.6  

Elect Director Liane Kelly

    For    For    Management
2.7  

Elect Director Jerry Korpan

    For    For    Management
2.8  

Elect Director Bongani Mtshisi

    For    For    Management
2.9  

Elect Director Robin Weisman

    For    For    Management
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Amend Advance Notice Requirement

    For    For    Management
5  

Re-approve Stock Option Plan

    For    For    Management
6  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BAE SYSTEMS PLC

 

Ticker:    BA   Security ID:    G06940103
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAY 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    Against    Management
3  

Approve Final Dividend

    For    For    Management
4  

Re-elect Thomas Arseneault as Director

    For    For    Management
5  

Re-elect Sir Roger Carr as Director

    For    For    Management
6  

Re-elect Dame Elizabeth Corley as Director

    For    For    Management
7  

Re-elect Bradley Greve as Director

    For    For    Management
8  

Re-elect Jane Griffiths as Director

    For    For    Management
9  

Re-elect Christopher Grigg as Director

    For    For    Management
10  

Re-elect Stephen Pearce as Director

    For    For    Management
11  

Re-elect Nicole Piasecki as Director

    For    For    Management
12  

Re-elect Ian Tyler as Director

    For    For    Management
13  

Re-elect Charles Woodburn as Director

    For    For    Management
14  

Elect Nicholas Anderson as Director

    For    For    Management
15  

Elect Dame Carolyn Fairbairn as Director

    For    For    Management
16  

Reappoint Deloitte LLP as Auditors

    For    For    Management
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
18  

Authorise UK Political Donations and Expenditure

    For    For    Management
19  

Authorise Issue of Equity

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
21  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
23  

Amend Articles of Association

    For    For    Management

BAIDU, INC.

 

Ticker:    BIDU   Security ID:    056752108
Meeting Date:    MAR 01, 2021   Meeting Type:    Special
Record Date:    JAN 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve One-to-Eighty Stock Split

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BAKER HUGHES COMPANY

 

Ticker:    BKR   Security ID:    05722G100
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director W. Geoffrey Beattie

    For    For    Management
1.2  

Elect Director Gregory D. Brenneman

    For    For    Management
1.3  

Elect Director Cynthia B. Carroll

    For    For    Management
1.4  

Elect Director Clarence P. Cazalot, Jr.

    For    For    Management
1.5  

Elect Director Nelda J. Connors

    For    For    Management
1.6  

Elect Director Gregory L. Ebel

    For    For    Management
1.7  

Elect Director Lynn L. Elsenhans

    For    For    Management
1.8  

Elect Director John G. Rice

    For    For    Management
1.9  

Elect Director Lorenzo Simonelli

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Amend Nonqualified Employee Stock Purchase Plan

    For    For    Management
5  

Approve Omnibus Stock Plan

    For    For    Management

BALL CORPORATION

 

Ticker:    BLL   Security ID:    058498106
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director John A. Bryant

    For    Withhold    Management
1.2  

Elect Director Michael J. Cave

    For    Withhold    Management
1.3  

Elect Director Daniel W. Fisher

    For    For    Management
1.4  

Elect Director Pedro Henrique Mariani

    For    Withhold    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BANCO BILBAO VIZCAYA ARGENTARIA SA

 

Ticker:    BBVA   Security ID:    E11805103
Meeting Date:    APR 19, 2021   Meeting Type:    Annual
Record Date:    APR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve Consolidated and Standalone Financial Statements

    For    For    Management
1.2  

Approve Non-Financial Information Statement

    For    For    Management
1.3  

Approve Treatment of Net Loss

    For    For    Management
1.4  

Approve Discharge of Board

    For    For    Management
2.1  

Reelect Jose Miguel Andres Torrecillas as Director

    For    For    Management
2.2  

Reelect Jaime Felix Caruana Lacorte as Director

    For    For    Management
2.3  

Reelect Belen Garijo Lopez as Director

    For    For    Management
2.4  

Reelect Jose Maldonado Ramos as Director

    For    For    Management
2.5  

Reelect Ana Cristina Peralta Moreno as Director

    For    For    Management
2.6  

Reelect Juan Pi Llorens as Director

    For    For    Management
2.7  

Reelect Jan Paul Marie Francis Verplancke as Director

    For    For    Management
3  

Approve Dividends

    For    For    Management
4  

Approve Special Dividends

    For    For    Management
5  

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8 Billion

    For    For    Management
6  

Approve Reduction in Share Capital via Amortization of Treasury Shares

    For    For    Management
7  

Approve Remuneration Policy

    For    For    Management
8  

Fix Maximum Variable Compensation Ratio

    For    For    Management
9  

Renew Appointment of KPMG Auditores as Auditor

    For    For    Management
10  

Amend Article 21 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
11  

Amend Article 5 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
12  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management
13  

Advisory Vote on Remuneration Report

    For    For    Management

BANCO SANTANDER SA

 

Ticker:    SAN   Security ID:    E19790109
Meeting Date:    OCT 26, 2020   Meeting Type:    Special
Record Date:    OCT 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income and Dividends

    For    For    Management
2.A  

Fix Number of Directors at 15

    For    For    Management
2.B  

Elect Ramon Martin Chavez Marquez as Director

    For    For    Management
3.A  

Approve Company’s Balance Sheet as of June 30, 2020

    For    For    Management
3.B  

Approve Bonus Share Issue

    For    For    Management
4  

Approve Distribution of Share Issuance Premium

    For    For    Management
5  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BANCO SANTANDER SA

 

Ticker:    SAN   Security ID:    E19790109
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.A  

Approve Consolidated and Standalone Financial Statements

    For    For    Management
1.B  

Approve Non-Financial Information Statement

    For    For    Management
1.C  

Approve Discharge of Board

    For    For    Management
2  

Approve Treatment of Net Loss

    For    For    Management
3.A  

Fix Number of Directors at 15

    For    For    Management
3.B  

Ratify Appointment of and Elect Gina Lorenza Diez Barroso as Director

    For    For    Management
3.C  

Reelect Homaira Akbari as Director

    For    For    Management
3.D  

Reelect Alvaro Antonio Cardoso de Souza as Director

    For    For    Management
3.E  

Reelect Javier Botin-Sanz de Sautuola y O’Shea as Director

    For    For    Management
3.F  

Reelect Ramiro Mato Garcia-Ansorena as Director

    For    For    Management
3.G  

Reelect Bruce Carnegie-Brown as Director

    For    For    Management
4  

Ratify Appointment of PricewaterhouseCoopers as Auditor

    For    For    Management
5.A  

Amend Articles Re: Non-Convertible Debentures

    For    For    Management
5.B  

Amend Article 20 Re: Competences of General Meetings

    For    For    Management
5.C  

Amend Articles Re: Shareholders’ Participation at General Meetings

    For    For    Management
5.D  

Amend Articles Re: Remote Voting

    For    For    Management
6.A  

Amend Article 2 of General Meeting Regulations Re: Issuance of Debentures

    For    For    Management
6.B  

Amend Article 2 of General Meeting Regulations Re: Share-Based Compensation

    For    For    Management
6.C  

Amend Article 8 of General Meeting Regulations Re: Proxy Representation

    For    For    Management
6.D  

Amend Article 20 of General Meeting Regulations Re: Remote Voting

    For    For    Management
6.E  

Amend Article 26 of General Meeting Regulations Re: Publication of Resolutions

    For    For    Management
7  

Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion

    For    For    Management
8  

Approve Remuneration Policy

    For    For    Management
9  

Approve Remuneration of Directors

    For    For    Management
10  

Fix Maximum Variable Compensation Ratio

    For    For    Management
11.A  

Approve Deferred Multiyear Objectives Variable Remuneration Plan

    For    For    Management
11.B  

Approve Deferred and Conditional Variable Remuneration Plan

    For    For    Management
11.C  

Approve Digital Transformation Award

    For    For    Management
11.D  

Approve Buy-out Policy

    For    For    Management
11.E  

Approve Employee Stock Purchase Plan

    For    For    Management
12  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management
13  

Advisory Vote on Remuneration Report

    For    For    Management

BANDAI NAMCO HOLDINGS INC.

 

Ticker:    7832   Security ID:    Y0606D102
Meeting Date:    JUN 21, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 91

    For    For    Management
2.1  

Elect Director Taguchi, Mitsuaki

    For    For    Management
2.2  

Elect Director Kawaguchi, Masaru

    For    For    Management
2.3  

Elect Director Otsu, Shuji

    For    For    Management
2.4  

Elect Director Asako, Yuji

    For    For    Management
2.5  

Elect Director Miyakawa, Yasuo

    For    For    Management
2.6  

Elect Director Kono, Satoshi

    For    For    Management
2.7  

Elect Director Asanuma, Makoto

    For    For    Management
2.8  

Elect Director Kawasaki, Hiroshi

    For    For    Management
2.9  

Elect Director Kawana, Koichi

    For    For    Management
2.10  

Elect Director Kuwabara, Satoko

    For    For    Management
2.11  

Elect Director Noma, Mikiharu

    For    For    Management
2.12  

Elect Director Shimada, Toshio

    For    For    Management
3  

Approve Performance Share Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BANK OF AMERICA CORPORATION

 

Ticker:    BAC   Security ID:    060505104
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sharon L. Allen

    For    For    Management
1b  

Elect Director Susan S. Bies

    For    For    Management
1c  

Elect Director Frank P. Bramble, Sr.

    For    For    Management
1d  

Elect Director Pierre J.P. de Weck

    For    For    Management
1e  

Elect Director Arnold W. Donald

    For    For    Management
1f  

Elect Director Linda P. Hudson

    For    For    Management
1g  

Elect Director Monica C. Lozano

    For    For    Management
1h  

Elect Director Thomas J. May

    For    For    Management
1i  

Elect Director Brian T. Moynihan

    For    For    Management
1j  

Elect Director Lionel L. Nowell, III

    For    For    Management
1k  

Elect Director Denise L. Ramos

    For    For    Management
1l  

Elect Director Clayton S. Rose

    For    For    Management
1m  

Elect Director Michael D. White

    For    For    Management
1n  

Elect Director Thomas D. Woods

    For    For    Management
1o  

Elect Director R. David Yost

    For    For    Management
1p  

Elect Director Maria T. Zuber

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Amend Proxy Access Right

    Against    For    Shareholder
6  

Provide Right to Act by Written Consent

    Against    For    Shareholder
7  

Approve Change in Organizational Form

    Against    Against    Shareholder
8  

Request on Racial Equity Audit

    Against    Against    Shareholder

BANK OF CHINA LIMITED

 

Ticker:    3988   Security ID:    Y0698A107
Meeting Date:    JAN 18, 2021   Meeting Type:    Special
Record Date:    DEC 18, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Zhang Keqiu as Supervisor

    For    For    Management
2  

Approve 2019 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors

    For    For    Management
3  

Approve 2019 Remuneration Distribution Plan for Chairman of the Board of Supervisors and Shareholder Representative Supervisors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BANK OF CHINA LIMITED

 

Ticker:    3988   Security ID:    Y0698A107
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve 2020 Work Report of Board of Directors

    For    For    Management
2  

Approve 2020 Work Report of Board of Supervisors

    For    For    Management
3  

Approve 2020 Annual Financial Report

    For    For    Management
4  

Approve 2020 Profit Distribution Plan

    For    For    Management
5  

Approve 2021 Annual Budget for Fixed Assets Investment

    For    For    Management
6  

Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic and External Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
7  

Approve 2020 Remuneration Distribution Plan of Supervisors

    For    For    Management
8  

Elect Liu Liange as Director

    For    For    Management
9  

Elect Liu Jin as Director

    For    For    Management
10  

Elect Lin Jingzhen as Director

    For    For    Management
11  

Elect Jiang Guohua as Director

    For    For    Management
12  

Approve the Application for Provisional Authorization of Outbound Donations

    For    For    Management
13  

Approve the Bond Issuance Plan

    For    For    Management
14  

Approve the Issuance of Write-down Undated Capital Bonds

    For    For    Management
15  

Approve the Issuance of Qualified Write-down Tier 2 Capital Instruments

    For    For    Management

BANK OF MONTREAL

 

Ticker:    BMO   Security ID:    063671101
Meeting Date:    APR 07, 2021   Meeting Type:    Annual
Record Date:    FEB 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Janice M. Babiak

    For    For    Management
1.2  

Elect Director Sophie Brochu

    For    For    Management
1.3  

Elect Director Craig W. Broderick

    For    For    Management
1.4  

Elect Director George A. Cope

    For    For    Management
1.5  

Elect Director Stephen Dent

    For    For    Management
1.6  

Elect Director Christine A. Edwards

    For    For    Management
1.7  

Elect Director Martin S. Eichenbaum

    For    For    Management
1.8  

Elect Director David E. Harquail

    For    For    Management
1.9  

Elect Director Linda S. Huber

    For    For    Management
1.10  

Elect Director Eric R. La Fleche

    For    For    Management
1.11  

Elect Director Lorraine Mitchelmore

    For    For    Management
1.12  

Elect Director Madhu Ranganathan

    For    For    Management
1.13  

Elect Director Darryl White

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Approve Advisory Vote on Executive Compensation Approach

    For    For    Management
A  

Issue a Report Describing a Clear Plan to Make the Greenhouse Gas Footprint of the Company, Including the Portfolio on Lending Practices, Carbon Neutral

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BANK POLSKA KASA OPIEKI SA

 

Ticker:    PEO   Security ID:    X0R77T117
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    MAY 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Meeting Chairman

    For    For    Management
3  

Acknowledge Proper Convening of Meeting

    None    None    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Receive Management Board Report on Company’s and Group’s Operations

    None    None    Management
6  

Receive Financial Statements

    None    None    Management
7  

Receive Consolidated Financial Statements

    None    None    Management
8  

Receive Management Board Proposal on Allocation of Income

    None    None    Management
9  

Receive Supervisory Board Report

    None    None    Management
10.1  

Approve Management Board Report on Company’s and Group’s Operations

    For    For    Management
10.2  

Approve Financial Statements

    For    For    Management
10.3  

Approve Consolidated Financial Statements

    For    For    Management
10.4  

Approve Allocation of Income and Omission of Dividends

    For    For    Management
10.5  

Approve Supervisory Board Report

    For    For    Management
10.6a  

Approve Discharge of Marek Lusztyn (Deputy CEO)

    For    For    Management
10.6b  

Approve Discharge of Marcin Gadomsk (Deputy CEO)

    For    For    Management
10.6c  

Approve Discharge of Marek Tomczuk (Deputy CEO)

    For    For    Management
10.6d  

Approve Discharge of Grzegorz Olszewski (Management Board Member)

    For    For    Management
10.6e  

Approve Discharge of Jaroslaw Fuchs (Deputy CEO)

    For    For    Management
10.6f  

Approve Discharge of Magdalena Zmitrowicz (Deputy CEO)

    For    For    Management
10.6g  

Approve Discharge of Tomasz Kubiak (Deputy CEO)

    For    For    Management
10.6h  

Approve Discharge of Tomasz Styczynski (Deputy CEO)

    For    For    Management
10.6i  

Approve Discharge of Krzysztof Kozlowski (Deputy CEO)

    For    For    Management
10.6j  

Approve Discharge of Leszek Skiba (Deputy CEO)

    For    For    Management
10.7a  

Approve Discharge of Beata Kozlowska-Chyla (Supervisory Board Chairperson)

    For    For    Management
10.7b  

Approve Discharge of Joanna Dynysiuk (Supervisory Board Deputy Chairman)

    For    For    Management
10.7c  

Approve Discharge of Marcin Eckert (Supervisory Board Deputy Chairman)

    For    For    Management
10.7d  

Approve Discharge of Stanislaw Ryszard Kaczoruk (Supervisory Board Deouty Chairman and Secretary)

    For    For    Management
10.7e  

Approve Discharge of Malgorzata Sadurska (Supervisory Board Member)

    For    For    Management
10.7f  

Approve Discharge of Michal Kaszynski (Supervisory Board Member)

    For    For    Management
10.7g  

Approve Discharge of Justyna Glebikowska-Michalak (Supervisory Board Member)

    For    For    Management
10.7h  

Approve Discharge of Sabina Bigos-Jaworowska (Supervisory Board Member)

    For    For    Management
10.7i  

Approve Discharge of Marian Majcher (Supervisory Board Member)

    For    For    Management
10.7j  

Approve Discharge of Pawel Surowka (Supervisory Board Chairman)

    For    For    Management
10.7k  

Approve Discharge of Pawel Stopczynski (Supervisory Board Secretary)

    For    For    Management
10.7l  

Approve Discharge of Grzegorz Janas (Supervisory Board Chairman)

    For    For    Management
11  

Ratify KPMG as Auditor

    For    For    Management
12  

Adopt Policy on Assessment of Suitability of Management Board Members, Supervisory Board Members and Key Function Holders

    For    For    Management
13  

Approve Remuneration Report

    For    Against    Management
14  

Approve Supervisory Board Report on Remuneration Policy

    For    For    Management
15  

Receive Supervisory Board Report on Company’s Compliance with Corporate Governance Principles for Supervised Institutions

    None    None    Management
16  

Receive Regulations on Supervisory Board

    None    None    Management
17.1  

Amend Statute

    For    For    Management
17.2  

Amend Statute Re: Corporate Purpose

    For    For    Management
17.3  

Amend Statute Re: Corporate Purpose

    For    For    Management
17.4  

Amend Statute Re: Corporate Purpose

    For    For    Management
17.5  

Amend Statute Re: Supervisory Board

    For    For    Management
17.6  

Amend Statute Re: Supervisory Board

    For    For    Management
17.7  

Amend Statute Re: Supervisory Board

    For    For    Management
17.8  

Amend Statute Re: Supervisory Board and Management Board

    For    For    Management
17.9  

Amend Statute Re: Supervisory Board

    For    For    Management
17.10  

Amend Statute Re: Management Board

    For    For    Management
17.11  

Amend Statute Re: Management Board

    For    For    Management
17.12  

Amend Statute Re: Management Board

    For    For    Management
18.1  

Amend Statute

    None    Against    Shareholder
18.2  

Amend Statute Re: Supervisory Board

    None    Against    Shareholder
18.3  

Amend Statute Re: Management Board

    None    Against    Shareholder
19.1  

Recall Supervisory Board Member

    None    Against    Shareholder
19.2  

Elect Supervisory Board Member

    None    Against    Shareholder
20  

Close Meeting

    None    None    Management

BARCLAYS PLC

 

Ticker:    BARC   Security ID:    G08036124
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Elect Julia Wilson as Director

    For    For    Management
4  

Re-elect Mike Ashley as Director

    For    For    Management
5  

Re-elect Tim Breedon as Director

    For    For    Management
6  

Re-elect Mohamed A. El-Erian as Director

    For    For    Management
7  

Re-elect Dawn Fitzpatrick as Director

    For    For    Management
8  

Re-elect Mary Francis as Director

    For    For    Management
9  

Re-elect Crawford Gillies as Director

    For    For    Management
10  

Re-elect Brian Gilvary as Director

    For    For    Management
11  

Re-elect Nigel Higgins as Director

    For    For    Management
12  

Re-elect Tushar Morzaria as Director

    For    For    Management
13  

Re-elect Diane Schueneman as Director

    For    For    Management
14  

Re-elect James Staley as Director

    For    For    Management
15  

Reappoint KPMG LLP as Auditors

    For    For    Management
16  

Authorise the Board Audit Committee to Fix Remuneration of Auditors

    For    For    Management
17  

Authorise UK Political Donations and Expenditure

    For    For    Management
18  

Authorise Issue of Equity

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
21  

Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes

    For    For    Management
22  

Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes

    For    For    Management
23  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
25  

Approve Long Term Incentive Plan

    For    For    Management
26  

Amend Share Value Plan

    For    For    Management
27  

Approve Scrip Dividend Program

    For    For    Management
28  

Adopt New Articles of Association

    For    For    Management
29  

Approve Market Forces Requisitioned Resolution

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BARRATT DEVELOPMENTS PLC

 

Ticker:    BDEV   Security ID:    G08288105
Meeting Date:    OCT 14, 2020   Meeting Type:    Annual
Record Date:    OCT 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Remuneration Policy

    For    For    Management
4  

Re-elect John Allan as Director

    For    For    Management
5  

Re-elect David Thomas as Director

    For    For    Management
6  

Re-elect Steven Boyes as Director

    For    For    Management
7  

Re-elect Jessica White as Director

    For    For    Management
8  

Re-elect Richard Akers as Director

    For    For    Management
9  

Re-elect Nina Bibby as Director

    For    For    Management
10  

Re-elect Jock Lennox as Director

    For    For    Management
11  

Re-elect Sharon White as Director

    For    For    Management
12  

Reappoint Deloitte LLP as Auditors

    For    For    Management
13  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
14  

Authorise EU Political Donations and Expenditure

    For    For    Management
15  

Authorise Issue of Equity

    For    For    Management
16  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
17  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
18  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
19  

Adopt New Articles of Association

    For    For    Management

BARRICK GOLD CORPORATION

 

Ticker:    GOLD   Security ID:    067901108
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual/Special
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director D. Mark Bristow

    For    For    Management
1.2  

Elect Director Gustavo A. Cisneros

    For    For    Management
1.3  

Elect Director Christopher L. Coleman

    For    For    Management
1.4  

Elect Director J. Michael Evans

    For    For    Management
1.5  

Elect Director Brian L. Greenspun

    For    For    Management
1.6  

Elect Director J. Brett Harvey

    For    For    Management
1.7  

Elect Director Anne N. Kabagambe

    For    For    Management
1.8  

Elect Director Andrew J. Quinn

    For    For    Management
1.9  

Elect Director M. Loreto Silva

    For    For    Management
1.10  

Elect Director John L. Thornton

    For    For    Management
2  

Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

Approve Reduction in Stated Capital

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BASF SE    

 

Ticker:    BAS   Security ID:    D06216317
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 3.30 per Share

    For    For    Management
3  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
5  

Ratify KPMG AG as Auditors for Fiscal Year 2021

    For    For    Management
6  

Elect Liming Chen to the Supervisory Board

    For    For    Management

BAUSCH HEALTH COMPANIES INC.

 

Ticker:    BHC   Security ID:    071734107
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Richard U. De Schutter

    For    For    Management
1b  

Elect Director D. Robert Hale

    For    For    Management
1c  

Elect Director Brett Icahn

    For    For    Management
1d  

Elect Director Argeris (Jerry) N. Karabelas

    For    For    Management
1e  

Elect Director Sarah B. Kavanagh

    For    For    Management
1f  

Elect Director Steven D. Miller

    For    For    Management
1g  

Elect Director Joseph C. Papa

    For    For    Management
1h  

Elect Director John A. Paulson

    For    For    Management
1i  

Elect Director Robert N. Power

    For    For    Management
1j  

Elect Director Russel C. Robertson

    For    For    Management
1k  

Elect Director Thomas W. Ross, Sr.

    For    For    Management
1l  

Elect Director Andrew C. von Eschenbach

    For    For    Management
1m  

Elect Director Amy B. Wechsler

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BAXTER INTERNATIONAL INC.

 

Ticker:    BAX   Security ID:    071813109
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jose (Joe) E. Almeida

    For    For    Management
1b  

Elect Director Thomas F. Chen

    For    For    Management
1c  

Elect Director John D. Forsyth

    For    For    Management
1d  

Elect Director Peter S. Hellman

    For    For    Management
1e  

Elect Director Michael F. Mahoney

    For    For    Management
1f  

Elect Director Patricia B. Morrison

    For    For    Management
1g  

Elect Director Stephen N. Oesterle

    For    For    Management
1h  

Elect Director Cathy R. Smith

    For    For    Management
1i  

Elect Director Thomas T. Stallkamp

    For    For    Management
1j  

Elect Director Albert P.L. Stroucken

    For    For    Management
1k  

Elect Director Amy A. Wendell

    For    For    Management
1l  

Elect Director David S. Wilkes

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
6  

Provide Right to Act by Written Consent

    Against    For    Shareholder
7  

Require Independent Board Chair

    Against    Against    Shareholder

BAYER AG

 

Ticker:    BAYN   Security ID:    D0712D163
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020

    For    For    Management
2  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
3  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
4.1  

Elect Fei-Fei Li to the Supervisory Board

    For    For    Management
4.2  

Elect Alberto Weisser to the Supervisory Board

    For    For    Management
5  

Approve Remuneration of Supervisory Board

    For    For    Management
6  

Ratify Deloitte GmbH as Auditors for Fiscal Year 2021

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BAYERISCHE MOTOREN WERKE AG

 

Ticker:    BMW   Security ID:    D12096109
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 1.90 per Ordinary Share and EUR 1.92 per Preferred Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021

    For    For    Management
6.1  

Elect Marc Bitzer to the Supervisory Board

    For    For    Management
6.2  

Elect Rachel Empey to the Supervisory Board

    For    For    Management
6.3  

Elect Christoph Schmidt to the Supervisory Board

    For    For    Management
7  

Approve Remuneration Policy

    For    For    Management
8  

Approve Remuneration of Supervisory Board

    For    For    Management
9.1  

Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission

    For    For    Management
9.2  

Amend Articles Re: Proof of Entitlement

    For    For    Management
9.3  

Amend Articles Re: Participation and Voting Rights

    For    For    Management
10  

Amend Affiliation Agreement with BMW Bank GmbH

    For    For    Management

BECTON, DICKINSON AND COMPANY

 

Ticker:    BDX   Security ID:    075887109
Meeting Date:    JAN 26, 2021   Meeting Type:    Annual
Record Date:    DEC 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Catherine M. Burzik

    For    For    Management
1b  

Elect Director R. Andrew Eckert

    For    For    Management
1c  

Elect Director Vincent A. Forlenza

    For    For    Management
1d  

Elect Director Claire M. Fraser

    For    For    Management
1e  

Elect Director Jeffrey W. Henderson

    For    For    Management
1f  

Elect Director Christopher Jones

    For    For    Management
1g  

Elect Director Marshall O. Larsen

    For    For    Management
1h  

Elect Director David F. Melcher

    For    For    Management
1i  

Elect Director Thomas E. Polen

    For    For    Management
1j  

Elect Director Claire Pomeroy

    For    For    Management
1k  

Elect Director Rebecca W. Rimel

    For    For    Management
1l  

Elect Director Timothy M. Ring

    For    For    Management
1m  

Elect Director Bertram L. Scott

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BEIERSDORF AG

 

Ticker:    BEI   Security ID:    D08792109
Meeting Date:    APR 01, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.70 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021

    For    For    Management
6  

Approve Remuneration Policy

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management

BEIGENE, LTD.

 

Ticker:    6160   Security ID:    07725L102
Meeting Date:    NOV 20, 2020   Meeting Type:    Special
Record Date:    SEP 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Grant of Option to Acquire Shares Pursuant to the Share Purchase Agreement

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BEIGENE, LTD.

 

Ticker:    6160   Security ID:    07725L102
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Director Donald W. Glazer

    For    For    Management
2  

Elect Director Michael Goller

    For    For    Management
3  

Elect Director Thomas Malley

    For    For    Management
4  

Elect Director Corazon (Corsee) D. Sanders

    For    For    Management
5  

Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors

    For    For    Management
6  

Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares

    For    For    Management
7  

Approve Connected Person Placing Authorization I

    For    For    Management
8  

Approve Connected Person Placing Authorization IA

    For    For    Management
9  

Approve Connected Person Placing Authorization II

    For    For    Management
10  

Approve Connected Person Placing Authorization IIA

    For    For    Management
11  

Approve Direct Purchase Option

    For    For    Management
12  

Approve Grant of Restricted Shares Unit to John V. Oyler

    For    Against    Management
13  

Approve Grant of Restricted Shares Unit to Xiaodong Wang

    For    Against    Management
14  

Approve Grant of Restricted Shares Unit to Other Non-Executive and Independent Non-Executive Directors

    For    Against    Management
15  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
16  

Amend Articles

    For    For    Management
17  

Adjourn Meeting

    For    Against    Management

BEIJING ENTERPRISES HOLDINGS LIMITED

 

Ticker:    392   Security ID:    Y07702122
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    JUN 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3.1  

Elect Zhao Xiaodong as Director

    For    For    Management
3.2  

Elect Dai Xiaofeng as Director

    For    For    Management
3.3  

Elect Xiong Bin as Director

    For    For    Management
3.4  

Elect Tam Chun Fai as Director

    For    For    Management
3.5  

Elect Yu Sun Say as Director

    For    For    Management
3.6  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Authorize Repurchase of Issued Share Capital

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BERKSHIRE HATHAWAY INC.

 

Ticker:    BRK.B   Security ID:    084670702
Meeting Date:    MAY 01, 2021   Meeting Type:    Annual
Record Date:    MAR 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Warren E. Buffett

    For    For    Management
1.2  

Elect Director Charles T. Munger

    For    For    Management
1.3  

Elect Director Gregory E. Abel

    For    For    Management
1.4  

Elect Director Howard G. Buffett

    For    For    Management
1.5  

Elect Director Stephen B. Burke

    For    For    Management
1.6  

Elect Director Kenneth I. Chenault

    For    For    Management
1.7  

Elect Director Susan L. Decker

    For    Withhold    Management
1.8  

Elect Director David S. Gottesman

    For    Withhold    Management
1.9  

Elect Director Charlotte Guyman

    For    For    Management
1.10  

Elect Director Ajit Jain

    For    For    Management
1.11  

Elect Director Thomas S. Murphy

    For    For    Management
1.12  

Elect Director Ronald L. Olson

    For    For    Management
1.13  

Elect Director Walter Scott, Jr.

    For    Withhold    Management
1.14  

Elect Director Meryl B. Witmer

    For    Withhold    Management
2  

Report on Climate-Related Risks and Opportunities

    Against    For    Shareholder
3  

Publish Annually a Report Assessing Diversity and Inclusion Efforts

    Against    For    Shareholder

BEST BUY CO., INC.

 

Ticker:    BBY   Security ID:    086516101
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Corie S. Barry

    For    For    Management
1b  

Elect Director Lisa M. Caputo

    For    For    Management
1c  

Elect Director J. Patrick Doyle

    For    For    Management
1d  

Elect Director David W. Kenny

    For    For    Management
1e  

Elect Director Mario J. Marte

    For    For    Management
1f  

Elect Director Karen A. McLoughlin

    For    For    Management
1g  

Elect Director Thomas L. “Tommy” Millner

    For    For    Management
1h  

Elect Director Claudia F. Munce

    For    For    Management
1i  

Elect Director Richelle P. Parham

    For    For    Management
1j  

Elect Director Steven E. Rendle

    For    For    Management
1k  

Elect Director Eugene A. Woods

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BHP GROUP LIMITED

 

Ticker:    BHP   Security ID:    Q1498M100
Meeting Date:    OCT 14, 2020   Meeting Type:    Annual
Record Date:    OCT 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Appoint Ernst & Young as Auditor of the Company

    For    For    Management
3  

Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors

    For    For    Management
4  

Approve General Authority to Issue Shares in BHP Group Plc

    For    For    Management
5  

Approve General Authority to Issue Shares in BHP Group Plc for Cash

    For    For    Management
6  

Approve the Repurchase of Shares in BHP Group Plc

    For    For    Management
7  

Approve Remuneration Report for UK Law Purposes

    For    For    Management
8  

Approve Remuneration Report for Australian Law Purposes

    For    For    Management
9  

Approve Grant of Awards to Mike Henry

    For    For    Management
10  

Approve Leaving Entitlements

    For    For    Management
11  

Elect Xiaoqun Clever as Director

    For    For    Management
12  

Elect Gary Goldberg as Director

    For    For    Management
13  

Elect Mike Henry as Director

    For    For    Management
14  

Elect Christine O’Reilly as Director

    For    For    Management
15  

Elect Dion Weisler as Director

    For    For    Management
16  

Elect Terry Bowen as Director

    For    For    Management
17  

Elect Malcolm Broomhead as Director

    For    For    Management
18  

Elect Ian Cockerill as Director

    For    For    Management
19  

Elect Anita Frew as Director

    For    For    Management
20  

Elect Susan Kilsby as Director

    For    For    Management
21  

Elect John Mogford as Director

    For    For    Management
22  

Elect Ken MacKenzie as Director

    For    For    Management
23  

Amend Constitution of BHP Group Limited

    Against    Against    Shareholder
24  

Adopt Interim Cultural Heritage Protection Measures

    Against    Against    Shareholder
25  

Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals

    Against    Against    Shareholder

BHP GROUP PLC

 

Ticker:    BHP   Security ID:    G10877127
Meeting Date:    OCT 15, 2020   Meeting Type:    Annual
Record Date:    OCT 13, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
3  

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

    For    For    Management
4  

Authorise Issue of Equity

    For    For    Management
5  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
6  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
7  

Approve Remuneration Report for UK Law Purposes

    For    For    Management
8  

Approve Remuneration Report for Australian Law Purposes

    For    For    Management
9  

Approve Grant of Awards under the Group’s Incentive Plans to Mike Henry

    For    For    Management
10  

Approve Leaving Entitlements

    For    For    Management
11  

Elect Xiaoqun Clever as Director

    For    For    Management
12  

Elect Gary Goldberg as Director

    For    For    Management
13  

Elect Mike Henry as Director

    For    For    Management
14  

Elect Christine O’Reilly as Director

    For    For    Management
15  

Elect Dion Weisler as Director

    For    For    Management
16  

Re-elect Terry Bowen as Director

    For    For    Management
17  

Re-elect Malcolm Broomhead as Director

    For    For    Management
18  

Re-elect Ian Cockerill as Director

    For    For    Management
19  

Re-elect Anita Frew as Director

    For    For    Management
20  

Re-elect Susan Kilsby as Director

    For    For    Management
21  

Re-elect John Mogford as Director

    For    For    Management
22  

Re-elect Ken MacKenzie as Director

    For    For    Management
23  

Amend Constitution of BHP Group Limited

    Against    Against    Shareholder
24  

Adopt Interim Cultural Heritage Protection Measures

    Against    Against    Shareholder
25  

Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BIOGEN INC.

 

Ticker:    BIIB   Security ID:    09062X103
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Alexander J. Denner

    For    For    Management
1b  

Elect Director Caroline D. Dorsa

    For    For    Management
1c  

Elect Director Maria C. Freire

    For    For    Management
1d  

Elect Director William A. Hawkins

    For    For    Management
1e  

Elect Director William D. Jones

    For    For    Management
1f  

Elect Director Nancy L. Leaming

    For    For    Management
1g  

Elect Director Jesus B. Mantas

    For    For    Management
1h  

Elect Director Richard C. Mulligan

    For    For    Management
1i  

Elect Director Stelios Papadopoulos

    For    For    Management
1j  

Elect Director Brian S. Posner

    For    For    Management
1k  

Elect Director Eric K. Rowinsky

    For    For    Management
1l  

Elect Director Stephen A. Sherwin

    For    For    Management
1m  

Elect Director Michel Vounatsos

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Amend Certificate of Incorporation to Add Federal Forum Selection Provision

    For    For    Management
5  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
6  

Report on Gender Pay Gap

    Against    Against    Shareholder

BIOMARIN PHARMACEUTICAL INC.

 

Ticker:    BMRN   Security ID:    09061G101
Meeting Date:    MAY 25, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Jean-Jacques Bienaime

    For    For    Management
1.2  

Elect Director Elizabeth McKee Anderson

    For    For    Management
1.3  

Elect Director Willard Dere

    For    For    Management
1.4  

Elect Director Michael Grey

    For    Withhold    Management
1.5  

Elect Director Elaine J. Heron

    For    For    Management
1.6  

Elect Director Maykin Ho

    For    For    Management
1.7  

Elect Director Robert J. Hombach

    For    For    Management
1.8  

Elect Director V. Bryan Lawlis

    For    For    Management
1.9  

Elect Director Richard A. Meier

    For    For    Management
1.10  

Elect Director David E.I. Pyott

    For    For    Management
1.11  

Elect Director Dennis J. Slamon

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BLACKROCK, INC.

 

Ticker:    BLK   Security ID:    09247X101
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Bader M. Alsaad

    For    For    Management
1b  

Elect Director Pamela Daley

    For    For    Management
1c  

Elect Director Jessica P. Einhorn

    For    For    Management
1d  

Elect Director Laurence D. Fink

    For    For    Management
1e  

Elect Director William E. Ford

    For    For    Management
1f  

Elect Director Fabrizio Freda

    For    For    Management
1g  

Elect Director Murry S. Gerber

    For    For    Management
1h  

Elect Director Margaret ‘Peggy’ L. Johnson

    For    For    Management
1i  

Elect Director Robert S. Kapito

    For    For    Management
1j  

Elect Director Cheryl D. Mills

    For    For    Management
1k  

Elect Director Gordon M. Nixon

    For    For    Management
1l  

Elect Director Charles H. Robbins

    For    For    Management
1m  

Elect Director Marco Antonio Slim Domit

    For    For    Management
1n  

Elect Director Hans E. Vestberg

    For    For    Management
1o  

Elect Director Susan L. Wagner

    For    For    Management
1p  

Elect Director Mark Wilson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte LLP as Auditors

    For    For    Management
4a  

Provide Right to Call Special Meeting

    For    For    Management
4b  

Eliminate Supermajority Vote Requirement

    For    For    Management
4c  

Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions

    For    For    Management
5  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder

BNP PARIBAS SA

 

Ticker:    BNP   Security ID:    F1058Q238
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 1.11 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions

    For    For    Management
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
6  

Reelect Pierre Andre de Chalendar as Director

    For    For    Management
7  

Reelect Rajna Gibson Brandon as Director

    For    For    Management
8  

Elect Christian Noyer as Director

    For    For    Management
9  

Elect Juliette Brisac as Representative of Employee Shareholders to the Board

    For    For    Management
A  

Elect Isabelle Coron as Representative of Employee Shareholders to the Board

    Against    Against    Management
B  

Elect Cecile Besse Advani as Representative of Employee Shareholders to the Board

    Against    Against    Management
C  

Elect Dominique Potier as Representative of Employee Shareholders to the Board

    Against    Against    Management
10  

Approve Remuneration Policy of Directors

    For    For    Management
11  

Approve Remuneration Policy of Chairman of the Board

    For    For    Management
12  

Approve Remuneration Policy of CEO and Vice-CEO

    For    For    Management
13  

Approve Compensation of Corporate Officers

    For    For    Management
14  

Approve Compensation of Jean Lemierre, Chairman of the Board

    For    For    Management
15  

Approve Compensation of Jean-Laurent Bonnafe, CEO

    For    For    Management
16  

Approve Compensation of Philippe Bordenave, Vice-CEO

    For    For    Management
17  

Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers

    For    For    Management
18  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million

    For    For    Management
19  

Set Limit for the Variable Remuneration of Executives and Specific Employees

    For    For    Management
20  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
21  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BOC HONG KONG (HOLDINGS) LIMITED

 

Ticker:    2388   Security ID:    Y0920U103
Meeting Date:    MAY 17, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Lin Jingzhen as Director

    For    For    Management
3b  

Elect Choi Koon Shum as Director

    For    For    Management
3c  

Elect Law Yee Kwan Quinn as Director

    For    For    Management
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management
8  

Adopt New Articles of Association

    For    For    Management

BOLIDEN AB

 

Ticker:    BOL   Security ID:    W17218152
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2.1  

Designate Jan Andersson as Inspector of Minutes of Meeting

    For    For    Management
2.2  

Designate Anders Oscarsson as Inspector of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Allocation of Income and Dividends of SEK 8.25 Per Share

    For    For    Management
9.1  

Approve Discharge of Helene Bistrom

    For    For    Management
9.2  

Approve Discharge of Tom Erixon

    For    For    Management
9.3  

Approve Discharge of Michael G:son Low

    For    For    Management
9.4  

Approve Discharge of Perttu Louhiluoto

    For    For    Management
9.5  

Approve Discharge of Elisabeth Nilsson

    For    For    Management
9.6  

Approve Discharge of Pia Rudengren

    For    For    Management
9.7  

Approve Discharge of Board Chairman Anders Ullberg

    For    For    Management
9.8  

Approve Discharge of President Mikael Staffas

    For    For    Management
9.9  

Approve Discharge of Marie Berglund

    For    For    Management
9.10  

Approve Discharge of Employee Representative Marie Holmberg

    For    For    Management
9.11  

Approve Discharge of Employee Representative Kenneth Stahl

    For    For    Management
9.12  

Approve Discharge of Employee Representative Cathrin Oderyd

    For    For    Management
10.1  

Determine Number of Directors (8) and Deputy Directors (0) of Board

    For    For    Management
10.2  

Determine Number of Auditors (1)

    For    For    Management
11  

Approve Remuneration of Directors in the Amount of SEK 1.83 Million for Chairman and SEK 610,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
12a  

Reelect Helene Bistrom as Director

    For    For    Management
12b  

Reelect Michael G:son Low as Director

    For    For    Management
12c  

Elect Per Lindberg as New Director

    For    For    Management
12d  

Reelect Perttu Louhiluoto as Director

    For    For    Management
12e  

Reelect Elisabeth Nilsson as Director

    For    For    Management
12f  

Reelect Pia Rudengren as Director

    For    For    Management
12g  

Elect Karl-Henrik Sundstrom as New Director

    For    For    Management
12h  

Reelect Anders Ullberg as Director

    For    For    Management
12i  

Reelect Anders Ullberg as Board Chairman

    For    For    Management
13  

Approve Remuneration of Auditors

    For    For    Management
14  

Ratify Deloitte as Auditors

    For    For    Management
15  

Approve Remuneration Report

    For    For    Management
16.1  

Elect Jan Andersson as Member of Nominating Committee

    For    For    Management
16.2  

Elect Lars-Erik Forsgardh as Member of Nominating Committee

    For    For    Management
16.3  

Elect Ola Peter Gjessing as Member of Nominating Committee

    For    For    Management
16.4  

Elect Lilian Fossum Biner as Member of Nominating Committee

    For    For    Management
16.5  

Elect Anders Ullberg as Member of Nominating Committee

    For    For    Management
17  

Amend Articles Re: Editorial Changes; Participation at General Meeting; Location of General Meeting; Postal Voting

    For    For    Management
18  

Approve 2:1 Stock Split; Approve SEK 289.46 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 289.46 Million for Bonus Issue

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BOOKING HOLDINGS INC.

 

Ticker:    BKNG   Security ID:    09857L108
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Timothy M. Armstrong    For    For    Management
1.2   Elect Director Glenn D. Fogel    For    For    Management
1.3   Elect Director Mirian M. Graddick-Weir    For    For    Management
1.4   Elect Director Wei Hopeman    For    For    Management
1.5   Elect Director Robert J. Mylod, Jr.    For    For    Management
1.6   Elect Director Charles H. Noski    For    For    Management
1.7   Elect Director Nicholas J. Read    For    For    Management
1.8   Elect Director Thomas E. Rothman    For    For    Management
1.9   Elect Director Bob van Dijk    For    For    Management
1.10   Elect Director Lynn M. Vojvodich    For    For    Management
1.11   Elect Director Vanessa A. Wittman    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Amend Omnibus Stock Plan    For    For    Management
4   Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5   Provide Right to Act by Written Consent    For    For    Management
6   Provide Right to Act by Written Consent    Against    For    Shareholder
7   Report on Annual Climate Transition    Against    For    Shareholder
8   Annual Investor Advisory Vote on Climate Plan    Against    For    Shareholder

BOSTON PROPERTIES, INC.

 

Ticker:    BXP   Security ID:    101121101
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Joel I. Klein    For    For    Management
1b   Elect Director Kelly A. Ayotte    For    For    Management
1c   Elect Director Bruce W. Duncan    For    For    Management
1d   Elect Director Karen E. Dykstra    For    For    Management
1e   Elect Director Carol B. Einiger    For    For    Management
1f   Elect Director Diane J. Hoskins    For    For    Management
1g   Elect Director Douglas T. Linde    For    For    Management
1h   Elect Director Matthew J. Lustig    For    For    Management
1i   Elect Director Owen D. Thomas    For    For    Management
1j   Elect Director David A. Twardock    For    For    Management
1k   Elect Director William H. Walton, III    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Approve Omnibus Stock Plan    For    For    Management
4   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BOSTON SCIENTIFIC CORPORATION

 

Ticker:    BSX   Security ID:    101137107
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Nelda J. Connors    For    For    Management
1b   Elect Director Charles J. Dockendorff    For    For    Management
1c   Elect Director Yoshiaki Fujimori    For    For    Management
1d   Elect Director Donna A. James    For    For    Management
1e   Elect Director Edward J. Ludwig    For    For    Management
1f   Elect Director Michael F. Mahoney    For    For    Management
1g   Elect Director David J. Roux    For    For    Management
1h   Elect Director John E. Sununu    For    For    Management
1i   Elect Director Ellen M. Zane    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Ernst & Young LLP as Auditors    For    For    Management
4   Report on Non-Management Employee Representation on the Board of Directors    Against    Against    Shareholder

BOUYGUES SA

 

Ticker:    EN   Security ID:    F11487125
Meeting Date:    SEP 04, 2020   Meeting Type:    Special
Record Date:    SEP 02, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Dividends of EUR 1.70 per Share    For    For    Management
2   Approve Remuneration Policy of Corporate Officers    For    Against    Management
3   Authorize Filing of Required Documents/Other Formalities    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BOUYGUES SA

 

Ticker:    EN   Security ID:    F11487125
Meeting Date:    APR 22, 2021   Meeting Type:    Annual/Special
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 1.70 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions

    For    Against    Management
5  

Approve Remuneration Policy of Executive Corporate Officers

    For    For    Management
6  

Approve Remuneration Policy of Directors

    For    For    Management
7  

Approve Compensation Report of Corporate Officers

    For    For    Management
8  

Approve Compensation of Martin Bouygues, Chairman and CEO

    For    Against    Management
9  

Approve Compensation of Olivier Bouygues, Vice-CEO

    For    Against    Management
10  

Approve Compensation of Philippe Marien, Vice-CEO

    For    For    Management
11  

Approve Compensation of Olivier Roussat, Vice-CEO

    For    Against    Management
12  

Reelect Martin Bouygues as Director

    For    For    Management
13  

Elect Pascaline de Dreuzy as Director

    For    For    Management
14  

Renew Appointment of Ernst & Young Audit as Auditor

    For    For    Management
15  

Authorize Repurchase of Up to 5 Percent of Issued Share Capital

    For    Against    Management
16  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
17  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million

    For    Against    Management
18  

Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value

    For    For    Management
19  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million

    For    Against    Management
20  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 75 Million

    For    Against    Management
21  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

    For    Against    Management
22  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

    For    Against    Management
23  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    Against    Management
24  

Authorize Capital Increase of Up to EUR 85 Million for Future Exchange Offers

    For    Against    Management
25  

Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for up to EUR 85 Million

    For    Against    Management
26  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
27  

Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans

    For    Against    Management
28  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

    For    Against    Management
29  

Authorize up to 0.125 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Retirement

    For    For    Management
30  

Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer

    For    Against    Management
31  

Amend Article 13 of Bylaws Re: Chairman’s Age Limit

    For    For    Management
32  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

BP PLC

 

Ticker:    BP   Security ID:    G12793108
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3.a  

Elect Murray Auchincloss as Director

    For    For    Management
3.b  

Elect Tushar Morzaria as Director

    For    For    Management
3.c  

Elect Karen Richardson as Director

    For    For    Management
3.d  

Elect Dr Johannes Teyssen as Director

    For    For    Management
3.e  

Re-elect Bernard Looney as Director

    For    For    Management
3.f  

Re-elect Pamela Daley as Director

    For    For    Management
3.g  

Re-elect Helge Lund as Director

    For    For    Management
3.h  

Re-elect Melody Meyer as Director

    For    For    Management
3.i  

Re-elect Paula Reynolds as Director

    For    For    Management
3.j  

Re-elect Sir John Sawers as Director

    For    For    Management
4  

Reappoint Deloitte LLP as Auditors

    For    For    Management
5  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
6  

Authorise UK Political Donations and Expenditure

    For    For    Management
7  

Approve Scrip Dividend Programme

    For    For    Management
8  

Authorise Issue of Equity

    For    For    Management
9  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
10  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
11  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
12  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
13  

Approve Shareholder Resolution on Climate Change Targets

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BRAMBLES LIMITED

 

Ticker:    BXB   Security ID:    Q6634U106
Meeting Date:    OCT 08, 2020   Meeting Type:    Annual
Record Date:    OCT 06, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2  

Approve Remuneration Report

    For    For    Management
3  

Elect John Patrick Mullen as Director

    For    For    Management
4  

Elect Nora Lia Scheinkestel as Director

    For    For    Management
5  

Elect Kenneth Stanley McCall as Director

    For    For    Management
6  

Elect Tahira Hassan as Director

    For    For    Management
7  

Elect Nessa O’Sullivan as Director

    For    For    Management
8  

Approve Brambles Limited MyShare Plan

    For    For    Management
9  

Approve Participation of Graham Chipchase in the Performance Share Plan

    For    For    Management
10  

Approve Participation of Nessa O’Sullivan in the Performance Share Plan

    For    For    Management
11  

Approve Participation of Nessa O’Sullivan in the MyShare Plan

    For    For    Management
12  

Approve Extension of On-Market Share Buy-Backs

    For    For    Management

BRENNTAG SE

 

Ticker:    BNR   Security ID:    D12459117
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 1.35 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021

    For    For    Management
6  

Approve Remuneration Policy for the Management Board

    For    For    Management
7.1  

Approve Remuneration of Supervisory Board

    For    For    Management
7.2  

Approve Remuneration Policy for the Supervisory Board

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BRIDGESTONE CORP.

 

Ticker:    5108   Security ID:    J04578126
Meeting Date:    MAR 26, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 60

    For    For    Management
2  

Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings

    For    For    Management
3.1  

Elect Director Ishibashi, Shuichi

    For    For    Management
3.2  

Elect Director Higashi, Masahiro

    For    For    Management
3.3  

Elect Director Scott Trevor Davis

    For    For    Management
3.4  

Elect Director Okina, Yuri

    For    For    Management
3.5  

Elect Director Masuda, Kenichi

    For    For    Management
3.6  

Elect Director Yamamoto, Kenzo

    For    For    Management
3.7  

Elect Director Terui, Keiko

    For    For    Management
3.8  

Elect Director Sasa, Seiichi

    For    For    Management
3.9  

Elect Director Shiba, Yojiro

    For    For    Management
3.10  

Elect Director Suzuki, Yoko

    For    For    Management
3.11  

Elect Director Hara, Hideo

    For    For    Management
3.12  

Elect Director Yoshimi, Tsuyoshi

    For    For    Management

BRISTOL-MYERS SQUIBB COMPANY

 

Ticker:    BMY   Security ID:    110122108
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Peter J. Arduini

    For    For    Management
1B  

Elect Director Michael W. Bonney

    For    For    Management
1C  

Elect Director Giovanni Caforio

    For    For    Management
1D  

Elect Director Julia A. Haller

    For    For    Management
1E  

Elect Director Paula A. Price

    For    For    Management
1F  

Elect Director Derica W. Rice

    For    For    Management
1G  

Elect Director Theodore R. Samuels

    For    For    Management
1H  

Elect Director Gerald L. Storch

    For    For    Management
1I  

Elect Director Karen H. Vousden

    For    For    Management
1J  

Elect Director Phyllis R. Yale

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
5  

Reduce Ownership Threshold for Special Shareholder Meetings to 15%

    For    For    Management
6  

Require Independent Board Chair

    Against    For    Shareholder
7  

Provide Right to Act by Written Consent

    Against    For    Shareholder
8  

Reduce Ownership Threshold for Special Shareholder Meetings to 10%

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BRITISH AMERICAN TOBACCO PLC

 

Ticker:    BATS   Security ID:    G1510J102
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Remuneration Report    For    Against    Management
3   Reappoint KPMG LLP as Auditors    For    For    Management
4   Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
5   Re-elect Luc Jobin as Director    For    For    Management
6   Re-elect Jack Bowles as Director    For    For    Management
7   Re-elect Tadeu Marroco as Director    For    For    Management
8   Re-elect Sue Farr as Director    For    For    Management
9   Re-elect Jeremy Fowden as Director    For    Abstain    Management
10   Re-elect Dr Marion Helmes as Director    For    For    Management
11   Re-elect Holly Keller Koeppel as Director    For    For    Management
12   Re-elect Savio Kwan as Director    For    For    Management
13   Re-elect Dimitri Panayotopoulos as Director    For    For    Management
14   Elect Karen Guerra as Director    For    For    Management
15   Elect Darrell Thomas as Director    For    For    Management
16   Authorise Issue of Equity    For    For    Management
17   Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
18   Authorise Market Purchase of Ordinary Shares    For    For    Management
19   Authorise UK Political Donations and Expenditure    For    For    Management
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

BROADCOM INC.

 

Ticker:    AVGO   Security ID:    11135F101
Meeting Date:    APR 05, 2021   Meeting Type:    Annual
Record Date:    FEB 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Diane M. Bryant    For    For    Management
1b   Elect Director Gayla J. Delly    For    For    Management
1c   Elect Director Raul J. Fernandez    For    For    Management
1d   Elect Director Eddy W. Hartenstein    For    For    Management
1e   Elect Director Check Kian Low    For    For    Management
1f   Elect Director Justine F. Page    For    For    Management
1g   Elect Director Henry Samueli    For    For    Management
1h   Elect Director Hock E. Tan    For    For    Management
1i   Elect Director Harry L. You    For    For    Management
2   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3   Amend Omnibus Stock Plan    For    Against    Management
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BROADRIDGE FINANCIAL SOLUTIONS, INC.

 

Ticker:    BR   Security ID:    11133T103
Meeting Date:    NOV 19, 2020   Meeting Type:    Annual
Record Date:    SEP 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Leslie A. Brun    For    For    Management
1b   Elect Director Pamela L. Carter    For    For    Management
1c   Elect Director Richard J. Daly    For    For    Management
1d   Elect Director Robert N. Duelks    For    For    Management
1e   Elect Director Timothy C. Gokey    For    For    Management
1f   Elect Director Brett A. Keller    For    For    Management
1g   Elect Director Maura A. Markus    For    For    Management
1h   Elect Director Thomas J. Perna    For    For    Management
1i   Elect Director Alan J. Weber    For    For    Management
1j   Elect Director Amit K. Zavery    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4   Report on Political Contributions Disclosure    Against    Against    Shareholder

BROOKFIELD ASSET MANAGEMENT INC.

 

Ticker:    BAM.A   Security ID:    112585104
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director M. Elyse Allan    For    For    Management
1.2   Elect Director Angela F. Braly    For    For    Management
1.3   Elect Director Janice Fukakusa    For    For    Management
1.4   Elect Director Maureen Kempston Darkes    For    For    Management
1.5   Elect Director Frank J. McKenna    For    For    Management
1.6   Elect Director Hutham S. Olayan    For    For    Management
1.7   Elect Director Seek Ngee Huat    For    For    Management
1.8   Elect Director Diana L. Taylor    For    For    Management
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3   Advisory Vote on Executive Compensation Approach    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BT GROUP PLC

 

Ticker:    BT.A   Security ID:    G16612106
Meeting Date:    JUL 16, 2020   Meeting Type:    Annual
Record Date:    JUL 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Remuneration Policy

    For    For    Management
4  

Re-elect Jan du Plessis as Director

    For    For    Management
5  

Re-elect Philip Jansen as Director

    For    For    Management
6  

Re-elect Simon Lowth as Director

    For    For    Management
7  

Re-elect Iain Conn as Director

    For    For    Management
8  

Re-elect Isabel Hudson as Director

    For    For    Management
9  

Re-elect Mike Inglis as Director

    For    For    Management
10  

Re-elect Matthew Key as Director

    For    For    Management
11  

Re-elect Allison Kirkby as Director

    For    For    Management
12  

Elect Adel Al-Saleh as Director

    For    For    Management
13  

Elect Sir Ian Cheshire as Director

    For    For    Management
14  

Elect Leena Nair as Director

    For    For    Management
15  

Elect Sara Weller as Director

    For    For    Management
16  

Reappoint KPMG LLP as Auditors

    For    For    Management
17  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

    For    For    Management
18  

Authorise Issue of Equity

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
21  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
23  

Authorise EU Political Donations and Expenditure

    For    For    Management
24  

Approve Employee Sharesave Plan

    For    For    Management
25  

Approve International Employee Sharesave Plan

    For    For    Management
26  

Approve Employee Stock Purchase Plan

    For    For    Management
27  

Approve Restricted Share Plan

    For    For    Management
28  

Approve Deferred Bonus Plan

    For    For    Management
29  

Adopt New Articles of Association

    For    For    Management

BUNGE LIMITED

 

Ticker:    BG   Security ID:    G16962105
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sheila Bair

    For    For    Management
1b  

Elect Director Carol M. Browner

    For    For    Management
1c  

Elect Director Paul Fribourg

    For    For    Management
1d  

Elect Director J. Erik Fyrwald

    For    For    Management
1e  

Elect Director Gregory A. Heckman

    For    For    Management
1f  

Elect Director Bernardo Hees

    For    For    Management
1g  

Elect Director Kathleen Hyle

    For    For    Management
1h  

Elect Director Henry W. (Jay) Winship

    For    For    Management
1i  

Elect Director Mark N. Zenuk

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Amend Non-Employee Director Omnibus Stock Plan

    For    For    Management
5  

Report on the Soy Supply Chain

    For    For    Shareholder
6  

Adopt Simple Majority Vote

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BUNZL PLC

 

Ticker:    BNZL   Security ID:    G16968110
Meeting Date:    APR 21, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Re-elect Peter Ventress as Director

    For    For    Management
4  

Re-elect Frank van Zanten as Director

    For    For    Management
5  

Re-elect Richard Howes as Director

    For    For    Management
6  

Re-elect Vanda Murray as Director

    For    For    Management
7  

Re-elect Lloyd Pitchford as Director

    For    For    Management
8  

Re-elect Stephan Nanninga as Director

    For    For    Management
9  

Elect Vin Murria as Director

    For    For    Management
10  

Elect Maria Fernanda Mejia as Director

    For    For    Management
11  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
12  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
13  

Approve Remuneration Policy

    For    For    Management
14  

Approve Remuneration Report

    For    For    Management
15  

Amend Long-Term Incentive Plan

    For    For    Management
16  

Approve US Employee Stock Purchase Plan

    For    For    Management
17  

Amend Savings Related Share Option Scheme

    For    For    Management
18  

Authorise Issue of Equity

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
21  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
23  

Adopt New Articles of Association

    For    For    Management

BURBERRY GROUP PLC

 

Ticker:    BRBY   Security ID:    G1700D105
Meeting Date:    JUL 15, 2020   Meeting Type:    Annual
Record Date:    JUL 13, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Policy

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Re-elect Dr Gerry Murphy as Director

    For    For    Management
5  

Re-elect Marco Gobbetti as Director

    For    For    Management
6  

Re-elect Julie Brown as Director

    For    For    Management
7  

Re-elect Fabiola Arredondo as Director

    For    For    Management
8  

Elect Sam Fischer as Director

    For    For    Management
9  

Re-elect Ron Frasch as Director

    For    For    Management
10  

Re-elect Matthew Key as Director

    For    For    Management
11  

Elect Debra Lee as Director

    For    For    Management
12  

Re-elect Dame Carolyn McCall as Director

    For    For    Management
13  

Re-elect Orna NiChionna as Director

    For    For    Management
14  

Appoint Ernst & Young LLP as Auditors

    For    For    Management
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
16  

Approve Burberry Share Plan

    For    For    Management
17  

Authorise EU Political Donations and Expenditure

    For    For    Management
18  

Authorise Issue of Equity

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BURLINGTON STORES, INC.

 

Ticker:    BURL   Security ID:    122017106
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Michael Goodwin    For    For    Management
1.2   Elect Director William P. McNamara    For    For    Management
1.3   Elect Director Michael O’Sullivan    For    For    Management
1.4   Elect Director Jessica Rodriguez    For    For    Management
2   Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Report on Pay Disparity    Against    Against    Shareholder

BYD COMPANY LIMITED

 

Ticker:    1211   Security ID:    Y1023R104
Meeting Date:    DEC 10, 2020   Meeting Type:    Special
Record Date:    DEC 04, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Increase of Shareholders’ Deposits Limit    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BYD COMPANY LIMITED

 

Ticker:    1211   Security ID:    Y1023R104
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    MAY 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve 2020 Report of the Board of Directors

    For    For    Management
2  

Approve 2020 Report of the Supervisory Committee

    For    For    Management
3  

Approve 2020 Audited Financial Statements

    For    For    Management
4  

Approve 2020 Annual Reports and Its Summary

    For    For    Management
5  

Approve 2020 Profit Distribution Plan

    For    For    Management
6  

Approve Ernst & Young Hua Ming LLP as PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration

    For    For    Management
7  

Approve Provision of Guarantee by the Group

    For    Against    Management
8  

Approve Estimated Cap of Ordinary Connected Transactions for the Year 2020

    For    For    Management
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

    For    Against    Management
10  

Approve Issuance by BYD Electronic (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
11  

Approve Provision of Phased Guarantee for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited

    For    For    Management
12  

Approve Increase of Shareholders’ Deposits Limit by the Company

    For    For    Management
13  

Approve Authorization to the Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments

    For    Against    Management

BYD COMPANY LIMITED

 

Ticker:    1211   Security ID:    Y1023R104
Meeting Date:    JUN 16, 2021   Meeting Type:    Extraordinary Shareholders
Record Date:    JUN 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Spin-off and Listing of BYD Semiconductor Company Limited on the ChiNext Board in Compliance with the Requirements under Relevant Laws and Regulations

    For    For    Management
2  

Approve Plan on the Spin-off and Listing of BYD Semiconductor Company Limited on the ChiNext Board

    For    For    Management
3  

Approve Proposal of the Spin-off and Listing of BYD Semiconductor Company Limited on the ChiNext Board

    For    For    Management
4  

Approve Spin-off and Listing of BYD Semiconductor Company Limited on the ChiNext Board in Compliance with “Several Provisions on the Pilot Program of Listed Companies’ Spin-off of Subsidiaries for Domestic Listing”

    For    For    Management
5  

Approve Spin-off and Listing of BYD Semiconductor Company Limited on the ChiNext Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors

    For    For    Management
6  

Approve Ability to Maintain Independence and Sustainable Operation

    For    For    Management
7  

Approve Affirmation of Capability of BYD Semiconductor Company Limited to Implement Regulated Operation

    For    For    Management
8  

Approve Explanation of the Completeness of and Compliance with Statutory Procedures of the Spin-off and the Validity of Legal Documents Submitted

    For    For    Management
9  

Approve Analysis on the Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-off

    For    For    Management
10  

Approve Authorization to the Board of Directors and Its Authorized Persons to Deal with Matters Relating to the Spin-off and Listing

    For    For    Management
11  

Approve Share Option Scheme of BYD Semiconductor Company Limited

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BYD ELECTRONIC (INTERNATIONAL) CO., LTD.

 

Ticker:    285   Security ID:    Y1045N107
Meeting Date:    JUN 24, 2021   Meeting Type:    Extraordinary Shareholders
Record Date:    JUN 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Framework Agreement and Annual Caps    For    For    Management

C.H. ROBINSON WORLDWIDE, INC.

 

Ticker:    CHRW   Security ID:    12541W209
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Scott P. Anderson    For    For    Management
1.2   Elect Director Robert C. Biesterfeld, Jr.    For    For    Management
1.3   Elect Director Kermit R. Crawford    For    For    Management
1.4   Elect Director Wayne M. Fortun    For    For    Management
1.5   Elect Director Timothy C. Gokey    For    For    Management
1.6   Elect Director Mary J. Steele Guilfoile    For    For    Management
1.7   Elect Director Jodee A. Kozlak    For    For    Management
1.8   Elect Director Brian P. Short    For    For    Management
1.9   Elect Director James B. Stake    For    For    Management
1.10   Elect Director Paula C. Tolliver    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Deloitte & Touche LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CADENCE DESIGN SYSTEMS, INC.

 

Ticker:    CDNS   Security ID:    127387108
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Mark W. Adams

    For    For    Management
1.2  

Elect Director Ita Brennan

    For    For    Management
1.3  

Elect Director Lewis Chew

    For    For    Management
1.4  

Elect Director Julia Liuson

    For    For    Management
1.5  

Elect Director James D. Plummer

    For    For    Management
1.6  

Elect Director Alberto Sangiovanni-Vincentelli

    For    For    Management
1.7  

Elect Director John B. Shoven

    For    For    Management
1.8  

Elect Director Young K. Sohn

    For    For    Management
1.9  

Elect Director Lip-Bu Tan

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

    Against    For    Shareholder

CAIXABANK SA

 

Ticker:    CABK   Security ID:    E2427M123
Meeting Date:    DEC 02, 2020   Meeting Type:    Special
Record Date:    NOV 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Company’s Balance Sheet as of June 30, 2020

    For    For    Management
2  

Approve Merger by Absorption of Bankia SA

    For    For    Management
3.1  

Elect Jose Ignacio Goirigolzarri Tellaeche as Director

    For    For    Management
3.2  

Elect Joaquin Ayuso Garcia as Director

    For    For    Management
3.3  

Elect Francisco Javier Campo Garcia as Director

    For    For    Management
3.4  

Elect Eva Castillo Sanz as Director

    For    For    Management
3.5  

Elect Teresa Santero Quintilla as Director

    For    For    Management
3.6  

Elect Fernando Maria Costa Duarte Ulrich as Director

    For    For    Management
4  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management
5  

Receive Board of Directors and Auditors’ Report for the Purposes Foreseen in Article 511 of the Corporate Enterprises Law

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CAIXABANK SA

 

Ticker:    CABK   Security ID:    E2427M123
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAY 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Consolidated and Standalone Financial Statements

    For    For    Management
2  

Approve Non-Financial Information Statement

    For    For    Management
3  

Approve Discharge of Board

    For    For    Management
4  

Approve Increase of Legal Reserves

    For    For    Management
5  

Approve Allocation of Income and Dividends

    For    For    Management
6  

Approve Reclassification of Goodwill Reserves to Voluntary Reserves

    For    For    Management
7  

Renew Appointment of PricewaterhouseCoopers as Auditor

    For    For    Management
8.1  

Reelect Jose Serna Masia as Director

    For    For    Management
8.2  

Reelect Koro Usarraga Unsain as Director

    For    For    Management
9.1  

Add New Article 22 bis Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
9.2  

Amend Article 24 Re: Representation and Voting by Remote Means

    For    For    Management
9.3  

Amend Articles Re: Board

    For    For    Management
9.4  

Amend Article 40 Re: Board Committees

    For    For    Management
9.5  

Amend Article 46 Re: Annual Accounts

    For    For    Management
10  

Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
11  

Authorize Board to Issue Contingent Convertible Securities for up to EUR 3. 5 Billion

    For    For    Management
12  

Amend Remuneration Policy

    For    For    Management
13  

Approve Remuneration of Directors

    For    For    Management
14  

Amend Restricted Stock Plan

    For    For    Management
15  

Approve 2021 Variable Remuneration Scheme

    For    For    Management
16  

Fix Maximum Variable Compensation Ratio

    For    For    Management
17  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management
18  

Advisory Vote on Remuneration Report

    For    For    Management
19  

Receive Amendments to Board of Directors Regulations

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CAMPBELL SOUP COMPANY

 

Ticker:    CPB   Security ID:    134429109
Meeting Date:    NOV 18, 2020   Meeting Type:    Annual
Record Date:    SEP 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Fabiola R. Arredondo

    For    For    Management
1.2  

Elect Director Howard M. Averill

    For    For    Management
1.3  

Elect Director John P. (JP) Bilbrey

    For    For    Management
1.4  

Elect Director Mark A. Clouse

    For    For    Management
1.5  

Elect Director Bennett Dorrance

    For    For    Management
1.6  

Elect Director Maria Teresa (Tessa) Hilado

    For    For    Management
1.7  

Elect Director Sarah Hofstetter

    For    For    Management
1.8  

Elect Director Marc B. Lautenbach

    For    For    Management
1.9  

Elect Director Mary Alice Dorrance Malone

    For    For    Management
1.10  

Elect Director Keith R. McLoughlin

    For    For    Management
1.11  

Elect Director Kurt T. Schmidt

    For    For    Management
1.12  

Elect Director Archbold D. van Beuren

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

CANADIAN IMPERIAL BANK OF COMMERCE

 

Ticker:    CM   Security ID:    136069101
Meeting Date:    APR 08, 2021   Meeting Type:    Annual
Record Date:    FEB 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Charles J. G. Brindamour For

    For    Management   
1.2  

Elect Director Nanci E. Caldwell

    For    For    Management
1.3  

Elect Director Michelle L. Collins

    For    For    Management
1.4  

Elect Director Patrick D. Daniel

    For    For    Management
1.5  

Elect Director Luc Desjardins

    For    For    Management
1.6  

Elect Director Victor G. Dodig

    For    For    Management
1.7  

Elect Director Kevin J. Kelly

    For    For    Management
1.8  

Elect Director Christine E. Larsen

    For    For    Management
1.9  

Elect Director Nicholas D. Le Pan

    For    For    Management
1.10  

Elect Director Mary Lou Maher

    For    For    Management
1.11  

Elect Director Jane L. Peverett

    For    For    Management
1.12  

Elect Director Katharine B. Stevenson

    For    For    Management
1.13  

Elect Director Martine Turcotte

    For    For    Management
1.14  

Elect Director Barry L. Zubrow

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

SP 1: Produce a Report on Loans Made by the Bank in Support of the Circular Economy

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CANADIAN NATIONAL RAILWAY COMPANY

 

Ticker:    CNR   Security ID:    136375102
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Shauneen Bruder

    For    For    Management
1B  

Elect Director Julie Godin

    For    For    Management
1C  

Elect Director Denise Gray

    For    For    Management
1D  

Elect Director Justin M. Howell

    For    For    Management
1E  

Elect Director Kevin G. Lynch

    For    For    Management
1F  

Elect Director Margaret A. McKenzie

    For    For    Management
1G  

Elect Director James E. O’Connor

    For    For    Management
1H  

Elect Director Robert Pace

    For    For    Management
1I  

Elect Director Robert L. Phillips

    For    For    Management
1J  

Elect Director Jean-Jacques Ruest

    For    For    Management
1K  

Elect Director Laura Stein

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

Management Advisory Vote on Climate Change

    For    For    Management
5  

SP 1: Institute a New Safety-Centered Bonus System

    Against    Against    Shareholder
6  

SP 2: Require the CN Police Service to Cede Criminal Investigation of All Workplace Deaths and Serious Injuries and Instead Request the Independent Police Forces in Canada and the US to Do Such Investigations

    Against    Against    Shareholder

CANADIAN NATURAL RESOURCES LIMITED

 

Ticker:    CNQ   Security ID:    136385101
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Catherine M. Best

    For    For    Management
1.2  

Elect Director M. Elizabeth Cannon

    For    For    Management
1.3  

Elect Director N. Murray Edwards

    For    For    Management
1.4  

Elect Director Christopher L. Fong

    For    For    Management
1.5  

Elect Director Gordon D. Giffin

    For    For    Management
1.6  

Elect Director Wilfred A. Gobert

    For    For    Management
1.7  

Elect Director Steve W. Laut

    For    For    Management
1.8  

Elect Director Tim S. McKay

    For    For    Management
1.9  

Elect Director Frank J. McKenna

    For    For    Management
1.10  

Elect Director David A. Tuer

    For    For    Management
1.11  

Elect Director Annette M. Verschuren

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CANADIAN PACIFIC RAILWAY LIMITED

 

Ticker:    CP   Security ID:    13645T100
Meeting Date:    APR 21, 2021   Meeting Type:    Annual/Special
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Ratify Deloitte LLP as Auditors

    For    For    Management
2  

Advisory Vote on Executive Compensation Approach

    For    For    Management
3.1  

Elect Director John Baird

    For    For    Management
3.2  

Elect Director Isabelle Courville

    For    For    Management
3.3  

Elect Director Keith E. Creel

    For    For    Management
3.4  

Elect Director Gillian (Jill) H. Denham

    For    For    Management
3.5  

Elect Director Edward R. Hamberger

    For    For    Management
3.6  

Elect Director Rebecca MacDonald

    For    For    Management
3.7  

Elect Director Edward L. Monser

    For    For    Management
3.8  

Elect Director Matthew H. Paull

    For    For    Management
3.9  

Elect Director Jane L. Peverett

    For    For    Management
3.10  

Elect Director Andrea Robertson

    For    For    Management
3.11  

Elect Director Gordon T. Trafton

    For    For    Management
4  

Approve Share Split

    For    For    Management
5  

SP: Hold an Annual Non-Binding Advisory Vote on Climate Change

    For    For    Shareholder

CANADIAN TIRE CORPORATION LIMITED

 

Ticker:    CTC.A   Security ID:    136681202
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Diana Chant

    For    For    Management
1.2  

Elect Director Norman Jaskolka

    For    For    Management
1.3  

Elect Director Cynthia Trudell

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CANON, INC.

 

Ticker:    7751   Security ID:    J05124144
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 40

    For    For    Management
2.1  

Elect Director Mitarai, Fujio

    For    For    Management
2.2  

Elect Director Tanaka, Toshizo

    For    For    Management
2.3  

Elect Director Homma, Toshio

    For    For    Management
2.4  

Elect Director Saida, Kunitaro

    For    For    Management
2.5  

Elect Director Kawamura, Yusuke

    For    For    Management
3  

Appoint Statutory Auditor Yoshida, Hiroshi

    For    Against    Management
4  

Approve Deep Discount Stock Option Plan

    For    For    Management

CAPGEMINI SE

 

Ticker:    CAP   Security ID:    F4973Q101
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 1.95 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions

    For    For    Management
5  

Approve Compensation of Paul Hermelin, Chairman and CEO Until 20 May 2020

    For    For    Management
6  

Approve Compensation of Aiman Ezzat, Vice-CEO Until 20 May 2020

    For    For    Management
7  

Approve Compensation of Paul Hermelin, Chairman of the Board Since 20 May 2020

    For    For    Management
8  

Approve Compensation of Aiman Ezzat, CEO Since 20 May 2020

    For    For    Management
9  

Approve Compensation of Corporate Officers

    For    For    Management
10  

Approve Remuneration Policy of Chairman of the Board

    For    For    Management
11  

Approve Remuneration Policy of CEO

    For    For    Management
12  

Approve Remuneration Policy of Directors

    For    For    Management
13  

Reelect Patrick Pouyanne as Director

    For    For    Management
14  

Elect Tanja Rueckert as Director

    For    For    Management
15  

Elect Kurt Sievers as Director

    For    For    Management
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
17  

Amend Articles 12 of Bylaws to Comply with Legal Changes

    For    For    Management
18  

Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers

    For    For    Management
19  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

    For    For    Management
21  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CAPITAL ONE FINANCIAL CORPORATION

 

Ticker:    COF   Security ID:    14040H105
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Richard D. Fairbank

    For    For    Management
1b  

Elect Director Ime Archibong

    For    For    Management
1c  

Elect Director Ann Fritz Hackett

    For    For    Management
1d  

Elect Director Peter Thomas Killalea

    For    For    Management
1e  

Elect Director Cornelis “Eli” Leenaars

    For    For    Management
1f  

Elect Director Francois Locoh-Donou

    For    For    Management
1g  

Elect Director Peter E. Raskind

    For    For    Management
1h  

Elect Director Eileen Serra

    For    For    Management
1i  

Elect Director Mayo A. Shattuck, III

    For    For    Management
1j  

Elect Director Bradford H. Warner

    For    For    Management
1k  

Elect Director Catherine G. West

    For    For    Management
1l  

Elect Director Craig Anthony Williams

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

CAPITALAND LTD.

 

Ticker:    C31   Security ID:    Y10923103
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2  

Approve First and Final Dividend

    For    For    Management
3  

Approve Directors’ Remuneration

    For    For    Management
4a  

Elect Anthony Lim Weng Kin as Director

    For    For    Management
4b  

Elect Goh Swee Chen as Director

    For    For    Management
4c  

Elect Stephen Lee Ching Yen as Director

    For    For    Management
5  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    For    Management
7  

Approve Grant of Awards and Issuance of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020

    For    For    Management
8  

Authorize Share Repurchase Program

    For    For    Management
9  

Approve Stephen Lee Ching Yen to Continue Office as an Independent Director Pursuant to Rule 210(5)(d)(iii)(A) of the Listing Manual of the SGX-ST

    For    For    Management
10  

Approve Stephen Lee Ching Yen to Continue Office as an Independent Director Pursuant to Rule 210(5)(d)(iii)(B) of the Listing Manual of the SGX-ST

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CARDINAL HEALTH, INC.

 

Ticker:    CAH   Security ID:    14149Y108
Meeting Date:    NOV 04, 2020   Meeting Type:    Annual
Record Date:    SEP 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Carrie S. Cox

    For    For    Management
1b  

Elect Director Calvin Darden

    For    For    Management
1c  

Elect Director Bruce L. Downey

    For    For    Management
1d  

Elect Director Sheri H. Edison

    For    For    Management
1e  

Elect Director David C. Evans

    For    For    Management
1f  

Elect Director Patricia A. Hemingway Hall

    For    For    Management
1g  

Elect Director Akhil Johri

    For    For    Management
1h  

Elect Director Michael C. Kaufmann

    For    For    Management
1i  

Elect Director Gregory B. Kenny

    For    For    Management
1j  

Elect Director Nancy Killefer

    For    For    Management
1k  

Elect Director J. Michael Losh

    For    For    Management
1l  

Elect Director Dean A. Scarborough

    For    For    Management
1m  

Elect Director John H. Weiland

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    For    For    Management
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder
6  

Require Independent Board Chair

    Against    For    Shareholder

CARLSBERG A/S

 

Ticker:    CARL.B   Security ID:    K36628137
Meeting Date:    MAR 15, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Report of Board

    None    None    Management
2  

Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board

    For    For    Management
3  

Approve Allocation of Income and Dividends of DKK 22 Per Share

    For    For    Management
4  

Approve Remuneration Report (Advisory Vote)

    For    For    Management
5a  

Approve Remuneration of Directors in the Amount of DKK 1.9 Million for Chairman, DKK 618,000 for Vice Chair and DKK 412,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
5b  

Approve DKK 58 Million Reduction in Share Capital via Share Cancellation

    For    For    Management
5c  

Allow Shareholder Meetings to be Held by Electronic Means Only

    For    Against    Management
5d  

Instruct Board to Complete an Assessment of the Ability of Carlsberg to Publish Corporate Country-by-Country Tax Reporting in Line with the Global Reporting Initiative’s Standard (GRI 207: Tax 2019)

    For    For    Shareholder
6a  

Reelect Flemming Besenbacher as Director

    For    Abstain    Management
6b  

Reelect Lars Fruergaard Jorgensen as Director

    For    For    Management
6c  

Reelect Carl Bache as Director

    For    Abstain    Management
6d  

Reelect Magdi Batato as Director

    For    For    Management
6e  

Reelect Lilian Fossum Biner as Director

    For    For    Management
6f  

Reelect Richard Burrows as Director

    For    Abstain    Management
6g  

Reelect Soren-Peter Fuchs Olesen as Director

    For    Abstain    Management
6h  

Reelect Majken Schultz as Director

    For    Abstain    Management
6i  

Reelect Lars Stemmerik as Director

    For    Abstain    Management
6j  

Elect Henrik Poulsen as New Director

    For    For    Management
6  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CARMAX, INC.

 

Ticker:    KMX   Security ID:    143130102
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Peter J. Bensen

    For    For    Management
1b  

Elect Director Ronald E. Blaylock

    For    For    Management
1c  

Elect Director Sona Chawla

    For    For    Management
1d  

Elect Director Thomas J. Folliard

    For    For    Management
1e  

Elect Director Shira Goodman

    For    For    Management
1f  

Elect Director Robert J. Hombach

    For    For    Management
1g  

Elect Director David W. McCreight

    For    For    Management
1h  

Elect Director William D. Nash

    For    For    Management
1i  

Elect Director Mark F. O’Neil

    For    For    Management
1j  

Elect Director Pietro Satriano

    For    For    Management
1k  

Elect Director Marcella Shinder

    For    For    Management
1l  

Elect Director Mitchell D. Steenrod

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Report on Political Contributions and Expenditures

    Against    For    Shareholder

CARRIER GLOBAL CORP.

 

Ticker:    CARR   Security ID:    14448C104
Meeting Date:    APR 19, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director John V. Faraci

    For    For    Management
1b  

Elect Director Jean-Pierre Garnier

    For    For    Management
1c  

Elect Director David Gitlin

    For    For    Management
1d  

Elect Director John J. Greisch

    For    For    Management
1e  

Elect Director Charles M. Holley, Jr.

    For    For    Management
1f  

Elect Director Michael M. McNamara

    For    For    Management
1g  

Elect Director Michael A. Todman

    For    For    Management
1h  

Elect Director Virginia M. Wilson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CARVANA CO.

 

Ticker:    CVNA   Security ID:    146869102
Meeting Date:    MAY 03, 2021   Meeting Type:    Annual
Record Date:    MAR 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ernest Garcia, III

    For    Withhold    Management
1.2  

Elect Director Ira Platt

    For    Withhold    Management
2  

Approve Qualified Employee Stock Purchase Plan

    For    For    Management
3  

Ratify Grant Thornton LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

CATERPILLAR INC.

 

Ticker:    CAT   Security ID:    149123101
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kelly A. Ayotte

    For    For    Management
1.2  

Elect Director David L. Calhoun

    For    For    Management
1.3  

Elect Director Daniel M. Dickinson

    For    For    Management
1.4  

Elect Director Gerald Johnson

    For    For    Management
1.5  

Elect Director David W. MacLennan

    For    For    Management
1.6  

Elect Director Debra L. Reed-Klages

    For    For    Management
1.7  

Elect Director Edward B. Rust, Jr.

    For    For    Management
1.8  

Elect Director Susan C. Schwab

    For    For    Management
1.9  

Elect Director D. James Umpleby, III

    For    For    Management
1.10  

Elect Director Miles D. White

    For    For    Management
1.11  

Elect Director Rayford Wilkins, Jr.

    For    For    Management
2  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Report on Climate Policy

    Against    For    Shareholder
5  

Report on Diversity and Inclusion Efforts

    Against    Against    Shareholder
6  

Amend Certificate of Incorporate to become Public Benefit Corporation

    Against    Against    Shareholder
7  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CBRE GROUP, INC.

 

Ticker:    CBRE   Security ID:    12504L109
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Brandon B. Boze

    For    For    Management
1b  

Elect Director Beth F. Cobert

    For    For    Management
1c  

Elect Director Reginald H. Gilyard

    For    For    Management
1d  

Elect Director Shira D. Goodman

    For    For    Management
1e  

Elect Director Christopher T. Jenny

    For    For    Management
1f  

Elect Director Gerardo I. Lopez

    For    For    Management
1g  

Elect Director Oscar Munoz

    For    For    Management
1h  

Elect Director Robert E. Sulentic

    For    For    Management
1i  

Elect Director Laura D. Tyson

    For    For    Management
1j  

Elect Director Sanjiv Yajnik

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CD PROJEKT SA

 

Ticker:    CDR   Security ID:    X0957E106
Meeting Date:    SEP 22, 2020   Meeting Type:    Special
Record Date:    SEP 06, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Meeting Chairman

    For    For    Management
3  

Acknowledge Proper Convening of Meeting None

    None    Management   
4  

Approve Agenda of Meeting

    For    For    Management
5  

Amend July 28, 2020, AGM, Resolution Re: Incentive Plan

    For    Against    Management
6  

Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares

    For    Against    Management
7  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CDW CORPORATION

 

Ticker:    CDW   Security ID:    12514G108
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Virginia C. Addicott

    For    For    Management
1b  

Elect Director James A. Bell

    For    For    Management
1c  

Elect Director Lynda M. Clarizio

    For    For    Management
1d  

Elect Director Paul J. Finnegan

    For    For    Management
1e  

Elect Director Anthony R. Foxx

    For    For    Management
1f  

Elect Director Christine A. Leahy

    For    For    Management
1g  

Elect Director Sanjay Mehrotra

    For    For    Management
1h  

Elect Director David W. Nelms

    For    For    Management
1i  

Elect Director Joseph R. Swedish

    For    For    Management
1j  

Elect Director Donna F. Zarcone

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditor

    For    For    Management
4  

Eliminate Supermajority Vote Requirement

    For    For    Management
5  

Amend Certificate of Incorporation to Eliminate Obsolete Competition and Corporate Opportunity Provision

    For    For    Management
6  

Approve Omnibus Stock Plan

    For    For    Management
7  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management

CELANESE CORPORATION

 

Ticker:    CE   Security ID:    150870103
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    FEB 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jean S. Blackwell

    For    For    Management
1b  

Elect Director William M. Brown

    For    For    Management
1c  

Elect Director Edward G. Galante

    For    For    Management
1d  

Elect Director Kathryn M. Hill

    For    For    Management
1e  

Elect Director David F. Hoffmeister

    For    For    Management
1f  

Elect Director Jay V. Ihlenfeld

    For    For    Management
1g  

Elect Director Deborah J. Kissire

    For    For    Management
1h  

Elect Director Kim K. W. Rucker

    For    For    Management
1i  

Elect Director Lori J. Ryerkerk

    For    For    Management
1j  

Elect Director John K. Wulff

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CELLNEX TELECOM SA

 

Ticker:    CLNX   Security ID:    E2R41M104
Meeting Date:    MAR 26, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Consolidated and Standalone Financial Statements

    For    For    Management
2  

Approve Non-Financial Information Statement

    For    For    Management
3  

Approve Treatment of Net Loss

    For    For    Management
4  

Approve Discharge of Board

    For    For    Management
5.1  

Approve Annual Maximum Remuneration

    For    For    Management
5.2  

Approve Remuneration Policy

    For    For    Management
6  

Approve Grant of Shares to CEO

    For    For    Management
7.1  

Fix Number of Directors at 11

    For    For    Management
7.2  

Ratify Appointment of and Elect Alexandra Reich as Director

    For    For    Management
8.1  

Amend Articles

    For    For    Management
8.2  

Remove Articles

    For    For    Management
8.3  

Renumber Article 27 as New Article 21

    For    For    Management
8.4  

Amend Article 5

    For    For    Management
8.5  

Amend Article 10

    For    For    Management
8.6  

Amend Articles and Add New Article 13

    For    For    Management
8.7  

Amend Articles

    For    For    Management
8.8  

Add New Article 15

    For    For    Management
9.1  

Amend Articles of General Meeting Regulations Re: Technical Adjustments

    For    For    Management
9.2  

Amend Articles of General Meeting Regulations Re: Remote Voting

    For    For    Management
9.3  

Add New Article 15 to General Meeting Regulations

    For    For    Management
10  

Approve Capital Raising

    For    For    Management
11  

Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent

    For    For    Management
12  

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities with Exclusion of Preemptive Rights up to 10 Percent of Capital

    For    For    Management
13  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management
14  

Advisory Vote on Remuneration Report

    For    For    Management

CELLTRION, INC.

 

Ticker:    068270   Security ID:    Y1242A106
Meeting Date:    MAR 26, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Amend Articles of Incorporation

    For    For    Management
3  

Elect Seo Jin-seok as Inside Director

    For    For    Management
4  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management
5  

Approve Stock Option Grants

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CEMEX SAB DE CV

 

Ticker:    CEMEXCPO   Security ID:    P2253T133
Meeting Date:    MAR 25, 2021   Meeting Type:    Special
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Article 2 Re: Corporate Purpose

    For    For    Management
2  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

CEMEX SAB DE CV

 

Ticker:    CEMEXCPO   Security ID:    P2253T133
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Present Share Repurchase Report

    For    For    Management
4  

Set Maximum Amount of Share Repurchase Reserve

    For    For    Management
5.a  

Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2020

    For    For    Management
5.b  

Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Authorized to Support New Issuance of Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription

    For    For    Management
6  

Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees

    For    Against    Management
7  

Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees

    For    For    Management
8  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CENOVUS ENERGY INC.

 

Ticker:    CVE   Security ID:    15135U109
Meeting Date:    DEC 15, 2020   Meeting Type:    Special
Record Date:    NOV 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Issuance of Shares and Warrants in Connection with the Acquisition of Husky Energy Inc.

    For    For    Management

CENOVUS ENERGY INC.

 

Ticker:    CVE   Security ID:    15135U109
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
2.1  

Elect Director Keith M. Casey

    For    For    Management
2.2  

Elect Director Canning K.N. Fok

    For    Withhold    Management
2.3  

Elect Director Jane E. Kinney

    For    For    Management
2.4  

Elect Director Harold (Hal) N. Kvisle

    For    For    Management
2.5  

Elect Director Eva L. Kwok

    For    For    Management
2.6  

Elect Director Keith A. MacPhail

    For    For    Management
2.7  

Elect Director Richard J. Marcogliese

    For    For    Management
2.8  

Elect Director Claude Mongeau

    For    For    Management
2.9  

Elect Director Alexander J. Pourbaix

    For    For    Management
2.10  

Elect Director Wayne E. Shaw

    For    For    Management
2.11  

Elect Director Frank J. Sixt

    For    Withhold    Management
2.12  

Elect Director Rhonda I. Zygocki

    For    For    Management
3  

Re-approve Shareholder Rights Plan

    For    For    Management
4  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CENTENE CORPORATION

 

Ticker:    CNC   Security ID:    15135B101
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jessica L. Blume

    For    For    Management
1b  

Elect Director Frederick H. Eppinger

    For    For    Management
1c  

Elect Director David L. Steward

    For    For    Management
1d  

Elect Director William L. Trubeck

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Eliminate Supermajority Vote Requirement

    For    For    Management
6  

Declassify the Board of Directors

    For    For    Shareholder

CENTERPOINT ENERGY, INC.

 

Ticker:    CNP   Security ID:    15189T107
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Leslie D. Biddle

    For    For    Management
1b  

Elect Director Milton Carroll

    For    For    Management
1c  

Elect Director Wendy Montoya Cloonan

    For    For    Management
1d  

Elect Director Earl M. Cummings

    For    For    Management
1e  

Elect Director David J. Lesar

    For    For    Management
1f  

Elect Director Martin H. Nesbitt

    For    For    Management
1g  

Elect Director Theodore F. Pound

    For    For    Management
1h  

Elect Director Phillip R. Smith

    For    For    Management
1i  

Elect Director Barry T. Smitherman

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CENTRAL JAPAN RAILWAY CO.

 

Ticker:    9022   Security ID:    J05523105
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 65

    For    For    Management

CERNER CORPORATION

 

Ticker:    CERN   Security ID:    156782104
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mitchell E. Daniels, Jr.

    For    For    Management
1b  

Elect Director Elder Granger

    For    For    Management
1c  

Elect Director John J. Greisch

    For    For    Management
1d  

Elect Director Melinda J. Mount

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Eliminate Supermajority Vote Requirement

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CF INDUSTRIES HOLDINGS, INC.

 

Ticker:    CF   Security ID:    125269100
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Javed Ahmed

    For    For    Management
1b  

Elect Director Robert C. Arzbaecher

    For    For    Management
1c  

Elect Director Deborah L. DeHaas

    For    For    Management
1d  

Elect Director John W. Eaves

    For    For    Management
1e  

Elect Director Stephen A. Furbacher

    For    For    Management
1f  

Elect Director Stephen J. Hagge

    For    For    Management
1g  

Elect Director Anne P. Noonan

    For    For    Management
1h  

Elect Director Michael J. Toelle

    For    For    Management
1i  

Elect Director Theresa E. Wagler

    For    For    Management
1j  

Elect Director Celso L. White

    For    For    Management
1k  

Elect Director W. Anthony Will

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

    For    For    Management
4  

Ratify KPMG LLP as Auditors

    For    For    Management
5  

Provide Right to Act by Written Consent

    Against    For    Shareholder

CGI INC.

 

Ticker:    GIB.A   Security ID:    12532H104
Meeting Date:    JAN 27, 2021   Meeting Type:    Annual
Record Date:    DEC 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Alain Bouchard

    For    For    Management
1B  

Elect Director George A. Cope

    For    For    Management
1C  

Elect Director Paule Dore

    For    For    Management
1D  

Elect Director Julie Godin

    For    For    Management
1E  

Elect Director Serge Godin

    For    For    Management
1F  

Elect Director Timothy J. Hearn

    For    For    Management
1G  

Elect Director Andre Imbeau

    For    For    Management
1H  

Elect Director Gilles Labbe

    For    For    Management
1I  

Elect Director Michael B. Pedersen

    For    For    Management
1J  

Elect Director Stephen S. Poloz

    For    For    Management
1K  

Elect Director Mary Powell

    For    For    Management
1L  

Elect Director Alison C. Reed

    For    For    Management
1M  

Elect Director Michael E. Roach

    For    For    Management
1N  

Elect Director George D. Schindler

    For    For    Management
1O  

Elect Director Kathy N. Waller

    For    For    Management
1P  

Elect Director Joakim Westh

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize the Audit and Risk Management Committee to Fix Their Remuneration

    For    For    Management
3  

Amend By-Law 1986-5 Re: Shareholder Meetings Through Virtual Means

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CGN POWER CO., LTD.

 

Ticker:    1816   Security ID:    Y1300C101
Meeting Date:    AUG 05, 2020   Meeting Type:    Special
Record Date:    JUL 03, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Yang Changli as Director

    For    For    Shareholder
1.2  

Elect Gao Ligang as Director

    For    For    Shareholder
1.3  

Elect Jiang Dajin as Director

    For    For    Shareholder
1.4  

Elect Shi Bing as Director

    For    For    Shareholder
1.5  

Elect Wang Wei as Director

    For    For    Shareholder
1.6  

Elect Gu Jian as Director

    For    For    Shareholder
2.1  

Elect Li Fuyou as Director

    For    For    Shareholder
2.2  

Elect Yang Jiayi as Director

    For    For    Shareholder
2.3  

Elect Xia Ceming as Director

    For    For    Shareholder
3.1  

Elect Chen Sui as Supervisor

    For    For    Shareholder
3.2  

Elect Hu Yaoqi as Supervisor

    For    For    Shareholder
3.3  

Elect Zhang Baishan as Supervisor

    For    For    Shareholder
4.1  

Approve Remuneration of Yang Changli

    For    For    Management
4.2  

Approve Remuneration of Gao Ligang

    For    For    Management
4.3  

Approve Remuneration of Jiang Dajin

    For    For    Management
4.4  

Approve Remuneration of Shi Bing

    For    For    Management
4.5  

Approve Remuneration of Wang Wei

    For    For    Management
4.6  

Approve Remuneration of Gu Jian

    For    For    Management
4.7  

Approve Remuneration of Li Fuyou

    For    For    Management
4.8  

Approve Remuneration of Yang Jiayi

    For    For    Management
4.9  

Approve Remuneration of Xia Ceming

    For    For    Management
4.10  

Approve Remuneration of Chen Sui

    For    For    Management
4.11  

Approve Remuneration of Hu Yaoqi

    For    For    Management
4.12  

Approve Remuneration of Zhang Baishan

    For    For    Management
4.13  

Approve Remuneration of Zhu Hui

    For    For    Management
4.14  

Approve Remuneration of Wang Hongxin

    For    For    Management
5  

Amend Rules and Procedures Regarding General Meetings of Shareholders

    For    For    Management
6  

Amend Rules and Procedures Regarding Meetings of Board of Directors

    For    For    Management

CHAILEASE HOLDING CO., LTD.

 

Ticker:    5871   Security ID:    G20288109
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Operations Report and Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Amend Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management
4  

Approve the Issuance of New Shares by Capitalization of Profit

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHARTER COMMUNICATIONS, INC.

 

Ticker:    CHTR   Security ID:    16119P108
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director W. Lance Conn

    For    Against    Management
1b  

Elect Director Kim C. Goodman

    For    For    Management
1c  

Elect Director Craig A. Jacobson

    For    For    Management
1d  

Elect Director Gregory B. Maffei

    For    Against    Management
1e  

Elect Director John D. Markley, Jr.

    For    For    Management
1f  

Elect Director David C. Merritt

    For    For    Management
1g  

Elect Director James E. Meyer

    For    For    Management
1h  

Elect Director Steven A. Miron

    For    Against    Management
1i  

Elect Director Balan Nair

    For    For    Management
1j  

Elect Director Michael A. Newhouse

    For    For    Management
1k  

Elect Director Mauricio Ramos

    For    Against    Management
1l  

Elect Director Thomas M. Rutledge

    For    For    Management
1m  

Elect Director Eric L. Zinterhofer

    For    Against    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
4  

Require Independent Board Chair

    Against    For    Shareholder
5  

Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts

    Against    For    Shareholder
6  

Report on Greenhouse Gas Emissions Disclosure

    Against    For    Shareholder
7  

Adopt Policy to Annually Disclose EEO-1 Data

    Against    For    Shareholder

CHECK POINT SOFTWARE TECHNOLOGIES LTD.

 

Ticker:    CHKP   Security ID:    M22465104
Meeting Date:    AUG 03, 2020   Meeting Type:    Annual
Record Date:    JUN 25, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.a  

Elect Gil Shwed as Director

    For    For    Management
1.b  

Elect Jerry Ungerman as Director

    For    For    Management
1.c  

Elect Dan Propper as Director

    For    For    Management
1.d  

Elect Tal Shavit as Director

    For    For    Management
1.e  

Elect Eyal Waldman as Director

    For    For    Management
1.f  

Elect Shai Weiss as Director

    For    For    Management
2a  

Elect Irwin Federman as External Director

    For    For    Management
2b  

Elect Ray Rothrock as External Director

    For    For    Management
3  

Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Approve Compensation Terms of Check Point’s CEO

    For    For    Management
5  

Approve Amended Compensation of Non- Executive Directors

    For    For    Management
A  

Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager

    None    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHENIERE ENERGY, INC.

 

Ticker:    LNG   Security ID:    16411R208
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director G. Andrea Botta

    For    For    Management
1b  

Elect Director Jack A. Fusco

    For    For    Management
1c  

Elect Director Vicky A. Bailey

    For    For    Management
1d  

Elect Director Nuno Brandolini

    For    For    Management
1e  

Elect Director David B. Kilpatrick

    For    For    Management
1f  

Elect Director Sean T. Klimczak

    For    For    Management
1g  

Elect Director Andrew Langham

    For    For    Management
1h  

Elect Director Donald F. Robillard, Jr.

    For    For    Management
1i  

Elect Director Neal A. Shear

    For    For    Management
1j  

Elect Director Andrew J. Teno

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

CHEVRON CORPORATION

 

Ticker:    CVX   Security ID:    166764100
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Wanda M. Austin

    For    For    Management
1b  

Elect Director John B. Frank

    For    For    Management
1c  

Elect Director Alice P. Gast

    For    For    Management
1d  

Elect Director Enrique Hernandez, Jr.

    For    For    Management
1e  

Elect Director Marillyn A. Hewson

    For    For    Management
1f  

Elect Director Jon M. Huntsman, Jr.

    For    For    Management
1g  

Elect Director Charles W. Moorman, IV

    For    For    Management
1h  

Elect Director Dambisa F. Moyo

    For    For    Management
1i  

Elect Director Debra Reed-Klages

    For    For    Management
1j  

Elect Director Ronald D. Sugar

    For    For    Management
1k  

Elect Director D. James Umpleby, III

    For    For    Management
1l  

Elect Director Michael K. Wirth

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Scope 3 Emissions

    Against    For    Shareholder
5  

Report on Impacts of Net Zero 2050 Scenario

    Against    For    Shareholder
6  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder
7  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
8  

Require Independent Board Chair

    Against    Against    Shareholder
9  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA CINDA ASSET MANAGEMENT CO., LTD.

 

Ticker:    1359   Security ID:    Y1R34V103
Meeting Date:    SEP 15, 2020   Meeting Type:    Special
Record Date:    AUG 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Wang Shaoshuang as Director

    For    For    Management

CHINA CINDA ASSET MANAGEMENT CO., LTD.

 

Ticker:    1359   Security ID:    Y1R34V103
Meeting Date:    DEC 22, 2020   Meeting Type:    Special
Record Date:    DEC 16, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Issuance of Onshore Undated Capital Bonds

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA CINDA ASSET MANAGEMENT CO., LTD.

 

Ticker:    1359   Security ID:    Y1R34V103
Meeting Date:    FEB 02, 2021   Meeting Type:    Special
Record Date:    JAN 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve Type of Preference Shares to be Issued

    For    For    Management
1.2  

Approve Number of Preference Shares to be Issued and Issue Size

    For    For    Management
1.3  

Approve Par Value and Issue Price

    For    For    Management
1.4  

Approve Maturity

    For    For    Management
1.5  

Approve Method of Issuance and Target Investors

    For    For    Management
1.6  

Approve Lock-Up Period

    For    For    Management
1.7  

Approve Terms of Dividend Distribution

    For    For    Management
1.8  

Approve Terms of Mandatory Conversion

    For    For    Management
1.9  

Approve Terms of Conditional Redemption

    For    For    Management
1.10  

Approve Limited Voting Rights and Terms of Restoration of Voting Rights

    For    For    Management
1.11  

Approve Order of Priority in Liquidation and Methods for Liquidation

    For    For    Management
1.12  

Approve Rating Arrangements

    For    For    Management
1.13  

Approve Security Arrangements

    For    For    Management
1.14  

Approve Use of Proceeds

    For    For    Management
1.15  

Approve Listing/Trading Arrangements

    For    For    Management
1.16  

Approve Validity Period of the Resolution for the Issuance of Offshore Preference Shares

    For    For    Management
1.17  

Approve Matters Relating to

    For    For    Management
 

Authorization

         

CHINA CINDA ASSET MANAGEMENT CO., LTD.

 

Ticker:    1359   Security ID:    Y1R34V103
Meeting Date:    FEB 02, 2021   Meeting Type:    Special
Record Date:    JAN 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve Type of Preference Shares to be Issued

    For    For    Management
1.2  

Approve Number of Preference Shares to be Issued and Issue Size

    For    For    Management
1.3  

Approve Par Value and Issue Price

    For    For    Management
1.4  

Approve Maturity

    For    For    Management
1.5  

Approve Method of Issuance and Target Investors

    For    For    Management
1.6  

Approve Lock-Up Period

    For    For    Management
1.7  

Approve Terms of Dividend Distribution

    For    For    Management
1.8  

Approve Terms of Mandatory Conversion

    For    For    Management
1.9  

Approve Terms of Conditional Redemption

    For    For    Management
1.10  

Approve Limited Voting Rights and Terms of Restoration of Voting Rights

    For    For    Management
1.11  

Approve Order of Priority in Liquidation and Methods for Liquidation

    For    For    Management
1.12  

Approve Rating Arrangements

    For    For    Management
1.13  

Approve Security Arrangements

    For    For    Management
1.14  

Approve Use of Proceeds

    For    For    Management
1.15  

Approve Listing/Trading Arrangements

    For    For    Management
1.16  

Approve Validity Period of the Resolution for the Issuance of Offshore Preference Shares

    For    For    Management
1.17  

Approve Matters Relating to Authorization

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA CINDA ASSET MANAGEMENT CO., LTD.

 

Ticker:    1359   Security ID:    Y1R34V103
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    JUN 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Work Report of the Board

    For    For    Management
2  

Approve Report of the Board of Supervisors

    For    For    Management
3  

Approve Remuneration Settlement Scheme for the Directors

    For    For    Management
4  

Approve Remuneration Settlement Scheme for the Supervisors

    For    For    Management
5  

Approve Final Financial Account Plan

    For    For    Management
6  

Approve Profit Distribution Plan

    For    For    Management
7  

Approve Budget of Investment in Capital Expenditure

    For    For    Management
8  

Approve Ernst & Young Hua Ming LLP and Ernst & Young as the Onshore and Offshore Accounting Firms and Fix Their Remuneration

    For    For    Management
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

    For    Against    Management

CHINA CITIC BANK CORPORATION LIMITED

 

Ticker:    998   Security ID:    Y1434M116
Meeting Date:    JUL 14, 2020   Meeting Type:    Special
Record Date:    JUN 11, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Change of Office and Residence and Amendments to the Related Terms of the Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA CONCH VENTURE HOLDINGS LIMITED

 

Ticker:    586   Security ID:    G2116J108
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    JUN 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Ji Qinying as Director

    For    For    Management
3b  

Elect Li Daming as Director

    For    For    Management
3c  

Elect Chang Zhangli as Director

    For    Against    Management
3d  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Authorize Repurchase of Issued Share Capital

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

CHINA CONSTRUCTION BANK CORPORATION

 

Ticker:    939   Security ID:    Y1397N101
Meeting Date:    NOV 12, 2020   Meeting Type:    Special
Record Date:    OCT 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Lyu Jiajin as Director

    For    For    Management
2  

Elect Shao Min as Director

    For    For    Management
3  

Elect Liu Fang as Director

    For    For    Management
4  

Elect William (Bill) Coen as Director

    For    For    Management
5  

Approve Remuneration Distribution and Settlement Plan for Directors

    For    For    Management
6  

Approve Remuneration Distribution and Settlement Plan for Supervisors

    For    For    Management
7  

Approve Issuance of Qualified Write-Down Tier 2 Capital Instruments

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA CONSTRUCTION BANK CORPORATION

 

Ticker:    939   Security ID:    Y1397N101
Meeting Date:    MAR 26, 2021   Meeting Type:    Special
Record Date:    FEB 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Wang Jiang as Director

    For    For    Management
2  

Approve Confirmation of the Donations of Anti-Pandemic Materials Made in 2020

    For    For    Management
3  

Approve Additional Limit on Poverty Alleviation Donations

    For    For    Management

CHINA CONSTRUCTION BANK CORPORATION

 

Ticker:    939   Security ID:    Y1397N101
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAY 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Report of the Board of Directors

    For    For    Management
2  

Approve Report of the Board of Supervisors

    For    For    Management
3  

Approve Final Financial Accounts

    For    For    Management
4  

Approve Profit Distribution Plan

    For    For    Management
5  

Approve Budget for Fixed Assets Investment

    For    For    Management
6  

Elect Kenneth Patrick Chung as Director

    For    For    Management
7  

Elect Leung Kam Chung, Antony as Director

    For    For    Management
8  

Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA EVERGRANDE GROUP

 

Ticker:    3333   Security ID:    G2119W106
Meeting Date:    JUL 06, 2020   Meeting Type:    Annual
Record Date:    JUN 29, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Shi Junping as Director

    For    For    Management
4  

Elect Pan Darong as Director

    For    For    Management
5  

Elect Huang Xiangui as Director

    For    For    Management
6  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
7  

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
8  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
9  

Authorize Repurchase of Issued Share Capital

    For    For    Management
10  

Authorize Reissuance of Repurchased Shares

    For    Against    Management
11  

Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme

    For    Against    Management

CHINA GAS HOLDINGS LIMITED

 

Ticker:    384   Security ID:    G2109G103
Meeting Date:    AUG 20, 2020   Meeting Type:    Annual
Record Date:    AUG 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a1  

Elect Liu Ming Hui as Director

    For    For    Management
3a2  

Elect Zhu Weiwei as Director

    For    For    Management
3a3  

Elect Liu Chang as Director

    For    For    Management
3a4  

Elect Chen Yanyan as Director

    For    For    Management
3a5  

Elect Zhang Ling as Director

    For    For    Management
3b  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Authorize Repurchase of Issued Share Capital

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA LIFE INSURANCE COMPANY LIMITED

 

Ticker:    2628   Security ID:    Y1477R204
Meeting Date:    JUN 30, 2021   Meeting Type:    Annual
Record Date:    MAY 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve 2020 Report of the Board of Directors

    For    For    Management
2  

Approve 2020 Report of the Board of Supervisors

    For    For    Management
3  

Approve 2020 Financial Report

    For    For    Management
4  

Approve 2020 Profit Distribution Plan

    For    For    Management
5  

Approve Remuneration of Directors and Supervisors

    For    For    Management
6  

Elect Wang Bin as Director

    For    For    Shareholder
7  

Elect Su Hengxuan as Director

    For    For    Shareholder
8  

Elect Li Mingguang as Director

    For    For    Shareholder
9  

Elect Huang Xiumei as Director

    For    For    Shareholder
10  

Elect Yuan Changqing as Director

    For    Against    Shareholder
11  

Elect Wu Shaohua as Director

    For    For    Shareholder
12  

Elect Sheng Hetai as Director

    For    For    Shareholder
13  

Elect Wang Junhui as Director

    For    For    Shareholder
14  

Elect Tang Xin as Director

    For    For    Shareholder
15  

Elect Leung Oi-Sie Elsie as Director

    For    For    Management
16  

Elect Lam Chi Kuen as Director

    For    For    Management
17  

Elect Zhai Haitao as Director

    For    For    Management
18  

Elect Jia Yuzeng as Supervisor

    For    For    Shareholder
19  

Elect Han Bing as Supervisor

    For    For    Shareholder
20  

Elect Niu Kailong as Supervisor

    For    For    Shareholder
21  

Approve Renewal of Liability Insurance for Directors, Supervisors and Senior Management

    For    For    Management
22  

Approve Continued Donations to China Life Foundation

    For    For    Management
23  

Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as Hong Kong Auditor and Authorize Board to Fix Their Remuneration

    For    For    Shareholder
24  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

    For    Against    Shareholder

CHINA LONGYUAN POWER GROUP CORPORATION LIMITED

 

Ticker:    916   Security ID:    Y1501T101
Meeting Date:    JUN 29, 2021   Meeting Type:    Extraordinary Shareholders
Record Date:    JUN 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Li Zhongjun as Director

    For    For    Management
2  

Elect Tang Chaoxiong as Director

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA MENGNIU DAIRY COMPANY LIMITED

 

Ticker:    2319   Security ID:    G21096105
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    MAY 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Niu Gensheng as Director and Authorize Board to Fix His Remuneration

    For    For    Management
3b  

Elect Yau Ka Chi as Director and Authorize Board to Fix His Remuneration

    For    Against    Management
3c  

Elect Simon Dominic Stevens as Director and Authorize Board to Fix His Remuneration

    For    For    Management
4  

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

    For    Against    Management
5  

Authorize Repurchase of Issued Share Capital

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management

CHINA MERCHANTS BANK CO., LTD.

 

Ticker:    3968   Security ID:    Y14896115
Meeting Date:    SEP 09, 2020   Meeting Type:    Special
Record Date:    SEP 02, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Miao Jianmin as Director

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA MERCHANTS BANK CO., LTD.

 

Ticker:    3968   Security ID:    Y14896115
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    JUN 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Work Report of the Board of Directors

    For    For    Management
2  

Approve Work Report of the Board of Supervisors

    For    For    Management
3  

Approve Annual Report

    For    For    Management
4  

Approve Audited Financial Statements

    For    For    Management
5  

Approve Profit Appropriation Plan

    For    For    Management
6  

Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
7  

Approve Related Party Transaction Report

    For    For    Management
8  

Elect Li Chaoxian as Director

    For    For    Management
9  

Elect Shi Yongdong as Director

    For    For    Management
10  

Elect Guo Xikun as Supervisor

    For    For    Shareholder
11  

Approve Medium-Term Capital Management Plan for 2021-2023

    For    For    Management
12  

Approve Redemption of Capital Bonds

    For    For    Management
13  

Approve Authorization to Issue Capital Bonds

    For    For    Management
14  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management

CHINA MINSHENG BANKING CORP., LTD.

 

Ticker:    1988   Security ID:    Y1495M112
Meeting Date:    OCT 16, 2020   Meeting Type:    Special
Record Date:    SEP 15, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.01  

Elect Zhang Hongwei as Director

    For    For    Management
1.02  

Elect Lu Zhiqiang as Director

    For    For    Management
1.03  

Elect Liu Yonghao as Director

    For    For    Management
1.04  

Elect Shi Yuzhu as Director

    For    For    Management
1.05  

Elect Wu Di as Director

    For    For    Management
1.06  

Elect Song Chunfeng as Director

    For    For    Management
1.07  

Elect Weng Zhenjie as Director

    For    For    Management
1.08  

Elect Zhao Peng as Director

    For    For    Management
1.09  

Elect Yang Xiaoling as Director

    For    For    Management
1.10  

Elect Liu Jipeng as Director

    For    For    Management
1.11  

Elect Li Hancheng as Director

    For    For    Management
1.12  

Elect Xie Zhichun as Director

    For    For    Management
1.13  

Elect Peng Xuefeng as Director

    For    For    Management
1.14  

Elect Liu Ningyu as Director

    For    For    Management
1.15  

Elect Qu Xinjiu as Director

    For    For    Management
1.16  

Elect Gao Yingxin as Director

    For    For    Management
1.17  

Elect Zheng Wanchun as Director

    For    For    Management
2.01  

Elect Lu Zhongnan as Supervisor

    For    For    Management
2.02  

Elect Zhao Huan John as Supervisor

    For    For    Management
2.03  

Elect Li Yu as Supervisor

    For    For    Management
2.04  

Elect Wang Yugui as Supervisor

    For    For    Management
2.05  

Elect Zhao Fugao as Supervisor

    For    For    Management
2.06  

Elect Zhang Liqing as Supervisor

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA MINSHENG BANKING CORP., LTD.

 

Ticker:    1988   Security ID:    Y1495M112
Meeting Date:    JAN 22, 2021   Meeting Type:    Special
Record Date:    DEC 22, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Yuan Guijun as Director

    For    For    Management
2  

Amend Articles of Association

    For    For    Management
3  

Amend Rules and Procedures Regarding General Meetings of Shareholders

    For    For    Management
4  

Amend Administrative Measures of Related Party Transactions

    For    For    Management
5  

Approve Capital Management Plan for 2021 to 2023

    For    For    Management

CHINA MINSHENG BANKING CORP., LTD.

 

Ticker:    1988   Security ID:    Y1495M112
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Annual Report

    For    For    Management
2  

Approve Final Financial Report

    For    For    Management
3  

Approve Profit Distribution Plan

    For    For    Management
4  

Approve Annual Budgets

    For    For    Management
5  

Approve Work Report of the Board

    For    For    Management
6  

Approve Work Report of the Board of Supervisors

    For    For    Management
7  

Approve Report of Remuneration of Directors

    For    For    Management
8  

Approve Report of Remuneration of Supervisors

    For    For    Management
9  

Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
10  

Approve Extension of the Validity Period of the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions

    For    For    Management
11  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
12  

Amend Articles of Association

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA MINSHENG BANKING CORP., LTD.

 

Ticker:    1988   Security ID:    Y1495M112
Meeting Date:    JUN 11, 2021   Meeting Type:    Special
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Extension of the Validity Period of the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions    For    For    Management

CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED

 

Ticker:    3323   Security ID:    Y15045100
Meeting Date:    SEP 24, 2020   Meeting Type:    Special
Record Date:    SEP 18, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Elect Fu Jinguang as Director and Authorize Board to Fix His Remuneration    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED

 

Ticker:    3323   Security ID:    Y15045100
Meeting Date:    MAR 23, 2021   Meeting Type:    Special
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve CNBM Indicative Agreement, CNBM Supplemental Agreement, Restructuring and Related Transactions    For    For    Management

CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED

 

Ticker:    3323   Security ID:    Y15045100
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve 2020 Report of the Board of Directors    For    For    Management
2   Approve 2020 Report of the Supervisory Committee    For    For    Management
3   Approve 2020 Auditors’ Report and Audited Financial Statements    For    For    Management
4   Approve 2020 Profit Distribution Plan and Final Dividend Distribution Plan    For    For    Management
5   Authorize Board to Deal With All Matters in Relation to the Company’s Distribution of Interim Dividend    For    For    Management
6   Approve Baker Tilly China Certified Public Accountants as Domestic Auditor and Baker Tilly Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
7   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Unlisted Shares and H Shares    For    Against    Management
8   Approve Issuance of Debt Financing Instruments and Related Transactions    For    Against    Management
9a   Amend Articles of Association    For    For    Management
9b   Amend Rules and Procedures Regarding General Meetings of Shareholders    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA OVERSEAS LAND & INVESTMENT LTD.

 

Ticker:    688   Security ID:    Y15004107
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    JUN 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and    For    For    Management
  Statutory Reports         
2   Approve Final Dividend    For    For    Management
3a   Elect Yan Jianguo as Director    For    For    Management
3b   Elect Luo Liang as Director    For    For    Management
3c   Elect Chang Ying as Director    For    For    Management
3d   Elect Chan Ka Keung, Ceajer as Director    For    For    Management
4   Authorize Board to Fix Remuneration of Directors    For    For    Management
5   Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
6   Authorize Repurchase of Issued Share Capital    For    For    Management
7   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Management
8   Authorize Reissuance of Repurchased Shares    For    Against    Management

CHINA PACIFIC INSURANCE (GROUP) CO. LTD.

 

Ticker:    2601   Security ID:    Y1505Z103
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve 2020 Report of the Board of Directors    For    For    Management
2   Approve 2020 Report of the Board of Supervisors    For    For    Management
3   Approve 2020 Annual Reports    For    For    Management
4   Approve 2020 Financial Statements and Report    For    For    Management
5   Approve 2020 Profit Distribution Plan    For    For    Management
6   Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor    For    For    Management
7   Approve 2020 Due Diligence Report    For    For    Management
8   Approve 2020 Report on Performance of Independent Directors    For    For    Management
9   Approve 2021 Donations    For    For    Management
10   Approve Change of Registered Capital    For    For    Management
11   Approve Amendments to Articles of Association and Authorization of the Chairman to Make Such Revisions to the Proposed Amendments    For    For    Management
12   Amend Rules and Procedures Regarding General Meetings of Shareholders    For    For    Management
13   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA PACIFIC INSURANCE (GROUP) CO., LTD.

 

Ticker:    2601   Security ID:    Y1505Z103
Meeting Date:    AUG 21, 2020   Meeting Type:    Special
Record Date:    AUG 17, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Amend Articles of Association    For    For    Management
2   Approve Establishment of CPIC Fintech Co., Ltd.    For    For    Management
3.1   Elect Chen Ran as Director    For    For    Management
3.2   Elect John Robert Dacey as Director    For    For    Management
3.3   Elect Liang Hong as Director    For    For    Management

CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED

 

Ticker:    291   Security ID:    Y15037107
Meeting Date:    MAR 29, 2021   Meeting Type:    Special
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Approve JV Agreement and Related Transactions    For    For    Management
1b   Approve Authorization of the Provision of Additional Capital Commitment, Shareholder’s Loans and/or Guarantee by the Group Pursuant to the JV Agreement    For    For    Management
1c   Approve Relocation Compensation Agreement and Related Transactions    For    For    Management
1d   Approve New Relocation Compensation Agreement and Related Transactions    For    For    Management
1e   Approve Construction Agreement and Related Transactions    For    For    Management
1f   Authorize Board to Handle All Matters in Relation to the JV Agreement, the Relocation Compensation Agreement, the New Relocation Compensation Agreement and the Construction Agreement    For    For    Management
2   Elect Richard Raymond Weissend as Director    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED

 

Ticker:    291   Security ID:    Y15037107
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAY 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Final Dividend    For    For    Management
3.1   Elect Lai Ni Hium as Director    For    For    Management
3.2   Elect Houang Tai Ninh as Director    For    For    Management
3.3   Elect Chan Bernard Charnwut as Director    For    For    Management
3.4   Elect Siu Kwing Chue, Gordon as Director    For    For    Management
3.5   Authorize Board to Fix Remuneration of Directors    For    For    Management
4   Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
5   Authorize Repurchase of Issued Share Capital    For    For    Management
6   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Management
7   Authorize Reissuance of Repurchased Shares    For    Against    Management

CHINA RESOURCES LAND LIMITED

 

Ticker:    1109   Security ID:    G2108Y105
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    JUN 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Final Dividend    For    For    Management
3.1   Elect Chen Rong as Director    For    For    Management
3.2   Elect Wang Yan as Director    For    For    Management
3.3   Elect Li Xin as Director    For    For    Management
3.4   Elect Guo Shiqing as Director    For    For    Management
3.5   Elect Wan Kam To, Peter as Director    For    Against    Management
3.6   Elect Yan Y. Andrew as Director    For    For    Management
3.7   Authorize Board to Fix Remuneration of Directors    For    For    Management
4   Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
5   Authorize Repurchase of Issued Share Capital    For    For    Management
6   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Management
7   Authorize Reissuance of Repurchased Shares    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA STEEL CORP.

 

Ticker:    2002   Security ID:    Y15041109
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Business Report and Financial Statements    For    For    Management
2   Approve Plan on Profit Distribution    For    For    Management
3   Approve Amendment to Rules and Procedures for Election of Directors    For    For    Management
4   Approve Amendments to Rules and Procedures Regarding Shareholder’s General Meeting    For    For    Management
5   Amend Procedures for Lending Funds to Other Parties    For    For    Management

CHINA TAIPING INSURANCE HOLDINGS COMPANY LIMITED

 

Ticker:    966   Security ID:    Y1456Z151
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    JUN 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Final Dividend    For    For    Management
3a1   Elect Wang Sidong as Director    For    For    Management
3a2   Elect Yin Zhaojun as Director    For    For    Management
3a3   Elect Hong Bo as Director    For    For    Management
3a4   Elect Xiao Xing as Director    For    For    Management
3a5   Elect Wu Ting Yuk Anthony as Director    For    Against    Management
3a6   Elect Xie Zhichun as Director    For    For    Management
3a7   Elect Law FAN Chiu Fun Fanny as Director    For    For    Management
3b   Authorize Board to Fix Remuneration of Directors    For    For    Management
4   Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Management
6   Authorize Repurchase of Issued Share Capital    For    For    Management
7   Authorize Reissuance of Repurchased Shares    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA TOWER CORPORATION LIMITED

 

Ticker:    788   Security ID:    Y15076105
Meeting Date:    OCT 13, 2020   Meeting Type:    Special
Record Date:    OCT 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Elect Gao Tongqing as Director and Authorize to Sign on behalf of the Company the Director’s Service Contract with Gao Tongqing    For    For    Management
2   Elect Li Zhangting as Supervisor and Authorize to Sign on behalf of the Company the Director’s Service Contract with Li Zhangting    For    For    Management

CHINA TOWER CORPORATION LIMITED

 

Ticker:    788   Security ID:    Y15076105
Meeting Date:    DEC 04, 2020   Meeting Type:    Special
Record Date:    NOV 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Continuing Connected Transactions Contemplated under the 2021-2023 Service Supply Framework Agreement with China Telecommunications Corporation, Proposed Annual Caps and Related Transactions    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA TOWER CORPORATION LIMITED

 

Ticker:    788   Security ID:    Y15076105
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAY 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Profit Distribution Proposal and Declaration of Final Dividend    For    For    Management
3   Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration    For    For    Management
4   Approve Change in Registered Address    For    For    Management
5   Approve Amendments to Articles of Association, Rules of Procedures Regarding Meetings of Board of Directors and Related Transactions    For    Against    Management
6   Approve Grant of General Mandate to Issue Debt Financing Instruments Denominated in Local or Foreign Currencies    For    For    Management
7   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect Increase in the Registered Capital    For    Against    Management

CHINA YOUZAN LIMITED

 

Ticker:    8083   Security ID:    G2164J109
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2.1   Elect Zhu Ning as Director and Authorize Board to Fix His Remuneration    For    For    Management
2.2   Elect Cui Yusong as Director and Authorize Board to Fix His Remuneration    For    For    Management
2.3   Elect Yu Tao as Director and Authorize Board to Fix His Remuneration    For    For    Management
2.4   Elect Ying Hangyan as Director and Authorize Board to Fix Her Remuneration    For    For    Management
3   Approve RSM Hong Kong as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
4   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Management
5   Authorize Repurchase of Issued Share Capital    For    For    Management
6   Authorize Reissuance of Repurchased Shares    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHINA YOUZAN LIMITED

 

Ticker:    8083   Security ID:    G2164J109
Meeting Date:    MAY 06, 2021   Meeting Type:    Special
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Rollover Arrangement and Related Transactions    For    For    Management
2   Adopt Youzan Technology Share Award Plan A and Its Amendment and Substitution of the Youzan Technology 2019 Share Award Plan, Grant of Share Awards and Related Transactions    For    Against    Management
3   Adopt Youzan Technology Share Award Plan B, Grant of Share Award to Zhu Ning (or Whitecrow), Anti-Dilution Issue to China Youzan and Related Transactions    For    Against    Management
4   Approve China Youzan Options Conversion Proposal, Adopt Youzan Technology RSU Plan C and Related Transactions    For    Against    Management
5   Authorize Board to Handle All Matters in Relation to the Special Deal Arrangements and Connected Transactions    For    For    Management

CHIPOTLE MEXICAN GRILL, INC.

 

Ticker:    CMG   Security ID:    169656105
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Albert S. Baldocchi    For    For    Management
1.2   Elect Director Matthew A. Carey    For    For    Management
1.3   Elect Director Gregg L. Engles    For    For    Management
1.4   Elect Director Patricia Fili-Krushel    For    For    Management
1.5   Elect Director Neil W. Flanzraich    For    For    Management
1.6   Elect Director Mauricio Gutierrez    For    For    Management
1.7   Elect Director Robin Hickenlooper    For    For    Management
1.8   Elect Director Scott Maw    For    For    Management
1.9   Elect Director Ali Namvar    For    For    Management
1.10   Elect Director Brian Niccol    For    For    Management
1.11   Elect Director Mary Winston    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management
3   Ratify Ernst & Young LLP as Auditors    For    For    Management
4   Provide Right to Act by Written Consent Against    For    Shareholder   

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHR. HANSEN HOLDING A/S

 

Ticker:    CHR   Security ID:    K1830B107
Meeting Date:    NOV 25, 2020   Meeting Type:    Annual
Record Date:    NOV 18, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Receive Board Report    None    None    Management
2   Accept Financial Statements and Statutory Reports    For    For    Management
3   Approve Allocation of Income and Omission of Dividends    For    For    Management
4   Approve Remuneration Report (Advisory Vote)    For    For    Management
5   Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chair, DKK 800,000 for Vice-Chair and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work    For    For    Management
6a   Amend Articles Re: Voting on the Company’s Remuneration Report at Annual General Meetings    For    For    Management
6b   Amend Articles Re: Authorize Board to Resolve to Hold Partial or Full Electronic General Meetings    For    For    Management
6c   Amend Articles Re: Shareholders’ Notification of Attendance    For    For    Management
7a   Reelect Dominique Reiniche (Chair) as Director    For    For    Management
7b.a   Reelect Jesper Brandgaard as Director    For    For    Management
7b.b   Reelect Luis Cantarell as Director    For    For    Management
7b.c   Reelect Heidi Kleinbach-Sauter as Director    For    For    Management
7b.d   Reelect Mark Wilson as Director    For    For    Management
7b.e   Elect Lise Kaae as New Director    For    For    Management
7b.f   Elect Kevin Lane as New Director    For    For    Management
7b.g   Elect Lillie Li Valeur as New Director    For    For    Management
8   Reelect PricewaterhouseCoopers as Auditor    For    For    Management
9a   Starting from Financial Year 2020/21, the Company must Apply the Recommendations of the Task Force on Climate-Related Financial Disclosures (TCFD) as the Framework for Climate-Related Disclosure in the Company’s Annual Report    Against    Against    Shareholder
9b   Instruct Board to Complete an Assessment of the Ability of the Company to Publish Country-by-Country Tax Reporting in line with the Global Reporting Initiative’s Standard (GRI 207: Tax 2019) starting from Financial Year 2021/22    For    For    Shareholder
10   Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities    For    For    Management

CHUBB LIMITED

 

Ticker:    CB   Security ID:    H1467J104
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2.1   Allocate Disposable Profit    For    For    Management
2.2   Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount    For    For    Management
3   Approve Discharge of Board of Directors    For    For    Management
4.1   Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor    For    For    Management
4.2   Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm    For    For    Management
4.3   Ratify BDO AG (Zurich) as Special Audit Firm    For    For    Management
5.1   Elect Director Evan G. Greenberg    For    For    Management
5.2   Elect Director Michael P. Connors    For    For    Management
5.3   Elect Director Michael G. Atieh    For    For    Management
5.4   Elect Director Sheila P. Burke    For    For    Management
5.5   Elect Director Mary Cirillo    For    For    Management
5.6   Elect Director Robert J. Hugin    For    For    Management
5.7   Elect Director Robert W. Scully    For    For    Management
5.8   Elect Director Eugene B. Shanks, Jr.    For    For    Management
5.9   Elect Director Theodore E. Shasta    For    For    Management
5.10   Elect Director David H. Sidwell    For    For    Management
5.11   Elect Director Olivier Steimer    For    For    Management
5.12   Elect Director Luis Tellez    For    For    Management
5.13   Elect Director Frances F. Townsend    For    For    Management
6   Elect Evan G. Greenberg as Board Chairman    For    Against    Management
7.1   Elect Michael P. Connors as Member of the Compensation Committee    For    For    Management
7.2   Elect Mary Cirillo as Member of the Compensation Committee    For    For    Management
7.3   Elect Frances F. Townsend as Member of the Compensation Committee    For    For    Management
8   Designate Homburger AG as Independent Proxy    For    For    Management
9   Amend Omnibus Stock Plan    For    For    Management
10   Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each    For    For    Management
11.1   Approve the Maximum Aggregate Remuneration of Directors    For    For    Management
11.2   Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022    For    For    Management
12   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
13   Transact Other Business (Voting)    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHUGAI PHARMACEUTICAL CO., LTD.

 

Ticker:    4519   Security ID:    J06930101
Meeting Date:    MAR 23, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Allocation of Income, with a Final Dividend of JPY 30    For    For    Management
2.1   Elect Director Oku, Masayuki    For    For    Management
2.2   Elect Director Ichimaru, Yoichiro    For    For    Management
2.3   Elect Director Christoph Franz    For    For    Management
2.4   Elect Director William N. Anderson    For    For    Management
2.5   Elect Director James H. Sabry    For    For    Management
3   Appoint Statutory Auditor Ohashi, Yoshiaki    For    For    Management

CHURCH & DWIGHT CO., INC.

 

Ticker:    CHD   Security ID:    171340102
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director James R. Craigie    For    For    Management
1b   Elect Director Matthew T. Farrell    For    For    Management
1c   Elect Director Bradley C. Irwin    For    For    Management
1d   Elect Director Penry W. Price    For    For    Management
1e   Elect Director Susan G. Saideman    For    For    Management
1f   Elect Director Ravichandra K. Saligram    For    For    Management
1g   Elect Director Robert K. Shearer    For    For    Management
1h   Elect Director Janet S. Vergis    For    For    Management
1i   Elect Director Arthur B. Winkleblack    For    For    Management
1j   Elect Director Laurie J. Yoler    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Eliminate Supermajority Vote Requirement to Fill Board Vacancies    For    For    Management
4   Eliminate Supermajority Vote Requirement to Approve Certain Mergers, Consolidations or Dispositions of Substantial Assets    For    For    Management
5   Amend Articles of Incorporation to Remove Provisions Relating to Classified Board    For    For    Management
6   Ratify Deloitte & Touche LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CIGNA CORPORATION

 

Ticker:    CI   Security ID:    125523100
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director David M. Cordani    For    For    Management
1b   Elect Director William J. DeLaney    For    For    Management
1c   Elect Director Eric J. Foss    For    For    Management
1d   Elect Director Elder Granger    For    For    Management
1e   Elect Director Isaiah Harris, Jr.    For    For    Management
1f   Elect Director George Kurian    For    For    Management
1g   Elect Director Kathleen M. Mazzarella    For    For    Management
1h   Elect Director Mark B. McClellan    For    For    Management
1i   Elect Director John M. Partridge    For    For    Management
1j   Elect Director Kimberly A. Ross    For    For    Management
1k   Elect Director Eric C. Wiseman    For    For    Management
1l   Elect Director Donna F. Zarcone    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Amend Omnibus Stock Plan    For    For    Management
4   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5   Provide Right to Act by Written Consent    Against    For    Shareholder
6   Report on Gender Pay Gap    Against    Against    Shareholder
7   Disclose Board Matrix Including Ideological Perspectives    Against    Against    Shareholder

CIMB GROUP HOLDINGS BERHAD

 

Ticker:    1023   Security ID:    Y1636J101
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Elect Mohd Nasir Ahmad as Director    For    For    Management
2   Elect Robert Neil Coombe as Director    For    For    Management
3   Elect Afzal Abdul Rahim as Director    For    For    Management
4   Elect Abdul Rahman Ahmad as Director    For    For    Management
5   Elect Serena Tan Mei Shwen as Director    For    For    Management
6   Approve Director’s Fees    For    For    Management
7   Approve Directors’ Allowances and Benefits    For    For    Management
8   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
9   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Management
10   Approve Issuance of New Ordinary Shares Under the Dividend Reinvestment Scheme    For    For    Management
11   Authorize Share Repurchase Program    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CIMB GROUP HOLDINGS BERHAD

 

Ticker:    1023   Security ID:    Y1636J101
Meeting Date:    APR 15, 2021   Meeting Type:    Special
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Proposed Establishment of Long Term Incentive Plan    For    Against    Management
2   Approve Allocation of LTIP Awards to Abdul Rahman Ahmad    For    Against    Management

CINCINNATI FINANCIAL CORPORATION

 

Ticker:    CINF   Security ID:    172062101
Meeting Date:    MAY 08, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Thomas J. Aaron    For    For    Management
1.2   Elect Director William F. Bahl    For    For    Management
1.3   Elect Director Nancy C. Benacci    For    For    Management
1.4   Elect Director Linda W. Clement-Holmes    For    For    Management
1.5   Elect Director Dirk J. Debbink    For    For    Management
1.6   Elect Director Steven J. Johnston    For    For    Management
1.7   Elect Director Kenneth C. Lichtendahl    For    For    Management
1.8   Elect Director Jill P. Meyer    For    For    Management
1.9   Elect Director David P. Osborn    For    For    Management
1.10   Elect Director Gretchen W. Schar    For    For    Management
1.11   Elect Director Charles O. Schiff    For    For    Management
1.12   Elect Director Douglas S. Skidmore    For    For    Management
1.13   Elect Director John F. Steele, Jr.    For    For    Management
1.14   Elect Director Larry R. Webb    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Deloitte & Touche LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CINTAS CORPORATION

 

Ticker:    CTAS   Security ID:    172908105
Meeting Date:    OCT 27, 2020   Meeting Type:    Annual
Record Date:    SEP 02, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Gerald S. Adolph    For    For    Management
1b   Elect Director John F. Barrett    For    For    Management
1c   Elect Director Melanie W. Barstad    For    For    Management
1d   Elect Director Karen L. Carnahan    For    For    Management
1e   Elect Director Robert E. Coletti    For    For    Management
1f   Elect Director Scott D. Farmer    For    For    Management
1g   Elect Director Joseph Scaminace    For    For    Management
1h   Elect Director Ronald W. Tysoe    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Ernst & Young LLP as Auditors    For    For    Management
4   Report on Political Contributions Disclosure    Against    For    Shareholder

CISCO SYSTEMS, INC.

 

Ticker:    CSCO   Security ID:    17275R102
Meeting Date:    DEC 10, 2020   Meeting Type:    Annual
Record Date:    OCT 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director M. Michele Burns    For    For    Management
1b   Elect Director Wesley G. Bush    For    For    Management
1c   Elect Director Michael D. Capellas    For    For    Management
1d   Elect Director Mark Garrett    For    For    Management
1e   Elect Director Kristina M. Johnson    For    For    Management
1f   Elect Director Roderick C. McGeary    For    For    Management
1g   Elect Director Charles H. Robbins    For    For    Management
1h   Elect Director Arun Sarin—Withdrawn    None    None    Management
1i   Elect Director Brenton L. Saunders    For    For    Management
1j   Elect Director Lisa T. Su    For    For    Management
2   Change State of Incorporation from California to Delaware    For    For    Management
3   Amend Omnibus Stock Plan    For    For    Management
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
5   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
6   Require Independent Board Chair    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CITIC LIMITED

 

Ticker:    267   Security ID:    Y1639J116
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    JUN 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Final Dividend    For    For    Management
3   Elect Xi Guohua as Director    For    For    Management
4   Elect Song Kangle as Director    For    For    Management
5   Elect Liu Zhuyu as Director    For    For    Management
6   Elect Peng Yanxiang as Director    For    For    Management
7   Elect Yu Yang as Director    For    For    Management
8   Elect Liu Zhongyuan as Director    For    For    Management
9   Elect Xu Jinwu as Director    For    For    Management
10   Elect Toshikazu Tagawa as Director    For    For    Management
11  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
12  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
13   Authorize Repurchase of Issued Share Capital    For    For    Management

CITIC SECURITIES CO., LTD.

 

Ticker:    6030   Security ID:    Y1639N117
Meeting Date:    AUG 18, 2020   Meeting Type:    Special
Record Date:    JUN 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Amendments and Improvements to the Articles of Association    For    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CITIC SECURITIES CO., LTD.

 

Ticker:    6030   Security ID:    Y1639N117
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAY 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Work Report of the Board of Directors

    For    For    Management
2  

Approve Work Report of the Supervisory Committee

    For    For    Management
3  

Approve Annual Report

    For    For    Management
4  

Approve Profit Distribution Plan

    For    For    Management
5  

Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration

    For    Against    Management
6  

Approve 2021 Estimated Investment Amount for Proprietary Business

    For    For    Management
7  

Approve Remuneration of Directors and Supervisors

    For    For    Management
8.01  

Approve Contemplated Related Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates

    For    For    Management
8.02  

Approve Contemplated Related Party Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management

    For    For    Management
8.03  

Approve Contemplated Related Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary

    For    For    Management
8.04  

Approve Contemplated Related Party Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest

    For    For    Management
9  

Approve Amendments to Articles of Association

    For    Against    Management
10.01  

Approve Issuing Entity, Size of Issuance and Method of Issuance

    For    For    Management
10.02  

Approve Type of the Debt Financing Instruments

    For    For    Management
10.03  

Approve Term of the Debt Financing Instruments

    For    For    Management
10.04  

Approve Interest Rate of the Debt Financing Instruments

    For    For    Management
10.05  

Approve Security and Other Arrangements For

    For    Management   
10.06  

Approve Use of Proceeds

    For    For    Management
10.07  

Approve Issuing Price

    For    For    Management
10.08  

Approve Targets of Issue and the Placement Arrangements of the RMB Debt Financing Instruments to the Shareholders

    For    For    Management
10.09  

Approve Listing of the Debt Financing Instruments

    For    For    Management
10.10  

Approve Resolutions Validity Period

    For    For    Management
10.11  

Approve Authorization for the Issuances of the Onshore and Offshore Corporate Debt Financing Instruments

    For    For    Management
11  

Approve Related Party Transactions Involved in the Issuances of the Onshore and Offshore Corporate Debt Financing Instruments by the Company

    For    For    Management
12  

Elect Li Qing as Director

    For    For    Management
13  

Approve Satisfaction of the Conditions for the Rights Issue of the Company

    For    For    Management
14.01  

Approve Type and Nominal Value of the Rights Shares

    For    For    Management
14.02  

Approve Method of Issuance

    For    For    Management
14.03  

Approve Basis of the Rights Issue and Number of Rights Share to be Issued

    For    For    Management
14.04  

Approve Pricing Principle and Subscription Price

    For    For    Management
14.05  

Approve Target Subscribers for the Rights Issue

    For    For    Management
14.06  

Approve Arrangement for Accumulated Undistributed Profits Prior to the Rights Issue

    For    For    Management
14.07  

Approve Time of Issuance

    For    For    Management
14.08  

Approve Underwriting Method

    For    For    Management
14.09  

Approve Use of Proceeds to be Raised

    For    For    Management
14.10  

Approve Effective Period of the Resolutions

    For    For    Management
14.11  

Approve Listing of the Rights Share

    For    For    Management
15  

Approve Public Issuance of Securities by Way of the Rights Issue

    For    For    Management
16  

Approve Feasibility Analysis Report on the Use of Proceeds from the Rights Issue of the Company

    For    For    Management
17  

Approve Resolution on the Risk Warning of the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect

    For    For    Management
18  

Authorize Board to Handle All Matters in Relation to the Rights Issue

    For    For    Management
19  

Approve Shareholders’ Return Plan for 2021-2023

    For    For    Management
20  

Approve Use of Previous Proceeds

    For    For    Management

CITIC SECURITIES CO., LTD.

 

Ticker:    6030   Security ID:    Y1639N117
Meeting Date:    JUN 29, 2021   Meeting Type:    Special
Record Date:    MAY 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Satisfaction of the Conditions for the Rights Issue of the Company    For    For    Management
2.01   Approve Type and Nominal Value of the Rights Shares    For    For    Management
2.02   Approve Method of Issuance    For    For    Management
2.03   Approve Basis of the Rights Issue and Number of Rights Share to be Issued    For    For    Management
2.04   Approve Pricing Principle and Subscription Price    For    For    Management
2.05   Approve Target Subscribers for the Rights Issue    For    For    Management
2.06   Approve Arrangement for Accumulated Undistributed Profits Prior to the Rights Issue    For    For    Management
2.07   Approve Time of Issuance    For    For    Management
2.08   Approve Underwriting Method    For    For    Management
2.09   Approve Use of Proceeds to be Raised Under the Rights Issue    For    For    Management
2.10   Approve Effective Period of the Resolutions in Relation to the Rights Issue    For    For    Management
2.11   Approve Listing of the Rights Shares    For    For    Management
3   Approve Public Issuance of Securities by Way of the Rights Issue    For    For    Management
4   Approve Feasibility Analysis Report on the Use of Proceeds from the Rights Issue of the Company    For    For    Management
5   Approve Resolution on the Risk Warning of the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect    For    For    Management
6   Authorize Board to Handle All Matters in Relation to the Rights Issue    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CITIGROUP INC.

 

Ticker:    C   Security ID:    172967424
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Ellen M. Costello    For    For    Management
1b   Elect Director Grace E. Dailey    For    For    Management
1c   Elect Director Barbara J. Desoer    For    For    Management
1d   Elect Director John C. Dugan    For    For    Management
1e   Elect Director Jane N. Fraser    For    For    Management
1f   Elect Director Duncan P. Hennes    For    For    Management
1g   Elect Director Peter B. Henry    For    For    Management
1h   Elect Director S. Leslie Ireland    For    For    Management
1i   Elect Director Lew W. (Jay) Jacobs, IV    For    For    Management
1j   Elect Director Renee J. James    For    For    Management
1k   Elect Director Gary M. Reiner    For    For    Management
1l   Elect Director Diana L. Taylor    For    For    Management
1m   Elect Director James S. Turley    For    For    Management
1n   Elect Director Deborah C. Wright    For    For    Management
1o   Elect Director Alexander R. Wynaendts    For    For    Management
1p   Elect Director Ernesto Zedillo Ponce de Leon    For    For    Management
2   Ratify KPMG LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Amend Omnibus Stock Plan    For    For    Management
5   Amend Proxy Access Right    Against    For    Shareholder
6   Require Independent Board Chair    Against    Against    Shareholder
7   Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    Against    Against    Shareholder
8   Report on Lobbying Payments and Policy    Against    Against    Shareholder
9   Report on Racial Equity Audit    Against    Against    Shareholder
10   Amend Certificate of Incorporation to Become a Public Benefit Corporation    Against    Against    Shareholder

CITIZENS FINANCIAL GROUP, INC.

 

Ticker:    CFG   Security ID:    174610105
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Bruce Van Saun    For    For    Management
1.2   Elect Director Lee Alexander    For    For    Management
1.3   Elect Director Christine M. Cumming    For    For    Management
1.4   Elect Director William P. Hankowsky    For    For    Management
1.5   Elect Director Leo I. (“Lee”) Higdon    For    For    Management
1.6   Elect Director Edward J. (“Ned”) Kelly, III    For    For    Management
1.7   Elect Director Charles J. (“Bud”) Koch    For    For    Management
1.8   Elect Director Robert G. Leary    For    For    Management
1.9   Elect Director Terrance J. Lillis    For    For    Management
1.10   Elect Director Shivan Subramaniam    For    For    Management
1.11   Elect Director Christopher J. Swift    For    For    Management
1.12   Elect Director Wendy A. Watson    For    For    Management
1.13   Elect Director Marita Zuraitis    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
4   Ratify Deloitte & Touche LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CITRIX SYSTEMS, INC.

 

Ticker:    CTXS   Security ID:    177376100
Meeting Date:    JUN 04, 2021   Meeting Type:    Annual
Record Date:    APR 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Robert M. Calderoni    For    For    Management
1b   Elect Director Nanci E. Caldwell    For    For    Management
1c   Elect Director Murray J. Demo    For    For    Management
1d   Elect Director Ajei S. Gopal    For    For    Management
1e   Elect Director David J. Henshall    For    For    Management
1f   Elect Director Thomas E. Hogan    For    For    Management
1g   Elect Director Moira A. Kilcoyne    For    For    Management
1h   Elect Director Robert E. Knowling, Jr.    For    For    Management
1i   Elect Director Peter J. Sacripanti    For    For    Management
1j   Elect Director J. Donald Sherman    For    For    Management
2   Ratify Ernst & Young LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Adopt Simple Majority Vote    None    For    Shareholder

CITY DEVELOPMENTS LIMITED

 

Ticker:    C09   Security ID:    V23130111
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Adopt Financial Statements and Directors’ and Auditors’ Reports    For    For    Management
2   Approve Final and Special Dividend    For    For    Management
3   Approve Directors’ Fees    For    For    Management
4   Elect Philip Yeo Liat Kok as Director    For    For    Management
5a   Elect Ong Lian Jin Colin as Director    For    For    Management
5b   Elect Daniel Marie Ghislain Desbaillets as Director    For    For    Management
5c   Elect Chong Yoon Chou as Director    For    For    Management
5d   Elect Chan Swee Liang Carolina (Carol Fong) as Director    For    For    Management
5e   Elect Lee Jee Cheng Philip as Director    For    For    Management
6  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
7  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    For    Management
8   Authorize Share Repurchase Program    For    For    Management
9   Approve Mandate for Interested Person Transactions    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CK ASSET HOLDINGS LIMITED

 

Ticker:    1113   Security ID:    G2177B101
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAY 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Final Dividend    For    For    Management
3.1   Elect Ip Tak Chuen, Edmond as Director    For    For    Management
3.2   Elect Chow Wai Kam, Raymond as Director    For    For    Management
3.3   Elect Woo Chia Ching, Grace as Director    For    For    Management
3.4   Elect Chow Nin Mow, Albert as Director    For    Against    Management
3.5   Elect Donald Jeffrey Roberts as Director    For    Against    Management
3.6   Elect Stephen Edward Bradley as Director    For    For    Management
4   Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    Against    Management
5.1   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Management
5.2   Authorize Repurchase of Issued Share Capital    For    For    Management

CK ASSET HOLDINGS LIMITED

 

Ticker:    1113   Security ID:    G2177B101
Meeting Date:    MAY 13, 2021   Meeting Type:    Special
Record Date:    MAY 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Share Purchase Agreement, Proposed Acquisition and Grant of Specific Mandate to Allot and Issue Consideration Shares    For    For    Management
2   Approve Share Buy-back Offer and Related Transactions    For    For    Management
3   Approve Whitewash Waiver and Related Transactions    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CK HUTCHISON HOLDINGS LIMITED

 

Ticker:    1   Security ID:    G21765105
Meeting Date:    DEC 18, 2020   Meeting Type:    Special
Record Date:    DEC 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Second Tranche Transactions Under the Share Purchase Agreements and Related Transactions    For    For    Management
2   Elect Wong Kwai Lam as Director    For    For    Management

CK HUTCHISON HOLDINGS LIMITED

 

Ticker:    1   Security ID:    G21765105
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAY 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Final Dividend    For    For    Management
3a   Elect Ip Tak Chuen, Edmond as Director    For    For    Management
3b   Elect Lai Kai Ming, Dominic as Director    For    For    Management
3c   Elect Lee Yeh Kwong, Charles as Director    For    For    Management
3d   Elect George Colin Magnus as Director    For    For    Management
3e   Elect Paul Joseph Tighe as Director    For    For    Management
3f   Elect Wong Yick-ming, Rosanna as Director    For    For    Management
4   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
5.1   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Management
5.2   Authorize Repurchase of Issued Share Capital    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CLOUDFLARE, INC.

 

Ticker:    NET   Security ID:    18915M107
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Maria Eitel

    For    Withhold    Management
1.2  

Elect Director Matthew Prince

    For    Withhold    Management
1.3  

Elect Director Katrin Suder

    For    Withhold    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management

CLP HOLDINGS LTD.

 

Ticker:    2   Security ID:    Y1660Q104
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2a  

Elect Christina Gaw as Director

    For    For    Management
2b  

Elect Chunyuan Gu as Director

    For    For    Management
2c  

Elect John Andrew Harry Leigh as Director

    For    For    Management
2d  

Elect Andrew Clifford Winawer Brandler as Director

    For    For    Management
2e  

Elect Nicholas Charles Allen as Director

    For    For    Management
2f  

Elect Law Fan Chiu Fun Fanny as Director

    For    For    Management
2g  

Elect Richard Kendall Lancaster as Director

    For    For    Management
3  

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Adopt New Articles of Association

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CME GROUP INC.

 

Ticker:    CME   Security ID:    12572Q105
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Terrence A. Duffy

    For    For    Management
1b  

Elect Director Timothy S. Bitsberger

    For    For    Management
1c  

Elect Director Charles P. Carey

    For    For    Management
1d  

Elect Director Dennis H. Chookaszian

    For    For    Management
1e  

Elect Director Bryan T. Durkin

    For    For    Management
1f  

Elect Director Ana Dutra

    For    For    Management
1g  

Elect Director Martin J. Gepsman

    For    For    Management
1h  

Elect Director Larry G. Gerdes

    For    For    Management
1i  

Elect Director Daniel R. Glickman

    For    For    Management
1j  

Elect Director Daniel G. Kaye

    For    For    Management
1k  

Elect Director Phyllis M. Lockett

    For    For    Management
1l  

Elect Director Deborah J. Lucas

    For    For    Management
1m  

Elect Director Terry L. Savage

    For    For    Management
1n  

Elect Director Rahael Seifu

    For    For    Management
1o  

Elect Director William R. Shepard

    For    For    Management
1p  

Elect Director Howard J. Siegel

    For    For    Management
1q  

Elect Director Dennis A. Suskind

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

CMS ENERGY CORPORATION

 

Ticker:    CMS   Security ID:    125896100
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jon E. Barfield

    For    For    Management
1b  

Elect Director Deborah H. Butler

    For    For    Management
1c  

Elect Director Kurt L. Darrow

    For    For    Management
1d  

Elect Director William D. Harvey

    For    For    Management
1e  

Elect Director Garrick J. Rochow

    For    For    Management
1f  

Elect Director John G. Russell

    For    For    Management
1g  

Elect Director Suzanne F. Shank

    For    For    Management
1h  

Elect Director Myrna M. Soto

    For    For    Management
1i  

Elect Director John G. Sznewajs

    For    For    Management
1j  

Elect Director Ronald J. Tanski

    For    For    Management
1k  

Elect Director Laura H. Wright

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Report on Costs and Benefits of Environmental Related Expenditures

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CNOOC LIMITED

 

Ticker:    883   Security ID:    Y1662W117
Meeting Date:    NOV 20, 2020   Meeting Type:    Special
Record Date:    NOV 13, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Supplemental Agreement and Amendments to the Existing Non-Compete Undertaking and Related Transactions

    For    For    Management

COCA-COLA EUROPACIFIC PARTNERS PLC

 

Ticker:    CCEP   Security ID:    G25839104
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    Against    Management
3  

Elect Manolo Arroyo as Director

    For    For    Management
4  

Elect John Bryant as Director

    For    For    Management
5  

Elect Christine Cross as Director

    For    For    Management
6  

Elect Brian Smith as Director

    For    For    Management
7  

Re-elect Garry Watts as Director

    For    For    Management
8  

Re-elect Jan Bennink as Director

    For    For    Management
9  

Re-elect Jose Ignacio Comenge as Director

    For    For    Management
10  

Re-elect Damian Gammell as Director

    For    For    Management
11  

Re-elect Nathalie Gaveau as Director

    For    For    Management
12  

Re-elect Alvaro Gomez-Trenor Aguilar as Director

    For    For    Management
13  

Re-elect Thomas Johnson as Director

    For    For    Management
14  

Re-elect Dagmar Kollmann as Director

    For    For    Management
15  

Re-elect Alfonso Libano Daurella as Director

    For    For    Management
16  

Re-elect Mark Price as Director

    For    For    Management
17  

Re-elect Mario Rotllant Sola as Director

    For    Against    Management
18  

Re-elect Dessi Temperley as Director

    For    For    Management
19  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
20  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
21  

Authorise UK and EU Political Donations and Expenditure

    For    For    Management
22  

Authorise Issue of Equity

    For    For    Management
23  

Approve Waiver of Rule 9 of the Takeover Code

    For    Against    Management
24  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
25  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
26  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
27  

Authorise Off-Market Purchase of Ordinary Shares

    For    For    Management
28  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COCA-COLA HBC AG

 

Ticker:    CCH   Security ID:    H1512E100
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    JUN 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2.1  

Approve Allocation of Income

    For    For    Management
2.2  

Approve Dividend from Reserves

    For    For    Management
3  

Approve Discharge of Board and Senior Management

    For    For    Management
4.1.1  

Re-elect Anastassis David as Director and as Board Chairman

    For    For    Management
4.1.2  

Re-elect Zoran Bogdanovic as Director

    For    For    Management
4.1.3  

Re-elect Charlotte Boyle as Director and as Member of the Remuneration Committee

    For    For    Management
4.1.4  

Re-elect Reto Francioni as Director and as Member of the Remuneration Committee

    For    For    Management
4.1.5  

Re-elect Olusola David-Borha as Director

    For    For    Management
4.1.6  

Re-elect William Douglas III as Director

    For    For    Management
4.1.7  

Re-elect Anastasios Leventis as Director

    For    For    Management
4.1.8  

Re-elect Christodoulos Leventis as Director

    For    For    Management
4.1.9  

Re-elect Alexandra Papalexopoulou as Director

    For    For    Management
4.1.A  

Re-elect Ryan Rudolph as Director

    For    For    Management
4.1.B  

Re-elect Anna Diamantopoulou as Director and as Member of the Remuneration Committee

    For    For    Management
4.2  

Elect Bruno Pietracci as Director

    For    For    Management
4.3  

Elect Henrique Braun as Director

    For    For    Management
5  

Designate Ines Poeschel as Independent Proxy

    For    For    Management
6.1  

Reappoint PricewaterhouseCoopers AG as Auditors

    For    For    Management
6.2  

Advisory Vote on Reappointment of the Independent Registered Public Accounting Firm PricewaterhouseCoopers SA for UK Purposes

    For    For    Management
7  

Approve UK Remuneration Report

    For    Against    Management
8  

Approve Remuneration Policy

    For    For    Management
9  

Approve Swiss Remuneration Report

    For    Against    Management
10.1  

Approve Maximum Aggregate Amount of Remuneration for Directors

    For    For    Management
10.2  

Approve Maximum Aggregate Amount of Remuneration for the Operating Committee

    For    For    Management
11  

Authorise Market Purchase of Ordinary Shares

    For    For    Management

COCHLEAR LIMITED

 

Ticker:    COH   Security ID:    Q25953102
Meeting Date:    OCT 20, 2020   Meeting Type:    Annual
Record Date:    OCT 18, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve Financial Statements and Reports of the Directors and Auditors

    For    For    Management
2.1  

Approve Remuneration Report

    For    For    Management
3.1  

Elect Andrew Denver as Director

    For    For    Management
3.2  

Elect Bruce Robinson as Director

    For    For    Management
3.3  

Elect Michael Daniell as Director

    For    For    Management
4.1  

Elect Stephen Mayne as Director

    Against    Against    Shareholder
5.1  

Approve Grant of Securities to Dig Howitt

    For    For    Management
6.1  

Adopt New Constitution

    For    For    Management
7.1  

Approve Proportional Takeover Provisions in the Proposed Constitution

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COGNEX CORPORATION

 

Ticker:    CGNX   Security ID:    192422103
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Director Sachin Lawande

    For    For    Management
2  

Ratify Grant Thornton LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Ticker:    CTSH   Security ID:    192446102
Meeting Date:    JUN 01, 2021   Meeting Type:    Annual
Record Date:    APR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Zein Abdalla

    For    For    Management
1b  

Elect Director Vinita Bali

    For    For    Management
1c  

Elect Director Maureen Breakiron-Evans

    For    For    Management
1d  

Elect Director Archana Deskus

    For    For    Management
1e  

Elect Director John M. Dineen

    For    For    Management
1f  

Elect Director Brian Humphries

    For    For    Management
1g  

Elect Director Leo S. Mackay, Jr.

    For    For    Management
1h  

Elect Director Michael Patsalos-Fox

    For    For    Management
1i  

Elect Director Joseph M. Velli

    For    For    Management
1j  

Elect Director Sandra S. Wijnberg

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COLES GROUP LIMITED

 

Ticker:    COL   Security ID:    Q26203408
Meeting Date:    NOV 05, 2020   Meeting Type:    Annual
Record Date:    NOV 03, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2.1  

Elect Paul O’Malley as Director

    For    For    Management
2.2  

Elect David Cheesewright as Director

    For    For    Management
2.3  

Elect Wendy Stops as Director

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Grant of STI Shares to Steven Cain

    For    For    Management
5  

Approve Grant of Performance Rights to Steven Cain

    For    For    Management

COLGATE-PALMOLIVE COMPANY

 

Ticker:    CL   Security ID:    194162103
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director John P. Bilbrey

    For    For    Management
1b  

Elect Director John T. Cahill

    For    For    Management
1c  

Elect Director Lisa M. Edwards

    For    For    Management
1d  

Elect Director C. Martin Harris

    For    For    Management
1e  

Elect Director Martina Hund-Mejean

    For    For    Management
1f  

Elect Director Kimberly A. Nelson

    For    For    Management
1g  

Elect Director Lorrie M. Norrington

    For    For    Management
1h  

Elect Director Michael B. Polk

    For    For    Management
1i  

Elect Director Stephen I. Sadove

    For    For    Management
1j  

Elect Director Noel R. Wallace

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Require Independent Board Chair

    Against    For    Shareholder
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COLOPLAST A/S

 

Ticker:    COLO.B   Security ID:    K16018192
Meeting Date:    DEC 03, 2020   Meeting Type:    Annual
Record Date:    NOV 26, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Report of Board

    None    None    Management
2  

Accept Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income

    For    For    Management
4  

Approve Remuneration Report

    For    For    Management
5  

Approve Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
6.1  

Approve Update of the Company’s Overall Guidelines for Incentive Pay to the Executive Management

    For    For    Management
6.2.1  

Amend Corporate Purpose

    For    For    Management
6.2.2  

Amend Articles Re: Electronic General Meetings

    For    Against    Management
6.3  

Instruct Board to Complete an Assessment of the Ability of the Company to Publish Country-by-Country Tax Reporting in line with the Global Reporting Initiative’s Standard (GRI 207: Tax 2019) starting from Financial Year 2021/22

    For    For    Shareholder
7.1  

Reelect Lars Soren Rasmussen as Director

    For    For    Management
7.2  

Reelect Niels Peter Louis-Hansen as Director

    For    For    Management
7.3  

Reelect Birgitte Nielsen as Director

    For    For    Management
7.4  

Reelect Carsten Hellmann as Director

    For    For    Management
7.5  

Reelect Jette Nygaard-Andersen as Director

    For    For    Management
7.6  

Elect Marianne Wiinholt as New Director

    For    For    Management
8  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
9  

Other Business

    None    None    Management

COMCAST CORPORATION

 

Ticker:    CMCSA   Security ID:    20030N101
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kenneth J. Bacon

    For    For    Management
1.2  

Elect Director Madeline S. Bell

    For    For    Management
1.3  

Elect Director Naomi M. Bergman

    For    For    Management
1.4  

Elect Director Edward D. Breen

    For    For    Management
1.5  

Elect Director Gerald L. Hassell

    For    For    Management
1.6  

Elect Director Jeffrey A. Honickman

    For    For    Management
1.7  

Elect Director Maritza G. Montiel

    For    For    Management
1.8  

Elect Director Asuka Nakahara

    For    For    Management
1.9  

Elect Director David C. Novak

    For    For    Management
1.10  

Elect Director Brian L. Roberts

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COMMONWEALTH BANK OF AUSTRALIA

 

Ticker:    CBA   Security ID:    Q26915100
Meeting Date:    OCT 13, 2020   Meeting Type:    Annual
Record Date:    OCT 11, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2a  

Elect Rob Whitfield as Director

    For    For    Management
2b  

Elect Simon Moutter as Director

    For    For    Management
3  

Approve Remuneration Report

    For    Against    Management
4  

Approve Grant of Restricted Share Units and Performance Rights to Matt Comyn

    For    Against    Management
5  

Approve the Amendments to the Company’s Constitution

    Against    Against    Shareholder

COMPAGNIE DE SAINT-GOBAIN SA

 

Ticker:    SGO   Security ID:    F80343100
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual/Special
Record Date:    JUN 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 1.33 per Share

    For    For    Management
4  

Elect Benoit Bazin as Director

    For    For    Management
5  

Reelect Pamela Knapp as Director

    For    For    Management
6  

Reelect Agnes Lemarchand as Director

    For    For    Management
7  

Reelect Gilles Schnepp as Director

    For    For    Management
8  

Reelect Sibylle Daunis as Representative of Employee Shareholders to the Board

    For    For    Management
9  

Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO

    For    Against    Management
10  

Approve Compensation of Benoit Bazin, Vice-CEO

    For    For    Management
11  

Approve Compensation of Corporate Officers

    For    For    Management
12  

Approve Remuneration Policy of Chairman and CEO Until 30 June 2021

    For    For    Management
13  

Approve Remuneration Policy of Vice-CEO Until 30 June 2021

    For    For    Management
14  

Approve Remuneration Policy of CEO Since 1 July 2021

    For    For    Management
15  

Approve Remuneration Policy of Chairman of the Board Since 1 July 2021

    For    For    Management
16  

Approve Remuneration Policy of Directors

    For    For    Management
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
18  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 426 Million

    For    For    Management
19  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 213 Million

    For    For    Management
20  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 213 Million

    For    For    Management
21  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

    For    For    Management
22  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
23  

Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value

    For    For    Management
24  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

    For    For    Management
25  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
26  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
27  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COMPAGNIE FINANCIERE RICHEMONT SA

 

Ticker:    CFR   Security ID:    H25662182
Meeting Date:    SEP 09, 2020   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 1.00 per Registered A Share and CHF 0.10 per Registered B Share

    For    For    Management
3  

Approve Creation of CHF 24.2 Million Pool of Conditional Capital to Cover Exercise of Warrants

    For    For    Management
4  

Approve Discharge of Board and Senior Management

    For    For    Management
5.1  

Reelect Johann Rupert as Director and Board Chairman

    For    Against    Management
5.2  

Reelect Josua Malherbe as Director

    For    Against    Management
5.3  

Reelect Nikesh Arora as Director

    For    Against    Management
5.4  

Reelect Nicolas Bos as Director

    For    Against    Management
5.5  

Reelect Clay Brendish as Director

    For    For    Management
5.6  

Reelect Jean-Blaise Eckert as Director

    For    Against    Management
5.7  

Reelect Burkhart Grund as Director

    For    Against    Management
5.8  

Reelect Keyu Jin as Director

    For    For    Management
5.9  

Reelect Jerome Lambert as Director

    For    For    Management
5.10  

Reelect Ruggero Magnoni as Director

    For    Against    Management
5.11  

Reelect Jeff Moss as Director

    For    For    Management
5.12  

Reelect Vesna Nevistic as Director

    For    For    Management
5.13  

Reelect Guillaume Pictet as Director

    For    For    Management
5.14  

Reelect Alan Quasha as Director

    For    Against    Management
5.15  

Reelect Maria Ramos as Director

    For    For    Management
5.16  

Reelect Anton Rupert as Director

    For    Against    Management
5.17  

Reelect Jan Rupert as Director

    For    Against    Management
5.18  

Reelect Gary Saage as Director

    For    Against    Management
5.19  

Reelect Cyrille Vigneron as Director

    For    Against    Management
5.20  

Elect Wendy Luhabe as Director

    For    For    Management
6.1  

Reappoint Clay Brendish as Member of the Compensation Committee

    For    For    Management
6.2  

Reappoint Keyu Jin as Member of the Compensation Committee

    For    For    Management
6.3  

Reappoint Guillaume Pictet as Member of the Compensation Committee

    For    For    Management
6.4  

Reappoint Maria Ramos as Member of the Compensation Committee

    For    For    Management
7  

Ratify PricewaterhouseCoopers SA as Auditors

    For    For    Management
8  

Designate Etude Gampert Demierre Moreno as Independent Proxy

    For    For    Management
9.1  

Approve Remuneration of Directors in the Amount of CHF 6.7 Million

    For    For    Management
9.2  

Approve Fixed Remuneration of Executive Committee in the Amount of CHF 15.8 Million

    For    For    Management
9.3  

Approve Variable Remuneration of Executive Committee in the Amount of CHF 38.3 Million

    For    Against    Management
10  

Transact Other Business (Voting)

    For    Against    Management

COMPAGNIE FINANCIERE RICHEMONT SA

 

Ticker:    CFR   Security ID:    H25662182
Meeting Date:    NOV 17, 2020   Meeting Type:    Special
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Creation of CHF 24.2 Million Pool of Conditional Capital to Cover Exercise of Warrants

    For    For    Management
2  

Transact Other Business (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA

 

Ticker:    ML   Security ID:    F61824144
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income and Dividends of EUR 2.30 per Share

    For    For    Management
3  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions

    For    For    Management
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
6  

Approve Remuneration Policy of General Managers

    For    For    Management
7  

Approve Remuneration Policy of Supervisory Board Members

    For    For    Management
8  

Approve Compensation Report of Corporate Officers

    For    For    Management
9  

Approve Compensation of Florent Menegaux, General Manager

    For    For    Management
10  

Approve Compensation of Yves Chapo, Manager

    For    For    Management
11  

Approve Compensation of Michel Rollier, Chairman of Supervisory Board

    For    For    Management
12  

Ratify Appointment of Jean-Michel Severino as Supervisory Board Member

    For    For    Management
13  

Elect Wolf-Henning Scheider as Supervisory Board Member

    For    For    Management
14  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
15  

Amend Article 30 of Bylaws Re: Financial Rights of General Partners

    For    For    Management
16  

Amend Article 12 of Bylaws Re: Manager Remuneration

    For    For    Management
17  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

COMPANIA DE MINAS BUENAVENTURA SAA

 

Ticker:    BUENAVC1   Security ID:    204448104
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Annual Report

    For    For    Management
2  

Approve Financial Statements

    For    For    Management
3  

Approve Remuneration of Directors

    For    For    Management
4  

Amend Remuneration Policy

    For    For    Management
5  

Appoint Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COMPANIA DE MINAS BUENAVENTURA SAA

 

Ticker:    BUENAVC1   Security ID:    204448104
Meeting Date:    MAY 21, 2021   Meeting Type:    Special
Record Date:    MAY 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Authorize Issuance of Bonds and Authorize Board to Set Terms of the Debt Issuance

    For    For    Management

COMPASS GROUP PLC

 

Ticker:    CPG   Security ID:    G23296208
Meeting Date:    FEB 04, 2021   Meeting Type:    Annual
Record Date:    FEB 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Policy

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Elect Ian Meakins as Director

    For    For    Management
5  

Re-elect Dominic Blakemore as Director

    For    For    Management
6  

Re-elect Gary Green as Director

    For    For    Management
7  

Re-elect Karen Witts as Director

    For    For    Management
8  

Re-elect Carol Arrowsmith as Director

    For    For    Management
9  

Re-elect John Bason as Director

    For    For    Management
10  

Re-elect Stefan Bomhard as Director

    For    For    Management
11  

Re-elect John Bryant as Director

    For    For    Management
12  

Re-elect Anne-Francoise Nesmes as Director

    For    For    Management
13  

Re-elect Nelson Silva as Director

    For    For    Management
14  

Re-elect Ireena Vittal as Director

    For    For    Management
15  

Reappoint KPMG LLP as Auditors

    For    For    Management
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
17  

Authorise EU Political Donations and Expenditure

    For    For    Management
18  

Authorise Issue of Equity

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
21  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
22  

Adopt New Articles of Association

    For    For    Management
23  

Authorise the Company to Call General Meeting with 14 Working Days’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COMPUTERSHARE LIMITED

 

Ticker:    CPU   Security ID:    Q2721E105
Meeting Date:    NOV 11, 2020   Meeting Type:    Annual
Record Date:    NOV 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2  

Elect Joseph Velli as Director

    For    For    Management
3  

Elect Abi Cleland as Director

    For    For    Management
4  

Approve Remuneration Report

    For    Against    Management
5a  

Approve Grant of Performance Rights and Share Appreciation Rights to Stuart Irving

    For    Against    Management
5b  

***Withdrawn Resolution*** Approve Grant of Share Appreciation Rights to Stuart Irving

    None    None    Management

CONAGRA BRANDS, INC.

 

Ticker:    CAG   Security ID:    205887102
Meeting Date:    SEP 23, 2020   Meeting Type:    Annual
Record Date:    AUG 03, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Anil Arora

    For    For    Management
1b  

Elect Director Thomas “Tony” K. Brown

    For    For    Management
1c  

Elect Director Sean M. Connolly

    For    For    Management
1d  

Elect Director Joie A. Gregor

    For    For    Management
1e  

Elect Director Rajive Johri

    For    For    Management
1f  

Elect Director Richard H. Lenny

    For    For    Management
1g  

Elect Director Melissa Lora

    For    For    Management
1h  

Elect Director Ruth Ann Marshall

    For    For    Management
1i  

Elect Director Craig P. Omtvedt

    For    For    Management
1j  

Elect Director Scott Ostfeld

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CONCHO RESOURCES INC.    

 

Ticker:    CXO   Security ID:    20605P101
Meeting Date:    JAN 15, 2021   Meeting Type:    Special
Record Date:    DEC 11, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    For    Management
2  

Advisory Vote on Golden Parachutes

    For    Against    Management

CONOCOPHILLIPS

 

Ticker:    COP   Security ID:    20825C104
Meeting Date:    JAN 15, 2021   Meeting Type:    Special
Record Date:    DEC 11, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Issue Shares in Connection with Merger

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CONOCOPHILLIPS

 

Ticker:    COP   Security ID:    20825C104
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Charles E. Bunch

    For    For    Management
1b  

Elect Director Caroline Maury Devine

    For    For    Management
1c  

Elect Director John V. Faraci

    For    For    Management
1d  

Elect Director Jody Freeman

    For    For    Management
1e  

Elect Director Gay Huey Evans

    For    For    Management
1f  

Elect Director Jeffrey A. Joerres

    For    For    Management
1g  

Elect Director Ryan M. Lance

    For    For    Management
1h  

Elect Director Timothy A. Leach

    For    For    Management
1i  

Elect Director William H. McRaven

    For    For    Management
1j  

Elect Director Sharmila Mulligan

    For    For    Management
1k  

Elect Director Eric D. Mullins

    For    For    Management
1l  

Elect Director Arjun N. Murti

    For    For    Management
1m  

Elect Director Robert A. Niblock

    For    For    Management
1n  

Elect Director David T. Seaton

    For    For    Management
1o  

Elect Director R.A. Walker

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Adopt Simple Majority Vote

    For    For    Shareholder
5  

Emission Reduction Targets

    Against    For    Shareholder

CONSOLIDATED EDISON, INC.

 

Ticker:    ED   Security ID:    209115104
Meeting Date:    MAY 17, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Timothy P. Cawley

    For    For    Management
1.2  

Elect Director Ellen V. Futter

    For    For    Management
1.3  

Elect Director John F. Killian

    For    For    Management
1.4  

Elect Director Karol V. Mason

    For    For    Management
1.5  

Elect Director John McAvoy

    For    For    Management
1.6  

Elect Director Dwight A. McBride

    For    For    Management
1.7  

Elect Director William J. Mulrow

    For    For    Management
1.8  

Elect Director Armando J. Olivera

    For    For    Management
1.9  

Elect Director Michael W. Ranger

    For    For    Management
1.10  

Elect Director Linda S. Sanford

    For    For    Management
1.11  

Elect Director Deirdre Stanley

    For    For    Management
1.12  

Elect Director L. Frederick Sutherland

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CONSTELLATION BRANDS, INC.

 

Ticker:    STZ   Security ID:    21036P108
Meeting Date:    JUL 21, 2020   Meeting Type:    Annual
Record Date:    MAY 22, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Christy Clark

    For    For    Management
1.2  

Elect Director Jennifer M. Daniels

    For    For    Management
1.3  

Elect Director Jerry Fowden

    For    Withhold    Management
1.4  

Elect Director Ernesto M. Hernandez

    For    For    Management
1.5  

Elect Director Susan Somersille Johnson

    For    For    Management
1.6  

Elect Director James A. Locke, III

    For    Withhold    Management
1.7  

Elect Director Jose Manuel Madero Garza

    For    For    Management
1.8  

Elect Director Daniel J. McCarthy

    For    For    Management
1.9  

Elect Director William A. Newlands

    For    For    Management
1.10  

Elect Director Richard Sands

    For    For    Management
1.11  

Elect Director Robert Sands

    For    For    Management
1.12  

Elect Director Judy A. Schmeling

    For    Withhold    Management
2  

Ratify KPMG LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

CONSTELLATION SOFTWARE INC.

 

Ticker:    CSU   Security ID:    21037X100
Meeting Date:    AUG 05, 2020   Meeting Type:    Special
Record Date:    JUL 02, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director John Billowits

    For    Withhold    Management
1.2  

Elect Director Donna Parr

    For    For    Management
1.3  

Elect Director Andrew Pastor

    For    Withhold    Management
1.4  

Elect Director Barry Symons

    For    Withhold    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CONSTELLATION SOFTWARE INC.

 

Ticker:    CSU   Security ID:    21037X100
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Jeff Bender

    For    For    Management
1.2  

Elect Director John Billowits

    For    For    Management
1.3  

Elect Director Lawrence Cunningham

    For    For    Management
1.4  

Elect Director Susan Gayner

    For    For    Management
1.5  

Elect Director Robert Kittel

    For    For    Management
1.6  

Elect Director Mark Leonard

    For    For    Management
1.7  

Elect Director Paul McFeeters

    For    For    Management
1.8  

Elect Director Mark Miller

    For    For    Management
1.9  

Elect Director Lori O’Neill

    For    For    Management
1.10  

Elect Director Donna Parr

    For    For    Management
1.11  

Elect Director Andrew Pastor

    For    For    Management
1.12  

Elect Director Dexter Salna

    For    For    Management
1.13  

Elect Director Stephen R. Scotchmer

    For    For    Management
1.14  

Elect Director Barry Symons

    For    For    Management
1.15  

Elect Director Robin Van Poelje

    For    For    Management
2  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

CONTINENTAL AG

 

Ticker:    CON   Security ID:    D16212140
Meeting Date:    JUL 14, 2020   Meeting Type:    Annual
Record Date:    JUN 22, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 3.00 per Share

    For    For    Management
3.1  

Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2019

    For    For    Management
3.2  

Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2019

    For    For    Management
3.3  

Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2019

    For    For    Management
3.4  

Approve Discharge of Management Board Member Christian Koetz for Fiscal 2019

    For    For    Management
3.5  

Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2019

    For    For    Management
3.6  

Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2019

    For    For    Management
3.7  

Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2019

    For    For    Management
3.8  

Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2019

    For    For    Management
4.1  

Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2019

    For    For    Management
4.2  

Approve Discharge of Supervisory Board Member Hasan Allak for Fiscal 2019

    For    For    Management
4.3  

Approve Discharge of Supervisory Board Member Christiane Benner for Fiscal 2019

    For    For    Management
4.4  

Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2019

    For    For    Management
4.5  

Approve Discharge of Supervisory Board Member Francesco Grioli for Fiscal 2019

    For    For    Management
4.6  

Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2019

    For    For    Management
4.7  

Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2019

    For    For    Management
4.8  

Approve Discharge of Supervisory Board Member Satish Khatu for Fiscal 2019

    For    For    Management
4.9  

Approve Discharge of Supervisory Board Member Isabel Knauf for Fiscal 2019

    For    For    Management
4.10  

Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2019

    For    For    Management
4.11  

Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2019

    For    For    Management
4.12  

Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2019

    For    For    Management
4.13  

Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2019

    For    For    Management
4.14  

Approve Discharge of Supervisory Board Member Lorenz Pfau for Fiscal 2019

    For    For    Management
4.15  

Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2019

    For    For    Management
4.16  

Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2019

    For    For    Management
4.17  

Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2019

    For    For    Management
4.18  

Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2019

    For    For    Management
4.19  

Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2019

    For    For    Management
4.20  

Approve Discharge of Supervisory Board Member Gudrun Valten for Fiscal 2019

    For    For    Management
4.21  

Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2019

    For    For    Management
4.22  

Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2019

    For    For    Management
4.23  

Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2019

    For    For    Management
4.24  

Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2019

    For    For    Management
5  

Ratify KPMG AG as Auditors for Fiscal 2020

    For    For    Management
6  

Approve Remuneration Policy

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CONTINENTAL AG

 

Ticker:    CON   Security ID:    D16212140
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    APR 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Omission of Dividends

    For    For    Management
3.1  

Approve Discharge of Management Board Member Nikolai Setzer for Fiscal Year 2020

    For    For    Management
3.2  

Approve Discharge of Management Board Member Elmar Degenhart for Fiscal Year 2020

    For    For    Management
3.3  

Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal Year 2020

    For    For    Management
3.4  

Approve Discharge of Management Board Member Frank Jourdan for Fiscal Year 2020

    For    For    Management
3.5  

Approve Discharge of Management Board Member Christian Koetz for Fiscal Year 2020

    For    For    Management
3.6  

Approve Discharge of Management Board Member Helmut Matschi for Fiscal Year 2020

    For    For    Management
3.7  

Approve Discharge of Management Board Member Ariane Reinhart for Fiscal Year 2020

    For    For    Management
3.8  

Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal Year 2020

    For    For    Management
3.9  

Approve Discharge of Management Board Member Andreas Wolf for Fiscal Year 2020

    For    For    Management
4.1  

Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal Year 2020

    For    For    Management
4.2  

Approve Discharge of Supervisory Board Member Hasan Allak for Fiscal Year 2020

    For    For    Management
4.3  

Approve Discharge of Supervisory Board Member Christiane Benner for Fiscal Year 2020

    For    For    Management
4.4  

Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal Year 2020

    For    For    Management
4.5  

Approve Discharge of Supervisory Board Member Francesco Grioli for Fiscal Year 2020

    For    For    Management
4.6  

Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal Year 2020

    For    For    Management
4.7  

Approve Discharge of Supervisory Board Member Satish Khatu for Fiscal Year 2020

    For    For    Management
4.8  

Approve Discharge of Supervisory Board Member Isabel Knauf for Fiscal Year 2020

    For    For    Management
4.9  

Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal Year 2020

    For    For    Management
4.10  

Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal Year 2020

    For    For    Management
4.11  

Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal Year 2020

    For    For    Management
4.12  

Approve Discharge of Supervisory Board Member Lorenz Pfau for Fiscal Year 2020

    For    For    Management
4.13  

Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal Year 2020

    For    For    Management
4.14  

Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal Year 2020

    For    For    Management
4.15  

Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal Year 2020

    For    For    Management
4.16  

Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal Year 2020

    For    For    Management
4.17  

Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal Year 2020

    For    For    Management
4.18  

Approve Discharge of Supervisory Board Member Kirsten Voerkelfor Fiscal Year 2020

    For    For    Management
4.19  

Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal Year 2020

    For    For    Management
4.20  

Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal Year 2020

    For    For    Management
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021

    For    For    Management
6  

Amend Articles of Association

    For    For    Management
7  

Approve Spin-Off and Takeover Agreement with Vitesco Technologies Group Aktiengesellschaft

    For    For    Management

COPART, INC.

 

Ticker:    CPRT   Security ID:    217204106
Meeting Date:    DEC 04, 2020   Meeting Type:    Annual
Record Date:    OCT 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Willis J. Johnson

    For    For    Management
1.2  

Elect Director A. Jayson Adair

    For    For    Management
1.3  

Elect Director Matt Blunt

    For    For    Management
1.4  

Elect Director Steven D. Cohan

    For    For    Management
1.5  

Elect Director Daniel J. Englander

    For    For    Management
1.6  

Elect Director James E. Meeks

    For    For    Management
1.7  

Elect Director Thomas N. Tryforos

    For    For    Management
1.8  

Elect Director Diane M. Morefield

    For    For    Management
1.9  

Elect Director Stephen Fisher

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CORNING INCORPORATED

 

Ticker:    GLW   Security ID:    219350105
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Donald W. Blair

    For    For    Management
1b  

Elect Director Leslie A. Brun

    For    For    Management
1c  

Elect Director Stephanie A. Burns

    For    For    Management
1d  

Elect Director Richard T. Clark

    For    For    Management
1e  

Elect Director Robert F. Cummings, Jr.

    For    For    Management
1f  

Elect Director Roger W. Ferguson, Jr.

    For    For    Management
1g  

Elect Director Deborah A. Henretta

    For    For    Management
1h  

Elect Director Daniel P. Huttenlocher

    For    For    Management
1i  

Elect Director Kurt M. Landgraf

    For    For    Management
1j  

Elect Director Kevin J. Martin

    For    For    Management
1k  

Elect Director Deborah D. Rieman

    For    For    Management
1l  

Elect Director Hansel E. Tookes, II

    For    For    Management
1m  

Elect Director Wendell P. Weeks

    For    For    Management
1n  

Elect Director Mark S. Wrighton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

CORTEVA, INC.

 

Ticker:    CTVA   Security ID:    22052L104
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Lamberto Andreotti

    For    For    Management
1b  

Elect Director James C. Collins, Jr.

    For    For    Management
1c  

Elect Director Klaus A. Engel

    For    For    Management
1d  

Elect Director David C. Everitt

    For    For    Management
1e  

Elect Director Janet P. Giesselman

    For    For    Management
1f  

Elect Director Karen H. Grimes

    For    For    Management
1g  

Elect Director Michael O. Johanns

    For    For    Management
1h  

Elect Director Rebecca B. Liebert

    For    For    Management
1i  

Elect Director Marcos M. Lutz

    For    For    Management
1j  

Elect Director Nayaki Nayyar

    For    For    Management
1k  

Elect Director Gregory R. Page

    For    For    Management
1l  

Elect Director Kerry J. Preete

    For    For    Management
1m  

Elect Director Patrick J. Ward

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COSTAR GROUP, INC.

 

Ticker:    CSGP   Security ID:    22160N109
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Michael R. Klein

    For    For    Management
1b  

Elect Director Andrew C. Florance

    For    For    Management
1c  

Elect Director Laura Cox Kaplan

    For    For    Management
1d  

Elect Director Michael J. Glosserman

    For    For    Management
1e  

Elect Director John W. Hill

    For    For    Management
1f  

Elect Director Robert W. Musslewhite

    For    For    Management
1g  

Elect Director Christopher J. Nassetta

    For    For    Management
1h  

Elect Director Louise S. Sams

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Increase Authorized Common Stock

    For    For    Management
5  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
6  

Eliminate Supermajority Vote Requirement

    Against    For    Shareholder

COSTCO WHOLESALE CORPORATION

 

Ticker:    COST   Security ID:    22160K105
Meeting Date:    JAN 21, 2021   Meeting Type:    Annual
Record Date:    NOV 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Susan L. Decker

    For    For    Management
1.2  

Elect Director Kenneth D. Denman

    For    For    Management
1.3  

Elect Director Richard A. Galanti

    For    For    Management
1.4  

Elect Director W. Craig Jelinek

    For    For    Management
1.5  

Elect Director Sally Jewell

    For    For    Management
1.6  

Elect Director Charles T. Munger

    For    For    Management
1.7  

Elect Director Jeffrey S. Raikes

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COUNTRY GARDEN HOLDINGS COMPANY LIMITED

 

Ticker:    2007   Security ID:    G24524103
Meeting Date:    MAY 24, 2021   Meeting Type:    Annual
Record Date:    MAY 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a1  

Elect Yeung Kwok Keung as Director

    For    For    Management
3a2  

Elect Yang Ziying as Director

    For    For    Management
3a3  

Elect Song Jun as Director

    For    For    Management
3a4  

Elect Tong Wui Tung as Director

    For    For    Management
3a5  

Elect Huang Hongyan as Director

    For    For    Management
3b  

Authorize Board to Fix the Remuneration of Directors

    For    For    Management
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED

 

Ticker:    6098   Security ID:    G2453A108
Meeting Date:    SEP 28, 2020   Meeting Type:    Special
Record Date:    SEP 23, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Share Option Scheme

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED

 

Ticker:    6098   Security ID:    G2453A108
Meeting Date:    DEC 23, 2020   Meeting Type:    Special
Record Date:    DEC 18, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Property Management Services Framework Agreement, Annual Caps and Related Transactions

    For    For    Management
2  

Approve Sales and Leasing Agency Services Framework Agreement, Annual Caps and Related Transactions

    For    For    Management
3  

Approve Consultancy and Other Services Framework Agreement, Annual Caps and Related Transactions

    For    For    Management

COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED

 

Ticker:    6098   Security ID:    G2453A108
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a1  

Elect Xiao Hua as Director

    For    For    Management
3a2  

Elect Wu Bijun as Director

    For    For    Management
3a3  

Elect Mei Wenjue as Director

    For    For    Management
3b  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COUPA SOFTWARE INCORPORATED

 

Ticker:    COUP   Security ID:    22266L106
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Roger Siboni

    For    Withhold    Management
1.2  

Elect Director Tayloe Stansbury

    For    Withhold    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

COVESTRO AG

 

Ticker:    1COV   Security ID:    D15349109
Meeting Date:    JUL 30, 2020   Meeting Type:    Annual
Record Date:    JUL 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 1.20 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal 2019

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal 2019

    For    For    Management
5  

Ratify KPMG AG as Auditors for Fiscal 2020

    For    For    Management
6.1  

Elect Christine Bortenlaenger to the Supervisory Board

    For    For    Management
6.2  

Elect Rolf Nonnenmacher to the Supervisory Board

    For    For    Management
6.3  

Elect Richard Pott to the Supervisory Board

    For    For    Management
6.4  

Elect Regine Stachelhaus to the Supervisory Board

    For    For    Management
6.5  

Elect Patrick Thomas to the Supervisory Board

    For    For    Management
6.6  

Elect Ferdinando Falco Beccalli to the Supervisory Board

    For    For    Management
7  

Approve Creation of EUR 73.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights

    For    For    Management
8  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 18.3 Million Pool of Capital to Guarantee Conversion Rights

    For    For    Management
9  

Amend Articles Re: Fiscal Year, Announcements, Transmission of Information, Place of Jurisdiction; AGM Convocation; Proof of Entitlement

    For    For    Management
10  

Amend Articles Re: Passing Supervisory Board Resolutions by Electronic Means of Communication

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CREDICORP LTD.

 

Ticker:    BAP   Security ID:    G2519Y108
Meeting Date:    OCT 16, 2020   Meeting Type:    Special
Record Date:    SEP 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Leslie Pierce Diez Canseco as Director

    For    For    Management

CREDICORP LTD.

 

Ticker:    BAP   Security ID:    G2519Y108
Meeting Date:    MAR 31, 2021   Meeting Type:    Annual
Record Date:    FEB 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Present 2020 Annual Report

    None    None    Management
2  

Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2020, Including External Auditors’ Report

    None    None    Management
3  

Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CREDIT AGRICOLE SA

 

Ticker:    ACA   Security ID:    F22797108
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles 7 and 30 of Bylaws Re: Stock Dividend Program

    For    For    Management
2  

Approve Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
4  

Approve Allocation of Income and Dividends of EUR 0.80 per Share

    For    For    Management
5  

Approve Stock Dividend Program for Fiscal Year 2021

    For    For    Management
6  

Approve Transaction with Credit du Maroc Re: Loan Agreement

    For    For    Management
7  

Approve Transaction with CAGIP Re: Pacte Agreement

    For    For    Management
8  

Approve Transaction with CA-CIB Re: Transfert of DSB Activity

    For    For    Management
9  

Approve Renewal of Four Transactions Re: Tax Integration Agreements

    For    For    Management
10  

Approve Amendment of Transaction with Caisse Regionale de Normandie Re: Loan Agreement

    For    For    Management
11  

Elect Agnes Audier as Director

    For    For    Management
12  

Elect Marianne Laigneau as Director

    For    For    Management
13  

Elect Alessia Mosca as Director

    For    For    Management
14  

Elect Olivier Auffray as Director

    For    Against    Management
15  

Elect Christophe Lesur as Representative of Employee Shareholders to the Board

    For    For    Management
16  

Reelect Louis Tercinier as Director

    For    Against    Management
17  

Reelect SAS, rue de la Boetie as Director

    For    Against    Management
18  

Ratify Appointment of Nicole Gourmelon as Director

    For    Against    Management
19  

Reelect Nicole Gourmelon as Director

    For    Against    Management
20  

Approve Remuneration Policy of Chairman of the Board

    For    For    Management
21  

Approve Remuneration Policy of CEO

    For    For    Management
22  

Approve Remuneration Policy of Vice-CEO

    For    For    Management
23  

Approve Remuneration Policy of Directors

    For    For    Management
24  

Approve Compensation of Dominique Lefebvre, Chairman of the Board

    For    For    Management
25  

Approve Compensation of Philippe Brassac, CEO

    For    For    Management
26  

Approve Compensation of Xavier Musca, Vice-CEO

    For    For    Management
27  

Approve Compensation Report

    For    For    Management
28  

Approve the Aggregate Remuneration Granted in 2020 to Senior Management, Responsible Officers and Regulated Risk-Takers

    For    For    Management
29  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
30  

Amend Articles 1, 10, 11 and 27 of Bylaws to Comply with Legal Changes

    For    For    Management
31  

Amend Article 11 of Bylaws Re: Employee Representative

    For    For    Management
32  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
33  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group Subsidiaries

    For    For    Management
34  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

CREDIT SUISSE GROUP AG

 

Ticker:    CSGN   Security ID:    H3698D419
Meeting Date:    NOV 27, 2020   Meeting Type:    Special
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income and Dividends of CHF 0.14 per Share

    For    For    Management
2.1  

Additional Voting Instructions - Shareholder Proposals (Voting)

    Against    Against    Management
2.2  

Additional Voting Instructions—Board of Directors Proposals (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CREDIT SUISSE GROUP AG

 

Ticker:    CSGN   Security ID:    H3698D419
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve Remuneration Report

    For    For    Management
1.2  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Discharge of Board and Senior Management [Item Withdrawn]

    None    Abstain    Management
3  

Approve Allocation of Income and Dividends of CHF 0.10 per Share

    For    For    Management
4  

Approve Creation of CHF 5 Million Pool of Capital without Preemptive Rights

    For    For    Management
5.1.a  

Elect Antonio Horta-Osorio as Director and Board Chairman

    For    For    Management
5.1.b  

Reelect Iris Bohnet as Director

    For    For    Management
5.1.c  

Reelect Christian Gellerstad as Director

    For    For    Management
5.1.d  

Reelect Andreas Gottschling as Director

    For    For    Management
5.1.e  

Reelect Michael Klein as Director

    For    For    Management
5.1.f  

Reelect Shan Li as Director

    For    For    Management
5.1.g  

Reelect Seraina Macia as Director

    For    For    Management
5.1.h  

Reelect Richard Meddings as Director

    For    For    Management
5.1.i  

Reelect Kai Nargolwala as Director

    For    For    Management
5.1.j  

Reelect Ana Pessoa as Director

    For    For    Management
5.1.k  

Reelect Severin Schwan as Director

    For    For    Management
5.1.l  

Elect Clare Brady as Director

    For    For    Management
5.1.m  

Elect Blythe Masters as Director

    For    For    Management
5.2.1  

Reappoint Iris Bohnet as Member of the Compensation Committee

    For    For    Management
5.2.2  

Reappoint Christian Gellerstad as Member of the Compensation Committee

    For    For    Management
5.2.3  

Reappoint Michael Klein as Member of the Compensation Committee

    For    For    Management
5.2.4  

Reappoint Kai Nargolwala as Member of the Compensation Committee

    For    For    Management
5.2.5  

Appoint Blythe Masters as Member of the Compensation Committee

    For    For    Management
6.1  

Approve Remuneration of Directors in the Amount of CHF 12 Million

    For    For    Management
6.2.1  

Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 15.7 Million [Item Withdrawn]

    None    Abstain    Management
6.2.2  

Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million

    For    For    Management
6.2.3  

Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 25.1 Million [Item Withdrawn]

    None    Abstain    Management
7.1  

Ratify PricewaterhouseCoopers AG as Auditors

    For    For    Management
7.2  

Ratify BDO AG as Special Auditors

    For    For    Management
7.3  

Designate Keller KLG as Independent Proxy

    For    For    Management
8.1  

Additional Voting Instructions - Shareholder Proposals (Voting)

    Against    Against    Management
8.2  

Additional Voting Instructions—Board of Directors Proposals (Voting)

    For    Against    Management

CRODA INTERNATIONAL PLC

 

Ticker:    CRDA   Security ID:    G25536155
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual
Record Date:    MAY 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Final Dividend

    For    For    Management
4  

Re-elect Roberto Cirillo as Director

    For    For    Management
5  

Re-elect Jacqui Ferguson as Director

    For    For    Management
6  

Re-elect Steve Foots as Director

    For    For    Management
7  

Re-elect Anita Frew as Director

    For    For    Management
8  

Re-elect Helena Ganczakowski as Director

    For    For    Management
9  

Re-elect Keith Layden as Director

    For    For    Management
10  

Re-elect Jez Maiden as Director

    For    For    Management
11  

Re-elect John Ramsay as Director

    For    For    Management
12  

Reappoint KPMG LLP as Auditors

    For    For    Management
13  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
14  

Authorise UK Political Donations and Expenditure

    For    For    Management
15  

Authorise Issue of Equity

    For    For    Management
16  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
17  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
18  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
20  

Adopt New Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CROWDSTRIKE HOLDINGS, INC.

 

Ticker:    CRWD   Security ID:    22788C105
Meeting Date:    JUN 30, 2021   Meeting Type:    Annual
Record Date:    MAY 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Roxanne S. Austin

    For    Withhold    Management
1.2  

Elect Director Sameer K. Gandhi

    For    Withhold    Management
1.3  

Elect Director Gerhard Watzinger

    For    Withhold    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Advisory Vote on Say on Pay Frequency Years

    Three    One Year    Management
5  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management

CROWN CASTLE INTERNATIONAL CORP.

 

Ticker:    CCI   Security ID:    22822V101
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director P. Robert Bartolo

    For    For    Management
1b  

Elect Director Jay A. Brown

    For    For    Management
1c  

Elect Director Cindy Christy

    For    For    Management
1d  

Elect Director Ari Q. Fitzgerald

    For    For    Management
1e  

Elect Director Andrea J. Goldsmith

    For    For    Management
1f  

Elect Director Lee W. Hogan

    For    For    Management
1g  

Elect Director Tammy K. Jones

    For    For    Management
1h  

Elect Director J. Landis Martin

    For    For    Management
1i  

Elect Director Anthony J. Melone

    For    For    Management
1j  

Elect Director W. Benjamin Moreland

    For    For    Management
1k  

Elect Director Kevin A. Stephens

    For    For    Management
1l  

Elect Director Matthew Thornton, III

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CROWN HOLDINGS, INC.

 

Ticker:    CCK   Security ID:    228368106
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director John W. Conway

    For    For    Management
1.2  

Elect Director Timothy J. Donahue

    For    For    Management
1.3  

Elect Director Richard H. Fearon

    For    For    Management
1.4  

Elect Director Andrea J. Funk

    For    For    Management
1.5  

Elect Director Stephen J. Hagge

    For    For    Management
1.6  

Elect Director Rose Lee

    For    For    Management
1.7  

Elect Director James H. Miller

    For    For    Management
1.8  

Elect Director Josef M. Muller

    For    For    Management
1.9  

Elect Director B. Craig Owens

    For    For    Management
1.10  

Elect Director Caesar F. Sweitzer

    For    For    Management
1.11  

Elect Director Jim L. Turner

    For    For    Management
1.12  

Elect Director William S. Urkiel

    For    For    Management
1.13  

Elect Director Dwayne A. Wilson

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

CSL LIMITED

 

Ticker:    CSL   Security ID:    Q3018U109
Meeting Date:    OCT 14, 2020   Meeting Type:    Annual
Record Date:    OCT 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2a  

Elect Bruce Brook as Director

    For    For    Management
2b  

Elect Carolyn Hewson as Director

    For    For    Management
2c  

Elect Pascal Soriot as Director

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Grant of Performance Share Units to Paul Perreault

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CSPC PHARMACEUTICAL GROUP LIMITED

 

Ticker:    1093   Security ID:    Y1837N109
Meeting Date:    OCT 12, 2020   Meeting Type:    Special
Record Date:    OCT 06, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Issuance of Bonus Shares and Related Transactions

    For    For    Management

CSPC PHARMACEUTICAL GROUP LIMITED

 

Ticker:    1093   Security ID:    Y1837N109
Meeting Date:    MAR 05, 2021   Meeting Type:    Special
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Proposed Domestic Issue and the Specific Mandate

    For    For    Management
2  

Authorize Board to Deal with All Matters in Relation to the Proposed Domestic Issue

    For    For    Management
3  

Approve Plan for Distribution of Profits Accumulated Before the Proposed Domestic Issue

    For    For    Management
4  

Approve Policy for Stabilization of the Price of the RMB Shares for the Three Years After the Proposed Domestic Issue

    For    For    Management
5  

Approve Profits Distribution Policy and Dividend Return Plan for the Three Years After the Proposed Domestic Issue

    For    For    Management
6  

Approve Use of Proceeds from the Proposed Domestic Issue

    For    For    Management
7  

Approve Remedial Measures for the Potential Dilution of Immediate Returns by the Proposed Domestic Issue

    For    For    Management
8  

Approve Undertakings and Corresponding Binding Measures in Connection with the Proposed Domestic Issue

    For    For    Management
9  

Adopt Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management
10  

Adopt Rules and Procedures Regarding Meetings of Board of Directors

    For    For    Management
11.1  

Elect Jiang Hao as Director

    For    For    Management
11.2  

Elect Wang Hongguang as Director

    For    For    Management
11.3  

Elect Au Chun Kwok Alan as Director

    For    For    Management
12  

Amend Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CSPC PHARMACEUTICAL GROUP LIMITED

 

Ticker:    1093   Security ID:    Y1837N109
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAY 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a1  

Elect Cai Dongchen as Director

    For    For    Management
3a2  

Elect Zhang Cuilong as Director

    For    For    Management
3a3  

Elect Pan Weidong as Director

    For    For    Management
3a4  

Elect Li Chunlei as Director

    For    For    Management
3a5  

Elect Wang Qingxi as Director

    For    For    Management
3a6  

Elect Law Cheuk Kin Stephen as Director

    For    For    Management
3b  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

    For    Against    Management
5  

Authorize Repurchase of Issued Share Capital

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
7  

Approve Grant of Options Under the Share Option Scheme

    For    Against    Management

CSX CORPORATION

 

Ticker:    CSX   Security ID:    126408103
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Donna M. Alvarado

    For    For    Management
1b  

Elect Director Thomas P. Bostick

    For    For    Management
1c  

Elect Director James M. Foote

    For    For    Management
1d  

Elect Director Steven T. Halverson

    For    For    Management
1e  

Elect Director Paul C. Hilal

    For    For    Management
1f  

Elect Director David M. Moffett

    For    For    Management
1g  

Elect Director Linda H. Riefler

    For    For    Management
1h  

Elect Director Suzanne M. Vautrinot

    For    For    Management
1i  

Elect Director James L. Wainscott

    For    For    Management
1j  

Elect Director J. Steven Whisler

    For    For    Management
1k  

Elect Director John J. Zillmer

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CTBC FINANCIAL HOLDING CO., LTD.

 

Ticker:    2891   Security ID:    Y15093100
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Amend Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management

CUMMINS INC.

 

Ticker:    CMI   Security ID:    231021106
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Director N. Thomas Linebarger

    For    For    Management
2  

Elect Director Robert J. Bernhard

    For    For    Management
3  

Elect Director Franklin R. Chang Diaz

    For    For    Management
4  

Elect Director Bruno V. Di Leo Allen

    For    For    Management
5  

Elect Director Stephen B. Dobbs

    For    For    Management
6  

Elect Director Carla A. Harris

    For    For    Management
7  

Elect Director Robert K. Herdman

    For    For    Management
8  

Elect Director Alexis M. Herman

    For    For    Management
9  

Elect Director Thomas J. Lynch

    For    For    Management
10  

Elect Director William I. Miller

    For    For    Management
11  

Elect Director Georgia R. Nelson

    For    For    Management
12  

Elect Director Kimberly A. Nelson

    For    For    Management
13  

Elect Director Karen H. Quintos

    For    For    Management
14  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
15  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
16  

Abolish Professional Services Allowance

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CVS HEALTH CORPORATION

 

Ticker:    CVS   Security ID:    126650100
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Fernando Aguirre

    For    For    Management
1b  

Elect Director C. David Brown, II

    For    For    Management
1c  

Elect Director Alecia A. DeCoudreaux

    For    For    Management
1d  

Elect Director Nancy-Ann M. DeParle

    For    For    Management
1e  

Elect Director David W. Dorman

    For    For    Management
1f  

Elect Director Roger N. Farah

    For    For    Management
1g  

Elect Director Anne M. Finucane

    For    For    Management
1h  

Elect Director Edward J. Ludwig

    For    For    Management
1i  

Elect Director Karen S. Lynch

    For    For    Management
1j  

Elect Director Jean-Pierre Millon

    For    For    Management
1k  

Elect Director Mary L. Schapiro

    For    For    Management
1l  

Elect Director William C. Weldon

    For    For    Management
1m  

Elect Director Tony L. White

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

    Against    For    Shareholder
5  

Require Independent Board Chair

    Against    Against    Shareholder

CYFROWY POLSAT SA

 

Ticker:    CPS   Security ID:    X1809Y100
Meeting Date:    JUL 23, 2020   Meeting Type:    Annual
Record Date:    JUL 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Meeting Chairman

    For    For    Management
3  

Acknowledge Proper Convening of Meeting

    None    None    Management
4.1  

Elect Member of Vote Counting Commission

    For    For    Management
4.2  

Elect Member of Vote Counting Commission

    For    For    Management
4.3  

Elect Member of Vote Counting Commission

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6.1  

Receive Management Board Report on Company’s Operations and Financial Statements

    None    None    Management
6.2  

Receive Management Board Report on Group’s Operations and Consolidated Financial Statements

    None    None    Management
7  

Receive Supervisory Board Reports on Its Review of Management Board Report on Company’s Operations, Financial Statements, and Management Board Proposal on Allocation of Income

    None    None    Management
8  

Receive Supervisory Board Report on Company’s Standing and Management Board Activities

    None    None    Management
9  

Approve Management Board Report on Company’s Operations

    For    For    Management
10  

Approve Financial Statements

    For    For    Management
11  

Approve Management Board Report on Group’s Operations

    For    For    Management
12  

Approve Consolidated Financial Statements

    For    For    Management
13  

Approve Supervisory Board Report

    For    For    Management
14.1  

Approve Discharge of Tobias Solorz (CEO)

    For    For    Management
14.2  

Approve Discharge of Miroslaw Blaszczyk (CEO)

    For    For    Management
14.3  

Approve Discharge of Maciej Stec (Management Board Member and Deputy CEO)

    For    For    Management
14.4  

Approve Discharge of Dariusz Dzialkowski (Management Board Member)

    For    For    Management
14.5  

Approve Discharge of Tomasz Gillner-Gorywoda (Management Board Member)

    For    For    Management
14.6  

Approve Discharge of Jacek Felczykowski (Management Board Member)

    For    For    Management
14.7  

Approve Discharge of Aneta Jaskolska (Management Board Member)

    For    For    Management
14.8  

Approve Discharge of Agnieszka Odorowicz (Management Board Member)

    For    For    Management
14.9  

Approve Discharge of Katarzyna Ostap-Tomann (Management Board Member)

    For    For    Management
15.1  

Approve Discharge of Marek Kapuscinski (Supervisory Board Chairman)

    For    For    Management
15.2  

Approve Discharge of Tomasz Szelag (Supervisory Board Member)

    For    For    Management
15.3  

Approve Discharge of Jozef Birka (Supervisory Board Member)

    For    For    Management
15.4  

Approve Discharge of Robert Gwiazdowski (Supervisory Board Member)

    For    For    Management
15.5  

Approve Discharge of Aleksander Myszka (Supervisory Board Member)

    For    For    Management
15.6  

Approve Discharge of Leszek Reksa (Supervisory Board Member)

    For    For    Management
15.7  

Approve Discharge of Piotr Zak (Supervisory Board Member)

    For    For    Management
16  

Approve Allocation of Income and Dividends of PLN 1.00 per Share

    For    For    Management
17.1  

Fix Number of Supervisory Board Members

    For    For    Management
17.2  

Elect Supervisory Board Member

    For    Against    Management
17.3  

Elect Supervisory Board Member

    For    Against    Management
18  

Amend Mortgage

    For    For    Management
19  

Approve Registration of Company Shares on Central Securities Depository of Poland

    For    For    Management
20  

Approve Remuneration Policy

    For    Against    Management
21  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CYFROWY POLSAT SA

 

Ticker:    CPS   Security ID:    X1809Y100
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    JUN 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Meeting Chairman

    For    For    Management
3  

Acknowledge Proper Convening of Meeting

    None    None    Management
4.1  

Elect Member of Vote Counting Commission

    For    For    Management
4.2  

Elect Member of Vote Counting Commission

    For    For    Management
4.3  

Elect Member of Vote Counting Commission

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6.1  

Receive Management Board Report on Company’s Operations and Financial Statements

    None    None    Management
6.2  

Receive Management Board Report on Group’s Operations and Consolidated Financial Statements

    None    None    Management
7.1  

Receive Supervisory Board Reports on Its Review of Management Board Report on Company’s Operations, Financial Statements, and Management Board Proposal on Allocation of Income

    None    None    Management
7.2  

Receive Remuneration Report

    None    None    Management
8  

Receive Supervisory Board Report on Company’s Standing and Management Board Activities

    None    None    Management
9  

Approve Management Board Report on Company’s Operations

    For    For    Management
10  

Approve Financial Statements

    For    For    Management
11  

Approve Management Board Report on Group’s Operations

    For    For    Management
12  

Approve Consolidated Financial Statements

    For    For    Management
13  

Approve Supervisory Board Report

    For    For    Management
14  

Approve Remuneration Report

    For    Against    Management
15.1  

Approve Discharge of Miroslaw Blaszczyk (CEO)

    For    For    Management
15.2  

Approve Discharge of Maciej Stec (Deputy CEO)

    For    For    Management
15.3  

Approve Discharge of Jacek Felczykowski (Management Board Member)

    For    For    Management
15.4  

Approve Discharge of Aneta Jaskolska (Management Board Member)

    For    For    Management
15.5  

Approve Discharge of Agnieszka Odorowicz (Management Board Member)

    For    For    Management
15.6  

Approve Discharge of Katarzyna Ostap-Tomann (Management Board Member)

    For    For    Management
16.1  

Approve Discharge of Marek Kapuscinski (Supervisory Board Chairman)

    For    For    Management
16.2  

Approve Discharge of Tomasz Szelag (Supervisory Board Member)

    For    For    Management
16.3  

Approve Discharge of Jozef Birka (Supervisory Board Member)

    For    For    Management
16.4  

Approve Discharge of Robert Gwiazdowski (Supervisory Board Member)

    For    For    Management
16.5  

Approve Discharge of Marek Grzybowski (Supervisory Board Member)

    For    For    Management
16.6  

Approve Discharge of Aleksander Myszka (Supervisory Board Member)

    For    For    Management
16.7  

Approve Discharge of Leszek Reksa (Supervisory Board Member)

    For    For    Management
16.8  

Approve Discharge of Pawel Ziolkowski (Supervisory Board Member)

    For    For    Management
16.9  

Approve Discharge of Piotr Zak (Supervisory Board Member)

    For    For    Management
17  

Approve Allocation of Income and Dividends of PLN 1.20 per Share

    For    For    Management
18.1  

Fix Number of Supervisory Board Members

    For    For    Management
18.2  

Elect Supervisory Board Member

    For    Against    Management
18.3  

Elect Supervisory Board Member

    For    Against    Management
18.4  

Elect Supervisory Board Member

    For    Against    Management
18.5  

Elect Supervisory Board Member

    For    Against    Management
18.6  

Elect Supervisory Board Member

    For    Against    Management
18.7  

Elect Supervisory Board Member

    For    Against    Management
18.8  

Elect Supervisory Board Member

    For    Against    Management
18.9  

Elect Supervisory Board Member

    For    Against    Management
19  

Close Meeting

    None    None    Management

D.R. HORTON, INC.

 

Ticker:    DHI   Security ID:    23331A109
Meeting Date:    JAN 20, 2021   Meeting Type:    Annual
Record Date:    NOV 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Donald R. Horton

    For    For    Management
1b  

Elect Director Barbara K. Allen

    For    For    Management
1c  

Elect Director Brad S. Anderson

    For    For    Management
1d  

Elect Director Michael R. Buchanan

    For    For    Management
1e  

Elect Director Michael W. Hewatt

    For    For    Management
1f  

Elect Director Maribess L. Miller

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DAI-ICHI LIFE HOLDINGS, INC.

 

Ticker:    8750   Security ID:    J09748112
Meeting Date:    JUN 21, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 62

    For    For    Management
2.1  

Elect Director Watanabe, Koichiro

    For    For    Management
2.2  

Elect Director Inagaki, Seiji

    For    For    Management
2.3  

Elect Director Teramoto, Hideo

    For    For    Management
2.4  

Elect Director Kikuta, Tetsuya

    For    For    Management
2.5  

Elect Director Shoji, Hiroshi

    For    For    Management
2.6  

Elect Director Akashi, Mamoru

    For    For    Management
2.7  

Elect Director Sumino, Toshiaki

    For    For    Management
2.8  

Elect Director George Olcott

    For    For    Management
2.9  

Elect Director Maeda, Koichi

    For    For    Management
2.10  

Elect Director Inoue, Yuriko

    For    For    Management
2.11  

Elect Director Shingai, Yasushi

    For    For    Management

DAIFUKU CO., LTD.

 

Ticker:    6383   Security ID:    J08988107
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Geshiro, Hiroshi

    For    For    Management
1.2  

Elect Director Honda, Shuichi

    For    For    Management
1.3  

Elect Director Sato, Seiji

    For    For    Management
1.4  

Elect Director Hayashi, Toshiaki

    For    For    Management
1.5  

Elect Director Nobuta, Hiroshi

    For    For    Management
1.6  

Elect Director Ozawa, Yoshiaki

    For    For    Management
1.7  

Elect Director Sakai, Mineo

    For    For    Management
1.8  

Elect Director Kato, Kaku

    For    For    Management
1.9  

Elect Director Kaneko, Keiko

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DAIICHI SANKYO CO., LTD.

 

Ticker:    4568   Security ID:    J11257102
Meeting Date:    JUN 21, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 13.5

    For    For    Management
2.1  

Elect Director Manabe, Sunao

    For    For    Management
2.2  

Elect Director Kimura, Satoru

    For    For    Management
2.3  

Elect Director Otsuki, Masahiko

    For    For    Management
2.4  

Elect Director Hirashima, Shoji

    For    For    Management
2.5  

Elect Director Uji, Noritaka

    For    For    Management
2.6  

Elect Director Fukui, Tsuguya

    For    For    Management
2.7  

Elect Director Kama, Kazuaki

    For    For    Management
2.8  

Elect Director Nohara, Sawako

    For    For    Management
2.9  

Elect Director Okuzawa, Hiroyuki

    For    For    Management
3  

Appoint Statutory Auditor Watanabe, Masako

    For    For    Management
4  

Approve Annual Bonus

    For    For    Management
5  

Approve Fixed Cash Compensation Ceiling for Directors, Annual Bonus Ceiling, and Restricted Stock Plan

    For    For    Management
6  

Approve Compensation Ceiling for Statutory Auditors

    For    For    Management
7  

Approve Trust-Type Equity Compensation Plan

    For    For    Management

DAIKIN INDUSTRIES LTD.

 

Ticker:    6367   Security ID:    J10038115
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 80

    For    For    Management
2.1  

Elect Director Inoue, Noriyuki

    For    For    Management
2.2  

Elect Director Togawa, Masanori

    For    For    Management
2.3  

Elect Director Kawada, Tatsuo

    For    For    Management
2.4  

Elect Director Makino, Akiji

    For    For    Management
2.5  

Elect Director Torii, Shingo

    For    For    Management
2.6  

Elect Director Arai, Yuko

    For    For    Management
2.7  

Elect Director Tayano, Ken

    For    For    Management
2.8  

Elect Director Minaka, Masatsugu

    For    For    Management
2.9  

Elect Director Matsuzaki, Takashi

    For    For    Management
2.10  

Elect Director Kanwal Jeet Jawa

    For    For    Management
2.11  

Elect Director Mineno, Yoshihiro

    For    For    Management
3  

Appoint Statutory Auditor Yano, Ryu

    For    Against    Management
4  

Appoint Alternate Statutory Auditor Ono, Ichiro

    For    For    Management
5  

Approve Deep Discount Stock Option Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DAIMLER AG

 

Ticker:    DAI   Security ID:    D1668R123
Meeting Date:    JUL 08, 2020   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.90 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal 2019

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal 2019

    For    For    Management
5.1  

Ratify KPMG AG as Auditors for Fiscal 2020

    For    For    Management
5.2  

Ratify KPMG AG as Auditors for the 2021 Interim Financial Statements Until the 2021 AGM

    For    For    Management
6  

Approve Remuneration Policy

    For    For    Management
7  

Elect Timotheus Hoettges to the Supervisory Board

    For    For    Management
8  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

    For    For    Management
9  

Authorize Use of Financial Derivatives when Repurchasing Shares

    For    For    Management
10  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights

    For    For    Management
11.1  

Amend Articles Re: AGM Video and Audio Transmission

    For    For    Management
11.2  

Amend Articles Re: Electronic Participation of Shareholders

    For    For    Management
12.1  

Amend Articles Re: Annulment of the Majority Requirement Clause for Passing Resolutions at General Meetings

    For    For    Management
12.2  

Amend Articles Re: Majority Requirement for Passing Resolutions at General Meetings

    For    Against    Management
13  

Approve Affiliation Agreement with Mercedes-Benz Bank AG

    For    For    Management

DAIMLER AG

 

Ticker:    DAI   Security ID:    D1668R123
Meeting Date:    MAR 31, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 1.35 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5.1  

Ratify KPMG AG as Auditors for Fiscal Year 2021

    For    For    Management
5.2  

Ratify KPMG AG as Auditors for the 2022 Interim Financial Statements until the 2022 AGM

    For    For    Management
5.3  

Ratify KPMG AG as Auditors of the Final Balance Sheets Required under the German Reorganization Act

    For    For    Management
6.1  

Elect Elizabeth Centoni to the Supervisory Board

    For    For    Management
6.2  

Elect Ben van Beurden to the Supervisory Board

    For    For    Management
6.3  

Elect Martin Brudermueller to the Supervisory Board

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management
8  

Amend Articles Re: Supervisory Board Meetings and Resolutions

    For    For    Management
9  

Amend Articles Re: Place of Jurisdiction

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DAITO TRUST CONSTRUCTION CO., LTD.

 

Ticker:    1878   Security ID:    J11151107
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 251

    For    For    Management
2.1  

Elect Director Kobayashi, Katsuma

    For    For    Management
2.2  

Elect Director Kawai, Shuji

    For    For    Management
2.3  

Elect Director Takeuchi, Kei

    For    For    Management
2.4  

Elect Director Sato, Koji

    For    For    Management
2.5  

Elect Director Uchida, Kanitsu

    For    For    Management
2.6  

Elect Director Tate, Masafumi

    For    For    Management
2.7  

Elect Director Mori, Yoshihiro

    For    For    Management
2.8  

Elect Director Yamaguchi, Toshiaki

    For    For    Management
2.9  

Elect Director Sasaki, Mami

    For    For    Management
2.10  

Elect Director Shoda, Takashi

    For    For    Management
2.11  

Elect Director Iritani, Atsushi

    For    For    Management
3.1  

Appoint Statutory Auditor Uno, Masayasu

    For    For    Management
3.2  

Appoint Statutory Auditor Matsushita, Masa

    For    For    Management
3.3  

Appoint Statutory Auditor Kobayashi, Kenji

    For    For    Management
4  

Appoint Ernst & Young ShinNihon LLC as New External Audit Firm

    For    For    Management

DAIWA HOUSE INDUSTRY CO., LTD.

 

Ticker:    1925   Security ID:    J11508124
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 66

    For    For    Management
2.1  

Elect Director Yoshii, Keiichi

    For    For    Management
2.2  

Elect Director Kosokabe, Takeshi

    For    For    Management
2.3  

Elect Director Otomo, Hirotsugu

    For    For    Management
2.4  

Elect Director Urakawa, Tatsuya

    For    For    Management
2.5  

Elect Director Dekura, Kazuhito

    For    For    Management
2.6  

Elect Director Ariyoshi, Yoshinori

    For    For    Management
2.7  

Elect Director Shimonishi, Keisuke

    For    For    Management
2.8  

Elect Director Ichiki, Nobuya

    For    For    Management
2.9  

Elect Director Murata, Yoshiyuki

    For    For    Management
2.10  

Elect Director Kimura, Kazuyoshi

    For    For    Management
2.11  

Elect Director Shigemori, Yutaka

    For    For    Management
2.12  

Elect Director Yabu, Yukiko

    For    For    Management
2.13  

Elect Director Kuwano, Yukinori

    For    For    Management
2.14  

Elect Director Seki, Miwa

    For    For    Management
3.1  

Appoint Statutory Auditor Maeda, Tadatoshi

    For    For    Management
3.2  

Appoint Statutory Auditor Kishimoto, Tatsuji

    For    For    Management
4  

Approve Annual Bonus

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DANAHER CORPORATION

 

Ticker:    DHR   Security ID:    235851102
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Rainer M. Blair

    For    For    Management
1b  

Elect Director Linda Hefner Filler

    For    For    Management
1c  

Elect Director Teri List

    For    Against    Management
1d  

Elect Director Walter G. Lohr, Jr.

    For    Against    Management
1e  

Elect Director Jessica L. Mega

    For    For    Management
1f  

Elect Director Mitchell P. Rales

    For    For    Management
1g  

Elect Director Steven M. Rales

    For    For    Management
1h  

Elect Director Pardis C. Sabeti

    For    For    Management
1i  

Elect Director John T. Schwieters

    For    Against    Management
1j  

Elect Director Alan G. Spoon

    For    For    Management
1k  

Elect Director Raymond C. Stevens

    For    For    Management
1l  

Elect Director Elias A. Zerhouni

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

DANONE SA

 

Ticker:    BN   Security ID:    F12033134
Meeting Date:    APR 29, 2021   Meeting Type:    Annual/Special
Record Date:    APR 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 1.94 per Share

    For    For    Management
4  

Reelect Guido Barilla as Director

    For    For    Management
5  

Reelect Cecile Cabanis as Director

    For    For    Management
6  

Reelect Michel Landel as Director

    For    For    Management
7  

Reelect Serpil Timuray as Director

    For    For    Management
8  

Ratify Appointment of Gilles Schnepp as Director

    For    For    Management
9  

Approve Auditors’ Special Report on Related-Party Transactions

    For    For    Management
10  

Approve Compensation Report of Corporate Officers

    For    For    Management
11  

Approve Compensation of Emmanuel Faber, Chairman and CEO

    For    For    Management
12  

Approve Remuneration Policy of Corporate Officers

    For    For    Management
13  

Approve Remuneration of Directors Aggregate Amount of EUR 1.25 Million

    For    For    Management
14  

Approve Remuneration Policy of Directors

    For    For    Management
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million

    For    For    Management
17  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million

    For    For    Management
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

    For    For    Management
19  

Authorize Capital Increase of Up to EUR 17 Million for Future Exchange Offers

    For    For    Management
20  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
21  

Authorize Capitalization of Reserves of Up to EUR 43 Million for Bonus Issue or Increase in Par Value

    For    For    Management
22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

    For    For    Management
24  

Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
25  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
26  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management
27  

Approve Remuneration Policy of Executive Corporate Officers

    For    For    Management
28  

Approve Compensation Report of Emmanuel Faber, Chairman and CEO Until 14 March 2021

    For    For    Management
29  

Request Directors to Present to Shareholders the Following: Strategic Vision for the Group; Position on Corporate Purpose; Approach to Environmental Matters; Opinion on Companys Governance Organization

    None    None    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DANSKE BANK A/S

 

Ticker:    DANSKE   Security ID:    K22272114
Meeting Date:    MAR 16, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Report of Board

    None    None    Management
2  

Accept Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of DKK 2 Per Share

    For    For    Management
4.a  

Reelect Martin Blessing as Director

    For    For    Management
4.b  

Reelect Lars-Erik Brenoe as Director

    For    For    Management
4.c  

Reelect Karsten Dybvad as Director

    For    For    Management
4.d  

Reelect Raija-Leena Hankonen as Director

    For    For    Management
4.e  

Reelect Bente Avnung Landsnes as Director

    For    For    Management
4.f  

Reelect Jan Thorsgaard Nielsen as Director

    For    Abstain    Management
4.g  

Reelect Carol Sergeant as Director

    For    For    Management
4.h  

Reelect Gerrit Zalm as Director

    For    For    Management
4.i  

Elect Topi Manner as Director

    For    For    Management
4.j  

Elect Lars Wismann as New Director

    Abstain    Abstain    Shareholder
5  

Ratify Deloitte as Auditors

    For    For    Management
6.a  

Approve Creation of DKK 1.72 Billion Pool of Capital with Preemptive Rights

    For    For    Management
6.b  

Approve Creation of DKK 1.5 Billion Pool of Capital without Preemptive Rights

    For    For    Management
7  

Authorize Share Repurchase Program

    For    For    Management
8  

Approve Remuneration Report (Advisory Vote)

    For    For    Management
9  

Approve Remuneration of Directors in the Amount of DKK 2.6 Million for Chairman, DKK 1.3 Million for Vice Chair and DKK 660,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
10  

Approve Guidelines for Incentive-Based Compensation for Executive Management and Board

    For    For    Management
11  

Approve Indemnification of Directors and Officers as of the 2020 Annual General Meeting until the 2022 Annual General Meeting

    For    For    Management
12.1  

Criminal Complaint and Legal Proceedings Against Danske Bank’s Board of Directors, Executive Leadership Team, Other Former and Current Members of Management, External Auditors as well as Signing Auditors

    Against    Against    Shareholder
13  

Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities

    For    For    Management
14  

Other Business

    None    None    Management

DARDEN RESTAURANTS, INC.

 

Ticker:    DRI   Security ID:    237194105
Meeting Date:    SEP 23, 2020   Meeting Type:    Annual
Record Date:    JUL 29, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Margaret Shan Atkins

    For    For    Management
1.2  

Elect Director James P. Fogarty

    For    For    Management
1.3  

Elect Director Cynthia T. Jamison

    For    For    Management
1.4  

Elect Director Eugene I. Lee, Jr.

    For    For    Management
1.5  

Elect Director Nana Mensah

    For    For    Management
1.6  

Elect Director William S. Simon

    For    For    Management
1.7  

Elect Director Charles M. Sonsteby

    For    For    Management
1.8  

Elect Director Timothy J. Wilmott

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DASSAULT SYSTEMES SA

 

Ticker:    DSY   Security ID:    F2457H472
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 0.56 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
5  

Approve Remuneration Policy of Corporate Officers

    For    Against    Management
6  

Approve Compensation of Charles Edelstenne, Chairman of the Board

    For    For    Management
7  

Approve Compensation of Bernard Charles, Vice Chairman of the Board and CEO

    For    Against    Management
8  

Approve Compensation Report of Corporate Officers

    For    For    Management
9  

Reelect Odile Desforges as Director

    For    For    Management
10  

Reelect Soumitra Dutta as Director

    For    For    Management
11  

Ratify Appointment of Pascal Daloz as Interim Director

    For    For    Management
12  

Authorize Repurchase of Up to 5 Million Issued Share Capital

    For    For    Management
13  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
14  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million

    For    For    Management
15  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million

    For    For    Management
16  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 12 Million

    For    For    Management
17  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16

    For    For    Management
18  

Authorize Capitalization of Reserves of Up to EUR 12 Million for Bonus Issue or Increase in Par Value

    For    For    Management
19  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
20  

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees and Corporate Officers of International Subsidiaries

    For    For    Management
23  

Approve 5-for-1 Stock Split

    For    For    Management
24  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

DATADOG, INC.

 

Ticker:    DDOG   Security ID:    23804L103
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:    APR 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Alexis Le-Quoc

    For    Withhold    Management
1b  

Elect Director Michael Callahan

    For    Withhold    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management
4  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DBS GROUP HOLDINGS LTD.

 

Ticker:    D05   Security ID:    Y20246107
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Approve Directors’ Remuneration

    For    For    Management
4  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Elect Piyush Gupta as Director

    For    For    Management
6  

Elect Punita Lal as Director

    For    For    Management
7  

Elect Anthony Lim Weng Kin as Director

    For    For    Management
8  

Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan

    For    For    Management
9  

Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan

    For    For    Management
10  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    For    Management
11  

Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme

    For    For    Management
12  

Authorize Share Repurchase Program

    For    For    Management

DCC PLC

 

Ticker:    DCC   Security ID:    G2689P101
Meeting Date:    JUL 17, 2020   Meeting Type:    Annual
Record Date:    JUL 15, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Remuneration Policy

    For    For    Management
5(a)  

Re-elect Mark Breuer as Director

    For    For    Management
5(b)  

Re-elect Caroline Dowling as Director

    For    For    Management
5(c)  

Elect Tufan Erginbilgic as Director

    For    For    Management
5(d)  

Re-elect David Jukes as Director

    For    For    Management
5(e)  

Re-elect Pamela Kirby as Director

    For    For    Management
5(f)  

Re-elect Jane Lodge as Director

    For    For    Management
5(g)  

Re-elect Cormac McCarthy as Director

    For    For    Management
5(h)  

Re-elect John Moloney as Director

    For    For    Management
5(i)  

Re-elect Donal Murphy as Director

    For    For    Management
5(j)  

Re-elect Mark Ryan as Director

    For    For    Management
6  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
7  

Authorise Issue of Equity

    For    For    Management
8  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
9  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
10  

Authorise Market Purchase of Shares

    For    For    Management
11  

Authorise Reissuance Price Range of Treasury Shares

    For    For    Management
12  

Amend Long Term Incentive Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DCC PLC

 

Ticker:    DCC   Security ID:    G2689P101
Meeting Date:    FEB 04, 2021   Meeting Type:    Special
Record Date:    FEB 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository

    For    For    Management
2  

Adopt New Articles of Association

    For    For    Management
3  

Authorise Company to Take All Actions to Implement the Migration

    For    For    Management

DEERE & COMPANY

 

Ticker:    DE   Security ID:    244199105
Meeting Date:    FEB 24, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Tamra A. Erwin

    For    For    Management
1b  

Elect Director Alan C. Heuberger

    For    For    Management
1c  

Elect Director Charles O. Holliday, Jr.

    For    For    Management
1d  

Elect Director Dipak C. Jain

    For    For    Management
1e  

Elect Director Michael O. Johanns

    For    For    Management
1f  

Elect Director Clayton M. Jones

    For    For    Management
1g  

Elect Director John C. May

    For    For    Management
1h  

Elect Director Gregory R. Page

    For    For    Management
1i  

Elect Director Sherry M. Smith

    For    For    Management
1j  

Elect Director Dmitri L. Stockton

    For    For    Management
1k  

Elect Director Sheila G. Talton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DELIVERY HERO SE

 

Ticker:    DHER   Security ID:    D1T0KZ103
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
3.1  

Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal Year 2020

    For    For    Management
3.2  

Approve Discharge of Supervisory Board Member Hilary Gosher for Fiscal Year 2020

    For    For    Management
3.3  

Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal Year 2020

    For    For    Management
3.4  

Approve Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal Year 2020

    For    For    Management
3.5  

Approve Discharge of Supervisory Board Member Vera Stachowiak for Fiscal Year 2020

    For    For    Management
3.6  

Approve Discharge of Supervisory Board Member Christian Graf von Hardenberg for Fiscal Year 2020

    For    For    Management
3.7  

Approve Discharge of Supervisory Board Member Jeanette Gorgas for Fiscal Year 2020

    For    For    Management
3.8  

Approve Discharge of Supervisory Board Member Nils Engvall for Fiscal Year 2020

    For    For    Management
3.9  

Approve Discharge of Supervisory Board Member Gabriella Ardbo for Fiscal Year 2020

    For    For    Management
3.10  

Approve Discharge of Supervisory Board Member Gerald Taylor for Fiscal Year 2020

    For    For    Management
4  

Ratify KPMG AG as Auditors for Fiscal Year 2021

    For    For    Management
5  

Approve Remuneration Policy

    For    For    Management
6  

Approve Remuneration of Supervisory Board

    For    For    Management
7  

Approve Creation of EUR 13.7 Million Pool of Capital without Preemptive Rights

    For    Against    Management
8  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 14 Million Pool of Capital to Guarantee Conversion Rights; Amend 2019 Resolution

    For    Against    Management
9  

Approve Creation of EUR 6.9 Million Pool of Capital for Employee Stock Purchase Plan

    For    For    Management
10  

Approve Stock Option Plan for Key Employees; Approve Creation of EUR 5 Million Pool of Conditional Capital to Guarantee Conversion Rights

    For    For    Management
11  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

    For    For    Management
12  

Authorize Use of Financial Derivatives when Repurchasing Shares

    For    For    Management

DELL TECHNOLOGIES INC.

 

Ticker:    DELL   Security ID:    24703L202
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Michael S. Dell

    For    Withhold    Management
1.2  

Elect Director David W. Dorman

    For    Withhold    Management
1.3  

Elect Director Egon Durban

    For    Withhold    Management
1.4  

Elect Director William D. Green

    For    Withhold    Management
1.5  

Elect Director Simon Patterson

    For    Withhold    Management
1.6  

Elect Director Lynn M. Vojvodich

    For    Withhold    Management
1.7  

Elect Director Ellen J. Kullman

    For    Withhold    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DELTA ELECTRONICS, INC.

 

Ticker:    2308   Security ID:    Y20263102
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3.1  

Elect YANCEY HAI, with SHAREHOLDER NO. 38010, as Non-Independent Director

    For    For    Management
3.2  

Elect MARK KO, with Shareholder No. 15314, as Non-Independent Director

    For    For    Management
3.3  

Elect BRUCE CH CHENG, with SHAREHOLDER NO.1, as Non-Independent Director

    For    For    Management
3.4  

Elect PING CHENG, with SHAREHOLDER NO. 43, as Non-Independent Director

    For    For    Management
3.5  

Elect SIMON CHANG, with SHAREHOLDER NO. For 19, as Non-Independent Director

    For    For    Management
3.6  

Elect VICTOR CHENG, with SHAREHOLDER NO.44, as Non-Independent Director

    For    For    Management
3.7  

Elect JI-REN LEE, with ID NO. Y120143XXX, as Independent Director

    For    For    Management
3.8  

Elect SHYUE-CHING LU, with ID NO. H100330XXX, as Independent Director

    For    For    Management
3.9  

Elect ROSE TSOU, with ID NO. E220471XXX, as Independent Director

    For    For    Management
3.10  

Elect JACK J.T. HUANG, with ID NO. A100320XXX, as Independent Director

    For    For    Management
4  

Approve Release of Restrictions of Competitive Activities of Directors

    For    For    Management

DENSO CORP.

 

Ticker:    6902   Security ID:    J12075107
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Arima, Koji

    For    For    Management
1.2  

Elect Director Shinohara, Yukihiro

    For    For    Management
1.3  

Elect Director Ito, Kenichiro

    For    For    Management
1.4  

Elect Director Matsui, Yasushi

    For    For    Management
1.5  

Elect Director Toyoda, Akio

    For    For    Management
1.6  

Elect Director George Olcott

    For    For    Management
1.7  

Elect Director Kushida, Shigeki

    For    For    Management
1.8  

Elect Director Mitsuya, Yuko

    For    For    Management
2.1  

Appoint Statutory Auditor Kuwamura,Shingo

    For    For    Management
2.2  

Appoint Statutory Auditor Niwa, Motomi

    For    For    Management
3  

Appoint Alternate Statutory Auditor Kitagawa, Hiromi

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DENTSPLY SIRONA INC.

 

Ticker:    XRAY   Security ID:    24906P109
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Eric K. Brandt

    For    For    Management
1b  

Elect Director Donald M. Casey, Jr.

    For    For    Management
1c  

Elect Director Willie A. Deese

    For    For    Management
1d  

Elect Director Betsy D. Holden

    For    For    Management
1e  

Elect Director Clyde R. Hosein

    For    For    Management
1f  

Elect Director Arthur D. Kowaloff

    For    For    Management
1g  

Elect Director Harry M. Jansen Kraemer, Jr.

    For    For    Management
1h  

Elect Director Gregory T. Lucier

    For    For    Management
1i  

Elect Director Leslie F. Varon

    For    For    Management
1j  

Elect Director Janet S. Vergis

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

DEUTSCHE BANK AG

 

Ticker:    DBK   Security ID:    D18190898
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2.1  

Approve Discharge of Management Board Member Christian Sewing for Fiscal Year 2020

    For    For    Management
2.2  

Approve Discharge of Management Board Member Karl von Rohr for Fiscal Year 2020

    For    For    Management
2.3  

Approve Discharge of Management Board Member Fabrizio Campelli for Fiscal Year 2020

    For    For    Management
2.4  

Approve Discharge of Management Board Member Frank Kuhnke for Fiscal Year 2020

    For    For    Management
2.5  

Approve Discharge of Management Board Member Bernd Leukert for Fiscal Year 2020

    For    For    Management
2.6  

Approve Discharge of Management Board Member Stuart Lewis for Fiscal Year 2020

    For    For    Management
2.7  

Approve Discharge of Management Board Member James von Moltke for Fiscal Year 2020

    For    For    Management
2.8  

Approve Discharge of Management Board Member Alexander von zur Muehlen (from August 1, 2020) for Fiscal Year 2020

    For    For    Management
2.9  

Approve Discharge of Management Board Member Christiana Riley for Fiscal Year 2020

    For    For    Management
2.10  

Approve Discharge of Management Board Member Stefan Simon (from August 1, 2020) for Fiscal Year 2020

    For    For    Management
2.11  

Approve Discharge of Management Board Member Werner Steinmueller (until July 31, 2020) for Fiscal Year 2020

    For    For    Management
3.1  

Approve Discharge of Supervisory Board Member Paul Achleitner for Fiscal Year 2020

    For    For    Management
3.2  

Approve Discharge of Supervisory Board Member Detlef Polaschek for Fiscal Year 2020

    For    For    Management
3.3  

Approve Discharge of Supervisory Board Member Ludwig Blomeyer—Bartenstein for Fiscal Year 2020

    For    For    Management
3.4  

Approve Discharge of Supervisory Board Member Frank Bsirske for Fiscal Year 2020

    For    For    Management
3.5  

Approve Discharge of Supervisory Board Member Mayree Clark for Fiscal Year 2020

    For    For    Management
3.6  

Approve Discharge of Supervisory Board Member Jan Duscheck for Fiscal Year 2020

    For    For    Management
3.7  

Approve Discharge of Supervisory Board Member Gerhard Eschelbeck for Fiscal Year 2020

    For    For    Management
3.8  

Approve Discharge of Supervisory Board Member Sigmar Gabriel (from March 11, 2020) for Fiscal Year 2020

    For    For    Management
3.9  

Approve Discharge of Supervisory Board Member Katherine Garrett-Cox (until May 20, 2020) for Fiscal Year 2020

    For    For    Management
3.10  

Approve Discharge of Supervisory Board

    For    For    Management
 

Member Timo Heider for Fiscal Year 2020

         
3.11  

Approve Discharge of Supervisory Board Member Martina Klee Fiscal Year 2020

    For    For    Management
3.12  

Approve Discharge of Supervisory Board Member Henriette Mark for Fiscal Year 2020

    For    For    Management
3.13  

Approve Discharge of Supervisory Board Member Gabriele Platscher for Fiscal Year 2020

    For    For    Management
3.14  

Approve Discharge of Supervisory Board Member Bernd Rose for Fiscal Year 2020

    For    For    Management
3.15  

Approve Discharge of Supervisory Board Member Gerd Schuetz for Fiscal Year 2020

    For    For    Management
3.16  

Approve Discharge of Supervisory Board Member Stephan Szukalski for Fiscal Year 2020

    For    For    Management
3.17  

Approve Discharge of Supervisory Board Member John Thain for Fiscal Year 2020

    For    For    Management
3.18  

Approve Discharge of Supervisory Board Member Michele Trogni for Fiscal Year 2020

    For    For    Management
3.19  

Approve Discharge of Supervisory Board Member Dagmar Valcarcel for Fiscal Year 2020

    For    For    Management
3.20  

Approve Discharge of Supervisory Board Member Theodor Weimer (from May 20, 2020) for Fiscal Year 2020

    For    For    Management
3.21  

Approve Discharge of Supervisory Board Member Norbert Winkeljohann for Fiscal Year 2020

    For    For    Management
4  

Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021

    For    For    Management
5  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

    For    For    Management
6  

Authorize Use of Financial Derivatives when Repurchasing Shares

    For    For    Management
7  

Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes

    For    For    Management
8  

Approve Remuneration Policy

    For    For    Management
9  

Approve Remuneration of Supervisory Board

    For    For    Management
10  

Approve Creation of EUR 512 Million Pool of Capital without Preemptive Rights

    For    For    Management
11  

Approve Creation of EUR 2 Billion Pool of Capital with Preemptive Rights

    For    For    Management
12  

Approve Affiliation Agreement with VOEB-ZVD Processing GmbH

    For    For    Management
13  

Elect Frank Witter to the Supervisory Board

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DEUTSCHE BOERSE AG

 

Ticker:    DB1   Security ID:    D1882G119
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 3.00 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5.1  

Elect Karl-Heinz Floether to the Supervisory Board

    For    For    Management
5.2  

Elect Andreas Gottschling to the Supervisory Board

    For    For    Management
5.3  

Elect Martin Jetter to the Supervisory Board

    For    For    Management
5.4  

Elect Barbara Lambert to the Supervisory Board

    For    For    Management
5.5  

Elect Michael Ruediger to the Supervisory Board

    For    For    Management
5.6  

Elect Charles Stonehill to the Supervisory Board

    For    For    Management
5.7  

Elect Clara-Christina Streit to the Supervisory Board

    For    For    Management
5.8  

Elect Chong Lee Tan to the Supervisory Board

    For    For    Management
6  

Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights

    For    For    Management
7  

Approve Remuneration Policy

    For    For    Management
8  

Amend Articles Re: AGM Location

    For    For    Management
9  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021

    For    For    Management

DEUTSCHE POST AG

 

Ticker:    DPW   Security ID:    D19225107
Meeting Date:    AUG 27, 2020   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 1.15 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal 2019

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal 2019

    For    For    Management
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020

    For    For    Management
6.1  

Elect Joerg Kukies to the Supervisory Board

    For    For    Management
6.2  

Elect Lawrence Rosen to the Supervisory Board

    For    For    Management
7  

Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights

    For    For    Management
8  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 40 Million Pool of Capital to Guarantee Conversion Rights

    For    For    Management
9.1  

Amend Articles Re: Online Participation

    For    For    Management
9.2  

Amend Articles Re: Interim Dividend

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DEUTSCHE POST AG

 

Ticker:    DPW   Security ID:    D19225107
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 1.35 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021

    For    For    Management
6.1  

Elect Ingrid Deltenre to the Supervisory Board

    For    For    Management
6.2  

Elect Katja Windt to the Supervisory Board

    For    For    Management
6.3  

Elect Nikolaus von Bomhard to the Supervisory Board

    For    For    Management
7  

Approve Creation of EUR 130 Million Pool of Capital without Preemptive Rights

    For    For    Management
8  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

    For    For    Management
9  

Authorize Use of Financial Derivatives when Repurchasing Shares

    For    For    Management
10  

Approve Remuneration Policy

    For    For    Management
11  

Approve Remuneration of Supervisory Board

    For    For    Management

DEUTSCHE TELEKOM AG

 

Ticker:    DTE   Security ID:    D2035M136
Meeting Date:    APR 01, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5.1  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021

    For    For    Management
5.2  

Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements

    For    For    Management
5.3  

Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021

    For    For    Management
5.4  

Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022

    For    For    Management
6  

Elect Helga Jung to the Supervisory Board

    For    For    Management
7  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

    For    For    Management
8  

Authorize Use of Financial Derivatives when Repurchasing Shares

    For    For    Management
9  

Approve Remuneration Policy

    For    Against    Management
10  

Approve Remuneration of Supervisory Board

    For    For    Management
11  

Amend Articles Re: Shareholders’ Right to Participation during the Virtual Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DEUTSCHE WOHNEN SE

 

Ticker:    DWNI   Security ID:    D2046U176
Meeting Date:    JUN 01, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 1.03 per Share

    For    For    Management
3.1  

Approve Discharge of Management Board Member Michael Zahn for Fiscal Year 2020

    For    For    Management
3.2  

Approve Discharge of Management Board Member Philip Grosse for Fiscal Year 2020

    For    For    Management
3.3  

Approve Discharge of Management Board Member Henrik Thomsen for Fiscal Year 2020

    For    For    Management
3.4  

Approve Discharge of Management Board Member Lars Urbansky for Fiscal Year 2020

    For    For    Management
4.1  

Approve Discharge of Supervisory Board Member Matthias Huenlein for Fiscal Year 2020

    For    For    Management
4.2  

Approve Discharge of Supervisory Board Member Juergen Fenk (from June 5, 2020) for Fiscal Year 2020

    For    For    Management
4.3  

Approve Discharge of Supervisory Board Member Arwed Fischer for Fiscal Year 2020

    For    For    Management
4.4  

Approve Discharge of Supervisory Board Member Kerstin Guenther (from June 5, 2020) for Fiscal Year 2020

    For    For    Management
4.5  

Approve Discharge of Supervisory Board Member Tina Kleingarn for Fiscal Year 2020

    For    For    Management
4.6  

Approve Discharge of Supervisory Board Member Andreas Kretschmer (until June 5, 2020) for Fiscal Year 2020

    For    For    Management
4.7  

Approve Discharge of Supervisory Board Member Florian Stetter for Fiscal Year 2020

    For    For    Management
5  

Ratify KPMG AG as Auditors for Fiscal Year 2021

    For    For    Management
6  

Elect Florian Stetter to the Supervisory Board

    For    For    Management
7  

Approve Remuneration Policy

    For    For    Management
8  

Approve Remuneration of Supervisory Board

    For    For    Management
9  

Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission

    For    For    Management
10  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares (item withdrawn)

    For    For    Management
11  

Authorize Use of Financial Derivatives when Repurchasing Shares (item withdrawn)

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DEXCOM, INC.

 

Ticker:    DXCM   Security ID:    252131107
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kevin R. Sayer

    For    For    Management
1.2  

Elect Director Nicholas Augustinos

    For    For    Management
1.3  

Elect Director Bridgette P. Heller

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Declassify the Board of Directors

    For    For    Management

DEXUS

 

Ticker:    DXS   Security ID:    Q3190P134
Meeting Date:    OCT 23, 2020   Meeting Type:    Annual
Record Date:    OCT 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Remuneration Report

    For    For    Management
2  

Approve Grant of Performance Rights to Darren Steinberg

    For    For    Management
3.1  

Elect Patrick Allaway as Director

    For    For    Management
3.2  

Elect Richard Sheppard as Director

    For    For    Management
3.3  

Elect Peter St George as Director

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DEXUS

 

Ticker:    DXS   Security ID:    Q3190P134
Meeting Date:    APR 22, 2021   Meeting Type:    Special
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Unstapling of the Units in DXO, DDF, DIT and DOT Pursuant to Each of Their Constitutions

    For    For    Management
2  

Approve Amendments to the Constitutions

    For    For    Management
3  

Approve Simplification for All Purposes

    For    For    Management

DIAGEO PLC

 

Ticker:    DGE   Security ID:    G42089113
Meeting Date:    SEP 28, 2020   Meeting Type:    Annual
Record Date:    SEP 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Remuneration Policy

    For    For    Management
4  

Approve Final Dividend

    For    For    Management
5  

Elect Melissa Bethell as Director

    For    For    Management
6  

Re-elect Javier Ferran as Director

    For    For    Management
7  

Re-elect Susan Kilsby as Director

    For    For    Management
8  

Re-elect Lady Mendelsohn as Director

    For    For    Management
9  

Re-elect Ivan Menezes as Director

    For    For    Management
10  

Re-elect Kathryn Mikells as Director

    For    For    Management
11  

Re-elect Alan Stewart as Director

    For    For    Management
12  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
13  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
14  

Authorise EU Political Donations and Expenditure

    For    For    Management
15  

Authorise Issue of Equity

    For    For    Management
16  

Amend Diageo 2001 Share Incentive Plan

    For    For    Management
17  

Approve Diageo 2020 Sharesave Plan

    For    For    Management
18  

Approve Diageo Deferred Bonus Share Plan

    For    For    Management
19  

Authorise the Company to Establish International Share Plans

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
21  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
23  

Adopt New Articles of Association

    For    For    Management
24  

Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DIGITAL REALTY TRUST, INC.

 

Ticker:    DLR   Security ID:    253868103
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Laurence A. Chapman

    For    Against    Management
1b  

Elect Director Alexis Black Bjorlin

    For    For    Management
1c  

Elect Director VeraLinn “Dash” Jamieson

    For    For    Management
1d  

Elect Director Kevin J. Kennedy

    For    For    Management
1e  

Elect Director William G. LaPerch

    For    Against    Management
1f  

Elect Director Jean F.H.P. Mandeville

    For    For    Management
1g  

Elect Director Afshin Mohebbi

    For    For    Management
1h  

Elect Director Mark R. Patterson

    For    Against    Management
1i  

Elect Director Mary Hogan Preusse

    For    Against    Management
1j  

Elect Director Dennis E. Singleton

    For    For    Management
1k  

Elect Director A. William Stein

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DISCOVER FINANCIAL SERVICES

 

Ticker:    DFS   Security ID:    254709108
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Jeffrey S. Aronin

    For    For    Management
1.2  

Elect Director Mary K. Bush

    For    For    Management
1.3  

Elect Director Gregory C. Case

    For    For    Management
1.4  

Elect Director Candace H. Duncan

    For    For    Management
1.5  

Elect Director Joseph F. Eazor

    For    For    Management
1.6  

Elect Director Cynthia A. Glassman

    For    For    Management
1.7  

Elect Director Roger C. Hochschild

    For    For    Management
1.8  

Elect Director Thomas G. Maheras

    For    For    Management
1.9  

Elect Director Michael H. Moskow

    For    For    Management
1.10  

Elect Director David L. Rawlinson, II

    For    For    Management
1.11  

Elect Director Mark A. Thierer

    For    For    Management
1.12  

Elect Director Jennifer L. Wong

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DNB ASA

 

Ticker:    DNB   Security ID:    R1640U124
Meeting Date:    NOV 30, 2020   Meeting Type:    Special
Record Date:    NOV 23, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2  

Approve Notice of Meeting and Agenda

    For    For    Management
3  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
4  

Approve Merger Agreement with DNB Bank ASA

    For    For    Management
5  

Authorize Board to Distribute Dividends up to NOK 9.00 Per Share

    For    For    Management
6  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DNB ASA

 

Ticker:    DNB   Security ID:    R1640U124
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting; Elect Chairman of Meeting None

    None    Management   
2  

Approve Notice of Meeting and Agenda

    For    For    Management
3  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
4  

Accept Financial Statements and Statutory Reports

    For    For    Management
5  

Authorize Board to Distribute Dividends

    For    For    Management
6  

Authorize Share Repurchase Program

    For    For    Management
7a  

Approve Remuneration Statement (Advisory)

    For    For    Management
7b  

Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)

    For    For    Management
8  

Approve Company’s Corporate Governance Statement

    For    For    Management
9  

Approve Remuneration of Auditors

    For    For    Management
10  

Consultative Vote on the Future Design of a Rule in the Articles Regarding the Number of Shareholder-Elected Members of the Board of Directors

    None    For    Shareholder
11a  

Elect Directors, effective from the Merger Date

    For    For    Management
11b  

Elect Directors until the Merger Date

    For    For    Management
12  

Approve Remuneration of Directors and Nominating Committee

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DOCUSIGN, INC.

 

Ticker:    DOCU   Security ID:    256163106
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Enrique Salem

    For    Withhold    Management
1.2  

Elect Director Peter Solvik

    For    Withhold    Management
1.3  

Elect Director Inhi Cho Suh

    For    Withhold    Management
1.4  

Elect Director Mary Agnes “Maggie” Wilderotter

    For    Withhold    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

DOLLAR GENERAL CORPORATION

 

Ticker:    DG   Security ID:    256677105
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Warren F. Bryant

    For    For    Management
1b  

Elect Director Michael M. Calbert

    For    For    Management
1c  

Elect Director Patricia D. Fili-Krushel

    For    For    Management
1d  

Elect Director Timothy I. McGuire

    For    For    Management
1e  

Elect Director William C. Rhodes, III

    For    For    Management
1f  

Elect Director Debra A. Sandler

    For    For    Management
1g  

Elect Director Ralph E. Santana

    For    For    Management
1h  

Elect Director Todd J. Vasos

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock

    For    For    Management
6  

Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DOLLAR TREE, INC.

 

Ticker:    DLTR   Security ID:    256746108
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Arnold S. Barron

    For    For    Management
1b  

Elect Director Gregory M. Bridgeford

    For    For    Management
1c  

Elect Director Thomas W. Dickson

    For    For    Management
1d  

Elect Director Lemuel E. Lewis

    For    For    Management
1e  

Elect Director Jeffrey G. Naylor

    For    For    Management
1f  

Elect Director Winnie Y. Park

    For    For    Management
1g  

Elect Director Bob Sasser

    For    For    Management
1h  

Elect Director Stephanie P. Stahl

    For    For    Management
1i  

Elect Director Carrie A. Wheeler

    For    For    Management
1j  

Elect Director Thomas E. Whiddon

    For    For    Management
1k  

Elect Director Michael A. Witynski

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

DOLLARAMA INC.

 

Ticker:    DOL   Security ID:    25675T107
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Joshua Bekenstein

    For    For    Management
1B  

Elect Director Gregory David

    For    For    Management
1C  

Elect Director Elisa D. Garcia C.

    For    For    Management
1D  

Elect Director Stephen Gunn

    For    For    Management
1E  

Elect Director Kristin Mugford

    For    For    Management
1F  

Elect Director Nicholas Nomicos

    For    For    Management
1G  

Elect Director Neil Rossy

    For    For    Management
1H  

Elect Director Samira Sakhia

    For    For    Management
1I  

Elect Director Huw Thomas

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

SP 1: Production of an Annual Report on Risks to Human Rights Arising Out of the Use of Third-Party Employment Agencies

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DOMINION ENERGY, INC.

 

Ticker:    D   Security ID:    25746U109
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director James A. Bennett

    For    For    Management
1B  

Elect Director Robert M. Blue

    For    For    Management
1C  

Elect Director Helen E. Dragas

    For    For    Management
1D  

Elect Director James O. Ellis, Jr.

    For    For    Management
1E  

Elect Director D. Maybank Hagood

    For    For    Management
1F  

Elect Director Ronald W. Jibson

    For    For    Management
1G  

Elect Director Mark J. Kington

    For    For    Management
1H  

Elect Director Joseph M. Rigby

    For    For    Management
1I  

Elect Director Pamela J. Royal

    For    For    Management
1J  

Elect Director Robert H. Spilman, Jr.

    For    For    Management
1K  

Elect Director Susan N. Story

    For    For    Management
1L  

Elect Director Michael E. Szymanczyk

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Report on Lobbying Payments and Policy

    Against    Against    Shareholder
5  

Require Independent Board Chair

    Against    For    Shareholder
6  

Amend Proxy Access Right

    Against    For    Shareholder

DOMINO’S PIZZA, INC.

 

Ticker:    DPZ   Security ID:    25754A201
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director David A. Brandon

    For    For    Management
1.2  

Elect Director Richard E. Allison, Jr.

    For    For    Management
1.3  

Elect Director C. Andrew Ballard

    For    For    Management
1.4  

Elect Director Andrew B. Balson

    For    For    Management
1.5  

Elect Director Corie S. Barry

    For    For    Management
1.6  

Elect Director Diana F. Cantor

    For    For    Management
1.7  

Elect Director Richard L. Federico

    For    For    Management
1.8  

Elect Director James A. Goldman

    For    For    Management
1.9  

Elect Director Patricia E. Lopez

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DOVER CORPORATION

 

Ticker:    DOV   Security ID:    260003108
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Deborah L. DeHaas

    For    For    Management
1b  

Elect Director H. John Gilbertson, Jr.

    For    For    Management
1c  

Elect Director Kristiane C. Graham

    For    For    Management
1d  

Elect Director Michael F. Johnston

    For    For    Management
1e  

Elect Director Eric A. Spiegel

    For    For    Management
1f  

Elect Director Richard J. Tobin

    For    For    Management
1g  

Elect Director Stephen M. Todd

    For    For    Management
1h  

Elect Director Stephen K. Wagner

    For    For    Management
1i  

Elect Director Keith E. Wandell

    For    For    Management
1j  

Elect Director Mary A. Winston

    For    For    Management
2  

Approve Omnibus Stock Plan

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
5  

Provide Right to Act by Written Consent

    Against    For    Shareholder

DOW INC.

 

Ticker:    DOW   Security ID:    260557103
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Samuel R. Allen

    For    For    Management
1b  

Elect Director Gaurdie Banister, Jr.

    For    For    Management
1c  

Elect Director Wesley G. Bush

    For    For    Management
1d  

Elect Director Richard K. Davis

    For    For    Management
1e  

Elect Director Debra L. Dial

    For    For    Management
1f  

Elect Director Jeff M. Fettig

    For    For    Management
1g  

Elect Director Jim Fitterling

    For    For    Management
1h  

Elect Director Jacqueline C. Hinman

    For    For    Management
1i  

Elect Director Luis A. Moreno

    For    For    Management
1j  

Elect Director Jill S. Wyant

    For    For    Management
1k  

Elect Director Daniel W. Yohannes

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Approve Qualified Employee Stock Purchase Plan

    For    For    Management
5  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
6  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DR. REDDY’S LABORATORIES LIMITED

 

Ticker:    500124   Security ID:    256135203
Meeting Date:    JUL 30, 2020   Meeting Type:    Annual
Record Date:    JUN 29, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Dividend

    For    For    Management
3  

Reelect K Satish Reddy as Director

    For    For    Management
4  

Approve Reappointment and Remuneration of G V Prasad as Whole-time Director Designated as Co-Chairman and Managing Director

    For    For    Management
5  

Approve Prasad R Menon to Continue Office as Non-Executive Independent Director

    For    For    Management
6  

Approve Remuneration of Cost Auditors

    For    For    Management

DSV PANALPINA A/S

 

Ticker:    DSV   Security ID:    K3186P102
Meeting Date:    MAR 15, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Report of Board

    None    None    Management
2  

Accept Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Remuneration of Directors

    For    For    Management
5  

Approve Allocation of Income and Dividends of DKK 4.00 Per Share

    For    For    Management
6.1  

Reelect Thomas Plenborg as Director

    For    For    Management
6.2  

Reelect Annette Sadolin as Director

    For    Abstain    Management
6.3  

Reelect Birgit Norgaard as Director

    For    For    Management
6.4  

Reelect Jorgen Moller as Director

    For    For    Management
6.5  

Reelect Malou Aamund as Director

    For    For    Management
6.6  

Reelect Beat Walti as Director

    For    For    Management
6.7  

Reelect Niels Smedegaard as Director

    For    For    Management
7  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
8.1  

Approve DKK 6 Million Reduction in Share Capital via Share Cancellation

    For    For    Management
8.2  

Authorize Share Repurchase Program

    For    For    Management
8.3  

Allow Shareholder Meetings to be Held by Electronic Means Only

    For    For    Management
8.4  

Approve Guidelines for Incentive-Based Compensation for Executive Management and Board

    For    For    Management
8.5  

Reporting on Climate-Related Financial Risks and Opportunities

    For    For    Shareholder
9  

Other Business

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DTE ENERGY COMPANY

 

Ticker:    DTE   Security ID:    233331107
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Gerard M. Anderson

    For    For    Management
1.2  

Elect Director David A. Brandon

    For    For    Management
1.3  

Elect Director Charles G. McClure, Jr.

    For    For    Management
1.4  

Elect Director Gail J. McGovern

    For    For    Management
1.5  

Elect Director Mark A. Murray

    For    For    Management
1.6  

Elect Director Gerardo Norcia

    For    For    Management
1.7  

Elect Director Ruth G. Shaw

    For    For    Management
1.8  

Elect Director Robert C. Skaggs, Jr.

    For    For    Management
1.9  

Elect Director David A. Thomas

    For    For    Management
1.10  

Elect Director Gary H. Torgow

    For    For    Management
1.11  

Elect Director James H. Vandenberghe

    For    For    Management
1.12  

Elect Director Valerie M. Williams

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Report on Political Contributions

    Against    For    Shareholder
6  

Report on Costs and Benefits of Environmental Related Expenditures

    Against    Against    Shareholder

DUKE ENERGY CORPORATION

 

Ticker:    DUK   Security ID:    26441C204
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Michael G. Browning

    For    For    Management
1.2  

Elect Director Annette K. Clayton

    For    For    Management
1.3  

Elect Director Theodore F. Craver, Jr.

    For    For    Management
1.4  

Elect Director Robert M. Davis

    For    For    Management
1.5  

Elect Director Caroline Dorsa

    For    For    Management
1.6  

Elect Director W. Roy Dunbar

    For    For    Management
1.7  

Elect Director Nicholas C. Fanandakis

    For    For    Management
1.8  

Elect Director Lynn J. Good

    For    For    Management
1.9  

Elect Director John T. Herron

    For    For    Management
1.10  

Elect Director E. Marie McKee

    For    For    Management
1.11  

Elect Director Michael J. Pacilio

    For    For    Management
1.12  

Elect Director Thomas E. Skains

    For    For    Management
1.13  

Elect Director William E. Webster, Jr.

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Eliminate Supermajority Vote Requirement

    For    For    Management
5  

Require Independent Board Chair

    Against    For    Shareholder
6  

Report on Political Contributions and Expenditures

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

DUKE REALTY CORPORATION

 

Ticker:    DRE   Security ID:    264411505
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    FEB 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director John P. Case

    For    For    Management
1b  

Elect Director James B. Connor

    For    For    Management
1c  

Elect Director Tamara D. Fischer

    For    For    Management
1d  

Elect Director Norman K. Jenkins

    For    For    Management
1e  

Elect Director Kelly T. Killingsworth

    For    For    Management
1f  

Elect Director Melanie R. Sabelhaus

    For    For    Management
1g  

Elect Director Peter M. Scott, III

    For    For    Management
1h  

Elect Director David P. Stockert

    For    For    Management
1i  

Elect Director Chris T. Sultemeier

    For    For    Management
1j  

Elect Director Michael E. Szymanczyk

    For    For    Management
1k  

Elect Director Warren M. Thompson

    For    For    Management
1l  

Elect Director Lynn C. Thurber

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

DUPONT DE NEMOURS, INC.

 

Ticker:    DD   Security ID:    26614N102
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Amy G. Brady

    For    For    Management
1b  

Elect Director Edward D. Breen

    For    For    Management
1c  

Elect Director Ruby R. Chandy

    For    For    Management
1d  

Elect Director Franklin K. Clyburn, Jr.

    For    For    Management
1e  

Elect Director Terrence R. Curtin

    For    For    Management
1f  

Elect Director Alexander M. Cutler

    For    For    Management
1g  

Elect Director Eleuthere I. du Pont

    For    For    Management
1h  

Elect Director Luther C. Kissam

    For    For    Management
1i  

Elect Director Frederick M. Lowery

    For    For    Management
1j  

Elect Director Raymond J. Milchovich

    For    For    Management
1k  

Elect Director Deanna M. Mulligan

    For    For    Management
1l  

Elect Director Steven M. Sterin

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    For    For    Management
5  

Provide Right to Act by Written Consent

    Against    For    Shareholder
6  

Adopt Policy to Annually Disclose EEO-1 Data

    Against    For    Shareholder
7  

Report on Plastic Pollution

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

E*TRADE FINANCIAL CORPORATION

 

Ticker:    ETFC   Security ID:    269246401
Meeting Date:    JUL 17, 2020   Meeting Type:    Special
Record Date:    JUN 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    For    Management
2  

Advisory Vote on Golden Parachutes

    For    Against    Management
3  

Adjourn Meeting

    For    For    Management

E.ON SE

 

Ticker:    EOAN   Security ID:    D24914133
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.47 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5.1  

Ratify KPMG AG as Auditors for Fiscal Year 2021

    For    For    Management
5.2  

Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021

    For    For    Management
5.3  

Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022

    For    For    Management
6  

Approve Remuneration Policy

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management
8.1  

Elect Erich Clementi to the Supervisory Board

    For    For    Management
8.2  

Elect Andreas Schmitz to the Supervisory Board

    For    For    Management
8.3  

Elect Ewald Woste to the Supervisory Board

    For    For    Management
9.1  

Approve Affiliation Agreements with E. ON 45. Verwaltungs GmbH

    For    For    Management
9.2  

Approve Affiliation Agreement with E. ON 46. Verwaltungs GmbH

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EAST JAPAN RAILWAY CO.

 

Ticker:    9020   Security ID:    J1257M109
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, With a Final Dividend of JPY 50

    For    For    Management
2.1  

Elect Director Tomita, Tetsuro

    For    For    Management
2.2  

Elect Director Fukasawa, Yuji

    For    For    Management
2.3  

Elect Director Kise, Yoichi

    For    For    Management
2.4  

Elect Director Ise, Katsumi

    For    For    Management
2.5  

Elect Director Ichikawa, Totaro

    For    For    Management
2.6  

Elect Director Sakai, Kiwamu

    For    For    Management
2.7  

Elect Director Ouchi, Atsushi

    For    For    Management
2.8  

Elect Director Ito, Atsuko

    For    For    Management
2.9  

Elect Director Ito, Motoshige

    For    For    Management
2.10  

Elect Director Amano, Reiko

    For    For    Management
2.11  

Elect Director Sakuyama, Masaki

    For    For    Management
2.12  

Elect Director Kawamoto, Hiroko

    For    For    Management
3  

Appoint Statutory Auditor Mori, Kimitaka

    For    Against    Management

EASTMAN CHEMICAL COMPANY

 

Ticker:    EMN   Security ID:    277432100
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Humberto P. Alfonso

    For    For    Management
1.2  

Elect Director Vanessa L. Allen Sutherland

    For    For    Management
1.3  

Elect Director Brett D. Begemann

    For    For    Management
1.4  

Elect Director Mark J. Costa

    For    For    Management
1.5  

Elect Director Edward L. Doheny, II

    For    For    Management
1.6  

Elect Director Julie F. Holder

    For    For    Management
1.7  

Elect Director Renee J. Hornbaker

    For    For    Management
1.8  

Elect Director Kim Ann Mink

    For    For    Management
1.9  

Elect Director James J. O’Brien

    For    For    Management
1.10  

Elect Director David W. Raisbeck

    For    For    Management
1.11  

Elect Director Charles K. Stevens, III

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
5  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EATON CORPORATION PLC

 

Ticker:    ETN   Security ID:    G29183103
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Craig Arnold

    For    For    Management
1b  

Elect Director Christopher M. Connor

    For    For    Management
1c  

Elect Director Olivier Leonetti

    For    For    Management
1d  

Elect Director Deborah L. McCoy

    For    For    Management
1e  

Elect Director Silvio Napoli

    For    For    Management
1f  

Elect Director Gregory R. Page

    For    For    Management
1g  

Elect Director Sandra Pianalto

    For    For    Management
1h  

Elect Director Lori J. Ryerkerk

    For    For    Management
1i  

Elect Director Gerald B. Smith

    For    For    Management
1j  

Elect Director Dorothy C. Thompson

    For    For    Management
2  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Authorize Issue of Equity with Pre-emptive Rights

    For    For    Management
5  

Authorize Issue of Equity without Pre-emptive Rights

    For    For    Management
6  

Authorize Share Repurchase of Issued Share Capital

    For    For    Management

EBAY INC.

 

Ticker:    EBAY   Security ID:    278642103
Meeting Date:    JUN 15, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Anthony J. Bates

    For    For    Management
1b  

Elect Director Adriane M. Brown

    For    For    Management
1c  

Elect Director Diana Farrell

    For    For    Management
1d  

Elect Director Logan D. Green

    For    For    Management
1e  

Elect Director Bonnie S. Hammer

    For    For    Management
1f  

Elect Director E. Carol Hayles

    For    For    Management
1g  

Elect Director Jamie Iannone

    For    For    Management
1h  

Elect Director Kathleen C. Mitic

    For    For    Management
1i  

Elect Director Matthew J. Murphy

    For    For    Management
1j  

Elect Director Paul S. Pressler

    For    For    Management
1k  

Elect Director Mohak Shroff

    For    For    Management
1l  

Elect Director Robert H. Swan

    For    For    Management
1m  

Elect Director Perry M. Traquina

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Improve Principles of Executive Compensation Program

    Against    Against    Shareholder
5  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ECOLAB INC.

 

Ticker:    ECL   Security ID:    278865100
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Douglas M. Baker, Jr.

    For    For    Management
1b  

Elect Director Shari L. Ballard

    For    For    Management
1c  

Elect Director Barbara J. Beck

    For    For    Management
1d  

Elect Director Christophe Beck

    For    For    Management
1e  

Elect Director Jeffrey M. Ettinger

    For    For    Management
1f  

Elect Director Arthur J. Higgins

    For    For    Management
1g  

Elect Director Michael Larson

    For    For    Management
1h  

Elect Director David W. MacLennan

    For    For    Management
1i  

Elect Director Tracy B. McKibben

    For    For    Management
1j  

Elect Director Lionel L. Nowell, III

    For    For    Management
1k  

Elect Director Victoria J. Reich

    For    For    Management
1l  

Elect Director Suzanne M. Vautrinot

    For    For    Management
1m  

Elect Director John J. Zillmer

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

EDENRED SA

 

Ticker:    EDEN   Security ID:    F3192L109
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 0.75 per Share

    For    For    Management
4  

Approve Stock Dividend Program

    For    For    Management
5  

Reelect Sylvia Coutinho as Director

    For    For    Management
6  

Reelect Francoise Gri as Director

    For    For    Management
7  

Elect Angeles Garcia-Poveda as Director

    For    For    Management
8  

Elect Monica Mondardini as Director

    For    For    Management
9  

Elect Philippe Vallee as Director

    For    For    Management
10  

Approve Remuneration Policy of Chairman and CEO

    For    For    Management
11  

Approve Remuneration Policy of Directors

    For    For    Management
12  

Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000

    For    For    Management
13  

Approve Compensation Report of Corporate Officers

    For    For    Management
14  

Approve Compensation of Bertrand Dumazy, Chairman and CEO

    For    Against    Management
15  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
17  

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees, Corporate Officers and International Subsidiaries

    For    For    Management
18  

Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly

    For    For    Management
19  

Change Company Name to SE Edenred and Amend Article of Bylaws Accordingly

    For    For    Management
20  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EDISON INTERNATIONAL

 

Ticker:    EIX   Security ID:    281020107
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jeanne Beliveau-Dunn

    For    For    Management
1b  

Elect Director Michael C. Camunez

    For    For    Management
1c  

Elect Director Vanessa C.L. Chang

    For    For    Management
1d  

Elect Director James T. Morris

    For    For    Management
1e  

Elect Director Timothy T. O’Toole

    For    For    Management
1f  

Elect Director Pedro J. Pizarro

    For    For    Management
1g  

Elect Director Carey A. Smith

    For    For    Management
1h  

Elect Director Linda G. Stuntz

    For    For    Management
1i  

Elect Director William P. Sullivan

    For    For    Management
1j  

Elect Director Peter J. Taylor

    For    For    Management
1k  

Elect Director Keith Trent

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Qualified Employee Stock Purchase Plan

    For    For    Management
5  

Amend Proxy Access Right

    Against    For    Shareholder

EDP-ENERGIAS DE PORTUGAL SA

 

Ticker:    EDP   Security ID:    X67925119
Meeting Date:    JAN 19, 2021   Meeting Type:    Special
Record Date:    JAN 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Statement on Remuneration Policy Applicable to Executive Board

    For    For    Management
2  

Elect Executive Board

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EDP-ENERGIAS DE PORTUGAL SA

 

Ticker:    EDP   Security ID:    X67925119
Meeting Date:    APR 14, 2021   Meeting Type:    Annual
Record Date:    APR 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Individual and Consolidated Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3.1  

Appraise Management of Company and Approve Vote of Confidence to Management Board

    For    For    Management
3.2  

Appraise Supervision of Company and Approve Vote of Confidence to Supervisory Board

    For    For    Management
3.3  

Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor

    For    For    Management
4  

Authorize Repurchase and Reissuance of Shares

    For    For    Management
5  

Authorize Repurchase and Reissuance of Repurchased Debt Instruments

    For    For    Management
6  

Authorize Increase in Capital Up to 10 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
7  

Amend Articles

    For    For    Management
8  

Eliminate Preemptive Rights

    For    For    Management
9  

Approve Statement on Remuneration Policy Applicable to Executive Board

    For    For    Management
10  

Approve Statement on Remuneration Policy Applicable to Other Corporate Bodies

    For    For    Management
11.1  

Elect Corporate Bodies for 2021-2023 Term

    For    For    Management
11.2  

Appoint PricewaterhouseCoopers & Associados—Sociedade de Revisores de Contas, Lda. as Auditor and Aurelio Adriano Rangel Amado as Alternate for 2021-2023 Term

    For    For    Management
11.3  

Elect General Meeting Board for 2021-2023 Term

    For    For    Management
11.4  

Elect Remuneration Committee for 2021-2023 Term

    For    For    Management
11.5  

Approve Remuneration of Remuneration Committee Members

    For    For    Management
11.6  

Elect Environment and Sustainability Board for 2021-2023 Term

    For    For    Management

EDWARDS LIFESCIENCES CORPORATION

 

Ticker:    EW   Security ID:    28176E108
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kieran T. Gallahue

    For    For    Management
1.2  

Elect Director Leslie S. Heisz

    For    For    Management
1.3  

Elect Director Paul A. LaViolette

    For    For    Management
1.4  

Elect Director Steven R. Loranger

    For    For    Management
1.5  

Elect Director Martha H. Marsh

    For    For    Management
1.6  

Elect Director Michael A. Mussallem

    For    For    Management
1.7  

Elect Director Ramona Sequeira

    For    For    Management
1.8  

Elect Director Nicholas J. Valeriani

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
4  

Amend Nonqualified Employee Stock Purchase Plan

    For    For    Management
5  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
6  

Provide Right to Act by Written Consent

    Against    Against    Shareholder
7  

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EIFFAGE SA

 

Ticker:    FGR   Security ID:    F2924U106
Meeting Date:    APR 21, 2021   Meeting Type:    Annual/Special
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 3 per Share

    For    For    Management
4  

Reelect Marie Lemarie as Director

    For    For    Management
5  

Reelect Carol Xueref as Director

    For    For    Management
6  

Reelect Dominique Marcel as Director

    For    For    Management
7  

Reelect Philippe Vidal as Director

    For    For    Management
8  

Approve Remuneration Policy of Board Members

    For    For    Management
9  

Approve Remuneration Policy of Chairman and CEO

    For    For    Management
10  

Approve Compensation Report

    For    For    Management
11  

Approve Compensation of Benoit de Ruffray, Chairman and CEO

    For    For    Management
12  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
13  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
14  

Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value

    For    For    Management
15  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million

    For    For    Management
16  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million

    For    For    Management
17  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million

    For    For    Management
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 15-17

    For    For    Management
19  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
20  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 16, 17 and 19 at EUR 39.2 Million

    For    For    Management
21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
22  

Authorize up to 1 Million Shares for Use in Restricted Stock Plans

    For    For    Management
23  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

EISAI CO., LTD.

 

Ticker:    4523   Security ID:    J12852117
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Naito, Haruo

    For    Against    Management
1.2  

Elect Director Kato, Yasuhiko

    For    For    Management
1.3  

Elect Director Bruce Aronson

    For    For    Management
1.4  

Elect Director Tsuchiya, Yutaka

    For    For    Management
1.5  

Elect Director Kaihori, Shuzo

    For    For    Management
1.6  

Elect Director Murata, Ryuichi

    For    For    Management
1.7  

Elect Director Uchiyama, Hideyo

    For    For    Management
1.8  

Elect Director Hayashi, Hideki

    For    For    Management
1.9  

Elect Director Miwa, Yumiko

    For    For    Management
1.10  

Elect Director Ike, Fumihiko

    For    For    Management
1.11  

Elect Director Kato, Yoshiteru

    For    For    Management
1.12  

Elect Director Miura, Ryota

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ELANCO ANIMAL HEALTH INCORPORATED

 

Ticker:    ELAN   Security ID:    28414H103
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director William F. Doyle

    For    For    Management
1b  

Elect Director Art A. Garcia

    For    Against    Management
1c  

Elect Director Denise Scots-Knight

    For    Against    Management
1d  

Elect Director Jeffrey N. Simmons

    For    Against    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

ELECTRONIC ARTS INC.

 

Ticker:    EA   Security ID:    285512109
Meeting Date:    AUG 06, 2020   Meeting Type:    Annual
Record Date:    JUN 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Leonard S. Coleman

    For    For    Management
1b  

Elect Director Jay C. Hoag

    For    For    Management
1c  

Elect Director Jeffrey T. Huber

    For    For    Management
1d  

Elect Director Lawrence F. Probst, III

    For    For    Management
1e  

Elect Director Talbott Roche

    For    For    Management
1f  

Elect Director Richard A. Simonson

    For    For    Management
1g  

Elect Director Luis A. Ubinas

    For    For    Management
1h  

Elect Director Heidi J. Ueberroth

    For    For    Management
1i  

Elect Director Andrew Wilson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ELI LILLY AND COMPANY

 

Ticker:    LLY   Security ID:    532457108
Meeting Date:    MAY 03, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Katherine Baicker

    For    For    Management
1b  

Elect Director J. Erik Fyrwald

    For    For    Management
1c  

Elect Director Jamere Jackson

    For    For    Management
1d  

Elect Director Gabrielle Sulzberger

    For    For    Management
1e  

Elect Director Jackson P. Tai

    For    Against    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Declassify the Board of Directors

    For    For    Management
5  

Eliminate Supermajority Vote Requirement

    For    For    Management
6  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
7  

Require Independent Board Chair

    Against    For    Shareholder
8  

Adopt Policy on Bonus Banking

    Against    For    Shareholder
9  

Clawback Disclosure of Recoupment Activity from Senior Officers

    Against    For    Shareholder

EMBOTELLADORA ANDINA SA

 

Ticker:    ANDINA.B   Security ID:    P3697S103
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income and Dividends

    For    For    Management
3  

Present Dividend Policy

    For    For    Management
4  

Elect Directors

    For    Against    Management
5  

Approve Remuneration of Directors, Directors’ Committee and Audit Committee, their Annual Reports and Expenses Incurred by both Committees

    For    For    Management
6  

Appoint Auditors

    For    For    Management
7  

Designate Risk Assessment Companies

    For    For    Management
8  

Receive Report Regarding Related-Party Transactions

    For    For    Management
9  

Designate Newspaper to Publish Announcements

    For    For    Management
10  

Other Business

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EMERA INCORPORATED

 

Ticker:    EMA   Security ID:    290876101
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Scott C. Balfour

    For    For    Management
1.2  

Elect Director James V. Bertram

    For    For    Management
1.3  

Elect Director Henry E. Demone

    For    For    Management
1.4  

Elect Director Kent M. Harvey

    For    For    Management
1.5  

Elect Director B. Lynn Loewen

    For    For    Management
1.6  

Elect Director John B. Ramil

    For    For    Management
1.7  

Elect Director Andrea S. Rosen

    For    For    Management
1.8  

Elect Director Richard P. Sergel

    For    For    Management
1.9  

Elect Director M. Jacqueline Sheppard

    For    For    Management
1.10  

Elect Director Karen H. Sheriff

    For    For    Management
1.11  

Elect Director Jochen E. Tilk

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Authorize Board to Fix Remuneration of Auditors

    For    For    Management
4  

Advisory Vote on Executive Compensation Approach

    For    For    Management
5  

Amend Stock Option Plan

    For    For    Management

EMERSON ELECTRIC CO.

 

Ticker:    EMR   Security ID:    291011104
Meeting Date:    FEB 02, 2021   Meeting Type:    Annual
Record Date:    NOV 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Mark A. Blinn

    For    For    Management
1.2  

Elect Director Arthur F. Golden

    For    For    Management
1.3  

Elect Director Candace Kendle

    For    For    Management
1.4  

Elect Director James S. Turley

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ENBRIDGE INC.

 

Ticker:    ENB   Security ID:    29250N105
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Pamela L. Carter

    For    For    Management
1.2  

Elect Director Marcel R. Coutu

    For    For    Management
1.3  

Elect Director Susan M. Cunningham

    For    For    Management
1.4  

Elect Director Gregory L. Ebel

    For    For    Management
1.5  

Elect Director J. Herb England

    For    For    Management
1.6  

Elect Director Gregory J. Goff

    For    For    Management
1.7  

Elect Director V. Maureen Kempston Darkes

    For    For    Management
1.8  

Elect Director Teresa S. Madden

    For    For    Management
1.9  

Elect Director Al Monaco

    For    For    Management
1.10  

Elect Director Stephen S. Poloz

    For    For    Management
1.11  

Elect Director Dan C. Tutcher

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ENEL AMERICAS SA

 

Ticker:    ENELAM   Security ID:    P37186106
Meeting Date:    DEC 18, 2020   Meeting Type:    Special
Record Date:    DEC 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger by Absorption of EGP Americas SpA

    For    For    Management
2  

Approve Related-Party Transaction Re: Merger by Absorption of EGP Americas SpA

    For    For    Management
3  

Amend Articles; Consolidate Bylaws

    For    For    Management
4  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management
5  

Receive Report Regarding Related-Party Transactions

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ENEL AMERICAS SA

 

Ticker:    ENELAM   Security ID:    P37186106
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income and Dividends

    For    For    Management
3.a  

Elect Borja Acha B. as Director Nominated by Enel S.p.A.

    For    For    Management
3.b  

Elect Domingo Cruzat A. as Director Nominated by Enel S.p.A.

    For    For    Management
3.c  

Elect Giulia Genuardi as Director Nominated by Enel S.p.A.

    For    Withhold    Management
3.d  

Elect Patricio Gomez S. as Director Nominated by Enel S.p.A.

    For    For    Management
3.e  

Elect Francesca Gostinelli as Director Nominated by Enel S.p.A.

    For    Withhold    Management
3.f  

Elect Hernan Somerville S. as Director Nominated by Enel S.p.A.

    For    Withhold    Management
3.g  

Elect Jose Antonio Vargas as Director Nominated by Enel S.p.A.

    For    Withhold    Management
4  

Approve Remuneration of Directors

    For    For    Management
5  

Approve Remuneration of Directors’ Committee and Approve Their Budget for FY 2021

    For    For    Management
6  

Present Board’s Report on Expenses; Present Directors’ Committee Report on Activities and Expenses

    None    None    Management
7  

Appoint Auditors

    For    For    Management
8  

Designate Risk Assessment Companies

    For    For    Management
9  

Approve Investment and Financing Policy

    For    For    Management
10  

Present Dividend Policy and Distribution Procedures

    None    None    Management
11  

Receive Report Regarding Related-Party Transactions

    None    None    Management
12  

Present Report on Processing, Printing, and Mailing Information Required by Chilean Law

    None    None    Management
13  

Other Business

    For    Against    Management
14  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

ENEL SPA

 

Ticker:    ENEL   Security ID:    T3679P115
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAY 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
4  

Approve Long-Term Incentive Plan

    For    For    Management
5.1  

Approve Remuneration Policy

    For    For    Management
5.2  

Approve Second Section of the Remuneration Report

    For    For    Management
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

    None    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ENGIE SA

 

Ticker:    ENGI   Security ID:    F7629A107
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Treatment of Losses and Dividends of EUR 0.53 per Share

    For    For    Management
A  

Set the Dividend at EUR 0.35 per Share

    Against    Against    Shareholder
4  

Approve Auditors’ Special Report on Related-Party Transactions

    For    For    Management
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
6  

Elect Catherine MacGregor as Director

    For    For    Management
7  

Elect Jacinthe Delage as Representative of Employee Shareholders to the Board

    None    For    Management
8  

Elect Steven Lambert as Representative of Employee Shareholders to the Board

    None    Against    Management
9  

Approve Compensation of Corporate Officers

    For    For    Management
10  

Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board

    For    For    Management
11  

Approve Compensation of Isabelle Kocher, CEO Until Feb. 24, 2020

    For    Against    Management
12  

Approve Compensation of Claire Waysand, CEO Since Feb. 24, 2020

    For    For    Management
13  

Approve Remuneration Policy of Directors

    For    For    Management
14  

Approve Remuneration Policy of Chairman of the Board

    For    For    Management
15  

Approve Remuneration Policy of CEO

    For    For    Management
16  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries

    For    For    Management
18  

Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
19  

Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions

    For    For    Management
20  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ENI SPA

 

Ticker:    ENI   Security ID:    T3643A145
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAY 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Authorize Use of Available Reserves for Interim Dividend Distribution

    For    For    Management
4  

Appoint Marcella Caradonna as Internal Statutory Auditor

    None    For    Shareholder
5  

Appoint Roberto Maglio as Alternate Internal Statutory Auditor

    None    For    Shareholder
6  

Authorize Share Repurchase Program

    For    For    Management
7  

Approve Second Section of the Remuneration Report

    For    Against    Management
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

    None    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ENN ENERGY HOLDINGS LTD.

 

Ticker:    2688   Security ID:    G3066L101
Meeting Date:    MAY 10, 2021   Meeting Type:    Annual
Record Date:    MAY 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a1  

Elect Wang Yusuo as Director

    For    For    Management
3a2  

Elect Zheng Hongtao as Director

    For    For    Management
3a3  

Elect Wang Zizheng as Director

    For    For    Management
3a4  

Elect Ma Zhixiang as Director

    For    For    Management
3a5  

Elect Yuen Po Kwong as Director

    For    For    Management
3b  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management

ENPHASE ENERGY, INC.

 

Ticker:    ENPH   Security ID:    29355A107
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Badrinarayanan Kothandaraman

    For    For    Management
1.2  

Elect Director Joseph Malchow

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Increase Authorized Common Stock

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ENTAIN PLC

 

Ticker:    ENT   Security ID:    G3167C109
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    JUN 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
5  

Elect David Satz as Director

    For    For    Management
6  

Elect Robert Hoskin as Director

    For    For    Management
7  

Elect Stella David as Director

    For    For    Management
8  

Elect Vicky Jarman as Director

    For    For    Management
9  

Elect Mark Gregory as Director

    For    For    Management
10  

Re-elect Rob Wood as Director

    For    For    Management
11  

Re-elect Jette Nygaard-Andersen as Director

    For    For    Management
12  

Re-elect Barry Gibson as Director

    For    For    Management
13  

Re-elect Peter Isola as Director

    For    For    Management
14  

Re-elect Pierre Bouchut as Director

    For    For    Management
15  

Re-elect Virginia McDowell as Director

    For    For    Management
16  

Approve Increase in Aggregate Fees Payable to Non-executive Directors

    For    For    Management
17  

Approve Increase in Size of Board

    For    For    Management
18  

Authorise Issue of Equity

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
21  

Authorise Market Purchase of Shares

    For    For    Management

ENTERGY CORPORATION

 

Ticker:    ETR   Security ID:    29364G103
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director John R. Burbank

    For    For    Management
1b  

Elect Director Patrick J. Condon

    For    For    Management
1c  

Elect Director Leo P. Denault

    For    For    Management
1d  

Elect Director Kirkland H. Donald

    For    For    Management
1e  

Elect Director Brian W. Ellis

    For    For    Management
1f  

Elect Director Philip L. Frederickson

    For    For    Management
1g  

Elect Director Alexis M. Herman

    For    For    Management
1h  

Elect Director M. Elise Hyland

    For    For    Management
1i  

Elect Director Stuart L. Levenick

    For    For    Management
1j  

Elect Director Blanche Lambert Lincoln

    For    For    Management
1k  

Elect Director Karen A. Puckett

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Authorize New Class of Preferred Stock

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EOG RESOURCES, INC.

 

Ticker:    EOG   Security ID:    26875P101
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Janet F. Clark

    For    For    Management
1b  

Elect Director Charles R. Crisp

    For    For    Management
1c  

Elect Director Robert P. Daniels

    For    For    Management
1d  

Elect Director James C. Day

    For    For    Management
1e  

Elect Director C. Christopher Gaut

    For    For    Management
1f  

Elect Director Michael T. Kerr

    For    For    Management
1g  

Elect Director Julie J. Robertson

    For    For    Management
1h  

Elect Director Donald F. Textor

    For    For    Management
1i  

Elect Director William R. Thomas

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

EPAM SYSTEMS, INC.

 

Ticker:    EPAM   Security ID:    29414B104
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Arkadiy Dobkin

    For    For    Management
1.2  

Elect Director Robert E. Segert

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management
5  

Approve Qualified Employee Stock Purchase Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EPIROC AB

 

Ticker:    EPI.A   Security ID:    W25918116
Meeting Date:    NOV 27, 2020   Meeting Type:    Special
Record Date:    NOV 19, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2.a  

Designate Petra Hedengran as Inspector of Minutes of Meeting

    For    For    Management
2.b  

Designate Mikael Wiberg as Inspector of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Approve Special Dividends of SEK 1.20 Per Share

    For    For    Management
7  

Amend Articles of Association Re: Company Name; Participation at General Meetings

    For    For    Management

EPIROC AB

 

Ticker:    EPI.A   Security ID:    W25918116
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2.a  

Designate Petra Hedengran (Investor AB) as Inspector of Minutes of Meeting

    For    For    Management
2.b  

Designate Mikael Wiberg (Alecta) as Inspector of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7.a  

Accept Financial Statements and Statutory Reports

    For    For    Management
7.b1  

Approve Discharge of Lennart Evrell

    For    For    Management
7.b2  

Approve Discharge of Johan Forssell

    For    For    Management
7.b3  

Approve Discharge of Helena Hedblom (as Board Member)

    For    For    Management
7.b4  

Approve Discharge of Jeane Hull

    For    For    Management
7.b5  

Approve Discharge of Ronnie Leten

    For    For    Management
7.b6  

Approve Discharge of Per Lindberg (as Board Member)

    For    For    Management
7.b7  

Approve Discharge of Ulla Litzen

    For    For    Management
7.b8  

Approve Discharge of Sigurd Mareels

    For    For    Management
7.b9  

Approve Discharge of Astrid Skarheim Onsum

    For    For    Management
7.b10  

Approve Discharge of Anders Ullberg

   

For

    For    Management
7.b11  

Approve Discharge of Niclas Bergstrom

   

For

    For    Management
7.b12  

Approve Discharge of Gustav El Rachidi

   

For

    For    Management
7.b13  

Approve Discharge of Kristina Kanestad

   

For

    For    Management
7.b14  

Approve Discharge of Bengt Lindgren

   

For

    For    Management
7.b15  

Approve Discharge of Daniel Rundgren

   

For

    For    Management
7.b16  

Approve Discharge of Helena Hedblom (as CEO)

   

For

    For    Management
7.b17  

Approve Discharge of Per Lindberg (as CEO)

   

For

    For    Management
7.c  

Approve Allocation of Income and Dividends of SEK 2.50 Per Share

    For    For    Management
7.d  

Approve Remuneration Report

    For    For    Management
8.a  

Determine Number of Members (9) and Deputy Members of Board

    For    For    Management
8.b  

Determine Number of Auditors (1) and Deputy Auditors

    For    For    Management
9.a1  

Reelect Lennart Evrell as Director

    For    For    Management
9.a2  

Reelect Johan Forssell as Director

    For    For    Management
9.a3  

Reelect Helena Hedblom as Director

    For    For    Management
9.a4  

Reelect Jeane Hull as Director

    For    For    Management
9.a5  

Reelect Ronnie Leten as Director

    For    For    Management
9.a6  

Reelect Ulla Litzen as Director

    For    For    Management
9.a7  

Reelect Sigurd Mareels as Director

    For    For    Management
9.a8  

Reelect Astrid Skarheim Onsum as Director

    For    For    Management
9.a9  

Reelect Anders Ullberg as Director

    For    For    Management
9.b  

Reelect Ronnie Leten as Board Chairman

    For    For    Management
9.c  

Ratify Deloitte as Auditors

    For    For    Management
10.a  

Approve Remuneration of Directors in the Amount of SEK 2.13 Million for Chair and SEK 665,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work

    For    For    Management
10.b  

Approve Remuneration of Auditors

    For    For    Management
11  

Approve Stock Option Plan 2021 for Key Employees

    For    For    Management
12.a  

Approve Equity Plan Financing Through Repurchase of Class A Shares

    For    For    Management
12.b  

Approve Repurchase of Shares to Pay 50 Percent of Director’s Remuneration in Synthetic Shares

    For    For    Management
12.c  

Approve Equity Plan Financing Through Transfer of Class A Shares to Participants

    For    For    Management
12.d  

Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares

    For    For    Management
12.e  

Approve Sale of Class A Shares to Finance Stock Option Plan 2016, 2017 and 2018

    For    For    Management
13  

Approve 2:1 Stock Split; Approve SEK 250 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 250 Million

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EQUIFAX INC.

 

Ticker:    EFX   Security ID:    294429105
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark W. Begor

    For    For    Management
1b  

Elect Director Mark L. Feidler

    For    For    Management
1c  

Elect Director G. Thomas Hough

    For    For    Management
1d  

Elect Director Robert D. Marcus

    For    For    Management
1e  

Elect Director Scott A. McGregor

    For    For    Management
1f  

Elect Director John A. McKinley

    For    For    Management
1g  

Elect Director Robert W. Selander

    For    For    Management
1h  

Elect Director Melissa D. Smith

    For    For    Management
1i  

Elect Director Audrey Boone Tillman

    For    For    Management
1j  

Elect Director Heather H. Wilson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

EQUINIX, INC.

 

Ticker:    EQIX   Security ID:    29444U700
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Thomas Bartlett

    For    For    Management
1.2  

Elect Director Nanci Caldwell

    For    For    Management
1.3  

Elect Director Adaire Fox-Martin

    For    For    Management
1.4  

Elect Director Gary Hromadko

    For    For    Management
1.5  

Elect Director Irving Lyons, III

    For    For    Management
1.6  

Elect Director Charles Meyers

    For    For    Management
1.7  

Elect Director Christopher Paisley

    For    For    Management
1.8  

Elect Director Sandra Rivera

    For    For    Management
1.9  

Elect Director Peter Van Camp

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EQUINOR ASA

 

Ticker:    EQNR   Security ID:    R2R90P103
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Registration of Attending Shareholders and Proxies

    None    None    Management
3  

Elect Chairman of Meeting

    For    For    Management
4  

Approve Notice of Meeting and Agenda

    For    For    Management
5  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
6  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.12 Per Share

    For    For    Management
7  

Authorize Board to Distribute Dividends

    For    For    Management
8  

Instruct Company to Set Short, Medium, and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products

    Against    Against    Shareholder
9  

Instruct Company to Report Key Information on both Climate Risk and Nature Risk

    Against    Against    Shareholder
10  

Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy Resources

    Against    Against    Shareholder
11  

Instruct Board to Present a Strategy for Real Business Transformation to Sustainable Energy Production

    Against    Against    Shareholder
12  

Instruct Company to Stop all Oil and Gas Exploration in the Norwegian Sector of the Barents Sea

    Against    Against    Shareholder
13  

Instruct Company to Spin-Out Equinors Renewable Energy Business in Wind and Solar Power to a Separate Company NewCo

    Against    Against    Shareholder
14  

Instruct Company to Divest all Non-Petroleum-Related Business Overseas and to Consider Withdrawing from all Petroleum-Related Business Overseas

    Against    Against    Shareholder
15  

Instruct Company that all Exploration for New Oil and Gas Discoveries is Discontinued, that Equinor Multiplies its Green Investments, Improves its EGS Profile and Reduces its Risk for Future Lawsuits

    Against    Against    Shareholder
16  

Instruct Board to Act to Avoid Big Losses Overseas, Receive Specific Answers with Regards to Safety Incidents and get the Audits Evaluation of Improved Quality Assurance and Internal Control

    Against    Against    Shareholder
17  

Instruct Board to include Nuclear in Equinors Portfolio

    Against    Against    Shareholder
18  

Approve Company’s Corporate Governance Statement

    For    For    Management
19.1  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

    For    For    Management
19.2  

Approve Remuneration Statement (Advisory)

    For    For    Management
20  

Approve Remuneration of Auditors

    For    For    Management
21  

Approve Remuneration of Directors in the Amount of NOK 133,100 for Chairman, NOK 70,200 for Deputy Chairman and NOK 49,300 for Other Directors; Approve Remuneration for Deputy Directors

    For    For    Management
22  

Approve Remuneration of Nominating Committee

    For    For    Management
23  

Approve Equity Plan Financing

    For    Against    Management
24  

Authorize Share Repurchase Program and Cancellation of Repurchased Shares

    For    For    Management

EQUITY RESIDENTIAL

 

Ticker:    EQR   Security ID:    29476L107
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Angela M. Aman

    For    For    Management
1.2  

Elect Director Raymond Bennett

    For    For    Management
1.3  

Elect Director Linda Walker Bynoe

    For    For    Management
1.4  

Elect Director Connie K. Duckworth

    For    For    Management
1.5  

Elect Director Mary Kay Haben

    For    For    Management
1.6  

Elect Director Tahsinul Zia Huque

    For    For    Management
1.7  

Elect Director John E. Neal

    For    For    Management
1.8  

Elect Director David J. Neithercut

    For    For    Management
1.9  

Elect Director Mark J. Parrell

    For    For    Management
1.10  

Elect Director Mark S. Shapiro

    For    For    Management
1.11  

Elect Director Stephen E. Sterrett

    For    For    Management
1.12  

Elect Director Samuel Zell

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ERSTE GROUP BANK AG

 

Ticker:    EBS   Security ID:    A19494102
Meeting Date:    NOV 10, 2020   Meeting Type:    Annual
Record Date:    OCT 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.75 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal 2019

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal 2019

    For    For    Management
5  

Ratify PwC as Auditors for Fiscal 2021

    For    For    Management
6.1  

Approve Decrease in Size of Supervisory Board to Twelve Members

    For    For    Management
6.2  

Reelect Maximilian Hardegg as Supervisory Board Member

    For    Against    Management
6.3  

Elect Friedrich Santner as Supervisory Board Member

    For    For    Management
6.4  

Elect Andras Simor as Supervisory Board Member

    For    For    Management
7  

Approve Remuneration Policy

    For    Against    Management
8  

Amend Articles Re: Electronic Participation in the General Meeting

    For    Against    Management

ERSTE GROUP BANK AG

 

Ticker:    EBS   Security ID:    A19494102
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAY 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.50 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify PwC Wirtschaftspruefung GmbH as Auditors for Fiscal Year 2022

    For    For    Management
6  

Elect Michael Schuster as Supervisory Board Member

    For    For    Management
7  

Approve Remuneration Policy

    For    For    Management
8  

Approve Remuneration Report

    For    For    Management
9  

Authorize Repurchase of Up to Ten Percent of Issued Share Capital for Trading Purposes

    For    For    Management
10  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Key Employees

    For    For    Management
11  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ESSEX PROPERTY TRUST, INC.

 

Ticker:    ESS   Security ID:    297178105
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Keith R. Guericke

    For    For    Management
1.2  

Elect Director Maria R. Hawthorne

    For    For    Management
1.3  

Elect Director Amal M. Johnson

    For    For    Management
1.4  

Elect Director Mary Kasaris

    For    For    Management
1.5  

Elect Director Irving F. Lyons, III

    For    For    Management
1.6  

Elect Director George M. Marcus

    For    For    Management
1.7  

Elect Director Thomas E. Robinson

    For    For    Management
1.8  

Elect Director Michael J. Schall

    For    For    Management
1.9  

Elect Director Byron A. Scordelis

    For    For    Management
2  

Ratify KPMG LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ESSILORLUXOTTICA SA

 

Ticker:    EL   Security ID:    F31665106
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 2.23 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions

    For    For    Management
5  

Approve Compensation Report of Corporate Officers

    For    For    Management
6  

Approve Compensation of Leonardo Del Vecchio, Chairman and CEO Until Dec. 17, 2020 and Chairman of the Board Since Dec. 17, 2020

    For    For    Management
7  

Approve Compensation of Hubert Sagnieres, Vice-Chairman and Vice-CEO Until Dec. 17, 2020 and Vice-Chairman of the Board Since Dec. 17, 2020

    For    For    Management
8  

Approve Remuneration Policy of Corporate Officers, Since Jan. 1, 2020 Until the General Assembly

    For    For    Management
9  

Approve Remuneration Policy of Corporate Officers, Since the General Assembly

    For    Against    Management
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
11  

Amend Bylaws to Comply with Legal Changes

    For    For    Management
12  

Amend Article 13 of Bylaws Re: Directors Length of Term

    For    For    Management
13  

Amend Article 15, 16 and 23 of Bylaws Re: Board Deliberation

    For    For    Management
14  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
15  

Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 5 Percent of Issued Capital

    For    For    Management
17  

Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value

    For    For    Management
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
19  

Reelect Leonardo Del Vecchio as Director

    For    For    Management
20  

Reelect Romolo Bardin as Director

    For    For    Management
21  

Reelect Juliette Favre as Director

    For    For    Management
22  

Reelect Francesco Milleri as Director

    For    For    Management
23  

Reelect Paul du Saillant as Director

    For    For    Management
24  

Reelect Cristina Scocchia as Director

    For    For    Management
25  

Elect Jean-Luc Biamonti as Director

    For    For    Management
26  

Elect Marie-Christine Coisne as Director

    For    For    Management
27  

Elect Jose Gonzalo as Director

    For    For    Management
28  

Elect Swati Piramal as Director

    For    For    Management
29  

Elect Nathalie von Siemens as Director

    For    For    Management
30  

Elect Andrea Zappia as Director

    For    For    Management
31  

Directors Length of Term, Pursuant Item 12

    For    For    Management
32  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ESSITY AB

 

Ticker:    ESSITY.B   Security ID:    W3R06F100
Meeting Date:    OCT 28, 2020   Meeting Type:    Special
Record Date:    OCT 20, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2  

Prepare and Approve List of Shareholders

    For    For    Management
3.a  

Designate Anders Oscarsson as Inspector of Minutes of Meeting

    For    For    Management
3.b  

Designate Madeleine Wallmark as Inspector of Minutes of Meeting

    For    For    Management
4  

Acknowledge Proper Convening of Meeting

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6  

Approve Dividends of SEK 6.25 Per Share

    For    For    Management

ESSITY AB

 

Ticker:    ESSITY.B   Security ID:    W3R06F100
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting; Elect Chairman of Meeting

    For    For    Management
2.1  

Designate Madeleine Wallmark as Inspector of Minutes of Meeting

    For    For    Management
2.2  

Designate Anders Oscarsson as Inspector of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Acknowledge Proper Convening of Meeting

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7.a  

Accept Financial Statements and Statutory Reports

    For    For    Management
7.b  

Approve Allocation of Income and Dividends of SEK 6.75 Per Share

    For    For    Management
7.c1  

Approve Discharge of Board Member Ewa Bjorling

    For    For    Management
7.c2  

Approve Discharge of Board Member Par Boman

    For    For    Management
7.c3  

Approve Discharge of Board Member Maija-Liisa Friman

    For    For    Management
7.c4  

Approve Discharge of Board Member Annemarie Gardshol

    For    For    Management
7.c5  

Approve Discharge of Board Member Magnus Groth

    For    For    Management
7.c6  

Approve Discharge of Board Member Susanna Lind

    For    For    Management
7.c7  

Approve Discharge of Board Member Bert Nordberg

    For    For    Management
7.c8  

Approve Discharge of Board Member Louise Svanberg

    For    For    Management
7.c9  

Approve Discharge of Board Member Orjan Svensson

    For    For    Management
7.c10  

Approve Discharge of Board Member Lars Rebien Sorensen

    For    For    Management
7.c11  

Approve Discharge of Board Member Barbara Milian Thoralfsson

    For    For    Management
7.c12  

Approve Discharge of Board Member Niclas Thulin

    For   

For

    Management
7.c13  

Approve Discharge of President and Board Member Magnus Groth

    For   

For

    Management
8  

Determine Number of Members (9) and Deputy Members (0) of Board

    For    For    Management
9  

Determine Number of Auditors (1) and Deputy Auditors (0)

    For    For    Management
10.a  

Approve Remuneration of Directors in the Amount of SEK 2.4 Million for Chairman and SEK 815,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
10.b  

Approve Remuneration of Auditors

    For    For    Management
11.a  

Reelect Ewa Bjorling as Director

    For    For    Management
11.b  

Reelect Par Boman as Director

    For    Against    Management
11.c  

Reelect Annemarie Gardshol as Director

    For    For    Management
11.d  

Reelect Magnus Groth as Director

    For    For    Management
11.e  

Reelect Bert Nordberg as Director

    For    For    Management
11.f  

Reelect Louise Svanberg as Director

    For    For    Management
11.g  

Reelect Lars Rebien Sorensen as Director

    For    For    Management
11.h  

Reelect Barbara M. Thoralfsson as Director

    For    For    Management
11.i  

Elect Torbjorn Loof as New Director

    For    For    Management
12  

Reelect Par Boman as Board Chairman

    For    Against    Management
13  

Ratify Ernst & Young as Auditors

    For    For    Management
14  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

    For    For    Management
15  

Approve Remuneration Report

    For    For    Management
16.a  

Authorize Share Repurchase Program

    For    For    Management
16.b  

Authorize Reissuance of Repurchased Shares

    For    For    Management
17  

Amend Articles of Association Re: Editorial Changes; Proxies and Postal Ballot

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ETSY, INC.

 

Ticker:    ETSY   Security ID:    29786A106
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    APR 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Gary S. Briggs

    For    Withhold    Management
1b  

Elect Director Edith W. Cooper

    For    Withhold    Management
1c  

Elect Director Melissa Reiff

    For    Withhold    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

EUROFINS SCIENTIFIC SE

 

Ticker:    ERF   Security ID:    F3322K104
Meeting Date:    NOV 16, 2020   Meeting Type:    Special
Record Date:    NOV 02, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Stock Split

    For    For    Management
2  

Amend Articles to Reflect Changes in Capital

    For    For    Management
3  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EUROFINS SCIENTIFIC SE

 

Ticker:    ERF   Security ID:    L31839134
Meeting Date:    APR 22, 2021   Meeting Type:    Annual/Special
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive and Approve Board’s Reports

    For    For    Management
2  

Receive and Approve Director’s Special Report Re: Operations Carried Out Under the Authorized Capital Established

    For    For    Management
3  

Receive and Approve Auditor’s Reports

    For    For    Management
4  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
5  

Approve Financial Statements

    For    For    Management
6  

Approve Allocation of Income

    For    For    Management
7  

Approve Discharge of Directors

    For    For    Management
8  

Approve Discharge of Auditors

    For    For    Management
9  

Approve Remuneration Report

    For    Against    Management
10  

Reelect Pascal Rakovsky as Director

    For    For    Management
11  

Elect Ivo Rauh as Director

    For    For    Management
12  

Elect Evie Roos as Director

    For    For    Management
13  

Renew Appointment of Deloitte Audit as Auditor

    For    For    Management
14  

Approve Remuneration of Directors

    For    For    Management
15  

Acknowledge Information on Repurchase Program

    For    For    Management
16  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management
1  

Increase Authorized Share Capital and Amend Articles of Association

    For    Against    Management
2  

Approve Creation of Class C Beneficiary Units and Amend Articles of Association

    For    Against    Management
3  

Amend Articles 15.3, 16.3, and 21 of the Articles of Association

    For    For    Management
4  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

EVERGY, INC.

 

Ticker:    EVRG   Security ID:    30034W106
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director David A. Campbell

    For    For    Management
1b  

Elect Director Mollie Hale Carter

    For    For    Management
1c  

Elect Director Thomas D. Hyde

    For    For    Management
1d  

Elect Director B. Anthony Isaac

    For    For    Management
1e  

Elect Director Paul M. Keglevic

    For    For    Management
1f  

Elect Director Mary L. Landrieu

    For    For    Management
1g  

Elect Director Sandra A.J. Lawrence

    For    For    Management
1h  

Elect Director Ann D. Murtlow

    For    For    Management
1i  

Elect Director Sandra J. Price

    For    For    Management
1j  

Elect Director Mark A. Ruelle

    For    For    Management
1k  

Elect Director S. Carl Soderstrom, Jr.

    For    For    Management
1l  

Elect Director John Arthur Stall

    For    For    Management
1m  

Elect Director C. John Wilder

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EVERSOURCE ENERGY

 

Ticker:    ES   Security ID:    30040W108
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Cotton M. Cleveland

    For    For    Management
1.2  

Elect Director James S. DiStasio

    For    For    Management
1.3  

Elect Director Francis A. Doyle

    For    For    Management
1.4  

Elect Director Linda Dorcena Forry

    For    For    Management
1.5  

Elect Director Gregory M. Jones

    For    For    Management
1.6  

Elect Director James J. Judge

    For    For    Management
1.7  

Elect Director John Y. Kim

    For    For    Management
1.8  

Elect Director Kenneth R. Leibler

    For    For    Management
1.9  

Elect Director David H. Long

    For    For    Management
1.10  

Elect Director William C. Van Faasen

    For    For    Management
1.11  

Elect Director Frederica M. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche as Auditors

    For    For    Management

EVOLUTION GAMING GROUP AB

 

Ticker:    EVO   Security ID:    W3287P115
Meeting Date:    APR 16, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
4  

Prepare and Approve List of Shareholders

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7a  

Accept Financial Statements and Statutory Reports

    For    For    Management
7b  

Approve Allocation of Income and Dividends of EUR 0.68 Per Share

    For    For    Management
7c1  

Approve Discharge of Jens von Bahr

    For    For    Management
7c2  

Approve Discharge of Joel Citron

    For    For    Management
7c3  

Approve Discharge of Jonas Engwall

    For    For    Management
7c4  

Approve Discharge of Cecilia Lager

    For    For    Management
7c5  

Approve Discharge of Ian Livingstone

    For    For    Management
7c6  

Approve Discharge of Fredrik Osterberg

    For    For    Management
7c7  

Approve Discharge of Martin Carlesund

    For    For    Management
8  

Determine Number of Members (5) and Deputy Members (0) of Board

    For    For    Management
9  

Approve Remuneration of Directors in the Aggregate Amount of EUR 120,000

    For    For    Management
10a1  

Reelect Jens von Bahr as Director

    For    For    Management
10a2  

Reelect Joel Citron as Director

    For    For    Management
10a3  

Reelect Jonas Engwall as Director

    For    Against    Management
10a4  

Reelect Ian Livingstone as Director

    For    Against    Management
10a5  

Reelect Fredrik Osterberg as Director

    For    For    Management
10b  

Elect Jens von Bahr as Board Chairman

    For    For    Management
11  

Approve Remuneration of Auditors

    For    For    Management
12  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
13  

Approve Nomination Committee Procedures

    For    For    Management
14  

Approve Remuneration Report

    For    For    Management
15  

Change Company Name to Evolution AB

    For    For    Management
16a  

Authorize Share Repurchase Program

    For    For    Management
16b  

Authorize Reissuance of Repurchased Shares

    For    For    Management
17  

Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights

    For    For    Management
18  

Authorize the Board to Repurchase Warrants from Participants in Warrants Plan 2018

    For    For    Management
19  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EVRAZ PLC

 

Ticker:    EVR   Security ID:    G33090104
Meeting Date:    JUN 15, 2021   Meeting Type:    Annual
Record Date:    JUN 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Re-elect Alexander Abramov as Director

    For    Against    Management
4  

Re-elect Alexander Frolov as Director

    For    For    Management
5  

Re-elect Eugene Shvidler as Director

    For    For    Management
6  

Re-elect Eugene Tenenbaum as Director

    For    For    Management
7  

Re-elect Karl Gruber as Director

    For    For    Management
8  

Re-elect Deborah Gudgeon as Director

    For    For    Management
9  

Re-elect Alexander Izosimov as Director

    For    For    Management
10  

Re-elect Sir Michael Peat as Director

    For    For    Management
11  

Elect Stephen Odell as Director

    For    For    Management
12  

Elect James Rutherford as Director

    For    For    Management
13  

Elect Sandra Stash as Director

    For    For    Management
14  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
16  

Authorise Issue of Equity

    For    For    Management
17  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
19  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

EXACT SCIENCES CORPORATION

 

Ticker:    EXAS   Security ID:    30063P105
Meeting Date:    JUL 23, 2020   Meeting Type:    Annual
Record Date:    JUN 01, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Eli Casdin

    For    For    Management
1.2  

Elect Director James E. Doyle

    For    For    Management
1.3  

Elect Director Freda Lewis-Hall

    For    For    Management
1.4  

Elect Director Kathleen G. Sebelius

    For    For    Management
2  

Ratify PricewaterhouseCoopers, LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Increase Authorized Common Stock

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EXACT SCIENCES CORPORATION

 

Ticker:    EXAS   Security ID:    30063P105
Meeting Date:    JUN 30, 2021   Meeting Type:    Annual
Record Date:    MAY 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Paul Clancy

    For    For    Management
1.2  

Elect Director Pierre Jacquet

    For    For    Management
1.3  

Elect Director Daniel Levangie

    For    For    Management
2  

Ratify PricewaterhouseCoopers, LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

EXELON CORPORATION

 

Ticker:    EXC   Security ID:    30161N101
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Anthony Anderson

    For    For    Management
1b  

Elect Director Ann Berzin

    For    For    Management
1c  

Elect Director Laurie Brlas

    For    For    Management
1d  

Elect Director Marjorie Rodgers Cheshire

    For    For    Management
1e  

Elect Director Christopher Crane

    For    For    Management
1f  

Elect Director Yves de Balmann

    For    For    Management
1g  

Elect Director Linda Jojo

    For    For    Management
1h  

Elect Director Paul Joskow

    For    For    Management
1i  

Elect Director Robert Lawless

    For    For    Management
1j  

Elect Director John Richardson

    For    For    Management
1k  

Elect Director Mayo Shattuck, III

    For    For    Management
1l  

Elect Director John Young

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Report on Child Labor Audit

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EXPEDIA GROUP, INC.

 

Ticker:    EXPE   Security ID:    30212P303
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Samuel Altman

    For    For    Management
1b  

Elect Director Beverly Anderson

    For    For    Management
1c  

Elect Director Susan Athey

    For    For    Management
1d  

Elect Director Chelsea Clinton

    For    Withhold    Management
1e  

Elect Director Barry Diller

    For    For    Management
1f  

Elect Director Jon Gieselman - Withdrawn

    None    None    Management
1g  

Elect Director Craig Jacobson

    For    Withhold    Management
1h  

Elect Director Peter Kern

    For    For    Management
1i  

Elect Director Dara Khosrowshahi

    For    For    Management
1j  

Elect Director Patricia Menendez-Cambo

    For    For    Management
1k  

Elect Director Greg Mondre

    For    For    Management
1l  

Elect Director David Sambur—Withdrawn

    None    None    Management
1m  

Elect Director Alex von Furstenberg

    For    For    Management
1n  

Elect Director Julie Whalen

    For    For    Management
2  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Report on Political Contributions and Expenditures

    Against    For    Shareholder

EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.

 

Ticker:    EXPD   Security ID:    302130109
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert R. Wright

    For    For    Management
1.2  

Elect Director Glenn M. Alger

    For    For    Management
1.3  

Elect Director Robert P. Carlile

    For    For    Management
1.4  

Elect Director James M. DuBois

    For    For    Management
1.5  

Elect Director Mark A. Emmert

    For    For    Management
1.6  

Elect Director Diane H. Gulyas

    For    For    Management
1.7  

Elect Director Jeffrey S. Musser

    For    For    Management
1.8  

Elect Director Liane J. Pelletier

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EXPERIAN PLC

 

Ticker:    EXPN   Security ID:    G32655105
Meeting Date:    JUL 22, 2020   Meeting Type:    Annual
Record Date:    JUL 20, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and

    For    For    Management
 

Statutory Reports

         
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Remuneration Policy

    For    For    Management
4  

Re-elect Dr Ruba Borno as Director

    For    For    Management
5  

Re-elect Brian Cassin as Director

    For    For    Management
6  

Re-elect Caroline Donahue as Director

    For    For    Management
7  

Re-elect Luiz Fleury as Director

    For    For    Management
8  

Re-elect Deirdre Mahlan as Director

    For    For    Management
9  

Re-elect Lloyd Pitchford as Director

    For    For    Management
10  

Re-elect Mike Rogers as Director

    For    For    Management
11  

Re-elect George Rose as Director

    For    For    Management
12  

Re-elect Kerry Williams as Director

    For    For    Management
13  

Reappoint KPMG LLP as Auditors

    For    For    Management
14  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
15  

Authorise Issue of Equity

    For    For    Management
16  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
17  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
18  

Authorise Market Purchase of Ordinary Shares

    For    For    Management

EXTRA SPACE STORAGE INC.

 

Ticker:    EXR   Security ID:    30225T102
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kenneth M. Woolley

    For    For    Management
1.2  

Elect Director Joseph D. Margolis

    For    For    Management
1.3  

Elect Director Roger B. Porter

    For    For    Management
1.4  

Elect Director Joseph J. Bonner

    For    For    Management
1.5  

Elect Director Gary L. Crittenden

    For    For    Management
1.6  

Elect Director Spencer F. Kirk

    For    For    Management
1.7  

Elect Director Dennis J. Letham

    For    For    Management
1.8  

Elect Director Diane Olmstead

    For    For    Management
1.9  

Elect Director Julia Vander Ploeg

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EXXON MOBIL CORPORATION

 

Ticker:    XOM   Security ID:    30231G102
Meeting Date:    MAY 26, 2021   Meeting Type:    Proxy Contest
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

 

Management Proxy (Blue Proxy Card)

         
1.1  

Elect Director Michael J. Angelakis

    For    Did Not Vote    Management
1.2  

Elect Director Susan K. Avery

    For    Did Not Vote    Management
1.3  

Elect Director Angela F. Braly

    For    Did Not Vote    Management
1.4  

Elect Director Ursula M. Burns

    For    Did Not Vote    Management
1.5  

Elect Director Kenneth C. Frazier

    For    Did Not Vote    Management
1.6  

Elect Director Joseph L. Hooley

    For    Did Not Vote    Management
1.7  

Elect Director Steven A. Kandarian

    For    Did Not Vote    Management
1.8  

Elect Director Douglas R. Oberhelman

    For    Did Not Vote    Management
1.9  

Elect Director Samuel J. Palmisano

    For    Did Not Vote    Management
1.10  

Elect Director Jeffrey W. Ubben

    For    Did Not Vote    Management
1.11  

Elect Director Darren W. Woods

    For    Did Not Vote    Management
1.12  

Elect Director Wan Zulkiflee

    For    Did Not Vote    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    Did Not Vote    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Did Not Vote    Management
4  

Require Independent Board Chair

    Against    Did Not Vote    Shareholder
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    Did Not Vote    Shareholder
6  

Issue Audited Report on Financial Impacts of IEA’s Net Zero 2050 Scenario

    Against    Did Not Vote    Shareholder
7  

Report on Costs and Benefits of Environmental-Related Expenditures

    Against    Did Not Vote    Shareholder
8  

Report on Political Contributions

    Against    Did Not Vote    Shareholder
9  

Report on Lobbying Payments and Policy

    Against    Did Not Vote    Shareholder
10  

Report on Corporate Climate Lobbying Aligned with Paris Agreement

    Against    Did Not Vote    Shareholder

 

#

  

Proposal

   

Diss Rec

   

Vote Cast

   

Sponsor

 

Dissident Proxy (White Proxy Card)

         
1.1  

Elect Director Gregory J. Goff

    For    For    Shareholder
1.2  

Elect Director Kaisa Hietala

    For    For    Shareholder
1.3  

Elect Director Alexander A. Karsner

    For    For    Shareholder
1.4  

Elect Director Anders Runevad

    For    Withhold    Shareholder
1.5  

Management Nominee Michael J. Angelakis

    For    For    Shareholder
1.6  

Management Nominee Susan K. Avery

    For    For    Shareholder
1.7  

Management Nominee Angela F. Braly

    For    For    Shareholder
1.8  

Management Nominee Ursula M. Burns

    For    For    Shareholder
1.9  

Management Nominee Kenneth C. Frazier

    For    For    Shareholder
1.10  

Management Nominee Joseph L. Hooley

    For    For    Shareholder
1.11  

Management Nominee Jeffrey W. Ubben

    For    For    Shareholder
1.12  

Management Nominee Darren W. Woods

    For    For    Shareholder
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    Against    For    Management
4  

Require Independent Board Chair

    None    Against    Shareholder
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    None    For    Shareholder
6  

Issue Audited Report on Financial Impacts of IEA’s Net Zero 2050 Scenario

    None    For    Shareholder
7  

Report on Costs and Benefits of Environmental-Related Expenditures

    None    Against    Shareholder
8  

Report on Political Contributions

    None    For    Shareholder
9  

Report on Lobbying Payments and Policy

    None    For    Shareholder
10  

Report on Corporate Climate Lobbying Aligned with Paris Agreement

    None    For    Shareholder

FACEBOOK, INC.

 

Ticker:    FB   Security ID:    30303M102
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Peggy Alford

    For    For    Management
1.2  

Elect Director Marc L. Andreessen

    For    Withhold    Management
1.3  

Elect Director Andrew W. Houston

    For    Withhold    Management
1.4  

Elect Director Nancy Killefer

    For    For    Management
1.5  

Elect Director Robert M. Kimmitt

    For    For    Management
1.6  

Elect Director Sheryl K. Sandberg

    For    For    Management
1.7  

Elect Director Peter A. Thiel

    For    Withhold    Management
1.8  

Elect Director Tracey T. Travis

    For    For    Management
1.9  

Elect Director Mark Zuckerberg

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Amend Non-Employee Director Compensation Policy

    For    Against    Management
4  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

    Against    For    Shareholder
5  

Require Independent Board Chair

    Against    For    Shareholder
6  

Report on Online Child Sexual Exploitation

    Against    For    Shareholder
7  

Require Independent Director Nominee with Human and/or Civil Rights Experience

    Against    Against    Shareholder
8  

Report on Platform Misuse

    Against    For    Shareholder
9  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FACTSET RESEARCH SYSTEMS INC.

 

Ticker:    FDS   Security ID:    303075105
Meeting Date:    DEC 17, 2020   Meeting Type:    Annual
Record Date:    OCT 22, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Robin A. Abrams    For    For    Management
1b   Elect Director Laurie Siegel    For    For    Management
1c   Elect Director Malcolm Frank    For    For    Management
1d   Elect Director Siew Kai Choy    For    For    Management
1e   Elect Director Lee Shavel    For    For    Management
2   Ratify Ernst & Young LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

FAIR ISAAC CORPORATION

 

Ticker:    FICO   Security ID:    303250104
Meeting Date:    MAR 03, 2021   Meeting Type:    Annual
Record Date:    JAN 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Braden R. Kelly    For    For    Management
1b   Elect Director Fabiola R. Arredondo    For    For    Management
1c   Elect Director James D. Kirsner    For    For    Management
1d   Elect Director William J. Lansing    For    For    Management
1e   Elect Director Eva Manolis    For    For    Management
1f   Elect Director Marc F. McMorris    For    For    Management
1g   Elect Director Joanna Rees    For    For    Management
1h   Elect Director David A. Rey    For    For    Management
2   Approve Omnibus Stock Plan    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Ratify Deloitte & Touche LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FAIRFAX FINANCIAL HOLDINGS LIMITED

 

Ticker:    FFH   Security ID:    303901102
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Anthony F. Griffiths    For    For    Management
1.2   Elect Director Robert J. Gunn    For    For    Management
1.3   Elect Director David L. Johnston    For    For    Management
1.4   Elect Director Karen L. Jurjevich    For    For    Management
1.5   Elect Director R. William McFarland    For    For    Management
1.6   Elect Director Christine N. McLean    For    For    Management
1.7   Elect Director Timothy R. Price    For    For    Management
1.8   Elect Director Brandon W. Sweitzer    For    For    Management
1.9   Elect Director Lauren C. Templeton    For    For    Management
1.10   Elect Director Benjamin P. Watsa    For    For    Management
1.11   Elect Director V. Prem Watsa    For    For    Management
1.12   Elect Director William C. Weldon    For    For    Management
2   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

FANUC CORP.

 

Ticker:    6954   Security ID:    J13440102
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Allocation of Income, with a Final Dividend of JPY 206.14    For    For    Management
2  

Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval

    For    For    Management
3.1   Elect Director Inaba, Yoshiharu    For    For    Management
3.2   Elect Director Yamaguchi, Kenji    For    For    Management
3.3   Elect Director Michael J. Cicco    For    For    Management
3.4   Elect Director Tsukuda, Kazuo    For    For    Management
3.5   Elect Director Sumikawa, Masaharu    For    For    Management
3.6   Elect Director Yamazaki, Naoko    For    For    Management
4.1   Elect Director and Audit Committee Member Kohari, Katsuo    For    For    Management
4.2   Elect Director and Audit Committee Member Mitsumura, Katsuya    For    For    Management
4.3   Elect Director and Audit Committee Member Imai, Yasuo    For    For    Management
4.4   Elect Director and Audit Committee Member Yokoi, Hidetoshi    For    For    Management
4.5   Elect Director and Audit Committee Member Tomita, Mieko    For    For    Management
5  

Approve Fixed Cash Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members

    For    For    Management
6   Approve Compensation Ceiling for Directors Who Are Audit Committee Members    For    For    Management
7   Approve Restricted Stock Plan    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FAST RETAILING CO., LTD.

 

Ticker:    9983   Security ID:    J1346E100
Meeting Date:    NOV 26, 2020   Meeting Type:    Annual
Record Date:    AUG 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Amend Articles to Amend Business Lines    For    For    Management
2.1   Elect Director Yanai, Tadashi    For    For    Management
2.2   Elect Director Hambayashi, Toru    For    For    Management
2.3   Elect Director Hattori, Nobumichi    For    For    Management
2.4   Elect Director Shintaku, Masaaki    For    For    Management
2.5   Elect Director Nawa, Takashi    For    For    Management
2.6   Elect Director Ono, Naotake    For    For    Management
2.7   Elect Director Okazaki, Takeshi    For    For    Management
2.8   Elect Director Yanai, Kazumi    For    For    Management
2.9   Elect Director Yanai, Koji    For    For    Management
3.1   Appoint Statutory Auditor Shinjo, Masaaki    For    For    Management
3.2   Appoint Statutory Auditor Kaneko, Keiko    For    For    Management
3.3   Appoint Statutory Auditor Mori, Masakatsu    For    Against    Management

FASTENAL COMPANY

 

Ticker:    FAST   Security ID:    311900104
Meeting Date:    APR 24, 2021   Meeting Type:    Annual
Record Date:    FEB 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Scott A. Satterlee    For    For    Management
1b   Elect Director Michael J. Ancius    For    For    Management
1c   Elect Director Stephen L. Eastman    For    For    Management
1d   Elect Director Daniel L. Florness    For    For    Management
1e   Elect Director Rita J. Heise    For    For    Management
1f   Elect Director Hsenghung Sam Hsu    For    For    Management
1g   Elect Director Daniel L. Johnson    For    For    Management
1h   Elect Director Nicholas J. Lundquist    For    For    Management
1i   Elect Director Reyne K. Wisecup    For    For    Management
2   Ratify KPMG LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FAURECIA SE

 

Ticker:    EO   Security ID:    F3445A108
Meeting Date:    MAY 31, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Financial Statements and Statutory Reports    For    For    Management
2   Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3   Approve Allocation of Income and Dividends of EUR 1 per Share    For    For    Management
4   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    For    For    Management
5   Ratify Appointment of Jean-Bernard Levy as Director    For    For    Management
6   Reelect Patrick Koller as Director    For    For    Management
7   Reelect Penelope Herscher as Director    For    For    Management
8   Reelect Valerie Landon as Director    For    For    Management
9   Reelect Peugeot 1810 as Director    For    For    Management
10   Approve Compensation Report    For    For    Management
11   Approve Compensation of Michel de Rosen, Chairman of the Board    For    For    Management
12   Approve Compensation of Patrick Koller, CEO    For    For    Management
13   Approve Remuneration Policy of Directors    For    For    Management
14   Approve Remuneration Policy of Chairman of the Board    For    For    Management
15   Approve Remuneration Policy of CEO    For    For    Management
16   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
17  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million

    For    For    Management
18  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million

    For    For    Management
19  

Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors, up to Aggregate Nominal Amount of EUR 95 Million

    For    For    Management
20  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 17 to 19

    For    For    Management
21  

Authorize Capital Increase of up to Aggregate Nominal Amount of EUR 95 Million for Contributions in Kind

    For    For    Management
22   Authorize up to 2 Million Shares for Use in Restricted Stock Plans    For    For    Management
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
24   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
25   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
26   Amend Article 30 of Bylaws Re: Shareholding Disclosure Thresholds    For    For    Management
27   Amend Article 16 and 23 of Bylaws to Comply with Legal Changes    For    For    Management
28   Authorize Filing of Required Documents/Other Formalities    For    For    Management

FEDEX CORPORATION

 

Ticker:    FDX   Security ID:    31428X106
Meeting Date:    SEP 21, 2020   Meeting Type:    Annual
Record Date:    JUL 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Marvin R. Ellison    For    For    Management
1b   Elect Director Susan Patricia Griffith    For    For    Management
1c   Elect Director John C. (Chris) Inglis    For    For    Management
1d   Elect Director Kimberly A. Jabal    For    For    Management
1e   Elect Director Shirley Ann Jackson    For    For    Management
1f   Elect Director R. Brad Martin    For    For    Management
1g   Elect Director Joshua Cooper Ramo    For    For    Management
1h   Elect Director Susan C. Schwab    For    For    Management
1i   Elect Director Frederick W. Smith    For    For    Management
1j   Elect Director David P. Steiner    For    For    Management
1k   Elect Director Rajesh Subramaniam    For    For    Management
1l   Elect Director Paul S. Walsh    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Ernst &Young LLP as Auditors    For    For    Management
4   Report on Lobbying Payments and Policy    Against    For    Shareholder
5   Report on Political Contributions Disclosure    Against    For    Shareholder
6   Report on Employee Representation on the Board of Directors    Against    Against    Shareholder
7   Provide Right to Act by Written Consent    Against    For    Shareholder
8   Report on Integrating ESG Metrics Into Executive Compensation Program    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FERGUSON PLC

 

Ticker:    FERG   Security ID:    G3421J106
Meeting Date:    JUL 29, 2020   Meeting Type:    Special
Record Date:    JUL 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Adopt New Articles of Association    For    For    Management

FERGUSON PLC

 

Ticker:    FERG   Security ID:    G3421J106
Meeting Date:    DEC 03, 2020   Meeting Type:    Annual
Record Date:    DEC 01, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Remuneration Report    For    Against    Management
3   Approve Final Dividend    For    For    Management
4   Elect Bill Brundage as Director    For    For    Management
5   Re-elect Tessa Bamford as Director    For    For    Management
6   Re-elect Geoff Drabble as Director    For    For    Management
7   Re-elect Catherine Halligan as Director    For    For    Management
8   Re-elect Kevin Murphy as Director    For    For    Management
9   Re-elect Alan Murray as Director    For    For    Management
10   Re-elect Tom Schmitt as Director    For    For    Management
11   Re-elect Dr Nadia Shouraboura as Director    For    For    Management
12   Re-elect Jacqueline Simmonds as Director    For    For    Management
13   Reappoint Deloitte LLP as Auditors    For    For    Management
14   Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
15   Authorise EU Political Donations and Expenditure    For    For    Management
16   Authorise Issue of Equity    For    For    Management
17   Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
19   Authorise Market Purchase of Ordinary Shares    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FERRARI NV

 

Ticker:    RACE   Security ID:    N3167Y103
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#   Proposal    Mgt Rec    Vote Cast    Sponsor
1   Open Meeting    None    None    Management
2.a   Receive Director’s Board Report (Non-Voting)    None    None    Management
2.b   Receive Explanation on Company’s Reserves and Dividend Policy    None    None    Management
2.c   Approve Remuneration Report    For    For    Management
2.d   Adopt Financial Statements and Statutory Reports    For    For    Management
2.e   Approve Dividends of EUR 0.867 Per Share    For    For    Management
2.f   Approve Discharge of Directors    For    For    Management
3.a   Reelect John Elkann as Executive Director    For    For    Management
3.b   Reelect Piero Ferrari as Non-Executive Director    For    For    Management
3.c   Reelect Delphine Arnault as Non-Executive Director    For    For    Management
3.d   Reelect Francesca Bellettini as Non-Executive Director    For    For    Management
3.e   Reelect Eduardo H. Cue as Non-Executive Director    For    For    Management
3.f   Reelect Sergio Duca as Non-Executive Director    For    For    Management
3.g   Reelect John Galantic as Non-Executive Director    For    For    Management
3.h   Reelect Maria Patrizia Grieco as Non-Executive Director    For    For    Management
3.i   Reelect Adam Keswick as Non-Executive Director    For    Against    Management
4   Appoint Ernst & Young Accountants LLP as Auditors    For    For    Management
5.1   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    For    For    Management
5.2   Authorize Board to Exclude Preemptive Rights from Share Issuances    For    For    Management
5.3   Grant Board Authority to Issue Special Voting Shares    For    Against    Management
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
7   Approve Awards to Executive Director    For    For    Management
8   Close Meeting    None    None    Management

FERROVIAL SA

 

Ticker:    FER   Security ID:    E49512119
Meeting Date:    APR 08, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Approve Consolidated and Standalone Financial Statements    For    For    Management
1.2   Approve Non-Financial Information Statement    For    For    Management
2   Approve Allocation of Income    For    For    Management
3   Approve Discharge of Board    For    For    Management
4   Approve Scrip Dividends    For    For    Management
5   Approve Scrip Dividends    For    For    Management
6   Approve Reduction in Share Capital via Amortization of Treasury Shares    For    For    Management
7.1   Advisory Vote on Company’s Greenhouse Gas Emissions Reduction Plan    For    For    Management
7.2  

Advisory Vote, as from the 2022 AGM, on the Company’s Climate Strategy Report

    For    For    Management
8   Approve Remuneration Policy    For    For    Management
9   Advisory Vote on Remuneration Report    For    For    Management
10   Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
11   Receive Amendments to Board of Directors Regulations    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FIAT CHRYSLER AUTOMOBILES NV

 

Ticker:    FCA   Security ID:    N31738102
Meeting Date:    JAN 04, 2021   Meeting Type:    Special
Record Date:    DEC 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Open Meeting    None    None    Management
2   Approve Merger and All Related Proposals in Connection with the Combination with Peugeot S.A. (PSA)    For    For    Management
3   Amend Articles of Association to Increase and Subsequently Decrease the Combined Company’s Issued Share Capital    For    For    Management
4   Close Meeting    None    None    Management

FIDELITY NATIONAL FINANCIAL, INC.

 

Ticker:    FNF   Security ID:    31620R303
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Raymond R. Quirk    For    For    Management
1.2   Elect Director Sandra D. Morgan    For    For    Management
1.3   Elect Director Heather H. Murren    For    For    Management
1.4   Elect Director John D. Rood    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Ernst & Young LLP as Auditors    For    For    Management

FIDELITY NATIONAL INFORMATION SERVICES, INC.

 

Ticker:    FIS   Security ID:    31620M106
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Ellen R. Alemany    For    For    Management
1b   Elect Director Jeffrey A. Goldstein    For    For    Management
1c   Elect Director Lisa A. Hook    For    For    Management
1d   Elect Director Keith W. Hughes    For    For    Management
1e   Elect Director Gary L. Lauer    For    For    Management
1f   Elect Director Gary A. Norcross    For    For    Management
1g   Elect Director Louise M. Parent    For    For    Management
1h   Elect Director Brian T. Shea    For    For    Management
1i   Elect Director James B. Stallings, Jr.    For    For    Management
1j   Elect Director Jeffrey E. Stiefler    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify KPMG LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FIFTH THIRD BANCORP

 

Ticker:    FITB   Security ID:    316773100
Meeting Date:    APR 13, 2021   Meeting Type:    Annual
Record Date:    FEB 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Nicholas K. Akins    For    For    Management
1b   Elect Director B. Evan Bayh, III    For    For    Management
1c   Elect Director Jorge L. Benitez    For    For    Management
1d   Elect Director Katherine B. Blackburn    For    For    Management
1e   Elect Director Emerson L. Brumback    For    For    Management
1f   Elect Director Greg D. Carmichael    For    For    Management
1g   Elect Director Linda W. Clement-Holmes    For    For    Management
1h   Elect Director C. Bryan Daniels    For    For    Management
1i   Elect Director Mitchell S. Feiger    For    For    Management
1j   Elect Director Thomas H. Harvey    For    For    Management
1k   Elect Director Gary R. Heminger    For    For    Management
1l   Elect Director Jewell D. Hoover    For    For    Management
1m   Elect Director Eileen A. Mallesch    For    For    Management
1n   Elect Director Michael B. McCallister    For    For    Management
1o   Elect Director Marsha C. Williams    For    For    Management
2   Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Advisory Vote on Say on Pay Frequency    One Year    One Year    Management
5   Approve Omnibus Stock Plan    For    For    Management
6   Eliminate Supermajority Vote Requirement    For    For    Management
7   Eliminate Cumulative Voting    For    For    Management

FINECOBANK SPA

 

Ticker:    FBK   Security ID:    T4R999104
Meeting Date:    APR 28, 2021   Meeting Type:    Annual/Special
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Allocation of Income    For    For    Management
3   Elect Alessandra Pasini as Director    For    For    Management
4   Appoint Internal Statutory Auditors    For    For    Management
5   Approve Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
6   Approve Remuneration Policy    For    For    Management
7   Approve Second Section of the Remuneration Report    For    For    Management
8   Approve 2021 Incentive System for Employees    For    For    Management
9   Approve 2021-2023 Long Term Incentive Plan for Employees    For    For    Management
10   Approve 2021 Incentive System for Personal Financial Advisors    For    For    Management
11   Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service the 2021 PFA System    For    For    Management
1   Authorize Board to Increase Capital to Service 2021 Incentive System    For    For    Management
2   Authorize Board to Increase Capital to Service 2020 Incentive System    For    For    Management
3   Authorize Board to Increase Capital to Service 2021-2023 Long Term Incentive Plan    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FIRST FINANCIAL HOLDING CO. LTD.

 

Ticker:    2892   Security ID:    Y2518F100
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Business Operations Report and Consolidated Financial Statements    For    For    Management
2   Approve Profit Distribution    For    For    Management
3   Approve the Issuance of New Shares by Capitalization of Profit    For    For    Management
4.1  

Elect YE-CHIN CHIOU, a Representative of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director

    For    For    Shareholder
4.2  

Elect FEN-LEN CHEN, a Representative of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director

    For    For    Shareholder
4.3  

Elect SHANG-CHIH WANG, a Representative of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director

    For    For    Shareholder
4.4  

Elect SHING-RONG LO, a Representative of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director

    For    For    Shareholder
4.5  

Elect CHIH-CHUAN CHEN, a Representative of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director

    For    For    Shareholder
4.6  

Elect HSIN-LU CHANG, a Representative of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director

    For    For    Shareholder
4.7  

Elect TUNG-FU LIN, a Representative of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director

    For    For    Shareholder
4.8  

Elect CHIA-CHEN LEE, a Representative of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director

    Against    Against    Shareholder
4.9  

Elect MING-JEN YAO, a Representative of BANK OF TAIWAN, with SHAREHOLDER NO. 1250012, as Non-Independent Director

    For    For    Shareholder
4.10  

Elect SU-CHU HSU, a Representative of BANK OF TAIWAN, with SHAREHOLDER NO. 1250012, as Non-Independent Director

    For    For    Shareholder
4.11  

Elect TIEN-YUAN CHEN, a Representative of GOLDEN GATE INVESTMENT CO.,LTD, with SHAREHOLDER NO.4675749, as Non-Independent Director

    Against    Against    Shareholder
4.12  

Elect AN-FU CHEN, a Representative of GLOBAL VISION INVESTMENT CO.,LTD, with SHAREHOLDER NO.4562879, as Non-Independent Director

    For    For    Shareholder
4.13   Elect CHUN-HUNG LIN, with ID NO. J120418XXX, as Independent Director    For    For    Management
4.14   Elect RACHEL J. HUANG, with ID NO. J221239XXX, as Independent Director    For    For    Management
4.15   Elect YEN-LIANG CHEN, with ID NO. D120848XXX, as Independent Director    For    For    Management
4.16   Elect WEN-LING HUNG, with ID NO. F220614XXX, as Independent Director    For    For    Management
4.17   Elect HUNG-YU LIN, with ID NO. N223608XXX, as Independent Director    For    For    Management
5   Approve Release of Restrictions of Competitive Activities of Directors    For    For    Management

FIRST QUANTUM MINERALS LTD.

 

Ticker:    FM   Security ID:    335934105
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Fix Number of Directors at Nine    For    For    Management
2.1   Elect Director Philip K.R. Pascall    For    For    Management
2.2   Elect Director G. Clive Newall    For    For    Management
2.3   Elect Director Kathleen A. Hogenson    For    For    Management
2.4   Elect Director Peter St. George    For    For    Management
2.5   Elect Director Andrew B. Adams    For    For    Management
2.6   Elect Director Robert J. Harding    For    For    Management
2.7   Elect Director Simon J. Scott    For    For    Management
2.8   Elect Director Joanne K. Warner    For    For    Management
2.9   Elect Director Charles Kevin McArthur    For    For    Management
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
4   Advisory Vote on Executive Compensation Approach    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FIRST REPUBLIC BANK

 

Ticker:    FRC   Security ID:    33616C100
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director James H. Herbert, II    For    For    Management
1b   Elect Director Katherine August-deWilde    For    For    Management
1c   Elect Director Hafize Gaye Erkan    For    For    Management
1d   Elect Director Frank J. Fahrenkopf, Jr.    For    For    Management
1e   Elect Director Boris Groysberg    For    For    Management
1f   Elect Director Sandra R. Hernandez    For    For    Management
1g   Elect Director Pamela J. Joyner    For    For    Management
1h   Elect Director Reynold Levy    For    For    Management
1i   Elect Director Duncan L. Niederauer    For    For    Management
1j   Elect Director George G.C. Parker    For    For    Management
2   Ratify KPMG LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named    For    For    Management
  Executive Officers’ Compensation         

FIRSTENERGY CORP.

 

Ticker:    FE   Security ID:    337932107
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Michael J. Anderson    For    For    Management
1.2   Elect Director Steven J. Demetriou    For    For    Management
1.3   Elect Director Julia L. Johnson    For    For    Management
1.4   Elect Director Jesse A. Lynn    For    For    Management
1.5   Elect Director Donald T. Misheff    For    For    Management
1.6   Elect Director Thomas N. Mitchell    For    For    Management
1.7   Elect Director James F. O’Neil, III    For    For    Management
1.8   Elect Director Christopher D. Pappas    For    For    Management
1.9   Elect Director Luis A. Reyes    For    For    Management
1.10   Elect Director John W. Somerhalder, II    For    For    Management
1.11   Elect Director Steven E. Strah    For    For    Management
1.12   Elect Director Andrew Teno    For    For    Management
1.13   Elect Director Leslie M. Turner    For    For    Management
1.14   Elect Director Melvin Williams    For    For    Management
2   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FIRSTRAND LTD.

 

Ticker:    FSR   Security ID:    S5202Z131
Meeting Date:    DEC 02, 2020   Meeting Type:    Annual
Record Date:    NOV 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Re-elect Russell Loubser as Director    For    For    Management
1.2   Re-elect Thandie Mashego as Director    For    For    Management
1.3   Elect Zelda Roscherr as Director    For    For    Management
2.1   Reappoint Deloitte & Touche as Auditors of the Company    For    For    Management
2.2   Reappoint PricewaterhouseCoopers Inc as Auditors of the Company    For    For    Management
3   Place Authorised but Unissued Ordinary Shares under Control of Directors    For    For    Management
4   Authorise Ratification of Approved Resolutions    For    For    Management
1   Approve Remuneration Policy    For    For    Management
2   Approve Remuneration Implementation Report    For    Against    Management
1   Authorise Repurchase of Issued Share Capital    For    For    Management
2.1   Approve Financial Assistance to Directors and Prescribed Officers as Employee Share Scheme Beneficiaries    For    For    Management
2.2   Approve Financial Assistance to Related and Inter-related Entities    For    For    Management
3   Approve Remuneration of Non-Executive Directors    For    For    Management

FISERV, INC.

 

Ticker:    FISV   Security ID:    337738108
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Frank J. Bisignano    For    For    Management
1.2   Elect Director Alison Davis    For    For    Management
1.3   Elect Director Henrique de Castro    For    For    Management
1.4   Elect Director Harry F. DiSimone    For    For    Management
1.5   Elect Director Dennis F. Lynch    For    For    Management
1.6   Elect Director Heidi G. Miller    For    For    Management
1.7   Elect Director Scott C. Nuttall    For    For    Management
1.8   Elect Director Denis J. O’Leary    For    For    Management
1.9   Elect Director Doyle R. Simons    For    For    Management
1.10   Elect Director Kevin M. Warren    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management
3   Ratify Deloitte & Touche LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FLEETCOR TECHNOLOGIES, INC.

 

Ticker:    FLT   Security ID:    339041105
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Steven T. Stull    For    For    Management
1b   Elect Director Michael Buckman    For    For    Management
1c   Elect Director Thomas M. Hagerty    For    For    Management
1d   Elect Director Mark A. Johnson    For    For    Management
1e   Elect Director Archie L. Jones, Jr.    For    For    Management
1f   Elect Director Hala G. Moddelmog    For    For    Management
1g   Elect Director Jeffrey S. Sloan    For    For    Management
2   Ratify Ernst & Young LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Provide Right to Act by Written Consent    Against    For    Shareholder

FLUTTER ENTERTAINMENT PLC

 

Ticker:    FLTR   Security ID:    G3643J108
Meeting Date:    DEC 29, 2020   Meeting Type:    Special
Record Date:    DEC 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Acquisition of the Fastball Shares by TSE Holdings Limited    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FLUTTER ENTERTAINMENT PLC

 

Ticker:    FLTR   Security ID:    G3643J108
Meeting Date:    JAN 19, 2021   Meeting Type:    Special
Record Date:    JAN 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository

    For    For    Management
2  

Amend Articles of Association

    For    For    Management
3A  

Conditional upon the Adoption of Resolutions 1 and 2, Adopt New Articles of Association

    For    For    Management
3B  

Conditional upon the Adoption of Resolution 1 and Resolution 2 not being Validly Adopted, Adopt New Articles of Association

    For    For    Management
4   Authorise Company to Take All Actions to Implement the Migration    For    For    Management

FLUTTER ENTERTAINMENT PLC

 

Ticker:    FLTR   Security ID:    G3643J108
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    APR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Remuneration Report    For    Against    Management
3a   Re-elect Zillah Byng-Thorne as Director    For    For    Management
3b   Re-elect Michael Cawley as Director    For    For    Management
3c   Re-elect Nancy Cruickshank as Director    For    For    Management
3d   Re-elect Richard Flint as Director    For    For    Management
3e   Re-elect Andrew Higginson as Director    For    For    Management
3f   Re-elect Jonathan Hill as Director    For    For    Management
3g   Re-elect Alfred Hurley Jr as Director    For    For    Management
3h   Re-elect Peter Jackson as Director    For    For    Management
3i   Re-elect David Lazzarato as Director    For    For    Management
3j   Re-elect Gary McGann as Director    For    For    Management
3k   Re-elect Mary Turner as Director    For    For    Management
4   Authorise Board to Fix Remuneration of Auditors    For    For    Management
5   Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
6   Authorise Issue of Equity    For    For    Management
7a   Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
7b  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment

    For    For    Management
8  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
9  

Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market

    For    For    Management
10   Approve Bonus Issue of Shares    For    For    Management
11   Approve Reduction of Capital    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FMC CORPORATION

 

Ticker:    FMC   Security ID:    302491303
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Pierre Brondeau    For    For    Management
1b   Elect Director Eduardo E. Cordeiro    For    For    Management
1c   Elect Director Carol Anthony (John) Davidson    For    For    Management
1d   Elect Director Mark Douglas    For    For    Management
1e   Elect Director C. Scott Greer    For    For    Management
1f   Elect Director K’Lynne Johnson    For    For    Management
1g   Elect Director Dirk A. Kempthorne    For    For    Management
1h   Elect Director Paul J. Norris    For    For    Management
1i   Elect Director Margareth Ovrum    For    For    Management
1j   Elect Director Robert C. Pallash    For    For    Management
1k   Elect Director Vincent R. Volpe, Jr.    For    For    Management
2   Ratify KPMG LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

FOMENTO ECONOMICO MEXICANO SAB DE CV

 

Ticker:    FEMSAUBD   Security ID:    P4182H115
Meeting Date:    MAR 24, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Financial Statements and Statutory Reports    For    For    Management
2   Approve Allocation of Income and Cash Dividends    For    For    Management
3   Set Maximum Amount of Share Repurchase Reserve    For    For    Management
4  

Elect Directors and Secretaries, Verify Director’s Independence Classification as Per Mexican Securities Law, and Approve their Remuneration

    For    Against    Management
5  

Elect Members and Chairmen of Planning and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration

    For    Against    Management
6   Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
7   Approve Minutes of Meeting    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FORD MOTOR COMPANY

 

Ticker:    F   Security ID:    345370860
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Kimberly A. Casiano    For    For    Management
1b   Elect Director Anthony F. Earley, Jr.    For    For    Management
1c   Elect Director Alexandra Ford English    For    For    Management
1d   Elect Director James D. Farley, Jr.    For    For    Management
1e   Elect Director Henry Ford, III    For    For    Management
1f   Elect Director William Clay Ford, Jr.    For    For    Management
1g   Elect Director William W. Helman, IV    For    For    Management
1h   Elect Director Jon M. Huntsman, Jr.    For    For    Management
1i   Elect Director William E. Kennard    For    For    Management
1j   Elect Director Beth E. Mooney    For    For    Management
1k   Elect Director John L. Thornton    For    For    Management
1l   Elect Director John B. Veihmeyer    For    For    Management
1m   Elect Director Lynn M. Vojvodich    For    For    Management
1n   Elect Director John S. Weinberg    For    For    Management
2   Ratify PricewaterhouseCoopers LLP as Auditor    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For    Shareholder

FORMOSA CHEMICALS & FIBRE CORP.

 

Ticker:    1326   Security ID:    Y25946107
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Financial Statements    For    For    Management
2   Approve Profit Distribution    For    For    Management
3   Approve Amendment to Rules and Procedures for Election of Directors    For    For    Management
4   Amend Rules and Procedures Regarding Shareholders’ General Meeting    For    For    Management
5.1  

Elect WEN YUAN, WONG, with SHAREHOLDER NO. 327181, as Non-Independent Director

    None    For    Shareholder
5.2  

Elect FU YUAN, HONG, with SHAREHOLDER NO. 498, as Non-Independent Director

    None    For    Shareholder
5.3  

Elect WILFRED WANG, with SHAREHOLDER NO. 8, as Non-Independent Director

    None    Against    Shareholder
5.4  

Elect RUEY YU, WANG, a Representative of NAN YA PLASTICS CORPORATION, with SHAREHOLDER NO. 3354, as Non-Independent Director

    None    Against    Shareholder
5.5  

Elect WALTER WANG, a Representative of FORMOSA PETROCHEMICAL CORPORATION, with SHAREHOLDER NO. 234888, as Non-Independent Director

    None    Against    Shareholder
5.6  

Elect WEN CHIN, LU, with SHAREHOLDER NO. 289911, as Non-Independent Director

    None    Against    Shareholder
5.7  

Elect ING DAR, FANG, with SHAREHOLDER NO. 298313, as Non-Independent Director

    None    Against    Shareholder
5.8  

Elect CHING FEN, LEE, with ID NO. A122251XXX, as Non-Independent Director

    None    Against    Shareholder
5.9  

Elect TSUNG YUAN, CHANG, with ID NO. C101311XXX, as Non-Independent Director

    None    Against    Shareholder
5.10  

Elect WEI KENG, CHIEN, with ID NO. M120163XXX, as Non-Independent Director

    None    Against    Shareholder
5.11  

Elect CHUN HSIUNG, SU, with SHAREHOLDER NO. 293409, as Non-Independent Director

    None    Against    Shareholder
5.12  

Elect HORNG MING, JUANG, with SHAREHOLDER NO. 289875, as Non-Independent Director

    None    Against    Shareholder
5.13  

Elect RUEY LONG, CHEN, with ID No. Q100765XXX, as Independent Director

    None    Against    Shareholder
5.14  

Elect HWEI CHEN, HUANG, with ID No. N103617XXX, as Independent Director

    None    For    Shareholder
5.15  

Elect TAI LANG, CHIEN, with ID No. T102591XXX, as Independent Director

    None    For    Shareholder
6  

Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FORMOSA PLASTICS CORP.

 

Ticker:    1301   Security ID:    Y26095102
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Financial Statements    For    For    Management
2   Approve Profit Distribution    For    For    Management
3   Approve Amendment to Rules and Procedures for Election of Directors    For    For    Management
4  

Approve Amendments to Rules and Procedures Regarding Shareholders’ General Meeting

    For    For    Management
5.1  

Elect Jason Lin, with Shareholder No. D100660XXX, as Non-independent Director

    For    For    Management
5.2  

Elect William Wong, a Representative of Formosa Chemicals & Fibre Corporation with Shareholder No. 6400, as Non-independent Director

    For    Against    Management
5.3  

Elect Susan Wang, a Representative of Nanya Plastics Corporation with Shareholder No. 6145, as Non-independent Director

    For    Against    Management
5.4  

Elect Wilfred Wang, a Representative of Formosa Petrochemical Corporation with Shareholder No. 558432, as Non-independent Director

    For    Against    Management
5.5  

Elect C.T. Lee, with Shareholder No. 6190, as Non-independent Director

    For    Against    Management
5.6  

Elect Cher Wang, with Shareholder No. 771725, as Non-independent Director

    For    Against    Management
5.7  

Elect Ralph Ho, with Shareholder No. 38, as Non-independent Director

    For    Against    Management
5.8  

Elect K.H. Wu, with Shareholder No. 55597, as Non-independent Director

    For    Against    Management
5.9  

Elect Sang-Chi Lin, with Shareholder No. P102757XXX, as Non-independent Director

    For    Against    Management
5.10  

Elect Jerry Lin, with Shareholder No. R121640XXX, as Non-independent Director

    For    Against    Management
5.11  

Elect Cheng-Chung Cheng, with Shareholder No. A102215XXX, as Non-independent Director

    For    Against    Management
5.12  

Elect C.L. Wei with ID No. J100196XXX as Independent Director

    For    For    Management
5.13  

Elect C.J. Wu with ID No. R101312XXX as Independent Director

    For    For    Management
5.14  

Elect Yen-Shiang Shih with ID No. B100487XXX as Independent Director

    For    For    Management
5.15  

Elect Wen-Chyi Ong with ID No. A120929XXX as Independent Director

    For    For    Management
6  

Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors

    For    For    Management

FORTESCUE METALS GROUP LTD.

 

Ticker:    FMG   Security ID:    Q39360104
Meeting Date:    NOV 11, 2020   Meeting Type:    Annual
Record Date:    NOV 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Remuneration Report    For    For    Management
2   Elect Andrew Forrest as Director    For    For    Management
3   Elect Mark Barnaba as Director    For    For    Management
4   Elect Penny Bingham-Hall as Director    For    For    Management
5   Elect Jennifer Morris as Director    For    For    Management
6   Approve Grant of Performance Rights to Elizabeth Gaines    For    Against    Management
7   Approve Renewal of Proportional Takeover Approval Provisions    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FORTINET, INC.

 

Ticker:    FTNT   Security ID:    34959E109
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Ken Xie    For    For    Management
1.2   Elect Director Michael Xie    For    For    Management
1.3   Elect Director Kelly Ducourty    For    For    Management
1.4   Elect Director Kenneth A. Goldman    For    For    Management
1.5   Elect Director Ming Hsieh    For    For    Management
1.6   Elect Director Jean Hu    For    For    Management
1.7   Elect Director William H. Neukom    For    For    Management
1.8   Elect Director Judith Sim    For    For    Management
2   Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

FORTIS INC.

 

Ticker:    FTS   Security ID:    349553107
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Tracey C. Ball    For    For    Management
1.2   Elect Director Pierre J. Blouin    For    For    Management
1.3   Elect Director Paul J. Bonavia    For    For    Management
1.4   Elect Director Lawrence T. Borgard    For    For    Management
1.5   Elect Director Maura J. Clark    For    For    Management
1.6   Elect Director Margarita K. Dilley    For    For    Management
1.7   Elect Director Julie A. Dobson    For    For    Management
1.8   Elect Director Lisa L. Durocher    For    For    Management
1.9   Elect Director Douglas J. Haughey    For    For    Management
1.10   Elect Director David G. Hutchens    For    For    Management
1.11   Elect Director Gianna M. Manes    For    For    Management
1.12   Elect Director Jo Mark Zurel    For    For    Management
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3   Advisory Vote on Executive Compensation Approach    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FORTIVE CORPORATION

 

Ticker:    FTV   Security ID:    34959J108
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Daniel L. Comas    For    For    Management
1b   Elect Director Feroz Dewan    For    For    Management
1c   Elect Director Sharmistha Dubey    For    For    Management
1d   Elect Director Rejji P. Hayes    For    For    Management
1e   Elect Director James A. Lico    For    For    Management
1f   Elect Director Kate D. Mitchell    For    For    Management
1g   Elect Director Jeannine Sargent    For    For    Management
1h   Elect Director Alan G. Spoon    For    For    Management
2   Ratify Ernst & Young LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Provide Right to Call Special Meeting    For    For    Management
5   Provide Right to Act by Written Consent    Against    For    Shareholder

FORTUM OYJ

 

Ticker:    FORTUM   Security ID:    X2978Z118
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Open Meeting    None    None    Management
2   Call the Meeting to Order    None    None    Management
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    None    None    Management
4   Acknowledge Proper Convening of Meeting    None    None    Management
5   Prepare and Approve List of Shareholders    None    None    Management
6   Receive Financial Statements and Statutory Reports    None    None    Management
7   Accept Financial Statements and Statutory Reports    For    For    Management
8   Approve Allocation of Income and Dividends of EUR 1.12 Per Share    For    For    Management
9   Approve Discharge of Board and President    For    For    Management
10   Approve Remuneration Report (Advisory Vote)    For    For    Management
11  

Approve Remuneration of Directors in the Amount of EUR 77,200 for Chair, EUR 57,500 for Deputy Chair and EUR 40,400 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees

    For    For    Management
12  

Fix Number of Directors at Seven

    For    For    Management
13  

Reelect Essimari Kairisto, Anja McAlister (Deputy Chair), Teppo Paavola, Veli-Matti Reinikkala (Chair), Philipp Rosler and Annette Stube as Directors; Elect Luisa Delgado as New Director

    For    For    Management
14   Approve Remuneration of Auditors    For    For    Management
15   Ratify Deloitte as Auditors    For    For    Management
16   Authorize Share Repurchase Program    For    For    Management
17   Authorize Reissuance of Repurchased Shares    For    For    Management
18   Approve Charitable Donations    For    For    Management
19   Close Meeting    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FORTUNE BRANDS HOME & SECURITY, INC.

 

Ticker:    FBHS   Security ID:    34964C106
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Ann Fritz Hackett    For    For    Management
1b   Elect Director John G. Morikis    For    For    Management
1c   Elect Director Jeffery S. Perry    For    For    Management
1d   Elect Director Ronald V. Waters, III    For    For    Management
2   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

FOXCONN TECHNOLOGY CO., LTD.

 

Ticker:    2354   Security ID:    Y3002R105
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Business Operations Report and Financial Statements    For    For    Management
2   Approve Profit Distribution    For    For    Management
3   Approve Amendments to Articles of Association    For    For    Management
4   Approve Release of Restrictions of Competitive Activities of Directors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FRANCO-NEVADA CORPORATION

 

Ticker:    FNV   Security ID:    351858105
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual/Special
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director David Harquail    For    For    Management
1.2   Elect Director Paul Brink    For    For    Management
1.3   Elect Director Tom Albanese    For    For    Management
1.4   Elect Director Derek W. Evans    For    For    Management
1.5   Elect Director Catharine Farrow    For    For    Management
1.6   Elect Director Louis Gignac    For    For    Management
1.7   Elect Director Maureen Jensen    For    For    Management
1.8   Elect Director Jennifer Maki    For    For    Management
1.9   Elect Director Randall Oliphant    For    For    Management
1.10   Elect Director Elliott Pew    For    For    Management
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3   Advisory Vote on Executive Compensation Approach    For    For    Management

FREEPORT-MCMORAN INC.

 

Ticker:    FCX   Security ID:    35671D857
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director David P. Abney    For    For    Management
1.2   Elect Director Richard C. Adkerson    For    For    Management
1.3   Elect Director Robert W. Dudley    For    For    Management
1.4   Elect Director Lydia H. Kennard    For    For    Management
1.5   Elect Director Dustan E. McCoy    For    For    Management
1.6   Elect Director John J. Stephens    For    For    Management
1.7   Elect Director Frances Fragos Townsend    For    For    Management
2   Ratify Ernst & Young LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FRESENIUS MEDICAL CARE AG & CO. KGAA

 

Ticker:    FME   Security ID:    D2734Z107
Meeting Date:    AUG 27, 2020   Meeting Type:    Annual
Record Date:    AUG 05, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports for Fiscal 2019    For    For    Management
2   Approve Allocation of Income and Dividends of EUR 1.20 per Share    For    For    Management
3   Approve Discharge of Personally Liable Partner for Fiscal 2019    For    For    Management
4   Approve Discharge of Supervisory Board for Fiscal 2019    For    For    Management
5   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020    For    For    Management
6   Approve Remuneration Policy for the Management Board    For    For    Management
7  

Approve Remuneration Policy for the Supervisory Board

    For    For    Management
8  

Approve Creation of Two Pools of Capital with Partial Exclusion of Preemptive Rights

    For    For    Management
9  

Amend Articles Re: Proof of Entitlement

    For    For    Management

FRESENIUS MEDICAL CARE AG & CO. KGAA

 

Ticker:    FME   Security ID:    D2734Z107
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    APR 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports for Fiscal Year 2020    For    For    Management
2   Approve Allocation of Income and Dividends of EUR 1.34 per Share    For    For    Management
3   Approve Discharge of Personally Liable Partner for Fiscal Year 2020    For    For    Management
4   Approve Discharge of Supervisory Board for Fiscal Year 2020    For    For    Management
5   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    For    For    Management
6.1   Elect Dieter Schenk to the Supervisory Board    For    For    Management
6.2   Elect Rolf Classon to the Supervisory Board and to the Joint Committee    For    For    Management
6.3   Elect Gregory Sorensen to the Supervisory Board    For    For    Management
6.4   Elect Dorothea Wenzel to the Supervisory Board and to the Joint Committee    For    For    Management
6.5   Elect Pascale Witz to the Supervisory Board    For    For    Management
6.6   Elect Gregor Zuend to the Supervisory Board    For    For    Management
7  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FRESENIUS SE & CO. KGAA

 

Ticker:    FRE   Security ID:    D27348263
Meeting Date:    AUG 28, 2020   Meeting Type:    Annual
Record Date:    AUG 06, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports for Fiscal 2019    For    For    Management
2   Approve Allocation of Income and Dividends of EUR 0.84 per Share    For    For    Management
3   Approve Discharge of Personally Liable Partner for Fiscal 2019    For    For    Management
4   Approve Discharge of Supervisory Board for Fiscal 2019    For    For    Management
5   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020    For    For    Management
6   Amend Articles Re: Proof of Entitlement    For    For    Management

FRESENIUS SE & CO. KGAA

 

Ticker:    FRE   Security ID:    D27348263
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual
Record Date:    APR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports for Fiscal Year 2020    For    For    Management
2   Approve Allocation of Income and Dividends of EUR 0.88 per Share    For    For    Management
3   Approve Discharge of Personally Liable Partner for Fiscal Year 2020    For    For    Management
4   Approve Discharge of Supervisory Board for Fiscal Year 2020    For    For    Management
5   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    For    For    Management
6   Approve Remuneration Policy    For    For    Management
7   Approve Remuneration of Supervisory Board    For    For    Management
8.1   Elect Michael Albrecht to the Supervisory Board    For    For    Management
8.2   Elect Michael Diekmann to the Supervisory Board    For    For    Management
8.3   Elect Wolfgang Kirsch to the Supervisory Board    For    For    Management
8.4   Elect Iris Loew-Friedrich to the Supervisory Board    For    For    Management
8.5   Elect Klaus-Peter Mueller to the Supervisory Board    For    For    Management
8.6   Elect Hauke Stars to the Supervisory Board    For    For    Management
9.1   Elect Michael Diekmann as Member of the Joint Committee    For    For    Management
9.2   Elect Hauke Stars as Member of the Joint Committee    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FUBON FINANCIAL HOLDING CO., LTD.

 

Ticker:    2881   Security ID:    Y26528102
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Business Report and Financial Statements    For    For    Management
2   Approve Plan on Profit Distribution    For    For    Management
3   Approve the Issuance of New Shares by Capitalization of Capital Reserve    For    For    Management
4   Approve Plan to Raise Long-term Capital    For    For    Management
5  

Approve Amendments to Rules and Procedures Regarding Shareholders’ General Meeting

    For    For    Management

FUJIFILM HOLDINGS CORP.

 

Ticker:    4901   Security ID:    J14208102
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve Allocation of Income, with a Final Dividend of JPY 52.5    For    For    Management
2.1   Elect Director Sukeno, Kenji    For    For    Management
2.2   Elect Director Goto, Teiichi    For    For    Management
2.3   Elect Director Tamai, Koichi    For    For    Management
2.4   Elect Director Iwasaki, Takashi    For    For    Management
2.5   Elect Director Ishikawa, Takatoshi    For    For    Management
2.6   Elect Director Okada, Junji    For    For    Management
2.7   Elect Director Kawada, Tatsuo    For    For    Management
2.8   Elect Director Kitamura, Kunitaro    For    For    Management
2.9   Elect Director Eda, Makiko    For    For    Management
2.10   Elect Director Shimada, Takashi    For    For    Management
2.11   Elect Director Higuchi, Masayuki    For    For    Management
3   Appoint Statutory Auditor Kawasaki, Motoko    For    For    Management
4   Approve Restricted Stock Plan and Performance Share Plan    For    For    Management
5   Approve Career Achievement Bonus for Director    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FUJITSU LTD.

 

Ticker:    6702   Security ID:    J15708159
Meeting Date:    JUN 28, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Tokita, Takahito    For    For    Management
1.2   Elect Director Furuta, Hidenori    For    For    Management
1.3   Elect Director Isobe, Takeshi    For    For    Management
1.4   Elect Director Yamamoto, Masami    For    For    Management
1.5   Elect Director Mukai, Chiaki    For    For    Management
1.6   Elect Director Abe, Atsushi    For    For    Management
1.7   Elect Director Kojo, Yoshiko    For    For    Management
1.8   Elect Director Scott Callon    For    For    Management
1.9   Elect Director Sasae, Kenichiro    For    For    Management
2   Appoint Statutory Auditor Hirose, Yoichi    For    For    Management
3   Appoint Alternate Statutory Auditor Namba, Koichi    For    For    Management
4   Approve Compensation Ceiling for Directors    For    For    Management
5   Approve Performance Share Plan    For    For    Management

GALAXY ENTERTAINMENT GROUP LIMITED

 

Ticker:    27   Security ID:    Y2679D118
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAY 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2.1   Elect Francis Lui Yiu Tung as Director    For    For    Management
2.2   Elect Joseph Chee Ying Keung as Director    For    For    Management
2.3   Elect James Ross Ancell as Director    For    For    Management
3   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
4.1   Authorize Repurchase of Issued Share Capital    For    For    Management
4.2   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Management
4.3   Authorize Reissuance of Repurchased Shares    For    Against    Management
5   Adopt New Share Option Scheme    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GARMIN LTD.

 

Ticker:    GRMN   Security ID:    H2906T109
Meeting Date:    JUN 04, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Consolidated Financial Statements and Statutory Reports    For    For    Management
2   Approve Allocation of Income and Dividends    For    For    Management
3   Approve Dividends    For    For    Management
4   Approve Discharge of Board and Senior Management    For    For    Management
5.1   Elect Director Jonathan C. Burrell    For    For    Management
5.2   Elect Director Joseph J. Hartnett    For    For    Management
5.3   Elect Director Min H. Kao    For    For    Management
5.4   Elect Director Catherine A. Lewis    For    For    Management
5.5   Elect Director Charles W. Peffer    For    For    Management
5.6   Elect Director Clifton A. Pemble    For    For    Management
6   Elect Min H. Kao as Board Chairman    For    For    Management
7.1   Appoint Jonathan C. Burrell as Member of the Compensation Committee    For    For    Management
7.2   Appoint Joseph J. Hartnett as Member of the Compensation Committee    For    For    Management
7.3   Appoint Catherine A. Lewis as Member of the Compensation Committee    For    For    Management
7.4   Appoint Charles W. Peffer as Member of the Compensation Committee    For    For    Management
8   Designate Wuersch & Gering LLP as Independent Proxy    For    For    Management
9  

Ratify Ernst & Young LLP as Auditors and Ernst & Young Ltd as Statutory Auditor

    For    For    Management
10  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
11  

Approve Fiscal Year 2022 Maximum Aggregate Compensation for the Executive Management

    For    For    Management
12  

Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2021 AGM and the 2022 AGM

    For    For    Management

GARTNER, INC.

 

Ticker:    IT   Security ID:    366651107
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Peter E. Bisson    For    For    Management
1b   Elect Director Richard J. Bressler    For    For    Management
1c   Elect Director Raul E. Cesan    For    For    Management
1d   Elect Director Karen E. Dykstra    For    For    Management
1e   Elect Director Anne Sutherland Fuchs    For    For    Management
1f   Elect Director William O. Grabe    For    For    Management
1g   Elect Director Eugene A. Hall    For    For    Management
1h   Elect Director Stephen G. Pagliuca    For    For    Management
1i   Elect Director Eileen M. Serra    For    For    Management
1j   Elect Director James C. Smith    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify KPMG LLP as Auditors    For    For    Management
4   Amend Qualified Employee Stock Purchase Plan    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GDS HOLDINGS LIMITED

 

Ticker:    GDS   Security ID:    36165L108
Meeting Date:    AUG 06, 2020   Meeting Type:    Annual
Record Date:    JUL 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Elect Director Gary J. Wojtaszek    For    Against    Management
2   Elect Director Satoshi Okada    For    Against    Management
3   Ratify KPMG Huazhen LLP as Auditors    For    For    Management
4   Amend Omnibus Stock Plan    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
6   Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

GDS HOLDINGS LIMITED

 

Ticker:    9698   Security ID:    36165L108
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    JUN 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Elect Director Lim Ah Doo    For    For    Management
2   Elect Director Chang Sun    For    For    Management
3   Elect Director Judy Qing Ye    For    For    Management
4   Ratify KPMG Huazhen LLP as Auditors    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
6   Amend Certificate of Incorporation    For    For    Management
7   Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GEBERIT AG

 

Ticker:    GEBN   Security ID:    H2942E124
Meeting Date:    APR 14, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Allocation of Income and Dividends of CHF 11.40 per Share    For    For    Management
3   Approve Discharge of Board of Directors    For    For    Management
4.1.1   Reelect Albert Baehny as Director and Board Chairman    For    For    Management
4.1.2   Reelect Felix Ehrat as Director    For    For    Management
4.1.3   Reelect Werner Karlen as Director    For    For    Management
4.1.4   Reelect Bernadette Koch as Director    For    For    Management
4.1.5   Reelect Eunice Zehnder-Lai as Director    For    For    Management
4.1.6   Elect Thomas Bachmann as Director    For    For    Management
4.2.1   Reappoint Werner Karlen as Member of the Compensation Committee    For    For    Management
4.2.2   Reappoint Eunice Zehnder-Lai as Member of the Compensation Committee    For    For    Management
4.2.3   Appoint Thomas Bachmann as Member of the Compensation Committee    For    For    Management
5   Designate Roger Mueller as Independent Proxy    For    For    Management
6   Ratify PricewaterhouseCoopers AG as Auditors    For    For    Management
7.1   Approve Remuneration Report    For    For    Management
7.2   Approve Remuneration of Directors in the Amount of CHF 2.4 Million    For    For    Management
7.3  

Approve Remuneration of Executive Committee in the Amount of CHF 11.5 Million

    For    For    Management
8  

Approve CHF 116,709 Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares

    For    For    Management
9   Transact Other Business (Voting)    For    Against    Management

GEELY AUTOMOBILE HOLDINGS LIMITED

 

Ticker:    175   Security ID:    G3777B103
Meeting Date:    JUL 29, 2020   Meeting Type:    Special
Record Date:    JUL 23, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve the Proposed RMB Share Issue and the Specific Mandate    For    For    Management
2  

Approve Authorization to the Board to Exercise Full Powers to Deal with Matters Relating to the Proposed RMB Share Issue

    For    For    Management
3  

Approve the Plan for Distribution of Profits Accumulated Before the Proposed RMB Share Issue

    For    For    Management
4  

Approve the Dividend Return Plan for the Three Years After the Proposed RMB Share Issue

    For    For    Management
5  

Approve Undertakings and the Corresponding Binding Measures in Connection with the Proposed RMB Share Issue

    For    For    Management
6  

Approve the Policy for Stabilization of the Price of the RMB Shares for the Three Years After the Proposed RMB Share Issue

    For    For    Management
7  

Approve the Use of Proceeds from the Proposed RMB Share Issue

    For    For    Management
8  

Approve the Remedial Measures for the Potential Dilution of Immediate Returns by the Proposed RMB Share Issue

    For    For    Management
9  

Approve the Adoption of Policy Governing the Procedures for the Holding of General Meetings

    For    For    Management
10  

Approve the Adoption of Policy Governing the Procedures for the Holding of Board Meetings

    For    For    Management
11  

Amend Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GEELY AUTOMOBILE HOLDINGS LIMITED

 

Ticker:    175   Security ID:    G3777B103
Meeting Date:    DEC 22, 2020   Meeting Type:    Special
Record Date:    DEC 16, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Master CKDs and Automobile Components Sales Agreement, Annual Caps and Related Transactions

    For    For    Management
2  

Approve Master CKDs and Automobile Components Purchase Agreement, Annual Caps and Related Transactions

    For    For    Management
3  

Approve New Powertrain Sales Agreement, Annual Caps and Related Transactions

    For    For    Management
4  

Approve LYNK & CO Finance Cooperation Agreement, Annual Caps and Related Transactions

    For    For    Management
5  

Approve Fengsheng Finance Cooperation Agreement, Annual Caps and Related Transactions

    For    For    Management
6  

Approve Geely Holding Finance Cooperation Agreement, Annual Caps and Related Transactions

    For    For    Management

GEELY AUTOMOBILE HOLDINGS LIMITED

 

Ticker:

   

175

  

Security ID:

   

G3777B103

Meeting Date:

   

MAY 24, 2021

  

Meeting Type:

   

Annual

Record Date:

   

MAY 17, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Final Dividend    For    For    Management
3   Elect Gui Sheng Yue as Director    For    For    Management
4   Elect An Cong Hui as Director    For    For    Management
5   Elect Wei Mei as Director    For    For    Management
6   Elect An Qing Heng as Director    For    For    Management
7   Authorize Board to Fix Remuneration of Directors    For    For    Management
8  

Approve Grant Thornton Hong Kong Limited as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
9  

Authorize Repurchase of Issued Share Capital

    For    For    Management
10  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GENERAC HOLDINGS INC.

 

Ticker:    GNRC   Security ID:    368736104
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Robert D. Dixon    For    For    Management
1.2   Elect Director David A. Ramon    For    For    Management
1.3   Elect Director William D. Jenkins, Jr.    For    For    Management
1.4   Elect Director Kathryn V. Roedel    For    For    Management
2   Ratify Deloitte & Touche LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

GENERAL DYNAMICS CORPORATION

 

Ticker:    GD   Security ID:    369550108
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director James S. Crown    For    For    Management
1b   Elect Director Rudy F. deLeon    For    For    Management
1c   Elect Director Cecil D. Haney    For    For    Management
1d   Elect Director Mark M. Malcolm    For    For    Management
1e   Elect Director James N. Mattis    For    For    Management
1f   Elect Director Phebe N. Novakovic    For    For    Management
1g   Elect Director C. Howard Nye    For    For    Management
1h   Elect Director Catherine B. Reynolds    For    For    Management
1i   Elect Director Laura J. Schumacher    For    For    Management
1j   Elect Director Robert K. Steel    For    For    Management
1k   Elect Director John G. Stratton    For    For    Management
1l   Elect Director Peter A. Wall    For    For    Management
2   Ratify KPMG LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GENERAL ELECTRIC COMPANY

 

Ticker:    GE   Security ID:    369604103
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Sebastien Bazin    For    For    Management
1b   Elect Director Ashton Carter    For    For    Management
1c   Elect Director H. Lawrence Culp, Jr.    For    For    Management
1d   Elect Director Francisco D’Souza    For    For    Management
1e   Elect Director Edward Garden    For    For    Management
1f   Elect Director Thomas Horton    For    For    Management
1g   Elect Director Risa Lavizzo-Mourey    For    For    Management
1h   Elect Director Catherine Lesjak    For    For    Management
1i   Elect Director Paula Rosput Reynolds    For    For    Management
1j   Elect Director Leslie Seidman    For    For    Management
1k   Elect Director James Tisch    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management
3   Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4   Approve Reverse Stock Split    For    For    Management
5   Require More Director Nominations Than Open Seats    Against    Against    Shareholder
6   Require Independent Board Chair    Against    For    Shareholder
7   Report on Meeting the Criteria of the Net Zero Indicator    For    For    Shareholder

GENERAL MILLS, INC.

 

Ticker:    GIS   Security ID:    370334104
Meeting Date:    SEP 22, 2020   Meeting Type:    Annual
Record Date:    JUL 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director R. Kerry Clark    For    For    Management
1b   Elect Director David M. Cordani    For    For    Management
1c   Elect Director Roger W. Ferguson, Jr.    For    For    Management
1d   Elect Director Jeffrey L. Harmening    For    For    Management
1e   Elect Director Maria G. Henry    For    For    Management
1f   Elect Director Jo Ann Jenkins    For    For    Management
1g   Elect Director Elizabeth C. Lempres    For    For    Management
1h   Elect Director Diane L. Neal    For    For    Management
1i   Elect Director Steve Odland    For    For    Management
1j   Elect Director Maria A. Sastre    For    For    Management
1k   Elect Director Eric D. Sprunk    For    For    Management
1l   Elect Director Jorge A. Uribe    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify KPMG LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GENERAL MOTORS COMPANY

 

Ticker:    GM   Security ID:    37045V100
Meeting Date:    JUN 14, 2021   Meeting Type:    Annual
Record Date:    APR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Mary T. Barra    For    For    Management
1b   Elect Director Wesley G. Bush    For    For    Management
1c   Elect Director Linda R. Gooden    For    For    Management
1d   Elect Director Joseph Jimenez    For    For    Management
1e   Elect Director Jane L. Mendillo    For    For    Management
1f   Elect Director Judith A. Miscik    For    For    Management
1g   Elect Director Patricia F. Russo    For    For    Management
1h   Elect Director Thomas M. Schoewe    For    For    Management
1i   Elect Director Carol M. Stephenson    For    For    Management
1j   Elect Director Mark A. Tatum    For    For    Management
1k   Elect Director Devin N. Wenig    For    For    Management
1l   Elect Director Margaret C. Whitman    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Ernst & Young LLP as Auditors    For    For    Management
4   Provide Right to Act by Written Consent    Against    For    Shareholder
5   Link Executive Pay to Social Criteria    Against    Against    Shareholder

GENMAB A/S

 

Ticker:    GMAB   Security ID:    K3967W102
Meeting Date:    APR 13, 2021   Meeting Type:    Annual
Record Date:    APR 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Receive Report of Board    None    None    Management
2   Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board    For    For    Management
3   Approve Allocation of Income and Omission of Dividends    For    For    Management
4   Approve Remuneration Report (Advisory Vote)    For    For    Management
5.a   Reelect Deirdre P. Connelly as Director    For    For    Management
5.b   Reelect Pernille Erenbjerg as Director    For    For    Management
5.c   Reelect Rolf Hoffmann as Director    For    For    Management
5.d   Reelect Paolo Paoletti as Director    For    For    Management
5.e   Reelect Jonathan Peacock as Director    For    For    Management
5.f   Reelect Anders Gersel Pedersen as Director    For    For    Management
6   Ratify PricewaterhouseCoopers as Auditors    For    For    Management
7.a   Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees    For    Against    Management
7.b   Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair)    For    For    Management
7.c   Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes)    For    For    Management
7.d   Authorize Share Repurchase Program    For    For    Management
7.e   Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million    For    For    Management
7.f   Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights    For    For    Management
7.g   Allow Shareholder Meetings to be Held by Electronic Means Only    For    For    Management
8   Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities    For    For    Management
9   Other Business    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GENUINE PARTS COMPANY

 

Ticker:    GPC   Security ID:    372460105
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Elizabeth W. Camp    For    For    Management
1.2   Elect Director Richard Cox, Jr.    For    For    Management
1.3   Elect Director Paul D. Donahue    For    For    Management
1.4   Elect Director Gary P. Fayard    For    For    Management
1.5   Elect Director P. Russell Hardin    For    For    Management
1.6   Elect Director John R. Holder    For    For    Management
1.7   Elect Director Donna W. Hyland    For    For    Management
1.8   Elect Director John D. Johns    For    For    Management
1.9   Elect Director Jean-Jacques Lafont    For    For    Management
1.10   Elect Director Robert C. “Robin” Loudermilk, Jr.    For    For    Management
1.11   Elect Director Wendy B. Needham    For    For    Management
1.12   Elect Director Juliette W. Pryor    For    For    Management
1.13   Elect Director E. Jenner Wood, III    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Ernst & Young LLP as Auditors    For    For    Management

GILEAD SCIENCES, INC.

 

Ticker:    GILD   Security ID:    375558103
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director Jacqueline K. Barton    For    For    Management
1b   Elect Director Jeffrey A. Bluestone    For    For    Management
1c   Elect Director Sandra J. Horning    For    For    Management
1d   Elect Director Kelly A. Kramer    For    For    Management
1e   Elect Director Kevin E. Lofton    For    For    Management
1f   Elect Director Harish Manwani    For    For    Management
1g   Elect Director Daniel P. O’Day    For    For    Management
1h   Elect Director Javier J. Rodriguez    For    For    Management
1i   Elect Director Anthony Welters    For    For    Management
2   Ratify Ernst & Young LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Require Independent Board Chair    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GIVAUDAN SA

 

Ticker:    GIVN   Security ID:    H3238Q102
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Remuneration Report    For    For    Management
3   Approve Allocation of Income and Dividends of CHF 64 per Share    For    For    Management
4   Approve Discharge of Board of Directors    For    For    Management
5.1.1   Reelect Victor Balli as Director    For    For    Management
5.1.2   Reelect Werner Bauer as Director    For    For    Management
5.1.3   Reelect Lilian Biner as Director    For    For    Management
5.1.4   Reelect Michael Carlos as Director    For    For    Management
5.1.5   Reelect Ingrid Deltenre as Director    For    For    Management
5.1.6   Reelect Olivier Filliol as Director    For    For    Management
5.1.7   Reelect Sophie Gasperment as Director    For    For    Management
5.1.8   Reelect Calvin Grieder as Director and Board Chairman    For    For    Management
5.2.1   Reappoint Werner Bauer as Member of the Compensation Committee    For    For    Management
5.2.2   Reappoint Ingrid Deltenre as Member of the Compensation Committee    For    For    Management
5.2.3   Reappoint Victor Balli as Member of the Compensation Committee    For    For    Management
5.3   Designate Manuel Isler as Independent Proxy    For    For    Management
5.4   Ratify Deloitte AG as Auditors    For    For    Management
6.1   Approve Remuneration of Directors in the Amount of CHF 3.3 Million    For    For    Management
6.2.1   Approve Short Term Variable Remuneration of Executive Committee in the Amount of CHF 4.8 Million    For    For    Management
6.2.2   Approve Fixed and Long Term Variable Remuneration of Executive Committee in the Amount of CHF 15.4 Million    For    For    Management
7   Transact Other Business (Voting)    For    Against    Management

GLAXOSMITHKLINE PLC

 

Ticker:    GSK   Security ID:    G3910J112
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Remuneration Report    For    For    Management
3   Re-elect Sir Jonathan Symonds as Director    For    For    Management
4   Re-elect Dame Emma Walmsley as Director    For    For    Management
5   Re-elect Charles Bancroft as Director    For    For    Management
6   Re-elect Vindi Banga as Director    For    For    Management
7   Re-elect Dr Hal Barron as Director    For    For    Management
8   Re-elect Dr Vivienne Cox as Director    For    For    Management
9   Re-elect Lynn Elsenhans as Director    For    For    Management
10   Re-elect Dr Laurie Glimcher as Director    For    For    Management
11   Re-elect Dr Jesse Goodman as Director    For    For    Management
12   Re-elect Iain Mackay as Director    For    For    Management
13   Re-elect Urs Rohner as Director    For    For    Management
14   Reappoint Deloitte LLP as Auditors    For    For    Management
15   Authorise Board to Fix Remuneration of Auditors    For    For    Management
16   Authorise UK Political Donations and Expenditure    For    For    Management
17   Authorise Issue of Equity    For    For    Management
18   Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
19   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
20   Authorise Market Purchase of Ordinary Shares    For    For    Management
21   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    For    For    Management
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GLENCORE PLC

 

Ticker:    GLEN   Security ID:    G39420107
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    APR 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Accept Financial Statements and Statutory Reports    For    For    Management
2   Approve Reduction of Capital Contribution Reserves    For    For    Management
3   Re-elect Anthony Hayward as Director    For    For    Management
4   Re-elect Ivan Glasenberg as Director    For    For    Management
5   Re-elect Peter Coates as Director    For    For    Management
6   Re-elect Martin Gilbert as Director    For    For    Management
7   Re-elect Gill Marcus as Director    For    For    Management
8   Re-elect Patrice Merrin as Director    For    For    Management
9   Re-elect Kalidas Madhavpeddi as Director    For    For    Management
10   Elect Cynthia Carroll as Director    For    For    Management
11   Reappoint Deloitte LLP as Auditors    For    For    Management
12   Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
13   Approve Incentive Plan    For    Against    Management
14   Approve Company’s Climate Action Transition Plan    For    For    Management
15   Approve Remuneration Policy    For    Against    Management
16   Approve Remuneration Report    For    For    Management
17   Authorise Issue of Equity    For    For    Management
18   Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
20   Authorise Market Purchase of Ordinary Shares    For    For    Management

GLOBAL PAYMENTS INC.

 

Ticker:    GPN   Security ID:    37940X102
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a   Elect Director F. Thaddeus Arroyo    For    For    Management
1b   Elect Director Robert H.B. Baldwin, Jr. For    For    For    Management
1c   Elect Director John G. Bruno    For    For    Management
1d   Elect Director Kriss Cloninger, III    For    For    Management
1e   Elect Director William I Jacobs    For    For    Management
1f   Elect Director Joia M. Johnson    For    For    Management
1g   Elect Director Ruth Ann Marshall    For    For    Management
1h   Elect Director Connie D. McDaniel    For    For    Management
1i   Elect Director William B. Plummer    For    For    Management
1j   Elect Director Jeffrey S. Sloan    For    For    Management
1k   Elect Director John T. Turner    For    For    Management
1l   Elect Director M. Troy Woods    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Deloitte & Touche LLP as Auditors    For    For    Management
4   Provide Right to Act by Written Consent    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GLOBE LIFE INC.

 

Ticker:    GL   Security ID:    37959E102
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Charles E. Adair    For    For    Management
1.2   Elect Director Linda L. Addison    For    For    Management
1.3   Elect Director Marilyn A. Alexander    For    For    Management
1.4   Elect Director Cheryl D. Alston    For    For    Management
1.5   Elect Director Jane M. Buchan    For    For    Management
1.6   Elect Director Gary L. Coleman    For    For    Management
1.7   Elect Director Larry M. Hutchison    For    For    Management
1.8   Elect Director Robert W. Ingram    For    For    Management
1.9   Elect Director Steven P. Johnson    For    For    Management
1.10   Elect Director Darren M. Rebelez    For    For    Management
1.11   Elect Director Mary E. Thigpen    For    For    Management
2   Ratify Deloitte & Touche LLP as Auditor    For    For    Management
3   Advisory Vote to Ratify Named    For    For    Management
  Executive Officers’ Compensation         

GODADDY INC.

 

Ticker:    GDDY   Security ID:    380237107
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Herald Y. Chen    For    Withhold    Management
1.2   Elect Director Brian H. Sharples    For    Withhold    Management
1.3   Elect Director Leah Sweet    For    Withhold    Management
2   Ratify Ernst & Young LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GOLD FIELDS LTD.

 

Ticker:    GFI   Security ID:    S31755101
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Reappoint PricewaterhouseCoopers Inc as Auditors of the Company    For    For    Management
2.1   Elect Chris Griffith as Director    For    For    Management
2.2   Elect Philisiwe Sibiya as Director    For    For    Management
2.3   Re-elect Cheryl Carolus as Director    For    For    Management
2.4   Re-elect Steven Reid as Director    For    For    Management
2.5   Re-elect Carmen Letton as Director    For    For    Management
3.1   Re-elect Yunus Suleman as Chairperson of the Audit Committee    For    For    Management
3.2   Re-elect Alhassan Andani as Member of the Audit Committee    For    For    Management
3.3   Re-elect Peter Bacchus as Member of the Audit Committee    For    For    Management
3.4   Elect Philisiwe Sibiya as Member of the Audit Committee    For    For    Management
4  

Place Authorised but Unissued Shares under Control of Directors

    For    For    Management
1  

Authorise Board to Issue Shares for Cash

    For    For    Management
1  

Approve Remuneration Policy

    For    For    Management
2  

Approve Remuneration Implementation Report

    For    For    Management
2  

Approve Remuneration of Non-Executive Directors

    For    For    Management
3  

Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act

    For    For    Management
4  

Authorise Repurchase of Issued Share Capital

    For    For    Management

GOODMAN GROUP

 

Ticker:    GMG   Security ID:    Q4229W132
Meeting Date:    NOV 19, 2020   Meeting Type:    Annual
Record Date:    NOV 17, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Appoint KPMG as Auditors of Goodman Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration

    For    For    Management
2a  

Elect Stephen Johns as Director of Goodman Limited

    For    For    Management
2b  

Elect Stephen Johns as Director of Goodman Logistics (HK) Ltd

    For    For    Management
3  

Elect Mark Johnson as Director

    For    For    Management
4  

Approve Remuneration Report

    For    For    Management
5  

Approve Issuance of Performance Rights to Gregory Goodman

    For    Against    Management
6  

Approve Issuance of Performance Rights to Danny Peeters

    For    Against    Management
7  

Approve Issuance of Performance Rights to Anthony Rozic

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GREAT WALL MOTOR COMPANY LIMITED

 

Ticker:    2333   Security ID:    Y2882P106
Meeting Date:    MAR 18, 2021   Meeting Type:    Special
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Grant of Reserved Restricted Shares to Directors and Connected Transaction

    For    For    Management

GREAT WALL MOTOR COMPANY LIMITED

 

Ticker:    2333   Security ID:    Y2882P106
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Approve 2020 Audited Financial Report    For    For    Management
2   Approve 2020 Report of the Board of Directors    For    For    Management
3  

Approve 2020 Profit Distribution Proposal

    For    For    Management
4  

Approve 2020 Annual Report and Its Summary Report

    For    For    Management
5  

Approve 2020 Report of the Independent Directors

    For    For    Management
6  

Approve 2020 Report of the Supervisory Committee

    For    For    Management
7  

Approve 2021 Operating Strategies

    For    For    Management
8  

Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration

    For    Against    Management
9  

Approve 2021 Plan of Guarantees to be Provided by the Company

    For    Against    Management
10  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares

    For    Against    Management
11  

Approve Authorization of the Board to Repurchase A Shares and H Shares of the Company

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GREAT WALL MOTOR COMPANY LIMITED

 

Ticker:    2333   Security ID:    Y2882P106
Meeting Date:    APR 23, 2021   Meeting Type:    Special
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Authorization of the Board to Repurchase A Shares and H Shares of the Company

    For    For    Management

GRIFOLS SA

 

Ticker:    GRF   Security ID:    E5706X215
Meeting Date:    OCT 08, 2020   Meeting Type:    Annual
Record Date:    OCT 02, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment for Class B Shares

    For    For    Management
2  

Approve Consolidated Financial Statements

    For    For    Management
3  

Approve Non-Financial Information Statement

    For    For    Management
4  

Approve Discharge of Board

    For    For    Management
5  

Renew Appointment of KPMG Auditores as Auditor of Standalone Financial Statements and Renew Appointment of Grant Thornton as Co-Auditor

    For    For    Management
6  

Renew Appointment of KPMG Auditores as Auditor of Consolidated Financial Statements

    For    For    Management
7.1  

Dismiss Luis Isasi Fernandez de Bobadilla as Director

    None    None    Management
7.2  

Elect James Costos as Director

    For    For    Management
7.3  

Reelect Victor Grifols Deu as Director

    For    For    Management
7.4  

Reelect Thomas Glanzmann as Director

    For    For    Management
7.5  

Reelect Steven F. Mayer as Director

    For    For    Management
8  

Amend Article 16 Re: General Meetings

    For    For    Management
9  

Add Article 11.bis of General Meeting Regulations Re: Remote Attendance to General Meetings

    For    For    Management
10  

Advisory Vote on Remuneration Report

    For    Against    Management
11   Approve Remuneration Policy    For    Against    Management
12   Authorize Share Repurchase Program    For    For    Management
13   Approve Listing of Class A Shares on NASDAQ; Void Previous Authorization    For    For    Management
14   Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GROUPE BRUXELLES LAMBERT SA

 

Ticker:    GBLB   Security ID:    B4746J115
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    APR 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Receive Directors’ and Auditors’ Reports (Non-Voting)    None    None    Management
2.1   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    None    None    Management
2.2   Adopt Financial Statements    For    For    Management
3   Approve Discharge of Directors    For    For    Management
4   Approve Discharge of Auditors    For    For    Management
5.1   Receive Information on Resignation of Gerard Lamarche as Director    None    None    Management
5.2   Elect Jacques Veyrat as Independent Director    For    For    Management
5.3.1   Reelect Claude Genereux as Director    For    Against    Management
5.3.2   Reelect Jocelyn Lefebvre as Director    For    Against    Management
5.3.3   Reelect Agnes Touraine as Independent Director    For    For    Management
6.1  

Receive Information on Resignation of Deloitte as Auditor

    None    None    Management
6.2  

Ratify PricewaterhouseCoopers as Auditors and Approve Auditors’ Remuneration

    For    For    Management
7  

Approve Remuneration Report

    For    For    Management
8.1  

Approve Stock Option Plan Grants

    For    Against    Management
8.2  

Approve Stock Option Plan

    For    For    Management
8.3  

Receive Special Board Report Re: Article 7:227 of the Company Code with Respect to the Guarantees in Item 8.4

    For    For    Management
8.4  

Approve Guarantee to Acquire Shares under Stock Option Plan

    For    For    Management
9  

Transact Other Business

    None    None    Management

GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV

 

Ticker:    GAPB   Security ID:    P4959P100
Meeting Date:    JUL 01, 2020   Meeting Type:    Annual
Record Date:    JUN 18, 2020     

 

#   

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   

Approve Reports in Compliance with Article 28, Section IV of Mexican Securities Market Law

    For    For    Management
2   

Approve Discharge of Directors and Officers

    For    For    Management
3   

Approve Individual and Consolidated
Financial Statements and Approve External Auditors’ Report on Financial Statements

    For    For    Management
4   

Approve Allocation of Income in the

    For    For    Management
  

Amount of MXN 5.25 Billion

         
5   

Cancel Pending Amount of MXN 1.55 Billion of Share Repurchase Approved at AGM on April 23, 2019; Set Share Repurchase Maximum Amount of MXN 1.55 Billion

    For    For    Management
6   

Information on Election or Ratification of Four Directors and Their Alternates of Series BB Shareholders

    None    None    Management
7   

Elect or Ratify Directors of Series B Shareholders that Hold 10 Percent of Share Capital

    None    None    Management
8   

Elect or Ratify Directors of Series B Shareholders

    For    For    Management
9   

Elect or Ratify Board Chairman

    For    For    Management
10   

Approve Remuneration of Directors for Years 2019 and 2020

    For    For    Management
11   

Elect or Ratify Director of Series B Shareholders and Member of Nominations and Compensation Committee

    For    For    Management
12   

Elect or Ratify Chairman of Audit and Corporate Practices Committee

    For    For    Management
13   

Present Report Regarding Individual or Accumulated Operations Greater Than USD 3 Million

    None    None    Management
14   

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GRUPO FINANCIERO BANORTE SAB DE CV

 

Ticker:    GFNORTEO   Security ID:    P49501201
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.a  

Approve CEO’s Report on Financial Statements and Statutory Reports

    For    For    Management
1.b  

Approve Board’s Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information

    For    For    Management
1.c  

Approve Board’s Report on Operations and Activities Undertaken by Board

    For    For    Management
1.d  

Approve Report on Activities of Audit and Corporate Practices Committee

    For    For    Management
1.e  

Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Receive Auditor’s Report on Tax Position of Company

    None    None    Management
4.a1  

Elect Carlos Hank Gonzalez as Board Chairman

    For    For    Management
4.a2  

Elect Juan Antonio Gonzalez Moreno as Director

    For    For    Management
4.a3  

Elect David Juan Villarreal Montemayor as Director

    For    For    Management
4.a4  

Elect Jose Marcos Ramirez Miguel as Director

    For    For    Management
4.a5  

Elect Carlos de la Isla Corry as Director

    For    For    Management
4.a6  

Elect Everardo Elizondo Almaguer as Director

    For    For    Management
4.a7  

Elect Carmen Patricia Armendariz Guerra as Director

    For    For    Management
4.a8  

Elect Clemente Ismael Reyes Retana Valdes as Director

    For    For    Management
4.a9  

Elect Alfredo Elias Ayub as Director

    For    For    Management
4.a10  

Elect Adrian Sada Cueva as Director

    For    Against    Management
4.a11  

Elect David Penaloza Alanis as Director

    For    For    Management
4.a12  

Elect Jose Antonio Chedraui Eguia as Director

    For    For    Management
4.a13  

Elect Alfonso de Angoitia Noriega as Director

    For    Against    Management
4.a14  

Elect Thomas Stanley Heather Rodriguez as Director

    For    For    Management
4.a15  

Elect Graciela Gonzalez Moreno as Alternate Director

    For    For    Management
4.a16  

Elect Juan Antonio Gonzalez Marcos as Alternate Director

    For    For    Management
4.a17  

Elect Alberto Halabe Hamui as Alternate Director

    For    For    Management
4.a18  

Elect Gerardo Salazar Viezca as Alternate Director

    For    For    Management
4.a19  

Elect Alberto Perez-Jacome Friscione as Alternate Director

    For    For    Management
4.a20  

Elect Diego Martinez Rueda-Chapital as Alternate Director

    For    For    Management
4.a21  

Elect Roberto Kelleher Vales as Alternate Director

    For    For    Management
4.a22  

Elect Cecilia Goya de Riviello Meade as Alternate Director

    For    For    Management
4.a23  

Elect Isaac Becker Kabacnik as Alternate Director

    For    For    Management
4.a24  

Elect Jose Maria Garza Trevino as Alternate Director

    For    For    Management
4.a25  

Elect Carlos Cesarman Kolteniuk as Alternate Director

    For    For    Management
4.a26  

Elect Humberto Tafolla Nunez as Alternate Director

    For    For    Management
4.a27  

Elect Guadalupe Phillips Margain as Alternate Director

    For    For    Management
4.a28  

Elect Ricardo Maldonado Yanez as Alternate Director

    For    For    Management
4.b  

Elect Hector Avila Flores (Non-Member) as Board Secretary

    For    For    Management
4.c  

Approve Directors Liability and Indemnification

    For    For    Management
5  

Approve Remuneration of Directors

    For    For    Management
6  

Elect Thomas Stanley Heather Rodriguez as Chairman of Audit and Corporate Practices Committee

    For    For    Management
7.1  

Approve Report on Share Repurchase

    For    For    Management
7.2  

Set Aggregate Nominal Amount of Share Repurchase Reserve

    For    For    Management
8  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

GRUPO FINANCIERO BANORTE SAB DE CV

 

Ticker:    GFNORTEO   Security ID:    P49501201
Meeting Date:    APR 23, 2021   Meeting Type:    Special
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1   Amend Article 2; Approve Certification of the Company’s Bylaws    For    For    Management
2   Approve Modifications of Sole Responsibility Agreement    For    For    Management
3   Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GRUPO MEXICO S.A.B. DE C.V.

 

Ticker:    GMEXICOB   Security ID:    P49538112
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:    APR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
2  

Present Report on Compliance with Fiscal Obligations

    For    For    Management
3  

Approve Allocation of Income

    For    For    Management
4  

Approve Policy Related to Acquisition of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve

    For    For    Management
5  

Approve Discharge of Board of Directors, Executive Chairman and Board Committees

    For    For    Management
6  

Ratify Auditors

    For    For    Management
7  

Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees

    For    Against    Management
8  

Approve Remuneration of Directors and Members of Board Committees

    For    For    Management
9  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

GVC HOLDINGS PLC

 

Ticker:    GVC   Security ID:    G427A6103
Meeting Date:    DEC 09, 2020   Meeting Type:    Special
Record Date:    DEC 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Change of Company Name to Entain plc; Adopt New Memorandum and Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HALLIBURTON COMPANY

 

Ticker:    HAL   Security ID:    406216101
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Abdulaziz F. Al Khayyal

    For    For    Management
1b  

Elect Director William E. Albrecht

    For    For    Management
1c  

Elect Director M. Katherine Banks

    For    For    Management
1d  

Elect Director Alan M. Bennett

    For    For    Management
1e  

Elect Director Milton Carroll

    For    For    Management
1f  

Elect Director Murry S. Gerber

    For    For    Management
1g  

Elect Director Patricia Hemingway Hall

    For    For    Management
1h  

Elect Director Robert A. Malone

    For    For    Management
1i  

Elect Director Jeffrey A. Miller

    For    For    Management
1j  

Elect Director Bhavesh V. (Bob) Patel

    For    For    Management
2  

Ratify KPMG LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management

HALMA PLC

 

Ticker:    HLMA   Security ID:    G42504103
Meeting Date:    SEP 04, 2020   Meeting Type:    Annual
Record Date:    SEP 02, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Re-elect Paul Walker as Director

    For    For    Management
5  

Re-elect Andrew Williams as Director

    For    For    Management
6  

Re-elect Adam Meyers as Director

    For    For    Management
7  

Re-elect Daniela Barone Soares as Director

    For    For    Management
8  

Re-elect Roy Twite as Director

    For    For    Management
9  

Re-elect Tony Rice as Director

    For    For    Management
10  

Re-elect Carole Cran as Director

    For    For    Management
11  

Re-elect Jo Harlow as Director

    For    For    Management
12  

Re-elect Jennifer Ward as Director

    For    For    Management
13  

Re-elect Marc Ronchetti as Director

    For    For    Management
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
15  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
16  

Authorise Issue of Equity

    For    For    Management
17  

Authorise EU Political Donations and Expenditure

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
20  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
22  

Adopt New Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HAMAMATSU PHOTONICS KK

 

Ticker:    6965   Security ID:    J18270108
Meeting Date:    DEC 18, 2020   Meeting Type:    Annual
Record Date:    SEP 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 20

    For    For    Management
2  

Elect Director Kurihara, Kazue

    For    For    Management
3.1  

Appoint Statutory Auditor Utsuyama, Akira

    For    For    Management
3.2  

Appoint Statutory Auditor Suzuki, Michihito

    For    For    Management
3.3  

Appoint Statutory Auditor Maki, Yuji

    For    Against    Management
3.4  

Appoint Statutory Auditor Kurauchi, Muneo

    For    Against    Management

HANA FINANCIAL GROUP, INC.

 

Ticker:    086790   Security ID:    Y29975102
Meeting Date:    MAR 26, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Amend Articles of Incorporation

    For    For    Management
3.1  

Elect Park Won-koo as Outside Director

    For    For    Management
3.2  

Elect Kim Hong-jin as Outside Director

    For    For    Management
3.3  

Elect Yang Dong-hoon as Outside Director

    For    For    Management
3.4  

Elect Heo Yoon as Outside Director

    For    For    Management
3.5  

Elect Lee Jung-won as Outside Director

    For    For    Management
3.6  

Elect Kwon Suk-gyo as Outside Director

    For    For    Management
3.7  

Elect Park Dong-moon as Outside Director

    For    For    Management
3.8  

Elect Park Seong-ho as Non-Independent Non-Executive Director

    For    For    Management
3.9  

Elect Kim Jung-tai as Inside Director

    For    For    Management
4  

Elect Paik Tae-seung as Outside Director to Serve as an Audit Committee Member

    For    For    Management
5.1  

Elect Yang Dong-hoon as a Member of Audit Committee

    For    For    Management
5.2  

Elect Lee Jung-won as a Member of Audit Committee

    For    For    Management
5.3  

Elect Park Dong-moon as a Member of Audit Committee

    For    For    Management
6  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HANG LUNG PROPERTIES LTD.

 

Ticker:    101   Security ID:    Y30166105
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Ronnie Chichung Chan as Director

    For    For    Management
3b  

Elect Weber Wai Pak Lo as Director

    For    For    Management
3c  

Elect Hau Cheong Ho as Director

    For    For    Management
3d  

Authorize Board to Fix the Remuneration of Directors

    For    For    Management
4  

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Authorize Repurchase of Issued Share Capital

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

HANG SENG BANK LTD.

 

Ticker:    11   Security ID:    Y30327103
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAY 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2a  

Elect Louisa Cheang as Director

    For    For    Management
2b  

Elect Margaret W H Kwan as Director

    For    For    Management
2c  

Elect Irene Y L Lee as Director

    For    For    Management
2d  

Elect Peter T S Wong as Director

    For    Against    Management
3  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Adopt New Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HANKYU HANSHIN HOLDINGS, INC.

 

Ticker:    9042   Security ID:    J18439109
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 25

    For    For    Management
2.1  

Elect Director Sumi, Kazuo

    For    For    Management
2.2  

Elect Director Sugiyama, Takehiro

    For    For    Management
2.3  

Elect Director Shin, Masao

    For    For    Management
2.4  

Elect Director Inoue, Noriyuki

    For    For    Management
2.5  

Elect Director Endo, Noriko

    For    For    Management
2.6  

Elect Director Tsuru, Yuki

    For    For    Management
2.7  

Elect Director Shimatani, Yoshishige

    For    For    Management
2.8  

Elect Director Araki, Naoya

    For    For    Management
3  

Elect Alternate Director and Audit Committee Member Tsuru, Yuki

    For    For    Management

HARTALEGA HOLDINGS BERHAD

 

Ticker:    5168   Security ID:    Y31139101
Meeting Date:    SEP 15, 2020   Meeting Type:    Annual
Record Date:    SEP 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Final Dividend

    For    For    Management
2  

Approve Directors’ Fees and Benefits for the Financial Year Ended March 31, 2020

    For    For    Management
3  

Approve Directors’ Fees and Benefits from April 1, 2020 until the next Annual General Meeting

    For    For    Management
4  

Elect Kuan Mun Leong as Director

    For    For    Management
5  

Elect Rebecca Fatima Sta. Maria as Director

    For    For    Management
6  

Elect Nurmala Binti Abdul Rahim as Director

    For    For    Management
7  

Elect Loo Took Gee as Director

    For    For    Management
8  

Approve DELOITTE PLT as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
10  

Approve Tan Guan Cheong to Continue Office as Independent Non-Executive Director

    For    For    Management
11  

Authorize Share Repurchase Program

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HASBRO, INC.

 

Ticker:    HAS   Security ID:    418056107
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kenneth A. Bronfin

    For    For    Management
1.2  

Elect Director Michael R. Burns

    For    For    Management
1.3  

Elect Director Hope F. Cochran

    For    For    Management
1.4  

Elect Director Lisa Gersh

    For    For    Management
1.5  

Elect Director Brian D. Goldner

    For    For    Management
1.6  

Elect Director Tracy A. Leinbach

    For    For    Management
1.7  

Elect Director Edward M. Philip

    For    For    Management
1.8  

Elect Director Laurel J. Richie

    For    For    Management
1.9  

Elect Director Richard S. Stoddart

    For    For    Management
1.10  

Elect Director Mary Beth West

    For    For    Management
1.11  

Elect Director Linda K. Zecher

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditor

    For    For    Management

HCA HEALTHCARE, INC.

 

Ticker:    HCA   Security ID:    40412C101
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Thomas F. Frist, III

    For    For    Management
1b  

Elect Director Samuel N. Hazen

    For    For    Management
1c  

Elect Director Meg G. Crofton

    For    For    Management
1d  

Elect Director Robert J. Dennis

    For    For    Management
1e  

Elect Director Nancy-Ann DeParle

    For    For    Management
1f  

Elect Director William R. Frist

    For    For    Management
1g  

Elect Director Charles O. Holliday, Jr.

    For    For    Management
1h  

Elect Director Michael W. Michelson

    For    For    Management
1i  

Elect Director Wayne J. Riley

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder
5  

Assess Feasibility of Increasing the Impact of the Company’s Performance on Quality Metrics for Senior Executive Compensation

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HEALTHPEAK PROPERTIES, INC.

 

Ticker:    PEAK   Security ID:    42250P103
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Brian G. Cartwright

    For    For    Management
1b  

Elect Director Christine N. Garvey

    For    For    Management
1c  

Elect Director R. Kent Griffin, Jr.

    For    For    Management
1d  

Elect Director David B. Henry

    For    For    Management
1e  

Elect Director Thomas M. Herzog

    For    For    Management
1f  

Elect Director Lydia H. Kennard

    For    For    Management
1g  

Elect Director Sara G. Lewis

    For    For    Management
1h  

Elect Director Katherine M. Sandstrom

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

HEICO CORPORATION

 

Ticker:    HEI   Security ID:    422806208
Meeting Date:    MAR 19, 2021   Meeting Type:    Annual
Record Date:    JAN 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Thomas M. Culligan

    For    For    Management
1.2  

Elect Director Adolfo Henriques

    For    For    Management
1.3  

Elect Director Mark H. Hildebrandt

    For    For    Management
1.4  

Elect Director Eric A. Mendelson

    For    For    Management
1.5  

Elect Director Laurans A. Mendelson

    For    For    Management
1.6  

Elect Director Victor H. Mendelson

    For    For    Management
1.7  

Elect Director Julie Neitzel

    For    For    Management
1.8  

Elect Director Alan Schriesheim

    For    For    Management
1.9  

Elect Director Frank J. Schwitter

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HEINEKEN HOLDING NV

 

Ticker:    HEIO   Security ID:    N39338194
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Board Report (Non-Voting)

    None    None    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Adopt Financial Statements

    For    For    Management
4  

Receive Explanation on Company’s Reserves and Dividend Policy

    None    None    Management
5  

Approve Discharge of Directors

    For    For    Management
6.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
6.b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

    For    For    Management
6.c  

Authorize Board to Exclude Preemptive Rights from Share Issuances

    For    For    Management
7.a  

Reelect M. Das as Non-Executive Director

    For    Against    Management
7.b  

Reelect Alexander de Carvalho as Non-Executive Director

    For    Against    Management
8  

Ratify Deloitte Accountants B.V. as Auditors

    For    For    Management

HEINEKEN NV

 

Ticker:    HEIA   Security ID:    N39427211
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.a  

Receive Report of Management Board (Non-Voting)

    None    None    Management
1.b  

Approve Remuneration Report

    For    For    Management
1.c  

Adopt Financial Statements

    For    For    Management
1.d  

Receive Explanation on Company’s Dividend Policy

    None    None    Management
1.e  

Approve Dividends of EUR 0.70 Per Share

    For    For    Management
1.f  

Approve Discharge of Management Board

    For    For    Management
1.g  

Approve Discharge of Supervisory Board

    For    For    Management
2.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
2.b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

    For    For    Management
2.c  

Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2.b

    For    For    Management
3  

Elect Harold van den Broek to Management Board

    For    For    Management
4.a  

Reelect Maarten Das to Supervisory Board

    For    For    Management
4.b  

Elect Nitin Paranjpe to Supervisory Board

    For    For    Management
5  

Ratify Deloitte Accountants B.V as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HELLOFRESH SE

 

Ticker:    HFG   Security ID:    D3R2MA100
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAY 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Omission of Dividends

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify KPMG AG as Auditors for Fiscal Year 2021

    For    For    Management
6.1  

Reelect John Rittenhouse to the Supervisory Board

    For    For    Management
6.2  

Reelect Ursula Radeke-Pietsch to the Supervisory Board

    For    For    Management
6.3  

Reelect Derek Zissman to the Supervisory Board

    For    For    Management
6.4  

Reelect Susanne Schroeter-Crossan to the Supervisory Board

    For    For    Management
6.5  

Reelect Stefan Smalla to the Supervisory Board

    For    For    Management
7  

Amend Corporate Purpose

    For    For    Management
8  

Approve Remuneration Policy

    For    Against    Management
9  

Approve Remuneration of Supervisory Board

    For    For    Management
10  

Approve Creation of EUR 13.6 Million Pool of Capital without Preemptive Rights

    For    For    Management
11  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 17.4 Million Pool of Capital to Guarantee Conversion Rights

    For    For    Management
12  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

    For    For    Management

HENDERSON LAND DEVELOPMENT COMPANY LIMITED

 

Ticker:    12   Security ID:    Y31476107
Meeting Date:    JUN 01, 2021   Meeting Type:    Annual
Record Date:    MAY 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3.1  

Elect Lam Ko Yin, Colin as Director

    For    For    Management
3.2  

Elect Lee Shau Kee as Director

    For    For    Management
3.3  

Elect Yip Ying Chee, John as Director

    For    For    Management
3.4  

Elect Fung Hau Chung, Andrew as Director

    For    For    Management
3.5  

Elect Ko Ping Keung as Director

    For    For    Management
3.6  

Elect Woo Ka Biu, Jackson as Director

    For    For    Management
3.7  

Elect Poon Chung Kwong as Director

    For    For    Management
4  

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5A  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5B  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
5C  

Authorize Reissuance of Repurchased Shares

    For    Against    Management
6  

Adopt New Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HENGAN INTERNATIONAL GROUP COMPANY LIMITED

 

Ticker:    1044   Security ID:    G4402L151
Meeting Date:    MAY 17, 2021   Meeting Type:    Annual
Record Date:    MAY 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Hui Ching Lau as Director

    For    For    Management
4  

Elect Xu Da Zuo as Director

    For    For    Management
5  

Elect Hui Ching Chi as Director

    For    For    Management
6  

Elect Sze Wong Kim as Director

    For    For    Management
7  

Elect Ada Ying Kay Wong as Director

    For    Against    Management
8  

Elect Ho Kwai Ching Mark as Director

    For    Against    Management
9  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
10  

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

    For    Against    Management
11  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
12  

Authorize Repurchase of Issued Share Capital

    For    For    Management
13  

Authorize Reissuance of Repurchased Shares

    For    Against    Management
14  

Adopt New Share Option Scheme

    For    Against    Management

HENKEL AG & CO. KGAA

 

Ticker:    HEN   Security ID:    D3207M102
Meeting Date:    APR 16, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income and Dividends of EUR 1.83 per Ordinary Share and EUR 1.85 per Preferred Share

    For    For    Management
3  

Approve Discharge of Personally Liable Partner for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Approve Discharge of Shareholders’ Committee for Fiscal Year 2020

    For    For    Management
6  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021

    For    For    Management
7  

Elect James Rowan to the Shareholders’ Committee

    For    For    Management
8  

Approve Remuneration Policy

    For    For    Management
9  

Amend Articles Re: Remuneration of Supervisory Board and Shareholders’ Committee

    For    For    Management
10  

Approve Remuneration of Supervisory Board and Shareholders’ Committee

    For    For    Management
11  

Amend Articles Re: Electronic Participation in the General Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HENNES & MAURITZ AB

 

Ticker:    HM.B   Security ID:    W41422101
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    APR 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3.1  

Designate Jan Andersson as Inspector of Minutes of Meeting

    For    For    Management
3.2  

Designate Anders Oscarsson as Inspector of Minutes of Meeting

    For    For    Management
4  

Prepare and Approve List of Shareholders

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7  

Receive Financial Statements and Statutory Reports

    None    None    Management
8.a  

Accept Financial Statements and Statutory Reports

    For    For    Management
8.b1  

Approve Allocation of Income and Omission of Dividends

    For    For    Management
8.b2  

Approve Omission of Dividends and Sign Up to the Severance Guarantee Fund

    None    Against    Shareholder
8.c1  

Approve Discharge of Board Chairman Karl-Johan Persson

    For    For    Management
8.c2  

Approve Discharge of Board Chairman Stefan Persson, Until May 7, 2020

    For    For    Management
8.c3  

Approve Discharge of Board Member Stina Bergfors

    For    For    Management
8.c4  

Approve Discharge of Board Member Anders Dahlvig

    For    For    Management
8.c5  

Approve Discharge of Board Member Danica Kragic Jensfelt

    For    For    Management
8.c6  

Approve Discharge of Board Member Lena Patriksson Keller

    For    For    Management
8.c7  

Approve Discharge of Board Member Christian Sievert

    For    For    Management
8.c8  

Approve Discharge of Board Member Erica Wiking Hager

    For    For    Management
8.c9  

Approve Discharge of Board Member Niklas Zennstrom

    For    For    Management
8.c10  

Approve Discharge of Board Member Ingrid Godin

    For    For    Management
8.c11  

Approve Discharge of Board Member Alexandra Rosenqvist

    For    For    Management
8.c12  

Approve Discharge of Deputy Board Member Helena Isberg

    For    For    Management
8.c13  

Approve Discharge of Deputy Board Member Margareta Welinder

    For    For    Management
8.c14  

Approve Discharge of CEO Helena Helmersson, From Jan. 30, 2020

    For    For    Management
8.c15  

Approve Discharge of CEO Karl-Johan Persson, Until Jan. 29, 2020

    For    For    Management
9.1  

Determine Number of Members (8) and Deputy Members (0) of Board

    For    For    Management
9.2  

Determine Number of Auditors (1) and Deputy Auditors (0)

    For    For    Management
10.1  

Approve Remuneration of Directors in the Amount of SEK 1.7 Million for Chairman and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
10.2  

Approve Remuneration of Auditors

    For    For    Management
11.1  

Reelect Stina Bergfors as Director

    For    For    Management
11.2  

Reelect Anders Dahlvig as Director

    For    For    Management
11.3  

Reelect Danica Kragic Jensfelt as Director

    For    For    Management
11.4  

Reelect Lena Patriksson Keller as Director

    For    For    Management
11.5  

Reelect Karl-Johan Persson as Director

    For    For    Management
11.6  

Reelect Christian Sievert as Director

    For    Against    Management
11.7  

Reelect Erica Wiking Hager as Director

    For    For    Management
11.8  

Reelect Niklas Zennstrom as Director

    For    For    Management
11.9  

Reelect Karl-Johan Persson as Board Chairman

    For    For    Management
12  

Ratify Deloitte as Auditors

    For    For    Management
13.1  

Elect Karl-Johan Persson, Stefan Persson, Lottie Tham, Jan Andersson and Erik Durhan as Members of Nominating Committee

    For    For    Management
13.2  

Approve Procedures for Nominating Committee

    For    For    Management
14  

Approve Remuneration Report

    For    For    Management
15  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

    For    For    Management
16  

Amend Articles Re: Collecting Proxies and Postal Voting

    For    For    Management
17  

Approve Annual Proxy Vote and Report on Climate Change Policy and Strategies

    None    Against    Shareholder
18  

Disclose Sustainability Targets to be Achieved in Order for Senior Executives to be Paid Variable Remuneration; Report on the Performance of Senior Executives on Sustainability Targets

    None    Against    Shareholder
19  

Close Meeting

    None    None    Management

HERMES INTERNATIONAL SCA

 

Ticker:    RMS   Security ID:    F48051100
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Discharge of General Managers

    For    For    Management
4  

Approve Allocation of Income and Dividends of EUR 4.55 per Share

    For    For    Management
5  

Approve Auditors’ Special Report on Related-Party Transactions

    For    Against    Management
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    Against    Management
7  

Approve Compensation of Corporate Officers

    For    Against    Management
8  

Approve Compensation of Axel Dumas, General Manager

    For    Against    Management
9  

Approve Compensation of Emile Hermes SARL, General Manager

    For    Against    Management
10  

Approve Compensation of Eric de Seynes, Chairman of the Supervisory Board

    For    For    Management
11  

Approve Remuneration Policy of General Managers

    For    Against    Management
12  

Approve Remuneration Policy of Supervisory Board Members

    For    For    Management
13  

Reelect Matthieu Dumas as Supervisory Board Member

    For    Against    Management
14  

Reelect Blaise Guerrand as Supervisory Board Member

    For    Against    Management
15  

Reelect Olympia Guerrand as Supervisory Board Member

    For    Against    Management
16  

Reelect Alexandre Viros as Supervisory Board Member

    For    For    Management
17  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
18  

Authorize Capitalization of Reserves of up to 40 Percent of Issued Capital for Bonus Issue or Increase in Par Value

    For    For    Management
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 40 Percent of Issued Capital

    For    Against    Management
20  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 40 Percent of Issued Capital

    For    Against    Management
21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
22  

Approve Issuance of Equity or Equity-Linked Securities up to 20 Percent of Issued Capital Per Year for Private Placements

    For    Against    Management
23  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    Against    Management
24  

Delegate Powers to the Management Board to Implement Spin-Off Agreements

    For    Against    Management
25  

Delegate Powers to the Management Board to Issue Shares in Connection with Item 24 Above

    For    Against    Management
26  

Amend Articles of Bylaws Re. Change of Corporate Form of Emile Hermes SARL

    For    For    Management
27  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HESS CORPORATION

 

Ticker:    HES   Security ID:    42809H107
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Terrence J. Checki

    For    For    Management
1b  

Elect Director Leonard S. Coleman, Jr.

    For    For    Management
1c  

Elect Director Joaquin Duato

    For    For    Management
1d  

Elect Director John B. Hess

    For    For    Management
1e  

Elect Director Edith E. Holiday

    For    For    Management
1f  

Elect Director Marc S. Lipschultz

    For    For    Management
1g  

Elect Director David McManus

    For    For    Management
1h  

Elect Director Kevin O. Meyers

    For    For    Management
1i  

Elect Director Karyn F. Ovelmen

    For    For    Management
1j  

Elect Director James H. Quigley

    For    For    Management
1k  

Elect Director William G. Schrader

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

HEWLETT PACKARD ENTERPRISE COMPANY

 

Ticker:    HPE   Security ID:    42824C109
Meeting Date:    APR 14, 2021   Meeting Type:    Annual
Record Date:    FEB 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Daniel Ammann

    For    For    Management
1b  

Elect Director Pamela L. Carter

    For    For    Management
1c  

Elect Director Jean M. Hobby

    For    For    Management
1d  

Elect Director George R. Kurtz

    For    For    Management
1e  

Elect Director Raymond J. Lane

    For    For    Management
1f  

Elect Director Ann M. Livermore

    For    For    Management
1g  

Elect Director Antonio F. Neri

    For    For    Management
1h  

Elect Director Charles H. Noski

    For    For    Management
1i  

Elect Director Raymond E. Ozzie

    For    For    Management
1j  

Elect Director Gary M. Reiner

    For    For    Management
1k  

Elect Director Patricia F. Russo

    For    For    Management
1l  

Elect Director Mary Agnes Wilderotter

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
5  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HEXAGON AB

 

Ticker:    HEXA.B   Security ID:    W40063104
Meeting Date:    DEC 01, 2020   Meeting Type:    Special
Record Date:    NOV 23, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5.1  

Designate Johannes Wingborg as Inspector of Minutes of Meeting

    For    For    Management
5.2  

Designate Fredrik Skoglund as Inspector of Minutes of Meeting

    For    For    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7  

Approve Dividends of EUR 0.62 Per Share

    For    For    Management
8  

Approve Performance Share Plan for Key Employees

    For    Against    Management
9  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
10  

Close Meeting

    None    None    Management

HEXAGON AB

 

Ticker:    HEXA.B   Security ID:    W40063104
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    APR 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2  

Prepare and Approve List of Shareholders

    For    For    Management
3  

Approve Agenda of Meeting

    For    For    Management
4.1  

Designate Johannes Wingborg as Inspector of Minutes of Meeting

    For    For    Management
4.2  

Designate Fredrik Skoglund as Inspector of Minutes of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6.a  

Receive Financial Statements and Statutory Reports

    None    None    Management
6.b  

Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management

    None    None    Management
6.c  

Receive the Board’s Dividend Proposal

    None    None    Management
7.a  

Accept Financial Statements and Statutory Reports

    For    For    Management
7.b  

Approve Allocation of Income and Dividends of EUR 0.65 Per Share

    For    For    Management
7.c1  

Approve Discharge of Gun Nilsson

    For    For    Management
7.c2  

Approve Discharge of Marta Schorling Andreen

    For    For    Management
7.c3  

Approve Discharge of John Brandon

    For    For    Management
7.c4  

Approve Discharge of Sofia Schorling Hogberg

    For    For    Management
7.c5  

Approve Discharge of Ulrika Francke

    For    For    Management
7.c6  

Approve Discharge of Henrik Henriksson

    For    For    Management
7.c7  

Approve Discharge of Patrick Soderlund

    For    For    Management
7.c8  

Approve Discharge of President Ola Rollen

    For    For    Management
8  

Determine Number of Members (8) and Deputy Members (0) of Board

    For    For    Management
9.1  

Approve Remuneration of Directors in the Amount of SEK 1.9 Million for Chairman, and SEK 645,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
9.2  

Approve Remuneration of Auditors

    For    For    Management
10.1  

Reelect Marta Schorling Andreen as Director

    For    For    Management
10.2  

Reelect John Brandon as Director

    For    For    Management
10.3  

Reelect Sofia Schorling Hogberg as Director

    For    Against    Management
10.4  

Reelect Ulrika Francke as Director

    For    For    Management
10.5  

Reelect Henrik Henriksson as Director

    For    For    Management
10.6  

Reelect Ola Rollen as Director

    For    For    Management
10.7  

Reelect Gun Nilsson as Director

    For    Against    Management
10.8  

Reelect Patrick Soderlund as Director

    For    For    Management
10.9  

Reelect Gun Nilsson as Board Chairman

    For    Against    Management
10.10  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
11  

Reelect Mikael Ekdahl (Chair), Caroline Forsberg and Anders Oscarsson, and Elect Jan Dworsky as Members of Nominating Committee

    For    For    Management
12  

Approve Remuneration Report

    For    For    Management
13  

Approve Performance Share Plan for Key Employees

    For    Against    Management
14  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
15  

Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights

    For    For    Management
16  

Approve 7:1 Stock Split; Amend Articles Accordingly; Set Minimum (1.4 Billion) and Maximum (5.6 Billion) Number of Shares; Proxies and Postal Voting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HILTON WORLDWIDE HOLDINGS INC.

 

Ticker:    HLT   Security ID:    43300A203
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Christopher J. Nassetta

    For    For    Management
1b  

Elect Director Jonathan D. Gray

    For    For    Management
1c  

Elect Director Charlene T. Begley

    For    For    Management
1d  

Elect Director Chris Carr

    For    For    Management
1e  

Elect Director Melanie L. Healey

    For    For    Management
1f  

Elect Director Raymond E. Mabus, Jr.

    For    For    Management
1g  

Elect Director Judith A. McHale

    For    For    Management
1h  

Elect Director John G. Schreiber

    For    For    Management
1i  

Elect Director Elizabeth A. Smith

    For    For    Management
1j  

Elect Director Douglas M. Steenland

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

HITACHI LTD.

 

Ticker:    6501   Security ID:    J20454112
Meeting Date:    JUL 30, 2020   Meeting Type:    Annual
Record Date:    MAY 28, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ihara, Katsumi

    For    For    Management
1.2  

Elect Director Ravi Venkatesan

    For    For    Management
1.3  

Elect Director Cynthia Carroll

    For    For    Management
1.4  

Elect Director Joe Harlan

    For    For    Management
1.5  

Elect Director George Buckley

    For    For    Management
1.6  

Elect Director Louise Pentland

    For    For    Management
1.7  

Elect Director Mochizuki, Harufumi

    For    For    Management
1.8  

Elect Director Yamamoto, Takatoshi

    For    For    Management
1.9  

Elect Director Yoshihara, Hiroaki

    For    For    Management
1.10  

Elect Director Helmuth Ludwig

    For    For    Management
1.11  

Elect Director Seki, Hideaki

    For    For    Management
1.12  

Elect Director Nakanishi, Hiroaki

    For    For    Management
1.13  

Elect Director Higashihara, Toshiaki

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HITACHI LTD.

 

Ticker:    6501   Security ID:    J20454112
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ihara, Katsumi

    For    For    Management
1.2  

Elect Director Ravi Venkatesan

    For    For    Management
1.3  

Elect Director Cynthia Carroll

    For    For    Management
1.4  

Elect Director Joe Harlan

    For    For    Management
1.5  

Elect Director George Buckley

    For    For    Management
1.6  

Elect Director Louise Pentland

    For    For    Management
1.7  

Elect Director Mochizuki, Harufumi

    For    For    Management
1.8  

Elect Director Yamamoto, Takatoshi

    For    For    Management
1.9  

Elect Director Yoshihara, Hiroaki

    For    For    Management
1.10  

Elect Director Helmuth Ludwig

    For    For    Management
1.11  

Elect Director Kojima, Keiji

    For    For    Management
1.12  

Elect Director Seki, Hideaki

    For    For    Management
1.13  

Elect Director Higashihara, Toshiaki

    For    For    Management

HKT TRUST & HKT LIMITED

 

Ticker:    6823   Security ID:    Y3R29Z107
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAY 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Distribution by HKT Trust and Final Dividend by the Company

    For    For    Management
3a  

Elect Hui Hon Hing, Susanna as Director

    For    For    Management
3b  

Elect Chang Hsin Kang as Director

    For    For    Management
3c  

Elect Sunil Varma as Director

    For    For    Management
3d  

Elect Frances Waikwun Wong as Director

    For    For    Management
3e  

Authorize Board and Trustee-Manager to Fix Remuneration of Directors

    For    For    Management
4  

Approve PricewaterhouseCoopers as Auditor of the HKT Trust, the Company and the Trustee-Manager and Authorize Board and Trustee-Manager to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Terminate Existing Share Stapled Units Option Scheme and Adopt New Share Stapled Units Option Scheme

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HOLOGIC INC.

 

Ticker:    HOLX   Security ID:    436440101
Meeting Date:    MAR 11, 2021   Meeting Type:    Annual
Record Date:    JAN 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Stephen P. MacMillan

    For    For    Management
1b  

Elect Director Sally W. Crawford

    For    For    Management
1c  

Elect Director Charles J. Dockendorff

    For    For    Management
1d  

Elect Director Scott T. Garrett

    For    For    Management
1e  

Elect Director Ludwig N. Hantson

    For    For    Management
1f  

Elect Director Namal Nawana

    For    For    Management
1g  

Elect Director Christiana Stamoulis

    For    For    Management
1h  

Elect Director Amy M. Wendell

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

HON HAI PRECISION INDUSTRY CO., LTD.

 

Ticker:    2317   Security ID:    Y36861105
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Operations Report and Financial Statements

    For    For    Management
2  

Approve Plan on Profit Distribution

    For    For    Management
3  

Approve Release of Restrictions of Competitive Activities of Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HONDA MOTOR CO., LTD.

 

Ticker:    7267   Security ID:    J22302111
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles to Adopt Board Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles

    For    For    Management
2.1  

Elect Director Mikoshiba, Toshiaki

    For    For    Management
2.2  

Elect Director Mibe, Toshihiro

    For    For    Management
2.3  

Elect Director Kuraishi, Seiji

    For    For    Management
2.4  

Elect Director Takeuchi, Kohei

    For    For    Management
2.5  

Elect Director Suzuki, Asako

    For    For    Management
2.6  

Elect Director Suzuki, Masafumi

    For    For    Management
2.7  

Elect Director Sakai, Kunihiko

    For    For    Management
2.8  

Elect Director Kokubu, Fumiya

    For    For    Management
2.9  

Elect Director Ogawa, Yoichiro

    For    For    Management
2.10  

Elect Director Higashi, Kazuhiro

    For    For    Management
2.11  

Elect Director Nagata, Ryoko

    For    For    Management

HONEYWELL INTERNATIONAL INC.

 

Ticker:    HON   Security ID:    438516106
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Darius Adamczyk

    For    For    Management
1B  

Elect Director Duncan B. Angove

    For    For    Management
1C  

Elect Director William S. Ayer

    For    For    Management
1D  

Elect Director Kevin Burke

    For    For    Management
1E  

Elect Director D. Scott Davis

    For    For    Management
1F  

Elect Director Deborah Flint

    For    For    Management
1G  

Elect Director Judd Gregg

    For    For    Management
1H  

Elect Director Grace D. Lieblein

    For    For    Management
1I  

Elect Director Raymond T. Odierno

    For    For    Management
1J  

Elect Director George Paz

    For    For    Management
1K  

Elect Director Robin L. Washington

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditor

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HONG KONG EXCHANGES & CLEARING LTD.

 

Ticker:    388   Security ID:    Y3506N139
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    APR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2a  

Elect Nicholas Charles Allen as Director

    For    For    Management
2b  

Elect Cheung Ming Ming, Anna as Director

    For    For    Management
2c  

Elect Zhang Yichen as Director

    For    For    Management
3  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management

HONGKONG LAND HOLDINGS LTD.

 

Ticker:    H78   Security ID:    G4587L109
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    Against    Management
2  

Approve Final Dividend

    For    For    Management
3  

Re-elect Lord Powell of Bayswater as Director

    For    For    Management
4  

Elect Prijono Sugiarto as Director

    For    For    Management
5  

Re-elect James Watkins as Director

    For    For    Management
6  

Re-elect Percy Weatherall as Director

    For    For    Management
7  

Re-elect John Witt as Director

    For    Abstain    Management
8  

Ratify Auditors and Authorise Their Remuneration

    For    For    Management
9  

Authorise Issue of Equity

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HORMEL FOODS CORPORATION

 

Ticker:    HRL   Security ID:    440452100
Meeting Date:    JAN 26, 2021   Meeting Type:    Annual
Record Date:    NOV 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Prama Bhatt

    For    For    Management
1b  

Elect Director Gary C. Bhojwani

    For    For    Management
1c  

Elect Director Terrell K. Crews

    For    For    Management
1d  

Elect Director Stephen M. Lacy

    For    For    Management
1e  

Elect Director Elsa A. Murano

    For    For    Management
1f  

Elect Director Susan K. Nestegard

    For    For    Management
1g  

Elect Director William A. Newlands

    For    For    Management
1h  

Elect Director Christopher J. Policinski

    For    For    Management
1i  

Elect Director Jose Luis Prado

    For    For    Management
1j  

Elect Director Sally J. Smith

    For    For    Management
1k  

Elect Director James P. Snee

    For    For    Management
1l  

Elect Director Steven A. White

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

HOST HOTELS & RESORTS, INC.

 

Ticker:    HST   Security ID:    44107P104
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Mary L. Baglivo

    For    For    Management
1.2  

Elect Director Richard E. Marriott

    For    For    Management
1.3  

Elect Director Sandeep L. Mathrani

    For    For    Management
1.4  

Elect Director John B. Morse, Jr.

    For    For    Management
1.5  

Elect Director Mary Hogan Preusse

    For    For    Management
1.6  

Elect Director Walter C. Rakowich

    For    For    Management
1.7  

Elect Director James F. Risoleo

    For    For    Management
1.8  

Elect Director Gordon H. Smith

    For    For    Management
1.9  

Elect Director A. William Stein

    For    For    Management
2  

Ratify KPMG LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HOTAI MOTOR CO., LTD.

 

Ticker:    2207   Security ID:    Y37225102
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Operations Report and Financial Statements

    For    For    Management
2  

Approve Plan on Profit Distribution

    For    For    Management
3  

Approve Amendments to Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management
4  

Approve Release of Restrictions of Competitive Activities of Directors

    For    For    Management

HOYA CORP.

 

Ticker:    7741   Security ID:    J22848105
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Uchinaga, Yukako

    For    For    Management
1.2  

Elect Director Urano, Mitsudo

    For    For    Management
1.3  

Elect Director Kaihori, Shuzo

    For    For    Management
1.4  

Elect Director Yoshihara, Hiroaki

    For    For    Management
1.5  

Elect Director Abe, Yasuyuki

    For    For    Management
1.6  

Elect Director Suzuki, Hiroshi

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HP INC.

 

Ticker:   

HPQ

   Security ID:    40434L105
Meeting Date:   

APR 13, 2021

   Meeting Type:    Annual
Record Date:   

FEB 16, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Aida M. Alvarez

    For    For    Management
1b  

Elect Director Shumeet Banerji

    For    For    Management
1c  

Elect Director Robert R. Bennett

    For    For    Management
1d  

Elect Director Charles “Chip” V. Bergh

    For    For    Management
1e  

Elect Director Stacy Brown-Philpot

    For    For    Management
1f  

Elect Director Stephanie A. Burns

    For    For    Management
1g  

Elect Director Mary Anne Citrino

    For    For    Management
1h  

Elect Director Richard L. Clemmer

    For    For    Management
1i  

Elect Director Enrique J. Lores

    For    For    Management
1j  

Elect Director Judith “Jami” Miscik

    For    For    Management
1k  

Elect Director Subra Suresh

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder

HSBC HOLDINGS PLC

 

Ticker:   

HSBA

   Security ID:    G4634U169
Meeting Date:   

MAY 28, 2021

   Meeting Type:    Annual
Record Date:   

MAY 27, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3a  

Elect James Forese as Director

    For    For    Management
3b  

Elect Steven Guggenheimer as Director

    For    For    Management
3c  

Elect Eileen Murray as Director

    For    For    Management
3d  

Re-elect Irene Lee as Director

    For    For    Management
3e  

Re-elect Jose Antonio Meade Kuribrena as Director

    For    For    Management
3f  

Re-elect David Nish as Director

    For    For    Management
3g  

Re-elect Noel Quinn as Director

    For    For    Management
3h  

Re-elect Ewen Stevenson as Director

    For    For    Management
3i  

Re-elect Jackson Tai as Director

    For    For    Management
3j  

Re-elect Mark Tucker as Director

    For    For    Management
3k  

Re-elect Pauline van der Meer Mohr as Director

    For    For    Management
4  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
5  

Authorise the Group Audit Committee to Fix Remuneration of Auditors

    For    For    Management
6  

Authorise EU Political Donations and Expenditure

    For    For    Management
7  

Authorise Issue of Equity

    For    For    Management
8  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
9  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
10  

Authorise Directors to Allot Any Repurchased Shares

    For    For    Management
11  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
12  

Authorise Issue of Equity in Relation to Contingent Convertible Securities

    For    For    Management
13  

Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities

    For    For    Management
14  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
15  

Approve Climate Change Resolution

    For    For    Management
16  

Find an Equitable Solution to the Unfair, Discriminatory but Legal Practice of Enforcing Clawback on Members of the Post 1974 Midland Section Defined Benefit Scheme

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HUATAI SECURITIES CO., LTD.

 

Ticker:   

6886

   Security ID:    Y37426114
Meeting Date:   

FEB 08, 2021

   Meeting Type:    Special
Record Date:   

FEB 01, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Ke Xiang as Director

    For    For    Shareholder
2  

Approve General Mandate for the Domestic and Foreign Debt Financing Instruments

    For    For    Management
3  

Amend Rules and Procedures Regarding General Meetings of Shareholders

    For    For    Management
4  

Approve Restricted Share Incentive Scheme of A Shares (Draft) and Its Summary

    For    Against    Management
5  

Approve Administrative Measures for the Restricted Share Incentive Scheme of A Shares

    For    Against    Management
6  

Approve Administrative Measures for the Implementation and Appraisal of the Restricted Share Incentive Scheme of A Shares

    For    Against    Management
7  

Authorize Board to Handle All Matters in Relation to the Restricted Share Incentive Scheme of A Shares

    For    Against    Management

HUATAI SECURITIES CO., LTD.

 

Ticker:   

6886

   Security ID:    Y37426114
Meeting Date:   

JUN 22, 2021

   Meeting Type:    Annual
Record Date:   

JUN 15, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Work Report of the Board of Directors

    For    For    Management
2  

Approve Work Report of the Supervisory Committee

    For    For    Management
3  

Approve Final Financial Report

    For    For    Management
4  

Approve Annual Report

    For    For    Management
5  

Approve Profit Distribution Plan

    For    For    Management
6.1  

Approve Ordinary Related-Party Transactions with Jiangsu Guoxin Investment Group Limited and Its Related Companies

    For    For    Management
6.2  

Approve Ordinary Related-Party Transactions with Jiangsu Communications Holding Co., Ltd. and Its Related Companies

    For    For    Management
6.3  

Approve Ordinary Related-Party Transactions with Govtor Capital Group Co., Ltd. and Its Related Companies

    For    For    Management
6.4  

Approve Ordinary Related-Party Transactions with Other Related Parties

    For    For    Management
7  

Approve Estimated Investment Amount for Proprietary Business

    For    For    Management
8  

Approve KPMG Huazhen LLP as Auditor for Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration

    For    For    Management
9  

Elect Au King-chi as Director

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HUAZHU GROUP LIMITED

 

Ticker:   

1179

   Security ID:    44332N106
Meeting Date:   

DEC 23, 2020

   Meeting Type:    Annual
Record Date:   

NOV 18, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
2  

Amend Articles of Association

    For    For    Management
3  

Elect Lei Cao and Theng Fong Hee as Directors

    For    Against    Management
4  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

HUAZHU GROUP LIMITED

 

Ticker:   

1179

   Security ID:    44332N106
Meeting Date:   

JUN 25, 2021

   Meeting Type:    Annual
Record Date:   

MAY 17, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
2  

Approve Share Sub-Division

    For    For    Management
3  

Amend Articles of Association

    For    For    Management
4  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HUBSPOT, INC.

 

Ticker:   

HUBS

   Security ID:    443573100
Meeting Date:   

JUN 03, 2021

   Meeting Type:    Annual
Record Date:   

APR 08, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Brian Halligan

    For    Against    Management
1b  

Elect Director Ron Gill

    For    Against    Management
1c  

Elect Director Jill Ward

    For    Against    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

HUMANA INC.

 

Ticker:   

HUM

   Security ID:    444859102
Meeting Date:   

APR 22, 2021

   Meeting Type:    Annual
Record Date:   

FEB 22, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kurt J. Hilzinger

    For    For    Management
1b  

Elect Director Raquel C. Bono

    For    For    Management
1c  

Elect Director Bruce D. Broussard

    For    For    Management
1d  

Elect Director Frank A. D’Amelio

    For    For    Management
1e  

Elect Director Wayne A. I. Frederick

    For    For    Management
1f  

Elect Director John W. Garratt

    For    For    Management
1g  

Elect Director David A. Jones, Jr.

    For    For    Management
1h  

Elect Director Karen W. Katz

    For    For    Management
1i  

Elect Director Marcy S. Klevorn

    For    For    Management
1j  

Elect Director William J. McDonald

    For    For    Management
1k  

Elect Director Jorge S. Mesquita

    For    For    Management
1l  

Elect Director James J. O’Brien

    For    For    Management
1m  

Elect Director Marissa T. Peterson

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HUNTINGTON BANCSHARES INCORPORATED

 

Ticker:   

HBAN

   Security ID:    446150104
Meeting Date:   

MAR 25, 2021

   Meeting Type:    Special
Record Date:   

FEB 11, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Issue Shares in Connection with Merger

    For    For    Management
2  

Increase Authorized Common Stock

    For    For    Management
3  

Adjourn Meeting

    For    For    Management

HUNTINGTON BANCSHARES INCORPORATED

 

Ticker:   

HBAN

   Security ID:    446150104
Meeting Date:   

APR 21, 2021

   Meeting Type:    Annual
Record Date:   

FEB 17, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Lizabeth Ardisana

    For    For    Management
1.2  

Elect Director Alanna Y. Cotton

    For    For    Management
1.3  

Elect Director Ann B. (Tanny) Crane

    For    For    Management
1.4  

Elect Director Robert S. Cubbin

    For    For    Management
1.5  

Elect Director Steven G. Elliott

    For    For    Management
1.6  

Elect Director Gina D. France

    For    For    Management
1.7  

Elect Director J. Michael Hochschwender

    For    For    Management
1.8  

Elect Director John C. (Chris) Inglis

    For    For    Management
1.9  

Elect Director Katherine M. A. (Allie) Kline

    For    For    Management
1.10  

Elect Director Richard W. Neu

    For    For    Management
1.11  

Elect Director Kenneth J. Phelan

    For    For    Management
1.12  

Elect Director David L. Porteous

    For    For    Management
1.13  

Elect Director Stephen D. Steinour

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HYDRO ONE LIMITED

 

Ticker:    H   Security ID:    448811208
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Cherie Brant

    For    For    Management
1B  

Elect Director Blair Cowper-Smith

    For    For    Management
1C  

Elect Director David Hay

    For    For    Management
1D  

Elect Director Timothy Hodgson

    For    For    Management
1E  

Elect Director Jessica McDonald

    For    For    Management
1F  

Elect Director Stacey Mowbray

    For    For    Management
1G  

Elect Director Mark Poweska

    For    For    Management
1H  

Elect Director Russel Robertson

    For    For    Management
1I  

Elect Director William Sheffield

    For    For    Management
1J  

Elect Director Melissa Sonberg

    For    For    Management
1K  

Elect Director Susan Wolburgh Jenah

    For    For    Management
2  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

HYUNDAI MOBIS CO., LTD.

 

Ticker:   

012330

   Security ID:    Y3849A109
Meeting Date:   

MAR 24, 2021

   Meeting Type:    Annual
Record Date:   

DEC 31, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements

    For    For    Management
2  

Approve Appropriation of Income

    For    For    Management
3.1  

Elect Kim Dae Soo as Outside Director

    For    For    Management
3.2  

Elect Cho Sung Hwan as Inside Director

    For    For    Management
3.3  

Elect Bae Hyungkeun as Inside Director

    For    For    Management
3.4  

Elect Ko Young-seok as Inside Director

    For    For    Management
4  

Elect Kim Dae Soo as a Member of Audit Committee

    For    For    Management
5  

Elect Kang Jin-ah as Outside Director to Serve as an Audit Committee Member

    For    For    Management
6.1  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management
6.2  

Approve Terms of Retirement Pay

    For    For    Management
7  

Amend Articles of Incorporation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HYUNDAI MOTOR CO., LTD.

 

Ticker:    005380   Security ID:    Y38472109
Meeting Date:    MAR 24, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2.1  

Amend Articles of Incorporation (Change in Committee Name)

    For    For    Management
2.2  

Amend Articles of Incorporation (Establishment of Safety and Health Plans)

    For    For    Management
2.3  

Amend Articles of Incorporation (Bylaws)

    For    For    Management
3.1  

Elect Sim Dal-hun as Outside Director

    For    For    Management
3.2.1  

Elect Ha Eon-tae as Inside Director

    For    For    Management
3.2.2  

Elect Jang Jae-hun as Inside Director

    For    For    Management
3.2.3  

Elect Seo Gang-hyeon as Inside Director

    For    For    Management
4  

Elect Lee Ji-yoon as Outside Director to Serve as an Audit Committee Member

    For    For    Management
5  

Elect Sim Dal-hun as a Member of Audit Committee

    For    For    Management
6  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

IAC/INTERACTIVECORP

 

Ticker:    IAC   Security ID:    44891N109
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    APR 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Spin-Off Agreement

    For    For    Management
2  

Approve the Corporate Opportunities Charter Amendment

    For    Against    Management
3  

Adjourn Meeting

    For    Against    Management
4a  

Elect Director Chelsea Clinton

    For    For    Management
4b  

Elect Director Barry Diller

    For    For    Management
4c  

Elect Director Michael D. Eisner

    For    For    Management
4d  

Elect Director Bonnie S. Hammer

    For    For    Management
4e  

Elect Director Victor A. Kaufman

    For    For    Management
4f  

Elect Director Joseph Levin

    For    For    Management
4g  

Elect Director Bryan Lourd

    For    For    Management
4h  

Elect Director Westley Moore

    For    For    Management
4i  

Elect Director David Rosenblatt

    For    For    Management
4j  

Elect Director Alan G. Spoon

    For    For    Management
4k  

Elect Director Alexander von Furstenberg

    For    For    Management
4l  

Elect Director Richard F. Zannino

    For    For    Management
5  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
7  

Advisory Vote on Say on Pay Frequency Years

    Three    One Year    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

IBERDROLA SA

 

Ticker:    IBE   Security ID:    E6165F166
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    JUN 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Consolidated and Standalone Financial Statements

    For    For    Management
2  

Approve Consolidated and Standalone Management Reports

    For    For    Management
3  

Approve Non-Financial Information Statement

    For    For    Management
4  

Approve Discharge of Board

    For    For    Management
5  

Amend Articles Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements

    For    For    Management
6  

Amend Article 10 to Reflect Changes in Capital

    For    For    Management
7  

Amend Articles Re: New Regulations Regarding Long-Term Involvement of Shareholders

    For    For    Management
8  

Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
9  

Amend Article 32 Re: Climate Action Plan

    For    For    Management
10  

Amend Articles Re: Meetings of Board of Directors and its Committees

    For    For    Management
11  

Amend Articles Re: Annual Financial and Non-Financial Information

    For    For    Management
12  

Amend Articles Re: Technical Improvements

    For    For    Management
13  

Amend Articles of General Meeting Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements

    For    For    Management
14  

Amend Articles of General Meeting Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders

    For    For    Management
15  

Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
16  

Approve Remuneration Policy

    For    For    Management
17  

Approve Allocation of Income and Dividends

    For    For    Management
18  

Approve Scrip Dividends

    For    For    Management
19  

Approve Scrip Dividends

    For    For    Management
20  

Reelect Juan Manuel Gonzalez Serna as Director

    For    For    Management
21  

Reelect Francisco Martinez Corcoles as Director

    For    For    Management
22  

Ratify Appointment of and Elect Angel Jesus Acebes Paniagua as Director

    For    For    Management
23  

Fix Number of Directors at 14

    For    For    Management
24  

Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion

    For    For    Management
25  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management
26  

Advisory Vote on Remuneration Report

    For    For    Management
27  

Advisory Vote on Company’s Climate Action Plan

    For    For    Management

IDEX CORPORATION

 

Ticker:    IEX   Security ID:    45167R104
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director William M. Cook

    For    For    Management
1b  

Elect Director Mark A. Buthman

    For    For    Management
1c  

Elect Director Lakecia N. Gunter

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

IDEXX LABORATORIES, INC.

 

Ticker:    IDXX   Security ID:    45168D104
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Bruce L. Claflin

    For    For    Management
1b  

Elect Director Asha S. Collins

    For    For    Management
1c  

Elect Director Daniel M. Junius

    For    For    Management
1d  

Elect Director Sam Samad

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

IHS MARKIT LTD.

 

Ticker:    INFO   Security ID:    G47567105
Meeting Date:    MAR 11, 2021   Meeting Type:    Special
Record Date:    JAN 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    For    Management
2  

Advisory Vote on Golden Parachutes

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

IHS MARKIT LTD.

 

Ticker:    INFO   Security ID:    G47567105
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Lance Uggla

    For    For    Management
1b  

Elect Director John Browne

    For    For    Management
1c  

Elect Director Dinyar S. Devitre

    For    For    Management
1d  

Elect Director Ruann F. Ernst

    For    For    Management
1e  

Elect Director Jacques Esculier

    For    For    Management
1f  

Elect Director Gay Huey Evans

    For    For    Management
1g  

Elect Director William E. Ford

    For    For    Management
1h  

Elect Director Nicoletta Giadrossi

    For    For    Management
1i  

Elect Director Robert P. Kelly

    For    For    Management
1j  

Elect Director Deborah Doyle McWhinney

    For    For    Management
1k  

Elect Director Jean-Paul L. Montupet

    For    For    Management
1l  

Elect Director Deborah K. Orida

    For    For    Management
1m  

Elect Director James A. Rosenthal

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management

IIDA GROUP HOLDINGS CO., LTD.

 

Ticker:    3291   Security ID:    J23426109
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 43

    For    For    Management
2  

Amend Articles to Amend Provisions on Director Titles

    For    For    Management
3.1  

Elect Director Mori, Kazuhiko

    For    For    Management
3.2  

Elect Director Nishikawa, Yoichi

    For    For    Management
3.3  

Elect Director Kanei, Masashi

    For    For    Management
3.4  

Elect Director Nishino, Hiroshi

    For    For    Management
3.5  

Elect Director Horiguchi, Tadayoshi

    For    For    Management
3.6  

Elect Director Yamamoto, Shigeo

    For    For    Management
3.7  

Elect Director Hisabayashi, Yoshinari

    For    For    Management
3.8  

Elect Director Matsubayashi, Shigeyuki

    For    For    Management
3.9  

Elect Director Kodera, Kazuhiro

    For    For    Management
3.10  

Elect Director Chiba, Yujiro

    For    For    Management
3.11  

Elect Director Sasaki, Toshihiko

    For    For    Management
3.12  

Elect Director Hasegawa, Eiichi

    For    For    Management
4.1  

Appoint Statutory Auditor Ishimaru, Ikuko

    For    For    Management
4.2  

Appoint Statutory Auditor Tanaka, Chikara

    For    For    Management
4.3  

Appoint Statutory Auditor Fujita, Koji

    For    For    Management
4.4  

Appoint Statutory Auditor Shimazaki, Makoto

    For    For    Management
5  

Appoint Alternate Statutory Auditor Sasaki, Shinichi

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ILLINOIS TOOL WORKS INC.

 

Ticker:    ITW   Security ID:    452308109
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Daniel J. Brutto

    For    For    Management
1b  

Elect Director Susan Crown

    For    For    Management
1c  

Elect Director Darrell L. Ford

    For    For    Management
1d  

Elect Director James W. Griffith

    For    For    Management
1e  

Elect Director Jay L. Henderson

    For    For    Management
1f  

Elect Director Richard H. Lenny

    For    For    Management
1g  

Elect Director E. Scott Santi

    For    For    Management
1h  

Elect Director David B. Smith, Jr.

    For    For    Management
1i  

Elect Director Pamela B. Strobel

    For    For    Management
1j  

Elect Director Anre D. Williams

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ILLUMINA, INC.

 

Ticker:    ILMN   Security ID:    452327109
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Caroline D. Dorsa

    For    For    Management
1B  

Elect Director Robert S. Epstein

    For    For    Management
1C  

Elect Director Scott Gottlieb

    For    For    Management
1D  

Elect Director Gary S. Guthart

    For    For    Management
1E  

Elect Director Philip W. Schiller

    For    For    Management
1F  

Elect Director John W. Thompson

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

IMPALA PLATINUM HOLDINGS LTD.

 

Ticker:    IMP   Security ID:    S37840113
Meeting Date:    OCT 14, 2020   Meeting Type:    Special
Record Date:    OCT 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Memorandum of Incorporation

    For    For    Management
2  

Authorise Specific Repurchase of Shares from the Odd-lot Holders

    For    For    Management
1  

Authorise Implementation of the Odd-lot Offer

    For    For    Management
2  

Authorise Ratification of Approved Resolutions

    For    For    Management

IMPALA PLATINUM HOLDINGS LTD.

 

Ticker:    IMP   Security ID:    S37840113
Meeting Date:    OCT 26, 2020   Meeting Type:    Annual
Record Date:    OCT 16, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Reappoint Deloitte as Auditors of the Company

    For    For    Management
2.1  

Re-elect Dawn Earp as Director

    For    For    Management
2.2  

Re-elect Sydney Mufamadi as Director

    For    For    Management
2.3  

Re-elect Babalwa Ngonyama as Director

    For    For    Management
2.4  

Elect Thandi Orleyn as Director

    For    For    Management
2.5  

Re-elect Preston Speckmann as Director

    For    For    Management
2.6  

Re-elect Bernard Swanepoel as Director

    For    For    Management
3.1  

Re-elect Dawn Earp as Member of the Audit Committee

    For    For    Management
3.2  

Re-elect Peter Davey as Member of the Audit Committee

    For    For    Management
3.3  

Re-elect Preston Speckmann as Member of the Audit Committee

    For    For    Management
4  

Approve Remuneration Policy

    For    For    Management
5  

Approve Remuneration Implementation Report

    For    For    Management
6  

Authorise Board to Issue Shares for Cash

    For    For    Management
1.1  

Approve Fees of the Chairperson of the Board

    For    For    Management
1.2  

Approve Fees of the Lead Independent Director

    For    For    Management
1.3  

Approve Fees of the Non-executive Directors

    For    For    Management
1.4  

Approve Fees of the Audit Committee Chairperson

    For    For    Management
1.5  

Approve Fees of the Audit Committee Member

    For    For    Management
1.6  

Approve Fees of the Social, Transformation and Remuneration Committee Chairperson

    For    For    Management
1.7  

Approve Fees of the Social, Transformation and Remuneration Committee Member

    For    For    Management
1.8  

Approve Fees of the Nominations, Governance and Ethics Committee Chairperson

    For    For    Management
1.9  

Approve Fees of the Nominations, Governance and Ethics Committee Member

    For    For    Management
1.10  

Approve Fees of the Health, Safety, Environment and Risk Committee Chairperson

    For    For    Management
1.11  

Approve Fees of the Health, Safety, Environment and Risk Committee Member

    For    For    Management
1.12  

Approve Fees of the Capital Allocation and Investment Committee Chairperson

    For    For    Management
1.13  

Approve Fees of the Capital Allocation and Investment Committee Member

    For    For    Management
1.14  

Approve Fees for Ad Hoc Meetings

    For    For    Management
2  

Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act

    For    For    Management
3  

Authorise Repurchase of Issued Share Capital

    For    For    Management
4  

Amend Memorandum of Incorporation

    For    For    Management
5  

Authorise Specific Repurchase of Shares from Gazelle Platinum Limited

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

IMPERIAL BRANDS PLC

 

Ticker:    IMB   Security ID:    G4720C107
Meeting Date:    FEB 03, 2021   Meeting Type:    Annual
Record Date:    FEB 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    Against    Management
3  

Approve Remuneration Policy

    For    For    Management
4  

Approve International Sharesave Plan

    For    For    Management
5  

Approve Long Term Incentive Plan

    For    For    Management
6  

Approve Deferred Share Bonus Plan

    For    For    Management
7  

Approve Final Dividend

    For    For    Management
8  

Elect Stefan Bomhard as Director

    For    For    Management
9  

Re-elect Susan Clark as Director

    For    For    Management
10  

Re-elect Therese Esperdy as Director

    For    For    Management
11  

Elect Alan Johnson as Director

    For    For    Management
12  

Elect Robert Kunze-Concewitz as Director

    For    For    Management
13  

Re-elect Simon Langelier as Director

    For    For    Management
14  

Elect Pierre-Jean Sivignon as Director

    For    For    Management
15  

Re-elect Steven Stanbrook as Director

    For    For    Management
16  

Re-elect Jonathan Stanton as Director

    For    For    Management
17  

Re-elect Oliver Tant as Director

    For    For    Management
18  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
19  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
20  

Authorise EU Political Donations and Expenditure

    For    For    Management
21  

Authorise Issue of Equity

    For    For    Management
22  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
23  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

INCYTE CORPORATION

 

Ticker:    INCY   Security ID:    45337C102
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Julian C. Baker

    For    For    Management
1.2  

Elect Director Jean-Jacques Bienaime

    For    For    Management
1.3  

Elect Director Paul J. Clancy

    For    For    Management
1.4  

Elect Director Wendy L. Dixon

    For    For    Management
1.5  

Elect Director Jacqualyn A. Fouse

    For    For    Management
1.6  

Elect Director Edmund P. Harrigan

    For    For    Management
1.7  

Elect Director Katherine A. High

    For    For    Management
1.8  

Elect Director Herve Hoppenot

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INDUSTRIA DE DISENO TEXTIL SA

 

Ticker:

    ITX   Security ID:    E6282J125
Meeting Date:    JUL 14, 2020   Meeting Type:    Annual
Record Date:    JUL 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Standalone Financial Statements

    For    For    Management
2  

Approve Consolidated Financial Statements and Discharge of Board

    For    For    Management
3  

Approve Non-Financial Information Statement

    For    For    Management
4  

Approve Allocation of Income

    For    For    Management
5  

Approve Dividends Charged Against Unrestricted Reserves

    For    For    Management
6.a  

Reelect Pontegadea Inversiones SL as Director

    For    For    Management
6.b  

Reelect Denise Patricia Kingsmill as Director

    For    For    Management
6.c  

Ratify Appointment of and Elect Anne Lange as Director

    For    For    Management
7  

Renew Appointment of Deloitte as Auditor

    For    For    Management
8.a  

Amend Articles Re: Remote Attendance to General Meetings

    For    For    Management
8.b  

Approve Restated Articles of Association

    For    For    Management
9.a  

Amend Article 6 of General Meeting Regulations Re: Competences of General Meetings

    For    For    Management
9.b  

Amend Articles of General Meeting Regulations Re: Remote Attendance

    For    For    Management
9.c  

Approve Restated General Meeting Regulations

    For    For    Management
10  

Advisory Vote on Remuneration Report

    For    For    Management
11  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management
12  

Receive Amendments to Board of Directors Regulations

    None    None    Management

INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED

 

Ticker:    1398   Security ID:    Y3990B112
Meeting Date:    NOV 26, 2020   Meeting Type:    Special
Record Date:    OCT 23, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve 2021-2023 Capital Planning of ICBC

    For    For    Management
2  

Approve Issuance of Undated Additional Tier 1 Capital Bonds

    For    For    Management
3  

Approve Payment Plan of Remuneration to Directors for 2019

    For    For    Management
4  

Approve Payment Plan of Remuneration to Supervisors for 2019

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED

 

Ticker:    1398   Security ID:    Y3990B112
Meeting Date:    JUN 21, 2021   Meeting Type:    Annual
Record Date:    MAY 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Work Report of the Board of Directors

    For    For    Management
2  

Approve Work Report of the Board of Supervisors

    For    For    Management
3  

Approve Audited Accounts

    For    For    Management
4  

Approve Profit Distribution Plan

    For    For    Management
5  

Approve Fixed Asset Investment Budget

    For    For    Management
6  

Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic External Auditors and Deloitte Touche Tohmatsu as International External Auditor

    For    For    Management
7  

Approve Application for Authorization Limit for Special Donations for Poverty Alleviation

    For    For    Management
8  

Elect Chen Yifang as Director

    For    For    Management
9  

Approve Issuance of Eligible Tier 2 Capital Instruments

    For    For    Management
10  

Approve Extension of Validity Period of Undated Capital Bonds

    For    Against    Management
11  

Approve Donation of Materials for Epidemic Prevention and Control in 2020

    For    For    Management

INFINEON TECHNOLOGIES AG

 

Ticker:    IFX   Security ID:    D35415104
Meeting Date:    FEB 25, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.22 per Share

    For    For    Management
3.1  

Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020

    For    For    Management
3.2  

Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020

    For    For    Management
3.3  

Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020

    For    For    Management
3.4  

Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020

    For    For    Management
4.1  

Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020

    For    For    Management
4.2  

Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020

    For    For    Management
4.3  

Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020

    For    For    Management
4.4  

Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020

    For    For    Management
4.5  

Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020

    For    For    Management
4.6  

Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020

    For    For    Management
4.7  

Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020

    For    For    Management
4.8  

Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020

    For    For    Management
4.9  

Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020

    For    For    Management
4.10  

Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020

    For    For    Management
4.11  

Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020

    For    For    Management
4.12  

Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020

    For    For    Management
4.13  

Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020

    For    For    Management
4.14  

Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020

    For    For    Management
4.15  

Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020

    For    For    Management
4.16  

Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020

    For    For    Management
4.17  

Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020

    For    For    Management
4.18  

Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020

    For    For    Management
4.19  

Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020

    For    For    Management
4.20  

Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020

    For    For    Management
4.21  

Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020

    For    For    Management
5  

Ratify KPMG AG as Auditors for Fiscal 2021

    For    For    Management
6  

Approve Remuneration Policy

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management
8  

Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan

    For    For    Management
9  

Amend Articles Re: Information for Registration in the Share Register

    For    For    Management
10  

Amend Articles Re: Supervisory Board’s Rules of Procedure

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INFORMA PLC

 

Ticker:    INF   Security ID:    G4770L106
Meeting Date:    DEC 23, 2020   Meeting Type:    Special
Record Date:    DEC 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Remuneration Policy

    For    Against    Management
2  

Adopt the Informa Equity Revitalisation Plan

    For    Against    Management

INFORMA PLC

 

Ticker:    INF   Security ID:    G4770L106
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    JUN 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Re-elect John Rishton as Director

    For    For    Management
2  

Re-elect Stephen Carter as Director

    For    For    Management
3  

Re-elect Stephen Davidson as Director

    For    Against    Management
4  

Re-elect David Flaschen as Director

    For    For    Management
5  

Re-elect Mary McDowell as Director

    For    For    Management
6  

Elect Patrick Martell as Director

    For    For    Management
7  

Re-elect Helen Owers as Director

    For    For    Management
8  

Re-elect Gill Whitehead as Director

    For    For    Management
9  

Re-elect Gareth Wright as Director

    For    For    Management
10  

Accept Financial Statements and Statutory Reports

    For    For    Management
11  

Approve Remuneration Report

    For    Against    Management
12  

Reappoint Deloitte LLP as Auditors

    For    For    Management
13  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
14  

Authorise UK Political Donations and Expenditure

    For    For    Management
15  

Authorise Issue of Equity

    For    For    Management
16  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
17  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
18  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INFOSYS LIMITED

 

Ticker:    500209   Security ID:    456788108
Meeting Date:    JUN 19, 2021   Meeting Type:    Annual
Record Date:    MAY 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Reelect U.B. Pravin Rao as Director

    For    For    Management
4  

Approve Buyback of Equity Shares

    For    For    Management
5  

Reelect Michael Gibbs as Director

    For    For    Management
6  

Elect Bobby Parikh as Director

    For    For    Management
7  

Elect Chitra Nayak as Director

    For    For    Management
8  

Approve Changing the Terms of Remuneration of U.B. Pravin Rao as Chief Operating Officer and Whole-time Director

    For    For    Management

ING GROEP NV

 

Ticker:    INGA   Security ID:    N4578E595
Meeting Date:    APR 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2A  

Receive Report of Executive Board (Non-Voting)

    None    None    Management
2B  

Receive Announcements on Sustainability

    None    None    Management
2C  

Receive Report of Supervisory Board (Non-Voting)

    None    None    Management
2D  

Approve Remuneration Report

    For    For    Management
2E  

Adopt Financial Statements and Statutory Reports

    For    For    Management
3A  

Receive Explanation on Profit Retention and Distribution Policy

    None    None    Management
3B  

Approve Dividends of EUR 0.12 Per Share

    For    For    Management
4A  

Approve Discharge of Executive Board

    For    For    Management
4B  

Approve Discharge of Supervisory Board

    For    For    Management
5  

Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration

    For    For    Management
6  

Amend Articles Re: Implementation of the Dutch Management and Supervision of Legal Entities Act

    For    For    Management
7A  

Reelect Steven van Rijswijk to Executive Board

    For    For    Management
7B  

Elect Ljiljana Cortan to Executive Board

    For    For    Management
8A  

Reelect Hans Wijers to Supervisory Board

    For    For    Management
8B  

Reelect Margarete Haase to Supervisory Board

    For    For    Management
8C  

Elect Lodewijk Hijmans van den Bergh to Supervisory Board

    For    For    Management
9A  

Grant Board Authority to Issue Shares

    For    For    Management
9B  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

    For    For    Management
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INGERSOLL RAND INC.

 

Ticker:    IR   Security ID:    45687V106
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Declassify the Board of Directors

    For    For    Management
2  

Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation

    For    For    Management
3  

Eliminate Supermajority Vote Requirement to Amend Bylaws

    For    For    Management
4  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
6a.1  

Elect Director Peter M. Stavros

    For    For    Management
6a.2  

Elect Director Kirk E. Arnold

    For    For    Management
6a.3  

Elect Director Elizabeth Centoni

    For    For    Management
6a.4  

Elect Director William P. Donnelly

    For    For    Management
6a.5  

Elect Director Gary D. Forsee

    For    For    Management
6a.6  

Elect Director John Humphrey

    For    For    Management
6a.7  

Elect Director Marc E. Jones

    For    For    Management
6a.8  

Elect Director Vicente Reynal

    For    For    Management
6a.9  

Elect Director Joshua T. Weisenbeck

    For    For    Management
6a.10  

Elect Director Tony L. White

    For   

For

    Management
6b.11  

Elect Director Peter M. Stavros

    For   

For

    Management
6b.12  

Elect Director Elizabeth Centoni

    For   

For

    Management
6b.13  

Elect Director Gary D. Forsee

    For   

For

    Management
6b.14  

Elect Director Tony L. White

    For   

For

    Management

INNOVENT BIOLOGICS, INC.

 

Ticker:    1801   Security ID:    G4818G101
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    JUN 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2.1  

Elect Shuyun Chen as Director

    For    For    Management
2.2  

Elect Kaixian Chen as Director

    For    For    Management
3  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Authorize Repurchase of Issued Share Capital

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INNOVENT BIOLOGICS, INC.

 

Ticker:    1801   Security ID:    G4818G101
Meeting Date:    JUN 24, 2021   Meeting Type:    Extraordinary Shareholders
Record Date:    JUN 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Approve Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan

    For    Against    Management
1b  

Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan

    For    Against    Management
2a  

Approve Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan

    For    Against    Management
2b  

Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan

    For    Against    Management
3a  

Approve Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan

    For    Against    Management
3b  

Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan

    For    Against    Management
4a  

Approve Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan

    For    Against    Management
4b  

Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan

    For    Against    Management
5a  

Approve Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan

    For    Against    Management
5b  

Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan

    For    Against    Management

INSULET CORPORATION

 

Ticker:    PODD   Security ID:    45784P101
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Wayne A. I. Frederick

    For    For    Management
1.2  

Elect Director Shacey Petrovic

    For    For    Management
1.3  

Elect Director Timothy J. Scannell

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Grant Thornton LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INSURANCE AUSTRALIA GROUP LTD.

 

Ticker:    IAG   Security ID:    Q49361100
Meeting Date:    OCT 23, 2020   Meeting Type:    Annual
Record Date:    OCT 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Remuneration Report

    For    For    Management
2  

Elect Simon Allen as Director

    For    For    Management
3  

Elect Duncan Boyle as Director

    For    For    Management
4  

Elect Sheila McGregor as Director

    For    For    Management
5  

Elect Jonathan Nicholson as Director

    For    For    Management
6  

Adopt New Constitution

    For    For    Management
7  

Approve Proportional Takeover Provisions

    For    For    Management
8  

Approve the Amendments to the Company’s Constitution

    Against    Against    Shareholder
9  

Approve IAG World Heritage Policy

    Against    Against    Shareholder
10  

Approve Relationship with Industry Associations

    Against    Against    Shareholder
11  

Approve Issuance of Executive Performance Rights to Nicholas Hawkins

    For    For    Management

INTACT FINANCIAL CORPORATION

 

Ticker:    IFC   Security ID:    45823T106
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual/Special
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Charles Brindamour

    For    For    Management
1.2  

Elect Director Janet De Silva

    For    For    Management
1.3  

Elect Director Claude Dussault

    For    For    Management
1.4  

Elect Director Jane E. Kinney

    For    For    Management
1.5  

Elect Director Robert G. Leary

    For    For    Management
1.6  

Elect Director Sylvie Paquette

    For    For    Management
1.7  

Elect Director Timothy H. Penner

    For    For    Management
1.8  

Elect Director Stuart J. Russell

    For    For    Management
1.9  

Elect Director Indira V. Samarasekera

    For    For    Management
1.10  

Elect Director Frederick Singer

    For    For    Management
1.11  

Elect Director Carolyn A. Wilkins

    For    For    Management
1.12  

Elect Director William L. Young

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Allow Board to Appoint Additional Directors Up to a Maximum of One Third of the Number of Directors Elected at the Previous Meeting

    For    For    Management
4  

Advisory Vote on Executive Compensation Approach

    For    For    Management
5  

Approve Stock Option Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INTEL CORPORATION

 

Ticker:    INTC   Security ID:    458140100
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Patrick P. Gelsinger

    For    For    Management
1b  

Elect Director James J. Goetz

    For    For    Management
1c  

Elect Director Alyssa Henry

    For    For    Management
1d  

Elect Director Omar Ishrak

    For    For    Management
1e  

Elect Director Risa Lavizzo-Mourey

    For    For    Management
1f  

Elect Director Tsu-Jae King Liu

    For    For    Management
1g  

Elect Director Gregory D. Smith

    For    For    Management
1h  

Elect Director Dion J. Weisler

    For    For    Management
1i  

Elect Director Frank D. Yeary

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Provide Right to Act by Written Consent

    For    Against    Shareholder
5  

Report on Global Median Gender/Racial Pay Gap

    Against    Against    Shareholder
6  

Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture

    Against    Against    Shareholder

INTERCONTINENTAL EXCHANGE, INC.

 

Ticker:    ICE   Security ID:    45866F104
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sharon Y. Bowen

    For    For    Management
1b  

Elect Director Shantella E. Cooper

    For    For    Management
1c  

Elect Director Charles R. Crisp

    For    For    Management
1d  

Elect Director Duriya M. Farooqui

    For    For    Management
1e  

Elect Director The Right Hon. the Lord Hague of Richmond

    For    For    Management
1f  

Elect Director Mark F. Mulhern

    For    For    Management
1g  

Elect Director Thomas E. Noonan

    For    For    Management
1h  

Elect Director Frederic V. Salerno

    For    For    Management
1i  

Elect Director Caroline L. Silver

    For    For    Management
1j  

Elect Director Jeffrey C. Sprecher

    For    For    Management
1k  

Elect Director Judith A. Sprieser

    For    For    Management
1l  

Elect Director Vincent Tese

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Adopt Simple Majority Vote

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INTERCONTINENTAL HOTELS GROUP PLC

 

Ticker:    IHG   Security ID:    G4804L163
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAY 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3a  

Elect Graham Allan as Director

    For    For    Management
3b  

Elect Richard Anderson as Director

    For    For    Management
3c  

Elect Daniela Barone Soares as Director

    For    For    Management
3d  

Elect Duriya Farooqui as Director

    For    For    Management
3e  

Elect Sharon Rothstein as Director

    For    For    Management
3f  

Re-elect Keith Barr as Director

    For    For    Management
3g  

Re-elect Patrick Cescau as Director

    For    For    Management
3h  

Re-elect Arthur de Haast as Director

    For    For    Management
3i  

Re-elect Ian Dyson as Director

    For    For    Management
3j  

Re-elect Paul Edgecliffe-Johnson as Director

    For    For    Management
3k  

Re-elect Jo Harlow as Director

    For    For    Management
3l  

Re-elect Elie Maalouf as Director

    For    For    Management
3m  

Re-elect Jill McDonald as Director

    For    For    Management
3n  

Re-elect Dale Morrison as Director

    For    For    Management
4  

Appoint Pricewaterhouse Coopers LLP as Auditors

    For    For    Management
5  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
6  

Authorise UK Political Donations and Expenditure

    For    For    Management
7  

Amend the Borrowing Limit Under the Company’s Articles of Association

    For    For    Management
8  

Authorise Issue of Equity

    For    For    Management
9  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
10  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
11  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
12  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

INTERNATIONAL BUSINESS MACHINES CORPORATION

 

Ticker:    IBM   Security ID:    459200101
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Thomas Buberl

    For    For    Management
1b  

Elect Director Michael L. Eskew

    For    For    Management
1c  

Elect Director David N. Farr

    For    For    Management
1d  

Elect Director Alex Gorsky

    For    For    Management
1e  

Elect Director Michelle J. Howard

    For    For    Management
1f  

Elect Director Arvind Krishna

    For    For    Management
1g  

Elect Director Andrew N. Liveris

    For    For    Management
1h  

Elect Director Frederick William McNabb, III

    For    For    Management
1i  

Elect Director Martha E. Pollack

    For    For    Management
1j  

Elect Director Joseph R. Swedish

    For    For    Management
1k  

Elect Director Peter R. Voser

    For    For    Management
1l  

Elect Director Frederick H. Waddell

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Require Independent Board Chair

    Against    For    Shareholder
5  

Lower Ownership Threshold for Action by Written Consent

    Against    For    Shareholder
6  

Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts

    For    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INTERNATIONAL FLAVORS & FRAGRANCES INC.

 

Ticker:    IFF   Security ID:    459506101
Meeting Date:    AUG 27, 2020   Meeting Type:    Special
Record Date:    JUL 13, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Issue Shares in Connection with Merger

    For    For    Management
2  

Adjourn Meeting

    For    For    Management

INTERNATIONAL FLAVORS & FRAGRANCES INC.

 

Ticker:    IFF   Security ID:    459506101
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kathryn J. Boor

    For    For    Management
1b  

Elect Director Edward D. Breen

    For    Against    Management
1c  

Elect Director Carol Anthony Davidson

    For    For    Management
1d  

Elect Director Michael L. Ducker

    For    For    Management
1e  

Elect Director Roger W. Ferguson, Jr.

    For    For    Management
1f  

Elect Director John F. Ferraro

    For    For    Management
1g  

Elect Director Andreas Fibig

    For    For    Management
1h  

Elect Director Christina Gold

    For    For    Management
1i  

Elect Director Ilene Gordon

    For    For    Management
1j  

Elect Director Matthias J. Heinzel

    For    For    Management
1k  

Elect Director Dale F. Morrison

    For    For    Management
1l  

Elect Director Kare Schultz

    For    For    Management
1m  

Elect Director Stephen Williamson

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INTERNATIONAL PAPER COMPANY

 

Ticker:    IP   Security ID:    460146103
Meeting Date:    MAY 10, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Christopher M. Connor

    For    For    Management
1b  

Elect Director Ahmet C. Dorduncu

    For    For    Management
1c  

Elect Director Ilene S. Gordon

    For    For    Management
1d  

Elect Director Anders Gustafsson

    For    For    Management
1e  

Elect Director Jacqueline C. Hinman

    For    For    Management
1f  

Elect Director Clinton A. Lewis, Jr.

    For    For    Management
1g  

Elect Director DG Macpherson

    For    For    Management
1h  

Elect Director Kathryn D. Sullivan

    For    For    Management
1i  

Elect Director Mark S. Sutton

    For    For    Management
1j  

Elect Director Anton V. Vincent

    For    For    Management
1k  

Elect Director Ray G. Young

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

    Against    For    Shareholder

INTERTEK GROUP PLC

 

Ticker:    ITRK   Security ID:    G4911B108
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Policy

    For    Against    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Final Dividend

    For    For    Management
5  

Elect Lynda Clarizio as Director

    For    For    Management
6  

Elect Tamara Ingram as Director

    For    For    Management
7  

Elect Jonathan Timmis as Director

    For    For    Management
8  

Re-elect Andrew Martin as Director

    For    For    Management
9  

Re-elect Andre Lacroix as Director

    For    For    Management
10  

Re-elect Graham Allan as Director

    For    For    Management
11  

Re-elect Gurnek Bains as Director

    For    For    Management
12  

Re-elect Dame Makin as Director

    For    For    Management
13  

Re-elect Gill Rider as Director

    For    For    Management
14  

Re-elect Jean-Michel Valette as Director

    For    For    Management
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise UK Political Donations and Expenditure

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
21  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
23  

Amend Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INTESA SANPAOLO SPA

 

Ticker:    ISP   Security ID:    T55067101
Meeting Date:    APR 28, 2021   Meeting Type:    Annual/Special
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Accept Financial Statements and Statutory Reports

    For    For    Management
1b  

Approve Allocation of Income

    For    For    Management
2a  

Approve Remuneration Policy

    For    For    Management
2b  

Approve Second Section of the Remuneration Report

    For    For    Management
2c  

Approve Fixed-Variable Compensation Ratio

    For    For    Management
2d  

Approve Annual Incentive Plan

    For    For    Management
2e  

Amend POP Long-Term Incentive Plan

    For    Against    Management
2f  

Approve Director, Officer, and Internal Auditors Liability and Indemnity Insurance

    For    For    Management
3a  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Incentive Plan

    For    For    Management
3b  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
1  

Amend Company Bylaws

    For    For    Management

INTUIT INC.

 

Ticker:    INTU   Security ID:    461202103
Meeting Date:    JAN 21, 2021   Meeting Type:    Annual
Record Date:    NOV 23, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Eve Burton

    For    For    Management
1b  

Elect Director Scott D. Cook

    For    For    Management
1c  

Elect Director Richard L. Dalzell

    For    For    Management
1d  

Elect Director Sasan K. Goodarzi

    For    For    Management
1e  

Elect Director Deborah Liu

    For    For    Management
1f  

Elect Director Tekedra Mawakana

    For    For    Management
1g  

Elect Director Suzanne Nora Johnson

    For    For    Management
1h  

Elect Director Dennis D. Powell

    For    For    Management
1i  

Elect Director Brad D. Smith

    For    For    Management
1j  

Elect Director Thomas Szkutak

    For    For    Management
1k  

Elect Director Raul Vazquez

    For    For    Management
1l  

Elect Director Jeff Weiner

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INTUITIVE SURGICAL, INC.

 

Ticker:    ISRG   Security ID:    46120E602
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Craig H. Barratt

    For    For    Management
1b  

Elect Director Joseph C. Beery

    For    For    Management
1c  

Elect Director Gary S. Guthart

    For    For    Management
1d  

Elect Director Amal M. Johnson

    For    For    Management
1e  

Elect Director Don R. Kania

    For    For    Management
1f  

Elect Director Amy L. Ladd

    For    For    Management
1g  

Elect Director Keith R. Leonard, Jr.

    For    For    Management
1h  

Elect Director Alan J. Levy

    For    For    Management
1i  

Elect Director Jami Dover Nachtsheim

    For    For    Management
1j  

Elect Director Monica P. Reed

    For    For    Management
1k  

Elect Director Mark J. Rubash

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    Against    Management

INVESTOR AB

 

Ticker:    INVE.B   Security ID:    W48102128
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    APR 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2a  

Designate Marianne Nilsson as Inspector of Minutes of Meeting

    For    For    Management
2b  

Designate Ossian Ekdahl as Inspector of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Remuneration Report

    For    Against    Management
9a  

Approve Discharge of Gunnar Brock

    For    For    Management
9b  

Approve Discharge of Johan Forssell

    For    For    Management
9c  

Approve Discharge of Magdalena Gerger

    For    For    Management
9d  

Approve Discharge of Tom Johnstone

    For    For    Management
9e  

Approve Discharge of Sara Mazur

    For    For    Management
9.f  

Approve Discharge of Grace Reksten Skaugen

    For    For    Management
9g  

Approve Discharge of Hans Straberg

    For    For    Management
9h  

Approve Discharge of Lena Treschow Torell

    For    For    Management
9i  

Approve Discharge of Jacob Wallenberg

    For    For    Management
9j  

Approve Discharge of Marcus Wallenberg

    For    For    Management
10  

Approve Allocation of Income and Dividends of SEK 14.00 Per Share

    For    For    Management
11a  

Determine Number of Members (11) and Deputy Members (0) of Board

    For    For    Management
11b  

Determine Number of Auditors (1) and Deputy Auditors

    For    For    Management
12a  

Approve Remuneration of Directors in the Amount of SEK 2.9 Million for Chairman, SEK 1.7 Million for Deputy Chairman and SEK 780,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
12b  

Approve Remuneration of Auditors

    For    For    Management
13a  

Reelect Gunnar Brock as Director

    For    Against    Management
13.b  

Reelect Johan Forssell as Director

    For    For    Management
13c  

Reelect Magdalena Gerger as Director

    For    For    Management
13d  

Reelect Tom Johnstone as Director

    For    For    Management
13e  

Reelect Sara Mazur as Director

    For    Against    Management
13f  

Reelect Grace Reksten Skaugen as Director

    For    Against    Management
13g  

Reelect Hans Straberg as Director

    For    For    Management
13h  

Reelect Jacob Wallenberg as Director

    For    Against    Management
13i  

Reelect Marcus Wallenberg as Director

    For    Against    Management
13j  

Elect Isabelle Kocher as New Director

    For    For    Management
13k  

Elect Sven Nyman as New Director

    For    For    Management
14  

Reelect Jacob Wallenberg as Board Chairman

    For    Against    Management
15  

Ratify Deloitte as Auditors

    For    For    Management
16a  

Approve Performance Share Matching Plan (LTVR) for Employees in Investor

    For    For    Management
16b  

Approve Performance Share Matching Plan (LTVR) for Employees in Patricia Industries

    For    For    Management
17a  

Authorize Share Repurchase Program

    For    For    Management
17b  

Approve Equity Plan (LTVR) Financing Through Transfer of Shares to Participants

    For    For    Management
18  

Amend Articles Re: Set Minimum (1.3 Billion) and Maximum (5.2 Billion) Number of Shares; Set Maximum (5.2 Billion) Number of Class A Shares; Set Maximum (5.2 Billion) Number of Class B Shares

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INVITATION HOMES, INC.

 

Ticker:    INVH   Security ID:    46187W107
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Michael D. Fascitelli

    For    For    Management
1.2  

Elect Director Dallas B. Tanner

    For    For    Management
1.3  

Elect Director Jana Cohen Barbe

    For    For    Management
1.4  

Elect Director Richard D. Bronson

    For    For    Management
1.5  

Elect Director Jeffrey E. Kelter

    For    For    Management
1.6  

Elect Director Joseph D. Margolis

    For    For    Management
1.7  

Elect Director John B. Rhea

    For    For    Management
1.8  

Elect Director J. Heidi Roizen

    For    For    Management
1.9  

Elect Director Janice L. Sears

    For    For    Management
1.10  

Elect Director William J. Stein

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

IONIS PHARMACEUTICALS, INC.

 

Ticker:    IONS   Security ID:    462222100
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Brett Monia

    For    For    Management
1.2  

Elect Director Frederick T. Muto

    For    Withhold    Management
1.3  

Elect Director Peter N. Reikes

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

IQVIA HOLDINGS INC.

 

Ticker:    IQV   Security ID:    46266C105
Meeting Date:    APR 13, 2021   Meeting Type:    Annual
Record Date:    FEB 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ari Bousbib

    For    For    Management
1.2  

Elect Director John M. Leonard

    For    For    Management
1.3  

Elect Director Todd B. Sisitsky

    For    Withhold    Management
2  

Advisory Vote on Say on Pay Frequency

    None    One Year    Management
3a  

Eliminate Supermajority Vote Requirement to Amend Bylaws

    For    For    Management
3b  

Eliminate Supermajority Vote Requirement for Removal of Directors

    For    For    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

IRON MOUNTAIN INCORPORATED

 

Ticker:    IRM   Security ID:    46284V101
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jennifer Allerton

    For    For    Management
1b  

Elect Director Pamela M. Arway

    For    For    Management
1c  

Elect Director Clarke H. Bailey

    For    For    Management
1d  

Elect Director Kent P. Dauten

    For    For    Management
1e  

Elect Director Monte Ford

    For    For    Management
1f  

Elect Director Per-Kristian Halvorsen

    For    For    Management
1g  

Elect Director Robin L. Matlock

    For    For    Management
1h  

Elect Director William L. Meaney

    For    For    Management
1i  

Elect Director Wendy J. Murdock

    For    For    Management
1j  

Elect Director Walter C. Rakowich

    For    For    Management
1k  

Elect Director Doyle R. Simons

    For    For    Management
1l  

Elect Director Alfred J. Verrecchia

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
5  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ITOCHU CORP.

 

Ticker:    8001   Security ID:    J2501P104
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 44

    For    For    Management
2.1  

Elect Director Okafuji, Masahiro

    For    For    Management
2.2  

Elect Director Suzuki, Yoshihisa

    For    For    Management
2.3  

Elect Director Ishii, Keita

    For    For    Management
2.4  

Elect Director Yoshida, Tomofumi

    For    For    Management
2.5  

Elect Director Fukuda, Yuji

    For    For    Management
2.6  

Elect Director Kobayashi, Fumihiko

    For    For    Management
2.7  

Elect Director Hachimura, Tsuyoshi

    For    For    Management
2.8  

Elect Director Muraki, Atsuko

    For    For    Management
2.9  

Elect Director Kawana, Masatoshi

    For    For    Management
2.10  

Elect Director Nakamori, Makiko

    For    For    Management
2.11  

Elect Director Ishizuka, Kunio

    For    For    Management
3.1  

Appoint Statutory Auditor Majima, Shingo

    For    For    Management
3.2  

Appoint Statutory Auditor Kikuchi, Masumi

    For    For    Management

J.B. HUNT TRANSPORT SERVICES, INC.

 

Ticker:    JBHT   Security ID:    445658107
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    FEB 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Douglas G. Duncan

    For    For    Management
1.2  

Elect Director Francesca M. Edwardson

    For    For    Management
1.3  

Elect Director Wayne Garrison

    For    For    Management
1.4  

Elect Director Sharilyn S. Gasaway

    For    For    Management
1.5  

Elect Director Gary C. George

    For    For    Management
1.6  

Elect Director Thad Hill

    For    For    Management
1.7  

Elect Director J. Bryan Hunt, Jr.

    For    For    Management
1.8  

Elect Director Gale V. King

    For    For    Management
1.9  

Elect Director John N. Roberts, III

    For    For    Management
1.10  

Elect Director James L. Robo

    For    For    Management
1.11  

Elect Director Kirk Thompson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

JACK HENRY & ASSOCIATES, INC.

 

Ticker:    JKHY   Security ID:    426281101
Meeting Date:    NOV 17, 2020   Meeting Type:    Annual
Record Date:    SEP 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Matthew C. Flanigan

    For    For    Management
1.2  

Elect Director John F. Prim

    For    For    Management
1.3  

Elect Director Thomas H. Wilson, Jr.

    For    For    Management
1.4  

Elect Director Jacque R. Fiegel

    For    For    Management
1.5  

Elect Director Thomas A. Wimsett

    For    For    Management
1.6  

Elect Director Laura G. Kelly

    For    For    Management
1.7  

Elect Director Shruti S. Miyashiro

    For    For    Management
1.8  

Elect Director Wesley A. Brown

    For    For    Management
1.9  

Elect Director David B. Foss

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Eliminate Supermajority Vote Requirement for Acquisition Transactions

    For    For    Management
4  

Ratify PricewaterhouseCoopers, LLP as Auditors

    For    For    Management

JACOBS ENGINEERING GROUP INC.

 

Ticker:    J   Security ID:    469814107
Meeting Date:    JAN 26, 2021   Meeting Type:    Annual
Record Date:    NOV 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Steven J. Demetriou

    For    For    Management
1b  

Elect Director Christopher M.T. Thompson

    For    For    Management
1c  

Elect Director Vincent K. Brooks

    For    For    Management
1d  

Elect Director Robert C. Davidson, Jr.

    For    For    Management
1e  

Elect Director Ralph E. (Ed) Eberhart

    For    For    Management
1f  

Elect Director Manny Fernandez

    For    For    Management
1g  

Elect Director Georgette D. Kiser

    For    For    Management
1h  

Elect Director Linda Fayne Levinson

    For    For    Management
1i  

Elect Director Barbara L. Loughran

    For    For    Management
1j  

Elect Director Robert A. McNamara

    For    For    Management
1k  

Elect Director Peter J. Robertson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

JAMES HARDIE INDUSTRIES PLC

 

Ticker:    JHX   Security ID:    G4253H119
Meeting Date:    NOV 05, 2020   Meeting Type:    Annual
Record Date:    NOV 04, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve the Remuneration Report

    For    For    Management
3a  

Elect Moe Nozari as Director

    For    For    Management
3b  

Elect Nigel Stein as Director

    For    For    Management
3c  

Elect Harold Wiens as Director

    For    For    Management
4  

Authorize Board to Fix Remuneration of Auditors

    For    For    Management
5  

Approve the Grant of Fiscal Year 2021 Return on Capital Employed Restricted Stock Units to Jack Truong

    For    For    Management
6  

Approve the Grant of Fiscal Year 2021 Relative Total Shareholder Return Restricted Stock Units to Jack Truong

    For    For    Management
7  

Approve Renewal of Authority for Director to Issues Shares without Pre-emptive Rights

    For    For    Management
8  

Approve the Amendments to the Company’s Articles of Association

    For    Against    Management
9  

Approve 2020 Non-Executive Director Equity Plan and Issuance of Shares Thereunder

    None    For    Management

JAPAN EXCHANGE GROUP, INC.

 

Ticker:    8697   Security ID:    J2740B106
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Tsuda, Hiroki

    For    For    Management
1.2  

Elect Director Kiyota, Akira

    For    For    Management
1.3  

Elect Director Yamaji, Hiromi

    For    For    Management
1.4  

Elect Director Iwanaga, Moriyuki

    For    For    Management
1.5  

Elect Director Shizuka, Masaki

    For    For    Management
1.6  

Elect Director Christina Ahmadjian

    For    For    Management
1.7  

Elect Director Endo, Nobuhiro

    For    For    Management
1.8  

Elect Director Ogita, Hitoshi

    For    For    Management
1.9  

Elect Director Koda, Main

    For    For    Management
1.10  

Elect Director Kobayashi, Eizo

    For    For    Management
1.11  

Elect Director Takeno, Yasuzo

    For    For    Management
1.12  

Elect Director Minoguchi, Makoto

    For    For    Management
1.13  

Elect Director Mori, Kimitaka

    For    For    Management
1.14  

Elect Director Yoneda, Tsuyoshi

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

JAPAN TOBACCO INC.

 

Ticker:    2914   Security ID:    J27869106
Meeting Date:    MAR 24, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 77

    For    For    Management
2  

Elect Director Kitera, Masato

    For    For    Management

JARDINE MATHESON HOLDINGS LTD.

 

Ticker:    J36   Security ID:    G50736100
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    Against    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Graham Baker as Director

    For    For    Management
4  

Re-elect Alex Newbigging as Director

    For    For    Management
5  

Re-elect Y.K. Pang as Director

    For    For    Management
6  

Re-elect Percy Weatherall as Director

    For    Against    Management
7  

Ratify Auditors and Authorise Their Remuneration

    For    For    Management
8  

Authorise Issue of Equity

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

JAZZ PHARMACEUTICALS PLC

 

Ticker:    JAZZ   Security ID:    G50871105
Meeting Date:    JUL 30, 2020   Meeting Type:    Annual
Record Date:    JUN 03, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Bruce C. Cozadd

    For    For    Management
1b  

Elect Director Heather Ann McSharry

    For    For    Management
1c  

Elect Director Anne O’Riordan

    For    For    Management
1d  

Elect Director Rick E Winningham

    For    For    Management
2  

Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Non-Employee Director Omnibus Stock Plan

    For    For    Management
5  

Approve Reduction in Capital and Creation of Distributable Reserves

    For    For    Management

JD.COM, INC.

 

Ticker:    9618   Security ID:    47215P106
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAY 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Chinese Name as Dual Foreign Name of the Company

    For    For    Management
2  

Amend Memorandum of Association and Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

JOHNSON & JOHNSON

 

Ticker:    JNJ   Security ID:    478160104
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    FEB 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mary C. Beckerle

    For    For    Management
1b  

Elect Director D. Scott Davis

    For    For    Management
1c  

Elect Director Ian E. L. Davis

    For    For    Management
1d  

Elect Director Jennifer A. Doudna

    For    For    Management
1e  

Elect Director Alex Gorsky

    For    For    Management
1f  

Elect Director Marillyn A. Hewson

    For    For    Management
1g  

Elect Director Hubert Joly

    For    For    Management
1h  

Elect Director Mark B. McClellan

    For    For    Management
1i  

Elect Director Anne M. Mulcahy

    For    For    Management
1j  

Elect Director Charles Prince

    For    For    Management
1k  

Elect Director A. Eugene Washington

    For    For    Management
1l  

Elect Director Mark A. Weinberger

    For    For    Management
1m  

Elect Director Nadja Y. West

    For    For    Management
1n  

Elect Director Ronald A. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics

    Against    For    Shareholder
5  

Require Independent Board Chair

    Against    For    Shareholder
6  

Report on Civil Rights Audit

    Against    Against    Shareholder
7  

Adopt Policy on Bonus Banking

    Against    Against    Shareholder

JOHNSON CONTROLS INTERNATIONAL PLC

 

Ticker:    JCI   Security ID:    G51502105
Meeting Date:    MAR 10, 2021   Meeting Type:    Annual
Record Date:    JAN 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jean Blackwell

    For    For    Management
1b  

Elect Director Pierre Cohade

    For    For    Management
1c  

Elect Director Michael E. Daniels

    For    For    Management
1d  

Elect Director Juan Pablo del Valle Perochena

    For    For    Management
1e  

Elect Director W. Roy Dunbar

    For    For    Management
1f  

Elect Director Gretchen R. Haggerty

    For    For    Management
1g  

Elect Director Simone Menne

    For    For    Management
1h  

Elect Director George R. Oliver

    For    For    Management
1i  

Elect Director Jurgen Tinggren

    For    For    Management
1j  

Elect Director Mark Vergnano

    For    For    Management
1k  

Elect Director R. David Yost

    For    For    Management
1l  

Elect Director John D. Young

    For    For    Management
2a  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
2b  

Authorize Board to Fix Remuneration of Auditors

    For    For    Management
3  

Authorize Market Purchases of Company Shares

    For    For    Management
4  

Determine Price Range for Reissuance of Treasury Shares

    For    For    Management
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
6  

Approve Omnibus Stock Plan

    For    For    Management
7  

Approve the Directors’ Authority to Allot Shares

    For    For    Management
8  

Approve the Disapplication of Statutory Pre-Emption Rights

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

JOHNSON MATTHEY PLC

 

Ticker:    JMAT   Security ID:    G51604166
Meeting Date:    JUL 23, 2020   Meeting Type:    Annual
Record Date:    JUL 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Remuneration Policy

    For    For    Management
4  

Amend Performance Share Plan

    For    For    Management
5  

Approve Final Dividend

    For    For    Management
6  

Elect Doug Webb as Director

    For    For    Management
7  

Re-elect Jane Griffiths as Director

    For    For    Management
8  

Re-elect Xiaozhi Liu as Director

    For    For    Management
9  

Re-elect Robert MacLeod as Director

    For    For    Management
10  

Re-elect Anna Manz as Director

    For    For    Management
11  

Re-elect Chris Mottershead as Director

    For    For    Management
12  

Re-elect John O’Higgins as Director

    For    For    Management
13  

Re-elect Patrick Thomas as Director

    For    For    Management
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
16  

Authorise EU Political Donations and Expenditure

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
20  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

JPMORGAN CHASE & CO.

 

Ticker:    JPM   Security ID:    46625H100
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Linda B. Bammann

    For    For    Management
1b  

Elect Director Stephen B. Burke

    For    For    Management
1c  

Elect Director Todd A. Combs

    For    For    Management
1d  

Elect Director James S. Crown

    For    For    Management
1e  

Elect Director James Dimon

    For    For    Management
1f  

Elect Director Timothy P. Flynn

    For    For    Management
1g  

Elect Director Mellody Hobson

    For    For    Management
1h  

Elect Director Michael A. Neal

    For    For    Management
1i  

Elect Director Phebe N. Novakovic

    For    For    Management
1j  

Elect Director Virginia M. Rometty

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
5  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

    Against    For    Shareholder
6  

Report on Racial Equity Audit

    Against    Against    Shareholder
7  

Require Independent Board Chair

    Against    For    Shareholder
8  

Report on Congruency Political Analysis and Electioneering Expenditures

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

JULIUS BAER GRUPPE AG

 

Ticker:    BAER   Security ID:    H4414N103
Meeting Date:    NOV 02, 2020   Meeting Type:    Special
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income and Dividends of CHF 0.75 per Share

    For    For    Management
2  

Transact Other Business (Voting)

    For    Against    Management

JULIUS BAER GRUPPE AG

 

Ticker:    BAER   Security ID:    H4414N103
Meeting Date:    APR 14, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
1.2  

Approve Remuneration Report

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 1.75 per Share

    For    For    Management
3  

Approve Discharge of Board and Senior Management

    For    For    Management
4.1  

Approve Remuneration of Board of Directors in the Amount of CHF 3.9 Million from 2021 AGM Until 2022 AGM

    For    For    Management
4.2.1  

Approve Variable Cash-Based Remuneration of Executive Committee in the Amount of CHF 11.6 Million for Fiscal 2020

    For    For    Management
4.2.2  

Approve Variable Share-Based Remuneration of Executive Committee in the Amount of CHF 11.5 Million for Fiscal 2021

    For   

For

    Management
4.2.3  

Approve Fixed Remuneration of Executive Committee in the Amount of CHF 9.2 Million for Fiscal 2021

    For   

For

    Management
5.1.1  

Reelect Romeo Lacher as Director

    For    For    Management
5.1.2  

Reelect Gilbert Achermann as Director

    For    For    Management
5.1.3  

Reelect Heinrich Baumann as Director

    For    For    Management
5.1.4  

Reelect Richard Campbell-Breeden as Director

    For    For    Management
5.1.5  

Reelect Ivo Furrer as Director

    For    For    Management
5.1.6  

Reelect Claire Giraut as Director

    For    For    Management
5.1.7  

Reelect Kathryn Shih as Director

    For    For    Management
5.1.8  

Reelect Eunice Zehnder-Lai as Director

    For    For    Management
5.1.9  

Reelect Olga Zoutendijk as Director

    For    For    Management
5.2  

Elect David Nicol as Director

    For    For    Management
5.3  

Reelect Romeo Lacher as Board Chairman

    For    For    Management
5.4.1  

Reappoint Gilbert Achermann as Member of the Compensation Committee

    For    For    Management
5.4.2  

Reappoint Richard Campbell-Breeden as Member of the Compensation Committee

    For    For    Management
5.4.3  

Appoint Kathryn Shih as Member of the Compensation Committee (as per Sep. 1, 2020)

    For    For    Management
5.4.4  

Reappoint Eunice Zehnder-Lai as Member of the Compensation Committee

    For    For    Management
6  

Ratify KPMG AG as Auditors

    For    For    Management
7  

Designate Marc Nater as Independent Proxy

    For    For    Management
8  

Approve CHF 51,700 Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares

    For    For    Management
9  

Amend Articles Re: Editorial Changes

    For    For    Management
10  

Transact Other Business (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

JUNIPER NETWORKS, INC.

 

Ticker:    JNPR   Security ID:    48203R104
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Gary Daichendt

    For    For    Management
1b  

Elect Director Anne DelSanto

    For    For    Management
1c  

Elect Director Kevin DeNuccio

    For    For    Management
1d  

Elect Director James Dolce

    For    For    Management
1e  

Elect Director Christine Gorjanc

    For    For    Management
1f  

Elect Director Janet Haugen

    For    For    Management
1g  

Elect Director Scott Kriens

    For    For    Management
1h  

Elect Director Rahul Merchant

    For    For    Management
1i  

Elect Director Rami Rahim

    For    For    Management
1j  

Elect Director William Stensrud

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

JUST EAT TAKEAWAY.COM NV

 

Ticker:    TKWY   Security ID:    N4753E105
Meeting Date:    OCT 07, 2020   Meeting Type:    Special
Record Date:    SEP 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2A  

Approve All-Share Combination with Grubhub Inc. in Accordance with the Merger Agreement

    For    For    Management
2B  

Grant Board Authority to Issue Shares and/or Grant Rights to Acquire Shares in Connection with the Transaction

    For    For    Management
2C  

Authorize Board to Exclude or Limit Preemptive Rights in Connection with the Transaction

    For    For    Management
2D  

Elect Matthew Maloney to Management Board

    For    For    Management
2E  

Elect Lloyd Frink to Supervisory Board

    For    For    Management
2F  

Elect David Fisher to Supervisory Board

    For    For    Management
2G  

Approve Supplement to the Remuneration Policy of the Management Board in Respect of Matthew Maloney

    For    Against    Management
3  

Other Business (Non-Voting)

    None    None    Management
4  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

JUST EAT TAKEAWAY.COM NV

 

Ticker:    TKWY   Security ID:    N4753E105
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    APR 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2.a  

Receive Report of Management Board (Non-Voting)

    None    None    Management
2.b  

Approve Remuneration Report

    For    For    Management
2.c  

Adopt Financial Statements and Statutory Reports

    For    For    Management
3.a  

Approve Discharge of Management Board

    For    For    Management
3.b  

Approve Discharge of Supervisory Board

    For    For    Management
4.a  

Reelect Jitse Groen to Management Board

    For    For    Management
4.b  

Reelect Brent Wissink to Management Board

    For    For    Management
4.c  

Reelect Jorg Gerbig to Management Board

    For    For    Management
4.d  

Reelect Matthew Maloney to Management Board

    For    For    Management
5.a  

Reelect Adriaan Nuhn to Supervisory Board

    For    For    Management
5.b  

Reelect Corinne Vigreux to Supervisory Board

    For    For    Management
5.c  

Reelect Ron Teerlink to Supervisory Board

    For    For    Management
5.d  

Reelect Gwyn Burr to Supervisory Board

    For    For    Management
5.e  

Reelect Jambu Palaniappan to Supervisory Board

    For    For    Management
5.f  

Reelect Lloyd Frink to Supervisory Board

    For    For    Management
5.g  

Reelect David Fisher to Supervisory Board

    For    For    Management
6  

Ratify Deloitte Accountants B.V. as Auditors

    For    For    Management
7  

Grant Board Authority to Issue Shares

    For    For    Management
8  

Authorize Board to Exclude Preemptive Rights from Share Issuances

    For    For    Management
9  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
10  

Other Business (Non-Voting)

    None    None    Management
11  

Close Meeting

    None    None    Management

KAKAO CORP.

 

Ticker:    035720   Security ID:    Y4519H119
Meeting Date:    MAR 29, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2.1  

Amend Articles of Incorporation (Business Objectives)

    For    For    Management
2.2  

Amend Articles of Incorporation (Amendments Relating to Fiscal Year End)

    For    For    Management
2.3  

Amend Articles of Incorporation (Amendments Relating to Audit Committee)

    For    For    Management
2.4  

Amend Articles of Incorporation (Miscellaneous)

    For    For    Management
2.5  

Amend Articles of Incorporation (Stock Split)

    For    For    Management
3.1  

Elect Choi Se-jung as Outside Director

    For    For    Management
3.2  

Elect Cho Kyu-jin as Outside Director

    For    For    Management
3.3  

Elect Park Sae-rom as Outside Director

    For    For    Management
4  

Elect Yun Seok as Outside Director to Serve as an Audit Committee Member

    For    For    Management
5.1  

Elect Choi Se-jung as a Member of Audit Committee

    For    For    Management
5.2  

Elect Cho Kyu-jin as a Member of Audit Committee

    For    For    Management
6  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    Against    Management
7  

Approve Stock Option Grants

    For    For    Management
8  

Approve Split-Off Agreement

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KANSAS CITY SOUTHERN

 

Ticker:    KSU   Security ID:    485170302
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Lydia I. Beebe

    For    For    Management
1.2  

Elect Director Lu M. Cordova

    For    For    Management
1.3  

Elect Director Robert J. Druten

    For    For    Management
1.4  

Elect Director Antonio O. Garza, Jr.

    For    For    Management
1.5  

Elect Director David Garza-Santos

    For    For    Management
1.6  

Elect Director Janet H. Kennedy

    For    For    Management
1.7  

Elect Director Mitchell J. Krebs

    For    For    Management
1.8  

Elect Director Henry J. Maier

    For    For    Management
1.9  

Elect Director Thomas A. McDonnell

    For    For    Management
1.10  

Elect Director Patrick J. Ottensmeyer

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

KAO CORP.

 

Ticker:    4452   Security ID:    J30642169
Meeting Date:    MAR 26, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 70

    For    For    Management
2.1  

Elect Director Sawada, Michitaka

    For    For    Management
2.2  

Elect Director Hasebe, Yoshihiro

    For    For    Management
2.3  

Elect Director Takeuchi, Toshiaki

    For    For    Management
2.4  

Elect Director Matsuda, Tomoharu

    For    For    Management
2.5  

Elect Director Kadonaga, Sonosuke

    For    For    Management
2.6  

Elect Director Shinobe, Osamu

    For    For    Management
2.7  

Elect Director Mukai, Chiaki

    For    For    Management
2.8  

Elect Director Hayashi, Nobuhide

    For    For    Management
3.1  

Appoint Statutory Auditor Kawashima, Sadanao

    For    For    Management
3.2  

Appoint Statutory Auditor Amano, Hideki

    For    For    Management
4  

Approve Trust-Type Equity Compensation Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KASIKORNBANK PUBLIC CO. LTD.

 

Ticker:    KBANK   Security ID:    Y4591R118
Meeting Date:    APR 09, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Acknowledge Operations Report

    None    None    Management
2  

Approve Financial Statements

    For    For    Management
3  

Approve Allocation of Income and Dividend Payment

    For    For    Management
4.1  

Elect Kobkarn Wattanavrangkul as Director

    For    For    Management
4.2  

Elect Sujitpan Lamsam as Director

    For    For    Management
4.3  

Elect Pipit Aneaknithi as Director

    For    For    Management
4.4  

Elect Pipatpong Poshyanonda as Director

    For    For    Management
4.5  

Elect Wiboon Khusakul as Director

    For    For    Management
5  

Elect Suroj Lamsam as Director

    For    For    Management
6  

Approve Names and Number of Directors Who Have Signing Authority

    For    For    Management
7  

Approve Remuneration of Directors

    For    For    Management
8  

Approve KPMG Phoomchai Audit Limited as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
9  

Amend Articles of Association

    For    For    Management
10  

Other Business

    None    None    Management

KB FINANCIAL GROUP, INC.

 

Ticker:    105560   Security ID:    Y46007103
Meeting Date:    NOV 20, 2020   Meeting Type:    Special
Record Date:    OCT 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Yoon Jong Kyoo as Inside Director

    For    For    Management
2  

Elect Hur Yin as Non-Independent Non-Executive Director

    For    For    Management
3  

Elect Yun Sun-jin as Outside Director - Shareholder Proposal

    Against    Against    Shareholder
4  

Elect Ryu Young-jae as Outside Director—Shareholder Proposal

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KB FINANCIAL GROUP, INC.

 

Ticker:    105560   Security ID:    Y46007103
Meeting Date:    MAR 26, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2.1  

Elect Stuart B. Solomon as Outside Director

    For    For    Management
2.2  

Elect Sonu Suk Ho as Outside Director

    For    For    Management
2.3  

Elect Choi Myung Hee as Outside Director

    For    For    Management
2.4  

Elect Jeong Kouwhan as Outside Director

    For    For    Management
3  

Elect Kim Kyung Ho as Outside Director to Serve as an Audit Committee Member

    For    For    Management
4.1  

Elect Sonu Suk Ho as a Member of Audit Committee

    For    For    Management
4.2  

Elect Choi Myung Hee as a Member of Audit Committee

    For    For    Management
4.3  

Elect Oh Gyutaeg as a Member of Audit Committee

    For    For    Management
5  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

KBC GROUP SA/NV

 

Ticker:    KBC   Security ID:    B5337G162
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual/Special
Record Date:    APR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Directors’ Reports (Non-Voting)

    None    None    Management
2  

Receive Auditors’ Reports (Non-Voting)

    None    None    Management
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

    None    None    Management
4  

Adopt Financial Statements

    For    For    Management
5a  

Approve Allocation of Income

    For    For    Management
5b  

Approve Allocation of Income and Dividends of EUR 0.44 per Share

    For    For    Management
6  

Approve Remuneration Report

    For    For    Management
7  

Approve Remuneration Policy

    For    For    Management
8  

Approve Discharge of Directors

    For    For    Management
9  

Approve Discharge of Auditors

    For    For    Management
10  

Approve Auditors’ Remuneration

    For    For    Management
11a  

Elect Luc Popelier as Director

    For    Against    Management
11b  

Elect Katelijn Callewaert as Director

    For    Against    Management
11c  

Elect Philippe Vlerick as Director

    For    Against    Management
12  

Transact Other Business

    None    None    Management
1  

Receive Special Board Report Re: Article 7:154 of the Code of Companies and Associations

    None    None    Management
2  

Amend Articles Re: Replace Article 2, Paragraphs 1 to 4

    For    For    Management
3  

Amend Articles Re: Delete Last Sentence of Article 3, Paragraph 1

    For    For    Management
4  

Amend Articles Re: Delete Article 4, Paragraph 2

    For    For    Management
5  

Amend Articles Re: Replace Article 8, Paragraph 3

    For    For    Management
6  

Amend Articles Re: Replace Article 10

    For    For    Management
7  

Amend Articles Re: Replace Article 12, Paragraphs 2 and 3

    For    For    Management
8  

Amend Articles Re: Replace Article 13

    For    For    Management
9  

Amend Articles Re: Add to Article 15, Last Paragraph

    For    For    Management
10  

Amend Articles Re: Replace Last Sentence of Article 16, Paragraph 1

    For    For    Management
11  

Amend Articles Re: Add to Article 16, Last Paragraph

    For    For    Management
12  

Amend Articles Re: Replace Article 20, Paragraphs 2 to 4

    For    For    Management
13  

Amend Articles Re: Replace Article 22 and Delete Last Paragraph

    For    For    Management
14  

Amend Articles Re: Add Sentence to Article 27, Paragraph 1

    For    For    Management
15  

Amend Articles Re: Complete the First Sentence of Article 27, Paragraph 2

    For    For    Management
16  

Amend Articles Re: Insert New Article 28bis

    For    For    Management
1  

Amend Articles Re: Add Sentence to Article 30

    For    For    Management
18  

Amend Articles Re: Delete Article 32, Paragraph 3

    For    For    Management
19  

Amend Articles Re: Completion of the First Sentence of Article 35

    For    For    Management
20  

Amend Articles Re: Textual Change and Deletion of Article 36, Paragraphs 2 to 4

    For    For    Management
21  

Amend Articles Re: Replace Article 41

    For    For    Management
22  

Cancellation of Repurchased Shares

    For    For    Management
23  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

    For    For    Management
24  

Authorize Implementation of Approved Resolutions

    For    For    Management
25  

Authorize Filing of Required Documents/Formalities at Trade Registry

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KDDI CORP.

 

Ticker:    9433   Security ID:    J31843105
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 60

    For    For    Management
2.1  

Elect Director Tanaka, Takashi

    For    For    Management
2.2  

Elect Director Takahashi, Makoto

    For    For    Management
2.3  

Elect Director Shoji, Takashi

    For    For    Management
2.4  

Elect Director Muramoto, Shinichi

    For    For    Management
2.5  

Elect Director Mori, Keiichi

    For    For    Management
2.6  

Elect Director Morita, Kei

    For    For    Management
2.7  

Elect Director Amamiya, Toshitake

    For    For    Management
2.8  

Elect Director Takeyama, Hirokuni

    For    For    Management
2.9  

Elect Director Yoshimura, Kazuyuki

    For    For    Management
2.10  

Elect Director Yamaguchi, Goro

    For    For    Management
2.11  

Elect Director Yamamoto, Keiji

    For    For    Management
2.12  

Elect Director Oyagi, Shigeo

    For    For    Management
2.13  

Elect Director Kano, Riyo

    For    For    Management
2.14  

Elect Director Goto, Shigeki

    For    For    Management
3  

Appoint Statutory Auditor Asahina, Yukihiro

    For    For    Management

KEIHAN HOLDINGS CO., LTD.

 

Ticker:    9045   Security ID:    J31975121
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 25

    For    For    Management
2.1  

Elect Director Kato, Yoshifumi

    For    For    Management
2.2  

Elect Director Ishimaru, Masahiro

    For    For    Management
2.3  

Elect Director Miura, Tatsuya

    For    For    Management
2.4  

Elect Director Inachi, Toshihiko

    For    For    Management
2.5  

Elect Director Ueno, Masaya

    For    For    Management
2.6  

Elect Director Hirakawa, Yoshihiro

    For    For    Management
2.7  

Elect Director Domoto, Yoshihisa

    For    For    Management
2.8  

Elect Director Murao, Kazutoshi

    For    For    Management
2.9  

Elect Director Hashizume, Shinya

    For    For    Management
3.1  

Elect Director and Audit Committee Member Nagahama, Tetsuo

    For    For    Management
3.2  

Elect Director and Audit Committee Member Umezaki, Hisashi

    For    For    Management
3.3  

Elect Director and Audit Committee Member Tahara, Nobuyuki

    For    Against    Management
3.4  

Elect Director and Audit Committee Member Kusao, Koichi

    For    For    Management
3.5  

Elect Director and Audit Committee Member Hamasaki, Kanako

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KEIKYU CORP.

 

Ticker:    9006   Security ID:    J3217R111
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 5

    For    For    Management
2.1  

Elect Director Harada, Kazuyuki

    For    For    Management
2.2  

Elect Director Michihira, Takashi

    For    For    Management
2.3  

Elect Director Honda, Toshiaki

    For    For    Management
2.4  

Elect Director Urabe, Kazuo

    For    For    Management
2.5  

Elect Director Kawamata, Yukihiro

    For    For    Management
2.6  

Elect Director Sato, Kenji

    For    For    Management
2.7  

Elect Director Terajima, Yoshinori

    For    For    Management
2.8  

Elect Director Kakizaki, Tamaki

    For    For    Management
2.9  

Elect Director Nohara, Sawako

    For    For    Management

KELLOGG COMPANY

 

Ticker:    K   Security ID:    487836108
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Carter Cast

    For    For    Management
1b  

Elect Director Zack Gund

    For    For    Management
1c  

Elect Director Don Knauss

    For    For    Management
1d  

Elect Director Mike Schlotman

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Reduce Supermajority Vote Requirement

    For    For    Management
5  

Provide Right to Call A Special Meeting

    None    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KEPPEL CORPORATION LIMITED

 

Ticker:    BN4   Security ID:    Y4722Z120
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Jean-Francois Manzoni as Director

    For    For    Management
4  

Approve Directors’ Fees

    For    For    Management
5  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    For    Management
7  

Authorize Share Repurchase Program

    For    For    Management
8  

Approve Mandate for Interested Person Transactions

    For    For    Management

KERING SA

 

Ticker:    KER   Security ID:    F5433L103
Meeting Date:    APR 22, 2021   Meeting Type:    Annual/Special
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 8 per Share

    For    For    Management
4  

Reelect Francois-Henri Pinault as Director

    For    Against    Management
5  

Reelect Jean-Francois Palus as Director

    For    Against    Management
6  

Reelect Financiere Pinault as Director

    For    For    Management
7  

Reelect Baudouin Prot as Director

    For    For    Management
8  

Approve Compensation of Corporate Officers

    For    For    Management
9  

Approve Compensation of Francois-Henri Pinault, Chairman and CEO

    For    For    Management
10  

Approve Compensation of Jean-Francois Palus, Vice-CEO

    For    For    Management
11  

Approve Remuneration Policy of Executive Corporate Officers

    For    For    Management
12  

Approve Remuneration Policy of Corporate Officers

    For    For    Management
13  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million

    For    For    Management
14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
15  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million

    For    For    Management
17  

Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value

    For    For    Management
18  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million

    For    For    Management
19  

Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million

    For    For    Management
20  

Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 18 and 19

    For    For    Management
21  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16, 18 and 19

    For    For    Management
22  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
24  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KERRY GROUP PLC

 

Ticker:    KRZ   Security ID:    G52416107
Meeting Date:    JAN 28, 2021   Meeting Type:    Special
Record Date:    JAN 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Migration of the Participating Securities to Euroclear Bank’s Central Securities Depository

    For    For    Management
2  

Amend Articles of Association

    For    For    Management
3  

Authorise Company to Take All Actions to Implement the Migration

    For    For    Management

KERRY GROUP PLC

 

Ticker:    KRZ   Security ID:    G52416107
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    APR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Emer Gilvarry as Director

    For    For    Management
3b  

Elect Jinlong Wang as Director

    For    For    Management
4a  

Re-elect Gerry Behan as Director

    For    For    Management
4b  

Re-elect Dr Hugh Brady as Director

    For    For    Management
4c  

Re-elect Gerard Culligan as Director

    For    For    Management
4d  

Re-elect Dr Karin Dorrepaal as Director

    For    For    Management
4e  

Re-elect Marguerite Larkin as Director

    For    For    Management
4f  

Re-elect Tom Moran as Director

    For    For    Management
4g  

Re-elect Con Murphy as Director

    For    For    Management
4h  

Re-elect Christopher Rogers as Director

    For    For    Management
4i  

Re-elect Edmond Scanlon as Director

    For    For    Management
4j  

Re-elect Philip Toomey as Director

    For    For    Management
5  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
6  

Approve Remuneration Report

    For    For    Management
7  

Approve Remuneration Policy

    For    For    Management
8  

Authorise Issue of Equity

    For    For    Management
9  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
10  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment

    For    For    Management
11  

Authorise Market Purchase of A Ordinary Shares

    For    For    Management
12  

Approve Long Term Incentive Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KEURIG DR PEPPER INC.

 

Ticker:    KDP   Security ID:    49271V100
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Robert J. Gamgort

    For    For    Management
1B  

Elect Director Olivier Goudet

    For    For    Management
1C  

Elect Director Peter Harf

    For    For    Management
1D  

Elect Director Juliette Hickman

    For    For    Management
1E  

Elect Director Genevieve Hovde

    For    For    Management
1F  

Elect Director Paul S. Michaels

    For    For    Management
1G  

Elect Director Pamela H. Patsley

    For    For    Management
1H  

Elect Director Gerhard Pleuhs

    For    For    Management
1I  

Elect Director Lubomira Rochet

    For    For    Management
1J  

Elect Director Debra Sandler

    For    For    Management
1K  

Elect Director Robert Singer

    For    For    Management
1L  

Elect Director Justine Tan

    For    For    Management
1M  

Elect Director Nelson Urdaneta

    For    For    Management
1N  

Elect Director Larry D. Young

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

KEYCORP

 

Ticker:    KEY   Security ID:    493267108
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Bruce D. Broussard

    For    For    Management
1.2  

Elect Director Alexander M. Cutler

    For    For    Management
1.3  

Elect Director H. James Dallas

    For    For    Management
1.4  

Elect Director Elizabeth R. Gile

    For    For    Management
1.5  

Elect Director Ruth Ann M. Gillis

    For    For    Management
1.6  

Elect Director Christopher M. Gorman

    For    For    Management
1.7  

Elect Director Robin N. Hayes

    For    For    Management
1.8  

Elect Director Carlton L. Highsmith

    For    For    Management
1.9  

Elect Director Richard J. Hipple

    For    For    Management
1.10  

Elect Director Devina A. Rankin

    For    For    Management
1.11  

Elect Director Barbara R. Snyder

    For    For    Management
1.12  

Elect Director Todd J. Vasos

    For    For    Management
1.13  

Elect Director David K. Wilson

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Nonqualified Employee Stock Purchase Plan

    For    For    Management
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KEYENCE CORP.

 

Ticker:    6861   Security ID:    J32491102
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    MAR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 100

    For    For    Management
2.1  

Elect Director Takizaki, Takemitsu

    For    For    Management
2.2  

Elect Director Nakata, Yu

    For    For    Management
2.3  

Elect Director Yamaguchi, Akiji

    For    For    Management
2.4  

Elect Director Miki, Masayuki

    For    For    Management
2.5  

Elect Director Yamamoto, Hiroaki

    For    For    Management
2.6  

Elect Director Yamamoto, Akinori

    For    For    Management
2.7  

Elect Director Taniguchi, Seiichi

    For    For    Management
2.8  

Elect Director Suenaga, Kumiko

    For    For    Management
3  

Appoint Alternate Statutory Auditor Yamamoto, Masaharu

    For    For    Management

KEYSIGHT TECHNOLOGIES, INC.

 

Ticker:    KEYS   Security ID:    49338L103
Meeting Date:    MAR 18, 2021   Meeting Type:    Annual
Record Date:    JAN 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ronald S. Nersesian

    For    For    Management
1.2  

Elect Director Charles J. Dockendorff

    For    For    Management
1.3  

Elect Director Robert A. Rango

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KGHM POLSKA MIEDZ SA

 

Ticker:    KGH   Security ID:    X45213109
Meeting Date:    NOV 26, 2020   Meeting Type:    Special
Record Date:    NOV 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Meeting Chairman

    For    For    Management
3  

Acknowledge Proper Convening of Meeting

    None    None    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Elect Przemyslaw Darowski as Supervisory Board Member

    For    For    Management
6  

Close Meeting

    None    None    Management

KGHM POLSKA MIEDZ SA

 

Ticker:    KGH   Security ID:    X45213109
Meeting Date:    JUN 07, 2021   Meeting Type:    Annual
Record Date:    MAY 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Meeting Chairman

    For    For    Management
3  

Acknowledge Proper Convening of Meeting

    None    None    Management
4  

Approve Agenda of Meeting

    For    For    Management
5.a  

Receive Financial Statements

    None    None    Management
5.b  

Receive Consolidated Financial Statements

    None    None    Management
5.c  

Receive Management Board Report on Company’s and Group’s Operations

    None    None    Management
6  

Receive Management Board Proposal on Allocation of Income

    None    None    Management
7  

Receive Management Board Report on Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services

    None    None    Management
8  

Receive Supervisory Board Report on Review of Standalone and Consolidated Financial Statements, Management Board Reports on Company’s and Group’s Operations

    None    None    Management
9  

Receive Supervisory Board Report on Management Board Proposal on Allocation of Income

    None    None    Management
10.a  

Receive Supervisory Board Report on Company’s Standing, Internal Control System, Risk Management, Compliance, and Internal Audit Function

    None    None    Management
10.b  

Receive Supervisory Board Report on Its Activities

    None    None    Management
10.c  

Receive Remuneration Report

    None    None    Management
11.a  

Approve Financial Statements

    For    For    Management
11.b  

Approve Consolidated Financial Statements

    For    For    Management
11.c  

Approve Management Board Report on Company’s and Group’s Operations

    For    For    Management
11.d  

Approve Allocation of Income and Dividends of PLN 1.50 per Share

    For    For    Management
12.aa  

Approve Discharge of Adam Bugajczuk (Management Board Member)

    For    For    Management
12.ab  

Approve Discharge of Marcin Chudzinski (Management Board Member)

    For    For    Management
12.ac  

Approve Discharge of Pawel Gruza (Management Board Member)

    For    For    Management
12.ad  

Approve Discharge of Katarzyna Kreczmanska-Gigol (Management Board Member)

    For    For    Management
12.ae  

Approve Discharge of Radoslaw Stach (Management Board Member)

    For    For    Management
12.ba  

Approve Discharge of Leszek Banaszak (Supervisory Board Member)

    For    For    Management
12.bb  

Approve Discharge of Jozef Czyczerski (Supervisory Board Member)

    For    For    Management
12.bc  

Approve Discharge of Przemyslaw Darowski (Supervisory Board Member)

    For    For    Management
12.bd  

Approve Discharge of Jaroslaw Janas (Supervisory Board Member)

    For    For    Management
12.be  

Approve Discharge of Andrzej Kisilewicz (Supervisory Board Member)

    For    For    Management
12.bf  

Approve Discharge of Katarzyna Lewandowska (Supervisory Board Member)

    For    For    Management
12.bg  

Approve Discharge of Ireneusz Pasis (Supervisory Board Member)

    For    For    Management
12.bh  

Approve Discharge of Bartosz Piechota (Supervisory Board Member)

    For    For    Management
12.bi  

Approve Discharge of Marek Pietrzak (Supervisory Board Member)

    For    For    Management
12.bj  

Approve Discharge of Boguslaw Szarek (Supervisory Board Member)

    For    For    Management
12.bk  

Approve Discharge of Agnieszka Winnik-Kalemba (Supervisory Board Member)

    For    For    Management
13.a  

Recall Supervisory Board Member

    For    Against    Management
13.b  

Elect Supervisory Board Member

    For    Against    Management
13.c  

Elect Supervisory Board Member

    For    Against    Management
14  

Approve Remuneration Report

    For    Against    Management
15  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KIA MOTORS CORP.

 

Ticker:    000270   Security ID:    Y47601102
Meeting Date:    MAR 22, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Amend Articles of Incorporation

    For    For    Management
3.1  

Elect Choi Jun-Young as Inside Director

    For    For    Management
3.2  

Elect Han Chol-Su as Outside Director

    For    For    Management
4  

Elect Cho Hwa-soon as Outside Director to Serve as an Audit Committee Member

    For    For    Management
5  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

KIKKOMAN CORP.

 

Ticker:    2801   Security ID:    J32620106
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 24

    For    For    Management
2.1  

Elect Director Mogi, Yuzaburo

    For    For    Management
2.2  

Elect Director Horikiri, Noriaki

    For    For    Management
2.3  

Elect Director Yamazaki, Koichi

    For    For    Management
2.4  

Elect Director Nakano, Shozaburo

    For    For    Management
2.5  

Elect Director Shimada, Masanao

    For    For    Management
2.6  

Elect Director Mogi, Osamu

    For    For    Management
2.7  

Elect Director Matsuyama, Asahi

    For    For    Management
2.8  

Elect Director Kamiyama, Takao

    For    For    Management
2.9  

Elect Director Fukui, Toshihiko

    For    For    Management
2.10  

Elect Director Ozaki, Mamoru

    For    For    Management
2.11  

Elect Director Inokuchi, Takeo

    For    For    Management
2.12  

Elect Director Iino, Masako

    For    For    Management
3.1  

Appoint Statutory Auditor Fukasawa, Haruhiko

    For    For    Management
3.2  

Appoint Statutory Auditor Kogo, Motohiko

    For    For    Management
4  

Appoint Alternate Statutory Auditor Endo, Kazuyoshi

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KIMBERLY-CLARK CORPORATION

 

Ticker:    KMB   Security ID:    494368103
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director John W. Culver

    For    For    Management
1.2  

Elect Director Robert W. Decherd

    For    For    Management
1.3  

Elect Director Michael D. Hsu

    For    For    Management
1.4  

Elect Director Mae C. Jemison

    For    For    Management
1.5  

Elect Director S. Todd Maclin

    For    For    Management
1.6  

Elect Director Sherilyn S. McCoy

    For    For    Management
1.7  

Elect Director Christa S. Quarles

    For    For    Management
1.8  

Elect Director Ian C. Read

    For    For    Management
1.9  

Elect Director Dunia A. Shive

    For    For    Management
1.10  

Elect Director Mark T. Smucker

    For    For    Management
1.11  

Elect Director Michael D. White

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Approve Non-Employee Director Omnibus Stock Plan

    For    For    Management
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    For    For    Management
7  

Provide Right to Act by Written Consent

    Against    For    Shareholder

KINDER MORGAN, INC.

 

Ticker:    KMI   Security ID:    49456B101
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Richard D. Kinder

    For    For    Management
1.2  

Elect Director Steven J. Kean

    For    For    Management
1.3  

Elect Director Kimberly A. Dang

    For    For    Management
1.4  

Elect Director Ted A. Gardner

    For    For    Management
1.5  

Elect Director Anthony W. Hall, Jr.

    For    For    Management
1.6  

Elect Director Gary L. Hultquist

    For    For    Management
1.7  

Elect Director Ronald L. Kuehn, Jr.

    For    For    Management
1.8  

Elect Director Deborah A. Macdonald

    For    For    Management
1.9  

Elect Director Michael C. Morgan

    For    For    Management
1.10  

Elect Director Arthur C. Reichstetter

    For    For    Management
1.11  

Elect Director C. Park Shaper

    For    For    Management
1.12  

Elect Director William A. Smith

    For    For    Management
1.13  

Elect Director Joel V. Staff

    For    For    Management
1.14  

Elect Director Robert F. Vagt

    For    For    Management
1.15  

Elect Director Perry M. Waughtal

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED

 

Ticker:    268   Security ID:    G52568147
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual
Record Date:    MAY 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2A  

Elect Xu Shao Chun as Director

    For    For    Management
2B  

Elect Dong Ming Zhu as Director

    For    Against    Management
2C  

Elect Zhou Bo Wen as Director

    For    Against    Management
2D  

Elect Ni Zheng Dong as Director

    For    Against    Management
3  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

    For    Against    Management
5A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
5B  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5C  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

KINGSPAN GROUP PLC

 

Ticker:    KRX   Security ID:    G52654103
Meeting Date:    FEB 12, 2021   Meeting Type:    Special
Record Date:    FEB 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository

    For    For    Management
2  

Adopt New Articles of Association

    For    For    Management
3  

Authorise Company to Take All Actions to Implement the Migration

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KINGSPAN GROUP PLC

 

Ticker:    KRX   Security ID:    G52654103
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Re-elect Gene Murtagh as Director

    For    Abstain    Management
3b  

Re-elect Geoff Doherty as Director

    For    For    Management
3c  

Re-elect Russell Shiels as Director

    For    For    Management
3d  

Re-elect Gilbert McCarthy as Director

    For    For    Management
3e  

Re-elect Linda Hickey as Director

    For    For    Management
3f  

Re-elect Michael Cawley as Director

    For    For    Management
3g  

Re-elect John Cronin as Director

    For    For    Management
3h  

Re-elect Jost Massenberg as Director

    For    For    Management
3i  

Re-elect Anne Heraty as Director

    For    For    Management
4  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
5  

Approve Remuneration Report

    For    Against    Management
6  

Approve Increase in the Limit for Non-executive Directors’ Fees

    For    For    Management
7  

Authorise Issue of Equity

    For    For    Management
8  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
9  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
10  

Authorise Market Purchase of Shares

    For    For    Management
11  

Authorise Reissuance of Treasury Shares

    For    For    Management
12  

Authorise the Company to Call EGM with Two Weeks’ Notice

    For    For    Management

KINNEVIK AB

 

Ticker:    KINV.B   Security ID:    W5139V265
Meeting Date:    AUG 19, 2020   Meeting Type:    Special
Record Date:    AUG 13, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    None    None    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Designate Inspector(s) of Minutes of Meeting

    None    None    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7.a  

Amend Articles Re: Equity-Related; Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares; Share Classes

    For    For    Management
7.b  

Approve 2:1 Stock Split

    For    For    Management
7.c  

Amend Articles Re: Equity-Related; Set Minimum (237 Million) and Maximum (948 Million) Number of Shares; Share Classes

    For    For    Management
7.d  

Approve SEK 13.9 Million Reduction in Share Capital via Share Cancellation

    For    For    Management
7.e  

Approve Capitalization of Reserves of SEK 13.9 Million for a Bonus Issue

    For    For    Management
8  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KINNEVIK AB

 

Ticker:    KINV.B   Security ID:    W5139V596
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    APR 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2  

Prepare and Approve List of Shareholders

    For    For    Management
3  

Approve Agenda of Meeting

    For    For    Management
4  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Allocation of Income and Omission of Dividends

    For    For    Management
9.a  

Approve Discharge of Susanna Campbell

    For    For    Management
9.b  

Approve Discharge of Dame Amelia Fawcett

    For    For    Management
9.c  

Approve Discharge of Wilhelm Klingspor

    For    For    Management
9.d  

Approve Discharge of Brian McBride

    For    For    Management
9.e  

Approve Discharge of Henrik Poulsen

    For    For    Management
9.f  

Approve Discharge of Cecilia Qvist

    For    For    Management
9.g  

Approve Discharge of Charlotte Stromberg

    For    For    Management
9.h  

Approve Discharge of Georgi Ganev

    For    For    Management
10  

Approve Remuneration Report

    For    Against    Management
11  

Determine Number of Members (6) and Deputy Members of Board

    For    For    Management
12.a  

Approve Remuneration of Directors in the Aggregate Amount of SEK 4.8 Million

    For    For    Management
12.b  

Approve Remuneration of Auditors

    For    For    Management
13.a  

Reelect Susanna Campbell as Director

    For    For    Management
13.b  

Reelect Brian McBride as Director

    For    For    Management
13.c  

Reelect Cecilia Qvist as Director

    For    For    Management
13.d  

Reelect Charlotte Stromberg as Director

    For    For    Management
13.e  

Elect James Anderson as New Director

    For    For    Management
13.f  

Elect Harald Mix as New Director

    For    For    Management
14  

Elect James Anderson as Board Chairman

    For    For    Management
15.a  

Amend Articles Re: Auditor

    For    For    Management
15.b  

Ratify KPMG as Auditors

    For    For    Management
16.a  

Approve Nomination Committee Procedures

    For    For    Management
16.b  

Elect Anders Oscarsson (Chairman), Hugo Stenbeck, Marie Klingspor, Lawrence Burns and Board Chairman James Anderson as Members of Nominating Committee

    For    For    Management
17.a  

Amend Articles Re: Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares

    For    For    Management
17.b  

Approve 2:1 Stock Split

    For    For    Management
17.c  

Amend Articles Re: Set Minimum (237 Million) and Maximum (948 Million) Number of Shares

    For    For    Management
17.d  

Approve Reduction of Share Capital through Redemption of Shares

    For    For    Management
17.e  

Approve Capitalization of Reserves of SEK 13.9 Million

    For    For    Management
17.f  

Approve SEK 25,000 Reduction in Share Capital via Reduction of Par Value for Transfer to Unrestricted Equity

    For    For    Management
18  

Approve Special Dividends to Holders of Incentive Shares of Class D

    For    For    Management
19  

Approve Transfer of Own Class B Shares to Cover Costs for Outstanding Long-Term Incentive Plans

    For    For    Management
20.a  

Authorize New Class of Common Stock of Class X

    For    For    Management
20.b  

Approve Equity Plan Financing Through Issue of Class X Shares

    For    For    Management
20.c  

Approve Equity Plan Financing Through Repurchase of Class X Shares

    For    For    Management

KINROSS GOLD CORPORATION

 

Ticker:    K   Security ID:    496902404
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ian Atkinson

    For    For    Management
1.2  

Elect Director Kerry D. Dyte

    For    For    Management
1.3  

Elect Director Glenn A. Ives

    For    For    Management
1.4  

Elect Director Ave G. Lethbridge

    For    For    Management
1.5  

Elect Director Elizabeth D. McGregor

    For    For    Management
1.6  

Elect Director Catherine McLeod-Seltzer

    For    For    Management
1.7  

Elect Director Kelly J. Osborne

    For    For    Management
1.8  

Elect Director J. Paul Rollinson

    For    For    Management
1.9  

Elect Director David A. Scott

    For    For    Management
2  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Approve Shareholder Rights Plan

    For    For    Management
4  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KIRIN HOLDINGS CO., LTD.

 

Ticker:    2503   Security ID:    497350108
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 32.5

    For    For    Management
2.1  

Elect Director Isozaki, Yoshinori

    For    For    Management
2.2  

Elect Director Nishimura, Keisuke

    For    For    Management
2.3  

Elect Director Miyoshi, Toshiya

    For    For    Management
2.4  

Elect Director Yokota, Noriya

    For    For    Management
2.5  

Elect Director Kobayashi, Noriaki

    For    For    Management
2.6  

Elect Director Mori, Masakatsu

    For    For    Management
2.7  

Elect Director Yanagi, Hiroyuki

    For    For    Management
2.8  

Elect Director Matsuda, Chieko

    For    For    Management
2.9  

Elect Director Shiono, Noriko

    For    For    Management
2.10  

Elect Director Rod Eddington

    For    For    Management
2.11  

Elect Director George Olcott

    For    For    Management
2.12  

Elect Director Kato, Kaoru

    For    For    Management

KIRKLAND LAKE GOLD LTD.

 

Ticker:    KL   Security ID:    49741E100
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    APR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jonathan Gill

    For    For    Management
1b  

Elect Director Peter Grosskopf

    For    For    Management
1c  

Elect Director Ingrid Hibbard

    For    For    Management
1d  

Elect Director Arnold Klassen

    For    For    Management
1e  

Elect Director Elizabeth Lewis-Gray

    For    For    Management
1f  

Elect Director Anthony Makuch

    For    For    Management
1g  

Elect Director Barry Olson

    For    For    Management
1h  

Elect Director Jeff Parr

    For    For    Management
2  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KLA CORPORATION

 

Ticker:    KLAC   Security ID:    482480100
Meeting Date:    NOV 04, 2020   Meeting Type:    Annual
Record Date:    SEP 16, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Edward Barnholt

    For    For    Management
1.2  

Elect Director Robert Calderoni

    For    For    Management
1.3  

Elect Director Jeneanne Hanley

    For    For    Management
1.4  

Elect Director Emiko Higashi

    For    For    Management
1.5  

Elect Director Kevin Kennedy

    For    For    Management
1.6  

Elect Director Gary Moore

    For    For    Management
1.7  

Elect Director Marie Myers

    For    For    Management
1.8  

Elect Director Kiran Patel

    For    For    Management
1.9  

Elect Director Victor Peng

    For    For    Management
1.10  

Elect Director Robert Rango

    For    For    Management
1.11  

Elect Director Richard Wallace

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Adopt Proxy Access Right

    Against    For    Shareholder

KOMATSU LTD.

 

Ticker:    6301   Security ID:    J35759125
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 37

    For    For    Management
2.1  

Elect Director Ohashi, Tetsuji

    For    For    Management
2.2  

Elect Director Ogawa, Hiroyuki

    For    For    Management
2.3  

Elect Director Moriyama, Masayuki

    For    For    Management
2.4  

Elect Director Mizuhara, Kiyoshi

    For    For    Management
2.5  

Elect Director Kigawa, Makoto

    For    For    Management
2.6  

Elect Director Kunibe, Takeshi

    For    For    Management
2.7  

Elect Director Arthur M. Mitchell

    For    For    Management
2.8  

Elect Director Horikoshi, Takeshi

    For    For    Management
2.9  

Elect Director Saiki, Naoko

    For    For    Management
3.1  

Appoint Statutory Auditor Ono, Kotaro

    For    For    Management
3.2  

Appoint Statutory Auditor Inagaki, Yasuhiro

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KONE OYJ

 

Ticker:    KNEBV   Security ID:    X4551T105
Meeting Date:    MAR 02, 2021   Meeting Type:    Annual
Record Date:    FEB 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Call the Meeting to Order

    None    None    Management
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

    For    For    Management
4  

Acknowledge Proper Convening of Meeting

    For    For    Management
5  

Prepare and Approve List of Shareholders

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Allocation of Income and Dividends of EUR 1.7475 per Class A Share and EUR 1.75 per Class B Share; Approve Extra Dividends of EUR 0.4975 per Class A Share and EUR 0.50 per Class B Share

    For    For    Management
9  

Approve Discharge of Board and President

    For    For    Management
10  

Approve Remuneration Report (Advisory Vote)

    For    Against    Management
11  

Approve Remuneration of Directors in the Amount of EUR 220,000 for Chairman, EUR 125,000 for Vice Chairman, and EUR 110,000 for Other Directors

    For    Against    Management
12  

Fix Number of Directors at Eight

    For    For    Management
13  

Reelect Matti Alahuhta, Susan Duinhoven, Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant and Juhani Kaskeala as Directors; Elect Jennifer Xin-Zhe Li as New Director

    For    Against    Management
14  

Approve Remuneration of Auditors

    For    For    Management
15  

Elect One Auditor for the Term Ending on the Conclusion of AGM 2020

    For    For    Management
16  

Ratify Ernst & Young as Auditors

    For    For    Management
17  

Authorize Share Repurchase Program

    For    For    Management
18  

Approve Issuance of Shares and Options without Preemptive Rights

    For    For    Management
19  

Close Meeting

    None    None    Management

KONINKLIJKE AHOLD DELHAIZE NV

 

Ticker:    AD   Security ID:    N0074E105
Meeting Date:    APR 14, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Receive Report of Management Board (Non-Voting)

    None    None    Management
3  

Receive Explanation on Company’s Reserves and Dividend Policy

    None    None    Management
4  

Adopt Financial Statements

    For    For    Management
5  

Approve Dividends of EUR 0.90 Per Share

    For    For    Management
6  

Approve Remuneration Report

    For    For    Management
7  

Approve Discharge of Management Board

    For    For    Management
8  

Approve Discharge of Supervisory Board

    For    For    Management
9  

Elect Jan Zijderveld to Supervisory Board

    For    For    Management
10  

Elect Bala Subramanian to Supervisory Board

    For    For    Management
11  

Ratify PricewaterhouseCoopers Accountants N.V as Auditors

    For    For    Management
12  

Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital

    For    For    Management
13  

Authorize Board to Exclude Preemptive Rights from Share Issuances

    For    For    Management
14  

Authorize Board to Acquire Common Shares

    For    For    Management
15  

Approve Cancellation of Repurchased Shares

    For    For    Management
16  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KONINKLIJKE DSM NV

 

Ticker:    DSM   Security ID:    N5017D122
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Amend Articles of Association

    For    For    Management
3  

Receive Report of Management Board (Non-Voting)

    None    None    Management
4  

Approve Remuneration Report

    For    For    Management
5  

Adopt Financial Statements and Statutory Reports

    For    For    Management
6.a  

Receive Explanation on Company’s Reserves and Dividend Policy

    None    None    Management
6.b  

Approve Dividends of EUR 2.40 Per Share

    For    For    Management
7.a  

Approve Discharge of Management Board

    For    For    Management
7.b  

Approve Discharge of Supervisory Board

    For    For    Management
8  

Reelect Dimitri de Vreeze to Management Board

    For    For    Management
9.a  

Reelect Frits van Paasschen to Supervisory Board

    For    For    Management
9.b  

Reelect John Ramsay to Supervisory Board

    For    For    Management
9.c  

Elect Carla Mahieu to Supervisory Board

    For    For    Management
9.d  

Elect Corien M. Wortmann-Kool to Supervisory Board

    For    For    Management
10  

Ratify KPMG Accountants N.V as Auditors

    For    For    Management
11.a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights

    For    For    Management
11.b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Connection with a Rights Issue

    For    For    Management
12  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
13  

Approve Reduction in Share Capital through Cancellation of Shares

    For    For    Management
14  

Other Business (Non-Voting)

    None    None    Management
15  

Discuss Voting Results

    None    None    Management
16  

Close Meeting

    None    None    Management

KONINKLIJKE PHILIPS NV

 

Ticker:    PHIA   Security ID:    N7637U112
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

President’s Speech

    None    None    Management
2.a  

Receive Explanation on Company’s Reserves and Dividend Policy

    None    None    Management
2.b  

Adopt Financial Statements and Statutory Reports

    For    For    Management
2.c  

Approve Dividends of EUR 0.85 Per Share

    For    For    Management
2.d  

Approve Remuneration Report

    For    For    Management
2.e  

Approve Discharge of Management Board

    For    For    Management
2.f  

Approve Discharge of Supervisory Board

    For    For    Management
3  

Reelect Marnix van Ginneken to Management Board

    For    For    Management
4.a  

Elect Chua Sock Koong to Supervisory Board

    For    For    Management
4.b  

Elect Indra Nooyi to Supervisory Board

    For    For    Management
5.a  

Grant Board Authority to Issue Shares

    For    For    Management
5.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

    For    For    Management
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
7  

Approve Cancellation of Repurchased Shares

    For    For    Management
8  

Other Business (Non-Voting)

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KOREA ELECTRIC POWER CORP.

 

Ticker:    015760   Security ID:    Y48406105
Meeting Date:    SEP 14, 2020   Meeting Type:    Special
Record Date:    JUN 15, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Three Inside Directors (Bundled)

    For    For    Management
2  

Elect Noh Geum-sun and Jung Yeon-gil as a Member of Audit Committee (Bundled)

    For    For    Management

KOREA ELECTRIC POWER CORP.

 

Ticker:    015760   Security ID:    Y48406105
Meeting Date:    NOV 09, 2020   Meeting Type:    Special
Record Date:    AUG 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Lee Jong-hwan as Inside Director

    For    For    Management
1.2  

Elect Choi Young-ho as Inside Director

    For    For    Management
2  

Elect Choi Young-ho as a Member of Audit Committee

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KOREA ELECTRIC POWER CORP.

 

Ticker:    015760   Security ID:    Y48406105
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management
3  

Elect Kim Tae-ock as Inside Director

    For    For    Management
4  

Amend Articles of Incorporation

    For    For    Management

KOREA ELECTRIC POWER CORP.

 

Ticker:    015760   Security ID:    Y48406105
Meeting Date:    MAY 28, 2021   Meeting Type:    Special
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Jeong Seung-il as CEO

    For    For    Management
2  

Elect Park Heon-gyu as Inside Director

    For    For    Management
3  

Elect Park Hyo-seong as a Member of Audit Committee

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KT&G CORP.

 

Ticker:    033780   Security ID:    Y49904108
Meeting Date:    MAR 19, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Elect Baek Bok-in as CEO

    For    For    Management
3  

Elect Bang Kyung-man as Inside Director

    For    For    Management
4  

Elect Lim Min-kyu as Outside Director

    For    For    Management
5  

Elect Baek Jong-soo as Outside Director to Serve as an Audit Committee Member

    For    For    Management
6  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

KUBOTA CORP.

 

Ticker:    6326   Security ID:    J36662138
Meeting Date:    MAR 19, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kimata, Masatoshi

    For    For    Management
1.2  

Elect Director Kitao, Yuichi

    For    For    Management
1.3  

Elect Director Yoshikawa, Masato

    For    For    Management
1.4  

Elect Director Kurosawa, Toshihiko

    For    For    Management
1.5  

Elect Director Watanabe, Dai

    For    For    Management
1.6  

Elect Director Matsuda, Yuzuru

    For    For    Management
1.7  

Elect Director Ina, Koichi

    For    For    Management
1.8  

Elect Director Shintaku, Yutaro

    For    For    Management
1.9  

Elect Director Arakane, Kumi

    For    For    Management
2  

Appoint Statutory Auditor Furusawa, Yuri

    For    For    Management
3  

Approve Compensation Ceiling for Directors

    For    For    Management
4  

Approve Annual Bonus

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KUEHNE + NAGEL INTERNATIONAL AG

 

Ticker:    KNIN   Security ID:    H4673L145
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 4.50 per Share

    For    For    Management
3  

Approve Discharge of Board and Senior Management

    For    For    Management
4.1.1  

Reelect Dominik Buergy as Director

    For    For    Management
4.1.2  

Reelect Renato Fassbind as Director

    For    For    Management
4.1.3  

Reelect Karl Gernandt as Director

    For    For    Management
4.1.4  

Reelect David Kamenetzky as Director

    For    For    Management
4.1.5  

Reelect Klaus-Michael Kuehne as Director

    For    For    Management
4.1.6  

Reelect Hauke Stars as Director

    For    For    Management
4.1.7  

Reelect Martin Wittig as Director

    For    For    Management
4.1.8  

Reelect Joerg Wolle as Director

    For    For    Management
4.2  

Elect Tobias Staehelin as Director

    For    For    Management
4.3  

Reelect Joerg Wolle as Board Chairman

    For    For    Management
4.4.1  

Reappoint Karl Gernandt as Member of the Compensation Committee

    For    Against    Management
4.4.2  

Reappoint Klaus-Michael Kuehne as Member of the Compensation Committee

    For    Against    Management
4.4.3  

Reappoint Hauke Stars as Member of the Compensation Committee

    For    For    Management
4.5  

Designate Investarit AG as Independent Proxy

    For    For    Management
4.6  

Ratify Ernst & Young AG as Auditors

    For    For    Management
5  

Approve Remuneration Report

    For    Against    Management
6.1  

Approve Remuneration of Directors in the Amount of CHF 5.5 Million

    For    Against    Management
6.2  

Approve Remuneration of Executive Committee in the Amount of CHF 22 Million

    For    Against    Management
7  

Transact Other Business (Voting)

    For    Against    Management

KYOCERA CORP.

 

Ticker:    6971   Security ID:    J37479110
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 80

    For    For    Management
2.1  

Elect Director Yamaguchi, Goro

    For    For    Management
2.2  

Elect Director Tanimoto, Hideo

    For    For    Management
2.3  

Elect Director Fure, Hiroshi

    For    For    Management
2.4  

Elect Director Ina, Norihiko

    For    For    Management
2.5  

Elect Director Kano, Koichi

    For    For    Management
2.6  

Elect Director Aoki, Shoichi

    For    For    Management
2.7  

Elect Director Aoyama, Atsushi

    For    For    Management
2.8  

Elect Director Koyano, Akiko

    For    For    Management
2.9  

Elect Director Kakiuchi, Eiji

    For    For    Management
3  

Appoint Alternate Statutory Auditor Kida, Minoru

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KYUSHU ELECTRIC POWER CO., INC.

 

Ticker:    9508   Security ID:    J38468104
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 1,050,000 for Class A Preferred Shares, and JPY 17.5 for Ordinary Shares

    For    For    Management
2.1  

Elect Director Uriu, Michiaki

    For    For    Management
2.2  

Elect Director Ikebe, Kazuhiro

    For    For    Management
2.3  

Elect Director Fujii, Ichiro

    For    For    Management
2.4  

Elect Director Toyoma, Makoto

    For    For    Management
2.5  

Elect Director Toyoshima, Naoyuki

    For    For    Management
2.6  

Elect Director Ogura, Yoshio

    For    For    Management
2.7  

Elect Director Akiyama, Yasuji

    For    For    Management
2.8  

Elect Director Fujimoto, Junichi

    For    For    Management
2.9  

Elect Director Kuriyama, Yoshifumi

    For    For    Management
2.10  

Elect Director Sakie Fukushima Tachibana

    For    For    Management
2.11  

Elect Director Tsuda, Junji

    For    For    Management
3  

Elect Director and Audit Committee Member Endo, Yasuaki

    For    For    Management
4  

Approve Trust-Type Equity Compensation Plan

    For    For    Management
5  

Amend Articles to Add Provision on Declaration Concerning SDGs

    Against    Against    Shareholder
6  

Amend Articles to Add Provision on Thorough Safety Measures Concerning Nuclear Power Generation

    Against    Against    Shareholder
7  

Amend Articles to Add Provision on Declaration Concerning Promotion of Renewable Energies

    Against    Against    Shareholder
8  

Amend Articles to Add Provision on Declaration Concerning Seismic Resistance Standard of Nuclear Power Plants

    Against    Against    Shareholder
9  

Amend Articles to Establish Investigation Committee on the Utility’s Assessment of Basic Earthquake Ground Motion Figures at Oi Nuclear Plant

    Against    Against    Shareholder

L’OREAL SA

 

Ticker:    OR   Security ID:    F58149133
Meeting Date:    APR 20, 2021   Meeting Type:    Annual/Special
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 4 per Share and an Extra of EUR 0.40 per Share to Long Term Registered Shares

    For    For    Management
4  

Elect Nicolas Hieronimus as Director

    For    For    Management
5  

Elect Alexandre Ricard as Director

    For    For    Management
6  

Reelect Francoise Bettencourt Meyers as Director

    For    For    Management
7  

Reelect Paul Bulcke as Director

    For    For    Management
8  

Reelect Virginie Morgon as Director

    For    For    Management
9  

Approve Compensation Report of Corporate Officers

    For    For    Management
10  

Approve Compensation of Jean-Paul Agon, Chairman and CEO

    For    For    Management
11  

Approve Remuneration Policy of Directors

    For    For    Management
12  

Approve Remuneration Policy of Jean-Paul Agon, Chairman and CEO Until April 30, 2021

    For    For    Management
13  

Approve Remuneration Policy of Nicolas Hieronimus, CEO Since May 1, 2021

    For    For    Management
14  

Approve Remuneration Policy of Jean-Paul Agon, Chairman of the Board Since May 1, 2021

    For    Against    Management
15  

Approve Amendment of Employment Contract of Nicolas Hieronimus, CEO Since May 1, 2021

    For    Against    Management
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
17  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up a Maximum Nominal Share Capital value of EUR 156,764,042. 40

    For    For    Management
18  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

    For    For    Management
19  

Authorize Capital Increase of up to 2 Percent of Issued Capital for Contributions in Kind

    For    For    Management
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

    For    For    Management
22  

Amend Article 9.2 of Bylaws Re: Written Consultation

    For    For    Management
23  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

L3HARRIS TECHNOLOGIES, INC.

 

Ticker:    LHX   Security ID:    502431109
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sallie B. Bailey

    For    For    Management
1b  

Elect Director William M. Brown

    For    For    Management
1c  

Elect Director Peter W. Chiarelli

    For    For    Management
1d  

Elect Director Thomas A. Corcoran

    For    For    Management
1e  

Elect Director Thomas A. Dattilo

    For    For    Management
1f  

Elect Director Roger B. Fradin

    For    For    Management
1g  

Elect Director Lewis Hay, III

    For    For    Management
1h  

Elect Director Lewis Kramer

    For    For    Management
1i  

Elect Director Christopher E. Kubasik

    For    For    Management
1j  

Elect Director Rita S. Lane

    For    For    Management
1k  

Elect Director Robert B. Millard

    For    For    Management
1l  

Elect Director Lloyd W. Newton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

LABORATORY CORPORATION OF AMERICA HOLDINGS

 

Ticker:    LH   Security ID:    50540R409
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kerrii B. Anderson

    For    For    Management
1b  

Elect Director Jean-Luc Belingard

    For    For    Management
1c  

Elect Director Jeffrey A. Davis

    For    For    Management
1d  

Elect Director D. Gary Gilliland

    For    For    Management
1e  

Elect Director Garheng Kong

    For    For    Management
1f  

Elect Director Peter M. Neupert

    For    For    Management
1g  

Elect Director Richelle P. Parham

    For    For    Management
1h  

Elect Director Adam H. Schechter

    For    For    Management
1i  

Elect Director Kathryn E. Wengel

    For    For    Management
1j  

Elect Director R. Sanders Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LAFARGEHOLCIM LTD.

 

Ticker:    LHN   Security ID:    H4768E105
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
1.2  

Approve Remuneration Report

    For    For    Management
2  

Approve Discharge of Board and Senior Management

    For    For    Management
3.1  

Approve Allocation of Income

    For    For    Management
3.2  

Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves

    For    For    Management
4.1  

Change Company Name to Holcim Ltd

    For    For    Management
4.2  

Change Location of Registered Office/Headquarters to Zug, Switzerland

    For    For    Management
5.1a  

Reelect Beat Hess as Director and Board Chairman

    For    For    Management
5.1b  

Reelect Philippe Block as Director

    For    For    Management
5.1c  

Reelect Kim Fausing as Director

    For    For    Management
5.1d  

Reelect Colin Hall as Director

    For    For    Management
5.1e  

Reelect Naina Kidwai as Director

    For    For    Management
5.1f  

Reelect Patrick Kron as Director

    For    For    Management
5.1g  

Reelect Adrian Loader as Director

    For    For    Management
5.1h  

Reelect Juerg Oleas as Director

    For    For    Management
5.1i  

Reelect Claudia Ramirez as Director

    For    For    Management
5.1j  

Reelect Hanne Sorensen as Director

    For    For    Management
5.1k  

Reelect Dieter Spaelti as Director

    For    For    Management
5.2  

Elect Jan Jenisch as Director

    For    For    Management
5.3.1  

Reappoint Colin Hall as Member of the Nomination, Compensation and Governance Committee

    For    For    Management
5.3.2  

Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee

    For    For    Management
5.3.3  

Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee

    For    For    Management
5.3.4  

Appoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee

    For    For    Management
5.4  

Appoint Dieter Spaelti as Member of the Nomination, Compensation and Governance Committee

    For    For    Management
5.5.1  

Ratify Deloitte AG as Auditors

    For    For    Management
5.5.2  

Designate Sabine Burkhalter Kaimakliotis as Independent Proxy

    For    For    Management
6.1  

Approve Remuneration of Directors in the Amount of CHF 5.2 Million

    For    For    Management
6.2  

Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million

    For    For    Management
7  

Transact Other Business (Voting)

    For    Against    Management

LAM RESEARCH CORPORATION

 

Ticker:    LRCX   Security ID:    512807108
Meeting Date:    NOV 03, 2020   Meeting Type:    Annual
Record Date:    SEP 04, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Sohail U. Ahmed

    For    For    Management
1.2  

Elect Director Timothy M. Archer

    For    For    Management
1.3  

Elect Director Eric K. Brandt

    For    For    Management
1.4  

Elect Director Michael R. Cannon

    For    For    Management
1.5  

Elect Director Catherine P. Lego

    For    For    Management
1.6  

Elect Director Bethany J. Mayer

    For    For    Management
1.7  

Elect Director Abhijit Y. Talwalkar

    For    For    Management
1.8  

Elect Director Lih Shyng (Rick L.) Tsai

    For    For    Management
1.9  

Elect Director Leslie F. Varon

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LAMB WESTON HOLDINGS, INC.

 

Ticker:    LW   Security ID:    513272104
Meeting Date:    SEP 24, 2020   Meeting Type:    Annual
Record Date:    JUL 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Peter J. Bensen

    For    For    Management
1b  

Elect Director Charles A. Blixt

    For    For    Management
1c  

Elect Director Robert J. Coviello

    For    For    Management
1d  

Elect Director Andre J. Hawaux

    For    For    Management
1e  

Elect Director W.G. Jurgensen

    For    For    Management
1f  

Elect Director Thomas P. Maurer

    For    For    Management
1g  

Elect Director Robert A. Niblock

    For    For    Management
1h  

Elect Director Hala G. Moddelmog

    For    For    Management
1i  

Elect Director Maria Renna Sharpe

    For    For    Management
1j  

Elect Director Thomas P. Werner

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

LANXESS AG

 

Ticker:    LXS   Security ID:    D5032B102
Meeting Date:    AUG 27, 2020   Meeting Type:    Annual
Record Date:    AUG 05, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.95 per Share

    For    For    Management
3.1  

Approve Discharge of Management Board Member Matthias Zachert for Fiscal 2019

    For    For    Management
3.2  

Approve Discharge of Management Board Member Anno Borkowsky for Fiscal 2019

    For    For    Management
3.3  

Approve Discharge of Management Board

    For    For    Management
 

Member Hubert Fink for Fiscal 2019

         
3.4  

Approve Discharge of Management Board Member Michael Pontzen for Fiscal 2019

    For    For    Management
3.5  

Approve Discharge of Management Board Member Rainier van Roessel for Fiscal 2019

    For    For    Management
4.1  

Approve Discharge of Supervisory Board Member Matthias Wolfgruber for Fiscal 2019

    For    For    Management
4.2  

Approve Discharge of Supervisory Board Member Birgit Bierther for Fiscal 2019

    For    For    Management
4.3  

Approve Discharge of Supervisory Board Member Werner Czaplik for Fiscal 2019

    For    For    Management
4.4  

Approve Discharge of Supervisory Board Member Hans-Dieter Gerriets for Fiscal 2019

    For    For    Management
4.5  

Approve Discharge of Supervisory Board Member Heike Hanagarth for Fiscal 2019

    For    For    Management
4.6  

Approve Discharge of Supervisory Board Member Friedrich Janssen for Fiscal 2019

    For    For    Management
4.7  

Approve Discharge of Supervisory Board Member Pamela Knapp for Fiscal 2019

    For    For    Management
4.8  

Approve Discharge of Supervisory Board Member Thomas Meiers for Fiscal 2019

    For    For    Management
4.9  

Approve Discharge of Supervisory Board Member Lawrence Rosen for Fiscal 2019

    For    For    Management
4.10  

Approve Discharge of Supervisory Board Member Ralf Sikorski for Fiscal 2019

    For    For    Management
4.11  

Approve Discharge of Supervisory Board Member Manuela Strauch for Fiscal 2019

    For    For    Management
4.12  

Approve Discharge of Supervisory Board Member Theo Walthie for Fiscal 2019

    For    For    Management
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020

    For    For    Management
6.1  

Elect Matthias Wolfgruber to the Supervisory Board

    For    For    Management
6.2  

Elect Lawrence Rosen to the Supervisory Board

    For    For    Management
6.3  

Elect Hans Van Bylen to the Supervisory Board

    For    For    Management
6.4  

Elect Theo Walthie to the Supervisory Board

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management
8  

Amend Articles Re: Proof of Entitlement

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LARGAN PRECISION CO., LTD.

 

Ticker:    3008   Security ID:    Y52144105
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Operations Report and Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Approve Amendments to Articles of Association

    For    For    Management
4  

Approve Amendment to Rules and Procedures for Election of Directors and Supervisors

    For    For    Management

LAS VEGAS SANDS CORP.

 

Ticker:    LVS   Security ID:    517834107
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Irwin Chafetz

    For    For    Management
1.2  

Elect Director Micheline Chau

    For    Withhold    Management
1.3  

Elect Director Patrick Dumont

    For    For    Management
1.4  

Elect Director Charles D. Forman

    For    For    Management
1.5  

Elect Director Robert G. Goldstein

    For    For    Management
1.6  

Elect Director George Jamieson

    For    For    Management
1.7  

Elect Director Nora M. Jordan

    For    For    Management
1.8  

Elect Director Charles A. Koppelman

    For    Withhold    Management
1.9  

Elect Director Lewis Kramer

    For    For    Management
1.10  

Elect Director David F. Levi

    For    Withhold    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LEGAL & GENERAL GROUP PLC

 

Ticker:    LGEN   Security ID:    G54404127
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAY 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Ric Lewis as Director

    For    For    Management
4  

Elect Nilufer von Bismarck as Director

    For    For    Management
5  

Re-elect Henrietta Baldock as Director

    For    For    Management
6  

Re-elect Philip Broadley as Director

    For    For    Management
7  

Re-elect Jeff Davies as Director

    For    For    Management
8  

Re-elect Sir John Kingman as Director

    For    For    Management
9  

Re-elect Lesley Knox as Director

    For    For    Management
10  

Re-elect George Lewis as Director

    For    For    Management
11  

Re-elect Toby Strauss as Director

    For    For    Management
12  

Re-elect Nigel Wilson as Director

    For    For    Management
13  

Reappoint KPMG LLP as Auditors

    For    For    Management
14  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
15  

Approve Remuneration Report

    For    For    Management
16  

Authorise Issue of Equity

    For    For    Management
17  

Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities

    For    For    Management
18  

Authorise UK Political Donations and Expenditure

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities

    For    For    Management
22  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
23  

Adopt New Articles of Association

    For    For    Management
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

LEGRAND SA

 

Ticker:    LR   Security ID:    F56196185
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 1.42 per Share

    For    For    Management
4  

Approve Compensation Report of Corporate Officers

    For    For    Management
5  

Approve Compensation of Gilles Schnepp, Chairman of the Board Until 30 June 2020

    For    For    Management
6  

Approve Compensation of Angeles Garcia-Poveda, Chairman of the Board Since 1 July 2020

    For    For    Management
7  

Approve Compensation of Benoit Coquart, CEO

    For    For    Management
8  

Approve Remuneration Policy of Chairman of the Board

    For    For    Management
9  

Approve Remuneration Policy of CEO

    For    For    Management
10  

Approve Remuneration Policy of Board Members

    For    For    Management
11  

Reelect Annalisa Loustau Elia as Director

    For    For    Management
12  

Elect Jean-Marc Chery as Director

    For    For    Management
13  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
14  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
15  

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
16  

Amend Article 12.4 of Bylaws Re: Vote Instructions

    For    For    Management
17  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LEIDOS HOLDINGS, INC.

 

Ticker:    LDOS   Security ID:    525327102
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Gregory R. Dahlberg

    For    For    Management
1b  

Elect Director David G. Fubini

    For    For    Management
1c  

Elect Director Miriam E. John

    For    For    Management
1d  

Elect Director Frank Kendall, III

    For    For    Management
1e  

Elect Director Robert C. Kovarik, Jr.

    For    For    Management
1f  

Elect Director Harry M. J. Kraemer, Jr.

    For    For    Management
1g  

Elect Director Roger A. Krone

    For    For    Management
1h  

Elect Director Gary S. May

    For    For    Management
1i  

Elect Director Surya N. Mohapatra

    For    For    Management
1j  

Elect Director Robert S. Shapard

    For    For    Management
1k  

Elect Director Susan M. Stalnecker

    For    For    Management
1l  

Elect Director Noel B. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

LENNAR CORPORATION

 

Ticker:    LEN   Security ID:    526057104
Meeting Date:    APR 07, 2021   Meeting Type:    Annual
Record Date:    FEB 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Amy Banse

    For    For    Management
1b  

Elect Director Rick Beckwitt

    For    For    Management
1c  

Elect Director Steven L. Gerard

    For    For    Management
1d  

Elect Director Tig Gilliam

    For    For    Management
1e  

Elect Director Sherrill W. Hudson

    For    For    Management
1f  

Elect Director Jonathan M. Jaffe

    For    For    Management
1g  

Elect Director Sidney Lapidus

    For    For    Management
1h  

Elect Director Teri P. McClure

    For    For    Management
1i  

Elect Director Stuart Miller

    For    For    Management
1j  

Elect Director Armando Olivera

    For    For    Management
1k  

Elect Director Jeffrey Sonnenfeld

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LENOVO GROUP LIMITED

 

Ticker:    992   Security ID:    Y5257Y107
Meeting Date:    FEB 04, 2021   Meeting Type:    Special
Record Date:    JAN 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Proposed Issuance and Admission of Chinese Depositary Receipts (“CDRs”) and the Specific Mandate

    For    For    Management
2  

Authorize Board and Its Authorized Persons to Deal With All Matters in Relation to the Proposed Issuance and Admission of CDRs

    For    For    Management
3  

Approve Plan for Distribution of Profits Accumulated and Undistributed Before the Proposed Issuance and Admission of CDRs

    For    For    Management
4  

Approve Price Stabilization Plan of CDRs for Three Years After the Proposed Issuance and Admission of CDRs

    For    For    Management
5  

Approve Dividend Return Plan for Shareholders for Three Years After the Proposed Issuance and Admission of CDRs

    For    For    Management
6  

Approve Use of Proceeds from the Proposed Issuance and Admission of CDRs

    For    For    Management
7  

Approve Risk Alert Regarding Dilution of Immediate Return by the Public Offering of CDRs and Relevant Recovery Measures

    For    For    Management
8  

Approve Binding Measures on Non-Performance of Relevant Undertakings in Connection with the Proposed Issuance and Admission of CDRs

    For    For    Management
9  

Adopt Rules and Procedures Regarding General Meetings of Shareholders

    For    For    Management
10  

Adopt Rules and Procedures Regarding Meetings of Board of Directors

    For    For    Management
11  

Amend Articles of Association and Adopt Amended and Restated Articles of Association

    For    For    Management

LG CHEM LTD.

 

Ticker:    051910   Security ID:    Y52758102
Meeting Date:    OCT 30, 2020   Meeting Type:    Special
Record Date:    OCT 05, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Split-Off Agreement

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LG CHEM LTD.

 

Ticker:    051910   Security ID:    Y52758102
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Amend Articles of Incorporation

    For    For    Management
3  

Elect Cha Dong Seok as Inside Director

    For    Against    Management
4  

Elect Kim Mun-Su as Outside Director to Serve as an Audit Committee Member

    For    For    Management
5  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

LG DISPLAY CO., LTD.

 

Ticker:    034220   Security ID:    Y5255T100
Meeting Date:    MAR 23, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Amend Articles of Incorporation

    For    For    Management
3  

Elect Lee Byung-ho as Outside Director

    For    For    Management
4  

Elect Moon Du-cheol as Outside Director to Serve as an Audit Committee Member

    For    For    Management
5  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LG ELECTRONICS, INC.

 

Ticker:    066570   Security ID:    Y5275H177
Meeting Date:    MAR 24, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Amend Articles of Incorporation

    For    For    Management
3  

Elect Bae Doo Yong as Inside Director

    For    For    Management
4  

Elect Kang Soo Jin as Outside Director to Serve as a Member of Audit Committee

    For    For    Management
5  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management
6  

Approve Split-Off Agreement

    For    For    Management

LG HOUSEHOLD & HEALTH CARE LTD.

 

Ticker:    051900   Security ID:    Y5275R100
Meeting Date:    MAR 19, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Amend Articles of Incorporation

    For    For    Management
3.1  

Elect Kim Hong-gi as Inside Director

    For    Against    Management
3.2  

Elect Ha Beom-jong as Non-Independent Non-Executive Director

    For    Against    Management
4  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LI NING COMPANY LIMITED

 

Ticker:    2331   Security ID:    G5496K124
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    JUN 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3.1a  

Elect Li Ning as Director

    For    For    Management
3.1b  

Elect Li Qilin as Director

    For    For    Management
3.1c  

Elect Su Jing Shyh, Samuel as Director

    For    For    Management
3.2  

Authorize Board to Fix the Remuneration of Directors

    For    For    Management
4  

Approve PricewaterhouseCoopers, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management

LINDE PLC

 

Ticker:    LIN   Security ID:    G5494J103
Meeting Date:    JUL 27, 2020   Meeting Type:    Annual
Record Date:    JUL 25, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Wolfgang H. Reitzle

    For    For    Management
1b  

Elect Director Stephen F. Angel

    For    For    Management
1c  

Elect Director Ann-Kristin Achleitner

    For    For    Management
1d  

Elect Director Clemens A. H. Borsig

    For    For    Management
1e  

Elect Director Nance K. Dicciani

    For    For    Management
1f  

Elect Director Thomas Enders

    For    For    Management
1g  

Elect Director Franz Fehrenbach

    For    For    Management
1h  

Elect Director Edward G. Galante

    For    For    Management
1i  

Elect Director Larry D. McVay

    For    For    Management
1j  

Elect Director Victoria E. Ossadnik

    For    For    Management
1k  

Elect Director Martin H. Richenhagen

    For    For    Management
1l  

Elect Director Robert L. Wood

    For    For    Management
2a  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
2b  

Authorize Board to Fix Remuneration of Auditors

    For    For    Management
3  

Determine Price Range for Reissuance of Treasury Shares

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LINK REAL ESTATE INVESTMENT TRUST

 

Ticker:    823   Security ID:    Y5281M111
Meeting Date:    JUL 22, 2020   Meeting Type:    Annual
Record Date:    JUL 16, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Note the Financial Statements and Statutory Reports

    None    None    Management
2  

Note the Appointment of Auditor and Fixing of Their Remuneration

    None    None    Management
3.1  

Elect Peter Tse Pak Wing as Director

    For    For    Management
3.2  

Elect Nancy Tse Sau Ling as Director

    For    For    Management
3.3  

Elect Elaine Carole Young as Director

    For    For    Management
4.1  

Elect Ng Kok Siong as Director

    For    For    Management
5  

Authorize Repurchase of Issued Units

    For    For    Management
6  

Approve Amended Scope of Permitted Investments and the Corresponding Investment Scope Trust Deed Amendments

    For    For    Management

LKQ CORPORATION

 

Ticker:    LKQ   Security ID:    501889208
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Patrick Berard

    For    For    Management
1b  

Elect Director Meg A. Divitto

    For    For    Management
1c  

Elect Director Robert M. Hanser

    For    For    Management
1d  

Elect Director Joseph M. Holsten

    For    For    Management
1e  

Elect Director Blythe J. McGarvie

    For    For    Management
1f  

Elect Director John W. Mendel

    For    For    Management
1g  

Elect Director Jody G. Miller

    For    For    Management
1h  

Elect Director Guhan Subramanian

    For    For    Management
1i  

Elect Director Xavier Urbain

    For    For    Management
1j  

Elect Director Jacob H. Welch

    For    For    Management
1k  

Elect Director Dominick Zarcone

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LLOYDS BANKING GROUP PLC

 

Ticker:    LLOY   Security ID:    G5533W248
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAY 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Elect Robin Budenberg as Director

    For    For    Management
3  

Re-elect William Chalmers as Director

    For    For    Management
4  

Re-elect Alan Dickinson as Director

    For    For    Management
5  

Re-elect Sarah Legg as Director

    For    For    Management
6  

Re-elect Lord Lupton as Director

    For    For    Management
7  

Re-elect Amanda Mackenzie as Director

    For    For    Management
8  

Re-elect Nick Prettejohn as Director

    For    For    Management
9  

Re-elect Stuart Sinclair as Director

    For    For    Management
10  

Re-elect Catherine Woods as Director

    For    For    Management
11  

Approve Remuneration Report

    For    For    Management
12  

Approve Final Dividend

    For    For    Management
13  

Appoint Deloitte LLP as Auditors

    For    For    Management
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
15  

Approve Deferred Bonus Plan

    For    For    Management
16  

Authorise EU Political Donations and Expenditure

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
21  

Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments

    For    For    Management
22  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
23  

Authorise Market Purchase of Preference Shares

    For    For    Management
24  

Adopt New Articles of Association

    For    For    Management
25  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

LOCKHEED MARTIN CORPORATION

 

Ticker:    LMT   Security ID:    539830109
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Daniel F. Akerson

    For    For    Management
1.2  

Elect Director David B. Burritt

    For    For    Management
1.3  

Elect Director Bruce A. Carlson

    For    For    Management
1.4  

Elect Director Joseph F. Dunford, Jr.

    For    For    Management
1.5  

Elect Director James O. Ellis, Jr.

    For    For    Management
1.6  

Elect Director Thomas J. Falk

    For    For    Management
1.7  

Elect Director Ilene S. Gordon

    For    For    Management
1.8  

Elect Director Vicki A. Hollub

    For    For    Management
1.9  

Elect Director Jeh C. Johnson

    For    For    Management
1.10  

Elect Director Debra L. Reed-Klages

    For    For    Management
1.11  

Elect Director James D. Taiclet

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder
5  

Report on Human Rights Due Diligence

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LOGITECH INTERNATIONAL S.A.

 

Ticker:    LOGN   Security ID:    H50430232
Meeting Date:    SEP 09, 2020   Meeting Type:    Annual
Record Date:    SEP 03, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Appropriation of Retained Earnings and Declaration of Dividend

    For    For    Management
4  

Approve Creation of CHF 4.3 Million Pool of Authorized Capital without Preemptive Rights

    For    For    Management
5  

Approve Discharge of Board and Senior Management

    For    For    Management
6A  

Elect Director Patrick Aebischer

    For    For    Management
6B  

Elect Director Wendy Becker

    For    For    Management
6C  

Elect Director Edouard Bugnion

    For    For    Management
6D  

Elect Director Bracken Darrell

    For    For    Management
6E  

Elect Director Guy Gecht

    For    For    Management
6F  

Elect Director Didier Hirsch

    For    For    Management
6G  

Elect Director Neil Hunt

    For    For    Management
6H  

Elect Director Marjorie Lao

    For    For    Management
6I  

Elect Director Neela Montgomery

    For    For    Management
6J  

Elect Director Michael Polk

    For    For    Management
6K  

Elect Director Riet Cadonau

    For    For    Management
6L  

Elect Director Deborah Thomas

    For    For    Management
7  

Elect Wendy Becker as Board Chairman

    For    For    Management
8A  

Appoint Edouard Bugnion as Member of the Compensation Committee

    For    For    Management
8B  

Appoint Neil Hunt as Member of the Compensation Committee

    For    For    Management
8C  

Appoint Michael Polk as Member of the Compensation Committee

    For    For    Management
8D  

Appoint Riet Cadonau as Member of the Compensation Committee

    For    For    Management
9  

Approve Remuneration of Board of Directors in the Amount of CHF 3,500,000

    For    For    Management
10  

Approve Remuneration of the Group Management Team in the Amount of USD 29,400,000

    For    For    Management
11  

Ratify KPMG AG as Auditors and Ratify KPMG LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021

    For    For    Management
12  

Designate Etude Regina Wenger & Sarah Keiser-Wuger as Independent Representative

    For    For    Management
A  

Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions

    For    Against    Management

LONDON STOCK EXCHANGE GROUP PLC

 

Ticker:    LSE   Security ID:    G5689U103
Meeting Date:    NOV 03, 2020   Meeting Type:    Special
Record Date:    OCT 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Matters Relating to the Proposed Divestment of London Stock Exchange Group Holdings Italia S.p.A. to Euronext N.V.

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LONDON STOCK EXCHANGE GROUP PLC

 

Ticker:    LSEG   Security ID:    G5689U103
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Approve Remuneration Report

    For    Against    Management
4  

Re-elect Jacques Aigrain as Director

    For    For    Management
5  

Re-elect Dominic Blakemore as Director

    For    For    Management
6  

Re-elect Kathleen DeRose as Director

    For    For    Management
7  

Re-elect Cressida Hogg as Director

    For    For    Management
8  

Re-elect Stephen O’Connor as Director

    For    For    Management
9  

Re-elect Val Rahmani as Director

    For    For    Management
10  

Re-elect Don Robert as Director

    For    For    Management
11  

Re-elect David Schwimmer as Director

    For    For    Management
12  

Elect Martin Brand as Director

    For    For    Management
13  

Elect Erin Brown as Director

    For    For    Management
14  

Elect Anna Manz as Director

    For    For    Management
15  

Elect Douglas Steenland as Director

    For    For    Management
16  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
17  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
18  

Authorise Issue of Equity

    For    For    Management
19  

Authorise UK Political Donations and Expenditure

    For    For    Management
20  

Approve SAYE Option Plan

    For    For    Management
21  

Adopt New Articles of Association

    For    For    Management
22  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
23  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
24  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
25  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

LONGFOR GROUP HOLDINGS LIMITED

 

Ticker:    960   Security ID:    G5635P109
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    JUN 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3.1  

Elect Zhao Yi as Director

    For    Against    Management
3.2  

Elect Frederick Peter Churchouse as Director

    For    For    Management
3.3  

Elect Zeng Ming as Director

    For    For    Management
3.4  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management
7  

Authorize Reissuance of Repurchased

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LONZA GROUP AG

 

Ticker:    LONN   Security ID:    H50524133
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Discharge of Board and Senior Management

    For    For    Management
4  

Approve Allocation of Income and Dividends of CHF 3.00 per Share

    For    For    Management
5.1.1  

Reelect Werner Bauer as Director

    For    For    Management
5.1.2  

Reelect Albert Baehny as Director

    For    For    Management
5.1.3  

Reelect Dorothee Deuring as Director

    For    For    Management
5.1.4  

Reelect Angelica Kohlmann as Director

    For    For    Management
5.1.5  

Reelect Christoph Maeder as Director

    For    For    Management
5.1.6  

Reelect Barbara Richmond as Director

    For    For    Management
5.1.7  

Reelect Juergen Steinemann as Director

    For    For    Management
5.1.8  

Reelect Olivier Verscheure as Director

    For    For    Management
5.2  

Reelect Albert Baehny as Board Chairman

    For    For    Management
5.3.1  

Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee

    For    For    Management
5.3.2  

Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee

    For    For    Management
5.3.3  

Reappoint Juergen Steinemann as Member of the Nomination and Compensation Committee

    For    For    Management
6  

Ratify KPMG Ltd as Auditors

    For    For    Management
7  

Designate ThomannFischer as Independent Proxy

    For    For    Management
8  

Approve Remuneration of Directors in the Amount of CHF 2.7 Million

    For    For    Management
9.1  

Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.6 Million for the Period July 1, 2021 - June 30, 2022

    For    For    Management
9.2  

Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 3.3 Million for Fiscal Year 2020

    For    For    Management
9.3  

Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 10.5 Million for Fiscal Year 2021

    For    For    Management
10  

Approve Renewal of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights

    For    For    Management
11  

Transact Other Business (Voting)

    For    Against    Management

LOWE’S COMPANIES, INC.

 

Ticker:    LOW   Security ID:    548661107
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Raul Alvarez

    For    For    Management
1.2  

Elect Director David H. Batchelder

    For    For    Management
1.3  

Elect Director Angela F. Braly

    For    For    Management
1.4  

Elect Director Sandra B. Cochran

    For    For    Management
1.5  

Elect Director Laurie Z. Douglas

    For    For    Management
1.6  

Elect Director Richard W. Dreiling

    For    For    Management
1.7  

Elect Director Marvin R. Ellison

    For    For    Management
1.8  

Elect Director Daniel J. Heinrich

    For    For    Management
1.9  

Elect Director Brian C. Rogers

    For    For    Management
1.10  

Elect Director Bertram L. Scott

    For    For    Management
1.11  

Elect Director Mary Beth West

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditor

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LULULEMON ATHLETICA INC.

 

Ticker:    LULU   Security ID:    550021109
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Calvin McDonald

    For    For    Management
1b  

Elect Director Martha Morfitt

    For    For    Management
1c  

Elect Director Emily White

    For    For    Management
1d  

Elect Director Kourtney Gibson

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

LUMEN TECHNOLOGIES, INC.

 

Ticker:    LUMN   Security ID:    550241103
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Quincy L. Allen

    For    For    Management
1b  

Elect Director Martha Helena Bejar

    For    For    Management
1c  

Elect Director Peter C. Brown

    For    For    Management
1d  

Elect Director Kevin P. Chilton

    For    For    Management
1e  

Elect Director Steven T. “Terry” Clontz

    For    For    Management
1f  

Elect Director T. Michael Glenn

    For    For    Management
1g  

Elect Director W. Bruce Hanks

    For    For    Management
1h  

Elect Director Hal Stanley Jones

    For    For    Management
1i  

Elect Director Michael Roberts

    For    For    Management
1j  

Elect Director Laurie Siegel

    For    For    Management
1k  

Elect Director Jeffrey K. Storey

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Ratify NOL Rights Plan (NOL Pill)

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LUNDIN MINING CORPORATION

 

Ticker:    LUN   Security ID:    550372106
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Donald K. Charter

    For    For    Management
1.2  

Elect Director C. Ashley Heppenstall

    For    For    Management
1.3  

Elect Director Marie Inkster

    For    For    Management
1.4  

Elect Director Peter C. Jones

    For    For    Management
1.5  

Elect Director Jack O. Lundin

    For    For    Management
1.6  

Elect Director Lukas H. Lundin

    For    For    Management
1.7  

Elect Director Dale C. Peniuk

    For    For    Management
1.8  

Elect Director Karen P. Poniachik

    For    For    Management
1.9  

Elect Director Catherine J. G. Stefan

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

Amend By-law No. 1

    For    For    Management

LVMH MOET HENNESSY LOUIS VUITTON SE

 

Ticker:    MC   Security ID:    F58485115
Meeting Date:    APR 15, 2021   Meeting Type:    Annual/Special
Record Date:    APR 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 6.00 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions

    For    Against    Management
5  

Reelect Antoine Arnault as Director

    For    Against    Management
6  

Reelect Nicolas Bazire as Director

    For    Against    Management
7  

Reelect Charles de Croisset as Director

    For    Against    Management
8  

Reelect Yves-Thibault de Silguy as Director

    For    For    Management
9  

Appoint Olivier Lenel as Alternate Auditor

    For    For    Management
10  

Approve Amendment of Remuneration Policy of Directors Re: FY 2020

    For    For    Management
11  

Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020

    For    Against    Management
12  

Approve Compensation of Corporate Officers

    For    Against    Management
13  

Approve Compensation of Bernard Arnault, Chairman and CEO

    For    Against    Management
14  

Approve Compensation of Antonio Belloni, Vice-CEO

    For    Against    Management
15  

Approve Remuneration Policy of Directors

    For    For    Management
16  

Approve Remuneration Policy of Chairman and CEO

    For    Against    Management
17  

Approve Remuneration Policy of Vice-CEO

    For    Against    Management
18  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
19  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
20  

Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value

    For    For    Management
21  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million

    For    For    Management
22  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million

    For    Against    Management
23  

Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million

    For    Against    Management
24  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

    For    Against    Management
25  

Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers

    For    Against    Management
26  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
27  

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans

    For    Against    Management
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
29  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million

    For    For    Management
30  

Amend Article 22 of Bylaws Re: Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LVMH MOET HENNESSY LOUIS VUITTON SE

 

Ticker:    MC   Security ID:    F58485115
Meeting Date:    MAY 28, 2021   Meeting Type:    Extraordinary Shareholders
Record Date:    MAY 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management

LYONDELLBASELL INDUSTRIES N.V.

 

Ticker:    LYB   Security ID:    N53745100
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jacques Aigrain

    For    For    Management
1b  

Elect Director Lincoln Benet

    For    For    Management
1c  

Elect Director Jagjeet (Jeet) Bindra

    For    For    Management
1d  

Elect Director Robin Buchanan

    For    For    Management
1e  

Elect Director Anthony (Tony) Chase

    For    For    Management
1f  

Elect Director Stephen Cooper

    For    For    Management
1g  

Elect Director Nance Dicciani

    For    For    Management
1h  

Elect Director Robert (Bob) Dudley

    For    For    Management
1i  

Elect Director Claire Farley

    For    For    Management
1j  

Elect Director Michael Hanley

    For    For    Management
1k  

Elect Director Albert Manifold

    For    For    Management
1l  

Elect Director Bhavesh (Bob) Patel

    For    For    Management
2  

Approve Discharge of Directors

    For    For    Management
3  

Adopt Financial Statements and Statutory Reports

    For    For    Management
4  

Ratify PricewaterhouseCoopers Accountants N.V. as Auditors

    For    For    Management
5  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
7  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
8  

Approve Cancellation of Shares

    For    For    Management
9  

Amend Omnibus Stock Plan

    For    For    Management
10  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

M&T BANK CORPORATION

 

Ticker:    MTB   Security ID:    55261F104
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director C. Angela Bontempo

    For    For    Management
1.2  

Elect Director Robert T. Brady

    For    For    Management
1.3  

Elect Director Calvin G. Butler, Jr.

    For    For    Management
1.4  

Elect Director T. Jefferson Cunningham, III

    For    For    Management
1.5  

Elect Director Gary N. Geisel

    For    For    Management
1.6  

Elect Director Leslie V. Godridge

    For    For    Management
1.7  

Elect Director Richard S. Gold

    For    For    Management
1.8  

Elect Director Richard A. Grossi

    For    For    Management
1.9  

Elect Director Rene F. Jones

    For    For    Management
1.10  

Elect Director Richard H. Ledgett, Jr.

    For    For    Management
1.11  

Elect Director Newton P.S. Merrill

    For    For    Management
1.12  

Elect Director Kevin J. Pearson

    For    For    Management
1.13  

Elect Director Melinda R. Rich

    For    For    Management
1.14  

Elect Director Robert E. Sadler, Jr.

    For    For    Management
1.15  

Elect Director Denis J. Salamone

    For    For    Management
1.16  

Elect Director John R. Scannell

    For    For    Management
1.17  

Elect Director David S. Scharfstein

    For    For    Management
1.18  

Elect Director Rudina Seseri

    For    For    Management
1.19  

Elect Director Herbert L. Washington

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

M&T BANK CORPORATION

 

Ticker:    MTB   Security ID:    55261F104
Meeting Date:    MAY 25, 2021   Meeting Type:    Special
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Increase Authorized Preferred Stock

    For    For    Management
2  

Issue Shares in Connection with Merger

    For    For    Management
3  

Adjourn Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

M3, INC.

 

Ticker:    2413   Security ID:    J4697J108
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Tanimura, Itaru

    For    For    Management
1.2  

Elect Director Tomaru, Akihiko

    For    For    Management
1.3  

Elect Director Tsuchiya, Eiji

    For    For    Management
1.4  

Elect Director Izumiya, Kazuyuki

    For    For    Management
1.5  

Elect Director Urae, Akinori

    For    For    Management
1.6  

Elect Director Yoshida, Kenichiro

    For    For    Management
2  

Approve Stock Option Plan and Deep Discount Stock Option Plan

    For    For    Management

MACQUARIE GROUP LIMITED

 

Ticker:    MQG   Security ID:    Q57085286
Meeting Date:    JUL 30, 2020   Meeting Type:    Annual
Record Date:    JUL 28, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2a  

Elect Diane J Grady as Director

    For    For    Management
2b  

Elect Nicola M Wakefield Evans as Director

    For    For    Management
3  

Elect Stephen Mayne as Director

    Against    Against    Shareholder
4  

Approve Remuneration Report

    For    For    Management
5  

Approve Participation of Shemara Wikramanayake in the Macquarie Group Employee Retained Equity Plan

    For    For    Management
6  

Approve Agreement to Issue MGL Ordinary Shares on Exchange of Macquarie Bank Capital Notes 2

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MAGNA INTERNATIONAL INC.

 

Ticker:    MG   Security ID:    559222401
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Peter G. Bowie

    For    For    Management
1B  

Elect Director Mary S. Chan

    For    For    Management
1C  

Elect Director V. Peter Harder

    For    For    Management
1D  

Elect Director Seetarama S. Kotagiri

    For    For    Management
1E  

Elect Director Kurt J. Lauk

    For    For    Management
1F  

Elect Director Robert F. MacLellan

    For    For    Management
1G  

Elect Director Mary Lou Maher

    For    For    Management
1H  

Elect Director Cynthia A. Niekamp

    For    For    Management
1I  

Elect Director William A. Ruh

    For    For    Management
1J  

Elect Director Indira V. Samarasekera

    For    For    Management
1K  

Elect Director Lisa S. Westlake

    For    For    Management
1L  

Elect Director William L. Young

    For    For    Management
2  

Approve Deloitte LLP as Auditors and Authorize the Audit Committee to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

MAGNIT PJSC

 

Ticker:    MGNT   Security ID:    55953Q202
Meeting Date:    DEC 24, 2020   Meeting Type:    Special
Record Date:    DEC 01, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Interim Dividends of RUB 245. 31 per Share for First Nine Months of Fiscal 2020

    For    For    Management
2  

Approve New Edition of Charter

    For    For    Management
3  

Approve New Edition of Regulations on Management

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MAGNIT PJSC

 

Ticker:    MGNT   Security ID:    55953Q202
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:    MAY 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Annual Report

    For    For    Management
2  

Approve Financial Statements

    For    For    Management
3  

Approve Allocation of Income and Dividends of RUB 245.31 per Share

    For    For    Management
4.1  

Elect Aleksandr Vinokurov as Director

    None    Against    Management
4.2  

Elect Timothy Demchenko as Director

    None    Against    Management
4.3  

Elect Jan Dunning as Director

    None    Against    Management
4.4  

Elect Sergei Zakharov as Director

    None    Against    Management
4.5  

Elect Hans Koch as Director

    None    For    Management
4.6  

Elect Evgenii Kuznetsov as Director

    None    For    Management
4.7  

Elect Aleksei Makhnev as Director

    None    Against    Management
4.8  

Elect Gregor Mowat as Director

    None    For    Management
4.9  

Elect Charles Ryan as Director

    None    For    Management
4.10  

Elect James Simmons as Director

    None    For    Management
5  

Ratify RAS Auditor

    For    For    Management
6  

Ratify IFRS Auditor

    For    Against    Management
7  

Approve New Edition of Charter

    For    For    Management
8  

Approve New Edition of Regulations on General Meetings

    For    For    Management
9  

Approve New Edition of Regulations on Board of Directors

    For    For    Management

MAKITA CORP.

 

Ticker:    6586   Security ID:    J39584107
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 59

    For    For    Management
2  

Amend Articles to Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Indemnify Directors - Authorize Board to Determine Income Allocation

    For    For    Management
3.1  

Elect Director Goto, Masahiko

    For    For    Management
3.2  

Elect Director Goto, Munetoshi

    For    For    Management
3.3  

Elect Director Tomita, Shinichiro

    For    For    Management
3.4  

Elect Director Kaneko, Tetsuhisa

    For    For    Management
3.5  

Elect Director Ota, Tomoyuki

    For    For    Management
3.6  

Elect Director Tsuchiya, Takashi

    For    For    Management
3.7  

Elect Director Yoshida, Masaki

    For    For    Management
3.8  

Elect Director Omote, Takashi

    For    For    Management
3.9  

Elect Director Otsu, Yukihiro

    For    For    Management
3.10  

Elect Director Sugino, Masahiro

    For    For    Management
3.11  

Elect Director Iwase, Takahiro

    For    For    Management
4.1  

Elect Director and Audit Committee Member Wakayama, Mitsuhiko

    For    For    Management
4.2  

Elect Director and Audit Committee Member Kodama, Akira

    For    For    Management
4.3  

Elect Director and Audit Committee Member Inoue, Shoji

    For    For    Management
4.4  

Elect Director and Audit Committee Member Nishikawa, Koji

    For    For    Management
5  

Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members

    For    For    Management
6  

Approve Compensation Ceiling for Directors Who Are Audit Committee Members

    For    For    Management
7  

Approve Restricted Stock Plan

    For    For    Management
8  

Approve Annual Bonus

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MANULIFE FINANCIAL CORP.

 

Ticker:    MFC   Security ID:    56501R106
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Nicole S. Arnaboldi

    For    For    Management
1.2  

Elect Director Guy L.T. Bainbridge

    For    For    Management
1.3  

Elect Director Joseph P. Caron

    For    For    Management
1.4  

Elect Director John M. Cassaday

    For    For    Management
1.5  

Elect Director Susan F. Dabarno

    For    For    Management
1.6  

Elect Director Julie E. Dickson

    For    For    Management
1.7  

Elect Director Sheila S. Fraser

    For    For    Management
1.8  

Elect Director Roy Gori

    For    For    Management
1.9  

Elect Director Tsun-yan Hsieh

    For    For    Management
1.10  

Elect Director Donald R. Lindsay

    For    For    Management
1.11  

Elect Director John R.V. Palmer

    For    For    Management
1.12  

Elect Director C. James Prieur

    For    For    Management
1.13  

Elect Director Andrea S. Rosen

    For    For    Management
1.14  

Elect Director Leagh E. Turner

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

MARATHON PETROLEUM CORPORATION

 

Ticker:    MPC   Security ID:    56585A102
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Abdulaziz F. Alkhayyal

    For    For    Management
1b  

Elect Director Jonathan Z. Cohen

    For    For    Management
1c  

Elect Director Michael J. Hennigan

    For    For    Management
1d  

Elect Director Frank M. Semple

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Eliminate Supermajority Vote Requirement

    For    For    Management
6  

Declassify the Board of Directors

    For    For    Management
7  

Limit Accelerated Vesting of Equity Awards Upon a Change in Control

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MARKEL CORPORATION

 

Ticker:    MKL   Security ID:    570535104
Meeting Date:    MAY 10, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark M. Besca

    For    For    Management
1b  

Elect Director K. Bruce Connell

    For    For    Management
1c  

Elect Director Thomas S. Gayner

    For    For    Management
1d  

Elect Director Greta J. Harris

    For    For    Management
1e  

Elect Director Diane Leopold

    For    For    Management
1f  

Elect Director Lemuel E. Lewis

    For    For    Management
1g  

Elect Director Anthony F. Markel

    For    For    Management
1h  

Elect Director Steven A. Markel

    For    For    Management
1i  

Elect Director Harold L. Morrison, Jr.

    For    For    Management
1j  

Elect Director Michael O’Reilly

    For    For    Management
1k  

Elect Director A. Lynne Puckett

    For    For    Management
1l  

Elect Director Richard R. Whitt, III

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

MARKETAXESS HOLDINGS INC.

 

Ticker:    MKTX   Security ID:    57060D108
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Richard M. McVey

    For    For    Management
1b  

Elect Director Nancy Altobello

    For    For    Management
1c  

Elect Director Steven L. Begleiter

    For    For    Management
1d  

Elect Director Stephen P. Casper

    For    For    Management
1e  

Elect Director Jane Chwick

    For    For    Management
1f  

Elect Director Christopher R. Concannon

    For    For    Management
1g  

Elect Director William F. Cruger

    For    For    Management
1h  

Elect Director Kourtney Gibson

    For    For    Management
1i  

Elect Director Justin G. Gmelich

    For    For    Management
1j  

Elect Director Richard G. Ketchum

    For    For    Management
1k  

Elect Director Emily H. Portney

    For    For    Management
1l  

Elect Director Richard L. Prager

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MARRIOTT INTERNATIONAL, INC.

 

Ticker:    MAR   Security ID:    571903202
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director J.W. Marriott, Jr.

    For    For    Management
1b  

Elect Director Anthony G. Capuano

    For    For    Management
1c  

Elect Director Deborah Marriott Harrison

    For    For    Management
1d  

Elect Director Frederick A. ‘Fritz’ Henderson

    For    For    Management
1e  

Elect Director Eric Hippeau

    For    For    Management
1f  

Elect Director Lawrence W. Kellner

    For    For    Management
1g  

Elect Director Debra L. Lee

    For    For    Management
1h  

Elect Director Aylwin B. Lewis

    For    For    Management
1i  

Elect Director David S. Marriott

    For    For    Management
1j  

Elect Director Margaret M. McCarthy

    For    For    Management
1k  

Elect Director George Munoz

    For    For    Management
1l  

Elect Director Horacio D. Rozanski

    For    For    Management
1m  

Elect Director Susan C. Schwab

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4a  

Eliminate Supermajority Vote Requirement for Removal of Directors

    For    For    Management
4b  

Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation

    For    For    Management
4c  

Eliminate Supermajority Vote Requirement to Amend Certain Bylaws Provisions

    For    For    Management
4d  

Eliminate Supermajority Vote Requirement for Certain Transactions

    For    For    Management
4e  

Eliminate Supermajority Vote Requirement for Certain Business Combinations

    For    For    Management

MARSH & MCLENNAN COMPANIES, INC.

 

Ticker:    MMC   Security ID:    571748102
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Anthony K. Anderson

    For    For    Management
1b  

Elect Director Oscar Fanjul

    For    For    Management
1c  

Elect Director Daniel S. Glaser

    For    For    Management
1d  

Elect Director H. Edward Hanway

    For    For    Management
1e  

Elect Director Deborah C. Hopkins

    For    For    Management
1f  

Elect Director Tamara Ingram

    For    For    Management
1g  

Elect Director Jane H. Lute

    For    For    Management
1h  

Elect Director Steven A. Mills

    For    For    Management
1i  

Elect Director Bruce P. Nolop

    For    For    Management
1j  

Elect Director Marc D. Oken

    For    For    Management
1k  

Elect Director Morton O. Schapiro

    For    For    Management
1l  

Elect Director Lloyd M. Yates

    For    For    Management
1m  

Elect Director R. David Yost

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditor

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MARTIN MARIETTA MATERIALS, INC.

 

Ticker:    MLM   Security ID:    573284106
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Dorothy M. Ables

    For    For    Management
1.2  

Elect Director Sue W. Cole

    For    For    Management
1.3  

Elect Director Smith W. Davis

    For    For    Management
1.4  

Elect Director Anthony R. Foxx

    For    For    Management
1.5  

Elect Director John J. Koraleski

    For    For    Management
1.6  

Elect Director C. Howard Nye

    For    For    Management
1.7  

Elect Director Laree E. Perez

    For    For    Management
1.8  

Elect Director Thomas H. Pike

    For    For    Management
1.9  

Elect Director Michael J. Quillen

    For    For    Management
1.10  

Elect Director Donald W. Slager

    For    For    Management
1.11  

Elect Director David C. Wajsgras

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

MARUBENI CORP.

 

Ticker:    8002   Security ID:    J39788138
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kokubu, Fumiya

    For    For    Management
1.2  

Elect Director Takahara, Ichiro

    For    For    Management
1.3  

Elect Director Kakinoki, Masumi

    For    For    Management
1.4  

Elect Director Terakawa, Akira

    For    For    Management
1.5  

Elect Director Ishizuki, Mutsumi

    For    For    Management
1.6  

Elect Director Oikawa, Kenichiro

    For    For    Management
1.7  

Elect Director Furuya, Takayuki

    For    For    Management
1.8  

Elect Director Kitabata, Takao

    For    For    Management
1.9  

Elect Director Takahashi, Kyohei

    For    For    Management
1.10  

Elect Director Okina, Yuri

    For    For    Management
1.11  

Elect Director Hatchoji, Takashi

    For    For    Management
1.12  

Elect Director Kitera, Masato

    For    For    Management
1.13  

Elect Director Ishizuka, Shigeki

    For    For    Management
2.1  

Appoint Statutory Auditor Kida, Toshiaki

    For    For    Management
2.2  

Appoint Statutory Auditor Yoneda, Tsuyoshi

    For    For    Management
3  

Approve Two Types of Restricted Stock Plans

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MARVELL TECHNOLOGY GROUP LTD.

 

Ticker:    MRVL   Security ID:    G5876H105
Meeting Date:    JUL 23, 2020   Meeting Type:    Annual
Record Date:    MAY 15, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Tudor Brown

    For    For    Management
1B  

Elect Director Brad Buss

    For    For    Management
1C  

Elect Director Edward Frank

    For    For    Management
1D  

Elect Director Richard S. Hill

    For    For    Management
1E  

Elect Director Bethany Mayer

    For    For    Management
1F  

Elect Director Matthew J. Murphy

    For    For    Management
1G  

Elect Director Michael Strachan

    For    For    Management
1H  

Elect Director Robert E. Switz

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management

MARVELL TECHNOLOGY GROUP LTD.

 

Ticker:    MRVL   Security ID:    G5876H105
Meeting Date:    APR 15, 2021   Meeting Type:    Special
Record Date:    FEB 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Reduce Supermajority Vote Requirement to Approve Merger

    For    For    Management
2  

Approve Merger Agreement

    For    For    Management
3  

Adjourn Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MASCO CORPORATION

 

Ticker:    MAS   Security ID:    574599106
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark R. Alexander

    For    For    Management
1b  

Elect Director Marie A. Ffolkes

    For    For    Management
1c  

Elect Director John C. Plant

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

MASTERCARD INCORPORATED

 

Ticker:    MA   Security ID:    57636Q104
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Ajay Banga

    For    For    Management
1b  

Elect Director Merit E. Janow

    For    For    Management
1c  

Elect Director Richard K. Davis

    For    For    Management
1d  

Elect Director Steven J. Freiberg

    For    For    Management
1e  

Elect Director Julius Genachowski

    For    For    Management
1f  

Elect Director Choon Phong Goh

    For    For    Management
1g  

Elect Director Oki Matsumoto

    For    For    Management
1h  

Elect Director Michael Miebach

    For    For    Management
1i  

Elect Director Youngme Moon

    For    For    Management
1j  

Elect Director Rima Qureshi

    For    For    Management
1k  

Elect Director Jose Octavio Reyes Lagunes

    For    For    Management
1l  

Elect Director Gabrielle Sulzberger

    For    For    Management
1m  

Elect Director Jackson Tai

    For    For    Management
1n  

Elect Director Lance Uggla

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Amend Non-Employee Director Omnibus Stock Plan

    For    For    Management
6  

Eliminate Supermajority Vote Requirement

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MATCH GROUP, INC.

 

Ticker:    MTCH   Security ID:    57667L107
Meeting Date:    JUN 15, 2021   Meeting Type:    Annual
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Wendi Murdoch

    For    For    Management
1b  

Elect Director Glenn H. Schiffman

    For    For    Management
1c  

Elect Director Pamela S. Seymon

    For    For    Management
2  

Approve Qualified Employee Stock Purchase Plan

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

MAXIM INTEGRATED PRODUCTS, INC.

 

Ticker:    MXIM   Security ID:    57772K101
Meeting Date:    OCT 08, 2020   Meeting Type:    Special
Record Date:    AUG 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    For    Management
2  

Advisory Vote on Golden Parachutes

    For    For    Management
3  

Adjourn Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MAXIM INTEGRATED PRODUCTS, INC.

 

Ticker:    MXIM   Security ID:    57772K101
Meeting Date:    NOV 05, 2020   Meeting Type:    Annual
Record Date:    SEP 11, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director William (Bill) P. Sullivan

    For    For    Management
1b  

Elect Director Tunc Doluca

    For    For    Management
1c  

Elect Director Tracy C. Accardi

    For    For    Management
1d  

Elect Director James R. Bergman

    For    For    Management
1e  

Elect Director Joseph R. Bronson

    For    For    Management
1f  

Elect Director Robert E. Grady

    For    For    Management
1g  

Elect Director Mercedes Johnson

    For    For    Management
1h  

Elect Director William D. Watkins

    For    For    Management
1i  

Elect Director MaryAnn Wright

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

MCDONALD’S CORPORATION

 

Ticker:    MCD   Security ID:    580135101
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Lloyd Dean

    For    For    Management
1b  

Elect Director Robert Eckert

    For    For    Management
1c  

Elect Director Catherine Engelbert

    For    For    Management
1d  

Elect Director Margaret Georgiadis

    For    For    Management
1e  

Elect Director Enrique Hernandez, Jr.

    For    For    Management
1f  

Elect Director Christopher Kempczinski

    For    For    Management
1g  

Elect Director Richard Lenny

    For    For    Management
1h  

Elect Director John Mulligan

    For    For    Management
1i  

Elect Director Sheila Penrose

    For    For    Management
1j  

Elect Director John Rogers, Jr.

    For    For    Management
1k  

Elect Director Paul Walsh

    For    For    Management
1l  

Elect Director Miles White

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Report on Sugar and Public Health

    Against    Against    Shareholder
5  

Report on Antibiotics and Public Health Costs

    Against    Against    Shareholder
6  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MCKESSON CORPORATION

 

Ticker:    MCK   Security ID:    58155Q103
Meeting Date:    JUL 29, 2020   Meeting Type:    Annual
Record Date:    JUN 01, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Dominic J. Caruso

    For    For    Management
1b  

Elect Director N. Anthony Coles

    For    For    Management
1c  

Elect Director M. Christine Jacobs

    For    For    Management
1d  

Elect Director Donald R. Knauss

    For    For    Management
1e  

Elect Director Marie L. Knowles

    For    For    Management
1f  

Elect Director Bradley E. Lerman

    For    For    Management
1g  

Elect Director Maria Martinez

    For    For    Management
1h  

Elect Director Edward A. Mueller

    For    For    Management
1i  

Elect Director Susan R. Salka

    For    For    Management
1j  

Elect Director Brian S. Tyler

    For    For    Management
1k  

Elect Director Kenneth E. Washington

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder
5  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
6  

Report on the Statement on the Purpose of a Corporation

    Against    Against    Shareholder

MEDIATEK, INC.

 

Ticker:    2454   Security ID:    Y5945U103
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Report and Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Approve Cash Distribution from Capital Reserve

    For    For    Management
4  

Approve Issuance of Restricted Stock Awards

    For    For    Management
5.1  

Elect Ming-Kai Tsai with Shareholder No. 1 as Non-independent Director

    For    For    Management
5.2  

Elect Rick Tsai (Rick Tsa) with Shareholder No. 374487 as Non-independent Director

    For    For    Management
5.3  

Elect Cheng-Yaw Sun with Shareholder No. 109274 as Non-independent Director

    For    For    Management
5.4  

Elect Kenneth Kin with ID No. F102831XXX as Non-independent Director

    For    For    Management
5.5  

Elect Joe Chen with Shareholder No. 157 as Non-independent Director

    For    For    Management
5.6  

Elect Chung-Yu Wu with Shareholder No. 1512 as Independent Director

    For    For    Management
5.7  

Elect Peng-Heng Chang with ID No. A102501XXX as Independent Director

    For    For    Management
5.8  

Elect Ming-Je Tang with ID No. A100065XXX as Independent Director

    For    For    Management
6  

Approve Release of Restrictions of Competitive Activities of Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MEDIOBANCA SPA

 

Ticker:    MB   Security ID:    T10584117
Meeting Date:    OCT 28, 2020   Meeting Type:    Annual/Special
Record Date:    OCT 19, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Company Bylaws

    For    For    Management
2a  

Approve Issuance of Convertible Bonds with Warrants Attached with Preemptive Rights

    For    For    Management
2b  

Approve Issuance of Shares for a Private Placement Reserved to Italian and Non-Italian Professional Investors

    For    For    Management
2c  

Authorize Board to Increase Capital to Service Performance Share Schemes

    For    For    Management
1a  

Accept Financial Statements and Statutory Reports

    For    For    Management
1b  

Approve Allocation of Income

    For    For    Management
2a  

Fix Number of Directors

    For    For    Management
2b.1  

Slate 1 Submitted by Management

    For    For    Management
2b.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

    None    Against    Shareholder
2b.3  

Slate 3 Submitted by Bluebell Capital Partners Limited and Novator Capital Limited

    None    Against    Shareholder
2c  

Approve Remuneration of Directors

    For    For    Management
3a.1  

Slate 1 Submitted by Banca Mediolanum SpA

    None    Against    Shareholder
3a.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

    None    For    Shareholder
3a.3  

Slate 3 Submitted by Bluebell Capital Partners Limited and Novator Capital Limited

    None    Against    Shareholder
3b  

Approve Internal Auditors’ Remuneration

    None    For    Shareholder
4a  

Approve Remuneration Policy

    For    For    Management
4b  

Approve Second Section of the Remuneration Report

    For    For    Management
4c  

Approve Severance Payments Policy

    For    For    Management
4d  

Approve Performance Share Schemes

    For    For    Management
5  

Approve Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

    None    Against    Management

MEDTRONIC PLC

 

Ticker:    MDT   Security ID:    G5960L103
Meeting Date:    DEC 11, 2020   Meeting Type:    Annual
Record Date:    OCT 15, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Richard H. Anderson

    For    For    Management
1b  

Elect Director Craig Arnold

    For    For    Management
1c  

Elect Director Scott C. Donnelly

    For    For    Management
1d  

Elect Director Andrea J. Goldsmith

    For    For    Management
1e  

Elect Director Randall J. Hogan, III

    For    For    Management
1f  

Elect Director Michael O. Leavitt

    For    For    Management
1g  

Elect Director James T. Lenehan

    For    For    Management
1h  

Elect Director Kevin E. Lofton

    For    For    Management
1i  

Elect Director Geoffrey S. Martha

    For    For    Management
1j  

Elect Director Elizabeth G. Nabel

    For    For    Management
1k  

Elect Director Denise M. O’Leary

    For    For    Management
1l  

Elect Director Kendall J. Powell

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Renew the Board’s Authority to Issue Shares Under Irish Law

    For    For    Management
5  

Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law

    For    For    Management
6  

Authorize Overseas Market Purchases of Ordinary Shares

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MEGA FINANCIAL HOLDING CO., LTD.

 

Ticker:    2886   Security ID:    Y59456106
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Operations Report and Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3.1  

Elect Chao-Shun Chang, Representative of Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director

    For    For    Management
3.2  

Elect Kuang-Hua Hu, Representative of Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director

    For    For    Management
3.3  

Elect Chia-Chung Chen, Representative of Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director

    For    For    Management
3.4  

Elect Pei-Chun Chen, Representative of Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director

    For    For    Management
3.5  

Elect Yih-Jiuan Wu, Representative of Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director

    For    For    Management
3.6  

Elect Chun-Lan Yen, Representative of Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director

    For    For    Management
3.7  

Elect I-Kan Chiu, Representative of Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director

    For    For    Management
3.8  

Elect Keh-Her Shih, Representative of National Development Fund, Executive Yuan, R.O.C., with Shareholder NO. 300237, as Non-Independent Director

    For    For    Management
3.9  

Elect Hong-Mo Wu, Representative of Chunghwa Post Co., Ltd, with Shareholder NO.837938, as Non-Independent Director

    For    For    Management
3.10  

Elect Guo-Shin Lee, Representative of Bank of Taiwan Co., Ltd, with Shareholder NO.637985, as Non-Independent Director

    For    For    Management
3.11  

Elect Hung-Ju Chen, with Shareholder NO.V220850XXX, as Independent Director

    For    For    Management
3.12  

Elect Tsai-Jyh Chen, with Shareholder NO.E221515XXX, as Independent Director

    For    For    Management
3.13  

Elect Chi-Chang Yu, with Shareholder NO.B100920XXX, as Independent Director

    For    For    Management
3.14  

Elect Ying Wu, with Shareholder NO. U200451XXX, as Independent Director

    For    For    Management
3.15  

Elect Chang-Ching Lin, with Shareholder NO.D120954XXX, as Independent Director

    For    For    Management
4  

Approve Release of Restrictions of Competitive Activities of Representative of Ministry of Finance, R.O.C

    For    For    Management
5  

Approve Release of Restrictions of Competitive Activities of Representative of National Development Fund, Executive Yuan, R.O.C

    For    For    Management
6  

Approve Release of Restrictions of Competitive Activities of Representative of Bank of Taiwan Co., Ltd

    For    For    Management
7  

Approve Release of Restrictions of Competitive Activities of Representative of Chunghwa Post Co., Ltd

    For    For    Management
8  

Approve Release of Restrictions of Competitive Activities of Chao-Shun Chang

    For    For    Management
9  

Approve Release of Restrictions of Competitive Activities of Kuang-Hua Hu

    For    For    Management
10  

Approve Release of Restrictions of Competitive Activities of Hong-Mo Wu

    For    For    Management

MEITUAN

 

Ticker:    3690   Security ID:    G59669104
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    JUN 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Elect Wang Huiwen as Director

    For    For    Management
3  

Elect Lau Chi Ping Martin as Director

    For    For    Management
4  

Elect Neil Nanpeng Shen as Director

    For    For    Management
5  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
7  

Authorize Repurchase of Issued Share Capital

    For    For    Management
8  

Authorize Reissuance of Repurchased Shares

    For    Against    Management
9  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
10a  

Approve Tencent Subscription Agreement

    For    For    Management
10b  

Approve Grant of Specific Mandate to Issue Tencent Subscription Shares

    For    For    Management
10c  

Authorize Board to Deal with All Matters in Relation to the Tencent Subscription Agreement

    For    For    Management
11  

Amend Memorandum and Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MEITUAN DIANPING

 

Ticker:    3690   Security ID:    G59669104
Meeting Date:    SEP 29, 2020   Meeting Type:    Special
Record Date:    SEP 23, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Approve Change of English Name and Adopt Chinese Name as Dual Foreign Name of the Company

    For    For    Management
1b  

Authorize Board to Deal with All Matters in Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company

    For    For    Management

MERCADOLIBRE, INC.

 

Ticker:    MELI   Security ID:    58733R102
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Nicolas Galperin

    For    For    Management
1.2  

Elect Director Henrique Dubugras

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Co. S.A as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MERCK & CO., INC.

 

Ticker:    MRK   Security ID:    58933Y105
Meeting Date:    MAY 25, 2021   Meeting Type:    Annual
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Leslie A. Brun

    For    For    Management
1b  

Elect Director Mary Ellen Coe

    For    For    Management
1c  

Elect Director Pamela J. Craig

    For    For    Management
1d  

Elect Director Kenneth C. Frazier

    For    For    Management
1e  

Elect Director Thomas H. Glocer

    For    For    Management
1f  

Elect Director Risa J. Lavizzo-Mourey

    For    For    Management
1g  

Elect Director Stephen L. Mayo

    For    For    Management
1h  

Elect Director Paul B. Rothman

    For    For    Management
1i  

Elect Director Patricia F. Russo

    For    For    Management
1j  

Elect Director Christine E. Seidman

    For    For    Management
1k  

Elect Director Inge G. Thulin

    For    For    Management
1l  

Elect Director Kathy J. Warden

    For    For    Management
1m  

Elect Director Peter C. Wendell

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder
5  

Report on Access to COVID-19 Products

    Against    For    Shareholder

MERCK KGAA

 

Ticker:    MRK   Security ID:    D5357W103
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Accept Financial Statements and Statutory Reports for Fiscal Year 2020

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 1.40 per Share

    For    For    Management
4  

Approve Discharge of Executive Board Fiscal Year 2020

    For    For    Management
5  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
6  

Ratify KPMG AG as Auditors for Fiscal Year 2021

    For    For    Management
7  

Amend Articles Re: Supervisory Board Approval of Transactions with Related Parties

    For    For    Management
8  

Approve Remuneration Policy

    For    For    Management
9  

Approve Remuneration of Supervisory Board

    For    For    Management
10  

Approve Eleven Affiliation Agreements

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

METLIFE, INC.

 

Ticker:    MET   Security ID:    59156R108
Meeting Date:    JUN 15, 2021   Meeting Type:    Annual
Record Date:    APR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Cheryl W. Grise

    For    For    Management
1b  

Elect Director Carlos M. Gutierrez

    For    For    Management
1c  

Elect Director Gerald L. Hassell

    For    For    Management
1d  

Elect Director David L. Herzog

    For    For    Management
1e  

Elect Director R. Glenn Hubbard

    For    For    Management
1f  

Elect Director Edward J. Kelly, III

    For    For    Management
1g  

Elect Director William E. Kennard

    For    For    Management
1h  

Elect Director Michel A. Khalaf

    For    For    Management
1i  

Elect Director Catherine R. Kinney

    For    For    Management
1j  

Elect Director Diana L. McKenzie

    For    For    Management
1k  

Elect Director Denise M. Morrison

    For    For    Management
1l  

Elect Director Mark A. Weinberger

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

METRO INC.

 

Ticker:    MRU   Security ID:    59162N109
Meeting Date:    JAN 26, 2021   Meeting Type:    Annual
Record Date:    DEC 11, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Maryse Bertrand

    For    For    Management
1.2  

Elect Director Pierre Boivin

    For    For    Management
1.3  

Elect Director Francois J. Coutu

    For    For    Management
1.4  

Elect Director Michel Coutu

    For    For    Management
1.5  

Elect Director Stephanie Coyles

    For    For    Management
1.6  

Elect Director Claude Dussault

    For    For    Management
1.7  

Elect Director Russell Goodman

    For    For    Management
1.8  

Elect Director Marc Guay

    For    For    Management
1.9  

Elect Director Christian W.E. Haub

    For    For    Management
1.10  

Elect Director Eric R. La Fleche

    For    For    Management
1.11  

Elect Director Christine Magee

    For    For    Management
1.12  

Elect Director Line Rivard

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

Amend By-Laws

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

METTLER-TOLEDO INTERNATIONAL INC.

 

Ticker:    MTD   Security ID:    592688105
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert F. Spoerry

    For    For    Management
1.2  

Elect Director Wah-Hui Chu

    For    For    Management
1.3  

Elect Director Domitille Doat-Le Bigot

    For    For    Management
1.4  

Elect Director Olivier A. Filliol

    For    For    Management
1.5  

Elect Director Elisha W. Finney

    For    For    Management
1.6  

Elect Director Richard Francis

    For    For    Management
1.7  

Elect Director Michael A. Kelly

    For    For    Management
1.8  

Elect Director Thomas P. Salice

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

MGM RESORTS INTERNATIONAL

 

Ticker:    MGM   Security ID:    552953101
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Barry Diller

    For    For    Management
1b  

Elect Director William W. Grounds

    For    For    Management
1c  

Elect Director Alexis M. Herman

    For    For    Management
1d  

Elect Director William J. Hornbuckle

    For    For    Management
1e  

Elect Director Mary Chris Jammet

    For    For    Management
1f  

Elect Director John Kilroy

    For    Against    Management
1g  

Elect Director Joey Levin

    For    Against    Management
1h  

Elect Director Rose McKinney-James

    For    For    Management
1i  

Elect Director Keith A. Meister

    For    For    Management
1j  

Elect Director Paul Salem

    For    For    Management
1k  

Elect Director Gregory M. Spierkel

    For    For    Management
1l  

Elect Director Jan G. Swartz

    For    For    Management
1m  

Elect Director Daniel J. Taylor

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Authorize New Class of Preferred Stock

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MICROCHIP TECHNOLOGY INCORPORATED

 

Ticker:    MCHP   Security ID:    595017104
Meeting Date:    AUG 18, 2020   Meeting Type:    Annual
Record Date:    JUN 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Steve Sanghi

    For    For    Management
1.2  

Elect Director Matthew W. Chapman

    For    For    Management
1.3  

Elect Director L.B. Day

    For    For    Management
1.4  

Elect Director Esther L. Johnson

    For    For    Management
1.5  

Elect Director Wade F. Meyercord

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

MICRON TECHNOLOGY, INC.

 

Ticker:    MU   Security ID:    595112103
Meeting Date:    JAN 14, 2021   Meeting Type:    Annual
Record Date:    NOV 18, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Richard M. Beyer

    For    For    Management
1b  

Elect Director Lynn A. Dugle

    For    For    Management
1c  

Elect Director Steven J. Gomo

    For    For    Management
1d  

Elect Director Mary Pat McCarthy

    For    For    Management
1e  

Elect Director Sanjay Mehrotra

    For    For    Management
1f  

Elect Director Robert E. Switz

    For    For    Management
1g  

Elect Director MaryAnn Wright

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MICROPORT SCIENTIFIC CORPORATION

 

Ticker:    853   Security ID:    G60837104
Meeting Date:    APR 15, 2021   Meeting Type:    Special
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Equity Option Scheme of Suzhou MicroPort Orthopedics Scientific (Group) Co., Ltd.

    For    Against    Management

MICROPORT SCIENTIFIC CORPORATION

 

Ticker:    853   Security ID:    G60837104
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    JUN 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3.1  

Elect Zhaohua Chang as Director

    For    For    Management
3.2  

Elect Hongliang Yu as Director

    For    For    Management
3.3  

Elect Chunyang Shao as Director

    For    For    Management
3.4  

Elect Yasuhisa Kurogi as Director

    For    For    Management
4  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
5  

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management
7  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
8  

Authorize Reissuance of Repurchased Shares

    For    Against    Management
9  

Approve Equity Option Scheme of Shenzhen MicroPort Surgical (Group) Co. , Ltd.

    For    Against    Management
10  

Approve Grant of Options Under the Equity Option Scheme of Shenzhen MicroPort Surgical (Group) Co., Ltd. to Cheng Zhiguang

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MICROSOFT CORPORATION

 

Ticker:    MSFT   Security ID:    594918104
Meeting Date:    DEC 02, 2020   Meeting Type:    Annual
Record Date:    OCT 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Reid G. Hoffman

    For    For    Management
1.2  

Elect Director Hugh F. Johnston

    For    For    Management
1.3  

Elect Director Teri L. List-Stoll

    For    For    Management
1.4  

Elect Director Satya Nadella

    For    For    Management
1.5  

Elect Director Sandra E. Peterson

    For    For    Management
1.6  

Elect Director Penny S. Pritzker

    For    For    Management
1.7  

Elect Director Charles W. Scharf

    For    For    Management
1.8  

Elect Director Arne M. Sorenson

    For    For    Management
1.9  

Elect Director John W. Stanton

    For    For    Management
1.10  

Elect Director John W. Thompson

    For    For    Management
1.11  

Elect Director Emma N. Walmsley

    For    For    Management
1.12  

Elect Director Padmasree Warrior

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Report on Employee Representation on the Board of Directors

    Against    Against    Shareholder

MID-AMERICA APARTMENT COMMUNITIES, INC.

 

Ticker:    MAA   Security ID:    59522J103
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director H. Eric Bolton, Jr.

    For    For    Management
1b  

Elect Director Alan B. Graf, Jr.

    For    For    Management
1c  

Elect Director Toni Jennings

    For    For    Management
1d  

Elect Director Edith Kelly-Green

    For    For    Management
1e  

Elect Director James K. Lowder

    For    For    Management
1f  

Elect Director Thomas H. Lowder

    For    For    Management
1g  

Elect Director Monica McGurk

    For    For    Management
1h  

Elect Director Claude B. Nielsen

    For    For    Management
1i  

Elect Director Philip W. Norwood

    For    For    Management
1j  

Elect Director W. Reid Sanders

    For    For    Management
1k  

Elect Director Gary Shorb

    For    For    Management
1l  

Elect Director David P. Stockert

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MINEBEA MITSUMI, INC.

 

Ticker:    6479   Security ID:    J42884130
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 22

    For    For    Management
2.1  

Elect Director Kainuma, Yoshihisa

    For    For    Management
2.2  

Elect Director Moribe, Shigeru

    For    For    Management
2.3  

Elect Director Iwaya, Ryozo

    For    For    Management
2.4  

Elect Director None, Shigeru

    For    For    Management
2.5  

Elect Director Kagami, Michiya

    For    For    Management
2.6  

Elect Director Yoshida, Katsuhiko

    For    For    Management
2.7  

Elect Director Aso, Hiroshi

    For    For    Management
2.8  

Elect Director Murakami, Koshi

    For    For    Management
2.9  

Elect Director Matsumura, Atsuko

    For    For    Management
2.10  

Elect Director Haga, Yuko

    For    For    Management
2.11  

Elect Director Katase, Hirofumi

    For    For    Management
2.12  

Elect Director Matsuoka, Takashi

    For    For    Management
3  

Approve Compensation Ceiling for Directors

    For    For    Management

MIRVAC GROUP

 

Ticker:    MGR   Security ID:    Q62377108
Meeting Date:    NOV 19, 2020   Meeting Type:    Annual
Record Date:    NOV 17, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2.1  

Elect Christine Nildra Bartlett as Director

    For    For    Management
2.2  

Elect Samantha Joy Mostyn as Director

    For    For    Management
2.3  

Elect Alan Robert Harold Sindel as Director

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve the Participation of Susan Lloyd-Hurwitz in the Mirvac Group Long Term Performance Plan

    For    For    Management
5  

Approve the Amendments to the Constitution of Mirvac Property Trust

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MISUMI GROUP INC.

 

Ticker:    9962   Security ID:    J43293109
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual

Record Date:

   

MAR 31, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 9.18

    For    For    Management
2.1  

Elect Director Nishimoto, Kosuke

    For    For    Management
2.2  

Elect Director Ono, Ryusei

    For    For    Management
2.3  

Elect Director Otokozawa, Ichiro

    For    For    Management
2.4  

Elect Director Sato, Toshinari

    For    For    Management
2.5  

Elect Director Kanatani, Tomoki

    For    For    Management
2.6  

Elect Director Shimizu, Shigetaka

    For    For    Management
2.7  

Elect Director Nakano, Yoichi

    For    For    Management
2.8  

Elect Director Shimizu, Arata

    For    For    Management
2.9  

Elect Director Suseki, Tomoharu

    For    For    Management
3.1  

Appoint Statutory Auditor Nozue, Juichi

    For    For    Management
3.2  

Appoint Statutory Auditor Aono, Nanako

    For    For    Management
4  

Approve Deep Discount Stock Option Plan

    For    For    Management
5  

Approve Deep Discount Stock Option Plan

    For    For    Management

MITSUBISHI CHEMICAL HOLDINGS CORP.

 

Ticker:    4188   Security ID:    J44046100
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kobayashi, Yoshimitsu

    For    For    Management
1.2  

Elect Director Jean-Marc Gilson

    For    For    Management
1.3  

Elect Director Date, Hidefumi

    For    For    Management
1.4  

Elect Director Fujiwara, Ken

    For    For    Management
1.5  

Elect Director Glenn H. Fredrickson

    For    For    Management
1.6  

Elect Director Kobayashi, Shigeru

    For    For    Management
1.7  

Elect Director Katayama, Hiroshi

    For    For    Management
1.8  

Elect Director Hashimoto, Takayuki

    For    For    Management
1.9  

Elect Director Hodo, Chikatomo

    For    For    Management
1.10  

Elect Director Kikuchi, Kiyomi

    For    For    Management
1.11  

Elect Director Yamada, Tatsumi

    For    For    Management
1.12  

Elect Director Masai, Takako

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MITSUBISHI CORP.

 

Ticker:    8058   Security ID:    J43830116
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 67

    For    For    Management
2.1  

Elect Director Kobayashi, Ken

    For    For    Management
2.2  

Elect Director Kakiuchi, Takehiko

    For    For    Management
2.3  

Elect Director Masu, Kazuyuki

    For    For    Management
2.4  

Elect Director Murakoshi, Akira

    For    For    Management
2.5  

Elect Director Hirai, Yasuteru

    For    For    Management
2.6  

Elect Director Kashiwagi, Yutaka

    For    For    Management
2.7  

Elect Director Nishiyama, Akihiko

    For    For    Management
2.8  

Elect Director Saiki, Akitaka

    For    For    Management
2.9  

Elect Director Tatsuoka, Tsuneyoshi

    For    For    Management
2.10  

Elect Director Miyanaga, Shunichi

    For    For    Management
2.11  

Elect Director Akiyama, Sakie

    For    For    Management

MITSUBISHI ELECTRIC CORP.

 

Ticker:    6503   Security ID:    J43873116
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Sakuyama, Masaki

    For    For    Management
1.2  

Elect Director Sugiyama, Takeshi

    For    For    Management
1.3  

Elect Director Sagawa, Masahiko

    For    For    Management
1.4  

Elect Director Kawagoishi, Tadashi

    For    For    Management
1.5  

Elect Director Sakamoto, Takashi

    For    For    Management
1.6  

Elect Director Uruma, Kei

    For    For    Management
1.7  

Elect Director Masuda, Kuniaki

    For    For    Management
1.8  

Elect Director Yabunaka, Mitoji

    For    For    Management
1.9  

Elect Director Obayashi, Hiroshi

    For    For    Management
1.10  

Elect Director Watanabe, Kazunori

    For    For    Management
1.11  

Elect Director Koide, Hiroko

    For    For    Management
1.12  

Elect Director Oyamada, Takashi

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MITSUBISHI ESTATE CO., LTD.

 

Ticker:    8802   Security ID:    J43916113
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 19

    For    For    Management
2.1  

Elect Director Sugiyama, Hirotaka

    For    For    Management
2.2  

Elect Director Yoshida, Junichi

    For    For    Management
2.3  

Elect Director Tanisawa, Junichi

    For    For    Management
2.4  

Elect Director Arimori, Tetsuji

    For    For    Management
2.5  

Elect Director Katayama, Hiroshi

    For    For    Management
2.6  

Elect Director Kubo, Hitoshi

    For    For    Management
2.7  

Elect Director Kato, Jo

    For    For    Management
2.8  

Elect Director Nishigai, Noboru

    For    For    Management
2.9  

Elect Director Okamoto, Tsuyoshi

    For    For    Management
2.10  

Elect Director Ebihara, Shin

    For    For    Management
2.11  

Elect Director Narukawa, Tetsuo

    For    For    Management
2.12  

Elect Director Shirakawa, Masaaki

    For    For    Management
2.13  

Elect Director Nagase, Shin

    For    For    Management
2.14  

Elect Director Egami, Setsuko

    For    Against    Management
2.15  

Elect Director Taka, Iwao

    For    For    Management

MITSUBISHI HEAVY INDUSTRIES, LTD.

 

Ticker:    7011   Security ID:    J44002178
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 75

    For    For    Management
2  

Amend Articles to Clarify Provisions on Alternate Directors Who Are Audit Committee Members

    For    For    Management
3.1  

Elect Director Miyanaga, Shunichi

    For    For    Management
3.2  

Elect Director Izumisawa, Seiji

    For    For    Management
3.3  

Elect Director Kozawa, Hisato

    For    For    Management
3.4  

Elect Director Kaguchi, Hitoshi

    For    For    Management
3.5  

Elect Director Shinohara, Naoyuki

    For    For    Management
3.6  

Elect Director Kobayashi, Ken

    For    For    Management
3.7  

Elect Director Hirano, Nobuyuki

    For    For    Management
4.1  

Elect Director and Audit Committee Member Tokunaga, Setsuo

    For    For    Management
4.2  

Elect Director and Audit Committee Member Unoura, Hiro

    For    For    Management
4.3  

Elect Director and Audit Committee Member Morikawa, Noriko

    For    For    Management
4.4  

Elect Director and Audit Committee Member Ii, Masako

    For    For    Management
5  

Elect Alternate Director and Audit Committee Member Oka, Nobuhiro

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MITSUBISHI UFJ FINANCIAL GROUP, INC.

 

Ticker:    8306   Security ID:    J44497105
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 12.5

    For    For    Management
2.1  

Elect Director Fujii, Mariko

    For    For    Management
2.2  

Elect Director Honda, Keiko

    For    For    Management
2.3  

Elect Director Kato, Kaoru

    For    For    Management
2.4  

Elect Director Kuwabara, Satoko

    For    For    Management
2.5  

Elect Director Toby S. Myerson

    For    For    Management
2.6  

Elect Director Nomoto, Hirofumi

    For    Against    Management
2.7  

Elect Director Shingai, Yasushi

    For    For    Management
2.8  

Elect Director Tsuji, Koichi

    For    For    Management
2.9  

Elect Director Tarisa Watanagase

    For    For    Management
2.10  

Elect Director Ogura, Ritsuo

    For    For    Management
2.11  

Elect Director Miyanaga, Kenichi

    For    For    Management
2.12  

Elect Director Mike, Kanetsugu

    For    For    Management
2.13  

Elect Director Araki, Saburo

    For    For    Management
2.14  

Elect Director Nagashima, Iwao

    For    For    Management
2.15  

Elect Director Hanzawa, Junichi

    For    For    Management
2.16  

Elect Director Kamezawa, Hironori

    For    For    Management
3  

Amend Articles to Disclose Plan Outlining Company’s Business Strategy to Align Investments with Goals of Paris Agreement

    Against    Against    Shareholder
4  

Amend Articles to Add Provision on Early Submission of Annual Yuho Securities Report

    Against    For    Shareholder
5  

Amend Articles to Prohibit Officers and Employees of the Company from Committing Parental Child Abduction for Gaining Advantage in Custody Disputes

    Against    Against    Shareholder
6  

Amend Articles to Prohibit Provision of Financing and Other Inappropriate Transactions to Anti-Social Forces

    Against    Against    Shareholder
7  

Amend Articles to Establish Helpline for Whistle-Blowers

    Against    Against    Shareholder
8  

Appoint Shareholder Director Nominee Ino, Tatsuki

    Against    Against    Shareholder

MITSUI & CO., LTD.

 

Ticker:    8031   Security ID:    J44690139
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 45

    For    For    Management
2.1  

Elect Director Yasunaga, Tatsuo

    For    For    Management
2.2  

Elect Director Hori, Kenichi

    For    For    Management
2.3  

Elect Director Uchida, Takakazu

    For    For    Management
2.4  

Elect Director Fujiwara, Hirotatsu

    For    For    Management
2.5  

Elect Director Omachi, Shinichiro

    For    For    Management
2.6  

Elect Director Kometani, Yoshio

    For    For    Management
2.7  

Elect Director Yoshikawa, Miki

    For    For    Management
2.8  

Elect Director Uno, Motoaki

    For    For    Management
2.9  

Elect Director Takemasu, Yoshiaki

    For    For    Management
2.10  

Elect Director Kobayashi, Izumi

    For    For    Management
2.11  

Elect Director Jenifer Rogers

    For    For    Management
2.12  

Elect Director Samuel Walsh

    For    For    Management
2.13  

Elect Director Uchiyamada, Takeshi

    For    For    Management
2.14  

Elect Director Egawa, Masako

    For    For    Management
3  

Appoint Statutory Auditor Mori, Kimitaka

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MITSUI CHEMICALS, INC.

 

Ticker:    4183   Security ID:    J4466L136
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 50

    For    For    Management
2.1  

Elect Director Tannowa, Tsutomu

    For    For    Management
2.2  

Elect Director Hashimoto, Osamu

    For    For    Management
2.3  

Elect Director Matsuo, Hideki

    For    For    Management
2.4  

Elect Director Nakajima, Hajime

    For    For    Management
2.5  

Elect Director Yoshino, Tadashi

    For    For    Management
2.6  

Elect Director Bada, Hajime

    For    For    Management
2.7  

Elect Director Yoshimaru, Yukiko

    For    For    Management
2.8  

Elect Director Mabuchi, Akira

    For    For    Management
3  

Appoint Statutory Auditor Shimbo, Katsuyoshi

    For    For    Management

MITSUI FUDOSAN CO., LTD.

 

Ticker:    8801   Security ID:    J4509L101
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 22

    For    For    Management
2.1  

Elect Director Iwasa, Hiromichi

    For    For    Management
2.2  

Elect Director Komoda, Masanobu

    For    For    Management
2.3  

Elect Director Kitahara, Yoshikazu

    For    For    Management
2.4  

Elect Director Fujibayashi, Kiyotaka

    For    For    Management
2.5  

Elect Director Onozawa, Yasuo

    For    For    Management
2.6  

Elect Director Yamamoto, Takashi

    For    For    Management
2.7  

Elect Director Ueda, Takashi

    For    For    Management
2.8  

Elect Director Hamamoto, Wataru

    For    For    Management
2.9  

Elect Director Nogimori, Masafumi

    For    For    Management
2.10  

Elect Director Nakayama, Tsunehiro

    For    For    Management
2.11  

Elect Director Ito, Shinichiro

    For    For    Management
2.12  

Elect Director Kawai, Eriko

    For    For    Management
3  

Approve Annual Bonus

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MIZUHO FINANCIAL GROUP, INC.

 

Ticker:    8411   Security ID:    J4599L102
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Sakai, Tatsufumi

    For    For    Management
1.2  

Elect Director Imai, Seiji

    For    For    Management
1.3  

Elect Director Umemiya, Makoto

    For    For    Management
1.4  

Elect Director Wakabayashi, Motonori

    For    For    Management
1.5  

Elect Director Kaminoyama, Nobuhiro

    For    For    Management
1.6  

Elect Director Sato, Yasuhiro

    For    For    Management
1.7  

Elect Director Hirama, Hisaaki

    For    For    Management
1.8  

Elect Director Kainaka, Tatsuo

    For    For    Management
1.9  

Elect Director Kobayashi, Yoshimitsu

    For    For    Management
1.10  

Elect Director Sato, Ryoji

    For    For    Management
1.11  

Elect Director Tsukioka, Takashi

    For    For    Management
1.12  

Elect Director Yamamoto, Masami

    For    For    Management
1.13  

Elect Director Kobayashi, Izumi

    For    For    Management

MMC NORILSK NICKEL PJSC

 

Ticker:    GMKN   Security ID:    55315J102
Meeting Date:    DEC 10, 2020   Meeting Type:    Special
Record Date:    NOV 16, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Interim Dividends of RUB 623. 35 per Share for First Nine Months of Fiscal 2020

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MMC NORILSK NICKEL PJSC

 

Ticker:    GMKN   Security ID:    55315J102
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Annual Report

    For    For    Management
2  

Approve Financial Statements

    For    For    Management
3  

Approve Consolidated Financial Statements

    For    For    Management
4  

Approve Allocation of Income and Dividends of RUB 1,021.22 per Share

    For    For    Management
5.1  

Elect Sergei Barbashev as Director

    None    Against    Management
5.2  

Elect Sergei Batekhin as Director

    None    Against    Management
5.3  

Elect Aleksei Bashkirov as Director

    None    Against    Management
5.4  

Elect Sergei Bratukhin as Director

    None    Against    Management
5.5  

Elect Sergei Volk as Director

    None    For    Management
5.6  

Elect Marianna Zakharova as Director

    None    Against    Management
5.7  

Elect Stanislav Luchitskii as Director

    None    Against    Management
5.8  

Elect Roger Munnings as Director

    None    For    Management
5.9  

Elect Gareth Penny as Director

    None    Against    Management
5.10  

Elect Maksim Poletaev as Director

    None    Against    Management
5.11  

Elect Viacheslav Solomin as Director

    None    Against    Management
5.12  

Elect Evgenii Shvarts as Director

    None    For    Management
5.13  

Elect Robert Edwards as Director

    None    Against    Management
6.1  

Elect Aleksei Dzybalov as Member of Audit Commission

    For    For    Management
6.2  

Elect Anna Masalova as Member of Audit Commission

    For    For    Management
6.3  

Elect Georgii Svanidze as Members of Audit Commission

    For    For    Management
6.4  

Elect Vladimir Shilkov as Member of Audit Commission

    For    For    Management
6.5  

Elect Elena Ianevich as Member of Audit Commission

    For    For    Management
7  

Ratify KPMG as RAS Auditor

    For    For    Management
8  

Ratify KPMG as IFRS Auditor

    For    For    Management
9  

Approve Remuneration of Directors

    For    Against    Management
10  

Approve Remuneration of Members of Audit Commission

    For    For    Management
11  

Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives

    For    For    Management
12  

Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives

    For    For    Management

MOBILE TELESYSTEMS PJSC

 

Ticker:    MTSS   Security ID:    607409109
Meeting Date:    SEP 30, 2020   Meeting Type:    Special
Record Date:    AUG 28, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Interim Dividends of RUB 8.93 per Share for First Six Months of Fiscal 2020

    For    For    Management
2  

Approve Company’s Membership in Open Network Technologies

    For    For    Management
3  

Approve New Edition of Regulations on Board of Directors

    For    For    Management
4  

Approve New Edition of Regulations on Management

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MOBILE TELESYSTEMS PJSC

 

Ticker:    MTSS   Security ID:    607409109
Meeting Date:    FEB 15, 2021   Meeting Type:    Special
Record Date:    JAN 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve Reorganization via Acquisition of OOO Stv

    For    For    Management
1.2  

Approve Reorganization via Acquisition of OOO Stream

    For    For    Management
1.3  

Approve Reorganization via Acquisition of OOO Oblachnyi Riteil

    For    For    Management
1.4  

Approve Reorganization via Acquisition of OOO Oblachnyi Riteil Plius

    For    For    Management
1.5  

Approve Reorganization via Acquisition of OOO MKS Balashikha

    For    For    Management
1.6  

Approve Reorganization via Acquisition of AO NPO Progtekh

    For    For    Management
2.1  

Amend Charter in Connection with Reorganization Proposed under Item 1.1

    For    For    Management
2.2  

Amend Charter in Connection with Reorganization Proposed under Item 1.2

    For    For    Management
2.3  

Amend Charter in Connection with Reorganization Proposed under Item 1.3

    For    For    Management
2.4  

Amend Charter in Connection with Reorganization Proposed under Item 1.4

    For    For    Management
2.5  

Amend Charter in Connection with Reorganization Proposed under Item 1.5

    For    For    Management
2.6  

Amend Charter in Connection with Reorganization Proposed under Item 1.6

    For    For    Management
3.1  

Approve Company’s Membership in StroySvyazTelecom

    For    For    Management
3.2  

Approve Company’s Membership in ProektSvyazTelecom

    For    For    Management
4  

Approve New Edition of Regulations on Board of Directors

    For    For    Management
5  

Approve New Edition of Regulations on Management

    For    For    Management
6  

Approve New Edition of Regulations on CEO

    For    For    Management
7  

Approve New Edition of Regulations on Audit Commission

    For    For    Management

MOBILE TELESYSTEMS PJSC

 

Ticker:    MTSS   Security ID:    607409109
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve Annual Report and Financial Statements

    For    For    Management
1.2  

Approve Allocation of Income and Dividends of RUB 26.51 per Share

    For    For    Management
2.1  

Elect Feliks Evtushenkov as Director

    None    Against    Management
2.2  

Elect Artem Zasurskii as Director

    None    Against    Management
2.3  

Elect Viacheslav Nikolaev as Director

    None    Against    Management
2.4  

Elect Regina Dagmar Benedicta von Flemming as Director

    None    For    Management
2.5  

Elect Shaygan Kheradpir as Director

    None    For    Management
2.6  

Elect Thomas Holtrop as Director

    None    Against    Management
2.7  

Elect Nadia Shouraboura as Director

    None    For    Management
2.8  

Elect Konstantin Ernst as Director

    None    For    Management
2.9  

Elect Valentin Iumashev as Director

    None    For    Management
3.1  

Elect Irina Borisenkova as Member of Audit Commission

    For    For    Management
3.2  

Elect Evgenii Madorskii as Member of Audit Commission

    For    For    Management
3.3  

Elect Natalia Mikheeva as Member of Audit Commission

    For    For    Management
4  

Ratify Auditor

    For    For    Management
5  

Approve New Edition of Charter

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MODERNA, INC.

 

Ticker:    MRNA   Security ID:    60770K107
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert Langer

    For    Withhold    Management
1.2  

Elect Director Elizabeth Nabel

    For    Withhold    Management
1.3  

Elect Director Elizabeth Tallett

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

MONCLER SPA

 

Ticker:    MONC   Security ID:    T6730E110
Meeting Date:    MAR 25, 2021   Meeting Type:    Special
Record Date:    MAR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Issuance of Shares for a Private Placement Reserved to Rivetex Srl, Mattia Rivetti Riccardi, Ginevra Alexandra Shapiro, Pietro Brando Shapiro, Alessandro Gilberti and Venezio Investments Pte Ltd

    For    For    Management
2  

Amend Company Bylaws Re: Article 8, 12 and 13

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MONCLER SPA

 

Ticker:    MONC   Security ID:    T6730E110
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    APR 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
1.2  

Approve Allocation of Income

    For    For    Management
2  

Approve Second Section of the Remuneration Report

    For    For    Management
3  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
4  

Approve Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5.1  

Fix Number of Directors

    For    For    Management
5.2  

Elect Director

    For    For    Management
5.3  

Approve Remuneration of Directors

    For    For    Management
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

    None    Against    Management

MONDELEZ INTERNATIONAL, INC.

 

Ticker:    MDLZ   Security ID:    609207105
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Lewis W.K. Booth

    For    For    Management
1b  

Elect Director Charles E. Bunch

    For    For    Management
1c  

Elect Director Lois D. Juliber

    For    For    Management
1d  

Elect Director Peter W. May

    For    For    Management
1e  

Elect Director Jorge S. Mesquita

    For    For    Management
1f  

Elect Director Jane Hamilton Nielsen

    For    For    Management
1g  

Elect Director Fredric G. Reynolds

    For    For    Management
1h  

Elect Director Christiana S. Shi

    For    For    Management
1i  

Elect Director Patrick T. Siewert

    For    For    Management
1j  

Elect Director Michael A. Todman

    For    For    Management
1k  

Elect Director Jean-Francois M. L. van Boxmeer

    For    For    Management
1l  

Elect Director Dirk Van de Put

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Consider Pay Disparity Between Executives and Other Employees

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MONGODB, INC.

 

Ticker:    MDB   Security ID:    60937P106
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Roelof Botha

    For    Withhold    Management
1.2  

Elect Director Dev Ittycheria

    For    Withhold    Management
1.3  

Elect Director John McMahon

    For    Withhold    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

MONSTER BEVERAGE CORPORATION

 

Ticker:    MNST   Security ID:    61174X109
Meeting Date:    JUN 15, 2021   Meeting Type:    Annual
Record Date:    APR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Rodney C. Sacks

    For    For    Management
1.2  

Elect Director Hilton H. Schlosberg

    For    For    Management
1.3  

Elect Director Mark J. Hall

    For    For    Management
1.4  

Elect Director James L. Dinkins

    For    For    Management
1.5  

Elect Director Gary P. Fayard

    For    For    Management
1.6  

Elect Director Jeanne P. Jackson

    For    For    Management
1.7  

Elect Director Steven G. Pizula

    For    For    Management
1.8  

Elect Director Benjamin M. Polk

    For    For    Management
1.9  

Elect Director Mark S. Vidergauz

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Annual Vote and Report on Climate Change

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MOODY’S CORPORATION

 

Ticker:    MCO   Security ID:    615369105
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jorge A. Bermudez

    For    For    Management
1b  

Elect Director Therese Esperdy

    For    For    Management
1c  

Elect Director Robert Fauber

    For    For    Management
1d  

Elect Director Vincent A. Forlenza

    For    For    Management
1e  

Elect Director Kathryn M. Hill

    For    For    Management
1f  

Elect Director Lloyd W. Howell, Jr.

    For    For    Management
1g  

Elect Director Raymond W. McDaniel, Jr.

    For    For    Management
1h  

Elect Director Leslie F. Seidman

    For    For    Management
1i  

Elect Director Bruce Van Saun

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve 2020 Decarbonization Plan

    For    For    Management

MORGAN STANLEY

 

Ticker:    MS   Security ID:    617446448
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Elizabeth Corley

    For    For    Management
1b  

Elect Director Alistair Darling

    For    For    Management
1c  

Elect Director Thomas H. Glocer

    For    For    Management
1d  

Elect Director James P. Gorman

    For    For    Management
1e  

Elect Director Robert H. Herz

    For    For    Management
1f  

Elect Director Nobuyuki Hirano

    For    For    Management
1g  

Elect Director Hironori Kamezawa

    For    For    Management
1h  

Elect Director Shelley B. Leibowitz

    For    For    Management
1i  

Elect Director Stephen J. Luczo

    For    For    Management
1j  

Elect Director Jami Miscik

    For    For    Management
1k  

Elect Director Dennis M. Nally

    For    For    Management
1l  

Elect Director Mary L. Schapiro

    For    For    Management
1m  

Elect Director Perry M. Traquina

    For    For    Management
1n  

Elect Director Rayford Wilkins, Jr.

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MOTOROLA SOLUTIONS, INC.

 

Ticker:    MSI   Security ID:    620076307
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Gregory Q. Brown

    For    For    Management
1b  

Elect Director Kenneth D. Denman

    For    For    Management
1c  

Elect Director Egon P. Durban

    For    Against    Management
1d  

Elect Director Clayton M. Jones

    For    For    Management
1e  

Elect Director Judy C. Lewent

    For    For    Management
1f  

Elect Director Gregory K. Mondre

    For    Against    Management
1g  

Elect Director Joseph M. Tucci

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

MOWI ASA

 

Ticker:    MOWI   Security ID:    R4S04H101
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

    For    For    Management
2  

Approve Notice of Meeting and Agenda

    For    For    Management
3  

Receive Briefing on the Business

    None    None    Management
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income

    For    For    Management
5  

Discuss Company’s Corporate Governance Statement

    None    None    Management
6  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

    For    For    Management
7  

Approve Equity Plan Financing

    For    For    Management
8  

Approve Remuneration of Directors

    For    For    Management
9  

Approve Remuneration of Nomination Committee

    For    For    Management
10  

Approve Remuneration of Auditors

    For    For    Management
11a  

Reelect Ole-Eirik Leroy (Chairman) as Director

    For    Against    Management
11b  

Reelect Kristian Melhuus (Vice Chairman) as Director

    For    Against    Management
11c  

Reelect Lisbet K. Naero as Director

    For    For    Management
11d  

Elect Nicholays Gheysens as New Director

    For    Against    Management
11e  

Elect Kathrine Fredriksen as New Personal Deputy Director for Cecilie Fredriksen

    For    For    Management
12a  

Elect Ann Kristin Brautaset as Member and Chair of Nominating Committee

    For    For    Management
12b  

Elect Merete Haugli as Member of Nominating Committee

    For    For    Management
13  

Authorize Board to Distribute Dividends

    For    For    Management
14  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
15a  

Approve Creation of NOK 387.8 Million Pool of Capital without Preemptive Rights

    For    For    Management
15b  

Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MS&AD INSURANCE GROUP HOLDINGS, INC.

 

Ticker:    8725   Security ID:    J4687C105
Meeting Date:    JUN 28, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 80

    For    For    Management
2.1  

Elect Director Karasawa, Yasuyoshi

    For    For    Management
2.2  

Elect Director Kanasugi, Yasuzo

    For    For    Management
2.3  

Elect Director Hara, Noriyuki

    For    For    Management
2.4  

Elect Director Higuchi, Tetsuji

    For    For    Management
2.5  

Elect Director Fukuda, Masahito

    For    For    Management
2.6  

Elect Director Endo, Takaoki

    For    For    Management
2.7  

Elect Director Bando, Mariko

    For    For    Management
2.8  

Elect Director Arima, Akira

    For    For    Management
2.9  

Elect Director Tobimatsu, Junichi

    For    For    Management
2.10  

Elect Director Rochelle Kopp

    For    For    Management
3.1  

Appoint Statutory Auditor Suto, Atsuko

    For    For    Management
3.2  

Appoint Statutory Auditor Uemura, Kyoko

    For    For    Management
4  

Appoint Alternate Statutory Auditor Meguro, Kozo

    For    For    Management
5  

Approve Director Retirement Bonus

    For    For    Management

MSCI INC.

 

Ticker:    MSCI   Security ID:    55354G100
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Henry A. Fernandez

    For    For    Management
1b  

Elect Director Robert G. Ashe

    For    For    Management
1c  

Elect Director Wayne Edmunds

    For    For    Management
1d  

Elect Director Catherine R. Kinney

    For    For    Management
1e  

Elect Director Jacques P. Perold

    For    For    Management
1f  

Elect Director Sandy C. Rattray

    For    For    Management
1g  

Elect Director Linda H. Riefler

    For    For    Management
1h  

Elect Director Marcus L. Smith

    For    For    Management
1i  

Elect Director Paula Volent

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MTN GROUP LTD.

 

Ticker:    MTN   Security ID:    S8039R108
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAY 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Sindi Mabaso-Koyana as Director

    For    For    Management
2  

Elect Nosipho Molope as Director

    For    For    Management
3  

Elect Noluthando Gosa as Director

    For    For    Management
4  

Re-elect Shaygan Kheradpir as Director

    For    For    Management
5  

Re-elect Paul Hanratty as Director

    For    For    Management
6  

Re-elect Stanley Miller as Director

    For    For    Management
7  

Re-elect Nkululeko Sowazi as Director

    For    For    Management
8  

Elect Tsholofelo Molefe as Director

    For    For    Management
9  

Elect Sindi Mabaso-Koyana as Member of the Audit Committee

    For    For    Management
10  

Elect Nosipho Molope as Member of the Audit Committee

    For    For    Management
11  

Elect Noluthando Gosa as Member of the Audit Committee

    For    For    Management
12  

Re-elect Swazi Tshabalala as Member of the Audit Committee

    For    For    Management
13  

Re-elect Vincent Rague as Member of the Audit Committee

    For    For    Management
14  

Elect Noluthando Gosa as Member of the Social and Ethics Committee

    For    For    Management
15  

Re-elect Lamido Sanusi as Member of the Social and Ethics Committee

    For    For    Management
16  

Re-elect Stanley Miller as Member of the Social and Ethics Committee

    For    For    Management
17  

Re-elect Nkunku Sowazi as Member of the Social and Ethics Committee

    For    For    Management
18  

Re-elect Khotso Mokhele as Member of the Social and Ethics Committee

    For    For    Management
19  

Reappoint PricewaterhouseCoopers Inc as Auditors

    For    For    Management
20  

Reappoint Ernst & Young Inc as Auditors

    For    For    Management
21  

Place Authorised but Unissued Shares under Control of Directors

    For    For    Management
22  

Authorise Board to Issue Shares for Cash

    For    For    Management
23  

Approve Remuneration Policy

    For    For    Management
24  

Approve Remuneration Implementation Report

    For    Against    Management
25  

Authorise Ratification of Approved Resolutions

    For    For    Management
26  

Approve Remuneration of Board Local Chairman

    For    For    Management
27  

Approve Remuneration of Board International Chairman

    For    For    Management
28  

Approve Remuneration of Board Local Member

    For    For    Management
29  

Approve Remuneration of Board International Member

    For    For    Management
30  

Approve Remuneration of Board Local Lead Independent Director

    For    For    Management
31  

Approve Remuneration of Board International Lead Independent Director

    For    For    Management
32  

Approve Remuneration of Remuneration and Human Resources Committee Local Chairman

    For    For    Management
33  

Approve Remuneration of Remuneration and Human Resources Committee International Chairman

    For    For    Management
34  

Approve Remuneration of Remuneration and Human Resources Committee Local Member

    For    For    Management
35  

Approve Remuneration of Remuneration and Human Resources Committee International Member

    For    For    Management
36  

Approve Remuneration of Social and Ethics Committee Local Chairman

    For    For    Management
37  

Approve Remuneration of Social and Ethics Committee International Chairman

    For    For    Management
38  

Approve Remuneration of Social and Ethics Committee Local Member

    For    For    Management
39  

Approve Remuneration of Social and Ethics Committee International Member

    For    For    Management
40  

Approve Remuneration of Audit Committee Local Chairman

    For    For    Management
41  

Approve Remuneration of Audit Committee International Chairman

    For    For    Management
42  

Approve Remuneration of Audit Committee Local Member

    For    For    Management
43  

Approve Remuneration of Audit Committee International Member

    For    For    Management
44  

Approve Remuneration of Risk Management and Compliance Committee Local Chairman

    For    For    Management
45  

Approve Remuneration of Risk Management and Compliance Committee International Chairman

    For    For    Management
46  

Approve Remuneration of Risk Management and Compliance Committee Local Member

    For    For    Management
47  

Approve Remuneration of Risk Management and Compliance Committee International Member

    For    For    Management
48  

Approve Remuneration of Local Member for Special Assignments or Projects (per day)

    For    For    Management
49  

Approve Remuneration of International Member for Special Assignments or Projects (per day)

    For    For    Management
50  

Approve Remuneration for Ad Hoc Work Performed by Non-executive Directors for Special Projects (hourly rate)

    For    Against    Management
51  

Approve Remuneration of Share Trust (trustees) Local Chairman

    For    For    Management
52  

Approve Remuneration of Share Trust (trustees) International Chairman

    For    For    Management
53  

Approve Remuneration of Share Trust (trustees) Local Member

    For    For    Management
54  

Approve Remuneration of Share Trust (trustees) International Member

    For    For    Management
55  

Approve Remuneration of Sourcing Committee Local Chairman

    For    For    Management
56  

Approve Remuneration of Sourcing Committee International Chairman

    For    For    Management
57  

Approve Remuneration of Sourcing Committee Local Member

    For    For    Management
58  

Approve Remuneration of Sourcing Committee International Member

    For    For    Management
59  

Approve Remuneration of Directors Affairs and Corporate Governance Committee Local Chairman

    For    For    Management
60  

Approve Remuneration of Directors Affairs and Corporate Governance Committee International Chairman

    For    For    Management
61  

Approve Remuneration of Directors Affairs and Corporate Governance Committee Local Member

    For    For    Management
62  

Approve Remuneration of Directors Affairs and Corporate Governance Committee International Member

    For    For    Management
63  

Authorise Repurchase of Issued Share Capital

    For    For    Management
64  

Approve Financial Assistance to Subsidiaries and Other Related and Inter-related Entities

    For    For    Management
65  

Approve Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries

    For    For    Management
66  

Approve Financial Assistance to MTN Zakhele Futhi (RF) Limited

    For    For    Management

MTR CORPORATION LIMITED

 

Ticker:    66   Security ID:    Y6146T101
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAY 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Eddy Fong Ching as Director

    For    For    Management
3b  

Elect Rose Lee Wai-mun as Director

    For    For    Management
3c  

Elect Benjamin Tang Kwok-bun as Director

    For    For    Management
3d  

Elect Christopher Hui Ching-yu as Director

    For    For    Management
4  

Elect Hui Siu-wai as Director

    For    For    Management
5  

Elect Adrian Wong Koon-man as Director

    For    For    Management
6  

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
7  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
8  

Authorize Repurchase of Issued Share Capital

    For    For    Management
9  

Amend Articles of Association and Adopt New Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MTU AERO ENGINES AG

 

Ticker:    MTX   Security ID:    D5565H104
Meeting Date:    AUG 05, 2020   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.04 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal 2019

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal 2019

    For    For    Management
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal 2020

    For    For    Management
6  

Amend Articles Re: Online Participation

    For    For    Management

MTU AERO ENGINES AG

 

Ticker:    MTX   Security ID:    D5565H104
Meeting Date:    APR 21, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 1.25 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021

    For    For    Management
6  

Elect Rainer Martens to the Supervisory Board

    For    Against    Management
7  

Approve Remuneration Policy

    For    For    Management
8  

Approve Remuneration of Supervisory Board

    For    For    Management
9  

Approve Creation of EUR 16 Million Pool of Capital with Partial Exclusion of Preemptive Rights

    For    For    Management
10  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million; Approve Creation of EUR 2.6 Million Pool of Capital to Guarantee Conversion Rights

    For    For    Management
11  

Amend Articles Re: Registration Moratorium

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG

 

Ticker:    MUV2   Security ID:    D55535104
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 9.80 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Elect Carinne Knoche-Brouillon to the Supervisory Board

    For    For    Management
6  

Approve Remuneration Policy

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management
8  

Approve Creation of EUR 117.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights

    For    For    Management
9.1  

Approve Affiliation Agreement with MR Beteiligungen 20. GmbH

    For    For    Management
9.2  

Approve Affiliation Agreement with MR Beteiligungen 21. GmbH

    For    For    Management
9.3  

Approve Affiliation Agreement with MR Beteiligungen 22. GmbH

    For    For    Management

MURATA MANUFACTURING CO. LTD.

 

Ticker:    6981   Security ID:    J46840104
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 60

    For    For    Management
2.1  

Elect Director Murata, Tsuneo

    For    For    Management
2.2  

Elect Director Nakajima, Norio

    For    For    Management
2.3  

Elect Director Iwatsubo, Hiroshi

    For    For    Management
2.4  

Elect Director Ishitani, Masahiro

    For    For    Management
2.5  

Elect Director Miyamoto, Ryuji

    For    For    Management
2.6  

Elect Director Minamide, Masanori

    For    For    Management
2.7  

Elect Director Shigematsu, Takashi

    For    For    Management
2.8  

Elect Director Yasuda, Yuko

    For    For    Management
3  

Approve Restricted Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NAGOYA RAILROAD CO., LTD.

 

Ticker:    9048   Security ID:    J47399118
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles to Amend Provisions on Number of Directors - Reduce Directors’ Term - Amend Provisions on Director Titles

    For    For    Management
2.1  

Elect Director Ando, Takashi

    For    For    Management
2.2  

Elect Director Takasaki, Hiroki

    For    For    Management
2.3  

Elect Director Suzuki, Kiyomi

    For    For    Management
2.4  

Elect Director Yoshikawa, Takuo

    For    For    Management
2.5  

Elect Director Hibino, Hiroshi

    For    For    Management
2.6  

Elect Director Ozawa, Satoshi

    For    For    Management
2.7  

Elect Director Fukushima, Atsuko

    For    For    Management
2.8  

Elect Director Naito, Hiroyasu

    For    For    Management
2.9  

Elect Director Yano, Hiroshi

    For    For    Management

NAN YA PLASTICS CORP.

 

Ticker:    1303   Security ID:    Y62061109
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Amend Rules and Procedures for Election of Directors

    For    For    Management
4  

Approve Amendments to Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management
5  

Approve Release of Restrictions of Competitive Activities of Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NASDAQ, INC.

 

Ticker:    NDAQ   Security ID:    631103108
Meeting Date:    JUN 15, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Melissa M. Arnoldi

    For    For    Management
1b  

Elect Director Charlene T. Begley

    For    For    Management
1c  

Elect Director Steven D. Black

    For    For    Management
1d  

Elect Director Adena T. Friedman

    For    For    Management
1e  

Elect Director Essa Kazim

    For    For    Management
1f  

Elect Director Thomas A. Kloet

    For    For    Management
1g  

Elect Director John D. Rainey

    For    For    Management
1h  

Elect Director Michael R. Splinter

    For    For    Management
1i  

Elect Director Jacob Wallenberg

    For    For    Management
1j  

Elect Director Alfred W. Zollar

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    For    Against    Shareholder

NASPERS LTD.

 

Ticker:    NPN   Security ID:    S53435103
Meeting Date:    AUG 21, 2020   Meeting Type:    Annual
Record Date:    AUG 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020

    For    For    Management
2  

Approve Dividends for N Ordinary and A Ordinary Shares

    For    For    Management
3  

Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor

    For    For    Management
4.1  

Elect Manisha Girotra as Director

    For    For    Management
4.2  

Elect Ying Xu as Director

    For    For    Management
5.1  

Re-elect Don Eriksson as Director

    For    For    Management
5.2  

Re-elect Mark Sorour as Director

    For    For    Management
5.3  

Re-elect Emilie Choi as Director

    For    For    Management
5.4  

Re-elect Rachel Jafta as Director

    For    For    Management
6.1  

Re-elect Don Eriksson as Member of the Audit Committee

    For    For    Management
6.2  

Re-elect Rachel Jafta as Member of the Audit Committee

    For    For    Management
6.3  

Elect Manisha Girotra as Member of the Audit Committee

    For    For    Management
6.4  

Elect Steve Pacak as Member of the Audit Committee

    For    Against    Management
7  

Approve Remuneration Policy

    For    Against    Management
8  

Approve Implementation of the Remuneration Policy

    For    Against    Management
9  

Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed

    For    For    Management
10  

Approve Amendments to the Trust Deed constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed

    For    For    Management
11  

Approve Amendments to the Trust Deed constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed

    For    For    Management
12  

Approve Amendments to the Trust Deed constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed

    For    For    Management
13  

Place Authorised but Unissued Shares under Control of Directors

    For    Against    Management
14  

Authorise Board to Issue Shares for Cash

    For    Against    Management
15  

Authorise Ratification of Approved Resolutions

    For    For    Management
1.1  

Approve Fees of the Board Chairman

    For    For    Management
1.2  

Approve Fees of the Board Member

    For    For    Management
1.3  

Approve Fees of the Audit Committee Chairman

    For    For    Management
1.4  

Approve Fees of the Audit Committee Member

    For    For    Management
1.5  

Approve Fees of the Risk Committee Chairman

    For    For    Management
1.6  

Approve Fees of the Risk Committee Member

    For    For    Management
1.7  

Approve Fees of the Human Resources and Remuneration Committee Chairman

    For    For    Management
1.8  

Approve Fees of the Human Resources and Remuneration Committee Member

    For    For    Management
1.9  

Approve Fees of the Nomination Committee Chairman

    For    For    Management
1.10  

Approve Fees of the Nomination Committee Member

    For    For    Management
1.11  

Approve Fees of the Social, Ethics and Sustainability Committee Chairman

    For    For    Management
1.12  

Approve Fees of the Social, Ethics and Sustainability Committee Member

    For    For    Management
1.13  

Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds

    For    For    Management
2  

Approve Financial Assistance in Terms of Section 44 of the Companies Act

    For    For    Management
3  

Approve Financial Assistance in Terms of Section 45 of the Companies Act

    For    For    Management
4  

Authorise Repurchase of N Ordinary Shares

    For    For    Management
5  

Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares

    For    Against    Management
6  

Authorise Repurchase of A Ordinary Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NATIONAL AUSTRALIA BANK LIMITED

 

Ticker:    NAB   Security ID:    Q65336119
Meeting Date:    DEC 18, 2020   Meeting Type:    Annual
Record Date:    DEC 16, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2a  

Elect David Armstrong as Director

    For    For    Management
2b  

Elect Peeyush Gupta as Director

    For    For    Management
2c  

Elect Ann Sherry as Director

    For    For    Management
2d  

Elect Simon McKeon as Director

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Grant of Performance Rights to Ross McEwan

    For    For    Management
5  

Approve Selective Buy-Back of 20 Million Preference Shares Associated with the National Income Securities (NIS Buy-back Scheme)

    For    For    Management
6a  

Approve the Amendments to the Company’s Constitution

    Against    Against    Shareholder
6b  

Approve Transition Planning Disclosure

    Against    Against    Shareholder

NATIONAL BANK OF CANADA

 

Ticker:    NA   Security ID:    633067103
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    FEB 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Maryse Bertrand

    For    For    Management
1.2  

Elect Director Pierre Blouin

    For    For    Management
1.3  

Elect Director Pierre Boivin

    For    For    Management
1.4  

Elect Director Manon Brouillette

    For    For    Management
1.5  

Elect Director Yvon Charest

    For    For    Management
1.6  

Elect Director Patricia Curadeau-Grou

    For    For    Management
1.7  

Elect Director Laurent Ferreira

    For    For    Management
1.8  

Elect Director Jean Houde

    For    For    Management
1.9  

Elect Director Karen Kinsley

    For    For    Management
1.10  

Elect Director Rebecca McKillican

    For    For    Management
1.11  

Elect Director Robert Pare

    For    For    Management
1.12  

Elect Director Lino A. Saputo

    For    For    Management
1.13  

Elect Director Andree Savoie

    For    For    Management
1.14  

Elect Director Macky Tall

    For    For    Management
1.15  

Elect Director Pierre Thabet

    For    For    Management
1.16  

Elect Director Louis Vachon

    For    For    Management
2  

Advisory Vote on Executive Compensation Approach

    For    For    Management
3  

Ratify Deloitte LLP as Auditors

    For    For    Management
4  

Re-approve Stock Option Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NATIONAL GRID PLC

 

Ticker:    NG   Security ID:    G6S9A7120
Meeting Date:    JUL 27, 2020   Meeting Type:    Annual
Record Date:    JUL 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Re-elect Sir Peter Gershon as Director

    For    For    Management
4  

Re-elect John Pettigrew as Director

    For    For    Management
5  

Re-elect Andy Agg as Director

    For    For    Management
6  

Re-elect Nicola Shaw as Director

    For    For    Management
7  

Re-elect Mark Williamson as Director

    For    For    Management
8  

Re-elect Jonathan Dawson as Director

    For    For    Management
9  

Re-elect Therese Esperdy as Director

    For    For    Management
10  

Re-elect Paul Golby as Director

    For    For    Management
11  

Elect Liz Hewitt as Director

    For    For    Management
12  

Re-elect Amanda Mesler as Director

    For    For    Management
13  

Re-elect Earl Shipp as Director

    For    For    Management
14  

Re-elect Jonathan Silver as Director

    For    For    Management
15  

Reappoint Deloitte LLP as Auditors

    For    For    Management
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
17  

Approve Remuneration Report

    For    For    Management
18  

Authorise EU Political Donations and Expenditure

    For    For    Management
19  

Authorise Issue of Equity

    For    For    Management
20  

Reapprove Share Incentive Plan

    For    For    Management
21  

Reapprove Sharesave Plan

    For    For    Management
22  

Approve Increase in Borrowing Limit

    For    For    Management
23  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
24  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
25  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
26  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

NATIONAL GRID PLC

 

Ticker:    NG   Security ID:    G6S9A7120
Meeting Date:    APR 22, 2021   Meeting Type:    Special
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Acquisition of PPL WPD Investments Limited

    For    For    Management
2  

Approve Increase in Borrowing Limit Under the Company’s Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NAVER CORP.

 

Ticker:    035420   Security ID:    Y62579100
Meeting Date:    MAR 24, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2.1  

Amend Articles of Incorporation (Company Address)

    For    For    Management
2.2  

Amend Articles of Incorporation (Transfer Agent)

    For    For    Management
2.3  

Amend Articles of Incorporation (Register of Shareholders)

    For    For    Management
2.4  

Amend Articles of Incorporation (Register of Shareholders)

    For    For    Management
2.5  

Amend Articles of Incorporation (Directors’ Term of Office)

    For    For    Management
3  

Elect Choi In-hyuk as Inside Director

    For    For    Management
4  

Elect Lee In-moo as Outside Director to Serve as an Audit Committee Member

    For    For    Management
5  

Elect Lee Geon-hyeok as Outside Director

    For    For    Management
6  

Elect Lee Geon-hyeok as a Member of Audit Committee

    For    For    Management
7  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management
8  

Approve Stock Option Grants

    For    For    Management
9  

Approve Stock Option Grants

    For    For    Management

NCSOFT CORP.

 

Ticker:    036570   Security ID:    Y6258Y104
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Amend Articles of Incorporation

    For    For    Management
3  

Elect Kim Taek-jin as Inside Director

    For    For    Management
4  

Elect Hwang Chan-hyun as Outside Director to Serve as an Audit Committee Member

    For    For    Management
5  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NESTE CORP.

 

Ticker:    NESTE   Security ID:    X5688A109
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Call the Meeting to Order

    None    None    Management
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

    None    None    Management
4  

Acknowledge Proper Convening of Meeting

    None    None    Management
5  

Prepare and Approve List of Shareholders

    None    None    Management
6  

Receive Financial Statements and Statutory Reports; Receive Board’s Report; Receive Auditor’s Report

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Allocation of Income and Dividends of EUR 0.80 Per Share

    For    For    Management
9  

Approve Discharge of Board and President

    For    For    Management
10  

Approve Remuneration Report (Advisory Vote)

    For    For    Management
11  

Approve Remuneration of Directors in the Amount of EUR 67,900 for Chairman, EUR 49,600 for Vice Chairman, and EUR 35,700 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees

    None    For    Shareholder
12  

Fix Number of Directors at Nine

    For    For    Management
13  

Reelect Matti Kahkonen (Chair), Sonat Burman Olsson, Nick Elmslie, Martina Floel, Jean-Baptiste Renard, Jari Rosendal, Johanna Soderstrom and Marco Wiren (Vice Chair) as Directors; Elect John Abbott as New Director

    For    For    Management
14  

Approve Remuneration of Auditors

    For    For    Management
15  

Ratify KPMG as Auditors

    For    For    Management
16  

Authorize Share Repurchase Program

    For    For    Management
17  

Amend Articles Re: Number of Directors; Auditors; Notice of General Meeting; Remuneration Policy and Report on the Agenda of AGMs

    For    For    Management
18  

Close Meeting

    None    None    Management

NESTLE SA

 

Ticker:    NESN   Security ID:    H57312649
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
1.2  

Approve Remuneration Report

    For    For    Management
2  

Approve Discharge of Board and Senior Management

    For    For    Management
3  

Approve Allocation of Income and Dividends of CHF 2.75 per Share

    For    For    Management
4.1.a  

Reelect Paul Bulcke as Director and Board Chairman

    For    For    Management
4.1.b  

Reelect Ulf Schneider as Director

    For    For    Management
4.1.c  

Henri de Castries as Director

    For    For    Management
4.1.d  

Reelect Renato Fassbind as Director

    For    For    Management
4.1.e  

Reelect Pablo Isla as Director

    For    For    Management
4.1.f  

Reelect Ann Veneman as Director

    For    For    Management
4.1.g  

Reelect Eva Cheng as Director

    For    For    Management
4.1.h  

Reelect Patrick Aebischer as Director

    For    For    Management
4.1.i  

Reelect Kasper Rorsted as Director

    For    For    Management
4.1.j  

Reelect Kimberly Ross as Director

    For    For    Management
4.1.k  

Reelect Dick Boer as Director

    For    For    Management
4.1.l  

Reelect Dinesh Paliwal as Director

    For    For    Management
4.1.m  

Reelect Hanne Jimenez de Mora as Director

    For    For    Management
4.2  

Elect Lindiwe Sibanda as Director

    For    For    Management
4.3.1  

Appoint Pablo Isla as Member of the Compensation Committee

    For    For    Management
4.3.2  

Appoint Patrick Aebischer as Member of the Compensation Committee

    For    For    Management
4.3.3  

Appoint Dick Boer as Member of the Compensation Committee

    For    For    Management
4.3.4  

Appoint Kasper Rorsted as Member of the Compensation Committee

    For    For    Management
4.4  

Ratify Ernst & Young AG as Auditors

    For    For    Management
4.5  

Designate Hartmann Dreyer as Independent Proxy

    For    For    Management
5.1  

Approve Remuneration of Directors in the Amount of CHF 10 Million

    For    For    Management
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million

    For    For    Management
6  

Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares

    For    For    Management
7  

Approve Climate Action Plan

    For    For    Management
8  

Transact Other Business (Voting)

    Against    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NETAPP, INC.

 

Ticker:    NTAP   Security ID:    64110D104
Meeting Date:    SEP 10, 2020   Meeting Type:    Annual
Record Date:    JUL 17, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director T. Michael Nevens

    For    For    Management
1b  

Elect Director Deepak Ahuja

    For    For    Management
1c  

Elect Director Gerald Held

    For    For    Management
1d  

Elect Director Kathryn M. Hill

    For    For    Management
1e  

Elect Director Deborah L. Kerr

    For    For    Management
1f  

Elect Director George Kurian

    For    For    Management
1g  

Elect Director Scott F. Schenkel

    For    For    Management
1h  

Elect Director George T. Shaheen

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder

NETEASE, INC.

 

Ticker:    9999   Security ID:    64110W102
Meeting Date:    SEP 25, 2020   Meeting Type:    Annual
Record Date:    AUG 26, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect William Lei Ding as Director

    For    For    Management
1b  

Elect Alice Yu-Fen Cheng as Director

    For    For    Management
1c  

Elect Denny Ting Bun Lee as Director

    For    For    Management
1d  

Elect Joseph Tze Kay Tong as Director

    For    For    Management
1e  

Elect Lun Feng as Director

    For    For    Management
1f  

Elect Michael Man Kit Leung as Director

    For    For    Management
1g  

Elect Michael Sui Bau Tong as Director

    For    For    Management
2  

Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NETEASE, INC.

 

Ticker:    9999   Security ID:    64110W102
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAY 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect William Lei Ding as Director

    For    For    Management
1b  

Elect Alice Yu-Fen Cheng as Director

    For    For    Management
1c  

Elect Denny Ting Bun Lee as Director

    For    For    Management
1d  

Elect Joseph Tze Kay Tong as Director

    For    For    Management
1e  

Elect Lun Feng as Director

    For    For    Management
1f  

Elect Michael Man Kit Leung as Director

    For    For    Management
2  

Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors

    For    For    Management
3  

Amend Memorandum and Articles of Association

    For    For    Management

NETFLIX, INC.

 

Ticker:    NFLX   Security ID:    64110L106
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Richard N. Barton

    For    Withhold    Management
1b  

Elect Director Rodolphe Belmer

    For    Withhold    Management
1c  

Elect Director Bradford L. Smith

    For    Withhold    Management
1d  

Elect Director Anne M. Sweeney

    For    Withhold    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Report on Political Contributions

    Against    For    Shareholder
5  

Adopt Simple Majority Vote

    Against    For    Shareholder
6  

Improve the Executive Compensation Philosophy

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NEW CHINA LIFE INSURANCE COMPANY LTD.

 

Ticker:    1336   Security ID:    Y625A4115
Meeting Date:    JAN 19, 2021   Meeting Type:    Special
Record Date:    JAN 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Xu Zhibin as Director

    For    For    Shareholder

NEW CHINA LIFE INSURANCE COMPANY LTD.

 

Ticker:    1336   Security ID:    Y625A4115
Meeting Date:    APR 28, 2021   Meeting Type:    Special
Record Date:    APR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Zhang Hong as Director

    For    For    Management
2  

Elect Liu Debin as Supervisor

    For    For    Shareholder
3  

Elect Shi Hongyu as Supervisor

    For    For    Shareholder
4  

Approve Remuneration Standard of the Executive Director and Vice President

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NEW CHINA LIFE INSURANCE COMPANY LTD.

 

Ticker:    1336   Security ID:    Y625A4115
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    JUN 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Report of the Board

    For    For    Management
2  

Approve Report of the Board of Supervisors

    For    For    Management
3  

Approve Annual Financial Report

    For    For    Management
4  

Approve Profit Distribution Plan

    For    For    Management
5  

Approve Annual Report and Its Summary

    For    For    Management
6  

Approve Ernst & Young Hua Ming LLP as Domestic Accounting Firm and Ernst & Young as International Accounting Firm and Authorize Board to Fix Their Remuneration

    For    For    Management
7  

Approve Report of Performance of Directors

    For    For    Management
8  

Approve Report of Performance of Independent Non-Executive Directors

    For    For    Management
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management

NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC.

 

Ticker:    9901   Security ID:    647581107
Meeting Date:    MAR 08, 2021   Meeting Type:    Special
Record Date:    FEB 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Share Subdivision

    For    For    Management
2  

Adopt Chinese Name as Dual Foreign Name of the Company

    For    For    Management
3  

Adopt Amended and Restated Memorandum and Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NEW WORLD DEVELOPMENT COMPANY LIMITED

 

Ticker:    17   Security ID:    Y6266R109
Meeting Date:    NOV 26, 2020   Meeting Type:    Annual
Record Date:    NOV 18, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Cheng Kar-Shun, Henry as Director

    For    For    Management
3b  

Elect Doo Wai-Hoi, William as Director

    For    For    Management
3c  

Elect Cheng Kar-Shing, Peter as Director

    For    For    Management
3d  

Elect Liang Cheung-Biu, Thomas as Director

    For    For    Management
3e  

Elect Cheng Chi-Man, Sonia as Director

    For    For    Management
3f  

Elect Huang Shaomei, Echo as Director

    For    For    Management
3g  

Elect Chiu Wai-Han, Jenny as Director

    For    For    Management
3h  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Authorize Repurchase of Issued Share Capital

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
7  

Approve Grant of Options Under the Share Option Scheme

    For    Against    Management
8  

Adopt New Articles of Association

    For    For    Management

NEWCREST MINING LTD.

 

Ticker:    NCM   Security ID:    Q6651B114
Meeting Date:    NOV 11, 2020   Meeting Type:    Annual
Record Date:    NOV 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2a  

Elect Sally-Anne Layman as Director

    For    For    Management
2b  

Elect Roger Higgins as Director

    For    For    Management
2c  

Elect Gerard Bond as Director

    For    For    Management
3a  

Approve Grant of Performance Rights to Sandeep Biswas

    For    For    Management
3b  

Approve Grant of Performance Rights to Gerard Bond

    For    For    Management
4  

Approve Remuneration Report

    For    For    Management
5  

Approve Renewal of Proportional Takeover Bid Provisions in the Constitution

    For    For    Management
6  

Approve the Amendments to the Company’s Constitution

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NEWMONT CORPORATION

 

Ticker:    NEM   Security ID:    651639106
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Patrick G. Awuah, Jr.

    For    For    Management
1.2  

Elect Director Gregory H. Boyce

    For    For    Management
1.3  

Elect Director Bruce R. Brook

    For    For    Management
1.4  

Elect Director Maura Clark

    For    For    Management
1.5  

Elect Director Matthew Coon Come

    For    For    Management
1.6  

Elect Director Jose Manuel Madero

    For    For    Management
1.7  

Elect Director Rene Medori

    For    For    Management
1.8  

Elect Director Jane Nelson

    For    For    Management
1.9  

Elect Director Thomas Palmer

    For    For    Management
1.10  

Elect Director Julio M. Quintana

    For    For    Management
1.11  

Elect Director Susan N. Story

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

NEXON CO., LTD.

 

Ticker:    3659   Security ID:    J4914X104
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Owen Mahoney

    For    For    Management
1.2  

Elect Director Uemura, Shiro

    For    For    Management
1.3  

Elect Director Patrick Soderlund

    For    For    Management
1.4  

Elect Director Kevin Mayer

    For    For    Management
2  

Approve Fixed Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members

    For    For    Management
3  

Approve Deep Discount Stock Option Plan

    For    Against    Management
4  

Approve Deep Discount Stock Option Plan

    For    Against    Management
5  

Approve Stock Option Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NEXT PLC

 

Ticker:    NXT   Security ID:    G6500M106
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAY 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Elect Tom Hall as Director

    For    For    Management
4  

Re-elect Jonathan Bewes as Director

    For    For    Management
5  

Re-elect Tristia Harrison as Director

    For    For    Management
6  

Re-elect Amanda James as Director

    For    For    Management
7  

Re-elect Richard Papp as Director

    For    For    Management
8  

Re-elect Michael Roney as Director

    For    For    Management
9  

Re-elect Jane Shields as Director

    For    For    Management
10  

Re-elect Dame Dianne Thompson as Director

    For    For    Management
11  

Re-elect Lord Wolfson as Director

    For    For    Management
12  

Reappoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
13  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
14  

Authorise Issue of Equity

    For    For    Management
15  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
16  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
17  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
18  

Authorise Off-Market Purchase of Ordinary Shares

    For    For    Management
19  

Adopt New Articles of Association

    For    For    Management
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

NEXTERA ENERGY, INC.

 

Ticker:    NEE   Security ID:    65339F101
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sherry S. Barrat

    For    For    Management
1b  

Elect Director James L. Camaren

    For    For    Management
1c  

Elect Director Kenneth B. Dunn

    For    For    Management
1d  

Elect Director Naren K. Gursahaney

    For    For    Management
1e  

Elect Director Kirk S. Hachigian

    For    For    Management
1f  

Elect Director Amy B. Lane

    For    For    Management
1g  

Elect Director David L. Porges

    For    For    Management
1h  

Elect Director James L. Robo

    For    For    Management
1i  

Elect Director Rudy E. Schupp

    For    For    Management
1j  

Elect Director John L. Skolds

    For    For    Management
1k  

Elect Director Lynn M. Utter

    For    For    Management
1l  

Elect Director Darryl L. Wilson

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NIBE INDUSTRIER AB

 

Ticker:    NIBE.B   Security ID:    W57113149
Meeting Date:    DEC 16, 2020   Meeting Type:    Special
Record Date:    DEC 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7  

Approve Dividends of SEK 1.40 Per Share

    For    For    Management
8  

Close Meeting

    None    None    Management

NIBE INDUSTRIER AB

 

Ticker:    NIBE.B   Security ID:    W57113149
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAY 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7  

Receive Financial Statements and Statutory Reports; Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management

    None    None    Management
8.a  

Accept Financial Statements and Statutory Reports

    For    For    Management
8.b  

Approve Allocation of Income and Dividends of SEK 1.55 Per Share

    For    For    Management
8.c  

Approve Discharge of Board and President

    For    For    Management
9  

Determine Number of Members (6) and Deputy Members (0) of Board

    For    For    Management
10  

Determine Number of Auditors (1) and Deputy Auditors (0)

    For    For    Management
11  

Approve Remuneration of Directors in the Aggregate Amount of SEK 2.7 Million; Approve Remuneration of Auditors

    For    For    Management
12  

Reelect Georg Brunstam, Gerteric Lindquist, Hans Linnarson (Chair), Anders Palsson, Jenny Sjodahl and Jenny Larsson as Directors

    For    Against    Management
13  

Ratify KPMG as Auditors

    For    For    Management
14  

Approve Remuneration Report

    For    For    Management
15  

Approve 4:1 Stock Split; Amend Articles Accordingly

    For    For    Management
16  

Approve Issuance of Class B Shares up to 10 Percent of Issued Shares without Preemptive Rights

    For    For    Management
17  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

    For    For    Management
18  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NICE LTD. (ISRAEL)

 

Ticker:    NICE   Security ID:    653656108
Meeting Date:    SEP 10, 2020   Meeting Type:    Annual
Record Date:    AUG 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Reelect David Kostman as Director

    For    For    Management
1b  

Reelect Rimon Ben-Shaoul as Director

    For    For    Management
1c  

Reelect Yehoshua (Shuki) Ehrlich as Director

    For    For    Management
1d  

Reelect Leo Apotheker as Director

    For    For    Management
1e  

Reelect Joseph (Joe) Cowan as Director

    For    For    Management
2  

Approve Current Liability Insurance Policy and Future Amended Liability Insurance Policy to Directors/Officers

    For    For    Management
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

    None    Against    Management
3  

Approve Extension of Annual Bonus Plan of CEO

    For    For    Management
3a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

    None    Against    Management
4  

Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Discuss Financial Statements and the Report of the Board for 2016

    None    None    Management

NICE LTD. (ISRAEL)

 

Ticker:    NICE   Security ID:    653656108
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Reelect David Kostman as Director

    For    For    Management
1b  

Reelect Rimon Ben-Shaoul as Director

    For    For    Management
1c  

Reelect Yehoshua (Shuki) Ehrlich as Director

    For    For    Management
1d  

Reelect Leo Apotheker as Director

    For    For    Management
1e  

Reelect Joseph (Joe) Cowan as Director

    For    For    Management
2  

Reelect Zehava Simon as External Director

    For    For    Management
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

    None    Against    Management
3  

Reapprove Compensation Policy for the Directors and Officers of the Company

    For    For    Management
3a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

    None    Against    Management
4  

Approve CEO Equity Plan

    For    For    Management
4a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

    None    Against    Management
5  

Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
6  

Discuss Financial Statements and the Report of the Board

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NIDEC CORP.

 

Ticker:    6594   Security ID:    J52968104
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Nagamori, Shigenobu

    For    For    Management
1.2  

Elect Director Seki, Jun

    For    For    Management
1.3  

Elect Director Sato, Teiichi

    For    For    Management
1.4  

Elect Director Shimizu, Osamu

    For    For    Management
2  

Approve Trust-Type Equity Compensation Plan

    For    For    Management

NIHON M&A CENTER INC.

 

Ticker:    2127   Security ID:    J50883107
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 15

    For    For    Management
2  

Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary

    For    For    Management
3  

Amend Articles to Change Company Name - Amend Business Lines

    For    For    Management
4.1  

Elect Director Wakebayashi, Yasuhiro

    For    For    Management
4.2  

Elect Director Miyake, Suguru

    For    For    Management
4.3  

Elect Director Naraki, Takamaro

    For    For    Management
4.4  

Elect Director Otsuki, Masahiko

    For    For    Management
4.5  

Elect Director Takeuchi, Naoki

    For    For    Management
4.6  

Elect Director Watanabe, Tsuneo

    For    For    Management
4.7  

Elect Director Kumagai, Hideyuki

    For    For    Management
4.8  

Elect Director Mori, Tokihiko

    For    For    Management
4.9  

Elect Director Anna Dingley

    For    For    Management
4.10  

Elect Director Takeuchi, Minako

    For    For    Management
5  

Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NIKE, INC.

 

Ticker:    NKE   Security ID:    654106103
Meeting Date:    SEP 17, 2020   Meeting Type:    Annual
Record Date:    JUL 17, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Alan B. Graf, Jr.

    For    For    Management
1b  

Elect Director Peter B. Henry

    For    For    Management
1c  

Elect Director Michelle A. Peluso

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Report on Political Contributions Disclosure

    Against    For    Shareholder

NINTENDO CO., LTD.

 

Ticker:    7974   Security ID:    J51699106
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 1410

    For    For    Management
2.1  

Elect Director Furukawa, Shuntaro

    For    For    Management
2.2  

Elect Director Miyamoto, Shigeru

    For    For    Management
2.3  

Elect Director Takahashi, Shinya

    For    For    Management
2.4  

Elect Director Shiota, Ko

    For    For    Management
2.5  

Elect Director Shibata, Satoru

    For    For    Management
2.6  

Elect Director Chris Meledandri

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NIO INC.

 

Ticker:    NIO   Security ID:    62914V106
Meeting Date:    JUN 03, 2021   Meeting Type:    Special
Record Date:    MAY 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles

    For    For    Management

NIPPON BUILDING FUND, INC.

 

Ticker:    8951   Security ID:    J52088101
Meeting Date:    MAR 09, 2021   Meeting Type:    Special
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Executive Director Nishiyama, Koichi

    For    For    Management
2.1  

Elect Alternate Executive Director Tanabe, Yoshiyuki

    For    For    Management
2.2  

Elect Alternate Executive Director Shibata, Morio

    For    For    Management
3.1  

Elect Supervisory Director Sato, Motohiko

    For    For    Management
3.2  

Elect Supervisory Director Okada, Masaki

    For    For    Management
3.3  

Elect Supervisory Director Hayashi, Keiko

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NIPPON PAINT HOLDINGS CO., LTD.

 

Ticker:    4612   Security ID:    J55053128
Meeting Date:    MAR 26, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 23

    For    For    Management
2.1  

Elect Director Tanaka, Masaaki

    For    For    Management
2.2  

Elect Director Hup Jin Goh

    For    For    Management
2.3  

Elect Director Minami, Manabu

    For    For    Management
2.4  

Elect Director Hara, Hisashi

    For    For    Management
2.5  

Elect Director Tsutsui, Takashi

    For    Against    Management
2.6  

Elect Director Morohoshi, Toshio

    For    For    Management
2.7  

Elect Director Nakamura, Masayoshi

    For    Against    Management
2.8  

Elect Director Mitsuhashi, Masataka

    For    For    Management
2.9  

Elect Director Koezuka, Miharu

    For    For    Management

NIPPON STEEL CORP.

 

Ticker:    5401   Security ID:    J55678106
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 10

    For    For    Management
2.1  

Elect Director Shindo, Kosei

    For    For    Management
2.2  

Elect Director Hashimoto, Eiji

    For    For    Management
2.3  

Elect Director Nakamura, Shinichi

    For    For    Management
2.4  

Elect Director Migita, Akio

    For    For    Management
2.5  

Elect Director Onoyama, Shuhei

    For    For    Management
2.6  

Elect Director Sato, Naoki

    For    For    Management
2.7  

Elect Director Mori, Takahiro

    For    For    Management
2.8  

Elect Director Imai, Tadashi

    For    For    Management
2.9  

Elect Director Iki, Noriko

    For    For    Management
2.10  

Elect Director Tomita, Tetsuro

    For    For    Management
2.11  

Elect Director Kitera, Masato

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NIPPON TELEGRAPH & TELEPHONE CORP.

 

Ticker:    9432   Security ID:    J59396101
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 55

    For    For    Management
2  

Approve Trust-Type Equity Compensation Plan

    For    For    Management
3  

Approve Cash Compensation Ceiling for Directors and Compensation Ceiling Set Aside for Board Members Shareholding Association

    For    For    Management
4  

Remove Incumbent Director Shibutani, Naoki

    Against    Against    Shareholder

NISSAN CHEMICAL CORP.

 

Ticker:    4021   Security ID:    J56988108
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 58

    For    For    Management
2.1  

Elect Director Kinoshita, Kojiro

    For    For    Management
2.2  

Elect Director Yagi, Shinsuke

    For    For    Management
2.3  

Elect Director Miyazaki, Junichi

    For    For    Management
2.4  

Elect Director Honda, Takashi

    For    For    Management
2.5  

Elect Director Suzuki, Hitoshi

    For    For    Management
2.6  

Elect Director Yoshida, Hironori

    For    For    Management
2.7  

Elect Director Oe, Tadashi

    For    For    Management
2.8  

Elect Director Obayashi, Hidehito

    For    For    Management
2.9  

Elect Director Kataoka, Kazunori

    For    For    Management
2.10  

Elect Director Nakagawa, Miyuki

    For    For    Management
3  

Appoint Statutory Auditor Takemoto, Shuichi

    For    Against    Management
4  

Approve Trust-Type Equity Compensation Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NISSAN MOTOR CO., LTD.

 

Ticker:    7201   Security ID:    J57160129
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kimura, Yasushi

    For    For    Management
1.2  

Elect Director Jean-Dominique Senard

    For    For    Management
1.3  

Elect Director Toyoda, Masakazu

    For    For    Management
1.4  

Elect Director Ihara, Keiko

    For    For    Management
1.5  

Elect Director Nagai, Moto

    For    For    Management
1.6  

Elect Director Bernard Delmas

    For    For    Management
1.7  

Elect Director Andrew House

    For    For    Management
1.8  

Elect Director Jenifer Rogers

    For    For    Management
1.9  

Elect Director Pierre Fleuriot

    For    For    Management
1.10  

Elect Director Uchida, Makoto

    For    For    Management
1.11  

Elect Director Ashwani Gupta

    For    For    Management
1.12  

Elect Director Sakamoto, Hideyuki

    For    For    Management
2  

Amend Articles to Disclose Contents of Capital and Business Alliance Contracts Signed with Shareholders Owning more than One-Third of Voting Rights

    Against    Against    Shareholder

NITORI HOLDINGS CO., LTD.

 

Ticker:    9843   Security ID:    J58214131
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    FEB 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Nitori, Akio

    For    For    Management
1.2  

Elect Director Shirai, Toshiyuki

    For    For    Management
1.3  

Elect Director Sudo, Fumihiro

    For    For    Management
1.4  

Elect Director Matsumoto, Fumiaki

    For    For    Management
1.5  

Elect Director Takeda, Masanori

    For    For    Management
1.6  

Elect Director Abiko, Hiromi

    For    For    Management
1.7  

Elect Director Okano, Takaaki

    For    For    Management
1.8  

Elect Director Sakakibara, Sadayuki

    For    For    Management
1.9  

Elect Director Miyauchi, Yoshihiko

    For    For    Management
1.10  

Elect Director Yoshizawa, Naoko

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NITTO DENKO CORP.

 

Ticker:    6988   Security ID:    J58472119
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, With a Final Dividend of JPY 100

    For    For    Management
2  

Approve Annual Bonus

    For    For    Management
3.1  

Elect Director Takasaki, Hideo

    For    For    Management
3.2  

Elect Director Todokoro, Nobuhiro

    For    For    Management
3.3  

Elect Director Miki, Yosuke

    For    For    Management
3.4  

Elect Director Iseyama, Yasuhiro

    For    For    Management
3.5  

Elect Director Furuse, Yoichiro

    For    For    Management
3.6  

Elect Director Hatchoji, Takashi

    For    For    Management
3.7  

Elect Director Fukuda, Tamio

    For    For    Management
3.8  

Elect Director Wong Lai Yong

    For    For    Management
3.9  

Elect Director Sawada, Michitaka

    For    For    Management
4  

Approve Compensation Ceilings for Directors and Statutory Auditors

    For    For    Management

NN GROUP NV

 

Ticker:    NN   Security ID:    N64038107
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    APR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Receive Annual Report

    None    None    Management
3  

Approve Remuneration Report

    For    For    Management
4.A  

Adopt Financial Statements and Statutory Reports

    For    For    Management
4.B  

Receive Explanation on Company’s Reserves and Dividend Policy

    None    None    Management
4.C  

Approve Dividends of EUR 2.33 Per Share

    For    For    Management
5.A  

Approve Discharge of Executive Board

    For    For    Management
5.B  

Approve Discharge of Supervisory Board

    For    For    Management
6.A  

Elect Cecilia Reyes to Supervisory Board

    For    For    Management
6.B  

Elect Rob Lelieveld to Supervisory Board

    For    For    Management
6.C  

Elect Inga Beale to Supervisory Board

    For    For    Management
7  

Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration

    For    For    Management
8.A.1  

Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital

    For    For    Management
8.A.2  

Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1

    For    For    Management
8.B  

Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue

    For    For    Management
9  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
10  

Approve Reduction in Share Capital through Cancellation of Shares

    For    For    Management
11  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NOKIA OYJ

 

Ticker:    NOKIA   Security ID:    X61873133
Meeting Date:    APR 08, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Call the Meeting to Order

    None    None    Management
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

    None    None    Management
4  

Acknowledge Proper Convening of Meeting

    None    None    Management
5  

Prepare and Approve List of Shareholders

    None    None    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Treatment of Net Loss

    For    For    Management
9  

Approve Discharge of Board and President

    For    For    Management
10  

Approve Remuneration Report (Advisory Vote)

    For    For    Management
11  

Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees

    For    For    Management
12  

Fix Number of Directors at Eight

    For    For    Management
13  

Reelect Sari Baldauf, Bruce Brown, Thomas Dannenfeldt, Jeanette Horan, Edward Kozel, Soren Skou, Carla Smits-Nusteling, and Kari Stadigh as Directors

    For    Against    Management
14  

Approve Remuneration of Auditors

    For    For    Management
15  

Ratify Deloitte as Auditors

    For    For    Management
16  

Authorize Share Repurchase Program

    For    For    Management
17  

Approve Issuance of up to 550 Million Shares without Preemptive Rights

    For    For    Management
18  

Close Meeting

    None    None    Management

NOMURA HOLDINGS, INC.

 

Ticker:    8604   Security ID:    J58646100
Meeting Date:    JUN 21, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Nagai, Koji

    For    For    Management
1.2  

Elect Director Okuda, Kentaro

    For    For    Management
1.3  

Elect Director Teraguchi, Tomoyuki

    For    For    Management
1.4  

Elect Director Ogawa, Shoji

    For    For    Management
1.5  

Elect Director Ishimura, Kazuhiko

    For    For    Management
1.6  

Elect Director Takahara, Takahisa

    For    For    Management
1.7  

Elect Director Shimazaki, Noriaki

    For    Against    Management
1.8  

Elect Director Sono, Mari

    For    Against    Management
1.9  

Elect Director Laura Simone Unger

    For    For    Management
1.10  

Elect Director Victor Chu

    For    For    Management
1.11  

Elect Director J.Christopher Giancarlo

    For    For    Management
1.12  

Elect Director Patricia Mosser

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NOMURA RESEARCH INSTITUTE LTD.

 

Ticker:    4307   Security ID:    J5900F106
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Konomoto, Shingo

    For    For    Management
1.2  

Elect Director Fukami, Yasuo

    For    For    Management
1.3  

Elect Director Momose, Hironori

    For    For    Management
1.4  

Elect Director Anzai, Hidenori

    For    For    Management
1.5  

Elect Director Ebato, Ken

    For    For    Management
1.6  

Elect Director Funakura, Hiroshi

    For    For    Management
1.7  

Elect Director Omiya, Hideaki

    For    For    Management
1.8  

Elect Director Sakata, Shinoi

    For    For    Management
1.9  

Elect Director Ohashi, Tetsuji

    For    For    Management
2  

Appoint Statutory Auditor Kosakai, Kenkichi

    For    For    Management

NORDEA BANK ABP

 

Ticker:    NDA.SE   Security ID:    X5S8VL105
Meeting Date:    MAR 24, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Call the Meeting to Order

    None    None    Management
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

    None    None    Management
4  

Acknowledge Proper Convening of Meeting

    None    None    Management
5  

Prepare and Approve List of Shareholders

    None    None    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Allocation of Income; Authorize Board to Decide on the Distribution of Dividends of up to EUR 0.72 Per Share

    For    For    Management
9  

Approve Discharge of Board and President

    For    For    Management
10  

Approve Remuneration Report (Advisory Vote)

    For    For    Management
11  

Approve Remuneration of Directors in the Amount of EUR 312,000 for Chairman, EUR 150,800 for Vice Chairman, and EUR 98,800 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
12  

Determine Number of Members (10) and Deputy Members (0) of Board

    For    For    Management
13  

Reelect Torbjorn Magnusson (Chair), Nigel Hinshelwood, Birger Steen, Sarah Russell, Robin Lawther, Kari Jordan, Petra van Hoeken, John Maltby and Jonas Synnergren as Directors; Elect Claudia Dill as New Director

    For    Against    Management
14  

Approve Remuneration of Auditors

    For    For    Management
15  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
16  

Approve Issuance of Convertible Instruments without Preemptive Rights

    For    For    Management
17  

Authorize Share Repurchase Program in the Securities Trading Business

    For    For    Management
18  

Authorize Reissuance of Repurchased Shares

    For    For    Management
19  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares of Repurchased Shares

    For    For    Management
20  

Approve Issuance of up to 30 Million Shares without Preemptive Rights

    For    For    Management
21  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NORFOLK SOUTHERN CORPORATION

 

Ticker:    NSC   Security ID:    655844108
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Thomas D. Bell, Jr.

    For    For    Management
1b  

Elect Director Mitchell E. Daniels, Jr.

    For    For    Management
1c  

Elect Director Marcela E. Donadio

    For    For    Management
1d  

Elect Director John C. Huffard, Jr.

    For    For    Management
1e  

Elect Director Christopher T. Jones

    For    For    Management
1f  

Elect Director Thomas C. Kelleher

    For    For    Management
1g  

Elect Director Steven F. Leer

    For    For    Management
1h  

Elect Director Michael D. Lockhart

    For    For    Management
1i  

Elect Director Amy E. Miles

    For    For    Management
1j  

Elect Director Claude Mongeau

    For    For    Management
1k  

Elect Director Jennifer F. Scanlon

    For    For    Management
1l  

Elect Director James A. Squires

    For    For    Management
1m  

Elect Director John R. Thompson

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder
5  

Report on Corporate Climate Lobbying

    Against    For    Shareholder
 

Aligned with Paris Agreement

         

NORTHERN TRUST CORPORATION

 

Ticker:    NTRS   Security ID:    665859104
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Linda Walker Bynoe

    For    For    Management
1b  

Elect Director Susan Crown

    For    For    Management
1c  

Elect Director Dean M. Harrison

    For    For    Management
1d  

Elect Director Jay L. Henderson

    For    For    Management
1e  

Elect Director Marcy S. Klevorn

    For    For    Management
1f  

Elect Director Siddharth N. (Bobby) Mehta

    For    For    Management
1g  

Elect Director Michael G. O’Grady

    For    For    Management
1h  

Elect Director Jose Luis Prado

    For    For    Management
1i  

Elect Director Thomas E. Richards

    For    For    Management
1j  

Elect Director Martin P. Slark

    For    For    Management
1k  

Elect Director David H. B. Smith, Jr.

    For    For    Management
1l  

Elect Director Donald Thompson

    For    For    Management
1m  

Elect Director Charles A. Tribbett, III

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NORTHROP GRUMMAN CORPORATION

 

Ticker:    NOC   Security ID:    666807102
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kathy J. Warden

    For    For    Management
1.2  

Elect Director David P. Abney

    For    For    Management
1.3  

Elect Director Marianne C. Brown

    For    For    Management
1.4  

Elect Director Donald E. Felsinger

    For    For    Management
1.5  

Elect Director Ann M. Fudge

    For    For    Management
1.6  

Elect Director William H. Hernandez

    For    For    Management
1.7  

Elect Director Madeleine A. Kleiner

    For    For    Management
1.8  

Elect Director Karl J. Krapek

    For    For    Management
1.9  

Elect Director Gary Roughead

    For    For    Management
1.10  

Elect Director Thomas M. Schoewe

    For    For    Management
1.11  

Elect Director James S. Turley

    For    For    Management
1.12  

Elect Director Mark A. Welsh, III

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Report on Human Rights Impact Assessment

    Against    For    Shareholder
5  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

    Against    For    Shareholder

NORTONLIFELOCK INC.

 

Ticker:    NLOK   Security ID:    668771108
Meeting Date:    SEP 08, 2020   Meeting Type:    Annual
Record Date:    JUL 13, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sue Barsamian

    For    For    Management
1b  

Elect Director Eric K. Brandt

    For    For    Management
1c  

Elect Director Frank E. Dangeard

    For    For    Management
1d  

Elect Director Nora M. Denzel

    For    For    Management
1e  

Elect Director Peter A. Feld

    For    For    Management
1f  

Elect Director Kenneth Y. Hao

    For    For    Management
1g  

Elect Director David W. Humphrey

    For    For    Management
1h  

Elect Director Vincent Pilette

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Report on Political Contributions and Expenditures

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NOVARTIS AG

 

Ticker:    NOVN   Security ID:    H5820Q150
Meeting Date:    MAR 02, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Discharge of Board and Senior Management

    For    For    Management
3  

Approve Allocation of Income and Dividends of CHF 3.00 per Share

    For    For    Management
4  

Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
5  

Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital

    For    For    Management
6.1  

Approve Remuneration of Directors in the Amount of CHF 8.6 Million

    For    For    Management
6.2  

Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million

    For    For    Management
6.3  

Approve Remuneration Report

    For    For    Management
7.1  

Reelect Joerg Reinhardt as Director and Board Chairman

    For    For    Management
7.2  

Reelect Nancy Andrews as Director

    For    For    Management
7.3  

Reelect Ton Buechner as Director

    For    For    Management
7.4  

Reelect Patrice Bula as Director

    For    For    Management
7.5  

Reelect Elizabeth Doherty as Director

    For    For    Management
7.6  

Reelect Ann Fudge as Director

    For    For    Management
7.7  

Reelect Bridgette Heller as Director

    For    For    Management
7.8  

Reelect Frans van Houten as Director

    For    For    Management
7.9  

Reelect Simon Moroney as Director

    For    For    Management
7.10  

Reelect Andreas von Planta as Director

    For    For    Management
7.11  

Reelect Charles Sawyers as Director

    For    For    Management
7.12  

Elect Enrico Vanni as Director

    For    For    Management
7.13  

Reelect William Winters as Director

    For    For    Management
8.1  

Reappoint Patrice Bula as Member of the Compensation Committee

    For    For    Management
8.2  

Reappoint Bridgette Heller as Member of the Compensation Committee

    For    For    Management
8.3  

Reappoint Enrico Vanni as Member of the Compensation Committee

    For    For    Management
8.4  

Reappoint William Winters as Member of the Compensation Committee

    For    For    Management
8.5  

Appoint Simon Moroney as Member of the Compensation Committee

    For    For    Management
9  

Ratify PricewaterhouseCoopers AG as Auditors

    For    For    Management
10  

Designate Peter Zahn as Independent Proxy

    For    For    Management
11  

Amend Articles Re: Board of Directors Tenure

    For    For    Management
12  

Transact Other Business (Voting)

    For    Against    Management

NOVATEK JSC

 

Ticker:    NVTK   Security ID:    669888109
Meeting Date:    SEP 30, 2020   Meeting Type:    Special
Record Date:    SEP 04, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Interim Dividends of RUB 11.82 per Share for First Six Months of Fiscal 2020

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NOVATEK JSC

 

Ticker:    NVTK   Security ID:    669888109
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve Annual Report, Financial Statements, and Allocation of Income

    For    For    Management
1.2  

Approve Dividends of RUB 23.74 per Share

    For    For    Management
2.1  

Elect Andrei Akimov as Director

    None    None    Management
2.2  

Elect Arnaud Le Foll as Director

    None    Against    Management
2.3  

Elect Robert Castaigne as Director

    None    For    Management
2.4  

Elect Dominique Marion as Director

    None    Against    Management
2.5  

Elect Tatiana Mitrova as Director

    None    For    Management
2.6  

Elect Leonid Mikhelson as Director

    None    Against    Management
2.7  

Elect Aleksandr Natalenko as Director

    None    Against    Management
2.8  

Elect Viktor Orlov as Director

    None    For    Management
2.9  

Elect Gennadii Timchenko as Director

    None    None    Management
3.1  

Elect Olga Beliaeva as Member of Audit Commission

    For    For    Management
3.2  

Elect Anna Merzliakova as Member of Audit Commission

    For    For    Management
3.3  

Elect Igor Riaskov as Member of Audit Commission

    For    For    Management
3.4  

Elect Nikolai Shulikin as Member of Audit Commission

    For    For    Management
4  

Ratify PricewaterhouseCoopers as Auditor

    For    For    Management
5  

Approve Remuneration of Directors

    None    None    Management
6  

Approve Remuneration of Members of Audit Commission

    For    For    Management
7  

Approve Large-Scale Related-Party Transaction

    None    None    Management

NOVO NORDISK A/S

 

Ticker:    NOVO.B   Security ID:    K72807132
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Report of Board

    None    None    Management
2  

Accept Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of DKK 5.85 Per Share

    For    For    Management
4  

Approve Remuneration Report (Advisory Vote)

    For    For    Management
5.1  

Approve Remuneration of Directors for 2020 in the Aggregate Amount of DKK 17 Million

    For    For    Management
5.2  

Approve Remuneration of Directors for 2021 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.47 Million for the Vice Chairman, and DKK 736,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
6.1  

Reelect Helge Lund as Director and Board Chairman

    For    For    Management
6.2  

Reelect Jeppe Christiansen as Director and Vice Chairman

    For    For    Management
6.3a  

Reelect Laurence Debroux as Director

    For    For    Management
6.3b  

Reelect Andreas Fibig as Director

    For    For    Management
6.3c  

Reelect Sylvie Gregoire as Director

    For    For    Management
6.3d  

Reelect Kasim Kutay as Director

    For    For    Management
6.3e  

Reelect Martin Mackay as Director

    For    For    Management
6.3f  

Elect Henrik Poulsen as New Director

    For    For    Management
7  

Ratify Deloitte as Auditors

    For    For    Management
8.1  

Approve DKK 8 Million Reduction in Share Capital via B Share Cancellation

    For    For    Management
8.2  

Authorize Share Repurchase Program

    For    For    Management
8.3a  

Amend Articles Re: Delete Authorization to Increase Share Capital

    For    For    Management
8.3b  

Approve Creation of DKK 46.2 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 46.2 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 46.2 Million

    For    For    Management
8.4a  

Approve Indemnification of Members of the Board of Directors

    For    For    Management
8.4b  

Approve Indemnification of Members of Executive Management

    For    For    Management
8.5  

Amend Guidelines for Incentive-Based Compensation for Executive Management and Board

    For    For    Management
8.6a  

Allow Shareholder Meetings to be Held Partially or Fully by Electronic Means

    For    Against    Management
8.6b  

Allow Electronic Distribution of Company Communication

    For    For    Management
8.6c  

Amend Articles Re: Differentiation of Votes

    For    For    Management
8.7  

Initiate Plan for Changed Ownership

    Against    Against    Shareholder
9  

Other Business

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NOVOCURE LIMITED

 

Ticker:    NVCR   Security ID:    G6674U108
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Asaf Danziger

    For    For    Management
1b  

Elect Director William Doyle

    For    For    Management
1c  

Elect Director Jeryl Hilleman

    For    For    Management
1d  

Elect Director David Hung

    For    For    Management
1e  

Elect Director Kinyip Gabriel Leung

    For    For    Management
1f  

Elect Director Martin Madden

    For    For    Management
1g  

Elect Director Sherilyn McCoy

    For    For    Management
1h  

Elect Director Timothy Scannell

    For    For    Management
1i  

Elect Director William Vernon

    For    For    Management
2  

Ratify Kost Forer Gabbay & Kasierer as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

NOVOZYMES A/S

 

Ticker:    NZYM.B   Security ID:    K7317J133
Meeting Date:    MAR 11, 2021   Meeting Type:    Annual
Record Date:    MAR 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Report of Board

    None    None    Management
2  

Accept Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of DKK 5.25 Per Share

    For    For    Management
4  

Approve Remuneration Report

    For    For    Management
5  

Approve Remuneration of Directors in the Amount of DKK 1.53 Million for Chairman, DKK 1.02 Million for Vice Chairman and DKK 510,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
6  

Reelect Jorgen Buhl Rasmussen (Chair) as Director

    For    For    Management
7  

Reelect Cornelis de Jong (Vice Chair) as Director

    For    For    Management
8a  

Reelect Heine Dalsgaard as Director

    For    Abstain    Management
8b  

Elect Sharon James as Director

    For    For    Management
8c  

Reelect Kasim Kutay as Director

    For    For    Management
8d  

Reelect Kim Stratton as Director

    For    For    Management
8e  

Reelect Mathias Uhlen as Director

    For    For    Management
9  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
10a  

Approve Creation of DKK 56.4 Million Pool of Capital in B Shares without Preemptive Rights; DKK 56.4 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights

    For    For    Management
10b  

Approve DKK 6 Million Reduction in Share Capital via Share Cancellation

    For    For    Management
10c  

Authorize Share Repurchase Program

    For    For    Management
10d  

Allow Shareholder Meetings to be Held by Electronic Means Only

    For    Against    Management
10e  

Approve Guidelines for Incentive-Based Compensation for Executive Management and Board

    For    For    Management
10f  

Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities

    For    For    Management
11  

Other Business

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NUCOR CORPORATION

 

Ticker:    NUE   Security ID:    670346105
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Patrick J. Dempsey

    For    For    Management
1.2  

Elect Director Christopher J. Kearney

    For    For    Management
1.3  

Elect Director Laurette T. Koellner

    For    For    Management
1.4  

Elect Director Joseph D. Rupp

    For    For    Management
1.5  

Elect Director Leon J. Topalian

    For    For    Management
1.6  

Elect Director John H. Walker

    For    For    Management
1.7  

Elect Director Nadja Y. West

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

NUTRIEN LTD.

 

Ticker:    NTR   Security ID:    67077M108
Meeting Date:    MAY 17, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Christopher M. Burley

    For    For    Management
1.2  

Elect Director Maura J. Clark

    For    For    Management
1.3  

Elect Director Russell K. Girling

    For    For    Management
1.4  

Elect Director Miranda C. Hubbs

    For    For    Management
1.5  

Elect Director Raj S. Kushwaha

    For    For    Management
1.6  

Elect Director Alice D. Laberge

    For    For    Management
1.7  

Elect Director Consuelo E. Madere

    For    For    Management
1.8  

Elect Director Charles V. Magro - Withdrawn Resolution

    None    None    Management
1.9  

Elect Director Keith G. Martell

    For    For    Management
1.10  

Elect Director Aaron W. Regent

    For    For    Management
1.11  

Elect Director Mayo M. Schmidt

    For    For    Management
1.12  

Elect Director Nelson Luiz Costa Silva

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NVIDIA CORPORATION

 

Ticker:    NVDA   Security ID:    67066G104
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Robert K. Burgess

    For    For    Management
1b  

Elect Director Tench Coxe

    For    For    Management
1c  

Elect Director John O. Dabiri

    For    For    Management
1d  

Elect Director Persis S. Drell

    For    For    Management
1e  

Elect Director Jen-Hsun Huang

    For    For    Management
1f  

Elect Director Dawn Hudson

    For    For    Management
1g  

Elect Director Harvey C. Jones

    For    For    Management
1h  

Elect Director Michael G. McCaffery

    For    For    Management
1i  

Elect Director Stephen C. Neal

    For    For    Management
1j  

Elect Director Mark L. Perry

    For    For    Management
1k  

Elect Director A. Brooke Seawell

    For    For    Management
1l  

Elect Director Aarti Shah

    For    For    Management
1m  

Elect Director Mark A. Stevens

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Increase Authorized Common Stock

    For    For    Management

NVR, INC.

 

Ticker:    NVR   Security ID:    62944T105
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Dwight C. Schar

    For    For    Management
1.2  

Elect Director C. E. Andrews

    For    For    Management
1.3  

Elect Director Sallie B. Bailey

    For    For    Management
1.4  

Elect Director Thomas D. Eckert

    For    Against    Management
1.5  

Elect Director Alfred E. Festa

    For    For    Management
1.6  

Elect Director Manuel H. Johnson

    For    For    Management
1.7  

Elect Director Alexandra A. Jung

    For    For    Management
1.8  

Elect Director Mel Martinez

    For    For    Management
1.9  

Elect Director William A. Moran

    For    For    Management
1.10  

Elect Director David A. Preiser

    For    Against    Management
1.11  

Elect Director W. Grady Rosier

    For    Against    Management
1.12  

Elect Director Susan Williamson Ross

    For    Against    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NXP SEMICONDUCTORS N.V.

 

Ticker:    NXPI   Security ID:    N6596X109
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    APR 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Discharge of Board Members

    For    For    Management
3a  

Reelect Kurt Sievers as Executive Director

    For    For    Management
3b  

Reelect Peter Bonfield as Non-Executive Director

    For    Against    Management
3c  

Elect Annette Clayton as Non-Executive Director

    For    For    Management
3d  

Elect Anthony Foxx as Non-Executive Director

    For    For    Management
3e  

Reelect Kenneth A. Goldman as Non-Executive Director

    For    For    Management
3f  

Reelect Josef Kaeser as Non-Executive Director

    For    For    Management
3g  

Reelect Lena Olving as Non-Executive Director

    For    Against    Management
3h  

Reelect Peter Smitham as Non-Executive Director

    For    Against    Management
3i  

Reelect Julie Southern as Non-Executive Director

    For    For    Management
3j  

Reelect Jasmin Staiblin as Non-Executive Director

    For    For    Management
3k  

Reelect Gregory L. Summe as Non-Executive Director

    For    For    Management
3l  

Reelect Karl-Henrik Sundstrom as Non-Executive Director

    For    Against    Management
4  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

    For    For    Management
5  

Authorize Board to Exclude Preemptive Rights from Share Issuances

    For    For    Management
6  

Authorize Share Repurchase Program

    For    For    Management
7  

Approve Cancellation of Ordinary Shares

    For    For    Management
8  

Approve Remuneration of the Non Executive Members of the Board

    For    For    Management
9  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

O’REILLY AUTOMOTIVE, INC.

 

Ticker:    ORLY   Security ID:    67103H107
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director David O’Reilly

    For    For    Management
1b  

Elect Director Larry O’Reilly

    For    For    Management
1c  

Elect Director Greg Henslee

    For    For    Management
1d  

Elect Director Jay D. Burchfield

    For    For    Management
1e  

Elect Director Thomas T. Hendrickson

    For    For    Management
1f  

Elect Director John R. Murphy

    For    For    Management
1g  

Elect Director Dana M. Perlman

    For    For    Management
1h  

Elect Director Maria A. Sastre

    For    For    Management
1i  

Elect Director Andrea M. Weiss

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

OBIC CO., LTD.

 

Ticker:    4684   Security ID:    J5946V107
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 105

    For    For    Management
2.1  

Elect Director Noda, Masahiro

    For    For    Management
2.2  

Elect Director Tachibana, Shoichi

    For    For    Management
2.3  

Elect Director Kawanishi, Atsushi

    For    For    Management
2.4  

Elect Director Fujimoto, Takao

    For    For    Management
2.5  

Elect Director Gomi, Yasumasa

    For    For    Management
2.6  

Elect Director Ejiri, Takashi

    For    For    Management
3.1  

Appoint Statutory Auditor Koyamachi, Akira

    For    For    Management
3.2  

Appoint Statutory Auditor Tanaka, Takeo

    For    For    Management
3.3  

Appoint Statutory Auditor Yamada, Shigetsugu

    For    For    Management
4  

Approve Compensation Ceiling for Directors

    For    For    Management

OCADO GROUP PLC

 

Ticker:    OCDO   Security ID:    G6718L106
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAY 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Re-elect Tim Steiner as Director

    For    For    Management
4  

Re-elect Neill Abrams as Director

    For    For    Management
5  

Re-elect Mark Richardson as Director

    For    For    Management
6  

Re-elect Luke Jensen as Director

    For    For    Management
7  

Re-elect Jorn Rausing as Director

    For    For    Management
8  

Re-elect Andrew Harrison as Director

    For    Against    Management
9  

Re-elect Emma Lloyd as Director

    For    For    Management
10  

Re-elect Julie Southern as Director

    For    For    Management
11  

Re-elect John Martin as Director

    For    For    Management
12  

Elect Michael Sherman as Director

    For    For    Management
13  

Elect Richard Haythornthwaite as Director

    For    For    Management
14  

Elect Stephen Daintith as Director

    For    For    Management
15  

Reappoint Deloitte LLP as Auditors

    For    For    Management
16  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
17  

Authorise UK Political Donations and Expenditure

    For    For    Management
18  

Amend Employee Share Purchase Plan

    For    For    Management
19  

Authorise Issue of Equity

    For    For    Management
20  

Authorise Issue of Equity in Connection with a Rights Issue

    For    For    Management
21  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
22  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
23  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

OCCIDENTAL PETROLEUM CORPORATION

 

Ticker:    OXY   Security ID:    674599105
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Stephen I. Chazen

    For    For    Management
1b  

Elect Director Andrew Gould

    For    For    Management
1c  

Elect Director Carlos M. Gutierrez

    For    For    Management
1d  

Elect Director Vicki Hollub

    For    For    Management
1e  

Elect Director Gary Hu

    For    For    Management
1f  

Elect Director William R. Klesse

    For    For    Management
1g  

Elect Director Andrew N. Langham

    For    For    Management
1h  

Elect Director Jack B. Moore

    For    For    Management
1i  

Elect Director Margarita Palau-Hernandez

    For    For    Management
1j  

Elect Director Avedick B. Poladian

    For    For    Management
1k  

Elect Director Robert M. Shearer

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ODAKYU ELECTRIC RAILWAY CO., LTD.

 

Ticker:    9007   Security ID:    J59568139
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 10

    For    For    Management
2.1  

Elect Director Hoshino, Koji

    For    For    Management
2.2  

Elect Director Arakawa, Isamu

    For    For    Management
2.3  

Elect Director Igarashi, Shu

    For    For    Management
2.4  

Elect Director Hayama, Takashi

    For    For    Management
2.5  

Elect Director Nagano, Shinji

    For    For    Management
2.6  

Elect Director Kuroda, Satoshi

    For    For    Management
2.7  

Elect Director Nomakuchi, Tamotsu

    For    For    Management
2.8  

Elect Director Nakayama, Hiroko

    For    For    Management
2.9  

Elect Director Ohara, Toru

    For    For    Management
2.10  

Elect Director Itonaga, Takehide

    For    For    Management
2.11  

Elect Director Tateyama, Akinori

    For    For    Management
2.12  

Elect Director Suzuki, Shigeru

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

OIL CO. LUKOIL PJSC

 

Ticker:    LKOH   Security ID:    69343P105
Meeting Date:    DEC 03, 2020   Meeting Type:    Special
Record Date:    NOV 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Interim Dividends of RUB 46 per Share for First Nine Months of Fiscal 2020

    For    For    Management
2  

Approve Remuneration of Directors

    For    For    Management

OIL CO. LUKOIL PJSC

 

Ticker:    LKOH   Security ID:    69343P105
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    MAY 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 213 per Share

    For    For    Management
2.1  

Elect Vagit Alekperov as Director

    None    Against    Management
2.2  

Elect Viktor Blazheev as Director

    None    Against    Management
2.3  

Elect Toby Trister Gati as Director

    None    For    Management
2.4  

Elect Ravil Maganov as Director

    None    Against    Management
2.5  

Elect Roger Munnings as Director

    None    For    Management
2.6  

Elect Boris Porfirev as Director

    None    For    Management
2.7  

Elect Pavel Teplukhin as Director

    None    For    Management
2.8  

Elect Leonid Fedun as Director

    None    Against    Management
2.9  

Elect Liubov Khoba as Director

    None    Against    Management
2.10  

Elect Sergei Shatalov as Director

    None    For    Management
2.11  

Elect Wolfgang Schuessel as Director

    None    For    Management
3  

Elect Vagit Alekperov as President

    For    For    Management
4.1  

Approve Remuneration of Directors

    For    For    Management
4.2  

Approve Remuneration of New Directors

    For    For    Management
5  

Ratify KPMG as Auditor

    For    For    Management
6  

Amend Charter

    For    For    Management
7  

Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Companies

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

OKTA, INC.

 

Ticker:    OKTA   Security ID:    679295105
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Todd McKinnon

    For    Withhold    Management
1.2  

Elect Director Michael Stankey

    For    Withhold    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

OLD DOMINION FREIGHT LINE, INC.

 

Ticker:    ODFL   Security ID:    679580100
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Sherry A. Aaholm

    For    For    Management
1.2  

Elect Director David S. Congdon

    For    For    Management
1.3  

Elect Director John R. Congdon, Jr.

    For    For    Management
1.4  

Elect Director Bradley R. Gabosch

    For    For    Management
1.5  

Elect Director Greg C. Gantt

    For    For    Management
1.6  

Elect Director Patrick D. Hanley

    For    For    Management
1.7  

Elect Director John D. Kasarda

    For    For    Management
1.8  

Elect Director Wendy T. Stallings

    For    For    Management
1.9  

Elect Director Thomas A. Stith, III

    For    For    Management
1.10  

Elect Director Leo H. Suggs

    For    For    Management
1.11  

Elect Director D. Michael Wray

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

OLD MUTUAL LTD.

 

Ticker:    OMU   Security ID:    S5790B132
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual
Record Date:    MAY 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2020

    For    For    Management
2.1  

Re-elect Trevor Manuel as Director

    For    For    Management
2.2  

Re-elect Itumeleng Kgaboesele as Director

    For    For    Management
2.3  

Re-elect Marshall Rapiya as Director

    For    For    Management
2.4  

Elect Brian Armstrong as Director

    For    For    Management
2.5  

Elect Olufunke Ighodaro as Director

    For    For    Management
2.6  

Elect Jaco Langner as Director

    For    For    Management
2.7  

Elect Nomkhita Nqweni as Director

    For    For    Management
3.1  

Elect Olufunke Ighodaro as Member of the Audit Committee

    For    For    Management
3.2  

Re-elect Itumeleng Kgaboesele as Member of the Audit Committee

    For    For    Management
3.3  

Elect Jaco Langner as Member of Audit Committee

    For    For    Management
3.4  

Re-elect John Lister as Member of the Audit Committee

    For    For    Management
3.5  

Re-elect Nosipho Molope as Member of the Audit Committee

    For    For    Management
3.6  

Elect Nomkhita Nqweni as Member of Audit Committee

    For    For    Management
4.1  

Reappoint Deloitte & Touche as Joint Auditors

    For    For    Management
4.2  

Reappoint KPMG Inc as Joint Auditors

    For    For    Management
5.1  

Approve Remuneration Policy

    For    For    Management
5.2  

Approve Remuneration Implementation Report

    For    For    Management
6  

Authorise Ratification of Approved Resolutions

    For    For    Management
1  

Approve Remuneration of Non-executive Directors

    For    For    Management
2  

Authorise Repurchase of Issued Share Capital

    For    For    Management
3  

Approve Financial Assistance to Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers or Other Persons Participating in Share or Other Employee Incentive Schemes

    For    For    Management

OLYMPUS CORP.

 

Ticker:    7733   Security ID:    J61240107
Meeting Date:    JUL 30, 2020   Meeting Type:    Annual
Record Date:    MAY 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 10

    For    For    Management
2  

Amend Articles to Authorize Board to Determine Income Allocation

    For    For    Management
3.1  

Elect Director Takeuchi, Yasuo

    For    For    Management
3.2  

Elect Director Fujita, Sumitaka

    For    For    Management
3.3  

Elect Director Kaminaga, Susumu

    For    For    Management
3.4  

Elect Director Kikawa, Michijiro

    For    For    Management
3.5  

Elect Director Iwamura, Tetsuo

    For    For    Management
3.6  

Elect Director Masuda, Yasumasa

    For    For    Management
3.7  

Elect Director Natori, Katsuya

    For    For    Management
3.8  

Elect Director Iwasaki, Atsushi

    For    For    Management
3.9  

Elect Director David Robert Hale

    For    For    Management
3.10  

Elect Director Jimmy C. Beasley

    For    For    Management
3.11  

Elect Director Stefan Kaufmann

    For    For    Management
3.12  

Elect Director Koga, Nobuyuki

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

OLYMPUS CORP.

 

Ticker:    7733   Security ID:    J61240107
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Takeuchi, Yasuo

    For    For    Management
1.2  

Elect Director Fujita, Sumitaka

    For    For    Management
1.3  

Elect Director Kaminaga, Susumu

    For    For    Management
1.4  

Elect Director Iwamura, Tetsuo

    For    For    Management
1.5  

Elect Director Masuda, Yasumasa

    For    For    Management
1.6  

Elect Director Iwasaki, Atsushi

    For    For    Management
1.7  

Elect Director David Robert Hale

    For    For    Management
1.8  

Elect Director Jimmy C. Beasley

    For    For    Management
1.9  

Elect Director Ichikawa, Sachiko

    For    For    Management
1.10  

Elect Director Stefan Kaufmann

    For    For    Management
1.11  

Elect Director Koga, Nobuyuki

    For    For    Management

OMNICOM GROUP INC.

 

Ticker:    OMC   Security ID:    681919106
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director John D. Wren

    For    For    Management
1.2  

Elect Director Mary C. Choksi

    For    For    Management
1.3  

Elect Director Leonard S. Coleman, Jr.

    For    For    Management
1.4  

Elect Director Susan S. Denison

    For    For    Management
1.5  

Elect Director Ronnie S. Hawkins

    For    For    Management
1.6  

Elect Director Deborah J. Kissire

    For    For    Management
1.7  

Elect Director Gracia C. Martore

    For    For    Management
1.8  

Elect Director Linda Johnson Rice

    For    For    Management
1.9  

Elect Director Valerie M. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Report on Political Contributions and Expenditures

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

OMRON CORP.

 

Ticker:    6645   Security ID:    J61374120
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 42

    For    For    Management
2.1  

Elect Director Tateishi, Fumio

    For    For    Management
2.2  

Elect Director Yamada, Yoshihito

    For    For    Management
2.3  

Elect Director Miyata, Kiichiro

    For    For    Management
2.4  

Elect Director Nitto, Koji

    For    For    Management
2.5  

Elect Director Ando, Satoshi

    For    For    Management
2.6  

Elect Director Kobayashi, Eizo

    For    For    Management
2.7  

Elect Director Kamigama, Takehiro

    For    For    Management
2.8  

Elect Director Kobayashi, Izumi

    For    For    Management
3.1  

Appoint Statutory Auditor Tamaki, Shuji

    For    For    Management
3.2  

Appoint Statutory Auditor Kunihiro, Tadashi

    For    For    Management
4  

Appoint Alternate Statutory Auditor Watanabe, Toru

    For    For    Management
5  

Approve Trust-Type Equity Compensation Plan

    For    For    Management

ONEOK, INC.

 

Ticker:    OKE   Security ID:    682680103
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Brian L. Derksen

    For    For    Management
1.2  

Elect Director Julie H. Edwards

    For    For    Management
1.3  

Elect Director John W. Gibson

    For    For    Management
1.4  

Elect Director Mark W. Helderman

    For    For    Management
1.5  

Elect Director Randall J. Larson

    For    For    Management
1.6  

Elect Director Steven J. Malcolm

    For    For    Management
1.7  

Elect Director Jim W. Mogg

    For    For    Management
1.8  

Elect Director Pattye L. Moore

    For    For    Management
1.9  

Elect Director Eduardo A. Rodriguez

    For    For    Management
1.10  

Elect Director Gerald B. Smith

    For    For    Management
1.11  

Elect Director Terry K. Spencer

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ONO PHARMACEUTICAL CO., LTD.

 

Ticker:    4528   Security ID:    J61546115
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 27.5

    For    For    Management
2.1  

Elect Director Sagara, Gyo

    For    For    Management
2.2  

Elect Director Tsujinaka, Toshihiro

    For    For    Management
2.3  

Elect Director Takino, Toichi

    For    For    Management
2.4  

Elect Director Ono, Isao

    For    For    Management
2.5  

Elect Director Idemitsu, Kiyoaki

    For    For    Management
2.6  

Elect Director Nomura, Masao

    For    For    Management
2.7  

Elect Director Okuno, Akiko

    For    For    Management
2.8  

Elect Director Nagae, Shusaku

    For    For    Management
3  

Appoint Statutory Auditor Tanisaka, Hironobu

    For    For    Management
4  

Approve Deep Discount Stock Option Plan

    For    For    Management

OPEN TEXT CORPORATION

 

Ticker:    OTEX   Security ID:    683715106
Meeting Date:    SEP 14, 2020   Meeting Type:    Annual/Special
Record Date:    AUG 05, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director P. Thomas Jenkins

    For    For    Management
1.2  

Elect Director Mark J. Barrenechea

    For    For    Management
1.3  

Elect Director Randy Fowlie

    For    For    Management
1.4  

Elect Director David Fraser

    For    For    Management
1.5  

Elect Director Gail E. Hamilton

    For    For    Management
1.6  

Elect Director Robert (Bob) Hau

    For    For    Management
1.7  

Elect Director Stephen J. Sadler

    For    For    Management
1.8  

Elect Director Harmit Singh

    For    For    Management
1.9  

Elect Director Michael Slaunwhite

    For    For    Management
1.10  

Elect Director Katharine B. Stevenson

    For    For    Management
1.11  

Elect Director Deborah Weinstein

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

Amend Employee Stock Purchase Plan

    For    For    Management
5  

Amend Stock Option Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ORACLE CORPORATION

 

Ticker:    ORCL   Security ID:    68389X105
Meeting Date:    NOV 04, 2020   Meeting Type:    Annual
Record Date:    SEP 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Jeffrey S. Berg

    For    Withhold    Management
1.2  

Elect Director Michael J. Boskin

    For    For    Management
1.3  

Elect Director Safra A. Catz

    For    For    Management
1.4  

Elect Director Bruce R. Chizen

    For    Withhold    Management
1.5  

Elect Director George H. Conrades

    For    For    Management
1.6  

Elect Director Lawrence J. Ellison

    For    For    Management
1.7  

Elect Director Rona A. Fairhead

    For    For    Management
1.8  

Elect Director Jeffrey O. Henley

    For    For    Management
1.9  

Elect Director Renee J. James

    For    For    Management
1.10  

Elect Director Charles W. Moorman, IV

    For    For    Management
1.11  

Elect Director Leon E. Panetta

    For    Withhold    Management
1.12  

Elect Director William G. Parrett

    For    Withhold    Management
1.13  

Elect Director Naomi O. Seligman

    For    For    Management
1.14  

Elect Director Vishal Sikka

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
5  

Report on Gender Pay Gap

    Against    For    Shareholder
6  

Require Independent Board Chair

    Against    For    Shareholder

ORANGE SA

 

Ticker:    ORA   Security ID:    F6866T100
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 0.90 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
5  

Reelect Bpifrance Participations as Director

    For    For    Management
6  

Renew Appointment of KPMG as Auditor

    For    For    Management
7  

Renew Appointment of Salustro Reydel as Alternate Auditor

    For    For    Management
8  

Appoint Deloitte as Auditor

    For    For    Management
9  

Appoint Beas as Alternate Auditor

    For    For    Management
10  

Ratify Change Location of Registered Office to 111 Quai du President Roosevelt, 92130 Issy-les-Moulineaux

    For    For    Management
11  

Approve Compensation Report

    For    For    Management
12  

Approve Compensation of Stephane Richard, Chairman and CEO

    For    For    Management
13  

Approve Compensation of Ramon Fernandez, Vice-CEO

    For    For    Management
14  

Approve Compensation of Gervais Pellissier, Vice-CEO

    For    For    Management
15  

Approve Remuneration Policy of the Chairman and CEO

    For    For    Management
16  

Approve Remuneration Policy of Vice-CEOs

    For    For    Management
17  

Approve Remuneration Policy of Directors

    For    For    Management
18  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion

    For    For    Management
20  

Allow Board to Use Delegations under Item 19 Above in the Event of a Public Tender Offer

    For    Against    Management
21  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion

    For    For    Management
22  

Allow Board to Use Delegations under Item 21 Above in the Event of a Public Tender Offer

    For    Against    Management
23  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion

    For    For    Management
24  

Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer

    For    Against    Management
25  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19-24

    For    Against    Management
26  

Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers

    For    For    Management
27  

Allow Board to Use Delegations under Item 26 Above in the Event of a Public Tender Offer

    For    Against    Management
28  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
29  

Allow Board to Use Delegations under Item 28 Above in the Event of a Public Tender Offer

    For    Against    Management
30  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion

    For    For    Management
31  

Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Corporate Officers

    For    For    Management
32  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
33  

Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value

    For    For    Management
34  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
35  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management
A  

Amending Item 31 of Current Meeting to Align the Allocation of Free Shares to the Group Employees with that of LTIP Incentives for Executives

    Against    Against    Shareholder
B  

Amend Article 13 of Bylaws Re: Plurality of Directorships

    Against    Against    Shareholder
C  

Access of Women to Positions of Responsibility and Equal Pay

    None    None    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ORIENTAL LAND CO., LTD.

 

Ticker:    4661   Security ID:    J6174U100
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 13

    For    For    Management
2  

Amend Articles to Reduce Directors’ Term

    For    For    Management
3.1  

Elect Director Kagami, Toshio

    For    For    Management
3.2  

Elect Director Takano, Yumiko

    For    For    Management
3.3  

Elect Director Katayama, Yuichi

    For    For    Management
3.4  

Elect Director Yokota, Akiyoshi

    For    For    Management
3.5  

Elect Director Takahashi, Wataru

    For    For    Management
3.6  

Elect Director Kaneki, Yuichi

    For    For    Management
3.7  

Elect Director Kambara, Rika

    For    For    Management
3.8  

Elect Director Hanada, Tsutomu

    For    For    Management
3.9  

Elect Director Mogi, Yuzaburo

    For    For    Management
3.10  

Elect Director Yoshida, Kenji

    For    For    Management

ORIX CORP.

 

Ticker:    8591   Security ID:    J61933123
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles to Amend Business Lines

    For    For    Management
2.1  

Elect Director Inoue, Makoto

    For    For    Management
2.2  

Elect Director Irie, Shuji

    For    For    Management
2.3  

Elect Director Taniguchi, Shoji

    For    For    Management
2.4  

Elect Director Matsuzaki, Satoru

    For    For    Management
2.5  

Elect Director Suzuki, Yoshiteru

    For    For    Management
2.6  

Elect Director Stan Koyanagi

    For    For    Management
2.7  

Elect Director Takenaka, Heizo

    For    For    Management
2.8  

Elect Director Michael Cusumano

    For    For    Management
2.9  

Elect Director Akiyama, Sakie

    For    For    Management
2.10  

Elect Director Watanabe, Hiroshi

    For    For    Management
2.11  

Elect Director Sekine, Aiko

    For    For    Management
2.12  

Elect Director Hodo, Chikatomo

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ORKLA ASA

 

Ticker:    ORK   Security ID:    R67787102
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting; Elect Chairman of Meeting For

    For    Management   
2  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 Per Share

    For    For    Management
3  

Approve Guidelines for Incentive-Based Compensation for Executive Management

    For    For    Management
4  

Discuss Company’s Corporate Governance Statement

    None    None    Management
5.1  

Authorize Repurchase of Shares for Use in Employee Incentive Programs

    For    For    Management
5.2  

Authorize Share Repurchase Program and Reissuance and/or Cancellation of Repurchased Shares

    For    For    Management
6.1  

Reelect Stein Hagen as Director

    For    For    Management
6.2  

Reelect Ingrid Blank as Director

    For    For    Management
6.3  

Reelect Nils Selte as Director

    For    Against    Management
6.4  

Reelect Liselott Kilaas as Director

    For    Against    Management
6.5  

Reelect Peter Agnefjall as Director

    For    For    Management
6.6  

Reelect Anna Mossberg as Director

    For    For    Management
6.7  

Reelect Anders Kristiansen as Director

    For    For    Management
6.8  

Reelect Caroline Kjos as Deputy Director

    For    For    Management
7  

Elect Nils-Henrik Pettersson as Member of Nominating Committee

    For    For    Management
8  

Approve Remuneration of Directors

    For    For    Management
9  

Approve Remuneration of Nominating Committee

    For    For    Management
10  

Approve Remuneration of Auditors

    For    For    Management

ORSTED A/S

 

Ticker:    ORSTED   Security ID:    K7653Q105
Meeting Date:    MAR 01, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Report of Board

    None    None    Management
2  

Accept Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Remuneration Report (Advisory Vote)

    For    For    Management
4  

Approve Discharge of Management and Board

    For    For    Management
5  

Approve Allocation of Income and Dividends of DKK 11.50 Per Share

    For    For    Management
6  

Authorize Share Repurchase Program

    For    Against    Management
7.1  

Approve Director Indemnification Scheme

    For    For    Management
7.2  

Approve Guidelines for Incentive-Based Compensation for Executive Management and Board

    For    For    Management
7.3  

Allow Shareholder Meetings to be Held by Electronic Means Only

    For    For    Management
7.4  

Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities

    For    For    Management
8  

Other Proposals from Shareholders (None Submitted)

    None    None    Management
9.1  

Determine Number of Members (8) and Deputy Members of Board

    For    For    Management
9.2  

Reelect Thomas Thune Andersen (Chair) as Director

    For    For    Management
9.3  

Reelect Lene Skole (Vice Chair) as Director

    For    For    Management
9.4a  

Reelect Lynda Armstrong as Director

    For    For    Management
9.4b  

Reelect Jorgen Kildah as Director

    For    For    Management
9.4c  

Reelect Peter Korsholm as Director

    For    For    Management
9.4d  

Reelect Dieter Wemmer as Director

    For    For    Management
9.4e  

Elect Julia King as New Director

    For    For    Management
9.4f  

Elect Henrik Poulsen as New Director

    For    For    Management
10  

Approve Remuneration of Directors; Approve Remuneration for Committee Work

    For    For    Management
11  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
12  

Other Business

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

OTIS WORLDWIDE CORPORATION

 

Ticker:    OTIS   Security ID:    68902V107
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jeffrey H. Black

    For    For    Management
1b  

Elect Director Kathy Hopinkah Hannan

    For    For    Management
1c  

Elect Director Shailesh G. Jejurikar

    For    For    Management
1d  

Elect Director Christopher J. Kearney

    For    For    Management
1e  

Elect Director Judith F. Marks

    For    For    Management
1f  

Elect Director Harold W. McGraw, III

    For    For    Management
1g  

Elect Director Margaret M. V. Preston

    For    For    Management
1h  

Elect Director Shelley Stewart, Jr.

    For    For    Management
1i  

Elect Director John H. Walker

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

OTSUKA HOLDINGS CO., LTD.

 

Ticker:    4578   Security ID:    J63117105
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Otsuka, Ichiro

    For    For    Management
1.2  

Elect Director Higuchi, Tatsuo

    For    For    Management
1.3  

Elect Director Matsuo, Yoshiro

    For    For    Management
1.4  

Elect Director Makino, Yuko

    For    For    Management
1.5  

Elect Director Takagi, Shuichi

    For    For    Management
1.6  

Elect Director Tobe, Sadanobu

    For    For    Management
1.7  

Elect Director Kobayashi, Masayuki

    For    For    Management
1.8  

Elect Director Tojo, Noriko

    For    For    Management
1.9  

Elect Director Inoue, Makoto

    For    For    Management
1.10  

Elect Director Matsutani, Yukio

    For    For    Management
1.11  

Elect Director Sekiguchi, Ko

    For    For    Management
1.12  

Elect Director Aoki, Yoshihisa

    For    For    Management
1.13  

Elect Director Mita, Mayo

    For    For    Management
2  

Appoint KPMG AZSA LLC as New External Audit Firm

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

OVERSEA-CHINESE BANKING CORPORATION LIMITED

 

Ticker:    O39   Security ID:    Y64248209
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2a  

Elect Chua Kim Chiu as Director

    For    For    Management
2b  

Elect Pramukti Surjaudaja as Director

    For    Against    Management
2c  

Elect Tan Ngiap Joo as Director

    For    Against    Management
3  

Elect Andrew Khoo Cheng Hoe as Director

    For    For    Management
4  

Approve Final Dividend

    For    For    Management
5a  

Approve Directors’ Remuneration

    For    For    Management
5b  

Approve Allotment and Issuance of Remuneration Shares to the Directors

    For    For    Management
6  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
7  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    For    Management
8  

Approve Grant of Options and/or Rights and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan

    For    Against    Management
9  

Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme

    For    For    Management
10  

Authorize Share Repurchase Program

    For    For    Management
11  

Approve OCBC Deferred Share Plan 2021

    For    Against    Management

PACCAR INC

 

Ticker:    PCAR   Security ID:    693718108
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Mark C. Pigott

    For    For    Management
1.2  

Elect Director Dame Alison J. Carnwath

    For    For    Management
1.3  

Elect Director Franklin L. Feder

    For    For    Management
1.4  

Elect Director R. Preston Feight

    For    For    Management
1.5  

Elect Director Beth E. Ford

    For    For    Management
1.6  

Elect Director Kirk S. Hachigian

    For    For    Management
1.7  

Elect Director Roderick C. McGeary

    For    For    Management
1.8  

Elect Director John M. Pigott

    For    For    Management
1.9  

Elect Director Ganesh Ramaswamy

    For    For    Management
1.10  

Elect Director Mark A. Schulz

    For    For    Management
1.11  

Elect Director Gregory M. E. Spierkel

    For    For    Management
2  

Adopt Simple Majority Vote

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PACKAGING CORPORATION OF AMERICA

 

Ticker:    PKG   Security ID:    695156109
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Cheryl K. Beebe

    For    For    Management
1.2  

Elect Director Duane C. Farrington

    For    For    Management
1.3  

Elect Director Donna A. Harman

    For    For    Management
1.4  

Elect Director Mark W. Kowlzan

    For    For    Management
1.5  

Elect Director Robert C. Lyons

    For    For    Management
1.6  

Elect Director Thomas P. Maurer

    For    For    Management
1.7  

Elect Director Samuel M. Mencoff

    For    For    Management
1.8  

Elect Director Roger B. Porter

    For    For    Management
1.9  

Elect Director Thomas S. Souleles

    For    For    Management
1.10  

Elect Director Paul T. Stecko

    For    For    Management
1.11  

Elect Director James D. Woodrum

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

PALO ALTO NETWORKS, INC.

 

Ticker:    PANW   Security ID:    697435105
Meeting Date:    DEC 09, 2020   Meeting Type:    Annual
Record Date:    OCT 13, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Nikesh Arora

    For    Withhold    Management
1b  

Elect Director Carl Eschenbach

    For    Withhold    Management
1c  

Elect Director Lorraine Twohill

    For    Withhold    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PAN PACIFIC INTERNATIONAL HOLDINGS CORP.

 

Ticker:    7532   Security ID:    J6352W100
Meeting Date:    SEP 29, 2020   Meeting Type:    Annual
Record Date:    JUN 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 12

    For    For    Management
2.1  

Elect Director Yoshida, Naoki

    For    For    Management
2.2  

Elect Director Shintani, Seiji

    For    For    Management
2.3  

Elect Director Matsumoto, Kazuhiro

    For    For    Management
2.4  

Elect Director Sekiguchi, Kenji

    For    For    Management
2.5  

Elect Director Nishii, Takeshi

    For    For    Management
2.6  

Elect Director Sakakibara, Ken

    For    For    Management
2.7  

Elect Director Moriya, Hideki

    For    For    Management
2.8  

Elect Director Maruyama, Tetsuji

    For    For    Management
2.9  

Elect Director Ishii, Yuji

    For    For    Management
2.10  

Elect Director Kubo, Isao

    For    For    Management
2.11  

Elect Director Yasuda, Takao

    For    For    Management
3.1  

Elect Director and Audit Committee Member Ariga, Akio

    For    For    Management
3.2  

Elect Director and Audit Committee Member Inoue, Yukihiko

    For    For    Management
3.3  

Elect Director and Audit Committee Member Yoshimura, Yasunori

    For    For    Management
3.4  

Elect Director and Audit Committee Member Fukuda, Tomiaki

    For    For    Management

PANASONIC CORP.

 

Ticker:    6752   Security ID:    J6354Y104
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary

    For    For    Management
2  

Amend Articles to Change Company Name - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles

    For    For    Management
3.1  

Elect Director Tsuga, Kazuhiro

    For    For    Management
3.2  

Elect Director Sato, Mototsugu

    For    For    Management
3.3  

Elect Director Higuchi, Yasuyuki

    For    For    Management
3.4  

Elect Director Homma, Tetsuro

    For    For    Management
3.5  

Elect Director Tsutsui, Yoshinobu

    For    For    Management
3.6  

Elect Director Ota, Hiroko

    For    For    Management
3.7  

Elect Director Toyama, Kazuhiko

    For    For    Management
3.8  

Elect Director Noji, Kunio

    For    For    Management
3.9  

Elect Director Sawada, Michitaka

    For    For    Management
3.10  

Elect Director Umeda, Hirokazu

    For    For    Management
3.11  

Elect Director Laurence W.Bates

    For    For    Management
3.12  

Elect Director Kusumi, Yuki

    For    For    Management
3.13  

Elect Director Matsui, Shinobu

    For    For    Management
4  

Approve Compensation Ceiling for Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PARKER-HANNIFIN CORPORATION

 

Ticker:    PH   Security ID:    701094104
Meeting Date:    OCT 28, 2020   Meeting Type:    Annual
Record Date:    SEP 04, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Lee C. Banks

    For    For    Management
1b  

Elect Director Robert G. Bohn

    For    For    Management
1c  

Elect Director Linda S. Harty

    For    For    Management
1d  

Elect Director Kevin A. Lobo

    For    For    Management
1e  

Elect Director Candy M. Obourn

    For    For    Management
1f  

Elect Director Joseph Scaminace

    For    For    Management
1g  

Elect Director Ake Svensson

    For    For    Management
1h  

Elect Director Laura K. Thompson

    For    For    Management
1i  

Elect Director James R. Verrier

    For    For    Management
1j  

Elect Director James L. Wainscott

    For    For    Management
1k  

Elect Director Thomas L. Williams

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

PARTNERS GROUP HOLDING AG

 

Ticker:    PGHN   Security ID:    H6120A101
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 27.50 per Share

    For    For    Management
3  

Approve Discharge of Board and Senior Management

    For    For    Management
4  

Amend Articles Re: External Mandates for Members of the Board of Directors and Executive Committee

    For    For    Management
5  

Approve Remuneration Report

    For    Against    Management
6.1  

Approve Short-Term Remuneration of Directors in the Amount of CHF 3 Million

    For    For    Management
6.2  

Approve Long-Term Remuneration of Directors in the Amount of CHF 3.8 Million

    For    For    Management
6.3  

Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 10.1 Million

    For    For    Management
6.4  

Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2021

    For    For    Management
6.5  

Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2022

    For    For    Management
6.6  

Approve Long-Term Remuneration of Executive Committee in the Amount of CHF 15.1 Million

    For    For    Management
6.7  

Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 60,000

    For    For    Management
7.1.1  

Elect Steffen Meister as Director and as Board Chairman

    For    For    Management
7.1.2  

Elect Marcel Erni as Director

    For    For    Management
7.1.3  

Elect Alfred Gantner as Director

    For    For    Management
7.1.4  

Elect Lisa Hook as Director

    For    For    Management
7.1.5  

Elect Joseph Landy as Director

    For    For    Management
7.1.6  

Elect Grace del Rosario-Castano as Director

    For    For    Management
7.1.7  

Elect Martin Strobel as Director

    For    For    Management
7.1.8  

Elect Urs Wietlisbach as Director

    For    For    Management
7.2.1  

Appoint Grace del Rosario-Castano as Member of the Nomination and Compensation Committee

    For    For    Management
7.2.2  

Appoint Lisa Hook as Member of the Nomination and Compensation Committee

    For    For    Management
7.2.3  

Appoint Martin Strobel as Member of the Nomination and Compensation Committee

    For    For    Management
7.3  

Designate Hotz & Goldmann as Independent Proxy

    For    For    Management
7.4  

Ratify KPMG AG as Auditors

    For    For    Management
8  

Transact Other Business (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PAYCHEX, INC.

 

Ticker:    PAYX   Security ID:    704326107
Meeting Date:    OCT 15, 2020   Meeting Type:    Annual
Record Date:    AUG 17, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director B. Thomas Golisano

    For    For    Management
1b  

Elect Director Thomas F. Bonadio

    For    For    Management
1c  

Elect Director Joseph G. Doody

    For    For    Management
1d  

Elect Director David J.S. Flaschen

    For    For    Management
1e  

Elect Director Pamela A. Joseph

    For    For    Management
1f  

Elect Director Martin Mucci

    For    For    Management
1g  

Elect Director Joseph M. Tucci

    For    For    Management
1h  

Elect Director Joseph M. Velli

    For    For    Management
1i  

Elect Director Kara Wilson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

PAYCOM SOFTWARE, INC.

 

Ticker:    PAYC   Security ID:    70432V102
Meeting Date:    MAY 03, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert J. Levenson

    For    Withhold    Management
1.2  

Elect Director Frederick C. Peters, II

    For    Withhold    Management
2  

Ratify Grant Thornton LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Report on Plans to Improve Diversity of Executive Leadership

    None    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PAYPAL HOLDINGS, INC.

 

Ticker:    PYPL   Security ID:    70450Y103
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Rodney C. Adkins

    For    For    Management
1b  

Elect Director Jonathan Christodoro

    For    For    Management
1c  

Elect Director John J. Donahoe

    For    For    Management
1d  

Elect Director David W. Dorman

    For    For    Management
1e  

Elect Director Belinda J. Johnson

    For    For    Management
1f  

Elect Director Gail J. McGovern

    For    For    Management
1g  

Elect Director Deborah M. Messemer

    For    For    Management
1h  

Elect Director David M. Moffett

    For    For    Management
1i  

Elect Director Ann M. Sarnoff

    For    For    Management
1j  

Elect Director Daniel H. Schulman

    For    For    Management
1k  

Elect Director Frank D. Yeary

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder
5  

Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture

    Against    Against    Shareholder

PELOTON INTERACTIVE, INC.

 

Ticker:    PTON   Security ID:    70614W100
Meeting Date:    DEC 09, 2020   Meeting Type:    Annual
Record Date:    OCT 12, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Erik Blachford

    For    Withhold    Management
1.2  

Elect Director Howard Draft

    For    Withhold    Management
1.3  

Elect Director Pamela Thomas-Graham

    For    Withhold    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote on Say on Pay Frequency Years

    Three    One Year    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PEMBINA PIPELINE CORPORATION

 

Ticker:    PPL   Security ID:    706327103
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Randall J. Findlay

    For    For    Management
1.2  

Elect Director Anne-Marie N. Ainsworth

    For    For    Management
1.3  

Elect Director Cynthia Carroll

    For    For    Management
1.4  

Elect Director Michael H. Dilger

    For    For    Management
1.5  

Elect Director Robert G. Gwin

    For    For    Management
1.6  

Elect Director Maureen E. Howe

    For    For    Management
1.7  

Elect Director Gordon J. Kerr

    For    For    Management
1.8  

Elect Director David M.B. LeGresley

    For    For    Management
1.9  

Elect Director Leslie A. O’Donoghue

    For    For    Management
1.10  

Elect Director Bruce D. Rubin

    For    For    Management
1.11  

Elect Director Henry W. Sykes

    For    For    Management
2  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

PEPSICO, INC.

 

Ticker:    PEP   Security ID:    713448108
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Segun Agbaje

    For    For    Management
1b  

Elect Director Shona L. Brown

    For    For    Management
1c  

Elect Director Cesar Conde

    For    For    Management
1d  

Elect Director Ian Cook

    For    For    Management
1e  

Elect Director Dina Dublon

    For    For    Management
1f  

Elect Director Michelle Gass

    For    For    Management
1g  

Elect Director Ramon L. Laguarta

    For    For    Management
1h  

Elect Director Dave Lewis

    For    For    Management
1i  

Elect Director David C. Page

    For    For    Management
1j  

Elect Director Robert C. Pohlad

    For    For    Management
1k  

Elect Director Daniel Vasella

    For    For    Management
1l  

Elect Director Darren Walker

    For    For    Management
1m  

Elect Director Alberto Weisser

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder
5  

Report on Sugar and Public Health

    Against    Against    Shareholder
6  

Report on External Public Health Costs

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PERKINELMER, INC.

 

Ticker:    PKI   Security ID:    714046109
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Peter Barrett

    For    For    Management
1b  

Elect Director Samuel R. Chapin

    For    For    Management
1c  

Elect Director Sylvie Gregoire

    For    For    Management
1d  

Elect Director Alexis P. Michas

    For    For    Management
1e  

Elect Director Prahlad R. Singh

    For    For    Management
1f  

Elect Director Michel Vounatsos

    For    For    Management
1g  

Elect Director Frank Witney

    For    For    Management
1h  

Elect Director Pascale Witz

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

PERNOD RICARD SA

 

Ticker:    RI   Security ID:    F72027109
Meeting Date:    NOV 27, 2020   Meeting Type:    Annual/Special
Record Date:    NOV 25, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles 35 and 36 of Bylaws Re: AGM and EGM Majority Votes

    For    For    Management
2  

Approve Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
4  

Approve Allocation of Income and Dividends of EUR 2.66 per Share

    For    For    Management
5  

Reelect Alexandre Ricard as Director

    For    Against    Management
6  

Reelect Cesar Giron as Director

    For    For    Management
7  

Reelect Wolfgang Colberg as Director

    For    For    Management
8  

Elect Virginie Fauvel as Director

    For    For    Management
9  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million

    For    For    Management
10  

Approve Compensation of Alexandre

    For    For    Management
 

Ricard, Chairman and CEO

         
11  

Approve Compensation of Corporate Officers

    For    For    Management
12  

Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO

    For    For    Management
13  

Approve Remuneration Policy of Corporate Officers

    For    For    Management
14  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
16  

Change Location of Registered Office to 5, Cours Paul Ricard, 75008 Paris and Amend Article 4 of Bylaws Accordingly

    For    For    Management
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries

    For    For    Management
19  

Amend Article 21 of Bylaws Re: Board Members Deliberation via Written Consultation

    For    For    Management
20  

Amend Bylaws to Comply with Legal Changes

    For    For    Management
21  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PERSIMMON PLC

 

Ticker:    PSN   Security ID:    G70202109
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Re-elect Roger Devlin as Director

    For    For    Management
4  

Elect Dean Finch as Director

    For    For    Management
5  

Re-elect Michael Killoran as Director

    For    For    Management
6  

Re-elect Nigel Mills as Director

    For    For    Management
7  

Re-elect Rachel Kentleton as Director

    For    For    Management
8  

Re-elect Simon Litherland as Director

    For    For    Management
9  

Re-elect Joanna Place as Director

    For    For    Management
10  

Elect Annemarie Durbin as Director

    For    For    Management
11  

Elect Andrew Wyllie as Director

    For    For    Management
12  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
13  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
14  

Authorise Issue of Equity

    For    For    Management
15  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
16  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
17  

Adopt New Articles of Association

    For    For    Management
18  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

PETROCHINA COMPANY LIMITED

 

Ticker:    857   Security ID:    Y6883Q104
Meeting Date:    SEP 28, 2020   Meeting Type:    Special
Record Date:    AUG 28, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Transactions and Authorize the Chairman to Deal with All Related Matters

    For    For    Management
2  

Elect Huang Yongzhang as Director

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PEUGEOT SA

 

Ticker:    UG   Security ID:    F72313111
Meeting Date:    JAN 04, 2021   Meeting Type:    Special
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger by Absorption of Peugeot by Fiat Chrysler Automobiles

    For    For    Management
2  

Remove Double-Voting Rights for Long-Term Registered Shareholders

    For    For    Management
3  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

PFIZER INC.

 

Ticker:    PFE   Security ID:    717081103
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    FEB 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ronald E. Blaylock

    For    For    Management
1.2  

Elect Director Albert Bourla

    For    For    Management
1.3  

Elect Director Susan Desmond-Hellmann

    For    For    Management
1.4  

Elect Director Joseph J. Echevarria

    For    For    Management
1.5  

Elect Director Scott Gottlieb

    For    For    Management
1.6  

Elect Director Helen H. Hobbs

    For    For    Management
1.7  

Elect Director Susan Hockfield

    For    For    Management
1.8  

Elect Director Dan R. Littman

    For    For    Management
1.9  

Elect Director Shantanu Narayen

    For    For    Management
1.10  

Elect Director Suzanne Nora Johnson

    For    For    Management
1.11  

Elect Director James Quincey

    For    For    Management
1.12  

Elect Director James C. Smith

    For    For    Management
2  

Ratify KPMG LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Require Independent Board Chair

    Against    Against    Shareholder
5  

Report on Political Contributions and Expenditures

    Against    For    Shareholder
6  

Report on Access to COVID-19 Products

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PG&E CORPORATION

 

Ticker:    PCG   Security ID:    69331C108
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Cheryl F. Campbell

    For    For    Management
1b  

Elect Director Kerry W. Cooper

    For    For    Management
1c  

Elect Director Arno L. Harris

    For    For    Management
1d  

Elect Director Michael R. Niggli

    For    For    Management
1e  

Elect Director Oluwadara (Dara) J. Treseder

    For    For    Management
1f  

Elect Director Benjamin F. Wilson

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

PHILIP MORRIS INTERNATIONAL INC.

 

Ticker:    PM   Security ID:    718172109
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Brant Bonin Bough

    For    For    Management
1b  

Elect Director Andre Calantzopoulos

    For    For    Management
1c  

Elect Director Michel Combes

    For    For    Management
1d  

Elect Director Juan Jose Daboub

    For    For    Management
1e  

Elect Director Werner Geissler

    For    For    Management
1f  

Elect Director Lisa A. Hook

    For    For    Management
1g  

Elect Director Jun Makihara

    For    For    Management
1h  

Elect Director Kalpana Morparia

    For    For    Management
1i  

Elect Director Lucio A. Noto

    For    For    Management
1j  

Elect Director Jacek Olczak

    For    For    Management
1k  

Elect Director Frederik Paulsen

    For    For    Management
1l  

Elect Director Robert B. Polet

    For    For    Management
1m  

Elect Director Shlomo Yanai

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers SA as Auditor

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PHILLIPS 66

 

Ticker:    PSX   Security ID:    718546104
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Julie L. Bushman

    For    For    Management
1b  

Elect Director Lisa A. Davis

    For    For    Management
2  

Declassify the Board of Directors

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
5  

Adopt GHG Emissions Reduction Targets

    Against    For    Shareholder
6  

Report on Climate Lobbying

    Against    For    Shareholder

PICC PROPERTY AND CASUALTY COMPANY LIMITED

 

Ticker:    2328   Security ID:    Y6975Z103
Meeting Date:    DEC 29, 2020   Meeting Type:    Special
Record Date:    NOV 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Luo Xi as Director

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PICC PROPERTY AND CASUALTY COMPANY LIMITED

 

Ticker:    2328   Security ID:    Y6975Z103
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    MAY 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Yu Ze as Director

    For    For    Management
2  

Approve Report of the Board of Directors

    For    For    Management
3  

Approve Report of the Supervisory Committee

    For    For    Management
4  

Approve Audited Financial Statements and Auditor’s Report

    For    For    Management
5  

Approve Profit Distribution Plan

    For    For    Management
6  

Approve Directors’ Fees

    For    For    Management
7  

Approve Supervisors’ Fees

    For    For    Management
8  

Approve PricewaterhouseCoopers as International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
9  

Approve Performance Report and Performance Evaluation Results of Independent Directors

    For    For    Management
10  

Amend Articles of Association

    For    For    Management
11  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect New Capital Structure

    For    Against    Management
12  

Approve Issuance of Supplementary Bonds and Authorize Board to Deal with All Matters in Connection with the Bond Issue

    For    For    Management
13  

Amend Rules and Procedures Regarding Meetings of Board of Directors

    For    For    Management

PINDUODUO, INC.

 

Ticker:    PDD   Security ID:    722304102
Meeting Date:    JUL 22, 2020   Meeting Type:    Annual
Record Date:    JUL 01, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Director Zheng Huang

    For    For    Management
2  

Elect Director Haifeng Lin

    For    For    Management
3  

Elect Director Nanpeng Shen

    For    Against    Management
4  

Elect Director Qi Lu

    For    For    Management
5  

Elect Director George Yong-Boon Yeo

    For    For    Management
6  

Elect Director Anthony Kam Ping Leung

    For    For    Management
7  

Elect Director Lei Chen

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED

 

Ticker:    1833   Security ID:    G71139102
Meeting Date:    APR 21, 2021   Meeting Type:    Annual
Record Date:    APR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2a1  

Elect Yao Jason Bo as Director

    For    For    Management
2a2  

Elect Cai Fangfang as Director

    For    For    Management
2a3  

Elect Liu Xin as Director

    For    For    Management
2a4  

Elect Chow Wing Kin Anthony as Director

    For    For    Management
2b  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
3  

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
4B  

Authorize Repurchase of Issued Share Capital

    For    For    Management
4C  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.

 

Ticker:    2318   Security ID:    Y69790106
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve 2020 Report of the Board of Directors

    For    For    Management
2  

Approve 2020 Report of the Supervisory Committee

    For    For    Management
3  

Approve 2020 Annual Report and Its Summary

    For    For    Management
4  

Approve 2020 Financial Statements and Statutory Reports

    For    For    Management
5  

Approve 2020 Profit Distribution Plan and Distribution of Final Dividends

    For    For    Management
6  

Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
7  

Approve 2020 Performance Evaluation Report of Independent Non-Executive Directors

    For    For    Management
8.01  

Elect Ma Mingzhe as Director

    For    For    Management
8.02  

Elect Xie Yonglin as Director

    For    For    Management
8.03  

Elect Tan Sin Yin as Director

    For    For    Management
8.04  

Elect Yao Jason Bo as Director

    For    For    Management
8.05  

Elect Cai Fangfang as Director

    For    For    Management
8.06  

Elect Soopakij Chearavanont as Director

    For    For    Management
8.07  

Elect Yang Xiaoping as Director

    For    For    Management
8.08  

Elect Wang Yongjian as Director

    For    For    Management
8.09  

Elect Huang Wei as Director

    For    For    Management
8.10  

Elect Ouyang Hui as Director

    For    For    Management
8.11  

Elect Ng Sing Yip as Director

    For    For    Management
8.12  

Elect Chu Yiyun as Director

    For    For    Management
8.13  

Elect Liu Hong as Director

    For    For    Management
8.14  

Elect Jin Li as Director

    For    For    Management
8.15  

Elect Ng Kong Ping Albert as Director

    For    For    Management
9.01  

Elect Gu Liji as Supervisor

    For    For    Management
9.02  

Elect Huang Baokui as Supervisor

    For    For    Management
9.03  

Elect Zhang Wangjin as Supervisor

    For    For    Management
10  

Approve Issuance of Debt Financing Instruments

    For    For    Management
11  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

    For    Against    Management
12  

Amend Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PINNACLE WEST CAPITAL CORPORATION

 

Ticker:    PNW   Security ID:    723484101
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Glynis A. Bryan

    For    For    Management
1.2  

Elect Director Denis A. Cortese

    For    For    Management
1.3  

Elect Director Richard P. Fox

    For    For    Management
1.4  

Elect Director Jeffrey B. Guldner

    For    For    Management
1.5  

Elect Director Dale E. Klein

    For    For    Management
1.6  

Elect Director Kathryn L. Munro

    For    For    Management
1.7  

Elect Director Bruce J. Nordstrom

    For    For    Management
1.8  

Elect Director Paula J. Sims

    For    For    Management
1.9  

Elect Director William H. Spence

    For    For    Management
1.10  

Elect Director James E. Trevathan, Jr.

    For    For    Management
1.11  

Elect Director David P. Wagener

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

PINTEREST, INC.

 

Ticker:    PINS   Security ID:    72352L106
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Fredric Reynolds

    For    Against    Management
1b  

Elect Director Evan Sharp

    For    Against    Management
1c  

Elect Director Andrea Wishom

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PIONEER NATURAL RESOURCES COMPANY

 

Ticker:    PXD   Security ID:    723787107
Meeting Date:    JAN 12, 2021   Meeting Type:    Special
Record Date:    DEC 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Issue Shares in Connection with Merger

    For    For    Management

PIONEER NATURAL RESOURCES COMPANY

 

Ticker:    PXD   Security ID:    723787107
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director A.R. Alameddine

    For    For    Management
1b  

Elect Director Edison C. Buchanan

    For    For    Management
1c  

Elect Director Matt Gallagher

    For    For    Management
1d  

Elect Director Phillip A. Gobe

    For    For    Management
1e  

Elect Director Larry R. Grillot

    For    For    Management
1f  

Elect Director Stacy P. Methvin

    For    For    Management
1g  

Elect Director Royce W. Mitchell

    For    For    Management
1h  

Elect Director Frank A. Risch

    For    For    Management
1i  

Elect Director Scott D. Sheffield

    For    For    Management
1j  

Elect Director J. Kenneth Thompson

    For    For    Management
1k  

Elect Director Phoebe A. Wood

    For    For    Management
1l  

Elect Director Michael D. Wortley

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

POLSKI KONCERN NAFTOWY ORLEN SA

 

Ticker:    PKN   Security ID:    X6922W204
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    MAY 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Meeting Chairman

    For    For    Management
3  

Acknowledge Proper Convening of Meeting

    None    None    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Elect Members of Vote Counting Commission

    For    For    Management
6  

Receive Management Board Report on Company’s and Group’s Operations

    None    None    Management
7  

Receive Financial Statements and Management Board Proposal on Treatment of Net Loss

    None    None    Management
8  

Receive Consolidated Financial Statements

    None    None    Management
9  

Receive Supervisory Board Report

    None    None    Management
10  

Receive Management Board Report on Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services

    None    None    Management
11  

Approve Management Board Report on Company’s and Group’s Operations

    For    For    Management
12  

Approve Financial Statements

    For    For    Management
13  

Approve Consolidated Financial Statements

    For    For    Management
14  

Approve Treatment of Net Loss

    For    For    Management
15  

Approve Dividends

    For    For    Management
16.1  

Approve Discharge of Daniel Obajtek (CEO)

    For    Against    Management
16.2  

Approve Discharge of Armen Artwich (Management Board Member)

    For    For    Management
16.3  

Approve Discharge of Patrycja Klarecka (Management Board Member)

    For    For    Management
16.4  

Approve Discharge of Zbigniew Leszczynski (Management Board Member)

    For    For    Management
16.5  

Approve Discharge of Michal Rog (Management Board Member)

    For    For    Management
16.6  

Approve Discharge of Jozef Wegrecki (Management Board Member)

    For    For    Management
16.7  

Approve Discharge of Jan Szewczak (Management Board Member)

    For    For    Management
16.8  

Approve Discharge of Adam Burak (Management Board Member)

    For    For    Management
17.1  

Approve Discharge of Izabela Felczak-Poturnicka (Supervisory Board Chairman)

    For    For    Management
17.2  

Approve Discharge of Wojciech Jasinski (Supervisory Board Chairman)

    For    For    Management
17.3  

Approve Discharge of Andrzej Szumanski (Supervisory Board Deputy Chairman)

    For    For    Management
17.4  

Approve Discharge of Andrzej Kapala (Supervisory Board Member)

    For    For    Management
17.5  

Approve Discharge of Anna Wojcik (Supervisory Board Secretary)

    For    For    Management
17.6  

Approve Discharge of Jadwiga Lesisz (Supervisory Board Member)

    For    For    Management
17.7  

Approve Discharge of Malgorzata Niezgoda (Supervisory Board Member)

    For    For    Management
17.8  

Approve Discharge of Barbara Jarzembowska (Supervisory Board Member)

    For    For    Management
17.9  

Approve Discharge of Michal Klimaszewski (Supervisory Board Member)

    For    For    Management
17.10  

Approve Discharge of Anna Sakowicz-Kacz (Supervisory Board Member)

    For    For    Management
17.11  

Approve Discharge of Roman Kusz (Supervisory Board Member)

    For    For    Management
17.12  

Approve Discharge of Dominik Kaczmarski (Supervisory Board Member)

    For    For    Management
18.1  

Amend Statute Re: Corporate Purpose

    For    For    Management
18.2  

Approve Statute Re: Management Board

    For    For    Management
18.3  

Approve Consolidated Text of Statute

    For    For    Management
19  

Approve Remuneration Report

    For    Against    Management
20  

Close Meeting

    None    None    Management

POSCO

 

Ticker:    005490   Security ID:    Y70750115
Meeting Date:    MAR 12, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Amend Articles of Incorporation

    For    For    Management
3.1  

Elect Choi Jeong-Woo as Inside Director

    For    For    Management
3.2  

Elect Kim Hag-dong as Inside Director

    For    Against    Management
3.3  

Elect Chon Jung-son as Inside Director

    For    Against    Management
3.4  

Elect Jeong Tak as Inside Director

    For    Against    Management
3.5  

Elect Jeong Chang-hwa as Inside Director

    For    Against    Management
4.1  

Elect Yoo Young-suk as Outside Director

    For    For    Management
4.2  

Elect Kwon Tae-gyun as Outside Director

    For    Against    Management
5  

Elect Kim Sung-jin as Outside Director to Serve as an Audit Committee Member

    For    For    Management
6  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

POWER ASSETS HOLDINGS LIMITED

 

Ticker:    6   Security ID:    Y7092Q109
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAY 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Neil Douglas McGee as Director

    For    For    Management
3b  

Elect Ralph Raymond Shea as Director

    For    For    Management
3c  

Elect Wan Chi Tin as Director

    For    For    Management
3d  

Elect Wu Ting Yuk, Anthony as Director

    For    Against    Management
4  

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management

POWER CORPORATION OF CANADA

 

Ticker:    POW   Security ID:    739239101
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Pierre Beaudoin

    For    For    Management
1.2  

Elect Director Marcel R. Coutu

    For    For    Management
1.3  

Elect Director Andre Desmarais

    For    Withhold    Management
1.4  

Elect Director Paul Desmarais, Jr.

    For    Withhold    Management
1.5  

Elect Director Gary A. Doer

    For    For    Management
1.6  

Elect Director Anthony R. Graham

    For    For    Management
1.7  

Elect Director J. David A. Jackson

    For    For    Management
1.8  

Elect Director Sharon MacLeod

    For    For    Management
1.9  

Elect Director Paula B. Madoff

    For    For    Management
1.10  

Elect Director Isabelle Marcoux

    For    For    Management
1.11  

Elect Director Christian Noyer

    For    For    Management
1.12  

Elect Director R. Jeffrey Orr

    For    For    Management
1.13  

Elect Director T. Timothy Ryan, Jr.

    For    For    Management
1.14  

Elect Director Siim A. Vanaselja

    For    For    Management
2  

Ratify Deloitte LLP as Auditors

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA

 

Ticker:    PKO   Security ID:    X6919X108
Meeting Date:    AUG 26, 2020   Meeting Type:    Annual
Record Date:    AUG 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Meeting Chairman

    For    For    Management
3  

Acknowledge Proper Convening of Meeting

    None    None    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Receive Financial Statements and Management Board Proposal on Allocation of Income and Covering of Loss from Previous Years

    None    None    Management
6  

Receive Management Board Report on Company’s and Group’s Operations, and Consolidated Financial Statements

    None    None    Management
7  

Receive Supervisory Board Report

    None    None    Management
8.1  

Approve Financial Statements

    For    For    Management
8.2  

Approve Management Board Report on Company’s and Group’s Operations

    For    For    Management
8.3  

Approve Consolidated Financial Statements

    For    For    Management
8.4  

Approve Supervisory Board Report

    For    For    Management
8.5  

Approve Allocation of Income and Omission of Dividends; Approve Treatment of Net Loss from Previous Years

    For    For    Management
8.6  

Approve Allocation of Income from Previous Years

    For    For    Management
8.7a  

Approve Discharge of Zbigniew Jagiello (CEO)

    For    For    Management
8.7b  

Approve Discharge of Rafal Antczak (Deputy CEO)

    For    For    Management
8.7c  

Approve Discharge of Rafal Kozlowski (Deputy CEO)

    For    For    Management
8.7d  

Approve Discharge of Maks Kraczkowski (Deputy CEO)

    For    For    Management
8.7e  

Approve Discharge of Mieczyslaw Krol (Deputy CEO)

    For    For    Management
8.7f  

Approve Discharge of Adam Marciniak (Deputy CEO)

    For    For    Management
8.7g  

Approve Discharge of Piotr Mazur (Deputy CEO)

    For    For    Management
8.7h  

Approve Discharge of Jakub Papierski (Deputy CEO)

    For    For    Management
8.7i  

Approve Discharge of Jan Rosciszewski (Deputy CEO)

    For    For    Management
8.8a  

Approve Discharge of Piotr Sadownik (Supervisory Board Chairman)

    For    For    Management
8.8b  

Approve Discharge of Grazyna Ciurzynska (Supervisory Board Deputy Chairman)

    For    For    Management
8.8c  

Approve Discharge of Zbigniew Hajlasz (Supervisory Board Secretary)

    For    For    Management
8.8d  

Approve Discharge of Mariusz Andrzejewski (Supervisory Board Member)

    For    For    Management
8.8e  

Approve Discharge of Miroslaw Barszcz (Supervisory Board Member)

    For    For    Management
8.8f  

Approve Discharge of Adam Budnikowski (Supervisory Board Member)

    For    For    Management
8.8g  

Approve Discharge of Wojciech Jasinski (Supervisory Board Member)

    For    For    Management
8.8h  

Approve Discharge of Andrzej Kisielewicz (Supervisory Board Member)

    For    For    Management
8.8i  

Approve Discharge of Elzbieta Maczynska-Ziemacka (Supervisory Board Member)

    For    For    Management
8.8j  

Approve Discharge of Krzysztof Michalski (Supervisory Board Member)

    For    For    Management
8.8k  

Approve Discharge of Dariusz Gorski (Supervisory Board Member)

    For    For    Management
8.8l  

Approve Discharge of Janusz Ostaszewski (Supervisory Board Member)

    For    For    Management
8.9a  

Amend Statute

    For    For    Management
8.9b  

Amend Statute Re: Reserve Capital

    For    For    Management
8.10  

Approve Regulations on Supervisory Board

    For    For    Management
8.11  

Approve Regulations on General Meetings

    For    For    Management
8.12a  

Approve Policy on Assessment of Suitability of Supervisory Board Members

    For    For    Management
8.12b  

Approve Suitability of Supervisory Board Members

    For    For    Management
8.13  

Approve Remuneration Policy

    For    Against    Management
9  

Receive Supervisory Board Report on Remuneration Policy and Compliance with Corporate Governance Principles

    None    None    Management
10  

Elect Supervisory Board Members

    For    Against    Management
11  

Close Meeting

    None    None    Management

POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA

 

Ticker:    PKO   Security ID:    X6919X108
Meeting Date:    APR 23, 2021   Meeting Type:    Special
Record Date:    APR 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Meeting Chairman

    For    For    Management
3  

Acknowledge Proper Convening of Meeting

    None    None    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Approve Allocation of Supplementary Capital to Special Fund to Cover Losses from Settlements on Mortgage Loan Agreements

    For    For    Management
6  

Authorize Share Repurchase Program; Approve Creation of Reserve Capital for Purposes of Share Repurchase Program

    For    For    Management
7  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA

 

Ticker:    PKO   Security ID:    X6919X108
Meeting Date:    JUN 07, 2021   Meeting Type:    Annual
Record Date:    MAY 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Meeting Chairman

    For    For    Management
3  

Acknowledge Proper Convening of Meeting

    None    None    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Receive Financial Statements and Management Board Proposal on Covering of Loss and Allocation of Income from Previous Years

    None    None    Management
6  

Receive Management Board Report on Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services and Consolidated Financial Statements

    None    None    Management
7  

Receive Supervisory Board Report

    None    None    Management
8  

Receive Supervisory Board Report on Remuneration Policy; Compliance with Corporate Governance Principles; Sponsorship and Charity Policy

    None    None    Management
9.a  

Approve Financial Statements

    For    For    Management
9.b  

Approve Management Board Report on Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services

    For    For    Management
9.c  

Approve Consolidated Financial Statements

    For    For    Management
9.d  

Approve Supervisory Board Report

    For    For    Management
9.e  

Approve Treatment of Net Loss

    For    For    Management
9.f  

Approve Allocation of Income from Previous Years

    For    For    Management
9.g  

Approve Remuneration Report

    For    Against    Management
9.h1  

Approve Discharge of Zbigniew Jagiello (CEO)

    For    For    Management
9.h2  

Approve Discharge of Rafal Antczak (Deputy CEO)

    For    For    Management
9.h3  

Approve Discharge of Rafal Kozlowski (Deputy CEO)

    For    For    Management
9.h4  

Approve Discharge of Maks Kraczkowski (Deputy CEO)

    For    For    Management
9.h5  

Approve Discharge of Mieczyslaw Krol (Deputy CEO)

    For    For    Management
9.h6  

Approve Discharge of Adam Marciniak (Deputy CEO)

    For    For    Management
9.h7  

Approve Discharge of Piotr Mazur (Deputy CEO)

    For    For    Management
9.h8  

Approve Discharge of Jakub Papierski (Deputy CEO)

    For    For    Management
9.h9  

Approve Discharge of Jan Rosciszewski (Deputy CEO)

    For    For    Management
9.i1  

Approve Discharge of Zbigniew Hajlasz (Supervisory Board Chairman)

    For    For    Management
9.i2  

Approve Discharge of Marcin Izdebski (Supervisory Board Deputy Chairman)

    For    For    Management
9.i3  

Approve Discharge of Grazyna Ciurzynska (Supervisory Board Secretary)

    For    For    Management
9.i4  

Approve Discharge of Mariusz Andrzejewski (Supervisory Board Member)

    For    For    Management
9.i5  

Approve Discharge of Grzegorz Chlopek (Supervisory Board Member)

    For    For    Management
9.i6  

Approve Discharge of Wojciech Jasinski (Supervisory Board Member)

    For    For    Management
9.i7  

Approve Discharge of Andrzej Kisielewicz (Supervisory Board Member)

    For    For    Management
9.i8  

Approve Discharge of Rafal Kos (Supervisory Board Member)

    For    For    Management
9.i9  

Approve Discharge of Krzysztof Michalski (Supervisory Board Member)

    For    For    Management
9.i10  

Approve Discharge of Piotr Sadownik (Supervisory Board Member)

    For    For    Management
9.i11  

Approve Discharge of Miroslaw Barszcz (Supervisory Board Member)

    For    For    Management
9.i12  

Approve Discharge of Adam Budnikowski (Supervisory Board Member)

    For    For    Management
9.i13  

Approve Discharge of Dariusz Gorski (Supervisory Board Member)

    For    For    Management
9.i14  

Approve Discharge of Elzbieta Maczynska-Ziemacka (Supervisory Board Member)

    For    For    Management
9.j  

Approve Company?s Compliance with Best Practice for WSE Listed Companies 2021

    For    For    Management
9.k  

Amend June 25, 2015, AGM, Resolution Re: Approve Shareholders’ Consent with Corporate Governance Principles for Supervised Institutions adopted by Polish Financial Supervision Authority

    For    For    Management
9.l  

Amend August 26, 2020, AGM, Resolution Re: Approve Policy on Assessment of Suitability of Supervisory Board Members

    For    For    Management
10.1  

Recall Supervisory Board Member

    For    Against    Management
10.2  

Elect Supervisory Board Member

    For    Against    Management
11  

Approve Individual Suitability of Supervisory Board Member

    For    Against    Management
12  

Approve Collective Suitability of Supervisory Board Members

    For    Against    Management
13  

Close Meeting

    None    None    Management

PPG INDUSTRIES, INC.

 

Ticker:    PPG   Security ID:    693506107
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    FEB 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Steven A. Davis

    For    For    Management
1.2  

Elect Director Michael W. Lamach

    For    For    Management
1.3  

Elect Director Michael T. Nally

    For    For    Management
1.4  

Elect Director Guillermo Novo

    For    For    Management
1.5  

Elect Director Martin H. Richenhagen

    For    For    Management
1.6  

Elect Director Catherine R. Smith

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Declassify the Board of Directors

    For    For    Management
4  

Eliminate Supermajority Vote Requirement

    For    For    Management
5  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
6  

Require Independent Board Chair

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PPL CORPORATION

 

Ticker:    PPL   Security ID:    69351T106
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Arthur P. Beattie

    For    For    Management
1b  

Elect Director Steven G. Elliott

    For    For    Management
1c  

Elect Director Raja Rajamannar

    For    For    Management
1d  

Elect Director Craig A. Rogerson

    For    For    Management
1e  

Elect Director Vincent Sorgi

    For    For    Management
1f  

Elect Director Natica von Althann

    For    For    Management
1g  

Elect Director Keith H. Williamson

    For    For    Management
1h  

Elect Director Phoebe A. Wood

    For    For    Management
1i  

Elect Director Armando Zagalo de Lima

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

PRESIDENT CHAIN STORE CORP.

 

Ticker:    2912   Security ID:    Y7082T105
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Approve Amendments to Articles of Association

    For    For    Management
4  

Approve Amendments to Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management
5  

Approve Amendment to Rules and Procedures for Election of Directors

    For    For    Management
6.1  

Elect CHIH-HSIEN LO, a Representative of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director

    For    Against    Management
6.2  

Elect SHIOW -LING KAO, a Representative of KAO CHUAN INVESTMENT CO., LTD., with Shareholder No. 00002303, as Non-independent Director

    For    Against    Management
6.3  

Elect JUI-TANG CHEN, a Representative of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director

    For    Against    Management
6.4  

Elect JUI-TIEN HUANG, a Representative of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director

    For    For    Management
6.5  

Elect LIANG-FENG WU, a Representative of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director

    For    Against    Management
6.6  

Elect TSUNG-MING SU, a Representative of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director

    For    Against    Management
6.7  

Elect JAU-KAI HUANG, a Representative of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director

    For    Against    Management
6.8  

Elect KUN-LIN WU, a Representative of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director

    For    Against    Management
6.9  

Elect TSUNG-PIN WU, a Representative of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director

    For    Against    Management
6.10  

Elect WEN-CHI WU, a Representative of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director

    For    Against    Management
6.11  

Elect KE-WEI HSU, with Shareholder No. A123905XXX, as Independent Director

    For    For    Management
6.12  

Elect LIANG CHEN, with Shareholder No. A120382XXX, as Independent Director

    For    For    Management
6.13  

Elect YUNG-CHEN HUNG, with Shareholder No. S100456XXX, as Independent Director

    For    For    Management
7  

Approve Release of Restrictions of Competitive Activities of Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PRESS METAL ALUMINIUM HOLDINGS BERHAD

 

Ticker:    8869   Security ID:    Y7079E103
Meeting Date:    APR 06, 2021   Meeting Type:    Special
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Bonus Issue of New Ordinary Shares

    For    For    Management

PRESS METAL ALUMINIUM HOLDINGS BERHAD

 

Ticker:    8869   Security ID:    Y7079E103
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    JUN 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Directors’ Fees and Benefits

    For    For    Management
2  

Elect Koon Poh Kong as Director

    For    For    Management
3  

Elect Noor Alina Binti Mohamad Faiz as Director

    For    For    Management
4  

Elect Susan Yuen Su Min as Director

    For    For    Management
5  

Elect Yvonne Chia (Yau Ah Lan @ Fara Yvonne) as Director

    For    For    Management
6  

Approve KPMG PLT as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
7  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
8  

Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions for Press Metal Aluminium Holdings Berhad and its Subsidiaries

    For    For    Management
9  

Authorize Share Repurchase Program

    For    For    Management
10  

Approve Gratuity Payment to Abdul Rahman Bin Megat Ahmad

    For    Against    Management
11  

Approve Gratuity Payment to Tan Heng Kui

    For    Against    Management
12  

Approve Gratuity Payment to Loo Lean Hock

    For    Against    Management
1  

Amend Constitution

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PRINCIPAL FINANCIAL GROUP, INC.

 

Ticker:    PFG   Security ID:    74251V102
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Roger C. Hochschild

    For    For    Management
1.2  

Elect Director Daniel J. Houston

    For    For    Management
1.3  

Elect Director Diane C. Nordin

    For    For    Management
1.4  

Elect Director Alfredo Rivera

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

PROLOGIS, INC.

 

Ticker:    PLD   Security ID:    74340W103
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Hamid R. Moghadam

    For    For    Management
1b  

Elect Director Cristina G. Bita

    For    For    Management
1c  

Elect Director George L. Fotiades

    For    For    Management
1d  

Elect Director Lydia H. Kennard

    For    For    Management
1e  

Elect Director Irving F. Lyons, III

    For    For    Management
1f  

Elect Director Avid Modjtabai

    For    For    Management
1g  

Elect Director David P. O’Connor

    For    For    Management
1h  

Elect Director Olivier Piani

    For    For    Management
1i  

Elect Director Jeffrey L. Skelton

    For    For    Management
1j  

Elect Director Carl B. Webb

    For    For    Management
1k  

Elect Director William D. Zollars

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PROSUS NV

 

Ticker:    PRX   Security ID:    N7163R103
Meeting Date:    AUG 18, 2020   Meeting Type:    Annual
Record Date:    JUL 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Report of Management Board (Non-Voting)

    None    None    Management
2  

Approve Remuneration Report

    For    Against    Management
3  

Adopt Financial Statements

    For    For    Management
4.a  

Approve Dividends of EUR 0.602 Per Share

    For    For    Management
4.b  

Approve Capital Increase and Capital Reduction

    For    For    Management
5  

Approve Remuneration Policy for Executive Directors

    For    Against    Management
6  

Approve Remuneration Policy for Non-Executive Directors

    For    For    Management
7  

Approve Discharge of Executive Directors

    For    For    Management
8  

Approve Discharge of Non-Executive Directors

    For    For    Management
9  

Elect Y Xu as Non-Executive Director

    For    For    Management
10.1  

Reelect D G Eriksson as Non-Executive Director

    For    For    Management
10.2  

Reelect M R Sorour as Non-Executive Director

    For    For    Management
10.3  

Reelect E M Choi as Non-Executive Director

    For    For    Management
10.4  

Reelect M Girotra as Non-Executive Director

    For    For    Management
10.5  

Reelect R C C Jafta as Non-Executive Director

    For    For    Management
11  

Ratify PricewaterhouseCoopers Accountants N.V. as Auditors

    For    For    Management
12  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights

    For    For    Management
13  

Authorize Repurchase of Shares

    For    For    Management
14  

Amend Prosus Share Award Plan

    For    Against    Management
15  

Other Business (Non-Voting)

    None    None    Management
16  

Voting Results

    None    None    Management

PRUDENTIAL FINANCIAL, INC.

 

Ticker:    PRU   Security ID:    744320102
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Thomas J. Baltimore, Jr.

    For    For    Management
1.2  

Elect Director Gilbert F. Casellas

    For    For    Management
1.3  

Elect Director Robert M. Falzon

    For    For    Management
1.4  

Elect Director Martina Hund-Mejean

    For    For    Management
1.5  

Elect Director Wendy E. Jones

    For    For    Management
1.6  

Elect Director Karl J. Krapek

    For    For    Management
1.7  

Elect Director Peter R. Lighte

    For    For    Management
1.8  

Elect Director Charles F. Lowrey

    For    For    Management
1.9  

Elect Director George Paz

    For    For    Management
1.10  

Elect Director Sandra Pianalto

    For    For    Management
1.11  

Elect Director Christine A. Poon

    For    For    Management
1.12  

Elect Director Douglas A. Scovanner

    For    For    Management
1.13  

Elect Director Michael A. Todman

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Require Independent Board Chair

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PRUDENTIAL PLC

 

Ticker:    PRU   Security ID:    G72899100
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAY 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Elect Chua Sock Koong as Director

    For    For    Management
4  

Elect Ming Lu as Director

    For    For    Management
5  

Elect Jeanette Wong as Director

    For    For    Management
6  

Re-elect Shriti Vadera as Director

    For    For    Management
7  

Re-elect Jeremy Anderson as Director

    For    For    Management
8  

Re-elect Mark Fitzpatrick as Director

    For    For    Management
9  

Re-elect David Law as Director

    For    For    Management
10  

Re-elect Anthony Nightingale as Director

    For    For    Management
11  

Re-elect Philip Remnant as Director

    For    For    Management
12  

Re-elect Alice Schroeder as Director

    For    For    Management
13  

Re-elect James Turner as Director

    For    For    Management
14  

Re-elect Thomas Watjen as Director

    For    For    Management
15  

Re-elect Michael Wells as Director

    For    For    Management
16  

Re-elect Fields Wicker-Miurin as Director

    For    For    Management
17  

Re-elect Amy Yip as Director

    For    For    Management
18  

Reappoint KPMG LLP as Auditors

    For    For    Management
19  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
20  

Authorise UK Political Donations and Expenditure

    For    For    Management
21  

Authorise Issue of Equity

    For    For    Management
22  

Authorise Issue of Equity to Include Repurchased Shares

    For    For    Management
23  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
24  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
25  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
26  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

PRYSMIAN SPA

 

Ticker:    PRY   Security ID:    T7630L105
Meeting Date:    APR 28, 2021   Meeting Type:    Annual/Special
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Fix Number of Directors

    For    For    Management
4  

Fix Board Terms for Directors

    For    For    Management
5.1  

Slate 1 Submitted by Management

    For    For    Management
5.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

    None    Against    Shareholder
6  

Approve Remuneration of Directors

    For    For    Management
7  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
8  

Amend Employee Stock Purchase Plan

    For    For    Management
9  

Approve Remuneration Policy

    For    For    Management
10  

Approve Second Section of the Remuneration Report

    For    For    Management
1  

Authorize the Convertibility of the Equity-Linked Bond; Approve Capital Increase Without Preemptive Rights to the Service the Conversion of Bonds

    For    For    Management
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

    None    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PT ASTRA INTERNATIONAL TBK

 

Ticker:    ASII   Security ID:    Y7117N172
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    MAR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles of Association

    For    For    Management
2  

Accept Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income

    For    For    Management
4  

Approve Changes in Board of Commissioners and Approve Remuneration of Directors and Commissioners

    For    For    Management
5  

Approve Auditors

    For    For    Management

PT ASTRA INTERNATIONAL TBK

 

Ticker:    ASII   Security ID:    Y7117N172
Meeting Date:    JUN 17, 2021   Meeting Type:    Special
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Changes in the Boards of Commissioners of the Company and Approve Remuneration of Commissioners

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PT BANK CENTRAL ASIA TBK

 

Ticker:    BBCA   Security ID:    Y7123P138
Meeting Date:    JUL 30, 2020   Meeting Type:    Special
Record Date:    JUL 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Acquisition Plan in Connection with the Acquisition of the Shares in PT Bank Rabobank International Indonesia

    For    Against    Management
2  

Amend Articles of Association

    For    Against    Management

PT BANK CENTRAL ASIA TBK

 

Ticker:    BBCA   Security ID:    Y7123P138
Meeting Date:    MAR 29, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners

    For    For    Management
2  

Approve Allocation of Income and Dividends

    For    For    Management
3  

Approve Changes in the Board of Directors

    For    For    Management
4  

Approve Remuneration and Tantiem of Directors and Commissioners

    For    For    Management
5  

Approve Tanudiredja, Wibisana, Rintis & Rekan as Auditors

    For    For    Management
6  

Approve Payment of Interim Dividend

    For    For    Management
7  

Approve Revised Recovery Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PT BANK MANDIRI (PERSERO) TBK

 

Ticker:    BMRI   Security ID:    Y7123S108
Meeting Date:    OCT 21, 2020   Meeting Type:    Special
Record Date:    SEP 28, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Changes in Boards of Company

    For    Against    Management

PT BANK MANDIRI (PERSERO) TBK

 

Ticker:    BMRI   Security ID:    Y7123S108
Meeting Date:    MAR 15, 2021   Meeting Type:    Annual
Record Date:    FEB 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Approve Remuneration and Tantiem of Directors and Commissioners

    For    For    Management
4  

Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)

    For    For    Management
5  

Accept Report on the Use of Proceeds

    For    For    Management
6  

Amend Articles of Association in Relation to Shareholder Meeting

    For    Against    Management
7  

Approve Affirmation on the Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019

    For    For    Management
8  

Approve Affirmation on the Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020

    For    For    Management
9  

Approve Changes in Board of Company

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PT BANK NEGARA INDONESIA (PERSERO) TBK

 

Ticker:    BBNI   Security ID:    Y74568166
Meeting Date:    MAR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Approve Remuneration and Tantiem of Directors and Commissioners

    For    For    Management
4  

Approve Auditors of the Company and the Partnership and Community Development Program (PCDP)

    For    For    Management
5  

Amend Articles of Association

    For    Against    Management
6  

Approve Transfer of Treasury Stock

    For    Against    Management
7  

Approve Updates in the Company’s Recovery Plan

    For    For    Management
8  

Affirm the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020

    For    For    Management
9  

Approve Changes in the Boards of the Company

    For    Against    Management

PT BANK RAKYAT INDONESIA (PERSERO) TBK

 

Ticker:    BBRI   Security ID:    Y0697U112
Meeting Date:    JAN 21, 2021   Meeting Type:    Special
Record Date:    DEC 29, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles of Association

    For    Against    Management
2  

Affirmation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019

    For    For    Management
3  

Affirmation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020

    For    For    Management
4  

Approve Transfer of Treasury Stock

    For    Against    Management
5  

Approve Changes in Boards of Company

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PT BANK RAKYAT INDONESIA (PERSERO) TBK

 

Ticker:    BBRI   Security ID:    Y0697U112
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Approve Remuneration and Tantiem of Directors and Commissioners

    For    For    Management
4  

Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)

    For    For    Management

PT INDOFOOD CBP SUKSES MAKMUR TBK

 

Ticker:    ICBP   Security ID:    Y71260106
Meeting Date:    JUL 15, 2020   Meeting Type:    Annual
Record Date:    JUN 22, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports and Report on Use of Proceeds

    For    For    Management
2  

Accept Financial Statements

    For    For    Management
3  

Approve Allocation of Income

    For    For    Management
4  

Approve Remuneration of Directors and Commissioners

    For    For    Management
5  

Approve Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PT INDOFOOD CBP SUKSES MAKMUR TBK

 

Ticker:    ICBP   Security ID:    Y71260106
Meeting Date:    AUG 03, 2020   Meeting Type:    Special
Record Date:    JUN 22, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Acquisition of the Entire Shares of Pinehill Company Limited

    For    Against    Management

PT TELKOM INDONESIA (PERSERO) TBK

 

Ticker:    TLKM   Security ID:    Y71474145
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAY 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Annual Report and Statutory Reports

    For    For    Management
2  

Approve Report of the Partnership and Community Development Program (PCDP)

    For    For    Management
3  

Approve Allocation of Income and Dividends

    For    For    Management
4  

Approve Remuneration and Tantiem of Directors and Commissioners

    For    For    Management
5  

Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)

    For    For    Management
6  

Amend Articles of Association

    For    Against    Management
7  

Approve Ratification of State-Owned Enterprises Regulations

    For    For    Management
8  

Approve Changes in the Boards of the Company

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PT UNILEVER INDONESIA TBK

 

Ticker:    UNVR   Security ID:    Y9064H141
Meeting Date:    JUL 24, 2020   Meeting Type:    Annual
Record Date:    JUN 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Approve Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4a1  

Elect Ignasius Jonan as Commissioner

    For    For    Management
4a2  

Elect Badri Narayanan as Director

    For    For    Management
4a3  

Elect Hemant Bakshi as Director

    For    For    Management
4a4  

Elect Arif Hudaya as Director

    For    For    Management
4.5  

Elect Jochanan Senf as Director

    For    For    Management
4a6  

Elect Ira Noviarti as Director

    For    For    Management
4a7  

Elect Enny Hartati as Director

    For    For    Management
4a8  

Elect Willy Saelan as Director

    For    For    Management
4a9  

Elect Hernie Raharja as Director

    For    For    Management
4a10  

Elect Sancoyo Antarikso as Director

    For    For    Management
4a11  

Elect Veronika Winanti Wahyu Utami as Director

    For    For    Management
4a12  

Elect Sri Widowati as Director

    For    For    Management
4a13  

Elect Rizki Raksanugraha as Director

    For    For    Management
4b  

Approve Remuneration of Directors and Commissioners

    For    For    Management

PTC INC.

 

Ticker:    PTC   Security ID:    69370C100
Meeting Date:    FEB 10, 2021   Meeting Type:    Annual
Record Date:    DEC 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Janice Chaffin

    For    For    Management
1.2  

Elect Director Phillip Fernandez

    For    For    Management
1.3  

Elect Director James Heppelmann

    For    For    Management
1.4  

Elect Director Klaus Hoehn

    For    For    Management
1.5  

Elect Director Paul Lacy

    For    For    Management
1.6  

Elect Director Corinna Lathan

    For    For    Management
1.7  

Elect Director Blake Moret

    For    For    Management
1.8  

Elect Director Robert Schechter

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PUBLIC BANK BERHAD

 

Ticker:    1295   Security ID:    Y71497104
Meeting Date:    JAN 12, 2021   Meeting Type:    Special
Record Date:    JAN 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Bonus Issue of New Ordinary Shares

    For    For    Management

PUBLIC BANK BERHAD

 

Ticker:    1295   Security ID:    Y71497104
Meeting Date:    MAY 24, 2021   Meeting Type:    Annual
Record Date:    MAY 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Lim Chao Li as Director

    For    For    Management
2  

Elect Lai Wan as Director

    For    For    Management
3  

Elect Lee Chin Guan as Director

    For    For    Management
4  

Elect Mohd Hanif bin Sher Mohamed as Director

    For    For    Management
5  

Approve Directors’ Fees, Board Committees Members’ Fees and Allowances

    For    For    Management
6  

Approve Remuneration and Benefits-In-Kind (Excluding Director’s Fee and Board Meeting Allowance) to Teh Hong Piow

    For    Against    Management
7  

Approve Ernst & Young PLT as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED

 

Ticker:    PEG   Security ID:    744573106
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ralph Izzo

    For    For    Management
1.2  

Elect Director Shirley Ann Jackson

    For    For    Management
1.3  

Elect Director Willie A. Deese

    For    For    Management
1.4  

Elect Director David Lilley

    For    For    Management
1.5  

Elect Director Barry H. Ostrowsky

    For    For    Management
1.6  

Elect Director Scott G. Stephenson

    For    For    Management
1.7  

Elect Director Laura A. Sugg

    For    For    Management
1.8  

Elect Director John P. Surma

    For    For    Management
1.9  

Elect Director Susan Tomasky

    For    For    Management
1.10  

Elect Director Alfred W. Zollar

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Approve Non-Employee Director Restricted Stock Plan

    For    For    Management
5  

Approve Omnibus Stock Plan

    For    For    Management

PUBLIC STORAGE

 

Ticker:    PSA   Security ID:    74460D109
Meeting Date:    APR 26, 2021   Meeting Type:    Annual
Record Date:    FEB 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Ronald L. Havner, Jr.

    For    For    Management
1b  

Elect Director Tamara Hughes Gustavson

    For    For    Management
1c  

Elect Director Leslie S. Heisz

    For    For    Management
1d  

Elect Director Michelle (Meka) Millstone-Shroff

    For    For    Management
1e  

Elect Director Shankh S. Mitra

    For    For    Management
1f  

Elect Director David J. Neithercut

    For    For    Management
1g  

Elect Director Rebecca Owen

    For    For    Management
1h  

Elect Director Kristy M. Pipes

    For    For    Management
1i  

Elect Director Avedick B. Poladian

    For    For    Management
1j  

Elect Director John Reyes

    For    For    Management
1k  

Elect Director Joseph D. Russell, Jr.

    For    For    Management
1l  

Elect Director Tariq M. Shaukat

    For    For    Management
1m  

Elect Director Ronald P. Spogli

    For    For    Management
1n  

Elect Director Paul S. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Eliminate Cumulative Voting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PUBLICIS GROUPE SA

 

Ticker:    PUB   Security ID:    F7607Z165
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 2 per Share

    For    For    Management
4  

Approve Stock Dividend Program

    For    For    Management
5  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
6  

Reelect Maurice Levy as Supervisory Board Member

    For    For    Management
7  

Reelect Simon Badinter as Supervisory Board Member

    For    For    Management
8  

Reelect Jean Charest as Supervisory Board Member

    For    For    Management
9  

Approve Remuneration Policy of Chairman of Supervisory Board

    For    For    Management
10  

Approve Remuneration Policy of Supervisory Board Members

    For    For    Management
11  

Approve Remuneration Policy of Chairman of Management Board

    For    For    Management
12  

Approve Remuneration Policy of Michel-Alain Proch, Management Board Member

    For    For    Management
13  

Approve Remuneration Policy of Management Board Members

    For    For    Management
14  

Approve Compensation Report

    For    For    Management
15  

Approve Compensation of Maurice Levy, Chairman of Supervisory Board

    For    For    Management
16  

Approve Compensation of Arthur Sadoun, Chairman of the Management Board

    For    For    Management
17  

Approve Compensation of Jean-Michel Etienne, Management Board Member

    For    For    Management
18  

Approve Compensation of Anne-Gabrielle Heilbronner, Management Board Member

    For    For    Management
19  

Approve Compensation of Steve King, Management Board Member

    For    For    Management
20  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
21  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
22  

Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
24  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

    For    For    Management
25  

Amend Bylaws to Comply with Legal Changes

    For    Against    Management
26  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

PULTEGROUP, INC.

 

Ticker:    PHM   Security ID:    745867101
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Brian P. Anderson

    For    For    Management
1b  

Elect Director Bryce Blair

    For    For    Management
1c  

Elect Director Richard W. Dreiling

    For    For    Management
1d  

Elect Director Thomas J. Folliard

    For    For    Management
1e  

Elect Director Cheryl W. Grise

    For    For    Management
1f  

Elect Director Andre J. Hawaux

    For    For    Management
1g  

Elect Director J. Phillip Holloman

    For    For    Management
1h  

Elect Director Ryan R. Marshall

    For    For    Management
1i  

Elect Director John R. Peshkin

    For    For    Management
1j  

Elect Director Scott F. Powers

    For    For    Management
1k  

Elect Director Lila Snyder

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

QBE INSURANCE GROUP LIMITED

 

Ticker:    QBE   Security ID:    Q78063114
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAY 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2  

Approve Remuneration Report

    For    For    Management
3a  

Elect Stephen Fitzgerald as Director

    For    For    Management
3b  

Elect Brian Pomeroy as Director

    For    For    Management
3c  

Elect Jann Skinner as Director

    For    For    Management
3d  

Elect Tan Le as Director

    For    For    Management
3e  

Elect Eric Smith as Director

    For    For    Management
4a  

Approve the Amendments to the Company’s Constitution

    Against    Against    Shareholder
4b  

Approve Exposure Reduction Targets

    Against    Against    Shareholder

QIAGEN NV

 

Ticker:    QGEN   Security ID:    N72482123
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    JUN 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    Against    Management
3  

Approve Discharge of Management Board

    For    For    Management
4  

Approve Discharge of Supervisory Board

    For    For    Management
5.a  

Reelect Metin Colpan to Supervisory Board

    For    For    Management
5.b  

Reelect Thomas Ebeling to Supervisory Board

    For    For    Management
5.c  

Reelect Toralf Haag to Supervisory Board

    For    For    Management
5.d  

Reelect Ross L. Levine to Supervisory Board

    For    For    Management
5.e  

Reelect Elaine Mardis to Supervisory Board

    For    For    Management
5.f  

Reelect Lawrence A. Rosen to Supervisory Board

    For    For    Management
5.g  

Reelect Elizabeth E. Tallett to Supervisory Board

    For    For    Management
6.a  

Reelect Thierry Bernard to Management Board

    For    For    Management
6.b  

Reelect Roland Sackers to Management Board

    For    For    Management
7  

Approve Remuneration Policy for Management Board

    For    For    Management
8.a  

Approve Partial Amendment of Remuneration Policy for Supervisory Board

    For    For    Management
8.b  

Approve Remuneration of Supervisory Board

    For    For    Management
9  

Ratify KPMG Accountants N.V. as Auditors

    For    For    Management
10.a  

Grant Board Authority to Issue Shares

    For    For    Management
10.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

    For    For    Management
10.c  

Authorize Board to Exclude Preemptive Rights from Share Issuances in Connection to Mergers, Acquisitions or Strategic Alliances

    For    Against    Management
11  

Authorize Repurchase of Issued Share Capital

    For    For    Management
12  

Amend Articles of Association in Connection with Changes to Dutch Law

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

QORVO, INC.

 

Ticker:    QRVO   Security ID:    74736K101
Meeting Date:    AUG 04, 2020   Meeting Type:    Annual
Record Date:    JUN 11, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ralph G. Quinsey

    For    For    Management
1.2  

Elect Director Robert A. Bruggeworth

    For    For    Management
1.3  

Elect Director Jeffery R. Gardner

    For    For    Management
1.4  

Elect Director John R. Harding

    For    For    Management
1.5  

Elect Director David H. Y. Ho

    For    For    Management
1.6  

Elect Director Roderick D. Nelson

    For    For    Management
1.7  

Elect Director Walden C. Rhines

    For    For    Management
1.8  

Elect Director Susan L. Spradley

    For    For    Management
1.9  

Elect Director Walter H. Wilkinson, Jr.

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

QUALCOMM INCORPORATED

 

Ticker:    QCOM   Security ID:    747525103
Meeting Date:    MAR 10, 2021   Meeting Type:    Annual
Record Date:    JAN 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sylvia Acevedo

    For    For    Management
1b  

Elect Director Mark Fields

    For    For    Management
1c  

Elect Director Jeffrey W. Henderson

    For    For    Management
1d  

Elect Director Gregory N. Johnson

    For    For    Management
1e  

Elect Director Ann M. Livermore

    For    For    Management
1f  

Elect Director Harish Manwani

    For    For    Management
1g  

Elect Director Mark D. McLaughlin

    For    For    Management
1h  

Elect Director Jamie S. Miller

    For    For    Management
1i  

Elect Director Steve Mollenkopf

    For    For    Management
1j  

Elect Director Clark T. “Sandy” Randt, Jr.

    For    For    Management
1k  

Elect Director Irene B. Rosenfeld

    For    For    Management
1l  

Elect Director Kornelis “Neil” Smit

    For    For    Management
1m  

Elect Director Jean-Pascal Tricoire

    For    For    Management
1n  

Elect Director Anthony J. Vinciquerra

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

QUANTA COMPUTER, INC.

 

Ticker:    2382   Security ID:    Y7174J106
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Report and Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Amend Procedures for Lending Funds to Other Parties and Endorsements & Guarantees

    For    Against    Management

QUEST DIAGNOSTICS INCORPORATED

 

Ticker:    DGX   Security ID:    74834L100
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Vicky B. Gregg

    For    For    Management
1.2  

Elect Director Wright L. Lassiter, III

    For    For    Management
1.3  

Elect Director Timothy L. Main

    For    For    Management
1.4  

Elect Director Denise M. Morrison

    For    For    Management
1.5  

Elect Director Gary M. Pfeiffer

    For    For    Management
1.6  

Elect Director Timothy M. Ring

    For    For    Management
1.7  

Elect Director Stephen H. Rusckowski

    For    For    Management
1.8  

Elect Director Helen I. Torley

    For    For    Management
1.9  

Elect Director Gail R. Wilensky

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

RAMSAY HEALTH CARE LIMITED

 

Ticker:    RHC   Security ID:    Q7982Y104
Meeting Date:    NOV 24, 2020   Meeting Type:    Annual
Record Date:    NOV 22, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2  

Approve Remuneration Report

    For    For    Management
3.1  

Elect Michael Stanley Siddle as Director

    For    For    Management
3.2  

Elect Karen Lee Collett Penrose as Director

    For    For    Management
4  

Approve Grant of Performance Rights to Craig McNally

    For    For    Management
5  

Approve Non-Executive Director Share Rights Plan

    None    For    Management
6  

Approve the Spill Resolution

    Against    Against    Management

RAYMOND JAMES FINANCIAL, INC.

 

Ticker:    RJF   Security ID:    754730109
Meeting Date:    FEB 18, 2021   Meeting Type:    Annual
Record Date:    DEC 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Charles G. von Arentschildt

    For    For    Management
1b  

Elect Director Marlene Debel

    For    For    Management
1c  

Elect Director Robert M. Dutkowsky

    For    For    Management
1d  

Elect Director Jeffrey N. Edwards

    For    For    Management
1e  

Elect Director Benjamin C. Esty

    For    For    Management
1f  

Elect Director Anne Gates

    For    For    Management
1g  

Elect Director Francis S. Godbold

    For    For    Management
1h  

Elect Director Thomas A. James

    For    For    Management
1i  

Elect Director Gordon L. Johnson

    For    For    Management
1j  

Elect Director Roderick C. McGeary

    For    For    Management
1k  

Elect Director Paul C. Reilly

    For    For    Management
1l  

Elect Director Raj Seshadri

    For    For    Management
1m  

Elect Director Susan N. Story

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

RAYTHEON TECHNOLOGIES CORPORATION

 

Ticker:    RTX   Security ID:    75513E101
Meeting Date:    APR 26, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Tracy A. Atkinson

    For    For    Management
1b  

Elect Director Gregory J. Hayes

    For    For    Management
1c  

Elect Director Thomas A. Kennedy

    For    For    Management
1d  

Elect Director Marshall O. Larsen

    For    For    Management
1e  

Elect Director George R. Oliver

    For    For    Management
1f  

Elect Director Robert K. (Kelly) Ortberg

    For    For    Management
1g  

Elect Director Margaret L. O’Sullivan

    For    For    Management
1h  

Elect Director Dinesh C. Paliwal

    For    For    Management
1i  

Elect Director Ellen M. Pawlikowski

    For    For    Management
1j  

Elect Director Denise L. Ramos

    For    For    Management
1k  

Elect Director Fredric G. Reynolds

    For    For    Management
1l  

Elect Director Brian C. Rogers

    For    For    Management
1m  

Elect Director James A. Winnefeld, Jr.

    For    For    Management
1n  

Elect Director Robert O. Work

    For    Against    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Approve Executive Incentive Bonus Plan

    For    For    Management
5  

Amend Omnibus Stock Plan

    For    For    Management
6  

Amend Proxy Access Right

    Against    For    Shareholder

REALTEK SEMICONDUCTOR CORP.

 

Ticker:    2379   Security ID:    Y7220N101
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Report and Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3.1  

Elect Yeh Nan Horng, a Representative of Cotek Pharmaceutical Industry Co., Ltd, with Shareholder No. 256, as Non-Independent Director

    For    For    Management
3.2  

Elect Yeh Po Len, a Representative of Sonnen Limited, with Shareholder No. 239637, as Non-Independent Director

    For    Against    Management
3.3  

Elect Chiu Sun Chien, a Representative of United Glory Co., Ltd, with Shareholder No. 65704, as Non-Independent Director

    For    For    Management
3.4  

Elect Chen Kuo Jong, a Representative of United Glory Co., Ltd, with Shareholder No. 65704, as Non-Independent Director

    For    Against    Management
3.5  

Elect Huang Yung Fang, with Shareholder No. 4926, as Non-Independent Director

    For    Against    Management
3.6  

Elect Yen Kuang Yu, with Shareholder No. 36744, as Non-Independent Director

    For    Against    Management
3.7  

Elect Ni Shu Ching, with Shareholder No. 88, as Non-Independent Director

    For    Against    Management
3.8  

Elect Tsai Tyau Chang, with ID No. Q102343XXX, as Independent Director

    For    For    Management
3.9  

Elect Chen Fu Yen, with ID No. P100255XXX, as Independent Director

    For    For    Management
3.10  

Elect Lo Chun Pa, with ID No. J121210XXX, as Independent Director

    For    For    Management
4  

Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

REALTY INCOME CORPORATION

 

Ticker:    O   Security ID:    756109104
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kathleen R. Allen

    For    For    Management
1b  

Elect Director A. Larry Chapman

    For    For    Management
1c  

Elect Director Reginald H. Gilyard

    For    For    Management
1d  

Elect Director Priya Cherian Huskins

    For    For    Management
1e  

Elect Director Gerardo I. Lopez

    For    For    Management
1f  

Elect Director Michael D. McKee

    For    For    Management
1g  

Elect Director Gregory T. McLaughlin

    For    For    Management
1h  

Elect Director Ronald L. Merriman

    For    For    Management
1i  

Elect Director Sumit Roy

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

RECKITT BENCKISER GROUP PLC

 

Ticker:    RKT   Security ID:    G74079107
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAY 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Final Dividend

    For    For    Management
4  

Re-elect Andrew Bonfield as Director

    For    For    Management
5  

Re-elect Jeff Carr as Director

    For    For    Management
6  

Re-elect Nicandro Durante as Director

    For    For    Management
7  

Re-elect Mary Harris as Director

    For    For    Management
8  

Re-elect Mehmood Khan as Director

    For    For    Management
9  

Re-elect Pam Kirby as Director

    For    For    Management
10  

Re-elect Sara Mathew as Director

    For    For    Management
11  

Re-elect Laxman Narasimhan as Director

    For    For    Management
12  

Re-elect Chris Sinclair as Director

    For    For    Management
13  

Re-elect Elane Stock as Director

    For    For    Management
14  

Elect Olivier Bohuon as Director

    For    For    Management
15  

Elect Margherita Della Valle as Director

    For    For    Management
16  

Reappoint KPMG LLP as Auditors

    For    For    Management
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
18  

Authorise UK Political Donations and Expenditure

    For    For    Management
19  

Authorise Issue of Equity

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
22  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
23  

Adopt New Articles of Association

    For    For    Management
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

RECRUIT HOLDINGS CO., LTD.

 

Ticker:    6098   Security ID:    J6433A101
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Minegishi, Masumi

    For    For    Management
1.2  

Elect Director Idekoba, Hisayuki

    For    For    Management
1.3  

Elect Director Senaha, Ayano

    For    For    Management
1.4  

Elect Director Rony Kahan

    For    For    Management
1.5  

Elect Director Izumiya, Naoki

    For    For    Management
1.6  

Elect Director Totoki, Hiroki

    For    For    Management
2  

Appoint Alternate Statutory Auditor Tanaka, Miho

    For    For    Management
3  

Approve Trust-Type Equity Compensation Plan

    For    Against    Management
4  

Approve Stock Option Plan

    For    For    Management
5  

Amend Articles to Allow Virtual Only Shareholder Meetings

    For    Against    Management

REGENERON PHARMACEUTICALS, INC.

 

Ticker:    REGN   Security ID:    75886F107
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    APR 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director N. Anthony Coles

    For    For    Management
1b  

Elect Director Arthur F. Ryan

    For    For    Management
1c  

Elect Director George L. Sing

    For    Against    Management
1d  

Elect Director Marc Tessier-Lavigne

    For    Against    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

REGIONS FINANCIAL CORPORATION

 

Ticker:    RF   Security ID:    7591EP100
Meeting Date:    APR 21, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Carolyn H. Byrd

    For    For    Management
1b  

Elect Director Don DeFosset

    For    For    Management
1c  

Elect Director Samuel A. Di Piazza, Jr.

    For    For    Management
1d  

Elect Director Zhanna Golodryga

    For    For    Management
1e  

Elect Director John D. Johns

    For    For    Management
1f  

Elect Director Ruth Ann Marshall

    For    For    Management
1g  

Elect Director Charles D. McCrary

    For    For    Management
1h  

Elect Director James T. Prokopanko

    For    For    Management
1i  

Elect Director Lee J. Styslinger, III

    For    For    Management
1j  

Elect Director Jose S. Suquet

    For    For    Management
1k  

Elect Director John M. Turner, Jr.

    For    For    Management
1l  

Elect Director Timothy Vines

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

RELX PLC

 

Ticker:    REL   Security ID:    G7493L105
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Final Dividend

    For    For    Management
4  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
5  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
6  

Elect Paul Walker as Director

    For    For    Management
7  

Elect June Felix as Director

    For    For    Management
8  

Re-elect Erik Engstrom as Director

    For    For    Management
9  

Re-elect Wolfhart Hauser as Director

    For    For    Management
10  

Re-elect Charlotte Hogg as Director

    For    For    Management
11  

Re-elect Marike van Lier Lels as Director

    For    For    Management
12  

Re-elect Nick Luff as Director

    For    For    Management
13  

Re-elect Robert MacLeod as Director

    For    For    Management
14  

Re-elect Linda Sanford as Director

    For    For    Management
15  

Re-elect Andrew Sukawaty as Director

    For    For    Management
16  

Re-elect Suzanne Wood as Director

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
20  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

REMGRO LTD.

 

Ticker:    REM   Security ID:    S6873K106
Meeting Date:    NOV 30, 2020   Meeting Type:    Annual
Record Date:    NOV 20, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2020

    For    For    Management
2  

Reappoint PricewaterhouseCoopers Inc. as Auditors with Anton Wentzel as the Individual Registered Auditor

    For    For    Management
3  

Re-elect Sonja De Bruyn as Director

    For    For    Management
4  

Re-elect Mariza Lubbe as Director

    For    For    Management
5  

Re-elect Murphy Morobe as Director

    For    For    Management
6  

Re-elect Johann Rupert as Director

    For    For    Management
7  

Re-elect Neville Williams as Director

    For    For    Management
8  

Elect P Neethling as Director

    For    For    Management
9  

Elect G Nieuwoudt as Director

    For    For    Management
10  

Elect K Rantloane as Alternate Director

    For    For    Management
11  

Re-elect Sonja De Bruyn as Member of the Audit and Risk Committee

    For    For    Management
12  

Re-elect Peter Mageza as Member of the Audit and Risk Committee

    For    For    Management
13  

Re-elect Phillip Moleketi as Member of the Audit and Risk Committee

    For    For    Management
14  

Re-elect Frederick Robertson as Member of the Audit and Risk Committee

    For    For    Management
15  

Place Authorised but Unissued Shares under Control of Directors

    For    For    Management
16  

Approve Remuneration Policy

    For    For    Management
17  

Approve Remuneration Implementation Report

    For    For    Management
1  

Approve Directors’ Remuneration

    For    For    Management
2  

Authorise Repurchase of Issued Share Capital

    For    For    Management
3  

Approve Financial Assistance in Terms of Section 44 of the Companies Act

    For    For    Management
4  

Approve Financial Assistance in Terms of Section 45 of the Companies Act

    For    For    Management

RENTOKIL INITIAL PLC

 

Ticker:    RTO   Security ID:    G7494G105
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Policy

    For    Against    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Amend Performance Share Plan

    For    Against    Management
5  

Approve Final Dividend

    For    For    Management
6  

Elect Stuart Ingall-Tombs as Director

    For    For    Management
7  

Elect Sarosh Mistry as Director

    For    For    Management
8  

Re-elect John Pettigrew as Director

    For    For    Management
9  

Re-elect Andy Ransom as Director

    For    For    Management
10  

Re-elect Richard Solomons as Director

    For    For    Management
11  

Re-elect Julie Southern as Director

    For    For    Management
12  

Re-elect Cathy Turner as Director

    For    For    Management
13  

Re-elect Linda Yueh as Director

    For    For    Management
14  

Appoint PricewaterhouseCoopers LLP as Auditors

    For    For    Management
15  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
16  

Authorise UK Political Donations and Expenditure

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
20  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

REPSOL SA

 

Ticker:    REP   Security ID:    E8471S130
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Consolidated and Standalone Financial Statements

    For    For    Management
2  

Approve Allocation of Income and Dividends

    For    For    Management
3  

Approve Non-Financial Information Statement

    For    For    Management
4  

Approve Discharge of Board

    For    For    Management
5  

Renew Appointment of PricewaterhouseCoopers as Auditor

    For    For    Management
6  

Approve Dividends Charged Against Reserves

    For    For    Management
7  

Approve Reduction in Share Capital via Amortization of Treasury Shares

    For    For    Management
8  

Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 8.4 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital

    For    For    Management
9  

Reelect Manuel Manrique Cecilia as Director

    For    For    Management
10  

Reelect Mariano Marzo Carpio as Director

    For    For    Management
11  

Reelect Isabel Torremocha Ferrezuelo as Director

    For    For    Management
12  

Reelect Luis Suarez de Lezo Mantilla as Director

    For    For    Management
13  

Ratify Appointment of and Elect Rene Dahan as Director

    For    For    Management
14  

Elect Aurora Cata Sala as Director

    For    For    Management
15  

Amend Articles

    For    For    Management
16  

Amend Articles of General Meeting Regulations

    For    For    Management
17  

Advisory Vote on Remuneration Report

    For    For    Management
18  

Approve Remuneration Policy

    For    For    Management
19  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

REPUBLIC SERVICES, INC.

 

Ticker:    RSG   Security ID:    760759100
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Manuel Kadre

    For    For    Management
1b  

Elect Director Tomago Collins

    For    For    Management
1c  

Elect Director Michael A. Duffy

    For    For    Management
1d  

Elect Director Thomas W. Handley

    For    For    Management
1e  

Elect Director Jennifer M. Kirk

    For    For    Management
1f  

Elect Director Michael Larson

    For    For    Management
1g  

Elect Director Kim S. Pegula

    For    For    Management
1h  

Elect Director James P. Snee

    For    For    Management
1i  

Elect Director Brian S. Tyler

    For    For    Management
1j  

Elect Director Sandra M. Volpe

    For    For    Management
1k  

Elect Director Katharine B. Weymouth

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Report on Integrating ESG Metrics Into Executive Compensation Program

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

RESMED INC.

 

Ticker:    RMD   Security ID:    761152107
Meeting Date:    NOV 19, 2020   Meeting Type:    Annual
Record Date:    SEP 22, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Karen Drexler

    For    For    Management
1b  

Elect Director Michael Farrell

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

RESONA HOLDINGS, INC.

 

Ticker:    8308   Security ID:    J6448E106
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Higashi, Kazuhiro

    For    For    Management
1.2  

Elect Director Minami, Masahiro

    For    For    Management
1.3  

Elect Director Noguchi, Mikio

    For    For    Management
1.4  

Elect Director Kawashima, Takahiro

    For    For    Management
1.5  

Elect Director Matsui, Tadamitsu

    For    For    Management
1.6  

Elect Director Sato, Hidehiko

    For    For    Management
1.7  

Elect Director Baba, Chiharu

    For    For    Management
1.8  

Elect Director Iwata, Kimie

    For    For    Management
1.9  

Elect Director Egami, Setsuko

    For    For    Management
1.10  

Elect Director Ike, Fumihiko

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

RESTAURANT BRANDS INTERNATIONAL INC.

 

Ticker:    QSR   Security ID:    76131D103
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Alexandre Behring

    For    For    Management
1.2  

Elect Director Joao M. Castro-Neves

    For    For    Management
1.3  

Elect Director Maximilien de Limburg Stirum

    For    For    Management
1.4  

Elect Director Paul J. Fribourg

    For    For    Management
1.5  

Elect Director Neil Golden

    For    For    Management
1.6  

Elect Director Ali Hedayat

    For    For    Management
1.7  

Elect Director Golnar Khosrowshahi

    For    For    Management
1.8  

Elect Director Marc Lemann

    For    For    Management
1.9  

Elect Director Jason Melbourne

    For    For    Management
1.10  

Elect Director Giovanni (John) Prato

    For    For    Management
1.11  

Elect Director Daniel S. Schwartz

    For    For    Management
1.12  

Elect Director Carlos Alberto Sicupira

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management
4  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management

RINGCENTRAL, INC.

 

Ticker:    RNG   Security ID:    76680R206
Meeting Date:    JUN 04, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Vladimir Shmunis

    For    For    Management
1.2  

Elect Director Kenneth Goldman

    For    For    Management
1.3  

Elect Director Michelle McKenna

    For    For    Management
1.4  

Elect Director Robert Theis

    For    For    Management
1.5  

Elect Director Allan Thygesen

    For    For    Management
1.6  

Elect Director Neil Williams

    For    For    Management
1.7  

Elect Director Mignon Clyburn

    For    For    Management
1.8  

Elect Director Arne Duncan

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

RIO TINTO LIMITED

 

Ticker:    RIO   Security ID:    Q81437107
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAY 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Policy

    For    For    Management
3  

Approve Remuneration Report for UK Law Purposes

    For    Against    Management
4  

Approve Remuneration Report for Australian Law Purposes

    For    Against    Management
5  

Elect Megan Clark as Director

    For    Against    Management
6  

Elect Hinda Gharbi as Director

    For    For    Management
7  

Elect Simon Henry as Director

    For    For    Management
8  

Elect Sam Laidlaw as Director

    For    For    Management
9  

Elect Simon McKeon as Director

    For    For    Management
10  

Elect Jennifer Nason as Director

    For    For    Management
11  

Elect Jakob Stausholm as Director

    For    For    Management
12  

Elect Simon Thompson as Director

    For    For    Management
13  

Elect Ngaire Woods as Director

    For    For    Management
14  

Appoint KPMG LLP as Auditors

    For    For    Management
15  

Authorize the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
16  

Authorize EU Political Donations and Expenditure

    For    For    Management
17  

Approve Renewal and Amendment to the Rio Tinto Global Employee Share Plan

    None    For    Management
18  

Approve the Renewal of Off-Market and On-Market Share Buy-back Authorities

    For    For    Management
19  

Approve Emissions Targets

    For    For    Shareholder
20  

Approve Climate-Related Lobbying

    For    For    Shareholder

RIO TINTO PLC

 

Ticker:    RIO   Security ID:    G75754104
Meeting Date:    APR 09, 2021   Meeting Type:    Annual
Record Date:    APR 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Policy

    For    For    Management
3  

Approve Remuneration Report for UK Law Purposes

    For    Against    Management
4  

Approve Remuneration Report for Australian Law Purposes

    For    Against    Management
5  

Re-elect Megan Clark as Director

    For    Against    Management
6  

Re-elect Hinda Gharbi as Director

    For    For    Management
7  

Re-elect Simon Henry as Director

    For    For    Management
8  

Re-elect Sam Laidlaw as Director

    For    For    Management
9  

Re-elect Simon McKeon as Director

    For    For    Management
10  

Re-elect Jennifer Nason as Director

    For    For    Management
11  

Re-elect Jakob Stausholm as Director

    For    For    Management
12  

Re-elect Simon Thompson as Director

    For    For    Management
13  

Re-elect Ngaire Woods as Director

    For    For    Management
14  

Reappoint KPMG LLP as Auditors

    For    For    Management
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
16  

Authorise UK Political Donations and Expenditure

    For    For    Management
17  

Approve Global Employee Share Plan

    None    For    Management
18  

Approve UK Share Plan

    For    For    Management
19  

Authorise Issue of Equity

    For    For    Management
20  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
21  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

RIOCAN REAL ESTATE INVESTMENT TRUST

 

Ticker:    REI.UN   Security ID:    766910103
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Trustee Bonnie Brooks

    For    For    Management
1.2  

Elect Trustee Richard Dansereau

    For    For    Management
1.3  

Elect Trustee Janice Fukakusa

    For    For    Management
1.4  

Elect Trustee Jonathan Gitlin

    For    For    Management
1.5  

Elect Trustee Paul V. Godfrey

    For    For    Management
1.6  

Elect Trustee Dale H. Lastman

    For    For    Management
1.7  

Elect Trustee Jane Marshall

    For    For    Management
1.8  

Elect Trustee Edward Sonshine

    For    For    Management
1.9  

Elect Trustee Siim A. Vanaselja

    For    For    Management
1.10  

Elect Trustee Charles M. Winograd

    For    For    Management
2  

Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    Against    Management

ROBERT HALF INTERNATIONAL INC.

 

Ticker:    RHI   Security ID:    770323103
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Julia L. Coronado

    For    For    Management
1b  

Elect Director Dirk A. Kempthorne

    For    For    Management
1c  

Elect Director Harold M. Messmer, Jr.

    For    For    Management
1d  

Elect Director Marc H. Morial

    For    For    Management
1e  

Elect Director Barbara J. Novogradac

    For    For    Management
1f  

Elect Director Robert J. Pace

    For    For    Management
1g  

Elect Director Frederick A. Richman

    For    For    Management
1h  

Elect Director M. Keith Waddell

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ROCKWELL AUTOMATION, INC.

 

Ticker:    ROK   Security ID:    773903109
Meeting Date:    FEB 02, 2021   Meeting Type:    Annual
Record Date:    DEC 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

A1  

Elect Director William P. Gipson

    For    For    Management
A2  

Elect Director J. Phillip Holloman

    For    For    Management
A3  

Elect Director Steven R. Kalmanson

    For    For    Management
A4  

Elect Director Lawrence D. Kingsley

    For    For    Management
A5  

Elect Director Lisa A. Payne

    For    For    Management
B  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
C  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ROHM CO., LTD.

 

Ticker:    6963   Security ID:    J65328122
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 75

    For    For    Management
2.1  

Elect Director Matsumoto, Isao

    For    For    Management
2.2  

Elect Director Azuma, Katsumi

    For    For    Management
2.3  

Elect Director Tateishi, Tetsuo

    For    For    Management
2.4  

Elect Director Ino, Kazuhide

    For    For    Management
2.5  

Elect Director Yamamoto, Koji

    For    For    Management
2.6  

Elect Director Nagumo, Tadanobu

    For    For    Management
3.1  

Elect Director and Audit Committee Member Yamazaki, Masahiko

    For    For    Management
3.2  

Elect Director and Audit Committee Member Nii, Hiroyuki

    For    For    Management
3.3  

Elect Director and Audit Committee Member Chimori, Hidero

    For    For    Management
3.4  

Elect Director and Audit Committee Member Miyabayashi, Toshiro

    For    For    Management
3.5  

Elect Director and Audit Committee Member Tanaka, Kumiko

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ROKU, INC.

 

Ticker:    ROKU   Security ID:    77543R102
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Ravi Ahuja

    For    Withhold    Management
1b  

Elect Director Mai Fyfield

    For    Withhold    Management
1c  

Elect Director Laurie Simon Hodrick

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ROLLINS, INC.

 

Ticker:    ROL   Security ID:    775711104
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Gary W. Rollins

    For    For    Management
1.2  

Elect Director Harry J. Cynkus

    For    For    Management
1.3  

Elect Director Pamela R. Rollins

    For    For    Management
2  

Ratify Grant Thornton LLP as Auditors

    For    For    Management
3  

Increase Authorized Common Stock

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ROPER TECHNOLOGIES, INC.

 

Ticker:    ROP   Security ID:    776696106
Meeting Date:    JUN 14, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Shellye L. Archambeau

    For    For    Management
1.2  

Elect Director Amy Woods Brinkley

    For    For    Management
1.3  

Elect Director John F. Fort, III

    For    For    Management
1.4  

Elect Director L. Neil Hunn

    For    For    Management
1.5  

Elect Director Robert D. Johnson

    For    For    Management
1.6  

Elect Director Laura G. Thatcher

    For    For    Management
1.7  

Elect Director Richard F. Wallman

    For    For    Management
1.8  

Elect Director Christopher Wright

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

ROSS STORES, INC.

 

Ticker:    ROST   Security ID:    778296103
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director K. Gunnar Bjorklund

    For    For    Management
1b  

Elect Director Michael J. Bush

    For    For    Management
1c  

Elect Director Sharon D. Garrett

    For    For    Management
1d  

Elect Director Michael J. Hartshorn

    For    For    Management
1e  

Elect Director Stephen D. Milligan

    For    For    Management
1f  

Elect Director Patricia H. Mueller

    For    For    Management
1g  

Elect Director George P. Orban

    For    For    Management
1h  

Elect Director Gregory L. Quesnel

    For    For    Management
1i  

Elect Director Larree M. Renda

    For    For    Management
1j  

Elect Director Barbara Rentler

    For    For    Management
1k  

Elect Director Doniel N. Sutton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Adopt Share Retention Policy For Senior Executives *Withdrawn Resolution*

    None    None    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ROYAL BANK OF CANADA

 

Ticker:    RY   Security ID:    780087102
Meeting Date:    APR 08, 2021   Meeting Type:    Annual
Record Date:    FEB 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Andrew A. Chisholm

    For    For    Management
1.2  

Elect Director Jacynthe Cote

    For    For    Management
1.3  

Elect Director Toos N. Daruvala

    For    For    Management
1.4  

Elect Director David F. Denison

    For    For    Management
1.5  

Elect Director Cynthia Devine

    For    For    Management
1.6  

Elect Director David McKay

    For    For    Management
1.7  

Elect Director Kathleen Taylor

    For    For    Management
1.8  

Elect Director Maryann Turcke

    For    For    Management
1.9  

Elect Director Thierry Vandal

    For    For    Management
1.10  

Elect Director Bridget A. van Kralingen

    For    For    Management
1.11  

Elect Director Frank Vettese

    For    For    Management
1.12  

Elect Director Jeffery Yabuki

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

SP 1: Adopt Company-Wide, Quantitative, Time-bound Greenhouse Gas (GHG) Emissions Reduction Targets and Issue an Annual Report Discussing the Plans and Progress of Achieving Such Targerts

    Against    Against    Shareholder
5  

SP 2: Redefine the Bank’s Purpose and Undertakings

    Against    Against    Shareholder
6  

SP 3: Produce a Report on Loans Made by the Bank in Support of the Circular Economy

    Against    Against    Shareholder
7  

SP 4: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years

    Against    Against    Shareholder

ROYAL CARIBBEAN CRUISES LTD.

 

Ticker:    RCL   Security ID:    V7780T103
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director John F. Brock

    For    For    Management
1b  

Elect Director Richard D. Fain

    For    For    Management
1c  

Elect Director Stephen R. Howe, Jr.

    For    For    Management
1d  

Elect Director William L. Kimsey

    For    For    Management
1e  

Elect Director Amy McPherson

    For    For    Management
1f  

Elect Director Maritza G. Montiel

    For    For    Management
1g  

Elect Director Ann S. Moore

    For    For    Management
1h  

Elect Director Eyal M. Ofer

    For    For    Management
1i  

Elect Director William K. Reilly

    For    For    Management
1j  

Elect Director Vagn O. Sorensen

    For    For    Management
1k  

Elect Director Donald Thompson

    For    For    Management
1l  

Elect Director Arne Alexander Wilhelmsen

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
5  

Report on Political Contributions Disclosure

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ROYAL DUTCH SHELL PLC

 

Ticker:    RDSA   Security ID:    G7690A100
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAY 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Elect Jane Lute as Director

    For    For    Management
4  

Re-elect Ben van Beurden as Director

    For    For    Management
5  

Re-elect Dick Boer as Director

    For    For    Management
6  

Re-elect Neil Carson as Director

    For    For    Management
7  

Re-elect Ann Godbehere as Director

    For    For    Management
8  

Re-elect Euleen Goh as Director

    For    For    Management
9  

Re-elect Catherine Hughes as Director

    For    For    Management
10  

Re-elect Martina Hund-Mejean as Director

    For    For    Management
11  

Re-elect Sir Andrew Mackenzie as Director

    For    For    Management
12  

Elect Abraham Schot as Director

    For    For    Management
13  

Re-elect Jessica Uhl as Director

    For    For    Management
14  

Re-elect Gerrit Zalm as Director

    For    For    Management
15  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
19  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
20  

Approve the Shell Energy Transition Strategy

    For    For    Management
21  

Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions

    Against    Against    Shareholder

ROYAL DUTCH SHELL PLC

 

Ticker:    RDSA   Security ID:    G7690A118
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAY 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Elect Jane Lute as Director

    For    For    Management
4  

Re-elect Ben van Beurden as Director

    For    For    Management
5  

Re-elect Dick Boer as Director

    For    For    Management
6  

Re-elect Neil Carson as Director

    For    For    Management
7  

Re-elect Ann Godbehere as Director

    For    For    Management
8  

Re-elect Euleen Goh as Director

    For    For    Management
9  

Re-elect Catherine Hughes as Director

    For    For    Management
10  

Re-elect Martina Hund-Mejean as Director

    For    For    Management
11  

Re-elect Sir Andrew Mackenzie as Director

    For    For    Management
12  

Elect Abraham Schot as Director

    For    For    Management
13  

Re-elect Jessica Uhl as Director

    For    For    Management
14  

Re-elect Gerrit Zalm as Director

    For    For    Management
15  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
19  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
20  

Approve the Shell Energy Transition Strategy

    For    For    Management
21  

Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ROYAL KPN NV

 

Ticker:    KPN   Security ID:    N4297B146
Meeting Date:    SEP 10, 2020   Meeting Type:    Special
Record Date:    AUG 13, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Opportunity to Make Recommendations for the Appointment of a Member of the Supervisory Board

    None    None    Management
3  

Elect Alejandro Douglass Plater to Supervisory Board

    For    For    Management
4  

Close Meeting

    None    None    Management

ROYAL KPN NV

 

Ticker:    KPN   Security ID:    N4297B146
Meeting Date:    APR 14, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting and Announcements

    None    None    Management
2  

Receive Report of Management Board (Non-Voting)

    None    None    Management
3  

Adopt Financial Statements

    For    For    Management
4  

Approve Remuneration Report

    For    For    Management
5  

Receive Explanation on Company’s Reserves and Dividend Policy

    None    None    Management
6  

Approve Dividends of EUR 0.13 Per Share

    For    For    Management
7  

Approve Discharge of Management Board

    For    For    Management
8  

Approve Discharge of Supervisory Board

    For    For    Management
9  

Ratify Ernst & Young Accountants LLP as Auditors

    For    For    Management
10  

Opportunity to Make Recommendations

    None    None    Management
11  

Elect E.J.C. Overbeek to Supervisory Board

    For    For    Management
12  

Elect G.J.A. van de Aast to Supervisory Board

    For    For    Management
13  

Announce Vacancies on the Supervisory Board

    None    None    Management
14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
15  

Approve Reduction in Share Capital through Cancellation of Shares

    For    For    Management
16  

Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital

    For    For    Management
17  

Authorize Board to Exclude Preemptive Rights from Share Issuances

    For    For    Management
18  

Other Business (Non-Voting)

    None    None    Management
19  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

RWE AG

 

Ticker:    RWE   Security ID:    D6629K109
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    APR 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.85 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021

    For    For    Management
6.1  

Elect Werner Brandt to the Supervisory Board

    For    For    Management
6.2  

Elect Hans Buenting to the Supervisory Board

    For    For    Management
6.3  

Elect Ute Gerbaulet to the Supervisory Board

    For    For    Management
6.4  

Elect Hans-Peter Keitel to the Supervisory Board

    For    For    Management
6.5  

Elect Monika Kircher to the Supervisory Board

    For    For    Management
6.6  

Elect Guenther Schartz to the Supervisory Board

    For    For    Management
6.7  

Elect Erhard Schipporeit to the Supervisory Board

    For    For    Management
6.8  

Elect Ullrich Sierau to the Supervisory Board

    For    For    Management
6.9  

Elect Hauke Stars to the Supervisory Board

    For    For    Management
6.10  

Elect Helle Valentin to the Supervisory Board

    For    For    Management
7  

Approve Remuneration Policy

    For    For    Management
8  

Approve Remuneration of Supervisory Board

    For    For    Management
9  

Approve Creation of EUR 346.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights

    For    For    Management
10  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 173.1 Million Pool of Capital to Guarantee Conversion Rights

    For    For    Management
11  

Amend Articles Re: By-elections to the Supervisory Board

    For    For    Management
12  

Amend Articles Re: Election of Chairman and Deputy Chairman of the Supervisory Board

    For    For    Management
13  

Amend Articles Re: Proof of Entitlement For

    For    Management   

S&P GLOBAL INC.

 

Ticker:    SPGI   Security ID:    78409V104
Meeting Date:    MAR 11, 2021   Meeting Type:    Special
Record Date:    JAN 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Issue Shares in Connection with Merger

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

S&P GLOBAL INC.

 

Ticker:    SPGI   Security ID:    78409V104
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Marco Alvera

    For    For    Management
1.2  

Elect Director William J. Amelio

    For    For    Management
1.3  

Elect Director William D. Green

    For    For    Management
1.4  

Elect Director Stephanie C. Hill

    For    For    Management
1.5  

Elect Director Rebecca J. Jacoby

    For    For    Management
1.6  

Elect Director Monique F. Leroux

    For    For    Management
1.7  

Elect Director Ian P. Livingston

    For    For    Management
1.8  

Elect Director Maria R. Morris

    For    For    Management
1.9  

Elect Director Douglas L. Peterson

    For    For    Management
1.10  

Elect Director Edward B. Rust, Jr.

    For    For    Management
1.11  

Elect Director Kurt L. Schmoke

    For    For    Management
1.12  

Elect Director Richard E. Thornburgh

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Approve Greenhouse Gas (GHG) Emissions Reduction Plan

    For    For    Management
5  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder

SAFRAN SA

 

Ticker:    SAF   Security ID:    F4035A557
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 0.43 per Share

    For    For    Management
4  

Approve Transaction with BNP Paribas

    For    For    Management
5  

Ratify Appointment of Olivier Andries as Director

    For    For    Management
6  

Reelect Helene Auriol Potier as Director

    For    For    Management
7  

Reelect Sophie Zurquiyah as Director

    For    For    Management
8  

Reelect Patrick Pelata as Director

    For    For    Management
9  

Elect Fabienne Lecorvaisier as Director

    For    For    Management
10  

Approve Compensation of Ross McInnes, Chairman of the Board

    For    For    Management
11  

Approve Compensation of Philippe Petitcolin, CEO

    For    For    Management
12  

Approve Compensation Report of Corporate Officers

    For    For    Management
13  

Approve Remuneration Policy of Chairman of the Board

    For    For    Management
14  

Approve Remuneration Policy of CEO

    For    For    Management
15  

Approve Remuneration Policy of Directors

    For    For    Management
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
17  

Amend Article 7,9,11 and 12 of Bylaws Re: Preferred Shares A

    For    For    Management
18  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million

    For    For    Management
19  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million

    For    For    Management
20  

Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers

    For    For    Management
21  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million

    For    For    Management
22  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 18-21

    For    For    Management
23  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer

    For    Against    Management
24  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer

    For    Against    Management
25  

Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers, Only In the Event of a Public Tender Offer

    For    Against    Management
26  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer

    For    Against    Management
27  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23-26, Only In the Event of a Public Tender Offer

    For    Against    Management
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
29  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
30  

Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
31  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SALESFORCE.COM, INC.

 

Ticker:    CRM   Security ID:    79466L302
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:    APR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Marc Benioff

    For    For    Management
1b  

Elect Director Craig Conway

    For    For    Management
1c  

Elect Director Parker Harris

    For    For    Management
1d  

Elect Director Alan Hassenfeld

    For    For    Management
1e  

Elect Director Neelie Kroes

    For    For    Management
1f  

Elect Director Colin Powell

    For    For    Management
1g  

Elect Director Sanford Robertson

    For    For    Management
1h  

Elect Director John V. Roos

    For    For    Management
1i  

Elect Director Robin Washington

    For    For    Management
1j  

Elect Director Maynard Webb

    For    For    Management
1k  

Elect Director Susan Wojcicki

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
5  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder

SAMPO OYJ

 

Ticker:    SAMPO   Security ID:    X75653109
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAY 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Call the Meeting to Order

    None    None    Management
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

    None    None    Management
4  

Acknowledge Proper Convening of Meeting

    None    None    Management
5  

Prepare and Approve List of Shareholders

    None    None    Management
6  

Receive Financial Statements and Statutory Reports; Receive Board’s Report; Receive Auditor’s Report

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Allocation of Income and Dividends of EUR 1.70 Per Share

    For    For    Management
9  

Approve Discharge of Board and President

    For    For    Management
10  

Approve Remuneration Report (Advisory Vote)

    For    Against    Management
11  

Approve Remuneration of Directors in the Amount of EUR 184,000 for Chairman and EUR 95,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
12  

Fix Number of Directors at Eight

    For    For    Management
13  

Reelect Christian Clausen, Fiona Clutterbuck, Georg Ehrnrooth, Jannica Fagerholm, Johanna Lamminen, Risto Murto and Bjorn Wahlroos as Directors; Elect Markus Rauramo as New Director

    For    For    Management
14  

Approve Remuneration of Auditors

    For    For    Management
15  

Ratify Deloitte as Auditors

    For    For    Management
16  

Authorize Share Repurchase Program

    For    For    Management
17  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SAMSUNG BIOLOGICS CO., LTD.

 

Ticker:    207940   Security ID:    Y7T7DY103
Meeting Date:    MAR 19, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    Against    Management

SAMSUNG ELECTRO-MECHANICS CO., LTD.

 

Ticker:    009150   Security ID:    Y7470U102
Meeting Date:    MAR 17, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Elect Kim Doo-young as Inside Director

    For    For    Management
3  

Elect Kim Yong-gyun as Outside Director to Serve as an Audit Committee Member

    For    For    Management
4  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SAMSUNG ELECTRONICS CO., LTD.

 

Ticker:    005930   Security ID:    Y74718100
Meeting Date:    MAR 17, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2.1.1  

Elect Park Byung-gook as Outside Director

    For    Against    Management
2.1.2  

Elect Kim Jeong as Outside Director

    For    Against    Management
2.2.1  

Elect Kim Kinam as Inside Director

    For    For    Management
2.2.2  

Elect Kim Hyun-suk as Inside Director

    For    For    Management
2.2.3  

Elect Koh Dong-jin as Inside Director

    For    For    Management
3  

Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member

    For    Against    Management
4  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

SAMSUNG LIFE INSURANCE CO., LTD.

 

Ticker:    032830   Security ID:    Y74860100
Meeting Date:    MAR 18, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2.1.1  

Elect Kang Yoon-gu as Outside Director

    For    For    Management
2.1.2  

Elect Cho Bae-suk as Outside Director

    For    For    Management
2.2.1  

Elect Jang Deok-hui as Inside Director

    For    For    Management
3  

Elect Cho Bae-suk as a Member of Audit Committee

    For    For    Management
4  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SAMSUNG SDI CO., LTD.

 

Ticker:    006400   Security ID:    Y74866107
Meeting Date:    MAR 17, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2.1  

Elect Jang Hyeok as Inside Director

    For    For    Management
2.2  

Elect Kim Jong-seong as Inside Director

    For    For    Management
3  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

SANDS CHINA LTD.

 

Ticker:    1928   Security ID:    G7800X107
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2a  

Elect Robert Glen Goldstein as Director

    For    For    Management
2b  

Elect Steven Zygmunt Strasser as Director

    For    For    Management
2c  

Elect Kenneth Patrick Chung as Director

    For    For    Management
2d  

Elect Chum Kwan Lock, Grant as Director

    For    For    Management
2e  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
3  

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SANDVIK AKTIEBOLAG

 

Ticker:    SAND   Security ID:    W74857165
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2.A  

Designate Ann Grevelius as Inspector of Minutes of Meeting

    For    For    Management
2.B  

Designate Anders Oscarsson as Inspector of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8.1  

Approve Discharge of Board Chairman Johan Molin

    For    For    Management
8.2  

Approve Discharge of Board Member Jennifer Allerton

    For    For    Management
8.3  

Approve Discharge of Board Member Claes Boustedt

    For    For    Management
8.4  

Approve Discharge of Board Member Marika Fredriksson

    For    For    Management
8.5  

Approve Discharge of Board Member Johan Karlstrom

    For    For    Management
8.6  

Approve Discharge of Board Member Helena Stjernholm

    For    For    Management
8.7  

Approve Discharge of Board Member Lars Westerberg

    For    For    Management
8.8  

Approve Discharge of Board Member and CEO Stefan Widing

    For    For    Management
8.9  

Approve Discharge of Board Member Kai Warn

    For    For    Management
8.10  

Approve Discharge of Employee Representative Tomas Karnstrom

    For    For    Management
8.11  

Approve Discharge of Employee Representative Thomas Lilja

    For    For    Management
8.12  

Approve Discharge of Deputy Employee Representative Thomas Andersson

    For    For    Management
8.13  

Approve Discharge of Deputy Employee Representative Mats Lundberg

    For    For    Management
8.14  

Approve Discharge of Former Board Member and CEO Bjorn Rosengren

    For    For    Management
9  

Approve Allocation of Income and Dividends of SEK 6.5 Per Share

    For    For    Management
10  

Determine Number of Directors (8) and Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors

    For    For    Management
11  

Approve Remuneration of Directors in the Amount of SEK 2.6 Million for Chairman and SEK 710,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditor

    For    For    Management
12.1  

Elect Andreas Nordbrandt as New Director

    For    For    Management
12.2  

Reelect Jennifer Allerton as Director

    For    For    Management
12.3  

Reelect Claes Boustedt as Director

    For    For    Management
12.4  

Reelect Marika Fredriksson as Director

    For    For    Management
12.5  

Reelect Johan Molin as Director

    For    For    Management
12.6  

Reelect Helena Stjernholm as Director

    For    For    Management
12.7  

Reelect Stefan Widing as Director

    For    For    Management
12.8  

Reelect Kai Warn as Director

    For    For    Management
13  

Reelect Johan Molin as Chairman of the Board

    For    For    Management
14  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
15  

Approve Remuneration Report

    For    For    Management
16  

Approve Performance Share Matching Plan for Key Employees

    For    Against    Management
17  

Authorize Share Repurchase Program

    For    For    Management
18  

Amend Articles Re: Editorial Changes to Article 1; Participation at General Meeting; Postal Voting; Share Registar

    For    For    Management

SANOFI

 

Ticker:    SAN   Security ID:    F5548N101
Meeting Date:    APR 30, 2021   Meeting Type:    Annual/Special
Record Date:    APR 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Treatment of Losses and Dividends of EUR 3.20 per Share

    For    For    Management
4  

Ratify Appointment of Gilles Schnepp as Director

    For    For    Management
5  

Reelect Fabienne Lecorvaisier as Director

    For    For    Management
6  

Reelect Melanie Lee as Director

    For    For    Management
7  

Elect Barbara Lavernos as Director

    For    For    Management
8  

Approve Compensation Report of Corporate Officers

    For    For    Management
9  

Approve Compensation of Serge Weinberg, Chairman of the Board

    For    For    Management
10  

Approve Compensation of Paul Hudson, CEO

    For    For    Management
11  

Approve Remuneration Policy of Directors

    For    For    Management
12  

Approve Remuneration Policy of Chairman of the Board

    For    For    Management
13  

Approve Remuneration Policy of CEO

    For    For    Management
14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
15  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million

    For    For    Management
17  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million

    For    For    Management
18  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million

    For    For    Management
19  

Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion

    For    For    Management
20  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

    For    For    Management
21  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
22  

Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value

    For    For    Management
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
24  

Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
25  

Amend Article 13 of Bylaws Re: Written Consultation

    For    For    Management
26  

Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors

    For    For    Management
27  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SANTEN PHARMACEUTICAL CO., LTD.

 

Ticker:    4536   Security ID:    J68467109
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 14

    For    For    Management
2.1  

Elect Director Kurokawa, Akira

    For    For    Management
2.2  

Elect Director Taniuchi, Shigeo

    For    For    Management
2.3  

Elect Director Ito, Takeshi

    For    For    Management
2.4  

Elect Director Oishi, Kanoko

    For    For    Management
2.5  

Elect Director Shintaku, Yutaro

    For    For    Management
2.6  

Elect Director Minakawa, Kunihito

    For    For    Management

SAP SE

 

Ticker:    SAP   Security ID:    D66992104
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 1.85 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify KPMG AG as Auditors for Fiscal Year 2021

    For    For    Management
6.1  

Elect Qi Lu to the Supervisory Board

    For    For    Management
6.2  

Elect Rouven Westphal to the Supervisory Board

    For    For    Management
7  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights

    For    For    Management
8  

Amend Corporate Purpose

    For    For    Management
9  

Amend Articles Re: Proof of Entitlement

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SASOL LTD.

 

Ticker:    SOL   Security ID:    803866102
Meeting Date:    NOV 20, 2020   Meeting Type:    Annual
Record Date:    NOV 13, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Re-elect Colin Beggs as Director

    For    For    Management
1.2  

Re-elect Nomgando Matyumza as Director

    For    For    Management
1.3  

Re-elect Moses Mkhize as Director

    For    For    Management
1.4  

Re-elect Mpho Nkeli as Director

    For    For    Management
1.5  

Re-elect Stephen Westwell as Director

    For    Against    Management
2  

Elect Kathy Harper as Director

    For    For    Management
3  

Reappoint PricewaterhouseCoopers Inc. as Auditors

    For    For    Management
4.1  

Re-elect Colin Beggs as Member of the Audit Committee

    For    For    Management
4.2  

Elect Kathy Harper as Member of the Audit Committee

    For    For    Management
4.3  

Re-elect Trix Kennealy as Member of the Audit Committee

    For    For    Management
4.4  

Re-elect Nomgando Matyumza as Member of the Audit Committee

    For    For    Management
4.5  

Re-elect Stephen Westwell as Member of the Audit Committee

    For    For    Management
5  

Approve Remuneration Policy

    For    For    Management
6  

Approve Implementation Report of the Remuneration Policy

    For    Against    Management
7  

Approve Remuneration of Non-Executive Directors

    For    For    Management
8  

Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act

    For    For    Management

SASOL LTD.

 

Ticker:    SOL   Security ID:    803866102
Meeting Date:    NOV 20, 2020   Meeting Type:    Special
Record Date:    NOV 13, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Matters Relating to the Transaction Material Agreements as a Category 1 Transaction in Terms of the JSE Listings Requirements

    For    For    Management
2  

Authorise Ratification of Approved Resolutions

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SBA COMMUNICATIONS CORPORATION

 

Ticker:    SBAC   Security ID:    78410G104
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Mary S. Chan

    For    For    Management
1.2  

Elect Director George R. Krouse, Jr.

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

SBERBANK RUSSIA PJSC

 

Ticker:    SBER   Security ID:    80585Y308
Meeting Date:    SEP 25, 2020   Meeting Type:    Annual
Record Date:    AUG 25, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Annual Report

    For    For    Management
2  

Approve Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share

    For    For    Management
3  

Ratify PricewaterhouseCoopers as Auditor

    For    For    Management
4.1  

Elect Esko Tapani Aho as Director

    None    For    Management
4.2  

Elect Leonid Boguslavskii as Director

    None    For    Management
4.3  

Elect Herman Gref as Director

    None    Against    Management
4.4  

Elect Bella Zlatkis as Director

    None    Against    Management
4.5  

Elect Sergei Ignatev as Director

    None    Against    Management
4.6  

Elect Mikhail Kovalchuk as Director

    None    Against    Management
4.7  

Elect Vladimir Kolychev as Director

    None    Against    Management
4.8  

Elect Nikolai Kudriavtsev as Director

    None    For    Management
4.9  

Elect Aleksandr Kuleshov as Director

    None    For    Management
4.10  

Elect Gennadii Melikian as Director

    None    For    Management
4.11  

Elect Maksim Oreshkin as Director

    None    Against    Management
4.12  

Elect Anton Siluanov as Director

    None    Against    Management
4.13  

Elect Dmitrii Chernyshenko as Director

    None    Against    Management
4.14  

Elect Nadya Wells as Director

    None    For    Management
5  

Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company

    For    For    Management
6  

Amend Charter

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SBERBANK RUSSIA PJSC

 

Ticker:    SBER   Security ID:    80585Y308
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Annual Report

    For    For    Management
2  

Approve Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share

    For    For    Management
3  

Ratify PricewaterhouseCoopers as Auditor

    For    For    Management
4.1  

Elect Esko Tapani Aho as Director

    None    For    Management
4.2  

Elect Natalie Alexandra Braginsky Mounier as Director

    None    For    Management
4.3  

Elect Herman Gref as Director

    None    Against    Management
4.4  

Elect Bella Zlatkis as Director

    None    Against    Management
4.5  

Elect Sergei Ignatev as Director

    None    Against    Management
4.6  

Elect Mikhail Kovalchuk as Director

    None    Against    Management
4.7  

Elect Vladimir Kolychev as Director

    None    Against    Management
4.8  

Elect Nikolai Kudriavtsev as Director

    None    For    Management
4.9  

Elect Aleksandr Kuleshov as Director

    None    For    Management
4.10  

Elect Gennadii Melikian as Director

    None    Against    Management
4.11  

Elect Maksim Oreshkin as Director

    None    Against    Management
4.12  

Elect Anton Siluanov as Director

    None    Against    Management
4.13  

Elect Dmitrii Chernyshenko as Director

    None    Against    Management
4.14  

Elect Nadya Wells as Director

    None    Against    Management
5  

Approve New Edition of Charter

    For    For    Management
6  

Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company

    For    For    Management
7  

Approve Remuneration of Directors

    For    For    Management
8  

Amend Regulations on Remuneration of Directors

    For    For    Management

SCENTRE GROUP

 

Ticker:    SCG   Security ID:    Q8351E109
Meeting Date:    APR 08, 2021   Meeting Type:    Annual
Record Date:    APR 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2  

Approve Remuneration Report

    For    Against    Management
3  

Elect Carolyn Kay as Director

    For    For    Management
4  

Elect Margaret Seale as Director

    For    For    Management
5  

Elect Guy Russo as Director

    For    For    Management
6  

Approve Grant of Performance Rights to Peter Allen

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SCHLUMBERGER N.V.

 

Ticker:    SLB   Security ID:    806857108
Meeting Date:    APR 07, 2021   Meeting Type:    Annual
Record Date:    FEB 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Patrick de La Chevardiere

    For    For    Management
1.2  

Elect Director Miguel M. Galuccio

    For    For    Management
1.3  

Elect Director Olivier Le Peuch

    For    For    Management
1.4  

Elect Director Tatiana A. Mitrova

    For    For    Management
1.5  

Elect Director Maria Moraeus Hanssen

    For    For    Management
1.6  

Elect Director Mark G. Papa

    For    For    Management
1.7  

Elect Director Henri Seydoux

    For    For    Management
1.8  

Elect Director Jeff W. Sheets

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Adopt and Approve Financials and Dividends

    For    For    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
5  

Amend Omnibus Stock Plan

    For    For    Management
6  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
7  

Amend Non-Employee Director Restricted Stock Plan

    For    For    Management

SCHNEIDER ELECTRIC SE

 

Ticker:    SU   Security ID:    F86921107
Meeting Date:    APR 28, 2021   Meeting Type:    Annual/Special
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Treatment of Losses and Dividends of EUR 2.60 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions

    For    For    Management
5  

Approve Compensation Report of Corporate Officers

    For    For    Management
6  

Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO

    For    For    Management
7  

Approve Remuneration Policy of Chairman and CEO

    For    For    Management
8  

Approve Remuneration Policy of Directors

    For    For    Management
9  

Reelect Jean-Pascal Tricoire as Director

    For    For    Management
10  

Elect Anna Ohlsson-Leijon as Director

    For    For    Management
11  

Elect Thierry Jacquet as Representative of Employee Shareholders to the Board

    Against    Against    Management
12  

Elect Zennia Csikos as Representative of Employee Shareholders to the Board

    Against    Against    Management
13  

Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board

    For    For    Management
14  

Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board

    Against    Against    Management
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million

    For    For    Management
17  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million

    For    For    Management
18  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million

    For    For    Management
19  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18

    For    For    Management
20  

Authorize Capital Increase of up to 9. 88 Percent of Issued Capital for Contributions in Kind

    For    For    Management
21  

Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value

    For    For    Management
22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

    For    For    Management
24  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
25  

Amend Article 13 of Bylaws Re: Editorial Change

    For    For    Management
26  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SEAGATE TECHNOLOGY PLC

 

Ticker:    STX   Security ID:    G7945M107
Meeting Date:    OCT 22, 2020   Meeting Type:    Annual
Record Date:    AUG 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark W. Adams

    For    For    Management
1b  

Elect Director Judy Bruner

    For    For    Management
1c  

Elect Director Michael R. Cannon

    For    For    Management
1d  

Elect Director William T. Coleman

    For    For    Management
1e  

Elect Director Jay L. Geldmacher

    For    For    Management
1f  

Elect Director Dylan G. Haggart

    For    For    Management
1g  

Elect Director Stephen J. Luczo

    For    For    Management
1h  

Elect Director William D. Mosley

    For    For    Management
1i  

Elect Director Stephanie Tilenius

    For    For    Management
1j  

Elect Director Edward J. Zander

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Determine Price Range for Reissuance of Treasury Shares

    For    For    Management

SEAGATE TECHNOLOGY PLC

 

Ticker:    STX   Security ID:    G7945M111
Meeting Date:    APR 14, 2021   Meeting Type:    Court
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Scheme of Arrangement

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SEAGATE TECHNOLOGY PLC

 

Ticker:    STX   Security ID:    G7945M107
Meeting Date:    APR 14, 2021   Meeting Type:    Special
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Scheme of Arrangement

    For    For    Management
2  

Amend Constitution

    For    For    Management
3  

Approve Creation of Distributable Reserves

    For    For    Management
4  

Adjourn Meeting

    For    For    Management

SEAGEN INC.

 

Ticker:    SGEN   Security ID:    81181C104
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Felix J. Baker

    For    For    Management
1b  

Elect Director Clay B. Siegall

    For    For    Management
1c  

Elect Director Nancy A. Simonian

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SECOM CO., LTD.

 

Ticker:    9735   Security ID:    J69972107
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 85

    For    For    Management
2.1  

Elect Director Iida, Makoto

    For    For    Management
2.2  

Elect Director Nakayama, Yasuo

    For    For    Management
2.3  

Elect Director Ozeki, Ichiro

    For    For    Management
2.4  

Elect Director Yoshida, Yasuyuki

    For    For    Management
2.5  

Elect Director Fuse, Tatsuro

    For    For    Management
2.6  

Elect Director Izumida, Tatsuya

    For    For    Management
2.7  

Elect Director Kurihara, Tatsushi

    For    For    Management
2.8  

Elect Director Hirose, Takaharu

    For    For    Management
2.9  

Elect Director Kawano, Hirobumi

    For    For    Management
2.10  

Elect Director Watanabe, Hajime

    For    For    Management
2.11  

Elect Director Hara, Miri

    For    For    Management
3  

Approve Restricted Stock Plan

    For    For    Management

SEKISUI HOUSE, LTD.

 

Ticker:    1928   Security ID:    J70746136
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    JAN 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 39

    For    For    Management
2  

Amend Articles to Amend Provisions on Number of Directors - Amend Provisions on Number of Statutory Auditors

    For    For    Management
3.1  

Elect Director Nakai, Yoshihiro

    For    For    Management
3.2  

Elect Director Horiuchi, Yosuke

    For    For    Management
3.3  

Elect Director Nishida, Kumpei

    For    For    Management
3.4  

Elect Director Tanaka, Satoshi

    For    For    Management
3.5  

Elect Director Miura, Toshiharu

    For    For    Management
3.6  

Elect Director Ishii, Toru

    For    For    Management
3.7  

Elect Director Yoshimaru, Yukiko

    For    For    Management
3.8  

Elect Director Kitazawa, Toshifumi

    For    For    Management
3.9  

Elect Director Nakajima, Yoshimi

    For    For    Management
3.10  

Elect Director Takegawa, Keiko

    For    For    Management
4.1  

Appoint Statutory Auditor Ito, Midori

    For    For    Management
4.2  

Appoint Statutory Auditor Kobayashi, Takashi

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION

 

Ticker:    981   Security ID:    G8020E119
Meeting Date:    DEC 15, 2020   Meeting Type:    Special
Record Date:    DEC 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Framework Agreement Between the Company and Semiconductor Manufacturing North China (Beijing) Corporation and SMNC Framework Agreement Annual Caps

    For    Against    Management
2  

Approve Amendment Agreement Between the Company and Semiconductor Manufacturing South China Corporation and SMSC Framework Agreement Revised Annual Caps

    For    For    Management
3  

Approve Centralized Fund Management Agreement Entered into Among the Company, Semiconductor Manufacturing International (Beijing) Corporation and Semiconductor Manufacturing South China Corporation and Centralized Fund Management Agreement Annual Caps

    For    Against    Management
4  

Approve Framework Agreement Between the Company and Sino IC Leasing Co., Ltd., and Sino IC Leasing Framework Agreement Annual Caps

    For    For    Management
5  

Approve Grant of Restricted Share Units to Zhou Zixue Under the 2014 Equity Incentive Plan

    For    Against    Management
6  

Approve Grant of Restricted Share Units to Zhao Haijun Under the 2014 Equity Incentive Plan

    For    Against    Management
7  

Approve Grant of Restricted Share Units to Liang Mong Song Under the 2014 Equity Incentive Plan

    For    Against    Management
8  

Approve Grant of Restricted Share Units to Gao Yonggang Under the 2014 Equity Incentive Plan

    For    Against    Management
9  

Approve Grant of Restricted Share Units to Chen Shanzhi Under the 2014 Equity Incentive Plan

    For    Against    Management
10  

Approve Grant of Restricted Share Units to William Tudor Brown Under the 2014 Equity Incentive Plan

    For    Against    Management
11  

Approve Grant of Restricted Share Units to Tong Guohua Under the 2014 Equity Incentive Plan

    For    Against    Management
12  

Approve Grant of Restricted Share Units to Cong Jingsheng Jason Under the 2014 Equity Incentive Plan

    For    Against    Management

SEMPRA ENERGY

 

Ticker:    SRE   Security ID:    816851109
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Alan L. Boeckmann

    For    For    Management
1b  

Elect Director Andres Conesa

    For    For    Management
1c  

Elect Director Maria Contreras-Sweet

    For    For    Management
1d  

Elect Director Pablo A. Ferrero

    For    For    Management
1e  

Elect Director William D. Jones

    For    For    Management
1f  

Elect Director Jeffrey W. Martin

    For    For    Management
1g  

Elect Director Bethany J. Mayer

    For    For    Management
1h  

Elect Director Michael N. Mears

    For    For    Management
1i  

Elect Director Jack T. Taylor

    For    For    Management
1j  

Elect Director Cynthia L. Walker

    For    For    Management
1k  

Elect Director Cynthia J. Warner

    For    For    Management
1l  

Elect Director James C. Yardley

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder
5  

Report on Corporate Climate Lobbying Aligned with Paris Agreement

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SERVICENOW, INC.

 

Ticker:    NOW   Security ID:    81762P102
Meeting Date:    JUN 07, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Susan L. Bostrom

    For    For    Management
1b  

Elect Director Jonathan C. Chadwick

    For    For    Management
1c  

Elect Director Lawrence J. Jackson, Jr.

    For    For    Management
1d  

Elect Director Frederic B. Luddy

    For    For    Management
1e  

Elect Director Jeffrey A. Miller

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Provide Right to Call Special Meeting

    For    For    Management
5  

Approve Omnibus Stock Plan

    For    For    Management
6  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management

SEVEN & I HOLDINGS CO., LTD.

 

Ticker:    3382   Security ID:    J7165H108
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    FEB 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 51

    For    For    Management
2.1  

Elect Director Isaka, Ryuichi

    For    For    Management
2.2  

Elect Director Goto, Katsuhiro

    For    For    Management
2.3  

Elect Director Ito, Junro

    For    For    Management
2.4  

Elect Director Yamaguchi, Kimiyoshi

    For    For    Management
2.5  

Elect Director Maruyama, Yoshimichi

    For    For    Management
2.6  

Elect Director Nagamatsu, Fumihiko

    For    For    Management
2.7  

Elect Director Kimura, Shigeki

    For    For    Management
2.8  

Elect Director Joseph M. DePinto

    For    For    Management
2.9  

Elect Director Tsukio, Yoshio

    For    For    Management
2.10  

Elect Director Ito, Kunio

    For    For    Management
2.11  

Elect Director Yonemura, Toshiro

    For    For    Management
2.12  

Elect Director Higashi, Tetsuro

    For    For    Management
2.13  

Elect Director Rudy, Kazuko

    For    For    Management
3  

Appoint Statutory Auditor Habano, Noriyuki

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SG HOLDINGS CO., LTD.

 

Ticker:    9143   Security ID:    J7134P108
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kuriwada, Eiichi

    For    For    Management
1.2  

Elect Director Matsumoto, Hidekazu

    For    For    Management
1.3  

Elect Director Motomura, Masahide

    For    For    Management
1.4  

Elect Director Nakajima, Shunichi

    For    For    Management
1.5  

Elect Director Kawanago, Katsuhiro

    For    For    Management
1.6  

Elect Director Takaoka, Mika

    For    For    Management
1.7  

Elect Director Sagisaka, Osami

    For    For    Management
1.8  

Elect Director Akiyama, Masato

    For    For    Management
2.1  

Appoint Statutory Auditor Nakanishi, Takashi

    For    For    Management
2.2  

Appoint Statutory Auditor Tajima, Satoshi

    For    For    Management
2.3  

Appoint Statutory Auditor Okamura, Kenichiro

    For    For    Management
2.4  

Appoint Statutory Auditor Oshima, Yoshitaka

    For    For    Management

SGS SA

 

Ticker:    SGSN   Security ID:    H7485A108
Meeting Date:    MAR 23, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
1.2  

Approve Remuneration Report (Non-Binding)

    For    For    Management
2  

Approve Discharge of Board and Senior Management

    For    For    Management
3  

Approve Allocation of Income and Dividends of CHF 80.00 per Share

    For    For    Management
4.1a  

Reelect Calvin Grieder as Director

    For    For    Management
4.1b  

Reelect Sami Atiya as Director

    For    For    Management
4.1c  

Reelect Paul Desmarais as Director

    For    For    Management
4.1d  

Reelect Ian Gallienne as Director

    For    For    Management
4.1e  

Reelect Shelby du Pasquier as Director

    For    For    Management
4.1f  

Reelect Kory Sorenson as Director

    For    For    Management
4.1g  

Reelect Tobias Hartmann as Director

    For    For    Management
4.1h  

Elect Janet Vergis as Director

    For    For    Management
4.2  

Reelect Calvin Grieder as Board Chairman

    For    For    Management
4.3.1  

Reappoint Ian Gallienne as Member of the Compensation Committee

    For    Against    Management
4.3.2  

Reappoint Shelby du Pasquier as Member of the Compensation Committee

    For    Against    Management
4.3.3  

Reappoint Kory Sorenson as Member of the Compensation Committee

    For    For    Management
4.4  

Ratify PricewaterhouseCoopers SA as Auditors

    For    For    Management
4.5  

Designate Jeandin & Defacqz as Independent Proxy

    For    For    Management
5.1  

Approve Remuneration of Directors in the Amount of CHF 2.3 Million

    For    For    Management
5.2  

Approve Fixed Remuneration of Executive Committee in the Amount of CHF 14 Million

    For    For    Management
5.3  

Approve Variable Remuneration of Executive Committee in the Amount of CHF 3.1 Million

    For    For    Management
5.4  

Approve Long Term Incentive Plan for Executive Committee in the Amount of CHF 26 Million

    For    For    Management
6  

Approve CHF 70,700 Reduction in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
7  

Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights

    For    For    Management
8  

Transact Other Business (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED

 

Ticker:    1066   Security ID:    Y76810103
Meeting Date:    OCT 14, 2020   Meeting Type:    Special
Record Date:    OCT 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Distribution of Interim Dividend

    For    For    Management

SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED

 

Ticker:    1066   Security ID:    Y76810103
Meeting Date:    OCT 14, 2020   Meeting Type:    Special
Record Date:    OCT 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Logistic and Distribution Services Framework Agreement, Annual Caps and Related Transactions

    For    For    Management
2  

Approve Purchase Framework Agreement, Annual Caps and Related Transactions

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED

 

Ticker:    1066   Security ID:    Y76810103
Meeting Date:    DEC 03, 2020   Meeting Type:    Special
Record Date:    NOV 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Purchase Framework Agreement (as Amended by the Supplemental Purchase Framework Agreement), Annual Caps and Related Transactions

    For    For    Management

SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED

 

Ticker:    1066   Security ID:    Y76810103
Meeting Date:    DEC 03, 2020   Meeting Type:    Special
Record Date:    NOV 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Mandate for the Issuance of Debt Securities

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED

 

Ticker:    1066   Security ID:    Y76810103
Meeting Date:    MAR 08, 2021   Meeting Type:    Special
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Grant of Share Awards

    For    For    Management
2  

Amend Articles of Association

    For    For    Management
3  

Elect Chen Lin as Director

    For    For    Management
4  

Elect Tang Zheng Peng as Director

    For    For    Management

SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED

 

Ticker:    2313   Security ID:    G8087W101
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Huang Guanlin as Director

    For    For    Management
4  

Elect Ma Renhe as Director

    For    For    Management
5  

Elect Zhang Bingsheng as Director

    For    For    Management
6  

Elect Liu Chunhong as Director

    For    For    Management
7  

Elect Liu Xinggao as Director

    For    For    Management
8  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
9  

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
10  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
11  

Authorize Repurchase of Issued Share Capital

    For    For    Management
12  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SHIMADZU CORP.

 

Ticker:    7701   Security ID:    J72165129
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 19

    For    For    Management
2.1  

Elect Director Nakamoto, Akira

    For    For    Management
2.2  

Elect Director Ueda, Teruhisa

    For    For    Management
2.3  

Elect Director Miura, Yasuo

    For    For    Management
2.4  

Elect Director Kitaoka, Mitsuo

    For    For    Management
2.5  

Elect Director Yamamoto, Yasunori

    For    For    Management
2.6  

Elect Director Wada, Hiroko

    For    For    Management
2.7  

Elect Director Hanai, Nobuo

    For    For    Management
2.8  

Elect Director Nakanishi, Yoshiyuki

    For    For    Management
3  

Appoint Statutory Auditor Fujii, Hiroyuki

    For    For    Management

SHIMANO, INC.

 

Ticker:    7309   Security ID:    J72262108
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 277.5

    For    For    Management
2.1  

Elect Director Chia Chin Seng

    For    For    Management
2.2  

Elect Director Otsu, Tomohiro

    For    For    Management
2.3  

Elect Director Yoshida, Tamotsu

    For    For    Management
2.4  

Elect Director Ichijo, Kazuo

    For    For    Management
2.5  

Elect Director Katsumaru, Mitsuhiro

    For    For    Management
2.6  

Elect Director Sakakibara, Sadayuki

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SHIN-ETSU CHEMICAL CO., LTD.

 

Ticker:    4063   Security ID:    J72810120
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 140

    For    For    Management
2  

Amend Articles to Amend Provisions on Number of Directors - Reduce Directors’ Term

    For    For    Management
3.1  

Elect Director Saito, Yasuhiko

    For    For    Management
3.2  

Elect Director Ueno, Susumu

    For    For    Management
3.3  

Elect Director Frank Peter Popoff

    For    For    Management
3.4  

Elect Director Miyazaki, Tsuyoshi

    For    For    Management
3.5  

Elect Director Fukui, Toshihiko

    For    For    Management
4  

Appoint Statutory Auditor Kagami, Mitsuko

    For    For    Management
5  

Approve Compensation Ceiling for Directors

    For    For    Management
6  

Approve Stock Option Plan

    For    For    Management
7  

Approve Stock Option Plan

    For    For    Management

SHINHAN FINANCIAL GROUP CO., LTD.

 

Ticker:    055550   Security ID:    Y7749X101
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Amend Articles of Incorporation

    For    For    Management
3.1  

Elect Jin Ok-dong as Non-Independent Non-Executive Director

    For    Against    Management
3.2  

Elect Park An-soon as Outside Director

    For    Against    Management
3.3  

Elect Bae Hun as Outside Director

    For    For    Management
3.4  

Elect Byeon Yang-ho as Outside Director

    For    Against    Management
3.5  

Elect Sung Jae-ho as Outside Director

    For    Against    Management
3.6  

Elect Lee Yong-guk as Outside Director

    For    For    Management
3.7  

Elect Lee Yoon-jae as Outside Director

    For    Against    Management
3.8  

Elect Choi Kyong-rok as Outside Director

    For    Against    Management
3.9  

Elect Choi Jae-boong as Outside Director

    For    For    Management
3.10  

Elect Huh Yong-hak as Outside Director

    For    Against    Management
4  

Elect Gwak Su-geun as Outside Director to Serve as an Audit Committee Member

    For    For    Management
5.1  

Elect Sung Jae-ho as a Member of Audit Committee

    For    Against    Management
5.2  

Elect Lee Yoon-jae as a Member of Audit Committee

    For    Against    Management
6  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SHIONOGI & CO., LTD.

 

Ticker:    4507   Security ID:    J74229105
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 55

    For    For    Management
2.1  

Elect Director Teshirogi, Isao

    For    For    Management
2.2  

Elect Director Sawada, Takuko

    For    For    Management
2.3  

Elect Director Ando, Keiichi

    For    For    Management
2.4  

Elect Director Ozaki, Hiroshi

    For    For    Management
2.5  

Elect Director Takatsuki, Fumi

    For    For    Management
3  

Appoint Statutory Auditor Fujiwara, Takaoki

    For    For    Management

SHISEIDO CO., LTD.

 

Ticker:    4911   Security ID:    J74358144
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 20

    For    For    Management
2.1  

Elect Director Uotani, Masahiko

    For    For    Management
2.2  

Elect Director Suzuki, Yukari

    For    For    Management
2.3  

Elect Director Tadakawa, Norio

    For    For    Management
2.4  

Elect Director Yokota, Takayuki

    For    For    Management
2.5  

Elect Director Fujimori, Yoshiaki

    For    For    Management
2.6  

Elect Director Ishikura, Yoko

    For    For    Management
2.7  

Elect Director Iwahara, Shinsaku

    For    For    Management
2.8  

Elect Director Oishi, Kanoko

    For    For    Management
3  

Appoint Statutory Auditor Ozu, Hiroshi

    For    For    Management
4  

Approve Performance Share Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SHOPIFY INC.

 

Ticker:    SHOP   Security ID:    82509L107
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual/Special
Record Date:    APR 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Tobias Luetke

    For    For    Management
1B  

Elect Director Robert Ashe

    For    For    Management
1C  

Elect Director Gail Goodman

    For    For    Management
1D  

Elect Director Colleen Johnston

    For    For    Management
1E  

Elect Director Jeremy Levine

    For    For    Management
1F  

Elect Director John Phillips

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Re-approve Stock Option Plan

    For    Against    Management
4  

Re-approve Long Term Incentive Plan

    For    Against    Management
5  

Advisory Vote on Executive Compensation Approach

    For    For    Management

SIBANYE STILLWATER LTD.

 

Ticker:    SSW   Security ID:    S7627K103
Meeting Date:    DEC 01, 2020   Meeting Type:    Special
Record Date:    NOV 20, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Authorise Implementation of the Odd-lot Offer

    For    For    Management
2  

Authorise Ratification of Approved Resolutions

    For    For    Management
1  

Amend Memorandum of Incorporation

    For    For    Management
2  

Authorise Specific Repurchase of Shares from the Odd-lot Holders

    For    For    Management
3  

Authorise Specific Repurchase of Shares from the Specific Holders

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SIBANYE STILLWATER LTD.

 

Ticker:    SSW   Security ID:    S7627K103
Meeting Date:    MAY 25, 2021   Meeting Type:    Annual
Record Date:    MAY 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Reappoint Ernst & Young Inc as Auditors of the Company with Lance Tomlinson as the Designated Individual Partner

    For    For    Management
2  

Elect Sindiswa Zilwa as Director

    For    For    Management
3  

Re-elect Rick Menell as Director

    For    For    Management
4  

Re-elect Keith Rayner as Director

    For    For    Management
5  

Re-elect Jerry Vilakazi as Director

    For    For    Management
6  

Re-elect Keith Rayner as Chair of the Audit Committee

    For    For    Management
7  

Re-elect Timothy Cumming as Member of the Audit Committee

    For    For    Management
8  

Re-elect Savannah Danson as Member of the Audit Committee

    For    For    Management
9  

Re-elect Rick Menell as Member of the Audit Committee

    For    For    Management
10  

Re-elect Nkosemntu Nika as Member of the Audit Committee

    For    For    Management
11  

Re-elect Susan van der Merwe as Member of the Audit Committee

    For    For    Management
12  

Elect Sindiswa Zilwa as Member of the Audit Committee

    For    For    Management
13  

Place Authorised but Unissued Shares under Control of Directors

    For    For    Management
14  

Authorise Board to Issue Shares for Cash

    For    For    Management
15  

Approve Remuneration Policy

    For    For    Management
16  

Approve Remuneration Implementation Report

    For    For    Management
1  

Approve Remuneration of Non-Executive Directors

    For    For    Management
2  

Approve Fees of Investment Committee Members

    For    For    Management
3  

Approve Per Diem Allowance

    For    For    Management
4  

Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act

    For    For    Management
5  

Authorise Repurchase of Issued Share Capital

    For    For    Management

SIEMENS AG

 

Ticker:    SIE   Security ID:    D69671218
Meeting Date:    JUL 09, 2020   Meeting Type:    Special
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Spin-Off and Takeover Agreement with Siemens Energy AG

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SIEMENS AG

 

Ticker:    SIE   Security ID:    D69671218
Meeting Date:    FEB 03, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 3.50 per Share

    For    For    Management
3.1  

Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20

    For    For    Management
3.2  

Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20

    For    For    Management
3.3  

Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20

    For    For    Management
3.4  

Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20

    For    For    Management
3.5  

Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20

    For    For    Management
3.6  

Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20

    For    For    Management
3.7  

Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20

    For    For    Management
3.8  

Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20

    For    For    Management
4.1  

Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20

    For    For    Management
4.2  

Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20

    For    For    Management
4.3  

Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20

    For    For    Management
4.4  

Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20

    For    For    Management
4.5  

Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20

    For    For    Management
4.6  

Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20

    For    For    Management
4.7  

Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20

    For    For    Management
4.8  

Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20

    For    For    Management
4.9  

Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20

    For    For    Management
4.10  

Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20

    For    For    Management
4.11  

Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20

    For    For    Management
4.12  

Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20

    For    For    Management
4.13  

Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20

    For    For    Management
4.14  

Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20

    For    For    Management
4.15  

Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20

    For    For    Management
4.16  

Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20

    For    For    Management
4.17  

Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20

    For    For    Management
4.18  

Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20

    For    For    Management
4.19  

Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20

    For    For    Management
4.20  

Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20

    For    For    Management
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21

    For    For    Management
6.1  

Elect Grazia Vittadini to the Supervisory Board

    For    For    Management
6.2  

Elect Kasper Rorsted to the Supervisory Board

    For    For    Management
6.3  

Reelect Jim Snabe to the Supervisory Board

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management
8  

Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan

    For    For    Management
9  

Amend Affiliation Agreement with Siemens Bank GmbH

    For    For    Management
10  

Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting

    Against    For    Shareholder

SIEMENS ENERGY AG

 

Ticker:    ENR   Security ID:    D6T47E106
Meeting Date:    FEB 10, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting)

    None    None    Management
2  

Approve Discharge of Management Board for Fiscal 2019/20

    For    For    Management
3  

Approve Discharge of Supervisory Board for Fiscal 2019/20

    For    For    Management
4  

Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21

    For    For    Management
5.1  

Elect Christine Bortenlaenger to the Supervisory Board

    For    For    Management
5.2  

Elect Sigmar Gabriel to the Supervisory Board

    For    For    Management
5.3  

Elect Joe Kaeser to the Supervisory Board

    For    For    Management
5.4  

Elect Hubert Lienhard to the Supervisory Board

    For    For    Management
5.5  

Elect Hildegard Mueller to the Supervisory Board

    For    For    Management
5.6  

Elect Laurence Mulliez to the Supervisory Board

    For    For    Management
5.7  

Elect Matthias Rebellius to the Supervisory Board

    For    For    Management
5.8  

Elect Ralf Thomas to the Supervisory Board

    For    Against    Management
5.9  

Elect Geisha Williams to the Supervisory Board

    For    For    Management
5.10  

Elect Randy Zwirn to the Supervisory Board

    For    For    Management
6  

Approve Remuneration Policy for the Management Board

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SIKA AG

 

Ticker:    SIKA   Security ID:    H7631K273
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 2.50 per Share

    For    For    Management
3  

Approve Discharge of Board of Directors

    For    For    Management
4.1.1  

Reelect Paul Haelg as Director

    For    For    Management
4.1.2  

Reelect Monika Ribar as Director

    For    For    Management
4.1.3  

Reelect Daniel Sauter as Director

    For    For    Management
4.1.4  

Reelect Christoph Tobler as Director

    For    For    Management
4.1.5  

Reelect Justin Howell as Director

    For    For    Management
4.1.6  

Reelect Thierry Vanlancker as Director

    For    For    Management
4.1.7  

Reelect Viktor Balli as Director

    For    For    Management
4.2  

Elect Paul Schuler as Director

    For    For    Management
4.3  

Reelect Paul Haelg as Board Chairman

    For    For    Management
4.4.1  

Appoint Daniel Sauter as Member of the Nomination and Compensation Committee

    For    For    Management
4.4.2  

Appoint Justin Howell as Member of the Nomination and Compensation Committee

    For    For    Management
4.4.3  

Appoint Thierry Vanlancker as Member of the Nomination and Compensation Committee

    For    For    Management
4.5  

Ratify Ernst & Young AG as Auditors

    For    For    Management
4.6  

Designate Jost Windlin as Independent Proxy

    For    For    Management
5.1  

Approve Remuneration Report (Non-Binding)

    For    For    Management
5.2  

Approve Remuneration of Directors in the Amount of CHF 3.3 Million

    For    For    Management
5.3  

Approve Remuneration of Executive Committee in the Amount of CHF 21.5 Million

    For    For    Management
6  

Transact Other Business (Voting)

    For    Against    Management

SILERGY CORP.

 

Ticker:    6415   Security ID:    G8190F102
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Operations Report and Consolidated Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Amend Rules and Procedures for Election of Directors and Independent Directors

    For    For    Management
4  

Amend Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management
5  

Approve Issuance of Restricted Stocks

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SIMON PROPERTY GROUP, INC.

 

Ticker:    SPG   Security ID:    828806109
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Glyn F. Aeppel

    For    For    Management
1b  

Elect Director Larry C. Glasscock

    For    For    Management
1c  

Elect Director Karen N. Horn

    For    For    Management
1d  

Elect Director Allan Hubbard

    For    For    Management
1e  

Elect Director Reuben S. Leibowitz

    For    For    Management
1f  

Elect Director Gary M. Rodkin

    For    For    Management
1g  

Elect Director Stefan M. Selig

    For    For    Management
1h  

Elect Director Daniel C. Smith

    For    For    Management
1i  

Elect Director J. Albert Smith, Jr.

    For    For    Management
1j  

Elect Director Marta R. Stewart

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

SINGAPORE AIRLINES LIMITED

 

Ticker:    C6L   Security ID:    Y7992P128
Meeting Date:    JUL 27, 2020   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2a  

Elect Simon Cheong Sae Peng as Director For

    For    Management   
2b  

Elect Goh Choon Phong as Director

    For    For    Management
2c  

Elect Hsieh Tsun-yan as Director

    For    For    Management
3  

Approve Directors’ Emoluments

    For    For    Management
4  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    For    Management
6  

Approve Grant of Awards and Issuance of Shares Under the SIA Performance Share Plan 2014 and the SIA Restricted Share Plan 2014

    For    For    Management
7  

Approve Mandate for Interested Person Transactions

    For    For    Management
8  

Authorize Share Repurchase Program

    For    For    Management
9  

Approve Issuance of Additional Mandatory Convertible Bonds and Additional Conversion Shares

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SINGAPORE EXCHANGE LIMITED

 

Ticker:    S68   Security ID:    Y79946102
Meeting Date:    SEP 24, 2020   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Kwa Chong Seng as Director

    For    For    Management
3b  

Elect Kevin Kwok as Director

    For    For    Management
3c  

Elect Lim Chin Hu as Director

    For    For    Management
4  

Elect Beh Swan Gin as Director

    For    For    Management
5  

Approve Directors’ Fees to be Paid to the Chairman

    For    For    Management
6  

Approve Directors’ Fees to be Paid to All Directors (Other than the Chief Executive Officer)

    For    For    Management
7  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
8  

Elect Mark Makepeace as Director

    For    For    Management
9  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    For    Management
10  

Authorize Share Repurchase Program

    For    For    Management

SINGAPORE TECHNOLOGIES ENGINEERING LTD.

 

Ticker:    S63   Security ID:    Y7996W103
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Vincent Chong Sy Feng as Director

    For    For    Management
4  

Elect Lim Ah Doo as Director

    For    For    Management
5  

Elect Lim Sim Seng as Director

    For    For    Management
6  

Elect Ong Su Kiat Melvyn as Director

    For    For    Management
7  

Elect Ng Bee Bee (May) as Director

    For    For    Management
8  

Approve Directors’ Remuneration

    For    For    Management
9  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
10  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    For    Management
11  

Approve Grant of Awards and Issuance of Shares Under the Singapore Technologies Engineering Performance Share Plan 2020 and the Singapore Technologies Engineering Restricted Share Plan 2020

    For    For    Management
12  

Approve Renewal of Mandate for Interested Person Transactions

    For    For    Management
13  

Authorize Share Repurchase Program

    For    For    Management
14  

Approve Kwa Chong Seng to Continue Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(A) of the Listing Manual of Singapore Exchange Securities Trading Limited (Tier 1)

    For    For    Management
15  

Approve Kwa Chong Seng to Continue Office as Independent Director for Purposes of Rule 210(5)(d)(iii)(B) of the Listing Manual of Singapore Exchange Securities Trading Limited (Tier 2)

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SINGAPORE TELECOMMUNICATIONS LIMITED

 

Ticker:    Z74   Security ID:    Y79985209
Meeting Date:    JUL 30, 2020   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Chua Sock Koong as Director

    For    For    Management
4  

Elect Low Check Kian as Director

    For    For    Management
5  

Elect Lee Theng Kiat as Director

    For    For    Management
6  

Approve Directors’ Fees

    For    For    Management
7  

Approve Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
8  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    For    Management
9  

Approve Grant of Awards and Issuance of Shares Under the Singtel Performance Share Plan 2012

    For    For    Management
10  

Authorize Share Repurchase Program

    For    For    Management
11  

Amend Constitution

    For    For    Management

SINO BIOPHARMACEUTICAL LIMITED

 

Ticker:    1177   Security ID:    G8167W138
Meeting Date:    JUN 07, 2021   Meeting Type:    Annual
Record Date:    JUN 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Elect Tse Ping as Director

    For    For    Management
4  

Elect Li Yi as Director

    For    For    Management
5  

Elect Li Mingqin as Director

    For    For    Management
6  

Elect Lu Hong as Director

    For    For    Management
7  

Elect Zhang Lu Fu as Director

    For    For    Management
8  

Elect Li Kwok Tung Donald as Director

    For    For    Management
9  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
10  

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
11A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
11B  

Authorize Repurchase of Issued Share Capital

    For    For    Management
11C  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SINO BIOPHARMACEUTICAL LTD.

 

Ticker:    1177   Security ID:    G8167W138
Meeting Date:    JUL 15, 2020   Meeting Type:    Special
Record Date:    JUL 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Bonus Issue

    For    For    Management
2  

Approve Increase in Authorized Share Capital

    For    For    Management

SINO LAND COMPANY LIMITED

 

Ticker:    83   Security ID:    Y80267126
Meeting Date:    OCT 28, 2020   Meeting Type:    Annual
Record Date:    OCT 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3.1  

Elect Robert Ng Chee Siong as Director

    For    For    Management
3.2  

Elect Adrian David Li Man-kiu as Director

    For    Against    Management
3.3  

Elect Thomas Tang Wing Yung as Director For

    Against    Management   
3.4  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5.1  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5.2  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
5.3  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SINOPHARM GROUP CO. LTD.

 

Ticker:    1099   Security ID:    Y8008N107
Meeting Date:    DEC 18, 2020   Meeting Type:    Special
Record Date:    NOV 17, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve 2020 Procurement Framework Agreement, Proposed Annual Caps and Related Transactions

    For    For    Management
2  

Approve 2020 Financial Services Framework Agreement, Proposed Annual Caps and Related Transactions

    For    Against    Management

SINOPHARM GROUP CO. LTD.

 

Ticker:    1099   Security ID:    Y8008N107
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Report of the Board of Directors

    For    For    Management
2  

Approve Report of the Supervisory Committee

    For    For    Management
3  

Approve Audited Financial Statements of the Company and Its Subsidiaries and the Auditors’ Report

    For    For    Management
4  

Approve Profit Distribution Plan and Payment of Final Dividend

    For    For    Management
5  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
6  

Authorize Supervisory Committee to Fix Remuneration of Supervisors

    For    For    Management
7  

Approve Ernst & Young Hua Ming LLP as Domestic Auditors and Ernst & Young as International Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration

    For    For    Management
8  

Approve Provision of Guarantees

    For    Against    Management
9  

Elect Li Dongjiu as Director, Authorize Board to Fix His Remuneration and Enter into a Service Contract with Him

    For    For    Management
10  

Elect Guan Xiaohui as Supervisor, Authorize Supervisory Committee to Fix Her Remuneration and Enter into a Service Contract with Her

    For    For    Management
11  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares

    For    Against    Management
12  

Approve Grant of General Mandate to the Board to Repurchase H Shares

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SINOPHARM GROUP CO. LTD.

 

Ticker:    1099   Security ID:    Y8008N107
Meeting Date:    JUN 10, 2021   Meeting Type:    Special
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Grant of General Mandate to the Board to Repurchase H Shares

    For    For    Management

SIRIUS XM HOLDINGS INC.

 

Ticker:    SIRI   Security ID:    82968B103
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director David A. Blau

    For    For    Management
1.2  

Elect Director Eddy W. Hartenstein

    For    For    Management
1.3  

Elect Director Robin P. Hickenlooper

    For    For    Management
1.4  

Elect Director James P. Holden

    For    For    Management
1.5  

Elect Director Gregory B. Maffei

    For    Withhold    Management
1.6  

Elect Director Evan D. Malone

    For    For    Management
1.7  

Elect Director James E. Meyer

    For    Withhold    Management
1.8  

Elect Director Jonelle Procope

    For    For    Management
1.9  

Elect Director Michael Rapino

    For    For    Management
1.10  

Elect Director Kristina M. Salen

    For    For    Management
1.11  

Elect Director Carl E. Vogel

    For    For    Management
1.12  

Elect Director Jennifer C. Witz

    For    For    Management
1.13  

Elect Director David M. Zaslav

    For    Withhold    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SK HYNIX, INC.

 

Ticker:    000660   Security ID:    Y8085F100
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Allocation of Income

    For    For    Management
2  

Elect Park Jung-Ho as Inside Director

    For    For    Management
3.1  

Elect Song Ho-Keun as Outside Director

    For    For    Management
3.2  

Elect Cho Hyun-Jae as Outside Director

    For    For    Management
4  

Elect Yoon Tae-Hwa as Outside Director to Serve as an Audit Committee Member

    For    For    Management
5  

Approve Total Remuneration of Inside Directors and Outside Directors

    For    For    Management
6  

Approve Stock Option Grants

    For    For    Management
7  

Approve Stock Option Grants

    For    For    Management

SKANDINAVISKA ENSKILDA BANKEN AB

 

Ticker:    SEB.A   Security ID:    W25381141
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3.1  

Designate Ossian Ekdahl as Inspector of Minutes of Meeting

    For    For    Management
3.2  

Designate Per Colleen as Inspector of Minutes of Meeting

    For    For    Management
4  

Prepare and Approve List of Shareholders

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7  

Receive Financial Statements and Statutory Reports

    None    None    Management
8  

Accept Financial Statements and Statutory Reports

    For    For    Management
9  

Approve Allocation of Income and Dividends of SEK 4.10 Per Share

    For    For    Management
10.1  

Approve Discharge of Johan H. Andresen

    For    For    Management
10.2  

Approve Discharge of Signhild Arnegard Hansen

    For    For    Management
10.3  

Approve Discharge of Anne-Catherine Berner

    For    For    Management
10.4  

Approve Discharge of Samir Brikho

    For    For    Management
10.5  

Approve Discharge of Winnie Fok

    For    For    Management
10.6  

Approve Discharge of Anna-Karin Glimstrom

    For    For    Management
10.7  

Approve Discharge of Annika Dahlberg

    For    For    Management
10.8  

Approve Discharge of Charlotta Lindholm

    For    For    Management
10.9  

Approve Discharge of Sven Nyman

    For    For    Management
10.10  

Approve Discharge of Magnus Olsson

    For    For    Management
10.11  

Approve Discharge of Lars Ottersgard

    For    For    Management
10.12  

Approve Discharge of Jesper Ovesen

    For    For    Management
10.13  

Approve Discharge of Helena Saxon

    For    For    Management
10.14  

Approve Discharge of Johan Torgeby (as Board Member)

    For    For    Management
10.15  

Approve Discharge of Marcus Wallenberg

    For    For    Management
10.16  

Approve Discharge of Hakan Westerberg

    For    For    Management
10.17  

Approve Discharge of Johan Torgeby (as President)

    For    For    Management
11  

Determine Number of Members (9) and Deputy Members of Board

    For    For    Management
12  

Determine Number of Auditors (1) and Deputy Auditors

    For    For    Management
13.1  

Approve Remuneration of Directors in the Amount of SEK 3.2 Million for Chairman, SEK 1 Million for Vice Chairman, and SEK 775,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
13.2  

Approve Remuneration of Auditors

    For    For    Management
14.1  

Reelect Signhild Arnegard Hansen as Director

    For    For    Management
14.2  

Reelect Anne-Catherine Berner as Director

    For    For    Management
14.3  

Reelect Winnie Fok as Director

    For    For    Management
14.4  

Reelect Sven Nyman as Director

    For    For    Management
14.5  

Reelect Lars Ottersgard as Director

    For    For    Management
14.6  

Reelect Jesper Ovesen as Director

    For    Against    Management
14.7  

Reelect Helena Saxon as Director

    For    Against    Management
14.8  

Reelect Johan Torgeby as Director

    For    For    Management
14.9  

Reelect Marcus Wallenberg as Director

    For    Against    Management
14.10  

Reelect Marcus Wallenberg as Board Chairman

    For    Against    Management
15  

Ratify Ernst & Young as Auditors

    For    For    Management
16  

Approve Remuneration Report

    For    For    Management
17.1  

Approve SEB All Employee Program 2021 for All Employees in Most of the Countries where SEB Operates

    For    For    Management
17.2  

Approve SEB Share Deferral Program 2021 for Group Executive Committee, Senior Managers and Key Employees

    For    For    Management
17.3  

Approve SEB Restricted Share Program 2021 for Some Employees in Certain Business Units

    For    For    Management
18.1  

Authorize Share Repurchase Program

    For    For    Management
18.2  

Authorize Repurchase of Class A and/or Class C Shares and Reissuance of Repurchased Shares Inter Alia in for Capital Purposes and Long-Term Incentive Plans

    For    For    Management
18.3  

Approve Transfer of Class A Shares to Participants in 2021 Long-Term Equity Programs

    For    For    Management
19  

Approve Issuance of Convertibles without Preemptive Rights

    For    For    Management
20  

Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management

    For    For    Management
21  

Amend Articles Re: Editorial Changes; Participation at General Meetings; Location of General Meetings; Attendance of Persons not being Shareholders at General Meetings

    For    For    Management
22.1  

The Bank Immediately shall Work for the Exclusion of Fossil Companies as Borrowers in the Bank

    None    Against    Shareholder
22.2  

The Bank shall Exclude Fossil Fuels as Investment Objects

    None    Against    Shareholder
23.1  

By 2025, the Bank will Only Finance those Companies and Projects that are in Line with what Science Requires for the World to Stay below 1.5 Degree Celsius

    None    Against    Shareholder
23.2  

The Board of Directors of the Bank shall Report back on how this has been Implemented at the Latest at the 2022 AGM and thereafter Annually until it has been Fully Implemented

    None    Against    Shareholder
24  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SKYWORKS SOLUTIONS, INC.

 

Ticker:    SWKS   Security ID:    83088M102
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Alan S. Batey

    For    For    Management
1b  

Elect Director Kevin L. Beebe

    For    For    Management
1c  

Elect Director Timothy R. Furey

    For    For    Management
1d  

Elect Director Liam K. Griffin

    For    For    Management
1e  

Elect Director Christine King

    For    For    Management
1f  

Elect Director David P. McGlade

    For    For    Management
1g  

Elect Director Robert A. Schriesheim

    For    For    Management
1h  

Elect Director Kimberly S. Stevenson

    For    For    Management
2  

Ratify KPMG LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Adopt Simple Majority Vote

    None    For    Shareholder

SMARTCENTRES REAL ESTATE INVESTMENT TRUST

 

Ticker:    SRU.UN   Security ID:    83179X108
Meeting Date:    DEC 09, 2020   Meeting Type:    Annual/Special
Record Date:    OCT 26, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Trustee Peter Forde

    For    For    Management
1.2  

Elect Trustee Garry Foster

    For    For    Management
1.3  

Elect Trustee Jamie McVicar

    For    For    Management
1.4  

Elect Trustee Sharm Powell

    For    For    Management
1.5  

Elect Trustee Kevin Pshebniski

    For    For    Management
1.6  

Elect Trustee Michael Young

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

Amend Declaration of Trust Re: Rights of Mitchell Goldhar

    For    For    Management
5  

Amend Declaration of Trust Re: Investment Guidelines and Operating Policies

    For    For    Management
6  

Amend Declaration of Trust Re: Electronic Meetings and Other Minor Changes

    For    For    Management
7  

Approve Equity Incentive Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SMC CORP. (JAPAN)

 

Ticker:    6273   Security ID:    J75734103
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 300

    For    For    Management
2.1  

Elect Director Takada, Yoshiki

    For    For    Management
2.2  

Elect Director Isoe, Toshio

    For    For    Management
2.3  

Elect Director Ota, Masahiro

    For    For    Management
2.4  

Elect Director Maruyama, Susumu

    For    For    Management
2.5  

Elect Director Samuel Neff

    For    For    Management
2.6  

Elect Director Doi, Yoshitada

    For    For    Management
2.7  

Elect Director Kaizu, Masanobu

    For    For    Management
2.8  

Elect Director Kagawa, Toshiharu

    For    For    Management
2.9  

Elect Director Iwata, Yoshiko

    For    For    Management
2.10  

Elect Director Miyazaki, Kyoichi

    For    For    Management

SMITH & NEPHEW PLC

 

Ticker:    SN   Security ID:    G82343164
Meeting Date:    APR 14, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Final Dividend

    For    For    Management
4  

Re-elect Roland Diggelmann as Director

    For    For    Management
5  

Re-elect Erik Engstrom as Director

    For    For    Management
6  

Re-elect Robin Freestone as Director

    For    For    Management
7  

Elect John Ma as Director

    For    For    Management
8  

Elect Katarzyna Mazur-Hofsaess as Director

    For    For    Management
9  

Elect Rick Medlock as Director

    For    For    Management
10  

Elect Anne-Francoise Nesmes as Director

    For    For    Management
11  

Re-elect Marc Owen as Director

    For    For    Management
12  

Re-elect Roberto Quarta as Director

    For    For    Management
13  

Re-elect Angie Risley as Director

    For    For    Management
14  

Elect Bob White as Director

    For    For    Management
15  

Reappoint KPMG LLP as Auditors

    For    For    Management
16  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
20  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
22  

Adopt New Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SMITHS GROUP PLC

 

Ticker:    SMIN   Security ID:    G82401111
Meeting Date:    NOV 16, 2020   Meeting Type:    Annual
Record Date:    NOV 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Final Dividend

    For    For    Management
4  

Elect Pam Cheng as Director

    For    For    Management
5  

Elect Karin Hoeing as Director

    For    For    Management
6  

Re-elect Sir George Buckley as Director

    For    For    Management
7  

Re-elect Dame Ann Dowling as Director

    For    For    Management
8  

Re-elect Tanya Fratto as Director

    For    For    Management
9  

Re-elect William Seeger as Director

    For    For    Management
10  

Re-elect Mark Seligman as Director

    For    For    Management
11  

Re-elect John Shipsey as Director

    For    For    Management
12  

Re-elect Andrew Reynolds Smith as Director

    For    For    Management
13  

Re-elect Noel Tata as Director

    For    For    Management
14  

Reappoint KPMG LLP as Auditors

    For    For    Management
15  

Authorise the Audit & Risk Committee to Fix Remuneration of Auditors

    For    For    Management
16  

Authorise Issue of Equity

    For    For    Management
17  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
19  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
21  

Authorise EU Political Donations and Expenditure

    For    For    Management

SNAM SPA

 

Ticker:    SRG   Security ID:    T8578N103
Meeting Date:    FEB 02, 2021   Meeting Type:    Special
Record Date:    JAN 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Company Bylaws Re: Article 2

    For    For    Management
2  

Amend Company Bylaws Re: Article 12

    For    For    Management
3  

Amend Company Bylaws Re: Articles 13 and 24

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SNAM SPA

 

Ticker:    SRG   Security ID:    T8578N103
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
4.1  

Approve Remuneration Policy

    For    For    Management
4.2  

Approve Second Section of the Remuneration Report

    For    For    Management
5  

Approve Proposed Changes to the 2020-2022 Long Term Share Incentive Plan

    For    For    Management
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

    None    Against    Management

SNAP-ON INCORPORATED

 

Ticker:    SNA   Security ID:    833034101
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director David C. Adams

    For    For    Management
1.2  

Elect Director Karen L. Daniel

    For    For    Management
1.3  

Elect Director Ruth Ann M. Gillis

    For    For    Management
1.4  

Elect Director James P. Holden

    For    For    Management
1.5  

Elect Director Nathan J. Jones

    For    For    Management
1.6  

Elect Director Henry W. Knueppel

    For    For    Management
1.7  

Elect Director W. Dudley Lehman

    For    For    Management
1.8  

Elect Director Nicholas T. Pinchuk

    For    For    Management
1.9  

Elect Director Gregg M. Sherrill

    For    For    Management
1.10  

Elect Director Donald J. Stebbins

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SOCIETE GENERALE SA

 

Ticker:    GLE   Security ID:    F8591M517
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAY 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Treatment of Losses and Dividends of EUR 0.55 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
5  

Approve Remuneration Policy of Chairman of the Board

    For    For    Management
6  

Approve Remuneration Policy of CEO and Vice-CEOs

    For    For    Management
7  

Approve Remuneration Policy of Directors

    For    For    Management
8  

Approve Compensation Report of Corporate Officers

    For    For    Management
9  

Approve Compensation of Lorenzo Bini Smaghi, Chairman of the Board

    For    For    Management
10  

Approve Compensation of Frederic Oudea, CEO

    For    For    Management
11  

Approve Compensation of Philippe Aymerich, Vice-CEO

    For    For    Management
12  

Approve Compensation of Severin Cabannes, Vice-CEO

    For    For    Management
13  

Approve Compensation of Philippe Heim, Vice-CEO

    For    For    Management
14  

Approve Compensation of Diony Lebot, Vice-CEO

    For    For    Management
15  

Approve the Aggregate Remuneration Granted in 2020 to Certain Senior Management, Responsible Officers, and Risk-Takers

    For    For    Management
16  

Reelect William Connelly as Director

    For    For    Management
17  

Reelect Lubomira Rochet as Director

    For    For    Management
18  

Reelect Alexandra Schaapveld as Director

    For    For    Management
19  

Elect Henri Poupart-Lafarge as Director

    For    For    Management
20  

Elect Helene Crinquant as Representative of Employee Shareholders to the Board

    None    Against    Management
21  

Elect Sebastien Wetter as Representative of Employee Shareholders to the Board

    None    For    Management
22  

Authorize Repurchase of Up to 5 Percent of Issued Share Capital

    For    For    Management
23  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

SOFINA SA

 

Ticker:    SOF   Security ID:    B80925124
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    APR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Receive Directors’ and Auditors’ Reports (Non-Voting)

    None    None    Management
1.2  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

    None    None    Management
1.3  

Approve Financial Statements and Allocation of Income

    For    For    Management
2.1  

Approve Remuneration Report Re: 2020 Financial Year and of the Remuneration Applicable to Non-Executive Directors and Members of the Executive Committee

    None    None    Management
2.2  

Approve Remuneration Report

    For    For    Management
2.3  

Approve Remuneration Policy

    For    For    Management
3.1  

Approve Discharge of Directors

    For    For    Management
3.2  

Approve Discharge of Auditors

    For    For    Management
4.1  

Reelect Nicolas Boel as Director

    For    For    Management
4.2  

Reelect Laura Cioli as Independent Director

    For    For    Management
4.3  

Reelect Laurent de Meeus d’Argenteuil as Director

    For    For    Management
4.4  

Reelect Anja Langenbucher as Independent Director

    For    For    Management
4.5  

Reelect Dominique Lancksweert as Director

    For    Against    Management
4.6  

Reelect Catherine Soubie as Independent Director

    For    For    Management
4.7  

Reelect Gwill York as Independent Director

    For    For    Management
5  

Transact Other Business

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SOFTBANK CORP.

 

Ticker:    9434   Security ID:    J75963132
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles to Allow Virtual Only Shareholder Meetings

    For    Against    Management
2.1  

Elect Director Miyauchi, Ken

    For    For    Management
2.2  

Elect Director Miyakawa, Junichi

    For    For    Management
2.3  

Elect Director Shimba, Jun

    For    For    Management
2.4  

Elect Director Imai, Yasuyuki

    For    For    Management
2.5  

Elect Director Fujihara, Kazuhiko

    For    For    Management
2.6  

Elect Director Son, Masayoshi

    For    For    Management
2.7  

Elect Director Kawabe, Kentaro

    For    For    Management
2.8  

Elect Director Horiba, Atsushi

    For    For    Management
2.9  

Elect Director Kamigama, Takehiro

    For    For    Management
2.10  

Elect Director Oki, Kazuaki

    For    For    Management
2.11  

Elect Director Uemura, Kyoko

    For    For    Management
2.12  

Elect Director Hishiyama, Reiko

    For    For    Management
2.13  

Elect Director Koshi, Naomi

    For    For    Management
3  

Approve Cash Compensation Ceiling for Directors, Restricted Stock Plan and Stock Option Plan

    For    For    Management

SOFTBANK GROUP CORP.

 

Ticker:    9984   Security ID:    J7596P109
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 22

    For    For    Management
2  

Amend Articles to Allow Virtual Only Shareholder Meetings - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Remove All Provisions on Advisory Positions

    For    Against    Management
3.1  

Elect Director Son, Masayoshi

    For    For    Management
3.2  

Elect Director Goto, Yoshimitsu

    For    For    Management
3.3  

Elect Director Miyauchi, Ken

    For    For    Management
3.4  

Elect Director Kawabe, Kentaro

    For    For    Management
3.5  

Elect Director Iijima, Masami

    For    For    Management
3.6  

Elect Director Matsuo, Yutaka

    For    For    Management
3.7  

Elect Director Lip-Bu Tan

    For    For    Management
3.8  

Elect Director Erikawa, Keiko

    For    For    Management
3.9  

Elect Director Kenneth A. Siegel

    For    For    Management
4.1  

Appoint Statutory Auditor Nakata, Yuji

    For    Against    Management
4.2  

Appoint Statutory Auditor Uno, Soichiro

    For    For    Management
4.3  

Appoint Statutory Auditor Otsuka, Keiichi

    For    For    Management
5  

Approve Compensation Ceiling for Statutory Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SOLAREDGE TECHNOLOGIES, INC.

 

Ticker:    SEDG   Security ID:    83417M104
Meeting Date:    JUN 01, 2021   Meeting Type:    Annual
Record Date:    APR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Nadav Zafrir

    For    Against    Management
1b  

Elect Director Avery More

    For    Against    Management
1c  

Elect Director Zivi Lando

    For    Against    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

SOLVAY SA

 

Ticker:    SOLB   Security ID:    B82095116
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    APR 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Directors’ and Auditors’ Reports (Non-Voting)

    None    None    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

    None    None    Management
4  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.75 per Share

    For    For    Management
5.1  

Approve Discharge of Directors

    For    For    Management
5.2  

Approve Discharge of Auditors

    For    For    Management
6a  

Receive Information on End of Mandate of Nicolas Boel, Ilham Kadri, Bernard de Laguiche, Herve Coppens d’Eeckenbrugge, Evelyn du Monceau, Francoise de Viron, Amparo Moraleda and Agnes Lemarchand as Directors

    None    None    Management
6b.1  

Reelect Nicolas Boel as Director

    For    Against    Management
6b.2  

Reelect Ilham Kadri as Director

    For    For    Management
6b.3  

Reelect Bernard de Laguiche as Director

    For    Against    Management
6b.4  

Reelect Francoise de Viron as Director

    For    For    Management
6b.5  

Reelect Agnes Lemarchand as Director

    For    For    Management
6c  

Indicate Francoise de Viron as Independent Board Member

    For    For    Management
6d  

Indicate Agnes Lemarchand as Independent Board Member

    For    For    Management
6e  

Reelect Herve Coppens d’Eeckenbrugge as Director

    For    Against    Management
6f  

Receive Information on End of Mandate of Evelyn du Monceau as Director

    None    None    Management
6g  

Elect Edouard Janssen as Director

    For    Against    Management
6h  

Receive Information on Resignation of Amparo Moraleda as Director

    None    None    Management
6i  

Elect Wolfgang Colberg as Director

    For    For    Management
6j  

Indicate Wolfgang Colberg as Independent Board Member

    For    For    Management
7  

Transact Other Business

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SOMPO HOLDINGS, INC.

 

Ticker:    8630   Security ID:    J7621A101
Meeting Date:    JUN 28, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 90

    For    For    Management
2.1  

Elect Director Sakurada, Kengo

    For    For    Management
2.2  

Elect Director Tsuji, Shinji

    For    For    Management
2.3  

Elect Director Teshima, Toshihiro

    For    For    Management
2.4  

Elect Director Scott Trevor Davis

    For    For    Management
2.5  

Elect Director Higashi, Kazuhiro

    For    For    Management
2.6  

Elect Director Nawa, Takashi

    For    For    Management
2.7  

Elect Director Shibata, Misuzu

    For    For    Management
2.8  

Elect Director Yamada, Meyumi

    For    For    Management
2.9  

Elect Director Yanagida, Naoki

    For    For    Management
2.10  

Elect Director Uchiyama, Hideyo

    For    For    Management
2.11  

Elect Director Endo, Isao

    For    For    Management
2.12  

Elect Director Ito, Kumi

    For    For    Management

SONIC HEALTHCARE LIMITED

 

Ticker:    SHL   Security ID:    Q8563C107
Meeting Date:    NOV 12, 2020   Meeting Type:    Annual
Record Date:    NOV 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Mark Compton as Director

    For    For    Management
2  

Elect Neville Mitchell as Director

    For    For    Management
3  

Elect Suzanne Crowe as Director

    For    For    Management
4  

Elect Chris Wilks as Director

    For    For    Management
5  

Approve Remuneration Report

    For    For    Management
6  

Approve the Increase in Non-Executive Directors’ Remuneration Fee Pool

    For    For    Management
7  

Approve Sonic Healthcare Limited Employee Option Plan

    For    For    Management
8  

Approve Sonic Healthcare Limited Performance Rights Plan

    For    For    Management
9  

Approve the Grant of Options and Performance Rights to Colin Goldschmidt

    For    For    Management
10  

Approve the Grant of Options and Performance Rights to Chris Wilks

    For    For    Management
11  

Approve the Amendments to the Company’s Constitution

    For    For    Management
12  

Approve the Conditional Spill Resolution

    Against    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SONOVA HOLDING AG

 

Ticker:    SOON   Security ID:    H8024W106
Meeting Date:    JUN 15, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
1.2  

Approve Remuneration Report (Non-Binding)

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 3.20 per Share

    For    For    Management
3  

Approve Discharge of Board and Senior Management

    For    For    Management
4.1.1  

Reelect Robert Spoerry as Director and Board Chairman

    For    For    Management
4.1.2  

Reelect Lynn Bleil as Director

    For    For    Management
4.1.3  

Reelect Lukas Braunschweiler as Director

    For    For    Management
4.1.4  

Reelect Stacy Seng as Director

    For    For    Management
4.1.5  

Reelect Ronald van der Vis as Director

    For    For    Management
4.1.6  

Reelect Jinlong Wang as Director

    For    For    Management
4.1.7  

Reelect Adrian Widmer as Director

    For    For    Management
4.2.1  

Elect Gregory Behar as Director

    For    Against    Management
4.2.2  

Elect Roland Diggelmann as Director

    For    For    Management
4.3  

Reappoint Stacy Seng as Member of the Nomination and Compensation Committee

    For    For    Management
4.4.1  

Appoint Lukas Braunschweiler as Member of the Nomination and Compensation Committee

    For    For    Management
4.4.2  

Appoint Roland Diggelmann as Member of the Nomination and Compensation Committee

    For    For    Management
4.5  

Ratify Ernst & Young AG as Auditors

    For    For    Management
4.6  

Designate Keller KLG as Independent Proxy

    For    For    Management
5.1  

Approve Remuneration of Directors in the Amount of CHF 3.1 Million

    For    For    Management
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 15.8 Million

    For    For    Management
6  

Approve CHF 61,299 Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares

    For    For    Management
7  

Transact Other Business (Voting)

    For    Against    Management

SONY GROUP CORP.

 

Ticker:    6758   Security ID:    J76379106
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Yoshida, Kenichiro

    For    For    Management
1.2  

Elect Director Totoki, Hiroki

    For    For    Management
1.3  

Elect Director Sumi, Shuzo

    For    For    Management
1.4  

Elect Director Tim Schaaff

    For    For    Management
1.5  

Elect Director Oka, Toshiko

    For    For    Management
1.6  

Elect Director Akiyama, Sakie

    For    For    Management
1.7  

Elect Director Wendy Becker

    For    For    Management
1.8  

Elect Director Hatanaka, Yoshihiko

    For    For    Management
1.9  

Elect Director Adam Crozier

    For    For    Management
1.10  

Elect Director Kishigami, Keiko

    For    For    Management
1.11  

Elect Director Joseph A. Kraft Jr

    For    For    Management
2  

Approve Stock Option Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SOUTH32 LTD.

 

Ticker:    S32   Security ID:    Q86668102
Meeting Date:    OCT 29, 2020   Meeting Type:    Annual
Record Date:    OCT 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2a  

Elect Frank Cooper as Director

    For    For    Management
2b  

Elect Xiaoling Liu as Director

    For    For    Management
2c  

Elect Ntombifuthi (Futhi) Mtoba as Director

    For    For    Management
2d  

Elect Karen Wood as Director

    For    For    Management
3  

Elect Guy Lansdown as Director

    For    For    Management
4  

Approve Remuneration Report

    For    Against    Management
5  

Approve Grant of Rights to Graham Kerr

    For    Against    Management
6  

Approve Renewal of Proportional Takeover Provisions

    For    For    Management

SOUTHERN COPPER CORPORATION

 

Ticker:    SCCO   Security ID:    84265V105
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director German Larrea Mota-Velasco

    For    Withhold    Management
1.2  

Elect Director Oscar Gonzalez Rocha

    For    Withhold    Management
1.3  

Elect Director Vicente Ariztegui Andreve

    For    For    Management
1.4  

Elect Director Enrique Castillo Sanchez Mejorada

    For    For    Management
1.5  

Elect Director Leonardo Contreras Lerdo de Tejada

    For    For    Management
1.6  

Elect Director Xavier Garcia de Quevedo Topete

    For    Withhold    Management
1.7  

Elect Director Rafael A. Mac Gregor Anciola

    For    For    Management
1.8  

Elect Director Luis Miguel Palomino Bonilla

    For    Withhold    Management
1.9  

Elect Director Gilberto Perezalonso Cifuentes

    For    For    Management
1.10  

Elect Director Carlos Ruiz Sacristan

    For    Withhold    Management
2  

Ratify Galaz,Yamazaki, Ruiz Urquiza S. C. as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Require Independent Board Chair

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SPIRAX-SARCO ENGINEERING PLC

 

Ticker:    SPX   Security ID:    G83561129
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Final Dividend

    For    For    Management
4  

Reappoint Deloitte LLP as Auditors

    For    For    Management
5  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
6  

Re-elect Jamie Pike as Director

    For    For    Management
7  

Re-elect Nicholas Anderson as Director

    For    For    Management
8  

Re-elect Dr Trudy Schoolenberg as Director

    For    For    Management
9  

Re-elect Peter France as Director

    For    For    Management
10  

Re-elect Caroline Johnstone as Director

    For    For    Management
11  

Re-elect Jane Kingston as Director

    For    For    Management
12  

Re-elect Kevin Thompson as Director

    For    For    Management
13  

Elect Nimesh Patel as Director

    For    For    Management
14  

Elect Angela Archon as Director

    For    For    Management
15  

Elect Dr Olivia Qiu as Director

    For    For    Management
16  

Elect Richard Gillingwater as Director

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Approve Scrip Dividend Alternative

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
20  

Authorise Market Purchase of Ordinary Shares

    For    For    Management

SPLUNK INC.

 

Ticker:    SPLK   Security ID:    848637104
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    APR 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sara Baack

    For    For    Management
1b  

Elect Director Sean Boyle

    For    For    Management
1c  

Elect Director Douglas Merritt

    For    For    Management
1d  

Elect Director Graham Smith

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SQUARE, INC.

 

Ticker:    SQ   Security ID:    852234103
Meeting Date:    JUN 15, 2021   Meeting Type:    Annual
Record Date:    APR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Randy Garutti

    For    Withhold    Management
1.2  

Elect Director Mary Meeker

    For    Withhold    Management
1.3  

Elect Director Lawrence Summers

    For    Withhold    Management
1.4  

Elect Director Darren Walker

    For    Withhold    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Require Independent Board Chair

    Against    For    Shareholder
5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

    Against    For    Shareholder

SS&C TECHNOLOGIES HOLDINGS, INC.

 

Ticker:    SSNC   Security ID:    78467J100
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Director Jonathan E. Michael

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SSE PLC

 

Ticker:    SSE   Security ID:    G8842P102
Meeting Date:    AUG 12, 2020   Meeting Type:    Annual
Record Date:    AUG 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Final Dividend

    For    For    Management
4  

Re-elect Gregor Alexander as Director

    For    For    Management
5  

Re-elect Sue Bruce as Director

    For    For    Management
6  

Re-elect Tony Cocker as Director

    For    For    Management
7  

Re-elect Crawford Gillies as Director

    For    For    Management
8  

Re-elect Richard Gillingwater as Director

    For    For    Management
9  

Re-elect Peter Lynas as Director

    For    For    Management
10  

Re-elect Helen Mahy as Director

    For    For    Management
11  

Re-elect Alistair Phillips-Davies as Director

    For    For    Management
12  

Re-elect Martin Pibworth as Director

    For    For    Management
13  

Re-elect Melanie Smith as Director

    For    For    Management
14  

Elect Angela Strank as Director

    For    For    Management
15  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
19  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

STANDARD BANK GROUP LTD.

 

Ticker:    SBK   Security ID:    S80605140
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    MAY 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Paul Cook as Director

    For    For    Management
1.2  

Re-elect Thulani Gcabashe as Director

    For    Against    Management
1.3  

Elect Xueqing Guan as Director

    For    For    Management
1.4  

Re-elect Kgomotso Moroka as Director

    For    For    Management
1.5  

Re-elect Atedo Peterside as Director

    For    For    Management
1.6  

Re-elect Myles Ruck as Director

    For    For    Management
1.7  

Re-elect Lubin Wang as Director

    For    For    Management
2.1  

Reappoint KPMG Inc as Auditors

    For    For    Management
2.2  

Reappoint PricewaterhouseCoopers Inc as Auditors

    For    For    Management
3  

Place Authorised but Unissued Ordinary Shares under Control of Directors

    For    For    Management
4  

Place Authorised but Unissued Non-redeemable Preference Shares under Control of Directors

    For    For    Management
5.1  

Approve Remuneration Policy

    For    For    Management
5.2  

Approve Remuneration Implementation Report

    For    For    Management
6  

Authorise Repurchase of Issued Ordinary Share Capital

    For    For    Management
7  

Authorise Repurchase of Issued Preference Share Capital

    For    For    Management
8  

Approve Financial Assistance in Terms of Section 45 of the Companies Act

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

STANDARD CHARTERED PLC

 

Ticker:    STAN   Security ID:    G84228157
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAY 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Elect Maria Ramos as Director

    For    For    Management
5  

Re-elect David Conner as Director

    For    For    Management
6  

Re-elect Byron Grote as Director

    For    For    Management
7  

Re-elect Andy Halford as Director

    For    For    Management
8  

Re-elect Christine Hodgson as Director

    For    For    Management
9  

Re-elect Gay Huey Evans as Director

    For    For    Management
10  

Re-elect Naguib Kheraj as Director

    For    For    Management
11  

Re-elect Phil Rivett as Director

    For    For    Management
12  

Re-elect David Tang as Director

    For    For    Management
13  

Re-elect Carlson Tong as Director

    For    For    Management
14  

Re-elect Jose Vinals as Director

    For    For    Management
15  

Re-elect Jasmine Whitbread as Director

    For    For    Management
16  

Re-elect Bill Winters as Director

    For    For    Management
17  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
19  

Authorise UK Political Donations and Expenditure

    For    For    Management
20  

Approve Standard Chartered Share Plan

    For    For    Management
21  

Authorise Issue of Equity

    For    For    Management
22  

Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27

    For    For    Management
23  

Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities

    For    For    Management
24  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
25  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
26  

Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities

    For    For    Management
27  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
28  

Authorise Market Purchase of Preference Shares

    For    For    Management
29  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management

STANLEY BLACK & DECKER, INC.

 

Ticker:    SWK   Security ID:    854502101
Meeting Date:    MAY 10, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Andrea J. Ayers

    For    For    Management
1b  

Elect Director George W. Buckley

    For    For    Management
1c  

Elect Director Patrick D. Campbell

    For    For    Management
1d  

Elect Director Carlos M. Cardoso

    For    For    Management
1e  

Elect Director Robert B. Coutts

    For    For    Management
1f  

Elect Director Debra A. Crew

    For    For    Management
1g  

Elect Director Michael D. Hankin

    For    For    Management
1h  

Elect Director James M. Loree

    For    For    Management
1i  

Elect Director Jane M. Palmieri

    For    For    Management
1j  

Elect Director Mojdeh Poul

    For    For    Management
1k  

Elect Director Dmitri L. Stockton

    For    For    Management
1l  

Elect Director Irving Tan

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    For    For    Management
5  

Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act

    For    For    Management
6  

Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations

    For    For    Management
7  

Adopt Majority Voting for Uncontested Election of Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

STARBUCKS CORPORATION

 

Ticker:    SBUX   Security ID:    855244109
Meeting Date:    MAR 17, 2021   Meeting Type:    Annual
Record Date:    JAN 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Richard E. Allison, Jr.

    For    For    Management
1b  

Elect Director Rosalind G. Brewer *Withdrawn Resolution*

    None    None    Management
1c  

Elect Director Andrew Campion

    For    For    Management
1d  

Elect Director Mary N. Dillon

    For    For    Management
1e  

Elect Director Isabel Ge Mahe

    For    For    Management
1f  

Elect Director Mellody Hobson

    For    For    Management
1g  

Elect Director Kevin R. Johnson

    For    For    Management
1h  

Elect Director Jorgen Vig Knudstorp

    For    For    Management
1i  

Elect Director Satya Nadella

    For    For    Management
1j  

Elect Director Joshua Cooper Ramo

    For    For    Management
1k  

Elect Director Clara Shih

    For    For    Management
1l  

Elect Director Javier G. Teruel

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

    Against    Against    Shareholder

STATE STREET CORPORATION

 

Ticker:    STT   Security ID:    857477103
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Patrick de Saint-Aignan

    For    For    Management
1b  

Elect Director Marie A. Chandoha

    For    For    Management
1c  

Elect Director Amelia C. Fawcett

    For    For    Management
1d  

Elect Director William C. Freda

    For    For    Management
1e  

Elect Director Sara Mathew

    For    For    Management
1f  

Elect Director William L. Meaney

    For    For    Management
1g  

Elect Director Ronald P. O’Hanley

    For    For    Management
1h  

Elect Director Sean O’Sullivan

    For    For    Management
1i  

Elect Director Julio A. Portalatin

    For    For    Management
1j  

Elect Director John B. Rhea

    For    For    Management
1k  

Elect Director Richard P. Sergel

    For    For    Management
1l  

Elect Director Gregory L. Summe

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Report on Racial Equity Audit

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

STELLANTIS NV

 

Ticker:    STLA   Security ID:    N82405106
Meeting Date:    MAR 08, 2021   Meeting Type:    Special
Record Date:    FEB 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Approve Faurecia Distribution

    For    For    Management
3  

Close Meeting

    None    None    Management

STELLANTIS NV

 

Ticker:    STLA   Security ID:    N82405106
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2.a  

Receive Report of Management Board (Non-Voting)

    None    None    Management
2.b  

Receive Explanation on Company’s Reserves and Dividend Policy

    None    None    Management
2.c  

Approve Remuneration Report

    For    Against    Management
2.d  

Adopt Financial Statements and Statutory Reports

    For    For    Management
2.e  

Approve Capital Distribution of EUR 0. 32 per Share

    For    For    Management
2.f  

Approve Discharge of Directors

    For    For    Management
3  

Ratify Ernst & Young Accountants LLP as Auditors

    For    For    Management
4.a  

Amend Remuneration Policy

    For    For    Management
4.b  

Approve Equity Incentive Plan and Grant Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan

    For    Against    Management
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
6  

Approve Cancellation of Class B Special Voting Shares

    For    For    Management
7  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

STERIS PLC

 

Ticker:    STE   Security ID:    G8473T100
Meeting Date:    JUL 28, 2020   Meeting Type:    Annual
Record Date:    MAY 29, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Richard C. Breeden

    For    For    Management
1b  

Elect Director Cynthia L. Feldmann

    For    For    Management
1c  

Elect Director Jacqueline B. Kosecoff

    For    For    Management
1d  

Elect Director David B. Lewis

    For    For    Management
1e  

Elect Director Walter M Rosebrough, Jr.

    For    For    Management
1f  

Elect Director Nirav R. Shah

    For    For    Management
1g  

Elect Director Mohsen M. Sohi

    For    For    Management
1h  

Elect Director Richard M. Steeves

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Appoint Ernst & Young Chartered Accountants as Irish Statutory Auditor

    For    For    Management
4  

Authorize Board to Fix Remuneration of Auditors

    For    For    Management
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

STMICROELECTRONICS NV

 

Ticker:    STM   Security ID:    N83574108
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    APR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Report of Management Board (Non-Voting)

    None    None    Management
2  

Receive Report of Supervisory Board (Non-Voting)

    None    None    Management
3  

Approve Remuneration Report

    For    Against    Management
4  

Approve Remuneration Policy for Management Board

    For    For    Management
5  

Adopt Financial Statements and Statutory Reports

    For    For    Management
6  

Approve Dividends

    For    For    Management
7  

Approve Discharge of Management Board

    For    For    Management
8  

Approve Discharge of Supervisory Board

    For    For    Management
9  

Reelect Jean-Marc Chery to Management Board

    For    For    Management
10  

Approve Grant of Unvested Stock Awards to Jean-Marc Chery as President and CEO

    For    For    Management
11  

Approve Unvested Stock Award Plan for Management and Key Employees

    For    For    Management
12  

Reelect Nicolas Dufourcq to Supervisory Board

    For    For    Management
13  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
14  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights

    For    For    Management
15  

Allow Questions

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

STOCKLAND

 

Ticker:    SGP   Security ID:    Q8773B105
Meeting Date:    OCT 20, 2020   Meeting Type:    Annual/Special
Record Date:    OCT 18, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2  

Elect Kate McKenzie as Director

    For    For    Management
3  

Elect Tom Pockett as Director

    For    For    Management
4  

Elect Andrew Stevens as Director

    For    For    Management
5  

Approve Remuneration Report

    For    For    Management
6  

Approve Renewal of Termination Benefits Framework

    For    For    Management

STRAUMANN HOLDING AG

 

Ticker:    STMN   Security ID:    H8300N119
Meeting Date:    APR 09, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
1.2  

Approve Remuneration Report

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 5.75 per Share

    For    For    Management
3  

Approve Discharge of Board of Directors

    For    For    Management
4  

Approve Fixed Remuneration of Directors in the Amount of CHF 2.7 Million

    For    For    Management
5.1  

Approve Fixed Remuneration of Executive Committee in the Amount of CHF 9 Million

    For    For    Management
5.2  

Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 3.5 Million

    For    For    Management
5.3  

Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 3.1 Million

    For    For    Management
6.1  

Reelect Gilbert Achermann as Director and Board Chairman

    For    Against    Management
6.2  

Reelect Sebastian Burckhardt as Director

    For    Against    Management
6.3  

Reelect Marco Gadola as Director

    For    Against    Management
6.4  

Reelect Juan Gonzalez as Director

    For    For    Management
6.5  

Reelect Beat Luethi as Director

    For    For    Management
6.6  

Reelect Thomas Straumann as Director

    For    Against    Management
6.7  

Reelect Regula Wallimann as Director

    For    For    Management
6.8  

Elect Petra Rumpf as Director

    For    Against    Management
7.1  

Appoint Beat Luethi as Member of the Compensation Committee

    For    For    Management
7.2  

Appoint Regula Wallimann as Member of the Compensation Committee

    For    For    Management
7.3  

Appoint Juan Gonzalez as Member of the Compensation Committee

    For    For    Management
8  

Designate Neovius AG as Independent Proxy

    For    For    Management
9  

Ratify Ernst & Young AG as Auditors

    For    For    Management
10  

Transact Other Business (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

STRYKER CORPORATION

 

Ticker:    SYK   Security ID:    863667101
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mary K. Brainerd

    For    For    Management
1b  

Elect Director Giovanni Caforio

    For    For    Management
1c  

Elect Director Srikant M. Datar

    For    For    Management
1d  

Elect Director Allan C. Golston

    For    For    Management
1e  

Elect Director Kevin A. Lobo

    For    For    Management
1f  

Elect Director Sherilyn S. McCoy

    For    For    Management
1g  

Elect Director Andrew K. Silvernail

    For    For    Management
1h  

Elect Director Lisa M. Skeete Tatum

    For    For    Management
1i  

Elect Director Ronda E. Stryker

    For    For    Management
1j  

Elect Director Rajeev Suri

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Report on Workforce Involvement in Corporate Governance

    Against    Against    Shareholder
5  

Provide Right to Call A Special Meeting Against

    For    Shareholder   

SUBARU CORP.

 

Ticker:    7270   Security ID:    J7676H100
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 28

    For    For    Management
2.1  

Elect Director Nakamura, Tomomi

    For    For    Management
2.2  

Elect Director Hosoya, Kazuo

    For    For    Management
2.3  

Elect Director Mizuma, Katsuyuki

    For    For    Management
2.4  

Elect Director Onuki, Tetsuo

    For    For    Management
2.5  

Elect Director Osaki, Atsushi

    For    For    Management
2.6  

Elect Director Hayata, Fumiaki

    For    For    Management
2.7  

Elect Director Abe, Yasuyuki

    For    For    Management
2.8  

Elect Director Yago, Natsunosuke

    For    For    Management
2.9  

Elect Director Doi, Miwako

    For    For    Management
3  

Appoint Statutory Auditor Kato, Yoichi

    For    For    Management
4  

Appoint Alternate Statutory Auditor Ryu, Hirohisa

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SUMITOMO CHEMICAL CO., LTD.

 

Ticker:    4005   Security ID:    J77153120
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Tokura, Masakazu

    For    For    Management
1.2  

Elect Director Iwata, Keiichi

    For    For    Management
1.3  

Elect Director Takeshita, Noriaki

    For    For    Management
1.4  

Elect Director Matsui, Masaki

    For    For    Management
1.5  

Elect Director Akahori, Kingo

    For    For    Management
1.6  

Elect Director Mito, Nobuaki

    For    For    Management
1.7  

Elect Director Ueda, Hiroshi

    For    For    Management
1.8  

Elect Director Niinuma, Hiroshi

    For    For    Management
1.9  

Elect Director Ikeda, Koichi

    For    For    Management
1.10  

Elect Director Tomono, Hiroshi

    For    For    Management
1.11  

Elect Director Ito, Motoshige

    For    For    Management
1.12  

Elect Director Muraki, Atsuko

    For    For    Management
2  

Appoint Statutory Auditor Aso, Mitsuhiro

    For    For    Management

SUMITOMO CORP.

 

Ticker:    8053   Security ID:    J77282119
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 35

    For    For    Management
2.1  

Elect Director Nakamura, Kuniharu

    For    For    Management
2.2  

Elect Director Hyodo, Masayuki

    For    For    Management
2.3  

Elect Director Nambu, Toshikazu

    For    For    Management
2.4  

Elect Director Yamano, Hideki

    For    For    Management
2.5  

Elect Director Seishima, Takayuki

    For    For    Management
2.6  

Elect Director Shiomi, Masaru

    For    For    Management
2.7  

Elect Director Ehara, Nobuyoshi

    For    For    Management
2.8  

Elect Director Ishida, Koji

    For    For    Management
2.9  

Elect Director Iwata, Kimie

    For    For    Management
2.10  

Elect Director Yamazaki, Hisashi

    For    For    Management
2.11  

Elect Director Ide, Akiko

    For    For    Management
3  

Appoint Statutory Auditor Nagashima, Yukiko

    For    For    Management
4  

Approve Performance Share Plan

    For    For    Management
5  

Amend Articles to Disclose Plan Outlining Company’s Business Strategy to Align Investments with Goals of Paris Agreement

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SUMITOMO MITSUI FINANCIAL GROUP, INC.

 

Ticker:    8316   Security ID:    J7771X109
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 95

    For    For    Management
2.1  

Elect Director Kunibe, Takeshi

    For    For    Management
2.2  

Elect Director Ota, Jun

    For    For    Management
2.3  

Elect Director Takashima, Makoto

    For    For    Management
2.4  

Elect Director Nakashima, Toru

    For    For    Management
2.5  

Elect Director Kudo, Teiko

    For    For    Management
2.6  

Elect Director Inoue, Atsuhiko

    For    For    Management
2.7  

Elect Director Isshiki, Toshihiro

    For    For    Management
2.8  

Elect Director Kawasaki, Yasuyuki

    For    For    Management
2.9  

Elect Director Matsumoto, Masayuki

    For    Against    Management
2.10  

Elect Director Arthur M. Mitchell

    For    For    Management
2.11  

Elect Director Yamazaki, Shozo

    For    For    Management
2.12  

Elect Director Kono, Masaharu

    For    For    Management
2.13  

Elect Director Tsutsui, Yoshinobu

    For    For    Management
2.14  

Elect Director Shimbo, Katsuyoshi

    For    For    Management
2.15  

Elect Director Sakurai, Eriko

    For    For    Management
3  

Amend Articles to Allow Virtual Only Shareholder Meetings

    For    Against    Management

SUMITOMO MITSUI TRUST HOLDINGS, INC.

 

Ticker:    8309   Security ID:    J7772M102
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 75

    For    For    Management
2.1  

Elect Director Takakura, Toru

    For    For    Management
2.2  

Elect Director Araumi, Jiro

    For    For    Management
2.3  

Elect Director Yamaguchi, Nobuaki

    For    For    Management
2.4  

Elect Director Oyama, Kazuya

    For    For    Management
2.5  

Elect Director Okubo, Tetsuo

    For    For    Management
2.6  

Elect Director Hashimoto, Masaru

    For    For    Management
2.7  

Elect Director Shudo, Kuniyuki

    For    For    Management
2.8  

Elect Director Tanaka, Koji

    For    For    Management
2.9  

Elect Director Matsushita, Isao

    For    For    Management
2.10  

Elect Director Saito, Shinichi

    For    Against    Management
2.11  

Elect Director Kawamoto, Hiroko

    For    Against    Management
2.12  

Elect Director Aso, Mitsuhiro

    For    For    Management
2.13  

Elect Director Kato, Nobuaki

    For    For    Management
2.14  

Elect Director Yanagi, Masanori

    For    For    Management
2.15  

Elect Director Kashima, Kaoru

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SUMITOMO REALTY & DEVELOPMENT CO., LTD.

 

Ticker:    8830   Security ID:    J77841112
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 21

    For    For    Management
2.1  

Elect Director Onodera, Kenichi

    For    For    Management
2.2  

Elect Director Nishima, Kojun

    For    For    Management
2.3  

Elect Director Takemura, Nobuaki

    For    For    Management
2.4  

Elect Director Kobayashi, Masato

    For    For    Management
2.5  

Elect Director Kato, Hiroshi

    For    For    Management
2.6  

Elect Director Katayama, Hisatoshi

    For    For    Management
2.7  

Elect Director Odai, Yoshiyuki

    For    For    Management
2.8  

Elect Director Ito, Koji

    For    For    Management
2.9  

Elect Director Izuhara, Yozo

    For    For    Management
2.10  

Elect Director Kemori, Nobumasa

    For    For    Management
3  

Appoint Alternate Statutory Auditor Uno, Kozo

    For    For    Management

SUN COMMUNITIES, INC.

 

Ticker:    SUI   Security ID:    866674104
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Gary A. Shiffman

    For    For    Management
1b  

Elect Director Tonya Allen

    For    For    Management
1c  

Elect Director Meghan G. Baivier

    For    For    Management
1d  

Elect Director Stephanie W. Bergeron

    For    For    Management
1e  

Elect Director Brian M. Hermelin

    For    For    Management
1f  

Elect Director Ronald A. Klein

    For    For    Management
1g  

Elect Director Clunet R. Lewis

    For    For    Management
1h  

Elect Director Arthur A. Weiss

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Grant Thornton LLP as Auditor

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SUN HUNG KAI PROPERTIES LIMITED

 

Ticker:    16   Security ID:    Y82594121
Meeting Date:    NOV 05, 2020   Meeting Type:    Annual
Record Date:    OCT 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3.1a  

Elect Yip Dicky Peter as Director

    For    For    Management
3.1b  

Elect Wong Yue-chim, Richard as Director

    For    For    Management
3.1c  

Elect Fung Kwok-lun, William as Director

    For    For    Management
3.1d  

Elect Leung Nai-pang, Norman as Director

    For    For    Management
3.1e  

Elect Fan Hung-ling, Henry as Director

    For    For    Management
3.1f  

Elect Kwan Cheuk-yin, William as Director

    For    For    Management
3.1g  

Elect Lui Ting, Victor as Director

    For    For    Management
3.1h  

Elect Fung Yuk-lun, Allen as Director

    For    For    Management
3.2  

Approve Directors’ Fees

    For    For    Management
4  

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Authorize Repurchase of Issued Share Capital

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

SUN LIFE FINANCIAL INC.

 

Ticker:    SLF   Security ID:    866796105
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director William D. Anderson

    For    For    Management
1.2  

Elect Director Deepak Chopra

    For    For    Management
1.3  

Elect Director Dean A. Connor

    For    For    Management
1.4  

Elect Director Stephanie L. Coyles

    For    For    Management
1.5  

Elect Director Martin J. G. Glynn

    For    For    Management
1.6  

Elect Director Ashok K. Gupta

    For    For    Management
1.7  

Elect Director M. Marianne Harris

    For    For    Management
1.8  

Elect Director David H. Y. Ho

    For    For    Management
1.9  

Elect Director James M. Peck

    For    For    Management
1.10  

Elect Director Scott F. Powers

    For    For    Management
1.11  

Elect Director Kevin D. Strain

    For    For    Management
1.12  

Elect Director Barbara G. Stymiest

    For    For    Management
2  

Ratify Deloitte LLP as Auditors

    For    For    Management
3  

Amend Bylaw No. 1 Re: Maximum Board Compensation

    For    For    Management
4  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SUNAC CHINA HOLDINGS LIMITED

 

Ticker:    1918   Security ID:    G8569A106
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    MAY 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3A1  

Elect Chi Xun as Director

    For    For    Management
3A2  

Elect Sun Kevin Zheyi as Director

    For    For    Management
3A3  

Elect Poon Chiu Kwok as Director

    For    Against    Management
3A4  

Elect Zhu Jia as Director

    For    For    Management
3A5  

Elect Yuan Zhigang as Director

    For    For    Management
3B  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
5B  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5C  

Authorize Reissuance of Repurchased Shares

    For    Against    Management
6  

Amend Existing Memorandum of Association and Articles of Association and Adopt the Amended and Restated Memorandum of Association and Articles of Association

    For    Against    Management

SUNCOR ENERGY INC.

 

Ticker:    SU   Security ID:    867224107
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Patricia M. Bedient

    For    For    Management
1.2  

Elect Director John D. Gass

    For    For    Management
1.3  

Elect Director Russell (Russ) K. Girling

    For    For    Management
1.4  

Elect Director Jean Paul (JP) Gladu

    For    For    Management
1.5  

Elect Director Dennis M. Houston

    For    For    Management
1.6  

Elect Director Mark S. Little

    For    For    Management
1.7  

Elect Director Brian P. MacDonald

    For    For    Management
1.8  

Elect Director Maureen McCaw

    For    For    Management
1.9  

Elect Director Lorraine Mitchelmore

    For    For    Management
1.10  

Elect Director Eira M. Thomas

    For    For    Management
1.11  

Elect Director Michael M. Wilson

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Amend Stock Option Plan

    For    For    Management
4  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SUNCORP GROUP LIMITED

 

Ticker:    SUN   Security ID:    Q88040110
Meeting Date:    OCT 22, 2020   Meeting Type:    Annual
Record Date:    OCT 20, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Remuneration Report

    For    For    Management
2  

Approve Grant of Performance Rights to Steve Johnston

    For    For    Management
3a  

Elect Elmer Funke Kupper as Director

    For    For    Management
3b  

Elect Simon Machell as Director

    For    For    Management

SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED

 

Ticker:    2382   Security ID:    G8586D109
Meeting Date:    MAY 25, 2021   Meeting Type:    Annual
Record Date:    MAY 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Sun Yang as Director

    For    For    Management
3b  

Elect Feng Hua Jun as Director

    For    For    Management
3c  

Elect Shao Yang Dong as Director

    For    For    Management
3d  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SURGUTNEFTEGAS PJSC

 

Ticker:    SNGS   Security ID:    868861204
Meeting Date:    JUN 30, 2021   Meeting Type:    Annual
Record Date:    JUN 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Annual Report

    For    For    Management
2  

Approve Financial Statements

    For    For    Management
3  

Approve Allocation of Income and Dividends

    For    For    Management
4  

Approve Remuneration of Directors

    None    None    Management
5  

Approve Remuneration of Members of Audit Commission

    For    For    Management
6.1  

Elect Aleksandr Agarev as Director

    None    Against    Management
6.2  

Elect Vladimir Bogdanov as Director

    None    None    Management
6.3  

Elect Aleksandr Bulanov as Director

    None    Against    Management
6.4  

Elect Ivan Dinichenko as Director

    None    Against    Management
6.5  

Elect Valerii Egorov as Director

    None    For    Management
6.6  

Elect Vladimir Erokhin as Director

    None    Against    Management
6.7  

Elect Viktor Krivosheev as Director

    None    Against    Management
6.8  

Elect Nikolai Matveev as Director

    None    Against    Management
6.9  

Elect Georgii Mukhamadeev as Director

    None    For    Management
6.10  

Elect Ildus Usmanov as Director

    None    Against    Management
7.1  

Elect Valentina Musikhina as Member of Audit Commission

    For    For    Management
7.2  

Elect Tamara Oleinik as Member of Audit Commission

    For    For    Management
7.3  

Elect Liudmila Prishchepova as Member of Audit Commission

    For    For    Management
8  

Ratify Auditor

    For    Against    Management

SUZUKI MOTOR CORP.

 

Ticker:    7269   Security ID:    J78529138
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 53

    For    For    Management
2.1  

Elect Director Suzuki, Toshihiro

    For    For    Management
2.2  

Elect Director Honda, Osamu

    For    For    Management
2.3  

Elect Director Nagao, Masahiko

    For    For    Management
2.4  

Elect Director Suzuki, Toshiaki

    For    For    Management
2.5  

Elect Director Saito, Kinji

    For    For    Management
2.6  

Elect Director Yamashita, Yukihiro

    For    For    Management
2.7  

Elect Director Kawamura, Osamu

    For    For    Management
2.8  

Elect Director Domichi, Hideaki

    For    For    Management
2.9  

Elect Director Kato, Yuriko

    For    For    Management
3  

Appoint Statutory Auditor Toyoda, Taisuke

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SVB FINANCIAL GROUP

 

Ticker:    SIVB   Security ID:    78486Q101
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Greg Becker

    For    For    Management
1.2  

Elect Director Eric Benhamou

    For    For    Management
1.3  

Elect Director John Clendening

    For    For    Management
1.4  

Elect Director Richard Daniels

    For    For    Management
1.5  

Elect Director Alison Davis

    For    For    Management
1.6  

Elect Director Roger Dunbar

    For    For    Management
1.7  

Elect Director Joel Friedman

    For    For    Management
1.8  

Elect Director Jeffrey Maggioncalda

    For    For    Management
1.9  

Elect Director Beverly Kay Matthews

    For    For    Management
1.10  

Elect Director Mary Miller

    For    For    Management
1.11  

Elect Director Kate Mitchell

    For    For    Management
1.12  

Elect Director Garen Staglin

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

SVENSKA HANDELSBANKEN AB

 

Ticker:    SHB.A   Security ID:    W9112U104
Meeting Date:    MAR 24, 2021   Meeting Type:    Annual
Record Date:    MAR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3.1  

Designate Carina Sverin as Inspector of Minutes of Meeting

    For    For    Management
3.2  

Designate Carina Silberg as Inspector of Minutes of Meeting

    For    For    Management
4  

Prepare and Approve List of Shareholders

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7  

Receive Financial Statements and Statutory Reports

    None    None    Management
8  

Accept Financial Statements and Statutory Reports

    For    For    Management
9  

Approve Allocation of Income and Dividends of SEK 4.10 Per Share

    For    For    Management
10  

Approve Remuneration Report

    For    For    Management
11.1  

Approve Discharge of Board Member Jon Fredrik Baksaas

    For    For    Management
11.2  

Approve Discharge of Board Member Hans Biorck

    For    For    Management
11.3  

Approve Discharge of Board Chairman Par Boman

    For    For    Management
11.4  

Approve Discharge of Board Member Kerstin Hessius

    For    For    Management
11.5  

Approve Discharge of Board Member Lisa Kaae

    For    For    Management
11.6  

Approve Discharge of Board Member Fredrik Lundberg

    For    For    Management
11.7  

Approve Discharge of Board Member Ulf Riese

    For    For    Management
11.8  

Approve Discharge of Board Member Arja Taaveniku

    For    For    Management
11.9  

Approve Discharge of Board Member Carina Akerstrom

    For    For    Management
11.10  

Approve Discharge of Board Member Jan-Erik Hoog

    For    For    Management
11.11  

Approve Discharge of Board Member Ole Johansson

    For    For    Management
11.12  

Approve Discharge of Board Member Bente Rathe

    For    For    Management
11.13  

Approve Discharge of Board Member Charlotte Skog

    For    For    Management
11.14  

Approve Discharge of Employee Representative Anna Hjelmberg

    For    For    Management
11.15  

Approve Discharge of Employee Representative Lena Renstrom

    For    For    Management
11.16  

Approve Discharge of Employee Representative, Deputy Stefan Henricson

    For    For    Management
11.17  

Approve Discharge of Employee Representative, Deputy Charlotte Uriz

    For    For    Management
11.18  

Approve Discharge of President Carina Akerstrom

    For    For    Management
12  

Authorize Repurchase of up to 120 Million Class A and/or B Shares and Reissuance of Repurchased Shares

    For    For    Management
13  

Authorize Share Repurchase Program

    For    For    Management
14  

Approve Issuance of Convertible Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights

    For    For    Management
15  

Amend Articles of Association Re: Postal Ballots; Editorial Changes

    For    For    Management
16  

Determine Number of Directors (9)

    For    For    Management
17  

Determine Number of Auditors (2)

    For    For    Management
18.1  

Approve Remuneration of Directors in the Amount of SEK 3.5 Million for Chairman, SEK 1 Million for Vice Chairman, and SEK 715,000 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
18.2  

Approve Remuneration of Auditors

    For    For    Management
19.1  

Reelect Jon-Fredrik Baksaas as Director For

    Against    Management   
19.2  

Elect Stina Bergfors as New Director

    For    For    Management
19.3  

Reelect Hans Biorck as Director

    For    For    Management
19.4  

Reelect Par Boman as Director

    For    Against    Management
19.5  

Reelect Kerstin Hessius as Director

    For    For    Management
19.6  

Reelect Fredrik Lundberg as Director

    For    Against    Management
19.7  

Reelect Ulf Riese as Director

    For    Against    Management
19.8  

Reelect Arja Taaveniku as Director

    For    For    Management
19.9  

Reelect Carina Akerstrom as Director

    For    For    Management
20  

Reelect Par Boman as Chairman

    For    Against    Management
21.1  

Ratify Ernst & Young as Auditors

    For    For    Management
21.2  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
22  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

    For    For    Management
23  

Appoint Auditors in Foundations without Own Management

    For    For    Management
24  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SWEDBANK AB

 

Ticker:    SWED.A   Security ID:    W94232100
Meeting Date:    FEB 15, 2021   Meeting Type:    Special
Record Date:    FEB 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
4  

Prepare and Approve List of Shareholders

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7  

Approve Dividends of SEK 4.35 Per Share

    For    For    Management
8  

Close Meeting

    None    None    Management

SWEDBANK AB

 

Ticker:    SWED.A   Security ID:    W94232100
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Elect Chairman of Meeting

    For    For    Management
3  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
4  

Prepare and Approve List of Shareholders

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6  

Acknowledge Proper Convening of Meeting

    For    For    Management
7.a  

Receive Financial Statements and Statutory Reports

    None    None    Management
7.b  

Receive Auditor’s Report

    None    None    Management
8  

Accept Financial Statements and Statutory Reports

    For    For    Management
9  

Approve Allocation of Income and Dividends of SEK 2.90 Per Share

    For    For    Management
10.a  

Approve Discharge of Bodil Eriksson as Ordinary Board Member Until 28 May 2020

    For    For    Management
10.b  

Approve Discharge of Mats Granryd as Ordinary Board Member Until 28 May 2020

    For    For    Management
10.c  

Approve Discharge of Bo Johansson as Ordinary Board Member Until 28 May 2020

    For    For    Management
10.d  

Approve Discharge of Magnus Uggla as Ordinary Board Member Until 28 May 2020

    For    For    Management
10.e  

Approve Discharge of Kerstin Hermansson as Ordinary Board Member

    For    For    Management
10.f  

Approve Discharge of Josefin Lindstrand as Ordinary Board Member

    For    For    Management
10.g  

Approve Discharge of Bo Magnusson as Ordinary Board Member and Deputy Chair

    For    For    Management
10.h  

Approve Discharge of Anna Mossberg as Ordinary Board Member

    For    For    Management
10.i  

Approve Discharge of Goran Persson as Ordinary Board Member and Chair

    For    For    Management
10.j  

Approve Discharge of Bo Bengtsson as Ordinary Board Member as of 28 May 2020

    For    For    Management
10.k  

Approve Discharge of Goran Bengtsson as Ordinary Board Member as of 28 May 2020

    For    For    Management
10.l  

Approve Discharge of Hans Eckerstrom as Ordinary Board Member as of 28 May 2020

    For    For    Management
10.m  

Approve Discharge of Bengt Erik Lindgren as Ordinary Board Member as of 28 May 2020

    For    For    Management
10.n  

Approve Discharge of Biljana Pehrsson as Ordinary Board Member as of 28 May 2020

    For    For    Management
10.o  

Approve Discharge of Jens Henriksson, CEO

    For    For    Management
10.p  

Approve Discharge of Camilla Linder as Ordinary Employee Representative until 28 May 2020, thereafter as Deputy Employee Representative

    For    For    Management
10.q  

Approve Discharge of Roger Ljung as Ordinary Employee Representative

    For    For    Management
10.r  

Approve Discharge of Henrik Joelsson as Deputy Employee Representative

    For    For    Management
10.s  

Approve Discharge of Ake Skoglund as Deputy Employee Representative until 28 May 2020, thereafter as Ordinary Employee Representative

    For    For    Management
11  

Amend Articles Re: Editorial Changes; Number of Board Members; Collecting of Proxies and Advanced Voting; Participation at General Meetings

    For    For    Management
12  

Determine Number of Members (12) and Deputy Members of Board (0)

    For    For    Management
13  

Approve Remuneration of Directors in the Amount of SEK 2.8 Million for Chairman, SEK 955,800 for Vice Chairman and SEK 653,400 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors

    For    For    Management
14.a  

Elect Annika Creutzer as New Director

    For    For    Management
14.b  

Elect Per Olof Nyman as New Director

    For    For    Management
14.c  

Reelect Bo Bengtsson as Director

    For    For    Management
14.d  

Reelect Goran Bengtsson as Director

    For    For    Management
14.e  

Reelect Hans Eckerstrom as Director

    For    For    Management
14.f  

Reelect Kerstin Hermansson as Director

    For    For    Management
14.g  

Reelect Bengt Erik Lindgren as Director

    For    For    Management
14.h  

Reelect Josefin Lindstrand as Director

    For    For    Management
14.i  

Reelect Bo Magnusson as Director

    For    For    Management
14.j  

Reelect Anna Mossberg as Director

    For    For    Management
14.k  

Reelect Biljana Pehrsson as Director

    For    For    Management
14.l  

Reelect Goran Persson as Director

    For    For    Management
15  

Elect Goran Persson as Board Chairman and Bo Magnusson as Vice Chairman

    For    For    Management
16  

Authorize Chairman of Board and Representatives of Five of Company’s Largest Shareholders to Serve on Nominating Committee; Approve Nomination Committee Procedures

    For    For    Management
17  

Authorize Repurchase Authorization for Trading in Own Shares

    For    For    Management
18  

Authorize General Share Repurchase Program

    For    For    Management
19  

Approve Issuance of Convertibles without Preemptive Rights

    For    For    Management
20.a  

Approve Common Deferred Share Bonus Plan (Eken 2021)

    For    For    Management
20.b  

Approve Deferred Share Bonus Plan for Key Employees (IP 2021)

    For    For    Management
20.c  

Approve Equity Plan Financing to Participants of 2021 and Previous Programs

    For    For    Management
21  

Approve Remuneration Report

    For    For    Management
22.a  

Deliberation on Possible Legal Action Against Representatives

    Against    Against    Shareholder
22.b  

Request Compensation from Representatives for the Damage that the Investigation finds that Swedbank has Suffered

    Against    Against    Shareholder
22.c  

Engage a Law Firm, Chosen by Swedbank and Accepted by Therium Capital Management Nordic AS, to Carry Out the Investigation and Represent Swedbank as a Legal Counsel in the Action for Damages

    Against    Against    Shareholder
22.d  

Enter into a Third-Party Financing Agreement with Therium Capital Management Nordic AS

    Against    Against    Shareholder
23.a1  

Swedbank Adopts Guidelines to Immediately Decline Loans to Projects Aiming at Extracting Fossil Fuels

    None    Against    Shareholder
23.a2  

Swedbank Adopts Guidelines to Immediately Decline Loans to Companies whose Main Activity is to Extract Fossil Fuels (Excluding Specific Projects Focused on Activities Other than Fossil Fuel Extraction)

    None    Against    Shareholder
23.b  

Swedbank, before the AGM 2022, Reports its Exposure in Loans to Companies whose Main Activity is to Extract Fossil Energy

    None    Against    Shareholder
24  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SWEDISH MATCH AB

 

Ticker:    SWMA   Security ID:    W92277115
Meeting Date:    APR 13, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting; Elect Chairman of Meeting For

    For    Management   
2  

Prepare and Approve List of Shareholders

    For    For    Management
3  

Designate Peter Lundkvist and Filippa Gerstadt Inspectors of Minutes of Meeting

    For    For    Management
4  

Acknowledge Proper Convening of Meeting

    For    For    Management
5  

Approve Agenda of Meeting

    For    For    Management
6  

Approve Remuneration Report

    For    For    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Allocation of Income and Dividends of SEK 15.00 Per Share

    For    For    Management
9.a  

Approve Discharge of Charles A. Blixt

    For    For    Management
9.b  

Approve Discharge of Andrew Cripps

    For    For    Management
9.c  

Approve Discharge of Jacqueline Hoogerbrugge

    For    For    Management
9.d  

Approve Discharge of Conny Carlsson

    For    For    Management
9.e  

Approve Discharge of Alexander Lacik

    For    For    Management
9.f  

Approve Discharge of Pauline Lindwall

    For    For    Management
9.g  

Approve Discharge of Wenche Rolfsen

    For    For    Management
9.h  

Approve Discharge of Joakim Westh

    For    For    Management
9.i  

Approve Discharge of Patrik Engelbrektsson

    For    For    Management
9.j  

Approve Discharge of Par-Ola Olausson

    For    For    Management
9.k  

Approve Discharge of Dragan Popovic

    For    For    Management
9.l  

Approve Discharge of Lars Dahlgren

    For    For    Management
10  

Determine Number of Members (8) and Deputy Members (0) of Board

    For    For    Management
11  

Approve Remuneration of Directors in the Amount of SEK 2.25 million to Chair, SEK 1.04 Million to Vice Chair and SEK 900,000 to Other Directors; Approve Remuneration for Committee Work

    For    For    Management
12.a  

Reelect Charles A. Blixt as Director

    For    For    Management
12.b  

Reelect Andrew Cripps as Director

    For    For    Management
12.c  

Reelect Jacqueline Hoogerbrugge as Director

    For    For    Management
12.d  

Reelect Conny Carlsson as Director

    For    For    Management
12.e  

Reelect Alexander Lacik as Director

    For    For    Management
12.f  

Reelect Pauline Lindwall as Director

    For    For    Management
12.g  

Reelect Wenche Rolfsen as Director

    For    For    Management
12.h  

Reelect Joakim Westh as Director

    For    For    Management
12.i  

Reelect Conny Karlsson as Board Chair

    For    For    Management
12.j  

Reelect Andrew Cripps as Deputy Director

    For    For    Management
13  

Determine Number of Auditors (1) and Deputy Auditors (0)

    For    For    Management
14  

Approve Remuneration of Auditors

    For    For    Management
15  

Ratify Deloitte as Auditors

    For    For    Management
16.a  

Approve SEK 10.8 Million Reduction in Share Capital via Share Cancellation

    For    For    Management
16.b  

Approve Bonus Issue

    For    For    Management
17  

Authorize Share Repurchase Program

    For    For    Management
18  

Authorize Reissuance of Repurchased Shares

    For    For    Management
19  

Approve Issuance of Shares up to 10 Per cent of Share Capital without Preemptive Rights

    For    For    Management
20.a  

Amend Articles Re: Equity-Related; Set Minimum (SEK 200 Million) and Maximum (SEK 800 Million) Share Capital; Set Minimum (1 Billion) and Maximum (4 Billion) Number of Shares

    For    For    Management
20.b  

Approve 10:1 Stock Split

    For    For    Management
21  

Amend Articles of Association Re: Editorial Changes

    For    For    Management

SWIRE PACIFIC LIMITED

 

Ticker:    19   Security ID:    Y83310105
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAY 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect D P Cogman as Director

    For    Against    Management
1b  

Elect M B Swire as Director

    For    For    Management
1c  

Elect S C Swire as Director

    For    For    Management
1d  

Elect M J Murray as Director

    For    Against    Management
2  

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Authorize Repurchase of Issued Share Capital

    For    For    Management
4  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SWISS LIFE HOLDING AG

 

Ticker:    SLHN   Security ID:    H8404J162
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
1.2  

Approve Remuneration Report

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 21.00 per Share

    For    For    Management
3  

Approve Discharge of Board of Directors

    For    For    Management
4.1  

Approve Fixed Remuneration of Directors in the Amount of CHF 3.2 Million

    For    For    Management
4.2  

Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 3.7 Million

    For    For    Management
4.3  

Approve Fixed and Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 13.8 Million

    For    For    Management
5.1  

Reelect Rolf Doerig as Director and Board Chairman

    For    For    Management
5.2  

Reelect Thomas Buess as Director

    For    For    Management
5.3  

Reelect Adrienne Fumagalli as Director

    For    For    Management
5.4  

Reelect Ueli Dietiker as Director

    For    For    Management
5.5  

Reelect Damir Filipovic as Director

    For    For    Management
5.6  

Reelect Frank Keuper as Director

    For    For    Management
5.7  

Reelect Stefan Loacker as Director

    For    For    Management
5.8  

Reelect Henry Peter as Director

    For    For    Management
5.9  

Reelect Martin Schmid as Director

    For    For    Management
5.10  

Reelect Franziska Sauber as Director

    For    For    Management
5.11  

Reelect Klaus Tschuetscher as Director

    For    For    Management
5.12  

Appoint Martin Schmid as Member of the Compensation Committee

    For    For    Management
5.13  

Reappoint Franziska Sauber as Member of the Compensation Committee

    For    For    Management
5.14  

Reappoint Klaus Tschuetscher as Member of the Compensation Committee

    For    For    Management
6  

Designate Andreas Zuercher as Independent Proxy

    For    For    Management
7  

Ratify PricewaterhouseCoopers AG as Auditors

    For    For    Management
8  

Approve CHF 48,582 Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares

    For    For    Management
9  

Transact Other Business (Voting)

    For    Against    Management

SWISS RE AG

 

Ticker:    SREN   Security ID:    H8431B109
Meeting Date:    APR 16, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve Remuneration Report

    For    For    Management
1.2  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 5.90 per Share

    For    For    Management
3  

Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 15.1 Million

    For    For    Management
4  

Approve Discharge of Board of Directors

    For    For    Management
5.1.a  

Reelect Sergio Ermotti as Director and Board Chairman

    For    For    Management
5.1.b  

Reelect Raymond Ch’ien as Director

    For    For    Management
5.1.c  

Reelect Renato Fassbind as Director

    For    For    Management
5.1.d  

Reelect Karen Gavan as Director

    For    For    Management
5.1.e  

Reelect Joachim Oechslin as Director

    For    For    Management
5.1.f  

Reelect Deanna Ong as Director

    For    For    Management
5.1.g  

Reelect Jay Ralph as Director

    For    For    Management
5.1.h  

Reelect Joerg Reinhardt as Director

    For    For    Management
5.1.i  

Reelect Philip Ryan as Director

    For    For    Management
5.1.j  

Reelect Paul Tucker as Director

    For    For    Management
5.1.k  

Reelect Jacques de Vaucleroy as Director

    For    For    Management
5.1.l  

Reelect Susan Wagner as Director

    For    For    Management
5.1.m  

Reelect Larry Zimpleman as Director

    For    For    Management
5.2.1  

Reappoint Raymond Ch’ien as Member of the Compensation Committee

    For    For    Management
5.2.2  

Reappoint Renato Fassbind as Member of the Compensation Committee

    For    For    Management
5.2.3  

Reappoint Karen Gavan as Member of the Compensation Committee

    For    For    Management
5.2.4  

Reappoint Joerg Reinhardt as Member of the Compensation Committee

    For    For    Management
5.2.5  

Reappoint Jacques de Vaucleroy as Member of the Compensation Committee

    For    For    Management
5.3  

Designate Proxy Voting Services GmbH as Independent Proxy

    For    For    Management
5.4  

Ratify KPMG as Auditors

    For    For    Management
6.1  

Approve Remuneration of Directors in the Amount of CHF 10.3 Million

    For    For    Management
6.2  

Approve Fixed and Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 36.5 Million

    For    For    Management
7  

Approve Renewal of CHF 8.5 Million Pool of Authorized Share Capital with Partial Exclusion of Preemptive Rights

    For    For    Management
8  

Transact Other Business (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SWISSCOM AG

 

Ticker:    SCMN   Security ID:    H8398N104
Meeting Date:    MAR 31, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
1.2  

Approve Remuneration Report (Non-Binding)

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 22 per Share

    For    For    Management
3  

Approve Discharge of Board and Senior Management

    For    For    Management
4.1  

Reelect Roland Abt as Director

    For    For    Management
4.2  

Reelect Alain Carrupt as Director

    For    For    Management
4.3  

Elect Guus Dekkers as Director

    For    For    Management
4.4  

Reelect Frank Esser as Director

    For    For    Management
4.5  

Reelect Barbara Frei as Director

    For    For    Management
4.6  

Reelect Sandra Lathion-Zweifel as Director

    For    For    Management
4.7  

Reelect Anna Mossberg as Director

    For    For    Management
4.8  

Reelect Michael Rechsteiner as Director

    For    For    Management
4.9  

Elect Michael Rechsteiner as Board Chairman

    For    For    Management
5.1  

Reappoint Roland Abt as Member of the Compensation Committee

    For    For    Management
5.2  

Reappoint Frank Esser as Member of the Compensation Committee

    For    For    Management
5.3  

Reappoint Barbara Frei as Member of the Compensation Committee

    For    For    Management
5.4  

Appoint Michael Rechsteiner as Member of the Compensation Committee

    For    For    Management
5.5  

Reappoint Renzo Simoni as Member of the Compensation Committee

    For    For    Management
6.1  

Approve Remuneration of Directors in the Amount of CHF 2.5 Million

    For    For    Management
6.2  

Approve Remuneration of Executive Committee in the Amount of CHF 8.7 Million

    For    For    Management
7  

Designate Reber Rechtsanwaelte as Independent Proxy

    For    For    Management
8  

Ratify PricewaterhouseCoopers AG as Auditors

    For    For    Management
9  

Transact Other Business (Voting)

    For    Against    Management

SYMRISE AG

 

Ticker:    SY1   Security ID:    D827A1108
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    APR 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 0.97 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021

    For    For    Management
6.1  

Elect Michael Koenig to the Supervisory Board

    For    Against    Management
6.2  

Elect Ursula Buck to the Supervisory Board

    For    For    Management
6.3  

Elect Bernd Hirsch to the Supervisory Board

    For    For    Management
6.4  

Elect Horst-Otto Gerberding to the Supervisory Board

    For    For    Management
6.5  

Elect Andrea Pfeifer to the Supervisory Board

    For    For    Management
6.6  

Elect Peter Vanacker to the Supervisory Board

    For    For    Management
7  

Amend Articles Re: Online Participation; Absentee Vote; Virtual General Meeting

    For    Against    Management
8  

Approve Remuneration Policy

    For    For    Management
9  

Approve Remuneration of Supervisory Board

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SYNCHRONY FINANCIAL

 

Ticker:    SYF   Security ID:    87165B103
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Margaret M. Keane

    For    For    Management
1b  

Elect Director Fernando Aguirre

    For    For    Management
1c  

Elect Director Paget L. Alves

    For    For    Management
1d  

Elect Director Arthur W. Coviello, Jr.

    For    For    Management
1e  

Elect Director Brian D. Doubles

    For    For    Management
1f  

Elect Director William W. Graylin

    For    For    Management
1g  

Elect Director Roy A. Guthrie

    For    For    Management
1h  

Elect Director Jeffrey G. Naylor

    For    For    Management
1i  

Elect Director P.W. “Bill” Parker

    For    For    Management
1j  

Elect Director Laurel J. Richie

    For    For    Management
1k  

Elect Director Olympia J. Snowe

    For    For    Management
1l  

Elect Director Ellen M. Zane

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management
4  

Ratify KPMG LLP as Auditors

    For    For    Management

SYNOPSYS, INC.

 

Ticker:    SNPS   Security ID:    871607107
Meeting Date:    APR 08, 2021   Meeting Type:    Annual
Record Date:    FEB 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Aart J. de Geus

    For    For    Management
1b  

Elect Director Chi-Foon Chan

    For    For    Management
1c  

Elect Director Janice D. Chaffin

    For    For    Management
1d  

Elect Director Bruce R. Chizen

    For    For    Management
1e  

Elect Director Mercedes Johnson

    For    For    Management
1f  

Elect Director Chrysostomos L. “Max” Nikias

    For    For    Management
1g  

Elect Director Jeannine P. Sargent

    For    For    Management
1h  

Elect Director John Schwarz

    For    For    Management
1i  

Elect Director Roy Vallee

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Ratify KPMG LLP as Auditors

    For    For    Management
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SYSCO CORPORATION

 

Ticker:    SYY   Security ID:    871829107
Meeting Date:    NOV 20, 2020   Meeting Type:    Annual
Record Date:    SEP 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Daniel J. Brutto

    For    For    Management
1b  

Elect Director John M. Cassaday

    For    For    Management
1c  

Elect Director Joshua D. Frank

    For    For    Management
1d  

Elect Director Larry C. Glasscock

    For    For    Management
1e  

Elect Director Bradley M. Halverson

    For    For    Management
1f  

Elect Director John M. Hinshaw

    For    For    Management
1g  

Elect Director Kevin P. Hourican

    For    For    Management
1h  

Elect Director Hans-Joachim Koerber

    For    For    Management
1i  

Elect Director Stephanie A. Lundquist

    For    For    Management
1j  

Elect Director Nelson Peltz

    For    For    Management
1k  

Elect Director Edward D. Shirley

    For    For    Management
1l  

Elect Director Sheila G. Talton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

SYSMEX CORP.

 

Ticker:    6869   Security ID:    J7864H102
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 36

    For    For    Management
2.1  

Elect Director Ietsugu, Hisashi

    For    For    Management
2.2  

Elect Director Asano, Kaoru

    For    For    Management
2.3  

Elect Director Tachibana, Kenji

    For    For    Management
2.4  

Elect Director Matsui, Iwane

    For    For    Management
2.5  

Elect Director Kanda, Hiroshi

    For    For    Management
2.6  

Elect Director Yoshida, Tomokazu

    For    For    Management
2.7  

Elect Director Takahashi, Masayo

    For    For    Management
2.8  

Elect Director Ota, Kazuo

    For    For    Management
2.9  

Elect Director Fukumoto, Hidekazu

    For    For    Management
3  

Elect Alternate Director and Audit Committee Member Onishi, Koichi

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

T&D HOLDINGS, INC.

 

Ticker:    8795   Security ID:    J86796109
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 24

    For    For    Management
2.1  

Elect Director Uehara, Hirohisa

    For    For    Management
2.2  

Elect Director Morinaka, Kanaya

    For    For    Management
2.3  

Elect Director Nagata, Mitsuhiro

    For    For    Management
2.4  

Elect Director Ogo, Naoki

    For    For    Management
2.5  

Elect Director Watanabe, Kensaku

    For    For    Management
2.6  

Elect Director Soejima, Naoki

    For    For    Management
2.7  

Elect Director Kitahara, Mutsuro

    For    For    Management
3  

Elect Alternate Director and Audit Committee Member Shimma, Yuichiro

    For    For    Management

T-MOBILE US, INC.

 

Ticker:    TMUS   Security ID:    872590104
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 07, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Marcelo Claure

    For    Withhold    Management
1.2  

Elect Director Srikant M. Datar

    For    For    Management
1.3  

Elect Director Bavan M. Holloway

    For    For    Management
1.4  

Elect Director Timotheus Hottges

    For    Withhold    Management
1.5  

Elect Director Christian P. Illek

    For    Withhold    Management
1.6  

Elect Director Raphael Kubler

    For    Withhold    Management
1.7  

Elect Director Thorsten Langheim

    For    Withhold    Management
1.8  

Elect Director Dominique Leroy

    For    Withhold    Management
1.9  

Elect Director G. Michael (Mike) Sievert

    For    Withhold    Management
1.10  

Elect Director Teresa A. Taylor

    For    For    Management
1.11  

Elect Director Omar Tazi

    For    Withhold    Management
1.12  

Elect Director Kelvin R. Westbrook

    For    Withhold    Management
1.13  

Elect Director Michael Wilkens

    For    Withhold    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

T. ROWE PRICE GROUP, INC.

 

Ticker:    TROW   Security ID:    74144T108
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark S. Bartlett

    For    For    Management
1b  

Elect Director Mary K. Bush

    For    For    Management
1c  

Elect Director Dina Dublon

    For    For    Management
1d  

Elect Director Freeman A. Hrabowski, III

    For    For    Management
1e  

Elect Director Robert F. MacLellan

    For    For    Management
1f  

Elect Director Olympia J. Snowe

    For    For    Management
1g  

Elect Director Robert J. Stevens

    For    For    Management
1h  

Elect Director William J. Stromberg

    For    For    Management
1i  

Elect Director Richard R. Verma

    For    For    Management
1j  

Elect Director Sandra S. Wijnberg

    For    For    Management
1k  

Elect Director Alan D. Wilson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Report on and Assess Proxy Voting Policies in Relation to Climate Change Position

    Against    Against    Shareholder

TAIWAN CEMENT CORP.

 

Ticker:    1101   Security ID:    Y8415D106
Meeting Date:    JUN 11, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Report and Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3.1  

Elect Chang, An-Ping, a Representative of Chia Hsin R.M.C Corp., with Shareholder No. 20048715, as Non-Independent Director

    For    For    Management
3.2  

Elect Li, Jong-Peir, a Representative of C. F. Koo Foundation, with Shareholder No. 20178935, as Non-Independent Director

    For    For    Management
3.3  

Elect Chang Kang-Lung, Jason, a Representative of Chia Hsin Cement Corp, with Shareholder No. 20016949, as Non-Independent Director

    For    For    Management
3.4  

Elect Lo, C.M. Kenneth, a Representative of International CSRC Investment Holdings Co., Ltd., with Shareholder No. 20055830, as Non-Independent Director

    For    For    Management
3.5  

Elect Wang, Por-Yuan, a Representative of Fu Pin Investment Co., Ltd., with Shareholder No. 20420701, as Non-Independent Director

    For    For    Management
3.6  

Elect Koo, Kung-Yi, a Representative of Tai Ho Farming Co., Ltd., with SHAREHOLDER NO.20040219, as Non-Independent Director

    For    For    Management
3.7  

Elect Chen, Chi-Te, a Representative of Chia Hsin Cement Corp., with SHAREHOLDER NO.20016949, as Non-Independent Director

    For    For    Management
3.8  

Elect Hsieh, Chi-Chia, a Representative of Fu Pin Investment Co. , Ltd., with SHAREHOLDER NO.20420701, as Non-Independent Director

    For    For    Management
3.9  

Elect Wen, Chien, a Representative of Heng Qiang Investment Co., Ltd., with SHAREHOLDER NO.20420700, as Non-Independent Director

    For    For    Management
3.10  

Elect Tsai, Chih-Chung, a Representative of Heng Qiang Investment Co., Ltd., with SHAREHOLDER NO.20420700, as Non-Independent Director

    For    For    Management
3.11  

Elect Chiao, Yu-Cheng with ID No. A120667XXX as Independent Director

    For    Against    Management
3.12  

Elect Wang, Victor with ID No. Q100187XXX as Independent Director

    For    Against    Management
3.13  

Elect Chou, Ling-Tai Lynette (Chou Ling Tai), with SHAREHOLDER NO. 20180174 as Independent Director

    For    For    Management
3.14  

Elect Lin, Mei-Hwa, with ID No. F201284XXX as Independent Director

    For    For    Management
3.15  

Elect Lin, Shiou-Ling, with ID No. A202924XXX as Independent Director

    For    For    Management
4  

Amend Procedures Governing the Acquisition or Disposal of Assets

    For    For    Management
5  

Approve Amendments to Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management
6  

Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TAIWAN HIGH SPEED RAIL CORP.

 

Ticker:    2633   Security ID:    Y8421F103
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Operations Report and Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Amend Guidelines for Corporate Governance

    For    For    Management
4  

Approve Amendments to Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management
5  

Approve Amendment to Rules and Procedures for Election of Directors

    For    For    Management

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.

 

Ticker:    2330   Security ID:    Y84629107
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Operations Report and Financial Statements

    For    For    Management
2  

Approve Amendment to Rules and Procedures for Election of Directors

    For    For    Management
3  

Approve Issuance of Restricted Stocks

    For    For    Management
4.1  

Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director

    For    For    Management
4.2  

Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director

    For    For    Management
4.3  

Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director

    For    For    Management
4.4  

Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director

    For    For    Management
4.5  

Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director

    For    For    Management
4.6  

Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director

    For    For    Management
4.7  

Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director

    For    For    Management
4.8  

Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director

    For    For    Management
4.9  

Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director

    For    For    Management
4.10  

Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TAKE-TWO INTERACTIVE SOFTWARE, INC.

 

Ticker:    TTWO   Security ID:    874054109
Meeting Date:    SEP 16, 2020   Meeting Type:    Annual
Record Date:    JUL 20, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Strauss Zelnick

    For    For    Management
1.2  

Elect Director Michael Dornemann

    For    For    Management
1.3  

Elect Director J Moses

    For    For    Management
1.4  

Elect Director Michael Sheresky

    For    For    Management
1.5  

Elect Director LaVerne Srinivasan

    For    For    Management
1.6  

Elect Director Susan Tolson

    For    For    Management
1.7  

Elect Director Paul Viera

    For    For    Management
1.8  

Elect Director Roland Hernandez

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

TAKEDA PHARMACEUTICAL CO., LTD.

 

Ticker:    4502   Security ID:    J8129E108
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 90

    For    For    Management
2  

Amend Articles to Allow Virtual Only Shareholder Meetings

    For    For    Management
3.1  

Elect Director Christophe Weber

    For    For    Management
3.2  

Elect Director Iwasaki, Masato

    For    For    Management
3.3  

Elect Director Andrew Plump

    For    For    Management
3.4  

Elect Director Constantine Saroukos

    For    For    Management
3.5  

Elect Director Sakane, Masahiro

    For    For    Management
3.6  

Elect Director Olivier Bohuon

    For    For    Management
3.7  

Elect Director Jean-Luc Butel

    For    For    Management
3.8  

Elect Director Ian Clark

    For    For    Management
3.9  

Elect Director Fujimori, Yoshiaki

    For    For    Management
3.10  

Elect Director Steven Gillis

    For    For    Management
3.11  

Elect Director Kuniya, Shiro

    For    For    Management
3.12  

Elect Director Shiga, Toshiyuki

    For    For    Management
4  

Elect Director and Audit Committee Member Iijima, Masami

    For    For    Management
5  

Approve Annual Bonus

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TARGET CORPORATION

 

Ticker:    TGT   Security ID:    87612E106
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Douglas M. Baker, Jr.

    For    For    Management
1b  

Elect Director George S. Barrett

    For    For    Management
1c  

Elect Director Brian C. Cornell

    For    For    Management
1d  

Elect Director Robert L. Edwards

    For    For    Management
1e  

Elect Director Melanie L. Healey

    For    For    Management
1f  

Elect Director Donald R. Knauss

    For    For    Management
1g  

Elect Director Christine A. Leahy

    For    For    Management
1h  

Elect Director Monica C. Lozano

    For    For    Management
1i  

Elect Director Mary E. Minnick

    For    For    Management
1j  

Elect Director Derica W. Rice

    For    For    Management
1k  

Elect Director Kenneth L. Salazar

    For    For    Management
1l  

Elect Director Dmitri L. Stockton

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

TATA MOTORS LIMITED

 

Ticker:    500570   Security ID:    876568502
Meeting Date:    AUG 25, 2020   Meeting Type:    Annual
Record Date:    JUL 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Accept Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Reelect Ralf Speth as Director

    For    For    Management
4  

Approve Payment of Minimum Remuneration to Guenter Butschek as Chief Executive Officer and Managing Director for FY 2019-20

    For    For    Management
5  

Approve Payment of Minimum Remuneration to Guenter Butschek as Chief Executive Officer and Managing Director in Case of No/Inadequate Profits During FY 2020-21

    For    For    Management
6  

Approve Branch Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
7  

Approve Remuneration of Cost Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TATA MOTORS LIMITED

 

Ticker:    500570   Security ID:    876568502
Meeting Date:    MAR 05, 2021   Meeting Type:    Court
Record Date:    FEB 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Scheme of Arrangement

    For    For    Management

TATNEFT PJSC

 

Ticker:    TATN   Security ID:    876629205
Meeting Date:    SEP 30, 2020   Meeting Type:    Special
Record Date:    SEP 04, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Interim Dividends for First Six Months of Fiscal 2020

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TATNEFT PJSC

 

Ticker:    TATN   Security ID:    876629205
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    JUN 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Annual Report

    For    For    Management
2  

Approve Financial Statements

    For    For    Management
3  

Approve Allocation of Income and Dividends

    For    For    Management
4.1  

Elect Fanil Agliullin as Director

    None    Against    Management
4.2  

Elect Radik Gaizatullin as Director

    None    Against    Management
4.3  

Elect Laszlo Gerecs as Director

    None    For    Management
4.4  

Elect Larisa Glukhova as Director

    None    Against    Management
4.5  

Elect Iurii Levin as Director

    None    For    Management
4.6  

Elect Nail Maganov as Director

    None    Against    Management
4.7  

Elect Albert Nafigin as Director

    None    Against    Management
4.8  

Elect Rafail Nurmukhametov as Director

    None    Against    Management
4.9  

Elect Valerii Sorokin as Director

    None    Against    Management
4.10  

Elect Nurislam Siubaev as Director

    None    Against    Management
4.11  

Elect Shafagat Takhautdinov as Director

    None    Against    Management
4.12  

Elect Rustam Khalimov as Director

    None    Against    Management
4.13  

Elect Rais Khisamov as Director

    None    Against    Management
4.14  

Elect Rene Steiner as Director

    None    Against    Management
5.1  

Elect Marsel Abdullin as Member of Audit Commission

    For    For    Management
5.2  

Elect Kseniia Borzunova as Member of Audit Commission

    For    For    Management
5.3  

Elect Ilnur Gabidullin as Member of Audit Commission

    For    For    Management
5.4  

Elect Guzal Gilfanova as Member of Audit Commission

    For    For    Management
5.5  

Elect Tatiana Malakhova as Member of Audit Commission

    For    For    Management
5.6  

Elect Liliia Rakhimzianova as Member of Audit Commission

    For    For    Management
5.7  

Elect Ramil Khairullin as Member of Audit Commission

    For    For    Management
5.8  

Elect Ravil Sharifullin as Member of Audit Commission

    For    For    Management
6  

Ratify Auditor

    For    For    Management

TC ENERGY CORPORATION

 

Ticker:    TRP   Security ID:    87807B107
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Stephan Cretier

    For    For    Management
1.2  

Elect Director Michael R. Culbert

    For    For    Management
1.3  

Elect Director Susan C. Jones

    For    For    Management
1.4  

Elect Director Randy Limbacher

    For    For    Management
1.5  

Elect Director John E. Lowe

    For    For    Management
1.6  

Elect Director David MacNaughton

    For    For    Management
1.7  

Elect Director Francois L. Poirier

    For    For    Management
1.8  

Elect Director Una Power

    For    For    Management
1.9  

Elect Director Mary Pat Salomone

    For    For    Management
1.10  

Elect Director Indira V. Samarasekera

    For    For    Management
1.11  

Elect Director D. Michael G. Stewart

    For    For    Management
1.12  

Elect Director Siim A. Vanaselja

    For    For    Management
1.13  

Elect Director Thierry Vandal

    For    For    Management
2  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

Amend By-law Number 1

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TDK CORP.

 

Ticker:    6762   Security ID:    J82141136
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 90

    For    For    Management
2.1  

Elect Director Ishiguro, Shigenao

    For    For    Management
2.2  

Elect Director Yamanishi, Tetsuji

    For    For    Management
2.3  

Elect Director Sumita, Makoto

    For    For    Management
2.4  

Elect Director Osaka, Seiji

    For    For    Management
2.5  

Elect Director Sato, Shigeki

    For    For    Management
2.6  

Elect Director Ishimura, Kazuhiko

    For    For    Management
2.7  

Elect Director Nakayama, Kozue

    For    For    Management
2.8  

Elect Director Iwai, Mutsuo

    For    For    Management

TE CONNECTIVITY LTD.

 

Ticker:    TEL   Security ID:    H84989104
Meeting Date:    MAR 10, 2021   Meeting Type:    Annual
Record Date:    FEB 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Pierre R. Brondeau

    For    For    Management
1b  

Elect Director Terrence R. Curtin

    For    For    Management
1c  

Elect Director Carol A. (John) Davidson

    For    For    Management
1d  

Elect Director Lynn A. Dugle

    For    For    Management
1e  

Elect Director William A. Jeffrey

    For    For    Management
1f  

Elect Director David M. Kerko *Withdrawn Resolution*

    None    None    Management
1g  

Elect Director Thomas J. Lynch

    For    For    Management
1h  

Elect Director Heath A. Mitts

    For    For    Management
1i  

Elect Director Yong Nam

    For    For    Management
1j  

Elect Director Daniel J. Phelan

    For    For    Management
1k  

Elect Director Abhijit Y. Talwalkar

    For    For    Management
1l  

Elect Director Mark C. Trudeau

    For    For    Management
1m  

Elect Director Dawn C. Willoughby

    For    For    Management
1n  

Elect Director Laura H. Wright

    For    For    Management
2  

Elect Board Chairman Thomas J. Lynch

    For    For    Management
3a  

Elect Daniel J. Phelan as Member of Management Development and Compensation Committee

    For    For    Management
3b  

Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee

    For    For    Management
3c  

Elect Mark C. Trudeau as Member of Management Development and Compensation Committee

    For    For    Management
3d  

Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee

    For    For    Management
4  

Designate Rene Schwarzenbach as Independent Proxy

    For    For    Management
5.1  

Accept Annual Report for Fiscal Year Ended September 25, 2020

    For    For    Management
5.2  

Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020

    For    For    Management
5.3  

Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020

    For    For    Management
6  

Approve Discharge of Board and Senior Management

    For    For    Management
7.1  

Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021

    For    For    Management
7.2  

Ratify Deloitte AG as Swiss Registered Auditors

    For    For    Management
7.3  

Ratify PricewaterhouseCoopers AG as Special Auditors

    For    For    Management
8  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
9  

Approve the Increase in Maximum Aggregate Remuneration of Executive Management

    For    For    Management
10  

Approve Maximum Aggregate Remuneration of Board of Directors

    For    For    Management
11  

Approve Allocation of Available Earnings at September 25, 2020

    For    For    Management
12  

Approve Declaration of Dividend

    For    For    Management
13  

Approve Reduction in Share Capital via Cancelation of Shares

    For    For    Management
14  

Amend Non-Qualified Employee Stock Purchase Plan

    For    For    Management
15  

Amend Omnibus Stock Plan

    For    For    Management
16  

Adjourn Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TECHTRONIC INDUSTRIES CO., LTD.

 

Ticker:    669   Security ID:    Y8563B159
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAY 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Stephan Horst Pudwill as Director

    For    For    Management
3b  

Elect Frank Chi Chung Chan as Director

    For    For    Management
3c  

Elect Roy Chi Ping Chung as Director

    For    For    Management
3d  

Elect Virginia Davis Wilmerding as Director

    For    For    Management
3e  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management

TECK RESOURCES LIMITED

 

Ticker:    TECK.B   Security ID:    878742204
Meeting Date:    APR 28, 2021   Meeting Type:    Annual/Special
Record Date:    MAR 01, 2021     

 

#  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1A  

Elect Director Mayank M. Ashar

    For    For    Management
1B  

Elect Director Quan Chong

    For    For    Management
1C  

Elect Director Edward C. Dowling

    For    For    Management
1D  

Elect Director Eiichi Fukuda

    For    For    Management
1E  

Elect Director Toru Higo

    For    For    Management
1F  

Elect Director Norman B. Keevil, III

    For    For    Management
1G  

Elect Director Donald R. Lindsay

    For    For    Management
1H  

Elect Director Sheila A. Murray

    For    For    Management
1I  

Elect Director Tracey L. McVicar

    For    For    Management
1J  

Elect Director Kenneth W. Pickering

    For    For    Management
1K  

Elect Director Una M. Power

    For    For    Management
1L  

Elect Director Timothy R. Snider

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    Against    Management
4  

Amend General By-law No. 1

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TELADOC HEALTH, INC.

 

Ticker:    TDOC   Security ID:    87918A105
Meeting Date:    OCT 29, 2020   Meeting Type:    Special
Record Date:    SEP 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Issue Shares in Connection with Merger

    For    For    Management
2  

Increase Authorized Common Stock

    For    For    Management
3  

Adjourn Meeting

    For    For    Management

TELADOC HEALTH, INC.

 

Ticker:    TDOC   Security ID:    87918A105
Meeting Date:    MAY 17, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Christopher Bischoff

    For    For    Management
1b  

Elect Director Karen L. Daniel

    For    For    Management
1c  

Elect Director Sandra L. Fenwick

    For    For    Management
1d  

Elect Director William H. Frist

    For    For    Management
1e  

Elect Director Jason Gorevic

    For    For    Management
1f  

Elect Director Catherine A. Jacobson

    For    For    Management
1g  

Elect Director Thomas G. McKinley

    For    For    Management
1h  

Elect Director Kenneth H. Paulus

    For    For    Management
1i  

Elect Director David Shedlarz

    For    For    Management
1j  

Elect Director Mark Douglas Smith

    For    For    Management
1k  

Elect Director David B. Snow, Jr.

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TELEFLEX INCORPORATED

 

Ticker:    TFX   Security ID:    879369106
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Candace H. Duncan

    For    For    Management
1b  

Elect Director Stephen K. Klasko

    For    For    Management
1c  

Elect Director Stuart A. Randle

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Declassify the Board of Directors

    None    For    Shareholder

TELEFONAKTIEBOLAGET LM ERICSSON

 

Ticker:    ERIC.B   Security ID:    W26049119
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2  

Designate Inspector(s) of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
7.2  

Approve Remuneration Report

    For    For    Management
7.3a  

Approve Discharge of Board Chairman Ronnie Leten

    For    For    Management
7.3b  

Approve Discharge of Board Member Helena Stjernholm

    For    For    Management
7.3c  

Approve Discharge of Board Member Jacob Wallenberg

    For    For    Management
7.3d  

Approve Discharge of Board Member Jon Fredrik Baksaas

    For    For    Management
7.3e  

Approve Discharge of Board Member Jan Carlson

    For    For    Management
7.3f  

Approve Discharge of Board Member Nora Denzel

    For    For    Management
7.3g  

Approve Discharge of Board Member Borje Ekholm

    For    For    Management
7.3h  

Approve Discharge of Board Member Eric A. Elzvik

    For    For    Management
7.3i  

Approve Discharge of Board Member Kurt Jofs

    For    For    Management
7.3j  

Approve Discharge of Board Member Kristin S. Rinne

    For    For    Management
7.3k  

Approve Discharge of Employee Representative Torbjorn Nyman

    For    For    Management
7.3l  

Approve Discharge of Employee Representative Kjell-Ake Soting

    For    For    Management
7.3m  

Approve Discharge of Employee Representative Roger Svensson

    For    For    Management
7.3n  

Approve Discharge of Deputy Employee Representative Per Holmberg

    For    For    Management
7.3o  

Approve Discharge of Deputy Employee Representative Anders Ripa

    For    For    Management
7.3p  

Approve Discharge of Deputy Employee Representative Loredana Roslund

    For    For    Management
7.3q  

Approve Discharge of President Borje Ekholm

    For    For    Management
7.4  

Approve Allocation of Income and Dividends of SEK 2 Per Share

    For    For    Management
8  

Determine Number of Directors (10) and Deputy Directors (0) of Board

    For    For    Management
9  

Approve Remuneration of Directors in the Amount of SEK 4.2 Million for Chairman and SEK 1.06 Million for Other Directors, Approve Remuneration for Committee Work

    For    For    Management
10.1  

Reelect Jon Fredrik Baksaas as Director

    For    For    Management
10.2  

Reelect Jan Carlson as Director

    For    Against    Management
10.3  

Reelect Nora Denzel as Director

    For    For    Management
10.4  

Reelect Borje Ekholm as Director

    For    For    Management
10.5  

Reelect Eric A. Elzvik as Director

    For    For    Management
10.6  

Reelect Kurt Jofs as Director

    For    For    Management
10.7  

Reelect Ronnie Leten as Director

    For    For    Management
10.8  

Reelect Kristin S. Rinne as Director

    For    For    Management
10.9  

Reelect Helena Stjernholm as Director

    For    For    Management
10.10  

Reelect Jacob Wallenberg as Director

    For    For    Management
11  

Reelect Ronnie Leten as Board Chair

    For    For    Management
12  

Determine Number of Auditors (1) and Deputy Auditors (0)

    For    For    Management
13  

Approve Remuneration of Auditors

    For    For    Management
14  

Ratify Deloitte as Auditors

    For    For    Management
15  

Amend Articles Re: Editorial Changes; Collecting of Proxies and Postal Voting; Participation at General Meetings

    For    For    Management
16.1  

Approve Long-Term Variable Compensation Program 2021 (LTV 2021)

    For    Against    Management
16.2  

Approve Equity Plan Financing of LTV 2021

    For    Against    Management
16.3  

Approve Alternative Equity Plan Financing of LTV 2021, if Item 16.2 is Not Approved

    For    Against    Management
17  

Approve Equity Plan Financing of LTV 2020

    For    For    Management
18  

Approve Equity Plan Financing of LTV 2018 and 2019

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TELEFONICA SA

 

Ticker:    TEF   Security ID:    879382109
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    APR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Approve Consolidated and Standalone Financial Statements

    For    For    Management
1.2  

Approve Non-Financial Information Statement

    For    For    Management
1.3  

Approve Discharge of Board

    For    For    Management
2  

Approve Treatment of Net Loss

    For    For    Management
3  

Renew Appointment of PricewaterhouseCoopers as Auditor

    For    For    Management
4.1  

Reelect Jose Maria Alvarez-Pallete Lopez as Director

    For    Against    Management
4.2  

Reelect Carmen Garcia de Andres as Director

    For    For    Management
4.3  

Reelect Ignacio Moreno Martinez as Director

    For    For    Management
4.4  

Reelect Francisco Jose Riberas Mera as Director

    For    Against    Management
5  

Approve Reduction in Share Capital via Amortization of Treasury Shares

    For    For    Management
6.1  

Approve Scrip Dividends

    For    For    Management
6.2  

Approve Scrip Dividends

    For    For    Management
7.1  

Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
7.2  

Amend Articles Re: Possibility of Granting Proxies and Casting Votes Prior to the Meeting by Telephone

    For    For    Management
8.1  

Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format

    For    For    Management
8.2  

Amend Articles of General Meeting Regulations Re: Possibility of Granting Proxies and Casting Votes Prior to the Meeting by Telephone

    For    For    Management
9  

Approve Remuneration Policy

    For    For    Management
10  

Approve Restricted Stock Plan

    For    For    Management
11  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management
12  

Advisory Vote on Remuneration Report

    For    For    Management

TELENOR ASA

 

Ticker:    TEL   Security ID:    R21882106
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    MAY 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Registration of Attending Shareholders and Proxies

    None    None    Management
3  

Approve Notice of Meeting and Agenda

    For    For    Management
4  

Designate Inspector(s) of Minutes of Meeting

    None    None    Management
5  

Receive Chairman’s Report

    None    None    Management
6  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 9 Per Share

    For    For    Management
7  

Approve Remuneration of Auditors

    For    For    Management
8  

Approve Company’s Corporate Governance Statement

    For    For    Management
9  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

    For    Against    Management
10  

Approve Equity Plan Financing

    For    Against    Management
11.1  

Elect Bjorn Erik Naess as Member of Corporate Assembly

    For    For    Management
11.2  

Elect John Gordon Bernander as Member of Corporate Assembly

    For    For    Management
11.3  

Elect Heidi Finskas as Member of Corporate Assembly

    For    For    Management
11.4  

Elect Widar Salbuvik as Member of Corporate Assembly

    For    For    Management
11.5  

Elect Silvija Seres as Member of Corporate Assembly

    For    For    Management
11.6  

Elect Lisbeth Karin Naero as Member of Corporate Assembly

    For    For    Management
11.7  

Elect Trine Saether Romuld as Member of Corporate Assembly

    For    For    Management
11.8  

Elect Marianne Bergmann Roren as Member of Corporate Assembly

    For    For    Management
11.9  

Elect Maalfrid Brath as Member of Corporate Assembly

    For    For    Management
11.10  

Elect Kjetil Houg as Member of Corporate Assembly

    For    For    Management
11.11  

Elect Elin Myrmel-Johansen as Deputy Member of Corporate Assembly

    For    For    Management
11.12  

Elect Randi Marjamaa as Deputy Member of Corporate Assembly

    For    For    Management
11.13  

Elect Lars Tronsgaard as Deputy Member of Corporate Assembly

    For    For    Management
12.1  

Elect Jan Tore Fosund as Member of Nominating Committee

    For    For    Management
13  

Approve Remuneration of Corporate Assembly and Nominating Committee

    For    For    Management
14  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TELEPERFORMANCE SE

 

Ticker:    TEP   Security ID:    F9120F106
Meeting Date:    APR 22, 2021   Meeting Type:    Annual/Special
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 2.40 per Share

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
5  

Approve Compensation of Corporate Officers

    For    For    Management
6  

Approve Compensation of Daniel Julien, Chairman and CEO

    For    Against    Management
7  

Approve Compensation of Olivier Rigaudy, Vice-CEO

    For    Against    Management
8  

Approve Remuneration Policy of Directors

    For    For    Management
9  

Approve Remuneration Policy of the Chairman and CEO

    For    For    Management
10  

Approve Remuneration Policy of the Vice-CEO

    For    For    Management
11  

Reelect Daniel Julien as Director

    For    Against    Management
12  

Reelect Emily Abrera as Director

    For    For    Management
13  

Reelect Alain Boulet as Director

    For    For    Management
14  

Reelect Robert Paszczak as Director

    For    For    Management
15  

Reelect Stephen Winningham as Director

    For    For    Management
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
17  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
18  

Authorize Capitalization of Reserves of Up to EUR 142 Million for Bonus Issue or Increase in Par Value

    For    For    Management
19  

Amend Article 21 of Bylaws Re: Transactions

    For    For    Management
20  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

TEMENOS AG

 

Ticker:    TEMN   Security ID:    H8547Q107
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 0.90 per Share

    For    For    Management
3  

Approve Discharge of Board and Senior Management

    For    For    Management
4  

Approve Creation of CHF 35.5 Million Pool of Capital without Preemptive Rights

    For    For    Management
5.1  

Approve Remuneration of Directors in the Amount of USD 8.2 Million

    For    For    Management
5.2  

Approve Remuneration of Executive Committee in the Amount of USD 40 Million

    For    For    Management
6.1  

Elect James Benson as Director

    For    For    Management
6.2.1  

Reelect Andreas Andreades as Director and Board Chairman

    For    For    Management
6.2.2  

Reelect Thibault de Tersant as Director

    For    For    Management
6.2.3  

Reelect Ian Cookson as Director

    For    For    Management
6.2.4  

Reelect Erik Hansen as Director

    For    For    Management
6.2.5  

Reelect Peter Spenser as Director

    For    For    Management
6.2.6  

Reelect Homaira Akbari as Director

    For    For    Management
6.2.7  

Reelect Maurizio Carli as Director

    For    For    Management
7.1  

Reappoint Homaira Akbari as Member of the Compensation Committee

    For    For    Management
7.2  

Reappoint Peter Spenser as Member of the Compensation Committee

    For    For    Management
7.3  

Reappoint Maurizio Carli as Member of the Compensation Committee

    For    For    Management
7.4  

Appoint James Benson as Member of the Compensation Committee

    For    For    Management
8  

Designate Perreard de Boccard SA as Independent Proxy

    For    For    Management
9  

Ratify PricewaterhouseCoopers SA as Auditors

    For    For    Management
10  

Transact Other Business (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TENAGA NASIONAL BERHAD

 

Ticker:    5347   Security ID:    Y85859109
Meeting Date:    MAY 10, 2021   Meeting Type:    Annual
Record Date:    MAY 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Juniwati Rahmat Hussin as Director

    For    For    Management
2  

Elect Gopala Krishnan K. Sundaram as Director

    For    For    Management
3  

Elect Asri bin Hamidin @ Hamidon as Director

    For    For    Management
4  

Elect Nawawi bin Ahmad as Director

    For    For    Management
5  

Elect Rawisandran a/l Narayanan as Director

    For    For    Management
6  

Elect Baharin bin Din as Director

    For    For    Management
7  

Approve Directors’ Fees

    For    For    Management
8  

Approve Directors’ Benefits (Excluding Directors’ Fees)

    For    For    Management
9  

Approve PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
10  

Approve Grant and Allotment of Shares to Baharin bin Din Under the Long Term Incentive Plan

    For    Against    Management
11  

Approve Grant and Allotment of Shares to Noor Liyana binti Baharin Under the Long Term Incentive Plan

    For    Against    Management

TENCENT HOLDINGS LIMITED

 

Ticker:    700   Security ID:    G87572163
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAY 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3a  

Elect Yang Siu Shun as Director

    For    For    Management
3b  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management
7  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TENCENT HOLDINGS LIMITED

 

Ticker:    700   Security ID:    G87572163
Meeting Date:    MAY 20, 2021   Meeting Type:    Special
Record Date:    MAY 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Share Option Plan of China Literature Limited

    For    Against    Management

TERADYNE, INC.

 

Ticker:    TER   Security ID:    880770102
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Michael A. Bradley

    For    For    Management
1b  

Elect Director Edwin J. Gillis

    For    For    Management
1c  

Elect Director Timothy E. Guertin

    For    For    Management
1d  

Elect Director Peter Herweck

    For    For    Management
1e  

Elect Director Mark E. Jagiela

    For    For    Management
1f  

Elect Director Mercedes Johnson

    For    For    Management
1g  

Elect Director Marilyn Matz

    For    For    Management
1h  

Elect Director Paul J. Tufano

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Reduce Supermajority Vote Requirement to Approve Merger, Share Exchanges and Substantial Sales of Company Asset

    For    For    Management
4  

Provide Right to Act by Written Consent

    For    For    Management
5  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
6  

Amend Omnibus Stock Plan

    For    For    Management
7  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TERNA RETE ELETTRICA NAZIONALE SPA

 

Ticker:    TRN   Security ID:    T9471R100
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:    APR 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Approve Long Term Incentive Plan

    For    For    Management
4  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
5.1  

Approve Remuneration Policy

    For    For    Management
5.2  

Approve Second Section of the Remuneration Report

    For    Against    Management

TERUMO CORP.

 

Ticker:    4543   Security ID:    J83173104
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 15

    For    For    Management
2.1  

Elect Director Mimura, Takayoshi

    For    For    Management
2.2  

Elect Director Sato, Shinjiro

    For    For    Management
2.3  

Elect Director Takagi, Toshiaki

    For    For    Management
2.4  

Elect Director Hatano, Shoji

    For    For    Management
2.5  

Elect Director Nishikawa, Kyo

    For    For    Management
2.6  

Elect Director Kuroda, Yukiko

    For    For    Management
2.7  

Elect Director Nishi, Hidenori

    For    For    Management
2.8  

Elect Director Ozawa, Keiya

    For    For    Management
3.1  

Elect Director and Audit Committee Member Shibazaki, Takanori

    For    For    Management
3.2  

Elect Director and Audit Committee Member Nakamura, Masaichi

    For    For    Management
3.3  

Elect Director and Audit Committee Member Uno, Soichiro

    For    For    Management
4  

Elect Alternate Director and Audit Committee Member Sakaguchi, Koichi

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TESCO PLC

 

Ticker:    TSCO   Security ID:    G87621101
Meeting Date:    FEB 11, 2021   Meeting Type:    Special
Record Date:    FEB 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Special Dividend

    For    For    Management
2  

Approve Share Consolidation

    For    For    Management
3  

Authorise Issue of Equity

    For    For    Management
4  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
5  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
6  

Authorise Market Purchase of Ordinary Shares

    For    For    Management

TESCO PLC

 

Ticker:    TSCO   Security ID:    G8T67X102
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    JUN 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Remuneration Policy

    For    For    Management
4  

Approve Final Dividend

    For    For    Management
5  

Re-elect John Allan as Director

    For    For    Management
6  

Re-elect Melissa Bethell as Director

    For    For    Management
7  

Re-elect Stewart Gilliland as Director

    For    For    Management
8  

Re-elect Steve Golsby as Director

    For    For    Management
9  

Re-elect Byron Grote as Director

    For    For    Management
10  

Re-elect Ken Murphy as Director

    For    For    Management
11  

Re-elect Simon Patterson as Director

    For    For    Management
12  

Re-elect Alison Platt as Director

    For    For    Management
13  

Re-elect Lindsey Pownall as Director

    For    For    Management
14  

Elect Bertrand Bodson as Director

    For    For    Management
15  

Elect Thierry Garnier as Director

    For    For    Management
16  

Elect Imran Nawaz as Director

    For    For    Management
17  

Elect Karen Whitworth as Director

    For    For    Management
18  

Reappoint Deloitte LLP as Auditors

    For    For    Management
19  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
20  

Authorise Issue of Equity

    For    For    Management
21  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
22  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
23  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
24  

Authorise UK Political Donations and Expenditure

    For    For    Management
25  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
26  

Approve Long-Term Incentive Plan

    For    For    Management
27  

Approve Savings-Related Share Option Scheme

    For    For    Management
28  

Adopt New Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TESLA, INC.

 

Ticker:    TSLA   Security ID:    88160R101
Meeting Date:    SEP 22, 2020   Meeting Type:    Annual
Record Date:    JUL 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Elon Musk

    For    For    Management
1.2  

Elect Director Robyn Denholm

    For    Against    Management
1.3  

Elect Director Hiromichi Mizuno

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Report on Paid Advertising

    Against    Against    Shareholder
5  

Adopt Simple Majority Vote

    Against    For    Shareholder
6  

Report on Employee Arbitration

    Against    For    Shareholder
7  

Additional Reporting on Human Rights

    Against    For    Shareholder

TEVA PHARMACEUTICAL INDUSTRIES LIMITED

 

Ticker:    TEVA   Security ID:    881624209
Meeting Date:    JUN 14, 2021   Meeting Type:    Annual
Record Date:    MAY 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Rosemary A. Crane

    For    For    Management
1b  

Elect Director Abbas Hussain

    For    For    Management
1c  

Elect Director Gerald M. Lieberman

    For    For    Management
1d  

Elect Director Ronit Satchi-Fainaro

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Kesselman & Kesselman as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TEXAS INSTRUMENTS INCORPORATED

 

Ticker:    TXN   Security ID:    882508104
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark A. Blinn

    For    For    Management
1b  

Elect Director Todd M. Bluedorn

    For    For    Management
1c  

Elect Director Janet F. Clark

    For    For    Management
1d  

Elect Director Carrie S. Cox

    For    For    Management
1e  

Elect Director Martin S. Craighead

    For    For    Management
1f  

Elect Director Jean M. Hobby

    For    For    Management
1g  

Elect Director Michael D. Hsu

    For    For    Management
1h  

Elect Director Ronald Kirk

    For    For    Management
1i  

Elect Director Pamela H. Patsley

    For    For    Management
1j  

Elect Director Robert E. Sanchez

    For    For    Management
1k  

Elect Director Richard K. Templeton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder

THALES SA

 

Ticker:    HO   Security ID:    F9156M108
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 04, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 1.76 per Share

    For    For    Management
4  

Reelect French State as Director

    For    For    Management
5  

Renew Appointment Ernst & Young Audit as Auditor

    For    For    Management
6  

Approve Amendment of Remuneration Policy of Chairman and CEO Re: FY 2019

    For    For    Management
7  

Approve Amendment of Remuneration Policy of Chairman and CEO Re: FY 2020

    For    For    Management
8  

Approve Compensation of Patrice Caine, Chairman and CEO

    For    For    Management
9  

Approve Compensation Report of Corporate Officers

    For    For    Management
10  

Approve Remuneration Policy of Chairman and CEO

    For    For    Management
11  

Approve Remuneration Policy of Directors

    For    For    Management
12  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
13  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
14  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management
15  

Reelect Bernard Fontana as Director

    For    Against    Management
16  

Elect Delphine Geny-Stephann as Director

    For    Against    Management
17  

Elect Anne Rigail as Director

    For    Against    Management
18  

Reelect Philippe Lepinay as Representative of Employee Shareholders to the Board

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE AES CORPORATION

 

Ticker:    AES   Security ID:    00130H105
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Janet G. Davidson

    For    For    Management
1.2  

Elect Director Andres R. Gluski

    For    For    Management
1.3  

Elect Director Tarun Khanna

    For    For    Management
1.4  

Elect Director Holly K. Koeppel

    For    For    Management
1.5  

Elect Director Julia M. Laulis

    For    For    Management
1.6  

Elect Director James H. Miller

    For    For    Management
1.7  

Elect Director Alain Monie

    For    For    Management
1.8  

Elect Director John B. Morse, Jr.

    For    For    Management
1.9  

Elect Director Moises Naim

    For    For    Management
1.10  

Elect Director Teresa M. Sebastian

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors

    Against    Against    Shareholder

THE ALLSTATE CORPORATION

 

Ticker:    ALL   Security ID:    020002101
Meeting Date:    MAY 25, 2021   Meeting Type:    Annual
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Donald E. Brown

    For    For    Management
1b  

Elect Director Kermit R. Crawford

    For    For    Management
1c  

Elect Director Michael L. Eskew

    For    For    Management
1d  

Elect Director Richard T. Hume

    For    For    Management
1e  

Elect Director Margaret M. Keane

    For    For    Management
1f  

Elect Director Siddharth N. (Bobby) Mehta

    For    For    Management
1g  

Elect Director Jacques P. Perold

    For    For    Management
1h  

Elect Director Andrea Redmond

    For    For    Management
1i  

Elect Director Gregg M. Sherrill

    For    For    Management
1j  

Elect Director Judith A. Sprieser

    For    For    Management
1k  

Elect Director Perry M. Traquina

    For    For    Management
1l  

Elect Director Thomas J. Wilson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE BANK OF NEW YORK MELLON CORPORATION

 

Ticker:    BK   Security ID:    064058100
Meeting Date:    APR 13, 2021   Meeting Type:    Annual
Record Date:    FEB 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Linda Z. Cook

    For    For    Management
1b  

Elect Director Joseph J. Echevarria

    For    For    Management
1c  

Elect Director Thomas P. “Todd” Gibbons

    For    For    Management
1d  

Elect Director M. Amy Gilliland

    For    For    Management
1e  

Elect Director Jeffrey A. Goldstein

    For    For    Management
1f  

Elect Director K. Guru Gowrappan

    For    For    Management
1g  

Elect Director Ralph Izzo

    For    For    Management
1h  

Elect Director Edmund F. “Ted” Kelly

    For    For    Management
1i  

Elect Director Elizabeth E. Robinson

    For    For    Management
1j  

Elect Director Samuel C. Scott, III

    For    For    Management
1k  

Elect Director Frederick O. Terrell

    For    For    Management
1l  

Elect Director Alfred W. “AI” Zollar

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

    Against    For    Shareholder

THE BANK OF NOVA SCOTIA

 

Ticker:    BNS   Security ID:    064149107
Meeting Date:    APR 13, 2021   Meeting Type:    Annual
Record Date:    FEB 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Nora A. Aufreiter

    For    For    Management
1.2  

Elect Director Guillermo E. Babatz

    For    For    Management
1.3  

Elect Director Scott B. Bonham

    For    For    Management
1.4  

Elect Director Lynn K. Patterson

    For    For    Management
1.5  

Elect Director Michael D. Penner

    For    For    Management
1.6  

Elect Director Brian J. Porter

    For    For    Management
1.7  

Elect Director Una M. Power

    For    For    Management
1.8  

Elect Director Aaron W. Regent

    For    For    Management
1.9  

Elect Director Calin Rovinescu

    For    For    Management
1.10  

Elect Director Susan L. Segal

    For    For    Management
1.11  

Elect Director L. Scott Thomson

    For    For    Management
1.12  

Elect Director Benita M. Warmbold

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    Against    Management
4.4  

SP 1: Produce a Report on Loans Made by the Bank in Support of the Circular Economy

    Against    Against    Shareholder
4.5  

SP 2: Disclose the Compensation Ratio (Equity Ratio) Used by the Compensation Committee

    Against    Against    Shareholder
4.6  

SP 3: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE BOEING COMPANY

 

Ticker:    BA   Security ID:    097023105
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Robert A. Bradway

    For    For    Management
1b  

Elect Director David L. Calhoun

    For    For    Management
1c  

Elect Director Lynne M. Doughtie

    For    For    Management
1d  

Elect Director Edmund P. Giambastiani, Jr.

    For    For    Management
1e  

Elect Director Lynn J. Good

    For    For    Management
1f  

Elect Director Akhil Johri

    For    For    Management
1g  

Elect Director Lawrence W. Kellner

    For    For    Management
1h  

Elect Director Steven M. Mollenkopf

    For    For    Management
1i  

Elect Director John M. Richardson

    For    For    Management
1j  

Elect Director Ronald A. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
5  

Provide Right to Act by Written Consent

    Against    For    Shareholder

THE CHARLES SCHWAB CORPORATION

 

Ticker:    SCHW   Security ID:    808513105
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Walter W. Bettinger, II

    For    For    Management
1b  

Elect Director Joan T. Dea

    For    For    Management
1c  

Elect Director Christopher V. Dodds

    For    For    Management
1d  

Elect Director Mark A. Goldfarb

    For    Against    Management
1e  

Elect Director Bharat B. Masrani

    For    For    Management
1f  

Elect Director Charles A. Ruffel

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
5  

Declassify the Board of Directors

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE CHUGOKU ELECTRIC POWER CO., INC.

 

Ticker:    9504   Security ID:    J07098106
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 25

    For    For    Management
2.1  

Elect Director Karita, Tomohide

    For    For    Management
2.2  

Elect Director Shimizu, Mareshige

    For    For    Management
2.3  

Elect Director Ashitani, Shigeru

    For    For    Management
2.4  

Elect Director Shigeto, Takafumi

    For    For    Management
2.5  

Elect Director Takimoto, Natsuhiko

    For    For    Management
2.6  

Elect Director Kitano, Tatsuo

    For    For    Management
2.7  

Elect Director Takaba, Toshio

    For    For    Management
2.8  

Elect Director Furuse, Makoto

    For    For    Management
3  

Amend Articles to Limit Duration of Operation of Nuclear Power Plants to 40 years

    Against    Against    Shareholder
4  

Amend Articles to Ban Resumption of Operation of Shimane Nuclear Power Plant and Decommission the Plant

    Against    Against    Shareholder
5  

Amend Articles to Conclude Nuclear Safety Agreements with Local Governments within 60-Kilometer Radius of Nuclear Power Plants

    Against    Against    Shareholder
6  

Amend Articles to Ban Construction of New Nuclear Power Plants

    Against    Against    Shareholder
7  

Amend Articles to Establish Special Committee on Green Projects

    Against    Against    Shareholder
8  

Amend Articles to Add Provisions Concerning Promotion of Females in the Utility

    Against    Against    Shareholder
9  

Amend Articles to Support Power Producer and Supplier for Fair Competition

    Against    Against    Shareholder

THE CLOROX COMPANY

 

Ticker:    CLX   Security ID:    189054109
Meeting Date:    NOV 18, 2020   Meeting Type:    Annual
Record Date:    SEP 25, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Amy Banse

    For    For    Management
1.2  

Elect Director Richard H. Carmona

    For    For    Management
1.3  

Elect Director Benno Dorer

    For    For    Management
1.4  

Elect Director Spencer C. Fleischer

    For    For    Management
1.5  

Elect Director Esther Lee

    For    For    Management
1.6  

Elect Director A.D. David Mackay

    For    For    Management
1.7  

Elect Director Paul Parker

    For    For    Management
1.8  

Elect Director Linda Rendle

    For    For    Management
1.9  

Elect Director Matthew J. Shattock

    For    For    Management
1.10  

Elect Director Kathryn Tesija

    For    For    Management
1.11  

Elect Director Pamela Thomas-Graham

    For    For    Management
1.12  

Elect Director Russell J. Weiner

    For    For    Management
1.13  

Elect Director Christopher J. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE COCA-COLA COMPANY

 

Ticker:    KO   Security ID:    191216100
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Herbert A. Allen

    For    For    Management
1.2  

Elect Director Marc Bolland

    For    For    Management
1.3  

Elect Director Ana Botin

    For    For    Management
1.4  

Elect Director Christopher C. Davis

    For    For    Management
1.5  

Elect Director Barry Diller

    For    For    Management
1.6  

Elect Director Helene D. Gayle

    For    For    Management
1.7  

Elect Director Alexis M. Herman

    For    For    Management
1.8  

Elect Director Robert A. Kotick

    For    For    Management
1.9  

Elect Director Maria Elena Lagomasino

    For    For    Management
1.10  

Elect Director James Quincey

    For    For    Management
1.11  

Elect Director Caroline J. Tsay

    For    For    Management
1.12  

Elect Director David B. Weinberg

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditor

    For    For    Management
4  

Report on Sugar and Public Health

    Against    Against    Shareholder

THE COOPER COMPANIES, INC.

 

Ticker:    COO   Security ID:    216648402
Meeting Date:    MAR 17, 2021   Meeting Type:    Annual
Record Date:    JAN 21, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Colleen E. Jay

    For    For    Management
1.2  

Elect Director William A. Kozy

    For    For    Management
1.3  

Elect Director Jody S. Lindell

    For    For    Management
1.4  

Elect Director Teresa S. Madden

    For    For    Management
1.5  

Elect Director Gary S. Petersmeyer

    For    For    Management
1.6  

Elect Director Robert S. Weiss

    For    For    Management
1.7  

Elect Director Albert G. White, III

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE ESTEE LAUDER COMPANIES INC.

 

Ticker:    EL   Security ID:    518439104
Meeting Date:    NOV 10, 2020   Meeting Type:    Annual
Record Date:    SEP 11, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Charlene Barshefsky

    For    For    Management
1b  

Elect Director Wei Sun Christianson

    For    For    Management
1c  

Elect Director Fabrizio Freda

    For    For    Management
1d  

Elect Director Jane Lauder

    For    For    Management
1e  

Elect Director Leonard A. Lauder

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

THE GOLDMAN SACHS GROUP, INC.

 

Ticker:    GS   Security ID:    38141G104
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director M. Michele Burns

    For    For    Management
1b  

Elect Director Drew G. Faust

    For    For    Management
1c  

Elect Director Mark A. Flaherty

    For    For    Management
1d  

Elect Director Ellen J. Kullman

    For    For    Management
1e  

Elect Director Lakshmi N. Mittal

    For    For    Management
1f  

Elect Director Adebayo O. Ogunlesi

    For    For    Management
1g  

Elect Director Peter Oppenheimer

    For    For    Management
1h  

Elect Director David M. Solomon

    For    For    Management
1i  

Elect Director Jan E. Tighe

    For    For    Management
1j  

Elect Director Jessica R. Uhl

    For    For    Management
1k  

Elect Director David A. Viniar

    For    For    Management
1l  

Elect Director Mark O. Winkelman

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    Against    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
5  

Provide Right to Act by Written Consent

    Against    For    Shareholder
6  

Report on the Impacts of Using Mandatory Arbitration

    Against    For    Shareholder
7  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder
8  

Report on Racial Equity Audit

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE HARTFORD FINANCIAL SERVICES GROUP, INC.

 

Ticker:    HIG   Security ID:    416515104
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Robert B. Allardice, III

    For    For    Management
1b  

Elect Director Larry D. De Shon

    For    For    Management
1c  

Elect Director Carlos Dominguez

    For    For    Management
1d  

Elect Director Trevor Fetter

    For    For    Management
1e  

Elect Director Donna James

    For    For    Management
1f  

Elect Director Kathryn A. Mikells

    For    For    Management
1g  

Elect Director Michael G. Morris

    For    For    Management
1h  

Elect Director Teresa W. Roseborough

    For    For    Management
1i  

Elect Director Virginia P. Ruesterholz

    For    For    Management
1j  

Elect Director Christopher J. Swift

    For    For    Management
1k  

Elect Director Matthew E. Winter

    For    For    Management
1l  

Elect Director Greig Woodring

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

THE HERSHEY COMPANY

 

Ticker:    HSY   Security ID:    427866108
Meeting Date:    MAY 17, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Pamela M. Arway

    For    For    Management
1.2  

Elect Director James W. Brown

    For    For    Management
1.3  

Elect Director Michele G. Buck

    For    For    Management
1.4  

Elect Director Victor L. Crawford

    For    For    Management
1.5  

Elect Director Robert M. Dutkowsky

    For    For    Management
1.6  

Elect Director Mary Kay Haben

    For    For    Management
1.7  

Elect Director James C. Katzman

    For    For    Management
1.8  

Elect Director M. Diane Koken

    For    For    Management
1.9  

Elect Director Robert M. Malcolm

    For    For    Management
1.10  

Elect Director Anthony J. Palmer

    For    For    Management
1.11  

Elect Director Juan R. Perez

    For    For    Management
1.12  

Elect Director Wendy L. Schoppert

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE HOME DEPOT, INC.

 

Ticker:    HD   Security ID:    437076102
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Gerard J. Arpey

    For    For    Management
1b  

Elect Director Ari Bousbib

    For    For    Management
1c  

Elect Director Jeffery H. Boyd

    For    For    Management
1d  

Elect Director Gregory D. Brenneman

    For    For    Management
1e  

Elect Director J. Frank Brown

    For    For    Management
1f  

Elect Director Albert P. Carey

    For    For    Management
1g  

Elect Director Helena B. Foulkes

    For    For    Management
1h  

Elect Director Linda R. Gooden

    For    For    Management
1i  

Elect Director Wayne M. Hewett

    For    For    Management
1j  

Elect Director Manuel Kadre

    For    For    Management
1k  

Elect Director Stephanie C. Linnartz

    For    For    Management
1l  

Elect Director Craig A. Menear

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Shareholder Written Consent Provisions

    Against    For    Shareholder
5  

Report on Political Contributions Congruency Analysis

    Against    For    Shareholder
6  

Report on Prison Labor in the Supply Chain

    Against    Against    Shareholder

THE HONG KONG AND CHINA GAS COMPANY LIMITED

 

Ticker:    3   Security ID:    Y33370100
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    MAY 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3.1  

Elect Lee Ka-shing as Director

    For    Against    Management
3.2  

Elect Poon Chung-kwong as Director

    For    For    Management
3.3  

Elect Peter Wong Wai-yee as Director

    For    Against    Management
3.4  

Elect John Ho Hon-ming as Director

    For    Against    Management
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5.1  

Approve Issuance of Bonus Shares

    For    For    Management
5.2  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5.3  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
5.4  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE J. M. SMUCKER COMPANY

 

Ticker:    SJM   Security ID:    832696405
Meeting Date:    AUG 19, 2020   Meeting Type:    Annual
Record Date:    JUN 22, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Susan E. Chapman-Hughes

    For    For    Management
1b  

Elect Director Paul J. Dolan

    For    For    Management
1c  

Elect Director Jay L. Henderson

    For    For    Management
1d  

Elect Director Kirk L. Perry

    For    For    Management
1e  

Elect Director Sandra Pianalto

    For    For    Management
1f  

Elect Director Nancy Lopez Russell

    For    For    Management
1g  

Elect Director Alex Shumate

    For    For    Management
1h  

Elect Director Mark T. Smucker

    For    For    Management
1i  

Elect Director Richard K. Smucker

    For    For    Management
1j  

Elect Director Timothy P. Smucker

    For    For    Management
1k  

Elect Director Jodi L. Taylor

    For    For    Management
1l  

Elect Director Dawn C. Willoughby

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

THE KRAFT HEINZ COMPANY

 

Ticker:    KHC   Security ID:    500754106
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Gregory E. Abel

    For    For    Management
1b  

Elect Director Alexandre Behring

    For    For    Management
1c  

Elect Director John T. Cahill

    For    For    Management
1d  

Elect Director Joao M. Castro-Neves

    For    For    Management
1e  

Elect Director Lori Dickerson Fouche

    For    For    Management
1f  

Elect Director Timothy Kenesey

    For    For    Management
1g  

Elect Director Elio Leoni Sceti

    For    For    Management
1h  

Elect Director Susan Mulder

    For    For    Management
1i  

Elect Director Miguel Patricio

    For    For    Management
1j  

Elect Director John C. Pope

    For    For    Management
1k  

Elect Director Alexandre Van Damme

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE KROGER CO.

 

Ticker:    KR   Security ID:    501044101
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Nora A. Aufreiter

    For    For    Management
1b  

Elect Director Kevin M. Brown

    For    For    Management
1c  

Elect Director Anne Gates

    For    For    Management
1d  

Elect Director Karen M. Hoguet

    For    For    Management
1e  

Elect Director W. Rodney McMullen

    For    For    Management
1f  

Elect Director Clyde R. Moore

    For    For    Management
1g  

Elect Director Ronald L. Sargent

    For    For    Management
1h  

Elect Director J. Amanda Sourry Knox (Amanda Sourry)

    For    For    Management
1i  

Elect Director Mark S. Sutton

    For    For    Management
1j  

Elect Director Ashok Vemuri

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLC as Auditor

    For    For    Management
4  

Assess Environmental Impact of Non-Recyclable Packaging

    Against    For    Shareholder

THE PNC FINANCIAL SERVICES GROUP, INC.

 

Ticker:    PNC   Security ID:    693475105
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    JAN 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Joseph Alvarado

    For    For    Management
1b  

Elect Director Charles E. Bunch

    For    For    Management
1c  

Elect Director Debra A. Cafaro

    For    For    Management
1d  

Elect Director Marjorie Rodgers Cheshire

    For    For    Management
1e  

Elect Director David L. Cohen

    For    For    Management
1f  

Elect Director William S. Demchak

    For    For    Management
1g  

Elect Director Andrew T. Feldstein

    For    For    Management
1h  

Elect Director Richard J. Harshman

    For    For    Management
1i  

Elect Director Daniel R. Hesse

    For    For    Management
1j  

Elect Director Linda R. Medler

    For    For    Management
1k  

Elect Director Martin Pfinsgraff

    For    For    Management
1l  

Elect Director Toni Townes-Whitley

    For    For    Management
1m  

Elect Director Michael J. Ward

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Report on Risk Management and Nuclear Weapon Industry

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE PROCTER & GAMBLE COMPANY

 

Ticker:    PG   Security ID:    742718109
Meeting Date:    OCT 13, 2020   Meeting Type:    Annual
Record Date:    AUG 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Francis S. Blake

    For    For    Management
1b  

Elect Director Angela F. Braly

    For    For    Management
1c  

Elect Director Amy L. Chang

    For    For    Management
1d  

Elect Director Joseph Jimenez

    For    For    Management
1e  

Elect Director Debra L. Lee

    For    For    Management
1f  

Elect Director Terry J. Lundgren

    For    For    Management
1g  

Elect Director Christine M. McCarthy

    For    For    Management
1h  

Elect Director W. James McNerney, Jr.

    For    For    Management
1i  

Elect Director Nelson Peltz

    For    For    Management
1j  

Elect Director David S. Taylor

    For    For    Management
1k  

Elect Director Margaret C. Whitman

    For    For    Management
1l  

Elect Director Patricia A. Woertz

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Qualified Employee Stock Purchase Plan

    For    For    Management
5  

Report on Efforts to Eliminate Deforestation

    Against    For    Shareholder
6  

Publish Annually a Report Assessing Diversity and Inclusion Efforts

    Against    For    Shareholder

THE PROGRESSIVE CORPORATION

 

Ticker:    PGR   Security ID:    743315103
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Philip Bleser

    For    For    Management
1b  

Elect Director Stuart B. Burgdoerfer

    For    For    Management
1c  

Elect Director Pamela J. Craig

    For    For    Management
1d  

Elect Director Charles A. Davis

    For    For    Management
1e  

Elect Director Roger N. Farah

    For    For    Management
1f  

Elect Director Lawton W. Fitt

    For    For    Management
1g  

Elect Director Susan Patricia Griffith

    For    For    Management
1h  

Elect Director Devin C. Johnson

    For    For    Management
1i  

Elect Director Jeffrey D. Kelly

    For    For    Management
1j  

Elect Director Barbara R. Snyder

    For    For    Management
1k  

Elect Director Jan E. Tighe

    For    For    Management
1l  

Elect Director Kahina Van Dyke

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE SAGE GROUP PLC

 

Ticker:    SGE   Security ID:    G7771K142
Meeting Date:    FEB 04, 2021   Meeting Type:    Annual
Record Date:    FEB 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Final Dividend

    For    For    Management
4  

Elect Sangeeta Anand as Director

    For    For    Management
5  

Elect Irana Wasti as Director

    For    For    Management
6  

Re-elect Sir Donald Brydon as Director

    For    For    Management
7  

Re-elect Dr John Bates as Director

    For    For    Management
8  

Re-elect Jonathan Bewes as Director

    For    For    Management
9  

Re-elect Annette Court as Director

    For    For    Management
10  

Re-elect Drummond Hall as Director

    For    For    Management
11  

Re-elect Steve Hare as Director

    For    For    Management
12  

Re-elect Jonathan Howell as Director

    For    For    Management
13  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
14  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

    For    For    Management
15  

Authorise Political Donations and Expenditure

    For    For    Management
16  

Amend Discretionary Share Plan

    For    For    Management
17  

Authorise Issue of Equity

    For    For    Management
18  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
19  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
20  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
22  

Adopt New Articles of Association

    For    For    Management

THE SHERWIN-WILLIAMS COMPANY

 

Ticker:    SHW   Security ID:    824348106
Meeting Date:    APR 21, 2021   Meeting Type:    Annual
Record Date:    FEB 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kerrii B. Anderson

    For    For    Management
1b  

Elect Director Arthur F. Anton

    For    For    Management
1c  

Elect Director Jeff M. Fettig

    For    For    Management
1d  

Elect Director Richard J. Kramer

    For    For    Management
1e  

Elect Director John G. Morikis

    For    For    Management
1f  

Elect Director Christine A. Poon

    For    For    Management
1g  

Elect Director Aaron M. Powell

    For    For    Management
1h  

Elect Director Michael H. Thaman

    For    For    Management
1i  

Elect Director Matthew Thornton, III

    For    For    Management
1j  

Elect Director Steven H. Wunning

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE SOUTHERN COMPANY

 

Ticker:    SO   Security ID:    842587107
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Janaki Akella

    For    For    Management
1b  

Elect Director Juanita Powell Baranco

    For    For    Management
1c  

Elect Director Henry A. Clark, III

    For    For    Management
1d  

Elect Director Anthony F. Earley, Jr.

    For    For    Management
1e  

Elect Director Thomas A. Fanning

    For    For    Management
1f  

Elect Director David J. Grain

    For    For    Management
1g  

Elect Director Colette D. Honorable

    For    For    Management
1h  

Elect Director Donald M. James

    For    For    Management
1i  

Elect Director John D. Johns

    For    For    Management
1j  

Elect Director Dale E. Klein

    For    For    Management
1k  

Elect Director Ernest J. Moniz

    For    For    Management
1l  

Elect Director William G. Smith, Jr.

    For    For    Management
1m  

Elect Director E. Jenner Wood, III

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
5  

Reduce Supermajority Vote Requirement

    For    For    Management

THE TJX COMPANIES, INC.

 

Ticker:    TJX   Security ID:    872540109
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Zein Abdalla

    For    For    Management
1b  

Elect Director Jose B. Alvarez

    For    For    Management
1c  

Elect Director Alan M. Bennett

    For    For    Management
1d  

Elect Director Rosemary T. Berkery

    For    For    Management
1e  

Elect Director David T. Ching

    For    For    Management
1f  

Elect Director C. Kim Goodwin

    For    For    Management
1g  

Elect Director Ernie Herrman

    For    For    Management
1h  

Elect Director Michael F. Hines

    For    For    Management
1i  

Elect Director Amy B. Lane

    For    For    Management
1j  

Elect Director Carol Meyrowitz

    For    For    Management
1k  

Elect Director Jackwyn L. Nemerov

    For    For    Management
1l  

Elect Director John F. O’Brien

    For    For    Management
2  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Report on Animal Welfare

    Against    Against    Shareholder
5  

Report on Pay Disparity

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE TORONTO-DOMINION BANK

 

Ticker:    TD   Security ID:    891160509
Meeting Date:    APR 01, 2021   Meeting Type:    Annual
Record Date:    FEB 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Amy W. Brinkley

    For    For    Management
1.2  

Elect Director Brian C. Ferguson

    For    For    Management
1.3  

Elect Director Colleen A. Goggins

    For    For    Management
1.4  

Elect Director Jean-Rene Halde

    For    For    Management
1.5  

Elect Director David E. Kepler

    For    For    Management
1.6  

Elect Director Brian M. Levitt

    For    For    Management
1.7  

Elect Director Alan N. MacGibbon

    For    For    Management
1.8  

Elect Director Karen E. Maidment

    For    For    Management
1.9  

Elect Director Bharat B. Masrani

    For    For    Management
1.10  

Elect Director Irene R. Miller

    For    For    Management
1.11  

Elect Director Nadir H. Mohamed

    For    For    Management
1.12  

Elect Director Claude Mongeau

    For    For    Management
1.13  

Elect Director Joe Natale

    For    For    Management
1.14  

Elect Director S. Jane Rowe

    For    For    Management
2  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

SP 1: Produce a Report on Loans Made by the Bank in Support of the Circular Economy

    Against    Against    Shareholder
5  

SP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years

    Against    Against    Shareholder

THE TRADE DESK, INC.

 

Ticker:    TTD   Security ID:    88339J105
Meeting Date:    DEC 22, 2020   Meeting Type:    Special
Record Date:    OCT 20, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Change the Conditions for the Conversion of All Outstanding Shares of Class B Common Stock Into Class A Common Stock

    For    Against    Management
2  

Provide Right to Act by Written Consent

    For    Against    Management
3  

Provide Right to Call Special Meeting

    For    Against    Management
4  

Provide that Class A Common Stock Will Be Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater

    For    Against    Management
5  

Approve New Bylaws

    For    Against    Management
6  

Adjourn Meeting

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE TRADE DESK, INC.

 

Ticker:    TTD   Security ID:    88339J105
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director David R. Pickles

    For    For    Management
1.2  

Elect Director Gokul Rajaram

    For    Withhold    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

THE TRAVELERS COMPANIES, INC.

 

Ticker:    TRV   Security ID:    89417E109
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Alan L. Beller

    For    For    Management
1b  

Elect Director Janet M. Dolan

    For    For    Management
1c  

Elect Director Patricia L. Higgins

    For    For    Management
1d  

Elect Director William J. Kane

    For    For    Management
1e  

Elect Director Thomas B. Leonardi

    For    For    Management
1f  

Elect Director Clarence Otis, Jr.

    For    For    Management
1g  

Elect Director Elizabeth E. Robinson

    For    For    Management
1h  

Elect Director Philip T. (Pete) Ruegger, III

    For    For    Management
1i  

Elect Director Todd C. Schermerhorn

    For    For    Management
1j  

Elect Director Alan D. Schnitzer

    For    For    Management
1k  

Elect Director Laurie J. Thomsen

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE WALT DISNEY COMPANY

 

Ticker:    DIS   Security ID:    254687106
Meeting Date:    MAR 09, 2021   Meeting Type:    Annual
Record Date:    JAN 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Susan E. Arnold

    For    For    Management
1b  

Elect Director Mary T. Barra

    For    For    Management
1c  

Elect Director Safra A. Catz

    For    For    Management
1d  

Elect Director Robert A. Chapek

    For    For    Management
1e  

Elect Director Francis A. deSouza

    For    For    Management
1f  

Elect Director Michael B.G. Froman

    For    For    Management
1g  

Elect Director Robert A. Iger

    For    For    Management
1h  

Elect Director Maria Elena Lagomasino

    For    For    Management
1i  

Elect Director Mark G. Parker

    For    For    Management
1j  

Elect Director Derica W. Rice

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
5  

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

    Against    Against    Shareholder

THE WILLIAMS COMPANIES, INC.

 

Ticker:    WMB   Security ID:    969457100
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Alan S. Armstrong

    For    For    Management
1.2  

Elect Director Stephen W. Bergstrom

    For    For    Management
1.3  

Elect Director Nancy K. Buese

    For    For    Management
1.4  

Elect Director Stephen I. Chazen

    For    For    Management
1.5  

Elect Director Charles I. Cogut

    For    For    Management
1.6  

Elect Director Michael A. Creel

    For    For    Management
1.7  

Elect Director Stacey H. Dore

    For    For    Management
1.8  

Elect Director Vicki L. Fuller

    For    For    Management
1.9  

Elect Director Peter A. Ragauss

    For    For    Management
1.10  

Elect Director Rose M. Robeson

    For    For    Management
1.11  

Elect Director Scott D. Sheffield

    For    For    Management
1.12  

Elect Director Murray D. Smith

    For    For    Management
1.13  

Elect Director William H. Spence

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THERMO FISHER SCIENTIFIC INC.

 

Ticker:    TMO   Security ID:    883556102
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Marc N. Casper

    For    For    Management
1b  

Elect Director Nelson J. Chai

    For    For    Management
1c  

Elect Director C. Martin Harris

    For    For    Management
1d  

Elect Director Tyler Jacks

    For    For    Management
1e  

Elect Director R. Alexandra Keith

    For    For    Management
1f  

Elect Director Thomas J. Lynch

    For    For    Management
1g  

Elect Director Jim P. Manzi

    For    For    Management
1h  

Elect Director James C. Mullen

    For    For    Management
1i  

Elect Director Lars R. Sorensen

    For    For    Management
1j  

Elect Director Debora L. Spar

    For    For    Management
1k  

Elect Director Scott M. Sperling

    For    For    Management
1l  

Elect Director Dion J. Weisler

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
4  

Provide Right to Call A Special Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THOMSON REUTERS CORPORATION

 

Ticker:    TRI   Security ID:    884903709
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director David Thomson

    For    For    Management
1.2  

Elect Director Steve Hasker

    For    For    Management
1.3  

Elect Director Kirk E. Arnold

    For    For    Management
1.4  

Elect Director David W. Binet

    For    For    Management
1.5  

Elect Director W. Edmund Clark

    For    For    Management
1.6  

Elect Director Michael E. Daniels

    For    For    Management
1.7  

Elect Director Kirk Koenigsbauer

    For    For    Management
1.8  

Elect Director Deanna Oppenheimer

    For    For    Management
1.9  

Elect Director Vance K. Opperman

    For    For    Management
1.10  

Elect Director Simon Paris

    For    For    Management
1.11  

Elect Director Kim M. Rivera

    For    For    Management
1.12  

Elect Director Barry Salzberg

    For    For    Management
1.13  

Elect Director Peter J. Thomson

    For    For    Management
1.14  

Elect Director Wulf von Schimmelmann

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management
4  

SP 1: Produce a Human Rights Risk Report

    Against    For    Shareholder

TIFFANY & CO.

 

Ticker:    TIF   Security ID:    886547108
Meeting Date:    DEC 30, 2020   Meeting Type:    Special
Record Date:    NOV 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    For    Management
2  

Advisory Vote on Golden Parachutes

    For    Against    Management
3  

Adjourn Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TOHOKU ELECTRIC POWER CO., INC.

 

Ticker:    9506   Security ID:    J85108108
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 20

    For    For    Management
2.1  

Elect Director Masuko, Jiro

    For    For    Management
2.2  

Elect Director Higuchi, Kojiro

    For    For    Management
2.3  

Elect Director Okanobu, Shinichi

    For    For    Management
2.4  

Elect Director Yamamoto, Shunji

    For    For    Management
2.5  

Elect Director Abe, Toshinori

    For    For    Management
2.6  

Elect Director Kato, Isao

    For    For    Management
2.7  

Elect Director Ishiyama, Kazuhiro

    For    For    Management
2.8  

Elect Director Takano, Hiromitsu

    For    For    Management
2.9  

Elect Director Kondo, Shiro

    For    For    Management
2.10  

Elect Director Kamijo, Tsutomu

    For    For    Management
2.11  

Elect Director Kawanobe, Osamu

    For    For    Management
2.12  

Elect Director Nagai, Mikito

    For    For    Management
3.1  

Elect Director and Audit Committee Member Miyahara, Ikuko

    For    For    Management
3.2  

Elect Director and Audit Committee Member Ide, Akiko

    For    For    Management
4  

Amend Articles to Abandon Resumption of Operation of Nuclear Power Plants and Withdraw from Nuclear Power Generation Business

    Against    Against    Shareholder
5  

Amend Articles to Decommission Nuclear Power Reactors at Higashidori Nuclear Power Station and Onagawa Nuclear Power Station

    Against    Against    Shareholder
6  

Amend Articles to Add Provision Concerning Responsible Management of Radioactive Materials

    Against    Against    Shareholder
7  

Amend Articles to Add Provision Concerning Facility Investment Decision-Making Process

    Against    Against    Shareholder
8  

Amend Articles to Abolish Advisory Posts

    Against    For    Shareholder

TOKIO MARINE HOLDINGS, INC.

 

Ticker:    8766   Security ID:    J86298106
Meeting Date:    JUN 28, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 100

    For    For    Management
2.1  

Elect Director Nagano, Tsuyoshi

    For    For    Management
2.2  

Elect Director Komiya, Satoru

    For    For    Management
2.3  

Elect Director Yuasa, Takayuki

    For    For    Management
2.4  

Elect Director Harashima, Akira

    For    For    Management
2.5  

Elect Director Okada, Kenji

    For    For    Management
2.6  

Elect Director Endo, Yoshinari

    For    For    Management
2.7  

Elect Director Hirose, Shinichi

    For    For    Management
2.8  

Elect Director Mimura, Akio

    For    For    Management
2.9  

Elect Director Egawa, Masako

    For    For    Management
2.10  

Elect Director Mitachi, Takashi

    For    For    Management
2.11  

Elect Director Endo, Nobuhiro

    For    For    Management
2.12  

Elect Director Katanozaka, Shinya

    For    For    Management
2.13  

Elect Director Osono, Emi

    For    For    Management
2.14  

Elect Director Moriwaki, Yoichi

    For    For    Management
3  

Approve Compensation Ceiling for Directors and Trust-Type Equity Compensation Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TOKYO ELECTRON LTD.

 

Ticker:    8035   Security ID:    J86957115
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Tsuneishi, Tetsuo

    For    For    Management
1.2  

Elect Director Kawai, Toshiki

    For    For    Management
1.3  

Elect Director Sasaki, Sadao

    For    For    Management
1.4  

Elect Director Nunokawa, Yoshikazu

    For    For    Management
1.5  

Elect Director Nagakubo, Tatsuya

    For    For    Management
1.6  

Elect Director Sunohara, Kiyoshi

    For    For    Management
1.7  

Elect Director Ikeda, Seisu

    For    For    Management
1.8  

Elect Director Mitano, Yoshinobu

    For    For    Management
1.9  

Elect Director Charles Ditmars Lake II

    For    For    Management
1.10  

Elect Director Sasaki, Michio

    For    For    Management
1.11  

Elect Director Eda, Makiko

    For    For    Management
1.12  

Elect Director Ichikawa, Sachiko

    For    For    Management
2  

Appoint Statutory Auditor Wagai, Kyosuke

    For    For    Management
3  

Approve Annual Bonus

    For    For    Management
4  

Approve Deep Discount Stock Option Plan

    For    For    Management
5  

Approve Deep Discount Stock Option Plan

    For    For    Management
6  

Approve Compensation Ceiling for Directors

    For    For    Management

TOKYO GAS CO., LTD.

 

Ticker:    9531   Security ID:    J87000113
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 30

    For    For    Management
2  

Amend Articles to Amend Business Lines - Adopt Board Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Authorize Board to Determine Income Allocation

    For    For    Management
3.1  

Elect Director Hirose, Michiaki

    For    For    Management
3.2  

Elect Director Uchida, Takashi

    For    For    Management
3.3  

Elect Director Nakajima, Isao

    For    For    Management
3.4  

Elect Director Saito, Hitoshi

    For    For    Management
3.5  

Elect Director Takami, Kazunori

    For    For    Management
3.6  

Elect Director Edahiro, Junko

    For    For    Management
3.7  

Elect Director Indo, Mami

    For    For    Management
3.8  

Elect Director Nohara, Sawako

    For    For    Management
3.9  

Elect Director Ono, Hiromichi

    For    For    Management
4  

Approve Transfer of Operations to Wholly Owned Subsidiary

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TOKYU CORP.

 

Ticker:    9005   Security ID:    J88720149
Meeting Date:    JUN 29, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 5

    For    For    Management
2.1  

Elect Director Nomoto, Hirofumi

    For    For    Management
2.2  

Elect Director Takahashi, Kazuo

    For    For    Management
2.3  

Elect Director Tomoe, Masao

    For    For    Management
2.4  

Elect Director Hoshino, Toshiyuki

    For    For    Management
2.5  

Elect Director Fujiwara, Hirohisa

    For    For    Management
2.6  

Elect Director Takahashi, Toshiyuki

    For    For    Management
2.7  

Elect Director Hamana, Setsu

    For    For    Management
2.8  

Elect Director Kanazashi, Kiyoshi

    For    For    Management
2.9  

Elect Director Watanabe, Isao

    For    For    Management
2.10  

Elect Director Konaga, Keiichi

    For    For    Management
2.11  

Elect Director Kanise, Reiko

    For    For    Management
2.12  

Elect Director Miyazaki, Midori

    For    For    Management
2.13  

Elect Director Shimada, Kunio

    For    For    Management
2.14  

Elect Director Shimizu, Hiroshi

    For    For    Management
3  

Appoint Alternate Statutory Auditor Matsumoto, Taku

    For    For    Management

TOKYU FUDOSAN HOLDINGS CORP.

 

Ticker:    3289   Security ID:    J88764105
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 8

    For    For    Management
2.1  

Elect Director Kanazashi, Kiyoshi

    For    For    Management
2.2  

Elect Director Okuma, Yuji

    For    For    Management
2.3  

Elect Director Nishikawa, Hironori

    For    For    Management
2.4  

Elect Director Uemura, Hitoshi

    For    For    Management
2.5  

Elect Director Saiga, Katsuhide

    For    For    Management
2.6  

Elect Director Okada, Masashi

    For    For    Management
2.7  

Elect Director Kimura, Shohei

    For    For    Management
2.8  

Elect Director Ota, Yoichi

    For    For    Management
2.9  

Elect Director Nomoto, Hirofumi

    For    For    Management
2.10  

Elect Director Kaiami, Makoto

    For    For    Management
2.11  

Elect Director Arai, Saeko

    For    For    Management
2.12  

Elect Director Ogasawara, Michiaki

    For    For    Management
2.13  

Elect Director Miura, Satoshi

    For    For    Management
2.14  

Elect Director Hoshino, Tsuguhiko

    For    For    Management
2.15  

Elect Director Jozuka, Yumiko

    For    For    Management
3.1  

Appoint Statutory Auditor Mochida, Kazuo

    For    For    Management
3.2  

Appoint Statutory Auditor Hashizume, Masahiko

    For    For    Management
3.3  

Appoint Statutory Auditor Takechi, Katsunori

    For    For    Management
3.4  

Appoint Statutory Auditor Nakazawa, Takahiro

    For    For    Management
4  

Appoint Alternate Statutory Auditor Nagao, Ryo

    For    For    Management
5  

Approve Trust-Type Equity Compensation Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TOP GLOVE CORPORATION BHD

 

Ticker:    7113   Security ID:    Y88965101
Meeting Date:    JAN 06, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Lim Han Boon as Director

    For    Against    Management
2  

Elect Rainer Althoff as Director

    For    Against    Management
3  

Elect Noripah Kamso as Director

    For    Against    Management
4  

Elect Norma Mansor as Director

    For    Against    Management
5  

Elect Sharmila Sekarajasekaran as Director

    For    Against    Management
6  

Elect Lim Andy as Director

    For    Against    Management
7  

Approve Directors’ Fees

    For    For    Management
8  

Approve Directors’ Benefits (Excluding Directors’ Fees)

    For    For    Management
9  

Approve Ernst & Young PLT as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
10  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
11  

Approve Lim Han Boon to Continue Office as Independent Non-Executive Director

    For    Against    Management
12  

Authorize Share Repurchase Program

    For    For    Management

TOSHIBA CORP.

 

Ticker:    6502   Security ID:    J89752117
Meeting Date:    JUL 31, 2020   Meeting Type:    Annual
Record Date:    MAY 15, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles to Restore Shareholder Authority to Vote on Share Buybacks - Restore Shareholder Authority to Vote on Income Allocation

    For    For    Management
2.1  

Elect Director Tsunakawa, Satoshi

    For    For    Management
2.2  

Elect Director Kurumatani, Nobuaki

    For    For    Management
2.3  

Elect Director Furuta, Yuki

    For    For    Management
2.4  

Elect Director Ota, Junji

    For    For    Management
2.5  

Elect Director Kobayashi, Nobuyuki

    For    For    Management
2.6  

Elect Director Yamauchi, Takashi

    For    For    Management
2.7  

Elect Director Fujimori, Yoshiaki

    For    For    Management
2.8  

Elect Director Paul J. Brough

    For    For    Management
2.9  

Elect Director Ayako Hirota Weissman

    For    For    Management
2.10  

Elect Director Jerome Thomas Black

    For    For    Management
2.11  

Elect Director George Raymond Zage III

    For    For    Management
2.12  

Elect Director Nagayama, Osamu

    For    For    Management
3.1  

Elect Shareholder Director Nominee Allen Chu

    Against    Against    Shareholder
3.2  

Elect Shareholder Director Nominee Shimizu, Yuya

    Against    Against    Shareholder
4.1  

Elect Shareholder Director Nominee Takeuchi, Akira

    Against    Against    Shareholder
4.2  

Elect Shareholder Director Nominee Sugiyama, Tadaaki

    Against    Against    Shareholder
4.3  

Elect Shareholder Director Nominee Imai, Yoichiro

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TOSHIBA CORP.

 

Ticker:    6502   Security ID:    J89752117
Meeting Date:    MAR 18, 2021   Meeting Type:    Special
Record Date:    FEB 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Appoint Three Individuals to Investigate Status of Operations and Property of the Company

    Against    For    Shareholder
2  

Amend Articles to Mandate Shareholder Approval for Strategic Investment Policies including Capital Strategies

    Against    Against    Shareholder

TOSHIBA CORP.

 

Ticker:    6502   Security ID:    J89752117
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Tsunakawa, Satoshi

    For    For    Management
1.2  

Elect Director Nagayama, Osamu

    For    Against    Management
1.3  

Elect Director Ota, Junji

    For    Against    Management
1.4  

Elect Director Kobayashi, Nobuyuki

    For    Against    Management
1.5  

Elect Director Yamauchi, Takashi

    For    Against    Management
1.6  

Elect Director Paul J. Brough

    For    For    Management
1.7  

Elect Director Ayako Hirota Weissman

    For    For    Management
1.8  

Elect Director Jerome Thomas Black

    For    For    Management
1.9  

Elect Director George Raymond Zage III

    For    For    Management
1.10  

Elect Director Watahiki, Mariko

    For    For    Management
1.11  

Elect Director George Olcott

    For    For    Management
1.12  

Elect Director Hashimoto, Katsunori

    For    For    Management
1.13  

Elect Director Hatazawa, Mamoru

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TOTAL SE

 

Ticker:    FP   Security ID:    F92124100
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 2.64 per Share

    For    For    Management
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
5  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
6  

Reelect Patrick Pouyanne as Director

    For    Against    Management
7  

Reelect Anne-Marie Idrac as Director

    For    For    Management
8  

Elect Jacques Aschenbroich as Director

    For    For    Management
9  

Elect Glenn Hubbard as Director

    For    For    Management
10  

Approve Compensation Report of Corporate Officers

    For    For    Management
11  

Approve Remuneration Policy of Directors

    For    For    Management
12  

Approve Compensation of Patrick Pouyanne, Chairman and CEO

    For    For    Management
13  

Approve Remuneration Policy of Chairman and CEO

    For    Against    Management
14  

Approve the Company’s Sustainable Development and Energy Transition

    For    For    Management
15  

Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly

    For    For    Management
16  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management

TOYOTA INDUSTRIES CORP.

 

Ticker:    6201   Security ID:    J92628106
Meeting Date:    JUN 10, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Toyoda, Tetsuro

    For    For    Management
1.2  

Elect Director Onishi, Akira

    For    For    Management
1.3  

Elect Director Sasaki, Takuo

    For    For    Management
1.4  

Elect Director Mizuno, Yojiro

    For    For    Management
1.5  

Elect Director Ishizaki, Yuji

    For    For    Management
1.6  

Elect Director Sumi, Shuzo

    For    For    Management
1.7  

Elect Director Yamanishi, Kenichiro

    For    For    Management
1.8  

Elect Director Maeda, Masahiko

    For    For    Management
2  

Appoint Statutory Auditor Inagawa, Toru

    For    For    Management
3  

Appoint Alternate Statutory Auditor Furusawa, Hitoshi

    For    For    Management
4  

Approve Annual Bonus

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TOYOTA MOTOR CORP.

 

Ticker:    7203   Security ID:    J92676113
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Uchiyamada, Takeshi

    For    For    Management
1.2  

Elect Director Hayakawa, Shigeru

    For    For    Management
1.3  

Elect Director Toyoda, Akio

    For    For    Management
1.4  

Elect Director Kobayashi, Koji

    For    For    Management
1.5  

Elect Director James Kuffner

    For    For    Management
1.6  

Elect Director Kon, Kenta

    For    For    Management
1.7  

Elect Director Sugawara, Ikuro

    For    For    Management
1.8  

Elect Director Sir Philip Craven

    For    For    Management
1.9  

Elect Director Kudo, Teiko

    For    For    Management
2  

Appoint Alternate Statutory Auditor Sakai, Ryuji

    For    For    Management
3  

Amend Articles to Delete Provisions on Class AA Shares

    For    For    Management

TOYOTA TSUSHO CORP.

 

Ticker:    8015   Security ID:    J92719111
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 62

    For    For    Management
2.1  

Elect Director Karube, Jun

    For    For    Management
2.2  

Elect Director Kashitani, Ichiro

    For    For    Management
2.3  

Elect Director Kondo, Takahiro

    For    For    Management
2.4  

Elect Director Tominaga, Hiroshi

    For    For    Management
2.5  

Elect Director Iwamoto, Hideyuki

    For    For    Management
2.6  

Elect Director Fujisawa, Kumi

    For    For    Management
2.7  

Elect Director Komoto, Kunihito

    For    For    Management
2.8  

Elect Director Didier Leroy

    For    For    Management
2.9  

Elect Director Inoue, Yukari

    For    For    Management
3  

Approve Annual Bonus

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TRACTOR SUPPLY COMPANY

 

Ticker:    TSCO   Security ID:    892356106
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Cynthia T. Jamison

    For    For    Management
1.2  

Elect Director Joy Brown

    For    For    Management
1.3  

Elect Director Ricardo Cardenas

    For    For    Management
1.4  

Elect Director Denise L. Jackson

    For    For    Management
1.5  

Elect Director Thomas A. Kingsbury

    For    For    Management
1.6  

Elect Director Ramkumar Krishnan

    For    For    Management
1.7  

Elect Director Edna K. Morris

    For    For    Management
1.8  

Elect Director Mark J. Weikel

    For    For    Management
1.9  

Elect Director Harry A. Lawton, III

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder

TRANE TECHNOLOGIES PLC

 

Ticker:    TT   Security ID:    G8994E103
Meeting Date:    JUN 03, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kirk E. Arnold

    For    For    Management
1b  

Elect Director Ann C. Berzin

    For    For    Management
1c  

Elect Director John Bruton

    For    For    Management
1d  

Elect Director Jared L. Cohon

    For    For    Management
1e  

Elect Director Gary D. Forsee

    For    For    Management
1f  

Elect Director Linda P. Hudson

    For    For    Management
1g  

Elect Director Michael W. Lamach

    For    For    Management
1h  

Elect Director Myles P. Lee

    For    For    Management
1i  

Elect Director April Miller Boise

    For    For    Management
1j  

Elect Director Karen B. Peetz

    For    For    Management
1k  

Elect Director John P. Surma

    For    For    Management
1l  

Elect Director Tony L. White

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Authorize Issue of Equity

    For    For    Management
5  

Renew Directors’ Authority to Issue Shares for Cash

    For    For    Management
6  

Authorize Reissuance of Repurchased Shares

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TRANSDIGM GROUP INCORPORATED

 

Ticker:    TDG   Security ID:    893641100
Meeting Date:    MAR 18, 2021   Meeting Type:    Annual
Record Date:    JAN 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director David Barr

    For    For    Management
1.2  

Elect Director Mervin Dunn

    For    Withhold    Management
1.3  

Elect Director Michael S. Graff

    For    Withhold    Management
1.4  

Elect Director Sean P. Hennessy

    For    Withhold    Management
1.5  

Elect Director W. Nicholas Howley

    For    For    Management
1.6  

Elect Director Raymond F. Laubenthal

    For    For    Management
1.7  

Elect Director Gary E. McCullough

    For    For    Management
1.8  

Elect Director Michele Santana

    For    For    Management
1.9  

Elect Director Robert J. Small

    For    Withhold    Management
1.10  

Elect Director John Staer

    For    For    Management
1.11  

Elect Director Kevin Stein

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

TRANSUNION

 

Ticker:    TRU   Security ID:    89400J107
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director William P. (Billy) Bosworth

    For    For    Management
1b  

Elect Director Suzanne P. Clark

    For    For    Management
1c  

Elect Director Kermit R. Crawford

    For    For    Management
1d  

Elect Director Russell P. Fradin

    For    For    Management
1e  

Elect Director Pamela A. Joseph

    For    For    Management
1f  

Elect Director Thomas L. Monahan, III

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TRANSURBAN GROUP LTD.

 

Ticker:    TCL   Security ID:    Q9194A106
Meeting Date:    OCT 08, 2020   Meeting Type:    Annual
Record Date:    OCT 06, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2a  

Elect Terence Bowen as Director

    For    For    Management
2b  

Elect Neil Chatfield as Director

    For    For    Management
2c  

Elect Jane Wilson as Director

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Grant of Performance Awards to Scott Charlton

    For    For    Management

TREND MICRO, INC.

 

Ticker:    4704   Security ID:    J9298Q104
Meeting Date:    MAR 25, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Allocation of Income, with a Final Dividend of JPY 153

    For    For    Management
2  

Amend Articles to Reduce Directors’ Term - Authorize Board to Determine Income Allocation

    For    Against    Management
3.1  

Elect Director Chang Ming-Jang

    For    For    Management
3.2  

Elect Director Eva Chen

    For    For    Management
3.3  

Elect Director Mahendra Negi

    For    For    Management
3.4  

Elect Director Omikawa, Akihiko

    For    For    Management
3.5  

Elect Director Nonaka, Ikujiro

    For    For    Management
3.6  

Elect Director Koga, Tetsuo

    For    For    Management
4.1  

Appoint Statutory Auditor Sempo, Masaru

    For    For    Management
4.2  

Appoint Statutory Auditor Hasegawa, Fumio

    For    For    Management
4.3  

Appoint Statutory Auditor Kameoka, Yasuo

    For    For    Management
4.4  

Appoint Statutory Auditor Fujita, Koji

    For    For    Management
5  

Approve Stock Option Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TRIMBLE INC.

 

Ticker:    TRMB   Security ID:    896239100
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Steven W. Berglund

    For    For    Management
1.2  

Elect Director James C. Dalton

    For    For    Management
1.3  

Elect Director Borje Ekholm

    For    For    Management
1.4  

Elect Director Kaigham (Ken) Gabriel

    For    For    Management
1.5  

Elect Director Meaghan Lloyd

    For    For    Management
1.6  

Elect Director Sandra MacQuillan

    For    For    Management
1.7  

Elect Director Robert G. Painter

    For    For    Management
1.8  

Elect Director Mark S. Peek

    For    For    Management
1.9  

Elect Director Johan Wibergh

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

TRIP.COM GROUP LTD.

 

Ticker:    TCOM   Security ID:    89677Q107
Meeting Date:    MAR 18, 2021   Meeting Type:    Special
Record Date:    FEB 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Change of Company’s Authorized Share Capital by One-to-Eight Subdivision of Shares

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TRUIST FINANCIAL CORPORATION

 

Ticker:    TFC   Security ID:    89832Q109
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    FEB 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jennifer S. Banner

    For    For    Management
1b  

Elect Director K. David Boyer, Jr.

    For    For    Management
1c  

Elect Director Agnes Bundy Scanlan

    For    For    Management
1d  

Elect Director Anna R. Cablik

    For    For    Management
1e  

Elect Director Dallas S. Clement

    For    For    Management
1f  

Elect Director Paul D. Donahue

    For    For    Management
1g  

Elect Director Paul R. Garcia

    For    For    Management
1h  

Elect Director Patrick C. Graney, III

    For    For    Management
1i  

Elect Director Linnie M. Haynesworth

    For    For    Management
1j  

Elect Director Kelly S. King

    For    For    Management
1k  

Elect Director Easter A. Maynard

    For    For    Management
1l  

Elect Director Donna S. Morea

    For    For    Management
1m  

Elect Director Charles A. Patton

    For    For    Management
1n  

Elect Director Nido R. Qubein

    For    For    Management
1o  

Elect Director David M. Ratcliffe

    For    For    Management
1p  

Elect Director William H. Rogers, Jr.

    For    For    Management
1q  

Elect Director Frank P. Scruggs, Jr.

    For    For    Management
1r  

Elect Director Christine Sears

    For    For    Management
1s  

Elect Director Thomas E. Skains

    For    For    Management
1t  

Elect Director Bruce L. Tanner

    For    For    Management
1u  

Elect Director Thomas N. Thompson

    For    For    Management
1v  

Elect Director Steven C. Voorhees

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

TURKCELL ILETISIM HIZMETLERI AS

 

Ticker:    TCELL   Security ID:    900111204
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting and Elect Presiding Council of Meeting

    None    None    Management
2  

Authorize Presiding Council to Sign the Meeting Minutes

    For    For    Management
3  

Accept Board Report

    None    None    Management
4  

Accept Audit Report

    None    None    Management
5  

Accept Financial Statements

    For    For    Management
6  

Approve Discharge of Board

    For    For    Management
7  

Approve Upper Limit of Donations for 2021 and Receive Information on Donations Made in 2020

    For    For    Management
8  

Ratify Director Appointment and Elect Directors

    For    Against    Management
9  

Approve Director Remuneration

    For    Against    Management
10  

Ratify External Auditors

    For    For    Management
11  

Approve Allocation of Income

    For    For    Management
12  

Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose

    For    For    Management
13  

Receive Information on Guarantees, Pledges and Mortgages Provided to Third Parties

    None    None    Management
14  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TWILIO INC.

 

Ticker:    TWLO   Security ID:    90138F102
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Jeff Lawson

    For    Withhold    Management
1.2  

Elect Director Byron Deeter

    For    Withhold    Management
1.3  

Elect Director Jeffrey Epstein

    For    Withhold    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

TWITTER, INC.

 

Ticker:    TWTR   Security ID:    90184L102
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    APR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jesse Cohn

    For    For    Management
1b  

Elect Director Martha Lane Fox

    For    For    Management
1c  

Elect Director Fei-Fei Li

    For    For    Management
1d  

Elect Director David Rosenblatt

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management
4  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
5  

Declassify the Board of Directors

    For    For    Management
6  

Report on Climate Change *Withdrawn Resolution*

    None    None    Shareholder
7  

Require Independent Director Nominee with Human and/or Civil Rights Experience

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TYLER TECHNOLOGIES, INC.

 

Ticker:    TYL   Security ID:    902252105
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Glenn A. Carter

    For    For    Management
1b  

Elect Director Brenda A. Cline

    For    For    Management
1c  

Elect Director Ronnie D. Hawkins, Jr.

    For    For    Management
1d  

Elect Director Mary L. Landrieu

    For    For    Management
1e  

Elect Director John S. Marr, Jr.

    For    For    Management
1f  

Elect Director H. Lynn Moore, Jr.

    For    For    Management
1g  

Elect Director Daniel M. Pope

    For    For    Management
1h  

Elect Director Dustin R. Womble

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

TYSON FOODS, INC.

 

Ticker:    TSN   Security ID:    902494103
Meeting Date:    FEB 11, 2021   Meeting Type:    Annual
Record Date:    DEC 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director John Tyson

    For    For    Management
1b  

Elect Director Les R. Baledge

    For    For    Management
1c  

Elect Director Gaurdie E. Banister, Jr.

    For    For    Management
1d  

Elect Director Dean Banks

    For    For    Management
1e  

Elect Director Mike Beebe

    For    For    Management
1f  

Elect Director Maria Claudia Borras

    For    For    Management
1g  

Elect Director David J. Bronczek

    For    For    Management
1h  

Elect Director Mikel A. Durham

    For    For    Management
1i  

Elect Director Jonathan D. Mariner

    For    For    Management
1j  

Elect Director Kevin M. McNamara

    For    For    Management
1k  

Elect Director Cheryl S. Miller

    For    For    Management
1l  

Elect Director Jeffrey K. Schomburger

    For    For    Management
1m  

Elect Director Robert Thurber

    For    For    Management
1n  

Elect Director Barbara A. Tyson

    For    For    Management
1o  

Elect Director Noel White

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Report on Human Rights Due Diligence

    Against    For    Shareholder
5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

    Against    For    Shareholder
6  

Report on Lobbying Payments and Policy

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

U.S. BANCORP

 

Ticker:    USB   Security ID:    902973304
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Warner L. Baxter

    For    For    Management
1b  

Elect Director Dorothy J. Bridges

    For    For    Management
1c  

Elect Director Elizabeth L. Buse

    For    For    Management
1d  

Elect Director Andrew Cecere

    For    For    Management
1e  

Elect Director Kimberly N. Ellison-Taylor

    For    For    Management
1f  

Elect Director Kimberly J. Harris

    For    For    Management
1g  

Elect Director Roland A. Hernandez

    For    For    Management
1h  

Elect Director Olivia F. Kirtley

    For    For    Management
1i  

Elect Director Karen S. Lynch

    For    For    Management
1j  

Elect Director Richard P. McKenney

    For    For    Management
1k  

Elect Director Yusuf I. Mehdi

    For    For    Management
1l  

Elect Director John P. Wiehoff

    For    For    Management
1m  

Elect Director Scott W. Wine

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

UBER TECHNOLOGIES, INC.

 

Ticker:    UBER   Security ID:    90353T100
Meeting Date:    MAY 10, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Ronald Sugar

    For    For    Management
1b  

Elect Director Revathi Advaithi

    For    For    Management
1c  

Elect Director Ursula Burns

    For    For    Management
1d  

Elect Director Robert Eckert

    For    For    Management
1e  

Elect Director Amanda Ginsberg

    For    For    Management
1f  

Elect Director Dara Khosrowshahi

    For    For    Management
1g  

Elect Director Wan Ling Martello

    For    For    Management
1h  

Elect Director Yasir Al-Rumayyan

    For    For    Management
1i  

Elect Director John Thain

    For    For    Management
1j  

Elect Director David I. Trujillo

    For    For    Management
1k  

Elect Director Alexander Wynaendts

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Eliminate Supermajority Vote Requirement

    For    For    Management
5  

Report on Lobbying Payments and Policy

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UBISOFT ENTERTAINMENT SA

 

Ticker:    UBI   Security ID:    F9396N106
Meeting Date:    JUL 02, 2020   Meeting Type:    Annual/Special
Record Date:    JUN 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Treatment of Losses

    For    For    Management
3  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
5  

Approve Compensation of Corporate Officers

    For    For    Management
6  

Approve Compensation of Yves Guillemot, Chairman and CEO

    For    For    Management
7  

Approve Compensation of Claude Guillemot, Vice-CEO

    For    For    Management
8  

Approve Compensation of Michel Guillemot, Vice-CEO

    For    For    Management
9  

Approve Compensation of Gerard Guillemot, Vice-CEO

    For    For    Management
10  

Approve Compensation of Christian Guillemot, Vice-CEO

    For    For    Management
11  

Approve Remuneration Policy for Chairman and CEO

    For    For    Management
12  

Approve Remuneration Policy for Vice-CEOs

    For    For    Management
13  

Approve Remuneration Policy of Directors

    For    For    Management
14  

Reelect Yves Guillemot as Director

    For    Against    Management
15  

Reelect Gerard Guillemot as Director

    For    Against    Management
16  

Reelect Florence Naviner as Director

    For    For    Management
17  

Elect John Parkes as Representative of Employee Shareholders to the Board

    For    For    Management
18  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
19  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
20  

Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value

    For    For    Management
21  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million

    For    For    Management
22  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 0.85 Million

    For    For    Management
23  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 0.85 Million

    For    For    Management
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
25  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
26  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries)

    For    For    Management
27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries)

    For    For    Management
28  

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers

    For    Against    Management
29  

Authorize up to 0.2 Percent of Issued Capital for Use in Stock Option Plans to Corporate Executive Officers

    For    For    Management
30  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-27 at EUR 4 Million

    For    For    Management
31  

Amend Article 8 of Bylaws Re: Employee Representatives

    For    For    Management
32  

Amend Article 12 of Bylaws Re: CEO and Vice-CEO Age Limit

    For    For    Management
33  

Amend Articles of Bylaws to Comply with Legal Changes

    For    For    Management
34  

Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes

    For    Against    Management
35  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

UBS GROUP AG

 

Ticker:    UBSG   Security ID:    H42097107
Meeting Date:    NOV 19, 2020   Meeting Type:    Special
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Extraordinary Dividend of USD 0.365 per Share

    For    For    Management
2  

Transact Other Business (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UBS GROUP AG

 

Ticker:    UBSG   Security ID:    H42097107
Meeting Date:    APR 08, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Allocation of Income and Dividends of USD 0.37 per Share

    For    For    Management
4  

Approve Discharge of Board and Senior Management for Fiscal Year 2020, excluding French Cross-Border Matter

    For    For    Management
5.1  

Reelect Axel Weber as Director and Board Chairman

    For    For    Management
5.2  

Reelect Jeremy Anderson as Director

    For    For    Management
5.3  

Reelect William Dudley as Director

    For    For    Management
5.4  

Reelect Reto Francioni as Director

    For    For    Management
5.5  

Reelect Fred Hu as Director

    For    For    Management
5.6  

Reelect Mark Hughes as Director

    For    For    Management
5.7  

Reelect Nathalie Rachou as Director

    For    For    Management
5.8  

Reelect Julie Richardson as Director

    For    For    Management
5.9  

Reelect Dieter Wemmer as Director

    For    For    Management
5.10  

Reelect Jeanette Wong as Director

    For    For    Management
6.1  

Elect Claudia Boeckstiegel as Director

    For    For    Management
6.2  

Elect Patrick Firmenich as Director

    For    For    Management
7.1  

Reappoint Julie Richardson as Member of the Compensation Committee

    For    For    Management
7.2  

Reappoint Reto Francioni as Member of the Compensation Committee

    For    For    Management
7.3  

Reappoint Dieter Wemmer as Member of the Compensation Committee

    For    For    Management
7.4  

Reappoint Jeanette Wong as Member of the Compensation Committee

    For    For    Management
8.1  

Approve Remuneration of Directors in the Amount of CHF 13 Million

    For    For    Management
8.2  

Approve Variable Remuneration of Executive Committee in the Amount of CHF 85 Million

    For    For    Management
8.3  

Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million

    For    For    Management
9.1  

Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy

    For    For    Management
9.2  

Ratify Ernst & Young AG as Auditors

    For    For    Management
9.3  

Ratify BDO AG as Special Auditors

    For    For    Management
10  

Amend Articles Re: Voting Majority for Board Resolutions

    For    For    Management
11  

Approve CHF 15.7 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares

    For    For    Management
12  

Authorize Repurchase of up to CHF 4 Billion in Issued Share Capital

    For    For    Management
13  

Transact Other Business (Voting)

    None    Against    Management

UCB SA

 

Ticker:    UCB   Security ID:    B93562120
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    APR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Directors’ Reports (Non-Voting)

    None    None    Management
2  

Receive Auditors’ Reports (Non-Voting)

    None    None    Management
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

    None    None    Management
4  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.27 per Share

    For    For    Management
5  

Approve Remuneration Report

    For    For    Management
6  

Approve Remuneration Policy

    For    For    Management
7  

Approve Discharge of Directors

    For    For    Management
8  

Approve Discharge of Auditors

    For    For    Management
9.1.A  

Elect Stefan Oschmann as Director

    For    For    Management
9.1.B  

Indicate Stefan Oschmann as Independent Director

    For    For    Management
9.2  

Elect Fiona du Monceau as Director

    For    For    Management
9.3.A  

Ratify the Co-optation of Susan Gasser as Independent Director

    For    For    Management
9.3.B  

Elect Susan Gasser as Director

    For    For    Management
9.3.C  

Indicate Susan Gasser as Independent Director

    For    For    Management
9.4.A  

Elect Jonathan Peacock as Director

    For    For    Management
9.4.B  

Indicate Jonathan Peacock as Independent Director

    For    For    Management
9.5.A  

Reelect Albrecht De Graeve as Director

    For    For    Management
9.5.B  

Indicate Albrecht De Graeve as Independent Director

    For    For    Management
9.6.A  

Elect Viviane Monges as Director

    For    For    Management
9.6.B  

Indicate Viviane Monges as Independent Director

    For    For    Management
10  

Ratify Mazars as Auditors

    For    For    Management
11  

Approve Long-Term Incentive Plans - Program of Free Allocation of Shares

    For    For    Management
12.1  

Approve Change-of-Control Clause Re: EMTN Program

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UDR, INC.

 

Ticker:    UDR   Security ID:    902653104
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Katherine A. Cattanach

    For    For    Management
1b  

Elect Director Jon A. Grove

    For    For    Management
1c  

Elect Director Mary Ann King

    For    For    Management
1d  

Elect Director James D. Klingbeil

    For    For    Management
1e  

Elect Director Clint D. McDonnough

    For    For    Management
1f  

Elect Director Diane M. Morefield

    For    For    Management
1g  

Elect Director Robert A. McNamara

    For    For    Management
1h  

Elect Director Mark R. Patterson

    For    For    Management
1i  

Elect Director Thomas W. Toomey

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

ULTA BEAUTY, INC.

 

Ticker:    ULTA   Security ID:    90384S303
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Catherine A. Halligan

    For    For    Management
1.2  

Elect Director David C. Kimbell

    For    For    Management
1.3  

Elect Director George R. Mrkonic

    For    For    Management
1.4  

Elect Director Lorna E. Nagler

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UMICORE

 

Ticker:    UMI   Security ID:    B95505184
Meeting Date:    APR 29, 2021   Meeting Type:    Annual/Special
Record Date:    APR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Directors’ and Auditors’ Reports (Non-Voting)

    None    None    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.75 per Share

    For    For    Management
4  

Approve Grant of an Identical Profit Premium to Umicore Employees

    For    For    Management
5  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

    None    None    Management
6  

Approve Discharge of Members of the Supervisory Board

    For    For    Management
7  

Approve Discharge of Auditors

    For    For    Management
8.1  

Reelect Thomas Leysen as Member of the Supervisory Board

    For    For    Management
8.2  

Reelect Koenraad Debackere as an Independent Member of the Supervisory Board

    For    For    Management
8.3  

Reelect Mark Garrett as an Independent Member of the Supervisory Board

    For    For    Management
8.4  

Reelect Eric Meurice as an Independent Member of the Supervisory Board

    For    For    Management
8.5  

Elect Birgit Behrendt as an Independent Member of the Supervisory Board

    For    For    Management
9  

Approve Remuneration of the Members of the Supervisory Board

    For    For    Management
10.1  

Ratify EY BV as Auditors

    For    For    Management
10.2  

Approve Auditors’ Remuneration

    For    For    Management
1.1  

Approve Change-of-Control Clause Re: Finance Contract with European Investment Bank

    For    For    Management
1.2  

Approve Change-of-Control Clause Re: Revolving Facility Agreement with J.P. Morgan AG

    For    For    Management
1.3  

Approve Change-of-Control Clause Re: Convertible Bonds Maturing on 23 June 2025 (ISIN BE6322623669)

    For    For    Management

UNI-PRESIDENT ENTERPRISES CORP.

 

Ticker:    1216   Security ID:    Y91475106
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    APR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements

    For    For    Management
2  

Approve Plan on Profit Distribution

    For    For    Management
3  

Amend Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management
4  

Approve Amendment to Rules and Procedures for Election of Directors

    For    For    Management
5  

Approve Deletion of the Non-competition Promise Ban Imposed Upon the Company’s Directors and Independent Directors According to the Article 209 of Company Act

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UNICHARM CORP.

 

Ticker:    8113   Security ID:    J94104114
Meeting Date:    MAR 26, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Takahara, Takahisa

    For    For    Management
1.2  

Elect Director Ishikawa, Eiji

    For    For    Management
1.3  

Elect Director Mori, Shinji

    For    For    Management
2.1  

Elect Director and Audit Committee Member Wada, Hiroko

    For    For    Management
2.2  

Elect Director and Audit Committee Member Sugita, Hiroaki

    For    For    Management
2.3  

Elect Director and Audit Committee Member Asada, Shigeru

    For    For    Management

UNICREDIT SPA

 

Ticker:    UCG   Security ID:    T9T23L642
Meeting Date:    APR 15, 2021   Meeting Type:    Annual/Special
Record Date:    APR 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Allocation of Income

    For    For    Management
3  

Increase Legal Reserve

    For    For    Management
4  

Approve Elimination of Negative Reserves

    For    For    Management
5  

Approve Dividend Distribution

    For    For    Management
6  

Authorize Share Repurchase Program

    For    For    Management
7  

Fix Number of Directors

    For    For    Management
8.1  

Slate 1 Submitted by Management

    For    For    Management
8.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

    None    Against    Shareholder
9  

Approve Remuneration of Directors

    For    For    Management
10  

Appoint Ciro Di Carluccio as Alternate Auditor

    None    For    Shareholder
11  

Approve 2021 Group Incentive System

    For    For    Management
12  

Approve Remuneration Policy

    For    Against    Management
13  

Approve Severance Payments Policy

    For    For    Management
14  

Approve Second Section of the Remuneration Report

    For    For    Management
15  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

    For    For    Management
1  

Authorize Board to Increase Capital to Service 2021 Group Incentive System

    For    For    Management
2  

Amend Company Bylaws Re: Clause 6

    For    For    Management
3  

Authorize Cancellation of Repurchased Shares

    For    For    Management
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

    None    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UNILEVER NV

 

Ticker:    UNA   Security ID:    N8981F289
Meeting Date:    SEP 21, 2020   Meeting Type:    Special
Record Date:    AUG 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles Re: Unification

    For    For    Management
2  

Approve Unification

    For    For    Management
3  

Approve Discharge of Executive Directors

    For    For    Management
4  

Approve Discharge of Non-Executive Directors

    For    For    Management

UNILEVER PLC

 

Ticker:    ULVR   Security ID:    G92087165
Meeting Date:    OCT 12, 2020   Meeting Type:    Special
Record Date:    OCT 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UNILEVER PLC

 

Ticker:    ULVR   Security ID:    G92087165
Meeting Date:    OCT 12, 2020   Meeting Type:    Court
Record Date:    OCT 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve the Cross-Border Merger between Unilever PLC and Unilever N.V.

    For    For    Management

UNILEVER PLC

 

Ticker:    ULVR   Security ID:    G92087165
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAY 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Remuneration Report

    For    For    Management
3  

Approve Remuneration Policy

    For    For    Management
4  

Approve Climate Transition Action Plan

    For    For    Management
5  

Re-elect Nils Andersen as Director

    For    For    Management
6  

Re-elect Laura Cha as Director

    For    For    Management
7  

Re-elect Dr Judith Hartmann as Director

    For    For    Management
8  

Re-elect Alan Jope as Director

    For    For    Management
9  

Re-elect Andrea Jung as Director

    For    For    Management
10  

Re-elect Susan Kilsby as Director

    For    For    Management
11  

Re-elect Strive Masiyiwa as Director

    For    For    Management
12  

Re-elect Youngme Moon as Director

    For    For    Management
13  

Re-elect Graeme Pitkethly as Director

    For    For    Management
14  

Re-elect John Rishton as Director

    For    For    Management
15  

Re-elect Feike Sijbesma as Director

    For    For    Management
16  

Reappoint KPMG LLP as Auditors

    For    For    Management
17  

Authorise Board to Fix Remuneration of Auditors

    For    For    Management
18  

Authorise UK Political Donations and Expenditure

    For    For    Management
19  

Approve SHARES Plan

    For    For    Management
20  

Authorise Issue of Equity

    For    For    Management
21  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
22  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
23  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
25  

Adopt New Articles of Association

    For    For    Management
26  

Approve Reduction of the Share Premium Account

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UNION PACIFIC CORPORATION

 

Ticker:    UNP   Security ID:    907818108
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Andrew H. Card, Jr.

    For    For    Management
1b  

Elect Director William J. DeLaney

    For    For    Management
1c  

Elect Director David B. Dillon

    For    For    Management
1d  

Elect Director Lance M. Fritz

    For    For    Management
1e  

Elect Director Deborah C. Hopkins

    For    For    Management
1f  

Elect Director Jane H. Lute

    For    For    Management
1g  

Elect Director Michael R. McCarthy

    For    For    Management
1h  

Elect Director Thomas F. McLarty, III

    For    For    Management
1i  

Elect Director Jose H. Villarreal

    For    For    Management
1j  

Elect Director Christopher J. Williams

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Approve Nonqualified Employee Stock Purchase Plan

    For    For    Management
6  

Report on EEO

    Against    For    Shareholder
7  

Publish Annually a Report Assessing Diversity and Inclusion Efforts

    Against    For    Shareholder
8  

Annual Vote and Report on Climate Change

    Against    Against    Shareholder

UNITED MICROELECTRONICS CORP.

 

Ticker:    2303   Security ID:    Y92370108
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Report and Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Approve Issuance Plan of Private Placement for Common Shares, DRs or Euro/Domestic Convertible Bonds

    For    Against    Management
4.1  

Elect Wenyi Chu with ID No. E221624XXX as Independent Director

    For    For    Management
4.2  

Elect Lih J. Chen with ID No. J100240XXX as Independent Director

    For    For    Management
4.3  

Elect Jyuo-Min Shyu with ID No. F102333XXX as Independent Director

    For    For    Management
4.4  

Elect Kuang Si Shiu with ID No. F102841XXX as Independent Director

    For    For    Management
4.5  

Elect Wen-Hsin Hsu with ID No. R222816XXX as Independent Director

    For    For    Management
4.6  

Elect Ting-Yu Lin with Shareholder No. 5015 as Non-independent Director

    For    For    Management
4.7  

Elect Stan Hung with Shareholder No. 111699 as Non-independent Director

    For    For    Management
4.8  

Elect SC Chien, a Representative of Hsun Chieh Investment Co., Ltd. with Shareholder No. 195818 as Non-independent Director

    For    For    Management
4.9  

Elect Jason Wang, a Representative of Silicon Integrated Systems Corp. with Shareholder No. 1569628 as Non-independent Director

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UNITED OVERSEAS BANK LIMITED (SINGAPORE)

 

Ticker:    U11   Security ID:    Y9T10P105
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Approve Directors’ Fees

    For    For    Management
4  

Approve Ernst & Young LLP as Auditors and Authorize Directors to Fix Their Remuneration

    For    For    Management
5  

Elect Wong Kan Seng as Director

    For    For    Management
6  

Elect Alvin Yeo Khirn Hai as Director

    For    For    Management
7  

Elect Chia Tai Tee as Director

    For    For    Management
8  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    For    Management
9  

Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme

    For    For    Management
10  

Authorize Share Repurchase Program

    For    For    Management

UNITED PARCEL SERVICE, INC.

 

Ticker:    UPS   Security ID:    911312106
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Carol B. Tome

    For    For    Management
1b  

Elect Director Rodney C. Adkins

    For    For    Management
1c  

Elect Director Eva C. Boratto

    For    For    Management
1d  

Elect Director Michael J. Burns

    For    For    Management
1e  

Elect Director Wayne M. Hewett

    For    For    Management
1f  

Elect Director Angela Hwang

    For    For    Management
1g  

Elect Director Kate E. Johnson

    For    For    Management
1h  

Elect Director William R. Johnson

    For    For    Management
1i  

Elect Director Ann M. Livermore

    For    For    Management
1j  

Elect Director Franck J. Moison

    For    For    Management
1k  

Elect Director Christiana Smith Shi

    For    For    Management
1l  

Elect Director Russell Stokes

    For    For    Management
1m  

Elect Director Kevin Warsh

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
5  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

    Against    For    Shareholder
7  

Report on Climate Change

    Against    For    Shareholder
8  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder
9  

Publish Annually a Report Assessing Diversity and Inclusion Efforts

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UNITED RENTALS, INC.

 

Ticker:    URI   Security ID:    911363109
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jose B. Alvarez

    For    For    Management
1b  

Elect Director Marc A. Bruno

    For    For    Management
1c  

Elect Director Matthew J. Flannery

    For    For    Management
1d  

Elect Director Bobby J. Griffin

    For    For    Management
1e  

Elect Director Kim Harris Jones

    For    For    Management
1f  

Elect Director Terri L. Kelly

    For    For    Management
1g  

Elect Director Michael J. Kneeland

    For    For    Management
1h  

Elect Director Gracia C. Martore

    For    For    Management
1i  

Elect Director Filippo Passerini

    For    For    Management
1j  

Elect Director Donald C. Roof

    For    For    Management
1k  

Elect Director Shiv Singh

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

    Against    For    Shareholder

UNITED UTILITIES GROUP PLC

 

Ticker:    UU   Security ID:    G92755100
Meeting Date:    JUL 24, 2020   Meeting Type:    Annual
Record Date:    JUL 22, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Re-elect Sir David Higgins as Director

    For    For    Management
5  

Re-elect Steve Mogford as Director

    For    For    Management
6  

Re-elect Mark Clare as Director

    For    For    Management
7  

Re-elect Brian May as Director

    For    For    Management
8  

Re-elect Stephen Carter as Director

    For    For    Management
9  

Re-elect Alison Goligher as Director

    For    For    Management
10  

Re-elect Paulette Rowe as Director

    For    For    Management
11  

Reappoint KPMG LLP as Auditors

    For    For    Management
12  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
13  

Authorise Issue of Equity

    For    For    Management
14  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
15  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
16  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
17  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
18  

Authorise EU Political Donations and Expenditure

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UNITEDHEALTH GROUP INCORPORATED

 

Ticker:    UNH   Security ID:    91324P102
Meeting Date:    JUN 07, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Richard T. Burke

    For    For    Management
1b  

Elect Director Timothy P. Flynn

    For    For    Management
1c  

Elect Director Stephen J. Hemsley

    For    For    Management
1d  

Elect Director Michele J. Hooper

    For    For    Management
1e  

Elect Director F. William McNabb, III

    For    For    Management
1f  

Elect Director Valerie C. Montgomery Rice

    For    For    Management
1g  

Elect Director John H. Noseworthy

    For    For    Management
1h  

Elect Director Gail R. Wilensky

    For    For    Management
1i  

Elect Director Andrew Witty

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

UOL GROUP LIMITED

 

Ticker:    U14   Security ID:    Y9299W103
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2  

Approve First and Final Dividend

    For    For    Management
3  

Approve Directors’ Fees

    For    For    Management
4  

Elect Wee Cho Yaw as Director

    For    Against    Management
5  

Elect Wee Ee-chao as Director

    For    For    Management
6  

Elect Sim Hwee Cher as Director

    For    For    Management
7  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
8  

Elect Lau Cheng Soon as Director

    For    For    Management
9  

Approve Grant of Options and Issuance of Shares Under the UOL 2012 Share Option Scheme

    For    Against    Management
10  

Approve Issuance of Equity Equity-Linked Securities with or without Preemptive Rights or

    For    Against    Management
11  

Authorize Share Repurchase Program

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UPM-KYMMENE OYJ

 

Ticker:    UPM   Security ID:    X9518S108
Meeting Date:    MAR 30, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2  

Call the Meeting to Order

    None    None    Management
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

    None    None    Management
4  

Acknowledge Proper Convening of Meeting

    None    None    Management
5  

Prepare and Approve List of Shareholders

    None    None    Management
6  

Receive Financial Statements and Statutory Reports

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Allocation of Income and Dividends of EUR 1.30 Per Share

    For    For    Management
9  

Approve Discharge of Board and President

    For    For    Management
10  

Approve Remuneration Report

    For    For    Management
11  

Remuneration of Directors in the Amount of EUR 195,000 for Chairman, EUR 140,000 for Deputy Chairman and EUR 115,000 for Other Directors; Approve Compensation for Committee Work

    For    For    Management
12  

Fix Number of Directors at Nine

    For    For    Management
13  

Reelect Berndt Brunow, Henrik Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Kim Wahl, Bjorn Wahlroos, Emma FitzGerald and Martin a Porta as Directors; Elect Jari Gustafsson as New Director

    For    For    Management
14  

Approve Remuneration of Auditors

    For    For    Management
15  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
16  

Approve Issuance of up to 25 Million Shares without Preemptive Rights

    For    For    Management
17  

Authorize Share Repurchase Program

    For    For    Management
18  

Authorize Charitable Donations

    For    For    Management
19  

Close Meeting

    None    None    Management

VAIL RESORTS, INC.

 

Ticker:    MTN   Security ID:    91879Q109
Meeting Date:    DEC 03, 2020   Meeting Type:    Annual
Record Date:    OCT 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Susan L. Decker

    For    For    Management
1b  

Elect Director Robert A. Katz

    For    For    Management
1c  

Elect Director Nadia Rawlinson

    For    For    Management
1d  

Elect Director John T. Redmond

    For    For    Management
1e  

Elect Director Michele Romanow

    For    For    Management
1f  

Elect Director Hilary A. Schneider

    For    For    Management
1g  

Elect Director D. Bruce Sewell

    For    For    Management
1h  

Elect Director John F. Sorte

    For    For    Management
1i  

Elect Director Peter A. Vaughn

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VALERO ENERGY CORPORATION

 

Ticker:    VLO   Security ID:    91913Y100
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 03, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director H. Paulett Eberhart

    For    For    Management
1b  

Elect Director Joseph W. Gorder

    For    For    Management
1c  

Elect Director Kimberly S. Greene

    For    For    Management
1d  

Elect Director Deborah P. Majoras

    For    For    Management
1e  

Elect Director Eric D. Mullins

    For    For    Management
1f  

Elect Director Donald L. Nickles

    For    For    Management
1g  

Elect Director Philip J. Pfeiffer

    For    For    Management
1h  

Elect Director Robert A. Profusek

    For    For    Management
1i  

Elect Director Stephen M. Waters

    For    For    Management
1j  

Elect Director Randall J. Weisenburger

    For    For    Management
1k  

Elect Director Rayford Wilkins, Jr.

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

VARIAN MEDICAL SYSTEMS, INC.

 

Ticker:    VAR   Security ID:    92220P105
Meeting Date:    OCT 15, 2020   Meeting Type:    Special
Record Date:    SEP 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    For    Management
2  

Adjourn Meeting

    For    For    Management
3  

Advisory Vote on Golden Parachutes

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VEDANTA LIMITED

 

Ticker:    500295   Security ID:    92242Y100
Meeting Date:    SEP 30, 2020   Meeting Type:    Annual
Record Date:    SEP 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Standalone Financial Statements and Statutory Reports

    For    For    Management
2  

Accept Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Confirm First Interim Dividend

    For    For    Management
4  

Reelect GR Arun Kumar as Director

    For    For    Management
5  

Elect Anil Kumar Agarwal as Director

    For    For    Management
6  

Reelect Priya Agarwal as Director

    For    For    Management
7  

Approve Reappointment and Remuneration of GR Arun Kumar as Whole-Time Director Designated as Chief Financial Officer (CFO)

    For    For    Management
8  

Approve Payment of Remuneration to Srinivasan Venkatakrishnan as Whole-Time Director Designated as Chief Executive Officer (CEO)

    For    Against    Management
9  

Approve Remuneration of Cost Auditors

    For    For    Management

VEEVA SYSTEMS INC.

 

Ticker:    VEEV   Security ID:    922475108
Meeting Date:    JAN 13, 2021   Meeting Type:    Special
Record Date:    NOV 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Conversion to Delaware Public Benefit Corporation

    For    For    Management
2  

Declassify the Board of Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VEEVA SYSTEMS INC.

 

Ticker:    VEEV   Security ID:    922475108
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark Carges

    For    For    Management
1b  

Elect Director Paul E. Chamberlain

    For    For    Management
1c  

Elect Director Ronald E.F. Codd

    For    For    Management
1d  

Elect Director Peter P. Gassner

    For    For    Management
1e  

Elect Director Mary Lynne Hedley

    For    For    Management
1f  

Elect Director Gordon Ritter

    For    For    Management
1g  

Elect Director Paul Sekhri

    For    Against    Management
1h  

Elect Director Matthew J. Wallach

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Advisory Vote on Say on Pay Frequency Years

    Three    One Year    Management
5  

Provide Right to Call Special Meeting

    For    For    Management
6  

Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold

    Against    For    Shareholder

VENTAS, INC.

 

Ticker:    VTR   Security ID:    92276F100
Meeting Date:    MAY 25, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Melody C. Barnes

    For    For    Management
1b  

Elect Director Debra A. Cafaro

    For    For    Management
1c  

Elect Director Jay M. Gellert

    For    For    Management
1d  

Elect Director Matthew J. Lustig

    For    For    Management
1e  

Elect Director Roxanne M. Martino

    For    For    Management
1f  

Elect Director Marguerite M. Nader

    For    For    Management
1g  

Elect Director Sean P. Nolan

    For    For    Management
1h  

Elect Director Walter C. Rakowich

    For    For    Management
1i  

Elect Director Robert D. Reed

    For    For    Management
1j  

Elect Director James D. Shelton

    For    For    Management
1k  

Elect Director Maurice S. Smith

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VEOLIA ENVIRONNEMENT SA

 

Ticker:    VIE   Security ID:    F9686M107
Meeting Date:    APR 22, 2021   Meeting Type:    Annual/Special
Record Date:    APR 20, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Non-Deductible Expenses

    For    For    Management
4  

Approve Allocation of Income and Dividends of EUR 0.70 per Share

    For    For    Management
5  

Approve Auditors’ Special Report on Related-Party Transactions

    For    For    Management
6  

Reelect Caisse des Depots et Consignations as Director

    For    For    Management
7  

Reelect Marion Guillou as Director

    For    For    Management
8  

Elect Pierre-Andre de Chalendar as Director

    For    For    Management
9  

Approve Amendment of the Economic Performance Criterion Related to the Acquisition of Performance Shares Allocated to the Chairman and CEO under Plan No. 1

    For    Against    Management
10  

Approve Amendment of the Economic Performance Criterion Related to the Acquisition of Performance Shares Allocated to the Chairman and CEO under Plan No. 2

    For    For    Management
11  

Approve Amendment of the Economic Performance Criterion Related to the Acquisition of Performance Shares Allocated to the Chairman and CEO under Plan No. 3

    For    For    Management
12  

Approve Compensation of Antoine Frerot, Chairman and CEO

    For    Against    Management
13  

Approve Compensation of Corporate Officers

    For    For    Management
14  

Approve Remuneration Policy of Chairman and CEO

    For    For    Management
15  

Approve Remuneration Policy of Corporate Officers

    For    For    Management
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
17  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 868 Million

    For    For    Management
18  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 868 Million

    For    For    Management
19  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 17 and 18

    For    For    Management
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
21  

Approve Issuance of Equity or Equity-Linked Securities Reserved for Employees and Corporate Officers, up to Aggregate Nominal Amount of EUR 17,358,340

    For    For    Management
22  

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
23  

Amend Article 11 of Bylaws Re: Employee Representative

    For    For    Management
24  

Amend Article 11.2 of Bylaws Re: Board Composition

    For    For    Management
25  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

VERISIGN, INC.

 

Ticker:    VRSN   Security ID:    92343E102
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director D. James Bidzos

    For    For    Management
1.2  

Elect Director Yehuda Ari Buchalter

    For    For    Management
1.3  

Elect Director Kathleen A. Cote

    For    For    Management
1.4  

Elect Director Thomas F. Frist, III

    For    For    Management
1.5  

Elect Director Jamie S. Gorelick

    For    For    Management
1.6  

Elect Director Roger H. Moore

    For    For    Management
1.7  

Elect Director Louis A. Simpson

    For    For    Management
1.8  

Elect Director Timothy Tomlinson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VERISK ANALYTICS, INC.

 

Ticker:    VRSK   Security ID:    92345Y106
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Samuel G. Liss

    For    For    Management
1b  

Elect Director Bruce E. Hansen

    For    For    Management
1c  

Elect Director Therese M. Vaughan

    For    For    Management
1d  

Elect Director Kathleen A. Hogenson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

VERIZON COMMUNICATIONS INC.

 

Ticker:    VZ   Security ID:    92343V104
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Shellye L. Archambeau

    For    For    Management
1b  

Elect Director Roxanne S. Austin

    For    For    Management
1c  

Elect Director Mark T. Bertolini

    For    For    Management
1d  

Elect Director Melanie L. Healey

    For    For    Management
1e  

Elect Director Clarence Otis, Jr.

    For    For    Management
1f  

Elect Director Daniel H. Schulman

    For    For    Management
1g  

Elect Director Rodney E. Slater

    For    For    Management
1h  

Elect Director Hans E. Vestberg

    For    For    Management
1i  

Elect Director Gregory G. Weaver

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Lower Ownership Threshold for Action by Written Consent

    Against    For    Shareholder
5  

Amend Senior Executive Compensation Clawback Policy

    Against    For    Shareholder
6  

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VERTEX PHARMACEUTICALS INCORPORATED

 

Ticker:    VRTX   Security ID:    92532F100
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Sangeeta Bhatia

    For    For    Management
1.2  

Elect Director Lloyd Carney

    For    For    Management
1.3  

Elect Director Alan Garber

    For    For    Management
1.4  

Elect Director Terrence Kearney

    For    For    Management
1.5  

Elect Director Reshma Kewalramani

    For    For    Management
1.6  

Elect Director Yuchun Lee

    For    For    Management
1.7  

Elect Director Jeffrey Leiden

    For    For    Management
1.8  

Elect Director Margaret McGlynn

    For    For    Management
1.9  

Elect Director Diana McKenzie

    For    For    Management
1.10  

Elect Director Bruce Sachs

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
5  

Report on Political Contributions and Expenditures

    Against    For    Shareholder

VESTAS WIND SYSTEMS A/S

 

Ticker:    VWS   Security ID:    K9773J128
Meeting Date:    APR 08, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Report of Board

    None    None    Management
2  

Accept Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of DKK 8.45 Per Share

    For    For    Management
4  

Approve Remuneration Report (Advisory Vote)

    For    For    Management
5  

Approve Remuneration of Directors in the Amount of DKK 1.3 Million for Chairman, DKK 892,500 for Vice Chairman and DKK 446,250 for Other Directors; Approve Remuneration for Committee Work

    For    For    Management
6.a  

Reelect Anders Runevad as Director

    For    For    Management
6.b  

Reelect Bert Nordberg as Director

    For    For    Management
6.c  

Reelect Bruce Grant as Director

    For    For    Management
6.d  

Reelect Eva Merete Sofelde Berneke as Director

    For    For    Management
6.e  

Reelect Helle Thorning-Schmidt as Director

    For    For    Management
6.f  

Reelect Karl-Henrik Sundstrom as Director

    For    For    Management
6.g  

Reelect Lars Josefsson as Director

    For    For    Management
6.h  

Elect Kentaro Hosomi as New Director

    For    For    Management
7  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
8.1  

Approve Guidelines for Incentive-Based Compensation for Executive Management and Board

    For    For    Management
8.2  

Amend Articles Re: Change Par Value from DKK 1 to DKK 0.01 or Multiples Thereof

    For    For    Management
8.3  

Approve Creation of DKK 20.2 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 20.2 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 20.2 Million

    For    For    Management
8.4  

Allow Shareholder Meetings to be Held by Electronic Means Only

    For    For    Management
8.5  

Allow Electronic Distribution of Company Communication

    For    For    Management
8.6  

Authorize Board to Decide on the Distribution of Extraordinary Dividends

    For    For    Management
8.7  

Authorize Share Repurchase Program

    For    For    Management
9  

Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities

    For    For    Management
10  

Other Business

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VF CORPORATION

 

Ticker:    VFC   Security ID:    918204108
Meeting Date:    JUL 28, 2020   Meeting Type:    Annual
Record Date:    MAY 29, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Richard T. Carucci

    For    For    Management
1.2  

Elect Director Juliana L. Chugg

    For    For    Management
1.3  

Elect Director Benno Dorer

    For    For    Management
1.4  

Elect Director Mark S. Hoplamazian

    For    For    Management
1.5  

Elect Director Laura W. Lang

    For    For    Management
1.6  

Elect Director W. Alan McCollough

    For    For    Management
1.7  

Elect Director W. Rodney McMullen

    For    For    Management
1.8  

Elect Director Clarence Otis, Jr.

    For    For    Management
1.9  

Elect Director Steven E. Rendle

    For    For    Management
1.10  

Elect Director Carol L. Roberts

    For    For    Management
1.11  

Elect Director Matthew J. Shattock

    For    For    Management
1.12  

Elect Director Veronica B. Wu

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

VICI PROPERTIES INC.

 

Ticker:    VICI   Security ID:    925652109
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director James R. Abrahamson

    For    For    Management
1b  

Elect Director Diana F. Cantor

    For    For    Management
1c  

Elect Director Monica H. Douglas

    For    For    Management
1d  

Elect Director Elizabeth I. Holland

    For    For    Management
1e  

Elect Director Craig Macnab

    For    For    Management
1f  

Elect Director Edward B. Pitoniak

    For    For    Management
1g  

Elect Director Michael D. Rumbolz

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VIFOR PHARMA AG

 

Ticker:    VIFN   Security ID:    H9150Q103
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Discharge of Board and Senior Management

    For    For    Management
3  

Approve Allocation of Income and Dividends of CHF 2.00 per Share

    For    For    Management
4  

Approve Remuneration Report

    For    For    Management
5.1  

Approve Remuneration of Directors in the Amount of CHF 4 Million

    For    For    Management
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 19.5 Million

    For    For    Management
6.1.1  

Reelect Jacques Theurillat as Director and Board Chairman

    For    For    Management
6.1.2  

Reelect Romeo Cerutti as Director

    For    For    Management
6.1.3  

Reelect Michel Burnier as Director

    For    For    Management
6.1.4  

Reelect Sue Mahony as Director

    For    For    Management
6.1.5  

Reelect Kim Stratton as Director

    For    For    Management
6.1.6  

Elect Alexandre LeBeaut as Director

    For    For    Management
6.1.7  

Elect Asa Riisberg as Director

    For    For    Management
6.2.1  

Reappoint Sue Mahony as Member of the Compensation Committee

    For    For    Management
6.2.2  

Reappoint Michel Burnier as Member of the Compensation Committee

    For    For    Management
6.2.3  

Reappoint Romeo Cerutti as Member of the Compensation Committee

    For    For    Management
6.3  

Designate Walder Wyss AG as Independent Proxy

    For    For    Management
6.4  

Ratify Ernst & Young AG as Auditors

    For    For    Management
7  

Transact Other Business (Voting)

    For    Against    Management

VINCI SA

 

Ticker:    DG   Security ID:    F5879X108
Meeting Date:    APR 08, 2021   Meeting Type:    Annual/Special
Record Date:    APR 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Allocation of Income and Dividends of EUR 2.04 per Share

    For    For    Management
4  

Reelect Yannick Assouad as Director

    For    For    Management
5  

Reelect Graziella Gavezotti as Director

    For    For    Management
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
7  

Approve Remuneration Policy of Directors

    For    For    Management
8  

Approve Remuneration Policy of Xavier Huillard, Chairman and CEO

    For    For    Management
9  

Approve Compensation Report of Corporate Officers

    For    For    Management
10  

Approve Compensation of Xavier Huillard, Chairman and CEO

    For    For    Management
11  

Approve Company’s Environmental Transition Plan

    For    For    Management
12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
13  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

    For    For    Management
14  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million

    For    For    Management
15  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million

    For    For    Management
16  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million

    For    For    Management
17  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16

    For    For    Management
18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
19  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

    For    For    Management
21  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
22  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VISA INC.

 

Ticker:    V   Security ID:    92826C839
Meeting Date:    JAN 26, 2021   Meeting Type:    Annual
Record Date:    NOV 27, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Lloyd A. Carney

    For    For    Management
1b  

Elect Director Mary B. Cranston

    For    For    Management
1c  

Elect Director Francisco Javier Fernandez-Carbajal

    For    For    Management
1d  

Elect Director Alfred F. Kelly, Jr.

    For    For    Management
1e  

Elect Director Ramon Laguarta

    For    For    Management
1f  

Elect Director John F. Lundgren

    For    For    Management
1g  

Elect Director Robert W. Matschullat

    For    For    Management
1h  

Elect Director Denise M. Morrison

    For    For    Management
1i  

Elect Director Suzanne Nora Johnson

    For    For    Management
1j  

Elect Director Linda J. Rendle

    For    For    Management
1k  

Elect Director John A. C. Swainson

    For    For    Management
1l  

Elect Director Maynard G. Webb, Jr.

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting

    For    For    Management
6  

Provide Right to Act by Written Consent

    Against    For    Shareholder
7  

Amend Principles of Executive Compensation Program

    Against    Against    Shareholder

VIVENDI SA

 

Ticker:    VIV   Security ID:    F97982106
Meeting Date:    MAR 29, 2021   Meeting Type:    Special
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Article 20 of Bylaws Re: Allocation of Income and Dividends

    For    For    Management
2  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VIVENDI SE

 

Ticker:    VIV   Security ID:    F97982106
Meeting Date:    JUN 22, 2021   Meeting Type:    Annual/Special
Record Date:    JUN 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

    For    For    Management
4  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

    For    For    Management
5  

Advisory Vote on Exceptional Distribution Project in kind of a Majority of the Capital of Universal Music Group N.V. to the Shareholders of Vivendi SE

    For    For    Management
6  

Exceptional Distribution in kind of Shares of Universal Music Group N.V. to the Shareholders of Vivendi SE

    For    For    Management
7  

Approve Compensation Report

    For    Against    Management
8  

Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board

    For    Against    Management
9  

Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board

    For    Against    Management
10  

Approve Compensation of Gilles Alix, Management Board Member

    For    Against    Management
11  

Approve Compensation of Cedric de Bailliencourt, Management Board Member

    For    Against    Management
12  

Approve Compensation of Frederic Crepin, Management Board Member

    For    Against    Management
13  

Approve Compensation of Simon Gillham, Management Board Member

    For    Against    Management
14  

Approve Compensation of Herve Philippe, Management Board Member

    For    Against    Management
15  

Approve Compensation of Stephane Roussel, Management Board Member

    For    Against    Management
16  

Approve Remuneration Policy of Supervisory Board Members and Chairman

    For    Against    Management
17  

Approve Remuneration Policy of Chairman of the Management Board

    For    Against    Management
18  

Approve Remuneration Policy of Management Board Members

    For    Against    Management
19  

Reelect Veronique Driot-Argentin as Supervisory Board Member

    For    For    Management
20  

Reelect Sandrine Le Bihan as Representative of Employee Shareholders to the Board

    For    For    Management
21  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
22  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

    For    For    Management
23  

Authorize Specific Buyback Program and Cancellation of Repurchased Share

    For    Against    Management
24  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 655 Million

    For    For    Management
25  

Authorize Capitalization of Reserves of Up to EUR 327,5 Million for Bonus Issue or Increase in Par Value

    For    For    Management
26  

Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind

    For    For    Management
27  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
29  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries

    For    For    Management
30  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

VMWARE, INC.

 

Ticker:    VMW   Security ID:    928563402
Meeting Date:    JUL 15, 2020   Meeting Type:    Annual
Record Date:    MAY 18, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Anthony Bates

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VODACOM GROUP LTD.

 

Ticker:    VOD   Security ID:    S9453B108
Meeting Date:    JUL 21, 2020   Meeting Type:    Annual
Record Date:    JUL 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020

    For    For    Management
2  

Elect Khumo Shuenyane as Director

    For    For    Management
3  

Elect Leanne Wood as Director

    For    Against    Management
4  

Elect Pierre Klotz as Director

    For    Against    Management
5  

Elect Clive Thomson as Director

    For    For    Management
6  

Re-elect Vivek Badrinath as Director

    For    Against    Management
7  

Re-elect Shameel Aziz Joosub as Director

    For    For    Management
8  

Reappoint Ernst & Young Inc. as Auditors with Vinodhan Pillay as the Individual Registered Auditor

    For    For    Management
9  

Approve Remuneration Policy

    For    For    Management
10  

Approve Implementation of the Remuneration Policy

    For    For    Management
11  

Re-elect David Brown as Member of the Audit, Risk and Compliance Committee

    For    For    Management
12  

Elect Clive Thomson as Member of the Audit, Risk and Compliance Committee

    For    For    Management
13  

Elect Khumo Shuenyane as Member of the Audit, Risk and Compliance Committee

    For    For    Management
14  

Elect Nomkhita Ngweni as Member of the Audit, Risk and Compliance Committee

    For    For    Management
15  

Authorise Repurchase of Issued Share Capital

    For    For    Management
16  

Approve Increase in Non-Executive Directors’ Fees

    For    For    Management

VODAFONE GROUP PLC

 

Ticker:    VOD   Security ID:    G93882192
Meeting Date:    JUL 28, 2020   Meeting Type:    Annual
Record Date:    JUL 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Elect Jean-Francois van Boxmeer as Director

    For    For    Management
3  

Re-elect Gerard Kleisterlee as Director

    For    For    Management
4  

Re-elect Nick Read as Director

    For    For    Management
5  

Re-elect Margherita Della Valle as Director

    For    For    Management
6  

Re-elect Sir Crispin Davis as Director

    For    For    Management
7  

Re-elect Michel Demare as Director

    For    For    Management
8  

Re-elect Dame Clara Furse as Director

    For    For    Management
9  

Re-elect Valerie Gooding as Director

    For    For    Management
10  

Re-elect Renee James as Director

    For    For    Management
11  

Re-elect Maria Amparo Moraleda Martinez as Director

    For    For    Management
12  

Re-elect Sanjiv Ahuja as Director

    For    For    Management
13  

Re-elect David Thodey as Director

    For    Against    Management
14  

Re-elect David Nish as Director

    For    For    Management
15  

Approve Final Dividend

    For    For    Management
16  

Approve Remuneration Policy

    For    For    Management
17  

Approve Remuneration Report

    For    For    Management
18  

Reappoint Ernst & Young LLP as Auditors

    For    For    Management
19  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

    For    For    Management
20  

Authorise Issue of Equity

    For    For    Management
21  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
22  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
23  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
24  

Authorise EU Political Donations and Expenditure

    For    For    Management
25  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

    For    For    Management
26  

Approve Share Incentive Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VOLVO AB

 

Ticker:    VOLV.B   Security ID:    928856301
Meeting Date:    MAR 31, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2.1  

Designate Erik Sjoman as Inspector of Minutes of Meeting

    For    For    Management
2.2  

Designate Martin Jonasson as Inspector of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Receive Financial Statements and Statutory Reports; Receive President’s Report

    None    None    Management
7  

Accept Financial Statements and Statutory Reports

    For    For    Management
8  

Approve Allocation of Income and Dividends of SEK 6 Per Share and an Extra Dividend of SEK 9 Per Share

    For    For    Management
9.1  

Approve Discharge of Matti Alahuhta

    For    For    Management
9.2  

Approve Discharge of Eckhard Cordes

    For    For    Management
9.3  

Approve Discharge of Eric Elzvik

    For    For    Management
9.4  

Approve Discharge of Kurt Jofs

    For    For    Management
9.5  

Approve Discharge of James W. Griffith

    For    For    Management
9.6  

Approve Discharge of Martin Lundstedt (as Board Member)

    For    For    Management
9.7  

Approve Discharge of Kathryn V. Marinello

    For    For    Management
9.8  

Approve Discharge of Martina Merz

    For    For    Management
9.9  

Approve Discharge of Hanne de Mora

    For    For    Management
9.10  

Approve Discharge of Helena Stjernholm

    For    For    Management
9.11  

Approve Discharge of Carl-Henric Svanberg

    For    For    Management
9.12  

Approve Discharge of Lars Ask (Employee Representative)

    For    For    Management
9.13  

Approve Discharge of Mats Henning (Employee Representative)

    For    For    Management
9.14  

Approve Discharge of Mikael Sallstrom (Employee Representative)

    For    For    Management
9.15  

Approve Discharge of Camilla Johansson (Deputy Employee Representative)

    For    For    Management
9.16  

Approve Discharge of Mari Larsson (Deputy Employee Representative)

    For    For    Management
9.17  

Approve Discharge of Martin Lundstedt (as CEO)

    For    For    Management
10.1  

Determine Number of Members (11) of Board

    For    For    Management
10.2  

Determine Number of Deputy Members (0) of Board

    For    For    Management
11  

Approve Remuneration of Directors in the Amount of SEK 3.7 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work

    For    For    Management
12.1  

Reelect Matti Alahuhta as Director

    For    For    Management
12.2  

Reelect Eckhard Cordes as Director

    For    For    Management
12.3  

Reelect Eric Elzvik as Director

    For    For    Management
12.4  

Elect Martha Finn Brooks as New Director

    For    For    Management
12.5  

Reelect Kurt Jofs as Director

    For    For    Management
12.6  

Reelect Martin Lundstedt as Director

    For    For    Management
12.7  

Reelect Kathryn Marinello as Director

    For    For    Management
12.8  

Reelect Martina Merz as Director

    For    For    Management
12.9  

Reelect Hanne de Mora as Director

    For    For    Management
12.10  

Reelect Helena Stjernholm as Director

    For    For    Management
12.11  

Reelect Carl-Henric Svenberg as Director

    For    For    Management
13  

Reelect Carl-Henric Svanberg as Board Chairman

    For    For    Management
14.1  

Elect Bengt Kjell to Serve on Nomination Committee

    For    For    Management
14.2  

Elect Anders Oscarsson to Serve on Nomination Committee

    For    For    Management
14.3  

Elect Ramsay Brufer to Serve on Nomination Committee

    For    For    Management
14.4  

Elect Carine Smith Ihenacho to Serve on Nomination Committee

    For    For    Management
14.5  

Elect Chairman of the Board to Serve on Nomination Committee

    For    For    Management
15  

Approve Remuneration Report

    For    Against    Management
16  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

    For    Against    Management
17  

Amend Articles Re: Auditors

    For    For    Management
18  

Limit Contributions to Chalmers University of Technology Foundation to a Maximum of SEK 4 Million Per Year

    None    Against    Shareholder

VOLVO AB

 

Ticker:    VOLV.B   Security ID:    928856301
Meeting Date:    JUN 29, 2021   Meeting Type:    Special
Record Date:    JUN 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Chairman of Meeting

    For    For    Management
2.1  

Designate Erik Sjoman as Inspector of Minutes of Meeting

    For    For    Management
2.2  

Designate Martin Jonasson as Inspector of Minutes of Meeting

    For    For    Management
3  

Prepare and Approve List of Shareholders

    For    For    Management
4  

Approve Agenda of Meeting

    For    For    Management
5  

Acknowledge Proper Convening of Meeting

    For    For    Management
6  

Approve Special Dividends of SEK 9.50 Per Share

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VONOVIA SE

 

Ticker:    VNA   Security ID:    D9581T100
Meeting Date:    APR 16, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Dividends of EUR 1.69 per Share

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5  

Ratify KPMG AG as Auditors for Fiscal Year 2021

    For    For    Management
6  

Approve Remuneration Policy

    For    For    Management
7  

Approve Remuneration of Supervisory Board

    For    For    Management
8  

Approve Creation of EUR 283 Million Pool of Capital with Partial Exclusion of Preemptive Rights

    For    For    Management
9  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Billion; Approve Creation of EUR 283 Million Pool of Capital to Guarantee Conversion Rights

    For    For    Management

VOYA FINANCIAL, INC.

 

Ticker:    VOYA   Security ID:    929089100
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    MAR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Yvette S. Butler

    For    For    Management
1b  

Elect Director Jane P. Chwick

    For    For    Management
1c  

Elect Director Kathleen DeRose

    For    For    Management
1d  

Elect Director Ruth Ann M. Gillis

    For    For    Management
1e  

Elect Director Aylwin B. Lewis

    For    For    Management
1f  

Elect Director Rodney O. Martin, Jr.

    For    For    Management
1g  

Elect Director Byron H. Pollitt, Jr.

    For    For    Management
1h  

Elect Director Joseph V. Tripodi

    For    For    Management
1i  

Elect Director David Zwiener

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VULCAN MATERIALS COMPANY

 

Ticker:    VMC   Security ID:    929160109
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Thomas A. Fanning

    For    For    Management
1b  

Elect Director J. Thomas Hill

    For    For    Management
1c  

Elect Director Cynthia L. Hostetler

    For    For    Management
1d  

Elect Director Richard T. O’Brien

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

W. P. CAREY INC.

 

Ticker:    WPC   Security ID:    92936U109
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark A. Alexander

    For    For    Management
1b  

Elect Director Tonit M. Calaway

    For    For    Management
1c  

Elect Director Peter J. Farrell

    For    For    Management
1d  

Elect Director Robert J. Flanagan

    For    For    Management
1e  

Elect Director Jason E. Fox

    For    For    Management
1f  

Elect Director Axel K.A. Hansing

    For    For    Management
1g  

Elect Director Jean Hoysradt

    For    For    Management
1h  

Elect Director Margaret G. Lewis

    For    For    Management
1i  

Elect Director Christopher J. Niehaus

    For    For    Management
1j  

Elect Director Nick J.M. van Ommen

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

W.W. GRAINGER, INC.

 

Ticker:    GWW   Security ID:    384802104
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Rodney C. Adkins

    For    For    Management
1.2  

Elect Director Brian P. Anderson

    For    For    Management
1.3  

Elect Director V. Ann Hailey

    For    For    Management
1.4  

Elect Director Katherine D. Jaspon

    For    For    Management
1.5  

Elect Director Stuart L. Levenick

    For    For    Management
1.6  

Elect Director D.G. Macpherson

    For    For    Management
1.7  

Elect Director Neil S. Novich

    For    For    Management
1.8  

Elect Director Beatriz R. Perez

    For    For    Management
1.9  

Elect Director Michael J. Roberts

    For    For    Management
1.10  

Elect Director E. Scott Santi

    For    For    Management
1.11  

Elect Director Susan Slavik Williams

    For    For    Management
1.12  

Elect Director Lucas E. Watson

    For    For    Management
1.13  

Elect Director Steven A. White

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

WAL-MART DE MEXICO SAB DE CV

 

Ticker:    WALMEX   Security ID:    P98180188
Meeting Date:    MAR 23, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Approve Report of Audit and Corporate Practices Committees

    For    For    Management
1b  

Approve CEO’s Report and Board Opinion on CEO’s Report

    For    For    Management
1c  

Approve Board of Directors’ Report

    For    For    Management
2  

Approve Consolidated Financial Statements

    For    For    Management
3  

Approve Allocation of Income and Dividends of MXN 1.63 Per Share

    For    For    Management
4  

Approve Report and Resolutions Re: Employee Stock Purchase Plan

    For    Against    Management
5  

Approve Report on Share Repurchase Reserves

    For    For    Management
6a1  

Elect or Ratify Enrique Ostale as Director

    For    For    Management
6a2  

Elect or Ratify Richard Mayfield as Director

    For    For    Management
6a3  

Elect or Ratify Amanda Whalen as Director

    For    For    Management
6a4  

Elect or Ratify Tom Ward as Director

    For    For    Management
6a5  

Elect or Ratify Kirsten Evans as Director

    For    For    Management
6a6  

Elect or Ratify Guilherme Loureiro as Director

    For    For    Management
6a7  

Elect or Ratify Adolfo Cerezo as Director

    For    For    Management
6a8  

Elect or Ratify Blanca Trevino as Director

    For    For    Management
6a9  

Elect or Ratify Roberto Newell as Director

    For    For    Management
6a10  

Elect or Ratify Ernesto Cervera as Director

    For    For    Management
6a11  

Elect or Ratify Eric Perez Grovas as Director

    For    For    Management
6b1  

Elect or Ratify Adolfo Cerezo as Chairman of Audit and Corporate Practices Committees

    For    For    Management
6b2  

Approve Discharge of Board of Directors and Officers

    For    For    Management
6b3  

Approve Directors and Officers Liability

    For    For    Management
6c1  

Approve Remuneration of Board Chairman

    For    For    Management
6c2  

Approve Remuneration of Director

    For    For    Management
6c3  

Approve Remuneration of Chairman of Audit and Corporate Practices Committees

    For    For    Management
6c4  

Approve Remuneration of Member of Audit and Corporate Practices Committees

    For    For    Management
7  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WAL-MART DE MEXICO SAB DE CV

 

Ticker:    WALMEX   Security ID:    P98180188
Meeting Date:    JUN 22, 2021   Meeting Type:    Extraordinary Shareholders
Record Date:    JUN 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Article 3 Re: Corporate Purpose

    For    For    Management
2  

Approve Report and Resolutions Re: Employee Stock Purchase Plan

    For    Against    Management
3  

Authorize Board to Ratify and Execute Approved Resolutions

    For    For    Management

WALGREENS BOOTS ALLIANCE, INC.

 

Ticker:    WBA   Security ID:    931427108
Meeting Date:    JAN 28, 2021   Meeting Type:    Annual
Record Date:    NOV 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jose E. Almeida

    For    For    Management
1b  

Elect Director Janice M. Babiak

    For    For    Management
1c  

Elect Director David J. Brailer

    For    For    Management
1d  

Elect Director William C. Foote

    For    For    Management
1e  

Elect Director Ginger L. Graham

    For    For    Management
1f  

Elect Director Valerie B. Jarrett

    For    For    Management
1g  

Elect Director John A. Lederer

    For    For    Management
1h  

Elect Director Dominic P. Murphy

    For    For    Management
1i  

Elect Director Stefano Pessina

    For    For    Management
1j  

Elect Director Nancy M. Schlichting

    For    For    Management
1k  

Elect Director James A. Skinner

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Require Independent Board Chair

    Against    For    Shareholder
6  

Report on Health Risks of Continued In-Store Tobacco Sales in the Age of COVID 2021

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WALMART INC.

 

Ticker:    WMT   Security ID:    931142103
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Cesar Conde

    For    For    Management
1b  

Elect Director Timothy P. Flynn

    For    For    Management
1c  

Elect Director Sarah J. Friar

    For    For    Management
1d  

Elect Director Carla A. Harris

    For    For    Management
1e  

Elect Director Thomas W. Horton

    For    For    Management
1f  

Elect Director Marissa A. Mayer

    For    For    Management
1g  

Elect Director C. Douglas McMillon

    For    For    Management
1h  

Elect Director Gregory B. Penner

    For    For    Management
1i  

Elect Director Steven S Reinemund

    For    For    Management
1j  

Elect Director Randall L. Stephenson

    For    For    Management
1k  

Elect Director S. Robson Walton

    For    For    Management
1l  

Elect Director Steuart L. Walton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Report on Refrigerants Released from Operations

    Against    Against    Shareholder
5  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
6  

Report on Alignment of Racial Justice Goals and Starting Wages

    Against    For    Shareholder
7  

Approve Creation of a Pandemic Workforce Advisory Council

    Against    For    Shareholder
8  

Review of Statement on the Purpose of a Corporation

    Against    Against    Shareholder

WASTE CONNECTIONS, INC.

 

Ticker:    WCN   Security ID:    94106B101
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Edward E. “Ned” Guillet

    For    For    Management
1b  

Elect Director Michael W. Harlan

    For    For    Management
1c  

Elect Director Larry S. Hughes

    For    For    Management
1d  

Elect Director Worthing F. Jackman

    For    For    Management
1e  

Elect Director Elise L. Jordan

    For    For    Management
1f  

Elect Director Susan “Sue” Lee

    For    For    Management
1g  

Elect Director Ronald J. Mittelstaedt

    For    For    Management
1h  

Elect Director William J. Razzouk

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WASTE MANAGEMENT, INC.

 

Ticker:    WM   Security ID:    94106L109
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director James C. Fish, Jr.

    For    For    Management
1b  

Elect Director Andres R. Gluski

    For    For    Management
1c  

Elect Director Victoria M. Holt

    For    For    Management
1d  

Elect Director Kathleen M. Mazzarella

    For    For    Management
1e  

Elect Director Sean E. Menke

    For    For    Management
1f  

Elect Director William B. Plummer

    For    For    Management
1g  

Elect Director John C. Pope

    For    For    Management
1h  

Elect Director Maryrose T. Sylvester

    For    For    Management
1i  

Elect Director Thomas H. Weidemeyer

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

WATERS CORPORATION

 

Ticker:    WAT   Security ID:    941848103
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Udit Batra

    For    For    Management
1.2  

Elect Director Linda Baddour

    For    For    Management
1.3  

Elect Director Michael J. Berendt

    For    For    Management
1.4  

Elect Director Edward Conard

    For    For    Management
1.5  

Elect Director Gary E. Hendrickson

    For    For    Management
1.6  

Elect Director Pearl S. Huang

    For    For    Management
1.7  

Elect Director Christopher A. Kuebler

    For    For    Management
1.8  

Elect Director Flemming Ornskov

    For    For    Management
1.9  

Elect Director Thomas P. Salice

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WAYFAIR INC.

 

Ticker:    W   Security ID:    94419L101
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Niraj Shah

    For    For    Management
1b  

Elect Director Steven Conine

    For    For    Management
1c  

Elect Director Michael Choe

    For    For    Management
1d  

Elect Director Andrea Jung

    For    For    Management
1e  

Elect Director Michael Kumin

    For    For    Management
1f  

Elect Director Jeffrey Naylor

    For    For    Management
1g  

Elect Director Anke Schaferkordt

    For    For    Management
1h  

Elect Director Michael E. Sneed

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

WEC ENERGY GROUP, INC.

 

Ticker:    WEC   Security ID:    92939U106
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    FEB 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Curt S. Culver

    For    For    Management
1.2  

Elect Director Danny L. Cunningham

    For    For    Management
1.3  

Elect Director William M. Farrow, III

    For    For    Management
1.4  

Elect Director J. Kevin Fletcher

    For    For    Management
1.5  

Elect Director Cristina A. Garcia-Thomas

    For    For    Management
1.6  

Elect Director Maria C. Green

    For    For    Management
1.7  

Elect Director Gale E. Klappa

    For    For    Management
1.8  

Elect Director Thomas K. Lane

    For    For    Management
1.9  

Elect Director Ulice Payne, Jr.

    For    For    Management
1.10  

Elect Director Mary Ellen Stanek

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WELLS FARGO & COMPANY

 

Ticker:    WFC   Security ID:    949746101
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Steven D. Black

    For    For    Management
1b  

Elect Director Mark A. Chancy

    For    For    Management
1c  

Elect Director Celeste A. Clark

    For    For    Management
1d  

Elect Director Theodore F. Craver, Jr.

    For    For    Management
1e  

Elect Director Wayne M. Hewett

    For    For    Management
1f  

Elect Director Maria R. Morris

    For    For    Management
1g  

Elect Director Charles H. Noski

    For    For    Management
1h  

Elect Director Richard B. Payne, Jr.

    For    For    Management
1i  

Elect Director Juan A. Pujadas

    For    For    Management
1j  

Elect Director Ronald L. Sargent

    For    For    Management
1k  

Elect Director Charles W. Scharf

    For    For    Management
1l  

Elect Director Suzanne M. Vautrinot

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder
5  

Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation

    Against    Against    Shareholder
6  

Report on Incentive-Based Compensation and Risks of Material Losses

    Against    For    Shareholder
7  

Report on Racial Equity Audit

    Against    Against    Shareholder

WELLTOWER INC.

 

Ticker:    WELL   Security ID:    95040Q104
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kenneth J. Bacon

    For    For    Management
1b  

Elect Director Karen B. DeSalvo

    For    For    Management
1c  

Elect Director Jeffrey H. Donahue

    For    For    Management
1d  

Elect Director Philip L. Hawkins

    For    For    Management
1e  

Elect Director Dennis G. Lopez

    For    For    Management
1f  

Elect Director Shankh Mitra

    For    For    Management
1g  

Elect Director Ade J. Patton

    For    For    Management
1h  

Elect Director Diana W. Reid

    For    For    Management
1i  

Elect Director Sergio D. Rivera

    For    For    Management
1j  

Elect Director Johnese M. Spisso

    For    For    Management
1k  

Elect Director Kathryn M. Sullivan

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WESFARMERS LIMITED

 

Ticker:    WES   Security ID:    Q95870103
Meeting Date:    NOV 12, 2020   Meeting Type:    Annual
Record Date:    NOV 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2  

Elect Michael Alfred Chaney as Director

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Grant of KEEPP Deferred Shares and KEEPP Performance Shares to Robert Scott

    For    For    Management
5  

Approve Grant of Additional Performance-Tested Shares to Robert Scott

    For    For    Management

WEST PHARMACEUTICAL SERVICES, INC.

 

Ticker:    WST   Security ID:    955306105
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark A. Buthman

    For    For    Management
1b  

Elect Director William F. Feehery

    For    For    Management
1c  

Elect Director Robert F. Friel

    For    For    Management
1d  

Elect Director Eric M. Green

    For    For    Management
1e  

Elect Director Thomas W. Hofmann

    For    For    Management
1f  

Elect Director Deborah L. V. Keller

    For    For    Management
1g  

Elect Director Myla P. Lai-Goldman

    For    For    Management
1h  

Elect Director Douglas A. Michels

    For    For    Management
1i  

Elect Director Paolo Pucci

    For    For    Management
1j  

Elect Director Patrick J. Zenner

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WESTERN DIGITAL CORPORATION

 

Ticker:    WDC   Security ID:    958102105
Meeting Date:    NOV 18, 2020   Meeting Type:    Annual
Record Date:    SEP 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kimberly E. Alexy

    For    For    Management
1b  

Elect Director Martin I. Cole

    For    For    Management
1c  

Elect Director Kathleen A. Cote

    For    For    Management
1d  

Elect Director Tunc Doluca

    For    For    Management
1e  

Elect Director David V. Goeckeler

    For    For    Management
1f  

Elect Director Matthew E. Massengill

    For    For    Management
1g  

Elect Director Paula A. Price

    For    For    Management
1h  

Elect Director Stephanie A. Streeter

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Ratify KPMG LLP as Auditors

    For    For    Management

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION

 

Ticker:    WAB   Security ID:    929740108
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Linda Harty

    For    For    Management
1.2  

Elect Director Brian Hehir

    For    For    Management
1.3  

Elect Director Michael Howell

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WESTPAC BANKING CORP.

 

Ticker:    WBC   Security ID:    Q97417101
Meeting Date:    DEC 11, 2020   Meeting Type:    Annual
Record Date:    DEC 09, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2  

Approve Grant of Performance Share Rights to Peter King

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4a  

Elect Peter Nash as Director

    For    For    Management
4b  

Elect John McFarlane as Director

    For    For    Management
4c  

Elect Christopher Lynch as Director

    For    For    Management
4d  

Elect Michael Hawker as Director

    For    For    Management
5a  

Elect Noel Davis as Director

    Against    Against    Shareholder
5b  

Elect Paul Whitehead as Director

    Against    Against    Shareholder

WESTROCK COMPANY

 

Ticker:    WRK   Security ID:    96145D105
Meeting Date:    JAN 29, 2021   Meeting Type:    Annual
Record Date:    DEC 04, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Colleen F. Arnold

    For    For    Management
1b  

Elect Director Timothy J. Bernlohr

    For    For    Management
1c  

Elect Director J. Powell Brown

    For    For    Management
1d  

Elect Director Terrell K. Crews

    For    For    Management
1e  

Elect Director Russell M. Currey

    For    For    Management
1f  

Elect Director Suzan F. Harrison

    For    For    Management
1g  

Elect Director John A. Luke, Jr.

    For    For    Management
1h  

Elect Director Gracia C. Martore

    For    For    Management
1i  

Elect Director James E. Nevels

    For    For    Management
1j  

Elect Director Steven C. Voorhees

    For    For    Management
1k  

Elect Director Bettina M. Whyte

    For    For    Management
1l  

Elect Director Alan D. Wilson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WEYERHAEUSER COMPANY

 

Ticker:    WY   Security ID:    962166104
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark A. Emmert

    For    For    Management
1b  

Elect Director Rick R. Holley

    For    For    Management
1c  

Elect Director Sara Grootwassink Lewis

    For    For    Management
1d  

Elect Director Deidra C. Merriwether

    For    For    Management
1e  

Elect Director Al Monaco

    For    For    Management
1f  

Elect Director Nicole W. Piasecki

    For    For    Management
1g  

Elect Director Lawrence A. Selzer

    For    For    Management
1h  

Elect Director Devin W. Stockfish

    For    For    Management
1i  

Elect Director Kim Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

WH GROUP LIMITED

 

Ticker:    288   Security ID:    G96007102
Meeting Date:    JUN 01, 2021   Meeting Type:    Annual
Record Date:    MAY 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2a  

Elect Wan Long as Director

    For    For    Management
2b  

Elect Wan Hongjian as Director

    For    For    Management
2c  

Elect Ma Xiangjie as Director

    For    For    Management
2d  

Elect Dennis Pat Rick Organ as Director

    For    For    Management
3  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5  

Approve Final Dividend

    For    For    Management
6  

Authorize Repurchase of Issued Share Capital

    For    For    Management
7  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
8  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WHARF REAL ESTATE INVESTMENT COMPANY LIMITED

 

Ticker:    1997   Security ID:    G9593A104
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    APR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2a  

Elect Paul Yiu Cheung Tsui as Director

    For    For    Management
2b  

Elect Tak Hay Chau as Director

    For    For    Management
2c  

Elect Andrew Kwan Yuen Leung as Director

    For    For    Management
2d  

Elect Glenn Sekkemn Yee as Director

    For    For    Management
3  

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
6  

Authorize Reissuance of Repurchased Shares

    For    Against    Management
7  

Adopt New Articles of Association

    For    For    Management

WHEATON PRECIOUS METALS CORP.

 

Ticker:    WPM   Security ID:    962879102
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual/Special
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

a1  

Elect Director George L. Brack

    For    For    Management
a2  

Elect Director John A. Brough

    For    For    Management
a3  

Elect Director R. Peter Gillin

    For    For    Management
a4  

Elect Director Chantal Gosselin

    For    For    Management
a5  

Elect Director Douglas M. Holtby

    For    For    Management
a6  

Elect Director Glenn Antony Ives

    For    For    Management
a7  

Elect Director Charles A. Jeannes

    For    For    Management
a8  

Elect Director Eduardo Luna

    For    For    Management
a9  

Elect Director Marilyn Schonberner

    For    For    Management
a10  

Elect Director Randy V.J. Smallwood

    For    For    Management
b  

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
c  

Advisory Vote on Executive Compensation Approach

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WHIRLPOOL CORPORATION

 

Ticker:    WHR   Security ID:    963320106
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Samuel R. Allen

    For    For    Management
1b  

Elect Director Marc R. Bitzer

    For    For    Management
1c  

Elect Director Greg Creed

    For    For    Management
1d  

Elect Director Gary T. DiCamillo

    For    For    Management
1e  

Elect Director Diane M. Dietz

    For    For    Management
1f  

Elect Director Gerri T. Elliott

    For    For    Management
1g  

Elect Director Jennifer A. LaClair

    For    For    Management
1h  

Elect Director John D. Liu

    For    For    Management
1i  

Elect Director James M. Loree

    For    For    Management
1j  

Elect Director Harish Manwani

    For    For    Management
1k  

Elect Director Patricia K. Poppe

    For    For    Management
1l  

Elect Director Larry O. Spencer

    For    For    Management
1m  

Elect Director Michael D. White

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY

 

Ticker:    WLTW   Security ID:    G96629111
Meeting Date:    AUG 26, 2020   Meeting Type:    Court
Record Date:    JUN 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Scheme of Arrangement

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY

 

Ticker:    WLTW   Security ID:    G96629103
Meeting Date:    AUG 26, 2020   Meeting Type:    Special
Record Date:    JUN 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Scheme of Arrangement

    For    For    Management
2  

Amend Articles

    For    For    Management
3  

Advisory Vote on Golden Parachutes

    For    For    Management
4  

Adjourn Meeting

    For    For    Management

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY

 

Ticker:    WLTW   Security ID:    G96629103
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Anna C. Catalano

    For    For    Management
1b  

Elect Director Victor F. Ganzi

    For    For    Management
1c  

Elect Director John J. Haley

    For    For    Management
1d  

Elect Director Wendy E. Lane

    For    For    Management
1e  

Elect Director Brendan R. O’Neill

    For    For    Management
1f  

Elect Director Jaymin B. Patel

    For    For    Management
1g  

Elect Director Linda D. Rabbitt

    For    For    Management
1h  

Elect Director Paul D. Thomas

    For    For    Management
1i  

Elect Director Wilhelm Zeller

    For    For    Management
2  

Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Renew the Board’s Authority to Issue Shares Under Irish Law

    For    For    Management
5  

Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WILMAR INTERNATIONAL LIMITED

 

Ticker:    F34   Security ID:    Y9586L109
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

    For    For    Management
2  

Approve Final and Special Dividends

    For    For    Management
3  

Approve Directors’ Fees

    For    For    Management
4  

Elect Lim Siong Guan as Director

    For    Against    Management
5  

Elect Kuok Khoon Hong as Director

    For    For    Management
6  

Elect Pua Seck Guan as Director

    For    For    Management
7  

Elect Kishore Mahbubani as Director

    For    For    Management
8  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
9  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

    For    Against    Management
10  

Approve Grant of Options and Issuance of Shares Under the Wilmar Executives Share Option Scheme 2019

    For    Against    Management
11  

Approve Renewal of Mandate for Interested Person Transactions

    For    For    Management
12  

Authorize Share Repurchase Program

    For    For    Management

WIPRO LIMITED

 

Ticker:    507685   Security ID:    97651M109
Meeting Date:    JUL 13, 2020   Meeting Type:    Annual
Record Date:    JUN 19, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Confirm Interim Dividend as Final Dividend

    For    For    Management
3  

Reelect Azim H. Premji as Director

    For    For    Management
4  

Elect Thierry Delaporte as Director and Approve Appointment and Remuneration of Thierry Delaporte as Chief Executive Officer and Managing Director

    For    Against    Management
5  

Elect Deepak M. Satwalekar as Director

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WIPRO LIMITED

 

Ticker:    507685   Security ID:    97651M109
Meeting Date:    NOV 18, 2020   Meeting Type:    Special
Record Date:    OCT 26, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Buyback of Equity Shares

    For    For    Management

WIPRO LIMITED

 

Ticker:    507685   Security ID:    97651M109
Meeting Date:    JUN 06, 2021   Meeting Type:    Special
Record Date:    APR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Reelect Patrick J. Ennis as Director

    For    For    Management
2  

Reelect Patrick Dupuis as Director

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WIX.COM LTD.

 

Ticker:    WIX   Security ID:    M98068105
Meeting Date:    NOV 09, 2020   Meeting Type:    Annual
Record Date:    SEP 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Reelect Deirdre Bigley as Director

    For    For    Management
1b  

Reelect Allon Bloch as Director

    For    For    Management
2  

Reappoint Appointment and Compensation of Kost, Forer, Gabbay & Kasierer as Auditors

    For    For    Management
3  

Discuss Financial Statements and the Report of the Board

    None    None    Management

WOLTERS KLUWER NV

 

Ticker:    WKL   Security ID:    N9643A197
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting

    None    None    Management
2.a  

Receive Report of Management Board (Non-Voting)

    None    None    Management
2.b  

Receive Report of Supervisory Board (Non-Voting)

    None    None    Management
2.c  

Approve Remuneration Report

    For    For    Management
3.a  

Adopt Financial Statements

    For    For    Management
3.b  

Receive Explanation on Company’s Dividend Policy

    None    None    Management
3.c  

Approve Dividends of EUR 1.36 Per Share

    For    For    Management
4.a  

Approve Discharge of Management Board

    For    For    Management
4.b  

Approve Discharge of Supervisory Board

    For    For    Management
5.a  

Reelect Frans Cremers to Supervisory Board

    For    For    Management
5.b  

Reelect Ann Ziegler to Supervisory Board

    For    For    Management
6  

Reelect Kevin Entricken to Management Board

    For    For    Management
7  

Approve Remuneration Policy for Management Board

    For    For    Management
8.a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

    For    For    Management
8.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

    For    For    Management
9  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
10  

Authorize Cancellation of Repurchased Shares

    For    For    Management
11  

Other Business (Non-Voting)

    None    None    Management
12  

Close Meeting

    None    None    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WOODSIDE PETROLEUM LTD.

 

Ticker:    WPL   Security ID:    980228100
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    APR 13, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2a  

Elect Christopher Haynes as Director

    For    For    Management
2b  

Elect Richard Goyder as Director

    For    For    Management
2c  

Elect Gene Tilbrook Goh as Director

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Grant of Performance Rights to Peter Coleman

    For    For    Management
5a  

Approve the Amendments to the Company’s Constitution Proposed by Market Forces

    Against    Against    Shareholder
5b  

Approve Capital Protection

    Against    Against    Shareholder
6  

***Withdrawn Resolution*** Approve the Amendments to the Company’s Constitution Proposed by the Australasian Centre for Corporate Responsibility (ACCR)

    None    None    Shareholder

WOOLWORTHS GROUP LIMITED

 

Ticker:    WOW   Security ID:    Q98418108
Meeting Date:    JUN 18, 2021   Meeting Type:    Special
Record Date:    JUN 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Approve the Demerger

    For    For    Management
1b  

Approve Capital Reduction

    For    For    Management
2  

Approve Employee Incentive

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WOOLWORTHS GROUP LTD.

 

Ticker:    WOW   Security ID:    Q98418108
Meeting Date:    NOV 12, 2020   Meeting Type:    Annual
Record Date:    NOV 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

2  

Elect Scott Perkins as Director

    For    For    Management
3  

Approve Remuneration Report

    For    For    Management
4  

Approve Grant of Performance Share Rights to Brad Banducci

    For    For    Management
5  

Approve Renewal of Approach to Termination Benefits for 3 Years

    For    For    Management

WORKDAY, INC.

 

Ticker:    WDAY   Security ID:    98138H101
Meeting Date:    JUN 08, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Aneel Bhusri

    For    For    Management
1.2  

Elect Director Ann-Marie Campbell

    For    For    Management
1.3  

Elect Director David A. Duffield

    For    For    Management
1.4  

Elect Director Lee J. Styslinger, III

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WORLDLINE SA

 

Ticker:    WLN   Security ID:    F9867T103
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual/Special
Record Date:    MAY 18, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Consolidated Financial Statements and Statutory Reports

    For    For    Management
3  

Approve Treatment of Losses

    For    For    Management
4  

Approve Transaction with SIX Group AG Re: Second Settlement Agreement and Lock-up Agreement

    For    For    Management
5  

Approve Transaction with Deutscher Sparkassen Verlag GmbH Re: Amendment to the Business Combination Agreement

    For    For    Management
6  

Reelect Agnes Audier as Director

    For    For    Management
7  

Reelect Nazan Somer Ozelgin as Director

    For    For    Management
8  

Reelect Danielle Lagarde as Director

    For    For    Management
9  

Reelect Lorenz von Habsburg Lothringen as Director

    For    For    Management
10  

Reelect Daniel Schmucki as Director

    For    For    Management
11  

Renew Appointment of Johannes Dijsselhof as Censor

    For    Against    Management
12  

Approve Compensation Report of Corporate Officers

    For    For    Management
13  

Approve Compensation of Gilles Grapinet, Chairman and CEO

    For    Against    Management
14  

Approve Compensation of Marc-Henri Desportes, Vice-CEO

    For    Against    Management
15  

Approve Remuneration Policy of Chairman and CEO

    For    For    Management
16  

Approve Remuneration Policy of Vice-CEO

    For    For    Management
17  

Approve Remuneration Policy of Chairman of the Board

    For    For    Management
18  

Approve Remuneration Policy of Non-Executive Directors

    For    For    Management
19  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

    For    For    Management
20  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to 50 Percent of Issued Capital

    For    For    Management
21  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 10 Percent of Issued Capital

    For    For    Management
22  

Approve Issuance of Equity or Equity-Linked Securities for Up to 10 Percent of Issued Capital Per Year for Private Placements

    For    For    Management
23  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22

    For    For    Management
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

    For    For    Management
25  

Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.5 Million

    For    For    Management
26  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

    For    For    Management
27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees and Corporate Officers of International Subsidiaries

    For    For    Management
28  

Authorize up to 1.40 Percent of Issued Capital for Use in Stock Option Plans

    For    For    Management
29  

Authorize up to 0.50 Percent of Issued Capital for Use in Restricted Stock Plans

    For    For    Management
30  

Approve Acquisition of Worldline France SAS, its Valuation and Remuneration

    For    For    Management
31  

Authorize Filing of Required Documents/Other Formalities

    For    For    Management

WPP PLC

 

Ticker:    WPP   Security ID:    G9788D103
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    JUN 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3  

Approve Compensation Committee Report

    For    For    Management
4  

Elect Angela Ahrendts as Director

    For    For    Management
5  

Elect Tom Ilube as Director

    For    For    Management
6  

Elect Ya-Qin Zhang as Director

    For    For    Management
7  

Re-elect Jacques Aigrain as Director

    For    For    Management
8  

Re-elect Sandrine Dufour as Director

    For    For    Management
9  

Re-elect Tarek Farahat as Director

    For    For    Management
10  

Re-elect Roberto Quarta as Director

    For    For    Management
11  

Re-elect Mark Read as Director

    For    For    Management
12  

Re-elect John Rogers as Director

    For    For    Management
13  

Re-elect Cindy Rose as Director

    For    For    Management
14  

Re-elect Nicole Seligman as Director

    For    For    Management
15  

Re-elect Sally Susman as Director

    For    For    Management
16  

Re-elect Keith Weed as Director

    For    For    Management
17  

Re-elect Jasmine Whitbread as Director

    For    For    Management
18  

Reappoint Deloitte LLP as Auditors

    For    For    Management
19  

Authorise the Audit Committee to Fix Remuneration of Auditors

    For    For    Management
20  

Authorise Issue of Equity

    For    For    Management
21  

Authorise Market Purchase of Ordinary Shares

    For    For    Management
22  

Authorise Issue of Equity without Pre-emptive Rights

    For    For    Management
23  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

    For    For    Management
24  

Adopt New Articles of Association

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WSP GLOBAL INC.

 

Ticker:    WSP   Security ID:    92938W202
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Louis-Philippe Carriere

    For    For    Management
1.2  

Elect Director Christopher Cole

    For    For    Management
1.3  

Elect Director Alexandre L’Heureux

    For    For    Management
1.4  

Elect Director Birgit Norgaard

    For    For    Management
1.5  

Elect Director Suzanne Rancourt

    For    For    Management
1.6  

Elect Director Paul Raymond

    For    For    Management
1.7  

Elect Director Pierre Shoiry

    For    For    Management
1.8  

Elect Director Linda Smith-Galipeau

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote on Executive Compensation Approach

    For    For    Management

WUXI APPTEC CO., LTD.

 

Ticker:    2359   Security ID:    Y971B1118
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAY 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve 2020 Report of the Board of Directors

    For    For    Management
2  

Approve 2020 Report of the Supervisory Committee

    For    For    Management
3  

Approve 2020 Financial Report

    For    For    Management
4  

Approve Provision of External Guarantees

    For    Against    Management
5  

Approve Authorization to Dispose Listed and Trading Shares of Listed Companies Held by the Company

    For    For    Management
6  

Amend Working System for Independent Directors

    For    For    Management
7  

Approve Deloitte Touche Tohmatsu (a Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration

    For    For    Management
8  

Approve Foreign Exchange Hedging Limit

    For    For    Management
9  

Approve Adjustment of Allowances of Directors

    For    For    Management
10  

Approve Application for Shares, Amended and Restated Wuxi XDC Articles, Asset Transfer Agreement, Related Transactions and Related Party Transactions

    For    For    Management
11  

Approve 2020 Profit Distribution Plan

    For    For    Management
12  

Approve Increase in Registered Capital

    For    For    Management
13  

Approve Amendments to Articles of Association

    For    For    Management
14  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares

    For    Against    Management
15  

Authorize Repurchase of Issued A and H Share Capital

    For    For    Management
16  

Approve Proposed Issuance of Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WUXI APPTEC CO., LTD.

 

Ticker:    2359   Security ID:    Y971B1118
Meeting Date:    MAY 13, 2021   Meeting Type:    Special
Record Date:    MAY 06, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve 2020 Profit Distribution Plan

    For    For    Management
2  

Authorize Repurchase of Issued A and H Share Capital

    For    For    Management
3  

Approve Proposed Issuance of Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters

    For    For    Management

WUXI BIOLOGICS (CAYMAN) INC.

 

Ticker:    2269   Security ID:    G97008117
Meeting Date:    JUN 16, 2021   Meeting Type:    Annual
Record Date:    JUN 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2a  

Elect William Robert Keller as Director

    For    For    Management
2b  

Elect Teh-Ming Walter Kwauk as Director

    For    For    Management
3  

Elect Ning Zhao as Director

    For    Against    Management
4  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
5  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    For    Management
7  

Authorize Repurchase of Issued Share Capital

    For    For    Management
8  

Authorize Reissuance of Repurchased Shares

    For    Against    Management
9  

Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares

    For    Against    Management
10  

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen

    For    Against    Management
11  

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou

    For    Against    Management
12  

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller

    For    Against    Management
13  

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk

    For    Against    Management
14  

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III

    For    Against    Management
15  

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong

    For    Against    Management
16  

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner

    For    Against    Management
17  

Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WUXI BIOLOGICS (CAYMAN), INC.

 

Ticker:    2269   Security ID:    G97008109
Meeting Date:    NOV 12, 2020   Meeting Type:    Special
Record Date:    NOV 06, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Share Subdivision

    For    For    Management

WYNN RESORTS, LIMITED

 

Ticker:    WYNN   Security ID:    983134107
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Betsy S. Atkins

    For    For    Management
1.2  

Elect Director Matthew O. Maddox

    For    For    Management
1.3  

Elect Director Philip G. Satre

    For    For    Management
1.4  

Elect Director Darnell O. Strom

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

XCEL ENERGY INC.

 

Ticker:    XEL   Security ID:    98389B100
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Lynn Casey

    For    For    Management
1b  

Elect Director Ben Fowke

    For    For    Management
1c  

Elect Director Robert Frenzel

    For    For    Management
1d  

Elect Director Netha Johnson

    For    For    Management
1e  

Elect Director Patricia Kampling

    For    For    Management
1f  

Elect Director George Kehl

    For    For    Management
1g  

Elect Director Richard O’Brien

    For    For    Management
1h  

Elect Director Charles Pardee

    For    For    Management
1i  

Elect Director Christopher Policinski

    For    For    Management
1j  

Elect Director James Prokopanko

    For    For    Management
1k  

Elect Director David Westerlund

    For    For    Management
1l  

Elect Director Kim Williams

    For    For    Management
1m  

Elect Director Timothy Wolf

    For    For    Management
1n  

Elect Director Daniel Yohannes

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Report on Costs and Benefits of Climate-Related Activities

    Against    Against    Shareholder

XILINX, INC.

 

Ticker:    XLNX   Security ID:    983919101
Meeting Date:    AUG 05, 2020   Meeting Type:    Annual
Record Date:    JUN 10, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Dennis Segers

    For    For    Management
1.2  

Elect Director Raman K. Chitkara

    For    For    Management
1.3  

Elect Director Saar Gillai

    For    For    Management
1.4  

Elect Director Ronald S. Jankov

    For    For    Management
1.5  

Elect Director Mary Louise Krakauer

    For    For    Management
1.6  

Elect Director Thomas H. Lee

    For    For    Management
1.7  

Elect Director Jon A. Olson

    For    For    Management
1.8  

Elect Director Victor Peng

    For    For    Management
1.9  

Elect Director Elizabeth W. Vanderslice

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

XILINX, INC.

 

Ticker:    XLNX   Security ID:    983919101
Meeting Date:    APR 07, 2021   Meeting Type:    Special
Record Date:    FEB 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    For    Management
2  

Advisory Vote on Golden Parachutes

    For    For    Management
3  

Adjourn Meeting

    For    For    Management

XINYI GLASS HOLDINGS LTD.

 

Ticker:    868   Security ID:    G9828G108
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3A1  

Elect Tung Ching Bor as Director

    For    For    Management
3A2  

Elect Sze Nang Sze as Director

    For    For    Management
3A3  

Elect Ng Ngan Ho as Director

    For    For    Management
3A4  

Elect Wong Ying Wai as Director

    For    For    Management
3A5  

Elect Tran Chuen Wah, John as Director

    For    For    Management
3B  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
5A  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5B  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
5C  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

XINYI SOLAR HOLDINGS LIMITED

 

Ticker:    968   Security ID:    G9829N102
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Approve Final Dividend

    For    For    Management
3A1  

Elect Chen Xi as Director

    For    For    Management
3A2  

Elect Lee Shing Put as Director

    For    For    Management
3A3  

Elect Cheng Kwok Kin, Paul as Director

    For    For    Management
3B  

Authorize Board to Fix Remuneration of Directors

    For    For    Management
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
5A  

Authorize Repurchase of Issued Share Capital

    For    For    Management
5B  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
5C  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

XYLEM INC.

 

Ticker:    XYL   Security ID:    98419M100
Meeting Date:    MAY 12, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jeanne Beliveau-Dunn

    For    For    Management
1b  

Elect Director Patrick K. Decker

    For    For    Management
1c  

Elect Director Robert F. Friel

    For    For    Management
1d  

Elect Director Jorge M. Gomez

    For    For    Management
1e  

Elect Director Victoria D. Harker

    For    For    Management
1f  

Elect Director Steven R. Loranger

    For    For    Management
1g  

Elect Director Surya N. Mohapatra

    For    For    Management
1h  

Elect Director Jerome A. Peribere

    For    For    Management
1i  

Elect Director Markos I. Tambakeras

    For    For    Management
1j  

Elect Director Lila Tretikov

    For    For    Management
1k  

Elect Director Uday Yadav

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

YAKULT HONSHA CO., LTD.

 

Ticker:    2267   Security ID:    J95468120
Meeting Date:    JUN 23, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Narita, Hiroshi

    For    For    Management
1.2  

Elect Director Wakabayashi, Hiroshi

    For    For    Management
1.3  

Elect Director Ishikawa, Fumiyasu

    For    For    Management
1.4  

Elect Director Ito, Masanori

    For    For    Management
1.5  

Elect Director Doi, Akifumi

    For    For    Management
1.6  

Elect Director Hayashida, Tetsuya

    For    For    Management
1.7  

Elect Director Hirano, Susumu

    For    For    Management
1.8  

Elect Director Imada, Masao

    For    For    Management
1.9  

Elect Director Yasuda, Ryuji

    For    For    Management
1.10  

Elect Director Fukuoka, Masayuki

    For    For    Management
1.11  

Elect Director Maeda, Norihito

    For    For    Management
1.12  

Elect Director Tobe, Naoko

    For    For    Management
1.13  

Elect Director Hirano, Koichi

    For    For    Management
1.14  

Elect Director Shimbo, Katsuyoshi

    For    For    Management
1.15  

Elect Director Nagasawa, Yumiko

    For    For    Management

YARA INTERNATIONAL ASA

 

Ticker:    YAR   Security ID:    R9900C106
Meeting Date:    NOV 17, 2020   Meeting Type:    Special
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting; Approve Notice of Meeting and Agenda

    For    For    Management
2  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

    For    For    Management
3  

Approve Special Dividends of NOK 18 Per Share

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

YARA INTERNATIONAL ASA

 

Ticker:    YAR   Security ID:    R9900C106
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Open Meeting; Approve Notice of Meeting and Agenda

    For    For    Management
2  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

    For    For    Management
3  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 20.00 Per Share

    For    For    Management
4  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

    For    Against    Management
5  

Approve Company’s Corporate Governance Statement

    For    For    Management
6  

Approve Remuneration of Auditors

    For    For    Management
7  

Approve Remuneration of Directors in the Amount of NOK 690,000 for the Chairman, NOK 412,000 for the Vice Chairman, and NOK 363,000 for the Other Directors; Approve Committee Fees

    For    For    Management
8  

Approve Remuneration of Nominating Committee

    For    For    Management
9  

Approve NOK 22.8 Million Reduction in Share Capital via Share Cancellation and Redemption

    For    For    Management
10  

Authorize Share Repurchase Program

    For    For    Management
11  

Amend Articles Re: Electronic General Meetings

    For    For    Management

YASKAWA ELECTRIC CORP.

 

Ticker:    6506   Security ID:    J9690T102
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    FEB 28, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Tsuda, Junji

    For    For    Management
1.2  

Elect Director Ogasawara, Hiroshi

    For    For    Management
1.3  

Elect Director Murakami, Shuji

    For    For    Management
1.4  

Elect Director Minami, Yoshikatsu

    For    For    Management
1.5  

Elect Director Ogawa, Masahiro

    For    For    Management
1.6  

Elect Director Morikawa, Yasuhiko

    For    For    Management
1.7  

Elect Director Kato, Yuichiro

    For    For    Management
2.1  

Elect Director and Audit Committee Member Nakayama, Yuji

    For    For    Management
2.2  

Elect Director and Audit Committee Member Tsukahata, Koichi

    For    For    Management
2.3  

Elect Director and Audit Committee Member Akita, Yoshiki

    For    For    Management
2.4  

Elect Director and Audit Committee Member Tsukamoto, Hideo

    For    For    Management
2.5  

Elect Director and Audit Committee Member Koike, Toshikazu

    For    For    Management
3  

Approve Trust-Type Equity Compensation Plan

    For    For    Management
4  

Approve Trust-Type Equity Compensation Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

YIHAI INTERNATIONAL HOLDING LTD.

 

Ticker:    1579   Security ID:    G98419107
Meeting Date:    DEC 31, 2020   Meeting Type:    Special
Record Date:    DEC 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Haidilao Master Sales Agreement, the Relevant Annual Caps and Related Transactions

    For    For    Management
2  

Approve Shuhai Sales Agreement, the Relevant Annual Caps and Related Transactions

    For    For    Management
3  

Approve Shuhai Purchase Agreement, the Relevant Annual Caps and Related Transactions

    For    For    Management
4  

Approve Joint Venture Framework Sales and Purchase Agreements, the Relevant Annual Caps and Related Transactions

    For    For    Management
5  

Elect Zhao Xiaokai as Director

    For    For    Management

YIHAI INTERNATIONAL HOLDING LTD.

 

Ticker:    1579   Security ID:    G98419107
Meeting Date:    MAY 21, 2021   Meeting Type:    Annual
Record Date:    MAY 14, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2  

Elect Guo Qiang as Director and Authorize Board to Fix His Remuneration

    For    For    Management
3  

Elect Shu Ping as Director and Authorize Board to Fix Her Remuneration

    For    For    Management
4  

Elect Yau Ka Chi as Director and Authorize Board to Fix His Remuneration

    For    For    Management
5  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
6  

Approve Final Dividend

    For    For    Management
7  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
8  

Authorize Repurchase of Issued Share Capital

    For    For    Management
9  

Authorize Reissuance of Repurchased Shares

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

YUANTA FINANCIAL HOLDING CO. LTD.

 

Ticker:    2885   Security ID:    Y2169H108
Meeting Date:    JUN 07, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Business Operations Report and Financial Statements

    For    For    Management
2  

Approve Profit Distribution

    For    For    Management
3  

Approve Amendments to Articles of Association

    For    For    Management
4  

Amend Rules and Procedures for Election of Directors

    For    For    Management
5  

Amend Rules and Procedures Regarding Shareholder’s General Meeting

    For    For    Management

YUM CHINA HOLDINGS, INC.

 

Ticker:    YUMC   Security ID:    98850P109
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Fred Hu

    For    For    Management
1b  

Elect Director Joey Wat

    For    For    Management
1c  

Elect Director Peter A. Bassi

    For    For    Management
1d  

Elect Director Edouard Ettedgui

    For    For    Management
1e  

Elect Director Cyril Han

    For    For    Management
1f  

Elect Director Louis T. Hsieh

    For    For    Management
1g  

Elect Director Ruby Lu

    For    For    Management
1h  

Elect Director Zili Shao

    For    For    Management
1i  

Elect Director William Wang

    For    For    Management
1j  

Elect Director Min (Jenny) Zhang

    For    For    Management
2  

Ratify KPMG Huazhen LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Provide Right to Call Special Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

YUM! BRANDS, INC.

 

Ticker:    YUM   Security ID:    988498101
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Paget L. Alves

    For    For    Management
1b  

Elect Director Keith Barr

    For    For    Management
1c  

Elect Director Christopher M. Connor

    For    For    Management
1d  

Elect Director Brian C. Cornell

    For    For    Management
1e  

Elect Director Tanya L. Domier

    For    For    Management
1f  

Elect Director David W. Gibbs

    For    For    Management
1g  

Elect Director Mirian M. Graddick-Weir

    For    For    Management
1h  

Elect Director Lauren R. Hobart

    For    For    Management
1i  

Elect Director Thomas C. Nelson

    For    For    Management
1j  

Elect Director P. Justin Skala

    For    For    Management
1k  

Elect Director Elane B. Stock

    For    For    Management
1l  

Elect Director Annie Young-Scrivner

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

Z HOLDINGS CORP.

 

Ticker:    4689   Security ID:    J9894K105
Meeting Date:    JUN 18, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles to Allow Virtual Only Shareholder Meetings

    For    Against    Management
2.1  

Elect Director Kawabe, Kentaro

    For    For    Management
2.2  

Elect Director Idezawa, Takeshi

    For    For    Management
2.3  

Elect Director Jungho Shin

    For    For    Management
2.4  

Elect Director Ozawa, Takao

    For    For    Management
2.5  

Elect Director Masuda, Jun

    For    For    Management
2.6  

Elect Director Oketani, Taku

    For    For    Management
3  

Elect Director and Audit Committee Member Usumi, Yoshio

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ZAI LAB LIMITED

 

Ticker:    9688   Security ID:    98887Q104
Meeting Date:    JUN 24, 2021   Meeting Type:    Annual
Record Date:    APR 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Declassify the Board of Directors

    For    For    Management
2  

Amend Articles

    For    For    Management
3  

Amend Articles to Adopt the Fifth Amendment of Articles of Association

    For    For    Management
4  

Ratify Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors

    For    For    Management

ZALANDO SE

 

Ticker:    ZAL   Security ID:    D98423102
Meeting Date:    MAY 19, 2021   Meeting Type:    Annual
Record Date:    APR 27, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)

    None    None    Management
2  

Approve Allocation of Income and Omission of Dividends

    For    For    Management
3  

Approve Discharge of Management Board for Fiscal Year 2020

    For    For    Management
4  

Approve Discharge of Supervisory Board for Fiscal Year 2020

    For    For    Management
5.1  

Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021

    For    For    Management
5.2  

Ratify Ernst & Young GmbH as Auditors Until the 2022 AGM

    For    For    Management
6.1  

Elect Kelly Bennett to the Supervisory Board as Shareholder Representative

    For    For    Management
6.2  

Elect Jennifer Hyman to the Supervisory Board as Shareholder Representative

    For    For    Management
6.3  

Elect Niklas Oestberg to the Supervisory Board as Shareholder Representative

    For    For    Management
6.4  

Elect Anders Holch Povlsen to the Supervisory Board as Shareholder Representative

    For    For    Management
6.5  

Elect Mariella Roehm-Kottmann to the Supervisory Board as Shareholder Representative

    For    For    Management
6.6  

Elect Cristina Stenbeck to the Supervisory Board as Shareholder Representative

    For    For    Management
7  

Approve Remuneration Policy

    For    Against    Management
8  

Approve Remuneration of Supervisory Board

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ZEBRA TECHNOLOGIES CORPORATION

 

Ticker:    ZBRA   Security ID:    989207105
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Chirantan “CJ” Desai

    For    For    Management
1.2  

Elect Director Richard L. Keyser

    For    For    Management
1.3  

Elect Director Ross W. Manire

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditor

    For    For    Management

ZIJIN MINING GROUP CO., LTD.

 

Ticker:    2899   Security ID:    Y9892H107
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAY 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Articles of Association

    For    For    Management
2  

Approve Issuance of Debt Financing Instruments

    For    For    Management
3  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares

    For    Against    Management
4  

Approve Arrangement of Guarantees to Company’s Subsidiaries, Associates and Other Party

    For    Against    Management
5  

Approve Report of the Board of Directors

    For    For    Management
6  

Approve Report of the Independent Directors

    For    For    Management
7  

Approve Report of the Supervisory Committee

    For    For    Management
8  

Approve Financial Report

    For    For    Management
9  

Approve Annual Report and Its Summary Report

    For    For    Management
10  

Approve Profit Distribution Proposal

    For    For    Management
11  

Approve Remuneration of Executive Directors and Chairman of Supervisory Committee

    For    For    Management
12  

Approve Ernst & Young Hua Ming LLP as Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration

    For    For    Management
13  

Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ZIMMER BIOMET HOLDINGS, INC.

 

Ticker:    ZBH   Security ID:    98956P102
Meeting Date:    MAY 14, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Christopher B. Begley

    For    For    Management
1b  

Elect Director Betsy J. Bernard

    For    For    Management
1c  

Elect Director Michael J. Farrell

    For    For    Management
1d  

Elect Director Robert A. Hagemann

    For    For    Management
1e  

Elect Director Bryan C. Hanson

    For    For    Management
1f  

Elect Director Arthur J. Higgins

    For    For    Management
1g  

Elect Director Maria Teresa Hilado

    For    For    Management
1h  

Elect Director Syed Jafry

    For    For    Management
1i  

Elect Director Sreelakshmi Kolli

    For    For    Management
1j  

Elect Director Michael W. Michelson

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Amend Non-Employee Director Omnibus Stock Plan

    For    For    Management
6  

Amend Deferred Compensation Plan

    For    For    Management
7  

Provide Right to Call Special Meeting

    For    For    Management

ZOETIS INC.

 

Ticker:    ZTS   Security ID:    98978V103
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sanjay Khosla

    For    For    Management
1b  

Elect Director Antoinette R. Leatherberry

    For    For    Management
1c  

Elect Director Willie M. Reed

    For    For    Management
1d  

Elect Director Linda Rhodes

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditor

    For    For    Management
4  

Adopt Simple Majority Vote

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ZOOM VIDEO COMMUNICATIONS, INC.

 

Ticker:    ZM   Security ID:    98980L101
Meeting Date:    JUN 17, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Jonathan Chadwick

    For    Withhold    Management
1.2  

Elect Director Kimberly L. Hammonds

    For    Withhold    Management
1.3  

Elect Director Dan Scheinman

    For    Withhold    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Advisory Vote on Say on Pay Frequency

    One Year    One Year    Management

ZSCALER, INC.

 

Ticker:    ZS   Security ID:    98980G102
Meeting Date:    JAN 06, 2021   Meeting Type:    Annual
Record Date:    NOV 11, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Jagtar (Jay) Chaudhry

    For    Withhold    Management
1.2  

Elect Director Amit Sinha

    For    Withhold    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ZTE CORPORATION

 

Ticker:    763   Security ID:    Y0004F105
Meeting Date:    SEP 30, 2020   Meeting Type:    Special
Record Date:    SEP 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.00  

Approve Acquisition of Equity Interests in ZTE Microelectronics by Renxing Technology and the Waiver of Preemptive Subscription Rights by the Company

    For    For    Management
2.00  

Approve Cooperation Agreement with Hengjian Xinxin and Huitong Rongxin

    For    For    Management

ZTE CORPORATION

 

Ticker:    763   Security ID:    Y0004F105
Meeting Date:    NOV 06, 2020   Meeting Type:    Special
Record Date:    NOV 02, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve the 2020 Share Option Incentive Scheme (Draft) of ZTE Corporation and Its Summary

    For    Against    Management
2  

Approve 2020 Share Option Incentive Scheme Performance Appraisal System of ZTE Corporation

    For    Against    Management
3  

Approve Mandate Granted to the Board by the General Meeting to Deal with Matters Pertaining to the 2020 Share Option Incentive Scheme

    For    Against    Management
4  

Approve Management Stock Ownership Scheme (Draft) of ZTE Corporation and Its Summary

    For    Against    Management
5  

Approve Measures for the Administration of the Management Stock Ownership Scheme of ZTE Corporation

    For    Against    Management
6  

Approve the Mandate Granted to the Board by the General Meeting to Deal with Matters Pertaining to the Management Stock Ownership Scheme

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ZTE CORPORATION

 

Ticker:    763   Security ID:    Y0004F105
Meeting Date:    DEC 21, 2020   Meeting Type:    Special
Record Date:    DEC 15, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.00  

Approve Fulfillment of Criteria for the Acquisition of Assets by Issuance of Shares and Ancillary Fund-Raising

    For    For    Management
2.01  

Approve General Plan

    For    For    Management
2.02  

Approve Counterparties

    For    For    Management
2.03  

Approve Target Assets

    For    For    Management
2.04  

Approve Transaction Price of the Target Assets

    For    For    Management
2.05  

Approve Method of Payment

    For    For    Management
2.06  

Approve Class and Par Value of Shares to be Issued

    For    For    Management
2.07  

Approve Place of Listing

    For    For    Management
2.08  

Approve Issue Price and Pricing Principles

    For    For    Management
2.09  

Approve Proposal in Relation to the Adjustment of Issue Price

    For    For    Management
2.10  

Approve Number of Shares to be Issued

    For    For    Management
2.11  

Approve Lock-up Period Arrangement

    For    For    Management
2.12  

Approve Arrangement for the Retained Undistributed Profits

    For    For    Management
2.13  

Approve Validity Period of the Resolution

    For    For    Management
2.14  

Approve Class and Par Value of Shares to be Issued

    For    For    Management
2.15  

Approve Place of Listing

    For    For    Management
2.16  

Approve Target Subscribers

    For    For    Management
2.17  

Approve Method of Issuance and Method of Subscription

    For    For    Management
2.18  

Approve Issue Price and Pricing Principles

    For    For    Management
2.19  

Approve Total Amount of the Ancillary Fund-Raising and Number of Shares to be Issued

    For    For    Management
2.20  

Approve Lock-up Period Arrangement

    For    For    Management
2.21  

Approve Use of the Ancillary Funds-Raising

    For    For    Management
2.22  

Approve Arrangement for the Retained Undistributed Profits

    For    For    Management
2.23  

Approve Validity Period of the Resolution

    For    For    Management
3.00  

Approve Report on Acquisition of Assets by Issuance of Shares and Ancillary Fund-Raising of ZTE Corporation (Draft) (Revised Version)

    For    For    Management
4.00  

Approve Resolution on the Transaction not Constituting a Connected Transaction

    For    For    Management
5.00  

Approve Resolution on the Transaction not Constituting a Major Asset Restructuring

    For    For    Management
6.00  

Approve Article 13 of the Administrative Measures for the Major Asset Restructuring of Listed Companies

    For    For    Management
7.00  

Approve Compliance with Articles 11 and 43 of the Administrative Measures for the Major Asset Restructuring of Listed Companies

    For    For    Management
8.00  

Approve Compliance with Article 4 of the Regulations on Certain Issues Concerning the Regulation of Major Asset Restructuring of Listed Companies

    For    For    Management
9.00  

Approve Conditional Agreement

    For    For    Management
10.00   Approve Conditional Supplemental Agreement   

For

    For    Management
11.00   Approve Statement of Completeness and Compliance of Statutory Procedures Performed in Relation to the Transaction and the Validity of the Submission of Legal Documents   

For

    For    Management
12.00   Approve Statement of Principals Involved in the Transaction not being Subject to Article 13 of the Interim Provisions on Strengthening Regulation over Unusual Trading in Stocks relating to Major Asset Restructuring of Listed Companies   

For

    For    Management
13.00   Approve Shares Price Fluctuation under Article 5 of the Notice on the Regulation of Information Disclosure by Listed Companies and Acts of Relevant Parties   

For

    For    Management
14.00   Approve Audit Report, the Pro Forma Review Report and the Asset Valuation Report   

For

    For    Management
15.00   Approve Independence of the Appraisal Institution, the Reasonableness of the Appraisal Assumptions, the Relevance between the Appraisal Method and the Appraisal Objectives and the Fairness of the Appraisal Consideration   

For

    For    Management
16.00   Approve Statement of the Basis for, and Reasonableness and Fairness of, the Consideration for the Transaction   

For

    For    Management
17.00   Approve Analysis on Dilution on Returns for the Current Period and Remedial Measures and the Relevant Undertakings in Relation to the Transaction   

For

    For    Management
18.00   Authorize Board to Deal with All Matters in Relation to the Transaction   

For

    For    Management

ZTE CORPORATION

 

Ticker:    763   Security ID:    Y0004F105
Meeting Date:    JUN 25, 2021   Meeting Type:    Annual
Record Date:    JUN 17, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.00  

Approve Annual Report

    For    For    Management
2.00  

Approve Report of the Board of Directors

    For    For    Management
3.00  

Approve Report of the Supervisory Committee

    For    For    Management
4.00  

Approve Report of the President

    For    For    Management
5.00  

Approve Final Financial Accounts

    For    For    Management
6.00  

Approve Profit Distribution

    For    For    Management
7.00  

Approve Feasibility Analysis of Derivative Investment and Application for Derivative Investment Limits

    For    For    Management
8.00  

Approve Provision of Performance Guarantee for PT. ZTE Indonesia

    For    For    Management
9.00  

Approve Provision of Performance Guarantee Limits for Overseas Subsidiaries

    For    Against    Management
10.00  

Approve Proposed Application for Consolidated Registration for Issuance of Multiple Types of Debt Financing Instruments

    For    Against    Management
11.00  

Approve Proposed Application for Composite Credit Facilities

    For    For    Management
12.00  

Approve Alignment in Preparation of Financial Statements in Accordance with PRC ASBEs and Cessation to Re-appoint Overseas Financial Report Auditor

    For    For    Management
13.01  

Approve Ernst & Young Hua Ming LLP as Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
13.02  

Approve Ernst & Young Hua Ming LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration

    For    For    Management
14.00  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

    For    Against    Management
15.00  

Approve Shareholders’ Dividend Return Plan (2021-2023)

    For    For    Management
16.00  

Amend Articles of Association, Amend Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors

    For    For    Management
17.00  

Approve Expansion of the Business Scope and Corresponding Amendment of Relevant Clause in the Articles of Association

    For    For    Management
18.00  

Amend Rules and Procedures Regarding Meetings of Supervisory Committee

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ZTO EXPRESS (CAYMAN) INC.

 

Ticker:    2057   Security ID:    98980A105
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    MAY 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Adopt Chinese Name as Dual Foreign Name of the Company

    For    For    Management
2  

Adopt Third Amended and Restated Memorandum of Association and Articles of Association

    For    For    Management

ZURICH INSURANCE GROUP AG

 

Ticker:    ZURN   Security ID:    H9870Y105
Meeting Date:    APR 07, 2021   Meeting Type:    Annual
Record Date:        

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Accept Financial Statements and Statutory Reports

    For    For    Management
1.2  

Approve Remuneration Report (Non-Binding)

    For    For    Management
2  

Approve Allocation of Income and Dividends of CHF 20.00 per Share

    For    For    Management
3  

Approve Discharge of Board and Senior Management

    For    For    Management
4.1a  

Reelect Michel Lies as Director and Board Chairman

    For    For    Management
4.1b  

Reelect Joan Amble as Director

    For    For    Management
4.1c  

Reelect Catherine Bessant as Director

    For    For    Management
4.1d  

Reelect Dame Carnwath as Director

    For    For    Management
4.1e  

Reelect Christoph Franz as Director

    For    For    Management
4.1f  

Reelect Michael Halbherr as Director

    For    For    Management
4.1g  

Reelect Jeffrey Hayman as Director (pro-forma vote as Jeffrey Hayman is not available for appointment)

    For    For    Management
4.1h  

Reelect Monica Maechler as Director

    For    For    Management
4.1i  

Reelect Kishore Mahbubani as Director

    For    For    Management
4.1j  

Reelect Jasmin Staiblin as Director

    For    For    Management
4.1k  

Reelect Barry Stowe as Director

    For    For    Management
4.1l  

Elect Sabine Keller-Busse as Director

    For    For    Management
4.2.1  

Reappoint Michel Lies as Member of the Compensation Committee

   

For

    For    Management
4.2.2  

Reappoint Catherine Bessant as Member of the Compensation Committee

   

For

    For    Management
4.2.3  

Reappoint Christoph Franz as Member of the Compensation Committee

   

For

    For    Management
4.2.4  

Reappoint Kishore Mahbubani as Member of the Compensation Committee

   

For

    For    Management
4.2.5  

Reappoint Jasmin Staiblin as Member of the Compensation Committee

   

For

    For    Management
4.2.6  

Appoint Sabine Keller-Busse as Member of the Compensation Committee

   

For

    For    Management
4.3  

Designate Keller KLG as Independent Proxy

    For    For    Management
4.4  

Ratify Ernst & Young AG as Auditors

    For    For    Management
5.1  

Approve Remuneration of Directors in the Amount of CHF 5.9 Million

    For    For    Management
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 79.8 Million

    For    For    Management
6  

Approve Extension of Existing Authorized Capital Pool of CHF 4.5 Million with Partial Exclusion of Preemptive Rights and Approve Amendment to Existing Conditional Capital Pool

    For    For    Management
7  

Transact Other Business (Voting)

    For    Against    Management

DELAWARE IVY PROSHARES RUSSELL 2000 DIVIDEND GROWERS INDEX FUND

(prior to July 1, 2021, Ivy ProShares Russell 2000 Dividend Growers Index Fund)

Proxy Voting Record

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

ABM INDUSTRIES INCORPORATED

 

Ticker:   

ABM

   Security ID:    000957100
Meeting Date:   

MAR 24, 2021

   Meeting Type:    Annual
Record Date:   

JAN 27, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Linda Chavez

    For    For    Management
1b  

Elect Director Art A. Garcia

    For    For    Management
1c  

Elect Director Jill M. Golder

    For    For    Management
1d  

Elect Director Scott Salmirs

    For    For    Management
2  

Approve Omnibus Stock Plan

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Ratify KPMG LLP as Auditors

    For    For    Management

ALLETE, INC.

 

Ticker:   

ALE

   Security ID:    018522300
Meeting Date:   

MAY 11, 2021

   Meeting Type:    Annual
Record Date:   

MAR 12, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kathryn W. Dindo

    For    For    Management
1b  

Elect Director George G. Goldfarb

    For    For    Management
1c  

Elect Director James J. Hoolihan

    For    For    Management
1d  

Elect Director Heidi E. Jimmerson

    For    For    Management
1e  

Elect Director Madeleine W. Ludlow

    For    For    Management
1f  

Elect Director Susan K. Nestegard

    For    For    Management
1g  

Elect Director Douglas C. Neve

    For    For    Management
1h  

Elect Director Barbara A. Nick

    For    For    Management
1i  

Elect Director Bethany M. Owen

    For    For    Management
1j  

Elect Director Robert P. Powers

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AMERICAN STATES WATER COMPANY

 

Ticker:   

AWR

   Security ID:    029899101
Meeting Date:   

MAY 18, 2021

   Meeting Type:    Annual
Record Date:   

MAR 19, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Sarah J. Anderson

    For    For    Management
1.2  

Elect Director Steven D. Davis

    For    For    Management
1.3  

Elect Director Anne M. Holloway

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

APPLIED INDUSTRIAL TECHNOLOGIES, INC.

 

Ticker:   

AIT

   Security ID:    03820C105
Meeting Date:   

OCT 27, 2020

   Meeting Type:    Annual
Record Date:   

AUG 28, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert J. Pagano, Jr.

    For    For    Management
1.2  

Elect Director Neil A. Schrimsher

    For    For    Management
1.3  

Elect Director Peter C. Wallace

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ATLANTIC UNION BANKSHARES CORPORTATION

 

Ticker:   

AUB

   Security ID:    04911A107
Meeting Date:   

MAY 04, 2021

   Meeting Type:    Annual
Record Date:   

MAR 10, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Thomas P. Rohman

    For    For    Management
1.2  

Elect Director Thomas G. Snead, Jr.

    For    For    Management
1.3  

Elect Director Ronald L. Tillett

    For    For    Management
1.4  

Elect Director Keith L. Wampler

    For    For    Management
1.5  

Elect Director F. Blair Wimbush

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ATRION CORPORATION

 

Ticker:   

ATRI

   Security ID:    049904105
Meeting Date:   

MAY 21, 2021

   Meeting Type:    Annual
Record Date:   

MAR 23, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Preston G. Athey

    For    For    Management
1b  

Elect Director Hugh J. Morgan, Jr.

    For    For    Management
2  

Approve Omnibus Stock Plan

    For    For    Management
3  

Ratify Grant Thornton LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AVISTA CORPORATION

 

Ticker:   

AVA

   Security ID:    05379B107
Meeting Date:   

MAY 11, 2021

   Meeting Type:    Annual
Record Date:   

MAR 10, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kristianne Blake

    For    For    Management
1b  

Elect Director Donald C. Burke

    For    For    Management
1c  

Elect Director Rebecca A. Klein

    For    For    Management
1d  

Elect Director Sena M. Kwawu

    For    For    Management
1e  

Elect Director Scott H. Maw

    For    For    Management
1f  

Elect Director Scott L. Morris

    For    For    Management
1g  

Elect Director Jeffry L. Philipps

    For    For    Management
1h  

Elect Director Heidi B. Stanley

    For    For    Management
1i  

Elect Director R. John Taylor

    For    For    Management
1j  

Elect Director Dennis P. Vermillion

    For    For    Management
1k  

Elect Director Janet D. Widmann

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BADGER METER, INC.

 

Ticker:   

BMI

   Security ID:    056525108
Meeting Date:   

APR 30, 2021

   Meeting Type:    Annual
Record Date:   

FEB 26, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Todd A. Adams

    For    For    Management
1.2  

Elect Director Kenneth C. Bockhorst

    For    For    Management
1.3  

Elect Director Gale E. Klappa

    For    For    Management
1.4  

Elect Director Gail A. Lione

    For    For    Management
1.5  

Elect Director James W. McGill

    For    For    Management
1.6  

Elect Director Tessa M. Myers

    For    For    Management
1.7  

Elect Director James F. Stern

    For    For    Management
1.8  

Elect Director Glen E. Tellock

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Report on Board Diversity

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BALCHEM CORPORATION

 

Ticker:   

BCPC

   Security ID:    057665200
Meeting Date:   

JUN 17, 2021

   Meeting Type:    Annual
Record Date:   

APR 20, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Daniel Knutson

    For    For    Management
1.2  

Elect Director Joyce Lee

    For    For    Management
2  

Ratify RSM US LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

BANCFIRST CORPORATION

 

Ticker:   

BANF

   Security ID:    05945F103
Meeting Date:   

DEC 22, 2020

   Meeting Type:    Special
Record Date:   

OCT 30, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Amend Stock Option Plan

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BANCFIRST CORPORATION

 

Ticker:   

BANF

   Security ID:    05945F103
Meeting Date:   

MAY 27, 2021

   Meeting Type:    Annual
Record Date:   

APR 05, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Dennis L. Brand

    For    For    Management
1.2  

Elect Director C. L. Craig, Jr.

    For    For    Management
1.3  

Elect Director F. Ford Drummond

    For    For    Management
1.4  

Elect Director Joseph Ford

    For    For    Management
1.5  

Elect Director Joe R. Goyne

    For    For    Management
1.6  

Elect Director David R. Harlow

    For    For    Management
1.7  

Elect Director William O. Johnstone

    For    For    Management
1.8  

Elect Director Frank Keating

    For    For    Management
1.9  

Elect Director Bill G. Lance

    For    For    Management
1.10  

Elect Director Dave R. Lopez

    For    For    Management
1.11  

Elect Director William Scott Martin

    For    For    Management
1.12  

Elect Director Tom H. McCasland, III

    For    For    Management
1.13  

Elect Director David E. Rainbolt

    For    For    Management
1.14  

Elect Director H.E. Rainbolt

    For    For    Management
1.15  

Elect Director Robin Roberson

    For    For    Management
1.16  

Elect Director Darryl W. Schmidt

    For    For    Management
1.17  

Elect Director Natalie Shirley

    For    For    Management
1.18  

Elect Director Michael K. Wallace

    For    For    Management
1.19  

Elect Director Gregory G. Wedel

    For    For    Management
1.20  

Elect Director G. Rainey Williams, Jr.

    For    For    Management
2  

Amend Stock Option Plan

    For    Against    Management
3  

Amend Non-Employee Director Stock Option Plan

    For    For    Management
4  

Amend Deferred Compensation Plan

    For    For    Management
5  

Ratify BKD, LLP as Auditor

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BAR HARBOR BANKSHARES

 

Ticker:   

BHB

   Security ID:    066849100
Meeting Date:   

MAY 18, 2021

   Meeting Type:    Annual
Record Date:   

MAR 16, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Daina H. Belair

    For    For    Management
1b  

Elect Director Matthew L. Caras

    For    For    Management
1c  

Elect Director David M. Colter

    For    For    Management
1d  

Elect Director Steven H. Dimick

    For    For    Management
1e  

Elect Director Martha T. Dudman

    For    For    Management
1f  

Elect Director Lauri E. Fernald

    For    For    Management
1g  

Elect Director Brendan J. O’Halloran

    For    For    Management
1h  

Elect Director Curtis C. Simard

    For    For    Management
1i  

Elect Director Kenneth E. Smith

    For    For    Management
1j  

Elect Director Stephen R. Theroux

    For    For    Management
1k  

Elect Director Scott G. Toothaker

    For    For    Management
1l  

Elect Director David B. Woodside

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify RSM US LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BLACK HILLS CORPORATION

 

Ticker:   

BKH

   Security ID:    092113109
Meeting Date:   

APR 27, 2021

   Meeting Type:    Annual
Record Date:   

MAR 08, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Linden R. Evans

    For    For    Management
1.2  

Elect Director Barry M. Granger

    For    For    Management
1.3  

Elect Director Tony A. Jensen

    For    For    Management
1.4  

Elect Director Steven R. Mills

    For    For    Management
1.5  

Elect Director Scott M. Prochazka

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

BRYN MAWR BANK CORPORATION

 

Ticker:   

BMTC

   Security ID:    117665109
Meeting Date:   

APR 22, 2021

   Meeting Type:    Annual
Record Date:   

MAR 04, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Wendell F. Holland

    For    For    Management
1.2  

Elect Director Diego F. Calderin

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BRYN MAWR BANK CORPORATION

 

Ticker:   

BMTC

   Security ID:    117665109
Meeting Date:   

JUN 10, 2021

   Meeting Type:    Special
Record Date:   

MAY 03, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    For    Management
2  

Advisory Vote on Golden Parachutes

    For    Against    Management
3  

Adjourn Meeting

    For    For    Management

CALAVO GROWERS, INC.

 

Ticker:   

CVGW

   Security ID:    128246105
Meeting Date:   

APR 21, 2021

   Meeting Type:    Annual
Record Date:   

FEB 22, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Farha Aslam

    For    For    Management
1.2  

Elect Director Marc L. Brown

    For    For    Management
1.3  

Elect Director Michael A. DiGregorio

    For    For    Management
1.4  

Elect Director Harold S. Edwards

    For    For    Management
1.5  

Elect Director James Helin

    For    For    Management
1.6  

Elect Director Steven Hollister

    For    For    Management
1.7  

Elect Director Kathleen M. Holmgren

    For    For    Management
1.8  

Elect Director John M. Hunt

    For    For    Management
1.9  

Elect Director J. Link Leavens

    For    For    Management
1.10  

Elect Director Donald M. Sanders

    For    For    Management
1.11  

Elect Director Scott Van Der Kar

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CALIFORNIA WATER SERVICE GROUP

 

Ticker:   

CWT

   Security ID:    130788102
Meeting Date:   

MAY 26, 2021

   Meeting Type:    Annual
Record Date:   

MAR 30, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Gregory E. Aliff

    For    For    Management
1b  

Elect Director Terry P. Bayer

    For    For    Management
1c  

Elect Director Shelly M. Esque

    For    For    Management
1d  

Elect Director Martin A. Kropelnicki

    For    For    Management
1e  

Elect Director Thomas M. Krummel

    For    For    Management
1f  

Elect Director Richard P. Magnuson

    For    For    Management
1g  

Elect Director Yvonne (Bonnie) A. Maldonado

    For    For    Management
1h  

Elect Director Scott L. Morris

    For    For    Management
1i  

Elect Director Peter C. Nelson

    For    For    Management
1j  

Elect Director Carol M. Pottenger

    For    For    Management
1k  

Elect Director Lester A. Snow

    For    For    Management
1l  

Elect Director Patricia K. Wagner

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CASS INFORMATION SYSTEMS, INC.

 

Ticker:   

CASS

   Security ID:    14808P109
Meeting Date:   

APR 20, 2021

   Meeting Type:    Annual
Record Date:   

MAR 05, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert A. Ebel

    For    For    Management
1.2  

Elect Director Randall L. Schilling

    For    For    Management
1.3  

Elect Director Franklin D. Wicks, Jr.

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

CHESAPEAKE UTILITIES CORPORATION

 

Ticker:   

CPK

   Security ID:    165303108
Meeting Date:   

MAY 05, 2021

   Meeting Type:    Annual
Record Date:   

MAR 10, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Thomas P. Hill, Jr.

    For    For    Management
1b  

Elect Director Dennis S. Hudson, III

    For    For    Management
1c  

Elect Director Calvert A. Morgan, Jr.

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Baker Tilly US, LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHURCHILL DOWNS INCORPORATED

 

Ticker:   

CHDN

   Security ID:    171484108
Meeting Date:   

APR 20, 2021

   Meeting Type:    Annual
Record Date:   

MAR 01, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director William C. Carstanjen

    For    For    Management
1.2  

Elect Director Karole F. Lloyd

    For    For    Management
1.3  

Elect Director Paul C. Varga

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

COLUMBIA BANKING SYSTEM, INC.

 

Ticker:   

COLB

   Security ID:    197236102
Meeting Date:   

MAY 26, 2021

   Meeting Type:    Annual
Record Date:   

MAR 31, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Craig D. Eerkes

    For    For    Management
1b  

Elect Director Laura Alvarez Schrag

    For    For    Management
1c  

Elect Director Ford Elsaesser

    For    For    Management
1d  

Elect Director Mark A. Finkelstein

    For    For    Management
1e  

Elect Director Eric S. Forrest

    For    For    Management
1f  

Elect Director Thomas M. Hulbert

    For    For    Management
1g  

Elect Director Michelle M. Lantow

    For    For    Management
1h  

Elect Director Randal L. Lund

    For    For    Management
1i  

Elect Director Tracy Mack-Askew

    For    For    Management
1j  

Elect Director S. Mae Fujita Numata

    For    For    Management
1k  

Elect Director Elizabeth W. Seaton

    For    For    Management
1l  

Elect Director Clint E. Stein

    For    For    Management
1m  

Elect Director Janine T. Terrano

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COMMUNITY BANK SYSTEM, INC.

 

Ticker:   

CBU

   Security ID:    203607106
Meeting Date:   

MAY 13, 2021

   Meeting Type:    Annual
Record Date:   

MAR 15, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Brian R. Ace

    For    For    Management
1b  

Elect Director Mark J. Bolus

    For    For    Management
1c  

Elect Director Jeffrey L. Davis

    For    For    Management
1d  

Elect Director Neil E. Fesette

    For    For    Management
1e  

Elect Director Kerrie D. MacPherson

    For    For    Management
1f  

Elect Director John Parente

    For    For    Management
1g  

Elect Director Raymond C. Pecor, III

    For    For    Management
1h  

Elect Director Susan E. Skerritt

    For    For    Management
1i  

Elect Director Sally A. Steele

    For    For    Management
1j  

Elect Director Eric E. Stickels

    For    For    Management
1k  

Elect Director Mark E. Tryniski

    For    For    Management
1l  

Elect Director John F. Whipple, Jr.

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

DOUGLAS DYNAMICS, INC.

 

Ticker:   

PLOW

   Security ID:    25960R105
Meeting Date:   

APR 28, 2021

   Meeting Type:    Annual
Record Date:   

MAR 05, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kenneth W. Krueger

    For    For    Management
1.2  

Elect Director Lisa R. Bacus

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditor

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FIRST FINANCIAL CORPORATION

 

Ticker:    THFF   Security ID:    320218100
Meeting Date:    APR 21, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Thomas T. Dinkel

    For    For    Management
1.2  

Elect Director Norman L. Lowery

    For    For    Management
1.3  

Elect Director Thomas C. Martin

    For    For    Management
1.4  

Elect Director James O. McDonald

    For    For    Management
1.5  

Elect Director William J. Voges

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Amend Articles of Incorporation to Provide Shareholder the Right to Amend the Code of By-Laws

    For    For    Management
5  

Ratify Crowe LLP as Auditors

    For    For    Management

FRANKLIN ELECTRIC CO., INC.

 

Ticker:    FELE   Security ID:    353514102
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Gregg C. Sengstack

    For    For    Management
1.2  

Elect Director David M. Wathen

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GATX CORPORATION

 

Ticker:    GATX   Security ID:    361448103
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Diane M. Aigotti

    For    For    Management
1.2  

Elect Director Anne L. Arvia

    For    For    Management
1.3  

Elect Director Brian A. Kenney

    For    For    Management
1.4  

Elect Director James B. Ream

    For    For    Management
1.5  

Elect Director Adam L. Stanley

    For    For    Management
1.6  

Elect Director David S. Sutherland

    For    For    Management
1.7  

Elect Director Stephen R. Wilson

    For    For    Management
1.8  

Elect Director Paul G. Yovovich

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditor

    For    For    Management

H.B. FULLER COMPANY

 

Ticker:    FUL   Security ID:    359694106
Meeting Date:    APR 08, 2021   Meeting Type:    Annual
Record Date:    FEB 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Thomas W. Handley

    For    For    Management
1.2  

Elect Director Maria Teresa Hilado

    For    For    Management
1.3  

Elect Director Ruth S. Kimmelshue

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HEALTHCARE SERVICES GROUP, INC.

 

Ticker:    HCSG   Security ID:    421906108
Meeting Date:    JUN 01, 2021   Meeting Type:    Annual
Record Date:    MAR 31, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director John M. Briggs

    For    For    Management
1.2  

Elect Director Diane S. Casey

    For    For    Management
1.3   Elect Director Daniela Castagnino    For    For    Management
1.4  

Elect Director Robert L. Frome

    For    For    Management
1.5  

Elect Director Laura Grant

    For    For    Management
1.6  

Elect Director John J. McFadden

    For    For    Management
1.7  

Elect Director Dino D. Ottaviano

    For    For    Management
1.8  

Elect Director Jude Visconto

    For    For    Management
1.9  

Elect Director Theodore Wahl

    For    For    Management
2  

Ratify Grant Thornton LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HERITAGE FINANCIAL CORPORATION

 

Ticker:    HFWA   Security ID:    42722X106
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Brian S. Charneski

    For    For    Management
1.2  

Elect Director John A. Clees

    For    For    Management
1.3  

Elect Director Kimberly T. Ellwanger

    For    For    Management
1.4  

Elect Director Jeffrey J. Deuel

    For    For    Management
1.5  

Elect Director Deborah J. Gavin

    For    For    Management
1.6  

Elect Director Jeffrey S. Lyon

    For    For    Management
1.7  

Elect Director Gragg E. Miller

    For    For    Management
1.8  

Elect Director Anthony B. Pickering

    For    For    Management
1.9  

Elect Director Frederick B. Rivera

    For    For    Management
1.10  

Elect Director Brian L. Vance

    For    For    Management
1.11  

Elect Director Ann Watson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Crowe LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HILLENBRAND, INC.

 

Ticker:    HI   Security ID:    431571108
Meeting Date:    FEB 11, 2021   Meeting Type:    Annual
Record Date:    DEC 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Helen W. Cornell

    For    For    Management
1.2  

Elect Director Jennifer W. Rumsey

    For    For    Management
1.3  

Elect Director Stuart A. Taylor, II

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

HNI CORPORATION

 

Ticker:    HNI   Security ID:    404251100
Meeting Date:    MAY 24, 2021   Meeting Type:    Annual
Record Date:    MAR 25, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Mary A. Bell

    For    For    Management
1.2  

Elect Director Mary K. W. Jones

    For    For    Management
1.3  

Elect Director Ronald V. Waters, III

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HORACE MANN EDUCATORS CORPORATION

 

Ticker:    HMN   Security ID:    440327104
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 30, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark S. Casady

    For    For    Management
1b  

Elect Director Daniel A. Domenech

    For    For    Management
1c  

Elect Director Perry G. Hines

    For    For    Management
1d  

Elect Director Mark E. Konen

    For    For    Management
1e  

Elect Director Beverley J. McClure

    For    For    Management
1f  

Elect Director H. Wade Reece

    For    For    Management
1g  

Elect Director Elaine A. Sarsynski

    For    For    Management
1h  

Elect Director Robert Stricker

    For    For    Management
1i  

Elect Director Steven O. Swyers

    For    For    Management
1j  

Elect Director Marita Zuraitis

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INSPERITY, INC.

 

Ticker:    NSP   Security ID:    45778Q107
Meeting Date:    MAY 24, 2021   Meeting Type:    Annual
Record Date:    APR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Carol R. Kaufman

    For    For    Management
1.2  

Elect Director John L. Lumelleau

    For    For    Management
1.3  

Elect Director Paul J. Sarvadi

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

INTERNATIONAL BANCSHARES CORPORATION

 

Ticker:    IBOC   Security ID:    459044103
Meeting Date:    MAY 17, 2021   Meeting Type:    Annual
Record Date:    APR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Javier de Anda

    For    For    Management
1.2  

Elect Director Irving Greenblum

    For    Against    Management
1.3  

Elect Director Douglas B. Howland

    For    Against    Management
1.4  

Elect Director Rudolph M. Miles

    For    For    Management
1.5  

Elect Director Dennis E. Nixon

    For    For    Management
1.6  

Elect Director Larry A. Norton

    For    Against    Management
1.7  

Elect Director Roberto R. Resendez

    For    For    Management
1.8  

Elect Director Antonio R. Sanchez, Jr.

    For    For    Management
2  

Ratify RSM US LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

J & J SNACK FOODS CORP.

 

Ticker:    JJSF   Security ID:    466032109
Meeting Date:    FEB 10, 2021   Meeting Type:    Annual
Record Date:    DEC 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Elect Director Peter G. Stanley

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management

LANCASTER COLONY CORPORATION

 

Ticker:    LANC   Security ID:    513847103
Meeting Date:    NOV 11, 2020   Meeting Type:    Annual
Record Date:    SEP 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert L. Fox

    For    For    Management
1.2  

Elect Director John B. Gerlach, Jr.

    For    For    Management
1.3  

Elect Director Robert P. Ostryniec

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

LINDSAY CORPORATION

 

Ticker:    LNN   Security ID:    535555106
Meeting Date:    JAN 05, 2021   Meeting Type:    Annual
Record Date:    NOV 06, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert E. Brunner

    For    For    Management
1.2  

Elect Director Randy A. Wood

    For    For    Management
2  

Approve Qualified Employee Stock Purchase Plan

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LITHIA MOTORS, INC.

 

Ticker:    LAD   Security ID:    536797103
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sidney B. DeBoer

    For    For    Management
1b  

Elect Director Susan O. Cain

    For    For    Management
1c  

Elect Director Bryan B. DeBoer

    For    For    Management
1d  

Elect Director Shauna F. McIntyre

    For    For    Management
1e  

Elect Director Louis P. Miramontes

    For    For    Management
1f  

Elect Director Kenneth E. Roberts

    For    For    Management
1g  

Elect Director David J. Robino

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Eliminate Class B Common Stock, Class A Common Stock and Series M Preferred Stock, and to Reclassify Class A Common Stock as Common Stock

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MATTHEWS INTERNATIONAL CORPORATION

 

Ticker:    MATW   Security ID:    577128101
Meeting Date:    FEB 18, 2021   Meeting Type:    Annual
Record Date:    DEC 31, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Joseph C. Bartolacci

    For    For    Management
1.2  

Elect Director Katherine E. Dietze

    For    For    Management
1.3  

Elect Director Lillian D. Etzkorn

    For    For    Management
1.4  

Elect Director Morgan K. O’Brien

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

MCGRATH RENTCORP

 

Ticker:    MGRC   Security ID:    580589109
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kimberly A. Box

    For    For    Management
1.2  

Elect Director Smita Conjeevaram

    For    For    Management
1.3  

Elect Director William J. Dawson

    For    For    Management
1.4  

Elect Director Elizabeth A. Fetter

    For    For    Management
1.5  

Elect Director Joseph F. Hanna

    For    For    Management
1.6  

Elect Director Bradley M. Shuster

    For    For    Management
1.7  

Elect Director M. Richard Smith

    For    For    Management
1.8  

Elect Director Dennis P. Stradford

    For    For    Management
2  

Ratify Grant Thornton LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MIDDLESEX WATER COMPANY

 

Ticker:    MSEX   Security ID:    596680108
Meeting Date:    MAY 25, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Dennis W. Doll

    For    For    Management
1.2  

Elect Director Kim C. Hanemann

    For    For    Management
1.3  

Elect Director Ann L. Noble

    For    For    Management
1.4  

Elect Director Joshua Bershad

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Baker Tilly US, LLP as Auditor

    For    For    Management

NATIONAL HEALTH INVESTORS, INC.

 

Ticker:    NHI   Security ID:    63633D104
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Robert T. Webb

    For    For    Management
1b  

Elect Director Charlotte A. Swafford

    For    For    Management
1c  

Elect Director D. Eric Mendelsohn

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify BDO USA, LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NATIONAL HEALTHCARE CORPORATION

 

Ticker:    NHC   Security ID:    635906100
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director J. Paul Abernathy

    For    Withhold    Management
1.2  

Elect Director Robert G. Adams

    For    For    Management

NEW JERSEY RESOURCES CORPORATION

 

Ticker:    NJR   Security ID:    646025106
Meeting Date:    JAN 20, 2021   Meeting Type:    Annual
Record Date:    NOV 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director M. William Howard, Jr.

    For    For    Management
1.2  

Elect Director Donald L. Correll

    For    For    Management
1.3  

Elect Director James H. DeGraffenreidt, Jr.

    For    For    Management
1.4  

Elect Director M. Susan Hardwick

    For    For    Management
1.5  

Elect Director George R. Zoffinger

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NORTHWEST BANCSHARES, INC.

 

Ticker:    NWBI   Security ID:    667340103
Meeting Date:    APR 21, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Deborah J. Chadsey

    For    For    Management
1.2  

Elect Director Wilbur R. Davis

    For    For    Management
1.3  

Elect Director Timothy M. Hunter

    For    For    Management
1.4  

Elect Director David M. Tullio

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

NORTHWEST NATURAL HOLDING COMPANY

 

Ticker:    NWN   Security ID:    66765N105
Meeting Date:    MAY 27, 2021   Meeting Type:    Annual
Record Date:    APR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Timothy P. Boyle

    For    For    Management
1.2  

Elect Director Monica Enand

    For    For    Management
1.3  

Elect Director Dave McCurdy

    For    For    Management
1.4  

Elect Director Malia H. Wasson

    For    For    Management
1.5  

Elect Director Karen Lee

    For    For    Management
1.6  

Elect Director Nathan I. Partain

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NORTHWESTERN CORPORATION

 

Ticker:    NWE   Security ID:    668074305
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Anthony T. Clark

    For    For    Management
1.2  

Elect Director Dana J. Dykhouse

    For    For    Management
1.3  

Elect Director Jan R. Horsfall

    For    For    Management
1.4  

Elect Director Britt E. Ide

    For    For    Management
1.5  

Elect Director Linda G. Sullivan

    For    For    Management
1.6  

Elect Director Robert C. Rowe

    For    For    Management
1.7  

Elect Director Mahvash Yazdi

    For    For    Management
1.8  

Elect Director Jeffrey W. Yingling

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Amend Omnibus Stock Plan

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
5  

Other Business

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PORTLAND GENERAL ELECTRIC COMPANY

 

Ticker:    POR   Security ID:    736508847
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Rodney Brown

    For    For    Management
1b  

Elect Director Jack Davis

    For    For    Management
1c  

Elect Director Kirby Dyess

    For    For    Management
1d  

Elect Director Mark Ganz

    For    For    Management
1e  

Elect Director Marie Oh Huber

    For    For    Management
1f  

Elect Director Kathryn Jackson

    For    For    Management
1g  

Elect Director Michael Lewis

    For    For    Management
1h  

Elect Director Michael Millegan

    For    For    Management
1i  

Elect Director Neil Nelson

    For    For    Management
1j  

Elect Director Lee Pelton

    For    For    Management
1k  

Elect Director Maria Pope

    For    For    Management
1l  

Elect Director James Torgerson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PROG HOLDINGS, INC.

 

Ticker:   

PRG

   Security ID:    74319R101
Meeting Date:   

JUN 22, 2021

   Meeting Type:    Annual
Record Date:   

MAY 03, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kathy T. Betty

    For    For    Management
1b  

Elect Director Douglas C. Curling

    For    For    Management
1c  

Elect Director Cynthia N. Day

    For    For    Management
1d  

Elect Director Curtis L. Doman

    For    For    Management
1e  

Elect Director Steven A. Michaels

    For    For    Management
1f  

Elect Director Ray M. Robinson

    For    For    Management
1g  

Elect Director James P. Smith

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Amend Qualified Employee Stock Purchase Plan

    For    For    Management

PROVIDENT FINANCIAL SERVICES, INC.

 

Ticker:   

PFS

   Security ID:    74386T105
Meeting Date:   

APR 29, 2021

   Meeting Type:    Annual
Record Date:   

MAR 02, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ursuline F. Foley

    For    For    Management
1.2  

Elect Director Christopher Martin

    For    For    Management
1.3  

Elect Director Robert McNerney

    For    For    Management
1.4  

Elect Director John Pugliese

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

QUAKER CHEMICAL CORPORATION

 

Ticker:   

KWR

   Security ID:    747316107
Meeting Date:   

MAY 12, 2021

   Meeting Type:    Annual
Record Date:   

MAR 04, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Michael F. Barry

    For    For    Management
1b  

Elect Director Charlotte C. Decker

    For    For    Management
1c  

Elect Director Jeffry D. Frisby

    For    For    Management
1d  

Elect Director Michael J. Shannon

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management

SENSIENT TECHNOLOGIES CORPORATION

 

Ticker:   

SXT

   Security ID:    81725T100
Meeting Date:   

APR 22, 2021

   Meeting Type:    Annual
Record Date:   

FEB 26, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Joseph Carleone

    For    For    Management
1.2  

Elect Director Edward H. Cichurski

    For    For    Management
1.3  

Elect Director Mario Ferruzzi

    For    For    Management
1.4  

Elect Director Carol R. Jackson

    For    For    Management
1.5  

Elect Director Donald W. Landry

    For    For    Management
1.6  

Elect Director Paul Manning

    For    For    Management
1.7  

Elect Director Deborah McKeithan-Gebhardt

    For    For    Management
1.8  

Elect Director Scott C. Morrison

    For    For    Management
1.9  

Elect Director Elaine R. Wedral

    For    For    Management
1.10  

Elect Director Essie Whitelaw

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SJW GROUP

 

Ticker:   

SJW

   Security ID:    784305104
Meeting Date:   

APR 28, 2021

   Meeting Type:    Annual
Record Date:   

MAR 03, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Katharine Armstrong

    For    For    Management
1b  

Elect Director Walter J. Bishop

    For    For    Management
1c  

Elect Director Carl Guardino

    For    For    Management
1d  

Elect Director Mary Ann Hanley

    For    For    Management
1e  

Elect Director Heather Hunt

    For    For    Management
1f  

Elect Director Gregory P. Landis

    For    For    Management
1g  

Elect Director Debra C. Man

    For    For    Management
1h  

Elect Director Daniel B. More

    For    For    Management
1i  

Elect Director Eric W. Thornburg

    For    For    Management
1j  

Elect Director Carol P. Wallace

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

SOUTH JERSEY INDUSTRIES, INC.

 

Ticker:   

SJI

   Security ID:    838518108
Meeting Date:   

OCT 16, 2020

   Meeting Type:    Special
Record Date:   

AUG 24, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Increase Authorized Common Stock

    For    For    Management
2  

Adjourn Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SOUTH JERSEY INDUSTRIES, INC.

 

Ticker:   

SJI

   Security ID:    838518108
Meeting Date:   

APR 30, 2021

   Meeting Type:    Annual
Record Date:   

MAR 01, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Sarah M. Barpoulis

    For    For    Management
1b  

Elect Director Victor A. Fortkiewicz

    For    For    Management
1c  

Elect Director Sheila Hartnett-Devlin

    For    For    Management
1d  

Elect Director G. Edison Holland, Jr.

    For    For    Management
1e  

Elect Director Sunita Holzer

    For    For    Management
1f  

Elect Director Kevin M. O’Dowd

    For    For    Management
1g  

Elect Director Christopher J. Paladino

    For    For    Management
1h  

Elect Director Michael J. Renna

    For    For    Management
1i  

Elect Director Joseph M. Rigby

    For    For    Management
1j  

Elect Director Frank L. Sims

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SOUTHSIDE BANCSHARES, INC.

 

Ticker:   

SBSI

   Security ID:    84470P109
Meeting Date:   

MAY 12, 2021

   Meeting Type:    Annual
Record Date:   

MAR 17, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director S. Elaine Anderson

    For    For    Management
1.2  

Elect Director Herbert C. Buie

    For    For    Management
1.3  

Elect Director Patricia A. Callan

    For    For    Management
1.4  

Elect Director John R. (Bob) Garrett

    For    For    Management
1.5  

Elect Director Tony K. Morgan

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

SOUTHWEST GAS HOLDINGS, INC.

 

Ticker:   

SWX

   Security ID:    844895102
Meeting Date:   

MAY 06, 2021

   Meeting Type:    Annual
Record Date:   

MAR 09, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert L. Boughner

    For    For    Management
1.2  

Elect Director Jose A. Cardenas

    For    For    Management
1.3  

Elect Director Stephen C. Comer

    For    For    Management
1.4  

Elect Director John P. Hester

    For    For    Management
1.5  

Elect Director Jane Lewis-Raymond

    For    For    Management
1.6  

Elect Director Anne L. Mariucci

    For    For    Management
1.7  

Elect Director Michael J. Melarkey

    For    For    Management
1.8  

Elect Director A. Randall Thoman

    For    For    Management
1.9  

Elect Director Thomas A. Thomas

    For    For    Management
1.10  

Elect Director Leslie T. Thornton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SPIRE, INC.

 

Ticker:   

SR

   Security ID:    84857L101
Meeting Date:   

JAN 28, 2021

   Meeting Type:    Annual
Record Date:   

NOV 30, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Mark A. Borer

    For    For    Management
1.2  

Elect Director Maria V. Fogarty

    For    For    Management
1.3  

Elect Director Stephen S. Schwartz

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

STANDEX INTERNATIONAL CORPORATION

 

Ticker:   

SXI

   Security ID:    854231107
Meeting Date:   

OCT 20, 2020

   Meeting Type:    Annual
Record Date:   

AUG 31, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director David Dunbar

    For    For    Management
1.2  

Elect Director Michael A. Hickey

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

STEPAN COMPANY

 

Ticker:   

SCL

   Security ID:    858586100
Meeting Date:   

APR 27, 2021

   Meeting Type:    Annual
Record Date:   

MAR 05, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Randall S. Dearth

    For    For    Management
1.2  

Elect Director Gregory E. Lawton

    For    For    Management
1.3  

Elect Director Jan Stern Reed

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

STOCK YARDS BANCORP, INC.

 

Ticker:   

SYBT

   Security ID:    861025104
Meeting Date:   

APR 22, 2021

   Meeting Type:    Annual
Record Date:   

FEB 26, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Paul J. Bickel, III

    For    For    Management
1b  

Elect Director J. McCauley Brown

    For    For    Management
1c  

Elect Director David P. Heintzman

    For    For    Management
1d  

Elect Director Donna L. Heitzman

    For    For    Management
1e  

Elect Director Carl G. Herde

    For    For    Management
1f  

Elect Director James A. Hillebrand

    For    For    Management
1g  

Elect Director Richard A. Lechleiter

    For    For    Management
1h  

Elect Director Stephen M. Priebe

    For    For    Management
1i  

Elect Director John L. Schutte

    For    For    Management
1j  

Elect Director Kathy C. Thompson

    For    For    Management
2  

Ratify BKD, LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE ANDERSONS, INC.

 

Ticker:   

ANDE

   Security ID:    034164103
Meeting Date:   

MAY 07, 2021

   Meeting Type:    Annual
Record Date:   

MAR 09, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Patrick E. Bowe

    For    For    Management
1.2  

Elect Director Michael J. Anderson, Sr.

    For    For    Management
1.3  

Elect Director Gerard M. Anderson

    For    For    Management
1.4  

Elect Director Gary A. Douglas

    For    For    Management
1.5  

Elect Director Stephen F. Dowdle

    For    For    Management
1.6  

Elect Director Pamela S. Hershberger

    For    For    Management
1.7  

Elect Director Catherine M. Kilbane

    For    For    Management
1.8  

Elect Director Robert J. King, Jr.

    For    For    Management
1.9  

Elect Director Ross W. Manire

    For    For    Management
1.10  

Elect Director John T. Stout, Jr.

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE ENSIGN GROUP, INC.

 

Ticker:   

ENSG

   Security ID:    29358P101
Meeting Date:   

MAY 27, 2021

   Meeting Type:    Annual
Record Date:   

APR 01, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Christopher R. Christensen

    For    For    Management
1.2  

Elect Director Daren J. Shaw

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

THE FIRST OF LONG ISLAND CORPORATION

 

Ticker:   

FLIC

   Security ID:    320734106
Meeting Date:   

APR 20, 2021

   Meeting Type:    Annual
Record Date:   

MAR 05, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Christopher Becker

    For    For    Management
1.2  

Elect Director John J. Desmond

    For    For    Management
1.3  

Elect Director Louisa M. Ives

    For    For    Management
1.4  

Elect Director Milbrey Rennie Taylor

    For    For    Management
1.5  

Elect Director Walter C. Teagle, III

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify Crowe LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE GORMAN-RUPP COMPANY

 

Ticker:   

GRC

   Security ID:    383082104
Meeting Date:   

APR 22, 2021

   Meeting Type:    Annual
Record Date:   

MAR 01, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Donald H. Bullock, Jr.

    For    For    Management
1.2  

Elect Director Jeffrey S. Gorman

    For    For    Management
1.3  

Elect Director M. Ann Harlan

    For    For    Management
1.4  

Elect Director Scott A. King

    For    For    Management
1.5  

Elect Director Christopher H. Lake

    For    For    Management
1.6  

Elect Director Sonja K.McClelland

    For    For    Management
1.7  

Elect Director Vincent K. Petrella

    For    For    Management
1.8  

Elect Director Kenneth R. Reynolds

    For    For    Management
1.9  

Elect Director Rick R. Taylor

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

THE YORK WATER COMPANY

 

Ticker:   

YORW

   Security ID:    987184108
Meeting Date:   

MAY 03, 2021

   Meeting Type:    Annual
Record Date:   

FEB 26, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Michael W. Gang

    For    For    Management
1.2  

Elect Director Jeffrey R. Hines

    For    For    Management
1.3  

Elect Director George W. Hodges

    For    For    Management
1.4  

Elect Director George Hay Kain, III

    For    For    Management
2  

Ratify Baker Tilly US, LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TOMPKINS FINANCIAL CORPORATION

 

Ticker:   

TMP

   Security ID:    890110109
Meeting Date:   

MAY 11, 2021

   Meeting Type:    Annual
Record Date:   

MAR 15, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director John E. Alexander

    For    For    Management
1.2  

Elect Director Paul J. Battaglia

    For    For    Management
1.3  

Elect Director Daniel J. Fessenden

    For    For    Management
1.4  

Elect Director James W. Fulmer

    For    For    Management
1.5  

Elect Director Patricia A. Johnson

    For    For    Management
1.6  

Elect Director Frank C. Milewski

    For    For    Management
1.7  

Elect Director Ita M. Rahilly

    For    For    Management
1.8  

Elect Director Thomas R. Rochon

    For    For    Management
1.9  

Elect Director Stephen S. Romaine

    For    For    Management
1.10  

Elect Director Michael H. Spain

    For    For    Management
1.11  

Elect Director Jennifer R. Tegan

    For    For    Management
1.12  

Elect Director Alfred J. Weber

    For    For    Management
1.13  

Elect Director Craig Yunker

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TOOTSIE ROLL INDUSTRIES, INC.

 

Ticker:   

TR

   Security ID:    890516107
Meeting Date:   

AUG 31, 2020

   Meeting Type:    Annual
Record Date:   

MAR 03, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ellen R. Gordon

    For    Withhold    Management
1.2  

Elect Director Lana Jane Lewis-Brent

    For    For    Management
1.3  

Elect Director Barre A. Seibert

    For    For    Management
1.4  

Elect Director Paula M. Wardynski

    For    For    Management
2  

Ratify Grant Thornton LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Advisory Vote on Say on Pay Frequency

    Three Years    One Year    Management

TOOTSIE ROLL INDUSTRIES, INC.

 

Ticker:   

TR

   Security ID:    890516107
Meeting Date:   

MAY 03, 2021

   Meeting Type:    Annual
Record Date:   

MAR 05, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ellen R. Gordon

    For    Withhold    Management
1.2  

Elect Director Virginia L. Gordon

    For    Withhold    Management
1.3  

Elect Director Lana Jane Lewis-Brent

    For    Withhold    Management
1.4  

Elect Director Barre A. Seibert

    For    Withhold    Management
1.5  

Elect Director Paula M. Wardynski

    For    Withhold    Management
2  

Ratify Grant Thornton LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UNITED BANKSHARES, INC.

 

Ticker:   

UBSI

   Security ID:    909907107
Meeting Date:   

MAY 12, 2021

   Meeting Type:    Annual
Record Date:   

MAR 04, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Richard M. Adams

    For    For    Management
1.2  

Elect Director Charles L. Capito, Jr.

    For    For    Management
1.3  

Elect Director Peter A. Converse

    For    For    Management
1.4  

Elect Director Michael P. Fitzgerald

    For    For    Management
1.5  

Elect Director Theodore J. Georgelas

    For    For    Management
1.6  

Elect Director Patrice A. Harris

    For    For    Management
1.7  

Elect Director J. Paul McNamara

    For    For    Management
1.8  

Elect Director Mark R. Nesselroad

    For    For    Management
1.9  

Elect Director Jerold L. Rexroad

    For    For    Management
1.10  

Elect Director Albert H. Small, Jr.

    For    For    Management
1.11  

Elect Director Mary K. Weddle

    For    For    Management
1.12  

Elect Director Gary G. White

    For    For    Management
1.13  

Elect Director P. Clinton Winter

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UNIVERSAL CORPORATION

 

Ticker:   

UVV

   Security ID:    913456109
Meeting Date:   

AUG 04, 2020

   Meeting Type:    Annual
Record Date:   

JUN 09, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director George C. Freeman, III

    For    For    Management
1.2  

Elect Director Lennart R. Freeman

    For    For    Management
1.3  

Elect Director Jacqueline T. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

UNIVERSAL HEALTH REALTY INCOME TRUST

 

Ticker:   

UHT

   Security ID:    91359E105
Meeting Date:   

JUN 02, 2021

   Meeting Type:    Annual
Record Date:   

APR 08, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Marc D. Miller

    For    For    Management
1.2  

Elect Director Gayle L. Capozzalo

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

UTAH MEDICAL PRODUCTS, INC.

 

Ticker:   

UTMD

   Security ID:    917488108
Meeting Date:   

AUG 07, 2020

   Meeting Type:    Annual
Record Date:   

JUN 01, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ernst G. Hoyer

    For    Withhold    Management
1.2  

Elect Director James H. Beeson

    For    Withhold    Management
2  

Ratify Haynie & Company as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

WASHINGTON TRUST BANCORP, INC.

 

Ticker:   

WASH

   Security ID:    940610108
Meeting Date:   

APR 27, 2021

   Meeting Type:    Annual
Record Date:   

MAR 02, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Constance A. Howes

    For    For    Management
1.2  

Elect Director Joseph J. MarcAurele

    For    For    Management
1.3  

Elect Director Edwin J. Santos

    For    For    Management
1.4  

Elect Director Lisa M. Stanton

    For    For    Management
2  

Authorize New Class of Preferred Stock

    For    For    Management
3  

Ratify Crowe LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WD-40 COMPANY

 

Ticker:   

WDFC

   Security ID:    929236107
Meeting Date:   

DEC 08, 2020

   Meeting Type:    Annual
Record Date:   

OCT 12, 2020

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Daniel T. Carter

    For    For    Management
1.2  

Elect Director Melissa Claassen

    For    For    Management
1.3  

Elect Director Eric P. Etchart

    For    For    Management
1.4  

Elect Director Lara L. Lee

    For    For    Management
1.5  

Elect Director Trevor I. Mihalik

    For    For    Management
1.6  

Elect Director Graciela I. Monteagudo

    For    For    Management
1.7  

Elect Director David B. Pendarvis

    For    For    Management
1.8  

Elect Director Garry O. Ridge

    For    For    Management
1.9  

Elect Director Gregory A. Sandfort

    For    For    Management
1.10  

Elect Director Anne G. Saunders

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates

    Against    Against    Shareholder

WESBANCO, INC.

 

Ticker:   

WSBC

   Security ID:    950810101
Meeting Date:   

APR 21, 2021

   Meeting Type:    Annual
Record Date:   

MAR 03, 2021

     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director James W. Cornelsen

    For    For    Management
1.2  

Elect Director Robert J. Fitzsimmons

    For    For    Management
1.3  

Elect Director D. Bruce Knox

    For    For    Management
1.4  

Elect Director Gary L. Libs

    For    For    Management
1.5  

Elect Director Reed J. Tanner

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management

DELAWARE IVY PROSHARES S&P 500 BOND INDEX FUND

(prior to July 1, 2021, Ivy ProShares S&P 500 Bond Index Fund)

Proxy Voting Record

There was no proxy voting for Delaware Ivy ProShares S&P 500 Bond Index Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

DELAWARE IVY PROSHARES S&P 500 DIVIDEND ARISTOCRATS INDEX FUND

(prior to July 1, 2021, Ivy ProShares S&P 500 Dividend Aristocrats Index Fund)

Proxy Voting Record

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

3M COMPANY

 

Ticker:    MMM   Security ID:    88579Y101
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Thomas “Tony” K. Brown

    For    For    Management
1b  

Elect Director Pamela J. Craig

    For    For    Management
1c  

Elect Director David B. Dillon

    For    For    Management
1d  

Elect Director Michael L. Eskew

    For    For    Management
1e  

Elect Director James R. Fitterling

    For    For    Management
1f  

Elect Director Herbert L. Henkel

    For    For    Management
1g  

Elect Director Amy E. Hood

    For    For    Management
1h  

Elect Director Muhtar Kent

    For    For    Management
1i  

Elect Director Dambisa F. Moyo

    For    For    Management
1j  

Elect Director Gregory R. Page

    For    For    Management
1k  

Elect Director Michael F. Roman

    For    For    Management
1l  

Elect Director Patricia A. Woertz

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Consider Pay Disparity Between Executives and Other Employees

    Against    Against    Shareholder
6  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

A. O. SMITH CORPORATION

 

Ticker:    AOS   Security ID:    831865209
Meeting Date:    APR 13, 2021   Meeting Type:    Annual
Record Date:    FEB 16, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Ronald D. Brown

    For    For    Management
1.2  

Elect Director Ilham Kadri

    For    For    Management
1.3  

Elect Director Idelle K. Wolf

    For    For    Management
1.4  

Elect Director Gene C. Wulf

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ABBOTT LABORATORIES

 

Ticker:    ABT   Security ID:    002824100
Meeting Date:    APR 23, 2021   Meeting Type:    Annual
Record Date:    FEB 24, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Robert J. Alpern

    For    For    Management
1.2  

Elect Director Roxanne S. Austin

    For    For    Management
1.3  

Elect Director Sally E. Blount

    For    For    Management
1.4  

Elect Director Robert B. Ford

    For    For    Management
1.5  

Elect Director Michelle A. Kumbier

    For    For    Management
1.6  

Elect Director Darren W. McDew

    For    For    Management
1.7  

Elect Director Nancy McKinstry

    For    For    Management
1.8  

Elect Director William A. Osborn

    For    For    Management
1.9  

Elect Director Michael F. Roman

    For    For    Management
1.10  

Elect Director Daniel J. Starks

    For    For    Management
1.11  

Elect Director John G. Stratton

    For    For    Management
1.12  

Elect Director Glenn F. Tilton

    For    For    Management
1.13  

Elect Director Miles D. White

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4a  

Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes

    For    For    Management
4b  

Adopt Majority Voting Standard for Certain Extraordinary Transactions

    For    For    Management
5  

Report on Lobbying Payments and Policy

    Against    Against    Shareholder
6  

Report on Racial Justice

    Against    For    Shareholder
7  

Require Independent Board Chair

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ABBVIE INC.

 

Ticker:    ABBV   Security ID:    00287Y109
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Roxanne S. Austin

    For    For    Management
1.2  

Elect Director Richard A. Gonzalez

    For    For    Management
1.3  

Elect Director Rebecca B. Roberts

    For    For    Management
1.4  

Elect Director Glenn F. Tilton

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Omnibus Stock Plan

    For    For    Management
5  

Amend Nonqualified Employee Stock Purchase Plan

    For    For    Management
6  

Eliminate Supermajority Vote Requirement

    For    For    Management
7  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
8  

Require Independent Board Chair

    Against    Against    Shareholder

AFLAC INCORPORATED

 

Ticker:    AFL   Security ID:    001055102
Meeting Date:    MAY 03, 2021   Meeting Type:    Annual
Record Date:    FEB 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Daniel P. Amos

    For    For    Management
1b  

Elect Director W. Paul Bowers

    For    For    Management
1c  

Elect Director Toshihiko Fukuzawa

    For    For    Management
1d  

Elect Director Thomas J. Kenny

    For    For    Management
1e  

Elect Director Georgette D. Kiser

    For    For    Management
1f  

Elect Director Karole F. Lloyd

    For    For    Management
1g  

Elect Director Nobuchika Mori

    For    For    Management
1h  

Elect Director Joseph L. Moskowitz

    For    For    Management
1i  

Elect Director Barbara K. Rimer

    For    For    Management
1j  

Elect Director Katherine T. Rohrer

    For    For    Management
1k  

Elect Director Melvin T. Stith

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AIR PRODUCTS AND CHEMICALS, INC.

 

Ticker:    APD   Security ID:    009158106
Meeting Date:    JAN 28, 2021   Meeting Type:    Annual
Record Date:    NOV 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Susan K. Carter

    For    For    Management
1b  

Elect Director Charles I. Cogut

    For    For    Management
1c  

Elect Director Lisa A. Davis

    For    For    Management
1d  

Elect Director Chadwick C. Deaton

    For    For    Management
1e  

Elect Director Seifollah (Seifi) Ghasemi

    For    For    Management
1f  

Elect Director David H. Y. Ho

    For    For    Management
1g  

Elect Director Edward L. Monser

    For    For    Management
1h  

Elect Director Matthew H. Paull

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Omnibus Stock Plan

    For    For    Management
4  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ALBEMARLE CORPORATION

 

Ticker:    ALB   Security ID:    012653101
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
2a  

Elect Director Mary Lauren Brlas

    For    For    Management
2b  

Elect Director J. Kent Masters, Jr.

    For    For    Management
2c  

Elect Director Glenda J. Minor

    For    For    Management
2d  

Elect Director James J. O’Brien

    For    For    Management
2e  

Elect Director Diarmuid B. O’Connell

    For    For    Management
2f  

Elect Director Dean L. Seavers

    For    For    Management
2g  

Elect Director Gerald A. Steiner

    For    For    Management
2h  

Elect Director Holly A. Van Deursen

    For    For    Management
2i  

Elect Director Alejandro D. Wolff

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AMCOR PLC

 

Ticker:    AMCR   Security ID:    G0250X107
Meeting Date:    NOV 04, 2020   Meeting Type:    Annual
Record Date:    SEP 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Graeme Liebelt

    For    For    Management
1b  

Elect Director Armin Meyer

    For    For    Management
1c  

Elect Director Ronald Delia

    For    For    Management
1d  

Elect Director Andrea Bertone

    For    For    Management
1e  

Elect Director Karen Guerra

    For    For    Management
1f  

Elect Director Nicholas (Tom) Long

    For    For    Management
1g  

Elect Director Arun Nayar

    For    For    Management
1h  

Elect Director Jeremy Sutcliffe

    For    For    Management
1i  

Elect Director David Szczupak

    For    For    Management
1j  

Elect Director Philip Weaver

    For    For    Management
2  

Ratify PricewaterhouseCoopers AG as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ARCHER-DANIELS-MIDLAND COMPANY

 

Ticker:    ADM   Security ID:    039483102
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Michael S. Burke

    For    For    Management
1b  

Elect Director Theodore Colbert

    For    For    Management
1c  

Elect Director Terrell K. Crews

    For    For    Management
1d  

Elect Director Pierre Dufour

    For    For    Management
1e  

Elect Director Donald E. Felsinger

    For    For    Management
1f  

Elect Director Suzan F. Harrison

    For    For    Management
1g  

Elect Director Juan R. Luciano

    For    For    Management
1h  

Elect Director Patrick J. Moore

    For    For    Management
1i  

Elect Director Francisco J. Sanchez

    For    For    Management
1j  

Elect Director Debra A. Sandler

    For    For    Management
1k  

Elect Director Lei Z. Schlitz

    For    For    Management
1l  

Elect Director Kelvin R. Westbrook

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AT&T INC.

 

Ticker:    T   Security ID:    00206R102
Meeting Date:    APR 30, 2021   Meeting Type:    Annual
Record Date:    MAR 02, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director William E. Kennard

    For    For    Management
1b  

Elect Director Samuel A. Di Piazza, Jr.

    For    For    Management
1c  

Elect Director Scott T. Ford

    For    For    Management
1d  

Elect Director Glenn H. Hutchins

    For    For    Management
1e  

Elect Director Debra L. Lee

    For    For    Management
1f  

Elect Director Stephen J. Luczo

    For    For    Management
1g  

Elect Director Michael B. McCallister

    For    For    Management
1h  

Elect Director Beth E. Mooney

    For    For    Management
1i  

Elect Director Matthew K. Rose

    For    For    Management
1j  

Elect Director John T. Stankey

    For    For    Management
1k  

Elect Director Cynthia B. Taylor

    For    For    Management
1l  

Elect Director Geoffrey Y. Yang

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Lower Ownership Threshold for Action by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ATMOS ENERGY CORPORATION

 

Ticker:    ATO   Security ID:    049560105
Meeting Date:    FEB 03, 2021   Meeting Type:    Annual
Record Date:    DEC 11, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director J. Kevin Akers

    For    For    Management
1b  

Elect Director Robert W. Best

    For    For    Management
1c  

Elect Director Kim R. Cocklin

    For    For    Management
1d  

Elect Director Kelly H. Compton

    For    For    Management
1e  

Elect Director Sean Donohue

    For    For    Management
1f  

Elect Director Rafael G. Garza

    For    For    Management
1g  

Elect Director Richard K. Gordon

    For    For    Management
1h  

Elect Director Robert C. Grable

    For    For    Management
1i  

Elect Director Nancy K. Quinn

    For    For    Management
1j  

Elect Director Richard A. Sampson

    For    For    Management
1k  

Elect Director Stephen R. Springer

    For    For    Management
1l  

Elect Director Diana J. Walters

    For    For    Management
1m  

Elect Director Richard Ware, II

    For    For    Management
1n  

Elect Director Frank Yoho

    For    For    Management
2  

Amend Omnibus Stock Plan

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

AUTOMATIC DATA PROCESSING, INC.

 

Ticker:    ADP   Security ID:    053015103
Meeting Date:    NOV 11, 2020   Meeting Type:    Annual
Record Date:    SEP 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Peter Bisson

    For    For    Management
1b  

Elect Director Richard T. Clark

    For    For    Management
1c  

Elect Director Linnie M. Haynesworth

    For    For    Management
1d  

Elect Director John P. Jones

    For    For    Management
1e  

Elect Director Francine S. Katsoudas

    For    For    Management
1f  

Elect Director Nazzic S. Keene

    For    For    Management
1g  

Elect Director Thomas J. Lynch

    For    For    Management
1h  

Elect Director Scott F. Powers

    For    For    Management
1i  

Elect Director William J. Ready

    For    For    Management
1j  

Elect Director Carlos A. Rodriguez

    For    For    Management
1k  

Elect Director Sandra S. Wijnberg

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
4  

Report on Non-Management Employee Representation on the Board of Directors

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

BECTON, DICKINSON AND COMPANY

 

Ticker:    BDX   Security ID:    075887109
Meeting Date:    JAN 26, 2021   Meeting Type:    Annual
Record Date:    DEC 07, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Catherine M. Burzik

    For    For    Management
1b  

Elect Director R. Andrew Eckert

    For    For    Management
1c  

Elect Director Vincent A. Forlenza

    For    For    Management
1d  

Elect Director Claire M. Fraser

    For    For    Management
1e  

Elect Director Jeffrey W. Henderson

    For    For    Management
1f  

Elect Director Christopher Jones

    For    For    Management
1g  

Elect Director Marshall O. Larsen

    For    For    Management
1h  

Elect Director David F. Melcher

    For    For    Management
1i  

Elect Director Thomas E. Polen

    For    For    Management
1j  

Elect Director Claire Pomeroy

    For    For    Management
1k  

Elect Director Rebecca W. Rimel

    For    For    Management
1l  

Elect Director Timothy M. Ring

    For    For    Management
1m  

Elect Director Bertram L. Scott

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CARDINAL HEALTH, INC.

 

Ticker:    CAH   Security ID:    14149Y108
Meeting Date:    NOV 04, 2020   Meeting Type:    Annual
Record Date:    SEP 08, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Carrie S. Cox

    For    For    Management
1b  

Elect Director Calvin Darden

    For    For    Management
1c  

Elect Director Bruce L. Downey

    For    For    Management
1d  

Elect Director Sheri H. Edison

    For    For    Management
1e  

Elect Director David C. Evans

    For    For    Management
1f  

Elect Director Patricia A. Hemingway Hall

    For    For    Management
1g  

Elect Director Akhil Johri

    For    For    Management
1h  

Elect Director Michael C. Kaufmann

    For    For    Management
1i  

Elect Director Gregory B. Kenny

    For    For    Management
1j  

Elect Director Nancy Killefer

    For    For    Management
1k  

Elect Director J. Michael Losh

    For    For    Management
1l  

Elect Director Dean A. Scarborough

    For    For    Management
1m  

Elect Director John H. Weiland

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    For    For    Management
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder
6  

Require Independent Board Chair

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CATERPILLAR INC.

 

Ticker:    CAT   Security ID:    149123101
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Kelly A. Ayotte

    For    For    Management
1.2  

Elect Director David L. Calhoun

    For    For    Management
1.3  

Elect Director Daniel M. Dickinson

    For    For    Management
1.4  

Elect Director Gerald Johnson

    For    For    Management
1.5  

Elect Director David W. MacLennan

    For    For    Management
1.6  

Elect Director Debra L. Reed-Klages

    For    For    Management
1.7  

Elect Director Edward B. Rust, Jr.

    For    For    Management
1.8  

Elect Director Susan C. Schwab

    For    For    Management
1.9  

Elect Director D. James Umpleby, III

    For    For    Management
1.10  

Elect Director Miles D. White

    For    For    Management
1.11  

Elect Director Rayford Wilkins, Jr.

    For    For    Management
2  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Report on Climate Policy

    Against    For    Shareholder
5  

Report on Diversity and Inclusion Efforts

    Against    Against    Shareholder
6  

Amend Certificate of Incorporate to become Public Benefit Corporation

    Against    Against    Shareholder
7  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHEVRON CORPORATION

 

Ticker:    CVX   Security ID:    166764100
Meeting Date:    MAY 26, 2021   Meeting Type:    Annual
Record Date:    MAR 29, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Wanda M. Austin

    For    For    Management
1b  

Elect Director John B. Frank

    For    For    Management
1c  

Elect Director Alice P. Gast

    For    For    Management
1d  

Elect Director Enrique Hernandez, Jr.

    For    For    Management
1e  

Elect Director Marillyn A. Hewson

    For    For    Management
1f  

Elect Director Jon M. Huntsman, Jr.

    For    For    Management
1g  

Elect Director Charles W. Moorman, IV

    For    For    Management
1h  

Elect Director Dambisa F. Moyo

    For    For    Management
1i  

Elect Director Debra Reed-Klages

    For    For    Management
1j  

Elect Director Ronald D. Sugar

    For    For    Management
1k  

Elect Director D. James Umpleby, III

    For    For    Management
1l  

Elect Director Michael K. Wirth

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Scope 3 Emissions

    Against    For    Shareholder
5  

Report on Impacts of Net Zero 2050 Scenario

    Against    For    Shareholder
6  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder
7  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
8  

Require Independent Board Chair

    Against    Against    Shareholder
9  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CHUBB LIMITED

 

Ticker:    CB   Security ID:    H1467J104
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Accept Financial Statements and Statutory Reports

    For    For    Management
2.1  

Allocate Disposable Profit

    For    For    Management
2.2  

Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount

    For    For    Management
3  

Approve Discharge of Board of Directors

    For    For    Management
4.1  

Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor

    For    For    Management
4.2  

Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm

    For    For    Management
4.3  

Ratify BDO AG (Zurich) as Special Audit Firm

    For    For    Management
5.1  

Elect Director Evan G. Greenberg

    For    For    Management
5.2  

Elect Director Michael P. Connors

    For    For    Management
5.3  

Elect Director Michael G. Atieh

    For    For    Management
5.4  

Elect Director Sheila P. Burke

    For    For    Management
5.5  

Elect Director Mary Cirillo

    For    For    Management
5.6  

Elect Director Robert J. Hugin

    For    For    Management
5.7  

Elect Director Robert W. Scully

    For    For    Management
5.8  

Elect Director Eugene B. Shanks, Jr.

    For    For    Management
5.9  

Elect Director Theodore E. Shasta

    For    For    Management
5.10  

Elect Director David H. Sidwell

    For    For    Management
5.11  

Elect Director Olivier Steimer

    For    For    Management
5.12  

Elect Director Luis Tellez

    For    For    Management
5.13  

Elect Director Frances F. Townsend

    For    For    Management
6  

Elect Evan G. Greenberg as Board Chairman

    For    Against    Management
7.1  

Elect Michael P. Connors as Member of the Compensation Committee

    For    For    Management
7.2  

Elect Mary Cirillo as Member of the Compensation Committee

    For    For    Management
7.3  

Elect Frances F. Townsend as Member of the Compensation Committee

    For    For    Management
8  

Designate Homburger AG as Independent Proxy

    For    For    Management
9  

Amend Omnibus Stock Plan

    For    For    Management
10  

Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each

    For    For    Management
11.1  

Approve the Maximum Aggregate Remuneration of Directors

    For    For    Management
11.2  

Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022

    For    For    Management
12  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
13  

Transact Other Business (Voting)

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CINCINNATI FINANCIAL CORPORATION

 

Ticker:    CINF   Security ID:    172062101
Meeting Date:    MAY 08, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Thomas J. Aaron

    For    For    Management
1.2  

Elect Director William F. Bahl

    For    For    Management
1.3  

Elect Director Nancy C. Benacci

    For    For    Management
1.4  

Elect Director Linda W. Clement-Holmes

    For    For    Management
1.5  

Elect Director Dirk J. Debbink

    For    For    Management
1.6  

Elect Director Steven J. Johnston

    For    For    Management
1.7  

Elect Director Kenneth C. Lichtendahl

    For    For    Management
1.8  

Elect Director Jill P. Meyer

    For    For    Management
1.9  

Elect Director David P. Osborn

    For    For    Management
1.10  

Elect Director Gretchen W. Schar

    For    For    Management
1.11  

Elect Director Charles O. Schiff

    For    For    Management
1.12  

Elect Director Douglas S. Skidmore

    For    For    Management
1.13  

Elect Director John F. Steele, Jr.

    For    For    Management
1.14  

Elect Director Larry R. Webb

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CINTAS CORPORATION

 

Ticker:    CTAS   Security ID:    172908105
Meeting Date:    OCT 27, 2020   Meeting Type:    Annual
Record Date:    SEP 02, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Gerald S. Adolph

    For    For    Management
1b  

Elect Director John F. Barrett

    For    For    Management
1c  

Elect Director Melanie W. Barstad

    For    For    Management
1d  

Elect Director Karen L. Carnahan

    For    For    Management
1e  

Elect Director Robert E. Coletti

    For    For    Management
1f  

Elect Director Scott D. Farmer

    For    For    Management
1g  

Elect Director Joseph Scaminace

    For    For    Management
1h  

Elect Director Ronald W. Tysoe

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Report on Political Contributions Disclosure

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

COLGATE-PALMOLIVE COMPANY

 

Ticker:    CL   Security ID:    194162103
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director John P. Bilbrey

    For    For    Management
1b  

Elect Director John T. Cahill

    For    For    Management
1c  

Elect Director Lisa M. Edwards

    For    For    Management
1d  

Elect Director C. Martin Harris

    For    For    Management
1e  

Elect Director Martina Hund-Mejean

    For    For    Management
1f  

Elect Director Kimberly A. Nelson

    For    For    Management
1g  

Elect Director Lorrie M. Norrington

    For    For    Management
1h  

Elect Director Michael B. Polk

    For    For    Management
1i  

Elect Director Stephen I. Sadove

    For    For    Management
1j  

Elect Director Noel R. Wallace

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Require Independent Board Chair

    Against    For    Shareholder
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

CONSOLIDATED EDISON, INC.

 

Ticker:    ED   Security ID:    209115104
Meeting Date:    MAY 17, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Timothy P. Cawley

    For    For    Management
1.2  

Elect Director Ellen V. Futter

    For    For    Management
1.3  

Elect Director John F. Killian

    For    For    Management
1.4  

Elect Director Karol V. Mason

    For    For    Management
1.5  

Elect Director John McAvoy

    For    For    Management
1.6  

Elect Director Dwight A. McBride

    For    For    Management
1.7  

Elect Director William J. Mulrow

    For    For    Management
1.8  

Elect Director Armando J. Olivera

    For    For    Management
1.9  

Elect Director Michael W. Ranger

    For    For    Management
1.10  

Elect Director Linda S. Sanford

    For    For    Management
1.11  

Elect Director Deirdre Stanley

    For    For    Management
1.12  

Elect Director L. Frederick Sutherland

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

DOVER CORPORATION

 

Ticker:    DOV   Security ID:    260003108
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 10, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Deborah L. DeHaas

    For    For    Management
1b  

Elect Director H. John Gilbertson, Jr.

    For    For    Management
1c  

Elect Director Kristiane C. Graham

    For    For    Management
1d  

Elect Director Michael F. Johnston

    For    For    Management
1e  

Elect Director Eric A. Spiegel

    For    For    Management
1f  

Elect Director Richard J. Tobin

    For    For    Management
1g  

Elect Director Stephen M. Todd

    For    For    Management
1h  

Elect Director Stephen K. Wagner

    For    For    Management
1i  

Elect Director Keith E. Wandell

    For    For    Management
1j  

Elect Director Mary A. Winston

    For    For    Management
2  

Approve Omnibus Stock Plan

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
5  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ECOLAB INC.

 

Ticker:    ECL   Security ID:    278865100
Meeting Date:    MAY 06, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Douglas M. Baker, Jr.

    For    For    Management
1b  

Elect Director Shari L. Ballard

    For    For    Management
1c  

Elect Director Barbara J. Beck

    For    For    Management
1d  

Elect Director Christophe Beck

    For    For    Management
1e  

Elect Director Jeffrey M. Ettinger

    For    For    Management
1f  

Elect Director Arthur J. Higgins

    For    For    Management
1g  

Elect Director Michael Larson

    For    For    Management
1h  

Elect Director David W. MacLennan

    For    For    Management
1i  

Elect Director Tracy B. McKibben

    For    For    Management
1j  

Elect Director Lionel L. Nowell, III

    For    For    Management
1k  

Elect Director Victoria J. Reich

    For    For    Management
1l  

Elect Director Suzanne M. Vautrinot

    For    For    Management
1m  

Elect Director John J. Zillmer

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EMERSON ELECTRIC CO.

 

Ticker:    EMR   Security ID:    291011104
Meeting Date:    FEB 02, 2021   Meeting Type:    Annual
Record Date:    NOV 24, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Mark A. Blinn    For    For    Management
1.2   Elect Director Arthur F. Golden    For    For    Management
1.3   Elect Director Candace Kendle    For    For    Management
1.4   Elect Director James S. Turley    For    For    Management
2   Ratify KPMG LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

ESSEX PROPERTY TRUST, INC.

 

Ticker:    ESS   Security ID:    297178105
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1   Elect Director Keith R. Guericke    For    For    Management
1.2   Elect Director Maria R. Hawthorne    For    For    Management
1.3   Elect Director Amal M. Johnson    For    For    Management
1.4   Elect Director Mary Kasaris    For    For    Management
1.5   Elect Director Irving F. Lyons, III    For    For    Management
1.6   Elect Director George M. Marcus    For    For    Management
1.7   Elect Director Thomas E. Robinson    For    For    Management
1.8   Elect Director Michael J. Schall    For    For    Management
1.9   Elect Director Byron A. Scordelis    For    For    Management
2   Ratify KPMG LLP as Auditor    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.

 

Ticker:    EXPD   Security ID:    302130109
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

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Sponsor

1.1   Elect Director Robert R. Wright    For    For    Management
1.2   Elect Director Glenn M. Alger    For    For    Management
1.3   Elect Director Robert P. Carlile    For    For    Management
1.4   Elect Director James M. DuBois    For    For    Management
1.5   Elect Director Mark A. Emmert    For    For    Management
1.6   Elect Director Diane H. Gulyas    For    For    Management
1.7   Elect Director Jeffrey S. Musser    For    For    Management
1.8   Elect Director Liane J. Pelletier    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify KPMG LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

EXXON MOBIL CORPORATION

 

Ticker:    XOM   Security ID:    30231G102
Meeting Date:    MAY 26, 2021   Meeting Type:    Proxy Contest
Record Date:    MAR 29, 2021     

 

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Sponsor

  Management Proxy (Blue Proxy Card)         
1.1   Elect Director Michael J. Angelakis    For    Did Not Vote    Management
1.2   Elect Director Susan K. Avery    For    Did Not Vote    Management
1.3   Elect Director Angela F. Braly    For    Did Not Vote    Management
1.4   Elect Director Ursula M. Burns    For    Did Not Vote    Management
1.5   Elect Director Kenneth C. Frazier    For    Did Not Vote    Management
1.6   Elect Director Joseph L. Hooley    For    Did Not Vote    Management
1.7   Elect Director Steven A. Kandarian    For    Did Not Vote    Management
1.8   Elect Director Douglas R. Oberhelman    For    Did Not Vote    Management
1.9   Elect Director Samuel J. Palmisano    For    Did Not Vote    Management
1.10   Elect Director Jeffrey W. Ubben    For    Did Not Vote    Management
1.11   Elect Director Darren W. Woods    For    Did Not Vote    Management
1.12   Elect Director Wan Zulkiflee    For    Did Not Vote    Management
2   Ratify PricewaterhouseCoopers LLP as Auditors    For    Did Not Vote    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Did Not Vote    Management
4   Require Independent Board Chair    Against    Did Not Vote    Shareholder
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    Did Not Vote    Shareholder
6   Issue Audited Report on Financial Impacts of IEA’s Net Zero 2050 Scenario    Against    Did Not Vote    Shareholder
7   Report on Costs and Benefits of Environmental-Related Expenditures    Against    Did Not Vote    Shareholder
8   Report on Political Contributions    Against    Did Not Vote    Shareholder
9   Report on Lobbying Payments and Policy    Against    Did Not Vote    Shareholder
10   Report on Corporate Climate Lobbying Aligned with Paris Agreement    Against    Did Not Vote    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

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Sponsor

  Dissident Proxy (White Proxy Card)         
1.1   Elect Director Gregory J. Goff    For    For    Shareholder
1.2   Elect Director Kaisa Hietala    For    For    Shareholder
1.3   Elect Director Alexander A. Karsner    For    For    Shareholder
1.4   Elect Director Anders Runevad    For    Withhold    Shareholder
1.5   Management Nominee Michael J. Angelakis    For    For    Shareholder
1.6   Management Nominee Susan K. Avery    For    For    Shareholder
1.7   Management Nominee Angela F. Braly    For    For    Shareholder
1.8   Management Nominee Ursula M. Burns    For    For    Shareholder
1.9   Management Nominee Kenneth C. Frazier    For    For    Shareholder
1.10   Management Nominee Joseph L. Hooley    For    For    Shareholder
1.11   Management Nominee Jeffrey W. Ubben    For    For    Shareholder
1.12   Management Nominee Darren W. Woods    For    For    Shareholder
2   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Against    For    Management
4   Require Independent Board Chair    None    Against    Shareholder
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting    None    For    Shareholder
6   Issue Audited Report on Financial Impacts of IEA’s Net Zero 2050 Scenario    None    For    Shareholder
7   Report on Costs and Benefits of Environmental-Related Expenditures    None    Against    Shareholder
8   Report on Political Contributions    None    For    Shareholder
9   Report on Lobbying Payments and Policy    None    For    Shareholder
10   Report on Corporate Climate Lobbying Aligned with Paris Agreement    None    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

FEDERAL REALTY INVESTMENT TRUST

 

Ticker:    FRT   Security ID:    313747206
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 16, 2021     

 

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Sponsor

1.1   Elect Director David W. Faeder    For    For    Management
1.2   Elect Director Elizabeth I. Holland    For    For    Management
1.3   Elect Director Nicole Y. Lamb-Hale    For    For    Management
1.4   Elect Director Anthony P. Nader, III    For    For    Management
1.5   Elect Director Mark S. Ordan    For    For    Management
1.6   Elect Director Gail P. Steinel    For    For    Management
1.7   Elect Director Donald C. Wood    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Grant Thornton LLP as Auditors    For    For    Management

FRANKLIN RESOURCES, INC.

 

Ticker:    BEN   Security ID:    354613101
Meeting Date:    FEB 09, 2021   Meeting Type:    Annual
Record Date:    DEC 11, 2020     

 

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Sponsor

1a   Elect Director Mariann Byerwalter    For    For    Management
1b   Elect Director Alexander S. Friedman    For    For    Management
1c   Elect Director Gregory E. Johnson    For    For    Management
1d   Elect Director Jennifer M. Johnson    For    For    Management
1e   Elect Director Rupert H. Johnson, Jr.    For    For    Management
1f   Elect Director John Y. Kim    For    For    Management
1g   Elect Director Anthony J. Noto    For    For    Management
1h   Elect Director John W. Thiel    For    For    Management
1i   Elect Director Seth H. Waugh    For    For    Management
1j   Elect Director Geoffrey Y. Yang    For    For    Management
2   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3   Amend Omnibus Stock Plan    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GENERAL DYNAMICS CORPORATION

 

Ticker:    GD   Security ID:    369550108
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

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Sponsor

1a   Elect Director James S. Crown    For    For    Management
1b   Elect Director Rudy F. deLeon    For    For    Management
1c   Elect Director Cecil D. Haney    For    For    Management
1d   Elect Director Mark M. Malcolm    For    For    Management
1e   Elect Director James N. Mattis    For    For    Management
1f   Elect Director Phebe N. Novakovic    For    For    Management
1g   Elect Director C. Howard Nye    For    For    Management
1h   Elect Director Catherine B. Reynolds    For    For    Management
1i   Elect Director Laura J. Schumacher    For    For    Management
1j   Elect Director Robert K. Steel    For    For    Management
1k   Elect Director John G. Stratton    For    For    Management
1l   Elect Director Peter A. Wall    For    For    Management
2   Ratify KPMG LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

GENUINE PARTS COMPANY

 

Ticker:    GPC   Security ID:    372460105
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    FEB 22, 2021     

 

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Sponsor

1.1   Elect Director Elizabeth W. Camp    For    For    Management
1.2   Elect Director Richard Cox, Jr.    For    For    Management
1.3   Elect Director Paul D. Donahue    For    For    Management
1.4   Elect Director Gary P. Fayard    For    For    Management
1.5   Elect Director P. Russell Hardin    For    For    Management
1.6   Elect Director John R. Holder    For    For    Management
1.7   Elect Director Donna W. Hyland    For    For    Management
1.8   Elect Director John D. Johns    For    For    Management
1.9   Elect Director Jean-Jacques Lafont    For    For    Management
1.10   Elect Director Robert C. “Robin” Loudermilk, Jr.    For    For    Management
1.11   Elect Director Wendy B. Needham    For    For    Management
1.12   Elect Director Juliette W. Pryor    For    For    Management
1.13   Elect Director E. Jenner Wood, III    For    For    Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3   Ratify Ernst & Young LLP as Auditors    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

HORMEL FOODS CORPORATION

 

Ticker:    HRL   Security ID:    440452100
Meeting Date:    JAN 26, 2021   Meeting Type:    Annual
Record Date:    NOV 27, 2020     

 

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Sponsor

1a   Elect Director Prama Bhatt    For    For    Management
1b   Elect Director Gary C. Bhojwani    For    For    Management
1c   Elect Director Terrell K. Crews    For    For    Management
1d   Elect Director Stephen M. Lacy    For    For    Management
1e   Elect Director Elsa A. Murano    For    For    Management
1f   Elect Director Susan K. Nestegard    For    For    Management
1g   Elect Director William A. Newlands    For    For    Management
1h   Elect Director Christopher J. Policinski    For    For    Management
1i   Elect Director Jose Luis Prado    For    For    Management
1j   Elect Director Sally J. Smith    For    For    Management
1k   Elect Director James P. Snee    For    For    Management
1l   Elect Director Steven A. White    For    For    Management
2   Ratify Ernst & Young LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ILLINOIS TOOL WORKS INC.

 

Ticker:    ITW   Security ID:    452308109
Meeting Date:    MAY 07, 2021   Meeting Type:    Annual
Record Date:    MAR 08, 2021     

 

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Sponsor

1a   Elect Director Daniel J. Brutto    For    For    Management
1b   Elect Director Susan Crown    For    For    Management
1c   Elect Director Darrell L. Ford    For    For    Management
1d   Elect Director James W. Griffith    For    For    Management
1e   Elect Director Jay L. Henderson    For    For    Management
1f   Elect Director Richard H. Lenny    For    For    Management
1g   Elect Director E. Scott Santi    For    For    Management
1h   Elect Director David B. Smith, Jr.    For    For    Management
1i   Elect Director Pamela B. Strobel    For    For    Management
1j   Elect Director Anre D. Williams    For    For    Management
2   Ratify Deloitte & Touche LLP as Auditor    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
4   Provide Right to Act by Written Consent    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

INTERNATIONAL BUSINESS MACHINES CORPORATION

 

Ticker:    IBM   Security ID:    459200101
Meeting Date:    APR 27, 2021   Meeting Type:    Annual
Record Date:    FEB 26, 2021     

 

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Sponsor

1a   Elect Director Thomas Buberl    For    For    Management
1b   Elect Director Michael L. Eskew    For    For    Management
1c   Elect Director David N. Farr    For    For    Management
1d   Elect Director Alex Gorsky    For    For    Management
1e   Elect Director Michelle J. Howard    For    For    Management
1f   Elect Director Arvind Krishna    For    For    Management
1g   Elect Director Andrew N. Liveris    For    For    Management
1h   Elect Director Frederick William McNabb, III    For    For    Management
1i   Elect Director Martha E. Pollack    For    For    Management
1j   Elect Director Joseph R. Swedish    For    For    Management
1k   Elect Director Peter R. Voser    For    For    Management
1l   Elect Director Frederick H. Waddell    For    For    Management
2   Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Management
4   Require Independent Board Chair    Against    For    Shareholder
5   Lower Ownership Threshold for Action by Written Consent    Against    For    Shareholder
6   Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts    For    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

JOHNSON & JOHNSON

 

Ticker:    JNJ   Security ID:    478160104
Meeting Date:    APR 22, 2021   Meeting Type:    Annual
Record Date:    FEB 23, 2021     

 

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Sponsor

1a   Elect Director Mary C. Beckerle    For    For    Management
1b   Elect Director D. Scott Davis    For    For    Management
1c   Elect Director Ian E. L. Davis    For    For    Management
1d   Elect Director Jennifer A. Doudna    For    For    Management
1e   Elect Director Alex Gorsky    For    For    Management
1f   Elect Director Marillyn A. Hewson    For    For    Management
1g   Elect Director Hubert Joly    For    For    Management
1h  

Elect Director Mark B. McClellan

    For    For    Management
1i  

Elect Director Anne M. Mulcahy

    For    For    Management
1j  

Elect Director Charles Prince

    For    For    Management
1k  

Elect Director A. Eugene Washington

    For    For    Management
1l  

Elect Director Mark A. Weinberger

    For    For    Management
1m  

Elect Director Nadja Y. West

    For    For    Management
1n  

Elect Director Ronald A. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics

    Against    For    Shareholder
5  

Require Independent Board Chair

    Against    For    Shareholder
6  

Report on Civil Rights Audit

    Against    Against    Shareholder
7  

Adopt Policy on Bonus Banking

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

KIMBERLY-CLARK CORPORATION

 

Ticker:    KMB   Security ID:    494368103
Meeting Date:    APR 29, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

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Sponsor

1.1  

Elect Director John W. Culver

    For    For    Management
1.2  

Elect Director Robert W. Decherd

    For    For    Management
1.3  

Elect Director Michael D. Hsu

    For    For    Management
1.4  

Elect Director Mae C. Jemison

    For    For    Management
1.5  

Elect Director S. Todd Maclin

    For    For    Management
1.6  

Elect Director Sherilyn S. McCoy

    For    For    Management
1.7  

Elect Director Christa S. Quarles

    For    For    Management
1.8  

Elect Director Ian C. Read

    For    For    Management
1.9  

Elect Director Dunia A. Shive

    For    For    Management
1.10  

Elect Director Mark T. Smucker

    For    For    Management
1.11  

Elect Director Michael D. White

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Approve Non-Employee Director Omnibus Stock Plan

    For    For    Management
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    For    For    Management
7  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LEGGETT & PLATT, INCORPORATED

 

Ticker:    LEG   Security ID:    524660107
Meeting Date:    MAY 25, 2021   Meeting Type:    Annual
Record Date:    MAR 16, 2021     

 

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Sponsor

1a  

Elect Director Mark A. Blinn

    For    For    Management
1b  

Elect Director Robert E. Brunner

    For    For    Management
1c  

Elect Director Mary Campbell

    For    For    Management
1d  

Elect Director J. Mitchell Dolloff

    For    For    Management
1e  

Elect Director Manuel A. Fernandez

    For    For    Management
1f  

Elect Director Karl G. Glassman

    For    For    Management
1g  

Elect Director Joseph W. McClanathan

    For    For    Management
1h  

Elect Director Judy C. Odom

    For    For    Management
1i  

Elect Director Srikanth Padmanabhan

    For    For    Management
1j  

Elect Director Jai Shah

    For    For    Management
1k  

Elect Director Phoebe A. Wood

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LINDE PLC

 

Ticker:    LIN   Security ID:    G5494J103
Meeting Date:    JUL 27, 2020   Meeting Type:    Annual
Record Date:    JUL 25, 2020     

 

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Sponsor

1a  

Elect Director Wolfgang H. Reitzle

    For    For    Management
1b  

Elect Director Stephen F. Angel

    For    For    Management
1c  

Elect Director Ann-Kristin Achleitner

    For    For    Management
1d  

Elect Director Clemens A. H. Borsig

    For    For    Management
1e  

Elect Director Nance K. Dicciani

    For    For    Management
1f  

Elect Director Thomas Enders

    For    For    Management
1g  

Elect Director Franz Fehrenbach

    For    For    Management
1h  

Elect Director Edward G. Galante

    For    For    Management
1i  

Elect Director Larry D. McVay

    For    For    Management
1j  

Elect Director Victoria E. Ossadnik

    For    For    Management
1k  

Elect Director Martin H. Richenhagen

    For    For    Management
1l  

Elect Director Robert L. Wood

    For    For    Management
2a  

Ratify PricewaterhouseCoopers as Auditors

    For    For    Management
2b  

Authorize Board to Fix Remuneration of Auditors

    For    For    Management
3  

Determine Price Range for Reissuance of Treasury Shares

    For    For    Management
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

LOWE’S COMPANIES, INC.

 

Ticker:    LOW   Security ID:    548661107
Meeting Date:    MAY 28, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

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Sponsor

1.1  

Elect Director Raul Alvarez

    For    For    Management
1.2  

Elect Director David H. Batchelder

    For    For    Management
1.3  

Elect Director Angela F. Braly

    For    For    Management
1.4  

Elect Director Sandra B. Cochran

    For    For    Management
1.5  

Elect Director Laurie Z. Douglas

    For    For    Management
1.6  

Elect Director Richard W. Dreiling

    For    For    Management
1.7  

Elect Director Marvin R. Ellison

    For    For    Management
1.8  

Elect Director Daniel J. Heinrich

    For    For    Management
1.9  

Elect Director Brian C. Rogers

    For    For    Management
1.10  

Elect Director Bertram L. Scott

    For    For    Management
1.11  

Elect Director Mary Beth West

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Deloitte & Touche LLP as Auditor

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MCDONALD’S CORPORATION

 

Ticker:    MCD   Security ID:    580135101
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

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Sponsor

1a  

Elect Director Lloyd Dean

    For    For    Management
1b  

Elect Director Robert Eckert

    For    For    Management
1c  

Elect Director Catherine Engelbert

    For    For    Management
1d  

Elect Director Margaret Georgiadis

    For    For    Management
1e  

Elect Director Enrique Hernandez, Jr.

    For    For    Management
1f  

Elect Director Christopher Kempczinski

    For    For    Management
1g  

Elect Director Richard Lenny

    For    For    Management
1h  

Elect Director John Mulligan

    For    For    Management
1i  

Elect Director Sheila Penrose

    For    For    Management
1j  

Elect Director John Rogers, Jr.

    For    For    Management
1k  

Elect Director Paul Walsh

    For    For    Management
1l  

Elect Director Miles White

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Report on Sugar and Public Health

    Against    Against    Shareholder
5  

Report on Antibiotics and Public Health Costs

    Against    Against    Shareholder
6  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

MEDTRONIC PLC

 

Ticker:    MDT   Security ID:    G5960L103
Meeting Date:    DEC 11, 2020   Meeting Type:    Annual
Record Date:    OCT 15, 2020     

 

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Sponsor

1a  

Elect Director Richard H. Anderson

    For    For    Management
1b  

Elect Director Craig Arnold

    For    For    Management
1c  

Elect Director Scott C. Donnelly

    For    For    Management
1d  

Elect Director Andrea J. Goldsmith

    For    For    Management
1e  

Elect Director Randall J. Hogan, III

    For    For    Management
1f  

Elect Director Michael O. Leavitt

    For    For    Management
1g  

Elect Director James T. Lenehan

    For    For    Management
1h  

Elect Director Kevin E. Lofton

    For    For    Management
1i  

Elect Director Geoffrey S. Martha

    For    For    Management
1j  

Elect Director Elizabeth G. Nabel

    For    For    Management
1k  

Elect Director Denise M. O’Leary

    For    For    Management
1l  

Elect Director Kendall J. Powell

    For    For    Management
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Renew the Board’s Authority to Issue Shares Under Irish Law

    For    For    Management
5  

Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law

    For    For    Management
6  

Authorize Overseas Market Purchases of Ordinary Shares

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NEXTERA ENERGY, INC.

 

Ticker:    NEE   Security ID:    65339F101
Meeting Date:    MAY 20, 2021   Meeting Type:    Annual
Record Date:    MAR 23, 2021     

 

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Sponsor

1a  

Elect Director Sherry S. Barrat

    For    For    Management
1b  

Elect Director James L. Camaren

    For    For    Management
1c  

Elect Director Kenneth B. Dunn

    For    For    Management
1d  

Elect Director Naren K. Gursahaney

    For    For    Management
1e  

Elect Director Kirk S. Hachigian

    For    For    Management
1f  

Elect Director Amy B. Lane

    For    For    Management
1g  

Elect Director David L. Porges

    For    For    Management
1h  

Elect Director James L. Robo

    For    For    Management
1i  

Elect Director Rudy E. Schupp

    For    For    Management
1j  

Elect Director John L. Skolds

    For    For    Management
1k  

Elect Director Lynn M. Utter

    For    For    Management
1l  

Elect Director Darryl L. Wilson

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Provide Right to Act by Written Consent

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

NUCOR CORPORATION

 

Ticker:    NUE   Security ID:    670346105
Meeting Date:    MAY 13, 2021   Meeting Type:    Annual
Record Date:    MAR 15, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Patrick J. Dempsey

    For    For    Management
1.2  

Elect Director Christopher J. Kearney

    For    For    Management
1.3  

Elect Director Laurette T. Koellner

    For    For    Management
1.4  

Elect Director Joseph D. Rupp

    For    For    Management
1.5  

Elect Director Leon J. Topalian

    For    For    Management
1.6  

Elect Director John H. Walker

    For    For    Management
1.7  

Elect Director Nadja Y. West

    For    For    Management
2  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PENTAIR PLC

 

Ticker:    PNR   Security ID:    G7S00T104
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 05, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mona Abutaleb Stephenson

    For    For    Management
1b  

Elect Director Glynis A. Bryan

    For    For    Management
1c  

Elect Director T. Michael Glenn

    For    For    Management
1d  

Elect Director Theodore L. Harris

    For    For    Management
1e  

Elect Director Gregory E. Knight

    For    For    Management
1f  

Elect Director David A. Jones

    For    For    Management
1g  

Elect Director Michael T. Speetzen

    For    For    Management
1h  

Elect Director John L. Stauch

    For    For    Management
1i  

Elect Director Billie I. Williamson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

    For    For    Management
4  

Amend Non-Qualified Employee Stock Purchase Plan

    For    For    Management
5  

Renew the Board’s Authority to Issue Shares Under Irish Law

    For    For    Management
6  

Authorize Board to Opt-Out of Statutory Pre-Emption Rights

    For    For    Management
7  

Determine Price Range for Reissuance of Treasury Shares

    For    For    Management

PEOPLE’S UNITED FINANCIAL, INC.

 

Ticker:    PBCT   Security ID:    712704105
Meeting Date:    MAY 25, 2021   Meeting Type:    Special
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Approve Merger Agreement

    For    For    Management
2  

Advisory Vote on Golden Parachutes

    For    Against    Management
3  

Adjourn Meeting

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PEPSICO, INC.

 

Ticker:    PEP   Security ID:    713448108
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Segun Agbaje

    For    For    Management
1b  

Elect Director Shona L. Brown

    For    For    Management
1c  

Elect Director Cesar Conde

    For    For    Management
1d  

Elect Director Ian Cook

    For    For    Management
1e  

Elect Director Dina Dublon

    For    For    Management
1f  

Elect Director Michelle Gass

    For    For    Management
1g  

Elect Director Ramon L. Laguarta

    For    For    Management
1h  

Elect Director Dave Lewis

    For    For    Management
1i  

Elect Director David C. Page

    For    For    Management
1j  

Elect Director Robert C. Pohlad

    For    For    Management
1k  

Elect Director Daniel Vasella

    For    For    Management
1l  

Elect Director Darren Walker

    For    For    Management
1m  

Elect Director Alberto Weisser

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

    Against    For    Shareholder
5  

Report on Sugar and Public Health

    Against    Against    Shareholder
6  

Report on External Public Health Costs

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

PPG INDUSTRIES, INC.

 

Ticker:    PPG   Security ID:    693506107
Meeting Date:    APR 15, 2021   Meeting Type:    Annual
Record Date:    FEB 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Steven A. Davis

    For    For    Management
1.2  

Elect Director Michael W. Lamach

    For    For    Management
1.3  

Elect Director Michael T. Nally

    For    For    Management
1.4  

Elect Director Guillermo Novo

    For    For    Management
1.5  

Elect Director Martin H. Richenhagen

    For    For    Management
1.6  

Elect Director Catherine R. Smith

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Declassify the Board of Directors

    For    For    Management
4  

Eliminate Supermajority Vote Requirement

    For    For    Management
5  

Ratify PricewaterhouseCoopers LLP as Auditor

    For    For    Management
6  

Require Independent Board Chair

    Against    Against    Shareholder

REALTY INCOME CORPORATION

 

Ticker:    O   Security ID:    756109104
Meeting Date:    MAY 18, 2021   Meeting Type:    Annual
Record Date:    MAR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kathleen R. Allen

    For    For    Management
1b  

Elect Director A. Larry Chapman

    For    For    Management
1c  

Elect Director Reginald H. Gilyard

    For    For    Management
1d  

Elect Director Priya Cherian Huskins

    For    For    Management
1e  

Elect Director Gerardo I. Lopez

    For    For    Management
1f  

Elect Director Michael D. McKee

    For    For    Management
1g  

Elect Director Gregory T. McLaughlin

    For    For    Management
1h  

Elect Director Ronald L. Merriman

    For    For    Management
1i  

Elect Director Sumit Roy

    For    For    Management
2  

Ratify KPMG LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

ROPER TECHNOLOGIES, INC.

 

Ticker:    ROP   Security ID:    776696106
Meeting Date:    JUN 14, 2021   Meeting Type:    Annual
Record Date:    APR 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Shellye L. Archambeau

    For    For    Management
1.2  

Elect Director Amy Woods Brinkley

    For    For    Management
1.3  

Elect Director John F. Fort, III

    For    For    Management
1.4  

Elect Director L. Neil Hunn

    For    For    Management
1.5  

Elect Director Robert D. Johnson

    For    For    Management
1.6  

Elect Director Laura G. Thatcher

    For    For    Management
1.7  

Elect Director Richard F. Wallman

    For    For    Management
1.8  

Elect Director Christopher Wright

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management
4  

Approve Omnibus Stock Plan

    For    For    Management

S&P GLOBAL INC.

 

Ticker:    SPGI   Security ID:    78409V104
Meeting Date:    MAR 11, 2021   Meeting Type:    Special
Record Date:    JAN 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1  

Issue Shares in Connection with Merger

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

S&P GLOBAL INC.

 

Ticker:    SPGI   Security ID:    78409V104
Meeting Date:    MAY 05, 2021   Meeting Type:    Annual
Record Date:    MAR 22, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Marco Alvera

    For    For    Management
1.2  

Elect Director William J. Amelio

    For    For    Management
1.3  

Elect Director William D. Green

    For    For    Management
1.4  

Elect Director Stephanie C. Hill

    For    For    Management
1.5  

Elect Director Rebecca J. Jacoby

    For    For    Management
1.6  

Elect Director Monique F. Leroux

    For    For    Management
1.7  

Elect Director Ian P. Livingston

    For    For    Management
1.8  

Elect Director Maria R. Morris

    For    For    Management
1.9  

Elect Director Douglas L. Peterson

    For    For    Management
1.10  

Elect Director Edward B. Rust, Jr.

    For    For    Management
1.11  

Elect Director Kurt L. Schmoke

    For    For    Management
1.12  

Elect Director Richard E. Thornburgh

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Approve Greenhouse Gas (GHG) Emissions Reduction Plan

    For    For    Management
5  

Amend Certificate of Incorporation to Become a Public Benefit Corporation

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

STANLEY BLACK & DECKER, INC.

 

Ticker:    SWK   Security ID:    854502101
Meeting Date:    MAY 10, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Andrea J. Ayers

    For    For    Management
1b  

Elect Director George W. Buckley

    For    For    Management
1c  

Elect Director Patrick D. Campbell

    For    For    Management
1d  

Elect Director Carlos M. Cardoso

    For    For    Management
1e  

Elect Director Robert B. Coutts

    For    For    Management
1f  

Elect Director Debra A. Crew

    For    For    Management
1g  

Elect Director Michael D. Hankin

    For    For    Management
1h  

Elect Director James M. Loree

    For    For    Management
1i  

Elect Director Jane M. Palmieri

    For    For    Management
1j  

Elect Director Mojdeh Poul

    For    For    Management
1k  

Elect Director Dmitri L. Stockton

    For    For    Management
1l  

Elect Director Irving Tan

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Provide Right to Act by Written Consent

    For    For    Management
5  

Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act

    For    For    Management
6  

Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations

    For    For    Management
7  

Adopt Majority Voting for Uncontested Election of Directors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

SYSCO CORPORATION

 

Ticker:    SYY   Security ID:    871829107
Meeting Date:    NOV 20, 2020   Meeting Type:    Annual
Record Date:    SEP 21, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Daniel J. Brutto

    For    For    Management
1b  

Elect Director John M. Cassaday

    For    For    Management
1c  

Elect Director Joshua D. Frank

    For    For    Management
1d  

Elect Director Larry C. Glasscock

    For    For    Management
1e  

Elect Director Bradley M. Halverson

    For    For    Management
1f  

Elect Director John M. Hinshaw

    For    For    Management
1g  

Elect Director Kevin P. Hourican

    For    For    Management
1h  

Elect Director Hans-Joachim Koerber

    For    For    Management
1i  

Elect Director Stephanie A. Lundquist

    For    For    Management
1j  

Elect Director Nelson Peltz

    For    For    Management
1k  

Elect Director Edward D. Shirley

    For    For    Management
1l  

Elect Director Sheila G. Talton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

T. ROWE PRICE GROUP, INC.

 

Ticker:    TROW   Security ID:    74144T108
Meeting Date:    MAY 11, 2021   Meeting Type:    Annual
Record Date:    MAR 11, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark S. Bartlett

    For    For    Management
1b  

Elect Director Mary K. Bush

    For    For    Management
1c  

Elect Director Dina Dublon

    For    For    Management
1d  

Elect Director Freeman A. Hrabowski, III

    For    For    Management
1e  

Elect Director Robert F. MacLellan

    For    For    Management
1f  

Elect Director Olympia J. Snowe

    For    For    Management
1g  

Elect Director Robert J. Stevens

    For    For    Management
1h  

Elect Director William J. Stromberg

    For    For    Management
1i  

Elect Director Richard R. Verma

    For    For    Management
1j  

Elect Director Sandra S. Wijnberg

    For    For    Management
1k  

Elect Director Alan D. Wilson

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify KPMG LLP as Auditors

    For    For    Management
4  

Report on and Assess Proxy Voting Policies in Relation to Climate Change Position

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

TARGET CORPORATION

 

Ticker:    TGT   Security ID:    87612E106
Meeting Date:    JUN 09, 2021   Meeting Type:    Annual
Record Date:    APR 12, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Douglas M. Baker, Jr.

    For    For    Management
1b  

Elect Director George S. Barrett

    For    For    Management
1c  

Elect Director Brian C. Cornell

    For    For    Management
1d  

Elect Director Robert L. Edwards

    For    For    Management
1e  

Elect Director Melanie L. Healey

    For    For    Management
1f  

Elect Director Donald R. Knauss

    For    For    Management
1g  

Elect Director Christine A. Leahy

    For    For    Management
1h  

Elect Director Monica C. Lozano

    For    For    Management
1i  

Elect Director Mary E. Minnick

    For    For    Management
1j  

Elect Director Derica W. Rice

    For    For    Management
1k  

Elect Director Kenneth L. Salazar

    For    For    Management
1l  

Elect Director Dmitri L. Stockton

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Amend Proxy Access Right

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE CLOROX COMPANY

 

Ticker:    CLX   Security ID:    189054109
Meeting Date:    NOV 18, 2020   Meeting Type:    Annual
Record Date:    SEP 25, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Amy Banse

    For    For    Management
1.2  

Elect Director Richard H. Carmona

    For    For    Management
1.3  

Elect Director Benno Dorer

    For    For    Management
1.4  

Elect Director Spencer C. Fleischer

    For    For    Management
1.5  

Elect Director Esther Lee

    For    For    Management
1.6  

Elect Director A.D. David Mackay

    For    For    Management
1.7  

Elect Director Paul Parker

    For    For    Management
1.8  

Elect Director Linda Rendle

    For    For    Management
1.9  

Elect Director Matthew J. Shattock

    For    For    Management
1.10  

Elect Director Kathryn Tesija

    For    For    Management
1.11  

Elect Director Pamela Thomas-Graham

    For    For    Management
1.12  

Elect Director Russell J. Weiner

    For    For    Management
1.13  

Elect Director Christopher J. Williams

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE COCA-COLA COMPANY

 

Ticker:    KO   Security ID:    191216100
Meeting Date:    APR 20, 2021   Meeting Type:    Annual
Record Date:    FEB 19, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Herbert A. Allen

    For    For    Management
1.2  

Elect Director Marc Bolland

    For    For    Management
1.3  

Elect Director Ana Botin

    For    For    Management
1.4  

Elect Director Christopher C. Davis

    For    For    Management
1.5  

Elect Director Barry Diller

    For    For    Management
1.6  

Elect Director Helene D. Gayle

    For    For    Management
1.7  

Elect Director Alexis M. Herman

    For    For    Management
1.8  

Elect Director Robert A. Kotick

    For    For    Management
1.9  

Elect Director Maria Elena Lagomasino

    For    For    Management
1.10  

Elect Director James Quincey

    For    For    Management
1.11  

Elect Director Caroline J. Tsay

    For    For    Management
1.12  

Elect Director David B. Weinberg

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditor

    For    For    Management
4  

Report on Sugar and Public Health

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE PROCTER & GAMBLE COMPANY

 

Ticker:    PG   Security ID:    742718109
Meeting Date:    OCT 13, 2020   Meeting Type:    Annual
Record Date:    AUG 14, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Francis S. Blake

    For    For    Management
1b  

Elect Director Angela F. Braly

    For    For    Management
1c  

Elect Director Amy L. Chang

    For    For    Management
1d  

Elect Director Joseph Jimenez

    For    For    Management
1e  

Elect Director Debra L. Lee

    For    For    Management
1f  

Elect Director Terry J. Lundgren

    For    For    Management
1g  

Elect Director Christine M. McCarthy

    For    For    Management
1h  

Elect Director W. James McNerney, Jr.

    For    For    Management
1i  

Elect Director Nelson Peltz

    For    For    Management
1j  

Elect Director David S. Taylor

    For    For    Management
1k  

Elect Director Margaret C. Whitman

    For    For    Management
1l  

Elect Director Patricia A. Woertz

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
4  

Approve Qualified Employee Stock Purchase Plan

    For    For    Management
5  

Report on Efforts to Eliminate Deforestation

    Against    For    Shareholder
6  

Publish Annually a Report Assessing Diversity and Inclusion Efforts

    Against    For    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

THE SHERWIN-WILLIAMS COMPANY

 

Ticker:    SHW   Security ID:    824348106
Meeting Date:    APR 21, 2021   Meeting Type:    Annual
Record Date:    FEB 23, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Kerrii B. Anderson

    For    For    Management
1b  

Elect Director Arthur F. Anton

    For    For    Management
1c  

Elect Director Jeff M. Fettig

    For    For    Management
1d  

Elect Director Richard J. Kramer

    For    For    Management
1e  

Elect Director John G. Morikis

    For    For    Management
1f  

Elect Director Christine A. Poon

    For    For    Management
1g  

Elect Director Aaron M. Powell

    For    For    Management
1h  

Elect Director Michael H. Thaman

    For    For    Management
1i  

Elect Director Matthew Thornton, III

    For    For    Management
1j  

Elect Director Steven H. Wunning

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

VF CORPORATION

 

Ticker:    VFC   Security ID:    918204108
Meeting Date:    JUL 28, 2020   Meeting Type:    Annual
Record Date:    MAY 29, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Richard T. Carucci

    For    For    Management
1.2  

Elect Director Juliana L. Chugg

    For    For    Management
1.3  

Elect Director Benno Dorer

    For    For    Management
1.4  

Elect Director Mark S. Hoplamazian

    For    For    Management
1.5  

Elect Director Laura W. Lang

    For    For    Management
1.6  

Elect Director W. Alan McCollough

    For    For    Management
1.7  

Elect Director W. Rodney McMullen

    For    For    Management
1.8  

Elect Director Clarence Otis, Jr.

    For    For    Management
1.9  

Elect Director Steven E. Rendle

    For    For    Management
1.10  

Elect Director Carol L. Roberts

    For    For    Management
1.11  

Elect Director Matthew J. Shattock

    For    For    Management
1.12  

Elect Director Veronica B. Wu

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

W.W. GRAINGER, INC.

 

Ticker:    GWW   Security ID:    384802104
Meeting Date:    APR 28, 2021   Meeting Type:    Annual
Record Date:    MAR 01, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1.1  

Elect Director Rodney C. Adkins

    For    For    Management
1.2  

Elect Director Brian P. Anderson

    For    For    Management
1.3  

Elect Director V. Ann Hailey

    For    For    Management
1.4  

Elect Director Katherine D. Jaspon

    For    For    Management
1.5  

Elect Director Stuart L. Levenick

    For    For    Management
1.6  

Elect Director D.G. Macpherson

    For    For    Management
1.7  

Elect Director Neil S. Novich

    For    For    Management
1.8  

Elect Director Beatriz R. Perez

    For    For    Management
1.9  

Elect Director Michael J. Roberts

    For    For    Management
1.10  

Elect Director E. Scott Santi

    For    For    Management
1.11  

Elect Director Susan Slavik Williams

    For    For    Management
1.12  

Elect Director Lucas E. Watson

    For    For    Management
1.13  

Elect Director Steven A. White

    For    For    Management
2  

Ratify Ernst & Young LLP as Auditor

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WALGREENS BOOTS ALLIANCE, INC.

 

Ticker:    WBA   Security ID:    931427108
Meeting Date:    JAN 28, 2021   Meeting Type:    Annual
Record Date:    NOV 30, 2020     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Jose E. Almeida

    For    For    Management
1b  

Elect Director Janice M. Babiak

    For    For    Management
1c  

Elect Director David J. Brailer

    For    For    Management
1d  

Elect Director William C. Foote

    For    For    Management
1e  

Elect Director Ginger L. Graham

    For    For    Management
1f  

Elect Director Valerie B. Jarrett

    For    For    Management
1g  

Elect Director John A. Lederer

    For    For    Management
1h  

Elect Director Dominic P. Murphy

    For    For    Management
1i  

Elect Director Stefano Pessina

    For    For    Management
1j  

Elect Director Nancy M. Schlichting

    For    For    Management
1k  

Elect Director James A. Skinner

    For    For    Management
2  

Ratify Deloitte & Touche LLP as Auditors

    For    For    Management
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    Against    Management
4  

Approve Omnibus Stock Plan

    For    For    Management
5  

Require Independent Board Chair

    Against    For    Shareholder
6  

Report on Health Risks of Continued In-Store Tobacco Sales in the Age of COVID 2021

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WALMART INC.

 

Ticker:    WMT   Security ID:    931142103
Meeting Date:    JUN 02, 2021   Meeting Type:    Annual
Record Date:    APR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Cesar Conde

    For    For    Management
1b  

Elect Director Timothy P. Flynn

    For    For    Management
1c  

Elect Director Sarah J. Friar

    For    For    Management
1d  

Elect Director Carla A. Harris

    For    For    Management
1e  

Elect Director Thomas W. Horton

    For    For    Management
1f  

Elect Director Marissa A. Mayer

    For    For    Management
1g  

Elect Director C. Douglas McMillon

    For    For    Management
1h  

Elect Director Gregory B. Penner

    For    For    Management
1i  

Elect Director Steven S Reinemund

    For    For    Management
1j  

Elect Director Randall L. Stephenson

    For    For    Management
1k  

Elect Director S. Robson Walton

    For    For    Management
1l  

Elect Director Steuart L. Walton

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify Ernst & Young LLP as Auditors

    For    For    Management
4  

Report on Refrigerants Released from Operations

    Against    Against    Shareholder
5  

Report on Lobbying Payments and Policy

    Against    For    Shareholder
6  

Report on Alignment of Racial Justice Goals and Starting Wages

    Against    For    Shareholder
7  

Approve Creation of a Pandemic Workforce Advisory Council

    Against    For    Shareholder
8  

Review of Statement on the Purpose of a Corporation

    Against    Against    Shareholder

ICA File Number: 811-06569

Reporting Period: 07/01/2020 - 06/30/2021

IVY FUNDS

 

WEST PHARMACEUTICAL SERVICES, INC.

 

Ticker:    WST   Security ID:    955306105
Meeting Date:    MAY 04, 2021   Meeting Type:    Annual
Record Date:    MAR 09, 2021     

 

#

  

Proposal

   

Mgt Rec

   

Vote Cast

   

Sponsor

1a  

Elect Director Mark A. Buthman

    For    For    Management
1b  

Elect Director William F. Feehery

    For    For    Management
1c  

Elect Director Robert F. Friel

    For    For    Management
1d  

Elect Director Eric M. Green

    For    For    Management
1e  

Elect Director Thomas W. Hofmann

    For    For    Management
1f  

Elect Director Deborah L. V. Keller

    For    For    Management
1g  

Elect Director Myla P. Lai-Goldman

    For    For    Management
1h  

Elect Director Douglas A. Michels

    For    For    Management
1i  

Elect Director Paolo Pucci

    For    For    Management
1j  

Elect Director Patrick J. Zenner

    For    For    Management
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

    For    For    Management
3  

Ratify PricewaterhouseCoopers LLP as Auditors

    For    For    Management

========== END NPX REPORT

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

IVY FUNDS
(Registrant)
By:  

/s/ Shawn K. Lytle

  Shawn K. Lytle, President and Chief Executive Officer

Date: August 31, 2021