N-PX 1 d791906dnpx.htm IVY FUNDS (FYE 3/31) Ivy Funds (FYE 3/31)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-6569

IVY FUNDS

(Exact Name as Specified in Charter)

6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: March 31

Date of reporting period: July 1, 2018 to June 30, 2019


IVY ASSET STRATEGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

ITC Ltd.

 

Meeting Date:    07/27/2018   Country:    India   Primary Security ID:    Y4211T171
Record Date:    07/20/2018   Meeting Type:    Annual   Ticker:    ITC
     Shares Voted:    3,139,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect Nakul Anand as Director

   Mgmt    For    For    For
4  

Reelect Sanjiv Puri as Director

   Mgmt    For    For    For
5  

Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Elect John Pulinthanam as Director

   Mgmt    For    For    For
7  

Approve Redesignation of Sanjiv Puri as Managing Director with Effect from May 16, 2018

   Mgmt    For    For    For
8  

Reelect Sanjiv Puri as Director and Approve Reappointment and Remuneration of Sanjiv Puri as Managing Director with Effect from July 22, 2019

   Mgmt    For    For    For
9  

Reelect Nakul Anand as Director and Approve Reappointment and Remuneration of Nakul Anand as Executive Director with Effect from Jan. 3, 2019

   Mgmt    For    For    For
10  

Reelect Rajiv Tandon as Director and Approve Reappointment and Remuneration of Rajiv Tandon as Executive Director with Effect from July 22, 2019

   Mgmt    For    For    For
11  

Approve Remuneration and Benefits of Yogesh Chander Deveshwar as Chairman

   Mgmt    For    Refer    For
12  

Reelect Yogesh Chander Deveshwar as Director

   Mgmt    For    Refer    For
13  

Reelect Sahibzada Syed Habib-ur-Rehman as Independent Director

   Mgmt    For    For    For
14  

Reelect Shilabhadra Banerjee as Independent Director

   Mgmt    For    For    For
15  

Approve Commission to Non-Executive Directors

   Mgmt    For    Refer    For
16  

Approve Remuneration of P. Raju Iyer as Cost Auditors

   Mgmt    For    For    For
17  

Approve Remuneration of Shome & Banerjee as Cost Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Larsen & Toubro Ltd.

 

Meeting Date:    08/23/2018   Country:    India   Primary Security ID:    Y5217N159
Record Date:    08/16/2018   Meeting Type:    Annual   Ticker:    500510
     Shares Voted:    1,830,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect Subramanian Sarma as Director

   Mgmt    For    For    For
4  

Reelect Sunita Sharma as Director

   Mgmt    For    Refer    Against
5  

Reelect A.M Naik as Director

   Mgmt    For    For    For
6  

Reelect D.K Sen as Director

   Mgmt    For    For    For
7  

Elect Hemant Bhargava as Director

   Mgmt    For    For    For
8  

Reelect A.M Naik as Non-Executive Director

   Mgmt    For    For    For
9  

Approve Remuneration of A.M Naik as Non-Executive Director

   Mgmt    For    Refer    For
10  

Approve Issuance of Secure/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis

   Mgmt    For    Refer    For
11  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

Indiabulls Housing Finance Ltd.

 

Meeting Date:    09/19/2018   Country:    India   Primary Security ID:    Y3R12A119
Record Date:    09/12/2018   Meeting Type:    Annual   Ticker:    535789
     Shares Voted:    420,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Confirm Interim Dividends

   Mgmt    For    For    For
3  

Reelect Gagan Banga as Director

   Mgmt    For    For    For
4  

Approve S.R. Batliboi & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect Subhash Sheoratan Mundra as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Indiabulls Housing Finance Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Approve Increase in Borrowing Powers

   Mgmt    For    Refer    For
7  

Approve Issuance of Non-Convertible Debentures on Private Placement Basis

   Mgmt    For    Refer    For
8  

Reelect Gyan Sudha Misra as Director

   Mgmt    For    For    For

ITC Ltd.

 

Meeting Date:    10/01/2018   Country:    India   Primary Security ID:    Y4211T171
Record Date:    08/17/2018   Meeting Type:    Special   Ticker:    500875
     Shares Voted:    3,139,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Approve Grant of Equity Settled Stock Appreciation Rights to the Eligible Employees of the Company Under the lTC Employee Stock Appreciation Rights Scheme 2018

   Mgmt    For    For    For
2  

Approve Extension of Benefits of the lTC Employee Stock Appreciation Rights Scheme 2018 to Permanent Employees Including Managing /Wholetime Directors, of Subsidiary Companies

   Mgmt    For    For    For
3  

Approve Variation in the Terms of Remuneration of the Managing Director and other Wholetime Directors of the Company

   Mgmt    For    Refer    For

Larsen & Toubro Ltd.

 

Meeting Date:    10/01/2018   Country:    India   Primary Security ID:    Y5217N159
Record Date:    08/24/2018   Meeting Type:    Special   Ticker:    500510
     Shares Voted:    1,830,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Approve Buy Back of Equity Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Amcor Ltd.

 

Meeting Date:    10/11/2018   Country:    Australia   Primary Security ID:    Q03080100
Record Date:    10/09/2018   Meeting Type:    Annual   Ticker:    AMC
     Shares Voted:    650,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a  

Elect Graeme Liebelt as Director

   Mgmt    For    For    For
2b  

Elect Jeremy Sutcliffe as Director

   Mgmt    For    For    For
3  

Approve Grant of Options and Performance Shares to Ron Delia

   Mgmt    For    For    For
4  

Approve Grant of Share Rights to Ron Delia

   Mgmt    For    For    For
5  

Approve the Remuneration Report

   Mgmt    For    Refer    For

Paychex, Inc.

 

Meeting Date:    10/11/2018   Country:    USA   Primary Security ID:    704326107
Record Date:    08/13/2018   Meeting Type:    Annual   Ticker:    PAYX
     Shares Voted:    106,294     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director B. Thomas Golisano

   Mgmt    For    For    For
1b  

Elect Director Thomas F. Bonadio

   Mgmt    For    For    For
1c  

Elect Director Joseph G. Doody

   Mgmt    For    For    For
1d  

Elect Director David J.S. Flaschen

   Mgmt    For    For    For
1e  

Elect Director Pamela A. Joseph

   Mgmt    For    For    For
1f  

Elect Director Martin Mucci

   Mgmt    For    For    For
1g  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For
1h  

Elect Director Joseph M. Velli

   Mgmt    For    For    For
1i  

Elect Director Kara Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

SKYCITY Entertainment Group Ltd.

 

Meeting Date:    10/19/2018   Country:    New Zealand   Primary Security ID:    Q8513Z115
Record Date:    10/17/2018   Meeting Type:    Annual   Ticker:    SKC
     Shares Voted:    1,880,606     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Bruce Carter as Director

   Mgmt    For    For    For
2  

Elect Richard Didsbury as Director

   Mgmt    For    For    For
3  

Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors

   Mgmt    For    Refer    For
4  

Authorize the Board to Fix Remuneration of the Auditors

   Mgmt    For    For    For

Challenger Ltd.

 

Meeting Date:    10/26/2018   Country:    Australia   Primary Security ID:    Q22685103
Record Date:    10/24/2018   Meeting Type:    Annual   Ticker:    CGF
     Shares Voted:    725,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a  

Elect Steven Gregg as Director

   Mgmt    For    For    For
2b  

Elect JoAnne Stephenson as Director

   Mgmt    For    For    For
2c  

Elect John M Green as Director

   Mgmt    For    For    For
2d  

Elect Duncan West as Director

   Mgmt    For    For    For
2e  

Elect Melanie Willis as Director

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    Refer    For

Alibaba Group Holding Ltd.

 

Meeting Date:    10/31/2018   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    08/24/2018   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    175,098     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Alibaba Group Holding Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Joseph C. Tsai as Director

   Mgmt    For    Refer    Against
1.2  

Elect J. Michael Evans as Director

   Mgmt    For    Refer    Against
1.3  

Elect Eric Xiandong Jing as Director

   Mgmt    For    Refer    Against
1.4  

Elect Borje E. Ekholm as Director

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For

Industrial & Commercial Bank of China Ltd.

 

Meeting Date:    11/21/2018   Country:    China   Primary Security ID:    Y3990B112
Record Date:    10/19/2018   Meeting Type:    Special   Ticker:    1398
     Shares Voted:    37,371,556     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Elect Zheng Fuqing as Director

   Mgmt    For    For    For
2  

Elect Fei Zhoulin as Director

   Mgmt         
3  

Elect Nout Wellink as Director

   Mgmt    For    For    For
4  

Elect Fred Zuliu Hu as Director

   Mgmt    For    For    For
5  

Elect Qu Qiang as Supervisor

   Mgmt    For    Refer    For
6  

Approve the Payment Plan of Remuneration to Directors for 2017

   Mgmt    For    Refer    For
7  

Approve the Payment Plan of Remuneration to Supervisors for 2017

   Mgmt    For    Refer    For
8  

Approve Proposal to Issue Eligible Tier 2 Capital Instruments

   Mgmt    For    Refer    For
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against
 

APPROVE PROPOSAL ON THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE COMPANY

   Mgmt         
10.01  

Approve Type of Preference Shares to be Issued in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.02  

Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Industrial & Commercial Bank of China Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10.03  

Approve Method of Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.04  

Approve Par Value and Issue Price in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.05  

Approve Maturity in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.06  

Approve Target Investors in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.07  

Approve Lock-Up Period in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.08  

Approve Terms of Distribution of Dividends in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.09  

Approve Terms of Mandatory Conversion in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.10  

Approve Terms of Conditional Redemption in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.11  

Approve Restrictions on Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.12  

Approve Restoration of Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.13  

Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.14  

Approve Rating in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.15  

Approve Security in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.16  

Approve Use of Proceeds from the Issuance of the Domestic Preference Shares

   Mgmt    For    For    For
10.17  

Approve Transfer in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Industrial & Commercial Bank of China Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10.18  

Approve Relationship between Domestic and Offshore Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.19  

Approve Validity Period of the Resolution in Respect of the Issuance of the Domestic Preference Shares

   Mgmt    For    Refer    For
10.20  

Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
10.21  

Approve Matters Relating to Authorisation in Relation to the Domestic Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
 

APPROVE PROPOSAL ON THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE COMPANY

   Mgmt         
11.01  

Approve Type of Preference Shares to be Issued in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.02  

Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.03  

Approve Method of Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.04  

Approve Par Value and Issue Price in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.05  

Approve Maturity in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.06  

Approve Target Investors in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.07  

Approve Lock-Up Period in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.08  

Approve Terms of Distribution of Dividends in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.09  

Approve Terms of Mandatory Conversion in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.10  

Approve Terms of Conditional Redemption in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Industrial & Commercial Bank of China Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11.11  

Approve Restrictions on Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.12  

Approve Restoration of Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.13  

Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.14  

Approve Rating in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.15  

Approve Security in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.16  

Approve Use of Proceeds from the Issuance of the Offshore Preference Shares

   Mgmt    For    For    For
11.17  

Approve Transfer in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.18  

Approve Relationship Between Offshore and Domestic Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.19  

Approve Validity Period of the Resolution in Respect of the Issuance of the OffshorePreference Shares

   Mgmt    For    Refer    For
11.20  

Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
11.21  

Approve Matters Relating to Authorization in Relation to the Offshore Preference Share Issuance Plan of the Company

   Mgmt    For    Refer    For
12  

Approve Proposal on the Impact on Dilution of Immediate Returns of the Issuance of Preference Shares and the Remedial Measures of the Company

   Mgmt    For    Refer    For
13  

Approve Proposal on Formulating the Shareholder Return Plan for 2018 to 2020 of the Company

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Microsoft Corp.

 

Meeting Date:    11/28/2018   Country:    USA   Primary Security ID:    594918104
Record Date:    09/26/2018   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    813,863     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.2  

Elect Director Reid G. Hoffman

   Mgmt    For    For    For
1.3  

Elect Director Hugh F. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.5  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.6  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.7  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.8  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.9  

Elect Director Penny S. Pritzker

   Mgmt    For    For    For
1.10  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.11  

Elect Director Arne M. Sorenson

   Mgmt    For    For    For
1.12  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.13  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.14  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Ferguson Plc

 

Meeting Date:    11/29/2018   Country:    Jersey   Primary Security ID:    G3408R113
Record Date:    11/27/2018   Meeting Type:    Annual   Ticker:    FERG
     Shares Voted:    304,231     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Ferguson Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Tessa Bamford as Director

   Mgmt    For    For    For
6  

Re-elect Gareth Davis as Director

   Mgmt    For    For    For
7  

Re-elect John Martin as Director

   Mgmt    For    For    For
8  

Re-elect Kevin Murphy as Director

   Mgmt    For    For    For
9  

Re-elect Alan Murray as Director

   Mgmt    For    For    For
10  

Re-elect Michael Powell as Director

   Mgmt    For    For    For
11  

Re-elect Darren Shapland as Director

   Mgmt    For    For    For
12  

Re-elect Dr Nadia Shouraboura as Director

   Mgmt    For    For    For
13  

Re-elect Jacqueline Simmonds as Director

   Mgmt    For    For    For
14  

Approve Increase in the Maximum Aggregate Remuneration Payable to Non-executive Directors

   Mgmt    For    Refer    For
15  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Medtronic Plc

 

Meeting Date:    12/07/2018   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/09/2018   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    522,197     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For
1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For
1g  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1h  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For
1i  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1j  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Axis Bank Ltd.

 

Meeting Date:    01/17/2019   Country:    India   Primary Security ID:    Y0487S137
Record Date:    11/30/2018   Meeting Type:    Special   Ticker:    532215
     Shares Voted:    3,952,402     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Elect Girish Paranjpe as Director

   Mgmt    For    For    For
2  

Elect Amitabh Chaudhry as Director

   Mgmt    For    For    For
3  

Approve Appointment and Remuneration of Amitabh Chaudhry as Managing Director & CEO

   Mgmt    For    For    For
4  

Reelect Samir K. Barua as Director

   Mgmt    For    For    For
5  

Reelect Som Mittal as Director

   Mgmt    For    For    For
6  

Reelect Rohit Bhagat as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Axis Bank Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Approve Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of the Bank Under the Employee Stock Option Scheme

   Mgmt    For    For    For
8  

Approve Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of Subsidiary Companies of the Bank

   Mgmt    For    For    For

Intuit, Inc.

 

Meeting Date:    01/17/2019   Country:    USA   Primary Security ID:    461202103
Record Date:    11/19/2018   Meeting Type:    Annual   Ticker:    INTU
     Shares Voted:    189,757     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Eve Burton

   Mgmt    For    For    For
1b  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1c  

Elect Director Richard L. Dalzell

   Mgmt    For    For    For
1d  

Elect Director Sasan Goodarzi

   Mgmt    For    For    For
1e  

Elect Director Deborah Liu

   Mgmt    For    For    For
1f  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1g  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
1h  

Elect Director Brad D. Smith

   Mgmt    For    For    For
1i  

Elect Director Thomas Szkutak

   Mgmt    For    For    For
1j  

Elect Director Raul Vazquez

   Mgmt    For    For    For
1k  

Elect Director Jeff Weiner

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Visa, Inc.

 

Meeting Date:    01/29/2019   Country:    USA   Primary Security ID:    92826C839
Record Date:    11/30/2018   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    409,673     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director John F. Lundgren

   Mgmt    For    For    For
1f  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1g  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
1h  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1i  

Elect Director John A.C. Swainson

   Mgmt    For    For    For
1j  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Compass Group Plc

 

Meeting Date:    02/07/2019   Country:    United Kingdom   Primary Security ID:    G23296208
Record Date:    02/05/2019   Meeting Type:    Annual   Ticker:    CPG
     Shares Voted:    1,343,026     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Elect John Bryant as Director

   Mgmt    For    For    For
5  

Elect Anne-Francoise Nesmes as Director

   Mgmt    For    For    For
6  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
7  

Re-elect Gary Green as Director

   Mgmt    For    For    For
8  

Re-elect Carol Arrowsmith as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Compass Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9  

Re-elect John Bason as Director

   Mgmt    For    For    For
10  

Re-elect Stefan Bomhard as Director

   Mgmt    For    For    For
11  

Re-elect Nelson Silva as Director

   Mgmt    For    For    For
12  

Re-elect Ireena Vittal as Director

   Mgmt    For    For    For
13  

Re-elect Paul Walsh as Director

   Mgmt    For    For    For
14  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
17  

Approve Payment of Full Fees Payable to Non-executive Directors

   Mgmt    For    Refer    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with 14 Working Days’ Notice

   Mgmt    For    For    For

Apple, Inc.

 

Meeting Date:    03/01/2019   Country:    USA   Primary Security ID:    037833100
Record Date:    01/02/2019   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    181,484     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director James Bell

   Mgmt    For    For    For
1b  

Elect Director Tim Cook

   Mgmt    For    For    For
1c  

Elect Director Al Gore

   Mgmt    For    For    For
1d  

Elect Director Bob Iger

   Mgmt    For    For    For
1e  

Elect Director Andrea Jung

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Apple, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Art Levinson

   Mgmt    For    For    For
1g  

Elect Director Ron Sugar

   Mgmt    For    For    For
1h  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access Amendments

   SH    Against    Against    Against
5  

Disclose Board Diversity and Qualifications

   SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    03/07/2019   Country:    USA   Primary Security ID:    038222105
Record Date:    01/10/2019   Meeting Type:    Annual   Ticker:    AMAT
     Shares Voted:    770,347     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Judy Bruner

   Mgmt    For    For    For
1b  

Elect Director Xun (Eric) Chen

   Mgmt    For    For    For
1c  

Elect Director Aart J. de Geus

   Mgmt    For    For    For
1d  

Elect Director Gary E. Dickerson

   Mgmt    For    For    For
1e  

Elect Director Stephen R. Forrest

   Mgmt    For    For    For
1f  

Elect Director Thomas J. Iannotti

   Mgmt    For    For    For
1g  

Elect Director Alexander A. Karsner

   Mgmt    For    For    For
1h  

Elect Director Adrianna C. Ma

   Mgmt    For    For    For
1i  

Elect Director Scott A. McGregor

   Mgmt    For    For    For
1j  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

QUALCOMM, Inc.

 

Meeting Date:    03/12/2019   Country:    USA   Primary Security ID:    747525103
Record Date:    01/14/2019   Meeting Type:    Annual   Ticker:    QCOM
     Shares Voted:    842,293     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Barbara T. Alexander

   Mgmt    For    For    For
1b  

Elect Director Mark Fields

   Mgmt    For    For    For
1c  

Elect Director Jeffrey W. Henderson

   Mgmt    For    For    For
1d  

Elect Director Ann M. Livermore

   Mgmt    For    For    For
1e  

Elect Director Harish Manwani

   Mgmt    For    For    For
1f  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
1g  

Elect Director Steve Mollenkopf

   Mgmt    For    For    For
1h  

Elect Director Clark T. “Sandy” Randt, Jr.

   Mgmt    For    For    For
1i  

Elect Director Francisco Ros

   Mgmt    For    For    For
1j  

Elect Director Irene B. Rosenfeld

   Mgmt    For    For    For
1k  

Elect Director Neil Smit

   Mgmt    For    For    For
1l  

Elect Director Anthony J. Vinciquerra

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/20/2019   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2018   Meeting Type:    Annual   Ticker:    005930
     Shares Voted:    598,875     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1.1  

Elect Bahk Jae-wan as Outside Director

   Mgmt    For    Refer    Against
2.1.2  

Elect Kim Han-jo as Outside Director

   Mgmt    For    For    For
2.1.3  

Elect Ahn Curie as Outside Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Samsung Electronics Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.2.1  

Elect Bahk Jae-wan as a Member of Audit Committee

   Mgmt    For    Refer    Against
2.2.2  

Elect Kim Han-jo as a Member of Audit Committee

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

Sampo Oyj

 

Meeting Date:    04/09/2019   Country:    Finland   Primary Security ID:    X75653109
Record Date:    03/28/2019   Meeting Type:    Annual   Ticker:    SAMPO
     Shares Voted:    718,344     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Open Meeting

   Mgmt         
2  

Call the Meeting to Order

   Mgmt         
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

   Mgmt    For    For    For
4  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
5  

Prepare and Approve List of Shareholders

   Mgmt    For    For    For
6  

Receive Financial Statements and Statutory Reports; Receive Board’s Report; Receive Auditor’s Report

   Mgmt         
7  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8a  

Approve Allocation of Income and Dividends of EUR 2.85 Per Share

   Mgmt    For    For    For
8b  

Authorize Board to Distribute Extra Dividend of up to EUR 0.90 Per Share

   Mgmt    For    For    For
9  

Approve Discharge of Board and President

   Mgmt    For    For    For
10  

Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 90,000 for Other Directors; Approve Remuneration for Committee Work

   Mgmt    For    Refer    For
11  

Fix Number of Directors at Eight

   Mgmt    For    For    For
12  

Reelect Christian Clausen, Jannica Fagerholm, Veli-Matti Mattila, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Fiona Clutterbuck and Johanna Lamminen as New Directors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Sampo Oyj

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Approve Remuneration of Auditors

   Mgmt    For    For    For
14  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
15  

Authorize Share Repurchase Program

   Mgmt    For    For    For
16  

Close Meeting

   Mgmt         

Airbus SE

 

Meeting Date:    04/10/2019   Country:    Netherlands   Primary Security ID:    N0280G100
Record Date:    03/13/2019   Meeting Type:    Annual   Ticker:    AIR
     Shares Voted:    478,717     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.1  

Discussion on Company’s Corporate Governance Structure

   Mgmt         
2.2  

Receive Report on Business and Financial Statements

   Mgmt         
2.3  

Discuss Implementation of the Remuneration Policy

   Mgmt         
2.4  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3  

Discussion of Agenda Items

   Mgmt         
4.1  

Adopt Financial Statements

   Mgmt    For    For    For
4.2  

Approve Allocation of Income and Dividends of EUR of 1.65 per Share

   Mgmt    For    For    For
4.3  

Approve Discharge of Non-Executive Members of the Board of Directors

   Mgmt    For    For    Against
4.4  

Approve Discharge of Executive Members of the Board of Directors

   Mgmt    For    For    Against
4.5  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
4.6  

Amend Remuneration Policy

   Mgmt    For    Refer    For
4.7  

Elect Guillaume Faury as Executive Director

   Mgmt    For    For    For
4.8  

Reelect Catherine Guillouard as Non-Executive Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.9  

Reelect Claudia Nemat as Non-Executive Director

   Mgmt    For    For    For
4.10  

Reelect Carlos Tavares as Non-Executive Director

   Mgmt    For    For    For
4.11  

Grant Board Authority to Issue Shares Up To 0.52 Percent of Issued Capital and Exclude Preemptive Rights Re:ESOP and LTIP Plans

   Mgmt    For    For    For
4.12  

Grant Board Authority to Issue Shares Up To 1.16 Percent of Issued Capital and Exclude Preemptive Rights Re:Company Funding

   Mgmt    For    For    For
4.13  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
4.14  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Close Meeting

   Mgmt         

Adobe Inc.

 

Meeting Date:    04/11/2019   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/13/2019   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    161,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy L. Banse

   Mgmt    For    For    For
1b  

Elect Director Frank A. Calderoni

   Mgmt    For    For    For
1c  

Elect Director James E. Daley

   Mgmt    For    For    For
1d  

Elect Director Laura B. Desmond

   Mgmt    For    For    For
1e  

Elect Director Charles M. Geschke

   Mgmt    For    For    For
1f  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1g  

Elect Director Kathleen Oberg

   Mgmt    For    For    For
1h  

Elect Director Dheeraj Pandey

   Mgmt    For    For    For
1i  

Elect Director David A. Ricks

   Mgmt    For    For    For
1j  

Elect Director Daniel L. Rosensweig

   Mgmt    For    For    For
1k  

Elect Director John E. Warnock

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Adobe Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Gender Pay Gap

   SH    Against    Against    Against

Nestle SA

 

Meeting Date:    04/11/2019   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
     Shares Voted:    587,454     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    Refer    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.45 per Share

   Mgmt    For    For    For
4.1a  

Reelect Paul Bulcke as Director and Board Chairman

   Mgmt    For    For    Against
4.1b  

Reelect Ulf Schneider as Director

   Mgmt    For    For    Against
4.1c  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1d  

Reelect Beat Hess as Director

   Mgmt    For    For    For
4.1e  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1f  

Reelect Ann Veneman as Director

   Mgmt    For    For    For
4.1g  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1h  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.1i  

Reelect Ursula Burns as Director

   Mgmt    For    For    For
4.1j  

Reelect Kasper Rorsted as Director

   Mgmt    For    For    For
4.1k  

Reelect Pablo Isla as Director

   Mgmt    For    For    For
4.1l  

Reelect Kimberly Ross as Director

   Mgmt    For    For    For
4.2.1  

Elect Dick Boer as Director

   Mgmt    For    For    For
4.2.2  

Elect Dinesh Paliwal as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.3.1  

Appoint Beat Hess as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.2  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.3  

Appoint Ursula Burns as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.4  

Appoint Pablo Isla as Member of the Compensation Committee

   Mgmt    For    For    For
4.4  

Ratify KPMG AG as Auditors

   Mgmt    For    For    For
4.5  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For
5.1  

Approve Remuneration of Directors in the Amount of CHF 10 Million

   Mgmt    For    Refer    For
5.2  

Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million

   Mgmt    For    For    For
6  

Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against

UniCredit SpA

 

Meeting Date:    04/11/2019   Country:    Italy   Primary Security ID:    T9T23L642
Record Date:    04/02/2019   Meeting Type:    Annual/Special   Ticker:    UCG
     Shares Voted:    1,938,612     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports; Elimination of Negative Reserves

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
 

Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates

   Mgmt         
3.1  

Slate 1 Submitted by Allianz

   SH    None    For    For
3.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

UniCredit SpA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Shareholder Proposal Submitted by Allianz

   Mgmt         
4  

Approve Internal Auditors’ Remuneration

   SH    None    Refer    For
 

Management Proposals

   Mgmt         
5  

Elect Elena Carletti as Director

   Mgmt    For    For    For
6  

Approve 2019 Group Incentive System

   Mgmt    For    Refer    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Approve Severance Payments Policy

   Mgmt    For    Refer    For
9  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
1  

Authorize Board to Increase Capital to Service 2018 Group Incentive System

   Mgmt    For    Refer    For
2  

Authorize Board to Increase Capital to Service 2019 Group Incentive System

   Mgmt    For    Refer    For
3  

Amend Articles of Association Re:Article 6

   Mgmt    For    Refer    For
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

   Mgmt    None    Refer    Against

Citigroup Inc.

 

Meeting Date:    04/16/2019   Country:    USA   Primary Security ID:    172967424
Record Date:    02/19/2019   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    460,152     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Barbara J. Desoer

   Mgmt    For    For    For
1d  

Elect Director John C. Dugan

   Mgmt    For    For    For
1e  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1f  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1g  

Elect Director S. Leslie Ireland

   Mgmt    For    For    For
1h  

Elect Director Lew W. (Jay) Jacobs, IV

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director Renee J. James

   Mgmt    For    For    For
1j  

Elect Director Eugene M. McQuade

   Mgmt    For    For    For
1k  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1l  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1m  

Elect Director James S. Turley

   Mgmt    For    For    For
1n  

Elect Director Deborah C. Wright

   Mgmt    For    For    For
1o  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Amend Proxy Access Right

   SH    Against    Against    Against
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    For
7  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Beiersdorf AG

 

Meeting Date:    04/17/2019   Country:    Germany   Primary Security ID:    D08792109
Record Date:    03/26/2019   Meeting Type:    Annual   Ticker:    BEI
     Shares Voted:    252,255     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.70 per Share

   Mgmt    For    Against    Against
3  

Approve Discharge of Management Board for Fiscal 2018

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2018

   Mgmt    For    For    For
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal 2019

   Mgmt    For    For    For
6.1  

Elect Hong Chow to the Supervisory Board

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Beiersdorf AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.2  

Elect Martin Hansson to the Supervisory Board

   Mgmt    For    Refer    Against
6.3  

Elect Michael Herz to the Supervisory Board

   Mgmt    For    Refer    Against
6.4  

Elect Christine Martel to the Supervisory Board

   Mgmt    For    For    For
6.5  

Elect Frederic Pflanz to the Supervisory Board

   Mgmt    For    For    Against
6.6  

Elect Reinhard Poellath to the Supervisory Board

   Mgmt    For    Refer    Against
6.7  

Elect Beatrice Dreyfus as Alternate Supervisory Board Member

   Mgmt    For    For    For

VINCI SA

 

Meeting Date:    04/17/2019   Country:    France   Primary Security ID:    F5879X108
Record Date:    04/15/2019   Meeting Type:    Annual/Special   Ticker:    DG
     Shares Voted:    267,023     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.67 per Share

   Mgmt    For    For    For
4  

Reelect Robert Castaigne as Director

   Mgmt    For    For    For
5  

Reelect Ana Paula Pessoa as Director

   Mgmt    For    For    For
6  

Reelect Pascale Sourisse as Director

   Mgmt    For    For    For
7  

Elect Caroline Gregoire Sainte Marie as Director

   Mgmt    For    For    For
8  

Elect Dominique Muller Joly-Pottuz as Representative of Employee Shareholders to the Board

   Mgmt    None    Refer    For
9  

Elect Francoise Roze as Representative of Employee Shareholders to the Board

   Mgmt    None    Refer    Against
10  

Elect Jarmila Matouskova as Representative of Employee Shareholders to the Board

   Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

VINCI SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Elect Jean-Charles Garaffa as Representative of Employee Shareholders to the Board

   Mgmt    None    Refer    Against
12  

Renew Appointment of Deloitte Et Associes as Auditor

   Mgmt    For    For    For
13  

Appoint PricewaterhouseCoopers Audit as Auditor

   Mgmt    For    For    For
14  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.6 Million

   Mgmt    For    Refer    For
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
16  

Approve Remuneration Policy for Chairman and CEO

   Mgmt    For    Refer    For
17  

Approve Compensation of Xavier Huillard, Chairman and CEO

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
18  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
19  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
20  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million

   Mgmt    For    For    For
21  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million

   Mgmt    For    For    For
22  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million

   Mgmt    For    Refer    For
23  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22

   Mgmt    For    For    For
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
25  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
26  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
27  

Amend Article 10 of Bylaws Re:Shareholding Disclosure Thresholds

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

VINCI SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

28  

Amend Article 16 of Bylaws to Comply with Legal Changes Re:Auditors

   Mgmt    For    For    For
29  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:    04/23/2019   Country:    USA   Primary Security ID:    655044105
Record Date:    02/22/2019   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    715,044     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1c  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1d  

Elect Director Barbara J. Duganier

   Mgmt    For    For    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Holli C. Ladhani

   Mgmt    For    For    For
1g  

Elect Director David L. Stover

   Mgmt    For    For    For
1h  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1i  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

ASML Holding NV

 

Meeting Date:    04/24/2019   Country:    Netherlands   Primary Security ID:    N07059202
Record Date:    03/27/2019   Meeting Type:    Annual   Ticker:    ASML
     Shares Voted:    157,715     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Discuss the Company’s Business, Financial Situation and Sustainability

   Mgmt         
3.a  

Discuss Remuneration Policy

   Mgmt         
3.b  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3.c  

Receive Clarification on Company’s Reserves and Dividend Policy

   Mgmt         
3.d  

Approve Dividends of EUR 2.10 Per Share

   Mgmt    For    For    For
4.a  

Approve Discharge of Management Board

   Mgmt    For    For    For
4.b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5  

Amend Remuneration Policy

   Mgmt    For    Refer    For
6  

Approve 200,000 Performance Shares for Board of Management

   Mgmt    For    For    For
7  

Discussion of Updated Supervisory Board Profile

   Mgmt         
8.a  

Reelect G.J. Kleisterlee to Supervisory Board

   Mgmt    For    For    For
8.b  

Reelect A.P. Aris to Supervisory Board

   Mgmt    For    For    For
8.c  

Reelect R.D. Schwalb to Supervisory Board

   Mgmt    For    For    For
8.d  

Reelect W.H. Ziebart to Supervisory Board

   Mgmt    For    For    For
8.e  

Receive Retirement Schedule of the Supervisory Board

   Mgmt         
9  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
10  

Ratify KPMG as Auditors

   Mgmt    For    For    For
11.a  

Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes

   Mgmt    For    For    For
11.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.a

   Mgmt    For    For    For
11.c  

Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition

   Mgmt    For    For    For
11.d  

Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.c

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
12.b  

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
13  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    For    For
14  

Other Business (Non-Voting)

   Mgmt         
15  

Close Meeting

   Mgmt         

The Coca-Cola Company

 

Meeting Date:    04/24/2019   Country:    USA   Primary Security ID:    191216100
Record Date:    02/25/2019   Meeting Type:    Annual   Ticker:    KO
     Shares Voted:    624,622     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Herbert A. Allen

   Mgmt    For    For    For
1.2  

Elect Director Ronald W. Allen

   Mgmt    For    For    For
1.3  

Elect Director Marc Bolland

   Mgmt    For    For    For
1.4  

Elect Director Ana Botin

   Mgmt    For    For    For
1.5  

Elect Director Christopher C. Davis

   Mgmt    For    For    For
1.6  

Elect Director Barry Diller

   Mgmt    For    For    For
1.7  

Elect Director Helene D. Gayle

   Mgmt    For    For    For
1.8  

Elect Director Alexis M. Herman

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Kotick

   Mgmt    For    For    For
1.10  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1.11  

Elect Director James Quincey

   Mgmt    For    For    For
1.12  

Elect Director Caroline J. Tsay

   Mgmt    For    For    For
1.13  

Elect Director David B. Weinberg

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

The Coca-Cola Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Report on the Health Impacts and Risks of Sugar in the Company’s Products

   SH    Against    Refer    Against

Lockheed Martin Corporation

 

Meeting Date:    04/25/2019   Country:    USA   Primary Security ID:    539830109
Record Date:    02/22/2019   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    84,337     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1.2  

Elect Director David B. Burritt

   Mgmt    For    For    For
1.3  

Elect Director Bruce A. Carlson

   Mgmt    For    For    For
1.4  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Thomas J. Falk

   Mgmt    For    For    For
1.6  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1.7  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1.8  

Elect Director Vicki A. Hollub

   Mgmt    For    For    For
1.9  

Elect Director Jeh C. Johnson

   Mgmt    For    For    For
1.10  

Elect Director James D. Taiclet, Jr.

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Proxy Access Bylaw

   SH    Against    Against    Against

Pfizer Inc.

 

Meeting Date:    04/25/2019   Country:    USA   Primary Security ID:    717081103
Record Date:    02/26/2019   Meeting Type:    Annual   Ticker:    PFE
     Shares Voted:    1,615,642     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald E. Blaylock

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Pfizer Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director Albert Bourla

   Mgmt    For    For    For
1.3  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1.4  

Elect Director Joseph J. Echevarria

   Mgmt    For    For    For
1.5  

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
1.6  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.7  

Elect Director Dan R. Littman

   Mgmt    For    For    For
1.8  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.9  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1.10  

Elect Director Ian C. Read

   Mgmt    For    For    For
1.11  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    Against
8  

Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation

   SH    Against    Against    Against

Schneider Electric SE

 

Meeting Date:    04/25/2019   Country:    France   Primary Security ID:    F86921107
Record Date:    04/23/2019   Meeting Type:    Annual/Special   Ticker:    SU
     Shares Voted:    351,338     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.35 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Compensation of Jean Pascal Tricoire, Chairman and CEO

   Mgmt    For    Refer    For
6  

Approve Compensation of Emmanuel Babeau, Vice-CEO

   Mgmt    For    Refer    For
7  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    Refer    For
8  

Approve Remuneration Policy of Vice-CEO

   Mgmt    For    Refer    For
9  

Reelect Greg Spierkel as Director

   Mgmt    For    For    For
10  

Elect Carolina Dybeck Happe as Director

   Mgmt    For    For    For
11  

Elect Xuezheng Ma as Director

   Mgmt    For    For    For
12  

Elect Lip Bu Tan as Director

   Mgmt    For    For    For
13  

Approve Remuneration of Directors in the

   Mgmt    For    Refer    For
 

Aggregate Amount of EUR 2.5 Million

           
14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
15  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million

   Mgmt    For    For    Against
16  

Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
17  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million

   Mgmt    For    For    For
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 and 17

   Mgmt    For    For    For
19  

Authorize Capital Increase of up to 9.93 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
20  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million

   Mgmt    For    Refer    For
21  

Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
24  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
 

Ordinary Business

   Mgmt         
25  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Texas Instruments Incorporated

 

Meeting Date:    04/25/2019   Country:    USA   Primary Security ID:    882508104
Record Date:    02/25/2019   Meeting Type:    Annual   Ticker:    TXN
     Shares Voted:    70,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mark A. Blinn

   Mgmt    For    For    For
1b  

Elect Director Todd M. Bluedorn

   Mgmt    For    For    For
1c  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1d  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1e  

Elect Director Martin S. Craighead

   Mgmt    For    For    For
1f  

Elect Director Jean M. Hobby

   Mgmt    For    For    For
1g  

Elect Director Ronald Kirk

   Mgmt    For    For    For
1h  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1i  

Elect Director Robert E. Sanchez

   Mgmt    For    For    For
1j  

Elect Director Richard K. Templeton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Merck KGaA

 

Meeting Date:    04/26/2019   Country:    Germany   Primary Security ID:    D5357W103
Record Date:    04/04/2019   Meeting Type:    Annual   Ticker:    MRK
     Shares Voted:    223,517     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)

   Mgmt         
2  

Accept Financial Statements and Statutory Reports for Fiscal 2018

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.25 per Share

   Mgmt    For    For    For
4  

Approve Discharge of Management Board for Fiscal 2018

   Mgmt    For    For    For
5  

Approve Discharge of Supervisory Board for Fiscal 2018

   Mgmt    For    For    For
6  

Ratify KPMG AG as Auditors for Fiscal 2019

   Mgmt    For    For    For
7.1  

Elect Wolfgang Buechele to the Supervisory Board

   Mgmt    For    For    For
7.2  

Elect Michael Kleinemeier to the Supervisory Board

   Mgmt    For    For    For
7.3  

Elect Renate Koehler to the Supervisory Board

   Mgmt    For    For    For
7.4  

Elect Helene von Roeder to the Supervisory Board

   Mgmt    For    For    For
7.5  

Elect Helga Ruebsamen-Schaeff to the Supervisory Board

   Mgmt    For    For    For
7.6  

Elect Daniel Thelen to the Supervisory Board

   Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/29/2019   Country:    USA   Primary Security ID:    26875P101
Record Date:    03/01/2019   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    276,306     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director Robert P. Daniels

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

EOG Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d  

Elect Director James C. Day

   Mgmt    For    For    For
1e  

Elect Director C. Christopher Gaut

   Mgmt    For    For    For
1f  

Elect Director Julie J. Robertson

   Mgmt    For    For    For
1g  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1h  

Elect Director William R. Thomas

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Ferguson Plc

 

Meeting Date:    04/29/2019   Country:    Jersey   Primary Security ID:    G3408R113
Record Date:    04/25/2019   Meeting Type:    Special   Ticker:    FERG
     Shares Voted:    302,031     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Introduction of a New Jersey Incorporated and UK Tax-resident Holding Company

   Mgmt    For    Refer    For
2  

Approve Cancellation of Share Premium Account

   Mgmt    For    Refer    For
3  

Approve Delisting of Ordinary Shares from the Official List

   Mgmt    For    Refer    For
4  

Approve Change of Company Name to Ferguson Holdings Limited; Amend Memorandum of Association

   Mgmt    For    Refer    For
5  

Adopt New Articles of Association

   Mgmt    For    Refer    For
6  

Approve Employee Share Purchase Plan, International Sharesave Plan and Long Term Incentive Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 6 - Ivy Asset Strategy Fund

 

Ferguson Plc

 

Meeting Date:    04/29/2019   Country:    Jersey   Primary Security ID:    G3408R113
Record Date:    04/25/2019   Meeting Type:    Court   Ticker:    FERG
     Shares Voted:    302,031     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Court Meeting

   Mgmt         
1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/01/2019   Country:    USA   Primary Security ID:    127097103
Record Date:    03/05/2019   Meeting Type:    Annual   Ticker:    COG
     Shares Voted:    718,027     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec