N-PX 1 d791890dnpx.htm IVY FUNDS (FYE 6/30) Ivy Funds (FYE 6/30)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-6569

IVY FUNDS

(Exact Name as Specified in Charter)

6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: June 30

Date of reporting period: July 1, 2018 to June 30, 2019


IVY ACCUMULATIVE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

The Walt Disney Company

 

Meeting Date:    07/27/2018   Country:    USA   Primary Security ID:    254687106
Record Date:    05/29/2018   Meeting Type:    Special   Ticker:    DIS
     Shares Voted:    435,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Xilinx, Inc.

 

Meeting Date:    08/01/2018   Country:    USA   Primary Security ID:    983919101
Record Date:    06/07/2018   Meeting Type:    Annual   Ticker:    XLNX
     Shares Voted:    140,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis Segers

   Mgmt    For    For    For
1.2  

Elect Director Raman Chitkara

   Mgmt    For    For    For
1.3  

Elect Director Saar Gillai

   Mgmt    For    For    For
1.4  

Elect Director Ronald S. Jankov

   Mgmt    For    For    For
1.5  

Elect Director Mary Louise Krakauer

   Mgmt    For    For    For
1.6  

Elect Director Thomas H. Lee

   Mgmt    For    For    For
1.7  

Elect Director J. Michael Patterson

   Mgmt    For    For    For
1.8  

Elect Director Victor Peng

   Mgmt    For    For    For
1.9  

Elect Director Albert A. Pimentel

   Mgmt    For    For    For
1.10  

Elect Director Marshall C. Turner

   Mgmt    For    For    For
1.11  

Elect Director Elizabeth W. Vanderslice

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Electronic Arts Inc.

 

Meeting Date:    08/02/2018   Country:    USA   Primary Security ID:    285512109
Record Date:    06/08/2018   Meeting Type:    Annual   Ticker:    EA
     Shares Voted:    135,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Leonard S. Coleman

   Mgmt    For    For    For
1b  

Elect Director Jay C. Hoag

   Mgmt    For    For    For
1c  

Elect Director Jeffrey T. Huber

   Mgmt    For    For    For
1d  

Elect Director Lawrence F. Probst, III

   Mgmt    For    For    For
1e  

Elect Director Talbott Roche

   Mgmt    For    For    For
1f  

Elect Director Richard A. Simonson

   Mgmt    For    For    For
1g  

Elect Director Luis A. Ubinas

   Mgmt    For    For    For
1h  

Elect Director Heidi J. Ueberroth

   Mgmt    For    For    For
1i  

Elect Director Andrew Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Jazz Pharmaceuticals plc

 

Meeting Date:    08/02/2018   Country:    Ireland   Primary Security ID:    G50871105
Record Date:    06/06/2018   Meeting Type:    Annual   Ticker:    JAZZ
     Shares Voted:    145,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter Gray

   Mgmt    For    For    For
1b  

Elect Director Kenneth W. O’Keefe

   Mgmt    For    For    For
1c  

Elect Director Elmar Schnee

   Mgmt    For    For    For
1d  

Elect Director Catherine A. Sohn

   Mgmt    For    For    For
2  

Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

8x8, Inc.

 

Meeting Date:    08/07/2018   Country:    USA   Primary Security ID:    282914100
Record Date:    06/15/2018   Meeting Type:    Annual   Ticker:    EGHT
     Shares Voted:    305,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Guy L. Hecker, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Bryan R. Martin

   Mgmt    For    For    For
1.3  

Elect Director Vikram Verma

   Mgmt    For    For    For
1.4  

Elect Director Eric Salzman

   Mgmt    For    For    For
1.5  

Elect Director Ian Potter

   Mgmt    For    For    For
1.6  

Elect Director Jaswinder Pal Singh

   Mgmt    For    For    For
1.7  

Elect Director Vladimir Jacimovic

   Mgmt    For    For    For
2  

Ratify Moss Adams LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

H&R Block, Inc.

 

Meeting Date:    09/13/2018   Country:    USA   Primary Security ID:    093671105
Record Date:    07/13/2018   Meeting Type:    Annual   Ticker:    HRB
     Shares Voted:    110,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Angela N. Archon

   Mgmt    For    For    For
1b  

Elect Director Paul J. Brown

   Mgmt    For    For    For
1c  

Elect Director Robert A. Gerard

   Mgmt    For    For    For
1d  

Elect Director Richard A. Johnson

   Mgmt    For    For    For
1e  

Elect Director Jeffrey J. Jones, II

   Mgmt    For    For    For
1f  

Elect Director David Baker Lewis

   Mgmt    For    For    For
1g  

Elect Director Victoria J. Reich

   Mgmt    For    For    For
1h  

Elect Director Bruce C. Rohde

   Mgmt    For    For    For
1i  

Elect Director Matthew E. Winter

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

H&R Block, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Christianna Wood

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

   SH    Against    Refer    Against

Deckers Outdoor Corp.

 

Meeting Date:    09/14/2018   Country:    USA   Primary Security ID:    243537107
Record Date:    07/18/2018   Meeting Type:    Annual   Ticker:    DECK
     Shares Voted:    40,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John M. Gibbons

   Mgmt    For    For    For
1.2  

Elect Director Nelson C. Chan

   Mgmt    For    For    For
1.3  

Elect Director Cynthia (Cindy) L. Davis

   Mgmt    For    For    For
1.4  

Elect Director Michael F. Devine, III

   Mgmt    For    For    For
1.5  

Elect Director William L. McComb

   Mgmt    For    For    For
1.6  

Elect Director David Powers

   Mgmt    For    For    For
1.7  

Elect Director James Quinn

   Mgmt    For    For    For
1.8  

Elect Director Lauri M. Shanahan

   Mgmt    For    For    For
1.9  

Elect Director Brian A. Spaly

   Mgmt    For    For    For
1.10  

Elect Director Bonita C. Stewart

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Integrated Device Technology, Inc.

 

Meeting Date:    09/17/2018   Country:    USA   Primary Security ID:    458118106
Record Date:    07/25/2018   Meeting Type:    Annual   Ticker:    IDTI
     Shares Voted:    245,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ken Kannappan

   Mgmt    For    For    For
1.2  

Elect Director Selena Loh LaCroix

   Mgmt    For    For    For
1.3  

Elect Director Umesh Padval

   Mgmt    For    For    For
1.4  

Elect Director Gordon Parnell

   Mgmt    For    For    For
1.5  

Elect Director Robert Rango

   Mgmt    For    For    For
1.6  

Elect Director Norman Taffe

   Mgmt    For    For    For
1.7  

Elect Director Gregory L. Waters

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

FedEx Corp.

 

Meeting Date:    09/24/2018   Country:    USA   Primary Security ID:    31428X106
Record Date:    07/30/2018   Meeting Type:    Annual   Ticker:    FDX
     Shares Voted:    80,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John A. Edwardson

   Mgmt    For    For    For
1.2  

Elect Director Marvin R. Ellison

   Mgmt    For    For    For
1.3  

Elect Director Susan Patricia Griffith

   Mgmt    For    For    For
1.4  

Elect Director John C. (Chris) Inglis

   Mgmt    For    For    For
1.5  

Elect Director Kimberly A. Jabal

   Mgmt    For    For    For
1.6  

Elect Director Shirley Ann Jackson

   Mgmt    For    For    For
1.7  

Elect Director R. Brad Martin

   Mgmt    For    For    For
1.8  

Elect Director Joshua Cooper Ramo

   Mgmt    For    For    For
1.9  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1.10  

Elect Director Frederick W. Smith

   Mgmt    For    For    For
1.11  

Elect Director David P. Steiner

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

FedEx Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.12  

Elect Director Paul S. Walsh

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Bylaw Amendment Confirmation by Shareholders

   SH    Against    Refer    Against

Tapestry, Inc.

 

Meeting Date:    11/08/2018   Country:    USA   Primary Security ID:    876030107
Record Date:    09/07/2018   Meeting Type:    Annual   Ticker:    TPR
     Shares Voted:    145,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Darrell Cavens

   Mgmt    For    For    For
1b  

Elect Director David Denton

   Mgmt    For    For    For
1c  

Elect Director Anne Gates

   Mgmt    For    For    For
1d  

Elect Director Andrea Guerra

   Mgmt    For    For    For
1e  

Elect Director Susan Kropf

   Mgmt    For    For    For
1f  

Elect Director Annabelle Yu Long

   Mgmt    For    For    For
1g  

Elect Director Victor Luis

   Mgmt    For    For    For
1h  

Elect Director Ivan Menezes

   Mgmt    For    For    For
1i  

Elect Director William Nuti

   Mgmt    For    Refer    Against
1j  

Elect Director Jide Zeitlin

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Westinghouse Air Brake Technologies Corp.

 

Meeting Date:    11/14/2018   Country:    USA   Primary Security ID:    929740108
Record Date:    10/11/2018   Meeting Type:    Special   Ticker:    WAB
     Shares Voted:    65,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
2  

Increase Authorized Common Stock

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Microsoft Corp.

 

Meeting Date:    11/28/2018   Country:    USA   Primary Security ID:    594918104
Record Date:    09/26/2018   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    715,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.2  

Elect Director Reid G. Hoffman

   Mgmt    For    For    For
1.3  

Elect Director Hugh F. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.5  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.6  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.7  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.8  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.9  

Elect Director Penny S. Pritzker

   Mgmt    For    For    For
1.10  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.11  

Elect Director Arne M. Sorenson

   Mgmt    For    For    For
1.12  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.13  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.14  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Shire Plc

 

Meeting Date:    12/05/2018   Country:    Jersey   Primary Security ID:    G8124V108
Record Date:    11/07/2018   Meeting Type:    Special   Ticker:    SHP
     Shares Voted:    90,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Court Meeting

   Mgmt         
1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For
 

Extraordinary General Meeting

   Mgmt         
1  

Approve Matters Relating to the Recommended Cash and Share Offer for Shire plc by Takeda Pharmaceutical Company Limited

   Mgmt    For    Refer    For

Vail Resorts, Inc.

 

Meeting Date:    12/06/2018   Country:    USA   Primary Security ID:    91879Q109
Record Date:    10/09/2018   Meeting Type:    Annual   Ticker:    MTN
     Shares Voted:    48,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan L. Decker

   Mgmt    For    For    For
1b  

Elect Director Roland A. Hernandez

   Mgmt    For    For    For
1c  

Elect Director Robert A. Katz

   Mgmt    For    For    For
1d  

Elect Director John T. Redmond

   Mgmt    For    For    For
1e  

Elect Director Michele Romanow

   Mgmt    For    For    For
1f  

Elect Director Hilary A. Schneider

   Mgmt    For    For    For
1g  

Elect Director D. Bruce Sewell

   Mgmt    For    For    For
1h  

Elect Director John F. Sorte

   Mgmt    For    For    For
1i  

Elect Director Peter A. Vaughn

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Medtronic Plc

 

Meeting Date:    12/07/2018   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/09/2018   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    175,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For
1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For
1g  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1h  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For
1i  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1j  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Costco Wholesale Corp.

 

Meeting Date:    01/24/2019   Country:    USA   Primary Security ID:    22160K105
Record Date:    11/19/2018   Meeting Type:    Annual   Ticker:    COST
     Shares Voted:    50,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Hamilton E. James

   Mgmt    For    For    For
1.2  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.3  

Elect Director Mary Agnes (Maggie) Wilderotter

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Costco Wholesale Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Declassify the Board of Directors

   Mgmt    For    For    For
6  

Reduce Supermajority Vote Requirement

   Mgmt    For    For    For
7  

Report on Human Rights Risk Assessment Process

   SH    Against    Against    Against

Visa, Inc.

 

Meeting Date:    01/29/2019   Country:    USA   Primary Security ID:    92826C839
Record Date:    11/30/2018   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    135,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director John F. Lundgren

   Mgmt    For    For    For
1f  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1g  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
1h  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1i  

Elect Director John A.C. Swainson

   Mgmt    For    For    For
1j  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Woodward, Inc.

 

Meeting Date:    01/30/2019   Country:    USA   Primary Security ID:    980745103
Record Date:    12/03/2018   Meeting Type:    Annual   Ticker:    WWD
     Shares Voted:    142,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John D. Cohn

   Mgmt    For    For    For
1.2  

Elect Director Eileen P. Drake

   Mgmt    For    For    For
1.3  

Elect Director James R. Rulseh

   Mgmt    For    For    For
1.4  

Elect Director Gregg C. Sengstack

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Apple, Inc.

 

Meeting Date:    03/01/2019   Country:    USA   Primary Security ID:    037833100
Record Date:    01/02/2019   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    144,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director James Bell

   Mgmt    For    For    For
1b  

Elect Director Tim Cook

   Mgmt    For    For    For
1c  

Elect Director Al Gore

   Mgmt    For    For    For
1d  

Elect Director Bob Iger

   Mgmt    For    For    For
1e  

Elect Director Andrea Jung

   Mgmt    For    For    For
1f  

Elect Director Art Levinson

   Mgmt    For    For    For
1g  

Elect Director Ron Sugar

   Mgmt    For    For    For
1h  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access Amendments

   SH    Against    Against    Against
5  

Disclose Board Diversity and Qualifications

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

The Walt Disney Co.

 

Meeting Date:    03/07/2019   Country:    USA   Primary Security ID:    254687106
Record Date:    01/07/2019   Meeting Type:    Annual   Ticker:    DIS
     Shares Voted:    329,289     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan E. Arnold

   Mgmt    For    For    For
1b  

Elect Director Mary T. Barra

   Mgmt    For    For    For
1c  

Elect Director Safra A. Catz

   Mgmt    For    For    For
1d  

Elect Director Francis A. deSouza

   Mgmt    For    For    For
1e  

Elect Director Michael Froman

   Mgmt    For    For    For
1f  

Elect Director Robert A. Iger

   Mgmt    For    For    For
1g  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1h  

Elect Director Mark G. Parker

   Mgmt    For    For    For
1i  

Elect Director Derica W. Rice

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against

QUALCOMM, Inc.

 

Meeting Date:    03/12/2019   Country:    USA   Primary Security ID:    747525103
Record Date:    01/14/2019   Meeting Type:    Annual   Ticker:    QCOM
     Shares Voted:    450,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Barbara T. Alexander

   Mgmt    For    For    For
1b  

Elect Director Mark Fields

   Mgmt    For    For    For
1c  

Elect Director Jeffrey W. Henderson

   Mgmt    For    For    For
1d  

Elect Director Ann M. Livermore

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

QUALCOMM, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1e  

Elect Director Harish Manwani

   Mgmt    For    For    For
1f  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
1g  

Elect Director Steve Mollenkopf

   Mgmt    For    For    For
1h  

Elect Director Clark T. “Sandy” Randt, Jr.

   Mgmt    For    For    For
1i  

Elect Director Francisco Ros

   Mgmt    For    For    For
1j  

Elect Director Irene B. Rosenfeld

   Mgmt    For    For    For
1k  

Elect Director Neil Smit

   Mgmt    For    For    For
1l  

Elect Director Anthony J. Vinciquerra

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Analog Devices, Inc.

 

Meeting Date:    03/13/2019   Country:    USA   Primary Security ID:    032654105
Record Date:    01/07/2019   Meeting Type:    Annual   Ticker:    ADI
     Shares Voted:    285,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ray Stata

   Mgmt    For    For    For
1b  

Elect Director Vincent Roche

   Mgmt    For    For    For
1c  

Elect Director James A. Champy

   Mgmt    For    For    For
1d  

Elect Director Anantha P. Chandrakasan

   Mgmt    For    For    For
1e  

Elect Director Bruce R. Evans

   Mgmt    For    For    For
1f  

Elect Director Edward H. Frank

   Mgmt    For    For    For
1g  

Elect Director Karen M. Golz

   Mgmt    For    For    For
1h  

Elect Director Mark M. Little

   Mgmt    For    For    For
1i  

Elect Director Neil Novich

   Mgmt    For    For    For
1j  

Elect Director Kenton J. Sicchitano

   Mgmt    For    For    For
1k  

Elect Director Lisa T. Su

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Analog Devices, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against

Starbucks Corp.

 

Meeting Date:    03/20/2019   Country:    USA   Primary Security ID:    855244109
Record Date:    01/10/2019   Meeting Type:    Annual   Ticker:    SBUX
     Shares Voted:    345,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1b  

Elect Director Mary N. Dillon

   Mgmt    For    For    For
1c  

Elect Director Mellody Hobson

   Mgmt    For    For    For
1d  

Elect Director Kevin R. Johnson

   Mgmt    For    For    For
1e  

Elect Director Jorgen Vig Knudstorp

   Mgmt    For    For    For
1f  

Elect Director Satya Nadella

   Mgmt    For    For    For
1g  

Elect Director Joshua Cooper Ramo

   Mgmt    For    For    For
1h  

Elect Director Clara Shih

   Mgmt    For    For    For
1i  

Elect Director Javier G. Teruel

   Mgmt    For    For    For
1j  

Elect Director Myron E. Ullman, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Adopt a Policy on Board Diversity

   SH    Against    Against    Against
5  

Report on Sustainable Packaging

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Adobe Inc.

 

Meeting Date:    04/11/2019   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/13/2019   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    104,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy L. Banse

   Mgmt    For    For    For
1b  

Elect Director Frank A. Calderoni

   Mgmt    For    For    For
1c  

Elect Director James E. Daley

   Mgmt    For    For    For
1d  

Elect Director Laura B. Desmond

   Mgmt    For    For    For
1e  

Elect Director Charles M. Geschke

   Mgmt    For    For    For
1f  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1g  

Elect Director Kathleen Oberg

   Mgmt    For    For    For
1h  

Elect Director Dheeraj Pandey

   Mgmt    For    For    For
1i  

Elect Director David A. Ricks

   Mgmt    For    For    For
1j  

Elect Director Daniel L. Rosensweig

   Mgmt    For    For    For
1k  

Elect Director John E. Warnock

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Gender Pay Gap

   SH    Against    Against    Against

Stanley Black & Decker, Inc.

 

Meeting Date:    04/17/2019   Country:    USA   Primary Security ID:    854502101
Record Date:    02/15/2019   Meeting Type:    Annual   Ticker:    SWK
     Shares Voted:    152,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrea J. Ayers

   Mgmt    For    For    For
1.2  

Elect Director George W. Buckley

   Mgmt    For    For    For
1.3  

Elect Director Patrick D. Campbell

   Mgmt    For    For    For
1.4  

Elect Director Carlos M. Cardoso

   Mgmt    For    For    For
1.5  

Elect Director Robert B. Coutts

   Mgmt    For    For    For
1.6  

Elect Director Debra A. Crew

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Stanley Black & Decker, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.7  

Elect Director Michael D. Hankin

   Mgmt    For    For    For
1.8  

Elect Director James M. Loree

   Mgmt    For    For    For
1.9  

Elect Director James H. Scholefield

   Mgmt    For    For    For
1.10  

Elect Director Dmitri L. Stockton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

The Sherwin-Williams Company

 

Meeting Date:    04/17/2019   Country:    USA   Primary Security ID:    824348106
Record Date:    02/19/2019   Meeting Type:    Annual   Ticker:    SHW
     Shares Voted:    55,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kerrii B. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Arthur F. Anton

   Mgmt    For    For    For
1.3  

Elect Director Jeff M. Fettig

   Mgmt    For    For    For
1.4  

Elect Director David F. Hodnik

   Mgmt    For    For    For
1.5  

Elect Director Richard J. Kramer

   Mgmt    For    For    For
1.6  

Elect Director Susan J. Kropf

   Mgmt    For    For    For
1.7  

Elect Director John G. Morikis

   Mgmt    For    For    For
1.8  

Elect Director Christine A. Poon

   Mgmt    For    For    For
1.9  

Elect Director John M. Stropki

   Mgmt    For    For    For
1.10  

Elect Director Michael H. Thaman

   Mgmt    For    For    For
1.11  

Elect Director Matthew Thornton, III

   Mgmt    For    For    For
1.12  

Elect Director Steven H. Wunning

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Fiserv, Inc.

 

Meeting Date:    04/18/2019   Country:    USA   Primary Security ID:    337738108
Record Date:    03/11/2019   Meeting Type:    Special   Ticker:    FISV
     Shares Voted:    389,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Spotify Technology SA

 

Meeting Date:    04/18/2019   Country:    Luxembourg   Primary Security ID:    L8681T102
Record Date:    03/15/2019   Meeting Type:    Annual   Ticker:    SPOT
     Shares Voted:    132,348     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3  

Approve Discharge of Directors

   Mgmt    For    For    For
4.a  

Elect Daniel Ek as A Director

   Mgmt    For    For    Against
4.b  

Elect Martin Lorentzon as A Director

   Mgmt    For    For    Against
4.c  

Elect Shishir Samir Mehrotra as A Director

   Mgmt    For    For    For
4.d  

Elect Christopher Marshall as B Director

   Mgmt    For    For    For
4.e  

Elect Heidi O’Neill as B Director

   Mgmt    For    For    For
4.f  

Elect Ted Sarandos as B Director

   Mgmt    For    For    For
4.g  

Elect Thomas Owen Staggs as B Director

   Mgmt    For    For    For
4.h  

Elect Cristina Mayville Stenbeck as B Director

   Mgmt    For    For    For
4.i  

Elect Padmasree Warrior as B Director

   Mgmt    For    For    For
5  

Appoint Ernst & Young as Auditor

   Mgmt    For    For    For
6  

Approve Remuneration of Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Spotify Technology SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Authorize Guy Harles and Alexandre Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws

   Mgmt    For    For    For

Domino’s Pizza, Inc.

 

Meeting Date:    04/23/2019   Country:    USA   Primary Security ID:    25754A201
Record Date:    03/01/2019   Meeting Type:    Annual   Ticker:    DPZ
     Shares Voted:    77,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David A. Brandon

   Mgmt    For    For    For
1.2  

Elect Director Richard E. Allison, Jr.

   Mgmt    For    For    For
1.3  

Elect Director C. Andrew Ballard

   Mgmt    For    For    For
1.4  

Elect Director Andrew B. Balson

   Mgmt    For    For    For
1.5  

Elect Director Corie S. Barry

   Mgmt    For    For    For
1.6  

Elect Director Diana F. Cantor

   Mgmt    For    For    For
1.7  

Elect Director Richard L. Federico

   Mgmt    For    For    For
1.8  

Elect Director James A. Goldman

   Mgmt    For    For    For
1.9  

Elect Director Patricia E. Lopez

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Intuitive Surgical, Inc.

 

Meeting Date:    04/25/2019   Country:    USA   Primary Security ID:    46120E602
Record Date:    03/01/2019   Meeting Type:    Annual   Ticker:    ISRG
     Shares Voted:    30,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Craig H. Barratt

   Mgmt    For    For    For
1b  

Elect Director Gary S. Guthart

   Mgmt    For    For    For
1c  

Elect Director Amal M. Johnson

   Mgmt    For    For    For
1d  

Elect Director Don R. Kania

   Mgmt    For    For    For
1e  

Elect Director Keith R. Leonard, Jr.

   Mgmt    For    For    For
1f  

Elect Director Alan J. Levy

   Mgmt    For    For    For
1g  

Elect Director Jami Dover Nachtsheim

   Mgmt    For    For    For
1h  

Elect Director Mark J. Rubash

   Mgmt    For    For    For
1i  

Elect Director Lonnie M. Smith

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For
5  

Adopt Simple Majority Vote

   SH    Against    For    For

The Boeing Company

 

Meeting Date:    04/29/2019   Country:    USA   Primary Security ID:    097023105
Record Date:    02/28/2019   Meeting Type:    Annual   Ticker:    BA
     Shares Voted:    89,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert A. Bradway

   Mgmt    For    For    For
1b  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1c  

Elect Director Arthur D. Collins, Jr.

   Mgmt    For    For    For
1d  

Elect Director Edmund P. Giambastiani, Jr.

   Mgmt    For    For    For
1e  

Elect Director Lynn J. Good

   Mgmt    For    For    For
1f  

Elect Director Nikki R. Haley

   Mgmt    For    For    For
1g  

Elect Director Lawrence W. Kellner

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

The Boeing Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h  

Elect Director Caroline B. Kennedy

   Mgmt    For    For    For
1i  

Elect Director Edward M. Liddy

   Mgmt    For    For    For
1j  

Elect Director Dennis A. Muilenburg

   Mgmt    For    For    For
1k  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1l  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
1m  

Elect Director Mike S. Zafirovski

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Adjust Executive Compensation Metrics for Share Buybacks

   SH    Against    Refer    Against
6  

Require Independent Board Chairman

   SH    Against    Refer    Against
7  

Amend Proxy Access Right

   SH    Against    Against    Against
8  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against

ServiceMaster Global Holdings, Inc.

 

Meeting Date:    04/30/2019   Country:    USA   Primary Security ID:    81761R109
Record Date:    03/07/2019   Meeting Type:    Annual   Ticker:    SERV
     Shares Voted:    217,626     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Laurie Ann Goldman

   Mgmt    For    For    For
1B  

Elect Director Steven B. Hochhauser

   Mgmt    For    For    For
1C  

Elect Director Nikhil M. Varty

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Danaher Corporation

 

Meeting Date:    05/07/2019   Country:    USA   Primary Security ID:    235851102
Record Date:    03/11/2019   Meeting Type:    Annual   Ticker:    DHR
     Shares Voted:    288,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donald J. Ehrlich

   Mgmt    For    Refer    Against
1.2  

Elect Director Linda Hefner Filler

   Mgmt    For    For    For
1.3  

Elect Director Thomas P. Joyce, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Teri List-Stoll

   Mgmt    For    Refer    Against
1.5  

Elect Director Walter G. Lohr, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Mitchell P. Rales

   Mgmt    For    For    For
1.7  

Elect Director Steven M. Rales

   Mgmt    For    For    For
1.8  

Elect Director John T. Schwieters

   Mgmt    For    Refer    Against
1.9  

Elect Director Alan G. Spoon

   Mgmt    For    For    For
1.10  

Elect Director Raymond C. Stevens

   Mgmt    For    For    For
1.11  

Elect Director Elias A. Zerhouni

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    For

O’Reilly Automotive, Inc.

 

Meeting Date:    05/07/2019   Country:    USA   Primary Security ID:    67103H107
Record Date:    02/28/2019   Meeting Type:    Annual   Ticker:    ORLY
     Shares Voted:    61,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David O’Reilly

   Mgmt    For    For    For
1b  

Elect Director Larry O’Reilly

   Mgmt    For    For    For
1c  

Elect Director Rosalie O’Reilly Wooten

   Mgmt    For    For    For
1d  

Elect Director Greg Henslee

   Mgmt    For    For    For
1e  

Elect Director Jay D. Burchfield

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

O’Reilly Automotive, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Thomas T. Hendrickson

   Mgmt    For    For    For
1g  

Elect Director John R. Murphy

   Mgmt    For    For    For
1h  

Elect Director Dana M. Perlman

   Mgmt    For    For    For
1i  

Elect Director Andrea M. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Elanco Animal Health Incorporated

 

Meeting Date:    05/08/2019   Country:    USA   Primary Security ID:    28414H103
Record Date:    03/22/2019   Meeting Type:    Annual   Ticker:    ELAN
     Shares Voted:    1,322,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Kapila Kapur Anand

   Mgmt    For    For    For
1b  

Elect Director John “J.P.” P. Bilbrey

   Mgmt    For    For    For
1c  

Elect Director R. David Hoover

   Mgmt    For    Refer    Against
1d  

Elect Director Lawrence E. Kurzius

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Gardner Denver Holdings, Inc.

 

Meeting Date:    05/09/2019   Country:    USA   Primary Security ID:    36555P107
Record Date:    03/13/2019   Meeting Type:    Annual   Ticker:    GDI
     Shares Voted:    182,374     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Vicente Reynal

   Mgmt    For    For    For
1b  

Elect Director John Humphrey

   Mgmt    For    For    For
1c  

Elect Director Joshua T. Weisenbeck

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Inogen, Inc.

 

Meeting Date:    05/09/2019   Country:    USA   Primary Security ID:    45780L104
Record Date:    03/15/2019   Meeting Type:    Annual   Ticker:    INGN
     Shares Voted:    193,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Loren McFarland

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Benjamin Anderson-Ray

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Scott Wilkinson

   Mgmt    For    Refer    Withhold
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Tactile Systems Technology, Inc.

 

Meeting Date:    05/09/2019   Country:    USA   Primary Security ID:    87357P100
Record Date:    03/13/2019   Meeting Type:    Annual   Ticker:    TCMD
     Shares Voted:    404,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William W. Burke

   Mgmt    For    For    For
1.2  

Elect Director Raymond O. Huggenberger

   Mgmt    For    For    For
1.3  

Elect Director Gerald R. Mattys

   Mgmt    For    For    For
1.4  

Elect Director Richard J. Nigon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Tactile Systems Technology, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.5  

Elect Director Cheryl Pegus

   Mgmt    For    For    For
1.6  

Elect Director Kevin H. Roche

   Mgmt    For    For    For
1.7  

Elect Director Peter H. Soderberg

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Eliminate Supermajority Vote Requirement to Amend Bylaws

   Mgmt    For    For    For

Align Technology, Inc.

 

Meeting Date:    05/15/2019   Country:    USA   Primary Security ID:    016255101
Record Date:    03/20/2019   Meeting Type:    Annual   Ticker:    ALGN
     Shares Voted:    84,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kevin J. Dallas

   Mgmt    For    For    For
1.2  

Elect Director Joseph M. Hogan

   Mgmt    For    For    For
1.3  

Elect Director Joseph Lacob

   Mgmt    For    For    For
1.4  

Elect Director C. Raymond Larkin, Jr.

   Mgmt    For    For    For
1.5  

Elect Director George J. Morrow

   Mgmt    For    For    For
1.6  

Elect Director Thomas M. Prescott

   Mgmt    For    For    For
1.7  

Elect Director Andrea L. Saia

   Mgmt    For    For    For
1.8  

Elect Director Greg J. Santora

   Mgmt    For    For    For
1.9  

Elect Director Susan E. Siegel

   Mgmt    For    For    For
1.10  

Elect Director Warren S. Thaler

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

American Tower Corporation

 

Meeting Date:    05/21/2019   Country:    USA   Primary Security ID:    03027X100
Record Date:    03/27/2019   Meeting Type:    Annual   Ticker:    AMT
     Shares Voted:    107,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Raymond P. Dolan

   Mgmt    For    For    For
1b  

Elect Director Robert D. Hormats

   Mgmt    For    For    For
1c  

Elect Director Gustavo Lara Cantu

   Mgmt    For    For    For
1d  

Elect Director Grace D. Lieblein

   Mgmt    For    For    For
1e  

Elect Director Craig Macnab

   Mgmt    For    For    For
1f  

Elect Director JoAnn A. Reed

   Mgmt    For    For    For
1g  

Elect Director Pamela D.A. Reeve

   Mgmt    For    For    For
1h  

Elect Director David E. Sharbutt

   Mgmt    For    For    For
1i  

Elect Director James D. Taiclet

   Mgmt    For    For    For
1j  

Elect Director Samme L. Thompson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Report on Political Contributions

   SH    Against    Against    Against

Amazon.com, Inc.

 

Meeting Date:    05/22/2019   Country:    USA   Primary Security ID:    023135106
Record Date:    03/28/2019   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    30,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1c  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1d  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For
1e  

Elect Director Judith A. McGrath

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Management of Food Waste

   SH    Against    Refer    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
6  

Prohibit Sales of Facial Recognition Technology to Government Agencies

   SH    Against    Refer    Against
7  

Report on Impact of Government Use of Facial Recognition Technologies

   SH    Against    Refer    Against
8  

Report on Products Promoting Hate Speech

   SH    Against    Refer    Against
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Report on Sexual Harassment

   SH    Against    Refer    Against
11  

Report on Climate Change

   SH    Against    Refer    Against
12  

Disclose a Board of Directors’ Qualification Matrix

   SH    Against    Against    Against
13  

Report on Gender Pay Gap

   SH    Against    Against    Against
14  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Against    Against
15  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Fiserv, Inc.

 

Meeting Date:    05/22/2019   Country:    USA   Primary Security ID:    337738108
Record Date:    03/25/2019   Meeting Type:    Annual   Ticker:    FISV
     Shares Voted:    389,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alison Davis

   Mgmt    For    For    For
1.2  

Elect Director Harry F. DiSimone

   Mgmt    For    For    For
1.3  

Elect Director John Y. Kim

   Mgmt    For    For    For
1.4  

Elect Director Dennis F. Lynch

   Mgmt    For    For    For
1.5  

Elect Director Denis J. O’Leary

   Mgmt    For    For    For
1.6  

Elect Director Glenn M. Renwick

   Mgmt    For    For    For
1.7  

Elect Director Kim M. Robak

   Mgmt    For    For    For
1.8  

Elect Director JD Sherman

   Mgmt    For    For    For
1.9  

Elect Director Doyle R. Simons

   Mgmt    For    For    For
1.10  

Elect Director Jeffery W. Yabuki

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Report on Political Contributions

   SH    Against    Against    Against

NVIDIA Corporation

 

Meeting Date:    05/22/2019   Country:    USA   Primary Security ID:    67066G104
Record Date:    03/25/2019   Meeting Type:    Annual   Ticker:    NVDA
     Shares Voted:    130,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert K. Burgess

   Mgmt    For    For    For
1b  

Elect Director Tench Coxe

   Mgmt    For    For    For
1c  

Elect Director Persis S. Drell

   Mgmt    For    For    For
1d  

Elect Director James C. Gaither

   Mgmt    For    For    For
1e  

Elect Director Jen-Hsun Huang

   Mgmt    For    For    For
1f  

Elect Director Dawn Hudson

   Mgmt    For    For    For
1g  

Elect Director Harvey C. Jones

   Mgmt    For    For    For
1h  

Elect Director Michael G. McCaffery

   Mgmt    For    For    For
1i  

Elect Director Stephen C. Neal

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

NVIDIA Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Mark L. Perry

   Mgmt    For    For    For
1k  

Elect Director A. Brooke Seawell

   Mgmt    For    For    For
1l  

Elect Director Mark A. Stevens

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Eliminate Supermajority Vote Requirement to Remove Director Without Cause

   Mgmt    For    For    For

PayPal Holdings, Inc.

 

Meeting Date:    05/22/2019   Country:    USA   Primary Security ID:    70450Y103
Record Date:    03/29/2019   Meeting Type:    Annual   Ticker:    PYPL
     Shares Voted:    227,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Rodney C. Adkins

   Mgmt    For    For    For
1b  

Elect Director Wences Casares

   Mgmt    For    For    For
1c  

Elect Director Jonathan Christodoro

   Mgmt    For    For    For
1d  

Elect Director John J. Donahoe

   Mgmt    For    For    For
1e  

Elect Director David W. Dorman

   Mgmt    For    For    For
1f  

Elect Director Belinda J. Johnson

   Mgmt    For    For    For
1g  

Elect Director Gail J. McGovern

   Mgmt    For    For    For
1h  

Elect Director Deborah M. Messemer

   Mgmt    For    For    For
1i  

Elect Director David M. Moffett

   Mgmt    For    For    For
1j  

Elect Director Ann M. Sarnoff

   Mgmt    For    For    For
1k  

Elect Director Daniel H. Schulman

   Mgmt    For    For    For
1l  

Elect Director Frank D. Yeary

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    Against    Against
5  

Amend Board Governance Documents to Define Human Rights Responsibilities

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Aerie Pharmaceuticals, Inc.

 

Meeting Date:    05/23/2019   Country:    USA   Primary Security ID:    00771V108
Record Date:    03/26/2019   Meeting Type:    Annual   Ticker:    AERI
     Shares Voted:    679,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gerald D. Cagle

   Mgmt    For    For    For
1.2  

Elect Director Richard Croarkin

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

MGP Ingredients, Inc.

 

Meeting Date:    05/23/2019   Country:    USA   Primary Security ID:    55303J106
Record Date:    03/25/2019   Meeting Type:    Annual   Ticker:    MGPI
     Shares Voted:    178,254     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director James L. Bareuther

   Mgmt    For    For    For
1B  

Elect Director Terrence P. Dunn

   Mgmt    For    For    For
1C  

Elect Director Anthony P. Foglio

   Mgmt    For    For    For
1D  

Elect Director David J. Colo

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Five9, Inc.

 

Meeting Date:    05/28/2019   Country:    USA   Primary Security ID:    338307101
Record Date:    04/01/2019   Meeting Type:    Annual   Ticker:    FIVN
     Shares Voted:    606,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jack Acosta

   Mgmt    For    Refer    For
1.2  

Elect Director Rowan Trollope

   Mgmt    For    Refer    For
1.3  

Elect Director David S. Welsh

   Mgmt    For    Refer    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

DexCom, Inc.

 

Meeting Date:    05/30/2019   Country:    USA   Primary Security ID:    252131107
Record Date:    04/08/2019   Meeting Type:    Annual   Ticker:    DXCM
     Shares Voted:    215,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven R. Altman

   Mgmt    For    For    For
1b  

Elect Director Barbara E. Kahn

   Mgmt    For    For    For
1c  

Elect Director Jay S. Skyler

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Insulet Corporation

 

Meeting Date:    05/30/2019   Country:    USA   Primary Security ID:    45784P101
Record Date:    04/05/2019   Meeting Type:    Annual   Ticker:    PODD
     Shares Voted:    228,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jessica Hopfield

   Mgmt    For    For    For
1.2  

Elect Director David Lemoine

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Ratify Grant Thornton LLP as Auditor

   Mgmt    For    For    For

Intersect ENT, Inc.

 

Meeting Date:    06/04/2019   Country:    USA   Primary Security ID:    46071F103
Record Date:    04/09/2019   Meeting Type:    Annual   Ticker:    XENT
     Shares Voted:    427,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kieran T. Gallahue

   Mgmt    For    For    For
1.2  

Elect Director Lisa D. Earnhardt

   Mgmt    For    For    For
1.3  

Elect Director Teresa L. Kline

   Mgmt    For    For    For
1.4  

Elect Director Cynthia L. Lucchese

   Mgmt    For    For    For
1.5  

Elect Director Dana G. Mead, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Frederic H. Moll

   Mgmt    For    For    For
1.7  

Elect Director W. Anthony Vernon

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditor

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

Chegg, Inc.

 

Meeting Date:    06/05/2019   Country:    USA   Primary Security ID:    163092109
Record Date:    04/08/2019   Meeting Type:    Annual   Ticker:    CHGG
     Shares Voted:    693,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Director John York

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

CoStar Group, Inc.

 

Meeting Date:    06/05/2019   Country:    USA   Primary Security ID:    22160N109
Record Date:    04/10/2019   Meeting Type:    Annual   Ticker:    CSGP
     Shares Voted:    62,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael R. Klein

   Mgmt    For    For    For
1b  

Elect Director Andrew C. Florance

   Mgmt    For    For    For
1c  

Elect Director Laura Cox Kaplan

   Mgmt    For    For    For
1d  

Elect Director Michael J. Glosserman

   Mgmt    For    For    For
1e  

Elect Director John W. Hill

   Mgmt    For    For    For
1f  

Elect Director Christopher J. Nassetta

   Mgmt    For    For    For
1g  

Elect Director David J. Steinberg

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

lululemon athletica inc.

 

Meeting Date:    06/05/2019   Country:    USA   Primary Security ID:    550021109
Record Date:    04/10/2019   Meeting Type:    Annual   Ticker:    LULU
     Shares Voted:    155,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Kathryn Henry

   Mgmt    For    For    For
1b  

Elect Director Jon McNeill

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

MarketAxess Holdings Inc.

 

Meeting Date:    06/05/2019   Country:    USA   Primary Security ID:    57060D108
Record Date:    04/08/2019   Meeting Type:    Annual   Ticker:    MKTX
     Shares Voted:    108,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard M. McVey

   Mgmt    For    For    For
1b  

Elect Director Nancy Altobello

   Mgmt    For    For    For
1c  

Elect Director Steven L. Begleiter

   Mgmt    For    For    For
1d  

Elect Director Stephen P. Casper

   Mgmt    For    For    For
1e  

Elect Director Jane Chwick

   Mgmt    For    For    For
1f  

Elect Director Christopher R. Concannon

   Mgmt    For    For    For
1g  

Elect Director William F. Cruger

   Mgmt    For    For    For
1h  

Elect Director Richard G. Ketchum

   Mgmt    For    For    For
1i  

Elect Director Emily H. Portney

   Mgmt    For    For    For
1j  

Elect Director John Steinhardt

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2018 to 06/30/2019

Location(s): All Locations

Institution Account(s): 920 - Ivy Accumulative Fund

 

OrthoPediatrics Corp.

 

Meeting Date:    06/05/2019   Country:    USA   Primary Security ID:    68752L100
Record Date:    04/11/2019   Meeting Type:    Annual   Ticker:    KIDS
     Shares Voted:    269,355     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Fred L. Hite

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Bryan W. Hughes

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Mark C. Throdahl

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Samuel D. Riccitelli

   Mgmt    For    Refer    Withhold
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/05/2019   Country:    Taiwan  </