0001193125-20-235525.txt : 20200831 0001193125-20-235525.hdr.sgml : 20200831 20200831074934 ACCESSION NUMBER: 0001193125-20-235525 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200831 DATE AS OF CHANGE: 20200831 EFFECTIVENESS DATE: 20200831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IVY FUNDS CENTRAL INDEX KEY: 0000883622 IRS NUMBER: 481112076 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-06569 FILM NUMBER: 201149860 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: P O BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 FORMER COMPANY: FORMER CONFORMED NAME: IVY FUNDS INC DATE OF NAME CHANGE: 20030630 FORMER COMPANY: FORMER CONFORMED NAME: W&R FUNDS INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: WADDELL & REED FUNDS INC DATE OF NAME CHANGE: 19920717 0000883622 S000006283 Ivy Asset Strategy Fund C000017255 Class A WASAX C000017256 Class B WASBX C000017257 Class C WASCX C000017258 Class Y WASYX C000043898 Class E IASEX C000045541 Class I IVAEX C000066833 Class R IASRX C000146677 Class N IASTX 0000883622 S000006284 Ivy Municipal Bond Fund C000017259 Class A WMBAX C000017260 Class B WMBBX C000017261 Class C WMBCX C000017262 Class Y WMBYX C000081154 Class I IMBIX C000193497 Class N IMBNX 0000883622 S000006285 Ivy Science and Technology Fund C000017263 Class R WSTRX C000017264 Class A WSTAX C000017265 Class B WSTBX C000017266 Class C WSTCX C000017267 Class Y WSTYX C000043899 Class E ISTEX C000045542 Class I ISTIX C000146678 Class N ISTNX 0000883622 S000006286 Ivy Small Cap Growth Fund C000017268 Class R WSGRX C000017269 Class A WSGAX C000017270 Class B WSGBX C000017271 Class C WRGCX C000017272 Class Y WSCYX C000043900 Class E ISGEX C000045543 Class I IYSIX C000146679 Class N IRGFX C000193498 Class T IYSTX 0000883622 S000006288 Ivy Core Equity Fund C000017277 Class A WCEAX C000017278 Class B WCEBX C000017279 Class C WTRCX C000017280 Class Y WCEYX C000043902 Class E ICFEX C000045545 Class I ICIEX C000122149 Class R IYCEX C000146680 Class N ICEQX C000182424 Class T 0000883622 S000006289 Ivy High Income Fund C000017281 Class A WHIAX C000017282 Class B WHIBX C000017283 Class C WRHIX C000017284 Class Y WHIYX C000043903 Class E IVHEX C000045546 Class I IVHIX C000122150 Class R IYHIX C000146681 Class N IHIFX C000193499 Class T WHITX 0000883622 S000006291 Ivy Large Cap Growth Fund C000017289 Class R WLGRX C000017290 Class A WLGAX C000017291 Class B WLGBX C000017292 Class C WLGCX C000017293 Class Y WLGYX C000043904 Class E ILCEX C000045547 Class I IYGIX C000146682 Class N ILGRX 0000883622 S000006292 Ivy Limited-Term Bond Fund C000017294 Class A WLTAX C000017295 Class B WLTBX C000017296 Class C WLBCX C000017297 Class Y WLTYX C000043905 Class E IVLEX C000045548 Class I ILTIX C000122151 Class R IYLTX C000146683 Class N ILMDX 0000883622 S000006293 Ivy Mid Cap Growth Fund C000017298 Class R WMGRX C000017299 Class A WMGAX C000017300 Class B WMGBX C000017301 Class C WMGCX C000017302 Class Y WMGYX C000043906 Class E IMCEX C000045549 Class I IYMIX C000146684 Class N IGRFX 0000883622 S000006294 Ivy Government Money Market Fund C000017303 Class A WRAXX C000017304 Class B WRBXX C000017305 Class C WRCXX C000043907 Class E IVEXX C000193500 Class N WRNXX 0000883622 S000011242 Ivy Energy Fund C000030961 Class A IEYAX C000030962 Class B IEYBX C000030963 Class C IEYCX C000030964 Class Y IEYYX C000043908 Class E C000045550 Class I IVEIX C000122152 Class R IYEFX C000146685 Class N IENRX 0000883622 S000024823 Ivy Balanced Fund C000073854 Class A IBNAX C000073855 Class B IBNBX C000073856 Class C IBNCX C000073857 Class E C000073858 Class I IYBIX C000073859 Class Y IBNYX C000122153 Class R IYBFX C000146686 Class N IBARX 0000883622 S000024824 Ivy Global Growth Fund C000073860 Class A IVINX C000073861 Class Y IVIYX C000073862 Class B IVIBX C000073863 Class C IVNCX C000073864 Class E C000073865 Class I IGIIX C000122154 Class R IYIGX C000146687 Class N ITGRX 0000883622 S000024826 Ivy Managed International Opportunities Fund C000073872 Class Y IVTYX C000073873 Class A IVTAX C000073874 Class B IVTBX C000073875 Class C IVTCX C000073876 Class E C000073877 Class I IVTIX C000122156 Class R IYMGX C000193501 Class N IVTNX 0000883622 S000024829 Ivy Emerging Markets Equity Fund C000073889 Class Y IPOYX C000073890 Class A IPOAX C000073891 Class B IPOBX C000073892 Class C IPOCX C000073893 Class E C000073894 Class I IPOIX C000122158 Class R IYPCX C000146689 Class N IMEGX C000193502 Class T IPOTX 0000883622 S000024830 Ivy Securian Real Estate Securities Fund C000073895 Class Y IRSYX C000073896 Class A IRSAX C000073897 Class B IRSBX C000073898 Class C IRSCX C000073899 Class E IREEX C000073900 Class I IREIX C000073901 Class R IRSRX C000146690 Class N IRSEX 0000883622 S000024831 Ivy Small Cap Core Fund C000073902 Class Y IYSYX C000073903 Class A IYSAX C000073904 Class B IYSBX C000073905 Class C IYSCX C000073906 Class E C000073907 Class I IVVIX C000122159 Class R IYSMX C000146691 Class N ISPVX C000193503 Class T IYCTX 0000883622 S000024832 Ivy Value Fund C000073908 Class A IYVAX C000073909 Class B IYVBX C000073910 Class C IYVCX C000073911 Class E C000073912 Class I IYAIX C000073913 Class Y IYVYX C000122160 Class R IYVLX C000146692 Class N IVALX 0000883622 S000024833 Ivy Securian Core Bond Fund C000073914 Class A IBOAX C000073915 Class B IBOBX C000073916 Class C IBOCX C000073917 Class E IVBEX C000073918 Class I IVBIX C000073919 Class Y IBOYX C000122161 Class R IYBDX C000146693 Class N IBNDX 0000883622 S000024834 Ivy Pzena International Value Fund C000073920 Class B ICDBX C000073921 Class A ICDAX C000073922 Class C ICDCX C000073923 Class E ICVEX C000073924 Class I ICVIX C000073925 Class Y ICDYX C000122162 Class R IYCUX C000146694 Class N ICNGX 0000883622 S000024837 Ivy Global Bond Fund C000073938 Class B IVSBX C000073939 Class C IVSCX C000073940 Class I IVSIX C000073941 Class Y IVSYX C000073942 Class A IVSAX C000122165 Class R IYGOX C000146697 Class N IVBDX 0000883622 S000024838 Ivy Natural Resources Fund C000073943 Class B IGNBX C000073944 Class C IGNCX C000073945 Class E IGNEX C000073946 Class I IGNIX C000073947 Class R IGNRX C000073948 Class Y IGNYX C000073949 Class A IGNAX C000146698 Class N INRSX 0000883622 S000024840 Ivy International Core Equity Fund C000073956 Class Y IVVYX C000073957 Class B IIFBX C000073958 Class C IVIFX C000073959 Class E IICEX C000073960 Class I ICEIX C000073961 Class A IVIAX C000122166 Class R IYITX C000146700 Class N IINCX C000193504 Class T IICTX 0000883622 S000025600 Ivy Municipal High Income Fund C000076687 Class A IYIAX C000076688 Class B IYIBX C000076689 Class C IYICX C000076690 Class I WYMHX C000076691 Class Y IYIYX C000193505 Class N IYINX 0000883622 S000037255 Ivy Global Equity Income Fund C000114758 Class A IBIAX C000114759 Class B IBIBX C000114760 Class C IBICX C000114761 Class I IBIIX C000114762 Class Y IBIYX C000119096 Class R IYGEX C000146701 Class N IICNX C000198428 Class E IBIEX 0000883622 S000040037 Ivy LaSalle Global Real Estate Fund C000124273 Class A IREAX C000124274 Class B IREBX C000124275 Class C IRECX C000124276 Class I IRESX C000124277 Class R IRERX C000124278 Class Y IREYX C000193507 Class N IRENX 0000883622 S000046881 Ivy Mid Cap Income Opportunities Fund C000146475 Class A IVOAX C000146476 Class C IVOCX C000146477 Class E IVOEX C000146478 Class I IVOIX C000146479 Class R IVORX C000146480 Class Y IVOYX C000146481 Class N IVOSX N-PX 1 d202847dnpx.htm IVY FUNDS (FYE 3/31) Ivy Funds (FYE 3/31)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-6569

IVY FUNDS

(Exact Name as Specified in Charter)

6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: March 31

Date of reporting period: July 1, 2019 to June 30, 2020


IVY ASSET STRATEGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

Larsen & Toubro Limited

 

Meeting Date:    08/01/2019   Country:    India   Primary Security ID:    Y5217N159
Record Date:    07/25/2019   Meeting Type:    Annual   Ticker:    500510
     Shares Voted:    1,304,842     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Reelect M.V. Satish as Director

   Mgmt    For    For    For
4  

Reelect Shailendra Roy as Director

   Mgmt    For    For    For
5  

Reelect R. Shankar Raman as Director

   Mgmt    For    For    For
6  

Reelect J.D Patil as Director

   Mgmt    For    For    For
7  

Reelect M.M. Chitale as Director

   Mgmt    For    For    For
8  

Reelect M. Damodaran as Director

   Mgmt    For    For    For
9  

Reelect Vikram Singh Mehta as Director

   Mgmt    For    For    For
10  

Reelect Adil Zainulbhai as Director

   Mgmt    For    For    For
11  

Approve Remuneration to S.N Subrahmanyan as Chief Executive Officer and Managing Director

   Mgmt    For    Refer    Against
12  

Approve Remuneration to R. Shankar Raman as Chief Financial Officer and Whole-time Director

   Mgmt    For    Refer    Against
13  

Amend Objects Clause of Memorandum of Association

   Mgmt    For    For    For
14  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
15  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

ICICI Bank Limited

 

Meeting Date:    08/09/2019   Country:    India   Primary Security ID:    Y3860Z132
Record Date:    08/02/2019   Meeting Type:    Annual   Ticker:    532174
     Shares Voted:    3,828,421     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect Anup Bagchi as Director

   Mgmt    For    For    For
4  

Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Branch Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Elect Hari L. Mundra as Director

   Mgmt    For    For    For
7  

Elect Rama Bijapurkar as Director

   Mgmt    For    For    For
8  

Elect B. Sriram as Director

   Mgmt    For    For    For
9  

Elect Subramanian Madhavan as Director

   Mgmt    For    For    For
10  

Approve Appointment and Remuneration of Sandeep Bakhshi as Managing Director & Chief Executive Officer

   Mgmt    For    For    For
11  

Elect Sandeep Batra as Director

   Mgmt    For    For    For
12  

Approve Appointment and Remuneration of Sandeep Batra as Wholetime Director (designated as Executive Director)

   Mgmt    For    For    For
13  

Approve Revision in the Remuneration of N. S. Kannan as Executive Director

   Mgmt    For    For    For
14  

Approve Revision in the Remuneration of Vishakha Mulye as Executive Director

   Mgmt    For    For    For
15  

Approve Revision in the Remuneration of Vijay Chandok as Executive Director

   Mgmt    For    For    For
16  

Approve Revision in the Remuneration of Anup Bagchi as Executive Director

   Mgmt    For    For    For
17  

Amend Memorandum of Association

   Mgmt    For    For    For
18  

Adopt New Articles of Association

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Reliance Industries Limited

 

Meeting Date:   

08/12/2019

  Country:    India   Primary Security ID:    Y72596102
Record Date:   

08/05/2019

  Meeting Type:    Annual   Ticker:    500325
     Shares Voted:    1,515,406     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.a  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.b  

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Elect Pawan Kumar Kapil as Director

   Mgmt    For    For    For
4  

Elect Nita M. Ambani as Director

   Mgmt    For    For    For
5  

Approve Reappointment and Remuneration of P.M.S. Prasad as Whole-time Director, Designated as Executive Director

   Mgmt    For    For    For
6  

Reelect Raminder Singh Gujral as Director

   Mgmt    For    Refer    Against
7  

Elect Arundhati Bhattacharya as Director

   Mgmt    For    For    For
8  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

The Procter & Gamble Company

 

Meeting Date:    10/08/2019   Country:    USA   Primary Security ID:    742718109
Record Date:    08/09/2019   Meeting Type:    Annual   Ticker:    PG
     Shares Voted:    271,509     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Francis S. Blake

   Mgmt    For    For    For
1b  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1c  

Elect Director Amy L. Chang

   Mgmt    For    For    For
1d  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1e  

Elect Director Joseph Jimenez

   Mgmt    For    For    For
1f  

Elect Director Terry J. Lundgren

   Mgmt    For    For    For
1g  

Elect Director Christine M. McCarthy

   Mgmt    For    For    For
1h  

Elect Director W. James McNerney, Jr.

   Mgmt    For    For    For
1i  

Elect Director Nelson Peltz

   Mgmt    For    For    For
1j  

Elect Director David S. Taylor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Procter & Gamble Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director Margaret C. Whitman

   Mgmt    For    For    For
1l  

Elect Director Patricia A. Woertz

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Ferguson Plc

 

Meeting Date:    11/21/2019   Country:    Jersey   Primary Security ID:    G3421J106
Record Date:    11/19/2019   Meeting Type:    Annual   Ticker:    FERG
     Shares Voted:    304,631     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Tessa Bamford as Director

   Mgmt    For    For    For
6  

Re-elect Gareth Davis as Director

   Mgmt    For    For    For
7  

Elect Geoff Drabble as Director

   Mgmt    For    For    For
8  

Elect Catherine Halligan as Director

   Mgmt    For    For    For
9  

Re-elect Kevin Murphy as Director

   Mgmt    For    For    For
10  

Re-elect Alan Murray as Director

   Mgmt    For    For    For
11  

Re-elect Michael Powell as Director

   Mgmt    For    For    For
12  

Elect Tom Schmitt as Director

   Mgmt    For    For    For
13  

Re-elect Dr Nadia Shouraboura as Director

   Mgmt    For    For    For
14  

Re-elect Jacqueline Simmonds as Director

   Mgmt    For    For    For
15  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Ferguson Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity

   Mgmt    For    For    For
19  

Amend Long Term Incentive Plan 2019

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    12/04/2019   Country:    USA   Primary Security ID:    594918104
Record Date:    10/08/2019   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    549,144     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.2  

Elect Director Reid G. Hoffman

   Mgmt    For    For    For
1.3  

Elect Director Hugh F. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.5  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.6  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.7  

Elect Director Penny S. Pritzker

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director Arne M. Sorenson

   Mgmt    For    For    For
1.10  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.11  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.12  

Elect Director Emma N. Walmsley

   Mgmt    For    For    For
1.13  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Report on Employee Representation on the Board of Directors    SH    Against    Refer    Against
5   Report on Gender Pay Gap    SH    Against    Against    Against

Ping An Insurance (Group) Co. of China Ltd.

 

Meeting Date:    12/10/2019   Country:    China   Primary Security ID:    Y69790106
Record Date:    11/08/2019   Meeting Type:    Special   Ticker:    2318
     Shares Voted:    3,386,117     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
 

APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY

   Mgmt         
1.01  

Elect Xie Yonglin as Director

   Mgmt    For    For    For
1.02  

Elect Tan Sin Yin as Director

   Mgmt    For    For    For
2  

Amend Articles of Association

   Mgmt    For    Refer    For

Intuit Inc.

 

Meeting Date:    01/23/2020   Country:    USA   Primary Security ID:    461202103
Record Date:    11/25/2019   Meeting Type:    Annual   Ticker:    INTU
     Shares Voted:    132,717     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Eve Burton

   Mgmt    For    For    For
1b  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1c  

Elect Director Richard L. Dalzell

   Mgmt    For    For    For
1d  

Elect Director Sasan K. Goodarzi

   Mgmt    For    For    For
1e  

Elect Director Deborah Liu

   Mgmt    For    For    For
1f  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Intuit Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
1h  

Elect Director Brad D. Smith

   Mgmt    For    For    For
1i  

Elect Director Thomas Szkutak

   Mgmt    For    For    For
1j  

Elect Director Raul Vazquez

   Mgmt    For    For    For
1k  

Elect Director Jeff Weiner

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Adopt a Mandatory Arbitration Bylaw

   SH    Against    Refer    Against

Visa Inc.

 

Meeting Date:    01/28/2020   Country:    USA   Primary Security ID:    92826C839
Record Date:    11/29/2019   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    265,104     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    Refer    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director Ramon L. Laguarta

   Mgmt    For    For    For
1f  

Elect Director John F. Lundgren

   Mgmt    For    For    For
1g  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1h  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
1i  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1j  

Elect Director John A. C. Swainson

   Mgmt    For    For    For
1k  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Compass Group Plc

 

Meeting Date:   

02/06/2020

  Country:    United Kingdom   Primary Security ID:    G23296208
Record Date:   

02/04/2020

  Meeting Type:    Annual   Ticker:    CPG
     Shares Voted:    1,161,048     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Elect Karen Witts as Director

   Mgmt    For    For    For
5  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
6  

Re-elect Gary Green as Director

   Mgmt    For    For    For
7  

Re-elect Carol Arrowsmith as Director

   Mgmt    For    For    For
8  

Re-elect John Bason as Director

   Mgmt    For    For    For
9  

Re-elect Stefan Bomhard as Director

   Mgmt    For    For    For
10  

Re-elect John Bryant as Director

   Mgmt    For    For    For
11  

Re-elect Anne-Francoise Nesmes as Director

   Mgmt    For    For    For
12  

Re-elect Nelson Silva as Director

   Mgmt    For    For    For
13  

Re-elect Ireena Vittal as Director

   Mgmt    For    For    For
14  

Re-elect Paul Walsh as Director

   Mgmt    For    For    For
15  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Approve Payment of Fees to Non-executive Directors

   Mgmt    For    Refer    For
19  

Authorise Issue of Equity

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with 14 Working Days’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Gardner Denver Holdings, Inc.

 

Meeting Date:    02/21/2020   Country:    USA   Primary Security ID:    36555P107
Record Date:    01/02/2020   Meeting Type:    Special   Ticker:    GDI
     Shares Voted:    678,854     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

QUALCOMM Incorporated

 

Meeting Date:    03/10/2020   Country:    USA   Primary Security ID:    747525103
Record Date:    01/13/2020   Meeting Type:    Annual   Ticker:    QCOM
     Shares Voted:    363,474     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mark Fields

   Mgmt    For    For    For
1b  

Elect Director Jeffrey W. Henderson

   Mgmt    For    For    For
1c  

Elect Director Ann M. Livermore

   Mgmt    For    For    For
1d  

Elect Director Harish Manwani

   Mgmt    For    For    For
1e  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
1f  

Elect Director Steve Mollenkopf

   Mgmt    For    For    For
1g  

Elect Director Clark T. “Sandy” Randt, Jr.

   Mgmt    For    For    For
1h  

Elect Director Irene B. Rosenfeld

   Mgmt    For    For    For
1i  

Elect Director Kornelis “Neil” Smit

   Mgmt    For    For    For
1j  

Elect Director Anthony J. Vinciquerra

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/18/2020   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2019   Meeting Type:    Annual   Ticker:    005930
     Shares Voted:    599,975     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Elect Han Jong-hee as Inside Director

   Mgmt    For    For    For
2.2  

Elect Choi Yoon-ho as Inside Director

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

Adobe Inc.

 

Meeting Date:    04/09/2020   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/12/2020   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    127,790     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy L. Banse

   Mgmt    For    For    For
1b  

Elect Director Frank A. Calderoni

   Mgmt    For    For    For
1c  

Elect Director James E. Daley

   Mgmt    For    For    For
1d  

Elect Director Laura B. Desmond

   Mgmt    For    For    For
1e  

Elect Director Charles M. Geschke

   Mgmt    For    For    For
1f  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1g  

Elect Director Kathleen Oberg

   Mgmt    For    For    For
1h  

Elect Director Dheeraj Pandey

   Mgmt    For    For    For
1i  

Elect Director David A. Ricks

   Mgmt    For    For    For
1j  

Elect Director Daniel L. Rosensweig

   Mgmt    For    For    For
1k  

Elect Director John E. Warnock

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Adobe Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Gender Pay Gap

   SH    Against    Against    Against

Ping An Insurance (Group) Company of China, Ltd.

 

Meeting Date:    04/09/2020   Country:    China   Primary Security ID:    Y69790106
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    2318
     Shares Voted:    3,386,117     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve 2019 Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2019 Report of the Supervisory Committee

   Mgmt    For    For    For
3  

Approve 2019 Annual Report and Its Summary

   Mgmt    For    For    For
4  

Approve 2019 Financial Statements and Statutory Reports

   Mgmt    For    For    For
5  

Approve 2019 Profit Distribution Plan and Distribution of Final Dividends

   Mgmt    For    For    For
6  

Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7  

Approve 2019 Performance Evaluation of Independent Non-Executive Directors

   Mgmt    For    For    For
8  

Approve Issuance of Debt Financing Instruments

   Mgmt    For    Refer    For
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

   Mgmt    For    Refer    For
10  

Amend Articles of Association

   Mgmt    For    For    For
11  

Elect Lu Min as Director

   SH    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

UniCredit SpA

 

Meeting Date:    04/09/2020   Country:    Italy   Primary Security ID:    T9T23L642
Record Date:    03/31/2020   Meeting Type:    Annual/Special   Ticker:    UCG
     Shares Voted:    1,516,237     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Dividend Distribution

   Mgmt    For    For    For
4  

Approve Elimination of Negative Reserves

   Mgmt    For    For    For
5.1  

Approve Decrease in Size of Board

   Mgmt    For    Refer    For
5.2  

Elect Beatriz Lara Bartolome as Director

   Mgmt    For    For    For
5.3  

Elect Diego De Giorgi as Director

   Mgmt    For    For    For
6  

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7  

Approve 2020 Group Incentive System

   Mgmt    For    Refer    For
8  

Approve Remuneration Policy

   Mgmt    For    Refer    For
9  

Approve Second Section of the Remuneration Report

   Mgmt    For    Refer    For
10  

Approve Long-Term Incentive Plan

   Mgmt    For    For    For
11  

Authorize Share Repurchase Program

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
1  

Authorize Board to Increase Capital to Service 2019 Group Incentive System

   Mgmt    For    Refer    For
2  

Authorize Board to Increase Capital to Service 2020 Group Incentive System

   Mgmt    For    Refer    For
3  

Amend Company Bylaws Re: Clause 6

   Mgmt    For    Refer    For
4  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    Refer    For
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

   Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Airbus SE

 

Meeting Date:    04/16/2020   Country:    Netherlands   Primary Security ID:    N0280G100
Record Date:    03/19/2020   Meeting Type:    Annual   Ticker:    AIR
     Shares Voted:    405,854     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.1  

Discussion on Company’s Corporate Governance Structure

   Mgmt         
2.2  

Receive Report on Business and Financial Statements

   Mgmt         
2.3  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3  

Discussion of Agenda Items

   Mgmt         
4.1  

Adopt Financial Statements

   Mgmt    For    For    For
4.2  

Approve Allocation of Income and Dividends of EUR of 1.80 per Share

   Mgmt         
4.3  

Approve Discharge of Non-Executive Members of the Board of Directors

   Mgmt    For    For    Against
4.4  

Approve Discharge of Executive Members of the Board of Directors

   Mgmt    For    For    Against
4.5  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
4.6  

Adopt Remuneration Policy

   Mgmt    For    Refer    For
4.7  

Approve Remuneration Report Containing Remuneration Policy

   Mgmt    For    Refer    For
4.8  

Elect Mark Dunkerley as Non-Executive Director

   Mgmt    For    For    For
4.9  

Elect Stephan Gemkow as Non-Executive Director

   Mgmt    For    For    For
4.10  

Reelect Ralph D. Crosby, Jr. as Non-Executive Director

   Mgmt    For    For    For
4.11  

Reelect Lord Drayson (Paul) as Non-Executive Director

   Mgmt    For    For    For
4.12  

Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans

   Mgmt    For    For    For
4.13  

Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding

   Mgmt    For    For    For
4.14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
4.15  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Close Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Citigroup Inc.

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:    172967424
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    448,852     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Grace E. Dailey

   Mgmt    For    For    For
1d  

Elect Director Barbara J. Desoer

   Mgmt    For    For    For
1e  

Elect Director John C. Dugan

   Mgmt    For    For    For
1f  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1g  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1h  

Elect Director S. Leslie Ireland

   Mgmt    For    For    For
1i  

Elect Director Lew W. (Jay) Jacobs, IV

   Mgmt    For    For    For
1j  

Elect Director Renee J. James

   Mgmt    For    For    For
1k  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1l  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1m  

Elect Director James S. Turley

   Mgmt    For    For    For
1n  

Elect Director Deborah C. Wright

   Mgmt    For    For    For
1o  

Elect Director Alexander R. Wynaendts

   Mgmt    For    For    For
1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Proxy Access Right

   SH    Against    Against    Against
6  

Review on Governance Documents

   SH    Against    Refer    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

ASML Holding NV

 

Meeting Date:    04/22/2020   Country:    Netherlands   Primary Security ID:    N07059202
Record Date:    03/25/2020   Meeting Type:    Annual   Ticker:    ASML
     Shares Voted:   

108,065

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Discuss the Company’s Business, Financial Situation and Sustainability

   Mgmt         
3.a  

Approve Remuneration Report

   Mgmt    For    Refer    For
3.b  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3.c  

Receive Clarification on Company’s Reserves and Dividend Policy

   Mgmt         
3.d  

Approve Dividends of EUR 2.40 Per Share

   Mgmt    For    For    For
4.a  

Approve Discharge of Management Board

   Mgmt    For    For    For
4.b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5  

Approve Number of Shares for Management Board

   Mgmt    For    Refer    For
6  

Approve Certain Adjustments to the Remuneration Policy for Management Board

   Mgmt    For    Refer    For
7  

Approve Remuneration Policy for Supervisory Board

   Mgmt    For    Refer    For
8.a  

Announce Vacancies on the Supervisory Board

   Mgmt         
8.b  

Opportunity to Make Recommendations

   Mgmt         
8.c  

Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board

   Mgmt         
8.d  

Reelect A.P. (Annet) Aris to Supervisory Board

   Mgmt    For    For    For
8.e  

Elect D.M. (Mark) Durcan to Supervisory Board

   Mgmt    For    For    For
8.f  

Elect D.W.A. (Warren) East to Supervisory Board

   Mgmt    For    For    For
8.g  

Receive Information on the Composition of the Supervisory Board

   Mgmt         
9  

Ratify KPMG as Auditors

   Mgmt    For    For    For
10.a  

Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes

   Mgmt    For    For    For
10.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10.c  

Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition

   Mgmt    For    For    For
10.d  

Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c

   Mgmt    For    For    For
11.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
11.b  

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
12  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Other Business (Non-Voting)

   Mgmt         
14  

Close Meeting

   Mgmt         

Aptiv PLC

 

Meeting Date:    04/23/2020   Country:    Jersey   Primary Security ID:    G6095L109
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    APTV
     Shares Voted:    319,048     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Kevin P. Clark

   Mgmt    For    For    For
2  

Elect Director Nancy E. Cooper

   Mgmt    For    For    For
3  

Elect Director Nicholas M. Donofrio

   Mgmt    For    For    For
4  

Elect Director Rajiv L. Gupta

   Mgmt    For    For    For
5  

Elect Director Joseph L. Hooley

   Mgmt    For    For    For
6  

Elect Director Sean O. Mahoney

   Mgmt    For    For    For
7  

Elect Director Paul M. Meister

   Mgmt    For    For    For
8  

Elect Director Robert K. Ortberg

   Mgmt    For    For    For
9  

Elect Director Colin J. Parris

   Mgmt    For    For    For
10  

Elect Director Ana G. Pinczuk

   Mgmt    For    For    For
11  

Elect Director Lawrence A. Zimmerman

   Mgmt    For    For    For
12  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
13  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Nestle SA

 

Meeting Date:    04/23/2020   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
     Shares Voted:    205,776     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    Refer    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.70 per Share

   Mgmt    For    For    For
4.1.a  

Reelect Paul Bulcke as Director and Board Chairman

   Mgmt    For    For    For
4.1.b  

Reelect Ulf Schneider as Director

   Mgmt    For    For    For
4.1.c  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1.d  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1.e  

Reelect Ann Veneman as Director

   Mgmt    For    For    For
4.1.f  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1.g  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.1.h  

Reelect Ursula Burns as Director

   Mgmt    For    For    For
4.1.i  

Reelect Kasper Rorsted as Director

   Mgmt    For    For    For
4.1.j  

Reelect Pablo Isla as Director

   Mgmt    For    For    For
4.1.k  

Reelect Kimberly Ross as Director

   Mgmt    For    For    For
4.1.l  

Reelect Dick Boer as Director

   Mgmt    For    For    For
4.1.m  

Reelect Dinesh Paliwal as Director

   Mgmt    For    For    For
4.2  

Elect Hanne Jimenez de Mora as Director

   Mgmt    For    For    For
4.3.1  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.2  

Appoint Ursula Burns as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.3  

Appoint Pablo Isla as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.4  

Appoint Dick Boer as Member of the Compensation Committee

   Mgmt    For    For    For
4.4  

Ratify Ernst & Young AG as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.5  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For
5.1  

Approve Remuneration of Directors in the Amount of CHF 10 Million

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 55 Million

   Mgmt    For    Refer    For
6  

Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against

Schneider Electric SE

 

Meeting Date:    04/23/2020   Country:    France   Primary Security ID:    F86921107
Record Date:    04/21/2020   Meeting Type:    Annual/Special   Ticker:    SU
     Shares Voted:    250,269     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.55 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Termination Package of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
6  

Approve Compensation Report

   Mgmt    For    Refer    For
7  

Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO

   Mgmt    For    Refer    For
8  

Approve Compensation of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
9  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
10  

Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Approve Remuneration Policy of Board Members

   Mgmt    For    Refer    For
12  

Reelect Leo Apotheker as Director

   Mgmt    For    For    For
13  

Reelect Cecile Cabanis as Director

   Mgmt    For    For    For
14  

Reelect Fred Kindle as Director

   Mgmt    For    For    For
15  

Reelect Willy Kissling as Director

   Mgmt    For    For    For
16  

Elect Jill Lee as Director

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives

   Mgmt    For    For    For
19  

Amend Articles 13 and 16 of Bylaws to Comply with New Regulation

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
22  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Beiersdorf AG

 

Meeting Date:

  

04/29/2020

  Country:    Germany   Primary Security ID:    D08792109
Record Date:    04/16/2020  

Meeting Type:

  

Annual

  Ticker:    BEI
     Shares Voted:    240,054     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.70 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Beiersdorf AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Ratify Ernst & Young GmbH as Auditors for Fiscal 2020

   Mgmt    For    For    For
6  

Approve Creation of EUR 42 Million Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
7  

Approve Creation of EUR 25 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
8  

Approve Creation of EUR 25 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
9  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For
10  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    Refer    For
11  

Amend Articles Re: Participation Requirements and Proof of Entitlement

   Mgmt    For    For    For
12.1  

Elect Wolfgang Herz to the Supervisory Board

   Mgmt    For    Refer    For
12.2  

Elect Beatrice Dreyfus as Alternate Supervisory Board Member

   Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:    04/30/2020   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    PHIA
     Shares Voted:    511,111     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

President’s Speech

   Mgmt         
2.a  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2.b  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.c  

Approve Dividends of EUR 0.85 Per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Koninklijke Philips NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.d  

Approve Remuneration Report

   Mgmt    For    Refer    For
2.e  

Approve Discharge of Management Board

   Mgmt    For    For    For
2.f  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
3.a  

Approve Remuneration Policy for Management Board

   Mgmt    For    Refer    For
3.b  

Approve Long Term Incentive Plan for Management Board Members

   Mgmt    For    For    For
3.c  

Approve Remuneration Policy for Supervisory Board

   Mgmt    For    Refer    For
4.a  

Reelect N. Dhawan to Supervisory Board

   Mgmt    For    For    For
4.b  

Elect F. Sijbesma to Supervisory Board

   Mgmt    For    For    For
4.c  

Elect P. Loscher to Supervisory Board

   Mgmt    For    For    For
5.a  

Grant Board Authority to Issue Shares

   Mgmt    For    For    For
5.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    For    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
8  

Other Business (Non-Voting)

   Mgmt         

Barrick Gold Corporation

 

Meeting Date:    05/05/2020   Country:    Canada   Primary Security ID:    067901108
Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    ABX
     Shares Voted:    320,917     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director D. Mark Bristow

   Mgmt    For    For    For
1.2  

Elect Director Gustavo A. Cisneros

   Mgmt    For    For    For
1.3  

Elect Director Christopher L. Coleman

   Mgmt    For    For    For
1.4  

Elect Director J. Michael Evans

   Mgmt    For    For    For
1.5  

Elect Director Brian L. Greenspun

   Mgmt    For    For    For
1.6  

Elect Director J. Brett Harvey

   Mgmt    For    For    For
1.7  

Elect Director Andrew J. Quinn

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Barrick Gold Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8  

Elect Director M. Loreto Silva

   Mgmt    For    For    For
1.9  

Elect Director John L. Thornton

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

GlaxoSmithKline Plc

 

Meeting Date:    05/06/2020   Country:    United Kingdom   Primary Security ID:    G3910J112
Record Date:    05/04/2020   Meeting Type:    Annual   Ticker:    GSK
     Shares Voted:    1,238,422     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Elect Sir Jonathan Symonds as Director

   Mgmt    For    For    For
5  

Elect Charles Bancroft as Director

   Mgmt    For    For    For
6  

Re-elect Emma Walmsley as Director

   Mgmt    For    For    For
7  

Re-elect Vindi Banga as Director

   Mgmt    For    For    For
8  

Re-elect Dr Hal Barron as Director

   Mgmt    For    For    For
9  

Re-elect Dr Vivienne Cox as Director

   Mgmt    For    For    For
10  

Re-elect Lynn Elsenhans as Director

   Mgmt    For    For    For
11  

Re-elect Dr Laurie Glimcher as Director

   Mgmt    For    For    For
12  

Re-elect Dr Jesse Goodman as Director

   Mgmt    For    For    For
13  

Re-elect Judy Lewent as Director

   Mgmt    For    For    For
14  

Re-elect Iain Mackay as Director

   Mgmt    For    For    For
15  

Re-elect Urs Rohner as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

GlaxoSmithKline Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17  

Authorise the Audit & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports

   Mgmt    For    Refer    For
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:    05/07/2020   Country:    Canada   Primary Security ID:    136385101
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    CNQ
     Shares Voted:    784,127     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Catherine M. Best

   Mgmt    For    For    For
1.2  

Elect Director M. Elizabeth Cannon

   Mgmt    For    For    For
1.3  

Elect Director N. Murray Edwards

   Mgmt    For    For    For
1.4  

Elect Director Christopher L. Fong

   Mgmt    For    For    For
1.5  

Elect Director Gordon D. Giffin

   Mgmt    For    For    For
1.6  

Elect Director Wilfred A. Gobert

   Mgmt    For    For    For
1.7  

Elect Director Steve W. Laut

   Mgmt    For    For    For
1.8  

Elect Director Tim S. McKay

   Mgmt    For    For    For
1.9  

Elect Director Frank J. McKenna

   Mgmt    For    For    For
1.10  

Elect Director David A. Tuer

   Mgmt    For    For    For
1.11  

Elect Director Annette M. Verschuren

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Canadian Natural Resources Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Zimmer Biomet Holdings, Inc.

 

Meeting Date:    05/08/2020   Country:    USA   Primary Security ID:    98956P102
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    ZBH
     Shares Voted:    240,145     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Christopher B. Begley

   Mgmt    For    For    For
1b  

Elect Director Betsy J. Bernard

   Mgmt    For    For    For
1c  

Elect Director Gail K. Boudreaux

   Mgmt    For    For    For
1d  

Elect Director Michael J. Farrell

   Mgmt    For    For    For
1e  

Elect Director Larry C. Glasscock

   Mgmt    For    For    For
1f  

Elect Director Robert A. Hagemann

   Mgmt    For    For    For
1g  

Elect Director Bryan C. Hanson

   Mgmt    For    For    For
1h  

Elect Director Arthur J. Higgins

   Mgmt    For    For    For
1i  

Elect Director Maria Teresa Hilado

   Mgmt    For    For    For
1j  

Elect Director Syed Jafry

   Mgmt    For    For    For
1k  

Elect Director Michael W. Michelson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Fiserv, Inc.

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:   337738108
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:   FISV
     Shares Voted:    348,882    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frank J. Bisignano

   Mgmt    For    For    For
1.2  

Elect Director Alison Davis

   Mgmt    For    For    For
1.3  

Elect Director Henrique de Castro

   Mgmt    For    For    For
1.4  

Elect Director Harry F. DiSimone

   Mgmt    For    For    For
1.5  

Elect Director Dennis F. Lynch

   Mgmt    For    For    For
1.6  

Elect Director Heidi G. Miller

   Mgmt    For    For    For
1.7  

Elect Director Scott C. Nuttall

   Mgmt    For    For    For
1.8  

Elect Director Denis J. O’Leary

   Mgmt    For    For    For
1.9  

Elect Director Doyle R. Simons

   Mgmt    For    For    For
1.10  

Elect Director Jeffery W. Yabuki

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    For    Against

Union Pacific Corporation

 

Meeting Date:   05/14/2020   Country:    USA   Primary Security ID:   907818108
Record Date:   03/20/2020   Meeting Type:    Annual   Ticker:   UNP
    Shares Voted:    192,587    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director William J. DeLaney

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For
1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1i  

Elect Director Bhavesh V. Patel

   Mgmt    For    For    For
1j  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
1k  

Elect Director Christopher J. Williams

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Report on Climate Change

   SH    Against    Against    Against

BNP Paribas SA

 

Meeting Date:    05/19/2020   Country:    France   Primary Security ID:    F1058Q238
Record Date:    05/15/2020   Meeting Type:    Annual/Special   Ticker:    BNP
     Shares Voted:    534,461     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Absence of Dividends

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Jean Lemierre as Director

   Mgmt    For    For    For
7  

Reelect Jacques Aschenbroich as Director

   Mgmt    For    For    For
8  

Reelect Monique Cohen as Director

   Mgmt    For    For    For
9  

Reelect Daniela Schwarzer as Director

   Mgmt    For    For    For
10  

Reelect Fields Wicker-Miurin as Director

   Mgmt    For    For    For
11  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of CEO and Vice-CEO

   Mgmt    For    Refer    For
14  

Approve Compensation of Corporate Officers

   Mgmt    For    Refer    For
15  

Approve Compensation of Jean Lemierre, Chairman of the Board

   Mgmt    For    Refer    For
16  

Approve Compensation of Jean-Laurent Bonnafe, CEO

   Mgmt    For    Refer    For
17  

Approve Compensation of Philippe Bordenave, Vice-CEO

   Mgmt    For    Refer    For
18  

Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    For    For
20  

Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers

   Mgmt    For    For    For
21  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
22  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million

   Mgmt    For    For    For
23  

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
24  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion

   Mgmt    For    For    For
25  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
26  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
27  

Amend Article 7 of Bylaws Re: Employee Shareholder Representative

   Mgmt    For    For    For
28  

Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation

   Mgmt    For    For    For
29  

Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

30  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Northrop Grumman Corporation

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    666807102
Record Date:    03/24/2020   Meeting Type:    Annual   Ticker:    NOC
     Shares Voted:    105,537     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kathy J. Warden

   Mgmt    For    For    For
1.2  

Elect Director Marianne C. Brown

   Mgmt    For    For    For
1.3  

Elect Director Donald E. Felsinger

   Mgmt    For    For    For
1.4  

Elect Director Ann M. Fudge

   Mgmt    For    For    For
1.5  

Elect Director Bruce S. Gordon

   Mgmt    For    For    For
1.6  

Elect Director William H. Hernandez

   Mgmt    For    For    For
1.7  

Elect Director Madeleine A. Kleiner

   Mgmt    For    For    For
1.8  

Elect Director Karl J. Krapek

   Mgmt    For    For    For
1.9  

Elect Director Gary Roughead

   Mgmt    For    For    For
1.10  

Elect Director Thomas M. Schoewe

   Mgmt    For    For    For
1.11  

Elect Director James S. Turley

   Mgmt    For    For    For
1.12  

Elect Director Mark A. Welsh, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Human Rights Impact Assessment

   SH    Against    For    For
5  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Anthem, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:   036752103
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:   ANTM
     Shares Voted:    79,832    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gail K. Boudreaux

   Mgmt    For    For    For
1.2  

Elect Director R. Kerry Clark

   Mgmt    For    For    For
1.3  

Elect Director Robert L. Dixon, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Elanco Animal Health Incorporated

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    28414H103
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    ELAN
     Shares Voted:    1,121,990     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael J. Harrington

   Mgmt    For    Refer    Against
1b  

Elect Director Deborah T. Kochevar

   Mgmt    For    Refer    Against
1c  

Elect Director Kirk P. McDonald

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Kansas City Southern

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    485170302
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    KSU
     Shares Voted:    149,032     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lydia I. Beebe

   Mgmt    For    For    For
1.2  

Elect Director Lu M. Cordova

   Mgmt    For    For    For
1.3  

Elect Director Robert J. Druten

   Mgmt    For    For    For
1.4  

Elect Director Antonio O. Garza, Jr.

   Mgmt    For    For    For
1.5  

Elect Director David Garza-Santos

   Mgmt    For    For    For
1.6  

Elect Director Janet H. Kennedy

   Mgmt    For    For    For
1.7  

Elect Director Mitchell J. Krebs

   Mgmt    For    For    For
1.8  

Elect Director Henry J. Maier

   Mgmt    For    For    For
1.9  

Elect Director Thomas A. McDonnell

   Mgmt    For    For    For
1.10  

Elect Director Patrick J. Ottensmeyer

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For

Morgan Stanley

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    617446448
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    MS
     Shares Voted:    384,182     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Elizabeth Corley

   Mgmt    For    For    For
1b  

Elect Director Alistair Darling

   Mgmt    For    For    For
1c  

Elect Director Thomas H. Glocer

   Mgmt    For    For    For
1d  

Elect Director James P. Gorman

   Mgmt    For    For    For
1e  

Elect Director Robert H. Herz

   Mgmt    For    For    For
1f  

Elect Director Nobuyuki Hirano

   Mgmt    For    For    For
1g  

Elect Director Stephen J. Luczo

   Mgmt    For    For    For
1h  

Elect Director Jami Miscik

   Mgmt    For    For    For
1i  

Elect Director Dennis M. Nally

   Mgmt    For    For    For
1j  

Elect Director Takeshi Ogasawara

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Morgan Stanley

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director Hutham S. Olayan

   Mgmt    For    For    For
1l  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
1m  

Elect Director Perry M. Traquina

   Mgmt    For    For    For
1n  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:   437076102
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:   HD
     Shares Voted:    134,183    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1h  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1i  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1j  

Elect Director Manuel Kadre

   Mgmt    For    For    For
1k  

Elect Director Stephanie C. Linnartz

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Shareholder Written Consent Provisions

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    For    For
6  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against
7  

Report on Congruency Political Analysis and Electioneering Expenditures

   SH    Against    For    For

VeriSign, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    92343E102
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    VRSN
     Shares Voted:    80,808     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director D. James Bidzos

   Mgmt    For    For    For
1.2  

Elect Director Yehuda Ari Buchalter

   Mgmt    For    For    For
1.3  

Elect Director Kathleen A. Cote

   Mgmt    For    For    For
1.4  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1.5  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1.6  

Elect Director Roger H. Moore

   Mgmt    For    For    For
1.7  

Elect Director Louis A. Simpson

   Mgmt    For    For    For
1.8  

Elect Director Timothy Tomlinson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Amazon.com, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    023135106
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    15,564     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1c  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1d  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For
1e  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   Mgmt    For    For    For
5  

Report on Management of Food Waste

   SH    Against    For    For
6  

Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services

   SH    Against    For    For
7  

Report on Potential Human Rights Impacts of Customers’ Use of Rekognition

   SH    Against    For    For
8  

Report on Products Promoting Hate Speech and Sales of Offensive Products

   SH    Against    For    For
9  

Require Independent Board Chairman

   SH    Against    Refer    Against
10  

Report on Global Median Gender/Racial Pay Gap

   SH    Against    Against    Against
11  

Report on Reducing Environmental and Health Harms to Communities of Color

   SH    Against    Against    Against
12  

Report on Viewpoint Discrimination

   SH    Against    Against    Against
13  

Report on Promotion Velocity

   SH    Against    Against    Against
14  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
15  

Human Rights Risk Assessment

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16  

Report on Lobbying Payments and Policy

   SH    Against    For    For

E.ON SE

 

Meeting Date:    05/28/2020   Country:    Germany   Primary Security ID:    D24914133
Record Date:      Meeting Type:    Annual   Ticker:    EOAN
     Shares Voted:    2,722,833     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.46 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5.1  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020

   Mgmt    For    For    For
5.2  

Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2020

   Mgmt    For    For    For
5.3  

Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2021

   Mgmt    For    For    For
6.1  

Elect Ulrich Grillo to the Supervisory Board

   Mgmt    For    For    For
6.2  

Elect Rolf Martin Schmitz to the Supervisory Board

   Mgmt    For    For    For
6.3  

Elect Deborah Wilkens to the Supervisory Board

   Mgmt    For    For    For
7  

Approve Creation of EUR 528 Million Pool of Capital with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
8  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For
9  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

E.ON SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Authorize Use of Financial Derivatives when Repurchasing Shares

   Mgmt    For    Refer    For

Merck KGaA

 

Meeting Date:    05/28/2020   Country:    Germany   Primary Security ID:    D5357W103
Record Date:    05/15/2020   Meeting Type:    Annual   Ticker:    MRK
     Shares Voted:    219,635     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Accept Financial Statements and Statutory Reports for Fiscal 2019

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.30 per Share

   Mgmt    For    For    For
4  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
5  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
6  

Ratify KPMG AG as Auditors for Fiscal 2020

   Mgmt    For    For    For
7  

Approve Affiliation Agreement with BSSN UG

   Mgmt    For    Refer    For

AIA Group Limited

 

Meeting Date:    05/29/2020   Country:    Hong Kong   Primary Security ID:    Y002A1105
Record Date:    05/25/2020   Meeting Type:    Annual   Ticker:    1299
     Shares Voted:    3,197,065     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Edmund Sze-Wing Tse as Director

   Mgmt    For    For    For
4  

Elect Jack Chak-Kwong So as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

AIA Group Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Elect Mohamed Azman Yahya Director

   Mgmt    For    For    For
6  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
7B  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
8  

Approve New Share Option Scheme and Terminate Existing Share Option Scheme

   Mgmt    For    For    For

Glencore Plc

 

Meeting Date:    06/02/2020   Country:    Jersey   Primary Security ID:    G39420107
Record Date:    05/31/2020   Meeting Type:    Annual   Ticker:    GLEN
     Shares Voted:    6,486,046     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Re-elect Anthony Hayward as Director

   Mgmt    For    For    For
3  

Re-elect Ivan Glasenberg as Director

   Mgmt    For    For    For
4  

Re-elect Peter Coates as Director

   Mgmt    For    For    For
5  

Re-elect Leonhard Fischer as Director

   Mgmt    For    For    For
6  

Re-elect Martin Gilbert as Director

   Mgmt    For    For    For
7  

Re-elect John Mack as Director

   Mgmt    For    For    For
8  

Re-elect Gill Marcus as Director

   Mgmt    For    For    For
9  

Re-elect Patrice Merrin as Director

   Mgmt    For    For    For
10  

Elect Kalidas Madhavpeddi as Director

   Mgmt    For    For    For
11  

Approve Remuneration Policy

   Mgmt    For    Refer    For
12  

Approve Remuneration Report

   Mgmt    For    Refer    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Glencore Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Walmart Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    931142103
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    WMT
     Shares Voted:    493,908     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Cesar Conde

   Mgmt    For    For    For
1b  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1c  

Elect Director Sarah J. Friar

   Mgmt    For    For    For
1d  

Elect Director Carla A. Harris

   Mgmt    For    For    For
1e  

Elect Director Thomas W. Horton

   Mgmt    For    For    For
1f  

Elect Director Marissa A. Mayer

   Mgmt    For    For    For
1g  

Elect Director C. Douglas McMillon

   Mgmt    For    For    For
1h  

Elect Director Gregory B. Penner

   Mgmt    For    Refer    For
1i  

Elect Director Steven S Reinemund

   Mgmt    For    For    For
1j  

Elect Director S. Robson Walton

   Mgmt    For    For    For
1k  

Elect Director Steuart L. Walton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Report on Impacts of Single-Use Plastic Bags

   SH    Against    For    For
6  

Report on Supplier Antibiotics Use Standards

   SH    Against    Against    Against
7  

Adopt Policy to Include Hourly Associates as Director Candidates

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Walmart Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Report on Strengthening Prevention of Workplace Sexual Harassment

   SH    Against    For    For

Sarepta Therapeutics, Inc.

 

Meeting Date:    06/04/2020   Country:    USA   Primary Security ID:    803607100
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    SRPT
     Shares Voted:    143,386     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas S. Ingram

   Mgmt    For    For    For
1.2  

Elect Director Hans Wigzell

   Mgmt    For    For    For
1.3  

Elect Director Mary Ann Gray

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Gartner, Inc.

 

Meeting Date:    06/08/2020   Country:    USA   Primary Security ID:    366651107
Record Date:    04/14/2020   Meeting Type:    Annual   Ticker:    IT
     Shares Voted:    137,016     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter E. Bisson

   Mgmt    For    For    For
1b  

Elect Director Richard J. Bressler

   Mgmt    For    For    For
1c  

Elect Director Raul E. Cesan

   Mgmt    For    For    For
1d  

Elect Director Karen E. Dykstra

   Mgmt    For    For    For
1e  

Elect Director Anne Sutherland Fuchs

   Mgmt    For    For    For
1f  

Elect Director William O. Grabe

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Gartner, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Eugene A. Hall

   Mgmt    For    For    For
1h  

Elect Director Stephen G. Pagliuca

   Mgmt    For    For    For
1i  

Elect Director Eileen M. Serra

   Mgmt    For    For    For
1j  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/09/2020   Country:    Taiwan   Primary Security ID:    Y84629107
Record Date:    04/10/2020   Meeting Type:    Annual   Ticker:    2330
     Shares Voted:    7,094,017     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
2  

Amend Procedures for Lending Funds to Other Parties

   Mgmt    For    Refer    For
 

ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING

   Mgmt         
3.1  

Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director

   Mgmt    For    For    For

Caterpillar Inc.

 

Meeting Date:    06/10/2020   Country:    USA   Primary Security ID:    149123101
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    CAT
     Shares Voted:    215,622     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kelly A. Ayotte

   Mgmt    For    For    For
1.2  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1.3  

Elect Director Daniel M. Dickinson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Caterpillar Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Juan Gallardo

   Mgmt    For    For    For
1.5  

Elect Director William A. Osborn

   Mgmt    For    For    For
1.6  

Elect Director Debra L. Reed-Klages

   Mgmt    For    For    For
1.7  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1.8  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1.9  

Elect Director D. James Umpleby, III

   Mgmt    For    For    For
1.10  

Elect Director Miles D. White

   Mgmt    For    For    For
1.11  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    For    For
5  

Require Independent Board Chair

   SH    Against    Refer    Against
6  

Provide Right to Act by Written Consent

   SH    Against    For    For

Dollar Tree, Inc.

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:    256746108
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    DLTR
     Shares Voted:    253,785     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Arnold S. Barron

   Mgmt    For    For    For
1b  

Elect Director Gregory M. Bridgeford

   Mgmt    For    For    For
1c  

Elect Director Thomas W. Dickson

   Mgmt    For    For    For
1d  

Elect Director Lemuel E. Lewis

   Mgmt    For    For    For
1e  

Elect Director Jeffrey G. Naylor

   Mgmt    For    For    For
1f  

Elect Director Gary M. Philbin

   Mgmt    For    For    For
1g  

Elect Director Bob Sasser

   Mgmt    For    For    For
1h  

Elect Director Thomas A. Saunders, III

   Mgmt    For    For    For
1i  

Elect Director Stephanie P. Stahl

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Dollar Tree, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Carrie A. Wheeler

   Mgmt    For    For    For
1k  

Elect Director Thomas E. Whiddon

   Mgmt    For    For    For
1l  

Elect Director Carl P. Zeithaml

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Report on Greenhouse Gas Emissions Goals

   SH    Against    For    For

KEYENCE Corp.

 

Meeting Date:    06/12/2020   Country:    Japan   Primary Security ID:    J32491102
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    6861
     Shares Voted:    68,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 100

   Mgmt    For    For    For
2.1  

Elect Director Takizaki, Takemitsu

   Mgmt    For    For    For
2.2  

Elect Director Nakata, Yu

   Mgmt    For    For    For
2.3  

Elect Director Kimura, Keiichi

   Mgmt    For    For    For
2.4  

Elect Director Yamaguchi, Akiji

   Mgmt    For    For    For
2.5  

Elect Director Miki, Masayuki

   Mgmt    For    For    For
2.6  

Elect Director Yamamoto, Akinori

   Mgmt    For    For    For
2.7  

Elect Director Kanzawa, Akira

   Mgmt    For    For    For
2.8  

Elect Director Tanabe, Yoichi

   Mgmt    For    For    For
2.9  

Elect Director Taniguchi, Seiichi

   Mgmt    For    For    For
3.1  

Appoint Statutory Auditor Takeda, Hidehiko

   Mgmt    For    Refer    For
3.2  

Appoint Statutory Auditor Indo, Hiroji

   Mgmt    For    Refer    For
4  

Appoint Alternate Statutory Auditor Yamamoto, Masaharu

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Ingersoll Rand, Inc.

 

Meeting Date:    06/16/2020   Country:    USA   Primary Security ID:    45687V106
Record Date:    04/22/2020   Meeting Type:    Annual   Ticker:    IR
     Shares Voted:    662,026     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kirk E. Arnold

   Mgmt    For    For    For
1b  

Elect Director William P. Donnelly

   Mgmt    For    For    For
1c  

Elect Director Marc E. Jones

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

VINCI SA

 

Meeting Date:    06/18/2020   Country:    France   Primary Security ID:    F5879X108
Record Date:    06/15/2020   Meeting Type:    Annual/Special   Ticker:    DG
     Shares Voted:    256,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.04 per Share

   Mgmt    For    For    For
4  

Approve Stock Dividend Program

   Mgmt    For    For    For
5  

Elect Benoit Bazin as Director

   Mgmt    For    For    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Approve Remuneration Policy of Board Members

   Mgmt    For    Refer    For
8  

Approve Remuneration Policy of Xavier Huillard, Chairman and CEO

   Mgmt    For    Refer    For
9  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
10  

Approve Compensation of Xavier Huillard, Chairman and CEO

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

VINCI SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
12  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
13  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
14  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached

   Mgmt    For    For    For
15  

Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation

   Mgmt    For    For    For
16  

Amend Article 14 of Bylaws Re: Board Members Remuneration

   Mgmt    For    Refer    For
17  

Amend Article 15 of Bylaws Re: Board Powers

   Mgmt    For    For    For
18  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Deutsche Telekom AG

 

Meeting Date:    06/19/2020   Country:    Germany   Primary Security ID:    D2035M136
Record Date:      Meeting Type:    Annual   Ticker:    DTE
     Shares Voted:    1,395,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020

   Mgmt    For    For    For
6  

Elect Michael Kaschke to the Supervisory Board

   Mgmt    For    Refer    For
7  

Approve Spin-Off and Takeover Agreement with Telekom Deutschland GmbH

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Deutsche Telekom AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2021

   Mgmt    For    For    For

Subaru Corp.

 

Meeting Date:    06/23/2020   Country:    Japan   Primary Security ID:    J7676H100
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    7270
     Shares Voted:    1,547,943     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 28

   Mgmt    For    For    For
2.1  

Elect Director Yoshinaga, Yasuyuki

   Mgmt    For    For    For
2.2  

Elect Director Nakamura, Tomomi

   Mgmt    For    For    For
2.3  

Elect Director Hosoya, Kazuo

   Mgmt    For    For    For
2.4  

Elect Director Okada, Toshiaki

   Mgmt    For    For    For
2.5  

Elect Director Kato, Yoichi

   Mgmt    For    For    For
2.6  

Elect Director Onuki, Tetsuo

   Mgmt    For    For    For
2.7  

Elect Director Abe, Yasuyuki

   Mgmt    For    For    For
2.8  

Elect Director Yago, Natsunosuke

   Mgmt    For    For    For
2.9  

Elect Director Doi, Miwako

   Mgmt    For    For    For
3  

Appoint Statutory Auditor Tsutsumi, Hiromi

   Mgmt    For    Refer    For
4  

Appoint Alternate Statutory Auditor Ryu, Hirohisa

   Mgmt    For    Refer    For

Koninklijke Philips NV

 

Meeting Date:    06/26/2020   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    05/29/2020   Meeting Type:    Special   Ticker:    PHIA
     Shares Voted:    511,111     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Koninklijke Philips NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Dividends of EUR 0.85 Per Share

   Mgmt    For    For    For

ORIX Corp.

 

Meeting Date:    06/26/2020   Country:    Japan   Primary Security ID:    J61933123
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    8591
     Shares Voted:    2,907,588     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Inoue, Makoto

   Mgmt    For    For    For
1.2  

Elect Director Irie, Shuji

   Mgmt    For    For    For
1.3  

Elect Director Taniguchi, Shoji

   Mgmt    For    For    For
1.4  

Elect Director Matsuzaki, Satoru

   Mgmt    For    For    For
1.5  

Elect Director Stan Koyanagi

   Mgmt    For    For    For
1.6  

Elect Director Suzuki, Yoshiteru

   Mgmt    For    For    For
1.7  

Elect Director Yasuda, Ryuji

   Mgmt    For    For    For
1.8  

Elect Director Takenaka, Heizo

   Mgmt    For    For    For
1.9  

Elect Director Michael Cusumano

   Mgmt    For    For    For
1.10  

Elect Director Akiyama, Sakie

   Mgmt    For    For    For
1.11  

Elect Director Watanabe, Hiroshi

   Mgmt    For    Refer    Against
1.12  

Elect Director Sekine, Aiko

   Mgmt    For    For    For

Suzuki Motor Corp.

 

Meeting Date:    06/26/2020   Country:    Japan   Primary Security ID:    J78529138
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    7269
     Shares Voted:    812,183     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 48

   Mgmt    For    For    For
2.1  

Elect Director Suzuki, Osamu

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Suzuki Motor Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.2  

Elect Director Harayama, Yasuhito

   Mgmt    For    For    For
2.3  

Elect Director Suzuki, Toshihiro

   Mgmt    For    For    For
2.4  

Elect Director Honda, Osamu

   Mgmt    For    For    For
2.5  

Elect Director Nagao, Masahiko

   Mgmt    For    For    For
2.6  

Elect Director Suzuki, Toshiaki

   Mgmt    For    For    For
2.7  

Elect Director Kawamura, Osamu

   Mgmt    For    For    For
2.8  

Elect Director Domichi, Hideaki

   Mgmt    For    For    For
2.9  

Elect Director Kato, Yuriko

   Mgmt    For    For    For
3.1  

Appoint Statutory Auditor Sugimoto, Toyokazu

   Mgmt    For    Refer    For
3.2  

Appoint Statutory Auditor Kasai, Masato

   Mgmt    For    Refer    For
3.3  

Appoint Statutory Auditor Tanaka, Norio

   Mgmt    For    Refer    For
3.4  

Appoint Statutory Auditor Araki, Nobuyuki

   Mgmt    For    Refer    For
3.5  

Appoint Statutory Auditor Nagano, Norihisa

   Mgmt    For    Refer    For
4  

Approve Restricted Stock Plan

   Mgmt    For    For    For

Mitsubishi UFJ Financial Group, Inc.

 

Meeting Date:    06/29/2020   Country:    Japan   Primary Security ID:    J44497105
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    8306
     Shares Voted:    4,808,440     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 12.5

   Mgmt    For    For    For
2.1  

Elect Director Fujii, Mariko

   Mgmt    For    For    For
2.2  

Elect Director Honda, Keiko

   Mgmt    For    For    For
2.3  

Elect Director Kato, Kaoru

   Mgmt    For    For    For
2.4  

Elect Director Matsuyama, Haruka

   Mgmt    For    For    For
2.5  

Elect Director Toby S. Myerson

   Mgmt    For    For    For
2.6  

Elect Director Nomoto, Hirofumi

   Mgmt    For    Refer    Against
2.7  

Elect Director Shingai, Yasushi

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Mitsubishi UFJ Financial Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.8  

Elect Director Tarisa Watanagase

   Mgmt    For    For    For
2.9  

Elect Director Yamate, Akira

   Mgmt    For    For    For
2.10  

Elect Director Okamoto, Junichi

   Mgmt    For    For    For
2.11  

Elect Director Ogura, Ritsuo

   Mgmt    For    For    For
2.12  

Elect Director Hirano, Nobuyuki

   Mgmt    For    For    For
2.13  

Elect Director Mike, Kanetsugu

   Mgmt    For    For    For
2.14  

Elect Director Araki, Saburo

   Mgmt    For    For    For
2.15  

Elect Director Nagashima, Iwao

   Mgmt    For    For    For
2.16  

Elect Director Kamezawa, Hironori

   Mgmt    For    For    For


IVY BALANCED FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

Constellation Brands, Inc.

 

Meeting Date:    07/16/2019   Country:    USA   Primary Security ID:    21036P108
Record Date:    05/17/2019   Meeting Type:    Annual   Ticker:    STZ
     Shares Voted:    154,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jennifer M. Daniels

   Mgmt    For    For    For
1.2  

Elect Director Jerry Fowden

   Mgmt    For    For    For
1.3  

Elect Director Ernesto M. Hernandez

   Mgmt    For    For    For
1.4  

Elect Director Susan Somersille Johnson

   Mgmt    For    For    For
1.5  

Elect Director James A. Locke, III

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Daniel J. McCarthy

   Mgmt    For    Refer    Withhold
1.7  

Elect Director William A. Newlands

   Mgmt    For    For    For
1.8  

Elect Director Richard Sands

   Mgmt    For    For    For
1.9  

Elect Director Robert Sands

   Mgmt    For    For    For
1.10  

Elect Director Judy A. Schmeling

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

SunTrust Banks, Inc.

 

Meeting Date:   

07/30/2019

  Country:    USA   Primary Security ID:    867914103
Record Date:    06/24/2019   Meeting Type:    Special   Ticker:    STI
     Shares Voted:    7,600,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

Jazz Pharmaceuticals plc

 

Meeting Date:    08/01/2019   Country:    Ireland   Primary Security ID:   

G50871105

Record Date:    06/05/2019   Meeting Type:    Annual   Ticker:    JAZZ
     Shares Voted:    156,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Paul L. Berns

   Mgmt    For    For    For
1b  

Elect Director Patrick G. Enright

   Mgmt    For    For    For
1c  

Elect Director Seamus Mulligan

   Mgmt    For    For    For
1d  

Elect Director Norbert G. Riedel

   Mgmt    For    For    For
2  

Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:    08/08/2019   Country:    USA   Primary Security ID    285512109
Record Date:    06/14/2019   Meeting Type:    Annual   Ticker:    EA
     Shares Voted:    339,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Leonard S. Coleman

   Mgmt    For    For    For
1b  

Elect Director Jay C. Hoag

   Mgmt    For    For    For
1c  

Elect Director Jeffrey T. Huber

   Mgmt    For    For    For
1d  

Elect Director Lawrence F. Probst, III

   Mgmt    For    For    For
1e  

Elect Director Talbott Roche

   Mgmt    For    For    For
1f  

Elect Director Richard A. Simonson

   Mgmt    For    For    For
1g  

Elect Director Luis A. Ubinas

   Mgmt    For    For    For
1h  

Elect Director Heidi J. Ueberroth

   Mgmt    For    For    For
1i  

Elect Director Andrew Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

Electronic Arts Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings

   Mgmt    For    For    For
6  

Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings

   SH    Against    For    For

LyondellBasell Industries N.V.

 

Meeting Date:    09/12/2019   Country:    Netherlands   Primary Security ID:    N53745100
Record Date:    08/15/2019   Meeting Type:    Special   Ticker:    LYB
     Shares Voted:    370,550     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
2  

Approve the Cancellation of Shares

   Mgmt    For    For    For

General Mills, Inc.

 

Meeting Date:    09/24/2019   Country:    USA   Primary Security ID:    370334104
Record Date:    07/26/2019   Meeting Type:    Annual   Ticker:    GIS
     Shares Voted:    926,550     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Kerry Clark

   Mgmt    For    For    For
1b  

Elect Director David M. Cordani

   Mgmt    For    For    For
1c  

Elect Director Roger W. Ferguson, Jr.

   Mgmt    For    For    For
1d  

Elect Director Jeffrey L. Harmening

   Mgmt    For    For    For
1e  

Elect Director Maria G. Henry

   Mgmt    For    For    For
1f  

Elect Director Elizabeth C. Lempres

   Mgmt    For    For    For
1g  

Elect Director Diane L. Neal

   Mgmt    For    For    For
1h  

Elect Director Steve Odland

   Mgmt    For    For    For
1i  

Elect Director Maria A. Sastre

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

General Mills, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Eric D. Sprunk

   Mgmt    For    For    For
1k  

Elect Director Jorge A. Uribe

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    12/04/2019   Country:    USA   Primary Security ID:    594918104
Record Date:    10/08/2019   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    341,037     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.2  

Elect Director Reid G. Hoffman

   Mgmt    For    For    For
1.3  

Elect Director Hugh F. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.5  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.6  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.7  

Elect Director Penny S. Pritzker

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director Arne M. Sorenson

   Mgmt    For    For    For
1.10  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.11  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.12  

Elect Director Emma N. Walmsley

   Mgmt    For    For    For
1.13  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Employee Representation on the Board of Directors

   SH    Refer    Against    Against
5  

Report on Gender Pay Gap

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

Cisco Systems, Inc.

 

Meeting Date:    12/10/2019   Country:    USA   Primary Security ID:   

17275R102

Record Date:    10/11/2019   Meeting Type:    Annual   Ticker:    CSCO
     Shares Voted:    595,050     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1b  

Elect Director Wesley G. Bush

   Mgmt    For    For    For
1c  

Elect Director Michael D. Capellas

   Mgmt    For    For    For
1d  

Elect Director Mark Garrett

   Mgmt    For    For    For
1e  

Elect Director Kristina M. Johnson

   Mgmt    For    For    For
1f  

Elect Director Roderick C. McGeary

   Mgmt    For    For    For
1g  

Elect Director Charles H. Robbins

   Mgmt    For    For    For
1h  

Elect Director Arun Sarin

   Mgmt    For    For    For
1i  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1j  

Elect Director Carol B. Tome

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against

Micron Technology, Inc.

 

Meeting Date:    01/16/2020   Country:    USA   Primary Security ID:    595112103
Record Date:    11/18/2019   Meeting Type:    Annual   Ticker:    MU
     Shares Voted:    893,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert L. Bailey

   Mgmt    For    For    For
1.2  

Elect Director Richard M. Beyer

   Mgmt    For    For    For
1.3  

Elect Director Steven J. Gomo

   Mgmt    For    For    For
1.4  

Elect Director Mary Pat McCarthy

   Mgmt    For    For    For
1.5  

Elect Director Sanjay Mehrotra

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

Micron Technology, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Robert E. Switz

   Mgmt    For    For    For
1.7  

Elect Director MaryAnn Wright

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Emerson Electric Co.

 

Meeting Date:    02/04/2020   Country:    USA   Primary Security ID:    291011104
Record Date:    11/26/2019   Meeting Type:    Annual   Ticker:    EMR
     Shares Voted:    259,788     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin S. Craighead

   Mgmt    For    For    For
1.2  

Elect Director David N. Farr

   Mgmt    For    For    For
1.3  

Elect Director Gloria A. Flach

   Mgmt    For    For    For
1.4  

Elect Director Matthew S. Levatich

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For

Infineon Technologies AG

 

Meeting Date:    02/20/2020   Country:    Germany   Primary Security ID:    D35415104
Record Date:    01/15/2020   Meeting Type:    Annual   Ticker:    IFX
     Shares Voted:    1,287,642     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Infineon Technologies AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Allocation of Income and Dividends of EUR 0.27 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2020

   Mgmt    For    For    For
6a  

Elect Xiaoqun Clever to the Supervisory Board

   Mgmt    For    For    For
6b  

Elect Friedrich Eichiner to the Supervisory Board

   Mgmt    For    For    For
6c  

Elect Hans-Ulrich Holdenried to the Supervisory Board

   Mgmt    For    For    For
6d  

Elect Manfred Puffer to the Supervisory Board

   Mgmt    For    For    For
6e  

Elect Ulrich Spiesshofer to the Supervisory Board

   Mgmt    For    For    For
6f  

Elect Margret Suckale to the Supervisory Board

   Mgmt    For    For    For
7  

Approve Cancellation of Conditional Capital 2010/I

   Mgmt    For    For    For
8  

Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
9  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/26/2020   Country:    USA   Primary Security ID:    037833100
Record Date:    01/02/2020   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    181,469     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director James Bell

   Mgmt    For    For    For
1b  

Elect Director Tim Cook

   Mgmt    For    For    For
1c  

Elect Director Al Gore

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d  

Elect Director Andrea Jung

   Mgmt    For    For    For
1e  

Elect Director Art Levinson

   Mgmt    For    For    For
1f  

Elect Director Ron Sugar

   Mgmt    For    For    For
1g  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access Amendments

   SH    Against    Against    Against
5  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
6  

Report on Freedom of Expression and Access to Information Policies

   SH    Against    Against    Against

Deere & Company

 

Meeting Date:    02/26/2020   Country:    USA   Primary Security ID:   

244199105

Record Date:    12/31/2019   Meeting Type:    Annual   Ticker:    DE
     Shares Voted:    182,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Samuel R. Allen

   Mgmt    For    For    For
1b  

Elect Director Alan C. Heuberger

   Mgmt    For    For    For
1c  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1d  

Elect Director Dipak C. Jain

   Mgmt    For    For    For
1e  

Elect Director Michael O. Johanns

   Mgmt    For    For    For
1f  

Elect Director Clayton M. Jones

   Mgmt    For    For    For
1g  

Elect Director John C. May

   Mgmt    For    For    For
1h  

Elect Director Gregory R. Page

   Mgmt    For    For    For
1i  

Elect Director Sherry M. Smith

   Mgmt    For    For    For
1j  

Elect Director Dmitri L. Stockton

   Mgmt    For    For    For
1k  

Elect Director Sheila G. Talton

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Deere & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
6  

Disclose Board Qualifications Matrix

   SH    Against    Refer    Against

QUALCOMM Incorporated

 

Meeting Date:    03/10/2020   Country:    USA   Primary Security ID :    747525103

Record Date:

   01/13/2020   Meeting Type:    Annual   Ticker:    QCOM
     Shares Voted:   

565,940

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mark Fields

   Mgmt    For    For    For
1b  

Elect Director Jeffrey W. Henderson

   Mgmt    For    For    For
1c  

Elect Director Ann M. Livermore

   Mgmt    For    For    For
1d  

Elect Director Harish Manwani

   Mgmt    For    For    For
1e  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
1f  

Elect Director Steve Mollenkopf

   Mgmt    For    For    For
1g  

Elect Director Clark T. “Sandy” Randt, Jr.

   Mgmt    For    For    For
1h  

Elect Director Irene B. Rosenfeld

   Mgmt    For    For    For
1i  

Elect Director Kornelis “Neil” Smit

   Mgmt    For    For    For
1j  

Elect Director Anthony J. Vinciquerra

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

The Walt Disney Company

 

Meeting Date:    03/11/2020   Country:    USA   Primary Security ID:   

254687106

Record Date:

   01/13/2020   Meeting Type:    Annual   Ticker:    DIS
     Shares Voted:    120,398     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan E. Arnold

   Mgmt    For    For    For
1b  

Elect Director Mary T. Barra

   Mgmt    For    For    For
1c  

Elect Director Safra A. Catz

   Mgmt    For    For    For
1d  

Elect Director Francis A. deSouza

   Mgmt    For    For    For
1e  

Elect Director Michael B.G. Froman

   Mgmt    For    For    For
1f  

Elect Director Robert A. Iger

   Mgmt    For    For    For
1g  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1h  

Elect Director Mark G. Parker

   Mgmt    For    For    For
1i  

Elect Director Derica W. Rice

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

PPG Industries, Inc.

 

Meeting Date:    04/16/2020   Country:    USA   Primary Security ID:   

693506107

Record Date:    02/21/2020   Meeting Type:    Annual   Ticker:    PPG
     Shares Voted:    324,091     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Stephen F. Angel

   Mgmt    For    For    For
1.2  

Elect Director Hugh Grant

   Mgmt    For    For    For
1.3  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
2.1  

Elect Director Kathleen A. Ligocki

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

PPG Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Reduce Supermajority Vote Requirement

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:   

172967424

Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    241,820     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Grace E. Dailey

   Mgmt    For    For    For
1d  

Elect Director Barbara J. Desoer

   Mgmt    For    For    For
1e  

Elect Director John C. Dugan

   Mgmt    For    For    For
1f  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1g  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1h  

Elect Director S. Leslie Ireland

   Mgmt    For    For    For
1i  

Elect Director Lew W. (Jay) Jacobs, IV

   Mgmt    For    For    For
1j  

Elect Director Renee J. James

   Mgmt    For    For    For
1k  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1l  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1m  

Elect Director James S. Turley

   Mgmt    For    For    For
1n  

Elect Director Deborah C. Wright

   Mgmt    For    For    For
1o  

Elect Director Alexander R. Wynaendts

   Mgmt    For    For    For
1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Amend Proxy Access Right

   SH    Against    Against    Against
6  

Review on Governance Documents

   SH    Against    Refer    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Domino’s Pizza, Inc.

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:   

25754A201

Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    DPZ
     Shares Voted:    123,856     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David A. Brandon

   Mgmt    For    For    For
1.2  

Elect Director Richard E. Allison, Jr.

   Mgmt    For    For    For
1.3  

Elect Director C. Andrew Ballard

   Mgmt    For    For    For
1.4  

Elect Director Andrew B. Balson

   Mgmt    For    For    For
1.5  

Elect Director Corie S. Barry

   Mgmt    For    For    For
1.6  

Elect Director Diana F. Cantor

   Mgmt    For    For    For
1.7  

Elect Director Richard L. Federico

   Mgmt    For    For    For
1.8  

Elect Director James A. Goldman

   Mgmt    For    For    For
1.9  

Elect Director Patricia E. Lopez

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Northern Trust Corporation

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:   

665859104

Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    NTRS
     Shares Voted:    318,418     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda Walker Bynoe

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Northern Trust Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b  

Elect Director Susan Crown

   Mgmt    For    For    For
1c  

Elect Director Dean M. Harrison

   Mgmt    For    For    For
1d  

Elect Director Jay L. Henderson

   Mgmt    For    For    For
1e  

Elect Director Marcy S. Klevorn

   Mgmt    For    For    For
1f  

Elect Director Siddharth N. “Bobby” Mehta

   Mgmt    For    For    For
1g  

Elect Director Michael G. O’Grady

   Mgmt    For    For    For
1h  

Elect Director Jose Luis Prado

   Mgmt    For    For    For
1i  

Elect Director Thomas E. Richards

   Mgmt    For    For    For
1j  

Elect Director Martin P. Slark

   Mgmt    For    For    For
1k  

Elect Director David H. B. Smith, Jr.

   Mgmt    For    For    For
1l  

Elect Director Donald Thompson

   Mgmt    For    For    For
1m  

Elect Director Charles A. Tribbett, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Pfizer Inc.

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:   

717081103

Record Date:    02/25/2020   Meeting Type:    Annual   Ticker:    PFE
     Shares Voted:    530,020     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald E. Blaylock

   Mgmt    For    For    For
1.2  

Elect Director Albert Bourla

   Mgmt    For    For    For
1.3  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1.4  

Elect Director Joseph J. Echevarria

   Mgmt    For    For    For
1.5  

Elect Director Scott Gottlieb

   Mgmt    For    For    For
1.6  

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
1.7  

Elect Director Susan Hockfield

   Mgmt    For    For    For
1.8  

Elect Director James M. Kilts

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Pfizer Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9  

Elect Director Dan R. Littman

   Mgmt    For    For    For
1.10  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.11  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1.12  

Elect Director James Quincey

   Mgmt    For    For    For
1.13  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For
5  

Amend Proxy Access Right

   SH    Against    Against    Against
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Require Independent Board Chair

   SH    Against    Refer    Against
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Elect Director Susan Desmond-Hellmann

   Mgmt    For    For    For

Snap-on Incorporated

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:   

833034101

Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    SNA
     Shares Voted:    188,567     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David C. Adams

   Mgmt    For    For    For
1.2  

Elect Director Karen L. Daniel

   Mgmt    For    For    For
1.3  

Elect Director Ruth Ann M. Gillis

   Mgmt    For    For    For
1.4  

Elect Director James P. Holden

   Mgmt    For    For    For
1.5  

Elect Director Nathan J. Jones

   Mgmt    For    For    For
1.6  

Elect Director Henry W. Knueppel

   Mgmt    For    For    For
1.7  

Elect Director W. Dudley Lehman

   Mgmt    For    For    For
1.8  

Elect Director Nicholas T. Pinchuk

   Mgmt    For    For    For
1.9  

Elect Director Gregg M. Sherrill

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Snap-on Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10  

Elect Director Donald J. Stebbins

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

The Boeing Company

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:   

097023105

Record Date:    02/27/2020   Meeting Type:    Annual   Ticker:    BA
     Shares Voted:    112,019     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert A. Bradway

   Mgmt    For    For    For
1b  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1c  

Elect Director Arthur D. Collins, Jr.

   Mgmt    For    Refer    Against
1d  

Elect Director Edmund P. Giambastiani, Jr.

   Mgmt    For    Refer    Against
1e  

Elect Director Lynn J. Good

   Mgmt    For    For    For
1f  

Elect Director Nikki R. Haley - Withdrawn Resolution

   Mgmt         
1g  

Elect Director Akhil Johri

   Mgmt    For    For    For
1h  

Elect Director Lawrence W. Kellner

   Mgmt    For    Refer    For
1i  

Elect Director Caroline B. Kennedy

   Mgmt    For    For    For
1j  

Elect Director Steven M. Mollenkopf

   Mgmt    For    For    For
1k  

Elect Director John M. Richardson

   Mgmt    For    For    For
1l  

Elect Director Susan C. Schwab

   Mgmt    For    Refer    Against
1m  

Elect Director Ronald A. Williams

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Require Director Nominee Qualifications

   SH    Against    Refer    Against
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

The Boeing Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Provide Right to Act by Written Consent

   SH    Against    For    For
8  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against

9

 

Increase Disclosure of Compensation Adjustments

   SH    Against    Refer    Against

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/28/2020   Country:    USA   Primary Security ID:   

693475105

Record Date:    01/31/2020   Meeting Type:    Annual   Ticker:    PNC
     Shares Voted:    274,484     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joseph Alvarado

   Mgmt    For    For    For
1.2  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1.3  

Elect Director Debra A. Cafaro

   Mgmt    For    For    For
1.4  

Elect Director Marjorie Rodgers Cheshire

   Mgmt    For    For    For
1.5  

Elect Director William S. Demchak

   Mgmt    For    For    For
1.6  

Elect Director Andrew T. Feldstein

   Mgmt    For    For    For
1.7  

Elect Director Richard J. Harshman

   Mgmt    For    For    For
1.8  

Elect Director Daniel R. Hesse

   Mgmt    For    For    For
1.9  

Elect Director Linda R. Medler

   Mgmt    For    For    For
1.10  

Elect Director Martin Pfinsgraff

   Mgmt    For    For    For
1.11  

Elect Director Toni Townes-Whitley

   Mgmt    For    For    For
1.12  

Elect Director Michael J. Ward

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

The Goldman Sachs Group, Inc.

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:   

38141G104

Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    GS
     Shares Voted:    168,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1b  

Elect Director Drew G. Faust

   Mgmt    For    For    For
1c  

Elect Director Mark A. Flaherty

   Mgmt    For    For    For
1d  

Elect Director Ellen J. Kullman

   Mgmt    For    For    For
1e  

Elect Director Lakshmi N. Mittal

   Mgmt    For    For    For
1f  

Elect Director Adebayo O. Ogunlesi

   Mgmt    For    For    For
1g  

Elect Director Peter Oppenheimer

   Mgmt    For    For    For
1h  

Elect Director David M. Solomon

   Mgmt    For    For    For
1i  

Elect Director Jan E. Tighe

   Mgmt    For    For    For
1j  

Elect Director David A. Viniar

   Mgmt    For    For    For
1k  

Elect Director Mark O. Winkelman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For
5  

Review of Statement on the Purpose of a Corporation

   SH    Against    Refer    Against

Berkshire Hathaway Inc.

 

Meeting Date:    05/02/2020   Country:    USA   Primary Security ID:   

084670702

Record Date:    03/04/2020   Meeting Type:    Annual   Ticker:    BRK.B
     Shares Voted:    153,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1.2  

Elect Director Charles T. Munger

   Mgmt    For    For    For
1.3  

Elect Director Gregory E. Abel

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Berkshire Hathaway Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Howard G. Buffett

   Mgmt    For    For    For
1.5  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1.6  

Elect Director Kenneth I. Chenault

   Mgmt    For    For    For
1.7  

Elect Director Susan L. Decker

   Mgmt    For    For    For
1.8  

Elect Director David S. Gottesman

   Mgmt    For    For    For
1.9  

Elect Director Charlotte Guyman

   Mgmt    For    For    For
1.10  

Elect Director Ajit Jain

   Mgmt    For    For    For
1.11  

Elect Director Thomas S. Murphy

   Mgmt    For    For    For
1.12  

Elect Director Ronald L. Olson

   Mgmt    For    For    For
1.13  

Elect Director Walter Scott, Jr.

   Mgmt    For    For    For
1.14  

Elect Director Meryl B. Witmer

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Adopt a Policy on Board Diversity

   SH    Against    Against    Against

GlaxoSmithKline Plc

 

Meeting Date:    05/06/2020   Country:    United Kingdom   Primary Security ID:    G3910J112
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    GSK
     Shares Voted:    768,499     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Elect Sir Jonathan Symonds as Director

   Mgmt    For    For    For
5  

Elect Charles Bancroft as Director

   Mgmt    For    For    For
6  

Re-elect Emma Walmsley as Director

   Mgmt    For    For    For
7  

Re-elect Vindi Banga as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

GlaxoSmithKline Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Re-elect Dr Hal Barron as Director

   Mgmt    For    For    For
9  

Re-elect Dr Vivienne Cox as Director

   Mgmt    For    For    For
10  

Re-elect Lynn Elsenhans as Director

   Mgmt    For    For    For
11  

Re-elect Dr Laurie Glimcher as Director

   Mgmt    For    For    For
12  

Re-elect Dr Jesse Goodman as Director

   Mgmt    For    For    For
13  

Re-elect Judy Lewent as Director

   Mgmt    For    For    For
14  

Re-elect Iain Mackay as Director

   Mgmt    For    For    For
15  

Re-elect Urs Rohner as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports

   Mgmt    For    Refer    For
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:   

718172109

Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    533,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1b  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Werner Geissler

   Mgmt    For    For    For
1d  

Elect Director Lisa A. Hook

   Mgmt    For    For    For
1e  

Elect Director Jennifer Li

   Mgmt    For    For    For
1f  

Elect Director Jun Makihara

   Mgmt    For    For    For
1g  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1h  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1i  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1j  

Elect Director Robert B. Polet

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers SA as Auditor

   Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:    05/07/2020   Country:    Canada   Primary Security ID:   

136385101

Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    CNQ
     Shares Voted:    1,131,991     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Catherine M. Best

   Mgmt    For    For    For
1.2  

Elect Director M. Elizabeth Cannon

   Mgmt    For    For    For
1.3  

Elect Director N. Murray Edwards

   Mgmt    For    For    For
1.4  

Elect Director Christopher L. Fong

   Mgmt    For    For    For
1.5  

Elect Director Gordon D. Giffin

   Mgmt    For    For    For
1.6  

Elect Director Wilfred A. Gobert

   Mgmt    For    For    For
1.7  

Elect Director Steve W. Laut

   Mgmt    For    For    For
1.8  

Elect Director Tim S. McKay

   Mgmt    For    For    For
1.9  

Elect Director Frank J. McKenna

   Mgmt    For    For    For
1.10  

Elect Director David A. Tuer

   Mgmt    For    For    For
1.11  

Elect Director Annette M. Verschuren

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Canadian Natural Resources Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Tractor Supply Company

 

Meeting Date:   

05/07/2020

  Country:    USA   Primary Security ID:   

892356106

Record Date:    03/10/2020   Meeting Type:    Annual   Ticker:   

TSCO

     Shares Voted:   

206,188

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cynthia T. Jamison

   Mgmt    For    For    For
1.2  

Elect Director Ricardo Cardenas

   Mgmt    For    For    For
1.3  

Elect Director Denise L. Jackson

   Mgmt    For    For    For
1.4  

Elect Director Thomas A. Kingsbury

   Mgmt    For    For    For
1.5  

Elect Director Ramkumar Krishnan

   Mgmt    For    For    For
1.6  

Elect Director George MacKenzie

   Mgmt    For    For    For
1.7  

Elect Director Edna K. Morris

   Mgmt    For    For    For
1.8  

Elect Director Mark J. Weikel

   Mgmt    For    For    For
1.9  

Elect Director Harry A. Lawton, III

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Verizon Communications Inc.

 

Meeting Date:   

05/07/2020

  Country:    USA   Primary Security ID:   

92343V104

Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:   

VZ

     Shares Voted:   

325,875

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Shellye L. Archambeau

   Mgmt    For    For    For
1.2  

Elect Director Mark T. Bertolini

   Mgmt    For    For    For
1.3  

Elect Director Vittorio Colao

   Mgmt    For    For    For
1.4  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
1.5  

Elect Director Clarence Otis, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Daniel H. Schulman

   Mgmt    For    For    For
1.7  

Elect Director Rodney E. Slater

   Mgmt    For    For    For
1.8  

Elect Director Hans E. Vestberg

   Mgmt    For    For    For
1.9  

Elect Director Gregory G. Weaver

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Eliminate Above-Market Earnings in Executive Retirement Plans

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
8  

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

   SH    Against    Refer    For

Zimmer Biomet Holdings, Inc.

 

Meeting Date:    05/08/2020   Country:    USA   Primary Security ID:    98956P102
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    ZBH
     Shares Voted:   

338,740

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Christopher B. Begley

   Mgmt    For    For    For
1b  

Elect Director Betsy J. Bernard

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Zimmer Biomet Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Gail K. Boudreaux

   Mgmt    For    For    For
1d  

Elect Director Michael J. Farrell

   Mgmt    For    For    For
1e  

Elect Director Larry C. Glasscock

   Mgmt    For    For    For
1f  

Elect Director Robert A. Hagemann

   Mgmt    For    For    For
1g  

Elect Director Bryan C. Hanson

   Mgmt    For    For    For
1h  

Elect Director Arthur J. Higgins

   Mgmt    For    For    For
1i  

Elect Director Maria Teresa Hilado

   Mgmt    For    For    For
1j  

Elect Director Syed Jafry

   Mgmt    For    For    For
1k  

Elect Director Michael W. Michelson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Fiserv, Inc.

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:   

337738108

Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:   

FISV

     Shares Voted:   

338,011

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frank J. Bisignano

   Mgmt    For    For    For
1.2  

Elect Director Alison Davis

   Mgmt    For    For    For
1.3  

Elect Director Henrique de Castro

   Mgmt    For    For    For
1.4  

Elect Director Harry F. DiSimone

   Mgmt    For    For    For
1.5  

Elect Director Dennis F. Lynch

   Mgmt    For    For    For
1.6  

Elect Director Heidi G. Miller

   Mgmt    For    For    For
1.7  

Elect Director Scott C. Nuttall

   Mgmt    For    For    For
1.8  

Elect Director Denis J. O’Leary

   Mgmt    For    For    For
1.9  

Elect Director Doyle R. Simons

   Mgmt    For    For    For
1.10  

Elect Director Jeffery W. Yabuki

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Fiserv, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    For    Against

Las Vegas Sands Corp.

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:   

517834107

Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    LVS
     Shares Voted:   

560,864

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sheldon G. Adelson

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Irwin Chafetz

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Micheline Chau

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Patrick Dumont

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Charles D. Forman

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Robert G. Goldstein

   Mgmt    For    Refer    Withhold
1.7  

Elect Director George Jamieson

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Charles A. Koppelman

   Mgmt    For    Refer    Withhold
1.9  

Elect Director Lewis Kramer

   Mgmt    For    Refer    Withhold
1.10  

Elect Director David F. Levi

   Mgmt    For    Refer    Withhold
1.11  

Elect Director Xuan Yan

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Union Pacific Corporation

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:   

907818108

Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:   

187,228

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director William J. DeLaney

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For
1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1h  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1i  

Elect Director Bhavesh V. Patel

   Mgmt    For    For    For
1j  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
1k  

Elect Director Christopher J. Williams

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Report on Climate Change

   SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/19/2020   Country:    USA   Primary Security ID:    46625H100
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:   

278,503

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1c  

Elect Director Todd A. Combs

   Mgmt    For    For    For
1d  

Elect Director James S. Crown

   Mgmt    For    For    For
1e  

Elect Director James Dimon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1g  

Elect Director Mellody Hobson

   Mgmt    For    For    For
1h  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1i  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1j  

Elect Director Virginia M. Rometty

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
4  

Require Independent Board Chair

   SH    Against    Refer    For
5  

Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production.

   SH    Against    Against    Against
6  

Report on Climate Change

   SH    Against    For    For
7  

Amend Shareholder Written Consent Provisions

   SH    Against    Refer    Against
8  

Report on Charitable Contributions

   SH    Against    Against    Against
9  

Report on Gender/Racial Pay Gap

   SH    Against    Against    Against

Knight-Swift Transportation Holdings Inc.

 

Meeting Date:    05/19/2020   Country:    USA   Primary Security ID:    499049104
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    KNX
     Shares Voted:   

494,433

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David Jackson

   Mgmt    For    For    For
1.2  

Elect Director Kevin Knight

   Mgmt    For    For    For
1.3  

Elect Director Roberta Roberts Shank

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
6  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Anthem, Inc.

 

Meeting Date:   

05/21/2020

  Country:    USA   Primary Security ID:    036752103
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    ANTM
     Shares Voted:   

109,966

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gail K. Boudreaux

   Mgmt    For    For    For
1.2  

Elect Director R. Kerry Clark

   Mgmt    For    For    For
1.3  

Elect Director Robert L. Dixon, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Elanco Animal Health Incorporated

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    28414H103
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    ELAN
     Shares Voted:   

463,774

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael J. Harrington

   Mgmt    For    Refer    Against
1b  

Elect Director Deborah T. Kochevar

   Mgmt    For    Refer    Against
1c  

Elect Director Kirk P. McDonald

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Cerner Corporation

 

Meeting Date:    05/22/2020   Country:    USA   Primary Security ID:    156782104
Record Date:    03/24/2020   Meeting Type:    Annual   Ticker:    CERN
     Shares Voted:   

476,087

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Julie L. Gerberding

   Mgmt    For    For    For
1b  

Elect Director Brent Shafer

   Mgmt    For    For    For
1c  

Elect Director William D. Zollars

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Amend Advance Notice Provisions

   Mgmt    For    Refer    For

Amazon.com, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    023135106
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:   

20,924

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1c  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1d  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For
1e  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   Mgmt    For    For    For
5  

Report on Management of Food Waste

   SH    Against    For    For
6  

Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services

   SH    Against    For    For
7  

Report on Potential Human Rights Impacts of Customers’ Use of Rekognition

   SH    Against    For    For
8  

Report on Products Promoting Hate Speech and Sales of Offensive Products

   SH    Against    For    For
9  

Require Independent Board Chairman

   SH    Against    Refer    Against
10  

Report on Global Median Gender/Racial Pay Gap

   SH    Against    Against    Against
11  

Report on Reducing Environmental and Health Harms to Communities of Color

   SH    Against    Against    Against
12  

Report on Viewpoint Discrimination

   SH    Against    Against    Against
13  

Report on Promotion Velocity

   SH    Against    Against    Against
14  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
15  

Human Rights Risk Assessment

   SH    Against    For    For
16  

Report on Lobbying Payments and Policy

   SH    Against    For    For

Chevron Corporation

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    166764100
Record Date:    03/30/2020   Meeting Type:    Annual   Ticker:    CVX
     Shares Voted:   

133,488

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Wanda M. Austin

   Mgmt    For    For    For
1b  

Elect Director John B. Frank

   Mgmt    For    For    For
1c  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1d  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1e  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Dambisa F. Moyo

   Mgmt    For    For    For
1g  

Elect Director Debra Reed-Klages

   Mgmt    For    For    For
1h  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1i  

Elect Director D. James Umpleby, III

   Mgmt    For    For    For
1j  

Elect Director Michael K. Wirth

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    For    For
5  

Establish Board Committee on Climate Risk

   SH    Against    Against    Against
6  

Report on Climate Lobbying Aligned with Paris Agreement Goals

   SH    Against    For    For
7  

Report on Petrochemical Risk

   SH    Against    For    For
8  

Report on Human Rights Practices

   SH    Against    Against    Against
9  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
10  

Require Independent Board Chair

   SH    Against    Refer    Against

Facebook, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:   

107,243

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peggy Alford

   Mgmt    For    For    For
1.2  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Andrew W. Houston

   Mgmt    For    For    For
1.4  

Elect Director Nancy Killefer

   Mgmt    For    For    For
1.5  

Elect Director Robert M. Kimmitt

   Mgmt    For    For    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    For    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Facebook, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8  

Elect Director Tracey T. Travis

   Mgmt    For    For    For
1.9  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Non-Employee Director Compensation Policy

   Mgmt    For    Refer    Against
4  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
5  

Require Independent Board Chair

   SH    Against    Refer    For
6  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
7  

Report on Political Advertising

   SH    Against    For    For
8  

Require Independent Director Nominee with Human and/or Civil Rights Experience

   SH    Against    Against    Against
9  

Report on Civil and Human Rights Risk Assessment

   SH    Against    Against    Against
10  

Report on Online Child Sexual Exploitation

   SH    Against    For    For
11  

Report on Median Gender/Racial Pay Gap

   SH    Against    Against    Against

IPG Photonics Corporation

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:    44980X109
Record Date:    04/01/2020   Meeting Type:    Annual   Ticker:    IPGP
     Shares Voted:    189,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Valentin P. Gapontsev

   Mgmt    For    For    For
1.2  

Elect Director Eugene A. Scherbakov

   Mgmt    For    For    For
1.3  

Elect Director Igor Samartsev

   Mgmt    For    For    For
1.4  

Elect Director Michael C. Child

   Mgmt    For    For    For
1.5  

Elect Director Gregory P. Dougherty

   Mgmt    For    For    For
1.6  

Elect Director Catherine P. Lego

   Mgmt    For    For    For
1.7  

Elect Director Eric Meurice

   Mgmt    For    For    For
1.8  

Elect Director John R. Peeler

   Mgmt    For    For    For
1.9  

Elect Director Thomas J. Seifert

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

IPG Photonics Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Management Team Diversity

   SH    Against    For    For

Lowe’s Companies, Inc.

 

Meeting Date:    05/29/2020   Country:    USA   Primary Security ID:    548661107
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    LOW
     Shares Voted:    375,732     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Raul Alvarez

   Mgmt    For    For    For
1.2  

Elect Director David H. Batchelder

   Mgmt    For    For    For
1.3  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1.4  

Elect Director Sandra B. Cochran

   Mgmt    For    For    For
1.5  

Elect Director Laurie Z. Douglas

   Mgmt    For    For    For
1.6  

Elect Director Richard W. Dreiling

   Mgmt    For    For    For
1.7  

Elect Director Marvin R. Ellison

   Mgmt    For    For    For
1.8  

Elect Director Brian C. Rogers

   Mgmt    For    For    For
1.9  

Elect Director Bertram L. Scott

   Mgmt    For    For    For
1.10  

Elect Director Lisa W. Wardell

   Mgmt    For    For    For
1.11  

Elect Director Eric C. Wiseman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   Mgmt    For    For    For
5  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

LyondellBasell Industries N.V.

 

Meeting Date:    05/29/2020   Country:    Netherlands   Primary Security ID:    N53745100
Record Date:    05/01/2020   Meeting Type:    Annual   Ticker:    LYB
     Shares Voted:    110,886     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Jacques Aigrain

   Mgmt    For    For    For
1b  

Elect Director Lincoln Benet

   Mgmt    For    For    For
1c  

Elect Director Jagjeet (Jeet) Bindra

   Mgmt    For    For    For
1d  

Elect Director Robin Buchanan

   Mgmt    For    For    For
1e  

Elect Director Stephen Cooper

   Mgmt    For    For    For
1f  

Elect Director Nance Dicciani

   Mgmt    For    For    For
1g  

Elect Director Claire Farley

   Mgmt    For    For    For
1h  

Elect Director Isabella (Bella) Goren

   Mgmt    For    For    For
1i  

Elect Director Michael Hanley

   Mgmt    For    For    For
1j  

Elect Director Albert Manifold

   Mgmt    For    For    For
1k  

Elect Director Bhavesh (Bob) Patel

   Mgmt    For    For    For
2  

Approve Discharge of the Members of the Board of Directors

   Mgmt    For    For    For
3  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers Accountants N.V. as Auditors

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
7  

Approve Dividends of USD 4.20 Per Share

   Mgmt    For    For    For
8  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
9  

Approve Cancellation of Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Cognizant Technology Solutions Corporation

 

Meeting Date:    06/02/2020   Country:    USA   Primary Security ID:    192446102
Record Date:    04/06/2020   Meeting Type:    Annual   Ticker:    CTSH
     Shares Voted:    316,051     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Zein Abdalla

   Mgmt    For    For    For
1b  

Elect Director Vinita Bali

   Mgmt    For    For    For
1c  

Elect Director Maureen Breakiron-Evans

   Mgmt    For    For    For
1d  

Elect Director Archana Deskus

   Mgmt    For    For    For
1e  

Elect Director John M. Dineen

   Mgmt    For    For    For
1f  

Elect Director John N. Fox, Jr.

   Mgmt    For    For    For
1g  

Elect Director Brian Humphries

   Mgmt    For    For    For
1h  

Elect Director Leo S. Mackay, Jr.

   Mgmt    For    For    For
1i  

Elect Director Michael Patsalos-Fox

   Mgmt    For    For    For
1j  

Elect Director Joseph M. Velli

   Mgmt    For    For    For
1k  

Elect Director Sandra S. Wijnberg

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For

Alphabet Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/07/2020   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    9,038     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Sundar Pichai

   Mgmt    For    For    For
1.4  

Elect Director John L. Hennessy

   Mgmt    For    For    For
1.5  

Elect Director Frances H. Arnold

   Mgmt    For    For    For
1.6  

Elect Director L. John Doerr

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.7  

Elect Director Roger W. Ferguson Jr.

   Mgmt    For    For    For
1.8  

Elect Director Ann Mather

   Mgmt    For    For    For
1.9  

Elect Director Alan R. Mulally

   Mgmt    For    Withhold    For
1.10  

Elect Director K. Ram Shiram

   Mgmt    For    Refer    For
1.11  

Elect Director Robin L. Washington

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Against    Against
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
6  

Report on Arbitration of Employment-Related Claims

   SH    Against    For    For
7  

Establish Human Rights Risk Oversight Committee

   SH    Against    For    For
8  

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

   SH    Against    Refer    Against
9  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
10  

Report on Takedown Requests

   SH    Against    For    For
11  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
12  

Report on Gender/Racial Pay Gap

   SH    Against    Against    Against
13  

Require Independent Director Nominee with Human and/or Civil Rights Experience

   SH    Against    For    For
14  

Report on Whistleblower Policies and Practices

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Hess Corporationa

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    42809H107
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    HES
     Shares Voted:    454,074     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Terrence J. Checki

   Mgmt    For    For    For
1b  

Elect Director Leonard S. Coleman, Jr.

   Mgmt    For    For    For
1c  

Elect Director Joaquin Duato

   Mgmt    For    For    For
1d  

Elect Director John B. Hess

   Mgmt    For    For    For
1e  

Elect Director Edith E. Holiday

   Mgmt    For    For    For
1f  

Elect Director Marc S. Lipschultz

   Mgmt    For    For    For
1g  

Elect Director David McManus

   Mgmt    For    For    For
1h  

Elect Director Kevin O. Meyers

   Mgmt    For    For    For
1i  

Elect Director James H. Quigley

   Mgmt    For    For    For
1j  

Elect Director William G. Schrader

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Autodesk, Inc.

 

Meeting Date:    06/18/2020   Country:    USA   Primary Security ID:    052769106
Record Date:    04/22/2020   Meeting Type:    Annual   Ticker:    ADSK
     Shares Voted:    246,116     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Andrew Anagnost

   Mgmt    For    For    For
1b  

Elect Director Karen Blasing

   Mgmt    For    For    For
1c  

Elect Director Reid French

   Mgmt    For    For    For
1d  

Elect Director Ayanna Howard

   Mgmt    For    For    For
1e  

Elect Director Blake Irving

   Mgmt    For    For    For
1f  

Elect Director Mary T. McDowell

   Mgmt    For    For    For
1g  

Elect Director Stephen Milligan

   Mgmt    For    For    For
1h  

Elect Director Lorrie M. Norrington

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Autodesk, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1i  

Elect Director Betsy Rafael

   Mgmt    For    For    For
1j  

Elect Director Stacy J. Smith

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


IVY CORE EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

Alibaba Group Holding Limited

 

Meeting Date:    07/15/2019   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    06/07/2019   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    393,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Share Subdivision

   Mgmt    For    For    For
2.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
2.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For
2.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
2.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For

Constellation Brands, Inc.

 

Meeting Date:    07/16/2019   Country:    USA   Primary Security ID:    21036P108
Record Date:    05/17/2019   Meeting Type:    Annual   Ticker:    STZ
     Shares Voted:    102,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jennifer M. Daniels

   Mgmt    For    For    For
1.2  

Elect Director Jerry Fowden

   Mgmt    For    For    For
1.3  

Elect Director Ernesto M. Hernandez

   Mgmt    For    For    For
1.4  

Elect Director Susan Somersille Johnson

   Mgmt    For    For    For
1.5  

Elect Director James A. Locke, III

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Daniel J. McCarthy

   Mgmt    For    Refer    Withhold
1.7  

Elect Director William A. Newlands

   Mgmt    For    For    For
1.8  

Elect Director Richard Sands

   Mgmt    For    For    For
1.9  

Elect Director Robert Sands

   Mgmt    For    For    For
1.10  

Elect Director Judy A. Schmeling

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Constellation Brands, Inc.    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

LyondellBasell Industries N.V.    

 

Meeting Date:    09/12/2019   Country:    Netherlands   Primary Security ID:    N53745100
Record Date:    08/15/2019   Meeting Type:    Special   Ticker:    LYB
     Shares Voted:    757,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
2  

Approve the Cancellation of Shares

   Mgmt    For    For    For

Take-Two Interactive Software, Inc.    

 

Meeting Date:    09/18/2019   Country:    USA   Primary Security ID:   

874054109

Record Date:    07/22/2019   Meeting Type:    Annual   Ticker:    TTWO
     Shares Voted:    659,904     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Strauss Zelnick

   Mgmt    For    For    For
1.2  

Elect Director Michael Dornemann

   Mgmt    For    For    For
1.3  

Elect Director J Moses

   Mgmt    For    For    For
1.4  

Elect Director Michael Sheresky

   Mgmt    For    For    For
1.5  

Elect Director LaVerne Srinivasan

   Mgmt    For    For    For
1.6  

Elect Director Susan Tolson

   Mgmt    For    For    For
1.7  

Elect Director Paul Viera

   Mgmt    For    For    For
1.8  

Elect Director Roland Hernandez

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

NIKE, Inc.    

 

Meeting Date:    09/19/2019   Country:    USA   Primary Security ID:   

654106103

Record Date:    07/19/2019   Meeting Type:    Annual   Ticker:    NKE
     Shares Voted:    922,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alan B. Graf, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1.3  

Elect Director Michelle A. Peluso

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Microsoft Corporation    

 

Meeting Date:    12/04/2019   Country:    USA   Primary Security ID:   

594918104

Record Date:    10/08/2019   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    1,854,654     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.2  

Elect Director Reid G. Hoffman

   Mgmt    For    For    For
1.3  

Elect Director Hugh F. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.5  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.6  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.7  

Elect Director Penny S. Pritzker

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director Arne M. Sorenson

   Mgmt    For    For    For
1.10  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.11  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.12  

Elect Director Emma N. Walmsley

   Mgmt    For    For    For
1.13  

Elect Director Padmasree Warrior

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Employee Representation on the Board of Directors

   SH    Against    Refer    Against
5  

Report on Gender Pay Gap

   SH    Against    Against    Against

Cisco Systems, Inc.    

 

Meeting Date:    12/10/2019   Country:    USA   Primary Security ID:   

17275R102

Record Date:    10/11/2019   Meeting Type:    Annual   Ticker:    CSCO
     Shares Voted:    1,211,042     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1b  

Elect Director Wesley G. Bush

   Mgmt    For    For    For
1c  

Elect Director Michael D. Capellas

   Mgmt    For    For    For
1d  

Elect Director Mark Garrett

   Mgmt    For    For    For
1e  

Elect Director Kristina M. Johnson

   Mgmt    For    For    For
1f  

Elect Director Roderick C. McGeary

   Mgmt    For    For    For
1g  

Elect Director Charles H. Robbins

   Mgmt    For    For    For
1h  

Elect Director Arun Sarin

   Mgmt    For    For    For
1i  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1j  

Elect Director Carol B. Tome

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

AutoZone, Inc.    

 

Meeting Date:    12/18/2019   Country:    USA   Primary Security ID:   

053332102

Record Date:    10/21/2019   Meeting Type:    Annual   Ticker:    AZO
     Shares Voted:    86,094     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas H. Brooks

   Mgmt    For    For    For
1.2  

Elect Director Linda A. Goodspeed

   Mgmt    For    For    For
1.3  

Elect Director Earl G. Graves, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Enderson Guimaraes

   Mgmt    For    For    For
1.5  

Elect Director Michael M. Calbert

   Mgmt    For    For    For
1.6  

Elect Director D. Bryan Jordan

   Mgmt    For    For    For
1.7  

Elect Director Gale V. King

   Mgmt    For    For    For
1.8  

Elect Director George R. Mrkonic, Jr.

   Mgmt    For    For    For
1.9  

Elect Director William C. Rhodes, III

   Mgmt    For    For    For
1.10  

Elect Director Jill A. Soltau

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Costco Wholesale Corporation    

 

Meeting Date:    01/22/2020   Country:    USA   Primary Security ID:   

22160K105

Record Date:    11/18/2019   Meeting Type:    Annual   Ticker:    COST
     Shares Voted:    241,844     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan L. Decker

   Mgmt    For    For    For
1.2  

Elect Director Richard A. Galanti

   Mgmt    For    For    For
1.3  

Elect Director Sally Jewell

   Mgmt    For    For    For
1.4  

Elect Director Charles T. Munger

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
5  

Disclose Board Diversity and Qualifications Matrix

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Visa Inc.    

 

Meeting Date:    01/28/2020   Country:    USA   Primary Security ID:   

92826C839

Record Date:    11/29/2019   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    340,225     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    Refer    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director Ramon L. Laguarta

   Mgmt    For    For    For
1f  

Elect Director John F. Lundgren

   Mgmt    For    For    For
1g  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1h  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
1i  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1j  

Elect Director John A. C. Swainson

   Mgmt    For    For    For
1k  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Aon plc    

 

Meeting Date:    02/04/2020   Country:    United Kingdom   Primary Security ID:    G0408V102
Record Date:    01/31/2020   Meeting Type:    Special   Ticker:    AON
     Shares Voted:    334,820     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For
2  

Approve Reduction of Share Capital and Creation of Distributable Profits

   Mgmt    For    For    For
3  

Approve Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares

   Mgmt    For    Refer    For
4  

Approve Delisting of Shares from the New York Stock Exchange

   Mgmt    For    For    For
5  

Adjourn Meeting

   Mgmt    For    Refer    For

Aon plc

 

Meeting Date:    02/04/2020   Country:    United Kingdom   Primary Security ID:    G0408V102
Record Date:    01/31/2020   Meeting Type:    Court   Ticker:    AON
     Shares Voted:    334,820     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For

Apple Inc.    

 

Meeting Date:    02/26/2020   Country:    USA   Primary Security ID:    037833100
Record Date:    01/02/2020   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    540,324     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director James Bell

   Mgmt    For    For    For
1b  

Elect Director Tim Cook

   Mgmt    For    For    For
1c  

Elect Director Al Gore

   Mgmt    For    For    For
1d  

Elect Director Andrea Jung

   Mgmt    For    For    For
1e  

Elect Director Art Levinson

   Mgmt    For    For    For
1f  

Elect Director Ron Sugar

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Apple Inc.    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access Amendments

   SH    Against    Against    Against
5  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
6  

Report on Freedom of Expression and Access to Information Policies

   SH    Against    Against    Against

Analog Devices, Inc.    

 

Meeting Date:    03/11/2020   Country:    USA   Primary Security ID:    032654105
Record Date:    01/06/2020   Meeting Type:    Annual   Ticker:    ADI
     Shares Voted:    717,829     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ray Stata

   Mgmt    For    For    For
1b  

Elect Director Vincent Roche

   Mgmt    For    For    For
1c  

Elect Director James A. Champy

   Mgmt    For    For    For
1d  

Elect Director Anantha P. Chandrakasan

   Mgmt    For    For    For
1e  

Elect Director Bruce R. Evans

   Mgmt    For    For    For
1f  

Elect Director Edward H. Frank

   Mgmt    For    For    For
1g  

Elect Director Karen M. Golz

   Mgmt    For    For    For
1h  

Elect Director Mark M. Little

   Mgmt    For    For    For
1i  

Elect Director Kenton J. Sicchitano

   Mgmt    For    For    For
1j  

Elect Director Susie Wee

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

TE Connectivity Ltd.    

 

Meeting Date:    03/11/2020   Country:    Switzerland   Primary Security ID:    H84989104
Record Date:    02/20/2020   Meeting Type:    Annual   Ticker:    TEL
     Shares Voted:    1,096,129     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Pierre R. Brondeau

   Mgmt    For    For    For
1b  

Elect Director Terrence R. Curtin

   Mgmt    For    For    For
1c  

Elect Director Carol A. (‘John’) Davidson

   Mgmt    For    For    For
1d  

Elect Director Lynn A. Dugle

   Mgmt    For    For    For
1e  

Elect Director William A. Jeffrey

   Mgmt    For    For    For
1f  

Elect Director David M. Kerko

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Lynch

   Mgmt    For    For    For
1h  

Elect Director Yong Nam

   Mgmt    For    For    For
1i  

Elect Director Daniel J. Phelan

   Mgmt    For    For    For
1j  

Elect Director Abhijit Y. Talwalkar

   Mgmt    For    For    For
1k  

Elect Director Mark C. Trudeau

   Mgmt    For    For    For
1l  

Elect Director Dawn C. Willoughby

   Mgmt    For    For    For
1m  

Elect Director Laura H. Wright

   Mgmt    For    For    For
2  

Elect Board Chairman Thomas J. Lynch

   Mgmt    For    For    For
3a  

Elect Daniel J. Phelan as Member of Management Development and Compensation Committee

   Mgmt    For    For    For
3b  

Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee

   Mgmt    For    For    For
3c  

Elect Mark C. Trudeau as Member of Management Development and Compensation Committee

   Mgmt    For    For    For
3d  

Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee

   Mgmt    For    For    For
4  

Designate Rene Schwarzenbach as Independent Proxy

   Mgmt    For    For    For
5.1  

Accept Annual Report for Fiscal Year Ended September 27, 2019

   Mgmt    For    For    For
5.2  

Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2019

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

TE Connectivity Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.3  

Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2019

   Mgmt    For    For    For
6  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
7.1  

Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020

   Mgmt    For    For    For
7.2  

Ratify Deloitte AG as Swiss Registered Auditors

   Mgmt    For    For    For
7.3  

Ratify PricewaterhouseCoopers AG as Special Auditors

   Mgmt    For    For    For
8  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
9  

Approve the Increase in Maximum Aggregate Remuneration of Executive Management

   Mgmt    For    Refer    For
10  

Approve the Increase in Maximum Aggregate Remuneration of Board of Directors

   Mgmt    For    Refer    For
11  

Approve Allocation of Available Earnings at September 27, 2019

   Mgmt    For    For    For
12  

Approve Declaration of Dividend

   Mgmt    For    For    For
13  

Amend Articles of Association Re: Authorized Capital

   Mgmt    For    Refer    For
14  

Approve Reduction of Share Capital

   Mgmt    For    For    For
15  

Adjourn Meeting

   Mgmt    For    Refer    For

The Walt Disney Company    

 

Meeting Date:    03/11/2020   Country:    USA   Primary Security ID:   

254687106

Record Date:    01/13/2020   Meeting Type:    Annual   Ticker:    DIS
     Shares Voted:    568,268     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan E. Arnold

   Mgmt    For    For    For
1b  

Elect Director Mary T. Barra

   Mgmt    For    For    For
1c  

Elect Director Safra A. Catz

   Mgmt    For    For    For
1d  

Elect Director Francis A. deSouza

   Mgmt    For    For    For
1e  

Elect Director Michael B.G. Froman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

The Walt Disney Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Robert A. Iger

   Mgmt    For    For    For
1g  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1h  

Elect Director Mark G. Parker

   Mgmt    For    For    For
1i  

Elect Director Derica W. Rice

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Citigroup Inc.

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:   

172967424

Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    1,605,641     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Grace E. Dailey

   Mgmt    For    For    For
1d  

Elect Director Barbara J. Desoer

   Mgmt    For    For    For
1e  

Elect Director John C. Dugan

   Mgmt    For    For    For
1f  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1g  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1h  

Elect Director S. Leslie Ireland

   Mgmt    For    For    For
1i  

Elect Director Lew W. (Jay) Jacobs, IV

   Mgmt    For    For    For
1j  

Elect Director Renee J. James

   Mgmt    For    For    For
1k  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1l  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1m  

Elect Director James S. Turley

   Mgmt    For    For    For
1n  

Elect Director Deborah C. Wright

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1o  

Elect Director Alexander R. Wynaendts

   Mgmt    For    For    For
1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Proxy Access Right

   SH    Against    Against    Against
6  

Review on Governance Documents

   SH    Against    Refer    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

The Sherwin-Williams Company

 

Meeting Date:    04/22/2020   Country:    USA   Primary Security ID:   

824348106

Record Date:    02/27/2020   Meeting Type:    Annual   Ticker:    SHW
     Shares Voted:    108,997     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kerrii B. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Arthur F. Anton

   Mgmt    For    For    For
1.3  

Elect Director Jeff M. Fettig

   Mgmt    For    For    For
1.4  

Elect Director Richard J. Kramer

   Mgmt    For    For    For
1.5  

Elect Director Susan J. Kropf

   Mgmt    For    For    For
1.6  

Elect Director John G. Morikis

   Mgmt    For    For    For
1.7  

Elect Director Christine A. Poon

   Mgmt    For    For    For
1.8  

Elect Director Michael H. Thaman

   Mgmt    For    For    For
1.9  

Elect Director Matthew Thornton, III

   Mgmt    For    For    For
1.10  

Elect Director Steven H. Wunning

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Aptiv PLC

 

Meeting Date:    04/23/2020   Country:    Jersey   Primary Security ID:    G6095L109
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    APTV
     Shares Voted:    879,313     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Kevin P. Clark

   Mgmt    For    For    For
2  

Elect Director Nancy E. Cooper

   Mgmt    For    For    For
3  

Elect Director Nicholas M. Donofrio

   Mgmt    For    For    For
4  

Elect Director Rajiv L. Gupta

   Mgmt    For    For    For
5  

Elect Director Joseph L. Hooley

   Mgmt    For    For    For
6  

Elect Director Sean O. Mahoney

   Mgmt    For    For    For
7  

Elect Director Paul M. Meister

   Mgmt    For    For    For
8  

Elect Director Robert K. Ortberg

   Mgmt    For    For    For
9  

Elect Director Colin J. Parris

   Mgmt    For    For    For
10  

Elect Director Ana G. Pinczuk

   Mgmt    For    For    For
11  

Elect Director Lawrence A. Zimmerman

   Mgmt    For    For    For
12  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
13  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:   

539830109

Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    248,184     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1.2  

Elect Director David B. Burritt

   Mgmt    For    For    For
1.3  

Elect Director Bruce A. Carlson

   Mgmt    For    For    For
1.4  

Elect Director Joseph F. Dunford, Jr.

   Mgmt    For    For    For
1.5  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Lockheed Martin Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Thomas J. Falk

   Mgmt    For    For    For
1.7  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1.8  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1.9  

Elect Director Vicki A. Hollub

   Mgmt    For    For    For
1.10  

Elect Director Jeh C. Johnson

   Mgmt    For    For    For
1.11  

Elect Director Debra L. Reed-Klages

   Mgmt    For    For    For
1.12  

Elect Director James D. Taiclet, Jr.

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For

Texas Instruments Incorporated

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    882508104
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    TXN
     Shares Voted:    505,089     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mark A. Blinn

   Mgmt    For    For    For
1b  

Elect Director Todd M. Bluedorn

   Mgmt    For    For    For
1c  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1d  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1e  

Elect Director Martin S. Craighead

   Mgmt    For    For    For
1f  

Elect Director Jean M. Hobby

   Mgmt    For    For    For
1g  

Elect Director Michael D. Hsu

   Mgmt    For    For    For
1h  

Elect Director Ronald Kirk

   Mgmt    For    For    For
1i  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1j  

Elect Director Robert E. Sanchez

   Mgmt    For    For    For
1k  

Elect Director Richard k. Templeton

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Texas Instruments Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

The Boeing Company

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:    097023105
Record Date:    02/27/2020   Meeting Type:    Annual   Ticker:    BA
     Shares Voted:    80,322     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert A. Bradway

   Mgmt    For    For    For
1b  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1c  

Elect Director Arthur D. Collins, Jr.

   Mgmt    For    Refer    Against
1d  

Elect Director Edmund P. Giambastiani, Jr.

   Mgmt    For    Refer    Against
1e  

Elect Director Lynn J. Good

   Mgmt    For    For    For
1f  

Elect Director Nikki R. Haley - Withdrawn Resolution

   Mgmt
1g  

Elect Director Akhil Johri

   Mgmt    For    For    For
1h  

Elect Director Lawrence W. Kellner

   Mgmt    For    Refer    For
1i  

Elect Director Caroline B. Kennedy

   Mgmt    For    For    For
1j  

Elect Director Steven M. Mollenkopf

   Mgmt    For    For    For
1k  

Elect Director John M. Richardson

   Mgmt    For    For    For
1l  

Elect Director Susan C. Schwab

   Mgmt    For    Refer    Against
1m  

Elect Director Ronald A. Williams

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Require Director Nominee Qualifications

   SH    Against    Refer    Against
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Require Independent Board Chairman

   SH    Against    Refer    For
7  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

The Boeing Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against
9  

Increase Disclosure of Compensation Adjustments

   SH    Against    Refer    Against

Charter Communications, Inc.

 

Meeting Date:    04/28/2020   Country:    USA   Primary Security ID:   

16119P108

Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:    CHTR
     Shares Voted:    42,901     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director W. Lance Conn

   Mgmt    For    For    For
1b  

Elect Director Kim C. Goodman

   Mgmt    For    For    For
1c  

Elect Director Craig A. Jacobson

   Mgmt    For    For    For
1d  

Elect Director Gregory B. Maffei

   Mgmt    For    Refer    For
1e  

Elect Director John D. Markley, Jr.

   Mgmt    For    For    For
1f  

Elect Director David C. Merritt

   Mgmt    For    For    For
1g  

Elect Director James E. Meyer

   Mgmt    For    For    For
1h  

Elect Director Steven A. Miron

   Mgmt    For    Refer    For
1i  

Elect Director Balan Nair

   Mgmt    For    For    For
1j  

Elect Director Michael A. Newhouse

   Mgmt    For    For    For
1k  

Elect Director Mauricio Ramos

   Mgmt    For    For    For
1l  

Elect Director Thomas M. Rutledge

   Mgmt    For    For    For
1m  

Elect Director Eric L. Zinterhofer

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Eli Lilly and Company

 

Meeting Date:    05/04/2020   Country:    USA   Primary Security ID:   

532457108

Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    LLY
     Shares Voted:    433,123     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Eskew

   Mgmt    For    Refer    Against
1b  

Elect Director William G. Kaelin, Jr.

   Mgmt    For    For    For
1c  

Elect Director David A. Ricks

   Mgmt    For    For    For
1d  

Elect Director Marschall S. Runge

   Mgmt    For    For    For
1e  

Elect Director Karen Walker

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Eliminate Supermajority Voting Provisions

   Mgmt    For    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Report on Forced Swim Test

   SH    Against    Against    Against
8  

Require Independent Board Chairman

   SH    Against    Refer    For
9  

Disclose Board Matrix Including Ideological Perspectives

   SH    Against    Refer    Against
10  

Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements

   SH    Against    Against    Against
11  

Adopt Policy on Bonus Banking

   SH    Against    Refer    Against
12  

Clawback Disclosure of Recoupment Activity from Senior Officers

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Danaher Corporation

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:   

235851102

Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    DHR
     Shares Voted:    504,747     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Linda Hefner Filler

   Mgmt    For    For    For
1.2  

Elect Director Thomas P. Joyce, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Teri List-Stoll

   Mgmt    For    Refer    For
1.4  

Elect Director Walter G. Lohr, Jr.

   Mgmt    For    Refer    For
1.5  

Elect Director Jessica L. Mega

   Mgmt    For    For    For
1.6  

Elect Director Pardis C. Sabeti

   Mgmt    For    For    For
1.7  

Elect Director Mitchell P. Rales

   Mgmt    For    For    For
1.8  

Elect Director Steven M. Rales

   Mgmt    For    For    For
1.9  

Elect Director John T. Schwieters

   Mgmt    For    Refer    For
1.10  

Elect Director Alan G. Spoon

   Mgmt    For    For    For
1.11  

Elect Director Raymond C. Stevens

   Mgmt    For    For    For
1.12  

Elect Director Elias A. Zerhouni

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Phillips 66    

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:   

718546104

Record Date:    03/11/2020   Meeting Type:    Annual   Ticker:    PSX
     Shares Voted:    481,039     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Charles M. Holley

   Mgmt    For    For    For
1b  

Elect Director Glenn F. Tilton

   Mgmt    For    For    For
1c  

Elect Director Marna C. Whittington

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Risks of Gulf Coast Petrochemical Investments

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

United Rentals, Inc.

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    911363109
Record Date:    03/10/2020   Meeting Type:    Annual   Ticker:    URI
     Shares Voted:    392,350     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jose B. Alvarez

   Mgmt    For    For    For
1.2  

Elect Director Marc A. Bruno

   Mgmt    For    For    For
1.3  

Elect Director Matthew J. Flannery

   Mgmt    For    For    For
1.4  

Elect Director Bobby J. Griffin

   Mgmt    For    For    For
1.5  

Elect Director Kim Harris Jones

   Mgmt    For    For    For
1.6  

Elect Director Terri L. Kelly

   Mgmt    For    For    For
1.7  

Elect Director Michael J. Kneeland

   Mgmt    For    For    For
1.8  

Elect Director Gracia C. Martore

   Mgmt    For    For    For
1.9  

Elect Director Filippo Passerini

   Mgmt    For    For    For
1.10  

Elect Director Donald C. Roof

   Mgmt    For    For    For
1.11  

Elect Director Shiv Singh

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   Mgmt    For    For    For
5  

Require Shareholder Approval of Bylaw

   SH    Against    Refer    Against
 

Amendments Adopted by the Board of Directors

           

Verizon Communications Inc.

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    92343V104
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    VZ
     Shares Voted:    563,769     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Shellye L. Archambeau

   Mgmt    For    For    For
1.2  

Elect Director Mark T. Bertolini

   Mgmt    For    For    For
1.3  

Elect Director Vittorio Colao

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Verizon Communications Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
1.5  

Elect Director Clarence Otis, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Daniel H. Schulman

   Mgmt    For    For    For
1.7  

Elect Director Rodney E. Slater

   Mgmt    For    For    For
1.8  

Elect Director Hans E. Vestberg

   Mgmt    For    For    For
1.9  

Elect Director Gregory G. Weaver

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Eliminate Above-Market Earnings in Executive Retirement Plans

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
8  

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

   SH    Against    Refer    For

The Progressive Corporation

 

Meeting Date:    05/08/2020   Country:    USA   Primary Security ID:    743315103
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    PGR
     Shares Voted:    1,002,555     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Philip Bleser

   Mgmt    For    For    For
1b  

Elect Director Stuart B. Burgdoerfer

   Mgmt    For    For    For
1c  

Elect Director Pamela J. Craig

   Mgmt    For    For    For
1d  

Elect Director Charles A. Davis

   Mgmt    For    For    For
1e  

Elect Director Roger N. Farah

   Mgmt    For    For    For
1f  

Elect Director Lawton W. Fitt

   Mgmt    For    For    For
1g  

Elect Director Susan Patricia Griffith

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

The Progressive Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Jeffrey D. Kelly

   Mgmt    For    For    For
1i  

Elect Director Patrick H. Nettles

   Mgmt    For    For    For
1j  

Elect Director Barbara R. Snyder

   Mgmt    For    For    For
1k  

Elect Director Jan E. Tighe

   Mgmt    For    For    For
1l  

Elect Director Kahina Van Dyke

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For

Zimmer Biomet Holdings, Inc.

 

Meeting Date:    05/08/2020   Country:    USA   Primary Security ID:    98956P102
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    ZBH
     Shares Voted:    665,972     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Christopher B. Begley

   Mgmt    For    For    For
1b  

Elect Director Betsy J. Bernard

   Mgmt    For    For    For
1c  

Elect Director Gail K. Boudreaux

   Mgmt    For    For    For
1d  

Elect Director Michael J. Farrell

   Mgmt    For    For    For
1e  

Elect Director Larry C. Glasscock

   Mgmt    For    For    For
1f  

Elect Director Robert A. Hagemann

   Mgmt    For    For    For
1g  

Elect Director Bryan C. Hanson

   Mgmt    For    For    For
1h  

Elect Director Arthur J. Higgins

   Mgmt    For    For    For
1i  

Elect Director Maria Teresa Hilado

   Mgmt    For    For    For
1j  

Elect Director Syed Jafry

   Mgmt    For    For    For
1k  

Elect Director Michael W. Michelson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Motorola Solutions, Inc.

 

Meeting Date:    05/11/2020   Country:    USA   Primary Security ID:    620076307
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    MSI
     Shares Voted:    399,376     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory Q. Brown

   Mgmt    For    For    For
1b  

Elect Director Kenneth D. Denman

   Mgmt    For    For    For
1c  

Elect Director Egon P. Durban

   Mgmt    For    Refer    Against
1d  

Elect Director Clayton M. Jones

   Mgmt    For    For    For
1e  

Elect Director Judy C. Lewent

   Mgmt    For    For    For
1f  

Elect Director Gregory K. Mondre

   Mgmt    For    Refer    Against
1g  

Elect Director Anne R. Pramaggiore

   Mgmt    For    For    For
1h  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    Against    Against

S&P Global Inc.

 

Meeting Date:    05/13/2020   Country:    USA   Primary Security ID:    78409V104
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    SPGI
     Shares Voted:    283,124     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marco Alvera

   Mgmt    For    For    For
1.2  

Elect Director William J. Amelio

   Mgmt    For    For    For
1.3  

Elect Director William D. Green

   Mgmt    For    For    For
1.4  

Elect Director Charles E. Haldeman, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Stephanie C. Hill

   Mgmt    For    For    For
1.6  

Elect Director Rebecca J. Jacoby

   Mgmt    For    For    For
1.7  

Elect Director Monique F. Leroux

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

S&P Global Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8  

Elect Director Maria R. Morris

   Mgmt    For    For    For
1.9  

Elect Director Douglas L. Peterson

   Mgmt    For    For    For
1.10  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1.11  

Elect Director Kurt L. Schmoke

   Mgmt    For    For    For
1.12  

Elect Director Richard E. Thornburgh

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

CVS Health Corporation

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    126650100
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    CVS
     Shares Voted:    720,626     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Fernando Aguirre

   Mgmt    For    For    For
1b  

Elect Director C. David Brown, II

   Mgmt    For    For    For
1c  

Elect Director Alecia A. DeCoudreaux

   Mgmt    For    For    For
1d  

Elect Director Nancy-Ann M. DeParle

   Mgmt    For    For    For
1e  

Elect Director David W. Dorman

   Mgmt    For    For    For
1f  

Elect Director Roger N. Farah

   Mgmt    For    For    For
1g  

Elect Director Anne M. Finucane

   Mgmt    For    For    For
1h  

Elect Director Edward J. Ludwig

   Mgmt    For    For    For
1i  

Elect Director Larry J. Merlo

   Mgmt    For    For    For
1j  

Elect Director Jean-Pierre Millon

   Mgmt    For    For    For
1k  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
1l  

Elect Director William C. Weldon

   Mgmt    For    For    For
1m  

Elect Director Tony L. White

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Amend Shareholder Written Consent Provisions

   SH    Against    Refer    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    Against

Fiserv, Inc.

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    337738108
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    FISV
     Shares Voted:    720,736     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frank J. Bisignano

   Mgmt    For    For    For
1.2  

Elect Director Alison Davis

   Mgmt    For    For    For
1.3  

Elect Director Henrique de Castro

   Mgmt    For    For    For
1.4  

Elect Director Harry F. DiSimone

   Mgmt    For    For    For
1.5  

Elect Director Dennis F. Lynch

   Mgmt    For    For    For
1.6  

Elect Director Heidi G. Miller

   Mgmt    For    For    For
1.7  

Elect Director Scott C. Nuttall

   Mgmt    For    For    For
1.8  

Elect Director Denis J. O’Leary

   Mgmt    For    For    For
1.9  

Elect Director Doyle R. Simons

   Mgmt    For    For    For
1.10  

Elect Director Jeffery W. Yabuki

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Norfolk Southern Corporation

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    655844108
Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    NSC
     Shares Voted:    279,490     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Thomas D. Bell, Jr.

   Mgmt    For    For    For
1b  

Elect Director Mitchell E. Daniels, Jr.

   Mgmt    For    For    For
1c  

Elect Director Marcela E. Donadio

   Mgmt    For    For    For
1d  

Elect Director John C. Huffard, Jr.

   Mgmt    For    For    For
1e  

Elect Director Christopher T. Jones

   Mgmt    For    For    For
1f  

Elect Director Thomas C. Kelleher

   Mgmt    For    For    For
1g  

Elect Director Steven F. Leer

   Mgmt    For    For    For
1h  

Elect Director Michael D. Lockhart

   Mgmt    For    For    For
1i  

Elect Director Amy E. Miles

   Mgmt    For    For    For
1j  

Elect Director Claude Mongeau

   Mgmt    For    For    For
1k  

Elect Director Jennifer F. Scanlon

   Mgmt    For    For    For
1l  

Elect Director James A. Squires

   Mgmt    For    For    For
1m  

Elect Director John R. Thompson

   Mgmt    For    For    For
2a  

Amend Articles Re: Voting Standard for Amendment of Articles

   Mgmt    For    Refer    For
2b  

Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale, or Dissolution of the Corporation

   Mgmt    For    Refer    For
2c  

Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Union Pacific Corporation

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:   

907818108

Record Date:

   03/20/2020   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    300,837     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director William J. DeLaney

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For
1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1h  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1i  

Elect Director Bhavesh V. Patel

   Mgmt    For    For    For
1j  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
1k  

Elect Director Christopher J. Williams

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Report on Climate Change

   SH    Against    Against    Against

Waste Connections, Inc.

 

Meeting Date:    05/15/2020   Country:    Canada   Primary Security ID:   

94106B101

Record Date:    03/19/2020   Meeting Type:    Annual/Special   Ticker:    WCN
     Shares Voted:    676,291     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald J. Mittelstaedt

   Mgmt    For    For    For
1.2  

Elect Director Edward E. “Ned” Guillet

   Mgmt    For    For    For
1.3  

Elect Director Michael W. Harlan

   Mgmt    For    For    For
1.4  

Elect Director Larry S. Hughes

   Mgmt    For    For    For
1.5  

Elect Director Worthing F. Jackman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Waste Connections, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Elise L. Jordan

   Mgmt    For    For    For
1.7  

Elect Director Susan “Sue” Lee

   Mgmt    For    For    For
1.8  

Elect Director William J. Razzouk

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

Zoetis Inc.

 

Meeting Date:    05/20/2020   Country:    USA  

Primary Security ID:

   98978V103
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    ZTS
     Shares Voted:    480,515     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory Norden

   Mgmt    For    For    For
1b  

Elect Director Louise M. Parent

   Mgmt    For    For    For
1c  

Elect Director Kristin C. Peck

   Mgmt    For    For    For
1d  

Elect Director Robert W. Scully

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Anthem, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:   

036752103

Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    ANTM
     Shares Voted:    247,509     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gail K. Boudreaux

   Mgmt    For    For    For
1.2  

Elect Director R. Kerry Clark

   Mgmt    For    For    For
1.3  

Elect Director Robert L. Dixon, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Morgan Stanley

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:   

617446448

Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    MS
     Shares Voted:    1,767,412     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Elizabeth Corley

   Mgmt    For    For    For
1b  

Elect Director Alistair Darling

   Mgmt    For    For    For
1c  

Elect Director Thomas H. Glocer

   Mgmt    For    For    For
1d  

Elect Director James P. Gorman

   Mgmt    For    For    For
1e  

Elect Director Robert H. Herz

   Mgmt    For    For    For
1f  

Elect Director Nobuyuki Hirano

   Mgmt    For    For    For
1g  

Elect Director Stephen J. Luczo

   Mgmt    For    For    For
1h  

Elect Director Jami Miscik

   Mgmt    For    For    For
1i  

Elect Director Dennis M. Nally

   Mgmt    For    For    For
1j  

Elect Director Takeshi Ogasawara

   Mgmt    For    For    For
1k  

Elect Director Hutham S. Olayan

   Mgmt    For    For    For
1l  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
1m  

Elect Director Perry M. Traquina

   Mgmt    For    For    For
1n  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

NextEra Energy, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:   

65339F101

Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    NEE
     Shares Voted:    323,604     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Sherry S. Barrat

   Mgmt    For    For    For
1b  

Elect Director James L. Camaren

   Mgmt    For    For    For
1c  

Elect Director Kenneth B. Dunn

   Mgmt    For    For    For
1d  

Elect Director Naren K. Gursahaney

   Mgmt    For    For    For
1e  

Elect Director Kirk S. Hachigian

   Mgmt    For    For    For
1f  

Elect Director Toni Jennings

   Mgmt    For    For    For
1g  

Elect Director Amy B. Lane

   Mgmt    For    For    For
1h  

Elect Director David L. Porges

   Mgmt    For    For    For
1i  

Elect Director James L. Robo

   Mgmt    For    For    For
1j  

Elect Director Rudy E. Schupp

   Mgmt    For    For    For
1k  

Elect Director John L. Skolds

   Mgmt    For    For    For
1l  

Elect Director William H. Swanson

   Mgmt    For    For    For
1m  

Elect Director Darryl L. Wilson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

The Home Depot, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:   

437076102

Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    198,181     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1h  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1i  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1j  

Elect Director Manuel Kadre

   Mgmt    For    For    For
1k  

Elect Director Stephanie C. Linnartz

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Shareholder Written Consent Provisions

   SH    Against    Refer    Against
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    For    For
6  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against
7  

Report on Congruency Political Analysis and Electioneering Expenditures

   SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:   

023135106

Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    67,228     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1c  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1d  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   Mgmt    For    For    For
5  

Report on Management of Food Waste

   SH    Against    For    For
6  

Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services

   SH    Against    For    For
7  

Report on Potential Human Rights Impacts of Customers’ Use of Rekognition

   SH    Against    For    For
8  

Report on Products Promoting Hate Speech and Sales of Offensive Products

   SH    Against    For    For
9  

Require Independent Board Chairman

   SH    Against    Refer    Against
10  

Report on Global Median Gender/Racial Pay Gap

   SH    Against    Against    Against
11  

Report on Reducing Environmental and Health Harms to Communities of Color

   SH    Against    Against    Against
12  

Report on Viewpoint Discrimination

   SH    Against    Against    Against
13  

Report on Promotion Velocity

   SH    Against    Against    Against
14  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
15  

Human Rights Risk Assessment

   SH    Against    For    For
16  

Report on Lobbying Payments and Policy

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Facebook, Inc.

 

Meeting Date:    05/27/2020  

Country:

  

USA

 

Primary Security ID:

  30303M102
Record Date:    04/03/2020  

Meeting Type:

  

Annual

 

Ticker:

  FB
    

Shares Voted:

   319,122    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peggy Alford

   Mgmt    For    For    For
1.2  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Andrew W. Houston

   Mgmt    For    For    For
1.4  

Elect Director Nancy Killefer

   Mgmt    For    For    For
1.5  

Elect Director Robert M. Kimmitt

   Mgmt    For    For    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    For    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Tracey T. Travis

   Mgmt    For    For    For
1.9  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Non-Employee Director Compensation Policy

   Mgmt    For    Refer    For
4  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
5  

Require Independent Board Chair

   SH    Against    Refer    For
6  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
7  

Report on Political Advertising

   SH    Against    For    For
8  

Require Independent Director Nominee with Human and/or Civil Rights Experience

   SH    Against    Against    Against
9  

Report on Civil and Human Rights Risk Assessment

   SH    Against    Against    Against
10  

Report on Online Child Sexual Exploitation

   SH    Against    For    For
11  

Report on Median Gender/Racial Pay Gap

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Fidelity National Information Services, Inc.

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:   

31620M106

Record Date:    04/01/2020   Meeting Type:    Annual   Ticker:    FIS
     Shares Voted:    551,169     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lee Adrean

   Mgmt    For    For    For
1b  

Elect Director Ellen R. Alemany

   Mgmt    For    For    For
1c  

Elect Director Lisa A. Hook

   Mgmt    For    For    For
1d  

Elect Director Keith W. Hughes

   Mgmt    For    For    For
1e  

Elect Director Gary L. Lauer

   Mgmt    For    For    For
1f  

Elect Director Gary A. Norcross

   Mgmt    For    For    For
1g  

Elect Director Louise M. Parent

   Mgmt    For    For    For
1h  

Elect Director Brian T. Shea

   Mgmt    For    For    For
1i  

Elect Director James B. Stallings, Jr.

   Mgmt    For    For    For
1j  

Elect Director Jeffrey E. Stiefler

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

UnitedHealth Group Incorporated

 

Meeting Date:    06/01/2020   Country:    USA   Primary Security ID:   

91324P102

Record Date:    04/07/2020   Meeting Type:    Annual   Ticker:    UNH
     Shares Voted:    445,270     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard T. Burke

   Mgmt    For    For    For
1b  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1c  

Elect Director Stephen J. Hemsley

   Mgmt    For    For    For
1d  

Elect Director Michele J. Hooper

   Mgmt    For    For    For
1e  

Elect Director F. William McNabb, III

   Mgmt    For    For    For
1f  

Elect Director Valerie C. Montgomery Rice

   Mgmt    For    For    For
1g  

Elect Director John H. Noseworthy

   Mgmt    For    For    For
1h  

Elect Director Glenn M. Renwick

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

UnitedHealth Group Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director David S. Wichmann

   Mgmt    For    For    For
1j  

Elect Director Gail R. Wilensky

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

   SH    Against    Refer    Against

Alphabet Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:   

02079K305

Record Date:    04/07/2020   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    71,722     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Sundar Pichai

   Mgmt    For    For    For
1.4  

Elect Director John L. Hennessy

   Mgmt    For    For    For
1.5  

Elect Director Frances H. Arnold

   Mgmt    For    For    For
1.6  

Elect Director L. John Doerr

   Mgmt    For    Refer    For
1.7  

Elect Director Roger W. Ferguson Jr.

   Mgmt    For    For    For
1.8  

Elect Director Ann Mather

   Mgmt    For    For    For
1.9  

Elect Director Alan R. Mulally

   Mgmt    For    Withhold    For
1.10  

Elect Director K. Ram Shiram

   Mgmt    For    Refer    For
1.11  

Elect Director Robin L. Washington

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Against    Against
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
6  

Report on Arbitration of Employment-Related Claims

   SH    Against    For    For
7  

Establish Human Rights Risk Oversight Committee

   SH    Against    For    For
8  

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

   SH    Against    Refer    Against
9  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
10  

Report on Takedown Requests

   SH    Against    For    For
11  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
12  

Report on Gender/Racial Pay Gap

   SH    Against    Against    Against
13  

Require Independent Director Nominee with Human and/or Civil Rights Experience

   SH    Against    For    For
14  

Report on Whistleblower Policies and Practices

   SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:   

20030N101

Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    1,994,342     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Naomi M. Bergman

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Gerald L. Hassell

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.7  

Elect Director Maritza G. Montiel

   Mgmt    For    For    For
1.8  

Elect Director Asuka Nakahara

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9  

Elect Director David C. Novak

   Mgmt    For    Refer    Withhold
1.10  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Amend Stock Option Plan

   Mgmt    For    Refer    For
4  

Amend Restricted Stock Plan

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
6  

Report on Lobbying Payments and Policy

   SH    Against    For    For
7  

Require Independent Board Chair

   SH    Against    Refer    For
8  

Report on Risks Posed by Failing to Prevent Sexual Harassment

   SH    Against    Against    Against

Walmart Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:   

931142103

Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    WMT
     Shares Voted:    941,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Cesar Conde

   Mgmt    For    For    For
1b  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1c  

Elect Director Sarah J. Friar

   Mgmt    For    For    For
1d  

Elect Director Carla A. Harris

   Mgmt    For    For    For
1e  

Elect Director Thomas W. Horton

   Mgmt    For    For    For
1f  

Elect Director Marissa A. Mayer

   Mgmt    For    For    For
1g  

Elect Director C. Douglas McMillon

   Mgmt    For    For    For
1h  

Elect Director Gregory B. Penner

   Mgmt    For    Refer    For
1i  

Elect Director Steven S Reinemund

   Mgmt    For    For    For
1j  

Elect Director S. Robson Walton

   Mgmt    For    For    For
1k  

Elect Director Steuart L. Walton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Walmart Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Report on Impacts of Single-Use Plastic Bags

   SH    Against    For    For
6  

Report on Supplier Antibiotics Use Standards

   SH    Against    Against    Against
7  

Adopt Policy to Include Hourly Associates as Director Candidates

   SH    Against    Refer    Against
8  

Report on Strengthening Prevention of Workplace Sexual Harassment

   SH    Against    For    For

Netflix, Inc.

 

Meeting Date:    06/04/2020   Country:    USA   Primary Security ID:   

64110L106

Record Date:

   04/08/2020   Meeting Type:    Annual   Ticker:    NFLX
     Shares Voted:    110,323     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Reed Hastings

   Mgmt    For    Refer    For
1b  

Elect Director Jay C. Hoag

   Mgmt    For    Refer    For
1c  

Elect Director Mathias Dopfner

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Report on Political Contributions

   SH    Against    For    For
6  

Adopt Simple Majority Vote

   SH    Against    For    For
7  

Report on Risks of Omitting Viewpoint and Ideology from EEO Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Mastercard Incorporated    

 

Meeting Date:    06/16/2020   Country:    USA   Primary Security ID:   

57636Q104

Record Date:

   04/20/2020   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    294,122     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For
1c  

Elect Director Richard K. Davis

   Mgmt    For    For    For
1d  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1e  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1f  

Elect Director Choon Phong Goh

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Oki Matsumoto

   Mgmt    For    For    For
1i  

Elect Director Youngme Moon

   Mgmt    For    For    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Gabrielle Sulzberger

   Mgmt    For    For    For
1m  

Elect Director Jackson Tai

   Mgmt    For    For    For
1n  

Elect Director Lance Uggla

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Aon plc    

 

Meeting Date:    06/19/2020   Country:    Ireland   Primary Security ID:   

G0403H108

Record Date:

   04/17/2020   Meeting Type:    Annual   Ticker:    AON
     Shares Voted:    509,625     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lester B. Knight

   Mgmt    For    For    For
1.2  

Elect Director Gregory C. Case

   Mgmt    For    For    For
1.3  

Elect Director Jin-Yong Cai

   Mgmt    For    For    For
1.4  

Elect Director Jeffrey C. Campbell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Aon plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.5  

Elect Director Fulvio Conti

   Mgmt    For    For    For
1.6  

Elect Director Cheryl A. Francis

   Mgmt    For    For    For
1.7  

Elect Director J. Michael Losh

   Mgmt    For    For    For
1.8  

Elect Director Richard B. Myers

   Mgmt    For    For    For
1.9  

Elect Director Richard C. Notebaert

   Mgmt    For    For    For
1.10  

Elect Director Gloria Santona

   Mgmt    For    For    For
1.11  

Elect Director Carolyn Y. Woo

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Ratify Ernst & Young Chartered Accountants as Statutory Auditor

   Mgmt    For    For    For
5  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For


IVY EMERGING MARKETS EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

GAIL (India) Limited

 

Meeting Date:    07/01/2019   Country:    India   Primary Security ID:   

Y2R78N114

Record Date:

   05/24/2019   Meeting Type:    Special   Ticker:    532155
     Shares Voted:    4,052,631     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Approve Issuance of Bonus Shares

   Mgmt    For    For    For

HDFC Bank Limited

 

Meeting Date:    07/12/2019   Country:    India   Primary Security ID:   

Y3119P174

Record Date:

  

07/05/2019

 

Meeting Type:

   Annual   Ticker:    500180
     Shares Voted:    1,139,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Standalone Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Dividend

   Mgmt    For    For    For
4  

Reelect Srikanth Nadhamuni as Director

   Mgmt    For    For    For
5  

Approve MSKA & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Ratify Additional Remuneration for S. R. Batliboi & Co. LLP

   Mgmt    For    For    For
7  

Elect Sanjiv Sachar as Director

   Mgmt    For    For    For
8  

Elect Sandeep Parekh as Director

   Mgmt    For    For    For
9  

Elect M. D. Ranganath as Director

   Mgmt    For    For    For
10  

Approve Related Party Transactions with Housing Development Finance Corporation Limited

   Mgmt    For    Refer    For
11  

Approve Related Party Transactions with HDB Financial Services Limited

   Mgmt    For    Refer    For
12  

Authorize Issuance of Tier II Capital Bonds and Long Term Bond on Private Placement Basis

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

HDFC Bank Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Approve Sub-Division of Equity Shares

   Mgmt    For    For    For
14  

Amend Memorandum of Association to Reflect Changes in Capital

   Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    07/15/2019   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    06/07/2019   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    645,880     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Share Subdivision

   Mgmt    For    For    For
2.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
2.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For
2.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
2.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For

Axis Bank Ltd.

 

Meeting Date:

   07/20/2019   Country:    India   Primary Security ID:   

Y0487S137

Record Date:

   07/13/2019   Meeting Type:    Annual   Ticker:    532215
     Shares Voted:    1,623,510     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect Usha Sangwan as Director

   Mgmt    For    Against    Against
4  

Approve Appointment and Remuneration of Rakesh Makhija as Non-Executive (Part-Time) Chairman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Axis Bank Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Approve Revision in the Remuneration of Amitabh Chaudhry as Managing Director & CEO

   Mgmt    For    For    For
6  

Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Wholesale Banking)

   Mgmt    For    For    For
7  

Approve Reappointment and Remuneration of Rajiv Anand as Whole Time Director Designated as the Executive Director (Wholesale Banking)

   Mgmt    For    For    For
8  

Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (CorporateCentre)

   Mgmt    For    For    For
9  

Approve Reappointment and Remuneration of Rajesh Dahiya as Whole Time Director Designated as the Executive Director (Corporate Centre)

   Mgmt    For    For    For
10  

Elect Pralay Mondal as Director

   Mgmt    For    For    For
11  

Approve Appointment and Remuneration of Pralay Mondal as Whole Time Director Designated as the Executive Director (Retail Banking)

   Mgmt    For    For    For
12  

Approve Issuance of Debt Securities on Private Placement Basis

   Mgmt    For    Refer    For
13  

Approve Commission to Non-Executive Directors, Excluding the Non-Executive (Part-Time) Chairman of the Bank

   Mgmt    For    Refer    For

Zee Entertainment Enterprises Limited

 

Meeting Date:    07/23/2019   Country:    India   Primary Security ID:    Y98893152
Record Date:    07/16/2019   Meeting Type:    Annual   Ticker:    505537
     Shares Voted:    4,683,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Confirm Dividend on Preference Shares

   Mgmt    For    For    For
3  

Declare Dividend on Equity Shares

   Mgmt    For    For    For
4  

Reelect Subhash Chandra as Director

   Mgmt    For    Against    Against
5  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Larsen & Toubro Limited

 

Meeting Date:

   08/01/2019   Country:    India   Primary Security ID:   

Y5217N159

Record Date:

   07/25/2019   Meeting Type:   

Annual

 

Ticker:

   500510
     Shares Voted:    853,940     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Reelect M.V. Satish as Director

   Mgmt    For    For    For
4  

Reelect Shailendra Roy as Director

   Mgmt    For    For    For
5  

Reelect R. Shankar Raman as Director

   Mgmt    For    For    For
6  

Reelect J.D Patil as Director

   Mgmt    For    For    For
7  

Reelect M.M. Chitale as Director

   Mgmt    For    For    For
8  

Reelect M. Damodaran as Director

   Mgmt    For    For    For
9  

Reelect Vikram Singh Mehta as Director

   Mgmt    For    For    For
10  

Reelect Adil Zainulbhai as Director

   Mgmt    For    For    For
11  

Approve Remuneration to S.N Subrahmanyan as Chief Executive Officer and Managing Director

   Mgmt    For    Refer    Against
12  

Approve Remuneration to R. Shankar Raman as Chief Financial Officer and Whole-time Director

   Mgmt    For    Refer    Against
13  

Amend Objects Clause of Memorandum of Association

   Mgmt    For    For    For
14  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
15  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

Etalon Group Plc

 

Meeting Date:

   08/02/2019   Country:    Cyprus   Primary Security ID:    29760G103
Record Date:    07/08/2019   Meeting Type:    Annual   Ticker:    ETLN
     Shares Voted:    3,914,779     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for GDR Holders

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Etalon Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividends

   Mgmt    For    For    For
3  

Ratify Auditors

   Mgmt    For    For    For
4  

Approve Remuneration of External Auditors

   Mgmt    For    For    For

ICICI Bank Limited

 

Meeting Date:

   08/09/2019   Country:    India   Primary Security ID:   

Y3860Z132

Record Date:

   08/02/2019   Meeting Type:    Annual   Ticker:    532174
     Shares Voted:    5,267,270     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect Anup Bagchi as Director

   Mgmt    For    For    For
4  

Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Branch Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Elect Hari L. Mundra as Director

   Mgmt    For    For    For
7  

Elect Rama Bijapurkar as Director

   Mgmt    For    For    For
8  

Elect B. Sriram as Director

   Mgmt    For    For    For
9  

Elect Subramanian Madhavan as Director

   Mgmt    For    For    For
10  

Approve Appointment and Remuneration of Sandeep Bakhshi as Managing Director & Chief Executive Officer

   Mgmt    For    For    For
11  

Elect Sandeep Batra as Director

   Mgmt    For    For    For
12  

Approve Appointment and Remuneration of Sandeep Batra as Wholetime Director (designated as Executive Director)

   Mgmt    For    For    For
13  

Approve Revision in the Remuneration of N. S. Kannan as Executive Director

   Mgmt    For    For    For
14  

Approve Revision in the Remuneration of Vishakha Mulye as Executive Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

ICICI Bank Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

15  

Approve Revision in the Remuneration of Vijay Chandok as Executive Director

   Mgmt    For    For    For
16  

Approve Revision in the Remuneration of Anup Bagchi as Executive Director

   Mgmt    For    For    For
17  

Amend Memorandum of Association

   Mgmt    For    For    For
18  

Adopt New Articles of Association

   Mgmt    For    For    For

Reliance Industries Limited

 

Meeting Date:    08/12/2019   Country:    India   Primary Security ID:    Y72596102
Record Date:    08/05/2019   Meeting Type:    Annual   Ticker:    500325
     Shares Voted:    2,995,640     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.a  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.b  

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Elect Pawan Kumar Kapil as Director

   Mgmt    For    For    For
4  

Elect Nita M. Ambani as Director

   Mgmt    For    For    For
5  

Approve Reappointment and Remuneration of P.M.S. Prasad as Whole-time Director, Designated as Executive Director

   Mgmt    For    For    For
6  

Reelect Raminder Singh Gujral as Director

   Mgmt    For    Refer    Against
7  

Elect Arundhati Bhattacharya as Director

   Mgmt    For    For    For
8  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Bharti Airtel Limited

 

Meeting Date:    08/14/2019   Country:    India   Primary Security ID:    Y0885K108
Record Date:    08/07/2019   Meeting Type:    Annual   Ticker:    532454
     Shares Voted:    3,590,330     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Reelect Chua Sock Koong as Director

   Mgmt    For    For    Against
3  

Reelect Vegulaparanan Kasi Viswanathan as Director

   Mgmt    For    Refer    Against
4  

Reelect Dinesh Kumar Mittal as Director

   Mgmt    For    Against    Against
5  

Elect Kimsuka Narasimhan as Director

   Mgmt    For    For    For
6  

Approve Waiver of Excess Remuneration Paid to Sunil Bharti Mittal as Chairman for Financial Year Ended March 31, 2019

   Mgmt    For    Refer    For
7  

Approve Waiver of Excess Remuneration Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Financial year Ended March 31, 2019

   Mgmt    For    Refer    For
8  

Approve Payment of Remuneration to Sunil Bharti Mittal as Chairman for Period April 1, 2019 to September 30, 2021

   Mgmt    For    Refer    For
9  

Approve Payment of Remuneration to Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Period April 1, 2019 to September 30, 2021

   Mgmt    For    Refer    For
10  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

Axis Bank

 

Meeting Date:    08/21/2019   Country:    India   Primary Security ID:    Y0487S137
Record Date:    07/05/2019   Meeting Type:    Special   Ticker:    532215
     Shares Voted:    1,623,510     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Yunnan Baiyao Group Co., Ltd.

 

Meeting Date:    08/21/2019   Country:    China   Primary Security ID:    Y9879F108
Record Date:    08/14/2019   Meeting Type:    Special   Ticker:    000538
     Shares Voted:    1,587,763     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Amendments to Articles of Association

   Mgmt    For    For    For
2  

Approve Use of Own Funds for Adjustment on Securities Investment

   Mgmt    For    Refer    Against
 

ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
3.1  

Elect Chen Fashu as Non-Independent Director

   Mgmt    For    Refer    Against
3.2  

Elect Chen Yanhui as Non-Independent Director

   Mgmt    For    Refer    Against
3.3  

Elect Wang Rong as Non-Independent Director

   Mgmt    For    Refer    Against
3.4  

Elect Na Pengjie as Non-Independent Director

   Mgmt    For    Refer    Against
3.5  

Elect Li Shuangyou as Non-Independent Director

   Mgmt    For    Refer    Against
3.6  

Elect Wang Minghui as Non-Independent Director

   Mgmt    For    Refer    Against
3.7  

Elect Yang Changhong as Non-Independent Director

   Mgmt    For    Refer    Against
 

ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
4.1  

Elect Yin Xiaobing as Independent Director

   Mgmt    For    For    For
4.2  

Elect Dai Yang as Independent Director

   Mgmt    For    For    For
4.3  

Elect Zhang Yongliang as Independent Director

   Mgmt    For    For    For
 

ELECT SUPERVISORS VIA CUMULATIVE VOTING

   Mgmt         
5.1  

Elect You Guanghui as Supervisor

   SH    For    For    For
5.2  

Elect Zhong Jie as Supervisor

   SH    For    For    For
5.3  

Elect Song Chengli as Supervisor

   SH    For    For    For
5.4  

Elect Wu Qun as Supervisor

   SH    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

China International Capital Corporation Limited

 

Meeting Date:    08/22/2019   Country:    China   Primary Security ID:    Y1R99Y109
Record Date:    07/22/2019   Meeting Type:    Special   Ticker:    3908
     Shares Voted:    8,471,222     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Shen Rujun as Director

   Mgmt    For    For    For

Naspers Ltd.

 

Meeting Date:    08/23/2019   Country:    South Africa   Primary Security ID:    S53435103
Record Date:    08/16/2019   Meeting Type:    Annual   Ticker:    NPN
     Shares Voted:    221,033     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Resolutions

   Mgmt         
1  

Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019

   Mgmt    For    For    For
2  

Approve Dividends for N Ordinary and A Ordinary Shares

   Mgmt    For    For    For
3  

Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor

   Mgmt    For    For    For
4  

Re-elect Nolo Letele as Directors

   Mgmt    For    For    For
5.1  

Re-elect Koos Bekker as Director

   Mgmt    For    For    Against
5.2  

Re-elect Steve Pacak as Director

   Mgmt    For    For    For
5.3  

Re-elect Cobus Stofberg as Director

   Mgmt    For    For    For
5.4  

Re-elect Ben van der Ross as Director

   Mgmt    For    For    For
5.5  

Re-elect Debra Meyer as Director

   Mgmt    For    For    For
6.1  

Re-elect Don Eriksson as Member of the Audit Committee

   Mgmt    For    For    For
6.2  

Re-elect Ben van der Ross as Member of the Audit Committee

   Mgmt    For    For    For
6.3  

Re-elect Rachel Jafta as Member of the Audit Committee

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    Against
8  

Approve Implementation of the Remuneration Policy

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Naspers Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9  

Place Authorised but Unissued Shares under Control of Directors

   Mgmt    For    Refer    Against
10  

Authorise Board to Issue Shares for Cash

   Mgmt    For    Refer    For
11  

Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed

   Mgmt    For    For    For
12  

Authorise Ratification of Approved Resolutions

   Mgmt    For    For    For
 

Special Resolutions

   Mgmt         
1.1  

Approve Fees of the Board Chairman

   Mgmt    For    Refer    For
1.2  

Approve Fees of the Board Member

   Mgmt    For    Refer    For
1.3  

Approve Fees of the Audit Committee Chairman

   Mgmt    For    Refer    For
1.4  

Approve Fees of the Audit Committee Member

   Mgmt    For    Refer    For
1.5  

Approve Fees of the Risk Committee Chairman

   Mgmt    For    Refer    For
1.6  

Approve Fees of the Risk Committee Member

   Mgmt    For    Refer    For
1.7  

Approve Fees of the Human Resources and Remuneration Committee Chairman

   Mgmt    For    Refer    For
1.8  

Approve Fees of the Human Resources and Remuneration Committee Member

   Mgmt    For    Refer    For
1.9  

Approve Fees of the Nomination Committee Chairman

   Mgmt    For    Refer    For
1.10  

Approve Fees of the Nomination Committee Member

   Mgmt    For    Refer    For
1.11  

Approve Fees of the Social and Ethics Committee Chairman

   Mgmt    For    Refer    For
1.12  

Approve Fees of the Social and Ethics Committee Member

   Mgmt    For    Refer    For
1.13  

Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds

   Mgmt    For    Refer    For
2  

Approve Financial Assistance in Terms of Section 44 of the Companies Act

   Mgmt    For    Refer    For
3  

Approve Financial Assistance in Terms of Section 45 of the Companies Act

   Mgmt    For    Refer    For
4  

Authorise Repurchase of N Ordinary Shares

   Mgmt    For    For    For
5  

Authorise Repurchase of A Ordinary Shares

   Mgmt    For    For    Against
6  

Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares

   Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Naspers Ltd.

 

Meeting Date:    08/23/2019   Country:    South Africa   Primary Security ID:    S53435103
Record Date:    08/16/2019   Meeting Type:    Special   Ticker:    NPN
     Shares Voted:    221,033     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Matters in Relation to the Implementation of the Proposed Transaction

   Mgmt    For    For    For

Mexichem SAB de CV

 

Meeting Date:    08/26/2019   Country:    Mexico   Primary Security ID:    P7S81Y105
Record Date:    08/16/2019   Meeting Type:    Special  

Ticker:

   MEXCHEM
     Shares Voted:   

12,765,288

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Change Company Name and Amend Article 1

   Mgmt    For    For    For
2  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Maruti Suzuki India Limited

 

Meeting Date:    08/27/2019   Country:    India   Primary Security ID:   

Y7565Y100

Record Date:

   08/20/2019   Meeting Type:    Annual   Ticker:    532500
     Shares Voted:    211,440     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect Toshihiro Suzuki as Director

   Mgmt    For    For    Against
4  

Reelect Kinji Saito as Director

   Mgmt    For    For    For
5  

Approve Reappointment and Remuneration of Kenichi Ayukawa as Managing Director and Chief Executive Officer

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Maruti Suzuki India Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

6  

Elect Takahiko Hashimoto as Director and Approve Appointment and Remuneration of Takahiko Hashimoto as Whole-time Director designated as Director (Marketing & Sales)

   Mgmt    For    For    For
7  

Reelect D.S. Brar as Director

   Mgmt    For    For    For
8  

Reelect R.P. Singh as Director

   Mgmt    For    For    For
9  

Elect Lira Goswami as Director

   Mgmt    For    For    For
10  

Elect Hiroshi Sakamoto as Director

   Mgmt    For    For    For
11  

Elect Hisashi Takeuchi as Director

   Mgmt    For    For    For
12  

Approve Enhancement of Ceiling of Payment of Commission to Non-Executive Directors

   Mgmt    For    Refer    For
13  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:    08/28/2019   Country:    Indonesia   Primary Security ID:   

Y7123S108

Record Date:    08/05/2019   Meeting Type:   

Special

 

Ticker:

   BMRI
     Shares Voted:    30,256,760     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Evaluation of First Semester Performance 2019

   SH    None    Refer    For
2  

Approve Changes in Board of Company

   SH    None    Refer    Against

PT Bank Rakyat Indonesia (Persero) Tbk

 

Meeting Date:    09/02/2019   Country:    Indonesia   Primary Security ID:   

Y0697U112

Record Date:    08/08/2019   Meeting Type:    Special   Ticker:    BBRI
     Shares Voted:    46,992,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Evaluation of First Semester Performance 2019

   SH    None    Refer    For
2  

Approve Company’s Recovery Plan

  

SH

  

None

   Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

PT Bank Rakyat Indonesia (Persero) Tbk

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Approve Changes in Board of Company

   SH    None    Refer    Against

Hefei Meiya Optoelectronic Technology Inc.

 

Meeting Date:    09/10/2019   Country:    China   Primary Security ID:    Y3123L102
Record Date:    09/05/2019   Meeting Type:    Special   Ticker:    002690
     Shares Voted:    4,242,248     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Investment in Financial Products

   Mgmt    For    Refer    For

NetEase, Inc.

 

Meeting Date:    09/13/2019   Country:    Cayman Islands   Primary Security ID:    64110W102
Record Date:    07/31/2019   Meeting Type:    Annual   Ticker:    NTES
     Shares Voted:    98,620     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Elect William Lei Ding as Director

   Mgmt    For    For    For
1b  

Elect Alice Cheng as Director

   Mgmt    For    For    For
1c  

Elect Denny Lee as Director

   Mgmt    For    For    For
1d  

Elect Joseph Tong as Director

   Mgmt    For    For    For
1e  

Elect Lun Feng as Director

   Mgmt    For    For    For
1f  

Elect Michael Leung as Director

   Mgmt    For    For    For
1g  

Elect Michael Tong as Director

   Mgmt    For    For    For
2  

Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Yunnan Baiyao Group Co., Ltd.

 

Meeting Date:    10/29/2019   Country:    China   Primary Security ID:    Y9879F108
Record Date:    10/22/2019   Meeting Type:    Special   Ticker:    000538
     Shares Voted:    1,587,763     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Employee Share Purchase Plan (Draft) and Summary

   Mgmt    For    Refer    For
2  

Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan

   Mgmt    For    Refer    For
3  

Approve Draft of Employee Share Purchase Plan Management Method

   Mgmt    For    Refer    For
4  

Approve Incentive Fund Management Method

   Mgmt    For    Refer    For
5  

Approve Working Rules of the Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel

   Mgmt    For    Refer    For

Midea Group Co. Ltd.

 

Meeting Date:    11/18/2019   Country:    China   Primary Security ID:    Y6S40V103
Record Date:    11/11/2019   Meeting Type:    Special   Ticker:    000333
     Shares Voted:    3,181,386     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Employee Share Purchase Plan of Subsidiary

   Mgmt    For    Refer    For

Banco do Brasil SA

 

Meeting Date:    11/27/2019   Country:    Brazil   Primary Security ID:    P11427112
Record Date:      Meeting Type:    Special   Ticker:    BBAS3
     Shares Voted:    3,569,970     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Paulo Antonio Spencer Uebel as Fiscal Council Member

   Mgmt    For    Refer    For
1.2  

Elect Rafael Cavalcanti de Araujo as Fiscal Council Member

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Banco do Brasil SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2.1  

Elect Helio Lima Magalhaes as Director

   Mgmt    For    For    For
2.2  

Elect Marcelo Serfaty as Director

   Mgmt    For    Refer    Against
3  

In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?

   Mgmt    None    Refer    Abstain
 

APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 3, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes

   Mgmt         
4.1  

Percentage of Votes to Be Assigned - Elect Helio Lima Magalhaes as Director

   Mgmt    None    Abstain    Abstain
4.2  

Percentage of Votes to Be Assigned - Elect Marcelo Serfaty as Director

   Mgmt    None    Abstain    Abstain
5  

Amend Articles

   Mgmt    For    Refer    For

Mexichem SAB de CV

 

Meeting Date:    12/02/2019   Country:    Mexico   Primary Security ID:    P7S81Y105
Record Date:    11/22/2019   Meeting Type:    Special   Ticker:    ORBIA
     Shares Voted:    12,720,888     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Cash Dividends of up to USD 180 Million

   Mgmt    For    For    For
2  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Oil Co. LUKOIL PJSC

 

Meeting Date:    12/03/2019   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    11/08/2019   Meeting Type:    Special   Ticker:    LKOH
     Shares Voted:    418,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019

   Mgmt    For    For    For
2  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve Remuneration of Members of Audit Commission

   Mgmt    For    Refer    For
4  

Approve Charter in New Edition

   Mgmt    For    Refer    For
5  

Approve Early Termination of Powers of Audit Commission

   Mgmt    For    Refer    For
6  

Amend Regulations on General Meetings

   Mgmt    For    For    For
7  

Amend Regulations on Board of Directors

   Mgmt    For    For    For
8  

Amend Regulations on Management

   Mgmt    For    For    For
9  

Cancel Regulations on Audit Commission

   Mgmt    For    Refer    For
10  

Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation

   Mgmt    For    For    For

Oil Co. LUKOIL PJSC

 

Meeting Date:    12/03/2019   Country:    Russia   Primary Security ID:   

X6983S100

Record Date:    11/08/2019   Meeting Type:    Special   Ticker:    LKOH
     Shares Voted:    119,168     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR/GDR Holders

   Mgmt         
1  

Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019

   Mgmt    For    For    For
2  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve Remuneration of Members of Audit Commission

   Mgmt    For    Refer    For
4  

Approve Charter in New Edition

   Mgmt    For    Refer    For
5  

Approve Early Termination of Powers of Audit Commission

   Mgmt    For    Refer    For
6  

Amend Regulations on General Meetings

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Oil Co. LUKOIL PJSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

7  

Amend Regulations on Board of Directors

   Mgmt    For    For    For
8  

Amend Regulations on Management

   Mgmt    For    For    For
9  

Cancel Regulations on Audit Commission

   Mgmt    For    Refer    For
10  

Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation

   Mgmt    For    For    For

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:    12/09/2019   Country:    Indonesia   Primary Security ID:    Y7123S108
Record Date:    11/14/2019   Meeting Type:    Special   Ticker:    BMRI
     Shares Voted:    30,256,760     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Changes in Board of Company

   Mgmt    For    Refer    Against

Ping An Insurance (Group) Co. of China Ltd.

 

Meeting Date:    12/10/2019   Country:    China   Primary Security ID:   

Y69790106

Record Date:    11/08/2019   Meeting Type:   

Special

 

Ticker:

   2318
     Shares Voted:   

3,390,000

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

  

Mgmt

        
 

APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY

   Mgmt         
1.01  

Elect Xie Yonglin as Director

   Mgmt    For    For    For
1.02  

Elect Tan Sin Yin as Director

   Mgmt    For    For    For
2  

Amend Articles of Association

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Etalon Group Plc

 

Meeting Date:    12/19/2019   Country:    Cyprus   Primary Security ID:    29760G103
Record Date:    11/20/2019   Meeting Type:    Special   Ticker:    ETLN
     Shares Voted:    3,914,779     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for GDR Holders

   Mgmt         
1  

Approve Termination of KPMG Limited as Auditor

   Mgmt    For    For    For
2  

Ratify Auditors

   Mgmt    For    For    For
3  

Approve Remuneration of External Auditors

   Mgmt    For    For    For

Yandex NV

 

Meeting Date:    12/20/2019   Country:    Netherlands   Primary Security ID:    N97284108
Record Date:    11/22/2019   Meeting Type:    Special   Ticker:    YNDX
     Shares Voted:    1,349,186     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda for Holders of Class A Shares

   Mgmt         
1  

Prior Approval by the Class A Meeting of Agenda Item 1 (Amendment of Articles ofAssociation)

   Mgmt    For    Refer    For
 

Special Meeting Agenda

   Mgmt         
1  

Amend Articles of Association

   Mgmt    For    Refer    For
2  

Authorize Repurchase of Priority Share

   Mgmt    For    For    For
3  

Elect Alexey Komissarov as Non-Executive Director

   Mgmt    For    For    For
4  

Elect Alexei Yakovitsky as Non-Executive Director

   Mgmt    For    For    For
5  

Approve Cancellation of Outstanding Class C Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

BeiGene, Ltd.

 

Meeting Date:    12/27/2019   Country:    Cayman Islands   Primary Security ID:    G1146Y101
Record Date:    11/27/2019   Meeting Type:    Special   Ticker:    6160
     Shares Voted:    196,510     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Issuance of Shares Pursuant to the Share Purchase Agreement

   Mgmt    For    Refer    For
2  

Approve Collaboration Agreement with Amgen Inc.

   Mgmt    For    Refer    For
3  

Approve the Annual Caps in Relation to the Collaboration Agreement

   Mgmt    For    Refer    For
4  

Elect Director Anthony C. Hooper

   Mgmt    For    For    For

China International Capital Corporation Limited

 

Meeting Date:    12/30/2019   Country:    China   Primary Security ID:    Y1R99Y109
Record Date:    11/29/2019   Meeting Type:    Special   Ticker:    3908
     Shares Voted:    7,355,416     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Articles of Association

   Mgmt    For    For    For
2  

Approve Further Amendment to the Articles of Association

   SH    For    Refer    Against

Bharti Airtel Limited

 

Meeting Date:    01/03/2020   Country:    India   Primary Security ID:    Y0885K108
Record Date:    12/27/2019   Meeting Type:    Special   Ticker:    532454
     Shares Voted:    3,590,330     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
2  

Approve Issuance of Foreign Currency Convertible Bonds and Unsecured/Secured Redeemable Non-Convertible Debentures along with or without Warrants

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

PT Bank Rakyat Indonesia (Persero) Tbk

 

Meeting Date:    02/18/2020   Country:    Indonesia   Primary Security ID:    Y0697U112
Record Date:    01/24/2020   Meeting Type:    Annual   Ticker:    BBRI
     Shares Voted:    46,992,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Remuneration and Tantiem of Directors and Commissioners

   Mgmt    For    Refer    For
4  

Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)

   Mgmt    For    For    For
5  

Approve Changes in Board of Company

   Mgmt    For    Refer    Against

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:    02/19/2020   Country:    Indonesia   Primary Security ID:    Y7123S108
Record Date:    01/27/2020   Meeting Type:    Annual   Ticker:    BMRI
     Shares Voted:    30,256,760     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Remuneration and Tantiem of Directors and Commissioners

   Mgmt    For    Refer    For
4  

Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)

   Mgmt    For    For    For
5  

Approve Changes in Board of Company

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

China International Capital Corporation Limited

 

Meeting Date:

   02/28/2020   Country:    China   Primary Security ID:    Y1R99Y109
Record Date:    01/17/2020   Meeting Type:    Special   Ticker:    3908
     Shares Voted:    9,044,951     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Articles of Association

   Mgmt    For    Refer    For
 

ELECT DIRECTORS

   Mgmt         
2.1  

Elect Shen Rujun as Director

   Mgmt    For    For    Against
2.2  

Elect Huang Hao as Director

   Mgmt    For    For    For
2.3  

Elect Xiong Lianhua as Director

   Mgmt    For    For    For
2.4  

Elect Tan Lixia as Director

   Mgmt    For    For    For
2.5  

Elect Duan Wenwu as Director

   Mgmt    For    For    For
2.6  

Elect Huang Zhaohui as Director

   Mgmt    For    For    For
2.7  

Elect Liu Li as Director

   Mgmt    For    For    For
2.8  

Elect Siu Wai Keung as Director

   Mgmt    For    For    For
2.9  

Elect Ben Shenglin as Director

   Mgmt    For    For    For
2.10  

Elect Peter Hugh Nolan as Director

   Mgmt    For    For    For
 

ELECT SUPERVISORS

   Mgmt         
3.1  

Elect Jin Lizuo as Supervisor

   Mgmt    For    Refer    For
3.2  

Elect Cui Zheng as Supervisor

   Mgmt    For    Refer    For
4  

Amend Rules and Procedures Regarding General Meetings of Shareholders

   Mgmt    For    Refer    For

Banco Bradesco SA

 

Meeting Date:    03/10/2020   Country:    Brazil   Primary Security ID:    P1808G117
Record Date:      Meeting Type:    Annual   Ticker:    BBDC4
     Shares Voted:    646,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for Preferred Shareholders

   Mgmt         
1  

Elect Cristiana Pereira as Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder

   SH    None    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Midea Group Co. Ltd.

 

Meeting Date:    03/13/2020   Country:    China   Primary Security ID:    Y6S40V103
Record Date:    03/06/2020   Meeting Type:    Special   Ticker:    000333
     Shares Voted:    3,144,886     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Debt Financing Instruments

   Mgmt    For    Refer    For

Gree Electric Appliances, Inc. of Zhuhai

 

Meeting Date:    03/17/2020   Country:    China   Primary Security ID:    Y2882R102
Record Date:    03/11/2020   Meeting Type:    Special   Ticker:    000651
     Shares Voted:    1,729,123     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Debt Financing Instruments

   Mgmt    For    Refer    For

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/18/2020   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2019   Meeting Type:    Annual   Ticker:    005930
     Shares Voted:    2,734,439     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Elect Han Jong-hee as Inside Director

   Mgmt    For    For    For
2.2  

Elect Choi Yoon-ho as Inside Director

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Hyundai Motor Co., Ltd.

 

Meeting Date:    03/19/2020   Country:    South Korea   Primary Security ID:    Y38472109
Record Date:    12/31/2019   Meeting Type:    Annual   Ticker:    005380
     Shares Voted:    296,491     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Amend Articles of Incorporation

   Mgmt    For    Refer    For
3.1  

Elect Choi Eun-su as Outside Director

   Mgmt    For    For    For
3.2  

Elect Kim Sang-hyeon as Inside Director

   Mgmt    For    Refer    Against
4  

Elect Choi Eun-su as a Member of Audit Committee

   Mgmt    For    For    For
5  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

Kweichow Moutai Co., Ltd.

 

Meeting Date:    03/20/2020   Country:    China   Primary Security ID:    Y5070V116
Record Date:    03/12/2020   Meeting Type:    Special   Ticker:    600519
     Shares Voted:    97,758     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Gao Weidong as Non-Independent Director

   Mgmt    For    For    For
2  

Elect You Yalin as Supervisor

   SH    For    Refer    For

LG Household & Health Care Ltd.

 

Meeting Date:    03/20/2020   Country:    South Korea   Primary Security ID:    Y5275R100
Record Date:    12/31/2019   Meeting Type:    Annual  

Ticker:

   051900
     Shares Voted:    19,755     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

  

Mgmt

   For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

LG Household & Health Care Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.1  

Elect Kim Jae-wook as Outside Director

   Mgmt    For    For    For
2.2  

Elect Kim Gi-young as Outside Director

   Mgmt    For    Refer    Against
3  

Elect Kim Jae-wook as a Member of Audit Committee

   Mgmt    For    For    For
4  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

SK hynix, Inc.

 

Meeting Date:    03/20/2020   Country:    South Korea   Primary Security ID:    Y8085F100
Record Date:    12/31/2019   Meeting Type:    Annual   Ticker:    000660
     Shares Voted:    158,450     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Amend Articles of Incorporation

   Mgmt    For    Refer    For
3  

Elect Lee Seok-hee as Inside Director

   Mgmt    For    For    Against
4  

Elect Park Jung-ho as Non-Independent Non-Executive Director

   Mgmt    For    For    For
5.1  

Elect Shin Chang-hwan as Outside Director

   Mgmt    For    For    For
5.2  

Elect Han Ae-ra as Outside Director

   Mgmt    For    For    For
6.1  

Elect Ha Young-gu as a Member of Audit Committee

   Mgmt    For    For    For
6.2  

Elect Shin Chang-hwan as a Member of Audit Committee

   Mgmt    For    For    For
6.3  

Elect Han Ae-ra as a Member of Audit Committee

   Mgmt    For    For    For
7  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
8  

Approve Stock Option Grants

   Mgmt    For    For    For
9  

Approve Stock Option Grants

   Mgmt    For    For    For
10  

Approve Terms of Retirement Pay

   Mgmt    For    Against    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Korea Shipbuilding & Offshore Engineering Co., Ltd.

 

Meeting Date:    03/24/2020   Country:    South Korea   Primary Security ID:    Y3838M106
Record Date:    12/31/2019   Meeting Type:    Annual   Ticker:    009540
     Shares Voted:    293,290     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Elect Ga Sam-hyeon as Inside Director

   Mgmt    For    For    For
2.2  

Elect Choi Hyeok as Outside Director

   Mgmt    For    For    For
3  

Elect Choi Hyeok as a Member of Audit Committee

   Mgmt    For    For    For
4  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

Ping An Insurance (Group) Company of China, Ltd.

 

Meeting Date:    04/09/2020   Country:    China   Primary Security ID:    Y69790106
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    2318
     Shares Voted:    3,351,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve 2019 Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2019 Report of the Supervisory Committee

   Mgmt    For    For    For
3  

Approve 2019 Annual Report and Its Summary

   Mgmt    For    For    For
4  

Approve 2019 Financial Statements and Statutory Reports

   Mgmt    For    For    For
5  

Approve 2019 Profit Distribution Plan and Distribution of Final Dividends

   Mgmt    For    For    For
6  

Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7  

Approve 2019 Performance Evaluation of Independent Non-Executive Directors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Ping An Insurance (Group) Company of China, Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Approve Issuance of Debt Financing Instruments

   Mgmt    For    Refer    For
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

   Mgmt    For    Refer    For
10  

Amend Articles of Association

   Mgmt    For    For    For
11  

Elect Lu Min as Director

   SH    For    For    For

China International Capital Corporation Limited

 

Meeting Date:    04/14/2020   Country:    China   Primary Security ID:    Y1R99Y109
Record Date:    03/13/2020   Meeting Type:    Special   Ticker:    3908
     Shares Voted:    8,378,233     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Plan on the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    Refer    For
2  

Authorize Board to Deal with All Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    Refer    For
3  

Approve Use of Proceeds from the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    For    For
4  

Amend Articles of Association

   Mgmt    For    For    For
5  

Approve Dilution of Immediate Returns Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures

   Mgmt    For    Refer    For
6  

Approve Price Stabilization Plan of A Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    Refer    For
7  

Approve Undertakings on the Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    Refer    For
8  

Approve Plan for Shareholders’ Return within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

China International Capital Corporation Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9  

Approve Report on the Use of Previously Raised Proceeds

   Mgmt    For    For    For
10  

Approve Directors’ Remuneration Package

   Mgmt    For    Refer    For
11  

Approve Supervisors’ Remuneration Package

   Mgmt    For    Refer    For
12  

Approve Purchase of Liability Insurance for the A Shares Prospectus

   Mgmt    For    Refer    For
13  

Amend Rules and Procedures Regarding General Meetings of Shareholders

   Mgmt    For    For    For
14  

Amend Rules and Procedures Regarding Meetings of Board of Directors

   Mgmt    For    For    For
15  

Amend Rules and Procedures Regarding Meetings of Supervisory Committee

   Mgmt    For    For    For

China International Capital Corporation Limited

 

Meeting Date:    04/14/2020   Country:    China   Primary Security ID:    Y1R99Y109
Record Date:    03/13/2020   Meeting Type:    Special   Ticker:    3908
     Shares Voted:    8,378,233     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

CLASS MEETING FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve Plan on the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    Refer    For
2  

Authorize Board to Deal with All Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    Refer    For
3  

Approve Use of Proceeds from the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    For    For
4  

Approve Dilution of Immediate Returns Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures

   Mgmt    For    Refer    For
5  

Approve Price Stabilization Plan of A Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

China International Capital Corporation Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Approve Undertakings on the Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares)

   Mgmt    For    Refer    For
7  

Approve Report on the Use of Previously Raised Proceeds

   Mgmt    For    For    For

Etalon Group Plc

 

Meeting Date:    04/15/2020   Country:    Cyprus   Primary Security ID:    29760G103
Record Date:    03/24/2020   Meeting Type:    Special   Ticker:    ETLN
     Shares Voted:    3,676,924     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for GDR Holders

   Mgmt         
1  

Authorize Share Repurchase Program

   Mgmt    For    For    For

Yunnan Baiyao Group Co., Ltd.

 

Meeting Date:    04/21/2020   Country:    China   Primary Security ID:    Y9879F108
Record Date:    04/14/2020   Meeting Type:    Annual   Ticker:    000538
     Shares Voted:    1,770,111     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve Financial Statements

   Mgmt    For    For    For
4  

Approve Annual Report and Summary

   Mgmt    For    For    For
5  

Approve Profit Distribution

   Mgmt    For    For    For
6  

Approve Appointment of Auditor and Internal Control Auditor

   Mgmt    For    For    For
7  

Approve Draft and Summary of Stock Option Incentive Plan

   Mgmt    For    For    For
8  

Approve Assessment and Management Measures of the Stock Option Incentive Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Yunnan Baiyao Group Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9  

Approve Company Shares Repurchase to Implement Employee Incentive Plan

   Mgmt    For    For    For
10  

Approve Authorization of Board to Handle All Matters Related to the Stock Option Incentive Plan

   Mgmt    For    For    For
11  

Approve Authorize Board to Deal with All Matters in Relation to the Share Repurchase

   Mgmt    For    For    For

Hypera SA

 

Meeting Date:    04/22/2020   Country:    Brazil   Primary Security ID:    P5230A101
Record Date:      Meeting Type:    Annual   Ticker:    HYPE3
     Shares Voted:    3,176,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019

   Mgmt    For    For    For
2  

Approve Capital Budget

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
4  

Approve Remuneration of Company’s Management and Fiscal Council

   Mgmt    For    Refer    For
5  

Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?

   Mgmt    None    Refer    For

Hypera SA

 

Meeting Date:    04/22/2020   Country:    Brazil   Primary Security ID:    P5230A101
Record Date:      Meeting Type:    Special   Ticker:    HYPE3
     Shares Voted:    3,176,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Share Matching Plan

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Orbia Advance Corporation SAB de CV

 

Meeting Date:    04/28/2020   Country:    Mexico   Primary Security ID:    P7S81Y105
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    ORBIA
     Shares Voted:    9,693,094     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept CEO’s Report and Board’s Report on Operations and Results

   Mgmt    For    For    For
1.2  

Accept Individual and Consolidated Financial Statements

   Mgmt    For    For    For
1.3  

Accept Report on Compliance of Fiscal Obligations

   Mgmt    For    For    For
2  

Accept Report of Audit Committee

   Mgmt    For    For    For
3  

Accept Report of Corporate Practices Committee

   Mgmt    For    For    For
4.1  

Approve Individual and Consolidated Net Profit after Minority Interest in the Amount of USD 206.73 Million

   Mgmt    For    For    For
4.2  

Approve Allocation of Individual and or Consolidated Profits and or Losses Referred to in Previous Item to the Accumulated Net Income Account

   Mgmt    For    For    For
5.1  

Ratify Antonio Del Valle Ruiz as Honorary and Lifetime Board Chairman

   Mgmt    For    For    For
5.2a  

Elect or Ratify Juan Pablo Del Valle Perochena as Board Member

   Mgmt    For    For    For
5.2b  

Elect or Ratify Adolfo Del Valle Ruiz as Board Member

   Mgmt    For    For    For
5.2c  

Elect or Ratify Ignacio Del Valle Ruiz as Board Member

   Mgmt    For    Refer    Against
5.2d  

Elect or Ratify Antonio Del Valle Perochena as Board Member

   Mgmt    For    For    For
5.2e  

Elect or Ratify Maria Guadalupe Del Valle Perochena as Board Member

   Mgmt    For    For    For
5.2f  

Elect or Ratify Jaime Ruiz Sacristan as Board Member

   Mgmt    For    For    For
5.2g  

Elect or Ratify Fernando Ruiz Sahagun as Board Member

   Mgmt    For    For    Against
5.2h  

Elect or Ratify Eugenio Santiago Clariond Reyes as Board Member

   Mgmt    For    For    For
5.2i  

Elect or Ratify Eduardo Tricio Haro as Board Member

   Mgmt    For    For    Against
5.2j  

Elect or Ratify Guillermo Ortiz Martinez as Board Member

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Orbia Advance Corporation SAB de CV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.2k  

Elect or Ratify Divo Milan Haddad as Board Member

   Mgmt    For    For    Against
5.2l  

Elect or Ratify Alma Rosa Moreno Razo as Board Member

   Mgmt    For    For    For
5.2m  

Elect or Ratify Maria Teresa Altagracia Arnal Machado as Board Member

   Mgmt    For    For    For
5.2n  

Elect or Ratify Jack Goldstein as Board Member

   Mgmt    For    For    For
5.2o  

Elect or Ratify Anil Menon as Board Member

   Mgmt    For    For    For
5.3a  

Elect or Ratify Juan Pablo Del Valle Perochena as Chairman of Board of Directors

   Mgmt    For    For    For
5.3b  

Elect or Ratify Juan Pablo Del Rio Benitez as Secretary (Non-Member) of Board

   Mgmt    For    Refer    For
5.3c  

Elect or Ratify Sheldon Hirt as Alternate Secretary (Non-Member) of Board

   Mgmt    For    Refer    For
5.4a  

Elect or Ratify Fernando Ruiz Sahagun as Chairman of Audit Committee

   Mgmt    For    For    Against
5.4b  

Elect or Ratify Eugenio Santiago Clariond Reyes as Chairman of Corporate Practices Committee

   Mgmt    For    For    Against
6  

Approve Remuneration of Chairman of Board, Audit Committee and Corporate Practices Committee; Approve Remuneration of Members of Board and Members of Audit Committee and Corporate Practices Committee

   Mgmt    For    Refer    Against
7.1  

Approve Cancellation of Balance of Amount Approved to be Used for Acquisition of Company’s Shares

   Mgmt    For    For    For
7.2  

Set Aggregate Nominal Amount of Share Repurchase Reserve at USD 400 Million

   Mgmt    For    For    For
8  

Accept Report on Adoption or Modification of Policies in Share Repurchases of Company

   Mgmt    For    For    For
9  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Vale SA

 

Meeting Date:    04/30/2020   Country:    Brazil   Primary Security ID:    P9661Q155
Record Date:      Meeting Type:    Annual   Ticker:    VALE3
     Shares Voted:    1,476,745     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019

   Mgmt    For    For    For
2  

Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?

   Mgmt    None    Abstain    Abstain
3  

Elect Directors

   Mgmt    For    Against    Against
4  

In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?

   Mgmt    None    Refer    Against
5  

In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?

   Mgmt    None    Refer    Abstain
 

APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 5, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes

   Mgmt         
6.1  

Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate

   Mgmt    None    Abstain    Abstain
6.2  

Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate

   Mgmt    None    Abstain    Abstain
6.3  

Percentage of Votes to Be Assigned - Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate

   Mgmt    None    Abstain    Abstain
6.4  

Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Director

   Mgmt    None    Abstain    Abstain
6.5  

Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director

   Mgmt    None    Abstain    Abstain
6.6  

Percentage of Votes to Be Assigned - Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate

   Mgmt    None    Abstain    Abstain
6.7  

Percentage of Votes to Be Assigned - Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate

   Mgmt    None    Abstain    Abstain
6.8  

Percentage of Votes to Be Assigned - Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate

   Mgmt    None    Abstain    Abstain


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Vale SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.9  

Percentage of Votes to Be Assigned - Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate

   Mgmt    None    Abstain    Abstain
6.10  

Percentage of Votes to Be Assigned - Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate

   Mgmt    None    Abstain    Abstain
6.11  

Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Independent Director

   Mgmt    None    Abstain    Abstain
6.12  

Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate

   Mgmt    None    Abstain    Abstain
7  

As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?

   Mgmt    None    Refer    For
8  

Elect Fiscal Council Members

   Mgmt    For    Refer    For
9  

In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?

   Mgmt    None    Refer    Against
10  

Approve Remuneration of Company’s Management and Fiscal Council

   Mgmt    For    Refer    Against

Vale SA

 

Meeting Date:    04/30/2020   Country:    Brazil   Primary Security ID:    P9661Q155
Record Date:      Meeting Type:    Special   Ticker:    VALE3
     Shares Voted:    1,476,745     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Articles and Consolidate Bylaws

   Mgmt    For    Refer    Against
2  

Approve Agreement to Absorb Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe)

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Vale SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Ratify Premiumbravo Auditores Independentes as Independent Firm to Appraise Proposed Transaction

   Mgmt    For    Refer    For
4  

Approve Independent Firm’s Appraisals

   Mgmt    For    Refer    For
5  

Approve Absorption of Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe)

   Mgmt    For    Refer    For
6  

Approve Agreement to Absorb Minas da Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba)

   Mgmt    For    Refer    For
7  

Ratify Macso Legate Auditores Independentes as Independent Firm to Appraise Proposed Transaction

   Mgmt    For    Refer    For
8  

Approve Independent Firm’s Appraisals

   Mgmt    For    Refer    For
9  

Approve Absorption of Minas da Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba)

   Mgmt    For    Refer    For

XP, Inc.

 

Meeting Date:    04/30/2020   Country:    Cayman Islands   Primary Security ID:    G98239109
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    XP
     Shares Voted:    330,447     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Management Accounts for the Fiscal Year Ended December 31, 2019

   Mgmt    For    Refer    For
3  

Elect Director Ricardo Baldin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Hong Kong Exchanges & Clearing Ltd.

 

Meeting Date:    05/07/2020   Country:    Hong Kong   Primary Security ID:    Y3506N139
Record Date:    04/29/2020   Meeting Type:    Annual   Ticker:    388
     Shares Voted:    625,770     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2a  

Elect Cheah Cheng Hye as Director

   Mgmt    For    For    For
2b  

Elect Leung Pak Hon, Hugo as Director

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For

Hefei Meiya Optoelectronic Technology Inc.

 

Meeting Date:    05/13/2020   Country:    China   Primary Security ID:    Y3123L102
Record Date:    05/07/2020   Meeting Type:    Annual   Ticker:    002690
     Shares Voted:    4,725,460     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve Annual Report and Summary

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve Financial Budget Report

   Mgmt    For    For    For
6  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
7  

Approve Remuneration of Directors, Supervisors and Senior Management Members

   Mgmt    For    Refer    For
8  

Approve Special Report on the Deposit and Usage of Raised Funds

   Mgmt    For    For    For
9  

Amend Articles of Association and Amend Rules and Procedures Regarding Meetings of Board of Directors

   Mgmt    For    Refer    For
10  

Approve Appointment of Auditor

   Mgmt    For    For    For
11  

Approve Credit Line Bank Application

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Hefei Meiya Optoelectronic Technology Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Approve Use of Idle Raised Funds and Own Funds to Conduct Cash Management

   Mgmt    For    Refer    Against
 

ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
13.1  

Elect Tian Ming as Non-Independent Director

   Mgmt    For    For    For
13.2  

Elect Shen Haibin as Non-Independent Director

   Mgmt    For    For    For
13.3  

Elect Hao Xianjin as Non-Independent Director

   Mgmt    For    For    For
 

ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
14.1  

Elect Zhang Benzhao as Independent Director

   Mgmt    For    For    For
14.2  

Elect Chu Yuming as Independent Director

   Mgmt    For    For    For
14.3  

Elect Yang Morong as Independent Director

   Mgmt    For    For    For
 

ELECT SUPERVISORS VIA CUMULATIVE VOTING

   Mgmt         
15.1  

Elect Han Liming as Supervisor

   Mgmt    For    Refer    For
15.2  

Elect Ni Yingjiu as Supervisor

   Mgmt    For    Refer    For

Tencent Holdings Limited

 

Meeting Date:    05/13/2020   Country:    Cayman Islands   Primary Security ID:    G87572163
Record Date:    05/07/2020   Meeting Type:    Annual   Ticker:    700
     Shares Voted:    2,413,520     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Lau Chi Ping Martin as Director

   Mgmt    For    Refer    For
3b  

Elect Charles St Leger Searle as Director

   Mgmt    For    For    For
3c  

Elect Ke Yang as Director

   Mgmt    For    For    For
3d  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Tencent Holdings Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
8  

Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association

   Mgmt    For    Refer    For

Hypera SA

 

Meeting Date:    05/15/2020   Country:    Brazil   Primary Security ID:    P5230A101
Record Date:      Meeting Type:    Special   Ticker:    HYPE3
     Shares Voted:    3,176,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Agreement to Acquire All Shares of the Company to Be Incorporated in Brazil and Held by Takeda Pharmaceutical International AG (Takeda) and Affiliates

   Mgmt    For    Refer    For
2  

Ratify Planconsult Planejamento e Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction

   Mgmt    For    Refer    For
3  

Approve Independent Firm’s Appraisal

   Mgmt    For    Refer    For

Meituan Dianping

 

Meeting Date:    05/20/2020   Country:    Cayman Islands   Primary Security ID:    G59669104
Record Date:    05/14/2020   Meeting Type:    Annual   Ticker:    3690
     Shares Voted:    2,522,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Meituan Dianping

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Elect Orr Gordon Robert Halyburton as Director

   Mgmt    For    For    For
3  

Elect Leng Xuesong as Director

   Mgmt    For    For    For
4  

Elect Shum Heung Yeung Harry as Director

   Mgmt    For    For    For
5  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
7  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
8  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
9  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Logan Property Holdings Co., Ltd.

 

Meeting Date:    05/22/2020   Country:    Cayman Islands   Primary Security ID:    G55555109
Record Date:    05/18/2020   Meeting Type:    Annual   Ticker:    3380
     Shares Voted:    13,183,584     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Kei Hoi Pang as Director

   Mgmt    For    For    For
4  

Elect Wu Jian as Director

   Mgmt    For    For    For
5  

Elect Kei Perenna Hoi Ting as Director

   Mgmt    For    For    For
6  

Elect Cai Suisheng as Director

   Mgmt    For    For    For
7  

Authorize Board to Fix the Remuneration of Directors

   Mgmt    For    Refer    For
8  

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
9  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
10  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
11  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Logan Property Holdings Co., Ltd.

 

Meeting Date:    05/22/2020   Country:    Cayman Islands   Primary Security ID:    G55555109
Record Date:    05/18/2020   Meeting Type:    Special   Ticker:    3380
     Shares Voted:    13,183,584     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Change of the English name of the Company from “Logan Property Holdings Company Limited” to “Logan Group Company Limited” and the Chinese Name of the Company

   Mgmt    For    For    For

Midea Group Co. Ltd.

 

Meeting Date:    05/22/2020   Country:    China   Primary Security ID:    Y6S40V103
Record Date:    05/15/2020   Meeting Type:    Annual   Ticker:    000333
     Shares Voted:    3,144,886     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve Annual Report and Summary

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve Profit Distribution

   Mgmt    For    For    For
6  

Approve Draft and Summary on Stock Option Incentive Plan

   Mgmt    For    For    For
7  

Approve Methods to Assess the Performance of Stock Option Incentive Plan Participants

   Mgmt    For    For    For
8  

Approve Authorization of the Board to Handle All Related Matters to Stock Option Incentive Plan

   Mgmt    For    For    For
9  

Approve Draft and Summary on Performance Share Incentive Plan

   Mgmt    For    For    For
10  

Approve Methods to Assess the Performance of Performance Share Incentive Plan Participants

   Mgmt    For    For    For
11  

Approve Authorization of the Board to Handle All Related Matters to Performance Share Incentive Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Midea Group Co. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Approve Share Purchase Plan (Draft) and Summary Phase VI

   Mgmt    For    For    For
13  

Approve Authorization of the Board to Handle All Related Matters to Share Purchase Plan Phase VI

   Mgmt    For    For    For
14  

Approve Draft and Summary on Share Purchase Plan Phase III

   Mgmt    For    For    For
15  

Approve Authorization of the Board to Handle All Related Matters to Share Purchase Plan Phase III

   Mgmt    For    For    For
16  

Approve Provision of Guarantee

   Mgmt    For    For    For
17  

Approve Related Party Transaction

   Mgmt    For    For    For
18  

Approve to Appoint Auditor

   Mgmt    For    For    For
19  

Approve Amendments to Articles of Association

   Mgmt    For    Refer    For
20  

Approve Management System of Raised Funds

   Mgmt    For    Refer    For
21  

Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members

   Mgmt    For    For    For

Capitec Bank Holdings Ltd.

 

Meeting Date:    05/29/2020   Country:    South Africa   Primary Security ID:    S15445109
Record Date:    05/22/2020   Meeting Type:    Annual   Ticker:    CPI
     Shares Voted:    414,535     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Resolutions

   Mgmt         
1  

Re-elect Michiel du Pre le Roux as Director

   Mgmt    For    For    For
2  

Re-elect Kabelo Makwane as Director

   Mgmt    For    For    For
3  

Re-elect Chris Otto as Director

   Mgmt    For    For    For
4  

Elect Santie Botha as Director

   Mgmt    For    For    For
5  

Elect Emma Mashilwane as Director

   Mgmt    For    For    For
6  

Reappoint PricewaterhouseCoopers Inc as Auditors of the Company

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Capitec Bank Holdings Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Appoint Deloitte & Touche as Auditors of the Company

   Mgmt    For    For    For
8  

Authorise Specific Issue of Loss Absorbent Convertible Capital Securities for Cash

   Mgmt    For    Refer    For
9  

Authorise Board to Issue Shares for Cash

   Mgmt    For    For    For
10  

Approve Remuneration Policy

   Mgmt    For    Refer    For
11  

Approve Implementation Report of Remuneration Policy

   Mgmt    For    Refer    For
 

Special Resolutions

   Mgmt         
1  

Approve Non-executive Directors’ Remuneration

   Mgmt    For    Refer    For
2  

Authorise Repurchase of Issued Share Capital

   Mgmt    For    For    For
3  

Approve Financial Assistance in Terms of Section 45 of the Companies Act

   Mgmt    For    Refer    For
4  

Approve Financial Assistance in Respect of the Restricted Share Plan

   Mgmt    For    For    For

Vinhomes JSC

 

Meeting Date:    05/29/2020   Country:    Vietnam   Primary Security ID:    Y937JX103
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    VHM
     Shares Voted:    9,214,415     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Report of Board of Directors for Financial Year 2019 and Plan for Financial Year 2020

   Mgmt    For    For    For
2  

Approve Report of Management Board on Business Performance of Financial Year 2019 and Plan for Financial Year 2020

   Mgmt    For    For    For
3  

Approve Reports of Supervisory Board for Financial Year 2019

   Mgmt    For    For    For
4  

Approve Audited Financial Statements of Financial Year 2019

   Mgmt    For    For    For
5  

Change Address of Head Office and Amend Articles of Association

   Mgmt    For    Refer    For
6  

Approve Allocation of Income of Financial Year 2019

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Vinhomes JSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Approve Remuneration of Board of Directors and Supervisory Board

   Mgmt    For    Refer    For
8  

Other Business

   Mgmt    For    Against    Against

Gree Electric Appliances, Inc. of Zhuhai

 

Meeting Date:    06/01/2020   Country:    China   Primary Security ID:    Y2882R102
Record Date:    05/26/2020   Meeting Type:    Annual   Ticker:    000651
     Shares Voted:    2,860,328     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve Financial Report

   Mgmt    For    For    For
4  

Approve Annual Report and Summary

   Mgmt    For    For    For
5  

Approve Profit Distribution

   Mgmt    For    For    For
6  

Approve Appointment of Auditor

   Mgmt    For    For    For
7  

Approve Special Report on Foreign Exchange Derivatives Trading Business

   Mgmt    For    Refer    For
8  

Approve Use of Own Idle Funds for Investment in Financial Products

   Mgmt    For    Refer    Against
9  

Approve Daily Related-Party Transactions

   Mgmt    For    Refer    For
10  

Amend Articles of Association

   Mgmt    For    For    For

MercadoLibre, Inc.

 

Meeting Date:    06/08/2020   Country:    USA   Primary Security ID:    58733R102
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    MELI
     Shares Voted:    76,695     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan Segal

   Mgmt    For    For    For
1.2  

Elect Director Mario Eduardo Vazquez

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

MercadoLibre, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Alejandro Nicolas Aguzin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Co. S.A. as Auditors

   Mgmt    For    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/09/2020   Country:    Taiwan   Primary Security ID:    Y84629107
Record Date:    04/10/2020   Meeting Type:    Annual   Ticker:    2330
     Shares Voted:    10,836,404     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
2  

Amend Procedures for Lending Funds to Other Parties

   Mgmt    For    Refer    For
 

ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING

   Mgmt         
3.1  

Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director

   Mgmt    For    For    For

Delta Electronics, Inc.

 

Meeting Date:    06/10/2020   Country:    Taiwan   Primary Security ID:    Y20263102
Record Date:    04/10/2020   Meeting Type:    Annual   Ticker:    2308
     Shares Voted:    2,631,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements

   Mgmt    For    For    For
2  

Approve Profit Distribution

   Mgmt    For    For    For
3  

Amend Rules and Procedures Regarding Shareholder’s General Meeting

   Mgmt    For    For    For
4  

Approve Release of Restrictions of Competitive Activities of Directors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Galaxy Entertainment Group Limited

 

Meeting Date:    06/10/2020   Country:    Hong Kong   Primary Security ID:    Y2679D118
Record Date:    06/04/2020   Meeting Type:    Annual   Ticker:    27
     Shares Voted:    2,648,210     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.1  

Elect Paddy Tang Lui Wai Yu as Director

   Mgmt    For    For    For
2.2  

Elect William Yip Shue Lam as Director

   Mgmt    For    For    For
2.3  

Elect Patrick Wong Lung Tak as Director

   Mgmt    For    Against    Against
2.4  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4.1  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
4.2  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
4.3  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

Kweichow Moutai Co., Ltd.

 

Meeting Date:    06/10/2020   Country:    China   Primary Security ID:    Y5070V116
Record Date:    06/01/2020   Meeting Type:    Annual   Ticker:    600519
     Shares Voted:    97,758     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve Annual Report and Summary

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve Financial Budget Report

   Mgmt    For    For    For
6  

Approve Profit Distribution

   Mgmt    For    For    For
7  

Approve Report of the Independent Directors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Kweichow Moutai Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Approve to Appoint Financial and Internal Control Auditor

   Mgmt    For    For    For
 

ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
9.1  

Elect Gao Weidong as Non-Independent Director

   Mgmt    For    For    For
9.2  

Elect Li Jingren as Non-Independent Director

   Mgmt    For    For    For
9.3  

Elect Wang Yan as Non-Independent Director

   Mgmt    For    For    For
 

ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
10.1  

Elect Li Botan as Independent Director

   Mgmt    For    For    For
10.2  

Elect Lu Jinhai as Independent Director

   Mgmt    For    For    For
10.3  

Elect Xu Dingbo as Independent Director

   Mgmt    For    For    For
10.4  

Elect Zhang Jingzhong as Independent Director

   Mgmt    For    For    For
 

ELECT SUPERVISORS VIA CUMULATIVE VOTING

   Mgmt         
11.1  

Elect You Yalin as Supervisor

   Mgmt    For    Refer    For
11.2  

Elect Che Xingyu as Supervisor

   Mgmt    For    Refer    For

MediaTek, Inc.

 

Meeting Date:    06/11/2020   Country:    Taiwan   Primary Security ID:    Y5945U103
Record Date:    04/10/2020   Meeting Type:    Annual   Ticker:    2454
     Shares Voted:    1,444,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
2  

Approve Profit Distribution

   Mgmt    For    For    For
3  

Approve Cash Distribution from Capital Reserve

   Mgmt    For    For    For
4  

Approve Release of Restrictions of Competitive Activities of Directors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Li Ning Company Limited

 

Meeting Date:    06/12/2020   Country:    Cayman Islands   Primary Security ID:    G5496K124
Record Date:    06/08/2020   Meeting Type:    Annual   Ticker:    2331
     Shares Voted:    9,267,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3.1a  

Elect Kosaka Takeshi as Director

   Mgmt    For    For    For
3.1b  

Elect Wang Ya Fei as Director

   Mgmt    For    For    For
3.1c  

Elect Chan Chung Bun, Bunny as Director

   Mgmt    For    For    For
3.2  

Authorize Board to Fix the Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve PricewaterhouseCoopers, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

BeiGene, Ltd.

 

Meeting Date:    06/17/2020   Country:    Cayman Islands   Primary Security ID:    G1146Y101
Record Date:    04/16/2020   Meeting Type:    Annual   Ticker:    6160
     Shares Voted:    137,003     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Elect Director John V. Oyler

   Mgmt    For    For    For
2  

Elect Director Timothy Chen

   Mgmt    For    For    For
3  

Elect Director Jing-Shyh (Sam) Su

   Mgmt    For    For    For
4  

Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

BeiGene, Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares

   Mgmt    For    For    For
6  

Approve Connected Person Placing Authorization I

   Mgmt    For    For    For
7  

Approve Connected Person Placing Authorization II

   Mgmt    For    For    For
8  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
9  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Sands China Ltd.

 

Meeting Date:    06/19/2020   Country:    Cayman Islands   Primary Security ID:    G7800X107
Record Date:    06/08/2020   Meeting Type:    Annual   Ticker:    1928
     Shares Voted:    2,756,490     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2a  

Elect Sheldon Gary Adelson as Director

   Mgmt    For    For    For
2b  

Elect Charles Daniel Forman as Director

   Mgmt    For    For    For
2c  

Elect Victor Patrick Hoog Antink as Director

   Mgmt    For    For    For
2d  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
7  

Approve the Amendment Agreement to the Service Contract of Dr. Wong Ying Wai (Wilfred)

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Midea Group Co. Ltd.

 

Meeting Date:    06/22/2020   Country:    China   Primary Security ID:    Y6S40V103
Record Date:    06/15/2020   Meeting Type:    Special   Ticker:    000333
     Shares Voted:    3,144,886     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Application for Unified Registration of Varieties of Debt Financing Instruments

   Mgmt    For    Refer    Against
2  

Approve 2017 Repurchase and Cancellation of Performance Share Incentive Plan

   SH    For    For    For
3  

Approve 2018 Repurchase and Cancellation of Performance Share Incentive Plan

   SH    For    For    For
4  

Approve 2019 Repurchase and Cancellation of Performance Share Incentive Plan

   SH    For    For    For

Oil Co. LUKOIL PJSC

 

Meeting Date:    06/23/2020   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    05/29/2020   Meeting Type:    Annual   Ticker:    LKOH
     Shares Voted:    408,707     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share

   Mgmt    For    For    For
 

Elect 11 Directors via Cumulative Voting

   Mgmt         
2.1  

Elect Vagit Alekperov as Director

   Mgmt    None    Refer    For
2.2  

Elect Viktor Blazheev as Director

   Mgmt    None    Refer    Against
2.3  

Elect Toby Gati as Director

   Mgmt    None    Refer    For
2.4  

Elect Ravil Maganov as Director

   Mgmt    None    Refer    Against
2.5  

Elect Roger Munnings as Director

   Mgmt    None    Refer    For
2.6  

Elect Nikolai Nikolaev as Director

   Mgmt    None    Refer    Against
2.7  

Elect Pavel Teplukhin as Director

   Mgmt    None    Refer    For
2.8  

Elect Leonid Fedun as Director

   Mgmt    None    Refer    For
2.9  

Elect Liubov Khoba as Director

   Mgmt    None    Refer    Against
2.10  

Elect Sergei Shatalov as Director

   Mgmt    None    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Oil Co. LUKOIL PJSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.11  

Elect Wolfgang Schuessel as Director

   Mgmt    None    Refer    For
3.1  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
3.2  

Approve Remuneration of New Directors

   Mgmt    For    Refer    For
4  

Ratify KPMG as Auditor

   Mgmt    For    For    For
5  

Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives

   Mgmt    For    Refer    For

Oil Co. LUKOIL PJSC

 

Meeting Date:    06/23/2020   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    05/29/2020   Meeting Type:    Annual   Ticker:    LKOH
     Shares Voted:    48,494     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR/GDR Holders

   Mgmt         
1  

Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share

   Mgmt    For    For    For
 

Elect 11 Directors via Cumulative Voting

   Mgmt         
2.1  

Elect Vagit Alekperov as Director

   Mgmt    None    Refer    For
2.2  

Elect Viktor Blazheev as Director

   Mgmt    None    Refer    Against
2.3  

Elect Toby Gati as Director

   Mgmt    None    Refer    For
2.4  

Elect Ravil Maganov as Director

   Mgmt    None    Refer    Against
2.5  

Elect Roger Munnings as Director

   Mgmt    None    Refer    For
2.6  

Elect Nikolai Nikolaev as Director

   Mgmt    None    Refer    Against
2.7  

Elect Pavel Teplukhin as Director

   Mgmt    None    Refer    For
2.8  

Elect Leonid Fedun as Director

   Mgmt    None    Refer    For
2.9  

Elect Liubov Khoba as Director

   Mgmt    None    Refer    Against
2.10  

Elect Sergei Shatalov as Director

   Mgmt    None    Refer    For
2.11  

Elect Wolfgang Schuessel as Director

   Mgmt    None    Refer    For
3.1  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
3.2  

Approve Remuneration of New Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Oil Co. LUKOIL PJSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Ratify KPMG as Auditor

   Mgmt    For    For    For
5  

Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives

   Mgmt    For    Refer    For


IVY ENERGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

C&J Energy Services, Inc.

 

Meeting Date:    10/22/2019   Country:    USA   Primary Security ID:    12674R100
Record Date:    09/18/2019   Meeting Type:    Special   Ticker:    CJ
     Shares Voted:    293,009     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Parsley Energy, Inc.

 

Meeting Date:    01/09/2020   Country:    USA   Primary Security ID:    701877102
Record Date:    11/25/2019   Meeting Type:    Special   Ticker:    PE
     Shares Voted:    509,183     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For

WPX Energy, Inc.

 

Meeting Date:    03/05/2020   Country:    USA   Primary Security ID:    98212B103
Record Date:    02/04/2020   Meeting Type:    Special   Ticker:    WPX
     Shares Voted:    731,012     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Schlumberger N.V.

 

Meeting Date:    04/01/2020   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/12/2020   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    197,329     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Patrick de La Chevardiere

   Mgmt    For    For    For
1b  

Elect Director Miguel M. Galuccio

   Mgmt    For    For    For
1c  

Elect Director Olivier Le Peuch

   Mgmt    For    For    For
1d  

Elect Director Tatiana A. Mitrova

   Mgmt    For    For    For
1e  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1f  

Elect Director Mark G. Papa

   Mgmt    For    For    For
1g  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1h  

Elect Director Henri Seydoux

   Mgmt    For    For    For
1i  

Elect Director Jeff W. Sheets

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Liberty Oilfield Services Inc.

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:    53115L104
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    LBRT
     Shares Voted:    197,576     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gale A. Norton

   Mgmt    For    For    For
1.2  

Elect Director Jesal Shah

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Cary D. Steinbeck

   Mgmt    For    Refer    Withhold
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

TechnipFMC plc

 

Meeting Date:    04/24/2020   Country:    United Kingdom   Primary Security ID:    G87110105
Record Date:    02/27/2020   Meeting Type:    Annual   Ticker:    FTI
     Shares Voted:    228,619     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Douglas J. Pferdehirt

   Mgmt    For    For    For
1b  

Elect Director Eleazar de Carvalho Filho

   Mgmt    For    For    For
1c  

Elect Director Arnaud Caudoux

   Mgmt    For    For    For
1d  

Elect Director Pascal Colombani

   Mgmt    For    For    For
1e  

Elect Director Marie-Ange Debon

   Mgmt    For    For    For
1f  

Elect Director Claire S. Farley

   Mgmt    For    For    For
1g  

Elect Director Didier Houssin

   Mgmt    For    For    For
1h  

Elect Director Peter Mellbye

   Mgmt    For    For    For
1i  

Elect Director John O’Leary

   Mgmt    For    For    For
1j  

Elect Director Olivier Piou

   Mgmt    For    For    For
1k  

Elect Director Kay G. Priestly

   Mgmt    For    For    For
1l  

Elect Director Joseph Rinaldi

   Mgmt    For    For    For
1m  

Elect Director James M. Ringler

   Mgmt    For    For    For
1n  

Elect Director John Yearwood

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Directors’ Remuneration Report

   Mgmt    For    For    For
4  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor

   Mgmt    For    For    For
7  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Concho Resources Inc.

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:    20605P101
Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:    CXO
     Shares Voted:   

125,921

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy A. Leach

   Mgmt    For    For    For
1.2  

Elect Director William H. Easter, III

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:    04/28/2020   Country:    USA   Primary Security ID:    655044105
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    NBL
    

Shares Voted:

   56,981     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director James E. Craddock

   Mgmt    For    Refer    Against
1c  

Elect Director Barbara J. Duganier

   Mgmt    For    For    For
1d  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1e  

Elect Director Holli C. Ladhani

   Mgmt    For    For    For
1f  

Elect Director David L. Stover

   Mgmt    For    For    For
1g  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1h  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1i  

Elect Director Martha B. Wyrsch

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Marathon Petroleum Corporation

 

Meeting Date:    04/29/2020   Country:    USA   Primary Security ID:    56585A102
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    MPC
     Shares Voted:   

171,344

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Declassify the Board of Directors

   Mgmt    For    For    For
2a  

Elect Director Steven A. Davis

   Mgmt    For    For    For
2b  

Elect Director J. Michael Stice

   Mgmt    For    For    For
2c  

Elect Director John P. Surma

   Mgmt    For    For    For
2d  

Elect Director Susan Tomasky

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Adopt Simple Majority Vote

   SH    For    For    For
6  

Report on Integrating Community Impacts Into Executive Compensation Program

   SH    Against    Against    Against

EOG Resources, Inc.

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:    26875P101
Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    78,752     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director Robert P. Daniels

   Mgmt    For    For    For
1d  

Elect Director James C. Day

   Mgmt    For    For    For
1e  

Elect Director C. Christopher Gaut

   Mgmt    For    For    For
1f  

Elect Director Julie J. Robertson

   Mgmt    For    For    For
1g  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1h  

Elect Director William R. Thomas

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Valero Energy Corporation

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:    91913Y100
Record Date:    03/04/2020   Meeting Type:    Annual   Ticker:    VLO
     Shares Voted:    123,704     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director H. Paulett Eberhart

   Mgmt    For    For    For
1B  

Elect Director Joseph W. Gorder

   Mgmt    For    For    For
1C  

Elect Director Kimberly S. Greene

   Mgmt    For    For    For
1D  

Elect Director Deborah P. Majoras

   Mgmt    For    For    For
1E  

Elect Director Eric D. Mullins

   Mgmt    For    For    For
1F  

Elect Director Donald L. Nickles

   Mgmt    For    For    For
1G  

Elect Director Philip J. Pfeiffer

   Mgmt    For    For    For
1H  

Elect Director Robert A. Profusek

   Mgmt    For    For    For
1I  

Elect Director Stephen M. Waters

   Mgmt    For    For    For
1J  

Elect Director Randall J. Weisenburger

   Mgmt    For    For    For
1K  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:    718546104
Record Date:    03/11/2020   Meeting Type:    Annual   Ticker:    PSX
     Shares Voted:    109,705     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Charles M. Holley

   Mgmt    For    For    For
1b  

Elect Director Glenn F. Tilton

   Mgmt    For    For    For
1c  

Elect Director Marna C. Whittington

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Phillips 66

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Risks of Gulf Coast Petrochemical Investments

   SH    Against    Refer    For

Suncor Energy Inc.

 

Meeting Date:    05/06/2020   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    203,214     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For
1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director John D. Gass

   Mgmt    For    For    For
1.4  

Elect Director Dennis M. Houston

   Mgmt    For    For    For
1.5  

Elect Director Mark S. Little

   Mgmt    For    For    For
1.6  

Elect Director Brian P. MacDonald

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For
1.8  

Elect Director Lorraine Mitchelmore

   Mgmt    For    For    For
1.9  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.10  

Elect Director Michael M. Wilson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Canadian Natural Resources Limited

 

Meeting Date:    05/07/2020   Country:    Canada   Primary Security ID:    136385101
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    CNQ
     Shares Voted:   

123,476

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Catherine M. Best

   Mgmt    For    For    For
1.2  

Elect Director M. Elizabeth Cannon

   Mgmt    For    For    For
1.3  

Elect Director N. Murray Edwards

   Mgmt    For    For    For
1.4  

Elect Director Christopher L. Fong

   Mgmt    For    For    For
1.5  

Elect Director Gordon D. Giffin

   Mgmt    For    For    For
1.6  

Elect Director Wilfred A. Gobert

   Mgmt    For    For    For
1.7  

Elect Director Steve W. Laut

   Mgmt    For    For    For
1.8  

Elect Director Tim S. McKay

   Mgmt    For    For    For
1.9  

Elect Director Frank J. McKenna

   Mgmt    For    For    For
1.10  

Elect Director David A. Tuer

   Mgmt    For    For    For
1.11  

Elect Director Annette M. Verschuren

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Transocean Ltd.

 

Meeting Date:    05/07/2020   Country:    Switzerland   Primary Security ID:    H8817H100
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    RIG
     Shares Voted:    791,545     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Appropriation of Available Earnings for Fiscal Year 2019

   Mgmt    For    For    For
4  

Approve the Renewal of Authorized Share Capital without Preemptive Rights

   Mgmt    For    For    For
5A  

Elect Director Glyn A. Barker

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Transocean Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5B  

Elect Director Vanessa C.L. Chang

   Mgmt    For    For    For
5C  

Elect Director Frederico F. Curado

   Mgmt    For    For    For
5D  

Elect Director Chadwick C. Deaton

   Mgmt    For    For    For
5E  

Elect Director Vincent J. Intrieri

   Mgmt    For    For    For
5F  

Elect Director Samuel J. Merksamer

   Mgmt    For    For    For
5G  

Elect Director Frederik W. Mohn

   Mgmt    For    For    For
5H  

Elect Director Edward R. Muller

   Mgmt    For    For    For
5I  

Elect Director Diane de Saint Victor

   Mgmt    For    For    For
5J  

Elect Director Tan Ek Kia

   Mgmt    For    For    For
5K  

Elect Director Jeremy D. Thigpen

   Mgmt    For    For    For
6  

Elect Chadwick C. Deaton as Board Chairman

   Mgmt    For    For    For
7A  

Appoint Glyn A. Barker as Member of the Compensation Committee

   Mgmt    For    For    For
7B  

Appoint Samuel J. Merksamer as Member of the Compensation Committee

   Mgmt    For    For    For
7C  

Appoint Tan Ek Kia as Member of the Compensation Committee

   Mgmt    For    For    For
8  

Designate Schweiger Advokatur / Notariat as Independent Proxy

   Mgmt    For    For    For
9  

Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term

   Mgmt    For    For    For
10  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
11A  

Approve Maximum Remuneration of Board of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million

   Mgmt    For    Refer    For
11B  

Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million

   Mgmt    For    Refer    For
12  

Amend Omnibus Stock Plan

   Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Apergy Corporation

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    03755L104
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:   

APY

     Shares Voted:   

138,658

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gary P. Luquette

   Mgmt    For    For    For
1.2  

Elect Director Daniel W. Rabun

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

ConocoPhillips

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    20825C104
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    COP
     Shares Voted:    72,353     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1b  

Elect Director Caroline Maury Devine

   Mgmt    For    For    For
1c  

Elect Director John V. Faraci

   Mgmt    For    For    For
1d  

Elect Director Jody Freeman

   Mgmt    For    For    For
1e  

Elect Director Gay Huey Evans

   Mgmt    For    For    For
1f  

Elect Director Jeffrey A. Joerres

   Mgmt    For    For    For
1g  

Elect Director Ryan M. Lance

   Mgmt    For    For    For
1h  

Elect Director William H. McRaven

   Mgmt    For    For    For
1i  

Elect Director Sharmila Mulligan

   Mgmt    For    For    For
1j  

Elect Director Arjun N. Murti

   Mgmt    For    For    For
1k  

Elect Director Robert A. Niblock

   Mgmt    For    For    For
1l  

Elect Director David T. Seaton

   Mgmt    For    For    For
1m  

Elect Director R. A. Walker

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

ConocoPhillips

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Baker Hughes Company

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    05722G100
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    BKR
     Shares Voted:    324,746     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director W. Geoffrey Beattie

   Mgmt    For    For    For
1.2  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1.3  

Elect Director Cynthia B. Carroll

   Mgmt    For    For    For
1.4  

Elect Director Clarence P. Cazalot, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Nelda J. Connors

   Mgmt    For    For    For
1.6  

Elect Director Gregory L. Ebel

   Mgmt    For    For    For
1.7  

Elect Director Lynn L. Elsenhans

   Mgmt    For    For    For
1.8  

Elect Director John G. Rice

   Mgmt    For    Refer    Withhold
1.9  

Elect Director Lorenzo Simonelli

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Continental Resources, Inc.

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    212015101
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    CLR
     Shares Voted:    810     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William B. Berry

   Mgmt    For    For    For
1.2  

Elect Director Shelly Lambertz

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Continental Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Timothy G. Taylor

   Mgmt    For    For    For
2  

Declassify the Board of Directors

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Dril-Quip, Inc.

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    262037104
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    DRQ
     Shares Voted:    144,821     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Blake T. DeBerry

   Mgmt    For    For    For
1.2  

Elect Director John V. Lovoi

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

WEX Inc.

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    96208T104
Record Date:    03/17/2020   Meeting Type:    Annual   Ticker:    WEX
     Shares Voted:    40,473     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan Sobbott

   Mgmt    For    For    For
1.2  

Elect Director Stephen Smith

   Mgmt    For    For    For
1.3  

Elect Director James Groch

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Halliburton Company

 

Meeting Date:    05/19/2020   Country:    USA   Primary Security ID:    406216101
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    268,189     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1b  

Elect Director William E. Albrecht

   Mgmt    For    For    For
1c  

Elect Director M. Katherine Banks

   Mgmt    For    For    For
1d  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1e  

Elect Director Milton Carroll

   Mgmt    For    For    For
1f  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1g  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1h  

Elect Director Patricia Hemingway Hall

   Mgmt    For    For    For
1i  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1j  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For

Cactus, Inc.

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    127203107
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    WHD
     Shares Voted:    342,241     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Scott Bender

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Bruce Rothstein

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Gary Rosenthal

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Helix Energy Solutions Group, Inc.

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    42330P107
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    HLX
     Shares Voted:    350,816     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Amy H. Nelson

   Mgmt    For    For    For
1.2  

Elect Director William L. Transier

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

NextEra Energy, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    65339F101
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    NEE
     Shares Voted:    4,066     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Sherry S. Barrat

   Mgmt    For    For    For
1b  

Elect Director James L. Camaren

   Mgmt    For    For    For
1c  

Elect Director Kenneth B. Dunn

   Mgmt    For    For    For
1d  

Elect Director Naren K. Gursahaney

   Mgmt    For    For    For
1e  

Elect Director Kirk S. Hachigian

   Mgmt    For    For    For
1f  

Elect Director Toni Jennings

   Mgmt    For    For    For
1g  

Elect Director Amy B. Lane

   Mgmt    For    For    For
1h  

Elect Director David L. Porges

   Mgmt    For    For    For
1i  

Elect Director James L. Robo

   Mgmt    For    For    For
1j  

Elect Director Rudy E. Schupp

   Mgmt    For    For    For
1k  

Elect Director John L. Skolds

   Mgmt    For    For    For
1l  

Elect Director William H. Swanson

   Mgmt    For    For    For
1m  

Elect Director Darryl L. Wilson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

NextEra Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For

Parsley Energy, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    701877102
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    PE
     Shares Voted:    513,329     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director A.R. Alameddine

   Mgmt    For    For    For
1B  

Elect Director Matt Gallagher

   Mgmt    For    For    For
1C  

Elect Director Karen Hughes

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    723787107
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    PXD
     Shares Voted:    73,351     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Edison C. Buchanan

   Mgmt    For    For    For
1b  

Elect Director Andrew F. Cates

   Mgmt    For    For    For
1c  

Elect Director Phillip A. Gobe

   Mgmt    For    For    For
1d  

Elect Director Larry R. Grillot

   Mgmt    For    For    For
1e  

Elect Director Stacy P. Methvin

   Mgmt    For    For    For
1f  

Elect Director Royce W. Mitchell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Pioneer Natural Resources Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Frank A. Risch

   Mgmt    For    For    For
1h  

Elect Director Scott D. Sheffield

   Mgmt    For    For    For
1i  

Elect Director Mona K. Sutphen

   Mgmt    For    For    For
1j  

Elect Director J. Kenneth Thompson

   Mgmt    For    For    For
1k  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
1l  

Elect Director Michael D. Wortley

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

WPX Energy, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    98212B103
Record Date:    03/30/2020   Meeting Type:    Annual   Ticker:    WPX
     Shares Voted:    582,717     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John A. Carrig

   Mgmt    For    For    For
1.2  

Elect Director Clay M. Gaspar

   Mgmt    For    For    For
1.3  

Elect Director Robert K. Herdman

   Mgmt    For    For    For
1.4  

Elect Director Kelt Kindick

   Mgmt    For    For    For
1.5  

Elect Director Karl F. Kurz

   Mgmt    For    For    For
1.6  

Elect Director Kimberly S. Lubel

   Mgmt    For    For    For
1.7  

Elect Director Richard E. Muncrief

   Mgmt    For    For    For
1.8  

Elect Director Martin Phillips

   Mgmt    For    For    For
1.9  

Elect Director Douglas E. Swanson, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Valerie M. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Chevron Corporation

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    166764100
Record Date:    03/30/2020   Meeting Type:    Annual   Ticker:    CVX
     Shares Voted:    49,520     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Wanda M. Austin

   Mgmt    For    For    For
1b  

Elect Director John B. Frank

   Mgmt    For    For    For
1c  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1d  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1e  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1f  

Elect Director Dambisa F. Moyo

   Mgmt    For    For    For
1g  

Elect Director Debra Reed-Klages

   Mgmt    For    For    For
1h  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1i  

Elect Director D. James Umpleby, III

   Mgmt    For    For    For
1j  

Elect Director Michael K. Wirth

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    For    For
5  

Establish Board Committee on Climate Risk

   SH    Against    Against    Against
6  

Report on Climate Lobbying Aligned with Paris Agreement Goals

   SH    Against    For    For
7  

Report on Petrochemical Risk

   SH    Against    For    For
8  

Report on Human Rights Practices

   SH    Against    Against    Against
9  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
10  

Require Independent Board Chair

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Exxon Mobil Corporation

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    30231G102
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    XOM
     Shares Voted:   

69,660

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan K. Avery

   Mgmt    For    For    For
1.2  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1.3  

Elect Director Ursula M. Burns

   Mgmt    For    For    For
1.4  

Elect Director Kenneth C. Frazier

   Mgmt    For    For    For
1.5  

Elect Director Joseph L. Hooley

   Mgmt    For    For    For
1.6  

Elect Director Steven A. Kandarian

   Mgmt    For    For    For
1.7  

Elect Director Douglas R. Oberhelman

   Mgmt    For    For    For
1.8  

Elect Director Samuel J. Palmisano

   Mgmt    For    For    For
1.9  

Elect Director William C. Weldon

   Mgmt    For    For    For
1.10  

Elect Director Darren W. Woods

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chair

   SH    Against    Refer    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
6  

Report on Costs & Benefits of Climate-Related Expenditures

   SH    Against    Against    Against
7  

Report on Risks of Petrochemical Operations in Flood Prone Areas

   SH    Against    Against    Against
8  

Report on Political Contributions

   SH    Against    For    For
9  

Report on Lobbying Payments and Policy

   SH    Against    For    For

Apergy Corporation

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:    03755L104
Record Date:    04/23/2020   Meeting Type:    Special   Ticker:    APY
     Shares Voted:    32,154     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Issue Shares in Connection with Merger

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Apergy Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Adjourn Meeting

   Mgmt    For    Refer    For

Total SA

 

Meeting Date:    05/29/2020   Country:    France   Primary Security ID:    F92124100
Record Date:    04/24/2020   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    74,073     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program

   Mgmt    For    For    For
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
5  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
6  

Reelect Patricia Barbizet as Director

   Mgmt    For    For    For
7  

Reelect Marie-Christine Coisne-Roquette as Director

   Mgmt    For    For    For
8  

Reelect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Elect Jerome Contamine as Director

   Mgmt    For    For    For
10  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
12  

Approve Compensation of Patrick Pouyanne, Chairman and CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

14  

Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly

   Mgmt    For    Refer    For
15  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion

   Mgmt    For    For    For
16  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    For    For
17  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    Refer    For
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17

   Mgmt    For    For    For
19  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
21  

Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    For    For
 

Shareholders Proposal

   Mgmt         
A  

Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly

   SH    Against    Against    Against

Diamondback Energy, Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    25278X109
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    FANG
     Shares Voted:    110,042     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven E. West

   Mgmt    For    For    For
1.2  

Elect Director Travis D. Stice

   Mgmt    For    For    For
1.3  

Elect Director Vincent K. Brooks

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Diamondback Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Michael P. Cross

   Mgmt    For    For    For
1.5  

Elect Director David L. Houston

   Mgmt    For    For    For
1.6  

Elect Director Stephanie K. Mains

   Mgmt    For    For    For
1.7  

Elect Director Mark L. Plaumann

   Mgmt    For    For    For
1.8  

Elect Director Melanie M. Trent

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

Hess Corporation

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    42809H107
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    HES
     Shares Voted:    117,442     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence J. Checki

   Mgmt    For    For    For
1b  

Elect Director Leonard S. Coleman, Jr.

   Mgmt    For    For    For
1c  

Elect Director Joaquin Duato

   Mgmt    For    For    For
1d  

Elect Director John B. Hess

   Mgmt    For    For    For
1e  

Elect Director Edith E. Holiday

   Mgmt    For    For    For
1f  

Elect Director Marc S. Lipschultz

   Mgmt    For    For    For
1g  

Elect Director David McManus

   Mgmt    For    For    For
1h  

Elect Director Kevin O. Meyers

   Mgmt    For    For    For
1i  

Elect Director James H. Quigley

   Mgmt    For    For    For
1j  

Elect Director William G. Schrader

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


IVY GLOBAL BOND FUND

Proxy Voting Record

There was no proxy voting for Ivy Global Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY GLOBAL EQUITY INCOME FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

Banco Santander SA

 

Meeting Date:    07/22/2019   Country:   

Spain

  Primary Security ID:   

E19790109

Record Date:    07/17/2019   Meeting Type:    Special   Ticker:   

SAN

     Shares Voted:    2,645,769     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Shares in Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico

   Mgmt    For    Refer    For
2  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

The Procter & Gamble Company

 

Meeting Date:    10/08/2019   Country:   

USA

  Primary Security ID:   

742718109

Record Date:    08/09/2019   Meeting Type:   

Annual

  Ticker:   

PG

     Shares Voted:    169,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Francis S. Blake

   Mgmt    For    For    For
1b  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1c  

Elect Director Amy L. Chang

   Mgmt    For    For    For
1d  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1e  

Elect Director Joseph Jimenez

   Mgmt    For    For    For
1f  

Elect Director Terry J. Lundgren

   Mgmt    For    For    For
1g  

Elect Director Christine M. McCarthy

   Mgmt    For    For    For
1h  

Elect Director W. James McNerney, Jr.

   Mgmt    For    For    For
1i  

Elect Director Nelson Peltz

   Mgmt    For    For    For
1j  

Elect Director David S. Taylor

   Mgmt    For    For    For
1k  

Elect Director Margaret C. Whitman

   Mgmt    For    For    For
1l  

Elect Director Patricia A. Woertz

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

CNOOC Limited

 

Meeting Date:    11/21/2019   Country:   

Hong Kong

  Primary Security ID:   

Y1662W117

Record Date:    11/15/2019   Meeting Type:    Special   Ticker:   

883

     Shares Voted:    9,304,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Non-exempt Continuing Connected Transactions

   Mgmt    For    Refer    For
2  

Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions

   Mgmt    For    Refer    For

Oil Co. LUKOIL PJSC

 

Meeting Date:    12/03/2019   Country:   

Russia

  Primary Security ID:   

X6983S100

Record Date:    11/08/2019   Meeting Type:    Special   Ticker:   

LKOH

     Shares Voted:    130,427     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR/GDR Holders

   Mgmt         
1  

Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019

   Mgmt    For    For    For
2  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve Remuneration of Members of Audit Commission

   Mgmt    For    Refer    For
4  

Approve Charter in New Edition

   Mgmt    For    Refer    For
5  

Approve Early Termination of Powers of Audit Commission

   Mgmt    For    Refer    For
6  

Amend Regulations on General Meetings

   Mgmt    For    For    For
7  

Amend Regulations on Board of Directors

   Mgmt    For    For    For
8  

Amend Regulations on Management

   Mgmt    For    For    For
9  

Cancel Regulations on Audit Commission

   Mgmt    For    Refer    For
10  

Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:    02/19/2020   Country:    Indonesia    Primary Security ID:    Y7123S108
Record Date:   

01/27/2020

  Meeting Type:    Annual    Ticker:    BMRI
     Shares Voted:    14,786,000      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Remuneration and Tantiem of Directors and Commissioners

   Mgmt    For    Refer    For
4  

Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)

   Mgmt    For    For    For
5  

Approve Changes in Board of Company

   Mgmt    For    Refer    Against

QUALCOMM Incorporated

 

Meeting Date:   

03/10/2020

  Country:   

USA

   Primary Security ID:   

747525103

Record Date:   

01/13/2020

  Meeting Type:    Annual    Ticker:   

QCOM

     Shares Voted:   

216,913

     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote

Instruction

1a  

Elect Director Mark Fields

   Mgmt    For    For    For
1b  

Elect Director Jeffrey W. Henderson

   Mgmt    For    For    For
1c  

Elect Director Ann M. Livermore

   Mgmt    For    For    For
1d  

Elect Director Harish Manwani

   Mgmt    For    For    For
1e  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
1f  

Elect Director Steve Mollenkopf

   Mgmt    For    For    For
1g  

Elect Director Clark T. “Sandy” Randt, Jr.

   Mgmt    For    For    For
1h  

Elect Director Irene B. Rosenfeld

   Mgmt    For    For    For
1i  

Elect Director Kornelis “Neil” Smit

   Mgmt    For    For    For
1j  

Elect Director Anthony J. Vinciquerra

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

QUALCOMM Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Samsung Electronics Co., Ltd.

 

Meeting Date:   

03/18/2020

  Country:    South Korea   Primary Security ID:   

Y74718100

Record Date:   

12/31/2019

  Meeting Type:    Annual   Ticker:   

005930

     Shares Voted:   

525,970

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Elect Han Jong-hee as Inside Director

   Mgmt    For    For    For
2.2  

Elect Choi Yoon-ho as Inside Director

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

Bank of Montreal

 

Meeting Date:    03/31/2020   Country:    Canada   Primary Security ID:    063671101
Record Date:    02/03/2020   Meeting Type:    Annual   Ticker:    BMO
     Shares Voted:    20,110     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Janice M. Babiak

   Mgmt    For    For    For
1.2  

Elect Director Sophie Brochu

   Mgmt    For    For    For
1.3  

Elect Director Craig W. Broderick

   Mgmt    For    For    For
1.4  

Elect Director George A. Cope

   Mgmt    For    For    For
1.5  

Elect Director Christine A. Edwards

   Mgmt    For    For    For
1.6  

Elect Director Martin S. Eichenbaum

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Bank of Montreal

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director Ronald H. Farmer

   Mgmt    For    For    For
1.8  

Elect Director David E. Harquail

   Mgmt    For    For    For
1.9  

Elect Director Linda S. Huber

   Mgmt    For    For    For
1.10  

Elect Director Eric R. La Fleche

   Mgmt    For    For    For
1.11  

Elect Director Lorraine Mitchelmore

   Mgmt    For    For    For
1.12  

Elect Director Darryl White

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
4  

Amend Stock Option Plan

   Mgmt    For    For    For
 

Shareholder Proposals

   Mgmt         
5  

SP 1: Update Computer Systems to Increase Competitiveness while Ensuring Greater Protection of Personal Information

   SH    Against    Refer    Against
6  

SP 2: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years

   SH    Against    Against    Against
7  

SP 3: Assess the Incongruities of Bank’s Lending History and Financing Criteria Regarding Fossil Fuel Loans and Public Statements Regarding Sustainability and Climate Change

   SH    Against    Refer    Against

Banco Santander SA

 

Meeting Date:    04/02/2020   Country:    Spain   Primary Security ID:    E19790109
Record Date:    03/27/2020   Meeting Type:    Annual   Ticker:    SAN
     Shares Voted:    2,926,615     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.A  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
1.B  

Approve Non-Financial Information Statement

   Mgmt    For    For    For
1.C  

Approve Discharge of Board

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3.A  

Fix Number of Directors at 15

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Banco Santander SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.B  

Elect Luis Isasi Fernandez de Bobadilla as Director

   Mgmt    For    For    For
3.C  

Elect Sergio Agapito Lires Rial as Director

   Mgmt    For    For    For
3.D  

Ratify Appointment of and Elect Pamela Ann Walkden as Director

   Mgmt    For    For    For
3.E  

Reelect Ana Patricia Botin-Sanz de Sautuola y O’Shea as Director

   Mgmt    For    For    For
3.F  

Reelect Rodrigo Echenique Gordillo as Director

   Mgmt    For    For    Against
3.G  

Reelect Esther Gimenez-Salinas i Colomer as Director

   Mgmt    For    For    For
3.H  

Reelect Sol Daurella Comadran as Director

   Mgmt    For    For    For
4  

Ratify Appointment of PricewaterhouseCoopers as Auditor

   Mgmt    For    For    For
5  

Authorize Share Repurchase Program

   Mgmt    For    For    For
6  

Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent

   Mgmt    For    For    For
7.A  

Approve Scrip Dividends

   Mgmt    For    For    For
7.B  

Approve Scrip Dividends

   Mgmt    For    For    For
8  

Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion

   Mgmt    For    Refer    For
9  

Approve Remuneration Policy

   Mgmt    For    Refer    For
10  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
11  

Fix Maximum Variable Compensation Ratio

   Mgmt    For    For    For
12.A  

Approve Deferred Multiyear Objectives Variable Remuneration Plan

   Mgmt    For    Refer    For
12.B  

Approve Deferred and Conditional Variable Remuneration Plan

   Mgmt    For    Refer    For
12.C  

Approve Digital Transformation Award

   Mgmt    For    Refer    For
12.D  

Approve Buy-out Policy

   Mgmt    For    Refer    For
12.E  

Approve Employee Stock Purchase Plan

   Mgmt    For    Refer    For
13  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For
14  

Advisory Vote on Remuneration Report

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Citigroup Inc.

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:    172967424
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    271,020     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Grace E. Dailey

   Mgmt    For    For    For
1d  

Elect Director Barbara J. Desoer

   Mgmt    For    For    For
1e  

Elect Director John C. Dugan

   Mgmt    For    For    For
1f  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1g  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1h  

Elect Director S. Leslie Ireland

   Mgmt    For    For    For
1i  

Elect Director Lew W. (Jay) Jacobs, IV

   Mgmt    For    For    For
1j  

Elect Director Renee J. James

   Mgmt    For    For    For
1k  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1l  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1m  

Elect Director James S. Turley

   Mgmt    For    For    For
1n  

Elect Director Deborah C. Wright

   Mgmt    For    For    For
1o  

Elect Director Alexander R. Wynaendts

   Mgmt    For    For    For
1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Proxy Access Right

   SH    Against    Against    Against
6  

Review on Governance Documents

   SH    Against    Refer    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Eaton Corporation plc

 

Meeting Date:    04/22/2020   Country:    Ireland   Primary Security ID:    G29183103
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    ETN
     Shares Voted:    113,248     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Craig Arnold

   Mgmt    For    For    For
1b  

Elect Director Christopher M. Connor

   Mgmt    For    For    For
1c  

Elect Director Michael J. Critelli

   Mgmt    For    For    For
1d  

Elect Director Richard H. Fearon

   Mgmt    For    For    For
1e  

Elect Director Olivier Leonetti

   Mgmt    For    For    For
1f  

Elect Director Deborah L. McCoy

   Mgmt    For    For    For
1g  

Elect Director Silvio Napoli

   Mgmt    For    For    For
1h  

Elect Director Gregory R. Page

   Mgmt    For    For    For
1i  

Elect Director Sandra Pianalto

   Mgmt    For    For    For
1j  

Elect Director Lori J. Ryerkerk

   Mgmt    For    For    For
1k  

Elect Director Gerald B. Smith

   Mgmt    For    For    For
1l  

Elect Director Dorothy C. Thompson

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Authorize Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
6  

Authorize Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
7  

Authorize Share Repurchase of Issued Share Capital

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

CRH Plc

 

Meeting Date:    04/23/2020   Country:    Ireland   Primary Security ID:    G25508105
Record Date:    04/21/2020   Meeting Type:    Annual   Ticker:    CRH
     Shares Voted:    271,948     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    Refer    For
4a  

Re-elect Richie Boucher as Director

   Mgmt    For    For    For
4b  

Elect Johan Karlstrom as Director

   Mgmt    For    For    For
4c  

Elect Shaun Kelly as Director

   Mgmt    For    For    For
4d  

Re-elect Heather McSharry as Director

   Mgmt    For    For    For
4e  

Re-elect Albert Manifold as Director

   Mgmt    For    For    For
4f  

Re-elect Senan Murphy as Director

   Mgmt    For    For    For
4g  

Re-elect Gillian Platt as Director

   Mgmt    For    For    For
4h  

Re-elect Mary Rhinehart as Director

   Mgmt    For    For    For
4i  

Re-elect Lucinda Riches as Director

   Mgmt    For    For    For
4j  

Re-elect Siobhan Talbot as Director

   Mgmt    For    For    For
5  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Ratify Deloitte Ireland LLP as Auditors

   Mgmt    For    For    For
7  

Authorise Issue of Equity

   Mgmt    For    For    For
8  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
10  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
11  

Authorise Reissuance of Treasury Shares

   Mgmt    For    Refer    For
12  

Approve Scrip Dividend

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Lockheed Martin Corporation

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    539830109
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    LMT
    

Shares Voted:

   35,024     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1.2  

Elect Director David B. Burritt

   Mgmt    For    For    For
1.3  

Elect Director Bruce A. Carlson

   Mgmt    For    For    For
1.4  

Elect Director Joseph F. Dunford, Jr.

   Mgmt    For    For    For
1.5  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Thomas J. Falk

   Mgmt    For    For    For
1.7  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1.8  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1.9  

Elect Director Vicki A. Hollub

   Mgmt    For    For    For
1.10  

Elect Director Jeh C. Johnson

   Mgmt    For    For    For
1.11  

Elect Director Debra L. Reed-Klages

   Mgmt    For    For    For
1.12  

Elect Director James D. Taiclet, Jr.

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For

Nestle SA

 

Meeting Date:    04/23/2020   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
     Shares Voted:    168,069     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    Refer    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Approve Allocation of Income and Dividends of CHF 2.70 per Share

   Mgmt    For    For    For
4.1.a  

Reelect Paul Bulcke as Director and Board Chairman

   Mgmt    For    For    For
4.1.b  

Reelect Ulf Schneider as Director

   Mgmt    For    For    For
4.1.c  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1.d  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1.e  

Reelect Ann Veneman as Director

   Mgmt    For    For    For
4.1.f  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1.g  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.1.h  

Reelect Ursula Burns as Director

   Mgmt    For    For    For
4.1.i  

Reelect Kasper Rorsted as Director

   Mgmt    For    For    For
4.1.j  

Reelect Pablo Isla as Director

   Mgmt    For    For    For
4.1.k  

Reelect Kimberly Ross as Director

   Mgmt    For    For    For
4.1.l  

Reelect Dick Boer as Director

   Mgmt    For    For    For
4.1.m  

Reelect Dinesh Paliwal as Director

   Mgmt    For    For    For
4.2  

Elect Hanne Jimenez de Mora as Director

   Mgmt    For    For    For
4.3.1  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.2  

Appoint Ursula Burns as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.3  

Appoint Pablo Isla as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.4  

Appoint Dick Boer as Member of the Compensation Committee

   Mgmt    For    For    For
4.4  

Ratify Ernst & Young AG as Auditors

   Mgmt    For    For    For
4.5  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For
5.1  

Approve Remuneration of Directors in the Amount of CHF 10 Million

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 55 Million

   Mgmt    For    Refer    For
6  

Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Pfizer Inc.

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    717081103
Record Date:    02/25/2020   Meeting Type:    Annual   Ticker:    PFE
     Shares Voted:    534,216     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Ronald E. Blaylock

   Mgmt    For    For    For
1.2  

Elect Director Albert Bourla

   Mgmt    For    For    For
1.3  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1.4  

Elect Director Joseph J. Echevarria

   Mgmt    For    For    For
1.5  

Elect Director Scott Gottlieb

   Mgmt    For    For    For
1.6  

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
1.7  

Elect Director Susan Hockfield

   Mgmt    For    For    For
1.8  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.9  

Elect Director Dan R. Littman

   Mgmt    For    For    For
1.10  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.11  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1.12  

Elect Director James Quincey

   Mgmt    For    For    For
1.13  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For
5  

Amend Proxy Access Right

   SH    Against    Against    Against
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Require Independent Board Chair

   SH    Against    Refer    Against
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Elect Director Susan Desmond-Hellmann

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Schneider Electric SE

 

Meeting Date:    04/23/2020   Country:    France   Primary Security ID:    F86921107
Record Date:    04/21/2020   Meeting Type:    Annual/Special   Ticker:    SU
     Shares Voted:   

137,300

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.55 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Termination Package of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
6  

Approve Compensation Report

   Mgmt    For    Refer    For
7  

Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO

   Mgmt    For    Refer    For
8  

Approve Compensation of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
9  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
10  

Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Board Members

   Mgmt    For    Refer    For
12  

Reelect Leo Apotheker as Director

   Mgmt    For    For    For
13  

Reelect Cecile Cabanis as Director

   Mgmt    For    For    For
14  

Reelect Fred Kindle as Director

   Mgmt    For    For    For
15  

Reelect Willy Kissling as Director

   Mgmt    For    For    For
16  

Elect Jill Lee as Director

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives

   Mgmt    For    For    For
19  

Amend Articles 13 and 16 of Bylaws to Comply with New Regulation

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
22  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Exelon Corporation

 

Meeting Date:    04/28/2020   Country:    USA   Primary Security ID:    30161N101
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    EXC
     Shares Voted:    230,488     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Anthony Anderson

   Mgmt    For    For    For
1b  

Elect Director Ann Berzin

   Mgmt    For    For    For
1c  

Elect Director Laurie Brlas

   Mgmt    For    For    For
1d  

Elect Director Christopher M. Crane

   Mgmt    For    For    For
1e  

Elect Director Yves C. de Balmann

   Mgmt    For    For    For
1f  

Elect Director Nicholas DeBenedictis

   Mgmt    For    For    For
1g  

Elect Director Linda P. Jojo

   Mgmt    For    For    For
1h  

Elect Director Paul Joskow

   Mgmt    For    For    For
1i  

Elect Director Robert J. Lawless

   Mgmt    For    For    For
1j  

Elect Director John Richardson

   Mgmt    For    For    For
1k  

Elect Director Mayo Shattuck, III

   Mgmt    For    For    For
1l  

Elect Director John F. Young

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

ING Groep NV

 

Meeting Date:    04/28/2020   Country:    Netherlands   Primary Security ID:    N4578E595
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    INGA
     Shares Voted:    1,092,217     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.a  

Receive Report of Management Board (Non-Voting)

   Mgmt         
2.b  

Receive Announcements on Sustainability

   Mgmt         
2.c  

Receive Report of Supervisory Board (Non-Voting)

   Mgmt         
2.d  

Approve Remuneration Report

   Mgmt    For    Refer    For
2.e  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3.a  

Receive Explanation on Profit Retention and Distribution Policy

   Mgmt         
3.b  

Approve Dividends of EUR 0.69 Per Share

   Mgmt         
4.a  

Approve Discharge of Management Board

   Mgmt    For    For    For
4.b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5  

Approve Remuneration Policy for Management Board

   Mgmt    For    Refer    For
6  

Approve Remuneration Policy for Supervisory Board

   Mgmt    For    Refer    For
7  

Amend Articles of Association

   Mgmt    For    Refer    For
8.a  

Elect Juan Colombas to Supervisory Board

   Mgmt    For    For    For
8.b  

Elect Herman Hulst to Supervisory Board

   Mgmt    For    For    For
8.c  

Elect Harold Naus to Supervisory Board

   Mgmt    For    For    For
9.a  

Grant Board Authority to Issue Shares

   Mgmt    For    For    For
9.b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Sanofi

 

Meeting Date:    04/28/2020   Country:    France   Primary Security ID:    F5548N101
Record Date:    04/24/2020   Meeting Type:    Annual   Ticker:    SAN
     Shares Voted:    144,377     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Treatment of Losses and Dividends of EUR 3.15 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Ratify Appointment of Paul Hudson as Director

   Mgmt    For    For    For
6  

Reelect Laurent Attal as Director

   Mgmt    For    For    For
7  

Reelect Carole Piwnica as Director

   Mgmt    For    For    For
8  

Reelect Diane Souza as Director

   Mgmt    For    For    For
9  

Reelect Thomas Sudhof as Director

   Mgmt    For    For    For
10  

Elect Rachel Duan as Director

   Mgmt    For    For    For
11  

Elect Lise Kingo as Director

   Mgmt    For    For    For
12  

Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
14  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    Refer    For
15  

Approve Remuneration Policy of CEO

   Mgmt    For    Refer    For
16  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
17  

Approve Compensation of Serge Weinberg, Chairman of the Board

   Mgmt    For    Refer    For
18  

Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019

   Mgmt    For    Refer    For
19  

Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019

   Mgmt    For    Refer    For
20  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Sanofi

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

AstraZeneca Plc

 

Meeting Date:    04/29/2020   Country:    United Kingdom   Primary Security ID:    G0593M107
Record Date:    04/27/2020   Meeting Type:    Annual   Ticker:    AZN
     Shares Voted:    196,034     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividends

   Mgmt    For    For    For
3  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5a  

Re-elect Leif Johansson as Director

   Mgmt    For    For    For
5b  

Re-elect Pascal Soriot as Director

   Mgmt    For    For    For
5c  

Re-elect Marc Dunoyer as Director

   Mgmt    For    For    For
5d  

Re-elect Genevieve Berger as Director

   Mgmt    For    For    For
5e  

Re-elect Philip Broadley as Director

   Mgmt    For    For    For
5f  

Re-elect Graham Chipchase as Director

   Mgmt    For    For    For
5g  

Elect Michel Demare as Director

   Mgmt    For    For    For
5h  

Re-elect Deborah DiSanzo as Director

   Mgmt    For    For    For
5i  

Re-elect Sheri McCoy as Director

   Mgmt    For    For    For
5j  

Re-elect Tony Mok as Director

   Mgmt    For    For    For
5k  

Re-elect Nazneen Rahman as Director

   Mgmt    For    For    For
5l  

Re-elect Marcus Wallenberg as Director

   Mgmt    For    For    For
6  

Approve Remuneration Report

   Mgmt    For    Refer    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
9  

Authorise Issue of Equity

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

AstraZeneca Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

10  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
12  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
13  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
14  

Approve Performance Share Plan

   Mgmt    For    For    For

DBS Group Holdings Ltd.

 

Meeting Date:    04/30/2020   Country:    Singapore   Primary Security ID:    Y20246107
Record Date:      Meeting Type:    Annual   Ticker:    D05
     Shares Voted:    546,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Directors’ Fees

   Mgmt    For    Refer    For
4  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect Peter Seah Lim Huat as Director

   Mgmt    For    Refer    Against
6  

Elect Ho Tian Yee as Director

   Mgmt    For    For    For
7  

Elect Olivier Lim Tse Ghow as Director

   Mgmt    For    For    For
8  

Elect Ow Foong Pheng as Director

   Mgmt    For    Refer    Against
9  

Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan

   Mgmt    For    For    For
10  

Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan

   Mgmt    For    For    For
11  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

   Mgmt    For    For    For
12  

Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

DBS Group Holdings Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

13  

Authorize Share Repurchase Program

   Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:    04/30/2020   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    PHIA
     Shares Voted:    284,045     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

President’s Speech

   Mgmt         
2.a  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2.b  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.c  

Approve Dividends of EUR 0.85 Per Share

   Mgmt    For    For    For
2.d  

Approve Remuneration Report

   Mgmt    For    Refer    For
2.e  

Approve Discharge of Management Board

   Mgmt    For    For    For
2.f  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
3.a  

Approve Remuneration Policy for Management Board

   Mgmt    For    Refer    For
3.b  

Approve Long Term Incentive Plan for Management Board Members

   Mgmt    For    For    For
3.c  

Approve Remuneration Policy for Supervisory Board

   Mgmt    For    Refer    For
4.a  

Reelect N. Dhawan to Supervisory Board

   Mgmt    For    For    For
4.b  

Elect F. Sijbesma to Supervisory Board

   Mgmt    For    For    For
4.c  

Elect P. Loscher to Supervisory Board

   Mgmt    For    For    For
5.a  

Grant Board Authority to Issue Shares

   Mgmt    For    For    For
5.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    For    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
8  

Other Business (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Anglo American Plc

 

Meeting Date:    05/05/2020   Country:    United Kingdom   Primary Security ID:    G03764134
Record Date:    05/01/2020   Meeting Type:    Annual   Ticker:    AAL
     Shares Voted:    635,366     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Hixonia Nyasulu as Director

   Mgmt    For    For    For
4  

Elect Nonkululeko Nyembezi as Director

   Mgmt    For    For    For
5  

Re-elect Ian Ashby as Director

   Mgmt    For    For    For
6  

Re-elect Marcelo Bastos as Director

   Mgmt    For    For    For
7  

Re-elect Stuart Chambers as Director

   Mgmt    For    For    For
8  

Re-elect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Re-elect Byron Grote as Director

   Mgmt    For    For    For
10  

Re-elect Tony O’Neill as Director

   Mgmt    For    For    For
11  

Re-elect Stephen Pearce as Director

   Mgmt    For    For    For
12  

Re-elect Jim Rutherford as Director

   Mgmt    For    For    For
13  

Re-elect Anne Stevens as Director

   Mgmt    For    For    For
14  

Appoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Approve Remuneration Policy

   Mgmt    For    Refer    For
17  

Approve Remuneration Report

   Mgmt    For    Refer    For
18  

Approve Long Term Incentive Plan

   Mgmt    For    For    For
19  

Approve Bonus Share Plan

   Mgmt    For    Refer    For
20  

Authorise Issue of Equity

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

GlaxoSmithKline Plc

 

Meeting Date:    05/06/2020   Country:    United Kingdom   Primary Security ID:    G3910J112
Record Date:    05/04/2020   Meeting Type:    Annual   Ticker:    GSK
     Shares Voted:    654,756     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Elect Sir Jonathan Symonds as Director

   Mgmt    For    For    For
5  

Elect Charles Bancroft as Director

   Mgmt    For    For    For
6  

Re-elect Emma Walmsley as Director

   Mgmt    For    For    For
7  

Re-elect Vindi Banga as Director

   Mgmt    For    For    For
8  

Re-elect Dr Hal Barron as Director

   Mgmt    For    For    For
9  

Re-elect Dr Vivienne Cox as Director

   Mgmt    For    For    For
10  

Re-elect Lynn Elsenhans as Director

   Mgmt    For    For    For
11  

Re-elect Dr Laurie Glimcher as Director

   Mgmt    For    For    For
12  

Re-elect Dr Jesse Goodman as Director

   Mgmt    For    For    For
13  

Re-elect Judy Lewent as Director

   Mgmt    For    For    For
14  

Re-elect Iain Mackay as Director

   Mgmt    For    For    For
15  

Re-elect Urs Rohner as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

GlaxoSmithKline Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:    718172109
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    214,794     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1b  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1c  

Elect Director Werner Geissler

   Mgmt    For    For    For
1d  

Elect Director Lisa A. Hook

   Mgmt    For    For    For
1e  

Elect Director Jennifer Li

   Mgmt    For    For    For
1f  

Elect Director Jun Makihara

   Mgmt    For    For    For
1g  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1h  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1i  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1j  

Elect Director Robert B. Polet

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers SA as Auditor

   Mgmt    For    For    For

Suncor Energy Inc.

 

Meeting Date:    05/06/2020   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    397,429     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Suncor Energy Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director John D. Gass

   Mgmt    For    For    For
1.4  

Elect Director Dennis M. Houston

   Mgmt    For    For    For
1.5  

Elect Director Mark S. Little

   Mgmt    For    For    For
1.6  

Elect Director Brian P. MacDonald

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For
1.8  

Elect Director Lorraine Mitchelmore

   Mgmt    For    For    For
1.9  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.10  

Elect Director Michael M. Wilson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:    05/07/2020   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/05/2020   Meeting Type:    Annual   Ticker:    BA
     Shares Voted:    1,237,731     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    Refer    For
3  

Approve Remuneration Report

   Mgmt    For    Refer    For
4  

Re-elect Revathi Advaithi as Director

   Mgmt    For    For    For
5  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For
6  

Re-elect Dame Elizabeth Corley as Director

   Mgmt    For    For    For
7  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
8  

Re-elect Paula Reynolds as Director

   Mgmt    For    For    For
9  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
10  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
11  

Re-elect Charles Woodburn as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Elect Thomas Arseneault as Director

   Mgmt    For    For    For
13  

Elect Bradley Greve as Director

   Mgmt    For    For    For
14  

Elect Jane Griffiths as Director

   Mgmt    For    For    For
15  

Elect Stephen Pearce as Director

   Mgmt    For    For    For
16  

Elect Nicole Piasecki as Director

   Mgmt    For    For    For
17  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Authorise Issue of Equity

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Eastman Chemical Company

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    277432100
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    EMN
     Shares Voted:    132,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Humberto P. Alfonso

   Mgmt    For    For    For
1.2  

Elect Director Brett D. Begemann

   Mgmt    For    For    For
1.3  

Elect Director Mark J. Costa

   Mgmt    For    For    For
1.4  

Elect Director Edward L. Doheny, II

   Mgmt    For    For    For
1.5  

Elect Director Julie F. Holder

   Mgmt    For    For    For
1.6  

Elect Director Renee J. Hornbaker

   Mgmt    For    For    For
1.7  

Elect Director Kim Ann Mink

   Mgmt    For    For    For
1.8  

Elect Director James J. O’Brien

   Mgmt    For    For    For
1.9  

Elect Director David W. Raisbeck

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Eastman Chemical Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10  

Elect Director Charles K. Stevens, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For

Verizon Communications Inc.

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    92343V104
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    VZ
     Shares Voted:    380,836     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Shellye L. Archambeau

   Mgmt    For    For    For
1.2  

Elect Director Mark T. Bertolini

   Mgmt    For    For    For
1.3  

Elect Director Vittorio Colao

   Mgmt    For    For    For
1.4  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
1.5  

Elect Director Clarence Otis, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Daniel H. Schulman

   Mgmt    For    For    For
1.7  

Elect Director Rodney E. Slater

   Mgmt    For    For    For
1.8  

Elect Director Hans E. Vestberg

   Mgmt    For    For    For
1.9  

Elect Director Gregory G. Weaver

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Eliminate Above-Market Earnings in Executive Retirement Plans

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Verizon Communications Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

   SH    Against    Refer    For

CVS Health Corporation

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    126650100
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    CVS
     Shares Voted:    221,191     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Fernando Aguirre

   Mgmt    For    For    For
1b  

Elect Director C. David Brown, II

   Mgmt    For    For    For
1c  

Elect Director Alecia A. DeCoudreaux

   Mgmt    For    For    For
1d  

Elect Director Nancy-Ann M. DeParle

   Mgmt    For    For    For
1e  

Elect Director David W. Dorman

   Mgmt    For    For    For
1f  

Elect Director Roger N. Farah

   Mgmt    For    For    For
1g  

Elect Director Anne M. Finucane

   Mgmt    For    For    For
1h  

Elect Director Edward J. Ludwig

   Mgmt    For    For    For
1i  

Elect Director Larry J. Merlo

   Mgmt    For    For    For
1j  

Elect Director Jean-Pierre Millon

   Mgmt    For    For    For
1k  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
1l  

Elect Director William C. Weldon

   Mgmt    For    For    For
1m  

Elect Director Tony L. White

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Amend Shareholder Written Consent Provisions

   SH    Against    Refer    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Enel SpA

 

Meeting Date:    05/14/2020   Country:    Italy   Primary Security ID:    T3679P115
Record Date:    05/05/2020   Meeting Type:    Annual   Ticker:    ENEL
     Shares Voted:    2,277,699     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Ordinary Business

   Mgmt         
 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    For
4  

Fix Number of Directors

   Mgmt    For    Refer    For
5  

Fix Board Terms for Directors Appoint Directors (Slate Election) - Choose One of the Following Slates

   Mgmt Mgmt    For    Refer    For
6.1  

Slate 1 Submitted by Ministry of Economy and Finance

   SH    None    Refer    Against
6.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
 

Shareholder Proposal Submitted by Ministry of Economy and Finance

   Mgmt         
7  

Elect Michele Alberto Fabiano Crisostomo as Board Chair

   SH    None    For    For
 

Management Proposals

   Mgmt         
8  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
9  

Approve Long Term Incentive Plan

   Mgmt    For    For    For
10.1  

Approve Remuneration Policy

   Mgmt    For    Refer    For
10.2  

Approve Second Section of the Remuneration Report

   Mgmt    For    Refer    For
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

   Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

BNP Paribas SA

 

Meeting Date:    05/19/2020   Country:    France   Primary Security ID:    F1058Q238
Record Date:    05/15/2020   Meeting Type:    Annual/Special   Ticker:    BNP
     Shares Voted:    237,729     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Absence of Dividends

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Jean Lemierre as Director

   Mgmt    For    For    For
7  

Reelect Jacques Aschenbroich as Director

   Mgmt    For    For    For
8  

Reelect Monique Cohen as Director

   Mgmt    For    For    For
9  

Reelect Daniela Schwarzer as Director

   Mgmt    For    For    For
10  

Reelect Fields Wicker-Miurin as Director

   Mgmt    For    For    For
11  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
12  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of CEO and Vice-CEO

   Mgmt    For    Refer    For
14  

Approve Compensation of Corporate Officers

   Mgmt    For    Refer    For
15  

Approve Compensation of Jean Lemierre, Chairman of the Board

   Mgmt    For    Refer    For
16  

Approve Compensation of Jean-Laurent Bonnafe, CEO

   Mgmt    For    Refer    For
17  

Approve Compensation of Philippe Bordenave, Vice-CEO

   Mgmt    For    Refer    For
18  

Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    For    For
20  

Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
22  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million

   Mgmt    For    For    For
23  

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
24  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion

   Mgmt    For    For    For
25  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
26  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
27  

Amend Article 7 of Bylaws Re: Employee Shareholder Representative

   Mgmt    For    For    For
28  

Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation

   Mgmt    For    For    For
29  

Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes

   Mgmt    For    Refer    For
30  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

CNOOC Limited

 

Meeting Date:    05/21/2020   Country:    Hong Kong   Primary Security ID:    Y1662W117
Record Date:    05/15/2020   Meeting Type:    Annual   Ticker:    883
     Shares Voted:    7,028,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

A1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
A2  

Approve Final Dividend

   Mgmt    For    For    For
A3  

Elect Hu Guangjie as Director

   Mgmt    For    For    For
A4  

Elect Wen Dongfen as Director

   Mgmt    For    For    For
A5  

Elect Lawrence J. Lau as Director

   Mgmt    For    For    For
A6  

Elect Tse Hau Yin, Aloysius as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

CNOOC Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A7  

Authorize Board to Fix the Remuneration of Directors

   Mgmt    For    Refer    For
A8  

Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
B1  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
B2  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
B3  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

KeyCorp

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    493267108
Record Date:    03/27/2020   Meeting Type:    Annual   Ticker:    KEY
     Shares Voted:    644,029     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Bruce D. Broussard

   Mgmt    For    For    For
1.2  

Elect Director Gary M. Crosby

   Mgmt    For    For    For
1.3  

Elect Director Alexander M. Cutler

   Mgmt    For    For    For
1.4  

Elect Director H. James Dallas

   Mgmt    For    For    For
1.5  

Elect Director Elizabeth R. Gile

   Mgmt    For    For    For
1.6  

Elect Director Ruth Ann M. Gillis

   Mgmt    For    For    For
1.7  

Elect Director Christopher M. Gorman

   Mgmt    For    For    For
1.8  

Elect Director Carlton L. Highsmith

   Mgmt    For    For    For
1.9  

Elect Director Richard J. Hipple

   Mgmt    For    For    For
1.10  

Elect Director Kristen L. Manos

   Mgmt    For    For    For
1.11  

Elect Director Barbara R. Snyder

   Mgmt    For    For    For
1.12  

Elect Director David K. Wilson

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Morgan Stanley

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    617446448
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    MS
     Shares Voted:    337,504     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Elizabeth Corley

   Mgmt    For    For    For
1b  

Elect Director Alistair Darling

   Mgmt    For    For    For
1c  

Elect Director Thomas H. Glocer

   Mgmt    For    For    For
1d  

Elect Director James P. Gorman

   Mgmt    For    For    For
1e  

Elect Director Robert H. Herz

   Mgmt    For    For    For
1f  

Elect Director Nobuyuki Hirano

   Mgmt    For    For    For
1g  

Elect Director Stephen J. Luczo

   Mgmt    For    For    For
1h  

Elect Director Jami Miscik

   Mgmt    For    For    For
1i  

Elect Director Dennis M. Nally

   Mgmt    For    For    For
1j  

Elect Director Takeshi Ogasawara

   Mgmt    For    For    For
1k  

Elect Director Hutham S. Olayan

   Mgmt    For    For    For
1l  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
1m  

Elect Director Perry M. Traquina

   Mgmt    For    For    For
1n  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

E.ON SE

 

Meeting Date:    05/28/2020   Country:    Germany   Primary Security ID:    D24914133
Record Date:      Meeting Type:    Annual   Ticker:    EOAN
     Shares Voted:    781,481     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.46 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

E.ON SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5.1  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020

   Mgmt    For    For    For
5.2  

Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2020

   Mgmt    For    For    For
5.3  

Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2021

   Mgmt    For    For    For
6.1  

Elect Ulrich Grillo to the Supervisory Board

   Mgmt    For    For    For
6.2  

Elect Rolf Martin Schmitz to the Supervisory Board

   Mgmt    For    For    For
6.3  

Elect Deborah Wilkens to the Supervisory Board

   Mgmt    For    For    For
7  

Approve Creation of EUR 528 Million Pool of Capital with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
8  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For
9  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For
10  

Authorize Use of Financial Derivatives when Repurchasing Shares

   Mgmt    For    Refer    For

Total SA

 

Meeting Date:    05/29/2020   Country:    France   Primary Security ID:    F92124100
Record Date:    05/27/2020   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    347,175     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program

   Mgmt    For    For    For
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
5  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
6  

Reelect Patricia Barbizet as Director

   Mgmt    For    For    For
7  

Reelect Marie-Christine Coisne-Roquette as Director

   Mgmt    For    For    For
8  

Reelect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Elect Jerome Contamine as Director

   Mgmt    For    For    For
10  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
12  

Approve Compensation of Patrick Pouyanne, Chairman and CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
14  

Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly

   Mgmt    For    Refer    For
15  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion

   Mgmt    For    For    For
16  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    For    For
17  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    Refer    For
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
21  

Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    For    For
 

Shareholders Proposal

   Mgmt         
A  

Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly

   SH    Against    Against    Against

Mowi ASA

 

Meeting Date:    06/03/2020   Country:    Norway   Primary Security ID:    R4S04H101
Record Date:      Meeting Type:    Annual   Ticker:    MOWI
     Shares Voted:    0     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
2  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
3  

Receive Briefing on the Business

   Mgmt         
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income

   Mgmt    For    For    Do Not Vote
5  

Discuss Company’s Corporate Governance Statement

   Mgmt         
6  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    Refer    Do Not Vote
7  

Approval of the Guidelines for Allocation of Options

   Mgmt    For    Refer    Do Not Vote
8  

Approve Remuneration of Directors in the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee

   Mgmt    For    Refer    Do Not Vote
9  

Approve Remuneration of Nomination Committee

   Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Mowi ASA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
11a  

Elect Alf-Helge Aarskog (Vice Chair) as New Director

   Mgmt    For    Refer    Do Not Vote
11b  

Elect Bjarne Tellmann as New Director

   Mgmt    For    Refer    Do Not Vote
11c  

Elect Solveig Strand as New Director

   Mgmt    For    Refer    Do Not Vote
11d  

Reelect Cecilie Fredriksen as Director

   Mgmt    For    Refer    Do Not Vote
12  

Elect Anne Lise Ellingsen Gryte as New Member and Chair of Nominating Committee

   Mgmt    For    For    Do Not Vote
13  

Authorize Board to Distribute Dividends

   Mgmt    For    For    Do Not Vote
14  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    Do Not Vote
15a  

Approve Creation of NOK 387.8 Million Pool of Capital without Preemptive Rights

   Mgmt    For    For    Do Not Vote
15b  

Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    Do Not Vote
16  

Approval of an Application to be Exempt from the Obligation to Establish a CorporateAssembly

   Mgmt    For    Refer    Do Not Vote

Walmart Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    931142103
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    WMT
     Shares Voted:    62,105     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Cesar Conde

   Mgmt    For    For    For
1b  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1c  

Elect Director Sarah J. Friar

   Mgmt    For    For    For
1d  

Elect Director Carla A. Harris

   Mgmt    For    For    For
1e  

Elect Director Thomas W. Horton

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Walmart Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Marissa A. Mayer

   Mgmt    For    For    For
1g  

Elect Director C. Douglas McMillon

   Mgmt    For    For    For
1h  

Elect Director Gregory B. Penner

   Mgmt    For    Refer    For
1i  

Elect Director Steven S Reinemund

   Mgmt    For    For    For
1j  

Elect Director S. Robson Walton

   Mgmt    For    For    For
1k  

Elect Director Steuart L. Walton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Report on Impacts of Single-Use Plastic Bags

   SH    Against    For    For
6  

Report on Supplier Antibiotics Use Standards

   SH    Against    Against    Against
7  

Adopt Policy to Include Hourly Associates as Director Candidates

   SH    Against    Refer    Against
8  

Report on Strengthening Prevention of Workplace Sexual Harassment

   SH    Against    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/09/2020   Country:    Taiwan   Primary Security ID:    Y84629107
Record Date:    04/10/2020   Meeting Type:    Annual   Ticker:    2330
     Shares Voted:    2,160,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
2  

Amend Procedures for Lending Funds to Other Parties

   Mgmt    For    Refer    For
 

ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING

   Mgmt         
3.1  

Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Guangdong Investment Limited

 

Meeting Date:    06/12/2020   Country:    Hong Kong   Primary Security ID:    Y2929L100
Record Date:    06/08/2020   Meeting Type:    Annual   Ticker:    270
     Shares Voted:    3,746,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3.1  

Elect Hou Wailin as Director

   Mgmt    For    For    For
3.2  

Elect Lin Tiejun as Director

   Mgmt    For    For    For
3.3  

Elect Tsang Hon Nam as Director

   Mgmt    For    For    For
3.4  

Elect Zhao Chunxiao as Director

   Mgmt    For    For    For
3.5  

Elect Fung Daniel Richard as Director

   Mgmt    For    For    For
3.6  

Elect Cheng Mo Chi, Moses as Director

   Mgmt    For    Against    Against
3.7  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For

VINCI SA

 

Meeting Date:    06/18/2020   Country:    France   Primary Security ID:    F5879X108
Record Date:    06/15/2020   Meeting Type:    Annual/Special   Ticker:    DG
     Shares Voted:    141,638     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.04 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

VINCI SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Stock Dividend Program

   Mgmt    For    For    For
5  

Elect Benoit Bazin as Director

   Mgmt    For    For    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Approve Remuneration Policy of Board Members

   Mgmt    For    Refer    For
8  

Approve Remuneration Policy of Xavier Huillard, Chairman and CEO

   Mgmt    For    Refer    For
9  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
10  

Approve Compensation of Xavier Huillard, Chairman and CEO

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
11  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
12  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
13  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
14  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached

   Mgmt    For    For    For
15  

Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation

   Mgmt    For    For    For
16  

Amend Article 14 of Bylaws Re: Board Members Remuneration

   Mgmt    For    Refer    For
17  

Amend Article 15 of Bylaws Re: Board Powers

   Mgmt    For    For    For
18  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Sands China Ltd.

 

Meeting Date:    06/19/2020   Country:    Cayman Islands   Primary Security ID:    G7800X107
Record Date:    06/08/2020   Meeting Type:    Annual   Ticker:    1928
    

Shares Voted:

   2,698,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2a  

Elect Sheldon Gary Adelson as Director

   Mgmt    For    For    For
2b  

Elect Charles Daniel Forman as Director

   Mgmt    For    For    For
2c  

Elect Victor Patrick Hoog Antink as Director

   Mgmt    For    For    For
2d  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
7  

Approve the Amendment Agreement to the Service Contract of Dr. Wong Ying Wai (Wilfred)

   Mgmt    For    Refer    For

Oil Co. LUKOIL PJSC

 

Meeting Date:    06/23/2020   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    05/29/2020   Meeting Type:    Annual   Ticker:    LKOH
     Shares Voted:    100,665     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR/GDR Holders

   Mgmt         
1  

Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share

   Mgmt    For    For    For
 

Elect 11 Directors via Cumulative Voting

   Mgmt         
2.1  

Elect Vagit Alekperov as Director

   Mgmt    None    Refer    For
2.2  

Elect Viktor Blazheev as Director

   Mgmt    None    Refer    Against
2.3  

Elect Toby Gati as Director

   Mgmt    None    Refer    For
2.4  

Elect Ravil Maganov as Director

   Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Oil Co. LUKOIL PJSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.5  

Elect Roger Munnings as Director

   Mgmt    None    Refer    For
2.6  

Elect Nikolai Nikolaev as Director

   Mgmt    None    Refer    Against
2.7  

Elect Pavel Teplukhin as Director

   Mgmt    None    Refer    For
2.8  

Elect Leonid Fedun as Director

   Mgmt    None    Refer    For
2.9  

Elect Liubov Khoba as Director

   Mgmt    None    Refer    Against
2.10  

Elect Sergei Shatalov as Director

   Mgmt    None    Refer    For
2.11  

Elect Wolfgang Schuessel as Director

   Mgmt    None    Refer    For
3.1  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
3.2  

Approve Remuneration of New Directors

   Mgmt    For    Refer    For
4  

Ratify KPMG as Auditor

   Mgmt    For    For    For
5  

Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives

   Mgmt    For    Refer    For

Subaru Corp.

 

Meeting Date:    06/23/2020   Country:      Japan   Primary Security ID:   J7676H100
Record Date:   

03/31/2020

  Meeting Type:      Annual   Ticker:  

7270

             
     Shares Voted:   389,200       

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 28

   Mgmt    For    For    For
2.1  

Elect Director Yoshinaga, Yasuyuki

   Mgmt    For    For    For
2.2  

Elect Director Nakamura, Tomomi

   Mgmt    For    For    For
2.3  

Elect Director Hosoya, Kazuo

   Mgmt    For    For    For
2.4  

Elect Director Okada, Toshiaki

   Mgmt    For    For    For
2.5  

Elect Director Kato, Yoichi

   Mgmt    For    For    For
2.6  

Elect Director Onuki, Tetsuo

   Mgmt    For    For    For
2.7  

Elect Director Abe, Yasuyuki

   Mgmt    For    For    For
2.8  

Elect Director Yago, Natsunosuke

   Mgmt    For    For    For
2.9  

Elect Director Doi, Miwako

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Subaru Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Appoint Statutory Auditor Tsutsumi, Hiromi

   Mgmt    For    Refer    For
4  

Appoint Alternate Statutory Auditor Ryu, Hirohisa

   Mgmt    For    Refer    For

3i Group Plc

 

Meeting Date:    06/25/2020   Country:    United Kingdom   Primary Security ID:    G88473148
Record Date:    06/23/2020   Meeting Type:    Annual   Ticker:    III
     Shares Voted:    749,721     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Jonathan Asquith as Director

   Mgmt    For    For    For
6  

Re-elect Caroline Banszky as Director

   Mgmt    For    For    For
7  

Re-elect Simon Borrows as Director

   Mgmt    For    For    For
8  

Re-elect Stephen Daintith as Director

   Mgmt    For    For    For
9  

Re-elect Peter Grosch as Director

   Mgmt    For    For    For
10  

Re-elect David Hutchison as Director

   Mgmt    For    For    For
11  

Re-elect Coline McConville as Director

   Mgmt    For    For    For
12  

Elect Alexandra Schaapveld as Director

   Mgmt    For    For    For
13  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
14  

Re-elect Julia Wilson as Director

   Mgmt    For    For    For
15  

Appoint KPMG LLP as Auditors

   Mgmt    For    For    For
16  

Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

3i Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19  

Approve Discretionary Share Plan

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Adopt New Articles of Association

   Mgmt    For    Refer    For
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:    06/26/2020   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    05/29/2020   Meeting Type:    Special   Ticker:    PHIA
     Shares Voted:    239,706     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         
1  

Approve Dividends of EUR 0.85 Per Share

   Mgmt    For    For    For

ORIX Corp.

 

Meeting Date:    06/26/2020   Country:    Japan   Primary Security ID:    J61933123
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    8591
     Shares Voted:    589,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Inoue, Makoto

   Mgmt    For    For    For
1.2  

Elect Director Irie, Shuji

   Mgmt    For    For    For
1.3  

Elect Director Taniguchi, Shoji

   Mgmt    For    For    For
1.4  

Elect Director Matsuzaki, Satoru

   Mgmt    For    For    For
1.5  

Elect Director Stan Koyanagi

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

ORIX Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Suzuki, Yoshiteru

   Mgmt    For    For    For
1.7  

Elect Director Yasuda, Ryuji

   Mgmt    For    For    For
1.8  

Elect Director Takenaka, Heizo

   Mgmt    For    For    For
1.9  

Elect Director Michael Cusumano

   Mgmt    For    For    For
1.10  

Elect Director Akiyama, Sakie

   Mgmt    For    For    For
1.11  

Elect Director Watanabe, Hiroshi

   Mgmt    For    Refer    Against
1.12  

Elect Director Sekine, Aiko

   Mgmt    For    For    For

RWE AG

 

Meeting Date:    06/26/2020   Country:    Germany   Primary Security ID:    D6629K109
Record Date:    06/04/2020   Meeting Type:    Annual   Ticker:    RWE
     Shares Voted:    287,128     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.80 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020

   Mgmt    For    For    For
6  

Approve Affiliation Agreement with GBV Vierunddreissigste Gesellschaft fuer Beteiligungsverwaltung mbH

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Tokio Marine Holdings, Inc.

 

Meeting Date:    06/29/2020   Country:    Japan   Primary Security ID:    J86298106
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    8766
     Shares Voted:    261,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 95

   Mgmt    For    For    For
2.1  

Elect Director Nagano, Tsuyoshi

   Mgmt    For    For    For
2.2  

Elect Director Komiya, Satoru

   Mgmt    For    For    For
2.3  

Elect Director Yuasa, Takayuki

   Mgmt    For    For    For
2.4  

Elect Director Harashima, Akira

   Mgmt    For    For    For
2.5  

Elect Director Okada, Kenji

   Mgmt    For    For    For
2.6  

Elect Director Hirose, Shinichi

   Mgmt    For    For    For
2.7  

Elect Director Mimura, Akio

   Mgmt    For    For    For
2.8  

Elect Director Egawa, Masako

   Mgmt    For    For    For
2.9  

Elect Director Mitachi, Takashi

   Mgmt    For    For    For
2.10  

Elect Director Endo, Nobuhiro

   Mgmt    For    For    For
2.11  

Elect Director Katanozaka, Shinya

   Mgmt    For    For    For
2.12  

Elect Director Handa, Tadashi

   Mgmt    For    For    For
2.13  

Elect Director Endo, Yoshinari

   Mgmt    For    For    For
3  

Appoint Statutory Auditor Fujita, Hirokazu

   Mgmt    For    Refer    For

AXA SA

 

Meeting Date:    06/30/2020   Country:    France   Primary Security ID:    F06106102
Record Date:    06/26/2020   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    600,715     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 0.73 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

AXA SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Compensation of Corporate Officers

   Mgmt    For    Refer    For
5  

Approve Compensation of Denis Duverne, Chairman of the Board

   Mgmt    For    Refer    For
6  

Approve Compensation of Thomas Buberl, CEO

   Mgmt    For    Refer    For
7  

Approve Remuneration Policy of CEO

   Mgmt    For    Refer    For
8  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    Refer    For
9  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
10  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
11  

Reelect Angelien Kemna as Director

   Mgmt    For    For    For
12  

Reelect Irene Dorner as Director

   Mgmt    For    For    For
13  

Elect Isabel Hudson as Director

   Mgmt    For    For    For
14  

Elect Antoine Gosset-Grainville as Director

   Mgmt    For    For    For
15  

Elect Marie-France Tschudin as Director Shareholder Proposals Submitted by Employees of Axa Group

   Mgmt Mgmt    For    For    For
16  

Elect Helen Browne as Director

   SH    For    Refer    For
A  

Elect Jerome Amouyal as Director

   SH    Against    Refer    Against
B  

Elect Constance Reschke as Director

   SH    Against    Refer    Against
C  

Elect Bamba Sall as Director

   SH    Against    Refer    Against
D  

Elect Bruno Guy-Wasier as Director

   SH    Against    Refer    Against
E  

Elect Timothy Leary as Director

   SH    Against    Refer    Against
F  

Elect Ashitkumar Shah as Director

   SH    Against    Refer    Against
 

Ordinary Business

   Mgmt         
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
19  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

AXA SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
21  

Amend Article 10 of Bylaws Re: Employee Representatives

   Mgmt    For    Refer    For
22  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


IVY GLOBAL GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

Ubisoft Entertainment SA

 

Meeting Date:    07/02/2019   Country:    France   Primary Security ID:    F9396N106
Record Date:    06/28/2019   Meeting Type:    Annual/Special   Ticker:    UBI
     Shares Voted:    227,910     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Absence of Dividends

   Mgmt    For    For    For
3  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Compensation of Yves Guillemot, Chairman and CEO

   Mgmt    For    Refer    For
6  

Approve Compensation of Claude Guillemot, Vice-CEO

   Mgmt    For    Refer    For
7  

Approve Compensation of Michel Guillemot, Vice-CEO

   Mgmt    For    Refer    For
8  

Approve Compensation of Gerard Guillemot, Vice-CEO

   Mgmt    For    Refer    For
9  

Approve Compensation of Christian Guillemot, Vice-CEO

   Mgmt    For    Refer    For
10  

Approve Remuneration Policy for Chairman and CEO

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy for Vice-CEOs

   Mgmt    For    Refer    For
12  

Reelect Virginie Haas as Director

   Mgmt    For    For    For
13  

Reelect Corinne Fernandez-Handelsman as Director

   Mgmt    For    For    For
14  

Renew Appointment of KPMG SA as Auditor

   Mgmt    For    For    For
15  

Acknowledge End of Mandate of KPMG Audit IS SAS as Alternate Auditor and Decision to Neither Replace Nor Renew

   Mgmt    For    For    For
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business

   Mgmt    For Mgmt    For    For
17  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Ubisoft Entertainment SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18  

Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million

   Mgmt    For    For    For
20  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850,000

   Mgmt    For    For    For
21  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 850,000

   Mgmt    For    Refer    For
22  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
23  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
24  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
25  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries)

   Mgmt    For    Refer    For
26  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries)

   Mgmt    For    Refer    For
27  

Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    For    For
28  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19 to 27 at EUR 4 Million

   Mgmt    For    For    For
29  

Amend Article 8 of Bylaws Re: Employee Representative

   Mgmt    For    For    For
30  

Amend Article 14 of Bylaws Re: Auditors

   Mgmt    For    For    For
31  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

HDFC Bank Limited

 

Meeting Date:    07/12/2019   Country:    India   Primary Security ID:    Y3119P174
Record Date:    07/05/2019   Meeting Type:    Annual   Ticker:    500180
     Shares Voted:    311,070     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Standalone Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Dividend

   Mgmt    For    For    For
4  

Reelect Srikanth Nadhamuni as Director

   Mgmt    For    For    For
5  

Approve MSKA & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Ratify Additional Remuneration for S. R. Batliboi & Co. LLP

   Mgmt    For    For    For
7  

Elect Sanjiv Sachar as Director

   Mgmt    For    For    For
8  

Elect Sandeep Parekh as Director

   Mgmt    For    For    For
9  

Elect M. D. Ranganath as Director

   Mgmt    For    For    For
10  

Approve Related Party Transactions with Housing Development Finance Corporation Limited

   Mgmt    For    Refer    For
11  

Approve Related Party Transactions with HDB Financial Services Limited

   Mgmt    For    Refer    For
12  

Authorize Issuance of Tier II Capital Bonds and Long Term Bond on Private Placement Basis

   Mgmt    For    Refer    For
13  

Approve Sub-Division of Equity Shares

   Mgmt    For    For    For
14  

Amend Memorandum of Association to Reflect Changes in Capital

   Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    07/15/2019   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    06/07/2019   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    64,170     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Share Subdivision

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Alibaba Group Holding Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
2.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For
2.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
2.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For

Fidelity National Information Services, Inc.

 

Meeting Date:    07/24/2019   Country:    USA   Primary Security ID:    31620M106
Record Date:    06/03/2019   Meeting Type:    Special   Ticker:    FIS
     Shares Voted:    125,430     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
2  

Increase Authorized Common Stock

   Mgmt    For    For    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Alimentation Couche-Tard Inc.

 

Meeting Date:    09/18/2019   Country:    Canada   Primary Security ID:    01626P403
Record Date:    07/22/2019   Meeting Type:    Annual   Ticker:    ATD.B
     Shares Voted:    331,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders

   Mgmt         
1  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
2.1  

Elect Director Alain Bouchard

   Mgmt    For    For    For
2.2  

Elect Director Melanie Kau

   Mgmt    For    For    For
2.3  

Elect Director Jean Bernier

   Mgmt    For    For    For
2.4  

Elect Director Nathalie Bourque

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Alimentation Couche-Tard Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.5  

Elect Director Eric Boyko

   Mgmt    For    For    For
2.6  

Elect Director Jacques D’Amours

   Mgmt    For    For    For
2.7  

Elect Director Richard Fortin

   Mgmt    For    For    For
2.8  

Elect Director Brian Hannasch

   Mgmt    For    For    For
2.9  

Elect Director Marie Josee Lamothe

   Mgmt    For    For    For
2.10  

Elect Director Monique F. Leroux

   Mgmt    For    For    For
2.11  

Elect Director Real Plourde

   Mgmt    For    For    For
2.12  

Elect Director Daniel Rabinowicz

   Mgmt    For    For    For
2.13  

Elect Director Louis Tetu

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Diageo Plc

 

Meeting Date:    09/19/2019   Country:    United Kingdom   Primary Security ID:    G42089113
Record Date:    09/17/2019   Meeting Type:    Annual   Ticker:    DGE
     Shares Voted:    318,180     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Elect Debra Crew as Director

   Mgmt    For    For    For
5  

Re-elect Lord Davies as Director

   Mgmt    For    For    For
6  

Re-elect Javier Ferran as Director

   Mgmt    For    For    For
7  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
8  

Re-elect Ho KwonPing as Director

   Mgmt    For    For    For
9  

Re-elect Nicola Mendelsohn as Director

   Mgmt    For    For    For
10  

Re-elect Ivan Menezes as Director

   Mgmt    For    For    For
11  

Re-elect Kathryn Mikells as Director

   Mgmt    For    For    For
12  

Re-elect Alan Stewart as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Diageo Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
16  

Authorise Issue of Equity

   Mgmt    For    For    For
17  

Approve Irish Sharesave Scheme

   Mgmt    For    Refer    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
21  

Adopt New Articles of Association

   Mgmt    For    For    For

Prudential Plc

 

Meeting Date:    10/15/2019   Country:    United Kingdom   Primary Security ID:    G72899100
Record Date:    10/11/2019   Meeting Type:    Special   Ticker:    PRU
     Shares Voted:    1,085,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group

   Mgmt    For    Refer    For
2  

Elect Amy Yip as Director

   Mgmt    For    For    For

Western Digital Corporation

 

Meeting Date:    11/14/2019   Country:    USA   Primary Security ID    : 958102105
Record Date:    09/16/2019   Meeting Type:    Annual   Ticker:    WDC
     Shares Voted:    61,469     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kimberly E. Alexy

   Mgmt    For    For    For
1b  

Elect Director Martin I. Cole

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Western Digital Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Kathleen A. Cote

   Mgmt    For    For    For
1d  

Elect Director Tunc Doluca

   Mgmt    For    For    For
1e  

Elect Director Len J. Lauer

   Mgmt    For    For    For
1f  

Elect Director Matthew E. Massengill

   Mgmt    For    For    For
1g  

Elect Director Stephen D. Milligan

   Mgmt    For    For    For
1h  

Elect Director Stephanie A. Streeter

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Ferguson Plc

 

Meeting Date:    11/21/2019   Country:    Jersey   Primary Security ID    : G3421J106
Record Date:    11/19/2019   Meeting Type:    Annual   Ticker:    FERG
     Shares Voted:    130,620     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Tessa Bamford as Director

   Mgmt    For    For    For
6  

Re-elect Gareth Davis as Director

   Mgmt    For    For    For
7  

Elect Geoff Drabble as Director

   Mgmt    For    For    For
8  

Elect Catherine Halligan as Director

   Mgmt    For    For    For
9  

Re-elect Kevin Murphy as Director

   Mgmt    For    For    For
10  

Re-elect Alan Murray as Director

   Mgmt    For    For    For
11  

Re-elect Michael Powell as Director

   Mgmt    For    For    For
12  

Elect Tom Schmitt as Director

   Mgmt    For    For    For
13  

Re-elect Dr Nadia Shouraboura as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Ferguson Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

14  

Re-elect Jacqueline Simmonds as Director

   Mgmt    For    For    For
15  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity

   Mgmt    For    For    For
19  

Amend Long Term Incentive Plan 2019

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    12/04/2019   Country:    USA   Primary Security ID:    594918104
Record Date:    10/08/2019   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    260,880     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.2  

Elect Director Reid G. Hoffman

   Mgmt    For    For    For
1.3  

Elect Director Hugh F. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.5  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.6  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.7  

Elect Director Penny S. Pritzker

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director Arne M. Sorenson

   Mgmt    For    For    For
1.10  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.11  

Elect Director John W. Thompson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.12  

Elect Director Emma N. Walmsley

   Mgmt    For    For    For
1.13  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Employee Representation on the Board of Directors

   SH    Against    Refer    Against
5  

Report on Gender Pay Gap

   SH    Against    Against    Against

Ping An Insurance (Group) Co. of China Ltd.

 

Meeting Date:    12/10/2019   Country:    China   Primary Security ID:    Y69790106
Record Date:    11/08/2019   Meeting Type:    Special   Ticker:    2318
     Shares Voted:    2,092,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
 

APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY

   Mgmt         
1.01  

Elect Xie Yonglin as Director

   Mgmt    For    For    For
1.02  

Elect Tan Sin Yin as Director

   Mgmt    For    For    For
2  

Amend Articles of Association

   Mgmt    For    Refer    For

Visa Inc.

 

Meeting Date:    01/28/2020   Country:    USA   Primary Security ID:    92826C839
Record Date:    11/29/2019   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    190,510     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    Refer    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Visa Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director Ramon L. Laguarta

   Mgmt    For    For    For
1f  

Elect Director John F. Lundgren

   Mgmt    For    For    For
1g  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1h  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
1i  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1j  

Elect Director John A. C. Swainson

   Mgmt    For    For    For
1k  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Compass Group Plc

 

Meeting Date:    02/06/2020   Country:    United Kingdom   Primary Security ID:    G23296208
Record Date:    02/04/2020   Meeting Type:    Annual   Ticker:    CPG
     Shares Voted:    97,610     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Elect Karen Witts as Director

   Mgmt    For    For    For
5  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
6  

Re-elect Gary Green as Director

   Mgmt    For    For    For
7  

Re-elect Carol Arrowsmith as Director

   Mgmt    For    For    For
8  

Re-elect John Bason as Director

   Mgmt    For    For    For
9  

Re-elect Stefan Bomhard as Director

   Mgmt    For    For    For
10  

Re-elect John Bryant as Director

   Mgmt    For    For    For
11  

Re-elect Anne-Francoise Nesmes as Director

   Mgmt    For    For    For
12  

Re-elect Nelson Silva as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Compass Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Re-elect Ireena Vittal as Director

   Mgmt    For    For    For
14  

Re-elect Paul Walsh as Director

   Mgmt    For    For    For
15  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix

   Mgmt    For    For    For
 

Remuneration of Auditors

           
17  

Authorise EU Political Donations and

   Mgmt    For    For    For
 

Expenditure

           
18  

Approve Payment of Fees to Non-executive

   Mgmt    For    Refer    For
 

Directors

           
19  

Authorise Issue of Equity

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive

   Mgmt    For    For    For
 

Rights

           
21  

Authorise Issue of Equity without Pre-emptive

   Mgmt    For    For    For
 

Rights in Connection with an Acquisition or

           
 

Other Capital Investment

           
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with 14 Working Days’ Notice

   Mgmt    For    For    For

Infineon Technologies AG

 

Meeting Date:    02/20/2020   Country:    Germany   Primary Security ID:    D35415104
Record Date:      Meeting Type:    Annual   Ticker:    IFX
     Shares Voted:    1,073,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory

   Mgmt         
 

Reports for Fiscal 2019 (Non-Voting)

           
2  

Approve Allocation of Income and Dividends of

   Mgmt    For    For    For
 

EUR 0.27 per Share

           
3  

Approve Discharge of Management Board for

   Mgmt    For    For    For
 

Fiscal 2019

           
4  

Approve Discharge of Supervisory Board for

   Mgmt    For    For    For
 

Fiscal 2019

           
5  

Ratify KPMG AG as Auditors for Fiscal 2020

   Mgmt    For    For    For
6.1  

Elect Xiaoqun Clever to the Supervisory Board

   Mgmt    For    For    For
6.2  

Elect Friedrich Eichiner to the Supervisory Board

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Infineon Technologies AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.3  

Elect Hans-Ulrich Holdenried to the Supervisory Board

   Mgmt    For    For    For
6.4  

Elect Manfred Puffer to the Supervisory Board

   Mgmt    For    For    For
6.5  

Elect Ulrich Spiesshofer to the Supervisory Board

   Mgmt    For    For    For
6.6  

Elect Margret Suckale to the Supervisory Board

   Mgmt    For    For    For
7  

Approve Cancellation of Conditional Capital 2010/I

   Mgmt    For    For    For
8  

Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
9  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For

Adobe Inc.

 

Meeting Date:    04/09/2020   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/12/2020   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    61,938     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy L. Banse

   Mgmt    For    For    For
1b  

Elect Director Frank A. Calderoni

   Mgmt    For    For    For
1c  

Elect Director James E. Daley

   Mgmt    For    For    For
1d  

Elect Director Laura B. Desmond

   Mgmt    For    For    For
1e  

Elect Director Charles M. Geschke

   Mgmt    For    For    For
1f  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1g  

Elect Director Kathleen Oberg

   Mgmt    For    For    For
1h  

Elect Director Dheeraj Pandey

   Mgmt    For    For    For
1i  

Elect Director David A. Ricks

   Mgmt    For    For    For
1j  

Elect Director Daniel L. Rosensweig

   Mgmt    For    For    For
1k  

Elect Director John E. Warnock

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Adobe Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Gender Pay Gap

   SH    Against    Against    Against

Ping An Insurance (Group) Company of China, Ltd.

 

Meeting Date:    04/09/2020   Country:    China   Primary Security ID:    Y69790106
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    2318
     Shares Voted:    2,092,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve 2019 Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2019 Report of the Supervisory Committee

   Mgmt    For    For    For
3  

Approve 2019 Annual Report and Its Summary

   Mgmt    For    For    For
4  

Approve 2019 Financial Statements and Statutory Reports

   Mgmt    For    For    For
5  

Approve 2019 Profit Distribution Plan and Distribution of Final Dividends

   Mgmt    For    For    For
6  

Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7  

Approve 2019 Performance Evaluation of Independent Non-Executive Directors

   Mgmt    For    For    For
8  

Approve Issuance of Debt Financing Instruments

   Mgmt    For    Refer    For
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

   Mgmt    For    Refer    For
10  

Amend Articles of Association

   Mgmt    For    For    For
11  

Elect Lu Min as Director

   SH    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Airbus SE

 

Meeting Date:    04/16/2020   Country:    Netherlands   Primary Security ID:    N0280G100
Record Date:    03/19/2020   Meeting Type:    Annual   Ticker:    AIR
     Shares Voted:    325,755     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.1  

Discussion on Company’s Corporate Governance Structure

   Mgmt         
2.2  

Receive Report on Business and Financial Statements

   Mgmt         
2.3  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3  

Discussion of Agenda Items

   Mgmt         
4.1  

Adopt Financial Statements

   Mgmt    For    For    For
4.2  

Approve Allocation of Income and Dividends of EUR of 1.80 per Share

   Mgmt         
4.3  

Approve Discharge of Non-Executive Members of the Board of Directors

   Mgmt    For    For    For
4.4  

Approve Discharge of Executive Members of the Board of Directors

   Mgmt    For    For    For
4.5  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
4.6  

Adopt Remuneration Policy

   Mgmt    For    Refer    For
4.7  

Approve Remuneration Report Containing Remuneration Policy

   Mgmt    For    Refer    For
4.8  

Elect Mark Dunkerley as Non-Executive Director

   Mgmt    For    For    For
4.9  

Elect Stephan Gemkow as Non-Executive Director

   Mgmt    For    For    For
4.10  

Reelect Ralph D. Crosby, Jr. as Non-Executive Director

   Mgmt    For    For    For
4.11  

Reelect Lord Drayson (Paul) as Non-Executive Director

   Mgmt    For    For    For
4.12  

Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans

   Mgmt    For    For    For
4.13  

Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding

   Mgmt    For    For    For
4.14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Airbus SE

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.15  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Close Meeting

   Mgmt         

Ferrari NV

 

Meeting Date:    04/16/2020   Country:    Netherlands   Primary Security ID:    N3167Y103
Record Date:    03/19/2020   Meeting Type:    Annual   Ticker:    RACE
     Shares Voted:    147,439     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.a  

Receive Director’s Board Report (Non-Voting)

   Mgmt         
2.b  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2.c  

Approve Remuneration Report

   Mgmt    For    Refer    For
2.d  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.e  

Approve Dividends of EUR 1.13 Per Share

   Mgmt    For    For    For
2.f  

Approve Discharge of Directors

   Mgmt    For    For    For
3.a  

Reelect John Elkann as Executive Director

   Mgmt    For    Refer    For
3.b  

Reelect Louis C. Camilleri as Executive Director

   Mgmt    For    For    For
3.c  

Reelect Piero Ferrari as Non-Executive Director

   Mgmt    For    For    For
3.d  

Reelect Delphine Arnault as Non-Executive Director

   Mgmt    For    Against    Against
3.e  

Reelect Eduardo H. Cue as Non-Executive Director

   Mgmt    For    For    For
3.f  

Reelect Sergio Duca as Non-Executive Director

   Mgmt    For    For    For
3.g  

Reelect Maria Patrizia Grieco as Non-Executive Director

   Mgmt    For    For    For
3.h  

Reelect Adam Keswick as Non-Executive Director

   Mgmt    For    For    For
3.i  

Elect Francesca Bellettini as Non-Executive Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Ferrari NV

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.j  

Elect Roberto Cingolani as Non-Executive Director

   Mgmt    For    For    For
3.k  

Elect John Galantic as Non-Executive Director

   Mgmt    For    For    For
4  

Appoint Ernst & Young Accountants LLP as Auditors

   Mgmt    For    For    For
5  

Amend Remuneration Policy

   Mgmt    For    Refer    For
6.1  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    Refer    Against
6.2  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    Refer    Against
6.3  

Grant Board Authority to Issue Special Voting Shares

   Mgmt    For    Refer    Against
7  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
8  

Approve Awards to Chairman

   Mgmt    For    For    For
9  

Close Meeting

   Mgmt         

Citigroup Inc.

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:    172967424
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    126,319     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Grace E. Dailey

   Mgmt    For    For    For
1d  

Elect Director Barbara J. Desoer

   Mgmt    For    For    For
1e  

Elect Director John C. Dugan

   Mgmt    For    For    For
1f  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1g  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1h  

Elect Director S. Leslie Ireland

   Mgmt    For    For    For
1i  

Elect Director Lew W. (Jay) Jacobs, IV

   Mgmt    For    For    For
1j  

Elect Director Renee J. James

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Citigroup Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1l  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1m  

Elect Director James S. Turley

   Mgmt    For    For    For
1n  

Elect Director Deborah C. Wright

   Mgmt    For    For    For
1o  

Elect Director Alexander R. Wynaendts

   Mgmt    For    For    For
1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Proxy Access Right

   SH    Against    Against    Against
6  

Review on Governance Documents

   SH    Against    Refer    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Eaton Corporation plc

 

Meeting Date:    04/22/2020   Country:    Ireland   Primary Security ID:    G29183103
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    ETN
     Shares Voted:    140,608     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Craig Arnold

   Mgmt    For    For    For
1b  

Elect Director Christopher M. Connor

   Mgmt    For    For    For
1c  

Elect Director Michael J. Critelli

   Mgmt    For    For    For
1d  

Elect Director Richard H. Fearon

   Mgmt    For    For    For
1e  

Elect Director Olivier Leonetti

   Mgmt    For    For    For
1f  

Elect Director Deborah L. McCoy

   Mgmt    For    For    For
1g  

Elect Director Silvio Napoli

   Mgmt    For    For    For
1h  

Elect Director Gregory R. Page

   Mgmt    For    For    For
1i  

Elect Director Sandra Pianalto

   Mgmt    For    For    For
1j  

Elect Director Lori J. Ryerkerk

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Eaton Corporation plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director Gerald B. Smith

   Mgmt    For    For    For
1l  

Elect Director Dorothy C. Thompson

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3  

Approve Ernst & Young LLP as Auditors and

   Mgmt    For    For    For
 

Authorize Board to Fix Their Remuneration

           
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Authorize Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
6  

Authorize Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
7  

Authorize Share Repurchase of Issued Share Capital

   Mgmt    For    For    For

Johnson & Johnson

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    478160104
Record Date:    02/25/2020   Meeting Type:    Annual   Ticker:    JNJ
     Shares Voted:    167,210     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mary C. Beckerle

   Mgmt    For    For    For
1b  

Elect Director D. Scott Davis

   Mgmt    For    For    For
1c  

Elect Director Ian E. L. Davis

   Mgmt    For    For    For
1d  

Elect Director Jennifer A. Doudna

   Mgmt    For    For    For
1e  

Elect Director Alex Gorsky

   Mgmt    For    For    For
1f  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1g  

Elect Director Hubert Joly

   Mgmt    For    For    For
1h  

Elect Director Mark B. McClellan

   Mgmt    For    For    For
1i  

Elect Director Anne M. Mulcahy

   Mgmt    For    For    For
1j  

Elect Director Charles Prince

   Mgmt    For    For    For
1k  

Elect Director A. Eugene Washington

   Mgmt    For    For    For
1l  

Elect Director Mark A. Weinberger

   Mgmt    For    For    For
1m  

Elect Director Ronald A. Williams

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Johnson & Johnson

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause

   Mgmt    For    Refer    For
5  

Require Independent Board Chair

   SH    Against    Refer    For
6  

Report on Governance Measures Implemented Related to Opioids

   SH    Against    Refer    For

Nestle SA

 

Meeting Date:    04/23/2020   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
     Shares Voted:    89,086     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    Refer    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.70 per Share

   Mgmt    For    For    For
4.1.a  

Reelect Paul Bulcke as Director and Board Chairman

   Mgmt    For    For    For
4.1.b  

Reelect Ulf Schneider as Director

   Mgmt    For    For    For
4.1.c  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1.d  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1.e  

Reelect Ann Veneman as Director

   Mgmt    For    For    For
4.1.f  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1.g  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.1.h  

Reelect Ursula Burns as Director

   Mgmt    For    For    For
4.1.i  

Reelect Kasper Rorsted as Director

   Mgmt    For    For    For
4.1.j  

Reelect Pablo Isla as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Nestle SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1.k  

Reelect Kimberly Ross as Director

   Mgmt    For    For    For
4.1.l  

Reelect Dick Boer as Director

   Mgmt    For    For    For
4.1.m  

Reelect Dinesh Paliwal as Director

   Mgmt    For    For    For
4.2  

Elect Hanne Jimenez de Mora as Director

   Mgmt    For    For    For
4.3.1  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.2  

Appoint Ursula Burns as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.3  

Appoint Pablo Isla as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.4  

Appoint Dick Boer as Member of the Compensation Committee

   Mgmt    For    For    For
4.4  

Ratify Ernst & Young AG as Auditors

   Mgmt    For    For    For
4.5  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For
5.1  

Approve Remuneration of Directors in the Amount of CHF 10 Million

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 55 Million

   Mgmt    For    Refer    For
6  

Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against

Schneider Electric SE

 

Meeting Date:    04/23/2020   Country:    France   Primary Security ID:    F86921107
Record Date:    04/21/2020   Meeting Type:    Annual/Special   Ticker:    SU
     Shares Voted:    168,348     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.55 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Termination Package of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
6  

Approve Compensation Report

   Mgmt    For    Refer    For
7  

Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO

   Mgmt    For    Refer    For
8  

Approve Compensation of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
9  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
10  

Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Board Members

   Mgmt    For    Refer    For
12  

Reelect Leo Apotheker as Director

   Mgmt    For    For    For
13  

Reelect Cecile Cabanis as Director

   Mgmt    For    For    For
14  

Reelect Fred Kindle as Director

   Mgmt    For    For    For
15  

Reelect Willy Kissling as Director

   Mgmt    For    For    For
16  

Elect Jill Lee as Director

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives

   Mgmt    For    For    For
19  

Amend Articles 13 and 16 of Bylaws to Comply with New Regulation

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
22  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

SVB Financial Group

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    78486Q101
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    SIVB
     Shares Voted:    30,151     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Greg W. Becker

   Mgmt    For    For    For
1.2  

Elect Director Eric A. Benhamou

   Mgmt    For    For    For
1.3  

Elect Director John S. Clendening

   Mgmt    For    For    For
1.4  

Elect Director Roger F. Dunbar

   Mgmt    For    For    For
1.5  

Elect Director Joel P. Friedman

   Mgmt    For    For    For
1.6  

Elect Director Jeffrey N. Maggioncalda

   Mgmt    For    For    For
1.7  

Elect Director Kay Matthews

   Mgmt    For    For    For
1.8  

Elect Director Mary J. Miller

   Mgmt    For    For    For
1.9  

Elect Director Kate D. Mitchell

   Mgmt    For    For    For
1.10  

Elect Director John F. Robinson

   Mgmt    For    For    For
1.11  

Elect Director Garen K. Staglin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Abbott Laboratories

 

Meeting Date:    04/24/2020   Country:    USA   Primary Security ID:    002824100
Record Date:    02/26/2020   Meeting Type:    Annual   Ticker:    ABT
     Shares Voted:    225,379     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert J. Alpern

   Mgmt    For    For    For
1.2  

Elect Director Roxanne S. Austin

   Mgmt    For    For    For
1.3  

Elect Director Sally E. Blount

   Mgmt    For    For    For
1.4  

Elect Director Robert B. Ford

   Mgmt    For    For    For
1.5  

Elect Director Michelle A. Kumbier

   Mgmt    For    For    For
1.6  

Elect Director Edward M. Liddy

   Mgmt    For    For    For
1.7  

Elect Director Darren W. McDew

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Abbott Laboratories

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8  

Elect Director Nancy McKinstry

   Mgmt    For    For    For
1.9  

Elect Director Phebe N. Novakovic

   Mgmt    For    For    For
1.10  

Elect Director William A. Osborn

   Mgmt    For    For    For
1.11  

Elect Director Daniel J. Starks

   Mgmt    For    For    For
1.12  

Elect Director John G. Stratton

   Mgmt    For    For    For
1.13  

Elect Director Glenn F. Tilton

   Mgmt    For    For    For
1.14  

Elect Director Miles D. White

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Increase Disclosure of Compensation Adjustments

   SH    Against    Refer    Against
6  

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

   SH    Against    Refer    Against
7  

Adopt Simple Majority Vote

   SH    Against    For    For

AstraZeneca Plc

 

Meeting Date:    04/29/2020   Country:    United Kingdom   Primary Security ID:    G0593M107
Record Date:    04/27/2020   Meeting Type:    Annual   Ticker:    AZN
     Shares Voted:    106,580     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividends

   Mgmt    For    For    For
3  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5a  

Re-elect Leif Johansson as Director

   Mgmt    For    For    For
5b  

Re-elect Pascal Soriot as Director

   Mgmt    For    For    For
5c  

Re-elect Marc Dunoyer as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

AstraZeneca Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5d  

Re-elect Genevieve Berger as Director

   Mgmt    For    For    For
5e  

Re-elect Philip Broadley as Director

   Mgmt    For    For    For
5f  

Re-elect Graham Chipchase as Director

   Mgmt    For    For    For
5g  

Elect Michel Demare as Director

   Mgmt    For    For    For
5h  

Re-elect Deborah DiSanzo as Director

   Mgmt    For    For    For
5i  

Re-elect Sheri McCoy as Director

   Mgmt    For    For    For
5j  

Re-elect Tony Mok as Director

   Mgmt    For    For    For
5k  

Re-elect Nazneen Rahman as Director

   Mgmt    For    For    For
5l  

Re-elect Marcus Wallenberg as Director

   Mgmt    For    For    For
6  

Approve Remuneration Report

   Mgmt    For    Refer    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
9  

Authorise Issue of Equity

   Mgmt    For    For    For
10  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
12  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
13  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
14  

Approve Performance Share Plan

   Mgmt    For    For    For

AstraZeneca Plc

 

Meeting Date:    04/29/2020   Country:    United Kingdom   Primary Security ID:    G0593M107
Record Date:    02/26/2020   Meeting Type:    Annual   Ticker:    AZN
     Shares Voted:    121,110     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

AstraZeneca Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Dividends

   Mgmt    For    For    For
3  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5a  

Re-elect Leif Johansson as Director

   Mgmt    For    For    For
5b  

Re-elect Pascal Soriot as Director

   Mgmt    For    For    For
5c  

Re-elect Marc Dunoyer as Director

   Mgmt    For    For    For
5d  

Re-elect Genevieve Berger as Director

   Mgmt    For    For    For
5e  

Re-elect Philip Broadley as Director

   Mgmt    For    For    For
5f  

Re-elect Graham Chipchase as Director

   Mgmt    For    For    For
5g  

Elect Michel Demare as Director

   Mgmt    For    For    For
5h  

Re-elect Deborah DiSanzo as Director

   Mgmt    For    For    For
5i  

Re-elect Sheri McCoy as Director

   Mgmt    For    For    For
5j  

Re-elect Tony Mok as Director

   Mgmt    For    For    For
5k  

Re-elect Nazneen Rahman as Director

   Mgmt    For    For    For
5l  

Re-elect Marcus Wallenberg as Director

   Mgmt    For    For    For
6  

Approve Remuneration Report

   Mgmt    For    Refer    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
9  

Authorise Issue of Equity

   Mgmt    For    For    For
10  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
12  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
13  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
14  

Approve Performance Share Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Koninklijke Philips NV

 

Meeting Date:    04/30/2020   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    PHIA
     Shares Voted:    346,145     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

President’s Speech

   Mgmt         
2.a  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2.b  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.c  

Approve Dividends of EUR 0.85 Per Share

   Mgmt    For    For    For
2.d  

Approve Remuneration Report

   Mgmt    For    Refer    For
2.e  

Approve Discharge of Management Board

   Mgmt    For    For    For
2.f  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
3.a  

Approve Remuneration Policy for Management Board

   Mgmt    For    Refer    For
3.b  

Approve Long Term Incentive Plan for Management Board Members

   Mgmt    For    For    For
3.c  

Approve Remuneration Policy for Supervisory Board

   Mgmt    For    Refer    For
4.a  

Reelect N. Dhawan to Supervisory Board

   Mgmt    For    For    For
4.b  

Elect F. Sijbesma to Supervisory Board

   Mgmt    For    For    For
4.c  

Elect P. Loscher to Supervisory Board

   Mgmt    For    For    For
5.a  

Grant Board Authority to Issue Shares

   Mgmt    For    For    For
5.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    For    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
8  

Other Business (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

The Goldman Sachs Group, Inc.

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:    38141G104
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    GS
     Shares Voted:    58,463     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1b  

Elect Director Drew G. Faust

   Mgmt    For    For    For
1c  

Elect Director Mark A. Flaherty

   Mgmt    For    For    For
1d  

Elect Director Ellen J. Kullman

   Mgmt    For    For    For
1e  

Elect Director Lakshmi N. Mittal

   Mgmt    For    For    For
1f  

Elect Director Adebayo O. Ogunlesi

   Mgmt    For    For    For
1g  

Elect Director Peter Oppenheimer

   Mgmt    For    For    For
1h  

Elect Director David M. Solomon

   Mgmt    For    For    For
1i  

Elect Director Jan E. Tighe

   Mgmt    For    For    For
1j  

Elect Director David A. Viniar

   Mgmt    For    For    For
1k  

Elect Director Mark O. Winkelman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For
5  

Review of Statement on the Purpose of a Corporation

   SH    Against    Refer    Against

XP, Inc.

 

Meeting Date:    04/30/2020   Country:    Cayman Islands   Primary Security ID:    G98239109
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    XP
     Shares Voted:    32,951     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Management Accounts for the Fiscal Year Ended December 31, 2019

   Mgmt    For    Refer    For
3  

Elect Director Ricardo Baldin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

HCA Healthcare, Inc.

 

Meeting Date:    05/01/2020   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    83,705     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1b  

Elect Director Samuel N. Hazen

   Mgmt    For    For    For
1c  

Elect Director Meg G. Crofton

   Mgmt    For    For    For
1d  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1e  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For
1f  

Elect Director William R. Frist

   Mgmt    For    For    For
1g  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1h  

Elect Director Michael W. Michelson

   Mgmt    For    For    For
1i  

Elect Director Wayne J. Riley

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Provide Right to Call Special Meeting

   Mgmt    For    For    For
6  

Provide Right to Act by Written Consent

   SH    Against    For    For

Alcon Inc.

 

Meeting Date:    05/06/2020   Country:    Switzerland   Primary Security ID:    H01301128
Record Date:      Meeting Type:    Annual   Ticker:    ALC
     Shares Voted:    154,142     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Omission of Dividends

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Alcon Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1  

Approve Remuneration Report (Non-Binding)

   Mgmt    For    Refer    For
4.2  

Approve Remuneration of Directors in the Amount of CHF 3.3 Million

   Mgmt    For    Refer    For
4.3  

Approve Remuneration of Executive Committee in the Amount of CHF 35.3 Million

   Mgmt    For    Refer    For
5.1  

Reelect Michael Ball as Director

   Mgmt    For    For    For
5.2  

Reelect Lynn Bleil as Director

   Mgmt    For    For    For
5.3  

Reelect Arthur Cummings as Director

   Mgmt    For    For    For
5.4  

Reelect David Endicott as Director

   Mgmt    For    For    For
5.5  

Reelect Thomas Glanzmann as Director

   Mgmt    For    For    For
5.6  

Reelect Keith Grossmann as Director

   Mgmt    For    For    For
5.7  

Reelect Scott Maw as Director

   Mgmt    For    For    For
5.8  

Reelect Karen May as Director

   Mgmt    For    For    For
5.9  

Reelect Ines Poeschel as Director

   Mgmt    For    For    For
5.10  

Reelect Dieter Spaelti as Director

   Mgmt    For    For    For
6.1  

Reappoint Thomas Glanzmann as Member of the Compensation Committee

   Mgmt    For    For    For
6.2  

Reappoint Keith Grossmann as Member of the Compensation Committee

   Mgmt    For    For    For
6.3  

Reappoint Karen May as Member of the Compensation Committee

   Mgmt    For    For    For
6.4  

Reappoint Ines Poeschel as Member of the Compensation Committee

   Mgmt    For    For    For
7  

Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy

   Mgmt    For    For    For
8  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
9  

Transact Other Business (Voting)

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

CME Group Inc.

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    48,248     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1c  

Elect Director Charles P. Carey

   Mgmt    For    For    For
1d  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1e  

Elect Director Bryan T. Durkin

   Mgmt    For    For    For
1f  

Elect Director Ana Dutra

   Mgmt    For    For    For
1g  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1h  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1i  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1j  

Elect Director Daniel G. Kaye

   Mgmt    For    For    For
1k  

Elect Director Phyllis M. Lockett

   Mgmt    For    For    For
1l  

Elect Director Deborah J. Lucas

   Mgmt    For    For    For
1m  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1n  

Elect Director Rahael Seifu

   Mgmt    For    For    For
1o  

Elect Director William R. Shepard

   Mgmt    For    For    For
1p  

Elect Director Howard J. Siegel

   Mgmt    For    For    For
1q  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Canadian Natural Resources Limited

 

Meeting Date:    05/07/2020   Country:    Canada   Primary Security ID:    136385101
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    CNQ
     Shares Voted:    463,714     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Catherine M. Best

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Canadian Natural Resources Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director M. Elizabeth Cannon

   Mgmt    For    For    For
1.3  

Elect Director N. Murray Edwards

   Mgmt    For    For    For
1.4  

Elect Director Christopher L. Fong

   Mgmt    For    For    For
1.5  

Elect Director Gordon D. Giffin

   Mgmt    For    For    For
1.6  

Elect Director Wilfred A. Gobert

   Mgmt    For    For    For
1.7  

Elect Director Steve W. Laut

   Mgmt    For    For    For
1.8  

Elect Director Tim S. McKay

   Mgmt    For    For    For
1.9  

Elect Director Frank J. McKenna

   Mgmt    For    For    For
1.10  

Elect Director David A. Tuer

   Mgmt    For    For    For
1.11  

Elect Director Annette M. Verschuren

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

ConocoPhillips

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    20825C104
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    COP
     Shares Voted:    119,220     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1b  

Elect Director Caroline Maury Devine

   Mgmt    For    For    For
1c  

Elect Director John V. Faraci

   Mgmt    For    For    For
1d  

Elect Director Jody Freeman

   Mgmt    For    For    For
1e  

Elect Director Gay Huey Evans

   Mgmt    For    For    For
1f  

Elect Director Jeffrey A. Joerres

   Mgmt    For    For    For
1g  

Elect Director Ryan M. Lance

   Mgmt    For    For    For
1h  

Elect Director William H. McRaven

   Mgmt    For    For    For
1i  

Elect Director Sharmila Mulligan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

ConocoPhillips

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Arjun N. Murti

   Mgmt    For    For    For
1k  

Elect Director Robert A. Niblock

   Mgmt    For    For    For
1l  

Elect Director David T. Seaton

   Mgmt    For    For    For
1m  

Elect Director R. A. Walker

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Tencent Holdings Limited

 

Meeting Date:    05/13/2020   Country:    Cayman Islands   Primary Security ID:    G87572163
Record Date:    05/07/2020   Meeting Type:    Annual   Ticker:    700
     Shares Voted:    222,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory

   Mgmt    For    For    For
 

Reports

           
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Lau Chi Ping Martin as Director

   Mgmt    For    Refer    For
3b  

Elect Charles St Leger Searle as Director

   Mgmt    For    For    For
3c  

Elect Ke Yang as Director

   Mgmt    For    For    For
3d  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
8  

Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Prudential Plc

 

Meeting Date:    05/14/2020   Country:    United Kingdom   Primary Security ID:    G72899100
Record Date:    05/12/2020   Meeting Type:    Annual   Ticker:    PRU
     Shares Voted:    584,513     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Elect Jeremy Anderson as Director

   Mgmt    For    For    For
5  

Elect Shriti Vadera as Director

   Mgmt    For    For    For
6  

Re-elect Mark Fitzpatrick as Director

   Mgmt    For    For    For
7  

Re-elect David Law as Director

   Mgmt    For    For    For
8  

Re-elect Paul Manduca as Director

   Mgmt    For    For    For
9  

Re-elect Kaikhushru Nargolwala as Director

   Mgmt    For    For    For
10  

Re-elect Anthony Nightingale as Director

   Mgmt    For    For    For
11  

Re-elect Philip Remnant as Director

   Mgmt    For    For    For
12  

Re-elect Alice Schroeder as Director

   Mgmt    For    For    For
13  

Re-elect James Turner as Director

   Mgmt    For    For    For
14  

Re-elect Thomas Watjen as Director

   Mgmt    For    For    For
15  

Re-elect Michael Wells as Director

   Mgmt    For    For    For
16  

Re-elect Fields Wicker-Miurin as Director

   Mgmt    For    For    For
17  

Re-elect Amy Yip as Director

   Mgmt    For    For    For
18  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
19  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
21  

Authorise Issue of Equity

   Mgmt    For    For    For
22  

Authorise Issue of Equity to Include Repurchased Shares

   Mgmt    For    For    For
23  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Prudential Plc

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Voting
Policy Rec

  

Vote
Instruction

24   

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
25   

Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
26   

Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
27   

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
28   

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Deutsche Boerse AG

 

Meeting Date:    05/19/2020   Country:    Germany   Primary Security ID:    D1882G119
Record Date:      Meeting Type:    Annual   Ticker:    DB1
     Shares Voted:    76,831     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 2.90 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5  

Elect Michael Ruediger to the Supervisory Board

   Mgmt    For    For    For
6  

Approve Creation of EUR 19 Million Pool of Capital without Preemptive Rights

   Mgmt    For    For    For
7  

Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights

   Mgmt    For    For    For
8  

Approve Remuneration Policy

   Mgmt    For    Refer    For
9  

Approve Remuneration of Supervisory Board Members

   Mgmt    For    Refer    For
10  

Amend Corporate Purpose

   Mgmt    For    For    For
11  

Ratify KPMG AG as Auditors for Fiscal 2020

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Northrop Grumman Corporation

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    666807102
Record Date:    03/24/2020   Meeting Type:    Annual   Ticker:    NOC
     Shares Voted:    48,986     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kathy J. Warden

   Mgmt    For    For    For
1.2  

Elect Director Marianne C. Brown

   Mgmt    For    For    For
1.3  

Elect Director Donald E. Felsinger

   Mgmt    For    For    For
1.4  

Elect Director Ann M. Fudge

   Mgmt    For    For    For
1.5  

Elect Director Bruce S. Gordon

   Mgmt    For    For    For
1.6  

Elect Director William H. Hernandez

   Mgmt    For    For    For
1.7  

Elect Director Madeleine A. Kleiner

   Mgmt    For    For    For
1.8  

Elect Director Karl J. Krapek

   Mgmt    For    For    For
1.9  

Elect Director Gary Roughead

   Mgmt    For    For    For
1.10  

Elect Director Thomas M. Schoewe

   Mgmt    For    For    For
1.11  

Elect Director James S. Turley

   Mgmt    For    For    For
1.12  

Elect Director Mark A. Welsh, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Human Rights Impact Assessment

   SH    Against    For    For
5  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

   SH    Against    Refer    Against

Thermo Fisher Scientific Inc.

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    883556102
Record Date:    03/27/2020   Meeting Type:    Annual   Ticker:    TMO
     Shares Voted:    88,321     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Marc N. Casper

   Mgmt    For    For    For
1b  

Elect Director Nelson J. Chai

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Thermo Fisher Scientific Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director C. Martin Harris

   Mgmt    For    For    For
1d  

Elect Director Tyler Jacks

   Mgmt    For    For    For
1e  

Elect Director Judy C. Lewent

   Mgmt    For    For    For
1f  

Elect Director Thomas J. Lynch

   Mgmt    For    For    For
1g  

Elect Director Jim P. Manzi

   Mgmt    For    For    For
1h  

Elect Director James C. Mullen

   Mgmt    For    For    For
1i  

Elect Director Lars R. Sorensen

   Mgmt    For    For    For
1j  

Elect Director Debora L. Spar

   Mgmt    For    For    For
1k  

Elect Director Scott M. Sperling

   Mgmt    For    For    For
1l  

Elect Director Dion J. Weisler

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For

Morgan Stanley

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    617446448
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    MS
     Shares Voted:    182,095     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Elizabeth Corley

   Mgmt    For    For    For
1b  

Elect Director Alistair Darling

   Mgmt    For    For    For
1c  

Elect Director Thomas H. Glocer

   Mgmt    For    For    For
1d  

Elect Director James P. Gorman

   Mgmt    For    For    For
1e  

Elect Director Robert H. Herz

   Mgmt    For    For    For
1f  

Elect Director Nobuyuki Hirano

   Mgmt    For    For    For
1g  

Elect Director Stephen J. Luczo

   Mgmt    For    For    For
1h  

Elect Director Jami Miscik

   Mgmt    For    For    For
1i  

Elect Director Dennis M. Nally

   Mgmt    For    For    For
1j  

Elect Director Takeshi Ogasawara

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Morgan Stanley

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director Hutham S. Olayan

   Mgmt    For    For    For
1l  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
1m  

Elect Director Perry M. Traquina

   Mgmt    For    For    For
1n  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

PayPal Holdings, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    70450Y103
Record Date:    03/27/2020   Meeting Type:    Annual   Ticker:    PYPL
     Shares Voted:    157,201     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Rodney C. Adkins

   Mgmt    For    For    For
1b  

Elect Director Jonathan Christodoro

   Mgmt    For    For    For
1c  

Elect Director John J. Donahoe

   Mgmt    For    For    For
1d  

Elect Director David W. Dorman

   Mgmt    For    For    For
1e  

Elect Director Belinda J. Johnson

   Mgmt    For    For    For
1f  

Elect Director Gail J. McGovern

   Mgmt    For    For    For
1g  

Elect Director Deborah M. Messemer

   Mgmt    For    For    For
1h  

Elect Director David M. Moffett

   Mgmt    For    For    For
1i  

Elect Director Ann M. Sarnoff

   Mgmt    For    For    For
1j  

Elect Director Daniel H. Schulman

   Mgmt    For    For    For
1k  

Elect Director Frank D. Yeary

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For
5  

Adopt Human and Indigenous People’s Rights Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

The Home Depot, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    437076102
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    41,687     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1h  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1i  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1j  

Elect Director Manuel Kadre

   Mgmt    For    For    For
1k  

Elect Director Stephanie C. Linnartz

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Shareholder Written Consent Provisions

   SH    Against    Refer    Against
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    For    For
6  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against
7  

Report on Congruency Political Analysis and Electioneering Expenditures

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

VeriSign, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    92343E102
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    VRSN
     Shares Voted:    48,012     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director D. James Bidzos

   Mgmt    For    For    For
1.2  

Elect Director Yehuda Ari Buchalter

   Mgmt    For    For    For
1.3  

Elect Director Kathleen A. Cote

   Mgmt    For    For    For
1.4  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1.5  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1.6  

Elect Director Roger H. Moore

   Mgmt    For    For    For
1.7  

Elect Director Louis A. Simpson

   Mgmt    For    For    For
1.8  

Elect Director Timothy Tomlinson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    Against

Amazon.com,Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    023135106
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    23,070     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1c  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1d  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For
1e  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Amazon.com,Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   Mgmt    For    For    For
5  

Report on Management of Food Waste

   SH    Against    For    For
6  

Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services

   SH    Against    For    For
7  

Report on Potential Human Rights Impacts of Customers’ Use of Rekognition

   SH    Against    For    For
8  

Report on Products Promoting Hate Speech and Sales of Offensive Products

   SH    Against    For    For
9  

Require Independent Board Chairman

   SH    Against    Refer    Against
10  

Report on Global Median Gender/Racial Pay Gap

   SH    Against    Against    Against
11  

Report on Reducing Environmental and Health Harms to Communities of Color

   SH    Against    Against    Against
12  

Report on Viewpoint Discrimination

   SH    Against    Against    Against
13  

Report on Promotion Velocity

   SH    Against    Against    Against
14  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
15  

Human Rights Risk Assessment

   SH    Against    For    For
16  

Report on Lobbying Payments and Policy

   SH    Against    For    For

Dollar General Corporation

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    256677105
Record Date:    03/19/2020   Meeting Type:    Annual   Ticker:    DG
     Shares Voted:    32,166     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Warren F. Bryant

   Mgmt    For    For    For
1b  

Elect Director Michael M. Calbert

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Dollar General Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Elect Director Sandra B. Cochran *Withdrawn Resolution*

   Mgmt         
1d  

Elect Director Patricia D. Fili-Krushel

   Mgmt    For    For    For
1e  

Elect Director Timothy I. McGuire

   Mgmt    For    For    For
1f  

Elect Director William C. Rhodes, III

   Mgmt    For    For    For
1g  

Elect Director Debra A. Sandler

   Mgmt    For    For    For
1h  

Elect Director Ralph E. Santana

   Mgmt    For    For    For
1i  

Elect Director Todd J. Vasos

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Approve Charter Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement

   Mgmt    For    For    For
5  

Approve Bylaw Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement

   Mgmt    For    For    For

Facebook, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    92,621     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peggy Alford

   Mgmt    For    For    For
1.2  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Andrew W. Houston

   Mgmt    For    For    For
1.4  

Elect Director Nancy Killefer

   Mgmt    For    For    For
1.5  

Elect Director Robert M. Kimmitt

   Mgmt    For    For    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    For    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Tracey T. Travis

   Mgmt    For    For    For
1.9  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Non-Employee Director Compensation Policy

   Mgmt    For    Refer    For
4  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
5  

Require Independent Board Chair

   SH    Against    Refer    For
6  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
7  

Report on Political Advertising

   SH    Against    For    For
8  

Require Independent Director Nominee with Human and/or Civil Rights Experience

   SH    Against    Against    Against
9  

Report on Civil and Human Rights Risk Assessment

   SH    Against    Against    Against
10  

Report on Online Child Sexual Exploitation

   SH    Against    For    For
11  

Report on Median Gender/Racial Pay Gap

   SH    Against    Against    Against

Fidelity National Information Services, Inc.

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:    31620M106
Record Date:    04/01/2020   Meeting Type:    Annual   Ticker:    FIS
     Shares Voted:    126,127     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lee Adrean

   Mgmt    For    For    For
1b  

Elect Director Ellen R. Alemany

   Mgmt    For    For    For
1c  

Elect Director Lisa A. Hook

   Mgmt    For    For    For
1d  

Elect Director Keith W. Hughes

   Mgmt    For    For    For
1e  

Elect Director Gary L. Lauer

   Mgmt    For    For    For
1f  

Elect Director Gary A. Norcross

   Mgmt    For    For    For
1g  

Elect Director Louise M. Parent

   Mgmt    For    For    For
1h  

Elect Director Brian T. Shea

   Mgmt    For    For    For
1i  

Elect Director James B. Stallings, Jr.

   Mgmt    For    For    For
1j  

Elect Director Jeffrey E. Stiefler

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Fidelity National Information Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

AIA Group Limited

 

Meeting Date:    05/29/2020   Country:    Hong Kong   Primary Security ID:    Y002A1105
Record Date:    05/25/2020   Meeting Type:    Annual   Ticker:    1299
     Shares Voted:    464,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Edmund Sze-Wing Tse as Director

   Mgmt    For    For    For
4  

Elect Jack Chak-Kwong So as Director

   Mgmt    For    For    For
5  

Elect Mohamed Azman Yahya Director

   Mgmt    For    For    For
6  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
7B  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
8  

Approve New Share Option Scheme and Terminate Existing Share Option Scheme

   Mgmt    For    For    For

Total SA

 

Meeting Date:    05/29/2020   Country:    France   Primary Security ID:    F92124100
Record Date:    04/24/2020   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    125,138     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Ordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program

   Mgmt    For    For    For
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
5  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
6  

Reelect Patricia Barbizet as Director

   Mgmt    For    For    For
7  

Reelect Marie-Christine Coisne-Roquette as Director

   Mgmt    For    For    For
8  

Reelect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Elect Jerome Contamine as Director

   Mgmt    For    For    For
10  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
12  

Approve Compensation of Patrick Pouyanne, Chairman and CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
14  

Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly

   Mgmt    For    Refer    For
15  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion

   Mgmt    For    For    For
16  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    For    For
17  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17

   Mgmt    For    For    For
19  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
21  

Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    For    For
 

Shareholders Proposal

   Mgmt         
A  

Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly

   SH    Against    Against    Against

Ambarella, Inc.

 

Meeting Date:    06/04/2020   Country:    Cayman Islands   Primary Security ID:    G037AX101
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    AMBA
     Shares Voted:    232,970     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Leslie Kohn

   Mgmt    For    For    For
1.2  

Elect Director D. Jeffrey Richardson

   Mgmt    For    For    For
1.3  

Elect Director Elizabeth M. Schwarting

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Gartner, Inc.

 

Meeting Date:    06/08/2020   Country:    USA   Primary Security ID:    366651107
Record Date:    04/14/2020   Meeting Type:    Annual   Ticker:    IT
     Shares Voted:    67,577     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter E. Bisson

   Mgmt    For    For    For
1b  

Elect Director Richard J. Bressler

   Mgmt    For    For    For
1c  

Elect Director Raul E. Cesan

   Mgmt    For    For    For
1d  

Elect Director Karen E. Dykstra

   Mgmt    For    For    For
1e  

Elect Director Anne Sutherland Fuchs

   Mgmt    For    For    For
1f  

Elect Director William O. Grabe

   Mgmt    For    For    For
1g  

Elect Director Eugene A. Hall

   Mgmt    For    For    For
1h  

Elect Director Stephen G. Pagliuca

   Mgmt    For    For    For
1i  

Elect Director Eileen M. Serra

   Mgmt    For    For    For
1j  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/09/2020   Country:    Taiwan   Primary Security ID:    Y84629107
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    2330
     Shares Voted:    235,131     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
2  

Amend Procedures for Lending Funds to Other Parties

   Mgmt    For    Refer    For
 

ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING

   Mgmt         
3.1  

Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Galaxy Entertainment Group Limited

 

Meeting Date:    06/10/2020   Country:    Hong Kong   Primary Security ID:    Y2679D118
Record Date:    06/04/2020   Meeting Type:    Annual   Ticker:    27
     Shares Voted:    1,244,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.1  

Elect Paddy Tang Lui Wai Yu as Director

   Mgmt    For    For    For
2.2  

Elect William Yip Shue Lam as Director

   Mgmt    For    For    For
2.3  

Elect Patrick Wong Lung Tak as Director

   Mgmt    For    Against    Against
2.4  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4.1  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
4.2  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
4.3  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

Mastercard Incorporated

 

Meeting Date:    06/16/2020   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    59,520     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For
1c  

Elect Director Richard K. Davis

   Mgmt    For    For    For
1d  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1e  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1f  

Elect Director Choon Phong Goh

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Oki Matsumoto

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director Youngme Moon

   Mgmt    For    For    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Gabrielle Sulzberger

   Mgmt    For    For    For
1m  

Elect Director Jackson Tai

   Mgmt    For    For    For
1n  

Elect Director Lance Uggla

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Autodesk, Inc.

 

Meeting Date:    06/18/2020   Country:    USA   Primary Security ID:    052769106
Record Date:    04/22/2020   Meeting Type:    Annual   Ticker:    ADSK
     Shares Voted:    80,080     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew Anagnost

   Mgmt    For    For    For
1b  

Elect Director Karen Blasing

   Mgmt    For    For    For
1c  

Elect Director Reid French

   Mgmt    For    For    For
1d  

Elect Director Ayanna Howard

   Mgmt    For    For    For
1e  

Elect Director Blake Irving

   Mgmt    For    For    For
1f  

Elect Director Mary T. McDowell

   Mgmt    For    For    For
1g  

Elect Director Stephen Milligan

   Mgmt    For    For    For
1h  

Elect Director Lorrie M. Norrington

   Mgmt    For    For    For
1i  

Elect Director Betsy Rafael

   Mgmt    For    For    For
1j  

Elect Director Stacy J. Smith

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Daikin Industries Ltd.

 

Meeting Date:    06/26/2020   Country:    Japan   Primary Security ID:    J10038115
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    6367
     Shares Voted:    47,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 80

   Mgmt    For    For    For
2  

Amend Articles to Reduce Directors’ Term

   Mgmt    For    Refer    For
3.1  

Elect Director Inoue, Noriyuki

   Mgmt    For    For    For
3.2  

Elect Director Togawa, Masanori

   Mgmt    For    For    For
3.3  

Elect Director Terada, Chiyono

   Mgmt    For    For    For
3.4  

Elect Director Kawada, Tatsuo

   Mgmt    For    For    For
3.5  

Elect Director Makino, Akiji

   Mgmt    For    For    For
3.6  

Elect Director Torii, Shingo

   Mgmt    For    For    For
3.7  

Elect Director Tayano, Ken

   Mgmt    For    For    For
3.8  

Elect Director Minaka, Masatsugu

   Mgmt    For    For    For
3.9  

Elect Director Tomita, Jiro

   Mgmt    For    For    For
3.10  

Elect Director Kanwal Jeet Jawa

   Mgmt    For    For    For
3.11  

Elect Director Matsuzaki, Takashi

   Mgmt    For    For    For
4  

Appoint Statutory Auditor Nagashima, Toru

   Mgmt    For    Refer    For
5  

Appoint Alternate Statutory Auditor Ono, Ichiro

   Mgmt    For    Refer    For
6  

Approve Compensation Ceiling for Directors

   Mgmt    For    Refer    For

Koninklijke Philips NV

 

Meeting Date:    06/26/2020   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    05/29/2020   Meeting Type:    Special   Ticker:    PHIA
     Shares Voted:    346,145     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         
1  

Approve Dividends of EUR 0.85 Per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

LVMH Moet Hennessy Louis Vuitton SE

 

Meeting Date:    06/30/2020   Country:    France   Primary Security ID:    F58485115
Record Date:    06/26/2020   Meeting Type:    Annual/Special   Ticker:    MC
     Shares Voted:    12,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 4.80 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    Against
5  

Reelect Delphine Arnault as Director

   Mgmt    For    Refer    For
6  

Reelect Antonio Belloni as Director

   Mgmt    For    Refer    For
7  

Reelect Diego Della Valle as Director

   Mgmt    For    Against    Against
8  

Reelect Marie-Josee Kravis as Director

   Mgmt    For    For    For
9  

Reelect Marie-Laure Sauty de Chalon as Director

   Mgmt    For    For    For
10  

Elect Natacha Valla as Director

   Mgmt    For    For    For
11  

Appoint Lord Powell of Bayswater as Censor

   Mgmt    For    Refer    Against
12  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
13  

Approve Compensation of Bernard Arnault, Chairman and CEO

   Mgmt    For    Refer    For
14  

Approve Compensation of Antonio Belloni, Vice-CEO

   Mgmt    For    Refer    For
15  

Approve Remuneration Policy of Corporate Officers

   Mgmt    For    Refer    For
16  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    Against
17  

Approve Remuneration Policy of Vice-CEO

   Mgmt    For    Refer    Against
18  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
19  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

LVMH Moet Hennessy Louis Vuitton SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

20  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    For    Against
21  

Amend Article 11 of Bylaws Re: Employee Representative

   Mgmt    For    For    For
22  

Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation

   Mgmt    For    Refer    For
23  

Amend Article 14 of Bylaws Re: Board Powers

   Mgmt    For    Refer    For
24  

Amend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes

   Mgmt    For    For    For

Recruit Holdings Co., Ltd.

 

Meeting Date:    06/30/2020   Country:    Japan   Primary Security ID:    J6433A101
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    6098
     Shares Voted:    520,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Minegishi, Masumi

   Mgmt    For    For    For
1.2  

Elect Director Idekoba, Hisayuki

   Mgmt    For    For    For
1.3  

Elect Director Senaha, Ayano

   Mgmt    For    For    For
1.4  

Elect Director Rony Kahan

   Mgmt    For    For    For
1.5  

Elect Director Izumiya, Naoki

   Mgmt    For    For    For
1.6  

Elect Director Totoki, Hiroki

   Mgmt    For    For    For
2.1  

Appoint Statutory Auditor Nagashima, Yukiko

   Mgmt    For    Refer    For
2.2  

Appoint Statutory Auditor Ogawa, Yoichiro

   Mgmt    For    Refer    For
2.3  

Appoint Statutory Auditor Natori, Katsuya

   Mgmt    For    Refer    For
2.4  

Appoint Alternate Statutory Auditor Tanaka, Miho

   Mgmt    For    Refer    For


IVY GOVERNMENT MONEY MARKET FUND

Proxy Voting Record

There was no proxy voting for Ivy Government Money Market Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY HIGH INCOME FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 9 Ivy High Income Fund

ADVANZ PHARMA Corp.

 

Meeting Date:    12/17/2019   Country:    Canada   Primary Security ID:    00775M104
Record Date:    11/18/2019   Meeting Type:    Special   Ticker:    ADVZ
     Shares Voted:    296,880     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for Limited Voting, Class A, B, and C Special Shareholders

   Mgmt         
1  

Approve Continuance of Company [Canada to Jersey] and Change Company Name to ADVANZ PHARMA Corp. Limited

   Mgmt    For    Refer    For

Laureate Education, Inc.

 

Meeting Date:    05/11/2020   Country:    USA   Primary Security ID:    518613203
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    LAUR
     Shares Voted:    5,107,942     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Brian F. Carroll

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Andrew B. Cohen

   Mgmt    For    Refer    Withhold
1.3  

Elect Director William L. Cornog

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Pedro del Corro

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Michael J. Durham

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Kenneth W. Freeman

   Mgmt    For    Refer    Withhold
1.7  

Elect Director George Munoz

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Judith Rodin

   Mgmt    For    Refer    Withhold
1.9  

Elect Director Eilif Serck-Hanssen

   Mgmt    For    Refer    Withhold
1.10  

Elect Director Ian K. Snow

   Mgmt    For    Refer    Withhold
1.11  

Elect Director Steven M. Taslitz

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 9 Ivy High Income Fund

 

ADVANZ PHARMA Corp. Ltd.

 

Meeting Date:    06/17/2020   Country:    Jersey   Primary Security ID:    G01022105
Record Date:    05/11/2020   Meeting Type:    Annual   Ticker:    CXRXF
     Shares Voted:    256,880     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for Limited Voting Shareholders

   Mgmt         
1a  

Elect Director Adeel Ahmad

   Mgmt    For    Refer    Withhold
1b  

Elect Director Elmar Schnee

   Mgmt    For    For    For
1c  

Elect Director Frances Cloud

   Mgmt    For    Refer    Withhold
1d  

Elect Director Graeme Duncan

   Mgmt    For    Refer    Withhold
1e  

Elect Director Maurice Chagnaud

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Amend Articles of Association

   Mgmt    For    Refer    Against


IVY INTERNATIONAL CORE EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

BT Group Plc

 

Meeting Date:    07/10/2019   Country:    United Kingdom   Primary Security ID:    G16612106
Record Date:    07/08/2019   Meeting Type:    Annual   Ticker:    BT.A
     Shares Voted:    29,022,349     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For
5  

Re-elect Simon Lowth as Director

   Mgmt    For    For    For
6  

Re-elect Iain Conn as Director

   Mgmt    For    For    For
7  

Re-elect Tim Hottges as Director

   Mgmt    For    For    Against
8  

Re-elect Isabel Hudson as Director

   Mgmt    For    For    For
9  

Re-elect Mike Inglis as Director

   Mgmt    For    For    For
10  

Re-elect Nick Rose as Director

   Mgmt    For    For    For
11  

Re-elect Jasmine Whitbread as Director

   Mgmt    For    For    For
12  

Elect Philip Jansen as Director

   Mgmt    For    For    For
13  

Elect Matthew Key as Director

   Mgmt    For    For    For
14  

Elect Allison Kirkby as Director

   Mgmt    For    For    For
15  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise Issue of Equity

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Alibaba Group Holding Limited

 

Meeting Date:    07/15/2019   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    06/07/2019   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    573,006     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Share Subdivision

   Mgmt    For    For    For
2.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
2.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For
2.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
2.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For

Industria de Diseno Textil SA

 

Meeting Date:    07/16/2019   Country:    Spain   Primary Security ID:    E6282J125
Record Date:    07/11/2019   Meeting Type:    Annual   Ticker:    ITX
     Shares Voted:    2,232,637     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Standalone Financial Statements

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements

   Mgmt    For    For    For
3  

Approve Non-Financial Information Report

   Mgmt    For    For    For
4  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
5  

Fix Number of Directors at 11

   Mgmt    For    Refer    For
6.a  

Reelect Pablo Isla Alvarez de Tejera as Director

   Mgmt    For    For    For
6.b  

Reelect Amancio Ortega Gaona as Director

   Mgmt    For    For    For
6.c  

Elect Carlos Crespo Gonzalez as Director

   Mgmt    For    For    For
6.d  

Reelect Emilio Saracho Rodriguez de Torres as Director

   Mgmt    For    For    For
6.e  

Reelect Jose Luis Duran Schulz as Director

   Mgmt    For    For    For
7.a  

Amend Article 13 Re: General Meetings

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Industria de Diseno Textil SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

7.b  

Amend Articles Re: Board Committees

   Mgmt    For    Refer    For
7.c  

Amend Articles Re: Annual Accounts and Allocation of Income

   Mgmt    For    For    For
8  

Renew Appointment of Deloitte as Auditor

   Mgmt    For    For    For
9  

Approve Restricted Stock Plan

   Mgmt    For    For    For
10  

Authorize Share Repurchase Program

   Mgmt    For    For    For
11  

Amend Remuneration Policy

   Mgmt    For    Refer    For
12  

Advisory Vote on Remuneration Report

   Mgmt    For    Refer    For
13  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For
14  

Receive Amendments to Board of Directors Regulations

   Mgmt         

Babcock International Group Plc

 

Meeting Date:    07/18/2019      Country:   United Kingdom    Primary Security ID:    G0689Q152
Record Date:    07/16/2019      Meeting Type:   Annual    Ticker:    BAB
        Shares Voted:   7,075,618      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Elect Ruth Cairnie as Director

   Mgmt    For    For    For
5  

Re-elect Sir David Omand as Director

   Mgmt    For    For    For
6  

Re-elect Victoire de Margerie as Director

   Mgmt    For    For    For
7  

Re-elect Ian Duncan as Director

   Mgmt    For    For    For
8  

Re-elect Lucy Dimes as Director

   Mgmt    For    For    For
9  

Re-elect Myles Lee as Director

   Mgmt    For    For    For
10  

Re-elect Kjersti Wiklund as Director

   Mgmt    For    For    For
11  

Re-elect Jeff Randall as Director

   Mgmt    For    For    For
12  

Re-elect Archie Bethel as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Babcock International Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

13  

Re-elect Franco Martinelli as Director

   Mgmt    For    For    For
14  

Re-elect John Davies as Director

   Mgmt    For    For    For
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity

   Mgmt    For    For    For
19  

Approve Performance Share Plan

   Mgmt    For    Refer    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Tenaris SA

 

Meeting Date:    07/29/2019   Country:    Luxembourg   Primary Security ID:    L90272102
Record Date:    07/15/2019   Meeting Type:    Special   Ticker:    TEN
     Shares Voted:    1,129,967     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A.

   Mgmt    For    For    For
2  

Approve Share Repurchase

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Tenaris SA

 

Meeting Date:    07/29/2019   Country:    Luxembourg   Primary Security ID:    L90272102
Record Date:    07/15/2019   Meeting Type:    Special   Ticker:    TEN
     Shares Voted:    2,144,899     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Special Meeting Agenda

   Mgmt         
1  

Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A.

   Mgmt    For    For    For
2  

Approve Share Repurchase

   Mgmt    For    For    For

Yunnan Baiyao Group Co., Ltd.

 

Meeting Date:    08/21/2019   Country:    China   Primary Security ID:    Y9879F108
Record Date:    08/14/2019   Meeting Type:    Special   Ticker:    000538
     Shares Voted:    3,491,526     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Amendments to Articles of Association

   Mgmt    For    For    For
2  

Approve Use of Own Funds for Adjustment on Securities Investment

   Mgmt    For    Refer    Against
 

ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
3.1  

Elect Chen Fashu as Non-Independent Director

   Mgmt    For    Refer    Against
3.2  

Elect Chen Yanhui as Non-Independent Director

   Mgmt    For    Refer    Against
3.3  

Elect Wang Rong as Non-Independent Director

   Mgmt    For    Refer    Against
3.4  

Elect Na Pengjie as Non-Independent Director

   Mgmt    For    Refer    Against
3.5  

Elect Li Shuangyou as Non-Independent Director

   Mgmt    For    Refer    Against
3.6  

Elect Wang Minghui as Non-Independent Director

   Mgmt    For    Refer    Against
3.7  

Elect Yang Changhong as Non-Independent Director

   Mgmt    For    Refer    Against
 

ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
4.1  

Elect Yin Xiaobing as Independent Director

   Mgmt    For    For    For
4.2  

Elect Dai Yang as Independent Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Yunnan Baiyao Group Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

4.3  

Elect Zhang Yongliang as Independent Director

   Mgmt    For    For    For
 

ELECT SUPERVISORS VIA CUMULATIVE VOTING

   Mgmt         
5.1  

Elect You Guanghui as Supervisor

   SH    For    For    For
5.2  

Elect Zhong Jie as Supervisor

   SH    For    For    For
5.3  

Elect Song Chengli as Supervisor

   SH    For    For    For
5.4  

Elect Wu Qun as Supervisor

   SH    For    For    For

Naspers Ltd.

 

Meeting Date:    08/23/2019   Country:    South Africa   Primary Security ID:    S53435103
Record Date:    08/16/2019   Meeting Type:    Annual   Ticker:    NPN
     Shares Voted:    238,227     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Ordinary Resolutions

   Mgmt         
1  

Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019

   Mgmt    For    For    For
2  

Approve Dividends for N Ordinary and A Ordinary Shares

   Mgmt    For    For    For
3  

Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor

   Mgmt    For    For    For
4  

Re-elect Nolo Letele as Directors

   Mgmt    For    For    For
5.1  

Re-elect Koos Bekker as Director

   Mgmt    For    For    Against
5.2  

Re-elect Steve Pacak as Director

   Mgmt    For    For    For
5.3  

Re-elect Cobus Stofberg as Director

   Mgmt    For    For    For
5.4  

Re-elect Ben van der Ross as Director

   Mgmt    For    For    For
5.5  

Re-elect Debra Meyer as Director

   Mgmt    For    For    For
6.1  

Re-elect Don Eriksson as Member of the Audit Committee

   Mgmt    For    For    For
6.2  

Re-elect Ben van der Ross as Member of the Audit Committee

   Mgmt    For    For    For
6.3  

Re-elect Rachel Jafta as Member of the Audit Committee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Naspers Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

7  

Approve Remuneration Policy

   Mgmt    For    Refer    Against
8  

Approve Implementation of the Remuneration Policy

   Mgmt    For    Refer    Against
9  

Place Authorised but Unissued Shares under Control of Directors

   Mgmt    For    Refer    Against
10  

Authorise Board to Issue Shares for Cash

   Mgmt    For    Refer    For
11  

Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed

   Mgmt    For    For    For
12  

Authorise Ratification of Approved Resolutions

   Mgmt    For    For    For
 

Special Resolutions

   Mgmt         
1.1  

Approve Fees of the Board Chairman

   Mgmt    For    Refer    For
1.2  

Approve Fees of the Board Member

   Mgmt    For    Refer    For
1.3  

Approve Fees of the Audit Committee Chairman

   Mgmt    For    Refer    For
1.4  

Approve Fees of the Audit Committee Member

   Mgmt    For    Refer    For
1.5  

Approve Fees of the Risk Committee Chairman

   Mgmt    For    Refer    For
1.6  

Approve Fees of the Risk Committee Member

   Mgmt    For    Refer    For
1.7  

Approve Fees of the Human Resources and Remuneration Committee Chairman

   Mgmt    For    Refer    For
1.8  

Approve Fees of the Human Resources and Remuneration Committee Member

   Mgmt    For    Refer    For
1.9  

Approve Fees of the Nomination Committee Chairman

   Mgmt    For    Refer    For
1.10  

Approve Fees of the Nomination Committee Member

   Mgmt    For    Refer    For
1.11  

Approve Fees of the Social and Ethics Committee Chairman

   Mgmt    For    Refer    For
1.12  

Approve Fees of the Social and Ethics Committee Member

   Mgmt    For    Refer    For
1.13  

Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds

   Mgmt    For    Refer    For
2  

Approve Financial Assistance in Terms of Section 44 of the Companies Act

   Mgmt    For    Refer    For
3  

Approve Financial Assistance in Terms of Section 45 of the Companies Act

   Mgmt    For    Refer    For
4  

Authorise Repurchase of N Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Naspers Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5  

Authorise Repurchase of A Ordinary Shares

   Mgmt    For    For    Against
6  

Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares

   Mgmt    For    For    Against

Naspers Ltd.

 

Meeting Date:    08/23/2019   Country:    South Africa   Primary Security ID:    S53435103
Record Date:    08/16/2019   Meeting Type:    Special   Ticker:    NPN
     Shares Voted:    238,227     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Matters in Relation to the Implementation of the Proposed Transaction

   Mgmt    For    For    For

Han’s Laser Technology Industry Group Co., Ltd.

 

Meeting Date:    09/05/2019   Country:    China   Primary Security ID:    Y3063F107
Record Date:    09/02/2019   Meeting Type:    Special   Ticker:    002008
     Shares Voted:    9,487,745     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Stock Option Incentive Plan and Its Summary

   Mgmt    For    For    For
2  

Approve Methods to Assess the Performance of Plan Participants

   Mgmt    For    For    For
3  

Approve Authorization of the Board to Handle All Related Matters

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Wen’s Foodstuffs Group Co., Ltd.

 

Meeting Date:    09/06/2019   Country:    China   Primary Security ID:    Y2R30P108
Record Date:    08/29/2019   Meeting Type:    Special   Ticker:    300498
     Shares Voted:    2,047,669     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Interim Profit Distribution

   Mgmt    For    For    For
2  

Approve Donation to Beiying Charity Foundation in Xinxing County, Guangdong Province

   Mgmt    For    For    For
3  

Approve Donation to Guangdong Province Foundation and Applied Basic Research Fund Committee

   Mgmt    For    For    For

Huayu Automotive Systems Co., Ltd.

 

Meeting Date:    09/25/2019   Country:    China   Primary Security ID:    Y3750U102
Record Date:    09/18/2019   Meeting Type:    Special   Ticker:    600741
     Shares Voted:    14,720,755     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Elect Wang Xiaoqiu as Non-Independent Director

   Mgmt    For    For    For
2  

Elect Zhuang Jingxiong as Supervisor

   Mgmt    For    Refer    For

Wuliangye Yibin Co., Ltd.

 

Meeting Date:    09/27/2019   Country:    China   Primary Security ID:    Y9718N106
Record Date:    09/20/2019   Meeting Type:    Special   Ticker:    000858
     Shares Voted:    2,621,572     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Amendments to Articles of Association

   Mgmt    For    For    For
2  

Amend Rules and Procedures Regarding General Meetings of Shareholders

   Mgmt    For    For    For
3  

Amend Rules and Procedures Regarding Meetings of Board of Directors

   Mgmt    For    For    For
4  

Amend Rules and Procedures Regarding Meetings of Board of Supervisors

   Mgmt    For    For    For
5   Elect Zeng Congqin as Non-Independent Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BHP Group Plc

 

Meeting Date:    10/17/2019   Country:    United Kingdom   Primary Security ID:    G10877127
Record Date:    10/15/2019   Meeting Type:    Annual   Ticker:    BHP
     Shares Voted:    1,664,875     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Appoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Authorise Issue of Equity

   Mgmt    For    For    For
5  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
6  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    Refer    For
9  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    Refer    For
10  

Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie

   Mgmt    For    For    For
11  

Elect Ian Cockerill as Director

   Mgmt    For    For    For
12  

Elect Susan Kilsby as Director

   Mgmt    For    For    For
13  

Re-elect Terry Bowen as Director

   Mgmt    For    For    For
14  

Re-elect Malcolm Broomhead as Director

   Mgmt    For    For    For
15  

Re-elect Anita Frew as Director

   Mgmt    For    For    For
16  

Re-elect Andrew Mackenzie as Director

   Mgmt    For    For    For
17  

Re-elect Lindsay Maxsted as Director

   Mgmt    For    For    For
18  

Re-elect John Mogford as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BHP Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19  

Re-elect Shriti Vadera as Director

   Mgmt    For    For    For
20  

Re-elect Ken MacKenzie as Director

   Mgmt    For    For    For
 

Shareholder Proposals

   Mgmt         
21  

Amend Constitution of BHP Group Limited

   SH    Against    Refer    Against
22  

Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement

   SH    Against    Refer    Against

BHP Group Plc

 

Meeting Date:    10/17/2019   Country:    United Kingdom   Primary Security ID:    G10877127
Record Date:    09/13/2019   Meeting Type:    Annual   Ticker:    BHP
     Shares Voted:    585,417     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Appoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Authorise Issue of Equity

   Mgmt    For    For    For
5  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
6  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    Refer    For
9  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    Refer    For
10  

Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie

   Mgmt    For    For    For
11  

Elect Ian Cockerill as Director

   Mgmt    For    For    For
12  

Elect Susan Kilsby as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BHP Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Re-elect Terry Bowen as Director

   Mgmt    For    For    For
14  

Re-elect Malcolm Broomhead as Director

   Mgmt    For    For    For
15  

Re-elect Anita Frew as Director

   Mgmt    For    For    For
16  

Re-elect Andrew Mackenzie as Director

   Mgmt    For    For    For
17  

Re-elect Lindsay Maxsted as Director

   Mgmt    For    For    For
18  

Re-elect John Mogford as Director

   Mgmt    For    For    For
19  

Re-elect Shriti Vadera as Director

   Mgmt    For    For    For
20  

Re-elect Ken MacKenzie as Director

   Mgmt    For    For    For
 

Shareholder Proposals

   Mgmt         
21  

Amend Constitution of BHP Group Limited

   SH    Against    Refer    Against
22  

Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement

   SH    Against    Refer    Against

Yunnan Baiyao Group Co., Ltd.

 

Meeting Date:    10/29/2019   Country:    China   Primary Security ID:    Y9879F108
Record Date:    10/22/2019   Meeting Type:    Special   Ticker:    000538
     Shares Voted:    4,052,658     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Employee Share Purchase Plan (Draft) and Summary

   Mgmt    For    Refer    For
2  

Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan

   Mgmt    For    Refer    For
3  

Approve Draft of Employee Share Purchase Plan Management Method

   Mgmt    For    Refer    For
4  

Approve Incentive Fund Management Method

   Mgmt    For    Refer    For
5  

Approve Working Rules of the Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

China Construction Bank Corporation

 

Meeting Date:    10/30/2019   Country:    China   Primary Security ID:    Y1397N101
Record Date:    09/27/2019   Meeting Type:    Special   Ticker:    939
     Shares Voted:    80,086,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Elect Wang Yongqing as Supervisor

   Mgmt    For    Refer    For
2  

Elect Michel Madelain as Director

   Mgmt    For    For    For
3  

Approve Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018

   Mgmt    For    Refer    For
4  

Approve Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018

   Mgmt    For    Refer    For
5  

Approve Authorization for Additional Temporary Limit on Poverty Alleviation Donations

   Mgmt    For    For    For

Pernod Ricard SA

 

Meeting Date:    11/08/2019   Country:    France   Primary Security ID:    F72027109
Record Date:    11/06/2019   Meeting Type:    Annual/Special   Ticker:    RI
     Shares Voted:    287,555     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 3.12 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Reelect Kory Sorenson as Director

   Mgmt    For    For    For
6  

Elect Esther Berrozpe Galindo as Director

   Mgmt    For    For    For
7  

Elect Philippe Petitcolin as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Pernod Ricard SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million

   Mgmt    For    Refer    For
9  

Approve Compensation of Alexandre Ricard, Chairman and CEO

   Mgmt    For    Refer    For
10  

Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO

   Mgmt    For    Refer    For
11  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million

   Mgmt    For    For    For
14  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million

   Mgmt    For    For    For
15  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
16  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million

   Mgmt    For    Refer    For
17  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers

   Mgmt    For    For    For
19  

Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
20  

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    For    For
21  

Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    For    For
22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries

   Mgmt    For    Refer    For
24  

Amend Article 16 of Bylaws Re: Employee Representative

   Mgmt    For    Refer    For
25  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Wen’s Foodstuff Group Co., Ltd.

 

Meeting Date:    11/08/2019   Country:    China   Primary Security ID:    Y2R30P108
Record Date:    10/31/2019   Meeting Type:    Special   Ticker:    300498
     Shares Voted:    4,977,207     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Adjustment on Issuance of Commercial Papers

   Mgmt    For    Refer    For
2  

Approve Adjustment on Related Party Transaction

   Mgmt    For    Refer    For
3  

Approve Repurchase and Cancellation of Performance Share Plan

   Mgmt    For    For    For
4  

Approve Changes in Registered Capital and Amend Articles of Association

   Mgmt    For    Refer    For

Newcrest Mining Ltd.

 

Meeting Date:    11/12/2019   Country:    Australia   Primary Security ID:    Q6651B114
Record Date:    11/10/2019   Meeting Type:    Annual   Ticker:    NCM
     Shares Voted:    2,679,752     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a  

Elect Peter Hay as Director

   Mgmt    For    For    For
2b  

Elect Vickki McFadden as Director

   Mgmt    For    For    For
3a  

Approve Grant of Performance Rights to Sandeep Biswas

   Mgmt    For    For    For
3b  

Approve Grant of Performance Rights to Gerard Bond

   Mgmt    For    For    For
4  

Approve Remuneration Report

   Mgmt    For    Refer    For

Gree Electric Appliances, Inc. of Zhuhai

 

Meeting Date:    11/18/2019   Country:    China   Primary Security ID:    Y2882R102
Record Date:    11/12/2019  

Meeting Type:

   Special   Ticker:    000651
     Shares Voted:    3,134,423     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Amendments to Articles of Association

   Mgmt    For    Refer    For
2  

Amend Rules and Procedures Regarding General Meetings of Shareholders

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Ferguson Plc

 

Meeting Date:    11/21/2019   Country:    Jersey   Primary Security ID:    G3421J106
Record Date:    11/19/2019   Meeting Type:    Annual   Ticker:    FERG
     Shares Voted:    820,232     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Tessa Bamford as Director

   Mgmt    For    For    For
6  

Re-elect Gareth Davis as Director

   Mgmt    For    For    For
7  

Elect Geoff Drabble as Director

   Mgmt    For    For    For
8  

Elect Catherine Halligan as Director

   Mgmt    For    For    For
9  

Re-elect Kevin Murphy as Director

   Mgmt    For    For    For
10  

Re-elect Alan Murray as Director

   Mgmt    For    For    For
11  

Re-elect Michael Powell as Director

   Mgmt    For    For    For
12  

Elect Tom Schmitt as Director

   Mgmt    For    For    For
13  

Re-elect Dr Nadia Shouraboura as Director

   Mgmt    For    For    For
14  

Re-elect Jacqueline Simmonds as Director

   Mgmt    For    For    For
15  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Ferguson Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18  

Authorise Issue of Equity

   Mgmt    For    For    For
19  

Amend Long Term Incentive Plan 2019

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Whitbread Plc

 

Meeting Date:    12/06/2019   Country:    United Kingdom   Primary Security ID:    G9606P197
Record Date:    12/04/2019   Meeting Type:    Special   Ticker:    WTB
     Shares Voted:    848,361     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Remuneration Policy

   Mgmt    For    Refer    For
2  

Approve Restricted Share Plan

   Mgmt    For    For    For

Axis Bank Limited

 

Meeting Date:    01/09/2020   Country:    India   Primary Security ID:    Y0487S137
Record Date:    11/22/2019   Meeting Type:    Special   Ticker:    532215
     Shares Voted:    4,777,645     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Reelect S. Vishvanathan as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

ZOZO, Inc.

 

Meeting Date:    01/28/2020   Country:    Japan   Primary Security ID:    J9893A108
Record Date:    11/30/2019   Meeting Type:    Special   Ticker:    3092
     Shares Voted:    1,400,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Kawabe, Kentaro

   Mgmt    For    Refer    Against

Amdocs Limited

 

Meeting Date:    01/31/2020   Country:    Guernsey   Primary Security ID:    G02602103
Record Date:    12/05/2019   Meeting Type:    Annual   Ticker:    DOX
     Shares Voted:    908,245     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert A. Minicucci

   Mgmt    For    For    For
1.2  

Elect Director Adrian Gardner

   Mgmt    For    For    For
1.3  

Elect Director James S. Kahan

   Mgmt    For    For    For
1.4  

Elect Director Rafael de la Vega

   Mgmt    For    For    For
1.5  

Elect Director Giora Yaron

   Mgmt    For    For    For
1.6  

Elect Director Eli Gelman

   Mgmt    For    For    For
1.7  

Elect Director Richard T.C. LeFave

   Mgmt    For    For    For
1.8  

Elect Director John A. MacDonald

   Mgmt    For    For    For
1.9  

Elect Director Shuky Sheffer

   Mgmt    For    For    For
1.10  

Elect Director Yvette Kanouff

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3  

Approve an Increase in the Quarterly Cash Dividend Rate

   Mgmt    For    For    For
4  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
5  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Imperial Brands Plc

 

Meeting Date:    02/05/2020   Country:    United Kingdom   Primary Security ID:    G4720C107
Record Date:    02/03/2020   Meeting Type:    Annual   Ticker:    IMB
     Shares Voted:    1,773,660     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Susan Clark as Director

   Mgmt    For    For    For
5  

Re-elect Alison Cooper as Director

   Mgmt    For    For    For
6  

Re-elect Therese Esperdy as Director

   Mgmt    For    For    For
7  

Re-elect Simon Langelier as Director

   Mgmt    For    For    For
8  

Re-elect Matthew Phillips as Director

   Mgmt    For    For    For
9  

Re-elect Steven Stanbrook as Director

   Mgmt    For    For    For
10  

Elect Jonathan Stanton as Director

   Mgmt    For    For    For
11  

Re-elect Oliver Tant as Director

   Mgmt    For    For    For
12  

Re-elect Karen Witts as Director

   Mgmt    For    For    For
13  

Appoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
16  

Authorise Issue of Equity

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Gree Electric Appliances, Inc. of Zhuhai

 

Meeting Date:    03/17/2020   Country:    China   Primary Security ID:    Y2882R102
Record Date:    03/11/2020   Meeting Type:    Special   Ticker:    000651
     Shares Voted:    4,314,542     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Debt Financing Instruments

   Mgmt    For    Refer    For

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/18/2020   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2019   Meeting Type:    Annual   Ticker:    005930
     Shares Voted:    1,365,283     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Elect Han Jong-hee as Inside Director

   Mgmt    For    For    For
2.2  

Elect Choi Yoon-ho as Inside Director

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

A.P. Moller-Maersk A/S

 

Meeting Date:    03/23/2020   Country:    Denmark   Primary Security ID:    K0514G101
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    MAERSK.B
     Shares Voted:    9,057     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Report of Board

   Mgmt         
2  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Discharge of Management and Board

   Mgmt    For    For    For
4  

Approve Allocation of Income and Dividends of DKK 150 Per Share

   Mgmt    For    For    For
5a  

Reelect Jim Hagemann Snabe as Director

   Mgmt    For    For    For
5b  

Reelect Ane Maersk Mc-Kinney Uggla as Director

   Mgmt    For    For    Abstain


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

A.P. Moller-Maersk A/S

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5c  

Reelect Robert Maersk Uggla as Director

   Mgmt    For    For    Abstain
5d  

Reelect Jacob Andersen Sterling as Director

   Mgmt    For    For    For
5e  

Reelect Thomas Lindegaard Madsen as Director

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
7a  

Authorize Board to Declare Extraordinary Dividend

   Mgmt    For    For    For
7b  

Approve DKK 784.9 Million Reduction in Share Capital via Share Cancellation

   Mgmt    For    For    For
7c  

Approve Guidelines for Incentive-Based Compensation for Executive Management and Board

   Mgmt    For    Refer    For
7d  

Amend Articles Re: Voting on the Company’s Remuneration Report at Annual General Meetings

   Mgmt    For    For    For

Wen’s Foodstuff Group Co., Ltd.

 

Meeting Date:    03/23/2020   Country:    China   Primary Security ID:    Y2R30P108
Record Date:    03/13/2020   Meeting Type:    Special   Ticker:    300498
     Shares Voted:    6,437,845     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Management System of External Donations

   Mgmt    For    For    For
2  

Approve Donations to Support the Prevention and Control of the Novel Coronavirus Pneumonia Epidemic

   Mgmt    For    For    For
3  

Approve Donations to Beiying Charity Foundation of Xinxing County, Guangdong Province

   Mgmt    For    For    For
4  

Approve Donations to Xinxingxian Liuzu Charity Association

   Mgmt    For    For    For
5  

Approve the Confirmation of Previously Entrusted Asset Management

   Mgmt    For    Refer    For
6  

Approve Use of Temporary Excess Idle Raised Funds and Remaining Raised Funds for Cash Management

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

INPEX Corp.

 

Meeting Date:    03/25/2020   Country:    Japan   Primary Security ID:    J2467E101
Record Date:    12/31/2019   Meeting Type:    Annual   Ticker:    1605
     Shares Voted:    5,251,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 18

   Mgmt    For    For    For
2.1  

Elect Director Kitamura, Toshiaki

   Mgmt    For    For    For
2.2  

Elect Director Ueda, Takayuki

   Mgmt    For    For    For
2.3  

Elect Director Ito, Seiya

   Mgmt    For    For    For
2.4  

Elect Director Ikeda, Takahiko

   Mgmt    For    For    For
2.5  

Elect Director Yajima, Shigeharu

   Mgmt    For    For    For
2.6  

Elect Director Kittaka, Kimihisa

   Mgmt    For    For    For
2.7  

Elect Director Sase, Nobuharu

   Mgmt    For    For    For
2.8  

Elect Director Yamada, Daisuke

   Mgmt    For    For    For
2.9  

Elect Director Yanai, Jun

   Mgmt    For    For    For
2.10  

Elect Director Iio, Norinao

   Mgmt    For    For    For
2.11  

Elect Director Nishimura, Atsuko

   Mgmt    For    For    For
2.12  

Elect Director Kimura, Yasushi

   Mgmt    For    For    For
2.13  

Elect Director Ogino, Kiyoshi

   Mgmt    For    For    For
2.14  

Elect Director Nishikawa, Tomo

   Mgmt    For    For    For
3  

Approve Annual Bonus

   Mgmt    For    Refer    For

UniCredit SpA

 

Meeting Date:    04/09/2020   Country:    Italy   Primary Security ID:    T9T23L642
Record Date:    03/31/2020   Meeting Type:    Annual/Special   Ticker:    UCG
     Shares Voted:    2,773,151     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

UniCredit SpA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Dividend Distribution

   Mgmt    For    For    For
4  

Approve Elimination of Negative Reserves

   Mgmt    For    For    For
5.1  

Approve Decrease in Size of Board

   Mgmt    For    Refer    For
5.2  

Elect Beatriz Lara Bartolome as Director

   Mgmt    For    For    For
5.3  

Elect Diego De Giorgi as Director

   Mgmt    For    For    For
6  

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7  

Approve 2020 Group Incentive System

   Mgmt    For    Refer    For
8  

Approve Remuneration Policy

   Mgmt    For    Refer    For
9  

Approve Second Section of the Remuneration Report

   Mgmt    For    Refer    For
10  

Approve Long-Term Incentive Plan

   Mgmt    For    For    For
11  

Authorize Share Repurchase Program

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
1  

Authorize Board to Increase Capital to Service 2019 Group Incentive System

   Mgmt    For    Refer    For
2  

Authorize Board to Increase Capital to Service 2020 Group Incentive System

   Mgmt    For    Refer    For
3  

Amend Company Bylaws Re: Clause 6

   Mgmt    For    Refer    For
4  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    Refer    For
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

   Mgmt    None    Refer    Against

Airbus SE

 

Meeting Date:    04/16/2020   Country:    Netherlands   Primary Security ID:    N0280G100
Record Date:    03/19/2020   Meeting Type:    Annual   Ticker:    AIR
     Shares Voted:    678,716     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.1  

Discussion on Company’s Corporate Governance Structure

   Mgmt         
2.2  

Receive Report on Business and Financial Statements

   Mgmt         
2.3  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3  

Discussion of Agenda Items

   Mgmt         
4.1  

Adopt Financial Statements

   Mgmt    For    For    For
4.2  

Approve Allocation of Income and Dividends of EUR of 1.80 per Share

   Mgmt         
4.3  

Approve Discharge of Non-Executive Members of the Board of Directors

   Mgmt    For    For    For
4.4  

Approve Discharge of Executive Members of the Board of Directors

   Mgmt    For    For    For
4.5  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
4.6  

Adopt Remuneration Policy

   Mgmt    For    Refer    For
4.7  

Approve Remuneration Report Containing Remuneration Policy

   Mgmt    For    Refer    For
4.8  

Elect Mark Dunkerley as Non-Executive Director

   Mgmt    For    For    For
4.9  

Elect Stephan Gemkow as Non-Executive Director

   Mgmt    For    For    For
4.10  

Reelect Ralph D. Crosby, Jr. as Non-Executive Director

   Mgmt    For    For    For
4.11  

Reelect Lord Drayson (Paul) as Non-Executive Director

   Mgmt    For    For    For
4.12  

Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans

   Mgmt    For    For    For
4.13  

Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding

   Mgmt    For    For    For
4.14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
4.15  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Close Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Yunnan Baiyao Group Co., Ltd.

 

Meeting Date:    04/21/2020   Country:    China   Primary Security ID:    Y9879F108
Record Date:    04/14/2020   Meeting Type:    Annual   Ticker:    000538
     Shares Voted:    1,714,231     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve Financial Statements

   Mgmt    For    For    For
4  

Approve Annual Report and Summary

   Mgmt    For    For    For
5  

Approve Profit Distribution

   Mgmt    For    For    For
6  

Approve Appointment of Auditor and Internal Control Auditor

   Mgmt    For    For    For
7  

Approve Draft and Summary of Stock Option Incentive Plan

   Mgmt    For    For    For
8  

Approve Assessment and Management Measures of the Stock Option Incentive Plan

   Mgmt    For    For    For
9  

Approve Company Shares Repurchase to Implement Employee Incentive Plan

   Mgmt    For    For    For
10  

Approve Authorization of Board to Handle All Matters Related to the Stock Option Incentive Plan

   Mgmt    For    For    For
11  

Approve Authorize Board to Deal with All Matters in Relation to the Share Repurchase

   Mgmt    For    For    For

CRH Plc

 

Meeting Date:    04/23/2020   Country:    Ireland   Primary Security ID:    G25508105
Record Date:    04/21/2020   Meeting Type:    Annual   Ticker:    CRH
     Shares Voted:    1,098,201     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    Refer    For
4a  

Re-elect Richie Boucher as Director

   Mgmt    For    For    For
4b  

Elect Johan Karlstrom as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

CRH Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4c  

Elect Shaun Kelly as Director

   Mgmt    For    For    For
4d  

Re-elect Heather McSharry as Director

   Mgmt    For    For    For
4e  

Re-elect Albert Manifold as Director

   Mgmt    For    For    For
4f  

Re-elect Senan Murphy as Director

   Mgmt    For    For    For
4g  

Re-elect Gillian Platt as Director

   Mgmt    For    For    For
4h  

Re-elect Mary Rhinehart as Director

   Mgmt    For    For    For
4i  

Re-elect Lucinda Riches as Director

   Mgmt    For    For    For
4j  

Re-elect Siobhan Talbot as Director

   Mgmt    For    For    For
5  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Ratify Deloitte Ireland LLP as Auditors

   Mgmt    For    For    For
7  

Authorise Issue of Equity

   Mgmt    For    For    For
8  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
10  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
11  

Authorise Reissuance of Treasury Shares

   Mgmt    For    Refer    For
12  

Approve Scrip Dividend

   Mgmt    For    For    For

Nestle SA

 

Meeting Date:    04/23/2020   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
     Shares Voted:    744,502     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    Refer    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.70 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1.a  

Reelect Paul Bulcke as Director and Board Chairman

   Mgmt    For    For    For
4.1.b  

Reelect Ulf Schneider as Director

   Mgmt    For    For    For
4.1.c  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1.d  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1.e  

Reelect Ann Veneman as Director

   Mgmt    For    For    For
4.1.f  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1.g  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.1.h  

Reelect Ursula Burns as Director

   Mgmt    For    For    For
4.1.i  

Reelect Kasper Rorsted as Director

   Mgmt    For    For    For
4.1.j  

Reelect Pablo Isla as Director

   Mgmt    For    For    For
4.1.k  

Reelect Kimberly Ross as Director

   Mgmt    For    For    For
4.1.l  

Reelect Dick Boer as Director

   Mgmt    For    For    For
4.1.m  

Reelect Dinesh Paliwal as Director

   Mgmt    For    For    For
4.2  

Elect Hanne Jimenez de Mora as Director

   Mgmt    For    For    For
4.3.1  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.2  

Appoint Ursula Burns as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.3  

Appoint Pablo Isla as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.4  

Appoint Dick Boer as Member of the Compensation Committee

   Mgmt    For    For    For
4.4  

Ratify Ernst & Young AG as Auditors

   Mgmt    For    For    For
4.5  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For
5.1  

Approve Remuneration of Directors in the Amount of CHF 10 Million

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 55 Million

   Mgmt    For    Refer    For
6  

Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Schneider Electric SE

 

Meeting Date:    04/23/2020   Country:    France   Primary Security ID:    F86921107
Record Date:    04/21/2020   Meeting Type:    Annual/Special   Ticker:    SU
     Shares Voted:    450,329     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.55 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Termination Package of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
6  

Approve Compensation Report

   Mgmt    For    Refer    For
7  

Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO

   Mgmt    For    Refer    For
8  

Approve Compensation of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
9  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
10  

Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Board Members

   Mgmt    For    Refer    For
12  

Reelect Leo Apotheker as Director

   Mgmt    For    For    For
13  

Reelect Cecile Cabanis as Director

   Mgmt    For    For    For
14  

Reelect Fred Kindle as Director

   Mgmt    For    For    For
15  

Reelect Willy Kissling as Director

   Mgmt    For    For    For
16  

Elect Jill Lee as Director

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives

   Mgmt    For    For    For
19  

Amend Articles 13 and 16 of Bylaws to Comply with New Regulation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
22  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Bayer AG

 

Meeting Date:    04/28/2020   Country:    Germany   Primary Security ID:    D0712D163
Record Date:      Meeting Type:    Annual   Ticker:    BAYN
     Shares Voted:    756,177     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019

   Mgmt    For    For    For
2  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
3  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
4.1  

Elect Ertharin Cousin to the Supervisory Board

   Mgmt    For    For    For
4.2  

Elect Otmar Wiestler to the Supervisory Board

   Mgmt    For    For    For
4.3  

Elect Horst Baier to the Supervisory Board

   Mgmt    For    For    For
5  

Approve Remuneration Policy for the Management Board

   Mgmt    For    Refer    For
6  

Approve Remuneration Policy for the Supervisory Board

   Mgmt    For    Refer    For
7  

Amend Articles Re: Supervisory Board Term of Office

   Mgmt    For    Refer    For
8  

Ratify Deloitte GmbH as Auditors for Fiscal 2020

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Hochtief AG

 

Meeting Date:    04/28/2020   Country:    Germany   Primary Security ID:    D33134103
Record Date:    04/15/2020   Meeting Type:    Annual   Ticker:    HOT
     Shares Voted:    520,933     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 5.80 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2020

   Mgmt    For    For    For
6  

Amend Articles Re: Participation Requirements and Proof of Entitlement

   Mgmt    For    For    For
7  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For
8  

Authorize Use of Financial Derivatives when Repurchasing Shares

   Mgmt    For    Refer    For

AstraZeneca Plc

 

Meeting Date:    04/29/2020   Country:    United Kingdom   Primary Security ID:    G0593M107
Record Date:    02/26/2020   Meeting Type:    Annual   Ticker:    AZN
     Shares Voted:    511,708     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividends

   Mgmt    For    For    For
3  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5a  

Re-elect Leif Johansson as Director

   Mgmt    For    For    For
5b  

Re-elect Pascal Soriot as Director

   Mgmt    For    For    For
5c  

Re-elect Marc Dunoyer as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

AstraZeneca Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5d  

Re-elect Genevieve Berger as Director

   Mgmt    For    For    For
5e  

Re-elect Philip Broadley as Director

   Mgmt    For    For    For
5f  

Re-elect Graham Chipchase as Director

   Mgmt    For    For    For
5g  

Elect Michel Demare as Director

   Mgmt    For    For    For
5h  

Re-elect Deborah DiSanzo as Director

   Mgmt    For    For    For
5i  

Re-elect Sheri McCoy as Director

   Mgmt    For    For    For
5j  

Re-elect Tony Mok as Director

   Mgmt    For    For    For
5k  

Re-elect Nazneen Rahman as Director

   Mgmt    For    For    For
5l  

Re-elect Marcus Wallenberg as Director

   Mgmt    For    For    For
6  

Approve Remuneration Report

   Mgmt    For    Refer    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
9  

Authorise Issue of Equity

   Mgmt    For    For    For
10  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
12  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
13  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
14  

Approve Performance Share Plan

   Mgmt    For    For    For

Beiersdorf AG

 

Meeting Date:    04/29/2020   Country:    Germany   Primary Security ID:    D08792109
Record Date:    04/16/2020   Meeting Type:    Annual   Ticker:    BEI
     Shares Voted:    360,351     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.70 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Beiersdorf AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal 2020

   Mgmt    For    For    For
6  

Approve Creation of EUR 42 Million Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
7  

Approve Creation of EUR 25 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
8  

Approve Creation of EUR 25 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
9  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For
10  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    Refer    For
11  

Amend Articles Re: Participation Requirements and Proof of Entitlement

   Mgmt    For    For    For
12.1  

Elect Wolfgang Herz to the Supervisory Board

   Mgmt    For    Refer    For
12.2  

Elect Beatrice Dreyfus as Alternate Supervisory Board Member

   Mgmt    For    For    For

British American Tobacco plc

 

Meeting Date:    04/30/2020   Country:    United Kingdom   Primary Security ID:    G1510J102
Record Date:    04/28/2020   Meeting Type:    Annual   Ticker:    BATS
     Shares Voted:    1,276,032     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    Against
3  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

British American Tobacco plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

4  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
5  

Re-elect Jack Bowles as Director

   Mgmt    For    For    For
6  

Re-elect Richard Burrows as Director

   Mgmt    For    For    For
7  

Re-elect Sue Farr as Director

   Mgmt    For    For    For
8  

Re-elect Dr Marion Helmes as Director

   Mgmt    For    For    For
9  

Re-elect Luc Jobin as Director

   Mgmt    For    For    For
10  

Re-elect Holly Koeppel as Director

   Mgmt    For    For    For
11  

Re-elect Savio Kwan as Director

   Mgmt    For    For    For
12  

Re-elect Dimitri Panayotopoulos as Director

   Mgmt    For    For    For
13  

Elect Jeremy Fowden as Director

   Mgmt    For    For    For
14  

Elect Tadeu Marroco as Director

   Mgmt    For    For    For
15  

Authorise Issue of Equity

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Restricted Share Plan

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:    04/30/2020   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    PHIA
     Shares Voted:    865,175     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

President’s Speech

   Mgmt         
2.a  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Koninklijke Philips NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2.b  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.c  

Approve Dividends of EUR 0.85 Per Share

   Mgmt    For    For    For
2.d  

Approve Remuneration Report

   Mgmt    For    Refer    For
2.e  

Approve Discharge of Management Board

   Mgmt    For    For    For
2.f  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
3.a  

Approve Remuneration Policy for Management Board

   Mgmt    For    Refer    For
3.b  

Approve Long Term Incentive Plan for Management Board Members

   Mgmt    For    For    For
3.c  

Approve Remuneration Policy for Supervisory Board

   Mgmt    For    Refer    For
4.a  

Reelect N. Dhawan to Supervisory Board

   Mgmt    For    For    For
4.b  

Elect F. Sijbesma to Supervisory Board

   Mgmt    For    For    For
4.c  

Elect P. Loscher to Supervisory Board

   Mgmt    For    For    For
5.a  

Grant Board Authority to Issue Shares

   Mgmt    For    For    For
5.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    For    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
8  

Other Business (Non-Voting)

   Mgmt         

Anglo American Plc

 

Meeting Date:    05/05/2020   Country:    United Kingdom   Primary Security ID:    G03764134
Record Date:    05/01/2020   Meeting Type:    Annual   Ticker:    AAL
     Shares Voted:    2,348,138     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Hixonia Nyasulu as Director

   Mgmt    For    For    For
4  

Elect Nonkululeko Nyembezi as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Anglo American Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5  

Re-elect Ian Ashby as Director

   Mgmt    For    For    For
6  

Re-elect Marcelo Bastos as Director

   Mgmt    For    For    For
7  

Re-elect Stuart Chambers as Director

   Mgmt    For    For    For
8  

Re-elect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Re-elect Byron Grote as Director

   Mgmt    For    For    For
10  

Re-elect Tony O’Neill as Director

   Mgmt    For    For    For
11  

Re-elect Stephen Pearce as Director

   Mgmt    For    For    For
12  

Re-elect Jim Rutherford as Director

   Mgmt    For    For    For
13  

Re-elect Anne Stevens as Director

   Mgmt    For    For    For
14  

Appoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Approve Remuneration Policy

   Mgmt    For    Refer    For
17  

Approve Remuneration Report

   Mgmt    For    Refer    For
18  

Approve Long Term Incentive Plan

   Mgmt    For    For    For
19  

Approve Bonus Share Plan

   Mgmt    For    Refer    For
20  

Authorise Issue of Equity

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Seven Generations Energy Ltd.

 

Meeting Date:    05/05/2020   Country:    Canada   Primary Security ID:    81783Q105
Record Date:    03/10/2020   Meeting Type:    Annual/Special   Ticker:    VII
     Shares Voted:    5,822,055     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Fix Number of Directors at Ten

   Mgmt    For    Refer    For
2.1  

Elect Director Mark Monroe

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Seven Generations Energy Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2.2  

Elect Director Marty Proctor

   Mgmt    For    For    For
2.3  

Elect Director Leontine Atkins

   Mgmt    For    For    For
2.4  

Elect Director Avik Dey

   Mgmt    For    For    For
2.5  

Elect Director Harvey Doerr

   Mgmt    For    For    For
2.6  

Elect Director Paul Hand

   Mgmt    For    For    For
2.7  

Elect Director Ronnie Irani

   Mgmt    For    For    For
2.8  

Elect Director Susan Jones

   Mgmt    For    For    For
2.9  

Elect Director Bill McAdam

   Mgmt    For    For    For
2.10  

Elect Director Jackie Sheppard

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Approve Performance and Restricted Share Unit Plan

   Mgmt    For    For    For
5  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Alcon Inc.

 

Meeting Date:    05/06/2020   Country:    Switzerland   Primary Security ID:    H01301128
Record Date:      Meeting Type:    Annual   Ticker:    ALC
     Shares Voted:    454,163     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Omission of Dividends

   Mgmt    For    For    For
4.1  

Approve Remuneration Report (Non-Binding)

   Mgmt    For    Refer    For
4.2  

Approve Remuneration of Directors in the Amount of CHF 3.3 Million

   Mgmt    For    Refer    For
4.3  

Approve Remuneration of Executive Committee in the Amount of CHF 35.3 Million

   Mgmt    For    Refer    For
5.1  

Reelect Michael Ball as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Alcon Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5.2  

Reelect Lynn Bleil as Director

   Mgmt    For    For    For
5.3  

Reelect Arthur Cummings as Director

   Mgmt    For    For    For
5.4  

Reelect David Endicott as Director

   Mgmt    For    For    For
5.5  

Reelect Thomas Glanzmann as Director

   Mgmt    For    For    For
5.6  

Reelect Keith Grossmann as Director

   Mgmt    For    For    For
5.7  

Reelect Scott Maw as Director

   Mgmt    For    For    For
5.8  

Reelect Karen May as Director

   Mgmt    For    For    For
5.9  

Reelect Ines Poeschel as Director

   Mgmt    For    For    For
5.10  

Reelect Dieter Spaelti as Director

   Mgmt    For    For    For
6.1  

Reappoint Thomas Glanzmann as Member of the Compensation Committee

   Mgmt    For    For    For
6.2  

Reappoint Keith Grossmann as Member of the Compensation Committee

   Mgmt    For    For    For
6.3  

Reappoint Karen May as Member of the Compensation Committee

   Mgmt    For    For    For
6.4  

Reappoint Ines Poeschel as Member of the Compensation Committee

   Mgmt    For    For    For
7  

Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy

   Mgmt    For    For    For
8  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
9  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

GlaxoSmithKline Plc

 

Meeting Date:    05/06/2020   Country:    United Kingdom   Primary Security ID:    G3910J112
Record Date:    05/04/2020   Meeting Type:    Annual   Ticker:    GSK
     Shares Voted:    2,407,549     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Elect Sir Jonathan Symonds as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

GlaxoSmithKline Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5  

Elect Charles Bancroft as Director

   Mgmt    For    For    For
6  

Re-elect Emma Walmsley as Director

   Mgmt    For    For    For
7  

Re-elect Vindi Banga as Director

   Mgmt    For    For    For
8  

Re-elect Dr Hal Barron as Director

   Mgmt    For    For    For
9  

Re-elect Dr Vivienne Cox as Director

   Mgmt    For    For    For
10  

Re-elect Lynn Elsenhans as Director

   Mgmt    For    For    For
11  

Re-elect Dr Laurie Glimcher as Director

   Mgmt    For    For    For
12  

Re-elect Dr Jesse Goodman as Director

   Mgmt    For    For    For
13  

Re-elect Judy Lewent as Director

   Mgmt    For    For    For
14  

Re-elect Iain Mackay as Director

   Mgmt    For    For    For
15  

Re-elect Urs Rohner as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports

   Mgmt    For    Refer    For
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

GlaxoSmithKline Plc

 

Meeting Date:    05/06/2020   Country:    United Kingdom   Primary Security ID:    G3910J112
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    GSK
     Shares Voted:    750,979     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Elect Sir Jonathan Symonds as Director

   Mgmt    For    For    For
5  

Elect Charles Bancroft as Director

   Mgmt    For    For    For
6  

Re-elect Emma Walmsley as Director

   Mgmt    For    For    For
7  

Re-elect Vindi Banga as Director

   Mgmt    For    For    For
8  

Re-elect Dr Hal Barron as Director

   Mgmt    For    For    For
9  

Re-elect Dr Vivienne Cox as Director

   Mgmt    For    For    For
10  

Re-elect Lynn Elsenhans as Director

   Mgmt    For    For    For
11  

Re-elect Dr Laurie Glimcher as Director

   Mgmt    For    For    For
12  

Re-elect Dr Jesse Goodman as Director

   Mgmt    For    For    For
13  

Re-elect Judy Lewent as Director

   Mgmt    For    For    For
14  

Re-elect Iain Mackay as Director

   Mgmt    For    For    For
15  

Re-elect Urs Rohner as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

GlaxoSmithKline Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Suncor Energy Inc.

 

Meeting Date:    05/06/2020   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    103,774     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For
1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director John D. Gass

   Mgmt    For    For    For
1.4  

Elect Director Dennis M. Houston

   Mgmt    For    For    For
1.5  

Elect Director Mark S. Little

   Mgmt    For    For    For
1.6  

Elect Director Brian P. MacDonald

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For
1.8  

Elect Director Lorraine Mitchelmore

   Mgmt    For    For    For
1.9  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.10  

Elect Director Michael M. Wilson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:    05/07/2020   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/05/2020   Meeting Type:    Annual   Ticker:    BA
     Shares Voted:    4,592,080     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Remuneration Policy

   Mgmt    For    Refer    For
3  

Approve Remuneration Report

   Mgmt    For    Refer    For
4  

Re-elect Revathi Advaithi as Director

   Mgmt    For    For    For
5  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For
6  

Re-elect Dame Elizabeth Corley as Director

   Mgmt    For    For    For
7  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
8  

Re-elect Paula Reynolds as Director

   Mgmt    For    For    For
9  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
10  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
11  

Re-elect Charles Woodburn as Director

   Mgmt    For    For    For
12  

Elect Thomas Arseneault as Director

   Mgmt    For    For    For
13  

Elect Bradley Greve as Director

   Mgmt    For    For    For
14  

Elect Jane Griffiths as Director

   Mgmt    For    For    For
15  

Elect Stephen Pearce as Director

   Mgmt    For    For    For
16  

Elect Nicole Piasecki as Director

   Mgmt    For    For    For
17  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Authorise Issue of Equity

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Canadian Natural Resources Limited

 

Meeting Date:    05/07/2020   Country:    Canada   Primary Security ID:    136385101
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    CNQ
     Shares Voted:    888,983     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Catherine M. Best

   Mgmt    For    For    For
1.2  

Elect Director M. Elizabeth Cannon

   Mgmt    For    For    For
1.3  

Elect Director N. Murray Edwards

   Mgmt    For    For    For
1.4  

Elect Director Christopher L. Fong

   Mgmt    For    For    For
1.5  

Elect Director Gordon D. Giffin

   Mgmt    For    For    For
1.6  

Elect Director Wilfred A. Gobert

   Mgmt    For    For    For
1.7  

Elect Director Steve W. Laut

   Mgmt    For    For    For
1.8  

Elect Director Tim S. McKay

   Mgmt    For    For    For
1.9  

Elect Director Frank J. McKenna

   Mgmt    For    For    For
1.10  

Elect Director David A. Tuer

   Mgmt    For    For    For
1.11  

Elect Director Annette M. Verschuren

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Hong Kong Exchanges & Clearing Ltd.

 

Meeting Date:    05/07/2020   Country:    Hong Kong   Primary Security ID:    Y3506N139
Record Date:    04/29/2020   Meeting Type:    Annual   Ticker:    388
     Shares Voted:    1,473,438     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2a  

Elect Cheah Cheng Hye as Director

   Mgmt    For    For    For
2b  

Elect Leung Pak Hon, Hugo as Director

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Hong Kong Exchanges & Clearing Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For

Epiroc AB

 

Meeting Date:    05/12/2020   Country:    Sweden   Primary Security ID:    W25918116
Record Date:    05/06/2020   Meeting Type:    Annual   Ticker:    EPI.A
     Shares Voted:    2,987,881     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Open Meeting; Elect Chairman of Meeting

   Mgmt    For    For    For
2  

Prepare and Approve List of Shareholders

   Mgmt    For    For    For
3  

Approve Agenda of Meeting

   Mgmt    For    For    For
4  

Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    For
5  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
6  

Receive Financial Statements and Statutory Reports

   Mgmt         
7  

Receive President’s Report

   Mgmt         
8.a  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8.b  

Approve Discharge of Board and President

   Mgmt    For    For    For
8.c  

Approve Allocation of Income and Dividends of SEK 1.20 Per Share

   Mgmt    For    For    For
8.d  

Approve Record Date for Dividend Payment

   Mgmt    For    For    For
9.a  

Determine Number of Members (9) and Deputy Members of Board

   Mgmt    For    Refer    For
9.b  

Determine Number of Auditors (1) and Deputy Auditors

   Mgmt    For    Refer    For
10.a  

Reelect Lennart Evrell, Johan Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors

   Mgmt    For    For    For
10.b  

Reelect Ronnie Leten as Board Chairman

   Mgmt    For    For    For
10.c  

Ratify Deloitte as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Epiroc AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11.a  

Approve Remuneration of Directors in the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work

   Mgmt    For    Refer    For
11.b  

Approve Remuneration of Auditors

   Mgmt    For    For    For
12.a  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    Refer    For
12.b  

Approve Stock Option Plan 2020 for Key Employees

   Mgmt    For    For    For
13.a  

Approve Equity Plan Financing Through Repurchase of Class A Shares

   Mgmt    For    For    For
13.b  

Approve Repurchase of Shares to Pay 50 Per cent of Director’s Remuneration in Synthetic Shares

   Mgmt    For    For    For
13.c  

Approve Equity Plan Financing Through Transfer of Class A Shares to Participants

   Mgmt    For    For    For
13.d  

Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares

   Mgmt    For    For    For
13.e  

Approve Sale of Class A Shares to Finance Stock Option Plan 2015, 2016 and 2017

   Mgmt    For    For    For
14  

Close Meeting

   Mgmt         

ENGIE SA

 

Meeting Date:    05/14/2020   Country:    France   Primary Security ID:    F7629A107
Record Date:    05/12/2020   Meeting Type:    Annual/Special   Ticker:    ENGI
     Shares Voted:    3,533,388     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Treatment of Losses

   Mgmt    For    For    For
4  

Approve Termination Package of Isabelle Kocher, CEO Until Feb. 24, 2020

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

ENGIE SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Reelect Fabrice Bregier as Director

   Mgmt    For    For    For
8  

Reelect Lord Peter Ricketts of Shortlands as Director

   Mgmt    For    For    For
9  

Renew Appointment of Ernst & Young et Autres as Auditor

   Mgmt    For    For    For
10  

Renew Appointment of Deloitte & Associes as Auditor

   Mgmt    For    For    For
11  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
12  

Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board

   Mgmt    For    Refer    For
13  

Approve Compensation of Isabelle Kocher, CEO

   Mgmt    For    Refer    For
14  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
15  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    Refer    For
16  

Approve Remuneration Policy of CEO Until Feb. 24, 2020

   Mgmt    For    Refer    For
17  

Approve Remuneration Policy of CEO For Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO

   Mgmt    For    Refer    Against
18  

Approve Remuneration Policy of New CEO

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million

   Mgmt    For    For    For
20  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million

   Mgmt    For    For    For
21  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 225 Million

   Mgmt    For    Refer    For
22  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

ENGIE SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

23  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
24  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-23 and 27-28 at EUR 265 Million

   Mgmt    For    For    For
25  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

   Mgmt    For    Against    Against
26  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
29  

Amend Article 2 of Bylaws Re: Update Corporate Purpose

   Mgmt    For    For    For
30  

Add Corporate Purpose and Amend Article 2 of Bylaws Accordingly

   Mgmt    For    For    For
31  

Amend Articles 6, 13, 17 and 23 of Bylaws to Comply with Legal Changes

   Mgmt    For    For    For
32  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Prudential Plc

 

Meeting Date:    05/14/2020   Country:    United Kingdom   Primary Security ID:    G72899100
Record Date:    05/12/2020   Meeting Type:    Annual   Ticker:    PRU
     Shares Voted:    2,331,056     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Elect Jeremy Anderson as Director

   Mgmt    For    For    For
5  

Elect Shriti Vadera as Director

   Mgmt    For    For    For
6  

Re-elect Mark Fitzpatrick as Director

   Mgmt    For    For    For
7  

Re-elect David Law as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Prudential Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Re-elect Paul Manduca as Director

   Mgmt    For    For    For
9  

Re-elect Kaikhushru Nargolwala as Director

   Mgmt    For    For    For
10  

Re-elect Anthony Nightingale as Director

   Mgmt    For    For    For
11  

Re-elect Philip Remnant as Director

   Mgmt    For    For    For
12  

Re-elect Alice Schroeder as Director

   Mgmt    For    For    For
13  

Re-elect James Turner as Director

   Mgmt    For    For    For
14  

Re-elect Thomas Watjen as Director

   Mgmt    For    For    For
15  

Re-elect Michael Wells as Director

   Mgmt    For    For    For
16  

Re-elect Fields Wicker-Miurin as Director

   Mgmt    For    For    For
17  

Re-elect Amy Yip as Director

   Mgmt    For    For    For
18  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
19  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
21  

Authorise Issue of Equity

   Mgmt    For    For    For
22  

Authorise Issue of Equity to Include Repurchased Shares

   Mgmt    For    For    For
23  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
24  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
25  

Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
26  

Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
27  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
28  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Wen’s Foodstuff Group Co., Ltd.

 

Meeting Date:    05/15/2020   Country:    China   Primary Security ID:    Y2R30P108
Record Date:    05/06/2020   Meeting Type:    Annual   Ticker:    300498
     Shares Voted:    7,658,773     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve Annual Report and Summary

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve Internal Control Self-Evaluation Report

   Mgmt    For    For    For
6  

Approve Report on the Deposit and Usage of Raised Funds

   Mgmt    For    For    For
7  

Approve Allocation of Income and Capitalization of Capital Reserves

   Mgmt    For    For    For
8  

Approve Related Party Transaction

   Mgmt    For    Refer    For
9  

Approve Provision of Guarantee

   Mgmt    For    Refer    Against
10  

Approve Remuneration of Directors and Supervisors

   Mgmt    For    Refer    For
11  

Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members

   Mgmt    For    Refer    For
12  

Approve to Appoint Auditor

   Mgmt    For    For    For

BNP Paribas SA

 

Meeting Date:    05/19/2020   Country:    France   Primary Security ID:    F1058Q238
Record Date:    05/15/2020   Meeting Type:    Annual/Special   Ticker:    BNP
     Shares Voted:    1,498,466     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Absence of Dividends

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Jean Lemierre as Director

   Mgmt    For    For    For
7  

Reelect Jacques Aschenbroich as Director

   Mgmt    For    For    For
8  

Reelect Monique Cohen as Director

   Mgmt    For    For    For
9  

Reelect Daniela Schwarzer as Director

   Mgmt    For    For    For
10  

Reelect Fields Wicker-Miurin as Director

   Mgmt    For    For    For
11  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
12  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of CEO and Vice-CEO

   Mgmt    For    Refer    For
14  

Approve Compensation of Corporate Officers

   Mgmt    For    Refer    For
15  

Approve Compensation of Jean Lemierre, Chairman of the Board

   Mgmt    For    Refer    For
16  

Approve Compensation of Jean-Laurent Bonnafe, CEO

   Mgmt    For    Refer    For
17  

Approve Compensation of Philippe Bordenave, Vice-CEO

   Mgmt    For    Refer    For
18  

Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    For    For
20  

Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers

   Mgmt    For    For    For
21  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
22  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million

   Mgmt    For    For    For
23  

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
24  

Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

25  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
26  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
27  

Amend Article 7 of Bylaws Re: Employee Shareholder Representative

   Mgmt    For    For    For
28  

Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation

   Mgmt    For    For    For
29  

Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes

   Mgmt    For    Refer    For
30  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Orange SA

 

Meeting Date:    05/19/2020   Country:    France   Primary Security ID:    F6866T100
Record Date:    05/15/2020   Meeting Type:    Annual/Special   Ticker:    ORA
     Shares Voted:    2,741,184     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 0.50 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Elect Frederic Sanchez as Director

   Mgmt    For    For    For
6  

Reelect Christel Heydemann as Director

   Mgmt    For    For    For
7  

Reelect Bernard Ramanantsoa as Director

   Mgmt    For    For    For
8  

Elect Laurence Dalboussiere as Director

   Mgmt    For    For    For
9  

Approve Compensation Report for Corporate Officers

   Mgmt    For    Refer    For
10  

Approve Compensation of Stephane Richard, Chairman and CEO

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Orange SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

11  

Approve Compensation of Ramon Fernandez, Vice-CEO

   Mgmt    For    Refer    For
12  

Approve Compensation of Gervais Pellissier, Vice-CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
14  

Approve Remuneration Policy of Vice-CEOs

   Mgmt    For    Refer    For
15  

Approve Remuneration Policy of Non-Executive Directors

   Mgmt    For    Refer    For
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Amend Article 2 of Bylaws Re: Corporate Purpose

   Mgmt    For    For    For
18  

Amend Article 13 of Bylaws Re: Employee Representative

   Mgmt    For    Refer    For
19  

Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
21  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
22  

Amend Article 13 of Bylaws Re: Employee Shareholders

   Mgmt    For    Refer    For
 

Ordinary Business

   Mgmt         
23  

Approve Stock Dividend Program

   Mgmt    For    For    For
24  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by Fonds Commun de Placement d Entreprise Orange Actions

   Mgmt         
A  

Amend Item 16: Authorize Repurchase of Shares

   SH    Against    Refer    Against
B  

Amend Article 13 of Bylaws Re: Plurality of Directorships

   SH    Against    Refer    Against
C  

Amend Item 19: Authorize Shares for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached

   SH    Against    Refer    Against
D  

Amend Employee Stock Purchase Plans in Favor of Employees

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Capgemini SE

 

Meeting Date:    05/20/2020   Country:    France   Primary Security ID:    F4973Q101
Record Date:    05/18/2020   Meeting Type:    Annual/Special   Ticker:    CAP
     Shares Voted:    455,369     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.35 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Compensation of Paul Hermelin, Chairman and CEO

   Mgmt    For    Refer    For
6  

Approve Compensation of Thierry Delaporte, Vice-CEO

   Mgmt    For    Refer    For
7  

Approve Compensation of Aiman Ezzat, Vice-CEO

   Mgmt    For    Refer    For
8  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
9  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
10  

Approve Remuneration Policy of Vice-CEOs

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    Refer    For
12  

Approve Remuneration Policy of CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
14  

Reelect Sian Herbert-Jones as Director

   Mgmt    For    For    For
15  

Elect Belen Moscoso del Prado Lopez-Doriga as Director

   Mgmt    For    For    For
16  

Elect Aiman Ezzat as Director

   Mgmt    For    For    For
17  

Elect Lucia Sinapi-Thomas as Director Shareholder Representative

   Mgmt    For    For    For
17A  

Elect Claire Sauvanaud as Director Shareholder Representative

   Mgmt    Against    For    For
18  

Renew Appointment of PricewaterhouseCoopers Audit as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Capgemini SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

19  

Appoint Mazars as Auditor

   Mgmt    For    For    For
20  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
21  

Amend Articles 7 and 17 of Bylaws to Comply with Legal Changes

   Mgmt    For    For    For
22  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
23  

Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
24  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million

   Mgmt    For    For    For
25  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million

   Mgmt    For    For    For
26  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million

   Mgmt    For    Refer    For
27  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26

   Mgmt    For    For    For
28  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
29  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
30  

Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers

   Mgmt    For    For    For
31  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
32  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
33  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

SAP SE

 

Meeting Date:    05/20/2020   Country:    Germany   Primary Security ID:    D66992104
Record Date:    05/07/2020   Meeting Type:    Annual   Ticker:    SAP
     Shares Voted:    547,295     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 1.58 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2020

   Mgmt    For    For    For
6.1  

Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights

   Mgmt    For    For    For
6.2  

Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
7  

Approve Remuneration Policy for the Management Board

   Mgmt    For    Refer    For
8  

Approve Remuneration Policy for the Supervisory Board

   Mgmt    For    Refer    For

Legal & General Group Plc

 

Meeting Date:    05/21/2020   Country:    United Kingdom   Primary Security ID:    G54404127
Record Date:    05/19/2020   Meeting Type:    Annual   Ticker:    LGEN
     Shares Voted:    20,913,905     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Michelle Scrimgeour as Director

   Mgmt    For    For    For
4  

Re-elect Henrietta Baldock as Director

   Mgmt    For    For    For
5  

Re-elect Philip Broadley as Director

   Mgmt    For    For    For
6  

Re-elect Jeff Davies as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Legal & General Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Re-elect Sir John Kingman as Director

   Mgmt    For    For    For
8  

Re-elect Lesley Knox as Director

   Mgmt    For    For    For
9  

Re-elect George Lewis as Director

   Mgmt    For    For    For
10  

Re-elect Kerrigan Procter as Director

   Mgmt    For    For    For
11  

Re-elect Toby Strauss as Director

   Mgmt    For    For    For
12  

Re-elect Julia Wilson as Director

   Mgmt    For    For    For
13  

Re-elect Nigel Wilson as Director

   Mgmt    For    For    For
14  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Approve Remuneration Policy

   Mgmt    For    Refer    For
17  

Approve Remuneration Report

   Mgmt    For    Refer    For
18  

Authorise Issue of Equity

   Mgmt    For    For    For
19  

Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities

   Mgmt    For    For    For
20  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
23  

Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities

   Mgmt    For    For    For
24  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
25  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Lloyds Banking Group Plc

 

Meeting Date:    05/21/2020   Country:    United Kingdom   Primary Security ID:    G5533W248
Record Date:    05/19/2020   Meeting Type:    Annual   Ticker:    LLOY
     Shares Voted:   

62,654,409

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Elect William Chalmers as Director

   Mgmt    For    For    For
3  

Elect Sarah Legg as Director

   Mgmt    For    For    For
4  

Elect Catherine Woods as Director

   Mgmt    For    For    For
5  

Re-elect Lord Blackwell as Director

   Mgmt    For    For    For
6  

Re-elect Juan Colombas as Director

   Mgmt    For    For    For
7  

Re-elect Alan Dickinson as Director

   Mgmt    For    For    For
8  

Re-elect Simon Henry as Director

   Mgmt    For    For    For
9  

Re-elect Antonio Horta-Osorio as Director

   Mgmt    For    For    For
10  

Re-elect Lord Lupton as Director

   Mgmt    For    For    For
11  

Re-elect Amanda Mackenzie as Director

   Mgmt    For    For    For
12  

Re-elect Nick Prettejohn as Director

   Mgmt    For    For    For
13  

Re-elect Stuart Sinclair as Director

   Mgmt    For    For    For
14  

Re-elect Sara Weller as Director

   Mgmt    For    For    For
15  

Approve Remuneration Policy

   Mgmt    For    Refer    For
16  

Approve Remuneration Report

   Mgmt    For    Refer    For
17  

Approve Final Dividend

   Mgmt    For    Refer    For
18  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
19  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Approve Long Term Share Plan

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
22  

Authorise Issue of Equity

   Mgmt    For    For    For
23  

Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments

   Mgmt    For    For    For
24  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Lloyds Banking Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

25  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
26  

Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments

   Mgmt    For    For    For
27  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
28  

Authorise Market Purchase of Preference Shares

   Mgmt    For    For    For
29  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

BP Plc

 

Meeting Date:    05/27/2020   Country:    United Kingdom   Primary Security ID:    G12793108
Record Date:    03/12/2020   Meeting Type:    Annual   Ticker:    BP
     Shares Voted:    474,944     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4(a)  

Elect Bernard Looney as Director

   Mgmt    For    For    For
4(b)  

Re-elect Brian Gilvary as Director

   Mgmt    For    For    For
4(c)  

Re-elect Dame Alison Carnwath as Director

   Mgmt    For    For    For
4(d)  

Re-elect Pamela Daley as Director

   Mgmt    For    For    For
4(e)  

Re-elect Sir Ian Davis as Director

   Mgmt    For    For    For
4(f)  

Re-elect Dame Ann Dowling as Director

   Mgmt    For    For    For
4(g)  

Re-elect Helge Lund as Director

   Mgmt    For    For    For
4(h)  

Re-elect Melody Meyer as Director

   Mgmt    For    For    For
4(i)  

Re-elect Brendan Nelson as Director

   Mgmt    For    For    For
4(j)  

Re-elect Paula Reynolds as Director

   Mgmt    For    For    For
4(k)  

Re-elect Sir John Sawers as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BP Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
6  

Authorise Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
7  

Approve Executive Directors’ Incentive Plan

   Mgmt    For    For    For
8  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
9  

Authorise Issue of Equity

   Mgmt    For    For    For
10  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
12  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
13  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Merck KGaA

 

Meeting Date:    05/28/2020   Country:    Germany   Primary Security ID:    D5357W103
Record Date:    05/15/2020   Meeting Type:    Annual   Ticker:    MRK
     Shares Voted:    448,335     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Accept Financial Statements and Statutory Reports for Fiscal 2019

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.30 per Share

   Mgmt    For    For    For
4  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
5  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
6  

Ratify KPMG AG as Auditors for Fiscal 2020

   Mgmt    For    For    For
7  

Approve Affiliation Agreement with BSSN UG

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Seven & i Holdings Co., Ltd.

 

Meeting Date:    05/28/2020   Country:    Japan   Primary Security ID:    J7165H108
Record Date:    02/29/2020   Meeting Type:    Annual   Ticker:    3382
     Shares Voted:    1,895,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 51

   Mgmt    For    For    For
2  

Amend Articles to Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings

   Mgmt    For    Refer    For
3.1  

Elect Director Isaka, Ryuichi

   Mgmt    For    For    For
3.2  

Elect Director Goto, Katsuhiro

   Mgmt    For    For    For
3.3  

Elect Director Ito, Junro

   Mgmt    For    For    For
3.4  

Elect Director Yamaguchi, Kimiyoshi

   Mgmt    For    For    For
3.5  

Elect Director Maruyama, Yoshimichi

   Mgmt    For    For    For
3.6  

Elect Director Nagamatsu, Fumihiko

   Mgmt    For    For    For
3.7  

Elect Director Kimura, Shigeki

   Mgmt    For    For    For
3.8  

Elect Director Joseph M. DePinto

   Mgmt    For    For    For
3.9  

Elect Director Tsukio, Yoshio

   Mgmt    For    For    For
3.10  

Elect Director Ito, Kunio

   Mgmt    For    For    For
3.11  

Elect Director Yonemura, Toshiro

   Mgmt    For    For    For
3.12  

Elect Director Higashi, Tetsuro

   Mgmt    For    For    For
3.13  

Elect Director Rudy, Kazuko

   Mgmt    For    For    For

Total SA

 

Meeting Date:    05/29/2020   Country:    France   Primary Security ID:    F92124100
Record Date:    05/27/2020   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    1,386,530     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program

   Mgmt    For    For    For
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
5  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
6  

Reelect Patricia Barbizet as Director

   Mgmt    For    For    For
7  

Reelect Marie-Christine Coisne-Roquette as Director

   Mgmt    For    For    For
8  

Reelect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Elect Jerome Contamine as Director

   Mgmt    For    For    For
10  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
12  

Approve Compensation of Patrick Pouyanne, Chairman and CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
14  

Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly

   Mgmt    For    Refer    For
15  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion

   Mgmt    For    For    For
16  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    For    For
17  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    Refer    For
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
21  

Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    For    For
 

Shareholders Proposal

   Mgmt         
A  

Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly

   SH    Against    Against    Against

Gree Electric Appliances, Inc. of Zhuhai

 

Meeting Date:    06/01/2020   Country:    China   Primary Security ID:    Y2882R102
Record Date:    05/26/2020   Meeting Type:    Annual   Ticker:    000651
     Shares Voted:    4,383,742     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve Financial Report

   Mgmt    For    For    For
4  

Approve Annual Report and Summary

   Mgmt    For    For    For
5  

Approve Profit Distribution

   Mgmt    For    For    For
6  

Approve Appointment of Auditor

   Mgmt    For    For    For
7  

Approve Special Report on Foreign Exchange Derivatives Trading Business

   Mgmt    For    Refer    For
8  

Approve Use of Own Idle Funds for Investment in Financial Products

   Mgmt    For    Refer    Against
9  

Approve Daily Related-Party Transactions

   Mgmt    For    Refer    For
10  

Amend Articles of Association

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Tenaris SA

 

Meeting Date:    06/02/2020   Country:    Luxembourg   Primary Security ID:    90272102
Record Date:    05/19/2020   Meeting Type:    Annual/Special   Ticker:    TEN
     Shares Voted:    1,868,762     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Financial Statements

   Mgmt    For    For    For
4  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Elect Directors (Bundled)

   Mgmt    For    Refer    Against
7  

Approve Remuneration Policy

   Mgmt    For    Refer    Against
8  

Approve Remuneration Report

   Mgmt    For    Refer    Against
9  

Appoint Auditor

   Mgmt    For    For    For
10  

Approve Share Repurchase

   Mgmt    For    For    For
11  

Allow Electronic Distribution of Company Documents to Shareholders

   Mgmt    For    Refer    For
 

Special Meeting Agenda

   Mgmt         
1  

Approve Renewal of the Share Capital Authorization of the Company

   Mgmt    For    Refer    Against

Tenaris SA

 

Meeting Date:    06/02/2020   Country:    Luxembourg   Primary Security ID:    L90272102
Record Date:    05/19/2020   Meeting Type:    Annual/Special   Ticker:    TEN
     Shares Voted:    1,827,072     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Annual Meeting Agenda

   Mgmt         
1  

Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Tenaris SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Financial Statements

   Mgmt    For    For    For
4  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Elect Directors (Bundled)

   Mgmt    For    Refer    Against
7  

Approve Remuneration Policy

   Mgmt    For    Refer    Against
8  

Approve Remuneration Report

   Mgmt    For    Refer    Against
9  

Appoint Auditor

   Mgmt    For    For    For
10  

Approve Share Repurchase

   Mgmt    For    For    For
11  

Allow Electronic Distribution of Company Documents to Shareholders

   Mgmt    For    Refer    For
 

Special Meeting Agenda

   Mgmt         
1  

Approve Renewal of the Share Capital Authorization of the Company

   Mgmt    For    Refer    Against

Mowi ASA

 

Meeting Date:    06/03/2020   Country:    Norway   Primary Security ID:    R4S04H101
Record Date:      Meeting Type:    Annual   Ticker:    MOWI
     Shares Voted:    0     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
2  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
3  

Receive Briefing on the Business

   Mgmt         
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income

   Mgmt    For    For    Do Not Vote
5  

Discuss Company’s Corporate Governance Statement

   Mgmt         
6  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Mowi ASA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Approval of the Guidelines for Allocation of Options

   Mgmt    For    Refer    Do Not Vote
8  

Approve Remuneration of Directors in the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee

   Mgmt    For    Refer    Do Not Vote
9  

Approve Remuneration of Nomination Committee

   Mgmt    For    Refer    Do Not Vote
10  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
11a  

Elect Alf-Helge Aarskog (Vice Chair) as New Director

   Mgmt    For    Refer    Do Not Vote
11b  

Elect Bjarne Tellmann as New Director

   Mgmt    For    Refer    Do Not Vote
11c  

Elect Solveig Strand as New Director

   Mgmt    For    Refer    Do Not Vote
11d  

Reelect Cecilie Fredriksen as Director

   Mgmt    For    Refer    Do Not Vote
12  

Elect Anne Lise Ellingsen Gryte as New Member and Chair of Nominating Committee

   Mgmt    For    For    Do Not Vote
13  

Authorize Board to Distribute Dividends

   Mgmt    For    For    Do Not Vote
14  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    Do Not Vote
15a  

Approve Creation of NOK 387.8 Million Pool of Capital without Preemptive Rights

   Mgmt    For    For    Do Not Vote
15b  

Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    Do Not Vote
16  

Approval of an Application to be Exempt from the Obligation to Establish a CorporateAssembly

   Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Deutsche Wohnen SE

 

Meeting Date:    06/05/2020   Country:    Germany   Primary Security ID:    D2046U176
Record Date:    05/14/2020   Meeting Type:    Annual   Ticker:    DWNI
     Shares Voted:    928,698     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.90 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2020

   Mgmt    For    For    For
6.1  

Elect Matthias Huenlein to the Supervisory Board

   Mgmt    For    For    For
6.2  

Elect Kerstin Guenther to the Supervisory Board

   Mgmt    For    For    For
7.1  

Amend Articles Re: Information Sent by Registered Letter

   Mgmt    For    For    For
7.2  

Amend Articles Re: Transmission of Information by Electronic Means

   Mgmt    For    For    For
7.3  

Amend Articles Re: Proof of Entitlement

   Mgmt    For    For    For

Dollarama Inc.

 

Meeting Date:    06/10/2020   Country:    Canada   Primary Security ID:    25675T107
Record Date:    04/16/2020   Meeting Type:    Annual   Ticker:    DOL
     Shares Voted:    1,117,585     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Joshua Bekenstein

   Mgmt    For    For    For
1B  

Elect Director Gregory David

   Mgmt    For    For    For
1C  

Elect Director Elisa D. Garcia C.

   Mgmt    For    For    For
1D  

Elect Director Stephen Gunn

   Mgmt    For    For    For
1E  

Elect Director Kristin Mugford

   Mgmt    For    For    For
1F  

Elect Director Nicholas Nomicos

   Mgmt    For    For    For
1G  

Elect Director Neil Rossy

   Mgmt    For    For    For
1H  

Elect Director Richard Roy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Dollarama Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1I  

Elect Director Huw Thomas

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

WPP Plc

 

Meeting Date:    06/10/2020   Country:    Jersey   Primary Security ID:    G9788D103
Record Date:    06/08/2020   Meeting Type:    Annual   Ticker:    WPP
     Shares Voted:    2,016,079     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Elect John Rogers as Director

   Mgmt    For    For    For
5  

Elect Sandrine Dufour as Director

   Mgmt    For    For    For
6  

Elect Keith Weed as Director

   Mgmt    For    For    For
7  

Elect Jasmine Whitbread as Director

   Mgmt    For    For    For
8  

Re-elect Roberto Quarta as Director

   Mgmt    For    For    For
9  

Re-elect Dr Jacques Aigrain as Director

   Mgmt    For    For    For
10  

Re-elect Tarek Farahat as Director

   Mgmt    For    For    For
11  

Re-elect Mark Read as Director

   Mgmt    For    For    For
12  

Re-elect Cindy Rose as Director

   Mgmt    For    For    For
13  

Re-elect Nicole Seligman as Director

   Mgmt    For    For    For
14  

Re-elect Sally Susman as Director

   Mgmt    For    For    For
15  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise Issue of Equity

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

WPP Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For

Randstad NV

 

Meeting Date:    06/18/2020   Country:    Netherlands   Primary Security ID:    N7291Y137
Record Date:   

05/21/2020

  Meeting Type:    Annual   Ticker:    RAND
     Shares Voted:    836,833     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2a  

Receive Report of Executive Board and Supervisory Board (Non-Voting)

   Mgmt         
2b  

Approve Remuneration Report

   Mgmt    For    Refer    For
2c  

Amend Articles of Association Re: Transitory Provision for the Dividend on the Preference Shares B

   Mgmt    For    Refer    For
2d  

Adopt Financial Statements

   Mgmt    For    For    For
2e  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3a  

Approve Discharge of Management Board

   Mgmt    For    For    For
3b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
4a  

Approve Remuneration Policy for Management Board Members

   Mgmt    For    Refer    For
4b  

Approve Remuneration Policy for Supervisory Board Members

   Mgmt    For    Refer    For
5  

Elect Rene Steenvoorden to Management Board

   Mgmt    For    For    For
6a  

Elect Helene Auriol Potier to Supervisory Board

   Mgmt    For    For    For
6b  

Reelect Wout Dekker to Supervisory Board

   Mgmt    For    For    For
7a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights

   Mgmt    For    For    For
7b  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Randstad NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7c  

Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 7b

   Mgmt    For    For    For
8  

Reelect Sjoerd van Keulen as Board Member of Stichting Administratiekantoor Preferente Aandelen Randstad

   Mgmt    For    For    For
9  

Ratify Deloitte as Auditors

   Mgmt    For    For    For
10  

Other Business (Non-Voting)

   Mgmt         
11  

Close Meeting

   Mgmt         

Deutsche Telekom AG

 

Meeting Date:    06/19/2020   Country:    Germany   Primary Security ID:    D2035M136
Record Date:      Meeting Type:    Annual   Ticker:    DTE
     Shares Voted:    1,067,041     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020

   Mgmt    For    For    For
6  

Elect Michael Kaschke to the Supervisory Board

   Mgmt    For    Refer    For
7  

Approve Spin-Off and Takeover Agreement with Telekom Deutschland GmbH

   Mgmt    For    Refer    For
8  

Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2021

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Subaru Corp.

 

Meeting Date:    06/23/2020   Country:    Japan   Primary Security ID:    J7676H100
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    7270
     Shares Voted:    2,557,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 28

   Mgmt    For    For    For
2.1  

Elect Director Yoshinaga, Yasuyuki

   Mgmt    For    For    For
2.2  

Elect Director Nakamura, Tomomi

   Mgmt    For    For    For
2.3  

Elect Director Hosoya, Kazuo

   Mgmt    For    For    For
2.4  

Elect Director Okada, Toshiaki

   Mgmt    For    For    For
2.5  

Elect Director Kato, Yoichi

   Mgmt    For    For    For
2.6  

Elect Director Onuki, Tetsuo

   Mgmt    For    For    For
2.7  

Elect Director Abe, Yasuyuki

   Mgmt    For    For    For
2.8  

Elect Director Yago, Natsunosuke

   Mgmt    For    For    For
2.9  

Elect Director Doi, Miwako

   Mgmt    For    For    For
3  

Appoint Statutory Auditor Tsutsumi, Hiromi

   Mgmt    For    Refer    For
4  

Appoint Alternate Statutory Auditor Ryu, Hirohisa

   Mgmt    For    Refer    For

TAISEI Corp.

 

Meeting Date:    06/24/2020   Country:    Japan   Primary Security ID:    J79561148
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    1801
     Shares Voted:    1,067,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 65

   Mgmt    For    For    For
2.1  

Elect Director Yamauchi, Takashi

   Mgmt    For    For    For
2.2  

Elect Director Murata, Yoshiyuki

   Mgmt    For    For    For
2.3  

Elect Director Sakurai, Shigeyuki

   Mgmt    For    For    For
2.4  

Elect Director Tanaka, Shigeyoshi

   Mgmt    For    For    For
2.5  

Elect Director Yaguchi, Norihiko

   Mgmt    For    For    For
2.6  

Elect Director Shirakawa, Hiroshi

   Mgmt    For    For    For
2.7  

Elect Director Aikawa, Yoshiro

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

TAISEI Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.8  

Elect Director Kimura, Hiroshi

   Mgmt    For    For    For
2.9  

Elect Director Nishimura, Atsuko

   Mgmt    For    For    For
2.10  

Elect Director Murakami, Takao

   Mgmt    For    For    For
2.11  

Elect Director Otsuka, Norio

   Mgmt    For    For    For
2.12  

Elect Director Kokubu, Fumiya

   Mgmt    For    For    For
3.1  

Appoint Statutory Auditor Sato, Yasuhiro

   Mgmt    For    Refer    Against
3.2  

Appoint Statutory Auditor Higuchi, Tateshi

   Mgmt    For    Refer    For
3.3  

Appoint Statutory Auditor Tashiro, Seishi

   Mgmt    For    Refer    For
3.4  

Appoint Statutory Auditor Ohara, Keiko

   Mgmt    For    Refer    For
4  

Approve Trust-Type Equity Compensation Plan

   Mgmt    For    For    For

Getinge AB

 

Meeting Date:    06/26/2020   Country:    Sweden   Primary Security ID:    W3443C107
Record Date:    06/19/2020   Meeting Type:    Annual   Ticker:    GETI.B
     Shares Voted:    199,938     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Open Meeting

   Mgmt         
2  

Elect Chairman of Meeting

   Mgmt    For    For    For
3  

Prepare and Approve List of Shareholders

   Mgmt         
4  

Approve Agenda of Meeting

   Mgmt    For    For    For
5  

Designate Inspector(s) of Minutes of Meeting

   Mgmt         
6  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
7.a  

Receive Financial Statements and Statutory Reports

   Mgmt         
7.b  

Receive Consolidated Financial Statements and Statutory Reports

   Mgmt         
7.c  

Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management

   Mgmt         
7.d  

Receive Board’s Proposal on Dividend Payment

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Getinge AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
9  

Approve Allocation of Income and Dividends of SEK 1.50 Per Share

   Mgmt    For    For    For
10.a  

Approve Discharge of Board Member Carl Bennet

   Mgmt    For    For    For
10.b  

Approve Discharge of Board Member Johan Bygge

   Mgmt    For    For    For
10.c  

Approve Discharge of Board Member Cecilia Daun Wennborg

   Mgmt    For    For    For
10.d  

Approve Discharge of Board Member Barbro Friden

   Mgmt    For    For    For
10.e  

Approve Discharge of Board Member Dan Frohm

   Mgmt    For    For    For
10.f  

Approve Discharge of Board Member Sofia Hasselberg

   Mgmt    For    For    For
10.g  

Approve Discharge of Board Chairman Johan Malmquist

   Mgmt    For    For    For
10.h  

Approve Discharge of Board Member Mattias Perjos

   Mgmt    For    For    For
10.i  

Approve Discharge of Board Member Malin Persson

   Mgmt    For    For    For
10.j  

Approve Discharge of Board Member Johan Stern

   Mgmt    For    For    For
10.k  

Approve Discharge of Employee Representative Peter Jormalm

   Mgmt    For    For    For
10.l  

Approve Discharge of Employee Representative Rickard Karlsson

   Mgmt    For    For    For
10.m  

Approve Discharge of Employee Representative Ake Larsson

   Mgmt    For    For    For
10.n  

Approve Discharge of Employee Representative Mattias Perjos

   Mgmt    For    For    For
11.a  

Determine Number of Members (10) and Deputy Members (0) of Board

   Mgmt    For    Refer    For
11.b  

Determine Number of Auditors (1) and Deputy Auditors (0)

   Mgmt    For    Refer    For
12.a  

Approve Remuneration of Directors in the Aggregate Amount of SEK 6.3 Million; Approve Remuneration for Committee Work

   Mgmt    For    Refer    For
12.b  

Approve Remuneration of Auditors

   Mgmt    For    For    For
13.a  

Reelect Carl Bennet as Director

   Mgmt    For    Against    Against
13.b  

Reelect Johan Bygge as Director

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Getinge AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13.c  

Reelect Cecilia Daun Wennborg as Director

   Mgmt    For    Against    Against
13.d  

Reelect Barbro Friden as Director

   Mgmt    For    For    For
13.e  

Reelect Dan Frohm as Director

   Mgmt    For    Refer    Against
13.f  

Reelect Sofia Hasselberg as Director

   Mgmt    For    For    For
13.g  

Reelect Johan Malmquist as Director

   Mgmt    For    Refer    Against
13.h  

Reelect Mattias Perjos as Director

   Mgmt    For    For    For
13.i  

Reelect Malin Persson as Director

   Mgmt    For    For    For
13.j  

Reelect Johan Stern as Director

   Mgmt    For    Refer    Against
13.k  

Reelect Johan Malmquist as Board Chairman

   Mgmt    For    Refer    Against
14  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
15  

Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee

   Mgmt    For    Refer    For
16  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    Refer    Against
17  

Amend Articles of Association Re: Editorial Changes of Article 1; Notice of Meeting; Editorial Changes of Article 13

   Mgmt    For    For    For
18  

Close Meeting

   Mgmt         

Koninklijke Philips NV

 

Meeting Date:    06/26/2020   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    05/29/2020   Meeting Type:    Special   Ticker:    PHIA
     Shares Voted:    793,103     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         
1  

Approve Dividends of EUR 0.85 Per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

ORIX Corp.

 

Meeting Date:    06/26/2020   Country:    Japan   Primary Security ID:    J61933123
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    8591
     Shares Voted:    3,135,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Inoue, Makoto

   Mgmt    For    For    For
1.2  

Elect Director Irie, Shuji

   Mgmt    For    For    For
1.3  

Elect Director Taniguchi, Shoji

   Mgmt    For    For    For
1.4  

Elect Director Matsuzaki, Satoru

   Mgmt    For    For    For
1.5  

Elect Director Stan Koyanagi

   Mgmt    For    For    For
1.6  

Elect Director Suzuki, Yoshiteru

   Mgmt    For    For    For
1.7  

Elect Director Yasuda, Ryuji

   Mgmt    For    For    For
1.8  

Elect Director Takenaka, Heizo

   Mgmt    For    For    For
1.9  

Elect Director Michael Cusumano

   Mgmt    For    For    For
1.10  

Elect Director Akiyama, Sakie

   Mgmt    For    For    For
1.11  

Elect Director Watanabe, Hiroshi

   Mgmt    For    Refer    For
1.12  

Elect Director Sekine, Aiko

   Mgmt    For    For    For

SMC Corp. (Japan)

 

Meeting Date:    06/26/2020   Country:    Japan   Primary Security ID:    J75734103
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    6273
     Shares Voted:    117,170     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 200

   Mgmt    For    For    For
2.1  

Elect Director Maruyama, Katsunori

   Mgmt    For    For    For
2.2  

Elect Director Takada, Yoshiki

   Mgmt    For    For    For
2.3  

Elect Director Kosugi, Seiji

   Mgmt    For    For    For
2.4  

Elect Director Satake, Masahiko

   Mgmt    For    For    For
2.5  

Elect Director Isoe, Toshio

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

SMC Corp. (Japan)

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.6  

Elect Director Ota, Masahiro

   Mgmt    For    For    For
2.7  

Elect Director Maruyama, Susumu

   Mgmt    For    For    For
2.8  

Elect Director Samuel Neff

   Mgmt    For    For    For
2.9  

Elect Director Kaizu, Masanobu

   Mgmt    For    For    For
2.10  

Elect Director Kagawa, Toshiharu

   Mgmt    For    For    For
3  

Approve Director Retirement Bonus

   Mgmt    For    Against    For
4  

Approve Bonus Related to Retirement Bonus System Abolition

   Mgmt    For    Refer    For
5  

Approve Trust-Type Equity Compensation Plan

   Mgmt    For    Refer    For

Suzuki Motor Corp.

 

Meeting Date:    06/26/2020   Country:    Japan   Primary Security ID:    J78529138
Record Date:    03/31/2020  

Meeting Type:

  

Annual

  Ticker:    7269
    

Shares Voted:

   337,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 48

   Mgmt    For    For    For
2.1  

Elect Director Suzuki, Osamu

   Mgmt    For    For    For
2.2  

Elect Director Harayama, Yasuhito

   Mgmt    For    For    For
2.3  

Elect Director Suzuki, Toshihiro

   Mgmt    For    For    For
2.4  

Elect Director Honda, Osamu

   Mgmt    For    For    For
2.5  

Elect Director Nagao, Masahiko

   Mgmt    For    For    For
2.6  

Elect Director Suzuki, Toshiaki

   Mgmt    For    For    For
2.7  

Elect Director Kawamura, Osamu

   Mgmt    For    For    For
2.8  

Elect Director Domichi, Hideaki

   Mgmt    For    For    For
2.9  

Elect Director Kato, Yuriko

   Mgmt    For    For    For
3.1  

Appoint Statutory Auditor Sugimoto, Toyokazu

   Mgmt    For    Refer    For
3.2  

Appoint Statutory Auditor Kasai, Masato

   Mgmt    For    Refer    For
3.3  

Appoint Statutory Auditor Tanaka, Norio

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Suzuki Motor Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.4  

Appoint Statutory Auditor Araki, Nobuyuki

   Mgmt    For    Refer    For
3.5  

Appoint Statutory Auditor Nagano, Norihisa

   Mgmt    For    Refer    For
4  

Approve Restricted Stock Plan

   Mgmt    For    For    For

Isuzu Motors Ltd.

 

Meeting Date:    06/29/2020   Country:    Japan   Primary Security ID:    J24994113
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    7202
     Shares Voted:    4,322,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 19

   Mgmt    For    For    For
2.1  

Elect Director Minami, Shinsuke

   Mgmt    For    For    For
2.2  

Elect Director Sugimoto, Shigeji

   Mgmt    For    For    For
2.3  

Elect Director Shibata, Mitsuyoshi

   Mgmt    For    For    For
2.4  

Elect Director Nakayama, Kozue

   Mgmt    For    For    For
3  

Appoint Statutory Auditor Miyazaki, Kenji

   Mgmt    For    Refer    For

ZOZO, Inc.

 

Meeting Date:    06/29/2020   Country:    Japan   Primary Security ID:    J9893A108
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    3092
     Shares Voted:    2,468,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, With a Final Dividend of JPY 18

   Mgmt    For    For    For
2.1  

Elect Director Ozawa, Takao

   Mgmt    For    For    For
2.2  

Elect Director Saito, Taro

   Mgmt    For    For    For
3  

Appoint Statutory Auditor Utsunomiya, Junko

   Mgmt    For    Refer    For
4  

Appoint Deloitte Touche Tohmatsu LLC as New External Audit Firm

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

ZOZO, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

5  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For

DNB ASA

 

Meeting Date:    06/30/2020   Country:    Norway   Primary Security ID:    R1640U124
Record Date:    06/23/2020   Meeting Type:    Annual   Ticker:    DNB
     Shares Voted:    0     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Open Meeting; Elect Chairman of Meeting

   Mgmt         
2  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
3  

Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
4  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    Do Not Vote
5a  

Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory)

   Mgmt    For    Refer    Do Not Vote
5b  

Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)

   Mgmt    For    Refer    Do Not Vote
6  

Approve Company’s Corporate Governance Statement

   Mgmt    For    For    Do Not Vote
7  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
8  

Approve Reduction in Share Capital via Share Cancellation

   Mgmt    For    For    Do Not Vote
9  

Amend Articles

   Mgmt    For    For    Do Not Vote
10  

Authorize Board to Raise Subordinated Loan

   Mgmt    For    Refer    Do Not Vote
11  

Elect Directors

   Mgmt    For    For    Do Not Vote
12  

Elect Members of Nominating Committee

   Mgmt    For    For    Do Not Vote
13  

Approve Remuneration of Directors and Nominating Committee

   Mgmt    For    Refer    Do Not Vote


IVY LARGE CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

VF Corporation

 

Meeting Date:    07/16/2019   Country:    USA   Primary Security ID:    918204108
Record Date:    05/22/2019   Meeting Type:    Annual   Ticker:    VFC
     Shares Voted:    1,428,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Richard T. Carucci

   Mgmt    For    For    For
1.2  

Elect Director Juliana L. Chugg

   Mgmt    For    For    For
1.3  

Elect Director Benno Dorer

   Mgmt    For    For    For
1.4  

Elect Director Mark S. Hoplamazian

   Mgmt    For    For    For
1.5  

Elect Director Laura W. Lang

   Mgmt    For    For    For
1.6  

Elect Director W. Alan McCollough

   Mgmt    For    For    For
1.7  

Elect Director W. Rodney McMullen

   Mgmt    For    For    For
1.8  

Elect Director Clarence Otis, Jr.

   Mgmt    For    For    For
1.9  

Elect Director Steven E. Rendle

   Mgmt    For    For    For
1.10  

Elect Director Carol L. Roberts

   Mgmt    For    For    For
1.11  

Elect Director Matthew J. Shattock

   Mgmt    For    For    For
1.12  

Elect Director Veronica B. Wu

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

ABIOMED, Inc.

 

Meeting Date:    08/07/2019   Country:    USA   Primary Security ID:    003654100
Record Date:    06/10/2019   Meeting Type:    Annual   Ticker:    ABMD
     Shares Voted:    157,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Michael R. Minogue

   Mgmt    For    For    For
1.2  

Elect Director Martin P. Sutter

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Electronic Arts Inc.

 

Meeting Date:    08/08/2019   Country:    USA   Primary Security ID:    285512109
Record Date:    06/14/2019   Meeting Type:    Annual   Ticker:    EA
     Shares Voted:    679,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Leonard S. Coleman

   Mgmt    For    For    For
1b  

Elect Director Jay C. Hoag

   Mgmt    For    For    For
1c  

Elect Director Jeffrey T. Huber

   Mgmt    For    For    For
1d  

Elect Director Lawrence F. Probst, III

   Mgmt    For    For    For
1e  

Elect Director Talbott Roche

   Mgmt    For    For    For
1f  

Elect Director Richard A. Simonson

   Mgmt    For    For    For
1g  

Elect Director Luis A. Ubinas

   Mgmt    For    For    For
1h  

Elect Director Heidi J. Ueberroth

   Mgmt    For    For    For
1i  

Elect Director Andrew Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings

   Mgmt    For    For    For
6  

Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings

   SH    Against    For    For

NIKE, Inc.

 

Meeting Date:    09/19/2019   Country:    USA   Primary Security ID:    654106103
Record Date:    07/19/2019   Meeting Type:    Annual   Ticker:    NKE
     Shares Voted:    1,355,596     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Alan B. Graf, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Peter B. Henry

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

NIKE, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3  

Elect Director Michelle A. Peluso

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Broadridge Financial Solutions, Inc.

 

Meeting Date:    11/14/2019   Country:    USA   Primary Security ID:    11133T103
Record Date:    09/19/2019   Meeting Type:    Annual   Ticker:    BR
     Shares Voted:    519,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Leslie A. Brun

   Mgmt    For    For    For
1b  

Elect Director Pamela L. Carter

   Mgmt    For    For    For
1c  

Elect Director Richard J. Daly

   Mgmt    For    For    For
1d  

Elect Director Robert N. Duelks

   Mgmt    For    For    For
1e  

Elect Director Timothy C. Gokey

   Mgmt    For    For    For
1f  

Elect Director Brett A. Keller

   Mgmt    For    For    For
1g  

Elect Director Maura A. Markus

   Mgmt    For    For    For
1h  

Elect Director Thomas J. Perna

   Mgmt    For    For    For
1i  

Elect Director Alan J. Weber

   Mgmt    For    For    For
1j  

Elect Director Amit K. Zavery

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Estee Lauder Companies Inc.

 

Meeting Date:    11/15/2019   Country:    USA   Primary Security ID:    518439104
Record Date:    09/16/2019   Meeting Type:    Annual   Ticker:    EL
     Shares Voted:    553,757     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Ronald S. Lauder

   Mgmt    For    For    For
1.2  

Elect Director William P. Lauder

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Richard D. Parsons

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Lynn Forester de Rothschild

   Mgmt    For    For    For
1.5  

Elect Director Jennifer Tejada

   Mgmt    For    For    For
1.6  

Elect Director Richard F. Zannino

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    12/04/2019   Country:    USA   Primary Security ID:    594918104
Record Date:    10/08/2019   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    2,824,484     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.2  

Elect Director Reid G. Hoffman

   Mgmt    For    For    For
1.3  

Elect Director Hugh F. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.5  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.6  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.7  

Elect Director Penny S. Pritzker

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director Arne M. Sorenson

   Mgmt    For    For    For
1.10  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.11  

Elect Director John W. Thompson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.12  

Elect Director Emma N. Walmsley

   Mgmt    For    For    For
1.13  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Employee Representation on the Board of Directors

   SH    Against    Refer    Against
5  

Report on Gender Pay Gap

   SH    Against    Against    Against

Intuit Inc.

 

Meeting Date:    01/23/2020   Country:    USA   Primary Security ID:    461202103
Record Date:    11/25/2019   Meeting Type:    Annual   Ticker:    INTU
     Shares Voted:    363,771     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Eve Burton

   Mgmt    For    For    For
1b  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1c  

Elect Director Richard L. Dalzell

   Mgmt    For    For    For
1d  

Elect Director Sasan K. Goodarzi

   Mgmt    For    For    For
1e  

Elect Director Deborah Liu

   Mgmt    For    For    For
1f  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1g  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
1h  

Elect Director Brad D. Smith

   Mgmt    For    For    For
1i  

Elect Director Thomas Szkutak

   Mgmt    For    For    For
1j  

Elect Director Raul Vazquez

   Mgmt    For    For    For
1k  

Elect Director Jeff Weiner

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Adopt a Mandatory Arbitration Bylaw

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Visa Inc.

 

Meeting Date:    01/28/2020   Country:    USA   Primary Security ID:    92826C839
Record Date:    11/29/2019   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    1,216,116     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    Refer    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director Ramon L. Laguarta

   Mgmt    For    For    For
1f  

Elect Director John F. Lundgren

   Mgmt    For    For    For
1g  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1h  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
1i  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1j  

Elect Director John A. C. Swainson

   Mgmt    For    For    For
1k  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/26/2020   Country:    USA   Primary Security ID:    037833100
Record Date:    01/02/2020   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    1,000,713     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director James Bell

   Mgmt    For    For    For
1b  

Elect Director Tim Cook

   Mgmt    For    For    For
1c  

Elect Director Al Gore

   Mgmt    For    For    For
1d  

Elect Director Andrea Jung

   Mgmt    For    For    For
1e  

Elect Director Art Levinson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1f  

Elect Director Ron Sugar

   Mgmt    For    For    For
1g  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access Amendments

   SH    Against    Against    Against
5  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
6  

Report on Freedom of Expression and Access to Information Policies

   SH    Against    Against    Against

The Walt Disney Company

 

Meeting Date:    03/11/2020   Country:    USA   Primary Security ID:    254687106
Record Date:    01/13/2020   Meeting Type:    Annual   Ticker:    DIS
     Shares Voted:    447,115     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Susan E. Arnold

   Mgmt    For    For    For
1b  

Elect Director Mary T. Barra

   Mgmt    For    For    For
1c  

Elect Director Safra A. Catz

   Mgmt    For    For    For
1d  

Elect Director Francis A. deSouza

   Mgmt    For    For    For
1e  

Elect Director Michael B.G. Froman

   Mgmt    For    For    For
1f  

Elect Director Robert A. Iger

   Mgmt    For    For    For
1g  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1h  

Elect Director Mark G. Parker

   Mgmt    For    For    For
1i  

Elect Director Derica W. Rice

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Cooper Companies, Inc.

 

Meeting Date:    03/18/2020   Country:    USA   Primary Security ID:    216648402
Record Date:    01/23/2020   Meeting Type:    Annual   Ticker:    COO
     Shares Voted:    49,210     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director A. Thomas Bender

   Mgmt    For    For    For
1.2  

Elect Director Colleen E. Jay

   Mgmt    For    For    For
1.3  

Elect Director William A. Kozy

   Mgmt    For    For    For
1.4  

Elect Director Jody S. Lindell

   Mgmt    For    For    For
1.5  

Elect Director Gary S. Petersmeyer

   Mgmt    For    For    For
1.6  

Elect Director Allan E. Rubenstein

   Mgmt    For    For    For
1.7  

Elect Director Robert S. Weiss

   Mgmt    For    For    For
1.8  

Elect Director Albert G. White, III

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Approve Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Adobe Inc.

 

Meeting Date:    04/09/2020   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/12/2020   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    386,686     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Amy L. Banse

   Mgmt    For    For    For
1b  

Elect Director Frank A. Calderoni

   Mgmt    For    For    For
1c  

Elect Director James E. Daley

   Mgmt    For    For    For
1d  

Elect Director Laura B. Desmond

   Mgmt    For    For    For
1e  

Elect Director Charles M. Geschke

   Mgmt    For    For    For
1f  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1g  

Elect Director Kathleen Oberg

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Adobe Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1h  

Elect Director Dheeraj Pandey

   Mgmt    For    For    For
1i  

Elect Director David A. Ricks

   Mgmt    For    For    For
1j  

Elect Director Daniel L. Rosensweig

   Mgmt    For    For    For
1k  

Elect Director John E. Warnock

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Gender Pay Gap

   SH    Against    Against    Against

Ferrari NV

 

Meeting Date:    04/16/2020   Country:    Netherlands   Primary Security ID:    N3167Y103
Record Date:    03/19/2020   Meeting Type:    Annual   Ticker:    RACE
     Shares Voted:    525,227     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.a  

Receive Director’s Board Report (Non-Voting)

   Mgmt         
2.b  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2.c  

Approve Remuneration Report

   Mgmt    For    Refer    For
2.d  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.e  

Approve Dividends of EUR 1.13 Per Share

   Mgmt    For    For    For
2.f  

Approve Discharge of Directors

   Mgmt    For    For    For
3.a  

Reelect John Elkann as Executive Director

   Mgmt    For    Refer    For
3.b  

Reelect Louis C. Camilleri as Executive Director

   Mgmt    For    For    For
3.c  

Reelect Piero Ferrari as Non-Executive Director

   Mgmt    For    For    For
3.d  

Reelect Delphine Arnault as Non-Executive Director

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Ferrari NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3.e  

Reelect Eduardo H. Cue as Non-Executive Director

   Mgmt    For    For    For
3.f  

Reelect Sergio Duca as Non-Executive Director

   Mgmt    For    For    For
3.g  

Reelect Maria Patrizia Grieco as Non-Executive Director

   Mgmt    For    For    For
3.h  

Reelect Adam Keswick as Non-Executive Director

   Mgmt    For    For    For
3.i  

Elect Francesca Bellettini as Non-Executive Director

   Mgmt    For    For    For
3.j  

Elect Roberto Cingolani as Non-Executive Director

   Mgmt    For    For    For
3.k  

Elect John Galantic as Non-Executive Director

   Mgmt    For    For    For
4  

Appoint Ernst & Young Accountants LLP as Auditors

   Mgmt    For    For    For
5  

Amend Remuneration Policy

   Mgmt    For    Refer    For
6.1  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    Refer    Against
6.2  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    Refer    Against
6.3  

Grant Board Authority to Issue Special Voting Shares

   Mgmt    For    Refer    Against
7  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
8  

Approve Awards to Chairman

   Mgmt    For    For    For
9  

Close Meeting

   Mgmt         

Stanley Black & Decker, Inc.

 

Meeting Date:    04/17/2020   Country:    USA   Primary Security ID:    854502101
Record Date:    02/14/2020   Meeting Type:    Annual   Ticker:    SWK
     Shares Voted:    655,870     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Andrea J. Ayers

   Mgmt    For    For    For
1.2  

Elect Director George W. Buckley

   Mgmt    For    For    For
1.3  

Elect Director Patrick D. Campbell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Stanley Black & Decker, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director Carlos M. Cardoso

   Mgmt    For    For    For
1.5  

Elect Director Robert B. Coutts

   Mgmt    For    For    For
1.6  

Elect Director Debra A. Crew

   Mgmt    For    For    For
1.7  

Elect Director Michael D. Hankin

   Mgmt    For    For    For
1.8  

Elect Director James M. Loree

   Mgmt    For    For    For
1.9  

Elect Director Dmitri L. Stockton

   Mgmt    For    For    For
1.10  

Elect Director Irving Tan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For

The Coca-Cola Company

 

Meeting Date:    04/22/2020   Country:    USA   Primary Security ID:    191216100
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    KO
     Shares Voted:    2,799,832     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Herbert A. Allen

   Mgmt    For    For    For
1.2  

Elect Director Marc Bolland

   Mgmt    For    For    For
1.3  

Elect Director Ana Botin

   Mgmt    For    For    For
1.4  

Elect Director Christopher C. Davis

   Mgmt    For    For    For
1.5  

Elect Director Barry Diller

   Mgmt    For    For    For
1.6  

Elect Director Helene D. Gayle

   Mgmt    For    For    For
1.7  

Elect Director Alexis M. Herman

   Mgmt    For    For    For
1.8  

Elect Director Robert A. Kotick

   Mgmt    For    For    For
1.9  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1.10  

Elect Director James Quincey

   Mgmt    For    For    For
1.11  

Elect Director Caroline J. Tsay

   Mgmt    For    For    For
1.12  

Elect Director David B. Weinberg

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Coca-Cola Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
4  

Report on the Health Impacts and Risks of Sugar in the Company’s Products

   SH    Against    Refer    Against

Intuitive Surgical, Inc.

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    46120E602
Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:    ISRG
     Shares Voted:    119,464     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Craig H. Barratt

   Mgmt    For    For    For
1b  

Elect Director Joseph C. Beery

   Mgmt    For    For    For
1c  

Elect Director Gary S. Guthart

   Mgmt    For    For    For
1d  

Elect Director Amal M. Johnson

   Mgmt    For    For    For
1e  

Elect Director Don R. Kania

   Mgmt    For    For    For
1f  

Elect Director Amy L. Ladd

   Mgmt    For    For    For
1g  

Elect Director Keith R. Leonard, Jr.

   Mgmt    For    For    For
1h  

Elect Director Alan J. Levy

   Mgmt    For    For    For
1i  

Elect Director Jami Dover Nachtsheim

   Mgmt    For    For    For
1j  

Elect Director Mark J. Rubash

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For
6  

Provide Right to Call Special Meeting

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    445658107
Record Date:    02/18/2020   Meeting Type:    Annual   Ticker:    JBHT
     Shares Voted:    513,685     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas G. Duncan

   Mgmt    For    For    For
1.2  

Elect Director Francesca M. Edwardson

   Mgmt    For    For    For
1.3  

Elect Director Wayne Garrison

   Mgmt    For    For    For
1.4  

Elect Director Sharilyn S. Gasaway

   Mgmt    For    For    For
1.5  

Elect Director Gary C. George

   Mgmt    For    For    For
1.6  

Elect Director Bryan Hunt

   Mgmt    For    For    For
1.7  

Elect Director Gale V. King

   Mgmt    For    For    For
1.8  

Elect Director John N. Roberts, III

   Mgmt    For    For    For
1.9  

Elect Director James L. Robo

   Mgmt    For    For    For
1.10  

Elect Director Kirk Thompson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    Against    Against
5  

Report on Climate Change Initiatives

   SH    Against    Refer    Against

Danaher Corporation

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:    235851102
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    DHR
     Shares Voted:    307,466     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Linda Hefner Filler

   Mgmt    For    For    For
1.2  

Elect Director Thomas P. Joyce, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Teri List-Stoll

   Mgmt    For    Refer    For
1.4  

Elect Director Walter G. Lohr, Jr.

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Danaher Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.5  

Elect Director Jessica L. Mega

   Mgmt    For    For    For
1.6  

Elect Director Pardis C. Sabeti

   Mgmt    For    For    For
1.7  

Elect Director Mitchell P. Rales

   Mgmt    For    For    For
1.8  

Elect Director Steven M. Rales

   Mgmt    For    For    For
1.9  

Elect Director John T. Schwieters

   Mgmt    For    Refer    For
1.10  

Elect Director Alan G. Spoon

   Mgmt    For    For    For
1.11  

Elect Director Raymond C. Stevens

   Mgmt    For    For    For
1.12  

Elect Director Elias A. Zerhouni

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

CME Group Inc.

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    429,043     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1c  

Elect Director Charles P. Carey

   Mgmt    For    For    For
1d  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1e  

Elect Director Bryan T. Durkin

   Mgmt    For    For    For
1f  

Elect Director Ana Dutra

   Mgmt    For    For    For
1g  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1h  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1i  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1j  

Elect Director Daniel G. Kaye

   Mgmt    For    For    For
1k  

Elect Director Phyllis M. Lockett

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1l  

Elect Director Deborah J. Lucas

   Mgmt    For    For    For
1m  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1n  

Elect Director Rahael Seifu

   Mgmt    For    For    For
1o  

Elect Director William R. Shepard

   Mgmt    For    For    For
1p  

Elect Director Howard J. Siegel

   Mgmt    For    For    For
1q  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Mettler-Toledo International Inc.

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    592688105
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    MTD
     Shares Voted:    32,566     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert F. Spoerry

   Mgmt    For    For    For
1.2  

Elect Director Wah-Hui Chu

   Mgmt    For    For    For
1.3  

Elect Director Domitille Doat-Le Bigot

   Mgmt    For    For    For
1.4  

Elect Director Olivier A. Filliol

   Mgmt    For    For    For
1.5  

Elect Director Elisha W. Finney

   Mgmt    For    For    For
1.6  

Elect Director Richard Francis

   Mgmt    For    For    For
1.7  

Elect Director Michael A. Kelly

   Mgmt    For    For    For
1.8  

Elect Director Thomas P. Salice

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Tractor Supply Company

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    892356106
Record Date:    03/10/2020   Meeting Type:    Annual   Ticker:    TSCO
     Shares Voted:    872,070     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cynthia T. Jamison

   Mgmt    For    For    For
1.2  

Elect Director Ricardo Cardenas

   Mgmt    For    For    For
1.3  

Elect Director Denise L. Jackson

   Mgmt    For    For    For
1.4  

Elect Director Thomas A. Kingsbury

   Mgmt    For    For    For
1.5  

Elect Director Ramkumar Krishnan

   Mgmt    For    For    For
1.6  

Elect Director George MacKenzie

   Mgmt    For    For    For
1.7  

Elect Director Edna K. Morris

   Mgmt    For    For    For
1.8  

Elect Director Mark J. Weikel

   Mgmt    For    For    For
1.9  

Elect Director Harry A. Lawton, III

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement   

Mgmt

   For    For    For

Motorola Solutions, Inc.

 

Meeting Date:    05/11/2020   Country:    USA   Primary Security ID:    620076307
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    MSI
     Shares Voted:    853,854     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory Q. Brown

   Mgmt    For    For    For
1b  

Elect Director Kenneth D. Denman

   Mgmt    For    For    For
1c  

Elect Director Egon P. Durban

   Mgmt    For    Refer    Against
1d  

Elect Director Clayton M. Jones

   Mgmt    For    For    For
1e  

Elect Director Judy C. Lewent

   Mgmt    For    For    For
1f  

Elect Director Gregory K. Mondre

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Motorola Solutions, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1g  

Elect Director Anne R. Pramaggiore

   Mgmt    For    For    For
1h  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    Against    Against

S&P Global Inc.

 

Meeting Date:    05/13/2020   Country:    USA   Primary Security ID:    78409V104
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    SPGI
     Shares Voted:    296,085     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marco Alvera

   Mgmt    For    For    For
1.2  

Elect Director William J. Amelio

   Mgmt    For    For    For
1.3  

Elect Director William D. Green

   Mgmt    For    For    For
1.4  

Elect Director Charles E. Haldeman, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Stephanie C. Hill

   Mgmt    For    For    For
1.6  

Elect Director Rebecca J. Jacoby

   Mgmt    For    For    For
1.7  

Elect Director Monique F. Leroux

   Mgmt    For    For    For
1.8  

Elect Director Maria R. Morris

   Mgmt    For    For    For
1.9  

Elect Director Douglas L. Peterson

   Mgmt    For    For    For
1.10  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1.11  

Elect Director Kurt L. Schmoke

   Mgmt    For    For    For
1.12  

Elect Director Richard E. Thornburgh

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Union Pacific Corporation

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    907818108
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    354,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director William J. DeLaney

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For
1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1h  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1i  

Elect Director Bhavesh V. Patel

   Mgmt    For    For    For
1j  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
1k  

Elect Director Christopher J. Williams

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Report on Climate Change

   SH    Against    Against    Against

American Tower Corporation

 

Meeting Date:    05/18/2020   Country:    USA   Primary Security ID:    03027X100
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    AMT
     Shares Voted:    166,141     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Thomas A. Bartlett

   Mgmt    For    For    For
1b  

Elect Director Raymond P. Dolan

   Mgmt    For    For    For
1c  

Elect Director Robert D. Hormats

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

American Tower Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director Gustavo Lara Cantu

   Mgmt    For    For    For
1e  

Elect Director Grace D. Lieblein

   Mgmt    For    For    For
1f  

Elect Director Craig Macnab

   Mgmt    For    For    For
1g  

Elect Director JoAnn A. Reed

   Mgmt    For    For    For
1h  

Elect Director Pamela D.A. Reeve

   Mgmt    For    For    For
1i  

Elect Director David E. Sharbutt

   Mgmt    For    For    For
1j  

Elect Director Bruce L. Tanner

   Mgmt    For    For    For
1k  

Elect Director Samme L. Thompson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Political Contributions and Expenditures

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Northrop Grumman Corporation

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    666807102
Record Date:    03/24/2020   Meeting Type:    Annual   Ticker:    NOC
     Shares Voted:    202,439     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kathy J. Warden

   Mgmt    For    For    For
1.2  

Elect Director Marianne C. Brown

   Mgmt    For    For    For
1.3  

Elect Director Donald E. Felsinger

   Mgmt    For    For    For
1.4  

Elect Director Ann M. Fudge

   Mgmt    For    For    For
1.5  

Elect Director Bruce S. Gordon

   Mgmt    For    For    For
1.6  

Elect Director William H. Hernandez

   Mgmt    For    For    For
1.7  

Elect Director Madeleine A. Kleiner

   Mgmt    For    For    For
1.8  

Elect Director Karl J. Krapek

   Mgmt    For    For    For
1.9  

Elect Director Gary Roughead

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Northrop Grumman Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.10  

Elect Director Thomas M. Schoewe

   Mgmt    For    For    For
1.11  

Elect Director James S. Turley

   Mgmt    For    For    For
1.12  

Elect Director Mark A. Welsh, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Human Rights Impact Assessment

   SH    Against    For    For
5  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

   SH    Against    Refer    Against

Verisk Analytics, Inc.

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    92345Y106
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    VRSK
     Shares Voted:    420,044     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Christopher M. Foskett

   Mgmt    For    For    For
1b  

Elect Director David B. Wright

   Mgmt    For    For    For
1c  

Elect Director Annell R. Bay

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Zoetis Inc.

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    98978V103
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    ZTS
     Shares Voted:    495,895     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory Norden

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Zoetis Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b  

Elect Director Louise M. Parent

   Mgmt    For    For    For
1c  

Elect Director Kristin C. Peck

   Mgmt    For    For    For
1d  

Elect Director Robert W. Scully

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For

PayPal Holdings, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    70450Y103
Record Date:    03/27/2020   Meeting Type:    Annual   Ticker:    PYPL
     Shares Voted:    809,720     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Rodney C. Adkins

   Mgmt    For    For    For
1b  

Elect Director Jonathan Christodoro

   Mgmt    For    For    For
1c  

Elect Director John J. Donahoe

   Mgmt    For    For    For
1d  

Elect Director David W. Dorman

   Mgmt    For    For    For
1e  

Elect Director Belinda J. Johnson

   Mgmt    For    For    For
1f  

Elect Director Gail J. McGovern

   Mgmt    For    For    For
1g  

Elect Director Deborah M. Messemer

   Mgmt    For    For    For
1h  

Elect Director David M. Moffett

   Mgmt    For    For    For
1i  

Elect Director Ann M. Sarnoff

   Mgmt    For    For    For
1j  

Elect Director Daniel H. Schulman

   Mgmt    For    For    For
1k  

Elect Director Frank D. Yeary

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For
5  

Adopt Human and Indigenous People’s Rights Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Home Depot, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    437076102
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    449,382     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1h  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1i  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1j  

Elect Director Manuel Kadre

   Mgmt    For    For    For
1k  

Elect Director Stephanie C. Linnartz

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Shareholder Written Consent Provisions

   SH    Against    Refer    Against
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    For    For
6  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against
7  

Report on Congruency Political Analysis and Electioneering Expenditures

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

VeriSign, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    92343E102
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    VRSN
     Shares Voted:    356,040     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director D. James Bidzos

   Mgmt    For    For    For
1.2  

Elect Director Yehuda Ari Buchalter

   Mgmt    For    For    For
1.3  

Elect Director Kathleen A. Cote

   Mgmt    For    For    For
1.4  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1.5  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1.6  

Elect Director Roger H. Moore

   Mgmt    For    For    For
1.7  

Elect Director Louis A. Simpson

   Mgmt    For    For    For
1.8  

Elect Director Timothy Tomlinson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    Against

Cerner Corporation

 

Meeting Date:    05/22/2020   Country:    USA   Primary Security ID:    156782104
Record Date:    03/24/2020   Meeting Type:    Annual   Ticker:    CERN
     Shares Voted:    1,804,992     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Julie L. Gerberding

   Mgmt    For    For    For
1b  

Elect Director Brent Shafer

   Mgmt    For    For    For
1c  

Elect Director William D. Zollars

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Amend Advance Notice Provisions

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Amazon.com, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    023135106
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    111,655     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1c  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1d  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For
1e  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   Mgmt    For    For    For
5  

Report on Management of Food Waste

   SH    Against    For    For
6  

Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services

   SH    Against    For    For
7  

Report on Potential Human Rights Impacts of Customers’ Use of Rekognition

   SH    Against    For    For
8  

Report on Products Promoting Hate Speech and Sales of Offensive Products

   SH    Against    For    For
9  

Require Independent Board Chairman

   SH    Against    Refer    Against
10  

Report on Global Median Gender/Racial Pay Gap

   SH    Against    Against    Against
11  

Report on Reducing Environmental and Health Harms to Communities of Color

   SH    Against    Against    Against
12  

Report on Viewpoint Discrimination

   SH    Against    Against    Against
13  

Report on Promotion Velocity

   SH    Against    Against    Against
14  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

15  

Human Rights Risk Assessment

   SH    Against    For    For
16  

Report on Lobbying Payments and Policy

   SH    Against    For    For

Facebook, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    640,130     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peggy Alford

   Mgmt    For    For    For
1.2  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Andrew W. Houston

   Mgmt    For    For    For
1.4  

Elect Director Nancy Killefer

   Mgmt    For    For    For
1.5  

Elect Director Robert M. Kimmitt

   Mgmt    For    For    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    For    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Tracey T. Travis

   Mgmt    For    For    For
1.9  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Non-Employee Director Compensation Policy

   Mgmt    For    Refer    Against
4  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
5  

Require Independent Board Chair

   SH    Against    Refer    For
6  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
7  

Report on Political Advertising

   SH    Against    For    For
8  

Require Independent Director Nominee with Human and/or Civil Rights Experience

   SH    Against    Against    Against
9  

Report on Civil and Human Rights Risk Assessment

   SH    Against    Against    Against
10  

Report on Online Child Sexual Exploitation

   SH    Against    For    For
11  

Report on Median Gender/Racial Pay Gap

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

UnitedHealth Group Incorporated

 

Meeting Date:    06/01/2020   Country:    USA   Primary Security ID:    91324P102
Record Date:    04/07/2020   Meeting Type:    Annual   Ticker:    UNH
     Shares Voted:    301,403     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard T. Burke

   Mgmt    For    For    For
1b  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1c  

Elect Director Stephen J. Hemsley

   Mgmt    For    For    For
1d  

Elect Director Michele J. Hooper

   Mgmt    For    For    For
1e  

Elect Director F. William McNabb, III

   Mgmt    For    For    For
1f  

Elect Director Valerie C. Montgomery Rice

   Mgmt    For    For    For
1g  

Elect Director John H. Noseworthy

   Mgmt    For    For    For
1h  

Elect Director Glenn M. Renwick

   Mgmt    For    For    For
1i  

Elect Director David S. Wichmann

   Mgmt    For    For    For
1j  

Elect Director Gail R. Wilensky

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

   Mgmt    For    For    For
 

Officers’ Compensation

           
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

   SH    Against    Refer    Against

Alphabet Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/07/2020   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    139,185     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Sundar Pichai

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director John L. Hennessy

   Mgmt    For    For    For
1.5  

Elect Director Frances H. Arnold

   Mgmt    For    For    For
1.6  

Elect Director L. John Doerr

   Mgmt    For    Refer    For
1.7  

Elect Director Roger W. Ferguson Jr.

   Mgmt    For    For    For
1.8  

Elect Director Ann Mather

   Mgmt    For    For    For
1.9  

Elect Director Alan R. Mulally

   Mgmt    For    Withhold    Withhold
1.10  

Elect Director K. Ram Shiram

   Mgmt    For    Refer    For
1.11  

Elect Director Robin L. Washington

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Against    Against
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
6  

Report on Arbitration of Employment-Related Claims

   SH    Against    For    For
7  

Establish Human Rights Risk Oversight

   SH    Against    For    For
 

Committee

           
8  

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

   SH    Against    Refer    Against
9  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
10  

Report on Takedown Requests

   SH    Against    For    For
11  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
12  

Report on Gender/Racial Pay Gap

   SH    Against    Against    Against
13  

Require Independent Director Nominee with Human and/or Civil Rights Experience

   SH    Against    For    For
14  

Report on Whistleblower Policies and Practices

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

CoStar Group, Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    22160N109
Record Date:    04/08/2020   Meeting Type:    Annual   Ticker:    CSGP
     Shares Voted:    63,966     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael R. Klein

   Mgmt    For    For    For
1b  

Elect Director Andrew C. Florance

   Mgmt    For    For    For
1c  

Elect Director Laura Cox Kaplan

   Mgmt    For    For    For
1d  

Elect Director Michael J. Glosserman

   Mgmt    For    For    For
1e  

Elect Director John W. Hill

   Mgmt    For    For    For
1f  

Elect Director Robert W. Musslewhite

   Mgmt    For    For    For
1g  

Elect Director Christopher J. Nassetta

   Mgmt    For    For    For
1h  

Elect Director Louise S. Sams

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    92532F100
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    VRTX
     Shares Voted:    322,358     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sangeeta N. Bhatia

   Mgmt    For    For    For
1.2  

Elect Director Lloyd Carney

   Mgmt    For    For    For
1.3  

Elect Director Alan Garber

   Mgmt    For    For    For
1.4  

Elect Director Terrence Kearney

   Mgmt    For    For    For
1.5  

Elect Director Reshma Kewalramani

   Mgmt    For    For    For
1.6  

Elect Director Yuchun Lee

   Mgmt    For    For    For
1.7  

Elect Director Jeffrey M. Leiden

   Mgmt    For    For    For
1.8  

Elect Director Margaret G. McGlynn

   Mgmt    For    For    For
1.9  

Elect Director Diana McKenzie

   Mgmt    For    For    For
1.10  

Elect Director Bruce I. Sachs

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Vertex Pharmaceuticals Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    For    For

Booking Holdings Inc.

 

Meeting Date:    06/04/2020   Country:    USA   Primary Security ID:    09857L108
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    BKNG
     Shares Voted:    61,917     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy M. Armstrong

   Mgmt    For    For    For
1.2  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1.3  

Elect Director Glenn D. Fogel

   Mgmt    For    For    For
1.4  

Elect Director Mirian M. Graddick-Weir

   Mgmt    For    For    For
1.5  

Elect Director Wei Hopeman

   Mgmt    For    For    For
1.6  

Elect Director Robert J. Mylod, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.8  

Elect Director Nicholas J. Read

   Mgmt    For    For    For
1.9  

Elect Director Thomas E. Rothman

   Mgmt    For    For    For
1.10  

Elect Director Bob van Dijk

   Mgmt    For    For    For
1.11  

Elect Director Lynn M. Vojvodich

   Mgmt    For    For    For
1.12  

Elect Director Vanessa A. Wittman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

NVIDIA Corporation

 

Meeting Date:    06/09/2020   Country:    USA   Primary Security ID:    67066G104
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    NVDA
     Shares Voted:    410,546     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert K. Burgess

   Mgmt    For    For    For
1b  

Elect Director Tench Coxe

   Mgmt    For    For    For
1c  

Elect Director Persis S. Drell

   Mgmt    For    For    For
1d  

Elect Director Jen-Hsun Huang

   Mgmt    For    For    For
1e  

Elect Director Dawn Hudson

   Mgmt    For    For    For
1f  

Elect Director Harvey C. Jones

   Mgmt    For    For    For
1g  

Elect Director Michael G. McCaffery

   Mgmt    For    For    For
1h  

Elect Director Stephen C. Neal

   Mgmt    For    For    For
1i  

Elect Director Mark L. Perry

   Mgmt    For    For    For
1j  

Elect Director A. Brooke Seawell

   Mgmt    For    For    For
1k  

Elect Director Mark A. Stevens

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

Caterpillar Inc.

 

Meeting Date:    06/10/2020   Country:    USA   Primary Security ID:    149123101
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    CAT
     Shares Voted:    658,324     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kelly A. Ayotte

   Mgmt    For    For    For
1.2  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1.3  

Elect Director Daniel M. Dickinson

   Mgmt    For    For    For
1.4  

Elect Director Juan Gallardo

   Mgmt    For    For    For
1.5  

Elect Director William A. Osborn

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Caterpillar Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Debra L. Reed-Klages

   Mgmt    For    For    For
1.7  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1.8  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1.9  

Elect Director D. James Umpleby, III

   Mgmt    For    For    For
1.10  

Elect Director Miles D. White

   Mgmt    For    For    For
1.11  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    For    For
5  

Require Independent Board Chair

   SH    Against    Refer    Against
6  

Provide Right to Act by Written Consent

   SH    Against    For    For

FleetCor Technologies Inc.

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:    339041105
Record Date:    04/17/2020   Meeting Type:    Annual   Ticker:    FLT
     Shares Voted:    305,159     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven T. Stull

   Mgmt    For    For    For
1.2  

Elect Director Michael Buckman

   Mgmt    For    For    For
1.3  

Elect Director Thomas M. Hagerty

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Right to Call Special Meeting

   SH    Against    For    For
5  

Adopt Policy that Adjust Financial Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Mastercard Incorporated

 

Meeting Date:    06/16/2020   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    84,348     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For
1c  

Elect Director Richard K. Davis

   Mgmt    For    For    For
1d  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1e  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1f  

Elect Director Choon Phong Goh

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Oki Matsumoto

   Mgmt    For    For    For
1i  

Elect Director Youngme Moon

   Mgmt    For    For    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Gabrielle Sulzberger

   Mgmt    For    For    For
1m  

Elect Director Jackson Tai

   Mgmt    For    For    For
1n  

Elect Director Lance Uggla

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Equinix, Inc.

 

Meeting Date:    06/18/2020   Country:    USA   Primary Security ID:    29444U700
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    EQIX
     Shares Voted:    56,973     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas Bartlett

   Mgmt    For    For    For
1.2  

Elect Director Nanci Caldwell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Equinix, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Adaire Fox-Martin

   Mgmt    For    For    For
1.4  

Elect Director Gary Hromadko

   Mgmt    For    For    For
1.5  

Elect Director William Luby

   Mgmt    For    For    For
1.6  

Elect Director Irving Lyons, III

   Mgmt    For    For    For
1.7  

Elect Director Charles Meyers

   Mgmt    For    For    For
1.8  

Elect Director Christopher Paisley

   Mgmt    For    For    For
1.9  

Elect Director Sandra Rivera

   Mgmt    For    For    For
1.10  

Elect Director Peter Van Camp

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Report on Political Contributions

   SH    Against    For    For


IVY LASALLE GLOBAL REAL ESTATE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      2      Approve Final Dividend    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      3      Approve Remuneration Report    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      4      Re-elect Toby Courtauld as Director    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      5      Re-elect Nick Sanderson as Director    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      6      Re-elect Richard Mully as Director    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      7      Re-elect Charles Philipps as Director    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      8      Re-elect Wendy Becker as Director    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      9      Re-elect Nick Hampton as Director    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      10      Re-elect Alison Rose as Director    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      11      Reappoint Deloitte LLP as Auditors    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      12      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      13      Authorise Issue of Equity    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      14      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      15      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      16      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Great Portland Estates Plc

   GPOR    United
Kingdom
   G40712211    G40712211    Annual    04-Jul-19    02-Jul-19    Management      17      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      1a      Elect Director Scott D. Peters    For    For    Yes    No

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      1b      Elect Director W. Bradley Blair, II    For    Against    Yes    Yes

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      1c      Elect Director Vicki U. Booth    For    Against    Yes    Yes

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      1d      Elect Director Maurice J. DeWald    For    Against    Yes    Yes

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      1e      Elect Director Warren D. Fix    For    For    Yes    No

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      1f      Elect Director Peter N. Foss    For    Against    Yes    Yes

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      1g      Elect Director Daniel S. Henson    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      1h      Elect Director Larry L. Mathis    For    Against    Yes    Yes

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      1i      Elect Director Gary T. Wescombe    For    For    Yes    No

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Healthcare Trust of America, Inc.

   HTA    USA    42225P501    42225P501    Annual    09-Jul-19    18-Apr-19    Management      3      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Special    09-Jul-19    07-Jul-19    Management      1      Authorise Issue of Equity without Pre-emptive Rights Pursuant to a Placing    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      2      Approve Remuneration Report    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      3      Approve Final Dividend    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      4      Elect Madeleine Cosgrave as Director    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      5      Elect Christophe Evain as Director    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      6      Re-elect Robert Noel as Director    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      7      Re-elect Martin Greenslade as Director    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      8      Re-elect Colette O’Shea as Director    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      9      Re-elect Christopher Bartram as Director    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      10      Re-elect Edward Bonham Carter as Director    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      11      Re-elect Nicholas Cadbury as Director    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      12      Re-elect Cressida Hogg as Director    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      13      Re-elect Stacey Rauch as Director    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      14      Reappoint Ernst & Young LLP as Auditors    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      15      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      16      Authorise EU Political Donations and Expenditure    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      17      Authorise Issue of Equity    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      18      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      19      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      20      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Land Securities Group Plc

   LAND    United
Kingdom
   G5375M142    G5375M142    Annual    11-Jul-19    09-Jul-19    Management      21      Adopt New Articles of Association    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      2      Approve Remuneration Report    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      3      Approve Final Dividend    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      4      Re-elect Richard Cotton as Director    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      5      Re-elect James Gibson as Director    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      6      Re-elect Georgina Harvey as Director    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      7      Re-elect Steve Johnson as Director    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      8      Re-elect Dr Anna Keay as Director    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      9      Re-elect Adrian Lee as Director    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      10      Re-elect Vince Niblett as Director    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      11      Re-elect John Trotman as Director    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      12      Re-elect Nicholas Vetch as Director    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      13      Reappoint KPMG LLP as Auditors    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      14      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      15      Authorise Issue of Equity    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      16      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      17      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      18      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Big Yellow Group Plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    19-Jul-19    17-Jul-19    Management      19      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      2      Approve Remuneration Report    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      3      Approve Remuneration Policy    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      4      Approve Final Dividend    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      5      Re-elect Simon Carter as Director    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      6      Re-elect Lynn Gladden as Director    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      7      Re-elect Chris Grigg as Director    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      8      Re-elect Alastair Hughes as Director    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      9      Re-elect William Jackson as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      10      Re-elect Nicholas Macpherson as Director    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      11      Re-elect Preben Prebensen as Director    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      12      Re-elect Tim Score as Director    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      13      Re-elect Laura Wade-Gery as Director    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      14      Re-elect Rebecca Worthington as Director    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      15      Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      16      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      17      Authorise EU Political Donations and Expenditure    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      18      Approve Scrip Dividends    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      19      Authorise Issue of Equity    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      20      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      21      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      22      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

The British Land Co. Plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    19-Jul-19    17-Jul-19    Management      23      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      2      Approve Final Dividend    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      3a      Re-elect Daniel Kitchen as Director    For    Against    Yes    Yes

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      3b      Re-elect Kevin Nowlan as Director    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      3c      Re-elect Thomas Edwards-Moss as Director    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      3d      Re-elect Colm Barrington as Director    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      3e      Elect Roisin Brennan as Director    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      3f      Re-elect Stewart Harrington as Director    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      3g      Re-elect Frank Kenny as Director    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      3h      Re-elect Terence O’Rourke as Director    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      4      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      5      Ratify Deloitte as Auditors    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      6      Authorise Issue of Equity    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      7      Approve Remuneration Report    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      8      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      9      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      10      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      11      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      12      Authorise the Company to Determine the Price Range at which Treasury Shares may be Re- issued Off-Market    For    For    Yes    No

Hibernia REIT Plc

   HBRN    Ireland    G4432Z105    G4432Z105    Annual    31-Jul-19    29-Jul-19    Management      13      Approve Reduction of Capital by Cancellation of Share Premium Account    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Special    07-Aug-19    14-Jun-19    Management      1      Amend Declaration of Trust to Add a Foreign Ownership Limit    For    For    Yes    No

Dexus

   DXS    Australia    Q3190P134    Q3190P134    Annual    30-Oct-19    28-Oct-19    Management      1      Approve Remuneration Report    For    For    Yes    No

Dexus

   DXS    Australia    Q3190P134    Q3190P134    Annual    30-Oct-19    28-Oct-19    Management      2      Approve Grant of Performance Rights to Darren Steinberg    For    For    Yes    No

Dexus

   DXS    Australia    Q3190P134    Q3190P134    Annual    30-Oct-19    28-Oct-19    Management      3.1      Elect Mark Ford as Director    For    For    Yes    No

Dexus

   DXS    Australia    Q3190P134    Q3190P134    Annual    30-Oct-19    28-Oct-19    Management      3.2      Elect Nicola Roxon as Director    For    For    Yes    No

Dexus

   DXS    Australia    Q3190P134    Q3190P134    Annual    30-Oct-19    28-Oct-19    Management      4.1      Ratify Past Issuance of Securities to Institutional and Sophisticated Investors    For    For    Yes    No

Dexus

   DXS    Australia    Q3190P134    Q3190P134    Annual    30-Oct-19    28-Oct-19    Management      4.2      Ratify Past Issuance of Exchangeable Notes to Professional and Sophisticated Investors    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      2      Approve Final Dividend    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      3.1a      Elect Kwok Kai-Chun, Geoffrey as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      3.1b      Elect Wu Xiang-Dong as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      3.1c      Elect Kwok Ping-Luen, Raymond as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      3.1d      Elect Wong Chik-Wing, Mike as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      3.1e      Elect Li Ka-Cheung, Eric as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      3.1f      Elect Leung Ko May-Yee, Margaret as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      3.1g      Elect Kwok Kai-Wang, Christopher as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      3.1h      Elect Tung Chi-Ho, Eric as Director    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      3.2      Approve Directors’ Fees    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      4      Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      5      Authorize Repurchase of Issued Share Capital    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      6      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Yes    Yes

Sun Hung Kai Properties Limited

   16    Hong
Kong
   Y82594121    Y82594121    Annual    07-Nov-19    01-Nov-19    Management      7      Authorize Reissuance of Repurchased Shares    For    Against    Yes    Yes

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      2      Approve Final Dividend    For    For    Yes    No

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      3a      Elect Cheng Chi-Kong Adrian as Director    For    For    Yes    No

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      3b      Elect Yeung Ping-Leung, Howard as Director    For    Against    Yes    Yes

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      3c      Elect Ho Hau-Hay, Hamilton as Director    For    For    Yes    No

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      3d      Elect Lee Luen-Wai, John as Director    For    For    Yes    No

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      3e      Elect Cheng Chi-Heng as Director    For    For    Yes    No

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      3f      Elect Au Tak-Cheong as Director    For    For    Yes    No

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      3g      Authorize Board to Fix Remuneration of Directors    For    For    Yes    No

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      4      Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      5      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      6      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Yes    Yes

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Annual    19-Nov-19    11-Nov-19    Management      7      Approve Grant of Options Under the Share Option Scheme    For    Against    Yes    Yes

ORIX JREIT Inc.

   8954    Japan    J8996L102    J8996L102    Special    27-Nov-19    31-Aug-19    Management      1      Amend Articles to Change Japanese Era Year to Western Year    For    For    Yes    No

ORIX JREIT Inc.

   8954    Japan    J8996L102    J8996L102    Special    27-Nov-19    31-Aug-19    Management      2      Elect Executive Director Ozaki, Teruo    For    For    Yes    No

ORIX JREIT Inc.

   8954    Japan    J8996L102    J8996L102    Special    27-Nov-19    31-Aug-19    Management      3      Elect Alternate Executive Director Hattori, Takeshi    For    For    Yes    No

ORIX JREIT Inc.

   8954    Japan    J8996L102    J8996L102    Special    27-Nov-19    31-Aug-19    Management      4.1      Elect Supervisory Director Koike, Toshio    For    For    Yes    No

ORIX JREIT Inc.

   8954    Japan    J8996L102    J8996L102    Special    27-Nov-19    31-Aug-19    Management      4.2      Elect Supervisory Director Hattori, Takeshi    For    For    Yes    No

ORIX JREIT Inc.

   8954    Japan    J8996L102    J8996L102    Special    27-Nov-19    31-Aug-19    Management      4.3      Elect Supervisory Director Kataoka, Ryohei    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Special    10-Dec-19    25-Oct-19    Management      1      Approve Conversion to Publicly Traded Real Estate Investment Trust    For    For    Yes    No

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    12-Dec-19    30-Sep-19    Management      1      Amend Articles to Amend Audit Fee Payment Schedule - Amend Asset Management Compensation    For    For    Yes    No

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    12-Dec-19    30-Sep-19    Management      2      Elect Executive Director Uchida, Akio    For    For    Yes    No

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    12-Dec-19    30-Sep-19    Management      3      Elect Alternate Executive Director Ishiyama, Makoto    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    12-Dec-19    30-Sep-19    Management      4.1      Elect Supervisory Director Natori, Katsuya    For    For    Yes    No

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    12-Dec-19    30-Sep-19    Management      4.2      Elect Supervisory Director Morita, Yasuhiro    For    Against    Yes    Yes

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    27-Jan-20    31-Oct-19    Management      1      Amend Articles to Amend Asset Management Compensation    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    27-Jan-20    31-Oct-19    Management      2      Elect Executive Director Takeda, Jiro    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    27-Jan-20    31-Oct-19    Management      3      Elect Alternate Executive Director Momoi, Hiroaki    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    27-Jan-20    31-Oct-19    Management      4.1      Elect Supervisory Director Toba, Shiro    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    27-Jan-20    31-Oct-19    Management      4.2      Elect Supervisory Director Morishima, Yoshihiro    For    Against    Yes    Yes

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    27-Jan-20    31-Oct-19    Management      4.3      Elect Supervisory Director Seki, Takahiro    For    For    Yes    No

Nippon Healthcare Investment Corp.

   3308    Japan    J53917100    J53917100    Special    04-Feb-20    13-Dec-19    Management      1      Approve Merger Agreement with Japan Rental Housing Investments, Inc.    For    For    Yes    No

Nippon Healthcare Investment Corp.

   3308    Japan    J53917100    J53917100    Special    04-Feb-20    13-Dec-19    Management      2      Terminate Asset Management Contract    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      2      Approve Remuneration Report    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      3      Approve Remuneration Policy    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      4      Approve Final Dividend    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      5      Re-elect Mark Clare as Director    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      6      Re-elect Helen Gordon as Director    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      7      Re-elect Vanessa Simms as Director    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      8      Re-elect Andrew Carr-Locke as Director    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      9      Re-elect Rob Wilkinson as Director    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      10      Re-elect Justin Read as Director    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      11      Elect Janette Bell as Director    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      12      Reappoint KPMG LLP as Auditors    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      13      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      14      Authorise Issue of Equity    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      15      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      16      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      17      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      18      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      19      Authorise EU Political Donations and Expenditure    For    For    Yes    No

Grainger Plc

   GRI    United
Kingdom
   G40432117    G40432117    Annual    05-Feb-20    03-Feb-20    Management      20      Amend Long-Term Incentive Plan    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Special    27-Feb-20    07-Jan-20    Management      1      Issue Shares in Connection with Acquisition    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Special    27-Feb-20    07-Jan-20    Management      2      Adjourn Meeting    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      2      Approve Remuneration Report    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      3      Reappoint Deloitte LLP as Auditors    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      4      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      5      Approve Final Dividend    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      6      Elect David Hearn as Director    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      7      Re-elect Frederic Vecchioli as Director    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      8      Re-elect Andy Jones as Director    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      9      Re-elect Ian Krieger as Director    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      10      Re-elect Joanne Kenrick as Director    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      11      Re-elect Claire Balmforth as Director    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      12      Re-elect Bill Oliver as Director    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      13      Approve Remuneration Policy    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      14      Approve Long Term Incentive Plan    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      15      Authorise EU Political Donations and Expenditure    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      16      Authorise Issue of Equity    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      17      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      18      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Safestore Holdings Plc

   SAFE    United
Kingdom
   G77733106    G77733106    Annual    18-Mar-20    16-Mar-20    Management      19      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Star Asia Investment Corp.

   3468    Japan    J76639103    J76639103    Special    31-Mar-20    31-Jan-20    Management      1      Approve Merger Agreement with Sakura Sogo REIT Investment Corp.    For    For    Yes    No

Star Asia Investment Corp.

   3468    Japan    J76639103    J76639103    Special    31-Mar-20    31-Jan-20    Management      2      Amend Articles to Clarify Language concerning Asset Management Compensation    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.1      Elect Director Ronald L. Havner, Jr.    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.2      Elect Director Tamara Hughes Gustavson    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.3      Elect Director Uri P. Harkham    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.4      Elect Director Leslie S. Heisz    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.5      Elect Director B. Wayne Hughes, Jr.    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.6      Elect Director Avedick B. Poladian    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.7      Elect Director Gary E. Pruitt    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.8      Elect Director John Reyes    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.9      Elect Director Joseph D. Russell, Jr.    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.10      Elect Director Tariq M. Shaukat    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.11      Elect Director Ronald P. Spogli    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      1.12      Elect Director Daniel C. Staton    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    21-Apr-20    28-Feb-20    Management      3      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      2      Approve Final Dividend    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      3      Approve Remuneration Report    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      4      Re-elect Gerald Corbett as Director    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      5      Re-elect Mary Barnard as Director    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      6      Re-elect Sue Clayton as Director    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      7      Re-elect Soumen Das as Director    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      8      Re-elect Carol Fairweather as Director    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      9      Re-elect Christopher Fisher as Director    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      10      Re-elect Andy Gulliford as Director    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      11      Re-elect Martin Moore as Director    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      12      Re-elect David Sleath as Director    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      13      Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      14      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      15      Authorise EU Political Donations and Expenditure    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      16      Authorise Issue of Equity    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      17      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      18      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      19      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      20      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

SEGRO Plc

   SGRO    United
Kingdom
   G80277141    G80277141    Annual    21-Apr-20    17-Apr-20    Management      21      Adopt New Articles of Association    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      1      Approve Financial Statements and Statutory Reports    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      3      Approve Transfer of Asset Revaluation Gap to Corresponding Reserves Account    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      4      Approve Allocation of Income and Dividends of EUR 5.30 per Share    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      5      Approve Stock Dividend Program Re: FY 2020    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      6      Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      7      Approve Compensation of Corporate Officers    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      8      Approve Compensation of Chairman of the Board    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Speci    23-Apr-20    21-Apr-20    Management      9      Approve Compensation of CEO    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      10      Approve Remuneration Policy of Directors    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      11      Approve Remuneration Policy of Chairman of the Board    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      12      Approve Remuneration Policy of CEO    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      13      Ratify Appointment of Jerome Brunel as Censor    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      14      Reelect Ines Reinmann Toper as Director    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      15      Reelect Claude Gendron as Director    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Speci    23-Apr-20    21-Apr-20    Management       16 Elect Jerome Brunel as Director    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      17      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      18      Approve Spin-Off Agreement with GEC 25    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      19      Amend Article 7 of Bylaws Re: Shares    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      20      Amend Article 9 of Bylaws Re: Shareholding Disclosure Thresholds    For    Against    Yes    Yes

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      21      Amend Article 19 of Bylaws Re: Remuneration of Directors, Censors, Chairman of the Board, CEO and Vice-CEO    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      22      Amend Article 23 of Bylaws Re: Allocation of Income    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      23      Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      24      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      25      Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      26      Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      27      Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      28      Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      29      Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      30      Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      31      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      32      Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      33      Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No

Gecina SA

   GFC    France    F4268U171    F4268U171    Annual/Special    23-Apr-20    21-Apr-20    Management      34      Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      1A      Elect Director Thomas J. Baltimore, Jr.    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      1B      Elect Director Gordon M. Bethune    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      1C      Elect Director Patricia M. Bedient    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      1D      Elect Director Thomas D. Eckert    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      1E      Elect Director Geoffrey M. Garrett    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      1F      Elect Director Christie B. Kelly    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      1G      Elect Director Joseph I. Lieberman    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      1H      Elect Director Thomas A. Natelli    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      1I      Elect Director Timothy J. Naughton    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      1J      Elect Director Stephen I. Sadove    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Park Hotels & Resorts Inc.

   PK    USA    700517105    700517105    Annual    24-Apr-20    02-Mar-20    Management      3      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

ITOCHU Advance Logistics Investment Corp.

   3493    Japan    J25034109    J25034109    Special    28-Apr-20    31-Jan-20    Management      1      Amend Articles to Amend Asset Management Compensation    For    For    Yes    No

ITOCHU Advance Logistics Investment Corp.

   3493    Japan    J25034109    J25034109    Special    28-Apr-20    31-Jan-20    Management      2      Elect Executive Director Shoji, Junichi    For    For    Yes    No

ITOCHU Advance Logistics Investment Corp.

   3493    Japan    J25034109    J25034109    Special    28-Apr-20    31-Jan-20    Management      3.1      Elect Alternate Executive Director Yoshida, Keiichi    For    For    Yes    No

ITOCHU Advance Logistics Investment Corp.

   3493    Japan    J25034109    J25034109    Special    28-Apr-20    31-Jan-20    Management      3.2      Elect Alternate Executive Director Okubo, Akihiko    For    For    Yes    No

ITOCHU Advance Logistics Investment Corp.

   3493    Japan    J25034109    J25034109    Special    28-Apr-20    31-Jan-20    Management      4.1      Elect Supervisory Director Toyama, Soichi    For    For    Yes    No

ITOCHU Advance Logistics Investment Corp.

   3493    Japan    J25034109    J25034109    Special    28-Apr-20    31-Jan-20    Management      4.2      Elect Supervisory Director Dai, Tsuyoshi    For    For    Yes    No

ITOCHU Advance Logistics Investment Corp.

   3493    Japan    J25034109    J25034109    Special    28-Apr-20    31-Jan-20    Management      5      Elect Alternate Supervisory Director Shimamura, Kazuya    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1a      Elect Director John P. Case    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1b      Elect Director James B. Connor    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1c      Elect Director Ngaire E. Cuneo    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1d      Elect Director Charles R. Eitel    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1e      Elect Director Tamara D. Fischer    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1f      Elect Director Norman K. Jenkins    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1g      Elect Director Melanie R. Sabelhaus    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1h      Elect Director Peter M. Scott, III    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1i      Elect Director David P. Stockert    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1j      Elect Director Chris T. Sultemeier    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1k      Elect Director Michael E. Szymanczyk    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1l      Elect Director Warren M. Thompson    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      1m      Elect Director Lynn C. Thurber    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    29-Apr-20    20-Feb-20    Management      3      Ratify KPMG LLP as Auditors    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1a      Elect Director Hamid R. Moghadam    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1b      Elect Director Cristina G. Bita    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1c      Elect Director George L. Fotiades    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1d      Elect Director Lydia H. Kennard    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1e      Elect Director Irving F. Lyons, III    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1f      Elect Director Avid Modjtabai    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1g      Elect Director David P. O’Connor    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1h      Elect Director Olivier Piani    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1i      Elect Director Jeffrey L. Skelton    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1j      Elect Director Carl B. Webb    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      1k      Elect Director William D. Zollars    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      3      Approve Omnibus Stock Plan    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      4      Increase Authorized Common Stock    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    29-Apr-20    06-Mar-20    Management      5      Ratify KPMG LLP as Auditors    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1a      Elect Director Martin E. Stein, Jr.    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1b      Elect Director Joseph F. Azrack    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1c      Elect Director Bryce Blair    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1d      Elect Director C. Ronald Blankenship    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1e      Elect Director Deirdre J. Evens    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1f      Elect Director Thomas W. Furphy    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1g      Elect Director Karin M. Klein    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1h      Elect Director Peter D. Linneman    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1i      Elect Director David P. O’Connor    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1j      Elect Director Lisa Palmer    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      1k      Elect Director Thomas G. Wattles    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-20    09-Mar-20    Management      3      Ratify KPMG LLP as Auditors    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      1      Receive Board’s and Auditor’s Reports          Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      3      Approve Financial Statements and Statutory Reports    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      4      Approve Allocation of Income and Dividends    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      5      Approve Discharge of Directors    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      6      Approve Share Repurchase    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      7.1      Reelect Ronald L. Havner, Jr. as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      7.2      Reelect Marc Oursin as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      7.3      Reelect Z. Jamie Behar as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      7.4      Reelect Daniel C. Staton as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      7.5      Reelect Olivier Faujour as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      7.6      Reelect Frank Fiskers as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      7.7      Reelect Ian Marcus as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      7.8      Reelect Padraig McCarthy as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      7.9      Reelect Isabelle Moins as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      7.10      Reelect Muriel de Lathouwer as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      8      Elect Everett Miller III as Director    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      9      Renew Appointment of Auditor    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      10      Approve Remuneration Policy    For    For    Yes    No

Shurgard Self Storage SA

   SHUR    Luxembourg    L8230B107    L8230B107    Annual    29-Apr-20    15-Apr-20    Management      11      Approve Remuneration Report    For    For    Yes    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      1      Open Meeting; Registration of Attending Shareholders and Proxies          No    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      2      Elect Chairman of Meeting    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      3      Designate Inspector(s) of Minutes of Meeting    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      4      Approve Notice of Meeting and Agenda    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      5      Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Total Dividends of NOK 4.70 Per Share    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      6      Authorize Board to Distribute Dividends    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      7      Discuss Company’s Corporate Governance Statement          No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      8a      Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory)    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      8b      Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      9      Authorize Share Repurchase Program    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      10      Approve Equity Plan Financing Through Repurchase of Shares    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      11      Approve Creation of NOK 18.2 Million Pool of Capital without Preemptive Rights    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      12      Approve Remuneration of Auditors    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      13a      Approve Remuneration of Directors    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      13b      Approve Remuneration of Audit Committee    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      13c      Approve Remuneration of Compensation Committee    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      14a      Reelect Siri Hatlen as Director    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      14b      Reelect Kjell Bjordal as Director    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      14c      Reelect Camilla AC Tepfers as Director    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      14d      Reelect Widar Salbuvik as Director    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      14e      Elect Benedicte Schilbred Fasmer as New Director    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      15      Elect Torkel Storflor Halmo as New Member of Nominating Committee    For    Do Not Vote    No    No

Entra ASA

   ENTRA    Norway    R2R8A2105    R2R8A2105    Annual    30-Apr-20       Management      16      Approve Remuneration of Nominating Committee    For    Do Not Vote    No    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    30-Apr-20    03-Mar-20    Management      1A      Elect Director John V. Arabia    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    30-Apr-20    03-Mar-20    Management      1B      Elect Director W. Blake Baird    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    30-Apr-20    03-Mar-20    Management      1C      Elect Director Andrew Batinovich    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    30-Apr-20    03-Mar-20    Management      1D      Elect Director Monica Digilio    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    30-Apr-20    03-Mar-20    Management      1E      Elect Director Thomas A. Lewis, Jr.    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    30-Apr-20    03-Mar-20    Management      1F      Elect Director Murray J. McCabe    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    30-Apr-20    03-Mar-20    Management      1G      Elect Director Douglas M. Pasquale    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    30-Apr-20    03-Mar-20    Management      1H      Elect Director Keith P. Russell    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    30-Apr-20    03-Mar-20    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    30-Apr-20    03-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

VICI Properties Inc.

   VICI    USA    925652109    925652109    Annual    30-Apr-20    02-Mar-20    Management      1a      Elect Director James R. Abrahamson    For    For    Yes    No

VICI Properties Inc.

   VICI    USA    925652109    925652109    Annual    30-Apr-20    02-Mar-20    Management      1b      Elect Director Diana F. Cantor    For    For    Yes    No

VICI Properties Inc.

   VICI    USA    925652109    925652109    Annual    30-Apr-20    02-Mar-20    Management      1c      Elect Director Monica H. Douglas    For    For    Yes    No

VICI Properties Inc.

   VICI    USA    925652109    925652109    Annual    30-Apr-20    02-Mar-20    Management      1d      Elect Director Elizabeth I. Holland    For    For    Yes    No

VICI Properties Inc.

   VICI    USA    925652109    925652109    Annual    30-Apr-20    02-Mar-20    Management      1e      Elect Director Craig Macnab    For    For    Yes    No

VICI Properties Inc.

   VICI    USA    925652109    925652109    Annual    30-Apr-20    02-Mar-20    Management      1f      Elect Director Edward B. Pitoniak    For    For    Yes    No

VICI Properties Inc.

   VICI    USA    925652109    925652109    Annual    30-Apr-20    02-Mar-20    Management      1g      Elect Director Michael D. Rumbolz    For    For    Yes    No

VICI Properties Inc.

   VICI    USA    925652109    925652109    Annual    30-Apr-20    02-Mar-20    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

VICI Properties Inc.

   VICI    USA    925652109    925652109    Annual    30-Apr-20    02-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

VICI Properties Inc.

   VICI    USA    925652109    925652109    Annual    30-Apr-20    02-Mar-20    Management      4      Eliminate Supermajority Vote Requirement    For    For    Yes    No

Welltower Inc.

   WELL    USA    95040Q104    95040Q104    Annual    30-Apr-20    03-Mar-20    Management      1a      Elect Director Kenneth J. Bacon    For    For    Yes    No

Welltower Inc.

   WELL    USA    95040Q104    95040Q104    Annual    30-Apr-20    03-Mar-20    Management      1b      Elect Director Thomas J. DeRosa    For    For    Yes    No

Welltower Inc.

   WELL    USA    95040Q104    95040Q104    Annual    30-Apr-20    03-Mar-20    Management      1c      Elect Director Karen B. DeSalvo    For    For    Yes    No

Welltower Inc.

   WELL    USA    95040Q104    95040Q104    Annual    30-Apr-20    03-Mar-20    Management      1d      Elect Director Jeffrey H. Donahue    For    For    Yes    No

Welltower Inc.

   WELL    USA    95040Q104    95040Q104    Annual    30-Apr-20    03-Mar-20    Management      1e      Elect Director Sharon M. Oster    For    For    Yes    No

Welltower Inc.

   WELL    USA    95040Q104    95040Q104    Annual    30-Apr-20    03-Mar-20    Management      1f      Elect Director Sergio D. Rivera    For    For    Yes    No

Welltower Inc.

   WELL    USA    95040Q104    95040Q104    Annual    30-Apr-20    03-Mar-20    Management      1g      Elect Director Johnese M. Spisso    For    For    Yes    No

Welltower Inc.

   WELL    USA    95040Q104    95040Q104    Annual    30-Apr-20    03-Mar-20    Management      1h      Elect Director Kathryn M. Sullivan    For    For    Yes    No

Welltower Inc.

   WELL    USA    95040Q104    95040Q104    Annual    30-Apr-20    03-Mar-20    Management      2      Ratify Ernst & Young LLP as Auditor    For    For    Yes    No

Welltower Inc.

   WELL    USA    95040Q104    95040Q104    Annual    30-Apr-20    03-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Agree Realty Corporation

   ADC    USA    008492100    008492100    Annual    05-May-20    06-Mar-20    Management      1.1      Elect Director Merrie S. Frankel    For    For    Yes    No

Agree Realty Corporation

   ADC    USA    008492100    008492100    Annual    05-May-20    06-Mar-20    Management      1.2      Elect Director Farris G. Kalil    For    For    Yes    No

Agree Realty Corporation

   ADC    USA    008492100    008492100    Annual    05-May-20    06-Mar-20    Management      1.3      Elect Director Simon Leopold    For    For    Yes    No

Agree Realty Corporation

   ADC    USA    008492100    008492100    Annual    05-May-20    06-Mar-20    Management      1.4      Elect Director William S. Rubenfaer    For    For    Yes    No

Agree Realty Corporation

   ADC    USA    008492100    008492100    Annual    05-May-20    06-Mar-20    Management      2      Ratify Grant Thornton LLP as Auditors    For    For    Yes    No

Agree Realty Corporation

   ADC    USA    008492100    008492100    Annual    05-May-20    06-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Agree Realty Corporation

   ADC    USA    008492100    008492100    Annual    05-May-20    06-Mar-20    Management      4      Approve Omnibus Stock Plan    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    06-May-20    16-Mar-20    Management      1.1      Elect Director Jon E. Bortz    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    06-May-20    16-Mar-20    Management      1.2      Elect Director David W. Faeder    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    06-May-20    16-Mar-20    Management      1.3      Elect Director Elizabeth I. Holland    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    06-May-20    16-Mar-20    Management      1.4      Elect Director Mark S. Ordan    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    06-May-20    16-Mar-20    Management      1.5      Elect Director Gail P. Steinel    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    06-May-20    16-Mar-20    Management      1.6      Elect Director Joseph S. Vassalluzzo    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    06-May-20    16-Mar-20    Management      1.7      Elect Director Donald C. Wood    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    06-May-20    16-Mar-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    06-May-20    16-Mar-20    Management      3      Approve Omnibus Stock Plan    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    06-May-20    16-Mar-20    Management      4      Ratify Grant Thornton LLP as Auditors    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      1.1      Elect Director Peter E. Baccile    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      1.2      Elect Director Teresa Bryce Bazemore    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      1.3      Elect Director Matthew S. Dominski    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      1.4      Elect Director Bruce W. Duncan    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      1.5      Elect Director H. Patrick Hackett, Jr.    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      1.6      Elect Director Denise A. Olsen    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      1.7      Elect Director John Rau    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      1.8      Elect Director L. Peter Sharpe    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      2      Amend Omnibus Stock Plan    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      4      Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

First Industrial Realty Trust, Inc.

   FR    USA    32054K103    32054K103    Annual    06-May-20    12-Mar-20    Management      5      Other Business    For    Against    Yes    Yes

Wharf Real Estate Investment Company Limited

   1997    Cayman
Islands
   G9593A104    G9593A104    Annual    07-May-20    29-Apr-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Wharf Real Estate Investment Company Limited

   1997    Cayman
Islands
   G9593A104    G9593A104    Annual    07-May-20    29-Apr-20    Management      2a      Elect Kevin Chung Ying Hui as Director    For    For    Yes    No

Wharf Real Estate Investment Company Limited

   1997    Cayman
Islands
   G9593A104    G9593A104    Annual    07-May-20    29-Apr-20    Management      2b      Elect Alexander Siu Kee Au as Director    For    For    Yes    No

Wharf Real Estate Investment Company Limited

   1997    Cayman
Islands
   G9593A104    G9593A104    Annual    07-May-20    29-Apr-20    Management      2c      Elect Richard Gareth Williams as Director    For    For    Yes    No

Wharf Real Estate Investment Company Limited

   1997    Cayman
Islands
   G9593A104    G9593A104    Annual    07-May-20    29-Apr-20    Management      2d      Elect Eng Kiong Yeoh as Director    For    For    Yes    No

Wharf Real Estate Investment Company Limited

   1997    Cayman
Islands
   G9593A104    G9593A104    Annual    07-May-20    29-Apr-20    Management      3      Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Wharf Real Estate Investment Company Limited

   1997    Cayman
Islands
   G9593A104    G9593A104    Annual    07-May-20    29-Apr-20    Management      4      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Wharf Real Estate Investment Company Limited

   1997    Cayman
Islands
   G9593A104    G9593A104    Annual    07-May-20    29-Apr-20    Management      5      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Wharf Real Estate Investment Company Limited

   1997    Cayman
Islands
   G9593A104    G9593A104    Annual    07-May-20    29-Apr-20    Management      6      Authorize Reissuance of Repurchased Shares    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      1a      Elect Director Glyn F. Aeppel    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      1b      Elect Director Terry S. Brown    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      1c      Elect Director Alan B. Buckelew    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      1d      Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      1e      Elect Director Stephen P. Hills    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      1f      Elect Director Richard J. Lieb    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      1g      Elect Director Timothy J. Naughton    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      1h      Elect Director H. Jay Sarles    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      1i      Elect Director Susan Swanezy    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      1j      Elect Director W. Edward Walter    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    12-May-20    16-Mar-20    Management      4      Eliminate Supermajority Vote Requirement for Future Charter Amendments and Other Extraordinary Actions    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    12-May-20    13-Mar-20    Management      1.1      Elect Director Piero Bussani    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    12-May-20    13-Mar-20    Management      1.2      Elect Director Dorothy Dowling    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    12-May-20    13-Mar-20    Management      1.3      Elect Director John W. Fain    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    12-May-20    13-Mar-20    Management      1.4      Elect Director Marianne M. Keler    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    12-May-20    13-Mar-20    Management      1.5      Elect Director Christopher P. Marr    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    12-May-20    13-Mar-20    Management      1.6      Elect Director Deborah R. Salzberg    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    12-May-20    13-Mar-20    Management      1.7      Elect Director John F. Remondi    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    12-May-20    13-Mar-20    Management      1.8      Elect Director Jeffrey F. Rogatz    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    12-May-20    13-Mar-20    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    12-May-20    13-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      1.1      Elect Director Keith R. Guericke    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      1.2      Elect Director Maria R. Hawthorne    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      1.3      Elect Director Amal M. Johnson    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      1.4      Elect Director Mary Kasaris    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      1.5      Elect Director Irving F. Lyons, III    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      1.6      Elect Director George M. Marcus    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      1.7      Elect Director Thomas E. Robinson    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      1.8      Elect Director Michael J. Schall    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      1.9      Elect Director Byron A. Scordelis    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      2      Ratify KPMG LLP as Auditor    For    For    Yes    No

Essex Property Trust, Inc.

   ESS    USA    297178105    297178105    Annual    12-May-20    27-Feb-20    Management      3     

Advisory Vote to Ratify Named

Executive Officers’ Compensation

   For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      1.1      Elect Director Charles A. Anderson    For    For    Yes    No

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      1.2      Elect Director Gene H. Anderson    For    For    Yes    No

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      1.3      Elect Director Thomas P. Anderson    For    For    Yes    No

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      1.4      Elect Director Carlos E. Evans    For    For    Yes    No

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      1.5      Elect Director David J. Hartzell    For    For    Yes    No

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      1.6      Elect Director Sherry A. Kellett    For    For    Yes    No

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      1.7      Elect Director Theodore J. Klinck    For    For    Yes    No

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      1.8      Elect Director Anne H. Lloyd    For    For    Yes    No

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Highwoods Properties, Inc.

   HIW    USA    431284108    431284108    Annual    12-May-20    10-Mar-20    Management      4      Approve Non-Qualified Employee Stock Purchase Plan    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    12-May-20    13-Mar-20    Management      1.1      Elect Director Pamela K. Beall    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    12-May-20    13-Mar-20    Management      1.2      Elect Director Steven D. Cosler    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    12-May-20    13-Mar-20    Management      1.3      Elect Director Don DeFosset    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    12-May-20    13-Mar-20    Management      1.4      Elect Director David M. Fick    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    12-May-20    13-Mar-20    Management      1.5      Elect Director Edward J. Fritsch    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    12-May-20    13-Mar-20    Management      1.6      Elect Director Kevin B. Habicht    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    12-May-20    13-Mar-20    Management      1.7      Elect Director Betsy D. Holden    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    12-May-20    13-Mar-20    Management      1.8      Elect Director Julian E. Whitehurst    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    12-May-20    13-Mar-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    12-May-20    13-Mar-20    Management      3      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      1a      Elect Director Kathleen R. Allen    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      1b      Elect Director A. Larry Chapman    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      1c      Elect Director Reginald H. Gilyard    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      1d      Elect Director Priya Cherian Huskins    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      1e      Elect Director Christie B. Kelly    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      1f      Elect Director Gerardo I. Lopez    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      1g      Elect Director Michael D. McKee    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      1h      Elect Director Gregory T. McLaughlin    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      1i      Elect Director Ronald L. Merriman    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      1j      Elect Director Sumit Roy    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

Realty Income Corporation

   O    USA    756109104    756109104    Annual    12-May-20    12-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      1a      Elect Director Glyn F. Aeppel    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      1b      Elect Director Larry C. Glasscock    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      1c      Elect Director Karen N. Horn    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      1d      Elect Director Allan Hubbard    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      1e      Elect Director Reuben S. Leibowitz    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      1f      Elect Director Gary M. Rodkin    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      1g      Elect Director Stefan M. Selig    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      1h      Elect Director Daniel C. Smith    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      1i      Elect Director J. Albert Smith, Jr.    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      1j      Elect Director Marta R. Stewart    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    12-May-20    16-Mar-20    Management      3      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

SITE Centers Corp.

   SITC    USA    82981J109    82981J109    Annual    12-May-20    20-Mar-20    Management      1.1      Elect Director Linda B. Abraham    For    For    Yes    No

SITE Centers Corp.

   SITC    USA    82981J109    82981J109    Annual    12-May-20    20-Mar-20    Management      1.2      Elect Director Terrance R. Ahern    For    For    Yes    No

SITE Centers Corp.

   SITC    USA    82981J109    82981J109    Annual    12-May-20    20-Mar-20    Management      1.3      Elect Director Jane E. DeFlorio    For    For    Yes    No

SITE Centers Corp.

   SITC    USA    82981J109    82981J109    Annual    12-May-20    20-Mar-20    Management      1.4      Elect Director Thomas Finne    For    For    Yes    No

SITE Centers Corp.

   SITC    USA    82981J109    82981J109    Annual    12-May-20    20-Mar-20    Management      1.5      Elect Director David R. Lukes    For    For    Yes    No

SITE Centers Corp.

   SITC    USA    82981J109    82981J109    Annual    12-May-20    20-Mar-20    Management      1.6      Elect Director Victor B. MacFarlane    For    For    Yes    No

SITE Centers Corp.

   SITC    USA    82981J109    82981J109    Annual    12-May-20    20-Mar-20    Management      1.7      Elect Director Alexander Otto    For    For    Yes    No

SITE Centers Corp.

   SITC    USA    82981J109    82981J109    Annual    12-May-20    20-Mar-20    Management      1.8      Elect Director Dawn M. Sweeney    For    For    Yes    No

SITE Centers Corp.

   SITC    USA    82981J109    82981J109    Annual    12-May-20    20-Mar-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

SITE Centers Corp.

   SITC    USA    82981J109    82981J109    Annual    12-May-20    20-Mar-20    Management      3      Ratify PricewaterhouseCoopers LLP as Auditor    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      1      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      2      Approve Increase in Number of Trustees from Nine to Ten    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      3.1      Elect Trustee Luc Bachand    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      3.2      Elect Trustee Christine Beaubien    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      3.3      Elect Trustee Paul D. Campbell    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      3.4      Elect Trustee Mitchell Cohen    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      3.5      Elect Trustee Sylvain Cossette    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      3.6      Elect Trustee Zachary R. George    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      3.7      Elect Trustee Johanne Lepine    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      3.8      Elect Trustee Michel Theroux    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      3.9      Elect Trustee Rene Tremblay    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      3.10      Elect Trustee Karen Laflamme    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      4      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      5      Amend Contract of Trust Re: Unit Distribution    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      6      Amend Contract of Trust Re: Investment Guidelines    For    For    Yes    No

Cominar Real Estate Investment Trust

   CUF.UN    Canada    199910100    199910100    Annual/Special    13-May-20    31-Mar-20    Management      7      Approve Unitholders Rights Plan    For    For    Yes    No

The GPT Group

   GPT    Australia    Q4252X155    Q4252X155    Annual    13-May-20    11-May-20    Management      1      Elect Gene Tilbrook as Director    For    For    Yes    No

The GPT Group

   GPT    Australia    Q4252X155    Q4252X155    Annual    13-May-20    11-May-20    Management      2      Elect Mark Menhinnitt as Director    For    For    Yes    No

The GPT Group

   GPT    Australia    Q4252X155    Q4252X155    Annual    13-May-20    11-May-20    Management      3      Approve Remuneration Report    For    For    Yes    No

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      2      Approve Final Dividend    For    For    Yes    No

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      3.1      Elect Li Tzar Kuoi, Victor as Director    For    For    Yes    No

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      3.2      Elect Chiu Kwok Hung, Justin as Director    For    Against    Yes    Yes

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      3.3      Elect Cheong Ying Chew, Henry as Director    For    For    Yes    No

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      3.4      Elect Hung Siu-lin, Katherine as Director    For    For    Yes    No

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      3.5      Elect Colin Stevens Russel as Director    For    For    Yes    No

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      4      Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      5.1      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      5.2      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

CK Asset Holdings Limited

   1113    Cayman
Islands
   G2177B101    G2177B101    Annual    14-May-20    08-May-20    Management      6      Amend Articles of Association    For    For    Yes    No

SBA Communications Corporation

   SBAC    USA    78410G104    78410G104    Annual    14-May-20    12-Mar-20    Management      1.1      Elect Director Steven E. Bernstein    For    For    Yes    No

SBA Communications Corporation

   SBAC    USA    78410G104    78410G104    Annual    14-May-20    12-Mar-20    Management      1.2      Elect Director Duncan H. Cocroft    For    For    Yes    No

SBA Communications Corporation

   SBAC    USA    78410G104    78410G104    Annual    14-May-20    12-Mar-20    Management      1.3      Elect Director Fidelma Russo    For    For    Yes    No

SBA Communications Corporation

   SBAC    USA    78410G104    78410G104    Annual    14-May-20    12-Mar-20    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

SBA Communications Corporation

   SBAC    USA    78410G104    78410G104    Annual    14-May-20    12-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

SBA Communications Corporation

   SBAC    USA    78410G104    78410G104    Annual    14-May-20    12-Mar-20    Management      4      Approve Omnibus Stock Plan    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      1.1      Elect Director Steven Roth    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      1.2      Elect Director Candace K. Beinecke    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      1.3      Elect Director Michael D. Fascitelli    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      1.4      Elect Director Beatrice Hamza Bassey    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      1.5      Elect Director William W. Helman, IV    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      1.6      Elect Director David M. Mandelbaum    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      1.7      Elect Director Mandakini Puri    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      1.8      Elect Director Daniel R. Tisch    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      1.9      Elect Director Richard R. West    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      1.10      Elect Director Russell B. Wight, Jr.    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    14-May-20    16-Mar-20    Management      4      Amend Omnibus Stock Plan    For    Against    Yes    Yes

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      2      Approve Remuneration Policy    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      3      Approve Remuneration Report    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      4      Approve Final Dividend    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      5      Re-elect John Burns as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      6      Re-elect Claudia Arney as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      7      Re-elect Lucinda Bell as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      8      Re-elect Richard Dakin as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      9      Re-elect Simon Fraser as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      10      Re-elect Nigel George as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      11      Re-elect Helen Gordon as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      12      Re-elect Simon Silver as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      13      Re-elect David Silverman as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      14      Re-elect Cilla Snowball as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      15      Re-elect Paul Williams as Director    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      16      Re-elect Damian Wisniewski as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      17      Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      18      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      19      Authorise Issue of Equity    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      20      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      21      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      22      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Derwent London Plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    15-May-20    13-May-20    Management      23      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      1      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      2a      Elect Director Melody C. Barnes    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      2b      Elect Director Debra A. Cafaro    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      2c      Elect Director Jay M. Gellert    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      2d      Elect Director Richard I. Gilchrist    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      2e      Elect Director Matthew J. Lustig    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      2f      Elect Director Roxanne M. Martino    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      2g      Elect Director Sean P. Nolan    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      2h      Elect Director Walter C. Rakowich    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      2i      Elect Director Robert D. Reed    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      2j      Elect Director James D. Shelton    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-20    20-Mar-20    Management      3      Ratify KPMG LLP as Auditors    For    For    Yes    No

Kilroy Realty Corporation

   KRC    USA    49427F108    49427F108    Annual    19-May-20    06-Mar-20    Management      1a      Elect Director John Kilroy    For    For    Yes    No

Kilroy Realty Corporation

   KRC    USA    49427F108    49427F108    Annual    19-May-20    06-Mar-20    Management      1b      Elect Director Edward Brennan    For    For    Yes    No

Kilroy Realty Corporation

   KRC    USA    49427F108    49427F108    Annual    19-May-20    06-Mar-20    Management      1c      Elect Director Jolie Hunt    For    For    Yes    No

Kilroy Realty Corporation

   KRC    USA    49427F108    49427F108    Annual    19-May-20    06-Mar-20    Management      1d      Elect Director Scott Ingraham    For    For    Yes    No

Kilroy Realty Corporation

   KRC    USA    49427F108    49427F108    Annual    19-May-20    06-Mar-20    Management      1e      Elect Director Gary Stevenson    For    For    Yes    No

Kilroy Realty Corporation

   KRC    USA    49427F108    49427F108    Annual    19-May-20    06-Mar-20    Management      1f      Elect Director Peter Stoneberg    For    For    Yes    No

Kilroy Realty Corporation

   KRC    USA    49427F108    49427F108    Annual    19-May-20    06-Mar-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

Kilroy Realty Corporation

   KRC    USA    49427F108    49427F108    Annual    19-May-20    06-Mar-20    Management      3      Amend Omnibus Stock Plan    For    For    Yes    No

Kilroy Realty Corporation

   KRC    USA    49427F108    49427F108    Annual    19-May-20    06-Mar-20    Management      4      Increase Authorized Common Stock    For    For    Yes    No

Kilroy Realty Corporation

   KRC    USA    49427F108    49427F108    Annual    19-May-20    06-Mar-20    Management      5      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Pebblebrook Hotel Trust

   PEB    USA    70509V100    70509V100    Annual    19-May-20    20-Mar-20    Management      1a      Elect Director Jon E. Bortz    For    For    Yes    No

Pebblebrook Hotel Trust

   PEB    USA    70509V100    70509V100    Annual    19-May-20    20-Mar-20    Management      1b      Elect Director Cydney C. Donnell    For    For    Yes    No

Pebblebrook Hotel Trust

   PEB    USA    70509V100    70509V100    Annual    19-May-20    20-Mar-20    Management      1c      Elect Director Ron E. Jackson    For    For    Yes    No

Pebblebrook Hotel Trust

   PEB    USA    70509V100    70509V100    Annual    19-May-20    20-Mar-20    Management      1d      Elect Director Phillip M. Miller    For    For    Yes    No

Pebblebrook Hotel Trust

   PEB    USA    70509V100    70509V100    Annual    19-May-20    20-Mar-20    Management      1e      Elect Director Michael J. Schall    For    For    Yes    No

Pebblebrook Hotel Trust

   PEB    USA    70509V100    70509V100    Annual    19-May-20    20-Mar-20    Management      1f      Elect Director Bonny W. Simi    For    For    Yes    No

Pebblebrook Hotel Trust

   PEB    USA    70509V100    70509V100    Annual    19-May-20    20-Mar-20    Management      1g      Elect Director Earl E. Webb    For    For    Yes    No

Pebblebrook Hotel Trust

   PEB    USA    70509V100    70509V100    Annual    19-May-20    20-Mar-20    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

Pebblebrook Hotel Trust

   PEB    USA    70509V100    70509V100    Annual    19-May-20    20-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Brandywine Realty Trust

   BDN    USA    105368203    105368203    Annual    20-May-20    20-Mar-20    Management      1a      Elect Director James C. Diggs    For    For    Yes    No

Brandywine Realty Trust

   BDN    USA    105368203    105368203    Annual    20-May-20    20-Mar-20    Management      1b      Elect Director Wyche Fowler    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Brandywine Realty Trust

   BDN    USA    105368203    105368203    Annual    20-May-20    20-Mar-20    Management      1c      Elect Director H. Richard Haverstick, Jr.    For    For    Yes    No

Brandywine Realty Trust

   BDN    USA    105368203    105368203    Annual    20-May-20    20-Mar-20    Management      1d      Elect Director Terri A. Herubin    For    For    Yes    No

Brandywine Realty Trust

   BDN    USA    105368203    105368203    Annual    20-May-20    20-Mar-20    Management      1e      Elect Director Michael J. Joyce    For    For    Yes    No

Brandywine Realty Trust

   BDN    USA    105368203    105368203    Annual    20-May-20    20-Mar-20    Management      1f      Elect Director Charles P. Pizzi    For    For    Yes    No

Brandywine Realty Trust

   BDN    USA    105368203    105368203    Annual    20-May-20    20-Mar-20    Management      1g      Elect Director Gerard H. Sweeney    For    For    Yes    No

Brandywine Realty Trust

   BDN    USA    105368203    105368203    Annual    20-May-20    20-Mar-20    Management      2      Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Brandywine Realty Trust

   BDN    USA    105368203    105368203    Annual    20-May-20    20-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      1.1      Elect Director Victor J. Coleman    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      1.2      Elect Director Theodore R. Antenucci    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      1.3      Elect Director Richard B. Fried    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      1.4      Elect Director Jonathan M. Glaser    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      1.5      Elect Director Robert L. Harris, II    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      1.6      Elect Director Christy Haubegger    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      1.7      Elect Director Mark D. Linehan    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      1.8      Elect Director Robert M. Moran, Jr.    For    Against    Yes    Yes

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      1.9      Elect Director Barry A. Porter    For    Against    Yes    Yes

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      1.10      Elect Director Andrea Wong    For    Against    Yes    Yes

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    20-May-20    20-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.1      Elect Director Bryce Blair    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.2      Elect Director Dallas B. Tanner    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.3      Elect Director Jana Cohen Barbe    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.4      Elect Director Richard D. Bronson    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.5      Elect Director Michael D. Fascitelli    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.6      Elect Director Jeffrey E. Kelter    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.7      Elect Director Joseph D. Margolis    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.8      Elect Director John B. Rhea    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.9      Elect Director J. Heidi Roizen    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.10      Elect Director Janice L. Sears    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      1.11      Elect Director William J. Stein    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Invitation Homes, Inc.

   INVH    USA    46187W107    46187W107    Annual    20-May-20    25-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      1a      Elect Director Glenn J. Rufrano    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      1b      Elect Director Hugh R. Frater    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      1c      Elect Director David B. Henry    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      1d      Elect Director Mary Hogan Preusse    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      1e      Elect Director Richard J. Lieb    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      1f      Elect Director Mark S. Ordan    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      1g      Elect Director Eugene A. Pinover    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      1h      Elect Director Julie G. Richardson    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    21-May-20    27-Mar-20    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      2a      Re-elect Phillip Burns as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      2b      Re-elect Joan Garahy as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      2c      Re-elect Tom Kavanagh as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      2d      Re-elect Mark Kenney as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      2e      Re-elect Declan Moylan as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      2f      Re-elect Aidan O’Hogan as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      2g      Re-elect Margaret Sweeney as Director    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      3      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      4      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      5      Approve Remuneration Policy    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      6      Authorise Issue of Equity    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      7a      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      7b      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      8      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Irish Residential Properties REIT Plc

   IRES    Ireland    G49456109    G49456109    Annual    27-May-20    25-May-20    Management      9      Authorise Reissuance of Treasury Shares    For    For    Yes    No

GLP-J REIT

   3281    Japan    J17305103    J17305103    Special    28-May-20    29-Feb-20    Management      1      Amend Articles to Change Japanese Era Year to Western Year - Amend Provisions on Deemed Approval System - Amend Permitted Investment Types    For    For    Yes    No

GLP-J REIT

   3281    Japan    J17305103    J17305103    Special    28-May-20    29-Feb-20    Management      2      Elect Executive Director Miura, Yoshiyuki    For    For    Yes    No

GLP-J REIT

   3281    Japan    J17305103    J17305103    Special    28-May-20    29-Feb-20    Management      3      Elect Alternate Executive Director Miki, Hisatake    For    For    Yes    No

GLP-J REIT

   3281    Japan    J17305103    J17305103    Special    28-May-20    29-Feb-20    Management      4.1      Elect Supervisory Director Inoue, Toraki    For    Against    Yes    Yes

GLP-J REIT

   3281    Japan    J17305103    J17305103    Special    28-May-20    29-Feb-20    Management      4.2      Elect Supervisory Director Yamaguchi, Kota    For    For    Yes    No

GLP-J REIT

   3281    Japan    J17305103    J17305103    Special    28-May-20    29-Feb-20    Management      5      Elect Alternate Supervisory Director Kase, Yutaka    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Japan Excellent, Inc.

   8987    Japan    J2739K109    J2739K109    Special    29-May-20    08-Apr-20    Management      1      Elect Executive Director Kayama, Shuichiro    For    For    Yes    No

Japan Excellent, Inc.

   8987    Japan    J2739K109    J2739K109    Special    29-May-20    08-Apr-20    Management      2      Elect Alternate Executive Director Tabei, Hiroshi    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      1a      Elect Director William C. Bayless, Jr.    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      1b      Elect Director G. Steven Dawson    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      1c      Elect Director Cydney C. Donnell    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      1d      Elect Director Mary C. Egan    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      1e      Elect Director Edward Lowenthal    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      1f      Elect Director Oliver Luck    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      1g      Elect Director C. Patrick Oles, Jr.    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      1h      Elect Director John T. Rippel    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      1i      Elect Director Carla Pineyro Sublett    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    01-Jun-20    09-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Special    01-Jun-20    27-Apr-20    Management      1.1      Elect Trustees Harold Burke    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Special    01-Jun-20    27-Apr-20    Management      1.2      Elect Trustees Gina Parvaneh Cody    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Special    01-Jun-20    27-Apr-20    Management      1.3      Elect Trustees Mark Kenney    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Special    01-Jun-20    27-Apr-20    Management      1.4      Elect Trustees Poonam Puri    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Special    01-Jun-20    27-Apr-20    Management      1.5      Elect Trustees Jamie Schwartz    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Special    01-Jun-20    27-Apr-20    Management      1.6      Elect Trustees Michael Stein    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Special    01-Jun-20    27-Apr-20    Management      1.7      Elect Trustees Elaine Todres    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Special    01-Jun-20    27-Apr-20    Management      1.8      Elect Trustees Rene Tremblay    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Special    01-Jun-20    27-Apr-20    Management      2      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Special    01-Jun-20    27-Apr-20    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Deutsche Wohnen SE

   DWNI    Germany    D2046U176    D2046U176    Annual    05-Jun-20    14-May-20    Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)          Yes    No

Deutsche Wohnen SE

   DWNI    Germany    D2046U176    D2046U176    Annual    05-Jun-20    14-May-20    Management      2      Approve Allocation of Income and Dividends of EUR 0.90 per Share    For    For    Yes    No

Deutsche Wohnen SE

   DWNI    Germany    D2046U176    D2046U176    Annual    05-Jun-20    14-May-20    Management      3      Approve Discharge of Management Board for Fiscal 2019    For    For    Yes    No

Deutsche Wohnen SE

   DWNI    Germany    D2046U176    D2046U176    Annual    05-Jun-20    14-May-20    Management      4      Approve Discharge of Supervisory Board for Fiscal 2019    For    For    Yes    No

Deutsche Wohnen SE

   DWNI    Germany    D2046U176    D2046U176    Annual    05-Jun-20    14-May-20    Management      5      Ratify KPMG AG as Auditors for Fiscal 2020    For    For    Yes    No

Deutsche Wohnen SE

   DWNI    Germany    D2046U176    D2046U176    Annual    05-Jun-20    14-May-20    Management      6.1      Elect Matthias Huenlein to the Supervisory Board    For    For    Yes    No

Deutsche Wohnen SE

   DWNI    Germany    D2046U176    D2046U176    Annual    05-Jun-20    14-May-20    Management      6.2      Elect Kerstin Guenther to the Supervisory Board    For    For    Yes    No

Deutsche Wohnen SE

   DWNI    Germany    D2046U176    D2046U176    Annual    05-Jun-20    14-May-20    Management      7.1      Amend Articles Re: Information Sent by Registered Letter    For    For    Yes    No

Deutsche Wohnen SE

   DWNI    Germany    D2046U176    D2046U176    Annual    05-Jun-20    14-May-20    Management      7.2      Amend Articles Re: Transmission of Information by Electronic Means    For    For    Yes    No

Deutsche Wohnen SE

   DWNI    Germany    D2046U176    D2046U176    Annual    05-Jun-20    14-May-20    Management      7.3      Amend Articles Re: Proof of Entitlement    For    For    Yes    No

ESR-REIT

   J91U    Singapore    Y2301D106    Y2301D106    Annual    05-Jun-20       Management      1      Adopt Trustee’s Report, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

ESR-REIT

   J91U    Singapore    Y2301D106    Y2301D106    Annual    05-Jun-20       Management      2      Approve Ernst & Young LLP as Auditors and Authorize Directors of the Manager to Fix Their Remuneration    For    For    Yes    No

ESR-REIT

   J91U    Singapore    Y2301D106    Y2301D106    Annual    05-Jun-20       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

ESR-REIT

   J91U    Singapore    Y2301D106    Y2301D106    Annual    05-Jun-20       Management      4      Authorize Unit Repurchase Program    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1a      Elect Director Laurence A. Chapman    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1b      Elect Director Alexis Black Bjorlin    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1c      Elect Director Michael A. Coke    For    Against    Yes    Yes

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1d      Elect Director VeraLinn “Dash” Jamieson    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1e      Elect Director Kevin J. Kennedy    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1f      Elect Director William G. LaPerch    For    Against    Yes    Yes

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1g      Elect Director Jean F.H.P. Mandeville    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1h      Elect Director Afshin Mohebbi    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1i      Elect Director Mark R. Patterson    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1j      Elect Director Mary Hogan Preusse    For    Against    Yes    Yes

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      1k      Elect Director A. William Stein    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

Digital Realty Trust, Inc.

   DLR    USA    253868103    253868103    Annual    08-Jun-20    20-Apr-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      2      Approve Final Dividend    For    For    Yes    No

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      3.1      Elect Lee Ka Kit as Director    For    For    Yes    No

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      3.2      Elect Lee Ka Shing as Director    For    For    Yes    No

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      3.3      Elect Suen Kwok Lam as Director    For    For    Yes    No

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      3.4      Elect Fung Lee Woon King as Director    For    For    Yes    No

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      3.5      Elect Lee Pui Ling, Angelina as Director    For    For    Yes    No

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      4      Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      5A      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      5B      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

Henderson Land Development Company Limited

   12    Hong Kong    Y31476107    Y31476107    Annual    08-Jun-20    02-Jun-20    Management      5C      Authorize Reissuance of Repurchased Shares    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      1A      Elect Trustee Alex Avery    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      1B      Elect Trustee Robert E. Dickson    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      1C      Elect Trustee Edward Gilbert    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      1D      Elect Trustee Brenna Haysom    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      1E      Elect Trustee Thomas J. Hofstedter    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      1F      Elect Trustee Laurence A. Lebovic    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      1G      Elect Trustee Juli Morrow    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      1H      Elect Trustee Marvin Rubner    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      1I      Elect Trustee Ronald C. Rutman    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      2      Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    403925407    403925407    Annual    16-Jun-20    04-May-20    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 15.5    For    For    Yes    No

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Management      2.1      Elect Director Nakano, Kenjiro    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Management      2.2      Elect Director Minami, Koichi    For    For    Yes    No

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Management      2.3      Elect Director Isemura, Seisuke    For    For    Yes    No

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Management      2.4      Elect Director Kawauchi, Kazutomo    For    For    Yes    No

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Management      2.5      Elect Director Tsuji, Takashi    For    For    Yes    No

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Management      3      Approve Compensation Ceiling for Directors    For    For    Yes    No

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Management      4      Approve Restricted Stock Plan    For    For    Yes    No

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Share Holder      5      Appoint Shareholder Director Nominee Maruki, Tsuyoshi    Against    For    Yes    Yes

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Share Holder      6      Amend Articles to Amend Business Lines    Against    For    Yes    Yes

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Share Holder      7      Dispose of All Rental Real Estate Properties for at Least JPY 198.5 Billion    Against    Against    Yes    No

Keihanshin Building Co., Ltd.

   8818    Japan    J32018111    J32018111    Annual    16-Jun-20    31-Mar-20    Share Holder      8      Amend Articles to Dispose of All Shares Held for Purposes Other Than Pure Investment by March 2021    Against    For    Yes    Yes

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      1      Approve Consolidated and Standalone Financial Statements    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      2.1      Approve Allocation of Income and Dividends    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      2.2      Approve Dividends Charged to Reserves    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      3      Approve Discharge of Board    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      4      Renew Appointment of Deloitte as Auditor    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.1      Fix Number of Directors at 14    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.2      Reelect Ismael Clemente Orrego as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.3      Reelect George Donald Johnston as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.4      Reelect Maria Luisa Jorda Castro as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.5      Reelect Ana Maria Garcia Fau as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.6      Reelect Fernando Javier Ortiz Vaamonde as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.7      Reelect John Gomez-Hall as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.8      Reelect Emilio Novela Berlin as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.9      Elect Maria Ana Forner Beltran as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.10      Reelect Miguel Ollero Barrera as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      5.11      Elect Ignacio Gil-Casares Satrustegui as Director    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      6      Approve Remuneration of Directors    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      7      Approve Remuneration Policy    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      8      Advisory Vote on Remuneration Report    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      9      Amend Article 38 Re: Director Remuneration    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      10      Authorize Issuance of Non- Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 6 Billion and Issuance of Notes up to EUR 750 Million    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      11      Authorize Company to Call EGM with 15 Days’ Notice    For    For    Yes    No

MERLIN Properties SOCIMI SA

   MRL    Spain    E7390Z100    E7390Z100    Annual    16-Jun-20    11-Jun-20    Management      12      Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      1.1      Elect Director Thomas Bartlett    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      1.2      Elect Director Nanci Caldwell    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      1.3      Elect Director Adaire Fox-Martin    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      1.4      Elect Director Gary Hromadko    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      1.5      Elect Director William Luby    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      1.6      Elect Director Irving Lyons, III    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      1.7      Elect Director Charles Meyers    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      1.8      Elect Director Christopher Paisley    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      1.9      Elect Director Sandra Rivera    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      1.10      Elect Director Peter Van Camp    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      3      Approve Omnibus Stock Plan    For    Against    Yes    Yes

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Management      4      Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    18-Jun-20    20-Apr-20    Share
Holder
     5      Report on Political Contributions    Against    For    Yes    Yes

New World Development Co. Ltd.

   17    Hong
Kong
   Y63084126    Y63084126    Special    19-Jun-20    15-Jun-20    Management      1      Approve Share Consolidation    For    For    Yes    No

New World Development Company Limited

   17    Hong
Kong
   Y63084126    Y63084126    Special    19-Jun-20    15-Jun-20    Management      1      Approve Services Group Master Services Agreement, Services Group Transactions, Services Group Annual Caps and Related Transactions    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
   Y83191109    Y83191109    Annual    22-Jun-20    16-Jun-20    Management      1a      Elect Cheng Lily Ka Lai as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
   Y83191109    Y83191109    Annual    22-Jun-20    16-Jun-20    Management      1b      Elect Lim Siang Keat Raymond as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
   Y83191109    Y83191109    Annual    22-Jun-20    16-Jun-20    Management      1c      Elect Low Mei Shuen Michelle as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
   Y83191109    Y83191109    Annual    22-Jun-20    16-Jun-20    Management      1d      Elect Wu May Yihong as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
   Y83191109    Y83191109    Annual    22-Jun-20    16-Jun-20    Management      1e      Elect Choi Tak Kwan Thomas as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
   Y83191109    Y83191109    Annual    22-Jun-20    16-Jun-20    Management      1f      Elect Wang Jinlong as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
   Y83191109    Y83191109    Annual    22-Jun-20    16-Jun-20    Management      2      Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
   Y83191109    Y83191109    Annual    22-Jun-20    16-Jun-20    Management      3      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
   Y83191109    Y83191109    Annual    22-Jun-20    16-Jun-20    Management      4      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

   3231    Japan    J5893B104    J5893B104    Annual    23-Jun-20    31-Mar-20    Management      1      Amend Articles to Amend Provisions on Number of Directors    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Nomura Real Estate Holdings, Inc.

   3231    Japan    J5893B104    J5893B104    Annual    23-Jun-20    31-Mar-20    Management      2.1      Elect Director Yoshikawa, Atsushi    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

   3231    Japan    J5893B104    J5893B104    Annual    23-Jun-20    31-Mar-20    Management      2.2      Elect Director Kutsukake, Eiji    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

   3231    Japan    J5893B104    J5893B104    Annual    23-Jun-20    31-Mar-20    Management      2.3      Elect Director Miyajima, Seiichi    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

   3231    Japan    J5893B104    J5893B104    Annual    23-Jun-20    31-Mar-20    Management      2.4      Elect Director Seki, Toshiaki    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

   3231    Japan    J5893B104    J5893B104    Annual    23-Jun-20    31-Mar-20    Management      2.5      Elect Director Haga, Makoto    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

   3231    Japan    J5893B104    J5893B104    Annual    23-Jun-20    31-Mar-20    Management      2.6      Elect Director Higashi, Tetsuro    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

   3231    Japan    J5893B104    J5893B104    Annual    23-Jun-20    31-Mar-20    Management      2.7      Elect Director Nagamatsu, Shoichi    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

   3231    Japan    J5893B104    J5893B104    Annual    23-Jun-20    31-Mar-20    Management      3      Elect Director and Audit Committee Member Takahashi, Tetsu    For    For    Yes    No

Nomura Real Estate Holdings, Inc.

   3231    Japan    J5893B104    J5893B104    Annual    23-Jun-20    31-Mar-20    Management      4      Approve Compensation Ceiling for Directors Who Are Audit Committee Members    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 31    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      2.1      Elect Director Tsuchimoto, Kiyoyuki    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      2.2      Elect Director Iwasaki, Norio    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      2.3      Elect Director Yamada, Kazuo    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      2.4      Elect Director Mizuta, Hiroki    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      2.5      Elect Director Nakao, Tomoharu    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      2.6      Elect Director Masui, Kiichiro    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      2.7      Elect Director Ota, Junji    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      2.8      Elect Director Moriguchi, Takahiro    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      2.9      Elect Director Utsunomiya, Junko    For    For    Yes    No

Heiwa Real Estate Co., Ltd.

   8803    Japan    J19278100    J19278100    Annual    24-Jun-20    31-Mar-20    Management      3      Appoint KPMG AZSA LLC as New External Audit Firm    For    For    Yes    No

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 10.5    For    For    Yes    No

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      2.1      Elect Director Sonobe, Toshiyuki    For    Against    Yes    Yes

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      2.2      Elect Director Narita, Junichi    For    For    Yes    No

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      2.3      Elect Director Tanaka, Kensuke    For    For    Yes    No

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      2.4      Elect Director Ota, Takehiko    For    For    Yes    No

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      2.5      Elect Director Tainaka, Hideki    For    For    Yes    No

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      2.6      Elect Director Oi, Atsushi    For    For    Yes    No

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      2.7      Elect Director Miyanoya, Atsushi    For    For    Yes    No

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      3      Appoint Alternate Statutory Auditor Morimoto, Hiroshi    For    For    Yes    No

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      4      Approve Annual Bonus    For    For    Yes    No

Daibiru Corp.

   8806    Japan    J08463101    J08463101    Annual    25-Jun-20    31-Mar-20    Management      5      Approve Restricted Stock Plan    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.1      Elect Director Raymond Bennett    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.2      Elect Director Linda Walker Bynoe    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.3      Elect Director Connie K. Duckworth    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.4      Elect Director Mary Kay Haben    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.5      Elect Director Tahsinul Zia Huque    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.6      Elect Director Bradley A. Keywell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.7      Elect Director John E. Neal    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.8      Elect Director David J. Neithercut    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.9      Elect Director Mark J. Parrell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.10      Elect Director Mark S. Shapiro    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.11      Elect Director Stephen E. Sterrett    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      1.12      Elect Director Samuel Zell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    25-Jun-20    31-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 18    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.1      Elect Director Sugiyama, Hirotaka    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.2      Elect Director Yoshida, Junichi    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.3      Elect Director Tanisawa, Junichi    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.4      Elect Director Arimori, Tetsuji    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.5      Elect Director Katayama, Hiroshi    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.6      Elect Director Naganuma, Bunroku    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.7      Elect Director Kato, Jo    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.8      Elect Director Okusa, Toru    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.9      Elect Director Okamoto, Tsuyoshi    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.10      Elect Director Ebihara, Shin    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.11      Elect Director Narukawa, Tetsuo    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.12      Elect Director Shirakawa, Masaaki    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.13      Elect Director Nagase, Shin    For    For    Yes    No

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.14      Elect Director Egami, Setsuko    For    Against    Yes    Yes

Mitsubishi Estate Co., Ltd.

   8802    Japan    J43916113    J43916113    Annual    26-Jun-20    31-Mar-20    Management      2.15      Elect Director Taka, Iwao    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    26-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 22    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    26-Jun-20    31-Mar-20    Management      2      Amend Articles to Amend Business Lines    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    26-Jun-20    31-Mar-20    Management      3      Elect Director Ueda, Takashi    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    26-Jun-20    31-Mar-20    Management      4.1      Appoint Statutory Auditor Ishigami, Hiroyuki    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    26-Jun-20    31-Mar-20    Management      4.2      Appoint Statutory Auditor Ozeki, Yukimi    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    26-Jun-20    31-Mar-20    Management      5      Approve Annual Bonus    For    For    Yes    No

Mitsui Fudosan Co., Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    26-Jun-20    31-Mar-20    Management      6      Approve Restricted Stock Plan    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      1      Adopt Financial Statements and Directors’ and Auditors’ Reports    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      2      Approve First and Final Dividend    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      3      Approve Directors’ Remuneration    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      4a      Elect Chaly Mah Chee Kheong as Director    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      4b      Elect Amirsham Bin A Aziz as Director    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      4c      Elect Kee Teck Koon as Director    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      4d      Elect Gabriel Lim Meng Liang as Director    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      5      Elect Miguel Ko as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 15 - Ivy LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

  

Management
Recommendation

   Vote
Instruction
   Voted    Vote Against
Management

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      6      Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      7      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      8      Approve Grant of Awards and Issuance of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      9      Authorize Share Repurchase Program    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      10      Approve Issuance of Shares Pursuant to the CapitaLand Scrip Dividend Scheme    For    For    Yes    No

CapitaLand Ltd.

   C31    Singapore    Y10923103    Y10923103    Annual    29-Jun-20       Management      11      Amend Constitution    For    For    Yes    No

Vonovia SE

   VNA    Germany    D9581T100    D9581T100    Annual    30-Jun-20       Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)          Yes    No

Vonovia SE

   VNA    Germany    D9581T100    D9581T100    Annual    30-Jun-20       Management      2      Approve Allocation of Income and Dividends of EUR 1.57 per Share    For    For    Yes    No

Vonovia SE

   VNA    Germany    D9581T100    D9581T100    Annual    30-Jun-20       Management      3      Approve Discharge of Management Board for Fiscal 2019    For    For    Yes    No

Vonovia SE

   VNA    Germany    D9581T100    D9581T100    Annual    30-Jun-20       Management      4      Approve Discharge of Supervisory Board for Fiscal 2019    For    For    Yes    No

Vonovia SE

   VNA    Germany    D9581T100    D9581T100    Annual    30-Jun-20       Management      5      Ratify KPMG AG as Auditors for Fiscal 2020    For    For    Yes    No


IVY LIMITED-TERM BOND FUND

Proxy Voting Record

There was no proxy voting for Ivy Limited-Term Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY MANAGED INTERNATIONAL OPPORTUNITIES FUND

Proxy Voting Record

There was no proxy voting for Ivy Managed International Opportunities Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY MID CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

Burberry Group Plc

 

Meeting Date:    07/17/2019   Country:    United Kingdom   Primary Security ID:    G1700D105
Record Date:    07/15/2019   Meeting Type:    Annual   Ticker:    BRBY
     Shares Voted:    2,270,421     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Dr Gerry Murphy as Director

   Mgmt    For    For    For
5  

Re-elect Fabiola Arredondo as Director

   Mgmt    For    For    For
6  

Re-elect Jeremy Darroch as Director

   Mgmt    For    For    For
7  

Re-elect Ron Frasch as Director

   Mgmt    For    For    For
8  

Re-elect Matthew Key as Director

   Mgmt    For    For    For
9  

Re-elect Dame Carolyn McCall as Director

   Mgmt    For    For    For
10  

Re-elect Orna NiChionna as Director

   Mgmt    For    For    For
11  

Re-elect Marco Gobbetti as Director

   Mgmt    For    For    For
12  

Re-elect Julie Brown as Director

   Mgmt    For    For    For
13  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
16  

Authorise Issue of Equity

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

ABIOMED, Inc.

 

Meeting Date:    08/07/2019   Country:    USA   Primary Security ID:    003654100
Record Date:    06/10/2019   Meeting Type:    Annual   Ticker:    ABMD
     Shares Voted:    276,866     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael R. Minogue

   Mgmt    For    For    For
1.2  

Elect Director Martin P. Sutter

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:    08/08/2019   Country:    USA   Primary Security ID:    285512109
Record Date:    06/14/2019   Meeting Type:    Annual   Ticker:    EA
     Shares Voted:    1,321,445     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Leonard S. Coleman

   Mgmt    For    For    For
1b  

Elect Director Jay C. Hoag

   Mgmt    For    For    For
1c  

Elect Director Jeffrey T. Huber

   Mgmt    For    For    For
1d  

Elect Director Lawrence F. Probst, III

   Mgmt    For    For    For
1e  

Elect Director Talbott Roche

   Mgmt    For    For    For
1f  

Elect Director Richard A. Simonson

   Mgmt    For    For    For
1g  

Elect Director Luis A. Ubinas

   Mgmt    For    For    For
1h  

Elect Director Heidi J. Ueberroth

   Mgmt    For    For    For
1i  

Elect Director Andrew Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings

   Mgmt    For    For    For
6  

Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Microchip Technology Incorporated

 

Meeting Date:    08/20/2019   Country:    USA   Primary Security ID:    595017104
Record Date:    06/25/2019   Meeting Type:    Annual   Ticker:    MCHP
     Shares Voted:    528,103     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2  

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.3  

Elect Director L.B. Day

   Mgmt    For    For    For
1.4  

Elect Director Esther L. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Human Rights Risks in Operations and Supply Chain

   SH    Against    Against    Against

RPM International Inc.

 

Meeting Date:    10/03/2019   Country:    USA   Primary Security ID:    749685103
Record Date:    08/09/2019   Meeting Type:    Annual   Ticker:    RPM
     Shares Voted:    977,717     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1  

Elect Director Kirkland B. Andrews

   Mgmt    For    For    For
1.2  

Elect Director David A. Daberko

   Mgmt    For    For    For
1.3  

Elect Director Thomas S. Gross

   Mgmt    For    For    For
1.4  

Elect Director Frank C. Sullivan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

L3Harris Technologies, Inc.

 

Meeting Date:    10/25/2019   Country:    USA   Primary Security ID:    502431109
Record Date:    08/30/2019   Meeting Type:    Annual   Ticker:    LHX
     Shares Voted:    411,628     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a  

Elect Director Sallie B. Bailey

   Mgmt    For    For    For
1b  

Elect Director William M. Brown

   Mgmt    For    For    For
1c  

Elect Director Peter W. Chiarelli

   Mgmt    For    For    For
1d  

Elect Director Thomas A. Corcoran

   Mgmt    For    For    For
1e  

Elect Director Thomas A. Dattilo

   Mgmt    For    For    For
1f  

Elect Director Roger B. Fradin

   Mgmt    For    For    For
1g  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1h  

Elect Director Lewis Kramer

   Mgmt    For    For    For
1i  

Elect Director Christopher E. Kubasik

   Mgmt    For    For    For
1j  

Elect Director Rita S. Lane

   Mgmt    For    For    For
1k  

Elect Director Robert B. Millard

   Mgmt    For    For    For
1l  

Elect Director Lloyd W. Newton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Maxim Integrated Products, Inc.

 

Meeting Date:    11/07/2019   Country:    USA   Primary Security ID:    57772K101
Record Date:    09/13/2019   Meeting Type:    Annual   Ticker:    MXIM
     Shares Voted:    1,388,404     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a  

Elect Director William (Bill) P. Sullivan

   Mgmt    For    For    For
1b  

Elect Director Tunc Doluca

   Mgmt    For    For    For
1c  

Elect Director Tracy C. Accardi

   Mgmt    For    For    For
1d  

Elect Director James R. Bergman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Maxim Integrated Products, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1e  

Elect Director Joseph R. Bronson

   Mgmt    For    For    For
1f  

Elect Director Robert E. Grady

   Mgmt    For    For    For
1g  

Elect Director Mercedes Johnson

   Mgmt    For    For    For
1h  

Elect Director William D. Watkins

   Mgmt    For    For    For
1i  

Elect Director MaryAnn Wright

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Jack Henry & Associates, Inc.

 

Meeting Date:    11/14/2019   Country:    USA   Primary Security ID:    426281101
Record Date:    09/20/2019   Meeting Type:    Annual   Ticker:    JKHY
     Shares Voted:    23,004     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Matthew C. Flanigan

   Mgmt    For    For    For
1.2  

Elect Director John F. Prim

   Mgmt    For    For    For
1.3  

Elect Director Thomas H. Wilson, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Jacque R. Fiegel

   Mgmt    For    For    For
1.5  

Elect Director Thomas A. Wimsett

   Mgmt    For    For    For
1.6  

Elect Director Laura G. Kelly

   Mgmt    For    For    For
1.7  

Elect Director Shruti S. Miyashiro

   Mgmt    For    For    For
1.8  

Elect Director Wesley A. Brown

   Mgmt    For    For    For
1.9  

Elect Director David B. Foss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers, LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Palo Alto Networks, Inc.

 

Meeting Date:    12/09/2019   Country:    USA   Primary Security ID:    697435105
Record Date:    10/15/2019   Meeting Type:    Annual   Ticker:    PANW
     Shares Voted:    327,426     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Asheem Chandna

   Mgmt    For    Refer    Withhold
1b  

Elect Director James J. Goetz

   Mgmt    For    Refer    Withhold
1c  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

Guidewire Software, Inc.

 

Meeting Date:    12/17/2019   Country:    USA   Primary Security ID:    40171V100
Record Date:    10/21/2019   Meeting Type:    Annual   Ticker:    GWRE
     Shares Voted:    974,237     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Margaret Dillon

   Mgmt    For    For    For
1.2  

Elect Director Michael Keller

   Mgmt    For    For    For
1.3  

Elect Director Michael (Mike) Rosenbaum

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Require a Majority Vote for the Election of Directors

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

The Scotts Miracle-Gro Company

 

Meeting Date:   

01/27/2020

   Country:   

USA

   Primary Security ID:   810186106
Record Date:   

12/04/2019

   Meeting Type:    Annual    Ticker:   SMG
      Shares Voted:    606,778     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Hagedorn

   Mgmt    For    For    For
1.2  

Elect Director Brian D. Finn

   Mgmt    For    For    For
1.3  

Elect Director Nancy G. Mistretta

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Gardner Denver Holdings, Inc.

 

Meeting Date:    02/21/2020  

Country:

  

USA

 

Primary Security ID:

  

36555P107

Record Date:   

01/02/2020

 

Meeting Type:

  

Special

 

Ticker:

  

GDI

    

Shares Voted:

   1,543,577     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Keysight Technologies, Inc.

 

Meeting Date:    03/19/2020  

Country:

  

USA

 

Primary Security ID:

  

49338L103

Record Date:   

01/21/2020

 

Meeting Type:

  

Annual

  Ticker:    KEYS
    

Shares Voted:

  

1,103,599

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Paul N. Clark

   Mgmt    For    For    For
1.2  

Elect Director Richard P. Hamada

   Mgmt    For    For    For
1.3  

Elect Director Paul A. Lacouture

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Keysight Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Genmab A/S

 

Meeting Date:    03/26/2020   Country:    Denmark   Primary Security ID:    K3967W102
Record Date:    02/21/2020   Meeting Type:    Annual   Ticker:    GMAB
     Shares Voted:    993,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Receive Report of Board

   Mgmt         
2  

Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board

   Mgmt    For    For    For
3  

Approve Allocation of Income and Omission of Dividends

   Mgmt    For    For    For
4a  

Reelect Deirdre P. Connelly as Director

   Mgmt    For    For    For
4b  

Reelect Pernille Erenbjerg as Director

   Mgmt    For    For    For
4c  

Reelect Rolf Hoffmann as Director

   Mgmt    For    For    For
4d  

Reelect Paolo Paoletti as Director

   Mgmt    For    For    For
4e  

Reelect Anders Gersel Pedersen as Director

   Mgmt    For    For    For
4f  

Elect Jonathan Peacock as New Director

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
6a  

Approve Guidelines for Incentive-Based Compensation for Executive Management and Board

   Mgmt    For    Refer    Against
6b  

Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees

   Mgmt    For    Refer    Against
6c  

Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S

   Mgmt    For    Refer    For
7  

Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Genmab A/S

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

8  

Other Business

   Mgmt         

A. O. Smith Corporation

 

Meeting Date:    04/15/2020   Country:    USA   Primary Security ID:    831865209
Record Date:    02/18/2020   Meeting Type:    Annual   Ticker:    AOS
     Shares Voted:    1,804,555     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

1.1  

Elect Director William P. Greubel

   Mgmt    For    For    For
1.2  

Elect Director Ilham Kadri

   Mgmt    For    For    For
1.3  

Elect Director Idelle K. Wolf

   Mgmt    For    For    For
1.4  

Elect Director Gene C. Wulf

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For

Agilent Technologies, Inc.

 

Meeting Date:    04/17/2020  

Country:

  

USA

 

Primary Security ID:

  

00846U101

Record Date:   

01/22/2020

 

Meeting Type:

  

Annual

 

Ticker:

  

A

    

Shares Voted:

   754,436     
            

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

1.1  

Elect Director Heidi Kunz

   Mgmt    For    For    For
1.2  

Elect Director Susan H. Rataj

   Mgmt    For    For    For
1.3  

Elect Director George A. Scangos

   Mgmt    For    For    For
1.4  

Elect Director Dow R. Wilson

   Mgmt    For    For    For
2  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Agilent Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Intuitive Surgical, Inc.

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    46120E602
Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:    ISRG
     Shares Voted:    143,736     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

1a  

Elect Director Craig H. Barratt

   Mgmt    For    For    For
1b  

Elect Director Joseph C. Beery

   Mgmt    For    For    For
1c  

Elect Director Gary S. Guthart

   Mgmt    For    For    For
1d  

Elect Director Amal M. Johnson

   Mgmt    For    For    For
1e  

Elect Director Don R. Kania

   Mgmt    For    For    For
1f  

Elect Director Amy L. Ladd

   Mgmt    For    For    For
1g  

Elect Director Keith R. Leonard, Jr.

   Mgmt    For    For    For
1h  

Elect Director Alan J. Levy

   Mgmt    For    For    For
1i  

Elect Director Jami Dover Nachtsheim

   Mgmt    For    For    For
1j  

Elect Director Mark J. Rubash

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

   Mgmt    For    For    For
 

Officers’ Compensation

           
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For
6  

Provide Right to Call Special Meeting

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

SVB Financial Group

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    78486Q101
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    SIVB
     Shares Voted:    315,911     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Greg W. Becker

   Mgmt    For    For    For
1.2  

Elect Director Eric A. Benhamou

   Mgmt    For    For    For
1.3  

Elect Director John S. Clendening

   Mgmt    For    For    For
1.4  

Elect Director Roger F. Dunbar

   Mgmt    For    For    For
1.5  

Elect Director Joel P. Friedman

   Mgmt    For    For    For
1.6  

Elect Director Jeffrey N. Maggioncalda

   Mgmt    For    For    For
1.7  

Elect Director Kay Matthews

   Mgmt    For    For    For
1.8  

Elect Director Mary J. Miller

   Mgmt    For    For    For
1.9  

Elect Director Kate D. Mitchell

   Mgmt    For    For    For
1.10  

Elect Director John F. Robinson

   Mgmt    For    For    For
1.11  

Elect Director Garen K. Staglin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

L3Harris Technologies, Inc.

 

Meeting Date:    04/24/2020   Country:    USA   Primary Security ID:    502431109
Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:    LHX
     Shares Voted:    391,038     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Sallie B. Bailey

   Mgmt    For    For    For
1b  

Elect Director William M. Brown

   Mgmt    For    For    For
1c  

Elect Director Peter W. Chiarelli

   Mgmt    For    For    For
1d  

Elect Director Thomas A. Corcoran

   Mgmt    For    For    For
1e  

Elect Director Thomas A. Dattilo

   Mgmt    For    For    For
1f  

Elect Director Roger B. Fradin

   Mgmt    For    For    For
1g  

Elect Director Lewis Hay, III

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

L3Harris Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Lewis Kramer

   Mgmt    For    For    For
1i  

Elect Director Christopher E. Kubasik

   Mgmt    For    For    For
1j  

Elect Director Rita S. Lane

   Mgmt    For    For    For
1k  

Elect Director Robert B. Millard

   Mgmt    For    For    For
1l  

Elect Director Lloyd W. Newton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations

   Mgmt    For    For    For
5  

Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision

   Mgmt    For    Refer    For
6  

Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision

   Mgmt    For    Refer    For
7  

Provide Right to Act by Written Consent

   SH    Against    For    For

Fastenal Company

 

Meeting Date:    04/25/2020   Country:    USA   Primary Security ID:    311900104
Record Date:    02/26/2020   Meeting Type:    Annual   Ticker:    FAST
     Shares Voted:    2,013,457     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Willard D. Oberton

   Mgmt    For    For    For
1b  

Elect Director Michael J. Ancius

   Mgmt    For    For    For
1c  

Elect Director Michael J. Dolan

   Mgmt    For    For    For
1d  

Elect Director Stephen L. Eastman

   Mgmt    For    For    For
1e  

Elect Director Daniel L. Florness

   Mgmt    For    For    For
1f  

Elect Director Rita J. Heise

   Mgmt    For    For    For
1g  

Elect Director Daniel L. Johnson

   Mgmt    For    For    For
1h  

Elect Director Nicholas J. Lundquist

   Mgmt    For    For    For
1i  

Elect Director Scott A. Satterlee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Fastenal Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Reyne K. Wisecup

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Prepare Employment Diversity Report

   SH    Against    Against    Against

Coherent, Inc.

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:    192479103
Record Date:    03/03/2020   Meeting Type:    Annual   Ticker:    COHR
     Shares Voted:    376,342     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jay T. Flatley

   Mgmt    For    For    For
1b  

Elect Director Pamela Fletcher

   Mgmt    For    For    For
1c  

Elect Director Andreas (Andy) W. Mattes

   Mgmt    For    For    For
1d  

Elect Director Beverly Kay Matthews

   Mgmt    For    For    For
1e  

Elect Director Michael R. McMullen

   Mgmt    For    For    For
1f  

Elect Director Garry W. Rogerson

   Mgmt    For    For    For
1g  

Elect Director Steve Skaggs

   Mgmt    For    For    For
1h  

Elect Director Sandeep Vij

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Noble Energy, Inc.

 

Meeting Date:    04/28/2020   Country:    USA   Primary Security ID:    655044105
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    2,985,966     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director James E. Craddock

   Mgmt    For    Refer    Against
1c  

Elect Director Barbara J. Duganier

   Mgmt    For    For    For
1d  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1e  

Elect Director Holli C. Ladhani

   Mgmt    For    For    For
1f  

Elect Director David L. Stover

   Mgmt    For    For    For
1g  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1h  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1i  

Elect Director Martha B. Wyrsch

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For

Axalta Coating Systems Ltd.

 

Meeting Date:    04/29/2020   Country:    Bermuda   Primary Security ID:    G0750C108
Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    AXTA
     Shares Voted:    2,893,521     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Mark Garrett

   Mgmt    For    For    Withhold
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    Against
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

BorgWarner Inc.

 

Meeting Date:    04/29/2020   Country:    USA   Primary Security ID:    099724106
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    BWA
     Shares Voted:    2,054,240     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Dennis C. Cuneo

   Mgmt    For    For    For
1b  

Elect Director Michael S. Hanley

   Mgmt    For    For    For
1c  

Elect Director Frederic B. Lissalde

   Mgmt    For    For    For
1d  

Elect Director Paul A. Mascarenas

   Mgmt    For    For    For
1e  

Elect Director John R. McKernan, Jr.

   Mgmt    For    For    For
1f  

Elect Director Deborah D. McWhinney

   Mgmt    For    For    For
1g  

Elect Director Alexis P. Michas

   Mgmt    For    For    For
1h  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

   SH    Against    Refer    Against

Trex Company, Inc.

 

Meeting Date:    04/29/2020   Country:    USA   Primary Security ID:    89531P105
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    TREX
     Shares Voted:    782,185     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jay M. Gratz

   Mgmt    For    For    For
1.2  

Elect Director Kristine L. Juster

   Mgmt    For    For    For
1.3  

Elect Director Ronald W. Kaplan

   Mgmt    For    For    For
1.4  

Elect Director Gerald Volas

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

National Instruments Corporation

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:    636518102
Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    NATI
     Shares Voted:    98,493     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1  

Elect Director Michael E. McGrath

   Mgmt    For    For    For
1.2  

Elect Director Alexander M. Davern

   Mgmt    For    For    For
2  

Approve Restricted Stock Plan

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Advanced Micro Devices, Inc.

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    007903107
Record Date:    03/10/2020   Meeting Type:    Annual   Ticker:    AMD
     Shares Voted:   

1,917,073

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a  

Elect Director John E. Caldwell

   Mgmt    For    For    For
1b  

Elect Director Nora M. Denzel

   Mgmt    For    For    For
1c  

Elect Director Mark Durcan

   Mgmt    For    For    For
1d  

Elect Director Michael P. Gregoire

   Mgmt    For    For    For
1e  

Elect Director Joseph A. Householder

   Mgmt    For    For    For
1f  

Elect Director John W. Marren

   Mgmt    For    For    For
1g  

Elect Director Lisa T. Su

   Mgmt    For    For    For
1h  

Elect Director Abhi Y. Talwalkar

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Edwards Lifesciences Corporation

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    28176E108
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    EW
     Shares Voted:   

445,583

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a  

Elect Director Michael A. Mussallem

   Mgmt    For    For    For
1b  

Elect Director Kieran T. Gallahue

   Mgmt    For    For    For
1c  

Elect Director Leslie S. Heisz

   Mgmt    For    For    For
1d  

Elect Director William J. Link

   Mgmt    For    For    For
1e  

Elect Director Steven R. Loranger

   Mgmt    For    For    For
1f  

Elect Director Martha H. Marsh

   Mgmt    For    For    For
1g  

Elect Director Ramona Sequeira

   Mgmt    For    For    For
1h  

Elect Director Nicholas J. Valeriani

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Stock Split

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Provide Right to Act by Written Consent

   SH    Against    For    For

IDEX Corporation

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    45167R104
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    IEX
     Shares Voted:   

542,331

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

1.1  

Elect Director Andrew K. Silvernail

   Mgmt    For    For    For
1.2  

Elect Director Katrina L. Helmkamp

   Mgmt    For    For    For
1.3  

Elect Director Mark A. Beck

   Mgmt    For    For    For
1.4  

Elect Director Carl R. Christenson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

IDEX Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Employee Representation on the Board of Directors

   SH    Against    Refer    Against

Tractor Supply Company

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    892356106
Record Date:    03/10/2020   Meeting Type:    Annual   Ticker:    TSCO
     Shares Voted:    1,379,611     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1  

Elect Director Cynthia T. Jamison

   Mgmt    For    For    For
1.2  

Elect Director Ricardo Cardenas

   Mgmt    For    For    For
1.3  

Elect Director Denise L. Jackson

   Mgmt    For    For    For
1.4  

Elect Director Thomas A. Kingsbury

   Mgmt    For    For    For
1.5  

Elect Director Ramkumar Krishnan

   Mgmt    For    For    For
1.6  

Elect Director George MacKenzie

   Mgmt    For    For    For
1.7  

Elect Director Edna K. Morris

   Mgmt    For    For    For
1.8  

Elect Director Mark J. Weikel

   Mgmt    For    For    For
1.9  

Elect Director Harry A. Lawton, III

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Teradyne, Inc.

 

Meeting Date:    05/08/2020   Country:    USA   Primary Security ID:    880770102
Record Date:    03/12/2020   Meeting Type:    Annual   Ticker:    TER
     Shares Voted:    1,823,601     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1A  

Elect Director Michael A. Bradley

   Mgmt    For    For    For
1B  

Elect Director Edwin J. Gillis

   Mgmt    For    For    For
1C  

Elect Director Timothy E. Guertin

   Mgmt    For    For    For
1D  

Elect Director Mark E. Jagiela

   Mgmt    For    For    For
1E  

Elect Director Mercedes Johnson

   Mgmt    For    For    For
1F  

Elect Director Marilyn Matz

   Mgmt    For    For    For
1G  

Elect Director Paul J. Tufano

   Mgmt    For    For    For
1H  

Elect Director Roy A. Vallee

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Cboe Global Markets, Inc.

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    12503M108
Record Date:    03/19/2020   Meeting Type:    Annual   Ticker:    CBOE
     Shares Voted:    384,192     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a  

Elect Director Edward T. Tilly

   Mgmt    For    For    For
1b  

Elect Director Eugene S. Sunshine

   Mgmt    For    For    For
1c  

Elect Director William M. Farrow, III

   Mgmt    For    For    For
1d  

Elect Director Edward J. Fitzpatrick

   Mgmt    For    For    For
1e  

Elect Director Janet P. Froetscher

   Mgmt    For    For    For
1f  

Elect Director Jill R. Goodman

   Mgmt    For    For    For
1g  

Elect Director Roderick A. Palmore

   Mgmt    For    For    For
1h  

Elect Director James E. Parisi

   Mgmt    For    For    For
1i  

Elect Director Joseph P. Ratterman

   Mgmt    For    For    For
1j  

Elect Director Michael L. Richter

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Cboe Global Markets, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1k  

Elect Director Jill E. Sommers

   Mgmt    For    For    For
1l  

Elect Director Fredric J. Tomczyk

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

First Republic Bank

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    33616C100
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    FRC
    

Shares Voted:

   826,032     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a  

Elect Director James H. Herbert, II

   Mgmt    For    For    For
1b  

Elect Director Katherine August-deWilde

   Mgmt    For    For    For
1c  

Elect Director Hafize Gaye Erkan

   Mgmt    For    For    For
1d  

Elect Director Frank J. Fahrenkopf, Jr.

   Mgmt    For    For    For
1e  

Elect Director Boris Groysberg

   Mgmt    For    For    For
1f  

Elect Director Sandra R. Hernandez

   Mgmt    For    For    For
1g  

Elect Director Pamela J. Joyner

   Mgmt    For    For    For
1h  

Elect Director Reynold Levy

   Mgmt    For    For    For
1i  

Elect Director Duncan L. Niederauer

   Mgmt    For    For    For
1j  

Elect Director George G.C. Parker

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

The Hershey Company

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    427866108
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    HSY
     Shares Voted:   

500,590

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Pamela M. Arway

   Mgmt    For    For    For
1.2  

Elect Director James W. Brown

   Mgmt    For    For    For
1.3  

Elect Director Michele G. Buck

   Mgmt    For    For    For
1.4  

Elect Director Victor L. Crawford

   Mgmt    For    For    For
1.5  

Elect Director Charles A. Davis

   Mgmt    For    For    For
1.6  

Elect Director Mary Kay Haben

   Mgmt    For    For    For
1.7  

Elect Director James C. Katzman

   Mgmt    For    For    For
1.8  

Elect Director M. Diane Koken

   Mgmt    For    For    For
1.9  

Elect Director Robert M. Malcolm

   Mgmt    For    For    For
1.10  

Elect Director Anthony J. Palmer

   Mgmt    For    For    For
1.11  

Elect Director Juan R. Perez

   Mgmt    For    For    For
1.12  

Elect Director Wendy L. Schoppert

   Mgmt    For    For    For
1.13  

Elect Director David L. Shedlarz

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

TransUnion

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    89400J107
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    TRU
     Shares Voted:    1,461,335     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Declassify the Board of Directors

   Mgmt    For    For    For
2a  

Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws

   Mgmt    For    For    For
2b  

Eliminate Supermajority Vote Requirement to Remove Directors

   Mgmt    For    For    For
3  

Amend Articles of Incorporation to Remove the Corporate Opportunity Waiver

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

TransUnion

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Amend Articles of Association

   Mgmt    For    Refer    For
5a  

Elect Director Suzanne P. Clark

   Mgmt    For    For    For
5b  

Elect Director Kermit R. Crawford

   Mgmt    For    For    For
5c  

Elect Director Thomas L. Monahan, III

   Mgmt    For    For    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
7  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Tyler Technologies, Inc.

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    902252105
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    TYL
     Shares Voted:    249,365     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Donald R. Brattain

   Mgmt    For    For    For
1b  

Elect Director Glenn A. Carter

   Mgmt    For    For    For
1c  

Elect Director Brenda A. Cline

   Mgmt    For    For    For
1d  

Elect Director J. Luther King, Jr.

   Mgmt    For    For    For
1e  

Elect Director Mary L. Landrieu

   Mgmt    For    For    For
1f  

Elect Director John S. Marr, Jr.

   Mgmt    For    For    For
1g  

Elect Director H. Lynn Moore, Jr.

   Mgmt    For    For    For
1h  

Elect Director Daniel M. Pope

   Mgmt    For    For    For
1i  

Elect Director Dustin R. Womble

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Dunkin’ Brands Group, Inc.

 

Meeting Date:    05/13/2020   Country:    USA   Primary Security ID:    265504100
Record Date:    03/19/2020   Meeting Type:    Annual   Ticker:    DNKN
     Shares Voted:    307,866     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda Boff

   Mgmt    For    For    For
1b  

Elect Director Irene Chang Britt

   Mgmt    For    For    For
1c  

Elect Director Michael F. Hines

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Laboratory Corporation of America Holdings

 

Meeting Date:    05/13/2020   Country:    USA   Primary Security ID:    50540R409
Record Date:    03/25/2020   Meeting Type:    Annual   Ticker:    LH
     Shares Voted:    442,310     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kerrii B. Anderson

   Mgmt    For    For    For
1b  

Elect Director Jean-Luc Belingard

   Mgmt    For    For    For
1c  

Elect Director Jeffrey A. Davis

   Mgmt    For    For    For
1d  

Elect Director D. Gary Gilliland

   Mgmt    For    For    For
1e  

Elect Director Garheng Kong

   Mgmt    For    For    For
1f  

Elect Director Peter M. Neupert

   Mgmt    For    For    For
1g  

Elect Director Richelle P. Parham

   Mgmt    For    For    For
1h  

Elect Director Adam H. Schechter

   Mgmt    For    For    For
1i  

Elect Director R. Sanders Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Seattle Genetics, Inc.

 

Meeting Date:    05/15/2020   Country:    USA   Primary Security ID:    812578102
Record Date:    03/19/2020   Meeting Type:    Annual   Ticker:    SGEN
     Shares Voted:    733,730     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David W. Gryska

   Mgmt    For    For    For
1.2  

Elect Director John A. Orwin

   Mgmt    For    For    For
1.3  

Elect Director Alpna H. Seth

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Chipotle Mexican Grill, Inc.

 

Meeting Date:    05/19/2020   Country:    USA   Primary Security ID:    169656105
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    CMG
     Shares Voted:    183,725     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Albert S. Baldocchi

   Mgmt    For    For    For
1.2  

Elect Director Patricia Fili-Krushel

   Mgmt    For    For    For
1.3  

Elect Director Neil W. Flanzraich

   Mgmt    For    For    For
1.4  

Elect Director Robin Hickenlooper

   Mgmt    For    For    For
1.5  

Elect Director Scott Maw

   Mgmt    For    For    For
1.6  

Elect Director Ali Namvar

   Mgmt    For    For    For
1.7  

Elect Director Brian Niccol

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against
5  

Require Independent Board Chair

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Chipotle Mexican Grill, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Report on Employment-Related Arbitration

   SH    Against    For    For
7  

Provide Right to Act by Written Consent

   SH    Against    For    For

Zendesk, Inc.

 

Meeting Date:    05/19/2020   Country:    USA   Primary Security ID:    98936J101
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    ZEN
     Shares Voted:    508,317     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael Curtis

   Mgmt    For    Refer    Against
1b  

Elect Director Mikkel Svane

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Nordstrom, Inc.

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    655664100
Record Date:    03/11/2020   Meeting Type:    Annual   Ticker:    JWN
     Shares Voted:    139,307     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Shellye L. Archambeau

   Mgmt    For    For    For
1b  

Elect Director Stacy Brown-Philpot

   Mgmt    For    For    For
1c  

Elect Director Tanya L. Domier

   Mgmt    For    For    For
1d  

Elect Director James L. Donald

   Mgmt    For    For    For
1e  

Elect Director Kirsten A. Green

   Mgmt    For    For    For
1f  

Elect Director Glenda G. McNeal

   Mgmt    For    For    For
1g  

Elect Director Erik B. Nordstrom

   Mgmt    For    For    For
1h  

Elect Director Peter E. Nordstrom

   Mgmt    For    For    For
1i  

Elect Director Brad D. Smith

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Nordstrom, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Bradley D. Tilden

   Mgmt    For    For    For
1k  

Elect Director Mark J. Tritton

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

DexCom, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    252131107
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    DXCM
     Shares Voted:    422,136     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard A. Collins

   Mgmt    For    For    For
1b  

Elect Director Mark G. Foletta

   Mgmt    For    For    For
1c  

Elect Director Eric J. Topol

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

VeriSign, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    92343E102
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    VRSN
     Shares Voted:    184,545     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director D. James Bidzos

   Mgmt    For    For    For
1.2  

Elect Director Yehuda Ari Buchalter

   Mgmt    For    For    For
1.3  

Elect Director Kathleen A. Cote

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

VeriSign, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1.5  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1.6  

Elect Director Roger H. Moore

   Mgmt    For    For    For
1.7  

Elect Director Louis A. Simpson

   Mgmt    For    For    For
1.8  

Elect Director Timothy Tomlinson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    Against

Cerner Corporation

 

Meeting Date:    05/22/2020   Country:    USA   Primary Security ID:    156782104
Record Date:    03/24/2020   Meeting Type:    Annual   Ticker:    CERN
     Shares Voted:    1,358,802     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Julie L. Gerberding

   Mgmt    For    For    For
1b  

Elect Director Brent Shafer

   Mgmt    For    For    For
1c  

Elect Director William D. Zollars

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Amend Advance Notice Provisions

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Novanta Inc.

 

Meeting Date:    05/26/2020   Country:    Canada   Primary Security ID:    67000B104
Record Date:    04/15/2020   Meeting Type:    Annual/Special   Ticker:    NOVT
     Shares Voted:    313,269     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Stephen W. Bershad

   Mgmt    For    For    For
1.2  

Elect Director Lonny J. Carpenter

   Mgmt    For    For    For
1.3  

Elect Director Deborah DiSanzo

   Mgmt    For    For    For
1.4  

Elect Director Matthijs Glastra

   Mgmt    For    For    For
1.5  

Elect Director Brian D. King

   Mgmt    For    For    For
1.6  

Elect Director Ira J. Lamel

   Mgmt    For    For    For
1.7  

Elect Director Maxine L. Mauricio

   Mgmt    For    For    For
1.8  

Elect Director Dominic A. Romeo

   Mgmt    For    For    For
1.9  

Elect Director Thomas N. Secor

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation

   Mgmt    For    Refer    For

Arista Networks, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    040413106
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    ANET
     Shares Voted:    349,769     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mark B. Templeton

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Nikos Theodosopoulos

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Twitter, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    90184L102
Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    TWTR
     Shares Voted:    1,635,881     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Omid R. Kordestani

   Mgmt    For    For    For
1b  

Elect Director Ngozi Okonjo-Iweala

   Mgmt    For    For    For
1c  

Elect Director Bret Taylor

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Report on Risks of Omitting Viewpoint and Ideology from EEO Policy

   SH    Against    Against    Against

Teladoc Health, Inc.

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:    87918A105
Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    TDOC
     Shares Voted:    279,604     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Helen Darling

   Mgmt    For    For    For
1.2  

Elect Director William H. Frist

   Mgmt    For    For    For
1.3  

Elect Director Michael Goldstein

   Mgmt    For    For    For
1.4  

Elect Director Jason Gorevic

   Mgmt    For    For    For
1.5  

Elect Director Catherine A. Jacobson

   Mgmt    For    For    For
1.6  

Elect Director Thomas G. McKinley

   Mgmt    For    For    For
1.7  

Elect Director Kenneth H. Paulus

   Mgmt    For    For    For
1.8  

Elect Director David Shedlarz

   Mgmt    For    For    For
1.9  

Elect Director Mark Douglas Smith

   Mgmt    For    For    For
1.10  

Elect Director David B. Snow, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

DocuSign, Inc.

 

Meeting Date:    05/29/2020   Country:    USA   Primary Security ID:    256163106
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    DOCU
     Shares Voted:    912,849     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cynthia Gaylor

   Mgmt    For    Refer    Withhold
1.2  

Elect Director S. Steven Singh

   Mgmt    For    Refer    Withhold
2  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

CoStar Group, Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    22160N109
Record Date:    04/08/2020   Meeting Type:    Annual   Ticker:    CSGP
     Shares Voted:    247,599     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael R. Klein

   Mgmt    For    For    For
1b  

Elect Director Andrew C. Florance

   Mgmt    For    For    For
1c  

Elect Director Laura Cox Kaplan

   Mgmt    For    For    For
1d  

Elect Director Michael J. Glosserman

   Mgmt    For    For    For
1e  

Elect Director John W. Hill

   Mgmt    For    For    For
1f  

Elect Director Robert W. Musslewhite

   Mgmt    For    For    For
1g  

Elect Director Christopher J. Nassetta

   Mgmt    For    For    For
1h  

Elect Director Louise S. Sams

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Glaukos Corporation

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    377322102
Record Date:    04/08/2020   Meeting Type:    Annual   Ticker:    GKOS
     Shares Voted:    858,919     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William J. Link

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Aimee S. Weisner

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

lululemon athletica inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    550021109
Record Date:    04/08/2020   Meeting Type:    Annual   Ticker:    LULU
     Shares Voted:    251,082     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael Casey

   Mgmt    For    For    For
1b  

Elect Director Glenn Murphy

   Mgmt    For    For    For
1c  

Elect Director David M. Mussafer

   Mgmt    For    For    For
1d  

Elect Director Stephanie Ferris

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Policy to Eliminate the Sale of Items Containing Down Feathers

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Twilio Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    90138F102
Record Date:    04/06/2020   Meeting Type:    Annual   Ticker:    TWLO
     Shares Voted:    664,384     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard Dalzell

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Jeffrey Immelt

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Erika Rottenberg

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

Ulta Beauty, Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    90384S303
Record Date:    04/06/2020   Meeting Type:    Annual   Ticker:    ULTA
     Shares Voted:    379,949     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michelle L. Collins

   Mgmt    For    For    For
1.2  

Elect Director Patricia A. Little

   Mgmt    For    For    For
1.3  

Elect Director Michael C. Smith

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Trane Technologies Plc

 

Meeting Date:    06/04/2020   Country:    Ireland   Primary Security ID:    G8994E103
Record Date:    04/08/2020   Meeting Type:    Annual   Ticker:    TT
     Shares Voted:    191,364     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kirk E. Arnold

   Mgmt    For    For    For
1b  

Elect Director Ann C. Berzin

   Mgmt    For    For    For
1c  

Elect Director John Bruton

   Mgmt    For    For    For
1d  

Elect Director Jared L. Cohon

   Mgmt    For    For    For
1e  

Elect Director Gary D. Forsee

   Mgmt    For    For    For
1f  

Elect Director Linda P. Hudson

   Mgmt    For    For    For
1g  

Elect Director Michael W. Lamach

   Mgmt    For    For    For
1h  

Elect Director Myles P. Lee

   Mgmt    For    For    For
1i  

Elect Director Karen B. Peetz

   Mgmt    For    For    For
1j  

Elect Director John P. Surma

   Mgmt    For    For    For
1k  

Elect Director Richard J. Swift

   Mgmt    For    For    For
1l  

Elect Director Tony L. White

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Authorize Issue of Equity

   Mgmt    For    For    For
5  

Renew Directors’ Authority to Issue Shares for Cash

   Mgmt    For    For    For
6  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Refer    For

MercadoLibre, Inc.

 

Meeting Date:    06/08/2020   Country:    USA   Primary Security ID:    58733R102
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    MELI
     Shares Voted:    145,567     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

1.1  

Elect Director Susan Segal

   Mgmt    For    For    For
1.2  

Elect Director Mario Eduardo Vazquez

   Mgmt    For    For    For
1.3  

Elect Director Alejandro Nicolas Aguzin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Co. S.A. as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

The Middleby Corporation

 

Meeting Date:    06/08/2020   Country:    USA   Primary Security ID:    596278101
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    MIDD
     Shares Voted:    794,361     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sarah Palisi Chapin

   Mgmt    For    For    For
1.2  

Elect Director Timothy J. FitzGerald

   Mgmt    For    For    For
1.3  

Elect Director Cathy L. McCarthy

   Mgmt    For    For    For
1.4  

Elect Director John R. Miller, III

   Mgmt    For    For    For
1.5  

Elect Director Robert A. Nerbonne

   Mgmt    For    For    For
1.6  

Elect Director Gordon O’Brien

   Mgmt    For    For    For
1.7  

Elect Director Nassem Ziyad

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

MarketAxess Holdings Inc.

 

Meeting Date:    06/10/2020   Country:    USA   Primary Security ID:    57060D108
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    MKTX
     Shares Voted:    334,133     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard M. McVey

   Mgmt    For    For    For
1b  

Elect Director Nancy Altobello

   Mgmt    For    For    For
1c  

Elect Director Steven L. Begleiter

   Mgmt    For    For    For
1d  

Elect Director Stephen P. Casper

   Mgmt    For    For    For
1e  

Elect Director Jane Chwick

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

MarketAxess Holdings Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Christopher R. Concannon

   Mgmt    For    For    For
1g  

Elect Director William F. Cruger

   Mgmt    For    For    For
1h  

Elect Director Justin G. Gmelich

   Mgmt    For    For    For
1i  

Elect Director Richard G. Ketchum

   Mgmt    For    For    For
1j  

Elect Director Emily H. Portney

   Mgmt    For    For    For
1k  

Elect Director Richard L. Prager

   Mgmt    For    For    For
1l  

Elect Director John Steinhardt

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For

National Vision Holdings, Inc.

 

Meeting Date:    06/10/2020   Country:    USA   Primary Security ID:    63845R107
Record Date:    04/15/2020   Meeting Type:    Annual   Ticker:    EYE
     Shares Voted:    1,536,383     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David M. Tehle

   Mgmt    For    For    For
1.2  

Elect Director Thomas V. Taylor, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Virginia A. Hepner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Monolithic Power Systems, Inc.

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:    609839105
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    MPWR
     Shares Voted:    562,777     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1  

Elect Director Victor K. Lee

   Mgmt    For    Withhold    Withhold
1.2  

Elect Director James C. Moyer

   Mgmt    For    Withhold    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against

10X Genomics, Inc.

 

Meeting Date:    06/15/2020   Country:    USA   Primary Security ID:    88025U109
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    TXG
     Shares Voted:    61,154     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1  

Elect Director Serge Saxonov

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Benjamin J. Hindson

   Mgmt    For    Refer    Withhold
1.3  

Elect Director John R. Stuelpnagel

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Ingersoll Rand, Inc.

 

Meeting Date:    06/16/2020   Country:    USA   Primary Security ID:    45687V106
Record Date:    04/22/2020   Meeting Type:    Annual   Ticker:    IR
     Shares Voted:    1,792,536     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a  

Elect Director Kirk E. Arnold

   Mgmt    For    For    For
1b  

Elect Director William P. Donnelly

   Mgmt    For    For    For
1c  

Elect Director Marc E. Jones

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Square, Inc.

 

Meeting Date:    06/16/2020   Country:    USA   Primary Security ID:    852234103
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    SQ
     Shares Voted:    1,407,147     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1  

Elect Director Roelof Botha

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Amy Brooks

   Mgmt    For    For    For
1.3  

Elect Director James McKelvey

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Report on Non-Management Employee Representation on the Board of Directors

   SH    Against    Refer    Against

Universal Display Corporation

 

Meeting Date:    06/18/2020   Country:    USA   Primary Security ID:    91347P105
Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    OLED
     Shares Voted:    381,885     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1A  

Elect Director Steven V. Abramson

   Mgmt    For    For    For
1B  

Elect Director Cynthia J. Comparin

   Mgmt    For    For    For
1C  

Elect Director Richard C. Elias

   Mgmt    For    For    For
1D  

Elect Director Elizabeth H. Gemmill

   Mgmt    For    For    For
1E  

Elect Director C. Keith Hartley

   Mgmt    For    For    For
1F  

Elect Director Celia M. Joseph

   Mgmt    For    For    For
1G  

Elect Director Lawrence Lacerte

   Mgmt    For    For    For
1H  

Elect Director Sidney D. Rosenblatt

   Mgmt    For    For    For
1I  

Elect Director Sherwin I. Seligsohn

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Ollie’s Bargain Outlet Holdings, Inc.

 

Meeting Date:    06/22/2020   Country:    USA   Primary Security ID:    681116109
Record Date:    04/27/2020   Meeting Type:    Annual   Ticker:    OLLI
     Shares Voted:    187,711     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1A  

Elect Director Alissa Ahlman

   Mgmt    For    For    For
1B  

Elect Director Robert Fisch

   Mgmt    For    For    For
1C  

Elect Director John Swygert

   Mgmt    For    For    For
1D  

Elect Director Richard Zannino

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


IVY MID CAP INCOME OPPORTUNITIES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

VF Corporation

 

Meeting Date:    07/16/2019   Country:    USA   Primary Security ID:    918204108
Record Date:    05/22/2019   Meeting Type:    Annual   Ticker:    VFC
     Shares Voted:    216,882     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard T. Carucci

   Mgmt    For    For    For
1.2  

Elect Director Juliana L. Chugg

   Mgmt    For    For    For
1.3  

Elect Director Benno Dorer

   Mgmt    For    For    For
1.4  

Elect Director Mark S. Hoplamazian

   Mgmt    For    For    For
1.5  

Elect Director Laura W. Lang

   Mgmt    For    For    For
1.6  

Elect Director W. Alan McCollough

   Mgmt    For    For    For
1.7  

Elect Director W. Rodney McMullen

   Mgmt    For    For    For
1.8  

Elect Director Clarence Otis, Jr.

   Mgmt    For    For    For
1.9  

Elect Director Steven E. Rendle

   Mgmt    For    For    For
1.10  

Elect Director Carol L. Roberts

   Mgmt    For    For    For
1.11  

Elect Director Matthew J. Shattock

   Mgmt    For    For    For
1.12  

Elect Director Veronica B. Wu

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/20/2019   Country:    USA   Primary Security ID:    595017104
Record Date:    06/25/2019   Meeting Type:    Annual   Ticker:    MCHP
     Shares Voted:    236,523     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2  

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.3  

Elect Director L.B. Day

   Mgmt    For    For    For
1.4  

Elect Director Esther L. Johnson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Microchip Technology Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Human Rights Risks in Operations and Supply Chain

   SH    Against    Against    Against

RPM International Inc.

 

Meeting Date:    10/03/2019   Country:    USA   Primary Security ID:   

749685103

Record Date:    08/09/2019   Meeting Type:    Annual   Ticker:    RPM
     Shares Voted:    348,677     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kirkland B. Andrews

   Mgmt    For    For    For
1.2  

Elect Director David A. Daberko

   Mgmt    For    For    For
1.3  

Elect Director Thomas S. Gross

   Mgmt    For    For    For
1.4  

Elect Director Frank C. Sullivan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Paychex, Inc.

 

Meeting Date:    10/17/2019   Country:    USA   Primary Security ID:   

704326107

Record Date:    08/19/2019   Meeting Type:    Annual   Ticker:   

PAYX

     Shares Voted:    228,275     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director B. Thomas Golisano

   Mgmt    For    For    For
1b  

Elect Director Thomas F. Bonadio

   Mgmt   

For

   For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Paychex, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Joseph G. Doody

   Mgmt    For    For    For
1d  

Elect Director David J.S. Flaschen

   Mgmt    For    For    For
1e  

Elect Director Pamela A. Joseph

   Mgmt    For    For    For
1f  

Elect Director Martin Mucci

   Mgmt    For    For    For
1g  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For
1h  

Elect Director Joseph M. Velli

   Mgmt    For    For    For
1i  

Elect Director Kara Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

L3Harris Technologies, Inc.

 

Meeting Date:    10/25/2019   Country:    USA   Primary Security ID:   

502431109

Record Date:    08/30/2019   Meeting Type:    Annual   Ticker:    LHX
     Shares Voted:    107,235     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Sallie B. Bailey

   Mgmt    For    For    For
1b  

Elect Director William M. Brown

   Mgmt    For    For    For
1c  

Elect Director Peter W. Chiarelli

   Mgmt    For    For    For
1d  

Elect Director Thomas A. Corcoran

   Mgmt    For    For    For
1e  

Elect Director Thomas A. Dattilo

   Mgmt    For    For    For
1f  

Elect Director Roger B. Fradin

   Mgmt    For    For    For
1g  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1h  

Elect Director Lewis Kramer

   Mgmt    For    For    For
1i  

Elect Director Christopher E. Kubasik

   Mgmt    For    For    For
1j  

Elect Director Rita S. Lane

   Mgmt    For    For    For
1k  

Elect Director Robert B. Millard

   Mgmt    For    For    For
1l  

Elect Director Lloyd W. Newton

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

L3Harris Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Maxim Integrated Products, Inc.

 

Meeting Date:    11/07/2019   Country:    USA   Primary Security ID:   

57772K101

Record Date:    09/13/2019   Meeting Type:    Annual   Ticker:    MXIM
     Shares Voted:    367,481     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director William (Bill) P. Sullivan

   Mgmt    For    For    For
1b  

Elect Director Tunc Doluca

   Mgmt    For    For    For
1c  

Elect Director Tracy C. Accardi

   Mgmt    For    For    For
1d  

Elect Director James R. Bergman

   Mgmt    For    For    For
1e  

Elect Director Joseph R. Bronson

   Mgmt    For    For    For
1f  

Elect Director Robert E. Grady

   Mgmt    For    For    For
1g  

Elect Director Mercedes Johnson

   Mgmt    For    For    For
1h  

Elect Director William D. Watkins

   Mgmt    For    For    For
1i  

Elect Director MaryAnn Wright

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Broadridge Financial Solutions, Inc.

 

Meeting Date:    11/14/2019   Country:    USA   Primary Security ID:   

11133T103

Record Date:    09/19/2019   Meeting Type:    Annual   Ticker:    BR
     Shares Voted:    161,898     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Leslie A. Brun

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Broadridge Financial Solutions, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b  

Elect Director Pamela L. Carter

   Mgmt    For    For    For
1c  

Elect Director Richard J. Daly

   Mgmt    For    For    For
1d  

Elect Director Robert N. Duelks

   Mgmt    For    For    For
1e  

Elect Director Timothy C. Gokey

   Mgmt    For    For    For
1f  

Elect Director Brett A. Keller

   Mgmt    For    For    For
1g  

Elect Director Maura A. Markus

   Mgmt    For    For    For
1h  

Elect Director Thomas J. Perna

   Mgmt    For    For    For
1i  

Elect Director Alan J. Weber

   Mgmt    For    For    For
1j  

Elect Director Amit K. Zavery

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

The Clorox Company

 

Meeting Date:    11/20/2019   Country:    USA   Primary Security ID:   

189054109

Record Date:    09/23/2019   Meeting Type:    Annual   Ticker:    CLX
     Shares Voted:    133,920     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Amy Banse

   Mgmt    For    For    For
1.2  

Elect Director Richard H. Carmona

   Mgmt    For    For    For
1.3  

Elect Director Benno Dorer

   Mgmt    For    For    For
1.4  

Elect Director Spencer C. Fleischer

   Mgmt    For    For    For
1.5  

Elect Director Esther Lee

   Mgmt    For    For    For
1.6  

Elect Director A.D. David Mackay

   Mgmt    For    For    For
1.7  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1.8  

Elect Director Matthew J. Shattock

   Mgmt    For    For    For
1.9  

Elect Director Pamela Thomas-Graham

   Mgmt    For    For    For
1.10  

Elect Director Russell J. Weiner

   Mgmt    For    For    For
1.11  

Elect Director Christopher J. Williams

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

The Clorox Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2

  Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

3

  Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

4

  Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations    Mgmt    For    For    For

Cracker Barrel Old Country Store, Inc.

 

Meeting Date:    11/21/2019   Country:    USA   Primary Security ID:   

22410J106

Record Date:    09/20/2019   Meeting Type:    Annual   Ticker:    CBRL
     Shares Voted:    20,369     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas H. Barr

   Mgmt    For    For    For
1.2  

Elect Director Carl T. Berquist

   Mgmt    For    For    For
1.3  

Elect Director Sandra B. Cochran

   Mgmt    For    For    For
1.4  

Elect Director Meg G. Crofton

   Mgmt    For    For    For
1.5  

Elect Director Richard J. Dobkin

   Mgmt    For    For    For
1.6  

Elect Director Norman E. Johnson

   Mgmt    For    For    For
1.7  

Elect Director William W. McCarten

   Mgmt    For    For    For
1.8  

Elect Director Coleman H. Peterson

   Mgmt    For    For    For
1.9  

Elect Director Andrea M. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

The Scotts Miracle-Gro Company

 

Meeting Date:   

01/27/2020

  Country:    USA   Primary Security ID:   

810186106

Record Date:    12/04/2019   Meeting Type:    Annual   Ticker:   

SMG

     Shares Voted:    222,794     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Hagedorn

   Mgmt    For    For    For
1.2  

Elect Director Brian D. Finn

   Mgmt    For    For    For
1.3  

Elect Director Nancy G. Mistretta

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Rockwell Automation, Inc.

 

Meeting Date:   

02/04/2020

  Country:    USA   Primary Security ID:   

773903109

Record Date:    12/09/2019   Meeting Type:    Annual   Ticker:   

ROK

     Shares Voted:    131,985     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A1  

Elect Director Steven R. Kalmanson

   Mgmt    For    For    For
A2  

Elect Director James P. Keane

   Mgmt    For    For    For
A3  

Elect Director Pam Murphy

   Mgmt    For    For    For
A4  

Elect Director Donald R. Parfet

   Mgmt    For    For    For
B  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
C  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
D  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Sonoco Products Company

 

Meeting Date:   

04/15/2020

  Country:    USA   Primary Security ID:   

835495102

Record Date:    02/26/2020   Meeting Type:    Annual   Ticker:   

SON

     Shares Voted:    451,523     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harry A. Cockrell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Sonoco Products Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director R. Howard Coker

   Mgmt    For    For    For
1.3  

Elect Director Pamela L. Davies

   Mgmt    For    For    For
1.4  

Elect Director Theresa J. Drew

   Mgmt    For    For    For
1.5  

Elect Director Philippe Guillemot

   Mgmt    For    For    For
1.6  

Elect Director John R. Haley

   Mgmt    For    For    For
1.7  

Elect Director Robert R. Hill, Jr.

   Mgmt    For    For    For
1.8  

Elect Director Richard G. Kyle

   Mgmt    For    For    For
1.9  

Elect Director Blythe J. McGarvie

   Mgmt    For    For    For
1.10  

Elect Director James M. Micali

   Mgmt    For    For    For
1.11  

Elect Director Sundaram Nagarajan

   Mgmt    For    For    For
1.12  

Elect Director Marc. D. Oken

   Mgmt    For    For    For
1.13  

Elect Director Thomas E. Whiddon

   Mgmt    For    For    For
1.14  

Elect Director Lloyd M. Yates

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Articles of Incorporation and Article III, Section 7, of the By-Laws Relating to the Vote Required for the Removal of Directors

   Mgmt    For    Refer    For
5  

Amend Articles of Incorporation Relating to Quorum or Voting Requirement for Shareholders

   Mgmt    For    Refer    For
6  

Reduce Supermajority Vote Requirement

   Mgmt    For    For    For
7  

Provide Right to Call Special Meeting

   SH    For    For    For

Umpqua Holdings Corporation

 

Meeting Date:   

04/20/2020

  Country:    USA   Primary Security ID:   

904214103

Record Date:    02/12/2020   Meeting Type:    Annual   Ticker:   

UMPQ

     Shares Voted:    1,407,982     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peggy Y. Fowler

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Umpqua Holdings Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director Stephen M. Gambee

   Mgmt    For    For    For
1.3  

Elect Director James S. Greene

   Mgmt    For    For    For
1.4  

Elect Director Luis F. Machuca

   Mgmt    For    For    For
1.5  

Elect Director Maria M. Pope

   Mgmt   

For

   For    For
1.6  

Elect Director Cort L. O’Haver

   Mgmt   

For

   For    For
1.7  

Elect Director John F. Schultz

   Mgmt   

For

   For    For
1.8  

Elect Director Susan F. Stevens

   Mgmt    For    For    For
1.9  

Elect Director Hilliard C. Terry, III

   Mgmt    For    For    For
1.10  

Elect Director Bryan L. Timm

   Mgmt   

For

   For    For
1.11  

Elect Director Anddria Varnado

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Avery Dennison Corporation

 

Meeting Date:   

04/23/2020

  Country:    USA   Primary Security ID:   

053611109

Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:   

AVY

     Shares Voted:    191,039     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Bradley A. Alford

   Mgmt    For    For    For
1b  

Elect Director Anthony K. Anderson

   Mgmt    For    For    For
1c  

Elect Director Peter K. Barker

   Mgmt    For    For    For
1d  

Elect Director Mark J. Barrenechea

   Mgmt    For    For    For
1e  

Elect Director Mitchell R. Butier

   Mgmt    For    For    For
1f  

Elect Director Ken C. Hicks

   Mgmt    For    For    For
1g  

Elect Director Andres A. Lopez

   Mgmt    For    For    For
1h  

Elect Director Patrick T. Siewert

   Mgmt    For    For    For
1i  

Elect Director Julia A. Stewart

   Mgmt    For    For    For
1j  

Elect Director Martha N. Sullivan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Avery Dennison Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Snap-on Incorporated

 

Meeting Date:   

04/23/2020

  Country:    USA   Primary Security ID:   

833034101

Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:   

SNA

     Shares Voted:    164,771     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David C. Adams

   Mgmt    For    For    For
1.2  

Elect Director Karen L. Daniel

   Mgmt    For    For    For
1.3  

Elect Director Ruth Ann M. Gillis

   Mgmt    For    For    For
1.4  

Elect Director James P. Holden

   Mgmt    For    For    For
1.5  

Elect Director Nathan J. Jones

   Mgmt    For    For    For
1.6  

Elect Director Henry W. Knueppel

   Mgmt    For    For    For
1.7  

Elect Director W. Dudley Lehman

   Mgmt    For    For    For
1.8  

Elect Director Nicholas T. Pinchuk

   Mgmt    For    For    For
1.9  

Elect Director Gregg M. Sherrill

   Mgmt    For    For    For
1.10  

Elect Director Donald J. Stebbins

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

L3Harris Technologies, Inc.

 

Meeting Date:   

04/24/2020

  Country:    USA   Primary Security ID:   

502431109

Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:   

LHX

     Shares Voted:    115,880     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Sallie B. Bailey

   Mgmt    For    For    For
1b  

Elect Director William M. Brown

   Mgmt    For    For    For
1c  

Elect Director Peter W. Chiarelli

   Mgmt    For    For    For
1d  

Elect Director Thomas A. Corcoran

   Mgmt    For    For    For
1e  

Elect Director Thomas A. Dattilo

   Mgmt    For    For    For
1f  

Elect Director Roger B. Fradin

   Mgmt    For    For    For
1g  

Elect Director Lewis Hay, III

   Mgmt   

For

   For    For
1h  

Elect Director Lewis Kramer

   Mgmt   

For

   For    For
1i  

Elect Director Christopher E. Kubasik

   Mgmt    For    For    For
1j  

Elect Director Rita S. Lane

   Mgmt   

For

   For    For
1k  

Elect Director Robert B. Millard

   Mgmt    For    For    For
1l  

Elect Director Lloyd W. Newton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations

   Mgmt    For    For    For
5  

Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision

   Mgmt    For    Refer    For
6  

Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision

   Mgmt    For    Refer    For
7  

Provide Right to Act by Written Consent

   SH    Against    For    For

Glacier Bancorp, Inc.

 

Meeting Date:   

04/29/2020

  Country:    USA   Primary Security ID:   

37637Q105

Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:   

GBCI

     Shares Voted:    558,731     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David C. Boyles

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Glacier Bancorp, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director Randall M. Chesler

   Mgmt    For    For    For
1.3  

Elect Director Sherry L. Cladouhos

   Mgmt    For    For    For
1.4  

Elect Director James M. English

   Mgmt    For    For    For
1.5  

Elect Director Annie M. Goodwin

   Mgmt    For    For    For
1.6  

Elect Director Craig A. Langel

   Mgmt    For    For    For
1.7  

Elect Director Douglas J. McBride

   Mgmt    For    For    For
1.8  

Elect Director John W. Murdoch

   Mgmt    For    For    For
1.9  

Elect Director George R. Sutton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify BKD, LLP as Auditors

   Mgmt    For    For    For

Polaris Inc.

 

Meeting Date:   

04/30/2020

  Country:    USA   Primary Security ID:   

731068102

Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:   

PII

     Shares Voted:    282,381     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director George W. Bilicic

   Mgmt    For    For    For
1b  

Elect Director Gary E. Hendrickson

   Mgmt    For    For    For
1c  

Elect Director Gwenne A. Henricks

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst &Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

First American Financial Corporation

 

Meeting Date:   

05/05/2020

  Country:    USA   Primary Security ID:   

31847R102

Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:   

FAF

     Shares Voted:    324,858     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James L. Doti

   Mgmt    For    For    For
1.2  

Elect Director Michael D. McKee

   Mgmt    For    For    For
1.3  

Elect Director Thomas V. McKernan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For

National Instruments Corporation

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:    636518102
Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    NATI
     Shares Voted:    589,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael E. McGrath

   Mgmt    For    For    For
1.2  

Elect Director Alexander M. Davern

   Mgmt    For    For    For
2  

Approve Restricted Stock Plan

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Packaging Corporation of America

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:    695156109
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    PKG
     Shares Voted:    252,228     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cheryl K. Beebe

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Packaging Corporation of America

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director Duane C. Farrington

   Mgmt    For    For    For
1.3  

Elect Director Donna A. Harman

   Mgmt    For    For    For
1.4  

Elect Director Mark W. Kowlzan

   Mgmt    For    For    For
1.5  

Elect Director Robert C. Lyons

   Mgmt    For    For    For
1.6  

Elect Director Thomas P. Maurer

   Mgmt    For    For    For
1.7  

Elect Director Samuel M. Mencoff

   Mgmt    For    For    For
1.8  

Elect Director Roger B. Porter

   Mgmt    For    For    For
1.9  

Elect Director Thomas S. Souleles

   Mgmt    For    For    For
1.10  

Elect Director Paul T. Stecko

   Mgmt    For    For    For
1.11  

Elect Director James D. Woodrum

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Encompass Health Corporation

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:    29261A100
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    EHC
     Shares Voted:    316,243     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Greg D. Carmichael

   Mgmt    For    For    For
1b  

Elect Director John W. Chidsey

   Mgmt    For    For    For
1c  

Elect Director Donald L. Correll

   Mgmt    For    For    For
1d  

Elect Director Yvonne M. Curl

   Mgmt    For    For    For
1e  

Elect Director Charles M. Elson

   Mgmt    For    For    For
1f  

Elect Director Joan E. Herman

   Mgmt    For    For    For
1g  

Elect Director Leo I. Higdon, Jr.

   Mgmt    For    For    For
1h  

Elect Director Leslye G. Katz

   Mgmt    For    For    For
1i  

Elect Director Patricia A. Maryland

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Encompass Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director John E. Maupin, Jr.

   Mgmt    For    For    For
1k  

Elect Director Nancy M. Schlichting

   Mgmt    For    For    For
1l  

Elect Director L. Edward Shaw, Jr.

   Mgmt    For    For    For
1m  

Elect Director Mark J. Tarr

   Mgmt    For    For    For
1n  

Elect Director Terrance Williams

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

C.H. Robinson Worldwide, Inc.

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    12541W209
Record Date:    03/11/2020   Meeting Type:    Annual   Ticker:    CHRW
     Shares Voted:    346,319     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Scott P. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Robert C. Biesterfeld, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Wayne M. Fortun

   Mgmt    For    For    For
1.4  

Elect Director Timothy C. Gokey

   Mgmt    For    For    For
1.5  

Elect Director Mary J. Steele Guilfoile

   Mgmt    For    For    For
1.6  

Elect Director Jodee A. Kozlak

   Mgmt    For    For    For
1.7  

Elect Director Brian P. Short

   Mgmt    For    For    For
1.8  

Elect Director James B. Stake

   Mgmt    For    For    For
1.9  

Elect Director Paula C. Tolliver

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Arthur J. Gallagher & Co.

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    363576109
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    AJG
     Shares Voted:    239,433     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Sherry S. Barrat

   Mgmt    For    For    For
1b  

Elect Director William L. Bax

   Mgmt    For    For    For
1c  

Elect Director D. John Coldman

   Mgmt    For    For    For
1d  

Elect Director Frank E. English, Jr.

   Mgmt    For    For    For
1e  

Elect Director J. Patrick Gallagher, Jr.

   Mgmt    For    For    For
1f  

Elect Director David S. Johnson

   Mgmt    For    For    For
1g  

Elect Director Kay W. McCurdy

   Mgmt    For    For    For
1h  

Elect Director Christopher C. Miskel

   Mgmt    For    For    For
1i  

Elect Director Ralph J. Nicoletti

   Mgmt    For    For    For
1j  

Elect Director Norman L. Rosenthal

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt a Policy on Board Diversity

   SH    Against    Against    Against

Service Corporation International

 

Meeting Date:    05/13/2020   Country:    USA   Primary Security ID:    817565104
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    SCI
     Shares Voted:    419,006     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Alan R. Buckwalter

   Mgmt    For    For    For
1b  

Elect Director Jakki L. Haussler

   Mgmt    For    For    For
1c  

Elect Director Victor L. Lund

   Mgmt    For    For    For
1d  

Elect Director Clifton H. Morris, Jr.

   Mgmt    For    For    For
1e  

Elect Director Ellen Ochoa

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Service Corporation International

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Thomas L. Ryan

   Mgmt    For    For    For
1g  

Elect Director W. Blair Waltrip

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Hasbro, Inc.

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    418056107
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    HAS
     Shares Voted:    286,963     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth A. Bronfin

   Mgmt    For    For    For
1.2  

Elect Director Michael R. Burns

   Mgmt    For    For    For
1.3  

Elect Director Hope F. Cochran

   Mgmt    For    For    For
1.4  

Elect Director Crispin H. Davis

   Mgmt    For    For    For
1.5  

Elect Director John A. Frascotti

   Mgmt    For    For    For
1.6  

Elect Director Lisa Gersh

   Mgmt    For    For    For
1.7  

Elect Director Brian D. Goldner

   Mgmt    For    For    For
1.8  

Elect Director Alan G. Hassenfeld

   Mgmt    For    For    For
1.9  

Elect Director Tracy A. Leinbach

   Mgmt    For    For    For
1.10  

Elect Director Edward M. Philip

   Mgmt    For    For    For
1.11  

Elect Director Richard S. Stoddart

   Mgmt    For    For    For
1.12  

Elect Director Mary Beth West

   Mgmt    For    For    For
1.13  

Elect Director Linda K. Zecher

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Wyndham Destinations, Inc.

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    98310W108
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    WYND
     Shares Voted:    531,236     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Louise F. Brady

   Mgmt    For    For    For
1.2  

Elect Director Michael D. Brown

   Mgmt    For    For    For
1.3  

Elect Director James E. Buckman

   Mgmt    For    For    For
1.4  

Elect Director George Herrera

   Mgmt    For    For    For
1.5  

Elect Director Stephen P. Holmes

   Mgmt    For    For    For
1.6  

Elect Director Denny Marie Post

   Mgmt    For    For    For
1.7  

Elect Director Ronald L. Rickles

   Mgmt    For    For    For
1.8  

Elect Director Michael H. Wargotz

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Leggett & Platt, Incorporated

 

Meeting Date:    05/15/2020   Country:    USA   Primary Security ID:    524660107
Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    LEG
     Shares Voted:    578,232     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mark A. Blinn

   Mgmt    For    For    For
1b  

Elect Director Robert E. Brunner

   Mgmt    For    For    For
1c  

Elect Director Mary Campbell

   Mgmt    For    For    For
1d  

Elect Director J. Mitchell Dolloff

   Mgmt    For    For    For
1e  

Elect Director Manuel A. Fernandez

   Mgmt    For    For    For
1f  

Elect Director Karl G. Glassman

   Mgmt    For    For    For
1g  

Elect Director Joseph W. McClanathan

   Mgmt    For    For    For
1h  

Elect Director Judy C. Odom

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Leggett & Platt, Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director Srikanth Padmanabhan

   Mgmt    For    For    For
1j  

Elect Director Jai Shah

   Mgmt    For    For    For
1k  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

nVent Electric plc

 

Meeting Date:    05/15/2020   Country:    Ireland   Primary Security ID:    G6700G107
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    NVT
     Shares Voted:    909,408     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Brian M. Baldwin *Withdrawn*

   Mgmt         
1b  

Elect Director Jerry W. Burris

   Mgmt    For    For    For
1c  

Elect Director Susan M. Cameron

   Mgmt    For    For    For
1d  

Elect Director Michael L. Ducker

   Mgmt    For    For    For
1e  

Elect Director Randall J. Hogan

   Mgmt    For    For    For
1f  

Elect Director Ronald L. Merriman

   Mgmt    For    For    For
1g  

Elect Director Nicola T. Palmer

   Mgmt    For    For    For
1h  

Elect Director Herbert K. Parker

   Mgmt    For    For    For
1i  

Elect Director Beth A. Wozniak

   Mgmt    For    For    For
1j  

Elect Director Jacqueline Wright

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Authorize Price Range for Reissuance of Treasury Shares

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Quest Diagnostics Incorporated

 

Meeting Date:    05/19/2020   Country:    USA   Primary Security ID:    74834L100
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    DGX
     Shares Voted:    192,821     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Vicky B. Gregg

   Mgmt    For    For    For
1.2  

Elect Director Wright L. Lassiter, III

   Mgmt    For    For    For
1.3  

Elect Director Timothy L. Main

   Mgmt    For    For    For
1.4  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
1.5  

Elect Director Gary M. Pfeiffer

   Mgmt    For    For    For
1.6  

Elect Director Timothy M. Ring

   Mgmt    For    For    For
1.7  

Elect Director Stephen H. Rusckowski

   Mgmt    For    For    For
1.8  

Elect Director Daniel C. Stanzione

   Mgmt    For    For    For
1.9  

Elect Director Helen I. Torley

   Mgmt    For    For    For
1.10  

Elect Director Gail R. Wilensky

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Cinemark Holdings, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    17243V102
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    CNK
     Shares Voted:    1,006,233     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Nancy Loewe

   Mgmt    For    For    For
1.2  

Elect Director Steven P. Rosenberg

   Mgmt    For    For    For
1.3  

Elect Director Enrique F. Senior

   Mgmt    For    For    For
1.4  

Elect Director Nina G. Vaca

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

OGE Energy Corp.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    670837103
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    OGE
     Shares Voted:    196,076     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Frank A. Bozich

   Mgmt    For    For    For
1b  

Elect Director James H. Brandi

   Mgmt    For    For    For
1c  

Elect Director Peter D. Clarke

   Mgmt    For    For    For
1d  

Elect Director Luke R. Corbett

   Mgmt    For    For    For
1e  

Elect Director David L. Hauser

   Mgmt    For    For    For
1f  

Elect Director Judy R. McReynolds

   Mgmt    For    For    For
1g  

Elect Director David E. Rainbolt

   Mgmt    For    For    For
1h  

Elect Director J. Michael Sanner

   Mgmt    For    For    For
1i  

Elect Director Sheila G. Talton

   Mgmt    For    For    For
1j  

Elect Director Sean Trauschke

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Eliminate Supermajority Voting Provisions

   Mgmt    For    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For

American Campus Communities, Inc.

 

Meeting Date:    06/01/2020   Country:    USA   Primary Security ID:    024835100
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    ACC
     Shares Voted:    532,441     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director William C. Bayless, Jr.

   Mgmt    For    For    For
1b  

Elect Director G. Steven Dawson

   Mgmt    For    For    For
1c  

Elect Director Cydney C. Donnell

   Mgmt    For    For    For
1d  

Elect Director Mary C. Egan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

American Campus Communities, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director Edward Lowenthal

   Mgmt    For    For    For
1f  

Elect Director Oliver Luck

   Mgmt    For    For    For
1g  

Elect Director C. Patrick Oles, Jr.

   Mgmt    For    For    For
1h  

Elect Director John T. Rippel

   Mgmt    For    For    For
1i  

Elect Director Carla Pineyro Sublett

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Garmin Ltd.

 

Meeting Date:    06/05/2020   Country:   

Switzerland

 

Primary Security ID:

   H2906T109
Record Date:    04/09/2020   Meeting Type:   

Annual

 

Ticker:

   GRMN
     Shares Voted:    267,323     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3  

Approve Dividends

   Mgmt    For    For    For
4  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
5.1  

Elect Director Jonathan C. Burrell

   Mgmt    For    For    For
5.2  

Elect Director Joseph J. Hartnett

   Mgmt    For    For    For
5.3  

Elect Director Min H. Kao

   Mgmt    For    For    For
5.4  

Elect Director Catherine A. Lewis

   Mgmt    For    For    For
5.5  

Elect Director Charles W. Peffer

   Mgmt    For    For    For
5.6  

Elect Director Clifton A. Pemble

   Mgmt    For    For    For
6  

Elect Min H. Kao as Board Chairman

   Mgmt    For    For    For
7.1  

Appoint Jonathan C. Burrell as Member of the Compensation Committee

   Mgmt    For    For    For
7.2  

Appoint Joseph J. Hartnett as Member of the Compensation Committee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Garmin Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7.3  

Appoint Catherine A. Lewis as Member of the Compensation Committee

   Mgmt    For    For    For
7.4  

Appoint Charles W. Peffer as Member of the Compensation Committee

   Mgmt    For    For    For
8  

Designate Wuersch & Gering LLP as Independent Proxy

   Mgmt    For    For    For
9  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
10  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
11  

Approve Fiscal Year 2021 Maximum Aggregate Compensation for the Executive Management

   Mgmt    For    For    For
12  

Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2020 AGM and the 2021 AGM

   Mgmt    For    Refer    For
13  

Approve the Renewal of Authorized Share Capital without Preemptive Rights

   Mgmt    For    For    For

Ares Management Corporation

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:    03990B101
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    ARES
     Shares Voted:    664,567     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael J Arougheti

   Mgmt    For    Refer    Against
1b  

Elect Director Antoinette Bush

   Mgmt    For    For    For
1c  

Elect Director Paul G. Joubert

   Mgmt    For    For    For
1d  

Elect Director R. Kipp deVeer

   Mgmt    For    Refer    Against
1e  

Elect Director David B. Kaplan

   Mgmt    For    Refer    Against
1f  

Elect Director Michael Lynton

   Mgmt    For    For    For
1g  

Elect Director Judy D. Olian

   Mgmt    For    For    For
1h  

Elect Director Antony P. Ressler

   Mgmt    For    Refer    Against
1i  

Elect Director Bennett Rosenthal

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


IVY MUNICIPAL BOND FUND

Proxy Voting Record

There was no proxy voting for Ivy Municipal Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY MUNICIPAL HIGH INCOME FUND

Proxy Voting Record

There was no proxy voting for Ivy Municipal High Income Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY NATURAL RESOURCES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

BHP Group Plc

 

Meeting Date:    10/17/2019   Country:    United Kingdom   Primary Security ID:    G10877127
Record Date:    10/15/2019   Meeting Type:    Annual   Ticker:    BHP
     Shares Voted:    507,057     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Appoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Authorise Issue of Equity

   Mgmt    For    For    For
5  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
6  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    Refer    For
9  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    Refer    For
10  

Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie

   Mgmt    For    For    For
11  

Elect Ian Cockerill as Director

   Mgmt    For    For    For
12  

Elect Susan Kilsby as Director

   Mgmt    For    For    For
13  

Re-elect Terry Bowen as Director

   Mgmt    For    For    For
14  

Re-elect Malcolm Broomhead as Director

   Mgmt    For    For    For
15  

Re-elect Anita Frew as Director

   Mgmt    For    For    For
16  

Re-elect Andrew Mackenzie as Director

   Mgmt    For    For    For
17  

Re-elect Lindsay Maxsted as Director

   Mgmt    For    For    For
18  

Re-elect John Mogford as Director

   Mgmt    For    For    For
19  

Re-elect Shriti Vadera as Director

   Mgmt    For    For    For
20  

Re-elect Ken MacKenzie as Director

   Mgmt    For    For    For
 

Shareholder Proposals

   Mgmt         
21  

Amend Constitution of BHP Group Limited

   SH    Against    Refer    Against
22  

Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Parsley Energy, Inc.

 

Meeting Date:    01/09/2020   Country:    USA   Primary Security ID:    701877102
Record Date:    11/25/2019   Meeting Type:    Special   Ticker:    PE
     Shares Voted:    256,318     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For

Air Products and Chemicals, Inc.

 

Meeting Date:    01/23/2020   Country:    USA   Primary Security ID:    009158106
Record Date:    11/29/2019   Meeting Type:    Annual   Ticker:    APD
     Shares Voted:    22,175     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Susan K. Carter

   Mgmt    For    For    For
1b  

Elect Director Charles I. Cogut

   Mgmt    For    For    For
1c  

Elect Director Chadwick C. Deaton

   Mgmt    For    For    For
1d  

Elect Director Seifollah (Seifi) Ghasemi

   Mgmt    For    For    For
1e  

Elect Director David H. Y. Ho

   Mgmt    For    For    For
1f  

Elect Director Margaret G. McGlynn

   Mgmt    For    For    For
1g  

Elect Director Edward L. Monser

   Mgmt    For    For    For
1h  

Elect Director Matthew H. Paull

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Petroleo Brasileiro SA

 

Meeting Date:    03/04/2020   Country:    Brazil   Primary Security ID:   

P78331140

Record Date:    02/10/2020   Meeting Type:    Special   Ticker:    PETR4
     Shares Voted:   

196,034

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Absorption of Petrobras Negocios Eletronicos S.A. (e-PETRO)

   Mgmt    For    Refer    For
2  

Amend Articles and Consolidate Bylaws

   Mgmt    For    Refer    For
3  

Elect Maria Claudia Guimaraes as Director

   Mgmt    For    For    For

WPX Energy, Inc.

 

Meeting Date:    03/05/2020   Country:    USA   Primary Security ID:    98212B103
Record Date:    02/04/2020   Meeting Type:    Special   Ticker:    WPX
     Shares Voted:    394,236     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Rio Tinto Plc

 

Meeting Date:    04/08/2020   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    04/06/2020   Meeting Type:    Annual   Ticker:    RIO
     Shares Voted:    129,762     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Resolutions 1 to 20 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Rio Tinto Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    Refer    For
4  

Approve the Potential Termination of Benefits for Australian Law Purposes

   Mgmt    For    Refer    For
5  

Elect Hinda Gharbi as Director

   Mgmt    For    For    For
6  

Elect Jennifer Nason as Director

   Mgmt    For    For    For
7  

Elect Ngaire Woods as Director

   Mgmt    For    For    For
8  

Re-elect Megan Clark as Director

   Mgmt    For    For    For
9  

Re-elect David Constable as Director

   Mgmt    For    For    For
10  

Re-elect Simon Henry as Director

   Mgmt    For    For    For
11  

Re-elect Jean-Sebastien Jacques as Director

   Mgmt    For    For    For
12  

Re-elect Sam Laidlaw as Director

   Mgmt    For    For    For
13  

Re-elect Michael L’Estrange as Director

   Mgmt    For    For    For
14  

Re-elect Simon McKeon as Director

   Mgmt    For    For    For
15  

Re-elect Jakob Stausholm as Director

   Mgmt    For    For    For
16  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
17  

Appoint KPMG LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Amend Articles of Association Re: General Updates and Changes

   Mgmt    For    For    For
 

Resolution 21 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders Voting as Separate Electorate

   Mgmt         
21  

Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings

   Mgmt    For    Refer    For
 

Resolutions 22 to 25 will be Voted on by Rio Tinto plc Shareholders Only

   Mgmt         
22  

Authorise Issue of Equity

   Mgmt    For    For    For
23  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
24  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
25  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

PPG Industries, Inc.

 

Meeting Date:    04/16/2020   Country:    USA   Primary Security ID:    693506107
Record Date:    02/21/2020   Meeting Type:    Annual   Ticker:    PPG
     Shares Voted:    46,878     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Stephen F. Angel

   Mgmt    For    For    For
1.2  

Elect Director Hugh Grant

   Mgmt    For    For    For
1.3  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
2.1  

Elect Director Kathleen A. Ligocki

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Reduce Supermajority Vote Requirement

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    04/21/2020   Country:    Canada   Primary Security ID:   

13645T100

Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:    CP
     Shares Voted:   

30,063

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For
2  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
3.1  

Elect Director John Baird

   Mgmt    For    For    For
3.2  

Elect Director Isabelle Courville

   Mgmt    For    For    For
3.3  

Elect Director Keith E. Creel

   Mgmt    For    For    For
3.4  

Elect Director Gillian (Jill) H. Denham

   Mgmt    For    For    For
3.5  

Elect Director Edward R. Hamberger

   Mgmt    For    For    For
3.6  

Elect Director Rebecca MacDonald

   Mgmt    For    For    For
3.7  

Elect Director Edward L. Monser

   Mgmt    For    For    For
3.8  

Elect Director Matthew H. Paull

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Canadian Pacific Railway Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3.9  

Elect Director Jane L. Peverett

   Mgmt    For    For    For
3.10  

Elect Director Andrea Robertson

   Mgmt    For    For    For
3.11  

Elect Director Gordon T. Trafton

   Mgmt    For    For    For

The Sherwin-Williams Company

 

Meeting Date:    04/22/2020   Country:    USA   Primary Security ID:    824348106
Record Date:    02/27/2020   Meeting Type:    Annual   Ticker:    SHW
     Shares Voted:    9,709     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Kerrii B. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Arthur F. Anton

   Mgmt    For    For    For
1.3  

Elect Director Jeff M. Fettig

   Mgmt    For    For    For
1.4  

Elect Director Richard J. Kramer

   Mgmt    For    For    For
1.5  

Elect Director Susan J. Kropf

   Mgmt    For    For    For
1.6  

Elect Director John G. Morikis

   Mgmt    For    For    For
1.7  

Elect Director Christine A. Poon

   Mgmt    For    For    For
1.8  

Elect Director Michael H. Thaman

   Mgmt    For    For    For
1.9  

Elect Director Matthew Thornton, III

   Mgmt    For    For    For
1.10  

Elect Director Steven H. Wunning

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Avery Dennison Corporation

 

Meeting Date:    04/23/2020   Country:    USA  

Primary Security ID:

  

053611109

Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    AVY
    

Shares Voted:

   29,698     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Bradley A. Alford

   Mgmt    For    For    For
1b  

Elect Director Anthony K. Anderson

   Mgmt    For    For    For
1c  

Elect Director Peter K. Barker

   Mgmt    For    For    For
1d  

Elect Director Mark J. Barrenechea

   Mgmt    For    For    For
1e  

Elect Director Mitchell R. Butier

   Mgmt    For    For    For
1f  

Elect Director Ken C. Hicks

   Mgmt    For    For    For
1g  

Elect Director Andres A. Lopez

   Mgmt    For    For    For
1h  

Elect Director Patrick T. Siewert

   Mgmt    For    For    For
1i  

Elect Director Julia A. Stewart

   Mgmt    For    For    For
1j  

Elect Director Martha N. Sullivan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Croda International Plc

 

Meeting Date:    04/23/2020   Country:    United Kingdom   Primary Security ID:    G25536155
Record Date:    04/21/2020   Meeting Type:    Annual   Ticker:    CRDA
     Shares Voted:    53,422     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    Refer    For
3  

Approve Remuneration Report

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Roberto Cirillo as Director

   Mgmt    For    For    For
6  

Re-elect Jacqui Ferguson as Director

   Mgmt    For    For    For
7  

Re-elect Steve Foots as Director

   Mgmt    For    For    For
8  

Re-elect Anita Frew as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Croda International Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

9  

Re-elect Helena Ganczakowski as Director

   Mgmt    For    For    For
10  

Re-elect Keith Layden as Director

   Mgmt    For    For    Against
11  

Re-elect Jez Maiden as Director

   Mgmt    For    For    For
12  

Elect John Ramsay as Director

   Mgmt    For    For    For
13  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
16  

Authorise Issue of Equity

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
21  

Amend Performance Share Plan 2014

   Mgmt    For    For    For

Magellan Midstream Partners, L.P.

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    559080106
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    MMP
     Shares Voted:    94,163     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Chansoo Joung

   Mgmt    For    For    For
1.2  

Elect Director Michael N. Mears

   Mgmt    For    For    For
1.3  

Elect Director James R. Montague

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Galp Energia SGPS SA

 

Meeting Date:    04/24/2020   Country:    Portugal   Primary Security ID:    X3078L108
Record Date:    04/17/2020   Meeting Type:    Annual   Ticker:    GALP
     Shares Voted:    427,447     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Individual and Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Appraise Management of Company and Approve Vote of Confidence to Board of Directors

   Mgmt    For    For    For
4  

Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council

   Mgmt    For    For    For
5  

Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor

   Mgmt    For    For    For
6  

Approve Statement on Remuneration Policy

   Mgmt    For    Refer    For
7  

Authorize Repurchase and Reissuance of Shares and Bonds

   Mgmt    For    For    For

Concho Resources Inc.

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:    20605P101
Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:    CXO
     Shares Voted:    91,118     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Timothy A. Leach

   Mgmt    For    For    For
1.2  

Elect Director William H. Easter, III

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

FMC Corporation

 

Meeting Date:    04/28/2020   Country:    USA   Primary Security ID:    302491303
Record Date:    03/04/2020   Meeting Type:    Annual   Ticker:    FMC
     Shares Voted:    32,884     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Pierre Brondeau

   Mgmt    For    For    For
1b  

Elect Director Eduardo E. Cordeiro

   Mgmt    For    For    For
1c  

Elect Director Mark Douglas

   Mgmt    For    For    For
1d  

Elect Director C. Scott Greer

   Mgmt    For    For    For
1e  

Elect Director K’Lynne Johnson

   Mgmt    For    For    For
1f  

Elect Director Dirk A. Kempthorne

   Mgmt    For    For    For
1g  

Elect Director Paul J. Norris

   Mgmt    For    For    For
1h  

Elect Director Margareth Ovrum

   Mgmt    For    For    For
1i  

Elect Director Robert C. Pallash

   Mgmt    For    For    For
1j  

Elect Director William H. Powell

   Mgmt    For    For    For
1k  

Elect Director Vincent R. Volpe, Jr.

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:    04/28/2020   Country:    USA   Primary Security ID:    655044105
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    238,465     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director James E. Craddock

   Mgmt    For    Refer    Against
1c  

Elect Director Barbara J. Duganier

   Mgmt    For    For    For
1d  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1e  

Elect Director Holli C. Ladhani

   Mgmt    For    For    For
1f  

Elect Director David L. Stover

   Mgmt    For    For    For
1g  

Elect Director Scott D. Urban

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Noble Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1i  

Elect Director Martha B. Wyrsch

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For

Marathon Petroleum Corporation

 

Meeting Date:    04/29/2020   Country:    USA   Primary Security ID:    56585A102
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    MPC
     Shares Voted:    200,512     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Declassify the Board of Directors

   Mgmt    For    For    For
2a  

Elect Director Steven A. Davis

   Mgmt    For    For    For
2b  

Elect Director J. Michael Stice

   Mgmt    For    For    For
2c  

Elect Director John P. Surma

   Mgmt    For    For    For
2d  

Elect Director Susan Tomasky

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Adopt Simple Majority Vote

   SH    For    For    For
6  

Report on Integrating Community Impacts Into Executive Compensation Program

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Cabot Oil & Gas Corporation

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:    127097103
Record Date:    03/04/2020   Meeting Type:    Annual   Ticker:    COG
     Shares Voted:    251,574     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dorothy M. Ables

   Mgmt    For    For    For
1.2  

Elect Director Rhys J. Best

   Mgmt    For    For    For
1.3  

Elect Director Robert S. Boswell

   Mgmt    For    For    For
1.4  

Elect Director Amanda M. Brock

   Mgmt    For    For    For
1.5  

Elect Director Peter B. Delaney

   Mgmt    For    For    For
1.6  

Elect Director Dan O. Dinges

   Mgmt    For    For    For
1.7  

Elect Director Robert Kelley

   Mgmt    For    For    For
1.8  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
1.9  

Elect Director Marcus A. Watts

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:    26875P101
Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    106,793     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director Robert P. Daniels

   Mgmt    For    For    For
1d  

Elect Director James C. Day

   Mgmt    For    For    For
1e  

Elect Director C. Christopher Gaut

   Mgmt    For    For    For
1f  

Elect Director Julie J. Robertson

   Mgmt    For    For    For
1g  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1h  

Elect Director William R. Thomas

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

EOG Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Vale SA

 

Meeting Date:    04/30/2020   Country:    Brazil   Primary Security ID:    P9661Q155
Record Date:    03/23/2020   Meeting Type:    Annual/Special   Ticker:    VALE3
     Shares Voted:    229,632     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Ordinary Business

   Mgmt         
1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019

   Mgmt    For    For    For
2  

Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?

   Mgmt    None    Against    Against
3  

Elect Directors

   Mgmt    For    Against    Against
4  

In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?

   Mgmt    None    Against    Against
5  

In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?

   Mgmt    None    Abstain    Abstain
 

APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED – If You Vote FOR on Item 5, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes

   Mgmt         
6.1  

Percentage of Votes to Be Assigned – Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate

   Mgmt    None    Abstain    Abstain
6.2  

Percentage of Votes to Be Assigned – Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate

   Mgmt    None    Abstain    Abstain
6.3  

Percentage of Votes to Be Assigned – Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate

   Mgmt    None    Abstain    Abstain
6.4  

Percentage of Votes to Be Assigned – Elect Jose Luciano Duarte Penido as Director

   Mgmt    None    Abstain    Abstain


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Vale SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6.5  

Percentage of Votes to Be Assigned – Elect Eduardo de Oliveira Rodrigues Filho as Director

   Mgmt    None    Abstain    Abstain
6.6  

Percentage of Votes to Be Assigned – Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate

   Mgmt    None    Abstain    Abstain
6.7  

Percentage of Votes to Be Assigned – Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate

   Mgmt    None    Abstain    Abstain
6.8  

Percentage of Votes to Be Assigned – Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate

   Mgmt    None    Abstain    Abstain
6.9  

Percentage of Votes to Be Assigned – Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate

   Mgmt    None    Abstain    Abstain
6.10  

Percentage of Votes to Be Assigned – Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate

   Mgmt    None    Abstain    Abstain
6.11  

Percentage of Votes to Be Assigned – Elect Sandra Maria Guerra de Azevedo as Independent Director

   Mgmt    None    Abstain    Abstain
6.12  

Percentage of Votes to Be Assigned – Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate

   Mgmt    None    Abstain    Abstain
7  

As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?

   Mgmt    None    Refer    For
8  

Elect Fiscal Council Members

   Mgmt    For    Refer    For
9  

In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?

   Mgmt    None    Refer    Against
10  

Approve Remuneration of Company’s Management and Fiscal Council

   Mgmt    For    Refer    Against
 

Extraordinary Business

   Mgmt         
1  

Amend Articles and Consolidate Bylaws

   Mgmt    For    Refer    Against
2  

Approve Agreement to Absorb Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe)

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Vale SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Ratify Premiumbravo Auditores Independentes as Independent Firm to Appraise Proposed Transaction

   Mgmt    For    Refer    For
4  

Approve Independent Firm’s Appraisals

   Mgmt    For    Refer    For
5  

Approve Absorption of Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe)

   Mgmt    For    Refer    For
6  

Approve Agreement to Absorb Minas da Serra Geral S.A. (MSG), MSE – Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba)

   Mgmt    For    Refer    For
7  

Ratify Macso Legate Auditores Independentes as Independent Firm to Appraise Proposed Transaction

   Mgmt    For    Refer    For
8  

Approve Independent Firm’s Appraisals

   Mgmt    For    Refer    For
9  

Approve Absorption of Minas da Serra Geral S.A. (MSG), MSE – Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba)

   Mgmt    For    Refer    For

Valero Energy Corporation

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:    91913Y100
Record Date:    03/04/2020   Meeting Type:    Annual   Ticker:    VLO
     Shares Voted:    127,541     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director H. Paulett Eberhart

   Mgmt    For    For    For
1B  

Elect Director Joseph W. Gorder

   Mgmt    For    For    For
1C  

Elect Director Kimberly S. Greene

   Mgmt    For    For    For
1D  

Elect Director Deborah P. Majoras

   Mgmt    For    For    For
1E  

Elect Director Eric D. Mullins

   Mgmt    For    For    For
1F  

Elect Director Donald L. Nickles

   Mgmt    For    For    For
1G  

Elect Director Philip J. Pfeiffer

   Mgmt    For    For    For
1H  

Elect Director Robert A. Profusek

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Valero Energy Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1I  

Elect Director Stephen M. Waters

   Mgmt    For    For    For
1J  

Elect Director Randall J. Weisenburger

   Mgmt    For    For    For
1K  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For

Agnico Eagle Mines Limited

 

Meeting Date:    05/01/2020   Country:    Canada   Primary Security ID:    008474108
Record Date:    03/17/2020   Meeting Type:    Annual/Special   Ticker:    AEM
     Shares Voted:    19,741     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Leanne M. Baker

   Mgmt    For    For    For
1.2  

Elect Director Sean Boyd

   Mgmt    For    For    For
1.3  

Elect Director Martine A. Celej

   Mgmt    For    For    For
1.4  

Elect Director Robert J. Gemmell

   Mgmt    For    For    For
1.5  

Elect Director Mel Leiderman

   Mgmt    For    For    For
1.6  

Elect Director Deborah McCombe

   Mgmt    For    For    For
1.7  

Elect Director James D. Nasso

   Mgmt    For    For    For
1.8  

Elect Director Sean Riley

   Mgmt    For    For    For
1.9  

Elect Director J. Merfyn Roberts

   Mgmt    For    For    For
1.10  

Elect Director Jamie C. Sokalsky

   Mgmt    For    For    For
2  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Air Liquide SA

 

Meeting Date:    05/05/2020   Country:    France   Primary Security ID:    F01764103
Record Date:    04/30/2020   Meeting Type:    Annual/Special   Ticker:    AI
     Shares Voted:    259     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares

   Mgmt    For    For    For
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
5  

Reelect Brian Gilvary as Director

   Mgmt    For    For    For
6  

Elect Anette Bronder as Director

   Mgmt    For    For    For
7  

Elect Kim Ann Mink as Director

   Mgmt    For    For    For
8  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
9  

Approve Compensation of Benoit Potier

   Mgmt    For    Refer    For
10  

Approve Compensation Report for Corporate Officers

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Corporate Officers

   Mgmt    For    Refer    For
12  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
13  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
14  

Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
15  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
16  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Air Liquide SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

17  

Amend Article 11 of Bylaws Re: Employee Representative

   Mgmt    For    For    For
18  

Amend Article 15 of Bylaws Re: Board Powers

   Mgmt    For    For    For
19  

Amend Article 16 of Bylaws Re: Board Members Remuneration

   Mgmt    For    For    For
20  

Amend Article 9 of Bylaws Re: Shareholding Disclosure Thresholds

   Mgmt    For    Refer    For
21  

Amend Articles 15 and 19 of Bylaws Re: Delegate Power to Board Members

   Mgmt    For    Refer    For
22  

Amend Article 4 of Bylaws Re: Company Duration

   Mgmt    For    Refer    For
 

Ordinary Business

   Mgmt         
23  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Albemarle Corporation

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:    012653101
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    ALB
     Shares Voted:    11,248     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
2a  

Elect Director Mary Lauren Brlas

   Mgmt    For    For    For
2b  

Elect Director Luther C. Kissam, IV

   Mgmt    For    For    For
2c  

Elect Director J. Kent Masters

   Mgmt    For    For    For
2d  

Elect Director Glenda J. Minor

   Mgmt    For    For    For
2e  

Elect Director James J. O’Brien

   Mgmt    For    For    For
2f  

Elect Director Diarmuid B. O’Connell

   Mgmt    For    For    For
2g  

Elect Director Dean L. Seavers

   Mgmt    For    For    For
2h  

Elect Director Gerald A. Steiner

   Mgmt    For    For    For
2i  

Elect Director Holly A. Van Deursen

   Mgmt    For    For    For
2j  

Elect Director Alejandro D. Wolff

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Albemarle Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Barrick Gold Corporation

 

Meeting Date:    05/05/2020   Country:    Canada   Primary Security ID:    067901108
Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    ABX
     Shares Voted:    579,641     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director D. Mark Bristow

   Mgmt    For    For    For
1.2  

Elect Director Gustavo A. Cisneros

   Mgmt    For    For    For
1.3  

Elect Director Christopher L. Coleman

   Mgmt    For    For    For
1.4  

Elect Director J. Michael Evans

   Mgmt    For    For    For
1.5  

Elect Director Brian L. Greenspun

   Mgmt    For    For    For
1.6  

Elect Director J. Brett Harvey

   Mgmt    For    For    For
1.7  

Elect Director Andrew J. Quinn

   Mgmt    For    For    For
1.8  

Elect Director M. Loreto Silva

   Mgmt    For    For    For
1.9  

Elect Director John L. Thornton

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Packaging Corporation of America

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:    695156109
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    PKG
     Shares Voted:    49,305     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cheryl K. Beebe

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Packaging Corporation of America

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.2  

Elect Director Duane C. Farrington

   Mgmt    For    For    For
1.3  

Elect Director Donna A. Harman

   Mgmt    For    For    For
1.4  

Elect Director Mark W. Kowlzan

   Mgmt    For    For    For
1.5  

Elect Director Robert C. Lyons

   Mgmt    For    For    For
1.6  

Elect Director Thomas P. Maurer

   Mgmt    For    For    For
1.7  

Elect Director Samuel M. Mencoff

   Mgmt    For    For    For
1.8  

Elect Director Roger B. Porter

   Mgmt    For    For    For
1.9  

Elect Director Thomas S. Souleles

   Mgmt    For    For    For
1.10  

Elect Director Paul T. Stecko

   Mgmt    For    For    For
1.11  

Elect Director James D. Woodrum

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Franco-Nevada Corporation

 

Meeting Date:    05/06/2020   Country:    Canada   Primary Security ID:    351858105
Record Date:    03/18/2020   Meeting Type:    Annual/Special   Ticker:    FNV
     Shares Voted:    32,476     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David Harquail

   Mgmt    For    For    For
1.2  

Elect Director Paul Brink

   Mgmt    For    For    For
1.3  

Elect Director Tom Albanese

   Mgmt    For    For    For
1.4  

Elect Director Derek W. Evans

   Mgmt    For    For    For
1.5  

Elect Director Catharine Farrow

   Mgmt    For    For    For
1.6  

Elect Director Louis Gignac

   Mgmt    For    For    For
1.7  

Elect Director Maureen Jensen

   Mgmt    For    For    For
1.8  

Elect Director Jennifer Maki

   Mgmt    For    For    For
1.9  

Elect Director Randall Oliphant

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Franco-Nevada Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.10  

Elect Director David R. Peterson

   Mgmt    For    For    For
1.11  

Elect Director Elliott Pew

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:    718546104
Record Date:    03/11/2020   Meeting Type:    Annual   Ticker:    PSX
     Shares Voted:    132,741     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Charles M. Holley

   Mgmt    For    For    For
1b  

Elect Director Glenn F. Tilton

   Mgmt    For    For    For
1c  

Elect Director Marna C. Whittington

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Risks of Gulf Coast Petrochemical Investments

   SH    Against    Refer    For

Suncor Energy Inc.

 

Meeting Date:    05/06/2020   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    178,695     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For
1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director John D. Gass

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Suncor Energy Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.4  

Elect Director Dennis M. Houston

   Mgmt    For    For    For
1.5  

Elect Director Mark S. Little

   Mgmt    For    For    For
1.6  

Elect Director Brian P. MacDonald

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For
1.8  

Elect Director Lorraine Mitchelmore

   Mgmt    For    For    For
1.9  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.10  

Elect Director Michael M. Wilson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Mondi Plc

 

Meeting Date:    05/07/2020   Country:    United Kingdom   Primary Security ID:    G6258S107
Record Date:    05/05/2020   Meeting Type:    Annual   Ticker:    MNDI
     Shares Voted:    173,898     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    Refer    For
3  

Approve Remuneration Report

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Elect Enoch Godongwana as Director

   Mgmt    For    For    For
6  

Elect Philip Yea as Director

   Mgmt    For    For    For
7  

Re-elect Tanya Fratto as Director

   Mgmt    For    For    For
8  

Re-elect Stephen Harris as Director

   Mgmt    For    For    For
9  

Re-elect Andrew King as Director

   Mgmt    For    For    For
10  

Re-elect Dominique Reiniche as Director

   Mgmt    For    For    For
11  

Re-elect Stephen Young as Director

   Mgmt    For    For    For
12  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Mondi Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

13  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
14  

Authorise Issue of Equity

   Mgmt    For    For    For
15  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
17  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

ConocoPhillips

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    20825C104
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    COP
     Shares Voted:    116,728     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1a  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1b  

Elect Director Caroline Maury Devine

   Mgmt    For    For    For
1c  

Elect Director John V. Faraci

   Mgmt    For    For    For
1d  

Elect Director Jody Freeman

   Mgmt    For    For    For
1e  

Elect Director Gay Huey Evans

   Mgmt    For    For    For
1f  

Elect Director Jeffrey A. Joerres

   Mgmt    For    For    For
1g  

Elect Director Ryan M. Lance

   Mgmt    For    For    For
1h  

Elect Director William H. McRaven

   Mgmt    For    For    For
1i  

Elect Director Sharmila Mulligan

   Mgmt    For    For    For
1j  

Elect Director Arjun N. Murti

   Mgmt    For    For    For
1k  

Elect Director Robert A. Niblock

   Mgmt    For    For    For
1l  

Elect Director David T. Seaton

   Mgmt    For    For    For
1m  

Elect Director R. A. Walker

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Waste Management, Inc.

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:    94106L109
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    WM
     Shares Voted:    37,008     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Frank M. Clark, Jr.

   Mgmt    For    For    For
1b  

Elect Director James C. Fish, Jr.

   Mgmt    For    For    For
1c  

Elect Director Andres R. Gluski

   Mgmt    For    For    For
1d  

Elect Director Victoria M. Holt

   Mgmt    For    For    For
1e  

Elect Director Kathleen M. Mazzarella

   Mgmt    For    For    For
1f  

Elect Director William B. Plummer

   Mgmt    For    For    For
1g  

Elect Director John C. Pope

   Mgmt    For    For    For
1h  

Elect Director Thomas H. Weidemeyer

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    907818108
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    42,598     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director William J. DeLaney

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For
1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1i  

Elect Director Bhavesh V. Patel

   Mgmt    For    For    For
1j  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
1k  

Elect Director Christopher J. Williams

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Report on Climate Change

   SH    Against    Against    Against

Wheaton Precious Metals Corp.

 

Meeting Date:    05/14/2020   Country:    Canada   Primary Security ID:    962879102
Record Date:    03/17/2020   Meeting Type:    Annual/Special   Ticker:    WPM
     Shares Voted:    64,828     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

a1  

Elect Director George L. Brack

   Mgmt    For    For    For
a2  

Elect Director John A. Brough

   Mgmt    For    For    For
a3  

Elect Director R. Peter Gillin

   Mgmt    For    For    For
a4  

Elect Director Chantal Gosselin

   Mgmt    For    For    For
a5  

Elect Director Douglas M. Holtby

   Mgmt    For    For    For
a6  

Elect Director Glenn Ives

   Mgmt    For    For    For
a7  

Elect Director Charles A. Jeannes

   Mgmt    For    For    For
a8  

Elect Director Eduardo Luna

   Mgmt    For    For    For
a9  

Elect Director Marilyn Schonberner

   Mgmt    For    For    For
a10  

Elect Director Randy V. J. Smallwood

   Mgmt    For    For    For
b  

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
c  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Enphase Energy, Inc.

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    29355A107
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    ENPH
     Shares Voted:    69,459     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Benjamin Kortlang

   Mgmt    For    For    For
1.2  

Elect Director Richard S. Mora

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Report on Sustainability

   SH    Against    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Graphic Packaging Holding Company

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    388689101
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    GPK
     Shares Voted:    177,531     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael P. Doss

   Mgmt    For    For    For
1.2  

Elect Director Dean A. Scarborough

   Mgmt    For    For    For
1.3  

Elect Director Larry M. Venturelli

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

ONEOK, Inc.

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    682680103
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    OKE
     Shares Voted:    84,808     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Brian L. Derksen

   Mgmt    For    For    For
1.2  

Elect Director Julie H. Edwards

   Mgmt    For    For    For
1.3  

Elect Director John W. Gibson

   Mgmt    For    For    For
1.4  

Elect Director Mark W. Helderman

   Mgmt    For    For    For
1.5  

Elect Director Randall J. Larson

   Mgmt    For    For    For
1.6  

Elect Director Steven J. Malcolm

   Mgmt    For    For    For
1.7  

Elect Director Jim W. Mogg

   Mgmt    For    For    For
1.8  

Elect Director Pattye L. Moore

   Mgmt    For    For    For
1.9  

Elect Director Gary D. Parker

   Mgmt    For    For    For
1.10  

Elect Director Eduardo A. Rodriguez

   Mgmt    For    For    For
1.11  

Elect Director Terry K. Spencer

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Parsley Energy, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    701877102
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    PE
     Shares Voted:    254,760     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director A.R. Alameddine

   Mgmt    For    For    For
1B  

Elect Director Matt Gallagher

   Mgmt    For    For    For
1C  

Elect Director Karen Hughes

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

WPX Energy, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    98212B103
Record Date:    03/30/2020   Meeting Type:    Annual   Ticker:    WPX
     Shares Voted:    394,236     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John A. Carrig

   Mgmt    For    For    For
1.2  

Elect Director Clay M. Gaspar

   Mgmt    For    For    For
1.3  

Elect Director Robert K. Herdman

   Mgmt    For    For    For
1.4  

Elect Director Kelt Kindick

   Mgmt    For    For    For
1.5  

Elect Director Karl F. Kurz

   Mgmt    For    For    For
1.6  

Elect Director Kimberly S. Lubel

   Mgmt    For    For    For
1.7  

Elect Director Richard E. Muncrief

   Mgmt    For    For    For
1.8  

Elect Director Martin Phillips

   Mgmt    For    For    For
1.9  

Elect Director Douglas E. Swanson, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Valerie M. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    166764100
Record Date:    03/30/2020   Meeting Type:    Annual   Ticker:    CVX
     Shares Voted:    51,249     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Wanda M. Austin

   Mgmt    For    For    For
1b  

Elect Director John B. Frank

   Mgmt    For    For    For
1c  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1d  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1e  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1f  

Elect Director Dambisa F. Moyo

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Debra Reed-Klages

   Mgmt    For    For    For
1h  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1i  

Elect Director D. James Umpleby, III

   Mgmt    For    For    For
1j  

Elect Director Michael K. Wirth

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    For    For
5  

Establish Board Committee on Climate Risk

   SH    Against    Against    Against
6  

Report on Climate Lobbying Aligned with Paris Agreement Goals

   SH    Against    For    For
7  

Report on Petrochemical Risk

   SH    Against    For    For
8  

Report on Human Rights Practices

   SH    Against    Against    Against
9  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
10  

Require Independent Board Chair

   SH    Against    Refer    Against

LyondellBasell Industries N.V.

 

Meeting Date:    05/29/2020   Country:    Netherlands   Primary Security ID:    N53745100
Record Date:    05/01/2020   Meeting Type:    Annual   Ticker:    LYB
     Shares Voted:    32,833     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jacques Aigrain

   Mgmt    For    For    For
1b  

Elect Director Lincoln Benet

   Mgmt    For    For    For
1c  

Elect Director Jagjeet (Jeet) Bindra

   Mgmt    For    For    For
1d  

Elect Director Robin Buchanan

   Mgmt    For    For    For
1e  

Elect Director Stephen Cooper

   Mgmt    For    For    For
1f  

Elect Director Nance Dicciani

   Mgmt    For    For    For
1g  

Elect Director Claire Farley

   Mgmt    For    For    For
1h  

Elect Director Isabella (Bella) Goren

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

LyondellBasell Industries N.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director Michael Hanley

   Mgmt    For    For    For
1j  

Elect Director Albert Manifold

   Mgmt    For    For    For
1k  

Elect Director Bhavesh (Bob) Patel

   Mgmt    For    For    For
2  

Approve Discharge of the Members of the Board of Directors

   Mgmt    For    For    For
3  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers Accountants N.V. as Auditors

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
7  

Approve Dividends of USD 4.20 Per Share

   Mgmt    For    For    For
8  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
9  

Approve Cancellation of Shares

   Mgmt    For    For    For

Total SA

 

Meeting Date:    05/29/2020   Country:    France   Primary Security ID:    F92124100
Record Date:    04/24/2020   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    105,054     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program

   Mgmt    For    For    For
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
6  

Reelect Patricia Barbizet as Director

   Mgmt    For    For    For
7  

Reelect Marie-Christine Coisne-Roquette as Director

   Mgmt    For    For    For
8  

Reelect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Elect Jerome Contamine as Director

   Mgmt    For    For    For
10  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
12  

Approve Compensation of Patrick Pouyanne, Chairman and CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
14  

Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly

   Mgmt    For    Refer    For
15  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion

   Mgmt    For    For    For
16  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    For    For
17  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    Refer    For
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17

   Mgmt    For    For    For
19  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
21  

Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    For    For
 

Shareholders Proposal

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A  

Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly

   SH    Against    Against    Against

Diamondback Energy, Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    25278X109
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    FANG
     Shares Voted:    62,112     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven E. West

   Mgmt    For    For    For
1.2  

Elect Director Travis D. Stice

   Mgmt    For    For    For
1.3  

Elect Director Vincent K. Brooks

   Mgmt    For    For    For
1.4  

Elect Director Michael P. Cross

   Mgmt    For    For    For
1.5  

Elect Director David L. Houston

   Mgmt    For    For    For
1.6  

Elect Director Stephanie K. Mains

   Mgmt    For    For    For
1.7  

Elect Director Mark L. Plaumann

   Mgmt    For    For    For
1.8  

Elect Director Melanie M. Trent

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For


IVY PZENA INTERNATIONAL VALUE FUND

(Prior to July 31, 2018, known as Ivy Cundill Global Value Fund)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      1      Accept Financial Statements and Statutory Reports    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      2      Approve Remuneration Report    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      3      Approve Final Dividend    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      4      Elect Martin Scicluna as Director    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      5      Re-elect Matt Brittin as Director    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      6      Re-elect Brian Cassin as Director    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      7      Re-elect Mike Coupe as Director    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      8      Re-elect Jo Harlow as Director    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      9      Re-elect David Keens as Director    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      10      Re-elect Kevin O’Byrne as Director    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      11      Re-elect Dame Susan Rice as Director    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      12      Re-elect John Rogers as Director    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      13      Re-elect Jean Tomlin as Director    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      14      Reappoint Ernst & Young LLP as Auditors    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      15      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      16      Authorise Issue of Equity    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      17      Authorise Issue of Equity without Pre-emptive Rights    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      18      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      19      Authorise EU Political Donations and Expenditure    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      20      Authorise Market Purchase Ordinary Shares    For    For

J Sainsbury Plc

   SBRY    United
Kingdom
   G77732173    Annual    04-Jul-19    02-Jul-19    Management      21      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      1      Accept Financial Statements and Statutory Reports    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      2      Approve Final Dividend    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      3a      Elect Zhu Linan as Director    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      3b      Elect Yang Chih-Yuan Jerry as Director    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      3c      Elect Gordon Robert Halyburton Orr as Director    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      3d      Elect Woo Chin Wan Raymond as Director    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      3e      Authorize Board Not to Fill Up Vacated Office Resulting From Retirement of Tian Suning as Director    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      3f      Authorize Board to Fix Remuneration of Directors    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      4      Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      5      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      6      Authorize Repurchase of Issued Share Capital    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      7      Authorize Reissuance of Repurchased Shares    For    For

Lenovo Group Limited

   992    Hong
Kong
   Y5257Y107    Annual    09-Jul-19    02-Jul-19    Management      8      Approve Award Plans and California Sub-Plans    For    Against

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      1      Accept Financial Statements and Statutory Reports    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      2      Elect Sanjiv Ahuja as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      3      Elect David Thodey as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      4      Re-elect Gerard Kleisterlee as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      5      Re-elect Nick Read as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      6      Re-elect Margherita Della Valle as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      7      Re-elect Sir Crispin Davis as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      8      Re-elect Michel Demare as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      9      Re-elect Dame Clara Furse as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      10      Re-elect Valerie Gooding as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      11      Re-elect Renee James as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      12      Re-elect Maria Amparo Moraleda Martinez as Director    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      13      Re-elect David Nish as Director    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      14      Approve Final Dividend    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      15      Approve Remuneration Report    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      16      Appoint Ernst & Young LLP as Auditors    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      17      Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      18      Authorise Issue of Equity    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      19      Authorise Issue of Equity without Pre-emptive Rights    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      20      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      21      Authorise Market Purchase of Ordinary Shares    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      22      Authorise EU Political Donations and Expenditure    For    For

Vodafone Group Plc

   VOD    United
Kingdom
   G93882192    Annual    23-Jul-19    19-Jul-19    Management      23      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For

WPP Plc

   WPP    Jersey    G9788D103    Special    24-Oct-19    22-Oct-19    Management      1      Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting)      

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      2      Approve Allocation of Income and Dividends of EUR 3.90 per Share    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      3.1      Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      3.2      Approve Discharge of Management Board Member Roland Busch for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      3.3      Approve Discharge of Management Board Member Lisa Davis for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      3.4      Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      3.5      Approve Discharge of Management Board Member Janina Kugel for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      3.6      Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
     Vote
Instruction

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      3.7      Approve Discharge of Management Board Member Michael Sen for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      3.8      Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.1      Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.2      Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.3      Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.4      Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.5      Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.6      Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.7      Approve Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.8      Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.9      Approve Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.10      Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.11      Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.12      Approve Discharge of Supervisory Board Member Nicola Leibinger- Kammueller for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.13      Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19      For      For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.14      Approve Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19      For      For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.15      Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.16      Approve Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.17      Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.18      Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.19      Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.20      Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      4.21      Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      5      Ratify Ernst & Young GmbH as Auditors for Fiscal 2019/20    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      6      Approve Remuneration Policy    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      7      Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      8      Authorize Use of Financial Derivatives when Repurchasing Shares    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      9      Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights    For    For

Siemens AG

   SIE    Germany    D69671218    Annual    05-Feb-20       Management      10      Approve Affiliation Agreement with Subsidiary Siemens Mobility GmbH    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      1      Accept Financial Statements and Statutory Reports    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      2      Approve Discharge of Board and Senior Management    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      3      Approve Allocation of Income and Dividends of CHF 2.95 per Share    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      4      Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      5.1      Approve Remuneration of Directors in the Amount of CHF 9 Million    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      5.2      Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      5.3      Approve Remuneration Report    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.1      Reelect Joerg Reinhardt as Director and Board Chairman    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.2      Reelect Nancy Andrews as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.3      Reelect Ton Buechner as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.4      Reelect Patrice Bula as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.5      Reelect Srikant Datar as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.6      Reelect Elizabeth Doherty as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.7      Reelect Ann Fudge as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.8      Reelect Frans van Houten as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.9      Reelect Andreas von Planta as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.10      Reelect Charles Sawyers as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.11      Reelect Enrico Vanni as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.12      Reelect William Winters as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.13      Elect Bridgette Heller as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      6.14      Elect Simon Moroney as Director    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      7.1      Reappoint Patrice Bula as Member of the Compensation Committee    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      7.2      Reappoint Srikant Datar as Member of the Compensation Committee    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      7.3      Reappoint Enrico Vanni as Member of the Compensation Committee    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      7.4      Reappoint William Winters as Member of the Compensation Committee    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      7.5      Appoint Bridgette Heller as Member of the Compensation Committee    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      8      Ratify PricewaterhouseCoopers AG as Auditors    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      9      Designate Peter Zahn as Independent Proxy    For    For

Novartis AG

   NOVN    Switzerland    H5820Q150    Annual    28-Feb-20       Management      10      Transact Other Business (Voting)    For    Against

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 18    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.1      Elect Director Kitamura, Toshiaki    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.2      Elect Director Ueda, Takayuki    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.3      Elect Director Ito, Seiya    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.4      Elect Director Ikeda, Takahiko    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.5      Elect Director Yajima, Shigeharu    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.6      Elect Director Kittaka, Kimihisa    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.7      Elect Director Sase, Nobuharu    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.8      Elect Director Yamada, Daisuke    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.9      Elect Director Yanai, Jun    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.10      Elect Director Iio, Norinao    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.11      Elect Director Nishimura, Atsuko    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.12      Elect Director Kimura, Yasushi    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.13      Elect Director Ogino, Kiyoshi    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      2.14      Elect Director Nishikawa, Tomo    For    For

INPEX Corp.

   1605    Japan    J2467E101    Annual    25-Mar-20    31-Dec-19    Management      3      Approve Annual Bonus    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      1      Accept Financial Statements and Statutory Reports    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      2      Approve Remuneration Report (Non- Binding)    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      3      Approve Discharge of Board and Senior Management    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      4      Approve Allocation of Income and Dividends of CHF 0.80 per Share    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      5      Amend Articles Re: Annual Report    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      6.1      Approve Remuneration of Directors in the Amount of CHF 4.7 Million    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      6.2      Approve Remuneration of Executive Committee in the Amount of CHF 39.5 Million    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.1      Reelect Matti Alahuhta as Director    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.2      Reelect Gunnar Brock as Director    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.3      Reelect David Constable as Director    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.4      Reelect Frederico Curado as Director    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.5      Reelect Lars Foerberg as Director    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.6      Reelect Jennifer Xin-Zhe Li as Director    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.7      Reelect Geraldine Matchett as Director    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.8      Reelect David Meline as Director    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.9      Reelect Satish Pai as Director    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.10      Reelect Jacob Wallenberg as Director    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      7.11      Reelect Peter Voser as Director and Board Chairman    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      8.1      Appoint David Constable as Member of the Compensation Committee    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      8.2      Appoint Frederico Curado as Member of the Compensation Committee    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      8.3      Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      9      Designate Hans Zehnder as Independent Proxy    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      10      Ratify KPMG AG as Auditors    For    For

ABB Ltd.

   ABBN    Switzerland    H0010V101    Annual    26-Mar-20       Management      11      Transact Other Business (Voting)    For    Against

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      1      Approve Financial Statements and Allocation of Income    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      2      Amend Articles of Incorporation    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      3.1      Elect Cho Yong-byoung as Inside Director    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      3.2      Elect Philippe Avril as Non- Independent Non-Executive Director    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      3.3      Elect Park An-soon as Outside Director    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      3.4      Elect Park Cheul as Outside Director    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      3.5      Elect Yoon Jae-won as Outside Director    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      3.6      Elect Jin Hyun-duk as Outside Director    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      3.7      Elect Choi Kyong-rok as Outside Director    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      3.8      Elect as Yuki Hirakawa Outside Director    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      4.1      Elect Yoon Jae-won as a Member of Audit Committee    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      4.2      Elect Lee Yoon-jae as a Member of Audit Committee    For    For

Shinhan Financial Group Co., Ltd.

   055550    South
Korea
   Y7749X101    Annual    26-Mar-20    31-Dec-19    Management      5      Approve Total Remuneration of Inside Directors and Outside Directors    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      1.1      Approve Standalone Financial Statements    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      1.2      Approve Consolidated Financial Statements    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      1.3      Approve Non-Financial Information Statement    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      1.4      Approve Discharge of Board    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      1.5      Approve Allocation of Income and Dividends    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      2.1      Fix Number of Directors at 13    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      2.2      Elect Nuria Oliver Ramirez as Director    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      2.3      Reelect Jose Sevilla Alvarez as Director    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      2.4      Reelect Joaquin Ayuso Garcia as Director    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      2.5      Reelect Francisco Javier Campo Garcia as Director    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      2.6      Reelect Eva Castillo Sanz as Director    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      2.7      Reelect Antonio Greno Hidalgo as Director    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      3      Appoint KPMG Auditores as Auditor    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      4      Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent    For    Against

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      5      Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital    For    Against

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      6      Authorize Share Repurchase Program    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      7      Approve Dividends    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      8.1      Approve Shares-in-lieu-of-Bonus Plan as Part of the 2019 Annual Variable Remuneration of Executive Directors    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      8.2      Approve Shares-in-lieu-of-Bonus Plan as Part of the 2020 Annual Variable Remuneration of Executive Directors    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      9.1      Amend Articles Re: General Meetings and Notice of Meetings    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      9.2      Amend Articles Re: Available Information Prior to the Meetings, Right to Information, and Attendance, Proxy and Remove Voting Cards    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      9.3      Amend Articles Re: Right of Attendance, Means of Communication, Logistics and Constitution    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      9.4      Amend Articles Re: Information and Proposals    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      9.5      Amend Articles Re: Remote Voting, Voting of Proposed Resolutions and Documentation    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      9.6      Amend Articles Re: Provisional Suspension and Extension of the General Meeting    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      9.7      Amend Articles Re: Publication and Documentation of Resolutions    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      10      Authorize Board to Ratify and Execute Approved Resolutions    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      11      Advisory Vote on Remuneration Report    For    For

Bankia SA

   BKIA    Spain    E2R23Z164    Annual    27-Mar-20    20-Mar-20    Management      12      Receive Amendments to Board of Directors Regulations and Approval of the Appointments and Responsible Management Committee Regulations and Remuneration Committee Regulations      

POSCO

   005490    South
Korea
   Y70750115    Annual    27-Mar-20    31-Dec-19    Management      1      Approve Financial Statements and Allocation of Income    For    For

POSCO

   005490    South
Korea
   Y70750115    Annual    27-Mar-20    31-Dec-19    Management      2.1      Elect Chang In-hwa as Inside Director    For    For

POSCO

   005490    South
Korea
   Y70750115    Annual    27-Mar-20    31-Dec-19    Management      2.2      Elect Chon Jung-son as Inside Director    For    For

POSCO

   005490    South
Korea
   Y70750115    Annual    27-Mar-20    31-Dec-19    Management      2.3      Elect Kim Hak-dong as Inside Director    For    For

POSCO

   005490    South
Korea
   Y70750115    Annual    27-Mar-20    31-Dec-19    Management      2.4      Elect Jeong Tak as Inside Director    For    For

POSCO

   005490    South
Korea
   Y70750115    Annual    27-Mar-20    31-Dec-19    Management      3      Elect Chang Seung-wha as Outside Director    For    For

POSCO

   005490    South
Korea
   Y70750115    Annual    27-Mar-20    31-Dec-19    Management      4      Elect Park Heui-jae as a Member of Audit Committee    For    For

POSCO

   005490    South
Korea
   Y70750115    Annual    27-Mar-20    31-Dec-19    Management      5      Approve Total Remuneration of Inside Directors and Outside Directors    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      1      Elect Chairman of Meeting    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      2      Prepare and Approve List of Shareholders    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      3      Approve Agenda of Meeting    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      4      Acknowledge Proper Convening of Meeting    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      5      Designate Inspector(s) of Minutes of Meeting    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      6      Receive Financial Statements and Statutory Reports      

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      7      Receive President’s Report      

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      8.1      Accept Financial Statements and Statutory Reports    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      8.2      Approve Discharge of Board and President    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      8.3      Approve Allocation of Income and Dividends of SEK 1.50 Per Share    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      9      Determine Number of Directors (10) and Deputy Directors (0) of Board    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      10      Approve Remuneration of Directors in the Amount of SEK 4.2 Million for Chairman and SEK 1.05 Million for Other Directors, Approve Remuneration for Committee Work    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      11.1      Reelect Jon Baksaas as Director    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      11.2      Reelect Jan Carlson as Director    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      11.3      Reelect Nora Denzel as Director    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      11.4      Reelect Borje Ekholm as Director    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      11.5      Reelect Eric A. Elzvik as Director    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      11.6      Reelect Kurt Jofs as Director    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      11.7      Reelect Ronnie Leten as Director    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      11.8      Reelect Kristin S. Rinne as Director    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      11.9      Reelect Helena Stjernholm as Director    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      11.10      Reelect Jacob Wallenberg as Director    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      12      Reelect Ronnie Leten as Board Chairman    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      13      Determine Number of Auditors (1) and Deputy Auditors (0)    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      14      Approve Remuneration of Auditors    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      15      Ratify Deloitte as Auditors    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      16      Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      17.1      Approve Long-Term Variable Compensation Program 2020 (LTV 2020)    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      17.2      Approve Equity Plan Financing of LTV 2020    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      17.3      Approve Alternative Equity Plan Financing of LTV 2020    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      18      Approve Equity Plan Financing of LTV 2018 and 2019    For    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      19      Approve Equity Plan Financing of LTV 2016 and 2017    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Share Holder      20.1      Eliminate Differentiated Voting Rights    None    Against

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Share Holder      20.2      Amend Articles Re: Editorial Changes    None    Against

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Share Holder      21.1      Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished    None    Against

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Share Holder      21.2      Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee    None    Against

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Share Holder      22      Appoint Special Examination of the Company’s and the Auditors’ Actions    None    Against

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Share Holder      23      Instruct the Board to Propose Equal Voting Rights for All Shares on Annual Meeting 2021    None    For

Telefonaktiebolaget LM Ericsson

   ERIC.B    Sweden    W26049119    Annual    31-Mar-20    25-Mar-20    Management      24      Close Meeting      

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      2      Approve Allocation of Income    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      3      Approve Dividend Distribution    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      4      Approve Elimination of Negative Reserves    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      5.1      Approve Decrease in Size of Board    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      5.2      Elect Beatriz Lara Bartolome as Director    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      5.3      Elect Diego De Giorgi as Director    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      6      Approve Auditors and Authorize Board to Fix Their Remuneration    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      7      Approve 2020 Group Incentive System    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      8      Approve Remuneration Policy    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      9      Approve Second Section of the Remuneration Report    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      10      Approve Long-Term Incentive Plan    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      11      Authorize Share Repurchase Program    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      1      Authorize Board to Increase Capital to Service 2019 Group Incentive System    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      2      Authorize Board to Increase Capital to Service 2020 Group Incentive System    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      3      Amend Company Bylaws Re: Clause 6    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      4      Authorize Cancellation of Repurchased Shares    For    For

UniCredit SpA

   UCG    Italy    T9T23L642    Annual/Special    09-Apr-20    31-Mar-20    Management      A      Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    None    Against

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      1      Open Meeting      

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      2      Receive Report of Management Board (Non-Voting)      

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      3      Adopt Financial Statements    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      4      Approve Remuneration Report    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      5      Receive Explanation on Company’s Reserves and Dividend Policy      

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      6      Approve Dividends of EUR 12.5 Per Share    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      7      Approve Discharge of Management Board    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      8      Approve Discharge of Supervisory Board    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      9      Ratify Ernst & Young as Auditors    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      10      Opportunity to Make Recommendations      

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      11      Elect C. Guillouard to Supervisory Board    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      12      Announce Vacancies on the Supervisory Board      

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      13      Approve Remuneration Policy for Management Board    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      14      Approve Remuneration Policy for Supervisory Board    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      15      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      16      Approve Reduction in Share Capital through Cancellation of Shares    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      17      Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      18      Authorize Board to Exclude Preemptive Rights from Share Issuances    For    For

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      19      Other Business (Non-Voting)      

Royal KPN NV

   KPN    Netherlands    N4297B146    Annual    15-Apr-20    18-Mar-20    Management      20      Close Meeting      

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      1      Approve Financial Statements and Statutory Reports    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      3      Approve Allocation of Income and Absence of Dividend    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      4      Approve Auditors’ Special Report on Related-Party Transactions    For    Against

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      5      Approve Remuneration Policy of Corporate Officers    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      6      Approve Remuneration Policy of Directors    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      7      Approve Compensation Report of Corporate Officers    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      8      Approve Compensation of Martin Bouygues    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      9      Approve Compensation of Olivier Bouygues    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      10      Approve Compensation of Philippe Marien    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      11      Approve Compensation of Olivier Roussat    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      12      Reelect Alexandre de Rothschild as Director    For    Against

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      13      Elect Benoit Maes as Director    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      14      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      15      Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      16      Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer    For    Against

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      17      Amend Articles 4, 8, 13, 12, 14, 15 and 16 of Bylaws to Comply with Legal Changes    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      18      Delegate Power to the Board of Directors to Amend the Bylaws to Comply with Legal Changes    For    For

Bouygues SA

   EN    France    F11487125    Annual/Special    23-Apr-20    21-Apr-20    Management      19      Authorize Filing of Required Documents/Other Formalities    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      1      Approve Financial Statements and Statutory Reports    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      3      Approve Allocation of Income and Dividends of EUR 2.55 per Share    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      4      Approve Auditors’ Special Report on Related-Party Transactions    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      5      Approve Termination Package of Emmanuel Babeau, Vice-CEO    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      6      Approve Compensation Report    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      7      Approve Compensation of Jean- Pascal Tricoire, Chairman and CEO    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      8      Approve Compensation of Emmanuel Babeau, Vice-CEO    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      9      Approve Remuneration Policy of Chairman and CEO    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      10      Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      11      Approve Remuneration Policy of Board Members    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      12      Reelect Leo Apotheker as Director    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      13      Reelect Cecile Cabanis as Director    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      14      Reelect Fred Kindle as Director    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      15      Reelect Willy Kissling as Director    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      16      Elect Jill Lee as Director    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      17      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      18      Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      19      Amend Articles 13 and 16 of Bylaws to Comply with New Regulation    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      20      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      21      Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    For    For

Schneider Electric SE

   SU    France    F86921107    Annual/Special    23-Apr-20    21-Apr-20    Management      22      Authorize Filing of Required Documents/Other Formalities    For    For

Telecom Italia SpA

   TIT    Italy    T92778108    Annual/Special    23-Apr-20    14-Apr-20    Management      1.1      Accept Financial Statements and Statutory Reports    For    For

Telecom Italia SpA

   TIT    Italy    T92778108    Annual/Special    23-Apr-20    14-Apr-20    Management      1.2      Approve Allocation of Income    For    For

Telecom Italia SpA

   TIT    Italy    T92778108    Annual/Special    23-Apr-20    14-Apr-20    Management      2.1      Elect Salvatore Rossi as Director    For    For

Telecom Italia SpA

   TIT    Italy    T92778108    Annual/Special    23-Apr-20    14-Apr-20    Management      2.2      Elect Franck Cadoret as Director    For    For

Telecom Italia SpA

   TIT    Italy    T92778108    Annual/Special    23-Apr-20    14-Apr-20    Management      3.1      Approve Remuneration Policy    For    For

Telecom Italia SpA

   TIT    Italy    T92778108    Annual/Special    23-Apr-20    14-Apr-20    Management      3.2      Approve Second Section of the Remuneration Report    For    For

Telecom Italia SpA

   TIT    Italy    T92778108    Annual/Special    23-Apr-20    14-Apr-20    Management      4      Approve Long Term Incentive Plan    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Telecom Italia SpA

   TIT    Italy    T92778108    Annual/Special    23-Apr-20    14-Apr-20    Management      5      Authorize Board to Increase Capital to Service Long Term Incentive Plan    For    For

Telecom Italia SpA

   TIT    Italy    T92778108    Annual/Special    23-Apr-20    14-Apr-20    Management      6      Approve Employee Share Plan; Authorize Board to Increase Capital to Service Employee Share Plan    For    For

Telecom Italia SpA

   TIT    Italy    T92778108    Annual/Special    23-Apr-20    14-Apr-20    Management      7      Amend Company Bylaws Re: Article 9    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      2      Approve Remuneration Report    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3a      Elect Noel Quinn as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3b      Re-elect Laura Cha as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3c      Re-elect Henri de Castries as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3d      Re-elect Irene Lee as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3e      Re-elect Jose Antonio Meade Kuribrena as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3f      Re-elect Heidi Miller as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3g      Re-elect David Nish as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3h      Re-elect Ewen Stevenson as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3i      Re-elect Jackson Tai as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3j      Re-elect Mark Tucker as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      3k      Re-elect Pauline van der Meer Mohr as Director    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      4      Reappoint PricewaterhouseCoopers LLP as Auditors    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      5      Authorise the Group Audit Committee to Fix Remuneration of Auditors    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      6      Authorise EU Political Donations and Expenditure    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      7      Authorise Issue of Equity    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      8      Authorise Issue of Equity without Pre-emptive Rights    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      9      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      10      Authorise Directors to Allot Any Repurchased Shares    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      11      Authorise Market Purchase of Ordinary Shares    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      12      Authorise Issue of Equity in Relation to Contingent Convertible Securities    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      13      Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      14      Amend Share Plan 2011    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      15      Amend Savings-Related Share Option Plan (UK)    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      16      Amend UK Share Incentive Plan and International Employee Share Purchase Plan    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Management      17      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For

HSBC Holdings Plc

   HSBA    United
Kingdom
   G4634U169    Annual    24-Apr-20    23-Apr-20    Share
Holder
     18      Remove the “State Deduction” Feature of the Post 1974 Midland Bank Defined Benefit Pension Scheme    Against    Against

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1a      Elect Director Douglas J. Pferdehirt    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1b      Elect Director Eleazar de Carvalho Filho    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1c      Elect Director Arnaud Caudoux    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1d      Elect Director Pascal Colombani    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1e      Elect Director Marie-Ange Debon    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1f      Elect Director Claire S. Farley    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1g      Elect Director Didier Houssin    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1h      Elect Director Peter Mellbye    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1i      Elect Director John O’Leary    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1j      Elect Director Olivier Piou    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1k      Elect Director Kay G. Priestly    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1l      Elect Director Joseph Rinaldi    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1m      Elect Director James M. Ringler    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      1n      Elect Director John Yearwood    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      3      Approve Directors’ Remuneration Report    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      4      Accept Financial Statements and Statutory Reports    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      5      Ratify PricewaterhouseCoopers LLP as Auditors    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      6      Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor    For    For

TechnipFMC plc

   FTI    United
Kingdom
   G87110105    Annual    24-Apr-20    27-Feb-20    Management      7      Authorize Board to Fix Remuneration of Auditors    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      1      Open Meeting      

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      2.a      Receive Report of Management Board (Non-Voting)      

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      2.b      Receive Announcements on Sustainability      

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      2.c      Receive Report of Supervisory Board (Non-Voting)      

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      2.d      Approve Remuneration Report    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      2.e      Adopt Financial Statements and Statutory Reports    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      3.a      Receive Explanation on Profit Retention and Distribution Policy      

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      3.b      Approve Dividends of EUR 0.69 Per Share      

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      4.a      Approve Discharge of Management Board    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      4.b      Approve Discharge of Supervisory Board    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      5      Approve Remuneration Policy for Management Board    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      6      Approve Remuneration Policy for Supervisory Board    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      7      Amend Articles of Association    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      8.a      Elect Juan Colombas to Supervisory Board    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      8.b      Elect Herman Hulst to Supervisory Board    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      8.c      Elect Harold Naus to Supervisory Board    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      9.a      Grant Board Authority to Issue Shares    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      9.b      Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights    For    For

ING Groep NV

   INGA    Netherlands    N4578E595    Annual    28-Apr-20    31-Mar-20    Management      10      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      1      Approve Financial Statements and Statutory Reports    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      3      Approve Treatment of Losses and Dividends of EUR 3.15 per Share    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      4      Approve Auditors’ Special Report on Related-Party Transactions    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      5      Ratify Appointment of Paul Hudson as Director    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      6      Reelect Laurent Attal as Director    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      7      Reelect Carole Piwnica as Director    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      8      Reelect Diane Souza as Director    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      9      Reelect Thomas Sudhof as Director    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      10      Elect Rachel Duan as Director    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      11      Elect Lise Kingo as Director    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      12      Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      13      Approve Remuneration Policy of Directors    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      14      Approve Remuneration Policy of Chairman of the Board    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      15      Approve Remuneration Policy of CEO    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      16      Approve Compensation Report of Corporate Officers    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      17      Approve Compensation of Serge Weinberg, Chairman of the Board    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      18      Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      19      Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      20      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For

Sanofi

   SAN    France    F5548N101    Annual    28-Apr-20    24-Apr-20    Management      21      Authorize Filing of Required Documents/Other Formalities    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      2      Approve Remuneration Report    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      3      Approve Remuneration Policy    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      4      Elect Marianne Culver as Director    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      5      Elect Blair Illingworth as Director    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      6      Elect Nick Roberts as Director    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      7      Re-elect Stuart Chambers as Director    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      8      Re-elect Coline McConville as Director    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      9      Re-elect Pete Redfern as Director    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      10      Re-elect Christopher Rogers as Director    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      11      Re-elect John Rogers as Director    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      12      Re-elect Alan Williams as Director    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      13      Reappoint KPMG LLP as Auditors    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      14      Authorise Audit Committee to Fix Remuneration of Auditors    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      15      Authorise Issue of Equity    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      16      Authorise Issue of Equity without Pre-emptive Rights    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      17      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      18      Authorise Market Purchase of Ordinary Shares    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      19      Adopt New Articles of Association    For    For

Travis Perkins Plc

   TPK    United
Kingdom
   G90202105    Annual    28-Apr-20    24-Apr-20    Management      20      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For

Royal Bank of Scotland Group Plc

   RBS    United
Kingdom
   G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

Royal Bank of Scotland Group Plc

   RBS    United
Kingdom
   G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      2      Approve Remuneration Policy    For    Against

Royal Bank of Scotland Group Plc

   RBS    United
Kingdom
   G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      3      Approve Remuneration Report    For    Against

Royal Bank of Scotland Group Plc

   RBS    United
Kingdom
   G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      4      Approve Final Dividend    For    Abstain

Royal Bank of Scotland Group Plc

   RBS    United
Kingdom
   G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      5      Approve Special Dividend    For    Abstain

Royal Bank of Scotland Group Plc

   RBS    United
Kingdom
   G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      6      Re-elect Howard Davies as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United
Kingdom
   G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      7      Elect Alison Rose-Slade as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United
Kingdom
   G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      8      Re-elect Katie Murray as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United
Kingdom
   G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      9      Re-elect Frank Dangeard as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United
Kingdom
   G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      10      Re-elect Patrick Flynn as Director    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      11      Re-elect Morten Friis as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      12      Re-elect Robert Gillespie as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      13      Elect Yasmin Jetha as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      14      Re-elect Baroness Noakes as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      15      Re-elect Mike Rogers as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      16      Re-elect Mark Seligman as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      17      Re-elect Lena Wilson as Director    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      18      Reappoint Ernst & Young LLP as Auditors    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      19      Authorise the Group Audit Committee to Fix Remuneration of Auditors    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      20      Authorise Issue of Equity    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      21      Authorise Issue of Equity without Pre-emptive Rights    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      22      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      23      Authorise Issue of Equity in Connection with Equity Convertible Notes    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      24      Authorise Issue of Equity without Pre-emptive Rights in Connection with Equity Convertible Notes    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      25      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      26      Authorise EU Political Donations and Expenditure    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      27      Authorise Market Purchase of Ordinary Shares    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      28      Authorise Off-Market Purchase of Ordinary Shares    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      29      Adopt New Articles of Association    For    For

Royal Bank of Scotland Group Plc

   RBS    United Kingdom    G7S86Z172    Annual    29-Apr-20    27-Apr-20    Management      30      Approve Employee Share Ownership Plan    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      1      Accept Financial Statements and Statutory Reports    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      2      Approve Remuneration Report    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      3      Approve Allocation of Income and Dividends of USD 0.365 per Share    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      4      Approve Discharge of Board and Senior Management for Fiscal 2019, excluding French Cross- Border Matter    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      5.1      Reelect Axel Weber as Director and Board Chairman    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      5.2      Reelect Jeremy Anderson as Director    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      5.3      Reelect William Dudley as Director    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      5.4      Reelect Reto Francioni as Director    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      5.5      Reelect Fred Hu as Director    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      5.6      Reelect Julie Richardson as Director    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      5.7      Reelect Beatrice di Mauro as Director    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      5.8      Reelect Dieter Wemmer as Director    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      5.9      Reelect Jeanette Wong as Director    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      6.1      Elect Mark Hughes as Director    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      6.2      Elect Nathalie Rachou as Director    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      7.1      Appoint Julie Richardson as Member of the Compensation Committee    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      7.2      Appoint Reto Francioni as Member of the Compensation Committee    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      7.3      Appoint Dieter Wemmer as Member of the Compensation Committee    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      7.4      Appoint Jeanette Wong as Member of the Compensation Committee    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      8.1      Approve Remuneration of Directors in the Amount of CHF 13 Million    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      8.2      Approve Variable Remuneration of Executive Committee in the Amount of CHF 70.3 Million    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      8.3      Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      9      Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      10      Ratify Ernst & Young AG as Auditors    For    For

UBS Group AG

   UBSG    Switzerland    H42097107    Annual    29-Apr-20       Management      11      Transact Other Business (Voting)    For    Against

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      1.1      Approve Remuneration Report    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      1.2      Accept Financial Statements and Statutory Reports    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      2      Approve Discharge of Board and Senior Management    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      3      Approve Allocation of Income and Dividends of CHF 0.14 per Share    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      4      Approve CHF 4.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.a      Reelect Urs Rohner as Director and Board Chairman    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.b      Reelect Iris Bohnet as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.c      Reelect Christian Gellerstad as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.d      Reelect Andreas Gottschling as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.e      Reelect Michael Klein as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.f      Reelect Shan Li as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.g      Reelect Seraina Macia as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.h      Reelect Kai Nargolwala as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.i      Reelect Ana Pessoa as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.j      Reelect Joaquin Ribeiro as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.k      Reelect Severin Schwan as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.l      Reelect John Tiner as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.1.m      Elect Richard Meddings as Director    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.2.1      Reappoint Iris Bohnet as Member of the Compensation Committee    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.2.2      Reappoint Christian Gellerstad as Member of the Compensation Committee    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.2.3      Reappoint Michael Klein as Member of the Compensation Committee    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      5.2.4      Reappoint Kai Nargolwala as Member of the Compensation Committee    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      6.1      Approve Remuneration of Directors in the Amount of CHF 12 Million    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      6.2.1      Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 22.4 Million    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      6.2.2      Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      6.2.3      Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 28.6 Million    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      7.1      Ratify PricewaterhouseCoopers AG as Auditors    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      7.2      Ratify BDO AG as Special Auditors    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      7.3      Designate Keller KLG as Independent Proxy    For    For

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      8.1      Additional Voting Instructions - Shareholder Proposals (Voting)    Against    Against

Credit Suisse Group AG

   CSGN    Switzerland    H3698D419    Annual    30-Apr-20       Management      8.2      Additional Voting Instructions - Board of Directors Proposals (Voting)    For    Against

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      1      Adopt Financial Statements and Directors’ and Auditors’ Reports    For    For

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      2      Approve Final Dividend    For    For

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      3      Approve Directors’ Fees    For    For

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      4      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      5      Elect Peter Seah Lim Huat as Director    For    Against

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      6      Elect Ho Tian Yee as Director    For    Against

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      7      Elect Olivier Lim Tse Ghow as Director    For    For

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      8      Elect Ow Foong Pheng as Director    For    Against

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      9      Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan    For    For

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      10      Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan    For    For

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      11      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      12      Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme    For    For

DBS Group Holdings Ltd.

   D05    Singapore    Y20246107    Annual    30-Apr-20       Management      13      Authorize Share Repurchase Program    For    For

Standard Chartered Plc

   STAN    United
Kingdom
   G84228157    Annual    06-May-20    04-May-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

Standard Chartered Plc

   STAN    United
Kingdom
   G84228157    Annual    06-May-20    04-May-20    Management      2      Approve Final Dividend    For    Abstain


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      3      Approve Remuneration Report    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      4      Elect Phil Rivett as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      5      Elect David Tang as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      6      Re-elect David Conner as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      7      Re-elect Dr Byron Grote as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      8      Re-elect Andy Halford as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      9      Re-elect Christine Hodgson as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      10      Re-elect Gay Huey Evans as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      11      Re-elect Naguib Kheraj as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      12      Re-elect Dr Ngozi Okonjo-Iweala as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      13      Re-elect Carlson Tong as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      14      Re-elect Jose Vinals as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      15      Re-elect Jasmine Whitbread as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      16      Re-elect Bill Winters as Director    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      17      Appoint Ernst & Young LLP as Auditors    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      18      Authorise Audit Committee to Fix Remuneration of Auditors    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      19      Authorise EU Political Donations and Expenditure    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      20      Authorise Board to Offer Scrip Dividend    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      21      Authorise Issue of Equity    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      22      Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      23      Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      24      Authorise Issue of Equity without Pre-emptive Rights    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      25      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      26      Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      27      Authorise Market Purchase of Ordinary Shares    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      28      Authorise Market Purchase of Preference Shares    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      29      Adopt New Articles of Association    For    For

Standard Chartered Plc

   STAN    United Kingdom    G84228157    Annual    06-May-20    04-May-20    Management      30      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      2      Approve Remuneration Report    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      3      Approve Remuneration Policy    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      4      Elect Dawn Fitzpatrick as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      5      Elect Mohamed A. El-Erian as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      6      Elect Brian Gilvary as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      7      Re-elect Mike Ashley as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      8      Re-elect Tim Breedon as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      9      Re-elect Sir Ian Cheshire as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      10      Re-elect Mary Anne Citrino as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      11      Re-elect Mary Francis as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      12      Re-elect Crawford Gillies as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      13      Re-elect Nigel Higgins as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      14      Re-elect Tushar Morzaria as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      15      Re-elect Diane Schueneman as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      16      Re-elect James Staley as Director    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      17      Reappoint KPMG LLP as Auditors    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      18      Authorise the Board Audit Committee to Fix Remuneration of Auditors    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      19      Authorise EU Political Donations and Expenditure    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      20      Authorise Issue of Equity    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      21      Authorise Issue of Equity without Pre-emptive Rights    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      22      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      23      Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      24      Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      25      Authorise Market Purchase of Ordinary Shares    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      26      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      27      Approve SAYE Share Option Scheme    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      28      Amend Share Value Plan    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Management      29      Approve Barclays’ Commitment in Tackling Climate Change    For    For

Barclays Plc

   BARC    United Kingdom    G08036124    Annual    07-May-20    05-May-20    Share
Holder
     30      Approve ShareAction Requisitioned Resolution    Against    Against

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      1      Receive Directors’ Reports (Non- Voting)      

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      2      Receive Auditors’ Reports (Non- Voting)      

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      3      Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)      

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      4      Adopt Financial Statements    For    For

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      5a      Approve Allocation of Income    For    For

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      5b      Approve Dividends of EUR 1.00 Per Share    For    For

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      6      Approve Remuneration Report    For    For

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      7      Approve Discharge of Directors    For    For

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      8      Approve Discharge of Auditors    For    For

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      9      Approve Auditors’ Remuneration    For    For

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      10a      Indicate Koenraad Debackere as Independent Director    For    For

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      10b      Elect Erik Clinck as Director    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      10c      Elect Liesbet Okkerse as Director    For    Against

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      10d      Reelect Theodoros Roussis as Director    For    Against

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      10e      Reelect Sonja De Becker as Director    For    Against

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      10f      Reelect Johan Thijs as Director    For    Against

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      10g      Reelect Vladimira Papirnik as Independent Director    For    For

KBC Group SA/NV

   KBC    Belgium    B5337G162    Annual    07-May-20    23-Apr-20    Management      11      Transact Other Business      

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      1      Approve Financial Statements and Statutory Reports    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      3      Approve Allocation of Income and Absence of Dividends    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      4      Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      5      Approve Compensation Report    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      6      Approve Compensation of Yves Perrier, CEO    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      7      Approve Remuneration Policy of Directors    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      8      Approve Remuneration Policy of CEO    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      9      Approve Remuneration Policy of Chairman of the Board    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      10      Advisory Vote on the Aggregate Remuneration Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      11      Ratify Appointment of Henri Buecher as Director    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      12      Reelect Laurence Danon as Director    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      13      Reelect Helene Molinari as Director    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      14      Reelect Christian Rouchon as Director    For    Against

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      15      Reelect Andree Samat as Director    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      16      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      17      Amend Article 13 of Bylaws Re: Board Members Remuneration    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      18      Amend Article 14 of Bylaws Re: Board Members Deliberation via Written Consultation    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      19      Correction Regarding Items 18 and 19 of May 16, 2019 AGM: Item 18 to be Understood as an Increase in Capital by Public Offer; Item 19 to be Understood as Increase in Capital As Private Placement    For    For

Amundi SA

   AMUN    France    F0300Q103    Annual/Special    12-May-20    08-May-20    Management      20      Authorize Filing of Required Documents/Other Formalities    For    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Management      2      Approve Allocation of Income    For    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Management      3      Authorize Share Repurchase Program and Reissuance of Repurchased Shares    For    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Management      4      Fix Number of Directors    For    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Management      5      Fix Board Terms for Directors    For    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Share
Holder
     6.1      Slate 1 Submitted by Ministry of Economy and Finance    None    Against

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Share
Holder
     6.2      Slate 2 Submitted by Institutional Investors (Assogestioni)    None    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Share
Holder
     7      Elect Michele Alberto Fabiano Crisostomo as Board Chair    None    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Management      8      Approve Remuneration of Directors    For    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Management      9      Approve Long Term Incentive Plan    For    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Management      10.1      Approve Remuneration Policy    For    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Management      10.2      Approve Second Section of the Remuneration Report    For    For

Enel SpA

   ENEL    Italy    T3679P115    Annual    14-May-20    05-May-20    Management      A      Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    None    Against

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Special    14-May-20    12-May-20    Management      1      Approve Matters Relating to the Disposal of the Asia Business to C.P. Retail Development Company Limited    For    For

Royal Dutch Shell Plc

   RDSB    United
Kingdom
   G7690A100    Annual    19-May-20    15-May-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

Royal Dutch Shell Plc

   RDSB    United
Kingdom
   G7690A100    Annual    19-May-20    15-May-20    Management      2      Approve Remuneration Policy    For    For

Royal Dutch Shell Plc

   RDSB    United
Kingdom
   G7690A100    Annual    19-May-20    15-May-20    Management      3      Approve Remuneration Report    For    For

Royal Dutch Shell Plc

   RDSB    United
Kingdom
   G7690A100    Annual    19-May-20    15-May-20    Management      4      Elect Dick Boer as Director    For    For

Royal Dutch Shell Plc

   RDSB    United
Kingdom
   G7690A100    Annual    19-May-20    15-May-20    Management      5      Elect Andrew Mackenzie as Director    For    For

Royal Dutch Shell Plc

   RDSB    United
Kingdom
   G7690A100    Annual    19-May-20    15-May-20    Management      6      Elect Martina Hund-Mejean as Director    For    For

Royal Dutch Shell Plc

   RDSB    United
Kingdom
   G7690A100    Annual    19-May-20    15-May-20    Management      7      Re-elect Ben van Beurden as Director    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      8      Re-elect Neil Carson as Director    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      9      Re-elect Ann Godbehere as Director    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      10      Re-elect Euleen Goh as Director    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      11      Re-elect Charles Holliday as Director    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      12      Re-elect Catherine Hughes as Director    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      13      Re-elect Sir Nigel Sheinwald as Director    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      14      Re-elect Jessica Uhl as Director    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      15      Re-elect Gerrit Zalm as Director    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      16      Reappoint Ernst & Young LLP as Auditors    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      17      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      18      Authorise Issue of Equity    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      19      Authorise Issue of Equity without Pre-emptive Rights    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Management      20      Authorise Market Purchase of Ordinary Shares    For    For

Royal Dutch Shell Plc

   RDSB    United Kingdom    G7690A100    Annual    19-May-20    15-May-20    Share
Holder
     21      Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions    Against    Against

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      2      Approve Remuneration Report    For    For

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      3      Approve Final Dividend (Withdrawn)    For    Abstain

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      4      Elect Amanda Blanc as Director    For    For

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      5      Elect George Culmer as Director    For    For

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      6      Elect Patrick Flynn as Director    For    For

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      7      Elect Jason Windsor as Director    For    For

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      8      Re-elect Patricia Cross as Director    For    For

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      9      Re-elect Belen Romana Garcia as Director    For    For

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      10      Re-elect Michael Mire as Director    For    For

Aviva Plc

   AV    United Kingdom    G0683Q109    Annual    26-May-20    21-May-20    Management      11      Re-elect Sir Adrian Montague as Director    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      12      Re-elect Maurice Tulloch as Director    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      13      Reappoint PricewaterhouseCoopers LLP as Auditors    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      14      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      15      Authorise EU Political Donations and Expenditure    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      16      Authorise Issue of Equity    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      17      Authorise Issue of Equity without Pre-emptive Rights    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      18      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      19      Authorise Issue of Equity in Relation to Any Issuance of SII Instruments    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      20      Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      21      Authorise Issue of Sterling New Preference Shares    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      22      Authorise Issue of Sterling New Preference Shares without Pre- emptive Rights    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      23      Authorise Market Purchase of Ordinary Shares    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      24      Authorise Market Purchase of 8 3/4 % Preference Shares    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      25      Authorise Market Purchase of 8 3/8 % Preference Shares    For    For

Aviva Plc

   AV    United
Kingdom
   G0683Q109    Annual    26-May-20    21-May-20    Management      26      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      1      Approve Financial Statements and Statutory Reports    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      3      Approve Allocation of Income and Dividends of EUR 1.15 per Share    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      4      Approve Stock Dividend Program    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      5      Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      6      Approve Remuneration Policy of Chairman of Supervisory Board    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      7      Approve Remuneration Policy of Supervisory Board Members    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      8      Approve Remuneration Policy of Chairman of Management Board    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      9      Approve Remuneration Policy of Management Board Members    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      10      Approve Compensation Report of Corporate Officers    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      11      Approve Compensation of Maurice Levy, Chairman of Supervisory Board    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      12      Approve Compensation of Arthur Sadoun, Chairman of the Management Board    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      13      Approve Compensation of Jean- Michel Etienne, Management Board Member    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      14      Approve Compensation of Anne- Gabrielle Heilbronner, Management Board Member    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      15      Approve Compensation of Steve King, Management Board Member    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      16      Reelect Sophie Dulac as Supervisory Board Member    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      17      Reelect Thomas H. Glocer as Supervisory Board Member    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      18      Reelect Marie-Josee Kravis as Supervisory Board Member    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      19      Reelect Andre Kudelski as Supervisory Board Member    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      20      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      21      Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      22      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      23      Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      24      Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      25      Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      26      Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      27      Authorize Capital Increase of Up to EUR 9 Million for Future Exchange Offers    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      28      Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      29      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      30      Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      31      Amend Articles 6, 7 and 17 of Bylaws to Comply with Legal Changes    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      32      Amend Article 13 of Bylaws Re: Employee Representatives    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      33      Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation    For    For

Publicis Groupe SA

   PUB    France    F7607Z165    Annual/Special    27-May-20    25-May-20    Management      34      Authorize Filing of Required Documents/Other Formalities    For    For

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      2      Approve Final Dividend    For    For

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      3.1      Elect Wang Chuandong as Director    For    Against

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      3.2      Elect Tang Yong as Director    For    Against

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      3.3      Elect Zhang Junzheng as Director    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      3.4      Elect Wang Xiao Bin as Director    For    Against

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      3.5      Elect Wang Yan as Director    For    Against

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      3.6      Elect Ma Chiu-Cheung, Andrew as Director    For    For

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      3.7      Elect So Chak Kwong, Jack as Director    For    For

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      3.8      Authorize Board to Fix Remuneration of Directors    For    For

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      4      Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration    For    For

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      5      Authorize Repurchase of Issued Share Capital    For    For

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      6      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For

China Resources Power Holdings Company Limited

   836    Hong
Kong
   Y1503A100    Annual    09-Jun-20    03-Jun-20    Management      7      Authorize Reissuance of Repurchased Shares    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      1      Receive Report of Board      

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      2      Accept Financial Statements and Statutory Reports    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      3      Approve Allocation of Income and Omission of Dividends    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      4a      Reelect Lars-Erik Brenoe as Director    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      4b      Reelect Karsten Dybvad as Director    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      4c      Reelect Bente Avnung Landsnes as Director    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      4d      Reelect Jan Thorsgaard Nielsen as Director    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      4e      Reelect Christian Sagild as Director    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      4f      Reelect Carol Sergeant as Director    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      4g      Reelect Gerrit Zalm as Director    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      4h      Elect Martin Blessing as New Director    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      4i      Elect Raija-Leena Hankonen as New Director    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     4j      Elect Lars Wismann as New Director    Abstain    Abstain


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      5      Ratify Deloitte as Auditors    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      6a      Approve Creation of DKK 1.72 Billion Pool of Capital with Preemptive Rights    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      6b      Approve Creation of DKK 860 Million Pool of Capital without Preemptive Rights    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      6c      Approve Creation of DKK 1.49 Billion Pool of Capital without Preemptive Rights    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      6d      Amend Articles Re: Deadline for Submitting Shareholder Proposals    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      6e      Amend Articles Re: Indemnification of Directors and Officers    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      6f      Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      7      Authorize Share Repurchase Program    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      8      Approve Board Remuneration for 2020 and 2021    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      9      Approve Guidelines for Incentive- Based Compensation for Executive Management and Board    For    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      10      Approve Indemnification of Directors and Officers as of the 2020 Annual General Meeting until the 2021 Annual General Meeting    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     11      Request Regarding Sustainability and Responsible Investments    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     12      Amend Articles Re: Allow Electronic General Meetings    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     13.1      Board of Directors’ and Executive Leadership Team’s Shareholdings in the Oil, Gasand Coal Industry Must be Divested    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     13.2      Investing in Oil, Gas and Coal Must Cease    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     13.3      Investing and Lending Policy in Accordance with EIB ENERGY LENDING POLICY    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     13.4      Mistrust Towards the Chairman of the Board of Directors and the CEO    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     14.1      Legal Proceedings Against Auditors    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     14.2      Legal Proceedings Against Former Management    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     14.3      Forum for Shareholder Proceedings Against Auditors    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     15.1      Determination of Administration Margins and Interest Rates    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     15.2      Information Regarding Assessments and Calculations    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     15.3      Ceasing Advisory Services to Commercial Customers within Real Estate Mortgages    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     15.4      Confirm Receipt of Enquiries    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     15.5      Respondent to Enquiries    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     15.6      Deadline for Reply to Enquiries    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     15.7      Minutes of the Annual General Meeting    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     15.8      Researcher Tax Scheme    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     15.9      Reduction of Tax Rate under the Researcher Tax Scheme    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Share
Holder
     15.10      No Increase in the Remuneration of the Board of Directors    Against    Against

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      16      Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities    For    For

Danske Bank A/S

   DANSKE    Denmark    K22272114    Annual    09-Jun-20    02-Jun-20    Management      17      Other Business      

Galaxy Entertainment Group Limited

   27    Hong
Kong
   Y2679D118    Annual    10-Jun-20    04-Jun-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

Galaxy Entertainment Group Limited

   27    Hong
Kong
   Y2679D118    Annual    10-Jun-20    04-Jun-20    Management      2.1      Elect Paddy Tang Lui Wai Yu as Director    For    For

Galaxy Entertainment Group Limited

   27    Hong
Kong
   Y2679D118    Annual    10-Jun-20    04-Jun-20    Management      2.2      Elect William Yip Shue Lam as Director    For    For

Galaxy Entertainment Group Limited

   27    Hong
Kong
   Y2679D118    Annual    10-Jun-20    04-Jun-20    Management      2.3      Elect Patrick Wong Lung Tak as Director    For    For

Galaxy Entertainment Group Limited

   27    Hong
Kong
   Y2679D118    Annual    10-Jun-20    04-Jun-20    Management      2.4      Authorize Board to Fix Remuneration of Directors    For    For

Galaxy Entertainment Group Limited

   27    Hong
Kong
   Y2679D118    Annual    10-Jun-20    04-Jun-20    Management      3      Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For

Galaxy Entertainment Group Limited

   27    Hong
Kong
   Y2679D118    Annual    10-Jun-20    04-Jun-20    Management      4.1      Authorize Repurchase of Issued Share Capital    For    For

Galaxy Entertainment Group Limited

   27    Hong
Kong
   Y2679D118    Annual    10-Jun-20    04-Jun-20    Management      4.2      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against

Galaxy Entertainment Group Limited

   27    Hong
Kong
   Y2679D118    Annual    10-Jun-20    04-Jun-20    Management      4.3      Authorize Reissuance of Repurchased Shares    For    Against

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      1a      Elect Director Anna C. Catalano    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      1b      Elect Director Victor F. Ganzi    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      1c      Elect Director John J. Haley    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      1d      Elect Director Wendy E. Lane    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      1e      Elect Director Brendan R. O’Neill    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      1f      Elect Director Jaymin B. Patel    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      1g      Elect Director Linda D. Rabbitt    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      1h      Elect Director Paul D. Thomas    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      1i      Elect Director Wilhelm Zeller    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      2      Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      4      Renew the Board’s Authority to Issue Shares Under Irish Law    For    For

Willis Towers Watson Public Limited Company

   WLTW    Ireland    G96629103    Annual    10-Jun-20    20-Mar-20    Management      5      Renew the Board’s Authority to Opt- Out of Statutory Pre-Emptions Rights    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      1.1      Elect Director Uchiyamada, Takeshi    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      1.2      Elect Director Hayakawa, Shigeru    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      1.3      Elect Director Toyoda, Akio    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      1.4      Elect Director Kobayashi, Koji    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      1.5      Elect Director Terashi, Shigeki    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      1.6      Elect Director James Kuffner    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      1.7      Elect Director Sugawara, Ikuro    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      1.8      Elect Director Sir Philip Craven    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      1.9      Elect Director Kudo, Teiko    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      2      Appoint Alternate Statutory Auditor Sakai, Ryuji    For    For

Toyota Motor Corp.

   7203    Japan    J92676113    Annual    11-Jun-20    31-Mar-20    Management      3      Amend Articles to Amend Business Lines    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      1      Adopt Financial Statements and Directors’ and Auditors’ Reports    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      2      Approve Final Dividend    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      3      Approve Directors’ Fees    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      4      Elect Kwah Thiam Hock as Director    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      5      Approve Kwah Thiam Hock to Continue Office as Independent Director    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      6      Elect Tay Kah Chye as Director    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      7      Approve Tay Kah Chye to Continue Office as Independent Director    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      8      Elect Kuok Khoon Hua as Director    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      9      Elect Kuok Khoon Ean as Director    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      10      Elect Teo Siong Seng as Director    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      11      Elect Soh Gim Teik as Director    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      12      Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      13      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      14      Approve Grant of Options and Issuance of Shares Under the Wilmar Executives Share Option Scheme 2019    For    Against

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      15      Approve Mandate for Interested Person Transactions    For    For

Wilmar International Limited

   F34    Singapore    Y9586L109    Annual    12-Jun-20       Management      16      Authorize Share Repurchase Program    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      1      Approve Financial Statements and Statutory Reports    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      2      Approve Allocation of Income and Absence of Dividends    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      3      Approve Consolidated Financial Statements and Statutory Reports    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      4      Approve Compensation Report of Corporate Officers    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      5      Approve Compensation of Denis Kessler, Chairman and CEO    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      6      Approve Remuneration Policy of Directors    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      7      Approve Remuneration Policy of Denis Kessler, Chairman and CEO    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      8      Reelect Vanessa Marquette as Director    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      9      Reelect Holding Malakoff Humanis as Director    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      10      Reelect Zhen Wang as Director    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      11      Elect Natacha Valla as Director    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      12      Appoint KPMG as Auditor    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      13      Renew Appointment of Mazars as Auditor    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      14      Acknowledge End of Mandate of Olivier Drion as Alternate Auditor and Decision Not to Replace    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      15      Acknowledge End of Mandate of Lionel Gotlib as Alternate Auditor and Decision Not to Replace    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      16      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      17      Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      18      Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 589,353,524    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      19      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 147,338,381    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      20      Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      21      Authorize Capital Increase of Up to EUR 147,338,381 for Future Exchange Offers    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      22      Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      23      Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      24      Authorize Issuance of Warrants (Bons 2020 Contingents) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      25      Authorize Issuance of Warrants (Bons 2020 AOF) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      26      Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      27      Authorize up to 1.5 Million Shares for Use in Stock Option Plans    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      28      Authorize up to 3 Million Shares for Use in Restricted Stock Plans    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      29      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      30      Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 18-25, 27 and 29 at EUR 772,138,280    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      31      Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      32      Amend Articles 7, 10, 11, 13, 15, 18 of Bylaws to Comply with Legal Changes    For    For

SCOR SE

   SCR    France    F15561677    Annual/Special    16-Jun-20    12-Jun-20    Management      33      Authorize Filing of Required Documents/Other Formalities    For    For

BASF SE

   BAS    Germany    D06216317    Annual    18-Jun-20       Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)      

BASF SE

   BAS    Germany    D06216317    Annual    18-Jun-20       Management      2      Approve Allocation of Income and Dividends of EUR 3.30 per Share    For    For

BASF SE

   BAS    Germany    D06216317    Annual    18-Jun-20       Management      3      Approve Discharge of Supervisory Board for Fiscal 2019    For    For

BASF SE

   BAS    Germany    D06216317    Annual    18-Jun-20       Management      4      Approve Discharge of Management Board for Fiscal 2019    For    For

BASF SE

   BAS    Germany    D06216317    Annual    18-Jun-20       Management      5      Ratify KPMG AG as Auditors for Fiscal 2020    For    For

BASF SE

   BAS    Germany    D06216317    Annual    18-Jun-20       Management      6      Elect Kurt Bock to the Supervisory Board    For    For

BASF SE

   BAS    Germany    D06216317    Annual    18-Jun-20       Management      7      Approve Remuneration Policy for the Management Board    For    For

BASF SE

   BAS    Germany    D06216317    Annual    18-Jun-20       Management      8      Amend Articles Re: Supervisory Board Term of Office    For    For

BASF SE

   BAS    Germany    D06216317    Annual    18-Jun-20       Management      9      Amend Articles Re: Remuneration of Supervisory Board Members    For    For

BASF SE

   BAS    Germany    D06216317    Annual    18-Jun-20       Management      10      Approve Remuneration of Supervisory Board    For    For

Honda Motor Co., Ltd.

   7267    Japan    J22302111    Annual    19-Jun-20    31-Mar-20    Management      1.1      Elect Director Mikoshiba, Toshiaki    For    Against

Honda Motor Co., Ltd.

   7267    Japan    J22302111    Annual    19-Jun-20    31-Mar-20    Management      1.2      Elect Director Hachigo, Takahiro    For    Against

Honda Motor Co., Ltd.

   7267    Japan    J22302111    Annual    19-Jun-20    31-Mar-20    Management      1.3      Elect Director Kuraishi, Seiji    For    Against

Honda Motor Co., Ltd.

   7267    Japan    J22302111    Annual    19-Jun-20    31-Mar-20    Management      1.4      Elect Director Takeuchi, Kohei    For    Against

Honda Motor Co., Ltd.

   7267    Japan    J22302111    Annual    19-Jun-20    31-Mar-20    Management      1.5      Elect Director Mibe, Toshihiro    For    Against

Honda Motor Co., Ltd.

   7267    Japan    J22302111    Annual    19-Jun-20    31-Mar-20    Management      1.6      Elect Director Koide, Hiroko    For    For

Honda Motor Co., Ltd.

   7267    Japan    J22302111    Annual    19-Jun-20    31-Mar-20    Management      1.7      Elect Director Kokubu, Fumiya    For    For

Honda Motor Co., Ltd.

   7267    Japan    J22302111    Annual    19-Jun-20    31-Mar-20    Management      1.8      Elect Director Ito, Takanobu    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 40    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.1      Elect Director Iijima, Masami    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.2      Elect Director Yasunaga, Tatsuo    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.3      Elect Director Takebe, Yukio    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.4      Elect Director Uchida, Takakazu    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.5      Elect Director Hori, Kenichi    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.6      Elect Director Fujiwara, Hirotatsu    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.7      Elect Director Kometani, Yoshio    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.8      Elect Director Omachi, Shinichiro    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.9      Elect Director Yoshikawa, Miki    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.10      Elect Director Kobayashi, Izumi    For    For

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.11      Elect Director Jenifer Rogers    For    For

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.12      Elect Director Samuel Walsh    For    For

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.13      Elect Director Uchiyamada, Takeshi    For    Against

Mitsui & Co., Ltd.

   8031    Japan    J44690139    Annual    19-Jun-20    31-Mar-20    Management      2.14      Elect Director Egawa, Masako    For    For

Resona Holdings, Inc.

   8308    Japan    J6448E106    Annual    19-Jun-20    31-Mar-20    Management      1.1      Elect Director Higashi, Kazuhiro    For    For

Resona Holdings, Inc.

   8308    Japan    J6448E106    Annual    19-Jun-20    31-Mar-20    Management      1.2      Elect Director Minami, Masahiro    For    For

Resona Holdings, Inc.

   8308    Japan    J6448E106    Annual    19-Jun-20    31-Mar-20    Management      1.3      Elect Director Noguchi, Mikio    For    For

Resona Holdings, Inc.

   8308    Japan    J6448E106    Annual    19-Jun-20    31-Mar-20    Management      1.4      Elect Director Kawashima, Takahiro    For    For

Resona Holdings, Inc.

   8308    Japan    J6448E106    Annual    19-Jun-20    31-Mar-20    Management      1.5      Elect Director Urano, Mitsudo    For    For

Resona Holdings, Inc.

   8308    Japan    J6448E106    Annual    19-Jun-20    31-Mar-20    Management      1.6      Elect Director Matsui, Tadamitsu    For    For

Resona Holdings, Inc.

   8308    Japan    J6448E106    Annual    19-Jun-20    31-Mar-20    Management      1.7      Elect Director Sato, Hidehiko    For    For

Resona Holdings, Inc.

   8308    Japan    J6448E106    Annual    19-Jun-20    31-Mar-20    Management      1.8      Elect Director Baba, Chiharu    For    For

Resona Holdings, Inc.

   8308    Japan    J6448E106    Annual    19-Jun-20    31-Mar-20    Management      1.9      Elect Director Iwata, Kimie    For    For

Resona Holdings, Inc.

   8308    Japan    J6448E106    Annual    19-Jun-20    31-Mar-20    Management      1.10      Elect Director Egami, Setsuko    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 62    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.1      Elect Director Watanabe, Koichiro    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.2      Elect Director Inagaki, Seiji    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.3      Elect Director Tsuyuki, Shigeo    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.4      Elect Director Teramoto, Hideo    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.5      Elect Director Tsutsumi, Satoru    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.6      Elect Director Sakurai, Kenji    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.7      Elect Director Kikuta, Tetsuya    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.8      Elect Director George Olcott    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.9      Elect Director Maeda, Koichi    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.10      Elect Director Inoue, Yuriko    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      2.11      Elect Director Shingai, Yasushi    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      3.1      Elect Director and Audit Committee Member Nagahama, Morinobu    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      3.2      Elect Director and Audit Committee Member Kondo, Fusakazu    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      3.3      Elect Director and Audit Committee Member Sato, Rieko    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      3.4      Elect Director and Audit Committee Member Shu, Ungyon    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      3.5      Elect Director and Audit Committee Member Masuda, Koichi    For    For

Dai-ichi Life Holdings, Inc.

   8750    Japan    J09748112    Annual    22-Jun-20    31-Mar-20    Management      4      Elect Alternate Director and Audit Committee Member Tsuchiya, Fumiaki    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      1.1      Elect Director Tokita, Takahito    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      1.2      Elect Director Furuta, Hidenori    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      1.3      Elect Director Isobe, Takeshi    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      1.4      Elect Director Yamamoto, Masami    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      1.5      Elect Director Yokota, Jun    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      1.6      Elect Director Mukai, Chiaki    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      1.7      Elect Director Abe, Atsushi    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      1.8      Elect Director Kojo, Yoshiko    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      1.9      Elect Director Scott Callon    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      2.1      Appoint Statutory Auditor Yamamuro, Megumi    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      2.2      Appoint Statutory Auditor Makuta, Hideo    For    For

Fujitsu Ltd.

   6702    Japan    J15708159    Annual    22-Jun-20    31-Mar-20    Management      3      Appoint Alternate Statutory Auditor Namba, Koichi    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      1      Approve Financial Statements and Statutory Reports    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      2      Approve Allocation of Income and Dividends of EUR 2 per Share    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      3      Approve Consolidated Financial Statements and Statutory Reports    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      4      Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      5      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      6      Approve Remuneration Policy of General Managers    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      7      Approve Remuneration Policy of Supervisory Board Members    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      8      Approve Compensation Report of Corporate Officers    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      9      Approve Compensation of Florent Menegaux, General Manager Since May 17, 2019    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      10      Approve Compensation of Yves Chapo, Manager    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      11      Approve Compensation of Jean- Dominique Senard, General Manager Until May 17, 2019    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      12      Approve Compensation of Michel Rollier, Chairman of Supervisory Board    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      13      Elect Anne-Sophie de La Bigne as Supervisory Board Member    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      14      Elect Jean-Pierre Duprieu as Supervisory Board Member    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      15      Elect Patrick de La Chevardiere as Supervisory Board Member    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      16      Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      17      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      18      Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 35 Million    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      19      Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      20      Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      21      Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      22      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      23      Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 126 Million    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      24      Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      25      Authorize up to 0.9 Percent of Issued Capital for Use in Restricted Stock Plans Within Performance Conditions Attached    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      26      Amend Article 15 of Bylaws Re: Employee Representatives    For    For

Compagnie Generale des Etablissements Michelin SCA

   ML    France    F61824144    Annual/Special    23-Jun-20    19-Jun-20    Management      27      Authorize Filing of Required Documents/Other Formalities    For    For

Hitachi Metals, Ltd.

   5486    Japan    J20538112    Annual    23-Jun-20    31-Mar-20    Management      1.1      Elect Director Nishiie, Kenichi    For    For

Hitachi Metals, Ltd.

   5486    Japan    J20538112    Annual    23-Jun-20    31-Mar-20    Management      1.2      Elect Director Uenoyama, Makoto    For    For

Hitachi Metals, Ltd.

   5486    Japan    J20538112    Annual    23-Jun-20    31-Mar-20    Management      1.3      Elect Director Oka, Toshiko    For    For

Hitachi Metals, Ltd.

   5486    Japan    J20538112    Annual    23-Jun-20    31-Mar-20    Management      1.4      Elect Director Fukuo, Koichi    For    For

Hitachi Metals, Ltd.

   5486    Japan    J20538112    Annual    23-Jun-20    31-Mar-20    Management      1.5      Elect Director Nishiyama, Mitsuaki    For    For

Hitachi Metals, Ltd.

   5486    Japan    J20538112    Annual    23-Jun-20    31-Mar-20    Management      1.6      Elect Director Morita, Mamoru    For    For

Hon Hai Precision Industry Co., Ltd.

   2317    Taiwan    Y36861105    Annual    23-Jun-20    24-Apr-20    Management      1      Approve Business Operations Report and Financial Statements    For    For

Hon Hai Precision Industry Co., Ltd.

   2317    Taiwan    Y36861105    Annual    23-Jun-20    24-Apr-20    Management      2      Approve Profit Distribution    For    For

Hon Hai Precision Industry Co., Ltd.

   2317    Taiwan    Y36861105    Annual    23-Jun-20    24-Apr-20    Management      3      Approve Amendments to Articles of Association    For    For

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 11    For    For

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      2      Amend Articles to Change Company Name    For    For

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.1      Elect Director Sugimori, Tsutomu    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.2      Elect Director Ota, Katsuyuki    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.3      Elect Director Adachi, Hiroji    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.4      Elect Director Hosoi, Hiroshi    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.5      Elect Director Murayama, Seiichi    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.6      Elect Director Yokoi, Yoshikazu    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.7      Elect Director Iwase, Junichi    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.8      Elect Director Yatabe, Yasushi    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.9      Elect Director Ota, Hiroko    For    For

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.10      Elect Director Otsuka, Mutsutake    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      3.11      Elect Director Miyata, Yoshiiku    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      4.1      Elect Director and Audit Committee Member Kato, Hitoshi    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      4.2      Elect Director and Audit Committee Member Ouchi, Yoshiaki    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      4.3      Elect Director and Audit Committee Member Nishioka, Seiichiro    For    For

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      4.4      Elect Director and Audit Committee Member Oka, Toshiko    For    Against

ENEOS Holdings, Inc.

   5020    Japan    J29699105    Annual    25-Jun-20    31-Mar-20    Management      5      Approve Trust-Type Equity Compensation Plan    For    For

Iida Group Holdings Co., Ltd.

   3291    Japan    J23426109    Annual    25-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 31    For    For

Iida Group Holdings Co., Ltd.

   3291    Japan    J23426109    Annual    25-Jun-20    31-Mar-20    Management      2      Appoint Statutory Auditor Fujita, Koji    For    For

Iida Group Holdings Co., Ltd.

   3291    Japan    J23426109    Annual    25-Jun-20    31-Mar-20    Management      3.1      Appoint Alternate Statutory Auditor Sasaki, Shinichi    For    For

Iida Group Holdings Co., Ltd.

   3291    Japan    J23426109    Annual    25-Jun-20    31-Mar-20    Management      3.2      Appoint Alternate Statutory Auditor Shimazaki, Makoto    For    Against

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 75    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.1      Elect Director Karasawa, Yasuyoshi    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.2      Elect Director Kanasugi, Yasuzo    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.3      Elect Director Hara, Noriyuki    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.4      Elect Director Higuchi, Tetsuji    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.5      Elect Director Tamura, Satoru    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.6      Elect Director Fukuda, Masahito    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.7      Elect Director Suzuki, Hisahito    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.8      Elect Director Bando, Mariko    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.9      Elect Director Arima, Akira    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.10      Elect Director Ikeo, Kazuhito    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.11      Elect Director Tobimatsu, Junichi    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      2.12      Elect Director Rochelle Kopp    For    For

MS&AD Insurance Group Holdings, Inc.

   8725    Japan    J4687C105    Annual    25-Jun-20    31-Mar-20    Management      3      Appoint Statutory Auditor Chiyoda, Kunio    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.1      Elect Director Nagae, Shusaku    For    Against

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.2      Elect Director Tsuga, Kazuhiro    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.3      Elect Director Sato, Mototsugu    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.4      Elect Director Higuchi, Yasuyuki    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.5      Elect Director Homma, Tetsuro    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.6      Elect Director Tsutsui, Yoshinobu    For    Against

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.7      Elect Director Ota, Hiroko    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.8      Elect Director Toyama, Kazuhiko    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.9      Elect Director Noji, Kunio    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.10      Elect Director Umeda, Hirokazu    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.11      Elect Director Laurence W.Bates    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.12      Elect Director Sawada, Michitaka    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      1.13      Elect Director Kawamoto, Yuko    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      2.1      Appoint Statutory Auditor Fujii, Eiji    For    For

Panasonic Corp.

   6752    Japan    J6354Y104    Annual    25-Jun-20    31-Mar-20    Management      2.2      Appoint Statutory Auditor Yufu, Setsuko    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      1      Approve Financial Statements and Statutory Reports    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      3      Approve Allocation of Income and Absence of Dividends    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      4      Approve Auditors’ Special Report on Related-Party Transactions    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      5      Approve Additional Pension Scheme Agreement with Patrick Berard, CEO    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      6      Approve Remuneration Policy of Chairman of the Board    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      7      Approve Remuneration Policy of Directors    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      8      Approve Remuneration Policy of CEO    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      9      Approve Compensation Report of Corporate Officers    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      10      Approve Compensation of Ian Meakins, Chairman of the Board    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      11      Approve Compensation of Patrick Berard, CEO    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      12      Ratify Appointment of Brigitte Cantaloube as Director    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      13      Reelect Brigitte Cantaloube as Director    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      14      Reelect Ian Meakins as Director    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      15      Reelect Patrick Berard as Director    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      16      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      17      Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      18      Authorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      19      Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      20      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      21      Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      22      Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      23      Amend Article 14 of Bylaws Re: Board Composition    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      24      Amend Article 17 of Bylaws Re: Board Members Deliberation via Written Consultation    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      25      Amend Article 19 of Bylaws Re: Age Limit of CEO    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      26      Amend Article 20 of Bylaws Re: Directors Remuneration    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      27      Amend Article 22 of Bylaws Re: Related Party Transaction    For    For

Rexel SA

   RXL    France    F7782J366    Annual/Special    25-Jun-20    23-Jun-20    Management      28      Authorize Filing of Required Documents/Other Formalities    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 42.5    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      2      Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      3.1      Elect Director Shibato, Takashige    For    Against

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      3.2      Elect Director Yoshida, Yasuhiko    For    Against

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      3.3      Elect Director Shirakawa, Yuji    For    Against

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      3.4      Elect Director Morikawa, Yasuaki    For    Against

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      3.5      Elect Director Yokota, Koji    For    Against

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      3.6      Elect Director Nomura, Toshimi    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      3.7      Elect Director Mori, Takujiro    For    Against

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      3.8      Elect Director Fukasawa, Masahiko    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      3.9      Elect Director Kosugi, Toshiya    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      4.1      Elect Director and Audit Committee Member Tanaka, Kazunori    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      4.2      Elect Director and Audit Committee Member Yamada, Hideo    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      4.3      Elect Director and Audit Committee Member Ishibashi, Nobuko    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      5.1      Elect Alternate Director and Audit Committee Member Gondo, Naohiko    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      5.2      Elect Alternate Director and Audit Committee Member Miura, Masamichi    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      6      Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members    For    For

Fukuoka Financial Group, Inc.

   8354    Japan    J17129107    Annual    26-Jun-20    31-Mar-20    Management      7      Approve Compensation Ceiling for Directors Who Are Audit Committee Members    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 100    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.1      Elect Director Kunibe, Takeshi    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.2      Elect Director Ota, Jun    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.3      Elect Director Takashima, Makoto    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.4      Elect Director Nagata, Haruyuki    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.5      Elect Director Nakashima, Toru    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.6      Elect Director Inoue, Atsuhiko    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.7      Elect Director Mikami, Toru    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.8      Elect Director Shimizu, Yoshihiko    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.9      Elect Director Matsumoto, Masayuki    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.10      Elect Director Arthur M. Mitchell    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.11      Elect Director Yamazaki, Shozo    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.12      Elect Director Kono, Masaharu    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.13      Elect Director Tsutsui, Yoshinobu    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.14      Elect Director Shimbo, Katsuyoshi    For    For

Sumitomo Mitsui Financial Group, Inc.

   8316    Japan    J7771X109    Annual    26-Jun-20    31-Mar-20    Management      2.15      Elect Director Sakurai, Eriko    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 48    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      2.1      Elect Director Suzuki, Osamu    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      2.2      Elect Director Harayama, Yasuhito    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      2.3      Elect Director Suzuki, Toshihiro    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      2.4      Elect Director Honda, Osamu    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      2.5      Elect Director Nagao, Masahiko    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      2.6      Elect Director Suzuki, Toshiaki    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      2.7      Elect Director Kawamura, Osamu    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      2.8      Elect Director Domichi, Hideaki    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      2.9      Elect Director Kato, Yuriko    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      3.1      Appoint Statutory Auditor Sugimoto, Toyokazu    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      3.2      Appoint Statutory Auditor Kasai, Masato    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      3.3      Appoint Statutory Auditor Tanaka, Norio    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      3.4      Appoint Statutory Auditor Araki, Nobuyuki    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      3.5      Appoint Statutory Auditor Nagano, Norihisa    For    For

Suzuki Motor Corp.

   7269    Japan    J78529138    Annual    26-Jun-20    31-Mar-20    Management      4      Approve Restricted Stock Plan    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      2      Approve Remuneration Report    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      3      Approve Final Dividend    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      4      Re-elect John Allan as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      5      Re-elect Mark Armour as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      6      Re-elect Melissa Bethell as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      7      Re-elect Stewart Gilliland as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      8      Re-elect Steve Golsby as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      9      Re-elect Byron Grote as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      10      Re-elect Dave Lewis as Director    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      11      Re-elect Mikael Olsson as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      12      Re-elect Deanna Oppenheimer as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      13      Re-elect Simon Patterson as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      14      Re-elect Alison Platt as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      15      Re-elect Lindsey Pownall as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      16      Re-elect Alan Stewart as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      17      Elect Ken Murphy as Director    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      18      Reappoint Deloitte LLP as Auditors    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      19      Authorise Board to Fix Remuneration of Auditors    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      20      Approve Share Incentive Plan    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      21      Authorise Issue of Equity    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      22      Authorise Issue of Equity without Pre-emptive Rights    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      23      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      24      Authorise Market Purchase of Ordinary Shares    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      25      Authorise EU Political Donations and Expenditure    For    For

Tesco Plc

   TSCO    United
Kingdom
   G87621101    Annual    26-Jun-20    24-Jun-20    Management      26      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For

Isuzu Motors Ltd.

   7202    Japan    J24994113    Annual    29-Jun-20    31-Mar-20    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 19    For    For

Isuzu Motors Ltd.

   7202    Japan    J24994113    Annual    29-Jun-20    31-Mar-20    Management      2.1      Elect Director Minami, Shinsuke    For    For

Isuzu Motors Ltd.

   7202    Japan    J24994113    Annual    29-Jun-20    31-Mar-20    Management      2.2      Elect Director Sugimoto, Shigeji    For    For

Isuzu Motors Ltd.

   7202    Japan    J24994113    Annual    29-Jun-20    31-Mar-20    Management      2.3      Elect Director Shibata, Mitsuyoshi    For    For

Isuzu Motors Ltd.

   7202    Japan    J24994113    Annual    29-Jun-20    31-Mar-20    Management      2.4      Elect Director Nakayama, Kozue    For    For

Isuzu Motors Ltd.

   7202    Japan    J24994113    Annual    29-Jun-20    31-Mar-20    Management      3      Appoint Statutory Auditor Miyazaki, Kenji    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      1      Accept Financial Statements and Statutory Reports    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      2      Approve Remuneration Report    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      3      Approve Remuneration Policy    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      4      Re-elect Roy Franklin as Director    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      5      Re-elect Thomas Botts as Director    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      6      Re-elect Jacqui Ferguson as Director    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      7      Re-elect Mary Shafer-Malicki as Director    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      8      Re-elect Robin Watson as Director    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      9      Re-elect David Kemp as Director    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      10      Elect Adrian Marsh as Director    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      11      Elect Birgitte Brinch Madsen as Director    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      12      Elect Nigel Mills as Director    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      13      Reappoint KPMG LLP as Auditors    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      14      Authorise Board to Fix Remuneration of Auditors    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      15      Authorise Issue of Equity    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      16      Authorise Issue of Equity without Pre-emptive Rights    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      17      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      18      Authorise Market Purchase of Ordinary Shares    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      19      Adopt New Articles of Association    For    For

John Wood Group Plc

   WG    United
Kingdom
   G9745T118    Annual    29-Jun-20    27-Jun-20    Management      20      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For

Catcher Technology Co., Ltd.

   2474    Taiwan    Y1148A101    Annual    30-Jun-20    30-Apr-20    Management      1      Approve Business Report and Financial Statements    For    For

Catcher Technology Co., Ltd.

   2474    Taiwan    Y1148A101    Annual    30-Jun-20    30-Apr-20    Management      2      Approve Profit Distribution    For    For

Catcher Technology Co., Ltd.

   2474    Taiwan    Y1148A101    Annual    30-Jun-20    30-Apr-20    Management      3      Approve to Raise Funds through Issuing New Shares or GDR    For    For

Catcher Technology Co., Ltd.

   2474    Taiwan    Y1148A101    Annual    30-Jun-20    30-Apr-20    Management      4.1      Elect HUNG SHUI-SUNG, a Representative of YUNG YU INVESTMENT CO. LTD. with SHAREHOLDER NO.281516, as Non-Independent Director    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1A      Elect Director Heather Bresch    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1B      Elect Director Robert J. Cindrich    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1C      Elect Director Robert J. Coury    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 951 - Ivy Pzena International Value Fund

 

Company

Name      

   Ticker    Country    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1D      Elect Director JoEllen Lyons Dillon    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1E      Elect Director Neil Dimick    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1F      Elect Director Melina Higgins    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1G      Elect Director Harry A. Korman    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1H      Elect Director Rajiv Malik    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1I      Elect Director Richard A. Mark    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1J      Elect Director Mark W. Parrish    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1K      Elect Director Pauline van der Meer Mohr    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1L      Elect Director Randall L. (Pete) Vanderveen    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      1M      Elect Director Sjoerd S. Vollebregt    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      3      Adopt Financial Statements and Statutory Reports    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      4      Ratify Deloitte & Touche LLP as Auditors    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      5      Instruction to Deloitte Accountants B.V. for the Audit of the Company’s Dutch Statutory Annual Accounts for Fiscal Year 2020    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      6      Authorize Share Repurchase Program    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      7      Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      E1E      Approve Combination    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      E2E      Advisory Vote on Golden Parachutes    For    Against

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      E3E      Approve Board Composition    For    For

Mylan N.V.

   MYL    Netherlands    N59465109    Annual/Special    30-Jun-20    02-Jun-20    Management      E4E      Amend Right to Call Special Meeting    For    For


IVY SCIENCE AND TECHNOLOGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

Alibaba Group Holding Limited

 

Meeting Date:    07/15/2019   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    06/07/2019   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    1,795,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Share Subdivision

   Mgmt    For    For    For
2.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
2.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For
2.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
2.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:    08/08/2019   Country:    USA   Primary Security ID:    285512109
Record Date:    06/14/2019   Meeting Type:    Annual   Ticker:    EA
     Shares Voted:    752,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Leonard S. Coleman

   Mgmt    For    For    For
1b  

Elect Director Jay C. Hoag

   Mgmt    For    For    For
1c  

Elect Director Jeffrey T. Huber

   Mgmt    For    For    For
1d  

Elect Director Lawrence F. Probst, III

   Mgmt    For    For    For
1e  

Elect Director Talbott Roche

   Mgmt    For    For    For
1f  

Elect Director Richard A. Simonson

   Mgmt    For    For    For
1g  

Elect Director Luis A. Ubinas

   Mgmt    For    For    For
1h  

Elect Director Heidi J. Ueberroth

   Mgmt    For    For    For
1i  

Elect Director Andrew Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Electronic Arts Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings

   Mgmt    For    For    For
6  

Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings

   SH    Against    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/20/2019   Country:    USA   Primary Security ID:    595017104
Record Date:    06/25/2019   Meeting Type:    Annual   Ticker:    MCHP
     Shares Voted:    824,741     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2  

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.3  

Elect Director L.B. Day

   Mgmt    For    For    For
1.4  

Elect Director Esther L. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Human Rights Risks in Operations and Supply Chain

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Cypress Semiconductor Corporation

 

Meeting Date:    08/27/2019   Country:    USA   Primary Security ID:    232806109
Record Date:    07/11/2019   Meeting Type:    Special   Ticker:    CY
     Shares Voted:    2,753,207     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Take-Two Interactive Software, Inc.

 

Meeting Date:    09/18/2019   Country:    USA   Primary Security ID:    874054109
Record Date:    07/22/2019   Meeting Type:    Annual   Ticker:    TTWO
     Shares Voted:    807,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Strauss Zelnick

   Mgmt    For    For    For
1.2  

Elect Director Michael Dornemann

   Mgmt    For    For    For
1.3  

Elect Director J Moses

   Mgmt    For    For    For
1.4  

Elect Director Michael Sheresky

   Mgmt    For    For    For
1.5  

Elect Director LaVerne Srinivasan

   Mgmt    For    For    For
1.6  

Elect Director Susan Tolson

   Mgmt    For    For    For
1.7  

Elect Director Paul Viera

   Mgmt    For    For    For
1.8  

Elect Director Roland Hernandez

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Evogene Ltd.

 

Meeting Date:    09/26/2019   Country:    Israel   Primary Security ID:    M4119S104
Record Date:    08/26/2019   Meeting Type:    Annual   Ticker:    EVGN
     Shares Voted:    2,620,002     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Amended Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    Refer    For
2  

Renew Liability or D&O Insurance Policies to Directors and Officers

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Evogene Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A  

Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager

   Mgmt    None    Refer    For

WNS (Holdings) Limited

 

Meeting Date:    09/26/2019   Country:    Jersey   Primary Security ID:    92932M101
Record Date:    08/22/2019   Meeting Type:    Annual   Ticker:    WNS
     Shares Voted:    6,566,488     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Ratify Grant Thornton India LLP as Auditors

   Mgmt    For    For    For
3  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Reelect Adrian T. Dillon as a Director

   Mgmt    For    For    For
5  

Reelect Gareth Williams as a Director

   Mgmt    For    For    For
6  

Reelect Mario P. Vitale as a Director

   Mgmt    For    For    For
7  

Approve Remuneration of Directors

   Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    12/04/2019   Country:    USA   Primary Security ID:    594918104
Record Date:    10/08/2019   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    5,665,356     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.2  

Elect Director Reid G. Hoffman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Microsoft Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Hugh F. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.5  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.6  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.7  

Elect Director Penny S. Pritzker

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director Arne M. Sorenson

   Mgmt    For    For    For
1.10  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.11  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.12  

Elect Director Emma N. Walmsley

   Mgmt    For    For    For
1.13  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Employee Representation on the Board of Directors

   SH    Against    Refer    Against
5  

Report on Gender Pay Gap

   SH    Against    Against    Against

Aspen Technology, Inc.

 

Meeting Date:    12/12/2019   Country:    USA   Primary Security ID:    045327103
Record Date:    10/15/2019   Meeting Type:    Annual   Ticker:    AZPN
     Shares Voted:    3,163,190     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donald P. Casey

   Mgmt    For    For    For
1.2  

Elect Director Robert M. Whelan, Jr.

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Micron Technology, Inc.

 

Meeting Date:    01/16/2020   Country:    USA   Primary Security ID:    595112103
Record Date:    11/18/2019   Meeting Type:    Annual   Ticker:    MU
     Shares Voted:    7,570,161     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert L. Bailey

   Mgmt    For    For    For
1.2  

Elect Director Richard M. Beyer

   Mgmt    For    For    For
1.3  

Elect Director Steven J. Gomo

   Mgmt    For    For    For
1.4  

Elect Director Mary Pat McCarthy

   Mgmt    For    For    For
1.5  

Elect Director Sanjay Mehrotra

   Mgmt    For    For    For
1.6  

Elect Director Robert E. Switz

   Mgmt    For    For    For
1.7  

Elect Director MaryAnn Wright

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Infineon Technologies AG

 

Meeting Date:    02/20/2020   Country:    Germany   Primary Security ID:    D35415104
Record Date:      Meeting Type:    Annual   Ticker:    IFX
     Shares Voted:    9,112,541     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.27 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2019

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2019

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2020

   Mgmt    For    For    For
6.1  

Elect Xiaoqun Clever to the Supervisory Board

   Mgmt    For    For    For
6.2  

Elect Friedrich Eichiner to the Supervisory Board

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Infineon Technologies AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.3  

Elect Hans-Ulrich Holdenried to the Supervisory Board

   Mgmt    For    For    For
6.4  

Elect Manfred Puffer to the Supervisory Board

   Mgmt    For    For    For
6.5  

Elect Ulrich Spiesshofer to the Supervisory Board

   Mgmt    For    For    For
6.6  

Elect Margret Suckale to the Supervisory Board

   Mgmt    For    For    For
7  

Approve Cancellation of Conditional Capital 2010/I

   Mgmt    For    For    For
8  

Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
9  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/26/2020   Country:    USA   Primary Security ID:   

037833100

Record Date:    01/02/2020   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    1,717,785     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director James Bell

   Mgmt    For    For    For
1b  

Elect Director Tim Cook

   Mgmt    For    For    For
1c  

Elect Director Al Gore

   Mgmt    For    For    For
1d  

Elect Director Andrea Jung

   Mgmt    For    For    For
1e  

Elect Director Art Levinson

   Mgmt    For    For    For
1f  

Elect Director Ron Sugar

   Mgmt    For    For    For
1g  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access Amendments

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
6  

Report on Freedom of Expression and Access to Information Policies

   SH    Against    Against    Against

QUALCOMM Incorporated

 

Meeting Date:    03/10/2020   Country:    USA   Primary Security ID:   

747525103

Record Date:    01/13/2020   Meeting Type:    Annual   Ticker:    QCOM
     Shares Voted:    1,933,884     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mark Fields

   Mgmt    For    For    For
1b  

Elect Director Jeffrey W. Henderson

   Mgmt    For    For    For
1c  

Elect Director Ann M. Livermore

   Mgmt    For    For    For
1d  

Elect Director Harish Manwani

   Mgmt    For    For    For
1e  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
1f  

Elect Director Steve Mollenkopf

   Mgmt    For    For    For
1g  

Elect Director Clark T. “Sandy” Randt, Jr.

   Mgmt    For    For    For
1h  

Elect Director Irene B. Rosenfeld

   Mgmt    For    For    For
1i  

Elect Director Kornelis “Neil” Smit

   Mgmt    For    For    For
1j  

Elect Director Anthony J. Vinciquerra

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

The Walt Disney Company    

 

Meeting Date:    03/11/2020   Country:    USA   Primary Security ID:   

254687106

Record Date:    01/13/2020   Meeting Type:    Annual   Ticker:    DIS
     Shares Voted:    538,480     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan E. Arnold

   Mgmt    For    For    For
1b  

Elect Director Mary T. Barra

   Mgmt    For    For    For
1c  

Elect Director Safra A. Catz

   Mgmt    For    For    For
1d  

Elect Director Francis A. deSouza

   Mgmt    For    For    For
1e  

Elect Director Michael B.G. Froman

   Mgmt    For    For    For
1f  

Elect Director Robert A. Iger

   Mgmt    For    For    For
1g  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1h  

Elect Director Mark G. Parker

   Mgmt    For    For    For
1i  

Elect Director Derica W. Rice

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Samsung Electronics Co., Ltd.    

 

Meeting Date:    03/18/2020   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2019   Meeting Type:    Annual   Ticker:    005930
     Shares Voted:    2,034,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Elect Han Jong-hee as Inside Director

   Mgmt    For    For    For
2.2  

Elect Choi Yoon-ho as Inside Director

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

ASML Holding NV    

 

Meeting Date:    04/22/2020   Country:    Netherlands   Primary Security ID:    N07059202
Record Date:    03/25/2020   Meeting Type:    Annual   Ticker:    ASML
     Shares Voted:    788,093     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Discuss the Company’s Business, Financial Situation and Sustainability

   Mgmt         
3a  

Approve Remuneration Report

   Mgmt    For    Refer    For
3b  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3c  

Receive Clarification on Company’s Reserves and Dividend Policy

   Mgmt         
3d  

Approve Dividends of EUR 2.40 Per Share

   Mgmt    For    For    For
4a  

Approve Discharge of Management Board

   Mgmt    For    For    For
4b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5  

Approve Number of Shares for Management Board

   Mgmt    For    Refer    For
6  

Approve Certain Adjustments to the Remuneration Policy for Management Board

   Mgmt    For    Refer    For
7  

Approve Remuneration Policy for Supervisory Board

   Mgmt    For    Refer    For
8a  

Announce Vacancies on the Supervisory Board

   Mgmt         
8b  

Opportunity to Make Recommendations

   Mgmt         
8c  

Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board

   Mgmt         
8d  

Reelect A.P. (Annet) Aris to Supervisory Board

   Mgmt    For    For    For
8e  

Elect D.M. (Mark) Durcan to Supervisory Board

   Mgmt    For    For    For
8f  

Elect D.W.A. (Warren) East to Supervisory Board

   Mgmt    For    For    For
8g  

Receive Information on the Composition of the Supervisory Board

   Mgmt         
9  

Ratify KPMG as Auditors

   Mgmt    For    For    For
10a  

Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10b  

Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10a

   Mgmt    For    For    For
10c  

Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition

   Mgmt    For    For    For
10d  

Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10c

   Mgmt    For    For    For
11a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
11b  

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
12  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Other Business (Non-Voting)

   Mgmt         
14  

Close Meeting

   Mgmt         

Moderna, Inc.    

 

Meeting Date:    04/29/2020   Country:    USA   Primary Security ID:   

60770K107

Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    MRNA
     Shares Voted:    1,766,783     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Stephen Berenson

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Sandra Horning

   Mgmt    For    For    For
1.3  

Elect Director Paul Sagan

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

QTS Realty Trust, Inc.    

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:   

74736A103

Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    QTS
     Shares Voted:    2,284,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Chad L. Williams

   Mgmt    For    For    For
1.2  

Elect Director John W. Barter

   Mgmt    For    For    For
1.3  

Elect Director William O. Grabe

   Mgmt    For    For    For
1.4  

Elect Director Catherine R. Kinney

   Mgmt    For    For    For
1.5  

Elect Director Peter A. Marino

   Mgmt    For    For    For
1.6  

Elect Director Scott D. Miller

   Mgmt    For    For    For
1.7  

Elect Director Mazen Rawashdeh

   Mgmt    For    For    For
1.8  

Elect Director Wayne M. Rehberger

   Mgmt    For    For    For
1.9  

Elect Director Philip P. Trahanas

   Mgmt    For    For    For
1.10  

Elect Director Stephen E. Westhead

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For

Tencent Holdings Limited    

 

Meeting Date:    05/13/2020   Country:    Cayman Islands   Primary Security ID:    G87572163
Record Date:    05/07/2020   Meeting Type:    Annual   Ticker:    700
     Shares Voted:    797,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Lau Chi Ping Martin as Director

   Mgmt    For    Refer    For
3b  

Elect Charles St Leger Searle as Director

   Mgmt    For    For    For
3c  

Elect Ke Yang as Director

   Mgmt    For    For    For
3d  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Tencent Holdings Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
8  

Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association

   Mgmt    For    Refer    For

Fiserv, Inc.    

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:   

337738108

Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    FISV
     Shares Voted:    698,116     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frank J. Bisignano

   Mgmt    For    For    For
1.2  

Elect Director Alison Davis

   Mgmt    For    For    For
1.3  

Elect Director Henrique de Castro

   Mgmt    For    For    For
1.4  

Elect Director Harry F. DiSimone

   Mgmt    For    For    For
1.5  

Elect Director Dennis F. Lynch

   Mgmt    For    For    For
1.6  

Elect Director Heidi G. Miller

   Mgmt    For    For    For
1.7  

Elect Director Scott C. Nuttall

   Mgmt    For    For    For
1.8  

Elect Director Denis J. O’Leary

   Mgmt    For    For    For
1.9  

Elect Director Doyle R. Simons

   Mgmt    For    For    For
1.10  

Elect Director Jeffery W. Yabuki

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Euronet Worldwide, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:   

298736109

Record Date:

   03/24/2020   Meeting Type:    Annual   Ticker:    EEFT
    

Shares Voted:

  

2,067,629

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrzej Olechowski

   Mgmt    For    For    For
1.2  

Elect Director Eriberto R. Scocimara

   Mgmt    For    For    For
1.3  

Elect Director Mark R. Callegari

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Cerner Corporation

 

Meeting Date:    05/22/2020   Country:    USA   Primary Security ID:   

156782104

Record Date:

   03/24/2020   Meeting Type:    Annual   Ticker:    CERN
    

Shares Voted:

  

4,068,755

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Julie L. Gerberding

   Mgmt    For    For    For
1b  

Elect Director Brent Shafer

   Mgmt    For    For    For
1c  

Elect Director William D. Zollars

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Amend Advance Notice Provisions

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Amazon.com, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:   

023135106

Record Date:

  

04/02/2020

  Meeting Type:    Annual   Ticker:    AMZN
    

Shares Voted:

  

119,905

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1c  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1d  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For
1e  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   Mgmt    For    For    For
5  

Report on Management of Food Waste

   SH    Against    For    For
6  

Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services

   SH    Against    For    For
7  

Report on Potential Human Rights Impacts of Customers’ Use of Rekognition

   SH    Against    For    For
8  

Report on Products Promoting Hate Speech and Sales of Offensive Products

   SH    Against    For    For
9  

Require Independent Board Chairman

   SH    Against    Refer    Against
10  

Report on Global Median Gender/Racial Pay Gap

   SH    Against    Against    Against
11  

Report on Reducing Environmental and Health Harms to Communities of Color

   SH    Against    Against    Against
12  

Report on Viewpoint Discrimination

   SH    Against    Against    Against
13  

Report on Promotion Velocity

   SH    Against    Against    Against
14  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
15  

Human Rights Risk Assessment

   SH    Against    For    For
16  

Report on Lobbying Payments and Policy

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Facebook, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:   

30303M102

Record Date:

   04/03/2020   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    2,186,299     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peggy Alford

   Mgmt    For    For    For
1.2  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Andrew W. Houston

   Mgmt    For    For    For
1.4  

Elect Director Nancy Killefer

   Mgmt    For    For    For
1.5  

Elect Director Robert M. Kimmitt

   Mgmt    For    For    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    For    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Tracey T. Travis

   Mgmt    For    For    For
1.9  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Non-Employee Director Compensation Policy

   Mgmt    For    Refer    For
4  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
5  

Require Independent Board Chair

   SH    Against    Refer    For
6  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
7  

Report on Political Advertising

   SH    Against    For    For
8  

Require Independent Director Nominee with Human and/or Civil Rights Experience

   SH    Against    Against    Against
9  

Report on Civil and Human Rights Risk Assessment

   SH    Against    Against    Against
10  

Report on Online Child Sexual Exploitation

   SH    Against    For    For
11  

Report on Median Gender/Racial Pay Gap

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Teladoc Health, Inc.

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:   

87918A105

Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    TDOC
     Shares Voted:    449,274     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Helen Darling

   Mgmt    For    For    For
1.2  

Elect Director William H. Frist

   Mgmt    For    For    For
1.3  

Elect Director Michael Goldstein

   Mgmt    For    For    For
1.4  

Elect Director Jason Gorevic

   Mgmt    For    For    For
1.5  

Elect Director Catherine A. Jacobson

   Mgmt    For    For    For
1.6  

Elect Director Thomas G. McKinley

   Mgmt    For    For    For
1.7  

Elect Director Kenneth H. Paulus

   Mgmt    For    For    For
1.8  

Elect Director David Shedlarz

   Mgmt    For    For    For
1.9  

Elect Director Mark Douglas Smith

   Mgmt    For    For    For
1.10  

Elect Director David B. Snow, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:   

02079K305

Record Date:    04/07/2020   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    135,483     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Sundar Pichai

   Mgmt    For    For    For
1.4  

Elect Director John L. Hennessy

   Mgmt    For    For    For
1.5  

Elect Director Frances H. Arnold

   Mgmt    For    For    For
1.6  

Elect Director L. John Doerr

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director Roger W. Ferguson Jr.

   Mgmt    For    For    For
1.8  

Elect Director Ann Mather

   Mgmt    For    For    For
1.9  

Elect Director Alan R. Mulally

   Mgmt    For    Withhold    For
1.10  

Elect Director K. Ram Shiram

   Mgmt    For    Refer    For
1.11  

Elect Director Robin L. Washington

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Against    Against
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
6  

Report on Arbitration of Employment-Related Claims

   SH    Against    For    For
7  

Establish Human Rights Risk Oversight Committee

   SH    Against    For    For
8  

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

   SH    Against    Refer    Against
9  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
10  

Report on Takedown Requests

   SH    Against    For    For
11  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
12  

Report on Gender/Racial Pay Gap

   SH    Against    Against    Against
13  

Require Independent Director Nominee with Human and/or Civil Rights Experience

   SH    Against    For    For
14  

Report on Whistleblower Policies and Practices

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:   

92532F100

Record Date:

   04/09/2020   Meeting Type:    Annual   Ticker:    VRTX
     Shares Voted:    1,525,751     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sangeeta N. Bhatia

   Mgmt    For    For    For
1.2  

Elect Director Lloyd Carney

   Mgmt    For    For    For
1.3  

Elect Director Alan Garber

   Mgmt    For    For    For
1.4  

Elect Director Terrence Kearney

   Mgmt    For    For    For
1.5  

Elect Director Reshma Kewalramani

   Mgmt    For    For    For
1.6  

Elect Director Yuchun Lee

   Mgmt    For    For    For
1.7  

Elect Director Jeffrey M. Leiden

   Mgmt    For    For    For
1.8  

Elect Director Margaret G. McGlynn

   Mgmt    For    For    For
1.9  

Elect Director Diana McKenzie

   Mgmt    For    For    For
1.10  

Elect Director Bruce I. Sachs

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    For    For

Ionis Pharmaceuticals, Inc.

 

Meeting Date:    06/04/2020   Country:    USA   Primary Security ID:   

462222100

Record Date:

   04/06/2020   Meeting Type:    Annual   Ticker:    IONS
     Shares Voted:    2,022,117     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joseph H. Wender

   Mgmt    For    For    For
1.2  

Elect Director B. Lynne Parshall

   Mgmt    For    For    For
1.3  

Elect Director Spencer R. Berthelsen

   Mgmt    For    For    For
1.4  

Elect Director Joan E. Herman

   Mgmt    For    For    For
2  

Amend Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Amending the Existing Stock Option and Restricted Stock Unit Awards of Directors to Adjust Vesting

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Ionis Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For

Sarepta Therapeutics, Inc.

 

Meeting Date:    06/04/2020   Country:    USA   Primary Security ID:   

803607100

Record Date:

   04/13/2020   Meeting Type:    Annual   Ticker:    SRPT
     Shares Voted:    866,615     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas S. Ingram

   Mgmt    For    For    For
1.2  

Elect Director Hans Wigzell

   Mgmt    For    For    For
1.3  

Elect Director Mary Ann Gray

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

ACI Worldwide, Inc.

 

Meeting Date:    06/09/2020   Country:    USA   Primary Security ID:   

004498101

Record Date:

   04/16/2020   Meeting Type:    Annual   Ticker:    ACIW
     Shares Voted:    9,597,321     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Odilon Almeida

   Mgmt    For    For    For
1.2  

Elect Director Janet O. Estep

   Mgmt    For    For    For
1.3  

Elect Director James C. Hale

   Mgmt    For    For    For
1.4  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1.5  

Elect Director Charles E. Peters, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

ACI Worldwide, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director David A. Poe

   Mgmt    For    For    For
1.7  

Elect Director Adalio T. Sanchez

   Mgmt    For    For    For
1.8  

Elect Director Thomas W. Warsop, III

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For

NVIDIA Corporation

 

Meeting Date:    06/09/2020   Country:    USA   Primary Security ID:   

67066G104

Record Date:

   04/13/2020   Meeting Type:    Annual   Ticker:    NVDA
     Shares Voted:    256,086     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert K. Burgess

   Mgmt    For    For    For
1b  

Elect Director Tench Coxe

   Mgmt    For    For    For
1c  

Elect Director Persis S. Drell

   Mgmt    For    For    For
1d  

Elect Director Jen-Hsun Huang

   Mgmt    For    For    For
1e  

Elect Director Dawn Hudson

   Mgmt    For    For    For
1f  

Elect Director Harvey C. Jones

   Mgmt    For    For    For
1g  

Elect Director Michael G. McCaffery

   Mgmt    For    For    For
1h  

Elect Director Stephen C. Neal

   Mgmt    For    For    For
1i  

Elect Director Mark L. Perry

   Mgmt    For    For    For
1j  

Elect Director A. Brooke Seawell

   Mgmt    For    For    For
1k  

Elect Director Mark A. Stevens

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/09/2020   Country:    Taiwan   Primary Security ID:   

Y84629107

Record Date:

   04/09/2020   Meeting Type:    Annual   Ticker:    2330
     Shares Voted:    1,709,506     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
2  

Amend Procedures for Lending Funds to Other Parties

   Mgmt    For    Refer    For
 

ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING

   Mgmt         
3.1  

Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director

   Mgmt    For    For    For

CRISPR Therapeutics AG

 

Meeting Date:    06/11/2020   Country:    Switzerland   Primary Security ID:    H17182108
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    CRSP
     Shares Voted:    960,725     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Treatment of Net Loss

   Mgmt    For    Refer    For
3  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
4a  

Reelect Rodger Novak as Director and Board Chairman

   Mgmt    For    For    For
4b  

Reelect Director Samarth Kulkarni

   Mgmt    For    For    For
4c  

Reelect Director Ali Behbahani

   Mgmt    For    Refer    For
4d  

Reelect Director Bradley Bolzon

   Mgmt    For    Refer    Against
4e  

Reelect Director Simeon J. George

   Mgmt    For    For    For
4f  

Reelect Director John T. Greene

   Mgmt    For    For    For
4g  

Reelect Director Katherine A. High

   Mgmt    For    Refer    Against
4h  

Elect Director Douglas A. Treco

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

CRISPR Therapeutics AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5a  

Elect Ali Behbahan as Member of the Compensation Committee

   Mgmt    For    Refer    For
5b  

Reelect Simeon J. George as Member of the Compensation Committee

   Mgmt    For    Refer    For
5c  

Reelect John T. Greene as Member of the Compensation Committee

   Mgmt    For    Refer    For
6a  

Approve Remuneration of Directors in the Amount of USD 320,000

   Mgmt    For    Refer    For
6b  

Approve Remuneration of Directors in the Amount of USD 5,911,650

   Mgmt    For    Refer    For
6c  

Approve Remuneration of Executive Committee in the Amount of USD 3,393,795

   Mgmt    For    Refer    For
6d  

Approve Remuneration of Executive Committee in the Amount of USD 2,379,619

   Mgmt    For    Refer    For
6e  

Approve Remuneration of Executive Committee in the Amount of USD 53,069,700

   Mgmt    For    Refer    For
7  

Amend Pool of Conditional Capital for Employee Benefit Plans

   Mgmt    For    Refer    For
8  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
9  

Approve CHF 915,548 Increase in Authorized Capital

   Mgmt    For    Refer    Against
10  

Designate Marius Meier as Independent Proxy

   Mgmt    For    For    For
11  

Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor

   Mgmt    For    For    For
12  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

salesforce.com, inc.

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:   

79466L302

Record Date:

   04/16/2020   Meeting Type:    Annual   Ticker:    CRM
     Shares Voted:    485,654     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Marc Benioff

   Mgmt    For    For    For
1b  

Elect Director Craig Conway

   Mgmt    For    For    For
1c  

Elect Director Parker Harris

   Mgmt    For    For    For
1d  

Elect Director Alan Hassenfeld

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

salesforce.com, inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director Neelie Kroes

   Mgmt    For    For    For
1f  

Elect Director Colin Powell

   Mgmt    For    For    For
1g  

Elect Director Sanford Robertson

   Mgmt    For    For    For
1h  

Elect Director John V. Roos

   Mgmt    For    For    For
1i  

Elect Director Robin Washington

   Mgmt    For    For    For
1j  

Elect Director Maynard Webb

   Mgmt    For    For    For
1k  

Elect Director Susan Wojcicki

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Provide Right to Act by Written Consent

   SH    Against    For    For

Semtech Corporation

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:   

816850101

Record Date:

   04/17/2020   Meeting Type:    Annual   Ticker:    SMTC
     Shares Voted:    1,985,234     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James P. Burra

   Mgmt    For    For    For
1.2  

Elect Director Rodolpho C. Cardenuto

   Mgmt    For    For    For
1.3  

Elect Director Bruce C. Edwards

   Mgmt    For    For    For
1.4  

Elect Director Saar Gillai

   Mgmt    For    For    For
1.5  

Elect Director Rockell N. Hankin

   Mgmt    For    For    For
1.6  

Elect Director Ye Jane Li

   Mgmt    For    For    For
1.7  

Elect Director James T. Lindstrom

   Mgmt    For    For    For
1.8  

Elect Director Mohan R. Maheswaran

   Mgmt    For    For    For
1.9  

Elect Director Sylvia Summers

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

ServiceNow, Inc.

 

Meeting Date:    06/17/2020   Country:    USA   Primary Security ID:   

81762P102

Record Date:

   04/20/2020   Meeting Type:    Annual   Ticker:    NOW
     Shares Voted:    254,459     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director William R. “Bill” McDermott

   Mgmt    For    For    For
1b  

Elect Director Anita M. Sands

   Mgmt    For    For    For
1c  

Elect Director Dennis M. Woodside

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Universal Display Corporation

 

Meeting Date:    06/18/2020   Country:    USA   Primary Security ID:   

91347P105

Record Date:

   04/03/2020   Meeting Type:    Annual   Ticker:    OLED
     Shares Voted:    1,530,786     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Steven V. Abramson

   Mgmt    For    For    For
1B  

Elect Director Cynthia J. Comparin

   Mgmt    For    For    For
1C  

Elect Director Richard C. Elias

   Mgmt    For    For    For
1D  

Elect Director Elizabeth H. Gemmill

   Mgmt    For    For    For
1E  

Elect Director C. Keith Hartley

   Mgmt    For    For    For
1F  

Elect Director Celia M. Joseph

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Universal Display Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1G  

Elect Director Lawrence Lacerte

   Mgmt    For    For    For
1H  

Elect Director Sidney D. Rosenblatt

   Mgmt    For    For    For
1I  

Elect Director Sherwin I. Seligsohn

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


IVY SECURIAN CORE BOND FUND

Proxy Voting Record

There was no proxy voting for Ivy Securian Core Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY SECURIAN REAL ESTATE SECURITIES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63- Ivy Securian Real Estate Securities Fund

Agree Realty Corporation

 

Ticker   

ADC

   Security ID:    CUSIP 008492100    Meeting Date    05/05/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Merrie Frankel

   Mgmt    For    For    For
1.2  

Elect Farris G. Kalil

   Mgmt    For    For    For
1.3  

Elect Simon J. Leopold

   Mgmt    For    For    For
1.4  

Elect William S. Rubenfaer

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Approval of the 2020 Omnibus Incentive Plan

   Mgmt    For    For    For

Alexandria Real Estate Equities, Inc.

 

Ticker    ARE    Security ID:    CUSIP 015271109    Meeting Date    06/08/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Joel S. Marcus

   Mgmt    For    For    For
2  

Elect Steven R. Hash

   Mgmt    For    For    For
3  

Elect John L. Atkins, III

   Mgmt    For    For    For
4  

Elect James P. Cain

   Mgmt    For    For    For
5  

Elect Maria C. Freire

   Mgmt    For    For    For
6  

Elect Jennifer Friel Goldstein

   Mgmt    For    For    For
7  

Elect Richard H. Klein

   Mgmt    For    For    For
8  

Elect James H. Richardson

   Mgmt    For    For    For
9  

Elect Michael A. Woronoff

   Mgmt    For    For    For
10  

Amendment to the 1997 Stock Award and Incentive Plan

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Ratification of Auditor

   Mgmt    For    For    For

American Homes 4 Rent

 

Ticker    AMH    Security ID:    CUSIP 02665T306    Meeting Date    05/07/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Tamara Hughes Gustavson

   Mgmt    For    For    For
2  

Elect David P. Singelyn

   Mgmt    For    For    For
3  

Elect Douglas N. Benham

   Mgmt    For    For    For
4  

Elect John Corrigan

   Mgmt    For    For    For
5  

Elect David Goldberg

   Mgmt    For    For    For
6  

Elect Matthew J. Hart

   Mgmt    For    For    For
7  

Elect James H. Kropp

   Mgmt    For    For    For
8  

Elect Winifred Webb

   Mgmt    For    For    For
9  

Elect Jay Willoughby

   Mgmt    For    For    For
10  

Elect Kenneth M. Woolley

   Mgmt    For    For    For
11  

Elect Matthew R. Zaist

   Mgmt    For    For    For
12  

Ratification of Auditor

   Mgmt    For    For    For
13  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

Apartment Investment and Management Company

 

Ticker    AIV    Security ID:    CUSIP 03748R754    Meeting Date    04/28/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Terry Considine

   Mgmt    For    For    For
2  

Elect Thomas L. Keltner

   Mgmt    For    For    For
3  

Elect Robert A. Miller

   Mgmt    For    For    For
4  

Elect Devin I. Murphy

   Mgmt    For    For    For
5  

Elect Kathleen M. Nelson

   Mgmt    For    For    For
6  

Elect John D. Rayis

   Mgmt    For    For    For
7  

Elect Ann Sperling

   Mgmt    For    For    For
8  

Elect Michael A. Stein

   Mgmt    For    For    For
9  

Elect Nina A. Tran

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Approval of the 2020 Employee Stock Purchase Plan

   Mgmt    For    For    For

AvalonBay Communities, Inc

 

Ticker    AVB    Security ID:    CUSIP 053484101    Meeting Date    05/12/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Glyn F. Aeppel

   Mgmt    For    For    For
2  

Elect Terry S. Brown

   Mgmt    For    For    For
3  

Elect Alan B. Buckelew

   Mgmt    For    For    For
4  

Elect Ronald L. Havner, Jr.

   Mgmt    For    For    For
5  

Elect Stephen P. Hills

   Mgmt    For    For    For
6  

Elect Richard J. Lieb

   Mgmt    For    For    For
7  

Elect Timothy J. Naughton

   Mgmt    For    For    For
8  

Elect H. Jay Sarles

   Mgmt    For    For    For
9  

Elect Susan Swanezy

   Mgmt    For    For    For
10  

Elect W. Edward Walter

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    For    For
12  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13  

Elimination of Supermajority Requirement

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

Boston Properties, Inc.

 

Ticker    BXP    Security ID:    CUSIP 101121101    Meeting Date    05/20/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Joel I. Klein

   Mgmt    For    For    For
2  

Elect Kelly A. Ayotte

   Mgmt    For    For    For
3  

Elect Bruce W. Duncan

   Mgmt    For    For    For
4  

Elect Karen E. Dykstra

   Mgmt    For    For    For
5  

Elect Carol B. Einiger

   Mgmt    For    For    For
6  

Elect Diane J. Hoskins

   Mgmt    For    For    For
7  

Elect Douglas T. Linde

   Mgmt    For    For    For
8  

Elect Matthew J. Lustig

   Mgmt    For    For    For
9  

Elect Owen D. Thomas

   Mgmt    For    For    For
10  

Elect David A. Twardock

   Mgmt    For    For    For
11  

Elect William H. Walton III

   Mgmt    For    For    For
12  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13  

Ratification of Auditor

   Mgmt    For    For    For

Brixmor Property Group Inc.

 

Ticker    BRX    Security ID:    CUSIP 11120U105    Meeting Date    04/28/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst Mgmt

1  

Elect James M. Taylor Jr.

   Mgmt    For    For    For
2  

Elect John G. Schreiber

   Mgmt    For    For    For
3  

Elect Michael Berman

   Mgmt    For    For    For
4  

Elect Julie Bowerman

   Mgmt    For    For    For
5  

Elect Sheryl M. Crosland

   Mgmt    For    For    For
6  

Elect Thomas W. Dickson

   Mgmt    For    For    For
7  

Elect Daniel B. Hurwitz

   Mgmt    For    For    For
8  

Elect William D. Rahm

   Mgmt    For    For    For
9  

Elect Gabrielle Sulzberger

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Camden Property Trust

 

Ticker    CPT    Security ID:    CUSIP 133131102    Meeting Date    05/13/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Richard J. Campo

   Mgmt    For    For    For
1.2  

Elect Heather J. Brunner

   Mgmt    For    For    For
1.3  

Elect Mark D. Gibson

   Mgmt    For    For    For
1.4  

Elect Scott S. Ingraham

   Mgmt    For    For    For
1.5  

Elect Renu Khator

   Mgmt    For    For    For
1.6  

Elect D. Keith Oden

   Mgmt    For    For    For
1.7  

Elect William F. Paulsen

   Mgmt    For    For    For
1.8  

Elect Frances A. Sevilla-Sacasa

   Mgmt    For    For    For
1.9  

Elect Steven Webster

   Mgmt    For    For    For
1.10  

Elect Kelvin R. Westbrook

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

Cousins Properties Incorporated

 

Ticker    CUZ    Security ID:    CUSIP 222795502    Meeting Date    04/21/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Charles T. Cannada

   Mgmt    For    For    For
2  

Elect Robert M. Chapman

   Mgmt    For    For    For
3  

Elect M. Colin Connolly

   Mgmt    For    For    For
4  

Elect Scott W. Fordham

   Mgmt    For    For    For
5  

Elect Lillian C. Giornelli

   Mgmt    For    For    For
6  

Elect R. Kent Griffin Jr.

   Mgmt    For    For    For
7  

Elect Donna W. Hyland

   Mgmt    For    For    For
8  

Elect R. Dary Stone

   Mgmt    For    For    For
9  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For

Crown Castle International Corp.

 

Ticker    CCI    Security ID:    CUSIP 22822V101    Meeting Date    05/14/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect P. Robert Bartolo

   Mgmt    For    For    For
2  

Elect Jay A. Brown

   Mgmt    For    For    For
3  

Elect Cindy Christy

   Mgmt    For    For    For
4  

Elect Ari Q. Fitzgerald

   Mgmt    For    For    For
5  

Elect Robert E. Garrison II

   Mgmt    For    For    For
6  

Elect Andrea J. Goldsmith

   Mgmt    For    For    For
7  

Elect Lee W. Hogan

   Mgmt    For    For    For
8  

Elect Edward C. Hutcheson, Jr.

   Mgmt    For    For    For
9  

Elect J. Landis Martin

   Mgmt    For    For    For
10  

Elect Robert F. McKenzie

   Mgmt    For    For    For
11  

Elect Anthony J. Melone

   Mgmt    For    For    For
12  

Elect W. Benjamin Moreland

   Mgmt    For    For    For
13  

Ratification of Auditor

   Mgmt    For    For    For
14  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

CubeSmart

 

Ticker    CUBE    Security ID:    CUSIP 229663109    Meeting Date    05/12/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Piero Bussani

   Mgmt    For    For    For
1.2  

Elect Dorothy Dowling

   Mgmt    For    For    For
1.3  

Elect John W. Fain

   Mgmt    For    For    For
1.4  

Elect Marianne M. Keler

   Mgmt    For    For    For
1.5  

Elect Christopher P. Marr

   Mgmt    For    For    For
1.6  

Elect Deborah Ratner Salzberg

   Mgmt    For    For    For
1.7  

Elect John F. Remondi

   Mgmt    For    For    For
1.8  

Elect Jeffrey F. Rogatz

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

CyrusOne Inc.

 

Ticker    CONE    Security ID:    CUSIP 23283R100    Meeting Date    04/27/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect David H. Ferdman

   Mgmt    For    For    For
1.2  

Elect John W. Gamble, Jr

   Mgmt    For    For    For
1.3  

Elect Michael A. Klayko

   Mgmt    For    Withhold    Against
1.4  

Elect T. Tod Nielsen

   Mgmt    For    For    For
1.5  

Elect Alex Shumate

   Mgmt    For    For    For
1.6  

Elect William E. Sullivan

   Mgmt    For    For    For
1.7  

Elect Lynn A. Wentworth

   Mgmt    For    For    For
2  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3  

Ratification of Auditor

   Mgmt    For    For    For

Digital Realty Trust, Inc.

 

Ticker    DLR    Security ID:    CUSIP 253868103    Meeting Date    02/27/2020    Meeting Status    Voted
Meeting Type    Special    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Share Issuance Pursuant to Merger

   Mgmt    For    For    For
2  

Right to Adjourn Meeting

   Mgmt    For    For    For

Digital Realty Trust, Inc.

 

Ticker    DLR    Security ID:    CUSIP 253868103    Meeting Date    06/08/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Laurence A. Chapman

   Mgmt    For    For    For
2  

Elect Alexis Black Bjorlin

   Mgmt    For    For    For
3  

Elect Michael A. Coke

   Mgmt    For    For    For
4  

Elect VeraLinn Jamieson

   Mgmt    For    For    For
5  

Elect Kevin J. Kennedy

   Mgmt    For    For    For
6  

Elect William G. LaPerch

   Mgmt    For    For    For
7  

Elect Jean F.H.P. Mandeville

   Mgmt    For    For    For
8  

Elect Afshin Mohebbi

   Mgmt    For    For    For
9  

Elect Mark R. Patterson

   Mgmt    For    For    For
10  

Elect Mary Hogan Preusse

   Mgmt    For    For    For
11  

Elect A. William Stein

   Mgmt    For    For    For
12  

Ratification of Auditor

   Mgmt    For    For    For
13  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

Duke Realty Corporation

 

Ticker    DRE    Security ID:    CUSIP 264411505    Meeting Date    04/29/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect John P. Case

   Mgmt    For    For    For
2  

Elect James B. Connor

   Mgmt    For    For    For
3  

Elect Ngaire E. Cuneo

   Mgmt    For    For    For
4  

Elect Charles R. Eitel

   Mgmt    For    For    For
5  

Elect Tamara D. Fischer

   Mgmt    For    For    For
6  

Elect Norman K. Jenkins

   Mgmt    For    For    For
7  

Elect Melanie R. Sabelhaus

   Mgmt    For    For    For
8  

Elect Peter M. Scott III

   Mgmt    For    For    For
9  

Elect David P. Stockert

   Mgmt    For    For    For
10  

Elect Chris Sultemeier

   Mgmt    For    For    For
11  

Elect Michael E. Szymanczyk

   Mgmt    For    For    For
12  

Elect Warren M. Thompson

   Mgmt    For    For    For
13  

Elect Lynn C. Thurber

   Mgmt    For    For    For
14  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
15  

Ratification of Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

Equinix, Inc.

 

Ticker    EQIX    Security ID:    CUSIP 29444U700    Meeting Date    06/18/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Thomas Bartlett

   Mgmt    For    For    For
1.2  

Elect Nanci E. Caldwell

   Mgmt    For    For    For
1.3  

Elect Adaire Fox-Martin

   Mgmt    For    For    For
1.4  

Elect Gary F. Hromadko

   Mgmt    For    For    For
1.5  

Elect William Luby

   Mgmt    For    For    For
1.6  

Elect Irving F. Lyons, III

   Mgmt    For    For    For
1.7  

Elect Charles Meyers

   Mgmt    For    For    For
1.8  

Elect Christopher B. Paisley

   Mgmt    For    For    For
1.9  

Elect Sandra Rivera

   Mgmt    For    For    For
1.10  

Elect Peter F. Van Camp

   Mgmt    For    Withhold    Against
2  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3  

Approval of the 2020 Equity Incentive Plan

   Mgmt    For    For    For
4  

Ratification of Auditor

   Mgmt    For    For    For
5  

Shareholder Proposal Regarding Political Contributions and Expenditures Report

   ShrHoldr    Against    Against    For

Equity LifeStyle Properties, Inc.

 

Ticker    ELS    Security ID:    CUSIP 29472R108    Meeting Date    04/28/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Andrew Berkenfield

   Mgmt    For    For    For
1.2  

Elect Philip C. Calian

   Mgmt    For    For    For
1.3  

Elect David J. Contis

   Mgmt    For    For    For
1.4  

Elect Constance Freedman

   Mgmt    For    For    For
1.5  

Elect Thomas P. Heneghan

   Mgmt    For    For    For
1.6  

Elect Tao Huang

   Mgmt    For    For    For
1.7  

Elect Marguerite Nader

   Mgmt    For    For    For
1.8  

Elect Scott R. Peppet

   Mgmt    For    For    For
1.9  

Elect Sheli Z. Rosenberg

   Mgmt    For    For    For
1.10  

Elect Samuel Zell

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Increase of Authorized Common Stock

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

Equity Residential

 

Ticker    EQR    Security ID:    CUSIP 29476L107    Meeting Date    06/25/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Raymond Bennett

   Mgmt    For    For    For
1.2  

Elect Linda Walker Bynoe

   Mgmt    For    For    For
1.3  

Elect Connie K. Duckworth

   Mgmt    For    For    For
1.4  

Elect Mary Kay Haben

   Mgmt    For    For    For
1.5  

Elect Tahsinul Zia Huque

   Mgmt    For    For    For
1.6  

Elect Bradley A. Keywell

   Mgmt    For    For    For
1.7  

Elect John E. Neal

   Mgmt    For    For    For
1.8  

Elect David J. Neithercut

   Mgmt    For    For    For
1.9  

Elect Mark J. Parrell

   Mgmt    For    For    For
1.10  

Elect Mark S. Shapiro

   Mgmt    For    For    For
1.11  

Elect Stephen E. Sterrett

   Mgmt    For    For    For
1.12  

Elect Samuel Zell

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

Essex Property Trust, Inc.

 

Ticker    ESS    Security ID:    CUSIP 297178105    Meeting Date    05/12/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Keith R. Guericke

   Mgmt    For    For    For
1.2  

Elect Maria R. Hawthorne

   Mgmt    For    For    For
1.3  

Elect Amal M. Johnson

   Mgmt    For    For    For
1.4  

Elect Mary Kasaris

   Mgmt    For    For    For
1.5  

Elect Irving F. Lyons, III

   Mgmt    For    For    For
1.6  

Elect George M. Marcus

   Mgmt    For    For    For
1.7  

Elect Thomas E. Robinson

   Mgmt    For    For    For
1.8  

Elect Michael J. Schall

   Mgmt    For    For    For
1.9  

Elect Byron A. Scordelis

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

Extra Space Storage Inc.

 

Ticker    EXR    Security ID:    CUSIP 30225T102    Meeting Date    05/14/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Kenneth M. Woolley

   Mgmt    For    For    For
2  

Elect Joseph D. Margolis

   Mgmt    For    For    For
3  

Elect Roger B. Porter

   Mgmt    For    For    For
4  

Elect Joseph J. Bonner

   Mgmt    For    For    For
5  

Elect Gary L. Crittenden

   Mgmt    For    For    For
6  

Elect Ashley Dreier

   Mgmt    For    For    For
7  

Elect Spencer F. Kirk

   Mgmt    For    For    For
8  

Elect Dennis J. Letham

   Mgmt    For    For    For
9  

Elect Diane Olmstead

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

First Industrial Realty Trust, Inc.

 

Ticker    FR    Security ID:    CUSIP 32054K103    Meeting Date    05/06/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Peter E. Baccile

   Mgmt    For    For    For
2  

Elect Teresa Bryce Bazemore

   Mgmt    For    For    For
3  

Elect Matthew S. Dominski

   Mgmt    For    For    For
4  

Elect Bruce W. Duncan

   Mgmt    For    For    For
5  

Elect H. Patrick Hackett, Jr.

   Mgmt    For    For    For
6  

Elect Denise A. Olsen

   Mgmt    For    For    For
7  

Elect John Rau

   Mgmt    For    For    For
8  

Elect Leonard Peter Sharpe

   Mgmt    For    For    For
9  

Amendment to the 2014 Stock Incentive Plan

   Mgmt    For    For    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    For    For
12  

Transaction of Other Business

   Mgmt    For    Against    Against

Four Corners Property Trust, Inc.

 

Ticker    FCPT    Security ID:    CUSIP 35086T109    Meeting Date    06/12/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect William H. Lenehan

   Mgmt    For    For    For
2  

Elect Douglas B. Hansen

   Mgmt    For    For    For
3  

Elect John S. Moody

   Mgmt    For    For    For
4  

Elect Marran H. Ogilvie

   Mgmt    For    For    For
5  

Elect Paul E. Szurek

   Mgmt    For    For    For
6  

Elect Charles Jemley

   Mgmt    For    For    For
7  

Elect Eric S. Hirschhorn

   Mgmt    For    For    For
8  

Ratification of Auditor

   Mgmt    For    For    For
9  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

Gaming And Leisure Properties, Inc.

 

Ticker    GLPI    Security ID:    CUSIP 36467J108    Meeting Date    06/11/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Peter M. Carlino

   Mgmt    For    For    For
2  

Elect Carol Lynton

   Mgmt    For    For    For
3  

Elect Joseph W. Marshall, III

   Mgmt    For    For    For
4  

Elect James B. Perry

   Mgmt    For    For    For
5  

Elect Barry F. Schwartz

   Mgmt    For    For    For
6  

Elect Earl C. Shanks

   Mgmt    For    For    For
7  

Elect E. Scott Urdang

   Mgmt    For    For    For
8  

Amendment to the 2013 Long Term Incentive Compensation Plan

   Mgmt    For    For    For
9  

Ratification of Auditor

   Mgmt    For    For    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

Healthcare Trust of America, Inc.

 

Ticker    HTA    Security ID:    CUSIP 42225P501    Meeting Date    07/09/2019    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Scott D. Peters

   Mgmt    For    For    For
2  

Elect W. Bradley Blair, II

   Mgmt    For    For    For
3  

Elect Vicki U. Booth

   Mgmt    For    For    For
4  

Elect Maurice J. DeWald

   Mgmt    For    For    For
5  

Elect Warren D. Fix

   Mgmt    For    For    For
6  

Elect Peter N. Foss

   Mgmt    For    For    For
7  

Elect Daniel S. Henson

   Mgmt    For    For    For
8  

Elect Larry L. Mathis

   Mgmt    For    For    For
9  

Elect Gary T. Wescombe

   Mgmt    For    For    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    For    For

Healthpeak Properties, Inc.

 

Ticker    PEAK    Security ID:    CUSIP 42250P103    Meeting Date    04/23/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Brian G. Cartwright

   Mgmt    For    For    For
2  

Elect Christine N. Garvey

   Mgmt    For    For    For
3  

Elect R. Kent Griffin Jr.

   Mgmt    For    For    For
4  

Elect David B. Henry

   Mgmt    For    For    For
5  

Elect Thomas M. Herzog

   Mgmt    For    For    For
6  

Elect Lydia H. Kennard

   Mgmt    For    For    For
7  

Elect Sara Grootwassink Lewis

   Mgmt    For    For    For
8  

Elect Katherine M. Sandstrom

   Mgmt    For    For    For
9  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For

Hilton Worldwide Holdings Inc.

 

Ticker    HLT    Security ID:    CUSIP 43300A203    Meeting Date    06/05/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Christopher J. Nassetta

   Mgmt    For    For    For
2  

Elect Jonathan D. Gray

   Mgmt    For    For    For
3  

Elect Charlene T. Begley

   Mgmt    For    For    For
4  

Elect Melanie L. Healey

   Mgmt    For    For    For
5  

Elect Raymond E. Mabus, Jr.

   Mgmt    For    For    For
6  

Elect Judith A. McHale

   Mgmt    For    For    For
7  

Elect John G. Schreiber

   Mgmt    For    For    For
8  

Elect Elizabeth A. Smith

   Mgmt    For    For    For
9  

Elect Douglas M. Steenland

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
12  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

Host Hotels & Resorts, Inc.

 

Ticker    HST    Security ID:    CUSIP 44107P104    Meeting Date    05/15/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Mary L. Baglivo

   Mgmt    For    For    For
2  

Elect Sheila C. Bair

   Mgmt    For    For    For
3  

Elect Richard E. Marriott

   Mgmt    For    For    For
4  

Elect Sandeep Lakhmi Mathrani

   Mgmt    For    For    For
5  

Elect John B. Morse, Jr.

   Mgmt    For    For    For
6  

Elect Mary Hogan Preusse

   Mgmt    For    For    For
7  

Elect Walter C. Rakowich

   Mgmt    For    For    For
8  

Elect James F. Risoleo

   Mgmt    For    For    For
9  

Elect Gordon H. Smith

   Mgmt    For    For    For
10  

Elect A. William Stein

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    For    For
12  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13  

Approval of the 2020 Comprehensive Stock and Cash Incentive Plan

   Mgmt    For    For    For

Invitation Homes Inc.

 

Ticker    INVH    Security ID:    CUSIP 46187W107    Meeting Date    05/20/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Bryce Blair

   Mgmt    For    For    For
1.2  

Elect Dallas B. Tanner

   Mgmt    For    For    For
1.3  

Elect Jana Cohen Barbe

   Mgmt    For    For    For
1.4  

Elect Richard D. Bronson

   Mgmt    For    For    For
1.5  

Elect Michael D. Fascitelli

   Mgmt    For    For    For
1.6  

Elect Jeffrey E. Kelter

   Mgmt    For    For    For
1.7  

Elect Joseph D. Margolis

   Mgmt    For    For    For
1.8  

Elect John B. Rhea

   Mgmt    For    For    For
1.9  

Elect J. Heidi Roizen

   Mgmt    For    For    For
1.10  

Elect Janice L. Sears

   Mgmt    For    For    For
1.11  

Elect William J. Stein

   Mgmt    For    Withhold    Against
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

Kilroy Realty Corporation

 

Ticker    KRC    Security ID:    CUSIP 49427F108    Meeting Date    05/19/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect John Kilroy

   Mgmt    For    For    For
2  

Elect Edward Brennan

   Mgmt    For    For    For
3  

Elect Jolie Hunt

   Mgmt    For    For    For
4  

Elect Scott Ingraham

   Mgmt    For    For    For
5  

Elect Gary Stevenson

   Mgmt    For    For    For
6  

Elect Peter Stoneberg

   Mgmt    For    For    For
7  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
8  

Amendment to the 2006 Incentive Award Plan

   Mgmt    For    For    For
9  

Increase of Authorized Common Stock

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For

Omega Healthcare Investors, Inc.

 

Ticker    OHI    Security ID:    CUSIP 681936100    Meeting Date    06/11/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Kapila K. Anand

   Mgmt    For    For    For
1.2  

Elect Craig R. Callen

   Mgmt    For    For    For
1.3  

Elect Barbara B. Hill

   Mgmt    For    For    For
1.4  

Elect Edward Lowenthal

   Mgmt    For    For    For
1.5  

Elect C. Taylor Pickett

   Mgmt    For    For    For
1.6  

Elect Stephen D. Plavin

   Mgmt    For    For    For
1.7  

Elect Burke W. Whitman

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

Park Hotels & Resorts Inc.

 

Ticker    PK    Security ID:    CUSIP 700517105    Meeting Date    04/24/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Thomas J. Baltimore, Jr.

   Mgmt    For    For    For
2  

Elect Gordon M. Bethune

   Mgmt    For    For    For
3  

Elect Patricia M. Bedient

   Mgmt    For    For    For
4  

Elect Thomas D. Eckert

   Mgmt    For    For    For
5  

Elect Geoffrey M. Garrett

   Mgmt    For    For    For
6  

Elect Christie B. Kelly

   Mgmt    For    For    For
7  

Elect Joseph I. Lieberman

   Mgmt    For    For    For
8  

Elect Thomas A. Natelli

   Mgmt    For    For    For
9  

Elect Timothy J. Naughton

   Mgmt    For    For    For
10  

Elect Stephen I. Sadove

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Ratification of Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

Physicians Realty Trust

 

Ticker    DOC    Security ID:    CUSIP 71943U104    Meeting Date    05/06/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect John T. Thomas

   Mgmt    For    For    For
1.2  

Elect Thomas G. Thompson

   Mgmt    For    For    For
1.3  

Elect Stanton D. Anderson

   Mgmt    For    For    For
1.4  

Elect Mark A. Baumgartner

   Mgmt    For    For    For
1.5  

Elect Albert C. Black, Jr.

   Mgmt    For    For    For
1.6  

Elect William A. Ebinger

   Mgmt    For    For    For
1.7  

Elect Pamela J. Kessler

   Mgmt    For    For    For
1.8  

Elect Richard A. Weiss

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

Prologis, Inc.

 

Ticker    PLD    Security ID:    CUSIP 74340W103    Meeting Date    04/29/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Hamid R. Moghadam

   Mgmt    For    For    For
2  

Elect Cristina G. Bita

   Mgmt    For    For    For
3  

Elect George L. Fotiades

   Mgmt    For    For    For
4  

Elect Lydia H. Kennard

   Mgmt    For    For    For
5  

Elect Irving F. Lyons, III

   Mgmt    For    For    For
6  

Elect Avid Modjtabai

   Mgmt    For    For    For
7  

Elect David P. O’Connor

   Mgmt    For    For    For
8  

Elect Olivier Piani

   Mgmt    For    For    For
9  

Elect Jeffrey L. Skelton

   Mgmt    For    For    For
10  

Elect Carl B. Webb

   Mgmt    For    For    For
11  

Elect William D. Zollars

   Mgmt    For    For    For
12  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
13  

2020 Long Term Incentive Plan

   Mgmt    For    For    For
14  

Increase of Authorized Common Stock

   Mgmt    For    For    For
15  

Ratification of Auditor

   Mgmt    For    For    For

Public Storage

 

Ticker    PSA    Security ID:    CUSIP 74460D109    Meeting Date    04/21/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Ronald L. Havner, Jr.

   Mgmt    For    For    For
2  

Elect Tamara Hughes Gustavson

   Mgmt    For    For    For
3  

Elect Uri P. Harkham

   Mgmt    For    For    For
4  

Elect Leslie Stone Heisz

   Mgmt    For    For    For
5  

Elect B. Wayne Hughes, Jr.

   Mgmt    For    For    For
6  

Elect Avedick B. Poladian

   Mgmt    For    For    For
7  

Elect Gary E. Pruitt

   Mgmt    For    For    For
8  

Elect John Reyes

   Mgmt    For    Against    Against
9  

Elect Joseph D. Russell, Jr.

   Mgmt    For    For    For
10  

Elect Tariq M Shaukat

   Mgmt    For    For    For
11  

Elect Ronald P. Spogli

   Mgmt    For    For    For
12  

Elect Daniel C. Staton

   Mgmt    For    For    For
13  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14  

Ratification of Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

QTS Realty Trust, Inc.

 

Ticker    QTS    Security ID:    CUSIP 74736A103    Meeting Date    05/06/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Chad L. Williams

   Mgmt    For    For    For
1.2  

Elect John W. Barter

   Mgmt    For    For    For
1.3  

Elect William O. Grabe

   Mgmt    For    For    For
1.4  

Elect Catherine R. Kinney

   Mgmt    For    For    For
1.5  

Elect Peter A. Marino

   Mgmt    For    For    For
1.6  

Elect Scott D. Miller

   Mgmt    For    For    For
1.7  

Elect Mazen Rahwashdeh

   Mgmt    For    For    For
1.8  

Elect Wayne M. Rehberger

   Mgmt    For    For    For
1.9  

Elect Philip P. Trahanas

   Mgmt    For    For    For
1.10  

Elect Stephen E. Westhead

   Mgmt    For    For    For
2  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
3  

Ratification of Auditor

   Mgmt    For    For    For

Realty Income Corporation

 

Ticker    O    Security ID:    CUSIP 756109104    Meeting Date    05/12/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Kathleen R. Allen

   Mgmt    For    For    For
2  

Elect A. Larry Chapman

   Mgmt    For    For    For
3  

Elect Reginald H. Gilyard

   Mgmt    For    For    For
4  

Elect Priya Cherian Huskins

   Mgmt    For    For    For
5  

Elect Christie B. Kelly

   Mgmt    For    For    For
6  

Elect Gerardo I. Lopez

   Mgmt    For    For    For
7  

Elect Michael D. McKee

   Mgmt    For    For    For
8  

Elect Gregory T. McLaughlin

   Mgmt    For    For    For
9  

Elect Ronald L. Merriman

   Mgmt    For    For    For
10  

Elect Sumit Roy

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    For    For
12  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

Regency Centers Corporation

 

Ticker    REG    Security ID:    CUSIP 758849103    Meeting Date    04/29/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Martin E. Stein, Jr.

   Mgmt    For    For    For
2  

Elect Joseph F. Azrack

   Mgmt    For    For    For
3  

Elect Bryce Blair

   Mgmt    For    For    For
4  

Elect C. Ronald Blankenship

   Mgmt    For    For    For
5  

Elect Deirdre J. Evens

   Mgmt    For    For    For
6  

Elect Thomas W. Furphy

   Mgmt    For    For    For
7  

Elect Karin Klein

   Mgmt    For    For    For
8  

Elect Peter Linneman

   Mgmt    For    For    For
9  

Elect David P. O’Connor

   Mgmt    For    For    For
10  

Elect Lisa Palmer

   Mgmt    For    For    For
11  

Elect Thomas G. Wattles

   Mgmt    For    For    For
12  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13  

Ratification of Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

SBA Communications Corporation

 

Ticker    SBAC    Security ID:    CUSIP 78410G104    Meeting Date    05/14/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Steven E. Bernstein

   Mgmt    For    For    For
2  

Elect Duncan H. Cocroft

   Mgmt    For    For    For
3  

Elect Fidelma Russo

   Mgmt    For    For    For
4  

Ratification of Auditor

   Mgmt    For    For    For
5  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
6  

Approval of the 2020 Performance and Equity Incentive Plan

   Mgmt    For    For    For

Simon Property Group, Inc.

 

Ticker    SPG    Security ID:    CUSIP 828806109    Meeting Date    05/12/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Glyn F. Aeppel

   Mgmt    For    For    For
2  

Elect Larry C. Glasscock

   Mgmt    For    For    For
3  

Elect Karen N. Horn

   Mgmt    For    For    For
4  

Elect Allan B. Hubbard

   Mgmt    For    For    For
5  

Elect Reuben S. Leibowitz

   Mgmt    For    For    For
6  

Elect Gary M. Rodkin

   Mgmt    For    For    For
7  

Elect Stefan M. Selig

   Mgmt    For    For    For
8  

Elect Daniel C. Smith

   Mgmt    For    For    For
9  

Elect J. Albert Smith, Jr.

   Mgmt    For    For    For
10  

Elect Marta R. Stewart

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Ratification of Auditor

   Mgmt    For    For    For

Spirit Realty Capital, Inc.

 

Ticker    SRC    Security ID:    CUSIP 84860W300    Meeting Date    06/08/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Jackson Hsieh

   Mgmt    For    For    For
2  

Elect Kevin M. Charlton

   Mgmt    For    For    For
3  

Elect Todd A. Dunn

   Mgmt    For    For    For
4  

Elect Elizabeth F. Frank

   Mgmt    For    For    For
5  

Elect Richard I. Gilchrist

   Mgmt    For    For    For
6  

Elect Diana M. Laing

   Mgmt    For    For    For
7  

Elect Sheli Z. Rosenberg

   Mgmt    For    For    For
8  

Elect Thomas D. Senkbeil

   Mgmt    For    For    For
9  

Elect Nicholas P. Shepherd

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

STORE Capital Corporation

 

Ticker    STOR    Security ID:    CUSIP 862121100    Meeting Date    05/28/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Joseph M. Donovan

   Mgmt    For    For    For
1.2  

Elect Mary Fedewa

   Mgmt    For    For    For
1.3  

Elect Morton H. Fleischer

   Mgmt    For    For    For
1.4  

Elect William F. Hipp

   Mgmt    For    For    For
1.5  

Elect Tawn Kelley

   Mgmt    For    For    For
1.6  

Elect Catherine D. Rice

   Mgmt    For    For    For
1.7  

Elect Einar A. Seadler

   Mgmt    For    For    For
1.8  

Elect Quentin P. Smith, Jr.

   Mgmt    For    For    For
1.9  

Elect Christopher H. Volk

   Mgmt    For    For    For
2  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3  

Ratification of Auditor

   Mgmt    For    For    For

Sun Communities, Inc.

 

Ticker    SUI    Security ID:    CUSIP 866674104    Meeting Date    05/22/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Gary A. Shiffman

   Mgmt    For    For    For
2  

Elect Meghan G. Baivier

   Mgmt    For    For    For
3  

Elect Stephanie W. Bergeron

   Mgmt    For    For    For
4  

Elect Brian M. Hermelin

   Mgmt    For    For    For
5  

Elect Ronald A. Klein

   Mgmt    For    For    For
6  

Elect Clunet R. Lewis

   Mgmt    For    For    For
7  

Elect Arthur A. Weiss

   Mgmt    For    For    For
8  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
9  

Ratification of Auditor

   Mgmt    For    For    For

Taubman Centers, Inc.

 

Ticker    TCO    Security ID:    CUSIP 876664103    Meeting Date    06/25/2020    Meeting Status    Voted
Meeting Type    Special    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Acquisition by Simon

   Mgmt    For    For    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    For    For
3  

Right to Adjourn Meeting

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

Taubman Centers, Inc.

 

Ticker    TCO    Security ID:    CUSIP 876664103    Meeting Date    06/25/2020    Meeting Status    Voted
Meeting Type    Special    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Acquisition by Simon

   Mgmt    For    For    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    For    For
3  

Right to Adjourn Meeting

   Mgmt    For    For    For

UDR, Inc.

 

Ticker    UDR    Security ID:    CUSIP 902653104    Meeting Date    05/21/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Katherine A. Cattanach

   Mgmt    For    For    For
2  

Elect Jon A. Grove

   Mgmt    For    For    For
3  

Elect Mary Ann King

   Mgmt    For    For    For
4  

Elect James D. Klingbeil

   Mgmt    For    For    For
5  

Elect Clint D. McDonnough

   Mgmt    For    For    For
6  

Elect Robert A. McNamara

   Mgmt    For    For    For
7  

Elect Mark R. Patterson

   Mgmt    For    For    For
8  

Elect Thomas W. Toomey

   Mgmt    For    For    For
9  

Ratification of Auditor

   Mgmt    For    Against    Against
10  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against

Ventas, Inc.

 

Ticker    VTR    Security ID:    CUSIP 92276F100    Meeting Date    05/18/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
2  

Elect Melody C. Barnes

   Mgmt    For    For    For
3  

Elect Debra A. Cafaro

   Mgmt    For    For    For
4  

Elect Jay M. Gellert

   Mgmt    For    For    For
5  

Elect Richard I. Gilchrist

   Mgmt    For    For    For
6  

Elect Matthew J. Lustig

   Mgmt    For    For    For
7  

Elect Roxanne M. Martino

   Mgmt    For    For    For
8  

Elect Sean Nolan

   Mgmt    For    For    For
9  

Elect Walter C. Rakowich

   Mgmt    For    For    For
10  

Elect Robert D. Reed

   Mgmt    For    For    For
11  

Elect James D. Shelton

   Mgmt    For    For    For
12  

Ratification of Auditor

   Mgmt    For    For    For

VEREIT, Inc.

 

Ticker    VER    Security ID:    CUSIP 92339V100    Meeting Date    05/21/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Glenn J. Rufrano

   Mgmt    For    For    For
2  

Elect Hugh R. Frater

   Mgmt    For    For    For
3  

Elect David B. Henry

   Mgmt    For    For    For
4  

Elect Mary Hogan Preusse

   Mgmt    For    For    For
5  

Elect Richard J. Lieb

   Mgmt    For    For    For
6  

Elect Mark S. Ordan

   Mgmt    For    For    For
7  

Elect Eugene A. Pinover

   Mgmt    For    For    For
8  

Elect Julie G. Richardson

   Mgmt    For    For    For
9  

Ratification of Auditor

   Mgmt    For    For    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Institution Account: 63 - Ivy Securian Real Estate Securities Fund

 

VICI Properties Inc.

 

Ticker    VICI    Security ID:    CUSIP 925652109    Meeting Date    04/30/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect James R. Abrahamson

   Mgmt    For    For    For
2  

Elect Diana F. Cantor

   Mgmt    For    For    For
3  

Elect Monica H. Douglas

   Mgmt    For    For    For
4  

Elect Elizabeth Holland

   Mgmt    For    For    For
5  

Elect Craig Macnab

   Mgmt    For    For    For
6  

Elect Edward B. Pitoniak

   Mgmt    For    For    For
7  

Elect Michael D. Rumbolz

   Mgmt    For    For    For
8  

Ratification of Auditor

   Mgmt    For    For    For
9  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10  

Elimination of Supermajority Voting Provisions

   Mgmt    For    For    For

Weingarten Realty Investors

 

Ticker    WRI    Security ID:    CUSIP 948741103    Meeting Date    04/29/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Andrew M. Alexander

   Mgmt    For    For    For
2  

Elect Stanford Alexander

   Mgmt    For    For    For
3  

Elect Shelaghmichael Brown

   Mgmt    For    For    For
4  

Elect Stephen A. Lasher

   Mgmt    For    For    For
5  

Elect Thomas L. Ryan

   Mgmt    For    Against    Against
6  

Elect Douglas W. Schnitzer

   Mgmt    For    For    For
7  

Elect C. Park Shaper

   Mgmt    For    For    For
8  

Elect Marc J. Shapiro

   Mgmt    For    For    For
9  

Ratification of Auditor

   Mgmt    For    For    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against

Welltower Inc.

 

Ticker    WELL    Security ID:    CUSIP 95040Q104    Meeting Date    04/30/2020    Meeting Status    Voted
Meeting Type    Annual    Country of Trade    United States            

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Kenneth J. Bacon

   Mgmt    For    For    For
2  

Elect Thomas J. DeRosa

   Mgmt    For    For    For
3  

Elect Karen B. DeSalvo

   Mgmt    For    For    For
4  

Elect Jeffrey H. Donahue

   Mgmt    For    For    For
5  

Elect Sharon M. Oster

   Mgmt    For    For    For
6  

Elect Sergio D. Rivera

   Mgmt    For    For    For
7  

Elect Johnese M. Spisso

   Mgmt    For    For    For
8  

Elect Kathryn M. Sullivan

   Mgmt    For    For    For
9  

Ratification of Auditor

   Mgmt    For    For    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For


IVY SMALL CAP CORE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

Boot Barn Holdings, Inc.

 

Meeting Date:    08/28/2019   Country:    USA   Primary Security ID   

099406100

Record Date:    07/09/2019   Meeting Type:    Annual   Ticker:    BOOT
     Shares Voted:    245,323     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Greg Bettinelli

   Mgmt    For    For    For
1.2  

Elect Director James G. Conroy

   Mgmt    For    For    For
1.3  

Elect Director Lisa G. Laube

   Mgmt    For    For    For
1.4  

Elect Director Anne MacDonald

   Mgmt    For    For    For
1.5  

Elect Director Brenda I. Morris

   Mgmt    For    For    For
1.6  

Elect Director Peter Starrett

   Mgmt    For    For    For
1.7  

Elect Director Brad Weston

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

RBC Bearings Incorporated

 

Meeting Date:    09/11/2019   Country:    USA   Primary Security ID:    75524B104
Record Date:    07/15/2019   Meeting Type:    Annual   Ticker:    ROLL
     Shares Voted:    88,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Edward D. Stewart

   Mgmt    For    For    For
1.2  

Elect Director Daniel A. Bergeron

   Mgmt    For    For    For
1.3  

Elect Director Michael H. Ambrose

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Avnet, Inc.

 

Meeting Date:    11/19/2019   Country:    USA   Primary Security ID:   

053807103

Record Date:    09/20/2019   Meeting Type:    Annual   Ticker:    AVT
     Shares Voted:    225,954     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Rodney C. Adkins

   Mgmt    For    For    For
1b  

Elect Director William J. Amelio

   Mgmt    For    For    For
1c  

Elect Director Carlo Bozotti

   Mgmt    For    For    For
1d  

Elect Director Michael A. Bradley

   Mgmt    For    For    For
1e  

Elect Director Brenda L. Freeman

   Mgmt    For    For    For
1f  

Elect Director Jo Ann Jenkins

   Mgmt    For    For    For
1g  

Elect Director Oleg Khaykin

   Mgmt    For    For    For
1h  

Elect Director James A. Lawrence

   Mgmt    For    For    For
1i  

Elect Director Avid Modjtabai

   Mgmt    For    For    For
1j  

Elect Director Adalio T. Sanchez

   Mgmt    For    For    For
1k  

Elect Director William H. Schumann, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Constellium SE

 

Meeting Date:    11/25/2019   Country:    Netherlands   Primary Security ID:    N22035104
Record Date:    10/28/2019   Meeting Type:    Special   Ticker:    CSTM
     Shares Voted:    581,306     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Change of Corporate Seat from Amsterdam to Paris

   Mgmt    For    Refer    For
3  

Amend Articles of Association

   Mgmt    For    Refer    For
4  

Confirm Board Composition Following Transfer of Corporate Seat

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Constellium SE

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Confirm Annual Fixed Fees to Directors

   Mgmt    For    Refer    For
6  

Appoint PricewaterhouseCoopers Audit and RSM Paris as Auditors

   Mgmt    For    For    For
7  

Approve Issuance of Shares under 2013 Equity Incentive Plan

   Mgmt    For    For    For
8  

Approve Issuance of Shares or Other Equity Securities with Preemptive Rights up to 50 Percent of the Issued Share Capital

   Mgmt    For    For    For
9  

Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 50 Percent of the Issued Share Capital

   Mgmt    For    Refer    Against
10  

Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 10 Percent of the Issued Share Capital

   Mgmt    For    For    For
11  

Grant Board Authority to Issue Additional Shares up to 15 Percent of Issued Capital

   Mgmt    For    Refer    Against
12  

Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer

   Mgmt    For    Against    Against
13  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
14  

Authorize Filing of Required Documents and Other Formalities

   Mgmt    For    For    For
15  

Allow Questions

   Mgmt         
16  

Close Meeting

   Mgmt         

The Scotts Miracle-Gro Company

 

Meeting Date:    01/27/2020   Country:    USA   Primary Security ID:    810186106
Record Date:    12/04/2019   Meeting Type:    Annual   Ticker:    SMG
     Shares Voted:    114,402     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Hagedorn

   Mgmt    For    For    For
1.2  

Elect Director Brian D. Finn

   Mgmt    For    For    For
1.3  

Elect Director Nancy G. Mistretta

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Sanderson Farms, Inc.

 

Meeting Date:    02/13/2020   Country:    USA   Primary Security ID:    800013104
Record Date:    12/19/2019   Meeting Type:    Annual   Ticker:    SAFM
     Shares Voted:    39,518     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Election of Five Class A Directors

   Mgmt         
1.1  

Elect Director David Barksdale

   Mgmt    For    For    For
1.2  

Elect Director Lampkin Butts

   Mgmt    For    For    For
1.3  

Elect Director Beverly W. Hogan

   Mgmt    For    For    For
1.4  

Elect Director Phil K. Livingston

   Mgmt    For    For    For
1.5  

Elect Director Joe F. Sanderson, Jr.

   Mgmt    For    For    For
 

Election of One Class C Director

   Mgmt         
1.1  

Elect Director Sonia Perez

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Report on Water Resource Risks

   SH    Against    Refer    Against
7  

Report on Human Rights Due Diligence

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Gardner Denver Holdings, Inc.

 

Meeting Date:    02/21/2020   Country:    USA   Primary Security ID:    36555P107
Record Date:    01/02/2020   Meeting Type:    Special   Ticker:    GDI
     Shares Voted:    333,836     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1

 

Issue Shares in Connection with Merger

  

Mgmt

  

For

  

Refer

  

For

2

 

Amend Omnibus Stock Plan

  

Mgmt

  

For

  

For

  

For

3

 

Adjourn Meeting

  

Mgmt

  

For

  

Refer

  

For

Argo Group International Holdings, Ltd.

 

Meeting Date:    04/16/2020   Country:    Bermuda   Primary Security ID:    G0464B107
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    ARGO
     Shares Voted:    73,201     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Declassify the Board of Directors

   Mgmt    For    For    For
2a  

Elect Director Bernard C. Bailey

   Mgmt    For    For    For
2b  

Elect Director Thomas A. Bradley

   Mgmt    For    For    For
2c  

Elect Director Fred R. Donner

   Mgmt    For    For    For
2d  

Elect Director Anthony P. Latham

   Mgmt    For    For    For
2e  

Elect Director Dymphna A. Lehane

   Mgmt    For    For    For
2f  

Elect Director Samuel G. Liss

   Mgmt    For    For    For
2g  

Elect Director Carol A. McFate

   Mgmt    For    For    For
2h  

Elect Director Kathleen A. Nealon

   Mgmt    For    For    For
2i  

Elect Director Al-Noor Ramji

   Mgmt    For    For    For
2j  

Elect Director Kevin J. Rehnberg

   Mgmt    For    For    For
2k  

Elect Director John H. Tonelli

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
4  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Establish Range For Board Size

   Mgmt    For    Refer    For
6  

Amend Bye-Laws to Modify the Voting Push-Up Requirement

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

MGIC Investment Corporation

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:   

552848103

Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    MTG
     Shares Voted:    1,515,449     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Daniel A. Arrigoni

   Mgmt    For    For    For
1.2  

Elect Director C. Edward Chaplin

   Mgmt    For    For    For
1.3  

Elect Director Curt S. Culver

   Mgmt    For    For    For
1.4  

Elect Director Jay C. Hartzell

   Mgmt    For    For    For
1.5  

Elect Director Timothy A. Holt

   Mgmt    For    For    For
1.6  

Elect Director Kenneth M. Jastrow, II

   Mgmt    For    For    For
1.7  

Elect Director Jodeen A. Kozlak

   Mgmt    For    For    For
1.8  

Elect Director Michael E. Lehman

   Mgmt    For    For    For
1.9  

Elect Director Melissa B. Lora

   Mgmt    For    For    For
1.10  

Elect Director Timothy J. Mattke

   Mgmt    For    For    For
1.11  

Elect Director Gary A. Poliner

   Mgmt    For    For    For
1.12  

Elect Director Sheryl L. Sculley

   Mgmt    For    For    For
1.13  

Elect Director Mark M. Zandi

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Webster Financial Corporation

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    947890109
Record Date:    02/26/2020   Meeting Type:    Annual   Ticker:    WBS
     Shares Voted:    460,347     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director William L. Atwell

   Mgmt    For    For    For
1b  

Elect Director John R. Ciulla

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Webster Financial Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Elizabeth E. Flynn

   Mgmt    For    For    For
1d  

Elect Director E. Carol Hayles

   Mgmt    For    For    For
1e  

Elect Director Linda H. Ianieri

   Mgmt    For    For    For
1f  

Elect Director Laurence C. Morse

   Mgmt    For    For    For
1g  

Elect Director Karen R. Osar

   Mgmt    For    For    For
1h  

Elect Director Mark Pettie

   Mgmt    For    For    For
1i  

Elect Director Lauren C. States

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

First Horizon National Corporation

 

Meeting Date:    04/24/2020   Country:    USA   Primary Security ID:    320517105
Record Date:    02/24/2020   Meeting Type:    Special   Ticker:    FHN
     Shares Voted:    662,632     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
2  

Increase Authorized Common Stock

   Mgmt    For    For    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
4  

Adjourn Meeting

   Mgmt    For    Refer    For

Coherent, Inc.

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:    192479103
Record Date:    03/03/2020   Meeting Type:    Annual   Ticker:    COHR
     Shares Voted:    83,805     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jay T. Flatley

   Mgmt    For    For    For
1b  

Elect Director Pamela Fletcher

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Coherent, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Andreas (Andy) W. Mattes

   Mgmt    For    For    For
1d  

Elect Director Beverly Kay Matthews

   Mgmt    For    For    For
1e  

Elect Director Michael R. McMullen

   Mgmt    For    For    For
1f  

Elect Director Garry W. Rogerson

   Mgmt    For    For    For
1g  

Elect Director Steve Skaggs

   Mgmt    For    For    For
1h  

Elect Director Sandeep Vij

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Crane Co.

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:    224399105
Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:    CR
     Shares Voted:    145,324     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin R. Benante

   Mgmt    For    For    For
1.2  

Elect Director Donald G. Cook

   Mgmt    For    For    For
1.3  

Elect Director Michael Dinkins

   Mgmt    For    For    For
1.4  

Elect Director Ronald C. Lindsay

   Mgmt    For    For    For
1.5  

Elect Director Ellen McClain

   Mgmt    For    For    For
1.6  

Elect Director Charles G. McClure, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Max H. Mitchell

   Mgmt    For    For    For
1.8  

Elect Director Jennifer M. Pollino

   Mgmt    For    For    For
1.9  

Elect Director James L. L. Tullis

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

TopBuild Corp.

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:   

89055F103

Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    BLD
     Shares Voted:    79,520     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Alec C. Covington

   Mgmt    For    For    For
1b  

Elect Director Gerald Volas

   Mgmt    For    For    For
1c  

Elect Director Carl T. Camden

   Mgmt    For    For    For
1d  

Elect Director Joseph S. Cantie

   Mgmt    For    For    For
1e  

Elect Director Tina M. Donikowski

   Mgmt    For    For    For
1f  

Elect Director Mark A. Petrarca

   Mgmt    For    For    For
1g  

Elect Director Nancy M. Taylor

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

First Horizon National Corporation

 

Meeting Date:    04/28/2020   Country:    USA   Primary Security ID:    320517105
Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:    FHN
     Shares Voted:    662,632     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth A. Burdick

   Mgmt    For    For    For
1.2  

Elect Director John C. Compton

   Mgmt    For    For    For
1.3  

Elect Director Wendy P. Davidson

   Mgmt    For    For    For
1.4  

Elect Director Mark A. Emkes

   Mgmt    For    For    For
1.5  

Elect Director Corydon J. Gilchrist

   Mgmt    For    For    For
1.6  

Elect Director D. Bryan Jordan

   Mgmt    For    For    For
1.7  

Elect Director Vicki R. Palmer

   Mgmt    For    For    For
1.8  

Elect Director Colin V. Reed

   Mgmt    For    For    For
1.9  

Elect Director Cecelia D. Stewart

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

First Horizon National Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10  

Elect Director Rajesh Subramaniam

   Mgmt    For    For    For
1.11  

Elect Director R. Eugene Taylor

   Mgmt    For    For    For
1.12  

Elect Director Luke Yancy, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Knowles Corporation

 

Meeting Date:    04/28/2020   Country:    USA   Primary Security ID:    49926D109
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    KN
     Shares Voted:    309,380     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Keith L. Barnes

   Mgmt    For    For    For
1b  

Elect Director Hermann Eul

   Mgmt    For    For    For
1c  

Elect Director Donald Macleod

   Mgmt    For    For    For
1d  

Elect Director Jeffrey S. Niew

   Mgmt    For    For    For
1e  

Elect Director Cheryl Shavers

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

STAG Industrial, Inc.

 

Meeting Date:    04/29/2020   Country:    USA   Primary Security ID:    85254J102
Record Date:    03/11/2020   Meeting Type:    Annual   Ticker:    STAG
     Shares Voted:    501,414     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Benjamin S. Butcher

   Mgmt    For    For    For
1b  

Elect Director Jit Kee Chin

   Mgmt    For    For    For
1c  

Elect Director Virgis W. Colbert

   Mgmt    For    For    For
1d  

Elect Director Michelle S. Dilley

   Mgmt    For    For    For
1e  

Elect Director Jeffrey D. Furber

   Mgmt    For    For    For
1f  

Elect Director Larry T. Guillemette

   Mgmt    For    For    For
1g  

Elect Director Francis X. Jacoby, III

   Mgmt    For    For    For
1h  

Elect Director Christopher P. Marr

   Mgmt    For    For    For
1i  

Elect Director Hans S. Weger

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Polaris Inc.

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:   

731068102

Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    PII
     Shares Voted:    77,012     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director George W. Bilicic

   Mgmt    For    For    For
1b  

Elect Director Gary E. Hendrickson

   Mgmt    For    For    For
1c  

Elect Director Gwenne A. Henricks

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst &Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

TreeHouse Foods, Inc.

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:   

89469A104

Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    THS
     Shares Voted:    190,329     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mark R. Hunter

   Mgmt    For    For    For
1.2  

Elect Director Ann M. Sardini

   Mgmt    For    For    For
1.3  

Elect Director Jean E. Spence

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
             

Huntsman Corporation

 

Meeting Date:    05/01/2020   Country:    USA   Primary Security ID:   

447011107

Record Date:    03/05/2020   Meeting Type:    Annual   Ticker:    HUN
     Shares Voted:    466,282     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter R. Huntsman

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    For    For
1c  

Elect Director Mary C. Beckerle

   Mgmt    For    For    For
1d  

Elect Director M. Anthony Burns

   Mgmt    For    For    For
1e  

Elect Director Daniele Ferrari

   Mgmt    For    For    For
1f  

Elect Director Robert J. Margetts

   Mgmt    For    For    For
1g  

Elect Director Wayne A. Reaud

   Mgmt    For    For    For
1h  

Elect Director Jan E. Tighe

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Magnolia Oil & Gas Corporation

 

Meeting Date:    05/04/2020   Country:    USA   Primary Security ID:   

559663109

Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    MGY
     Shares Voted:    1,273,233     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Stephen “Steve” I. Chazen

   Mgmt    For    For    For
1b  

Elect Director Arcilia C. Acosta

   Mgmt    For    For    For
1c  

Elect Director Angela M. Busch

   Mgmt    For    For    For
1d  

Elect Director Edward P. Djerejian

   Mgmt    For    For    For
1e  

Elect Director James R. Larson

   Mgmt    For    For    For
1f  

Elect Director Dan F. Smith

   Mgmt    For    For    For
1g  

Elect Director John B. Walker

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Agree Realty Corporation

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:   

008492100

Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    ADC
     Shares Voted:    194,109     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Merrie S. Frankel

   Mgmt    For    For    For
1.2  

Elect Director Farris G. Kalil

   Mgmt    For    For    For
1.3  

Elect Director Simon Leopold

   Mgmt    For    For    For
1.4  

Elect Director William S. Rubenfaer

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Kemper Corporation

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:   

488401100

Record Date:    03/12/2020   Meeting Type:    Annual   Ticker:    KMPR
     Shares Voted:    197,521     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Teresa A. Canida

   Mgmt    For    For    For
1b  

Elect Director George N. Cochran

   Mgmt    For    For    For
1c  

Elect Director Kathleen M. Cronin

   Mgmt    For    For    For
1d  

Elect Director Lacy M. Johnson

   Mgmt    For    For    For
1e  

Elect Director Robert J. Joyce

   Mgmt    For    For    For
1f  

Elect Director Joseph P. Lacher, Jr.

   Mgmt    For    For    For
1g  

Elect Director Gerald Laderman

   Mgmt    For    For    For
1h  

Elect Director Christopher B. Sarofim

   Mgmt    For    For    For
1i  

Elect Director David P. Storch

   Mgmt    For    For    For
1j  

Elect Director Susan D. Whiting

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Cogent Communications Holdings, Inc.

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:   

19239V302

Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    CCOI
     Shares Voted:    194,041     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dave Schaeffer

   Mgmt    For    For    For
1.2  

Elect Director D. Blake Bath

   Mgmt    For    For    For
1.3  

Elect Director Steven D. Brooks

   Mgmt    For    For    For
1.4  

Elect Director Lewis H. Ferguson, III

   Mgmt    For    For    For
1.5  

Elect Director Carolyn Katz

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Cogent Communications Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Sheryl Kennedy

   Mgmt    For    For    For
1.7  

Elect Director Marc Montagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Encompass Health Corporation

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:   

29261A100

Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    EHC
     Shares Voted:    335,977     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Greg D. Carmichael

   Mgmt    For    For    For
1b  

Elect Director John W. Chidsey

   Mgmt    For    For    For
1c  

Elect Director Donald L. Correll

   Mgmt    For    For    For
1d  

Elect Director Yvonne M. Curl

   Mgmt    For    For    For
1e  

Elect Director Charles M. Elson

   Mgmt    For    For    For
1f  

Elect Director Joan E. Herman

   Mgmt    For    For    For
1g  

Elect Director Leo I. Higdon, Jr.

   Mgmt    For    For    For
1h  

Elect Director Leslye G. Katz

   Mgmt    For    For    For
1i  

Elect Director Patricia A. Maryland

   Mgmt    For    For    For
1j  

Elect Director John E. Maupin, Jr.

   Mgmt    For    For    For
1k  

Elect Director Nancy M. Schlichting

   Mgmt    For    For    For
1l  

Elect Director L. Edward Shaw, Jr.

   Mgmt    For    For    For
1m  

Elect Director Mark J. Tarr

   Mgmt    For    For    For
1n  

Elect Director Terrance Williams

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

TCF Financial Corporation

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:   

872307103

Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    TCF
     Shares Voted:    389,641     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peter Bell

   Mgmt    For    For    For
1.2  

Elect Director Craig R. Dahl

   Mgmt    For    For    For
1.3  

Elect Director Karen L. Grandstrand

   Mgmt    For    For    For
1.4  

Elect Director Richard H. King

   Mgmt    For    For    For
1.5  

Elect Director Ronald A. Klein

   Mgmt    For    For    For
1.6  

Elect Director Barbara J. Mahone

   Mgmt    For    For    For
1.7  

Elect Director Barbara L. McQuade

   Mgmt    For    For    For
1.8  

Elect Director Vance K. Opperman

   Mgmt    For    For    For
1.9  

Elect Director David T. Provost

   Mgmt    For    For    For
1.10  

Elect Director Roger J. Sit

   Mgmt    For    For    For
1.11  

Elect Director Julie H. Sullivan

   Mgmt    For    For    For
1.12  

Elect Director Jeffrey L. Tate

   Mgmt    For    For    For
1.13  

Elect Director Gary Torgow

   Mgmt    For    For    For
1.14  

Elect Director Arthur A. Weiss

   Mgmt    For    For    For
1.15  

Elect Director Franklin C. Wheatlake

   Mgmt    For    For    For
1.16  

Elect Director Theresa M. H. Wise

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Assurant, Inc.

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:   

04621X108

Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    AIZ
     Shares Voted:    51,966     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Elaine D. Rosen

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Assurant, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b  

Elect Director Paget L. Alves

   Mgmt    For    For    For
1c  

Elect Director Juan N. Cento

   Mgmt    For    For    For
1d  

Elect Director Alan B. Colberg

   Mgmt    For    For    For
1e  

Elect Director Harriet Edelman

   Mgmt    For    For    For
1f  

Elect Director Lawrence V. Jackson

   Mgmt    For    For    For
1g  

Elect Director Jean-Paul L. Montupet

   Mgmt    For    For    For
1h  

Elect Director Debra J. Perry

   Mgmt    For    For    For
1i  

Elect Director Ognjen (Ogi) Redzic

   Mgmt    For    For    For
1j  

Elect Director Paul J. Reilly

   Mgmt    For    For    For
1k  

Elect Director Robert W. Stein

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

The Brink’s Company

 

Meeting Date:    05/08/2020   Country:    USA   Primary Security ID:   

109696104

Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    BCO
     Shares Voted:    93,699     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kathie J. Andrade

   Mgmt    For    For    For
1.2  

Elect Director Paul G. Boynton

   Mgmt    For    For    For
1.3  

Elect Director Ian D. Clough

   Mgmt    For    For    For
1.4  

Elect Director Susan E. Docherty

   Mgmt    For    For    For
1.5  

Elect Director Reginald D. Hedgebeth

   Mgmt    For    For    For
1.6  

Elect Director Dan R. Henry - Withdrawn

   Mgmt         
1.7  

Elect Director Michael J. Herling

   Mgmt    For    For    For
1.8  

Elect Director Douglas A. Pertz

   Mgmt    For    For    For
1.9  

Elect Director George I. Stoeckert

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

The Brink’s Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

ALLETE, Inc.

 

Meeting Date:    05/12/2020   Country:    USA   Primary Security ID:   

018522300

Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    ALE
     Shares Voted:    111,625     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kathryn W. Dindo

   Mgmt    For    For    For
1b  

Elect Director George G. Goldfarb

   Mgmt    For    For    For
1c  

Elect Director Alan R. Hodnik

   Mgmt    For    For    For
1d  

Elect Director James J. Hoolihan

   Mgmt    For    For    For
1e  

Elect Director Heidi E. Jimmerson

   Mgmt    For    For    For
1f  

Elect Director Madeleine W. Ludlow

   Mgmt    For    For    For
1g  

Elect Director Susan K. Nestegard

   Mgmt    For    For    For
1h  

Elect Director Douglas C. Neve

   Mgmt    For    For    For
1i  

Elect Director Bethany M. Owen

   Mgmt    For    For    For
1j  

Elect Director Robert P. Powers

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Cardtronics plc

 

Meeting Date:    05/13/2020   Country:    United Kingdom   Primary Security ID:    G1991C105
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    CATM
     Shares Voted:    811,889     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Douglas L. Braunstein

   Mgmt    For    For    For
1b  

Elect Director Michelle Moore

   Mgmt    For    For    For
1c  

Elect Director G. Patrick Phillips

   Mgmt    For    For    For
2  

Elect Director Rahul Gupta

   Mgmt    For    For    For
3  

Ratify KPMG LLP (U.S.) as Auditors

   Mgmt    For    For    For
4  

Reappoint KPMG LLP (U.K.) as Statutory Auditors

   Mgmt    For    For    For
5  

Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors

   Mgmt    For    For    For
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
7  

Authorize Share Repurchase Program

   Mgmt    For    For    For
8  

Approve Directors’ Remuneration Policy

   Mgmt    For    Refer    For
9  

Advisory Vote to Ratify Directors’ Compensation Report

   Mgmt    For    For    For
10  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For

Ryman Hospitality Properties, Inc.

 

Meeting Date:    05/13/2020   Country:    USA   Primary Security ID:   

78377T107

Record Date:    03/25/2020   Meeting Type:    Annual   Ticker:    RHP
     Shares Voted:    105,752     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Rachna Bhasin

   Mgmt    For    For    For
1b  

Elect Director Alvin Bowles, Jr.

   Mgmt    For    For    For
1c  

Elect Director Fazal Merchant

   Mgmt    For    For    For
1d  

Elect Director Patrick Moore

   Mgmt    For    For    For
1e  

Elect Director Christine Pantoya

   Mgmt    For    For    For
1f  

Elect Director Robert Prather, Jr.

   Mgmt    For    For    For
1g  

Elect Director Colin V. Reed

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Ryman Hospitality Properties, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Michael Roth

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For

Compass Minerals International, Inc.

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:   

20451N101

Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    CMP
     Shares Voted:    313,454     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Declassify the Board of Directors

   Mgmt    For    For    For
2a  

Elect Director Valdemar L. Fischer

   Mgmt    For    For    For
2b  

Elect Director Richard S. Grant

   Mgmt    For    For    For
2c  

Elect Director Amy J. Yoder

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For

Morningstar, Inc.

 

Meeting Date:    05/15/2020   Country:    USA   Primary Security ID:   

617700109

Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    MORN
     Shares Voted:    101,175     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Joe Mansueto

   Mgmt    For    For    For
1b  

Elect Director Kunal Kapoor

   Mgmt    For    For    For
1c  

Elect Director Robin Diamonte

   Mgmt    For    Refer    Against
1d  

Elect Director Cheryl Francis

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Morningstar, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1e  

Elect Director Steve Joynt

   Mgmt    For    For    For
1f  

Elect Director Steve Kaplan

   Mgmt    For    For    For
1g  

Elect Director Gail Landis

   Mgmt    For    Refer    Against
1h  

Elect Director Bill Lyons

   Mgmt    For    For    For
1i  

Elect Director Jack Noonan

   Mgmt    For    Refer    Against
1j  

Elect Director Caroline Tsay

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For

nVent Electric plc

 

Meeting Date:    05/15/2020   Country:    Ireland   Primary Security ID:   

G6700G107

Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    NVT
     Shares Voted:    559,061     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Brian M. Baldwin *Withdrawn*

   Mgmt         
1b  

Elect Director Jerry W. Burris

   Mgmt    For    For    For
1c  

Elect Director Susan M. Cameron

   Mgmt    For    For    For
1d  

Elect Director Michael L. Ducker

   Mgmt    For    For    For
1e  

Elect Director Randall J. Hogan

   Mgmt    For    For    For
1f  

Elect Director Ronald L. Merriman

   Mgmt    For    For    For
1g  

Elect Director Nicola T. Palmer

   Mgmt    For    For    For
1h  

Elect Director Herbert K. Parker

   Mgmt    For    For    For
1i  

Elect Director Beth A. Wozniak

   Mgmt    For    For    For
1j  

Elect Director Jacqueline Wright

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Authorize Price Range for Reissuance of Treasury Shares

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Chemed Corporation

 

Meeting Date:    05/18/2020   Country:    USA   Primary Security ID:   

16359R103

Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    CHE
     Shares Voted:    61,696     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kevin J. McNamara

   Mgmt    For    For    For
1.2  

Elect Director Ron DeLyons

   Mgmt    For    For    For
1.3  

Elect Director Joel F. Gemunder

   Mgmt    For    For    For
1.4  

Elect Director Patrick P. Grace

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Heaney

   Mgmt    For    For    For
1.6  

Elect Director Thomas C. Hutton

   Mgmt    For    For    For
1.7  

Elect Director Andrea R. Lindell

   Mgmt    For    For    For
1.8  

Elect Director Thomas P. Rice

   Mgmt    For    For    For
1.9  

Elect Director Donald E. Saunders

   Mgmt    For    For    For
1.10  

Elect Director George J. Walsh, III

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Knight-Swift Transportation Holdings Inc.

 

Meeting Date:    05/19/2020   Country:    USA   Primary Security ID:   

499049104

Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    KNX
     Shares Voted:    345,553     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David Jackson

   Mgmt    For    For    For
1.2  

Elect Director Kevin Knight

   Mgmt    For    For    For
1.3  

Elect Director Roberta Roberts Shank

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
6  

Provide Right to Act by Written Consent

   SH    Against    For    For

Integer Holdings Corporation

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:   

45826H109

Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    ITGR
     Shares Voted:    77,911     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Pamela G. Bailey

   Mgmt    For    For    For
1.2  

Elect Director Joseph W. Dziedzic

   Mgmt    For    For    For
1.3  

Elect Director James F. Hinrichs

   Mgmt    For    For    For
1.4  

Elect Director Jean Hobby

   Mgmt    For    For    For
1.5  

Elect Director M. Craig Maxwell

   Mgmt    For    For    For
1.6  

Elect Director Filippo Passerini

   Mgmt    For    For    For
1.7  

Elect Director Bill R. Sanford

   Mgmt    For    For    For
1.8  

Elect Director Donald J. Spence

   Mgmt    For    For    For
1.9  

Elect Director William B. Summers, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

ONE Gas, Inc.

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:   

68235P108

Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    OGS
     Shares Voted:    155,382     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert B. Evans

   Mgmt    For    For    For
1.2  

Elect Director John W. Gibson

   Mgmt    For    For    For
1.3  

Elect Director Tracy E. Hart

   Mgmt    For    For    For
1.4  

Elect Director Michael G. Hutchinson

   Mgmt    For    For    For
1.5  

Elect Director Pattye L. Moore

   Mgmt    For    For    For
1.6  

Elect Director Pierce H. Norton, II

   Mgmt    For    For    For
1.7  

Elect Director Eduardo A. Rodriguez

   Mgmt    For    For    For
1.8  

Elect Director Douglas H. Yaeger

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Omnicell, Inc.

 

Meeting Date:    05/26/2020   Country:    USA   Primary Security ID:   

68213N109

Record Date:    03/30/2020   Meeting Type:    Annual   Ticker:    OMCL
     Shares Voted:    85,479     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joanne B. Bauer

   Mgmt    For    For    For
1.2  

Elect Director Robin G. Seim

   Mgmt    For    For    For
1.3  

Elect Director Sara J. White

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Varonis Systems, Inc.

 

Meeting Date:    05/26/2020   Country:    USA   Primary Security ID:   

922280102

Record Date:    04/06/2020   Meeting Type:    Annual   Ticker:    VRNS
     Shares Voted:    181,510     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Yakov Faitelson

   Mgmt    For    For    For
1.2  

Elect Director Ohad Korkus

   Mgmt    For    For    For
1.3  

Elect Director Thomas F. Mendoza

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Kost Forer Gabbay & Kasierer as Auditors

   Mgmt    For    For    For

Tandem Diabetes Care, Inc.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:   

875372203

Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    TNDM
     Shares Voted:    74,948     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kim D. Blickenstaff

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Christopher J. Twomey

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

EVERTEC, Inc.

 

Meeting Date:    05/28/2020   Country:    Puerto Rico   Primary Security ID:    30040P103
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    EVTC
     Shares Voted:    362,618     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Frank G. D’Angelo

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

EVERTEC, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1b  

Elect Director Morgan M. Schuessler, Jr.

   Mgmt    For    For    For
1c  

Elect Director Olga Botero

   Mgmt    For    For    For
1d  

Elect Director Jorge A. Junquera

   Mgmt    For    For    For
1e  

Elect Director Ivan Pagan

   Mgmt    For    For    For
1f  

Elect Director Aldo J. Polak

   Mgmt    For    For    For
1g  

Elect Director Alan H. Schumacher

   Mgmt    For    For    For
1h  

Elect Director Brian J. Smith

   Mgmt    For    For    For
1i  

Elect Director Thomas W. Swidarski

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

ICF International, Inc.

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:    44925C103
Record Date:    03/31/2020   Meeting Type:    Annual   Ticker:    ICFI
     Shares Voted:    176,767     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sudhakar Kesavan

   Mgmt    For    For    For
1.2  

Elect Director Michael J. Van Handel

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

NuVasive, Inc.

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:    670704105
Record Date:    04/08/2020   Meeting Type:    Annual   Ticker:    NUVA
     Shares Voted:    79,997     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director J. Christopher Barry

   Mgmt    For    For    For
1b  

Elect Director Gregory T. Lucier

   Mgmt    For    For    For
1c  

Elect Director Leslie V. Norwalk

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Teladoc Health, Inc.

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:   

87918A105

Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    TDOC
     Shares Voted:    18,645     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Helen Darling

   Mgmt    For    For    For
1.2  

Elect Director William H. Frist

   Mgmt    For    For    For
1.3  

Elect Director Michael Goldstein

   Mgmt    For    For    For
1.4  

Elect Director Jason Gorevic

   Mgmt    For    For    For
1.5  

Elect Director Catherine A. Jacobson

   Mgmt    For    For    For
1.6  

Elect Director Thomas G. McKinley

   Mgmt    For    For    For
1.7  

Elect Director Kenneth H. Paulus

   Mgmt    For    For    For
1.8  

Elect Director David Shedlarz

   Mgmt    For    For    For
1.9  

Elect Director Mark Douglas Smith

   Mgmt    For    For    For
1.10  

Elect Director David B. Snow, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Clean Harbors, Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:   

184496107

Record Date:    04/15/2020   Meeting Type:    Annual   Ticker:    CLH
     Shares Voted:    78,455     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Eugene Banucci

   Mgmt    For    For    For
1.2  

Elect Director Edward G. Galante

   Mgmt    For    For    For
1.3  

Elect Director Thomas J. Shields

   Mgmt    For    For    For
1.4  

Elect Director John R. Welch

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Columbia Sportswear Company

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:   

198516106

Record Date:    04/01/2020   Meeting Type:    Annual   Ticker:    COLM
     Shares Voted:    152,338     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy P. Boyle

   Mgmt    For    For    For
1.2  

Elect Director Stephen E. Babson

   Mgmt    For    For    For
1.3  

Elect Director Andy D. Bryant

   Mgmt    For    For    For
1.4  

Elect Director Walter T. Klenz

   Mgmt    For    For    For
1.5  

Elect Director Kevin Mansell

   Mgmt    For    For    For
1.6  

Elect Director Ronald E. Nelson

   Mgmt    For    For    For
1.7  

Elect Director Sabrina L. Simmons

   Mgmt    For    For    For
1.8  

Elect Director Malia H. Wasson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

FTI Consulting, Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:   

302941109

Record Date:    03/25/2020   Meeting Type:    Annual   Ticker:    FCN
     Shares Voted:    42,466     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Brenda J. Bacon

   Mgmt    For    For    For
1b  

Elect Director Mark S. Bartlett

   Mgmt    For    For    For
1c  

Elect Director Claudio Costamagna

   Mgmt    For    For    For
1d  

Elect Director Vernon Ellis

   Mgmt    For    For    For
1e  

Elect Director Nicholas C. Fanandakis

   Mgmt    For    For    For
1f  

Elect Director Steven H. Gunby

   Mgmt    For    For    For
1g  

Elect Director Gerard E. Holthaus

   Mgmt    For    For    For
1h  

Elect Director Laureen E. Seeger

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Visteon Corporation

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:   

92839U206

Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    VC
     Shares Voted:    107,959     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director James J. Barrese

   Mgmt    For    For    For
1b  

Elect Director Naomi M. Bergman

   Mgmt    For    For    For
1c  

Elect Director Jeffrey D. Jones

   Mgmt    For    For    For
1d  

Elect Director Sachin S. Lawande

   Mgmt    For    For    For
1e  

Elect Director Joanne M. Maguire

   Mgmt    For    For    For
1f  

Elect Director Robert J. Manzo

   Mgmt    For    For    For
1g  

Elect Director Francis M. Scricco

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Visteon Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h  

Elect Director David L. Treadwell

   Mgmt    For    For    For
1i  

Elect Director Rouzbeh Yassini-Fard

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:    06/09/2020   Country:    USA   Primary Security ID:   

74736L109

Record Date:    04/22/2020   Meeting Type:    Annual   Ticker:    QTWO
     Shares Voted:    7,945     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director R. Lynn Atchison

   Mgmt    For    For    For
1.2  

Elect Director Charles T. Doyle

   Mgmt    For    For    For
1.3  

Elect Director Carl James Schaper

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

EVO Payments, Inc.

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:   

26927E104

Record Date:    04/14/2020   Meeting Type:    Annual   Ticker:    EVOP
     Shares Voted:    129,138     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Laura M. Miller

   Mgmt    For    For    For
1.2  

Elect Director Gregory S. Pope

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Matthew W. Raino

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

EVO Payments, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Vonage Holdings Corp.

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:   

92886T201

Record Date:    04/14/2020   Meeting Type:    Annual   Ticker:    VG
     Shares Voted:    837,647     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Hamid Akhavan

   Mgmt    For    For    For
1b  

Elect Director Jan Hauser

   Mgmt    For    For    For
1c  

Elect Director Priscilla Hung

   Mgmt    For    For    For
1d  

Elect Director Carolyn Katz

   Mgmt    For    For    For
1e  

Elect Director Alan Masarek

   Mgmt    For    For    For
1f  

Elect Director Michael J. McConnell

   Mgmt    For    For    For
1g  

Elect Director John J. Roberts

   Mgmt    For    For    For
1h  

Elect Director Gary Steele

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Switch, Inc.

 

Meeting Date:    06/12/2020   Country:    USA   Primary Security ID:   

87105L104

Record Date:    04/15/2020   Meeting Type:    Annual   Ticker:    SWCH
     Shares Voted:    1,375,239     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Rob Roy

   Mgmt    For    For    For
1.2  

Elect Director Zareh Sarrafian

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Switch, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3  

Elect Director Kim Sheehy

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Donald D. Snyder

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Tom Thomas

   Mgmt    For    For    For
1.6  

Elect Director Bryan Wolf

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Element Solutions Inc

 

Meeting Date:    06/16/2020   Country:    USA   Primary Security ID:   

28618M106

Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    ESI
     Shares Voted:    725,039     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Martin Ellis Franklin

   Mgmt    For    For    For
1b  

Elect Director Benjamin Gliklich

   Mgmt    For    For    For
1c  

Elect Director Scot R. Benson

   Mgmt    For    For    For
1d  

Elect Director Ian G.H. Ashken

   Mgmt    For    For    For
1e  

Elect Director Christopher T. Fraser

   Mgmt    For    For    For
1f  

Elect Director Michael F. Goss

   Mgmt    For    For    For
1g  

Elect Director Nichelle Maynard-Elliott

   Mgmt    For    For    For
1h  

Elect Director E. Stanley O’Neal

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Evercore Inc.

 

Meeting Date:    06/16/2020   Country:    USA   Primary Security ID:   

29977A105

Record Date:    04/22/2020   Meeting Type:    Annual   Ticker:    EVR
     Shares Voted:    39,772     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Roger C. Altman

   Mgmt    For    For    For
1.2  

Elect Director Richard I. Beattie

   Mgmt    For    For    For
1.3  

Elect Director Pamela G. Carlton

   Mgmt    For    For    For
1.4  

Elect Director Ellen V. Futter

   Mgmt    For    For    For
1.5  

Elect Director Gail B. Harris

   Mgmt    For    For    For
1.6  

Elect Director Robert B. Millard

   Mgmt    For    For    For
1.7  

Elect Director Willard J. Overlock, Jr.

   Mgmt    For    For    For
1.8  

Elect Director Simon M. Robertson

   Mgmt    For    For    For
1.9  

Elect Director Ralph L. Schlosstein

   Mgmt    For    For    For
1.10  

Elect Director John S. Weinberg

   Mgmt    For    For    For
1.11  

Elect Director William J. Wheeler

   Mgmt    For    For    For
1.12  

Elect Director Sarah K. Williamson

   Mgmt    For    For    For
1.13  

Elect Director Kendrick R. Wilson, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Encore Capital Group, Inc.

 

Meeting Date:    06/17/2020   Country:    USA   Primary Security ID:   

292554102

Record Date:    04/21/2020   Meeting Type:    Annual   Ticker:    ECPG
     Shares Voted:    395,703     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael P. Monaco

   Mgmt    For    For    For
1.2  

Elect Director Ashwini (Ash) Gupta

   Mgmt    For    For    For
1.3  

Elect Director Wendy G. Hannam

   Mgmt    For    For    For
1.4  

Elect Director Jeffrey A. Hilzinger

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Encore Capital Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Angela A. Knight

   Mgmt    For    For    For
1.6  

Elect Director Laura Newman Olle

   Mgmt    For    For    For
1.7  

Elect Director Richard J. Srednicki

   Mgmt    For    For    For
1.8  

Elect Director Richard P. Stovsky

   Mgmt    For    For    For
1.9  

Elect Director Ashish Masih

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify BDO USA, LLP as Auditors

   Mgmt    For    For    For

Nomad Foods Limited

 

Meeting Date:    06/17/2020   Country:    Virgin Isl (UK)   Primary Security ID:    G6564A105
Record Date:    04/24/2020   Meeting Type:    Annual   Ticker:    NOMD
     Shares Voted:    1,368,499     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin Ellis Franklin

   Mgmt    For    For    For
1.2  

Elect Director Noam Gottesman

   Mgmt    For    For    For
1.3  

Elect Director Ian G.H. Ashken

   Mgmt    For    For    For
1.4  

Elect Director Stefan Descheemaeker

   Mgmt    For    For    For
1.5  

Elect Director Jeremy Isaacs

   Mgmt    For    For    For
1.6  

Elect Director James E. Lillie

   Mgmt    For    For    For
1.7  

Elect Director Stuart M. MacFarlane

   Mgmt    For    For    For
1.8  

Elect Director Lord Myners of Truro

   Mgmt    For    For    For
1.9  

Elect Director Victoria Parry

   Mgmt    For    For    For
1.10  

Elect Director Simon White

   Mgmt    For    For    For
1.11  

Elect Director Samy Zekhout

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Generac Holdings Inc.

 

Meeting Date:    06/18/2020   Country:    USA   Primary Security ID:    368736104
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    GNRC
     Shares Voted:    67,882     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marcia J. Avedon

   Mgmt    For    For    For
1.2  

Elect Director Bennett J. Morgan

   Mgmt    For    For    For
1.3  

Elect Director Dominick P. Zarcone

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

iRhythm Technologies, Inc.

 

Meeting Date:    06/19/2020   Country:    USA   Primary Security ID:   

450056106

Record Date:    04/28/2020   Meeting Type:    Annual   Ticker:    IRTC
     Shares Voted:    28,672     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kevin M. King

   Mgmt    For    For    For
1.2  

Elect Director Raymond W. Scott

   Mgmt    For    Refer    Withhold
2  

Declassify the Board of Directors

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

HealthEquity, Inc.

 

Meeting Date:    06/25/2020   Country:    USA   Primary Security ID:   

42226A107

Record Date:    05/04/2020   Meeting Type:    Annual   Ticker:    HQY
     Shares Voted:    21,821     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert W. Selander

   Mgmt    For    For    For
1.2  

Elect Director Jon Kessler

   Mgmt    For    For    For
1.3  

Elect Director Stephen D. Neeleman

   Mgmt    For    For    For
1.4  

Elect Director Frank A. Corvino

   Mgmt    For    For    For
1.5  

Elect Director Adrian T. Dillon

   Mgmt    For    For    For
1.6  

Elect Director Evelyn Dilsaver

   Mgmt    For    For    For
1.7  

Elect Director Debra McCowan

   Mgmt    For    For    For
1.8  

Elect Director Ian Sacks

   Mgmt    For    For    For
1.9  

Elect Director Gayle Wellborn

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


IVY SMALL CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

Tufin Software Technologies Ltd.

 

Meeting Date:    07/15/2019   Country:    Israel   Primary Security ID:    M8893U102
Record Date:    06/17/2019   Meeting Type:    Special   Ticker:    TUFN
     Shares Voted:    275,769     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Peter Campbell as External Director

   Mgmt    For    For    For
1.2  

Elect Dafna Gruber as External Director

   Mgmt    For    For    For
2  

Approve Compensation of External and Independent Directors

   Mgmt    For    Refer    For
A  

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against

Booz Allen Hamilton Holding Corporation

 

Meeting Date:    07/25/2019   Country:    USA   Primary Security ID:    099502106
Record Date:    06/03/2019   Meeting Type:    Annual   Ticker:    BAH
     Shares Voted:    632,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Melody C. Barnes

   Mgmt    For    For    For
1b  

Elect Director Ellen Jewett

   Mgmt    For    For    For
1c  

Elect Director Arthur E. Johnson

   Mgmt    For    For    For
1d  

Elect Director Charles O. Rossotti

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Eliminate Classes of Common Stock

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

8x8, Inc.

 

Meeting Date:    08/01/2019   Country:    USA   Primary Security ID:    282914100
Record Date:    06/07/2019   Meeting Type:    Annual   Ticker:    EGHT
     Shares Voted:    

1,037,013

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Bryan R. Martin

   Mgmt    For    For    For
1.2  

Elect Director Vikram Verma

   Mgmt    For    For    For
1.3  

Elect Director Eric Salzman

   Mgmt    For    For    For
1.4  

Elect Director Jaswinder Pal Singh

   Mgmt    For    For    For
1.5  

Elect Director Vladimir Jacimovic

   Mgmt    For    For    For
1.6  

Elect Director Monique Bonner

   Mgmt    For    For    For
1.7  

Elect Director Todd Ford

   Mgmt    For    For    For
1.8  

Elect Director Elizabeth Theophille

   Mgmt    For    For    For
2  

Ratify Moss Adams LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

EnerSys

 

Meeting Date:    08/01/2019   Country:    USA   Primary Security ID:    29275Y102
Record Date:    06/03/2019   Meeting Type:    Annual   Ticker:    ENS
     Shares Voted:    234,170     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Howard I. Hoffen

   Mgmt    For    For    For
1.2  

Elect Director David M. Shaffer

   Mgmt    For    For    For
1.3  

Elect Director Ronald P. Vargo

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

New Relic, Inc.

 

Meeting Date:    08/22/2019   Country:    USA   Primary Security ID:    64829B100
Record Date:    06/25/2019   Meeting Type:    Annual   Ticker:    NEWR
     Shares Voted:   

325,298

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Caroline Watteeuw Carlisle

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Dan Scholnick

   Mgmt    For    Refer    Withhold
1.3  

Elect Director James Tolonen

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

PlayAGS, Inc.

 

Meeting Date:    09/10/2019   Country:    USA   Primary Security ID:    72814N104
Record Date:    07/18/2019   Meeting Type:    Annual   Ticker:    AGS
     Shares Voted:    1,094,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Adam Chibib

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

RBC Bearings Incorporated

 

Meeting Date:    09/11/2019   Country:    USA   Primary Security ID:    75524B104
Record Date:    07/15/2019   Meeting Type:    Annual   Ticker:    ROLL
     Shares Voted:    229,373     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Edward D. Stewart

   Mgmt    For    For    For
1.2  

Elect Director Daniel A. Bergeron

   Mgmt    For    For    For
1.3  

Elect Director Michael H. Ambrose

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

RBC Bearings Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Mimecast Limited

 

Meeting Date:    10/03/2019   Country:    Jersey   Primary Security ID:    G14838109
Record Date:    10/01/2019   Meeting Type:    Annual   Ticker:    MIME
     Shares Voted:    1,019,428     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Aron Ain

   Mgmt    For    For    For
2  

Elect Director Stephen M. Ward

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Mercury Systems, Inc.

 

Meeting Date:    10/23/2019   Country:    USA   Primary Security ID:    589378108
Record Date:    08/19/2019   Meeting Type:    Annual   Ticker:    MRCY
     Shares Voted:    786,391     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James K. Bass

   Mgmt    For    For    For
1.2  

Elect Director Michael A. Daniels

   Mgmt    For    For    For
1.3  

Elect Director Lisa S. Disbrow

   Mgmt    For    For    For
1.4  

Elect Director Barry R. Nearhos

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Malibu Boats, Inc.

 

Meeting Date:    11/06/2019   Country:    USA   Primary Security ID:    56117J100
Record Date:    09/12/2019   Meeting Type:    Annual   Ticker:    MBUU
     Shares Voted:    205,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael K. Hooks

   Mgmt    For    For    For
1.2  

Elect Director Jack D. Springer

   Mgmt    For    For    For
1.3  

Elect Director John E. Stokely

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Viavi Solutions Inc.

 

Meeting Date:    11/13/2019   Country:    USA   Primary Security ID:    925550105
Record Date:    09/23/2019   Meeting Type:    Annual   Ticker:    VIAV
     Shares Voted:    1,800,901     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard E. Belluzzo

   Mgmt    For    For    For
1.2  

Elect Director Keith Barnes

   Mgmt    For    For    For
1.3  

Elect Director Laura Black

   Mgmt    For    For    For
1.4  

Elect Director Tor Braham

   Mgmt    For    For    For
1.5  

Elect Director Timothy Campos

   Mgmt    For    For    For
1.6  

Elect Director Donald Colvin

   Mgmt    For    For    For
1.7  

Elect Director Masood A. Jabbar

   Mgmt    For    For    For
1.8  

Elect Director Oleg Khaykin

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Woodward, Inc.

 

Meeting Date:    01/29/2020   Country:    USA   Primary Security ID:    980745103
Record Date:    12/02/2019   Meeting Type:    Annual   Ticker:    WWD
     Shares Voted:    396,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Paul Donovan

   Mgmt    For    For    For
1.2  

Elect Director Mary L. Petrovich

   Mgmt    For    For    For
1.3  

Elect Director James R. Rulseh

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

J & J SNACK FOODS CORP.

 

Meeting Date:    02/11/2020   Country:    USA   Primary Security ID:    466032109
Record Date:    12/13/2019   Meeting Type:    Annual   Ticker:    JJSF
     Shares Voted:    162,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Gerald B. Shreiber

   Mgmt    For    Refer    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

InterXion Holding NV

 

Meeting Date:    02/27/2020   Country:    Netherlands   Primary Security ID:    FDS0J6G30
Record Date:    01/30/2020   Meeting Type:   

Special

  Ticker:    INXN
     Shares Voted:    577,125     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         
A  

Discuss the Recommended Tender Offer by Digital Intrepid Holding B.V on all Issued and Outstanding Ordinary Shares of the Company

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

InterXion Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

B.1  

Approve Legal Merger

   Mgmt    For    Refer    For
B.2  

Approve Legal Demerger

   Mgmt    For    Refer    For
B.3  

Approve Sale of Company Assets and Sale of Post-Demerger Share

   Mgmt    For    Refer    For
B.4  

Approve Conditions of Liquidation Re: Item 3

   Mgmt    For    Refer    For
B.5  

Approve Discharge of Management Board

   Mgmt    For    For    For
B.6  

Approve Conversion from Dutch Public Company (N.V.). to Dutch Private Companywith Limited Liability (B.V.) and Amend Articles of Association in Relation with Conversion

   Mgmt    For    Refer    For
B.7  

Elect Directors (Bundled)

   Mgmt    For    For    For

Globant SA

 

Meeting Date:    04/03/2020   Country:    Luxembourg   Primary Security ID:    L44385109
Record Date:    03/09/2020   Meeting Type:   

Annual/ Special

  Ticker:    GLOB
     Shares Voted:    334,299     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Receive Board’s and Auditor’s Reports

   Mgmt         
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Financial Statements

   Mgmt    For    For    For
4  

Approve Allocation of Income

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
7  

Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts

   Mgmt    For    For    For
8  

Appoint Price Waterhouse & Co. S.R.L. as Auditor for Consolidated Accounts

   Mgmt    For    For    For
9  

Reelect Martin Gonzalo Umaran as Director

   Mgmt    For    For    For
10  

Reelect Guibert Andres Englebienne as Director

   Mgmt    For    For    For
11  

Reelect Linda Rottenberg as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Globant SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         
1  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    For
2  

Amend Article 10.2 of the Articles of Association

   Mgmt    For    Refer    Against
3  

Amend Article 10.8 of the Articles of Association

   Mgmt    For    Refer    For

Churchill Downs Incorporated

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:    171484108
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    CHDN
     Shares Voted:    230,809     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert L. Fealy

   Mgmt    For    For    For
1.2  

Elect Director Douglas C. Grissom

   Mgmt    For    For    For
1.3  

Elect Director Daniel P. Harrington

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Prosperity Bancshares, Inc.

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:    743606105
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    PB
     Shares Voted:    304,747     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kevin J. Hanigan

   Mgmt    For    For    For
1.2  

Elect Director William T. Luedke, IV

   Mgmt    For    For    For
1.3  

Elect Director Perry Mueller, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Harrison Stafford, II

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Prosperity Bancshares, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Bruce W. Hunt

   Mgmt    For    For    For
1.6  

Elect Director George A. Fisk

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

AMN Healthcare Services, Inc.

 

Meeting Date:    04/22/2020   Country:    USA   Primary Security ID:    001744101
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    AMN
     Shares Voted:    573,289     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mark G. Foletta

   Mgmt    For    For    For
1b  

Elect Director Teri G. Fontenot

   Mgmt    For    For    For
1c  

Elect Director R. Jeffrey Harris

   Mgmt    For    For    For
1d  

Elect Director Michael M.E. Johns

   Mgmt    For    For    For
1e  

Elect Director Daphne E. Jones

   Mgmt    For    For    For
1f  

Elect Director Martha H. Marsh

   Mgmt    For    For    For
1g  

Elect Director Susan R. Salka

   Mgmt    For    For    For
1h  

Elect Director Douglas D. Wheat

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   Mgmt    For    For    For
5  

Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Coherent, Inc.

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:    192479103
Record Date:    03/03/2020   Meeting Type:    Annual   Ticker:    COHR
     Shares Voted:    227,097     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jay T. Flatley

   Mgmt    For    For    For
1b  

Elect Director Pamela Fletcher

   Mgmt    For    For    For
1c  

Elect Director Andreas (Andy) W. Mattes

   Mgmt    For    For    For
1d  

Elect Director Beverly Kay Matthews

   Mgmt    For    For    For
1e  

Elect Director Michael R. McMullen

   Mgmt    For    For    For
1f  

Elect Director Garry W. Rogerson

   Mgmt    For    For    For
1g  

Elect Director Steve Skaggs

   Mgmt    For    For    For
1h  

Elect Director Sandeep Vij

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Crane Co.

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:    224399105
Record Date:    02/28/2020   Meeting Type:    Annual   Ticker:    CR
     Shares Voted:    413,047     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin R. Benante

   Mgmt    For    For    For
1.2  

Elect Director Donald G. Cook

   Mgmt    For    For    For
1.3  

Elect Director Michael Dinkins

   Mgmt    For    For    For
1.4  

Elect Director Ronald C. Lindsay

   Mgmt    For    For    For
1.5  

Elect Director Ellen McClain

   Mgmt    For    For    For
1.6  

Elect Director Charles G. McClure, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Max H. Mitchell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Crane Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8  

Elect Director Jennifer M. Pollino

   Mgmt    For    For    For
1.9  

Elect Director James L. L. Tullis

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Paycom Software, Inc.

 

Meeting Date:

   04/27/2020   Country:    USA   Primary Security ID:    70432V102
Record Date:    03/11/2020   Meeting Type:    Annual   Ticker:    PAYC
     Shares Voted:    63,807     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Janet B. Haugen

   Mgmt    For    Refer    For
1.2  

Elect Director J.C. Watts, Jr.

   Mgmt    For    Refer    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

TopBuild Corp.

 

Meeting Date:    04/27/2020   Country:    USA   Primary Security ID:    89055F103
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    BLD
     Shares Voted:    187,980     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Alec C. Covington

   Mgmt    For    For    For
1b  

Elect Director Gerald Volas

   Mgmt    For    For    For
1c  

Elect Director Carl T. Camden

   Mgmt    For    For    For
1d  

Elect Director Joseph S. Cantie

   Mgmt    For    For    For
1e  

Elect Director Tina M. Donikowski

   Mgmt    For    For    For
1f  

Elect Director Mark A. Petrarca

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

TopBuild Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Nancy M. Taylor

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Pool Corporation

 

Meeting Date:    04/29/2020   Country:    USA   Primary Security ID:    73278L105
Record Date:    03/12/2020   Meeting Type:    Annual   Ticker:    POOL
     Shares Voted:    68,016     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter D. Arvan

   Mgmt    For    For    For
1b  

Elect Director Andrew W. Code

   Mgmt    For    For    For
1c  

Elect Director Timothy M. Graven

   Mgmt    For    For    For
1d  

Elect Director Debra S. Oler

   Mgmt    For    For    For
1e  

Elect Director Manuel J. Perez de la Mesa

   Mgmt    For    For    For
1f  

Elect Director Harlan F. Seymour

   Mgmt    For    For    For
1g  

Elect Director Robert C. Sledd

   Mgmt    For    For    For
1h  

Elect Director John E. Stokely

   Mgmt    For    For    For
1i  

Elect Director David G. Whalen

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Trex Company, Inc.

 

Meeting Date:    04/29/2020   Country:    USA   Primary Security ID:    89531P105
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    TREX
     Shares Voted:    133,709     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jay M. Gratz

   Mgmt    For    For    For
1.2  

Elect Director Kristine L. Juster

   Mgmt    For    For    For
1.3  

Elect Director Ronald W. Kaplan

   Mgmt    For    For    For
1.4  

Elect Director Gerald Volas

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Vericel Corporation

 

Meeting Date:    04/29/2020   Country:    USA   Primary Security ID:    92346J108
Record Date:    03/05/2020   Meeting Type:    Annual   Ticker:    VCEL
     Shares Voted:    2,247,369     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert L. Zerbe

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Alan L. Rubino

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Heidi Hagen

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Steven C. Gilman

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Kevin E. McLaughlin

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Paul K. Wotton

   Mgmt    For    Refer    Withhold
1.7  

Elect Director Dominick C. Colangelo

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Tactile Systems Technology, Inc.

 

Meeting Date:    05/04/2020   Country:    USA   Primary Security ID:    87357P100
Record Date:    03/10/2020   Meeting Type:    Annual   Ticker:    TCMD
     Shares Voted:    694,005     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William W. Burke

   Mgmt    For    For    For
1.2  

Elect Director Raymond O. Huggenberger

   Mgmt    For    For    For
1.3  

Elect Director Gerald R. Mattys

   Mgmt    For    For    For
1.4  

Elect Director Richard J. Nigon

   Mgmt    For    For    For
1.5  

Elect Director Cheryl Pegus

   Mgmt    For    For    For
1.6  

Elect Director Kevin H. Roche

   Mgmt    For    For    For
1.7  

Elect Director Peter H. Soderberg

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Pluralsight, Inc.

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:    72941B106
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    PS
     Shares Voted:    1,426,401     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Arne Duncan

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Leah Johnson

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Frederick Onion

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Karenann Terrell

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Gray Television, Inc.

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:    389375106
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    GTN
     Shares Voted:    759,456     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Hilton H. Howell, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Howell W. Newton

   Mgmt    For    For    For
1.3  

Elect Director Richard L. Boger

   Mgmt    For    For    For
1.4  

Elect Director T. L. (Gene) Elder

   Mgmt    For    For    For
1.5  

Elect Director Luis A. Garcia

   Mgmt    For    For    For
1.6  

Elect Director Richard B. Hare

   Mgmt    For    For    For
1.7  

Elect Director Robin R. Howell

   Mgmt    For    For    For
1.8  

Elect Director Donald P. (Pat) LaPlatney

   Mgmt    For    For    For
1.9  

Elect Director Paul H. McTear

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify RSM US LLP as Auditors

   Mgmt    For    For    For

LPL Financial Holdings Inc.

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:    50212V100
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    LPLA
     Shares Voted:    450,301     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Dan H. Arnold

   Mgmt    For    For    For
1b  

Elect Director Edward C. Bernard

   Mgmt    For    For    For
1c  

Elect Director H. Paulett Eberhart

   Mgmt    For    For    For
1d  

Elect Director William F. Glavin, Jr.

   Mgmt    For    For    For
1e  

Elect Director Allison H. Mnookin

   Mgmt    For    For    For
1f  

Elect Director Anne M. Mulcahy

   Mgmt    For    For    For
1g  

Elect Director James S. Putnam

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

LPL Financial Holdings Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Richard P. Schifter

   Mgmt    For    For    For
1i  

Elect Director Corey E. Thomas

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Air Transport Services Group, Inc.

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    00922R105
Record Date:    03/12/2020   Meeting Type:    Annual   Ticker:    ATSG
     Shares Voted:    1,550,933     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard M. Baudouin

   Mgmt    For    For    For
1b  

Elect Director Richard F. Corrado

   Mgmt    For    For    For
1c  

Elect Director Joseph C. Hete

   Mgmt    For    For    For
1d  

Elect Director Raymond E. Johns, Jr.

   Mgmt    For    For    For
1e  

Elect Director Laura J. Peterson

   Mgmt    For    For    For
1f  

Elect Director Randy D. Rademacher

   Mgmt    For    For    For
1g  

Elect Director J. Christopher Teets

   Mgmt    For    For    For
1h  

Elect Director Jeffrey J. Vorholt

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Community Healthcare Trust Incorporated

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    20369C106
Record Date:    03/06/2020   Meeting Type:    Annual   Ticker:    CHCT
     Shares Voted:    168,244     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alan Gardner

   Mgmt    For    For    For
1.2  

Elect Director Claire Gulmi

   Mgmt    For    For    For
1.3  

Elect Director Robert Hensley

   Mgmt    For    For    For
1.4  

Elect Director Lawrence Van Horn

   Mgmt    For    For    For
1.5  

Elect Director Timothy Wallace

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify BDO USA, LLP as Auditors

   Mgmt    For    For    For

Fox Factory Holding Corp.

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    35138V102
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    FOXF
     Shares Voted:    427,319     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dudley W. Mendenhall

   Mgmt    For    For    For
1.2  

Elect Director Elizabeth A. Fetter

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Hilton Grand Vacations Inc.

 

Meeting Date:    05/07/2020   Country:    USA   Primary Security ID:    43283X105
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    HGV
     Shares Voted:    544,008     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mark D. Wang

   Mgmt    For    For    For
1.2  

Elect Director Leonard A. Potter

   Mgmt    For    For    For
1.3  

Elect Director Brenda J. Bacon

   Mgmt    For    For    For
1.4  

Elect Director David W. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Mark H. Lazarus

   Mgmt    For    For    For
1.6  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1.7  

Elect Director Paul W. Whetsell

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

The Brink’s Company

 

Meeting Date:    05/08/2020   Country:    USA   Primary Security ID:    109696104
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    BCO
     Shares Voted:    560,014     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kathie J. Andrade

   Mgmt    For    For    For
1.2  

Elect Director Paul G. Boynton

   Mgmt    For    For    For
1.3  

Elect Director Ian D. Clough

   Mgmt    For    For    For
1.4  

Elect Director Susan E. Docherty

   Mgmt    For    For    For
1.5  

Elect Director Reginald D. Hedgebeth

   Mgmt    For    For    For
1.6  

Elect Director Dan R. Henry - Withdrawn

   Mgmt         
1.7  

Elect Director Michael J. Herling

   Mgmt    For    For    For
1.8  

Elect Director Douglas A. Pertz

   Mgmt    For    For    For
1.9  

Elect Director George I. Stoeckert

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

The Timken Company

 

Meeting Date:    05/08/2020   Country:    USA   Primary Security ID:    887389104
Record Date:    02/21/2020   Meeting Type:    Annual   Ticker:    TKR
     Shares Voted:    663,509     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Maria A. Crowe

   Mgmt    For    For    For
1.2  

Elect Director Elizabeth A. Harrell

   Mgmt    For    For    For
1.3  

Elect Director Richard G. Kyle

   Mgmt    For    For    For
1.4  

Elect Director John A. Luke, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Christopher L. Mapes

   Mgmt    For    For    For
1.6  

Elect Director James F. Palmer

   Mgmt    For    For    For
1.7  

Elect Director Ajita G. Rajendra

   Mgmt    For    For    For
1.8  

Elect Director Frank C. Sullivan

   Mgmt    For    For    For
1.9  

Elect Director John M. Timken, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Ward J. Timken, Jr.

   Mgmt    For    For    For
1.11  

Elect Director Jacqueline F. Woods

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Envestnet, Inc.

 

Meeting Date:    05/13/2020   Country:    USA   Primary Security ID:    29404K106
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    ENV
     Shares Voted:    447,041     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Luis Aguilar

   Mgmt    For    For    For
1.2  

Elect Director Ross Chapin

   Mgmt    For    For    For
1.3  

Elect Director William Crager

   Mgmt    For    For    For
1.4  

Elect Director James Fox

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Envestnet, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

John Bean Technologies Corporation

 

Meeting Date:    05/15/2020   Country:    USA   Primary Security ID:    477839104
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    JBT
     Shares Voted:    463,588     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Barbara L. Brasier

   Mgmt    For    For    For
1b  

Elect Director Thomas W. Giacomini

   Mgmt    For    For    For
1c  

Elect Director Polly B. Kawalek

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For

Five9, Inc.

 

Meeting Date:    05/18/2020   Country:    USA   Primary Security ID:    338307101
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    FIVN
     Shares Voted:    829,112     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kimberly Alexy

   Mgmt    For    Refer    For
1.2  

Elect Director Michael Burkland

   Mgmt    For    Refer    For
1.3  

Elect Director Robert Zollars

   Mgmt    For    Refer    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Knight-Swift Transportation Holdings Inc.

 

Meeting Date:    05/19/2020   Country:    USA   Primary Security ID:    499049104
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    KNX
     Shares Voted:    1,127,327     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David Jackson

   Mgmt    For    For    For
1.2  

Elect Director Kevin Knight

   Mgmt    For    For    For
1.3  

Elect Director Roberta Roberts Shank

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
6  

Provide Right to Act by Written Consent

   SH    Against    For    For

Enphase Energy, Inc.

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    29355A107
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    ENPH
     Shares Voted:    636,819     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Benjamin Kortlang

   Mgmt    For    For    For
1.2  

Elect Director Richard S. Mora

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Report on Sustainability

   SH    Against    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Omnicell, Inc.

 

Meeting Date:    05/26/2020   Country:    USA   Primary Security ID:    68213N109
Record Date:    03/30/2020   Meeting Type:    Annual   Ticker:    OMCL
     Shares Voted:    386,149     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joanne B. Bauer

   Mgmt    For    For    For
1.2  

Elect Director Robin G. Seim

   Mgmt    For    For    For
1.3  

Elect Director Sara J. White

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Varonis Systems, Inc.

 

Meeting Date:    05/26/2020   Country:    USA   Primary Security ID:    922280102
Record Date:    04/06/2020   Meeting Type:    Annual   Ticker:    VRNS
     Shares Voted:    578,846     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Yakov Faitelson

   Mgmt    For    For    For
1.2  

Elect Director Ohad Korkus

   Mgmt    For    For    For
1.3  

Elect Director Thomas F. Mendoza

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Kost Forer Gabbay & Kasierer as Auditors

   Mgmt    For    For    For

HMS Holdings Corp.

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    40425J101
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    HMSY
     Shares Voted:    1,246,523     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Katherine Baicker

   Mgmt    For    For    For
1b  

Elect Director Robert Becker

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

HMS Holdings Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Craig R. Callen

   Mgmt    For    For    For
1d  

Elect Director William C. Lucia

   Mgmt    For    For    For
1e  

Elect Director William F. Miller, III

   Mgmt    For    For    For
1f  

Elect Director Jeffrey A. Rideout

   Mgmt    For    For    For
1g  

Elect Director Ellen A. Rudnick

   Mgmt    For    For    For
1h  

Elect Director Bart M. Schwartz

   Mgmt    For    For    For
1i  

Elect Director Richard H. Stowe

   Mgmt    For    For    For
1j  

Elect Director Cora M. Tellez

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

Seacoast Banking Corporation of Florida

 

Meeting Date:    05/27/2020   Country:    USA   Primary Security ID:    811707801
Record Date:    03/30/2020   Meeting Type:    Annual   Ticker:    SBCF
     Shares Voted:    1,035,051     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Julie H. Daum

   Mgmt    For    For    For
1.2  

Elect Director Dennis S. Hudson, III

   Mgmt    For    For    For
1.3  

Elect Director Alvaro J. Monserrat

   Mgmt    For    For    For
2  

Ratify Crowe LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Installed Building Products, Inc.

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:    45780R101
Record Date:    04/02/2020   Meeting Type:    Annual   Ticker:    IBP
     Shares Voted:    612,342     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael T. Miller

   Mgmt    For    For    For
1.2  

Elect Director Vikas Verma

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Teladoc Health, Inc.

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:    87918A105
Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    TDOC
     Shares Voted:    290,166     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Helen Darling

   Mgmt    For    For    For
1.2  

Elect Director William H. Frist

   Mgmt    For    For    For
1.3  

Elect Director Michael Goldstein

   Mgmt    For    For    For
1.4  

Elect Director Jason Gorevic

   Mgmt    For    For    For
1.5  

Elect Director Catherine A. Jacobson

   Mgmt    For    For    For
1.6  

Elect Director Thomas G. McKinley

   Mgmt    For    For    For
1.7  

Elect Director Kenneth H. Paulus

   Mgmt    For    For    For
1.8  

Elect Director David Shedlarz

   Mgmt    For    For    For
1.9  

Elect Director Mark Douglas Smith

   Mgmt    For    For    For
1.10  

Elect Director David B. Snow, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Insulet Corporation

 

Meeting Date:    05/29/2020   Country:    USA   Primary Security ID:    45784P101
Record Date:    04/01/2020   Meeting Type:    Annual   Ticker:    PODD
     Shares Voted:    226,623     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sally W. Crawford

   Mgmt    For    For    For
1.2  

Elect Director Michael R. Minogue

   Mgmt    For    For    For
1.3  

Elect Director Corinne H. Nevinny

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

Clean Harbors, Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    184496107
Record Date:    04/15/2020   Meeting Type:    Annual   Ticker:    CLH
     Shares Voted:    515,918     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Eugene Banucci

   Mgmt    For    For    For
1.2  

Elect Director Edward G. Galante

   Mgmt    For    For    For
1.3  

Elect Director Thomas J. Shields

   Mgmt    For    For    For
1.4  

Elect Director John R. Welch

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Nexstar Media Group, Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    65336K103
Record Date:    04/22/2020   Meeting Type:    Annual   Ticker:    NXST
     Shares Voted:    545,101     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis A. Miller

   Mgmt    For    For    Withhold


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Nexstar Media Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director John R. Muse

   Mgmt    For    For    For
1.3  

Elect Director I. Martin Pompadur

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Penumbra, Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    70975L107
Record Date:    04/15/2020   Meeting Type:    Annual   Ticker:    PEN
     Shares Voted:    188,138     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Arani Bose

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Bridget O’Rourke

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Surbhi Sarna

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

FirstCash, Inc.

 

Meeting Date:    06/04/2020   Country:    USA   Primary Security ID:    33767D105
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    FCFS
     Shares Voted:    131,603     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel E. Berce

   Mgmt    For    For    For
1b  

Elect Director Mikel D. Faulkner

   Mgmt    For    For    For
1c  

Elect Director Randel G. Owen

   Mgmt    For    For    For
2  

Ratify RSM US LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Veracyte, Inc.

 

Meeting Date:    06/05/2020   Country:    USA   Primary Security ID:    92337F107
Record Date:    04/14/2020   Meeting Type:    Annual   Ticker:    VCYT
     Shares Voted:    510,837     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Bonnie H. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Robert S. Epstein

   Mgmt    For    For    For
1.3  

Elect Director Evan Jones

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Digital Realty Trust, Inc.

 

Meeting Date:    06/08/2020   Country:    USA   Primary Security ID:    253868103
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    DLR
     Shares Voted:    270,132     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Laurence A. Chapman

   Mgmt    For    For    For
1b  

Elect Director Alexis Black Bjorlin

   Mgmt    For    For    For
1c  

Elect Director Michael A. Coke

   Mgmt    For    Refer    Against
1d  

Elect Director VeraLinn “Dash” Jamieson

   Mgmt    For    For    For
1e  

Elect Director Kevin J. Kennedy

   Mgmt    For    For    For
1f  

Elect Director William G. LaPerch

   Mgmt    For    Refer    Against
1g  

Elect Director Jean F.H.P. Mandeville

   Mgmt    For    For    For
1h  

Elect Director Afshin Mohebbi

   Mgmt    For    For    For
1i  

Elect Director Mark R. Patterson

   Mgmt    For    For    For
1j  

Elect Director Mary Hogan Preusse

   Mgmt    For    Refer    Against
1k  

Elect Director A. William Stein

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Digital Realty Trust, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Wingstop Inc.

 

Meeting Date:    06/08/2020   Country:    USA   Primary Security ID:    974155103
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    WING
     Shares Voted:    531,020     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lynn Crump-Caine

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Wesley S. McDonald

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Certificate of Incorporation to Remove Certain Provisions

   Mgmt    For    For    For

eHealth, Inc.

 

Meeting Date:    06/09/2020   Country:    USA   Primary Security ID:    28238P109
Record Date:    04/17/2020   Meeting Type:    Annual   Ticker:    EHTH
     Shares Voted:    327,760     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrea C. Brimmer

   Mgmt    For    For    For
1.2  

Elect Director Beth A. Brooke

   Mgmt    For    For    For
1.3  

Elect Director Randall S. Livingston

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Monarch Casino & Resort, Inc.

 

Meeting Date:    06/09/2020   Country:    USA   Primary Security ID:    609027107
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    MCRI
     Shares Voted:    242,766     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John Farahi

   Mgmt    For    Refer    Against
1.2  

Elect Director Craig F. Sullivan

   Mgmt    For    For    For
1.3  

Elect Director Paul Andrews

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:    06/09/2020   Country:    USA   Primary Security ID:    74736L109
Record Date:    04/22/2020   Meeting Type:    Annual   Ticker:    QTWO
     Shares Voted:    515,302     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director R. Lynn Atchison

   Mgmt    For    For    For
1.2  

Elect Director Charles T. Doyle

   Mgmt    For    For    For
1.3  

Elect Director Carl James Schaper

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

NovoCure Limited

 

Meeting Date:    06/10/2020   Country:    Jersey   Primary Security ID:    G6674U108
Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    NVCR
     Shares Voted:    220,019     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Jeryl Hilleman

   Mgmt    For    For    For
1B  

Elect Director David T. Hung

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

NovoCure Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1C  

Elect Director Kinyip Gabriel Leung

   Mgmt    For    For    For
1D  

Elect Director Martin J. Madden

   Mgmt    For    For    For
1E  

Elect Director Sherilyn D. McCoy

   Mgmt    For    For    For
2  

Ratify Kost Forer Gabbay & Kasierer as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

PTC Therapeutics, Inc.

 

Meeting Date:    06/10/2020   Country:    USA   Primary Security ID:    69366J200
Record Date:    04/17/2020   Meeting Type:    Annual   Ticker:    PTCT
     Shares Voted:    80,351     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Stephanie S. Okey

   Mgmt    For    For    For
1.2  

Elect Director Stuart W. Peltz

   Mgmt    For    For    For
1.3  

Elect Director Jerome B. Zeldis

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

SeaWorld Entertainment, Inc.

 

Meeting Date:    06/10/2020   Country:    USA   Primary Security ID:    81282V100
Record Date:    04/15/2020   Meeting Type:    Annual   Ticker:    SEAS
     Shares Voted:    1,177,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ronald Bension

   Mgmt    For    For    For
1b  

Elect Director James Chambers

   Mgmt    For    For    For
1c  

Elect Director William Gray

   Mgmt    For    For    For
1d  

Elect Director Charles Koppelman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

SeaWorld Entertainment, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director Yoshikazu Maruyama

   Mgmt    For    For    For
1f  

Elect Director Thomas E. Moloney

   Mgmt    For    For    For
1g  

Elect Director Neha Jogani Narang

   Mgmt    For    For    For
1h  

Elect Director Scott I. Ross

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

EVO Payments, Inc.

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:    26927E104
Record Date:    04/14/2020   Meeting Type:    Annual   Ticker:    EVOP
     Shares Voted:    957,257     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Laura M. Miller

   Mgmt    For    For    For
1.2  

Elect Director Gregory S. Pope

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Matthew W. Raino

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

LHC Group, Inc.

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:    50187A107
Record Date:    04/14/2020   Meeting Type:    Annual   Ticker:    LHCG
     Shares Voted:    258,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jonathan Goldberg

   Mgmt    For    For    For
1.2  

Elect Director Clifford S. Holtz

   Mgmt    For    For    For
1.3  

Elect Director W.J. ‘Billy’ Tauzin

   Mgmt    For    For    For
1.4  

Elect Director Brent Turner

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Monolithic Power Systems, Inc.

 

Meeting Date:    06/11/2020   Country:    USA   Primary Security ID:    609839105
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    MPWR
     Shares Voted:    260,160     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Victor K. Lee

   Mgmt    For    Withhold    Withhold
1.2  

Elect Director James C. Moyer

   Mgmt    For    Withhold    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Proofpoint, Inc.

 

Meeting Date:    06/12/2020   Country:    USA   Primary Security ID:    743424103
Record Date:    04/15/2020   Meeting Type:    Annual   Ticker:    PFPT
     Shares Voted:    441,432     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jonathan Feiber

   Mgmt    For    For    For
1b  

Elect Director Kevin Harvey

   Mgmt    For    For    For
1c  

Elect Director Leyla Seka

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

PGT Innovations, Inc.

 

Meeting Date:    06/15/2020   Country:    USA   Primary Security ID:    69336V101
Record Date:    04/27/2020   Meeting Type:    Annual   Ticker:    PGTI
     Shares Voted:    729,879     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Brett N. Milgrim

   Mgmt    For    For    For
1.2  

Elect Director Richard D. Feintuch

   Mgmt    For    For    For
1.3  

Elect Director Jeffrey T. Jackson

   Mgmt    For    For    For
1.4  

Elect Director Frances Powell Hawes

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

CareDx, Inc.

 

Meeting Date:    06/17/2020   Country:    USA   Primary Security ID:    14167L103
Record Date:    04/21/2020   Meeting Type:    Annual   Ticker:    CDNA
     Shares Voted:    1,442,403     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael D. Goldberg

   Mgmt    For    Refer    Withhold
1b  

Elect Director Peter Maag

   Mgmt    For    Refer    Withhold
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

CareDx, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Against    Against

HubSpot, Inc.

 

Meeting Date:    06/17/2020   Country:    USA   Primary Security ID:    443573100
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    HUBS
     Shares Voted:    124,445     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Julie Herendeen

   Mgmt    For    Refer    Against
1b  

Elect Director Michael Simon

   Mgmt    For    Refer    Against
1c  

Elect Director Jay Simons

   Mgmt    For    Refer    Against
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Nomad Foods Limited

 

Meeting Date:    06/17/2020   Country:    Virgin Isl (UK)   Primary Security ID:    G6564A105
Record Date:    04/24/2020   Meeting Type:    Annual   Ticker:    NOMD
     Shares Voted:    1,721,658     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin Ellis Franklin

   Mgmt    For    For    For
1.2  

Elect Director Noam Gottesman

   Mgmt    For    For    For
1.3  

Elect Director Ian G.H. Ashken

   Mgmt    For    For    For
1.4  

Elect Director Stefan Descheemaeker

   Mgmt    For    For    For
1.5  

Elect Director Jeremy Isaacs

   Mgmt    For    For    For
1.6  

Elect Director James E. Lillie

   Mgmt    For    For    For
1.7  

Elect Director Stuart M. MacFarlane

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Nomad Foods Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8  

Elect Director Lord Myners of Truro

   Mgmt    For    For    For
1.9  

Elect Director Victoria Parry

   Mgmt    For    For    For
1.10  

Elect Director Simon White

   Mgmt    For    For    For
1.11  

Elect Director Samy Zekhout

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Smartsheet Inc.

 

Meeting Date:    06/17/2020   Country:    USA   Primary Security ID:    83200N103
Record Date:    04/20/2020   Meeting Type:    Annual   Ticker:    SMAR
     Shares Voted:    582,747     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Geoffrey T. Barker

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Michael Gregoire

   Mgmt    For    For    For
1.3  

Elect Director Matthew McIlwain

   Mgmt    For    Refer    Withhold
1.4  

Elect Director James N. White

   Mgmt    For    Refer    Withhold
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

PetIQ, Inc.

 

Meeting Date:    06/18/2020   Country:    USA   Primary Security ID:    71639T106
Record Date:    04/24/2020   Meeting Type:    Annual   Ticker:    PETQ
     Shares Voted:    1,280,111     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director McCord Christensen

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

iRhythm Technologies, Inc.

 

Meeting Date:    06/19/2020   Country:    USA   Primary Security ID:    450056106
Record Date:    04/28/2020   Meeting Type:    Annual   Ticker:    IRTC
     Shares Voted:    218,565     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kevin M. King

   Mgmt    For    For    For
1.2  

Elect Director Raymond W. Scott

   Mgmt    For    Refer    Withhold
2  

Declassify the Board of Directors

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

ACADIA Pharmaceuticals Inc.

 

Meeting Date:    06/23/2020   Country:    USA   Primary Security ID:    004225108
Record Date:    04/24/2020   Meeting Type:    Annual   Ticker:    ACAD
     Shares Voted:    112,031     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James M. Daly

   Mgmt    For    For    For
1.2  

Elect Director Edmund P. Harrigan

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Approve Non-Employee Director Compensation Policy

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

HealthEquity, Inc.

 

Meeting Date:    06/25/2020   Country:    USA   Primary Security ID:    42226A107
Record Date:    05/04/2020   Meeting Type:    Annual   Ticker:    HQY
     Shares Voted:    373,218     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert W. Selander

   Mgmt    For    For    For
1.2  

Elect Director Jon Kessler

   Mgmt    For    For    For
1.3  

Elect Director Stephen D. Neeleman

   Mgmt    For    For    For
1.4  

Elect Director Frank A. Corvino

   Mgmt    For    For    For
1.5  

Elect Director Adrian T. Dillon

   Mgmt    For    For    For
1.6  

Elect Director Evelyn Dilsaver

   Mgmt    For    For    For
1.7  

Elect Director Debra McCowan

   Mgmt    For    For    For
1.8  

Elect Director Ian Sacks

   Mgmt    For    For    For
1.9  

Elect Director Gayle Wellborn

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


IVY VALUE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

Dell Technologies Inc.

 

Meeting Date:    07/09/2019   Country:    USA   Primary Security ID:    24703L202
Record Date:    05/13/2019   Meeting Type:    Annual   Ticker:    DELL
     Shares Voted:    84,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael S. Dell

   Mgmt    For    Refer    Withhold
1.2  

Elect Director David W. Dorman

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Egon Durban

   Mgmt    For    Refer    Withhold
1.4  

Elect Director William D. Green

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Ellen J. Kullman

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Simon Patterson

   Mgmt    For    Refer    Withhold
1.7  

Elect Director Lynn M. Vojvodich

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

LyondellBasell Industries N.V.

 

Meeting Date:    09/12/2019   Country:    Netherlands   Primary Security ID:    N53745100
Record Date:    08/15/2019   Meeting Type:    Special   Ticker:    LYB
     Shares Voted:    277,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
2  

Approve the Cancellation of Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Parker-Hannifin Corporation

 

Meeting Date:    10/23/2019   Country:    USA   Primary Security ID:    701094104
Record Date:    08/30/2019   Meeting Type:    Annual   Ticker:    PH
     Shares Voted:    74,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lee C. Banks

   Mgmt    For    For    For
1.2  

Elect Director Robert G. Bohn

   Mgmt    For    For    For
1.3  

Elect Director Linda S. Harty

   Mgmt    For    For    For
1.4  

Elect Director Kevin A. Lobo

   Mgmt    For    For    For
1.5  

Elect Director Candy M. Obourn

   Mgmt    For    For    For
1.6  

Elect Director Joseph Scaminace

   Mgmt    For    For    For
1.7  

Elect Director Ake Svensson

   Mgmt    For    For    For
1.8  

Elect Director Laura K. Thompson

   Mgmt    For    For    For
1.9  

Elect Director James R. Verrier

   Mgmt    For    For    For
1.10  

Elect Director James L. Wainscott

   Mgmt    For    For    For
1.11  

Elect Director Thomas L. Williams

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Require Independent Board Chairman

   SH    Against    Refer    Against

Lam Research Corporation

 

Meeting Date:    11/05/2019   Country:    USA   Primary Security ID:    512807108
Record Date:    09/06/2019   Meeting Type:    Annual   Ticker:    LRCX
     Shares Voted:    130,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sohail U. Ahmed

   Mgmt    For    For    For
1.2  

Elect Director Timothy M. Archer

   Mgmt    For    For    For
1.3  

Elect Director Eric K. Brandt

   Mgmt    For    For    For
1.4  

Elect Director Michael R. Cannon

   Mgmt    For    For    For
1.5  

Elect Director Youssef A. El-Mansy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Lam Research Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Catherine P. Lego

   Mgmt    For    For    For
1.7  

Elect Director Bethany J. Mayer

   Mgmt    For    For    For
1.8  

Elect Director Abhijit Y. Talwalkar

   Mgmt    For    For    For
1.9  

Elect Director Lih Shyng (Rick L.) Tsai

   Mgmt    For    For    For
1.10  

Elect Director Leslie F. Varon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

BHP Group Limited

 

Meeting Date:    11/07/2019   Country:    Australia   Primary Security ID:    Q1498M100
Record Date:    09/13/2019   Meeting Type:    Annual   Ticker:    BHP
     Shares Voted:    39,290     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Appoint Ernst & Young as Auditor of the Company

   Mgmt    For    For    For
3  

Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors

   Mgmt    For    For    For
4  

Approve General Authority to Issue Shares in BHP Group Plc

   Mgmt    For    For    For
5  

Approve General Authority to Issue Shares in BHP Group Plc for Cash

   Mgmt    For    For    For
6  

Approve the Repurchase of Shares in BHP Group Plc

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    Refer    For
9  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    Refer    For
10  

Approve the Grant of Awards to Andrew Mackenzie

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

BHP Group Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Elect Ian Cockerill as Director

   Mgmt    For    For    For
12  

Elect Susan Kilsby as Director

   Mgmt    For    For    For
13  

Elect Terry Bowen as Director

   Mgmt    For    For    For
14  

Elect Malcolm Broomhead as Director

   Mgmt    For    For    For
15  

Elect Anita Frew as Director

   Mgmt    For    For    For
16  

Elect Andrew Mackenzie as Director

   Mgmt    For    For    For
17  

Elect Lindsay Maxsted as Director

   Mgmt    For    For    For
18  

Elect John Mogford as Director

   Mgmt    For    For    For
19  

Elect Shriti Vadera as Director

   Mgmt    For    For    For
20  

Elect Ken MacKenzie as Director

   Mgmt    For    For    For
 

Shareholder Proposals

   Mgmt         
21  

Amend Constitution of BHP Group Limited

   SH    Against    Refer    Against
22  

Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement

   SH    Against    Refer    Against

Microsoft Corporation

 

Meeting Date:    12/04/2019   Country:    USA   Primary Security ID:    594918104
Record Date:    10/08/2019   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    151,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.2  

Elect Director Reid G. Hoffman

   Mgmt    For    For    For
1.3  

Elect Director Hugh F. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.5  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.6  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.7  

Elect Director Penny S. Pritzker

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9  

Elect Director Arne M. Sorenson

   Mgmt    For    For    For
1.10  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.11  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.12  

Elect Director Emma N. Walmsley

   Mgmt    For    For    For
1.13  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Employee Representation on the Board of Directors

   SH    Against    Refer    Against
5  

Report on Gender Pay Gap

   SH    Against    Against    Against

AutoZone, Inc.

 

Meeting Date:    12/18/2019   Country:    USA   Primary Security ID:    053332102
Record Date:    10/21/2019   Meeting Type:    Annual   Ticker:    AZO
     Shares Voted:    16,330     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas H. Brooks

   Mgmt    For    For    For
1.2  

Elect Director Linda A. Goodspeed

   Mgmt    For    For    For
1.3  

Elect Director Earl G. Graves, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Enderson Guimaraes

   Mgmt    For    For    For
1.5  

Elect Director Michael M. Calbert

   Mgmt    For    For    For
1.6  

Elect Director D. Bryan Jordan

   Mgmt    For    For    For
1.7  

Elect Director Gale V. King

   Mgmt    For    For    For
1.8  

Elect Director George R. Mrkonic, Jr.

   Mgmt    For    For    For
1.9  

Elect Director William C. Rhodes, III

   Mgmt    For    For    For
1.10  

Elect Director Jill A. Soltau

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Broadcom Inc.

 

Meeting Date:    03/30/2020   Country:    USA   Primary Security ID:    11135F101
Record Date:    02/06/2020   Meeting Type:    Annual   Ticker:    AVGO
     Shares Voted:    85,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Hock E. Tan

   Mgmt    For    For    For
1b  

Elect Director Henry Samueli

   Mgmt    For    For    For
1c  

Elect Director Eddy W. Hartenstein

   Mgmt    For    For    For
1d  

Elect Director Diane M. Bryant

   Mgmt    For    For    For
1e  

Elect Director Gayla J. Delly

   Mgmt    For    For    For
1f  

Elect Director Raul J. Fernandez

   Mgmt    For    For    For
1g  

Elect Director Check Kian Low

   Mgmt    For    For    For
1h  

Elect Director Justine F. Page

   Mgmt    For    For    For
1i  

Elect Director Harry L. You

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against

Citigroup Inc.

 

Meeting Date:    04/21/2020   Country:    USA   Primary Security ID:    172967424
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    566,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Grace E. Dailey

   Mgmt    For    For    For
1d  

Elect Director Barbara J. Desoer

   Mgmt    For    For    For
1e  

Elect Director John C. Dugan

   Mgmt    For    For    For
1f  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1g  

Elect Director Peter B. Henry

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director S. Leslie Ireland

   Mgmt    For    For    For
1i  

Elect Director Lew W. (Jay) Jacobs, IV

   Mgmt    For    For    For
1j  

Elect Director Renee J. James

   Mgmt    For    For    For
1k  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1l  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1m  

Elect Director James S. Turley

   Mgmt    For    For    For
1n  

Elect Director Deborah C. Wright

   Mgmt    For    For    For
1o  

Elect Director Alexander R. Wynaendts

   Mgmt    For    For    For
1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Proxy Access Right

   SH    Against    Against    Against
6  

Review on Governance Documents

   SH    Against    Refer    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Bank of America Corporation

 

Meeting Date:    04/22/2020   Country:    USA   Primary Security ID:    060505104
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    BAC
     Shares Voted:    1,601,190     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Sharon L. Allen

   Mgmt    For    For    For
1b  

Elect Director Susan S. Bies

   Mgmt    For    For    For
1c  

Elect Director Jack O. Bovender, Jr.

   Mgmt    For    For    For
1d  

Elect Director Frank P. Bramble, Sr.

   Mgmt    For    For    For
1e  

Elect Director Pierre J.P. de Weck

   Mgmt    For    For    For
1f  

Elect Director Arnold W. Donald

   Mgmt    For    For    For
1g  

Elect Director Linda P. Hudson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Bank of America Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Monica C. Lozano

   Mgmt    For    For    For
1i  

Elect Director Thomas J. May

   Mgmt    For    For    For
1j  

Elect Director Brian T. Moynihan

   Mgmt    For    For    For
1k  

Elect Director Lionel L. Nowell, III

   Mgmt    For    For    For
1l  

Elect Director Denise L. Ramos

   Mgmt    For    For    For
1m  

Elect Director Clayton S. Rose

   Mgmt    For    For    For
1n  

Elect Director Michael D. White

   Mgmt    For    For    For
1o  

Elect Director Thomas D. Woods

   Mgmt    For    For    For
1p  

Elect Director R. David Yost

   Mgmt    For    For    For
1q  

Elect Director Maria T. Zuber

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Amend Proxy Access Right

   SH    Against    Against    Against
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Report on Gender Pay Gap

   SH    Against    Against    Against
7  

Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices

   SH    Against    Refer    Against

Eaton Corporation plc

 

Meeting Date:    04/22/2020   Country:    Ireland   Primary Security ID:    G29183103
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    ETN
     Shares Voted:    297,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Craig Arnold

   Mgmt    For    For    For
1b  

Elect Director Christopher M. Connor

   Mgmt    For    For    For
1c  

Elect Director Michael J. Critelli

   Mgmt    For    For    For
1d  

Elect Director Richard H. Fearon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Eaton Corporation plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director Olivier Leonetti

   Mgmt    For    For    For
1f  

Elect Director Deborah L. McCoy

   Mgmt    For    For    For
1g  

Elect Director Silvio Napoli

   Mgmt    For    For    For
1h  

Elect Director Gregory R. Page

   Mgmt    For    For    For
1i  

Elect Director Sandra Pianalto

   Mgmt    For    For    For
1j  

Elect Director Lori J. Ryerkerk

   Mgmt    For    For    For
1k  

Elect Director Gerald B. Smith

   Mgmt    For    For    For
1l  

Elect Director Dorothy C. Thompson

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
3  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Authorize Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
6  

Authorize Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
7  

Authorize Share Repurchase of Issued Share Capital

   Mgmt    For    For    For

AGNC Investment Corp.

 

Meeting Date:    04/23/2020   Country:    USA   Primary Security ID:    00123Q104
Record Date:    02/24/2020   Meeting Type:    Annual   Ticker:    AGNC
     Shares Voted:    1,917,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donna J. Blank

   Mgmt    For    For    For
1.2  

Elect Director Morris A. Davis

   Mgmt    For    For    For
1.3  

Elect Director John D. Fisk

   Mgmt    For    For    For
1.4  

Elect Director Prue B. Larocca

   Mgmt    For    For    For
1.5  

Elect Director Paul E. Mullings

   Mgmt    For    For    For
1.6  

Elect Director Frances R. Spark

   Mgmt    For    For    For
1.7  

Elect Director Gary D. Kain

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

AGNC Investment Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Increase Authorized Common Stock

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Exelon Corporation

 

Meeting Date:    04/28/2020   Country:    USA   Primary Security ID:    30161N101
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    EXC
     Shares Voted:    896,189     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Anthony Anderson

   Mgmt    For    For    For
1b  

Elect Director Ann Berzin

   Mgmt    For    For    For
1c  

Elect Director Laurie Brlas

   Mgmt    For    For    For
1d  

Elect Director Christopher M. Crane

   Mgmt    For    For    For
1e  

Elect Director Yves C. de Balmann

   Mgmt    For    For    For
1f  

Elect Director Nicholas DeBenedictis

   Mgmt    For    For    For
1g  

Elect Director Linda P. Jojo

   Mgmt    For    For    For
1h  

Elect Director Paul Joskow

   Mgmt    For    For    For
1i  

Elect Director Robert J. Lawless

   Mgmt    For    For    For
1j  

Elect Director John Richardson

   Mgmt    For    For    For
1k  

Elect Director Mayo Shattuck, III

   Mgmt    For    For    For
1l  

Elect Director John F. Young

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Ameriprise Financial, Inc.

 

Meeting Date:    04/29/2020   Country:    USA   Primary Security ID:    03076C106
Record Date:    03/02/2020   Meeting Type:    Annual   Ticker:    AMP
     Shares Voted:    170,276     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director James M. Cracchiolo

   Mgmt    For    For    For
1b  

Elect Director Dianne Neal Blixt

   Mgmt    For    For    For
1c  

Elect Director Amy DiGeso

   Mgmt    For    For    For
1d  

Elect Director Lon R. Greenberg

   Mgmt    For    For    For
1e  

Elect Director Jeffrey Noddle

   Mgmt    For    For    For
1f  

Elect Director Robert F. Sharpe, Jr.

   Mgmt    For    For    For
1g  

Elect Director Brian T. Shea

   Mgmt    For    For    For
1h  

Elect Director W. Edward Walter, III

   Mgmt    For    For    For
1i  

Elect Director Christopher J. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Capital One Financial Corporation

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:    14040H105
Record Date:    03/03/2020   Meeting Type:    Annual   Ticker:    COF
     Shares Voted:    343,539     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard D. Fairbank

   Mgmt    For    For    For
1b  

Elect Director Aparna Chennapragada

   Mgmt    For    For    For
1c  

Elect Director Ann Fritz Hackett

   Mgmt    For    For    For
1d  

Elect Director Peter Thomas Killalea

   Mgmt    For    For    For
1e  

Elect Director Cornelis “Eli” Leenaars

   Mgmt    For    For    For
1f  

Elect Director Pierre E. Leroy

   Mgmt    For    For    For
1g  

Elect Director Francois Locoh-Donou

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Capital One Financial Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Peter E. Raskind

   Mgmt    For    For    For
1i  

Elect Director Eileen Serra

   Mgmt    For    For    For
1j  

Elect Director Mayo A. Shattuck, III

   Mgmt    For    For    For
1k  

Elect Director Bradford H. Warner

   Mgmt    For    For    For
1l  

Elect Director Catherine G. West

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Provide Right to Act by Written Consent

   Mgmt    For    For    For
5  

Require Independent Board Chairman

   SH    Against    Refer    For

Valero Energy Corporation

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:    91913Y100
Record Date:    03/04/2020   Meeting Type:    Annual   Ticker:    VLO
     Shares Voted:    379,387     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director H. Paulett Eberhart

   Mgmt    For    For    For
1B  

Elect Director Joseph W. Gorder

   Mgmt    For    For    For
1C  

Elect Director Kimberly S. Greene

   Mgmt    For    For    For
1D  

Elect Director Deborah P. Majoras

   Mgmt    For    For    For
1E  

Elect Director Eric D. Mullins

   Mgmt    For    For    For
1F  

Elect Director Donald L. Nickles

   Mgmt    For    For    For
1G  

Elect Director Philip J. Pfeiffer

   Mgmt    For    For    For
1H  

Elect Director Robert A. Profusek

   Mgmt    For    For    For
1I  

Elect Director Stephen M. Waters

   Mgmt    For    For    For
1J  

Elect Director Randall J. Weisenburger

   Mgmt    For    For    For
1K  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Welltower Inc.

 

Meeting Date:    04/30/2020   Country:    USA   Primary Security ID:    95040Q104
Record Date:    03/03/2020   Meeting Type:    Annual   Ticker:    WELL
     Shares Voted:    409,259     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1b  

Elect Director Thomas J. DeRosa

   Mgmt    For    For    For
1c  

Elect Director Karen B. DeSalvo

   Mgmt    For    For    For
1d  

Elect Director Jeffrey H. Donahue

   Mgmt    For    For    For
1e  

Elect Director Sharon M. Oster

   Mgmt    For    For    For
1f  

Elect Director Sergio D. Rivera

   Mgmt    For    For    For
1g  

Elect Director Johnese M. Spisso

   Mgmt    For    For    For
1h  

Elect Director Kathryn M. Sullivan

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

HCA Healthcare, Inc.

 

Meeting Date:    05/01/2020   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/09/2020   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    233,009     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1b  

Elect Director Samuel N. Hazen

   Mgmt    For    For    For
1c  

Elect Director Meg G. Crofton

   Mgmt    For    For    For
1d  

Elect Director Robert J. Dennis

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

HCA Healthcare, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For
1f  

Elect Director William R. Frist

   Mgmt    For    For    For
1g  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1h  

Elect Director Michael W. Michelson

   Mgmt    For    For    For
1i  

Elect Director Wayne J. Riley

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Provide Right to Call Special Meeting

   Mgmt    For    For    For
6  

Provide Right to Act by Written Consent

   SH    Against    For    For

Evergy, Inc.

 

Meeting Date:    05/05/2020   Country:    USA   Primary Security ID:    30034W106
Record Date:    02/25/2020   Meeting Type:    Annual   Ticker:    EVRG
     Shares Voted:    178,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kirkland B. Andrews

   Mgmt    For    For    For
1b  

Elect Director Terry Bassham

   Mgmt    For    For    For
1c  

Elect Director Mollie Hale Carter

   Mgmt    For    For    For
1d  

Elect Director Richard L. Hawley

   Mgmt    For    For    For
1e  

Elect Director Thomas D. Hyde

   Mgmt    For    For    For
1f  

Elect Director B. Anthony Isaac

   Mgmt    For    For    For
1g  

Elect Director Paul M. Keglevic

   Mgmt    For    For    For
1h  

Elect Director Sandra A.J. Lawrence

   Mgmt    For    For    For
1i  

Elect Director Ann D. Murtlow

   Mgmt    For    For    For
1j  

Elect Director Sandra J. Price

   Mgmt    For    For    For
1k  

Elect Director Mark A. Ruelle

   Mgmt    For    For    For
1l  

Elect Director S. Carl Soderstrom, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Evergy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1m  

Elect Director John Arthur Stall

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

GlaxoSmithKline Plc

 

Meeting Date:    05/06/2020   Country:    United Kingdom   Primary Security ID:    G3910J112
Record Date:    03/16/2020   Meeting Type:    Annual   Ticker:    GSK
     Shares Voted:    672,141     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Elect Sir Jonathan Symonds as Director

   Mgmt    For    For    For
5  

Elect Charles Bancroft as Director

   Mgmt    For    For    For
6  

Re-elect Emma Walmsley as Director

   Mgmt    For    For    For
7  

Re-elect Vindi Banga as Director

   Mgmt    For    For    For
8  

Re-elect Dr Hal Barron as Director

   Mgmt    For    For    For
9  

Re-elect Dr Vivienne Cox as Director

   Mgmt    For    For    For
10  

Re-elect Lynn Elsenhans as Director

   Mgmt    For    For    For
11  

Re-elect Dr Laurie Glimcher as Director

   Mgmt    For    For    For
12  

Re-elect Dr Jesse Goodman as Director

   Mgmt    For    For    For
13  

Re-elect Judy Lewent as Director

   Mgmt    For    For    For
14  

Re-elect Iain Mackay as Director

   Mgmt    For    For    For
15  

Re-elect Urs Rohner as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

GlaxoSmithKline Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports

   Mgmt    For    Refer    For
24  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:    718172109
Record Date:    03/13/2020   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    501,866     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1b  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1c  

Elect Director Werner Geissler

   Mgmt    For    For    For
1d  

Elect Director Lisa A. Hook

   Mgmt    For    For    For
1e  

Elect Director Jennifer Li

   Mgmt    For    For    For
1f  

Elect Director Jun Makihara

   Mgmt    For    For    For
1g  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1h  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1i  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1j  

Elect Director Robert B. Polet

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers SA as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Phillips 66

 

Meeting Date:    05/06/2020   Country:    USA   Primary Security ID:    718546104
Record Date:    03/11/2020   Meeting Type:    Annual   Ticker:    PSX
     Shares Voted:    337,564     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Charles M. Holley

   Mgmt    For    For    For
1b  

Elect Director Glenn F. Tilton

   Mgmt    For    For    For
1c  

Elect Director Marna C. Whittington

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Risks of Gulf Coast Petrochemical Investments

   SH    Against    Refer    For

CVS Health Corporation

 

Meeting Date:    05/14/2020   Country:    USA   Primary Security ID:    126650100
Record Date:    03/18/2020   Meeting Type:    Annual   Ticker:    CVS
     Shares Voted:    585,510     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Fernando Aguirre

   Mgmt    For    For    For
1b  

Elect Director C. David Brown, II

   Mgmt    For    For    For
1c  

Elect Director Alecia A. DeCoudreaux

   Mgmt    For    For    For
1d  

Elect Director Nancy-Ann M. DeParle

   Mgmt    For    For    For
1e  

Elect Director David W. Dorman

   Mgmt    For    For    For
1f  

Elect Director Roger N. Farah

   Mgmt    For    For    For
1g  

Elect Director Anne M. Finucane

   Mgmt    For    For    For
1h  

Elect Director Edward J. Ludwig

   Mgmt    For    For    For
1i  

Elect Director Larry J. Merlo

   Mgmt    For    For    For
1j  

Elect Director Jean-Pierre Millon

   Mgmt    For    For    For
1k  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
1l  

Elect Director William C. Weldon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1m  

Elect Director Tony L. White

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Amend Shareholder Written Consent Provisions

   SH    Against    Refer    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    Against

nVent Electric plc

 

Meeting Date:    05/15/2020   Country:    Ireland   Primary Security ID:    G6700G107
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    NVT
     Shares Voted:    125,644     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Brian M. Baldwin *Withdrawn*

   Mgmt         
1b  

Elect Director Jerry W. Burris

   Mgmt    For    For    For
1c  

Elect Director Susan M. Cameron

   Mgmt    For    For    For
1d  

Elect Director Michael L. Ducker

   Mgmt    For    For    For
1e  

Elect Director Randall J. Hogan

   Mgmt    For    For    For
1f  

Elect Director Ronald L. Merriman

   Mgmt    For    For    For
1g  

Elect Director Nicola T. Palmer

   Mgmt    For    For    For
1h  

Elect Director Herbert K. Parker

   Mgmt    For    For    For
1i  

Elect Director Beth A. Wozniak

   Mgmt    For    For    For
1j  

Elect Director Jacqueline Wright

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

nVent Electric plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Authorize Price Range for Reissuance of Treasury Shares

   Mgmt    For    Refer    For

Amgen Inc.

 

Meeting Date:

   05/19/2020   Country:    USA   Primary Security ID:    031162100
Record Date:    03/20/2020   Meeting Type:    Annual   Ticker:    AMGN
     Shares Voted:    137,416     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Wanda M. Austin

   Mgmt    For    For    For
1b  

Elect Director Robert A. Bradway

   Mgmt    For    For    For
1c  

Elect Director Brian J. Druker

   Mgmt    For    For    For
1d  

Elect Director Robert A. Eckert

   Mgmt    For    For    For
1e  

Elect Director Greg C. Garland

   Mgmt    For    For    For
1f  

Elect Director Fred Hassan

   Mgmt    For    For    For
1g  

Elect Director Charles M. Holley, Jr.

   Mgmt    For    For    For
1h  

Elect Director Tyler Jacks

   Mgmt    For    For    For
1i  

Elect Director Ellen J. Kullman

   Mgmt    For    For    For
1j  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1k  

Elect Director R. Sanders Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

The Allstate Corporation

 

Meeting Date:

   05/19/2020   Country:    USA   Primary Security ID:    020002101
Record Date:    03/20/2020  

Meeting Date:

   Annual   Ticker:    ALL
    

Shares Voted:

   307,691     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kermit R. Crawford

   Mgmt    For    For    For
1b  

Elect Director Michael L. Eskew

   Mgmt    For    For    For
1c  

Elect Director Margaret M. Keane

   Mgmt    For    For    For
1d  

Elect Director Siddharth N. (Bobby) Mehta

   Mgmt    For    For    For
1e  

Elect Director Jacques P. Perold

   Mgmt    For    For    For
1f  

Elect Director Andrea Redmond

   Mgmt    For    For    For
1g  

Elect Director Gregg M. Sherrill

   Mgmt    For    For    For
1h  

Elect Director Judith A. Sprieser

   Mgmt    For    For    For
1i  

Elect Director Perry M. Traquina

   Mgmt    For    For    For
1j  

Elect Director Thomas J. Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Graphic Packaging Holding Company

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    388689101
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    GPK
     Shares Voted:    923,629     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael P. Doss

   Mgmt    For    For    For
1.2  

Elect Director Dean A. Scarborough

   Mgmt    For    For    For
1.3  

Elect Director Larry M. Venturelli

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Northrop Grumman Corporation

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    666807102
Record Date:    03/24/2020   Meeting Type:    Annual   Ticker:    NOC
     Shares Voted:    89,619     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kathy J. Warden

   Mgmt    For    For    For
1.2  

Elect Director Marianne C. Brown

   Mgmt    For    For    For
1.3  

Elect Director Donald E. Felsinger

   Mgmt    For    For    For
1.4  

Elect Director Ann M. Fudge

   Mgmt    For    For    For
1.5  

Elect Director Bruce S. Gordon

   Mgmt    For    For    For
1.6  

Elect Director William H. Hernandez

   Mgmt    For    For    For
1.7  

Elect Director Madeleine A. Kleiner

   Mgmt    For    For    For
1.8  

Elect Director Karl J. Krapek

   Mgmt    For    For    For
1.9  

Elect Director Gary Roughead

   Mgmt    For    For    For
1.10  

Elect Director Thomas M. Schoewe

   Mgmt    For    For    For
1.11  

Elect Director James S. Turley

   Mgmt    For    For    For
1.12  

Elect Director Mark A. Welsh, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Human Rights Impact Assessment

   SH    Against    For    For
5  

Reduce Ownership Threshold for Shareholders to Request Action by Written Consent

   SH    Against    Refer    Against

Reinsurance Group of America, Incorporated

 

Meeting Date:    05/20/2020   Country:    USA   Primary Security ID:    759351604
Record Date:    03/17/2020   Meeting Type:    Annual   Ticker:    RGA
     Shares Voted:    155,339     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Pina Albo

   Mgmt    For    For    For
1b  

Elect Director Christine R. Detrick

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Reinsurance Group of America, Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director J. Cliff Eason

   Mgmt    For    For    For
1d  

Elect Director John J. Gauthier

   Mgmt    For    For    For
1e  

Elect Director Anna Manning

   Mgmt    For    For    For
1f  

Elect Director Hazel M. McNeilage

   Mgmt    For    For    For
1g  

Elect Director Steven C. Van Wyk

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Articles of Incorporation to Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Morgan Stanley

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    617446448
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    MS
     Shares Voted:    329,380     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Elizabeth Corley

   Mgmt    For    For    For
1b  

Elect Director Alistair Darling

   Mgmt    For    For    For
1c  

Elect Director Thomas H. Glocer

   Mgmt    For    For    For
1d  

Elect Director James P. Gorman

   Mgmt    For    For    For
1e  

Elect Director Robert H. Herz

   Mgmt    For    For    For
1f  

Elect Director Nobuyuki Hirano

   Mgmt    For    For    For
1g  

Elect Director Stephen J. Luczo

   Mgmt    For    For    For
1h  

Elect Director Jami Miscik

   Mgmt    For    For    For
1i  

Elect Director Dennis M. Nally

   Mgmt    For    For    For
1j  

Elect Director Takeshi Ogasawara

   Mgmt    For    For    For
1k  

Elect Director Hutham S. Olayan

   Mgmt    For    For    For
1l  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
1m  

Elect Director Perry M. Traquina

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Morgan Stanley

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1n  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Synchrony Financial

 

Meeting Date:    05/21/2020   Country:    USA   Primary Security ID:    87165B103
Record Date:    03/26/2020   Meeting Type:    Annual   Ticker:    SYF
     Shares Voted:    926,062     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Margaret M. Keane

   Mgmt    For    For    For
1b  

Elect Director Fernando Aguirre

   Mgmt    For    For    For
1c  

Elect Director Paget L. Alves

   Mgmt    For    For    For
1d  

Elect Director Arthur W. Coviello, Jr.

   Mgmt    For    For    For
1e  

Elect Director William W. Graylin

   Mgmt    For    For    For
1f  

Elect Director Roy A. Guthrie

   Mgmt    For    For    For
1g  

Elect Director Richard C. Hartnack

   Mgmt    For    For    For
1h  

Elect Director Jeffrey G. Naylor

   Mgmt    For    For    For
1i  

Elect Director Laurel J. Richie

   Mgmt    For    For    For
1j  

Elect Director Olympia J. Snowe

   Mgmt    For    For    For
1k  

Elect Director Ellen M. Zane

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

NXP Semiconductors N.V.

 

Meeting Date:    05/27/2020   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    04/29/2020   Meeting Type:    Annual   Ticker:    NXPI
     Shares Voted:    270,785     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Discharge of Board Members

   Mgmt    For    For    For
3a  

Elect Kurt Sievers as Executive Director

   Mgmt    For    For    For
3b  

Reelect Peter Bonfield as Non-Executive Director

   Mgmt    For    For    For
3c  

Reelect Kenneth A. Goldman as Non-Executive Director

   Mgmt    For    For    For
3d  

Reelect Josef Kaeser as Non-Executive Director

   Mgmt    For    For    For
3e  

Reelect Lena Olving as Non-Executive Director

   Mgmt    For    For    For
3f  

Reelect Peter Smitham as Non-Executive Director

   Mgmt    For    For    For
3g  

Reelect Julie Southern as Non-Executive Director

   Mgmt    For    For    For
3h  

Reelect Jasmin Staiblin as Non-Executive Director

   Mgmt    For    For    For
3i  

Reelect Gregory Summe as Non-Executive Director

   Mgmt    For    For    For
3j  

Reelect Karl-Henrik Sundstrom as Non-Executive Director

   Mgmt    For    For    For
4  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

   Mgmt    For    For    For
5  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    For    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Approve Cancellation of Ordinary Shares

   Mgmt    For    For    For
8  

Ratify Ernst & Young Accountants LLP as Auditors

   Mgmt    For    For    For
9  

Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board

   Mgmt    For    Refer    For
10  

Amend Articles to Establish Quorum Requirement

   Mgmt    For    Refer    For
11  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
12  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Fidelity National Information Services, Inc.

 

Meeting Date:    05/28/2020   Country:    USA   Primary Security ID:    31620M106
Record Date:    04/01/2020   Meeting Type:    Annual   Ticker:    FIS
     Shares Voted:    235,996     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lee Adrean

   Mgmt    For    For    For
1b  

Elect Director Ellen R. Alemany

   Mgmt    For    For    For
1c  

Elect Director Lisa A. Hook

   Mgmt    For    For    For
1d  

Elect Director Keith W. Hughes

   Mgmt    For    For    For
1e  

Elect Director Gary L. Lauer

   Mgmt    For    For    For
1f  

Elect Director Gary A. Norcross

   Mgmt    For    For    For
1g  

Elect Director Louise M. Parent

   Mgmt    For    For    For
1h  

Elect Director Brian T. Shea

   Mgmt    For    For    For
1i  

Elect Director James B. Stallings, Jr.

   Mgmt    For    For    For
1j  

Elect Director Jeffrey E. Stiefler

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Lowe’s Companies, Inc.

 

Meeting Date:    05/29/2020   Country:    USA   Primary Security ID:    548661107
Record Date:    03/23/2020   Meeting Type:    Annual   Ticker:    LOW
     Shares Voted:    250,933     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Raul Alvarez

   Mgmt    For    For    For
1.2  

Elect Director David H. Batchelder

   Mgmt    For    For    For
1.3  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1.4  

Elect Director Sandra B. Cochran

   Mgmt    For    For    For
1.5  

Elect Director Laurie Z. Douglas

   Mgmt    For    For    For
1.6  

Elect Director Richard W. Dreiling

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Lowe’s Companies, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director Marvin R. Ellison

   Mgmt    For    For    For
1.8  

Elect Director Brian C. Rogers

   Mgmt    For    For    For
1.9  

Elect Director Bertram L. Scott

   Mgmt    For    For    For
1.10  

Elect Director Lisa W. Wardell

   Mgmt    For    For    For
1.11  

Elect Director Eric C. Wiseman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   Mgmt    For    For    For
5  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Total SA

 

Meeting Date:    05/29/2020   Country:    France   Primary Security ID:    F92124100
Record Date:    04/24/2020   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    84,037     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program

   Mgmt    For    For    For
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
5  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
6  

Reelect Patricia Barbizet as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Total SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Reelect Marie-Christine Coisne-Roquette as Director

   Mgmt    For    For    For
8  

Reelect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Elect Jerome Contamine as Director

   Mgmt    For    For    For
10  

Approve Compensation Report of Corporate Officers

   Mgmt    For    Refer    For
11  

Approve Remuneration Policy of Directors

   Mgmt    For    Refer    For
12  

Approve Compensation of Patrick Pouyanne, Chairman and CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
14  

Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly

   Mgmt    For    Refer    For
15  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion

   Mgmt    For    For    For
16  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    For    For
17  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million

   Mgmt    For    Refer    For
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17

   Mgmt    For    For    For
19  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
21  

Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    For    For
 

Shareholders Proposal

   Mgmt         
A  

Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Comcast Corporation

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    20030N101
Record Date:    04/03/2020   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    918,796     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Naomi M. Bergman

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Gerald L. Hassell

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.7  

Elect Director Maritza G. Montiel

   Mgmt    For    For    For
1.8  

Elect Director Asuka Nakahara

   Mgmt    For    For    For
1.9  

Elect Director David C. Novak

   Mgmt    For    Refer    Withhold
1.10  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Amend Stock Option Plan

   Mgmt    For    Refer    For
4  

Amend Restricted Stock Plan

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
6  

Report on Lobbying Payments and Policy

   SH    Against    For    For
7  

Require Independent Board Chair

   SH    Against    Refer    For
8  

Report on Risks Posed by Failing to Prevent Sexual Harassment

   SH    Against    Against    Against

Walmart Inc.

 

Meeting Date:    06/03/2020   Country:    USA   Primary Security ID:    931142103
Record Date:    04/09/2020   Meeting Type:    Annual   Ticker:    WMT
     Shares Voted:    369,061     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Cesar Conde

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Walmart Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1c  

Elect Director Sarah J. Friar

   Mgmt    For    For    For
1d  

Elect Director Carla A. Harris

   Mgmt    For    For    For
1e  

Elect Director Thomas W. Horton

   Mgmt    For    For    For
1f  

Elect Director Marissa A. Mayer

   Mgmt    For    For    For
1g  

Elect Director C. Douglas McMillon

   Mgmt    For    For    For
1h  

Elect Director Gregory B. Penner

   Mgmt    For    Refer    For
1i  

Elect Director Steven S Reinemund

   Mgmt    For    For    For
1j  

Elect Director S. Robson Walton

   Mgmt    For    For    For
1k  

Elect Director Steuart L. Walton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Report on Impacts of Single-Use Plastic Bags

   SH    Against    For    For
6  

Report on Supplier Antibiotics Use Standards

   SH    Against    Against    Against
7  

Adopt Policy to Include Hourly Associates as Director Candidates

   SH    Against    Refer    Against
8  

Report on Strengthening Prevention of Workplace Sexual Harassment

   SH    Against    For    For

Omnicom Group Inc.

 

Meeting Date:    06/09/2020   Country:    USA   Primary Security ID:    681919106
Record Date:    04/22/2020   Meeting Type:    Annual   Ticker:    OMC
     Shares Voted:    403,285     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John D. Wren

   Mgmt    For    For    For
1.2  

Elect Director Mary C. Choksi

   Mgmt    For    For    For
1.3  

Elect Director Leonard S. Coleman, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Susan S. Denison

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Omnicom Group Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Ronnie S. Hawkins

   Mgmt    For    For    For
1.6  

Elect Director Deborah J. Kissire

   Mgmt    For    For    For
1.7  

Elect Director Gracia C. Martore

   Mgmt    For    For    For
1.8  

Elect Director Linda Johnson Rice

   Mgmt    For    For    For
1.9  

Elect Director Valerie M. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Amend Proxy Access Right

   SH    Against    For    For

Target Corporation

 

Meeting Date:    06/10/2020   Country:    USA   Primary Security ID:    87612E106
Record Date:    04/13/2020   Meeting Type:    Annual   Ticker:    TGT
     Shares Voted:    259,895     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Douglas M. Baker, Jr.

   Mgmt    For    For    For
1b  

Elect Director George S. Barrett

   Mgmt    For    For    For
1c  

Elect Director Brian C. Cornell

   Mgmt    For    For    For
1d  

Elect Director Calvin Darden

   Mgmt    For    For    For
1e  

Elect Director Robert L. Edwards

   Mgmt    For    For    For
1f  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
1g  

Elect Director Donald R. Knauss

   Mgmt    For    For    For
1h  

Elect Director Monica C. Lozano

   Mgmt    For    For    For
1i  

Elect Director Mary E. Minnick

   Mgmt    For    For    For
1j  

Elect Director Kenneth L. Salazar

   Mgmt    For    For    For
1k  

Elect Director Dmitri L. Stockton

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Delta Air Lines, Inc.

 

Meeting Date:    06/18/2020   Country:    USA   Primary Security ID:    247361702
Record Date:    04/30/2020   Meeting Type:    Annual   Ticker:    DAL
     Shares Voted:    386,391     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Edward H. Bastian

   Mgmt    For    For    For
1b  

Elect Director Francis S. Blake

   Mgmt    For    For    For
1c  

Elect Director Ashton B. Carter

   Mgmt    For    For    For
1d  

Elect Director David G. DeWalt

   Mgmt    For    For    For
1e  

Elect Director William H. Easter, III

   Mgmt    For    For    For
1f  

Elect Director Christopher A. Hazleton

   Mgmt    For    For    For
1g  

Elect Director Michael P. Huerta

   Mgmt    For    For    For
1h  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For
1i  

Elect Director George N. Mattson

   Mgmt    For    For    For
1j  

Elect Director Sergio A. L. Rial

   Mgmt    For    For    For
1k  

Elect Director David S. Taylor

   Mgmt    For    For    For
1l  

Elect Director Kathy N. Waller

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For
5  

Report on Climate Lobbying

   SH    Against    For    For
6  

Report on Political Contributions

   SH    Against    For    For
7  

Report on Sexual Harassment Policy

   SH    Against    For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

IVY FUNDS
(Registrant)
By:  

/s/ Philip A. Shipp

  Philip A. Shipp, Assistant Secretary
Date: August 31, 2020
By:  

/s/ Philip J. Sanders

  Philip J. Sanders, President and Principal Executive Officer
Date: August 31, 2020