N-PX 1 d384300dnpx.htm IVY FUNDS (FYE 3-31) Ivy Funds (FYE 3-31)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-6569

IVY FUNDS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: March 31

Date of reporting period: July 1, 2016 to June 30, 2017


IVY ADVANTUS BOND FUND

Proxy Voting Record

There was no proxy voting for Ivy Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY ADVANTUS REAL ESTATE SECURITIES FUND

Proxy Voting Record

Item 1: Proxy Voting Record

Registrant: Advantus Capital Management

Fund Name : Ivy Advantus Real Estate Securities Fund

Date of fiscal year end: 06/30/2017

 

Agree Realty Corporation

 

Meeting Date    05/19/2017   Country of Trade    United States   Security ID:    CUSIP 008492100
     Meeting Type    Annual   Ticker    ADC
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Merrie Frankel

   Mgmt    For    For    For
1.2  

Elect Farris G. Kalil

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Alexandria Real Estate Equities, Inc.

 

Meeting Date    05/19/2017   Country of Trade    United States   Security ID:    CUSIP 015271109
     Meeting Type    Annual   Ticker    ARE
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Joel S. Marcus

   Mgmt    For    For    For
1.2  

Elect Steven R. Hash

   Mgmt    For    For    For
1.3  

Elect John L. Atkins, III

   Mgmt    For    For    For
1.4  

Elect James P. Cain

   Mgmt    For    For    For
1.5  

Elect Maria C. Freire

   Mgmt    For    For    For
1.6  

Elect Richard H. Klein

   Mgmt    For    For    For
1.7  

Elect James H. Richardson

   Mgmt    For    For    For
2  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
3  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
4  

Increase of Authorized Common Stock

   Mgmt    For    For    For
5  

Ratification of Auditor

   Mgmt    For    For    For

American Campus Communities, Inc.

 

Meeting Date    05/04/2017   Country of Trade    United States   Security ID:    CUSIP 024835100
     Meeting Type    Annual   Ticker    ACC
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect William C. Bayless, Jr.

   Mgmt    For    For    For
2  

Elect Blakeley W. Chandlee III

   Mgmt    For    For    For
3  

Elect G. Steven Dawson

   Mgmt    For    For    For
4  

Elect Cydney C. Donnell

   Mgmt    For    For    For
5  

Elect Dennis G. Lopez

   Mgmt    For    For    For
6  

Elect Edward Lowenthal

   Mgmt    For    For    For


7  

Elect Oliver Luck

   Mgmt    For    For    For
8  

Elect C. Patrick Oles Jr.

   Mgmt    For    For    For
9  

Ratification of Auditor

   Mgmt    For    For    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

American Homes 4 Rent

 

Meeting Date    05/04/2017   Country of Trade    United States   Security ID:    CUSIP 02665T306
     Meeting Type    Annual   Ticker    AMH
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect B. Wayne Hughes

   Mgmt    For    For    For
2  

Elect David P. Singelyn

   Mgmt    For    For    For
3  

Elect John Corrigan

   Mgmt    For    For    For
4  

Elect Dann V. Angeloff

   Mgmt    For    For    For
5  

Elect Douglas N. Benham

   Mgmt    For    For    For
6  

Elect Tamara Hughes Gustavson

   Mgmt    For    For    For
7  

Elect Matthew J. Hart

   Mgmt    For    For    For
8  

Elect James H. Kropp

   Mgmt    For    For    For
9  

Elect Kenneth M. Woolley

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

Apartment Investment and Management Company

 

Meeting Date    04/25/2017   Country of Trade    United States   Security ID:    CUSIP 03748R101
     Meeting Type    Annual   Ticker    AIV
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Terry Considine

   Mgmt    For    For    For
2  

Elect Thomas L. Keltner

   Mgmt    For    For    For
3  

Elect J. Landis Martin

   Mgmt    For    For    For
4  

Elect Robert A. Miller

   Mgmt    For    For    For
5  

Elect Kathleen M. Nelson

   Mgmt    For    For    For
6  

Elect Michael A. Stein

   Mgmt    For    Against    Against
7  

Elect Nina A. Tran

   Mgmt    For    For    For
8  

Ratification of Auditor

   Mgmt    For    Against    Against
9  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Apple Hospitality REIT, Inc.

 

Meeting Date    05/18/2017   Country of Trade    United States   Security ID:    CUSIP 03784Y200
     Meeting Type    Annual   Ticker    APLE
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Glenn W. Bunting

   Mgmt    For    For    For
1.2  

Elect Glade M. Knight

   Mgmt    For    For    For
1.3  

Elect Daryl A. Nickel

   Mgmt    For    For    For


2  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
4  

Ratification of Auditor

   Mgmt    For    For    For
5  

Repeal of Classified Board

   Mgmt    For    For    For
6  

Elimination of Supermajority Requirements Regarding Charter Amendments

   Mgmt    For    For    For
7  

Elimination of Supermajority Requirements Regarding Affiliated Transactions

   Mgmt    For    For    For
8  

Technical Amendments to Charter

   Mgmt    For    For    For

AvalonBay Communities, Inc

 

Meeting Date    05/18/2017   Country of Trade    United States   Security ID:    CUSIP 053484101
     Meeting Type    Annual   Ticker    AVB
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Glyn F. Aeppel

   Mgmt    For    For    For
2  

Elect Terry S. Brown

   Mgmt    For    For    For
3  

Elect Alan B. Buckelew

   Mgmt    For    For    For
4  

Elect Ronald L. Havner, Jr.

   Mgmt    For    Against    Against
5  

Elect Richard J. Lieb

   Mgmt    For    For    For
6  

Elect Timothy J. Naughton

   Mgmt    For    For    For
7  

Elect Peter S. Rummell

   Mgmt    For    For    For
8  

Elect H. Jay Sarles

   Mgmt    For    For    For
9  

Elect Susan Swanezy

   Mgmt    For    For    For
10  

Elect W. Edward Walter

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    For    For
12  

Approval of amendment to the 2009 Equity Incentive Plan

   Mgmt    For    For    For
13  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Boston Properties, Inc.

 

Meeting Date    05/23/2017   Country of Trade    United States   Security ID:    CUSIP 101121101
     Meeting Type    Annual   Ticker    BXP
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Bruce W. Duncan

   Mgmt    For    For    For
2  

Elect Karen E. Dykstra

   Mgmt    For    For    For
3  

Elect Carol B. Einiger

   Mgmt    For    For    For
4  

Elect Jacob A. Frenkel

   Mgmt    For    Against    Against
5  

Elect Joel I. Klein

   Mgmt    For    For    For
6  

Elect Douglas T. Linde

   Mgmt    For    For    For
7  

Elect Matthew J. Lustig

   Mgmt    For    For    For
8  

Elect Alan J. Patricof

   Mgmt    For    For    For
9  

Elect Owen D. Thomas

   Mgmt    For    For    For
10  

Elect Martin Turchin

   Mgmt    For    For    For
11  

Elect David A. Twardock

   Mgmt    For    For    For
12  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
14  

Ratification of Auditor

   Mgmt    For    For    For


Brandywine Realty Trust

 

Meeting Date    05/18/2017   Country of Trade    United States   Security ID:    CUSIP 105368203
     Meeting Type    Annual   Ticker    BDN
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Carol G. Carroll

   Mgmt    For    For    For
2  

Elect James C. Diggs

   Mgmt    For    For    For
3  

Elect Wyche Fowler

   Mgmt    For    For    For
4  

Elect H. Richard Haverstick, Jr.

   Mgmt    For    For    For
5  

Elect Michael J. Joyce

   Mgmt    For    For    For
6  

Elect Anthony A. Nichols, Sr.

   Mgmt    For    For    For
7  

Elect Charles P. Pizzi

   Mgmt    For    For    For
8  

Elect Gerard H. Sweeney

   Mgmt    For    For    For
9  

Ratification of Auditor

   Mgmt    For    For    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
12  

Amendment to the 1997 Long- Term Incentive Plan

   Mgmt    For    For    For

Brixmor Property Group Inc

 

Meeting Date    05/18/2017   Country of Trade    United States   Security ID:    CUSIP 11120U105
     Meeting Type    Annual   Ticker    BRX
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect James M. Taylor

   Mgmt    For    For    For
2  

Elect John G. Schreiber

   Mgmt    For    For    For
3  

Elect Michael Berman

   Mgmt    For    For    For
4  

Elect Sheryl M Crosland

   Mgmt    For    For    For
5  

Elect Anthony W. Deering

   Mgmt    For    For    For
6  

Elect Thomas W. Dickson

   Mgmt    For    For    For
7  

Elect Daniel B. Hurwitz

   Mgmt    For    For    For
8  

Elect William D. Rahm

   Mgmt    For    For    For
9  

Elect Gabrielle Sulzberger

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against

Corporate Office Properties Trust

 

Meeting Date    05/11/2017   Country of Trade    United States   Security ID:    CUSIP 22002T108
     Meeting Type    Annual   Ticker    OFC
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Thomas F. Brady

   Mgmt    For    For    For
2  

Elect Stephen E. Budorick

   Mgmt    For    For    For
3  

Elect Robert L. Denton

   Mgmt    For    For    For
4  

Elect Philip L. Hawkins

   Mgmt    For    For    For
5  

Elect Elizabeth A. Hight

   Mgmt    For    For    For
6  

Elect David M. Jacobstein

   Mgmt    For    For    For
7  

Elect Steven D. Kesler

   Mgmt    For    For    For
8  

Elect C. Taylor Pickett

   Mgmt    For    For    For


9  

Elect Richard Szafranski

   Mgmt    For    For    For
10  

Amendment to Allow Shareholders to Amend Bylaws

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    For    For
12  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
13  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14  

Approval of the 2017 Omnibus Equity and Incentive Plan

   Mgmt    For    For    For

CubeSmart

 

Meeting Date    05/31/2017   Country of Trade    United States   Security ID:    CUSIP 229663109
     Meeting Type    Annual   Ticker    CUBE
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect William M. Diefenderfer III

   Mgmt    For    For    For
1.2  

Elect Piero Bussani

   Mgmt    For    For    For
1.3  

Elect Christopher P. Marr

   Mgmt    For    For    For
1.4  

Elect Marianne M. Keler

   Mgmt    For    For    For
1.5  

Elect Deborah Ratner Salzberg

   Mgmt    For    For    For
1.6  

Elect John F. Remondi

   Mgmt    For    For    For
1.7  

Elect Jeffrey F. Rogatz

   Mgmt    For    For    For
1.8  

Elect John W. Fain

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
5  

Amendments to the Declaration of Trust Regarding Shareholders’ Ability to Amend the Bylaws

   Mgmt    For    For    For

CyrusOne Inc.

 

Meeting Date    04/28/2017   Country of Trade    United States   Security ID:    CUSIP 23283R100
     Meeting Type    Annual   Ticker    CONE
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Gary J. Wojtaszek

   Mgmt    For    For    For
1.2  

Elect David H. Ferdman

   Mgmt    For    For    For
1.3  

Elect John W. Gamble, Jr

   Mgmt    For    For    For
1.4  

Elect Michael A. Klayko

   Mgmt    For    For    For
1.5  

Elect T. Tod Nielsen

   Mgmt    For    For    For
1.6  

Elect Alex Shumate

   Mgmt    For    For    For
1.7  

Elect William E. Sullivan

   Mgmt    For    Withhold    Against
1.8  

Elect Lynn A. Wentworth

   Mgmt    For    For    For
2  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
3  

Ratification of Auditor

   Mgmt    For    For    For


Digital Realty Trust, Inc.

 

Meeting Date    05/08/2017   Country of Trade    United States   Security ID:    CUSIP 253868103
     Meeting Type    Annual   Ticker    DLR
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Dennis E. Singleton

   Mgmt    For    For    For
2  

Elect Laurence A. Chapman

   Mgmt    For    For    For
3  

Elect Kathleen Earley

   Mgmt    For    For    For
4  

Elect Kevin J. Kennedy

   Mgmt    For    For    For
5  

Elect William G. LaPerch

   Mgmt    For    For    For
6  

Elect Afshin Mohebbi

   Mgmt    For    For    For
7  

Elect Mark R. Patterson

   Mgmt    For    For    For
8  

Elect A. William Stein

   Mgmt    For    For    For
9  

Elect Robert H. Zerbst

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Duke Realty Corporation

 

Meeting Date    04/26/2017   Country of Trade    United States   Security ID:    CUSIP 264411505
     Meeting Type    Annual   Ticker    DRE
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect William Cavanaugh III

   Mgmt    For    For    For
2  

Elect Alan H. Cohen

   Mgmt    For    For    For
3  

Elect James B. Connor

   Mgmt    For    For    For
4  

Elect Ngaire E. Cuneo

   Mgmt    For    For    For
5  

Elect Charles R. Eitel

   Mgmt    For    For    For
6  

Elect Melanie R. Sabelhaus

   Mgmt    For    For    For
7  

Elect Peter M. Scott III

   Mgmt    For    For    For
8  

Elect Jack R. Shaw

   Mgmt    For    For    For
9  

Elect Michael E. Szymanczyk

   Mgmt    For    For    For
10  

Elect Lynn C. Thurber

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
13  

Ratification of Auditor

   Mgmt    For    For    For

DuPont Fabros Technology, Inc.

 

Meeting Date    06/12/2017   Country of Trade    United States   Security ID:    CUSIP 26613Q106
     Meeting Type    Annual   Ticker    DFT
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Michael A. Coke

   Mgmt    For    For    For
1.2  

Elect Lammot J. du Pont

   Mgmt    For    For    For
1.3  

Elect Thomas D. Eckert

   Mgmt    For    For    For
1.4  

Elect Christopher P. Eldredge

   Mgmt    For    For    For
1.5  

Elect Frederic V. Malek

   Mgmt    For    For    For
1.6  

Elect John T. Roberts, Jr.

   Mgmt    For    For    For
1.7  

Elect Mary M. Styer

   Mgmt    For    For    For
1.8  

Elect John H. Toole

   Mgmt    For    For    For
2  

Allow Shareholders to Amend the Company’s Bylaws

   Mgmt    For    For    For
3  

Amendment to the 2011 Equity Incentive Plan

   Mgmt    For    For    For
4  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
5  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
6  

Ratification of Auditor

   Mgmt    For    For    For


Education Realty Trust, Inc

 

Meeting Date    05/10/2017   Country of Trade    United States   Security ID:    CUSIP 28140H203
     Meeting Type    Annual   Ticker    EDR
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect John V. Arabia

   Mgmt    For    For    For
1.2  

Elect William J. Cahill, III

   Mgmt    For    For    For
1.3  

Elect Randy L. Churchey

   Mgmt    For    For    For
1.4  

Elect Kimberly K. Schaefer

   Mgmt    For    For    For
1.5  

Elect Howard A. Silver

   Mgmt    For    For    For
1.6  

Elect John T. Thomas

   Mgmt    For    For    For
1.7  

Elect Thomas Trubiana

   Mgmt    For    For    For
1.8  

Elect Wendell W. Weakley

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Approval of the 2017 Omnibus Equity Incentive Plan

   Mgmt    For    For    For
5  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

EPR Properties

 

Meeting Date    05/31/2017   Country of Trade    United States   Security ID:    CUSIP 26884U109
     Meeting Type    Annual   Ticker    EPR
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Robert J. Druten

   Mgmt    For    For    For
1.2  

Elect Gregory K. Silvers

   Mgmt    For    For    For
1.3  

Elect Robin P. Sterneck

   Mgmt    For    For    For
2  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
4  

Approval of Material Terms of 162(m) Performance Goals Under the Annual Performance- Based Incentive Plan

   Mgmt    For    For    For
5  

Ratification of Auditor

   Mgmt    For    For    For

Equinix, Inc.

 

Meeting Date    05/31/2017   Country of Trade    United States   Security ID:    CUSIP 29444U700
     Meeting Type    Annual   Ticker    EQIX
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Thomas Bartlett

   Mgmt    For    For    For
1.2  

Elect Nanci E. Caldwell

   Mgmt    For    For    For
1.3  

Elect Gary F. Hromadko

   Mgmt    For    For    For
1.4  

Elect John Hughes

   Mgmt    For    For    For
1.5  

Elect Scott Kriens

   Mgmt    For    For    For
1.6  

Elect William Luby

   Mgmt    For    For    For
1.7  

Elect Irving F. Lyons III

   Mgmt    For    For    For


1.8  

Elect Christopher B. Paisley

   Mgmt    For    Withhold    Against
1.9  

Elect Stephen M. Smith

   Mgmt    For    For    For
1.10  

Elect Peter F. Van Camp

   Mgmt    For    Withhold    Against
2  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
4  

Amendment to the 2000 Equity Incentive Plan

   Mgmt    For    For    For
5  

Ratification of Auditor

   Mgmt    For    For    For

Equity LifeStyle Properties, Inc.

 

Meeting Date    05/02/2017   Country of Trade    United States   Security ID:    CUSIP 29472R108
     Meeting Type    Annual   Ticker    ELS
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Philip C. Calian

   Mgmt    For    For    For
1.2  

Elect David J. Contis

   Mgmt    For    For    For
1.3  

Elect Thomas P. Heneghan

   Mgmt    For    For    For
1.4  

Elect Tao Huang

   Mgmt    For    For    For
1.5  

Elect Marguerite Nader

   Mgmt    For    For    For
1.6  

Elect Sheli Z. Rosenberg

   Mgmt    For    For    For
1.7  

Elect Howard Walker

   Mgmt    For    For    For
1.8  

Elect Matthew Williams

   Mgmt    For    For    For
1.9  

Elect William Young

   Mgmt    For    For    For
1.10  

Elect Samuel Zell

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Equity Residential

 

Meeting Date    06/15/2017   Country of Trade    United States   Security ID:    CUSIP 29476L107
     Meeting Type    Annual   Ticker    EQR
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect John W. Alexander

   Mgmt    For    For    For
1.2  

Elect Charles L. Atwood

   Mgmt    For    For    For
1.3  

Elect Linda Walker Bynoe

   Mgmt    For    For    For
1.4  

Elect Connie K. Duckworth

   Mgmt    For    For    For
1.5  

Elect Mary Kay Haben

   Mgmt    For    For    For
1.6  

Elect Bradley A. Keywell

   Mgmt    For    For    For
1.7  

Elect John E. Neal

   Mgmt    For    For    For
1.8  

Elect David J. Neithercut

   Mgmt    For    For    For
1.9  

Elect Mark S. Shapiro

   Mgmt    For    For    For
1.10  

Elect Gerald A. Spector

   Mgmt    For    For    For
1.11  

Elect Stephen E. Sterrett

   Mgmt    For    For    For
1.12  

Elect Samuel Zell

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
5  

Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments

   ShrHoldr    Against    For    Against


Essex Property Trust, Inc.

 

Meeting Date    05/16/2017   Country of Trade    United States   Security ID:    CUSIP 297178105
     Meeting Type    Annual   Ticker    ESS
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Keith R. Guericke

   Mgmt    For    For    For
1.2  

Elect Irving F. Lyons III

   Mgmt    For    Withhold    Against
1.3  

Elect George M. Marcus

   Mgmt    For    For    For
1.4  

Elect Gary P. Martin

   Mgmt    For    Withhold    Against
1.5  

Elect Issie N. Rabinovitch

   Mgmt    For    For    For
1.6  

Elect Thomas E. Robinson

   Mgmt    For    For    For
1.7  

Elect Michael J. Schall

   Mgmt    For    For    For
1.8  

Elect Byron A. Scordelis

   Mgmt    For    For    For
1.9  

Elect Janice L. Sears

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Extra Space Storage Inc.

 

Meeting Date    05/18/2017   Country of Trade    United States   Security ID:    CUSIP 30225T102
     Meeting Type    Annual   Ticker    EXR
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Kenneth M. Woolley

   Mgmt    For    For    For
2  

Elect Joseph D. Margolis

   Mgmt    For    For    For
3  

Elect Roger B. Porter

   Mgmt    For    For    For
4  

Elect Spencer F. Kirk

   Mgmt    For    Against    Against
5  

Elect Dennis J. Letham

   Mgmt    For    For    For
6  

Elect Diane Olmstead

   Mgmt    For    For    For
7  

Elect K. Fred Skousen

   Mgmt    For    For    For
8  

Ratification of Auditor

   Mgmt    For    For    For
9  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Federal Realty Investment Trust

 

Meeting Date    05/03/2017   Country of Trade    United States   Security ID:    CUSIP 313747206
     Meeting Type    Annual   Ticker    FRT
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Jon E. Bortz

   Mgmt    For    For    For
2  

Elect David W. Faeder

   Mgmt    For    For    For
3  

Elect Elizabeth Holland

   Mgmt    For    For    For
4  

Elect Gail P. Steinel

   Mgmt    For    For    For
5  

Elect Warren M. Thompson

   Mgmt    For    For    For
6  

Elect Joseph Vassalluzzo

   Mgmt    For    For    For
7  

Elect Donald C. Wood

   Mgmt    For    For    For
8  

Ratification of Auditor

   Mgmt    For    For    For
9  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
10  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For


First Industrial Realty Trust, Inc.

 

Meeting Date    05/11/2017   Country of Trade    United States   Security ID:    CUSIP 32054K103
     Meeting Type    Annual   Ticker    FR
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Peter E. Baccile

   Mgmt    For    For    For
2  

Elect Matthew S. Dominski

   Mgmt    For    For    For
3  

Elect Bruce W. Duncan

   Mgmt    For    For    For
4  

Elect H. Patrick Hackett, Jr.

   Mgmt    For    For    For
5  

Elect John Rau

   Mgmt    For    For    For
6  

Elect Peter Sharpe

   Mgmt    For    For    For
7  

Elect W. Ed Tyler

   Mgmt    For    For    For
8  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
9  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
10  

Increase of Authorized Common Stock

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    For    For

GGP Inc.

 

Meeting Date    05/17/2017   Country of Trade    United States   Security ID:    CUSIP 36174X101
     Meeting Type    Annual   Ticker    GGP
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Richard B. Clark

   Mgmt    For    Against    Against
2  

Elect Mary Lou Fiala

   Mgmt    For    For    For
3  

Elect J. Bruce Flatt

   Mgmt    For    For    For
4  

Elect Janice R. Fukakusa

   Mgmt    For    For    For
5  

Elect John K. Haley

   Mgmt    For    For    For
6  

Elect Daniel B. Hurwitz

   Mgmt    For    For    For
7  

Elect Brian W. Kingston

   Mgmt    For    For    For
8  

Elect Christina M. Lofgren

   Mgmt    For    For    For
9  

Elect Sandeep Mathrani

   Mgmt    For    For    For
10  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Ratification of Auditor

   Mgmt    For    For    For
13  

Amendment to Articles Regarding Removal of Directors Without Cause

   Mgmt    For    For    For
14  

Shareholder Proposal Regarding Proxy Access

   ShrHoldr    Against    For    Against

HCP, Inc.

 

Meeting Date    04/27/2017   Country of Trade    United States   Security ID:    CUSIP 40414L109
     Meeting Type    Annual   Ticker    HCP
     Meeting Status    Voted     


Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Brian G. Cartwright

   Mgmt    For    For    For
2  

Elect Christine N. Garvey

   Mgmt    For    For    For
3  

Elect David B. Henry

   Mgmt    For    For    For
4  

Elect Thomas M. Herzog

   Mgmt    For    For    For
5  

Elect James P. Hoffmann

   Mgmt    For    For    For
6  

Elect Michael D. McKee

   Mgmt    For    For    For
7  

Elect Peter L. Rhein

   Mgmt    For    For    For
8  

Elect Joseph P. Sullivan

   Mgmt    For    For    For
9  

Ratification of Auditor

   Mgmt    For    For    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Highwoods Properties, Inc.

 

Meeting Date    05/10/2017   Country of Trade    United States   Security ID:    CUSIP 431284108
     Meeting Type    Annual   Ticker    HIW
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Charles A. Anderson

   Mgmt    For    For    For
1.2  

Elect Gene H. Anderson

   Mgmt    For    For    For
1.3  

Elect Carlos E. Evans

   Mgmt    For    For    For
1.4  

Elect Edward J. Fritsch

   Mgmt    For    For    For
1.5  

Elect David J. Hartzell

   Mgmt    For    For    For
1.6  

Elect Sherry A. Kellett

   Mgmt    For    For    For
1.7  

Elect O. Temple Sloan, Jr.

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

ADVISORY VOTE ON EXECUTIVE COMPENSATION

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Host Hotels & Resorts, Inc.

 

Meeting Date    05/11/2017   Country of Trade    United States   Security ID:    CUSIP 44107P104
     Meeting Type    Annual   Ticker    HST
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Mary L. Baglivo

   Mgmt    For    For    For
2  

Elect Sheila C. Bair

   Mgmt    For    For    For
3  

Elect Sandeep Lakhmi Mathrani

   Mgmt    For    For    For
4  

Elect Ann McLaughlin Korologos

   Mgmt    For    For    For
5  

Elect Richard E. Marriott

   Mgmt    For    For    For
6  

Elect John B. Morse, Jr.

   Mgmt    For    For    For
7  

Elect Walter C. Rakowich

   Mgmt    For    For    For
8  

Elect James F. Risoleo

   Mgmt    For    For    For
9  

Elect Gordon H. Smith

   Mgmt    For    For    For
10  

Ratification of Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Hudson Pacific Properties Inc.

 

Meeting Date    05/24/2017   Country of Trade    United States   Security ID:    CUSIP 444097109
     Meeting Type    Annual   Ticker    HPP
     Meeting Status    Voted     


Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Victor J. Coleman

   Mgmt    For    For    For
2  

Elect Theodore R. Antenucci

   Mgmt    For    For    For
3  

Elect Frank Cohen

   Mgmt    For    For    For
4  

Elect Richard B. Fried

   Mgmt    For    For    For
5  

Elect Jonathan M. Glaser

   Mgmt    For    For    For
6  

Elect Robert L. Harris II

   Mgmt    For    For    For
7  

Elect Mark D. Linehan

   Mgmt    For    For    For
8  

Elect Robert M. Moran

   Mgmt    For    For    For
9  

Elect Michael Nash

   Mgmt    For    For    For
10  

Elect Barry A. Porter

   Mgmt    For    For    For
11  

Amendment to the 2010 Incentive Award Plan

   Mgmt    For    Against    Against
12  

Ratification of Auditor

   Mgmt    For    For    For
13  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
14  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
15  

Shareholder Proposal Regarding Board Diversity

   ShrHoldr    Against    For    Against

Kilroy Realty Corporation

 

Meeting Date    05/23/2017   Country of Trade    United States   Security ID:    CUSIP 49427F108
     Meeting Type    Annual   Ticker    KRC
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect John B. Kilroy, Jr.

   Mgmt    For    For    For
2  

Elect Edward F. Brennan

   Mgmt    For    For    For
3  

Elect Jolie Hunt

   Mgmt    For    For    For
4  

Elect Scott S. Ingraham

   Mgmt    For    For    For
5  

Elect Gary R. Stevenson

   Mgmt    For    For    For
6  

Elect Peter B. Stoneberg

   Mgmt    For    For    For
7  

Approval of amendment to the 2006 Incentive Award Plan

   Mgmt    For    For    For
8  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
9  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
10  

Ratification of Auditor

   Mgmt    For    For    For

Kimco Realty Corporation

 

Meeting Date    04/25/2017   Country of Trade    United States   Security ID:    CUSIP 49446R109
     Meeting Type    Annual   Ticker    KIM
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Milton Cooper

   Mgmt    For    For    For
2  

Elect Philip E. Coviello

   Mgmt    For    For    For
3  

Elect Richard G. Dooley

   Mgmt    For    Against    Against
4  

Elect Conor C. Flynn

   Mgmt    For    For    For
5  

Elect Joe Grills

   Mgmt    For    For    For
6  

Elect Frank Lourenso

   Mgmt    For    For    For
7  

Elect Colombe M. Nicholas

   Mgmt    For    For    For
8  

Elect Mary Hogan Preusse

   Mgmt    For    For    For
9  

Elect Richard Saltzman

   Mgmt    For    For    For


10  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
12  

Ratification of Auditor

   Mgmt    For    For    For

LaSalle Hotel Properties

 

Meeting Date    05/04/2017   Country of Trade    United States   Security ID:    CUSIP 517942108
     Meeting Type    Annual   Ticker    LHO
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Michael D. Barnello

   Mgmt    For    For    For
1.2  

Elect Denise M. Coll

   Mgmt    For    For    For
1.3  

Elect Jeffrey T Foland

   Mgmt    For    For    For
1.4  

Elect Darryl Hartley-Leonard

   Mgmt    For    For    For
1.5  

Elect Jeffrey L. Martin

   Mgmt    For    For    For
1.6  

Elect Stuart L. Scott

   Mgmt    For    For    For
1.7  

Elect Donald A. Washburn

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Liberty Property Trust

 

Meeting Date    05/18/2017   Country of Trade    United States   Security ID:    CUSIP 531172104
     Meeting Type    Annual   Ticker    LPT
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Frederick F. Buchholz

   Mgmt    For    For    For
1.2  

Elect Thomas C. DeLoach, Jr.

   Mgmt    For    For    For
1.3  

Elect Katherine E. Dietze

   Mgmt    For    For    For
1.4  

Elect Antonio F. Fernandez

   Mgmt    For    For    For
1.5  

Elect Daniel P. Garton

   Mgmt    For    For    For
1.6  

Elect William P. Hankowsky

   Mgmt    For    For    For
1.7  

Elect M. Leanne Lachman

   Mgmt    For    For    For
1.8  

Elect David L. Lingerfelt

   Mgmt    For    For    For
1.9  

Elect Fredric J. Tomczyk

   Mgmt    For    For    For
2  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
3  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
4  

Ratification of Auditor

   Mgmt    For    For    For

Mid-America Apartment Communities, Inc.

 

Meeting Date    05/23/2017   Country of Trade    United States   Security ID:    CUSIP 59522J103
     Meeting Type    Annual   Ticker    MAA
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect H. Eric Bolton, Jr.

   Mgmt    For    For    For
2  

Elect Russell R. French

   Mgmt    For    For    For
3  

Elect Alan B. Graf, Jr.

   Mgmt    For    For    For
4  

Elect Toni Jennings

   Mgmt    For    For    For
5  

Elect James K. Lowder

   Mgmt    For    For    For


6  

Elect Thomas H. Lowder

   Mgmt    For    For    For
7  

Elect Monica McGurk

   Mgmt    For    For    For
8  

Elect Claude B. Nielsen

   Mgmt    For    For    For
9  

Elect Philip W. Norwood

   Mgmt    For    For    For
10  

Elect W. Reid Sanders

   Mgmt    For    For    For
11  

Elect Gary Shorb

   Mgmt    For    For    For
12  

Elect David P. Stockert

   Mgmt    For    For    For
13  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
15  

Ratification of Auditor

   Mgmt    For    For    For

Mid-America Apartment Communities, Inc.

 

Meeting Date    11/10/2016   Country of Trade    United States   Security ID:    CUSIP 59522J103
     Meeting Type    Annual   Ticker    MAA
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Merger/Acquisition

   Mgmt    For    For    For
2  

Increase of Authorized Common Stock

   Mgmt    For    For    For
3  

Right to Adjourn Meeting

   Mgmt    For    For    For

Omega Healthcare Investors, Inc.

 

Meeting Date    06/08/2017   Country of Trade    United States   Security ID:    CUSIP 681936100
     Meeting Type    Annual   Ticker    OHI
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Craig M. Bernfield

   Mgmt    For    Withhold    Against
1.2  

Elect Norman R. Bobins

   Mgmt    For    For    For
1.3  

Elect Craig R. Callen

   Mgmt    For    For    For
1.4  

Elect Barbara B. Hill

   Mgmt    For    For    For
1.5  

Elect Bernard J. Korman

   Mgmt    For    For    For
1.6  

Elect Edward Lowenthal

   Mgmt    For    For    For
1.7  

Elect Ben W. Perks

   Mgmt    For    For    For
1.8  

Elect C. Taylor Pickett

   Mgmt    For    For    For
1.9  

Elect Stephen D. Plavin

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Pebblebrook Hotel Trust

 

Meeting Date    07/07/2016   Country of Trade    United States   Security ID:    CUSIP 70509V100
     Meeting Type    Annual   Ticker    PEB
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Jon E. Bortz

   Mgmt    For    For    For
1.2  

Elect Cydney C. Donnell

   Mgmt    For    For    For
1.3  

Elect Ron E. Jackson

   Mgmt    For    For    For
1.4  

Elect Phillip M. Miller

   Mgmt    For    For    For
1.5  

Elect Michael J. Schall

   Mgmt    For    For    For


1.6  

Elect Earl E. Webb

   Mgmt    For    For    For
1.7  

Elect Laura H. Wright

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Amendment to the 2009 Equity Incentive Plan

   Mgmt    For    For    For
5  

Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments

   ShrHoldr    Against    Against    For

Physicians Realty Trust

 

Meeting Date    05/03/2017   Country of Trade    United States   Security ID:    CUSIP 71943U104
     Meeting Type    Annual   Ticker    DOC
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect John T. Thomas

   Mgmt    For    For    For
1.2  

Elect Tommy G. Thompson

   Mgmt    For    For    For
1.3  

Elect Stanton D. Anderson

   Mgmt    For    For    For
1.4  

Elect Mark A. Baumgartner

   Mgmt    For    For    For
1.5  

Elect Albert C. Black, Jr.

   Mgmt    For    For    For
1.6  

Elect William A. Ebinger

   Mgmt    For    For    For
1.7  

Elect Richard A. Weiss

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

Prologis, Inc.

 

Meeting Date    05/03/2017   Country of Trade    United States   Security ID:    CUSIP 74340W103
     Meeting Type    Annual   Ticker    PLD
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Hamid R. Moghadam

   Mgmt    For    For    For
2  

Elect George L. Fotiades

   Mgmt    For    For    For
3  

Elect Lydia H. Kennard

   Mgmt    For    For    For
4  

Elect J. Michael Losh

   Mgmt    For    For    For
5  

Elect Irving F. Lyons III

   Mgmt    For    For    For
6  

Elect David P. O’Connor

   Mgmt    For    For    For
7  

Elect Olivier Piani

   Mgmt    For    For    For
8  

Elect Jeffrey L. Skelton

   Mgmt    For    For    For
9  

Elect Carl B. Webb

   Mgmt    For    For    For
10  

Elect William D. Zollars

   Mgmt    For    For    For
11  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
12  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
13  

Ratification of Auditor

   Mgmt    For    For    For

Public Storage

 

Meeting Date    04/26/2017   Country of Trade    United States   Security ID:    CUSIP 74460D109
     Meeting Type    Annual   Ticker    PSA
     Meeting Status    Voted     


Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Ronald L. Havner, Jr.

   Mgmt    For    For    For
2  

Elect Tamara Hughes Gustavson

   Mgmt    For    For    For
3  

Elect Uri P. Harkham

   Mgmt    For    For    For
4  

Elect Leslie Stone Heisz

   Mgmt    For    For    For
5  

Elect B. Wayne Hughes, Jr.

   Mgmt    For    For    For
6  

Elect Avedick B. Poladian

   Mgmt    For    For    For
7  

Elect Gary E. Pruitt

   Mgmt    For    For    For
8  

Elect Ronald P. Spogli

   Mgmt    For    For    For
9  

Elect Daniel C. Staton

   Mgmt    For    For    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
11  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
12  

Ratification of Auditor

   Mgmt    For    For    For

Regency Centers Corporation

 

Meeting Date    02/24/2017   Country of Trade    United States   Security ID:    CUSIP 758849103
     Meeting Type    Annual   Ticker    REG
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Equity One Merger

   Mgmt    For    For    For
2  

Increase of Authorized Common Stock

   Mgmt    For    For    For
3  

Change in Board Size

   Mgmt    For    For    For
4  

Right to Adjourn Meeting

   Mgmt    For    For    For

Regency Centers Corporation

 

Meeting Date    04/27/2017   Country of Trade    United States   Security ID:    CUSIP 758849103
     Meeting Type    Annual   Ticker    REG
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Martin E. Stein, Jr.

   Mgmt    For    For    For
2  

Elect Joseph F. Azrack

   Mgmt    For    For    For
3  

Elect Raymond L. Bank

   Mgmt    For    For    For
4  

Elect Bryce Blair

   Mgmt    For    Against    Against
5  

Elect C. Ronald Blankenship

   Mgmt    For    For    For
6  

Elect Mary Lou Fiala

   Mgmt    For    For    For
7  

Elect Chaim Katzman

   Mgmt    For    For    For
8  

Elect Peter Linneman

   Mgmt    For    For    For
9  

Elect David P. O’Connor

   Mgmt    For    For    For
10  

Elect John C. Schweitzer

   Mgmt    For    For    For
11  

Elect Thomas G. Wattles

   Mgmt    For    For    For
12  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
13  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
14  

Ratification of Auditor

   Mgmt    For    For    For

RLJ Lodging Trust

 

Meeting Date    04/28/2017   Country of Trade    United States   Security ID:    CUSIP 74965L101
     Meeting Type    Annual   Ticker    RLJ
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Robert L. Johnson

   Mgmt    For    For    For
2  

Elect Ross H. Bierkan

   Mgmt    For    For    For


3  

Elect B. Evan Bayh III

   Mgmt    For    For    For
4  

Elect Nathaniel A. Davis

   Mgmt    For    Against    Against
5  

Elect Robert M. La Forgia

   Mgmt    For    For    For
6  

Elect Glenda G. McNeal

   Mgmt    For    For    For
7  

Elect Arthur R. Collins

   Mgmt    For    For    For
8  

Ratification of Auditor

   Mgmt    For    For    For
9  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For

Simon Property Group, Inc.

 

Meeting Date    05/10/2017   Country of Trade    United States   Security ID:    CUSIP 828806109
     Meeting Type    Annual   Ticker    SPG
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Glyn F. Aeppel

   Mgmt    For    For    For
2  

Elect Larry C. Glasscock

   Mgmt    For    For    For
3  

Elect Karen N. Horn

   Mgmt    For    For    For
4  

Elect Allan B. Hubbard

   Mgmt    For    For    For
5  

Elect Reuben S. Leibowitz

   Mgmt    For    For    For
6  

Elect Gary M. Rodkin

   Mgmt    For    For    For
7  

Elect Daniel C. Smith

   Mgmt    For    For    For
8  

Elect J. Albert Smith, Jr.

   Mgmt    For    For    For
9  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
10  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
11  

Ratification of Auditor

   Mgmt    For    For    For

SL Green Realty Corp.

 

Meeting Date    06/01/2017   Country of Trade    United States   Security ID:    CUSIP 78440X101
     Meeting Type    Annual   Ticker    SLG
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Betsy Atkins

   Mgmt    For    For    For
2  

Elect Marc Holliday

   Mgmt    For    For    For
3  

Elect John S. Levy

   Mgmt    For    Against    Against
4  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
5  

Repeal of Classified Board

   Mgmt    For    For    For
6  

Ratification of Auditor

   Mgmt    For    For    For
7  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For
8  

Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation

   ShrHoldr    Against    Against    For

Sun Communities, Inc.

 

Meeting Date    05/18/2017   Country of Trade    United States   Security ID:    CUSIP 866674104
     Meeting Type    Annual   Ticker    SUI
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Stephanie W. Bergeron

   Mgmt    For    For    For
2  

Elect Brian M. Hermelin

   Mgmt    For    For    For
3  

Elect Ronald A. Klein

   Mgmt    For    For    For


4  

Elect Clunet R. Lewis

   Mgmt    For    For    For
5  

Elect Gary A. Shiffman

   Mgmt    For    For    For
6  

Elect Arthur A. Weiss

   Mgmt    For    For    For
7  

Ratification of Auditor

   Mgmt    For    For    For
8  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
9  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Sunstone Hotel Investors, Inc.

 

Meeting Date    04/28/2017   Country of Trade    United States   Security ID:    CUSIP 867892101
     Meeting Type    Annual   Ticker    SHO
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect John V. Arabia

   Mgmt    For    For    For
1.2  

Elect W. Blake Baird

   Mgmt    For    Withhold    Against
1.3  

Elect Andrew Batinovich

   Mgmt    For    For    For
1.4  

Elect Z. Jamie Behar

   Mgmt    For    For    For
1.5  

Elect Thomas A. Lewis Jr.

   Mgmt    For    For    For
1.6  

Elect Murray J. McCabe

   Mgmt    For    For    For
1.7  

Elect Douglas M. Pasquale

   Mgmt    For    For    For
1.8  

Elect Keith P. Russell

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

UDR, Inc.

 

Meeting Date    05/11/2017   Country of Trade    United States   Security ID:    CUSIP 902653104
     Meeting Type    Annual   Ticker    UDR
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Katherine A. Cattanach

   Mgmt    For    For    For
2  

Elect Robert P. Freeman

   Mgmt    For    For    For
3  

Elect Jon A. Grove

   Mgmt    For    For    For
4  

Elect Mary Ann King

   Mgmt    For    For    For
5  

Elect James D. Klingbeil

   Mgmt    For    For    For
6  

Elect Clint D. McDonnough

   Mgmt    For    For    For
7  

Elect Robert A. McNamara

   Mgmt    For    For    For
8  

Elect Mark R. Patterson

   Mgmt    For    For    For
9  

Elect Lynne B. Sagalyn

   Mgmt    For    For    For
10  

Elect Thomas W. Toomey

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    Against    Against
12  

Advisory Vote on Executive Compensation

   Mgmt    For    Against    Against
13  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Ventas, Inc.

 

Meeting Date    05/18/2017   Country of Trade    United States   Security ID:    CUSIP 92276F100
     Meeting Type    Annual   Ticker    VTR
     Meeting Status    Voted     


Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Melody C. Barnes

   Mgmt    For    For    For
2  

Elect Debra A. Cafaro

   Mgmt    For    For    For
3  

Elect Jay M. Gellert

   Mgmt    For    For    For
4  

Elect Richard I. Gilchrist

   Mgmt    For    For    For
5  

Elect Matthew J. Lustig

   Mgmt    For    For    For
6  

Elect Roxanne M. Martino

   Mgmt    For    For    For
7  

Elect Walter C. Rakowich

   Mgmt    For    For    For
8  

Elect Robert D. Reed

   Mgmt    For    For    For
9  

Elect Glenn J. Rufrano

   Mgmt    For    For    For
10  

Elect James D. Shelton

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    For    For
12  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Vornado Realty Trust

 

Meeting Date    05/18/2017   Country of Trade    United States   Security ID:    CUSIP 929042109
     Meeting Type    Annual   Ticker    VNO
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Michael Lynne

   Mgmt    For    For    For
1.2  

Elect David Mandelbaum

   Mgmt    For    Withhold    Against
1.3  

Elect Mandakini Puri

   Mgmt    For    For    For
1.4  

Elect Daniel R. Tisch

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For

Weingarten Realty Investors

 

Meeting Date    04/24/2017   Country of Trade    United States   Security ID:    CUSIP 948741103
     Meeting Type    Annual   Ticker    WRI
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1.1  

Elect Andrew M. Alexander

   Mgmt    For    For    For
1.2  

Elect Stanford Alexander

   Mgmt    For    For    For
1.3  

Elect Shelaghmichael Brown

   Mgmt    For    For    For
1.4  

Elect James W. Crownover

   Mgmt    For    For    For
1.5  

Elect Stephen A. Lasher

   Mgmt    For    For    For
1.6  

Elect Thomas L. Ryan

   Mgmt    For    Withhold    Against
1.7  

Elect Douglas W. Schnitzer

   Mgmt    For    For    For
1.8  

Elect C. Park Shaper

   Mgmt    For    For    For
1.9  

Elect Marc J. Shapiro

   Mgmt    For    For    For
2  

Ratification of Auditor

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
4  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For


Welltower Inc.

 

Meeting Date    05/04/2017   Country of Trade    United States   Security ID:    CUSIP 95040Q104
     Meeting Type    Annual   Ticker    HCN
     Meeting Status    Voted     

 

Issue No.

 

Description

  

Proponent

  

Mgmt Rec

  

Vote Cast

  

For/Agnst

Mgmt

1  

Elect Kenneth J. Bacon

   Mgmt    For    For    For
2  

Elect Thomas J. DeRosa

   Mgmt    For    For    For
3  

Elect Jeffrey H. Donahue

   Mgmt    For    For    For
4  

Elect Fred S. Klipsch

   Mgmt    For    For    For
5  

Elect Geoffrey G. Meyers

   Mgmt    For    For    For
6  

Elect Timothy J. Naughton

   Mgmt    For    Against    Against
7  

Elect Sharon M. Oster

   Mgmt    For    For    For
8  

Elect Judith C. Pelham

   Mgmt    For    For    For
9  

Elect Sergio D. Rivera

   Mgmt    For    For    For
10  

Elect R. Scott Trumbull

   Mgmt    For    For    For
11  

Ratification of Auditor

   Mgmt    For    For    For
12  

Advisory Vote on Executive Compensation

   Mgmt    For    For    For
13  

Frequency of Advisory Vote on Executive Compensation

   Mgmt    1 Year    1 Year    For


IVY ASSET STRATEGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

Axis Bank Ltd.

 

Meeting Date:    07/22/2016   Country:    India   Primary Security ID:    Y0487S137
Record Date:    07/15/2016   Meeting Type:    Annual   Ticker:    532215
     Shares Voted:    5,771,202     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect V. Srinivasan as Director

   Mgmt    For    For    For
4  

Approve S.R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect Rakesh Makhija as Independent Director

   Mgmt    For    For    For
6  

Elect Ketaki Bhagwati as Independent Director

   Mgmt    For    For    For
7  

Elect B. Babu Rao as Director

   Mgmt    For    For    For
8  

Approve Revision in the Remuneration of Shikha Sharma as Managing Director and CEO

   Mgmt    For    Refer    For
9  

Approve Reappointment of V. Srinivasan as Executive Director & Head (Corporate Banking) from Oct. 15, 2015 to Dec. 20, 2015 and Approve His Appointment and Remuneration as Deputy Managing Director from Dec. 21, 2015 to Dec. 20, 2018

   Mgmt    For    For    For
10  

Approve Revision in the Remuneration of V. Srinivasan as Executive Director designated as Deputy Managing Director with effect from June 1, 2016

   Mgmt    For    Refer    For
11  

Elect Sanjiv Misra as Independent Director

   Mgmt    For    For    For
12  

Approve Appointment and Remuneration of Sanjiv Misra as Non-Executive Part-Time Chairman

   Mgmt    For    For    For
13  

Elect Rajiv Anand as Director

   Mgmt    For    For    For
14  

Approve Appointment and Remuneration of Rajiv Anand as Executive Director designated as Executive Director (Retail Banking)

   Mgmt    For    For    For
15  

Elect Rajesh Dahiya as Director

   Mgmt    For    For    For
16  

Approve Appointment and Remuneration of Rajesh Dahiya as Executive Director designated as Executive Director (Corporate Centre)

   Mgmt    For    For    For
17  

Approve Remuneration of Non-Executive Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Axis Bank Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18  

Authorize Issuance of Non-Convertible Debentures

   Mgmt    For    Refer    For

ITC Ltd.

 

Meeting Date:    07/22/2016   Country:    India   Primary Security ID:    Y4211T171
Record Date:    07/15/2016   Meeting Type:    Annual   Ticker:    ITC
     Shares Voted:    4,875,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect Nakul Anand as Director

   Mgmt    For    For    For
4  

Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect Sanjiv Puri as Director and Approve His Appointment and Remuneration as Executive Director

   Mgmt    For    For    For
6  

Elect Rajiv Tandon as Director and Approve His Appointment and Remuneration as Executive Director

   Mgmt    For    For    For
7  

Elect Nirupama Rao as Independent Director

   Mgmt    For    For    For
8  

Reelect Yogesh Chander Deveshwar as Non-Executive Director and Approve His Appointment and Remuneration as Chairman

   Mgmt    For    For    For
9  

Approve Variation in the Terms of Remuneration to Executive Directors

   Mgmt    For    Refer    For
10  

Approve Commission Remuneration for Non-executive Directors

   Mgmt    For    Refer    For
11  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For
12  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

Larsen & Toubro Ltd

 

Meeting Date:    08/26/2016   Country:    India   Primary Security ID:    Y5217N159
Record Date:    08/19/2016   Meeting Type:    Annual   Ticker:    500510
     Shares Voted:    1,895,900     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Larsen & Toubro Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend Payment

   Mgmt    For    For    For
3  

Elect Sunita Sharma as Director

   Mgmt    For    For    For
4  

Reelect S. N. Subrahmanyan as Director

   Mgmt    For    For    For
5  

Reelect A. M Naik as Director

   Mgmt    For    For    For
6  

Elect D. K Sen as Director

   Mgmt    For    For    For
7  

Elect M. V Satish as Director

   Mgmt    For    For    For
8  

Elect Naina Lal Kidwai as Independent Director

   Mgmt    For    For    For
9  

Approve Appointment and Remuneration of S. N Subrahmanyan as Deputy Managing Director and President

   Mgmt    For    For    For
10  

Approve Appointment and Remuneration of D. K Sen as Executive Director

   Mgmt    For    For    For
11  

Approve Appointment and Remuneration of M. V Satish as Executive Director

   Mgmt    For    For    For
12  

Approve Commission Remuneration for Executive Directors

   Mgmt    For    Refer    Against
13  

Approve Reappointment and Remuneration of R. Shankar Raman as Executive Director

   Mgmt    For    Refer    Against
14  

Approve Reappointment and Remuneration of Shailendra Roy as Executive Director

   Mgmt    For    Refer    Against
15  

Elect Sanjeev Aga as Independent Director

   Mgmt    For    For    For
16  

Elect Narayanan Kumar as Independent Director

   Mgmt    For    For    For
17  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
18  

Authorize Issuance of Non-Convertible Debentures

   Mgmt    For    Refer    For
19  

Approve Sharp & Tannan as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
20  

Approve Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
21  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016   Country:    Belgium   Primary Security ID:   
Record Date:    09/14/2016   Meeting Type:    Special   Ticker:    ABI
     Shares Voted:    585,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         
A.1  

Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA

   Mgmt    For    Refer    For
B.2  

Receive Special Board Report and Special Auditor Report Re: Item 1

   Mgmt         
B.3  

Receive Information on Modifications to the Assets and Liabilities of the Merging Companies

   Mgmt         
B.4  

Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
B.5  

Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
C.6  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    08/19/2016   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    744,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
1.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For
1.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
1.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
1.5  

Elect Eric Xiandong Jing as Director

   Mgmt    For    Refer    Against
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

BHP Billiton plc

 

Meeting Date:    10/20/2016   Country:    United Kingdom   Primary Security ID:    G10877101
Record Date:    10/18/2016   Meeting Type:    Annual   Ticker:    BLT
     Shares Voted:    1,543,076     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
5  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
6  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
7  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
8  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
9  

Approve Grant of Awards under the Group’s Long Term Incentive Plan to Andrew Mackenzie

   Mgmt    For    Refer    For
10  

Elect Ken MacKenzie as Director

   Mgmt    For    For    For
11  

Re-elect Malcolm Brinded as Director

   Mgmt    For    For    For
12  

Re-elect Malcolm Broomhead as Director

   Mgmt    For    For    For
13  

Re-elect Pat Davies as Director

   Mgmt    For    For    For
14  

Re-elect Anita Frew as Director

   Mgmt    For    For    For
15  

Re-elect Carolyn Hewson as Director

   Mgmt    For    For    For
16  

Re-elect Andrew Mackenzie as Director

   Mgmt    For    For    For
17  

Re-elect Lindsay Maxsted as Director

   Mgmt    For    For    For
18  

Re-elect Wayne Murdy as Director

   Mgmt    For    For    For
19  

Re-elect Shriti Vadera as Director

   Mgmt    For    For    For
20  

Re-elect Jac Nasser as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Parker-Hannifin Corporation

 

Meeting Date:    10/26/2016   Country:    USA   Primary Security ID:    701094104
Record Date:    08/31/2016   Meeting Type:    Annual   Ticker:    PH
     Shares Voted:    79,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lee C. Banks

   Mgmt    For    For    For
1.2  

Elect Director Robert G. Bohn

   Mgmt    For    For    For
1.3  

Elect Director Linda S. Harty

   Mgmt    For    For    For
1.4  

Elect Director Robert J. Kohlhepp

   Mgmt    For    For    For
1.5  

Elect Director Kevin A. Lobo

   Mgmt    For    For    For
1.6  

Elect Director Klaus-Peter Muller

   Mgmt    For    For    For
1.7  

Elect Director Candy M. Obourn

   Mgmt    For    For    For
1.8  

Elect Director Joseph Scaminace

   Mgmt    For    For    For
1.9  

Elect Director Wolfgang R. Schmitt

   Mgmt    For    For    For
1.10  

Elect Director Ake Svensson

   Mgmt    For    For    For
1.11  

Elect Director James R. Verrier

   Mgmt    For    For    For
1.12  

Elect Director James L. Wainscott

   Mgmt    For    For    For
1.13  

Elect Director Thomas L. Williams

   Mgmt    For    For    For
2  

Require Advance Notice for Shareholder Nominations

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:    11/30/2016   Country:    USA   Primary Security ID:    594918104
Record Date:    09/30/2016   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    2,326,359     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Amend Right to Call Special Meeting

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Proxy Access

   SH    Against    Against    Against

Medtronic plc

 

Meeting Date:    12/09/2016   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/11/2016   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    729,357     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For
1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Shirley Ann Jackson

   Mgmt    For    For    For
1g  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Medtronic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1i  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For
1j  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1k  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
1l  

Elect Director Robert C. Pozen

   Mgmt    For    For    For
1m  

Elect Director Preetha Reddy

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    Against
5a  

Amend Articles of Association

   Mgmt    For    For    For
5b  

Amend Memorandum of Association

   Mgmt    For    For    For
6  

Amend Articles to Clarify the Board’s Sole Authority to Determine its Size Within the Fixed Limits

   Mgmt    For    Refer    For

Intuit Inc.

 

Meeting Date:    01/19/2017   Country:    USA   Primary Security ID:    461202103
Record Date:    11/21/2016   Meeting Type:    Annual   Ticker:    INTU
     Shares Voted:    438,606     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Eve Burton

   Mgmt    For    For    For
1b  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1c  

Elect Director Richard L. Dalzell

   Mgmt    For    For    For
1d  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1e  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1f  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
1g  

Elect Director Brad D. Smith

   Mgmt    For    For    For
1h  

Elect Director Raul Vazquez

   Mgmt    For    For    For
1i  

Elect Director Jeff Weiner

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Intuit Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Visa Inc.

 

Meeting Date:    01/31/2017   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/02/2016   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    675,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Gary A. Hoffman

   Mgmt    For    For    For
1e  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1f  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1g  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1h  

Elect Director John A.C. Swainson

   Mgmt    For    For    For
1i  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

QUALCOMM Incorporated

 

Meeting Date:    03/07/2017   Country:    USA   Primary Security ID:    747525103
Record Date:    01/09/2017   Meeting Type:    Annual   Ticker:    QCOM
     Shares Voted:    710,700     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

QUALCOMM Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Barbara T. Alexander

   Mgmt    For    For    For
1b  

Elect Director Jeffrey W. Henderson

   Mgmt    For    For    For
1c  

Elect Director Thomas W. Horton

   Mgmt    For    For    For
1d  

Elect Director Paul E. Jacobs

   Mgmt    For    For    For
1e  

Elect Director Ann M. Livermore

   Mgmt    For    For    For
1f  

Elect Director Harish Manwani

   Mgmt    For    For    For
1g  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
1h  

Elect Director Steve Mollenkopf

   Mgmt    For    For    For
1i  

Elect Director Clark T. “Sandy” Randt, Jr.

   Mgmt    For    For    For
1j  

Elect Director Francisco Ros

   Mgmt    For    For    For
1k  

Elect Director Anthony J. Vinciquerra

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access Amendments

   SH    Against    Against    Against

Larsen & Toubro Ltd

 

Meeting Date:    03/14/2017   Country:    India   Primary Security ID:    Y5217N159
Record Date:    03/06/2017   Meeting Type:    Court   Ticker:    500510
     Shares Voted:    1,599,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Court-Ordered Meeting for Shareholders

   Mgmt         
1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For

ITC Ltd.

 

Meeting Date:    03/16/2017   Country:    India   Primary Security ID:    Y4211T171
Record Date:    02/03/2017   Meeting Type:    Special   Ticker:    ITC
     Shares Voted:    4,112,300     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

ITC Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Amend Objects Clause of Memorandum of Association

   Mgmt    For    Refer    For

Bridgestone Corp.

 

Meeting Date:    03/24/2017   Country:    Japan   Primary Security ID:    J04578126
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    5108
     Shares Voted:    765,016     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 70

   Mgmt    For    For    For
2.1  

Elect Director Tsuya, Masaaki

   Mgmt    For    For    For
2.2  

Elect Director Nishigai, Kazuhisa

   Mgmt    For    For    For
2.3  

Elect Director Zaitsu, Narumi

   Mgmt    For    For    For
2.4  

Elect Director Togami, Kenichi

   Mgmt    For    For    For
2.5  

Elect Director Tachibana Fukushima, Sakie

   Mgmt    For    For    For
2.6  

Elect Director Scott Trevor Davis

   Mgmt    For    For    For
2.7  

Elect Director Okina, Yuri

   Mgmt    For    For    For
2.8  

Elect Director Masuda, Kenichi

   Mgmt    For    For    For
2.9  

Elect Director Yamamoto, Kenzo

   Mgmt    For    For    For
2.10  

Elect Director Terui, Keiko

   Mgmt    For    For    For
2.11  

Elect Director Sasa, Seiichi

   Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/05/2017   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/15/2017   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    780,400     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director Miguel M. Galuccio

   Mgmt    For    For    For
1c  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1d  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1e  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1f  

Elect Director Helge Lund

   Mgmt    For    For    For
1g  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1h  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1i  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1j  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1k  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1l  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Amend Employee Stock Purchase Plan

   Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:    04/12/2017   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/14/2017   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    619,269     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy Banse

   Mgmt    For    For    For
1b  

Elect Director Edward Barnholt

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Adobe Systems Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Robert Burgess

   Mgmt    For    For    For
1d  

Elect Director Frank Calderoni

   Mgmt    For    For    For
1e  

Elect Director James Daley

   Mgmt    For    For    For
1f  

Elect Director Laura Desmond

   Mgmt    For    For    For
1g  

Elect Director Charles Geschke

   Mgmt    For    For    For
1h  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1i  

Elect Director Daniel Rosensweig

   Mgmt    For    For    For
1j  

Elect Director John Warnock

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Airbus SE

 

Meeting Date:    04/12/2017   Country:    Netherlands   Primary Security ID:    N0280G100
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    AIR
     Shares Voted:    351,444     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.1  

Discussion on Company’s Corporate Governance Structure

   Mgmt         
2.2  

Receive Report on Business and Financial Statements

   Mgmt         
2.3  

Discuss Remuneration Report Containing Remuneration Policy

   Mgmt         
2.4  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3  

Discussion of Agenda Items

   Mgmt         
4.1  

Adopt Financial Statements

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.2  

Approve Allocation of Income and Dividends of EUR1.35per Share

   Mgmt    For    For    For
4.3  

Approve Discharge of Non-Executive Members of the Board of Directors

   Mgmt    For    For    For
4.4  

Approve Discharge of Executive Members of the Board of Directors

   Mgmt    For    For    For
4.5  

Ratify Ernst & Young Accountants LLP as Auditors

   Mgmt    For    For    For
4.6  

Reelect Denis Ranque as Non-Executive Director

   Mgmt    For    For    For
4.7  

Reelect Ralph D. Crosby, Jr. as Non-Executive Director

   Mgmt    For    For    For
4.8  

Reelect Hermann-Josef Lamberti as Non-Executive Director

   Mgmt    For    For    For
4.9  

Elect Lord Drayson (Paul) as Non-Executive Director

   Mgmt    For    For    For
4.10  

Proposal to change the Company name from Airbus Group SE to Airbus SE

   Mgmt    For    For    For
4.11  

Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans

   Mgmt    For    For    For
4.12  

Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding

   Mgmt    For    For    For
4.13  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
4.14  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Close Meeting

   Mgmt         

Rio Tinto plc

 

Meeting Date:    04/12/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    RIO
     Shares Voted:    867,951     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
3  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
4  

Approve the Potential Termination of Benefits for Australian Law Purposes

   Mgmt    For    Refer    For
5  

Re-elect Megan Clark as Director

   Mgmt    For    For    For
6  

Elect David Constable as Director

   Mgmt    For    For    For
7  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For
8  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
9  

Elect Simon Henry as Director

   Mgmt    For    For    For
10  

Elect Jean-Sebastien Jacques as Director

   Mgmt    For    For    For
11  

Elect Sam Laidlaw as Director

   Mgmt    For    For    For
12  

Re-elect Michael L’Estrange as Director

   Mgmt    For    For    For
13  

Re-elect Chris Lynch as Director

   Mgmt    For    For    For
14  

Re-elect Paul Tellier as Director

   Mgmt    For    For    For
15  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
16  

Re-elect John Varley as Director

   Mgmt    For    For    For
17  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
 

Resolutions 20 to 23 will be Voted on by Rio Tinto plc Shareholders Only

   Mgmt         
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Kraft Heinz Company

 

Meeting Date:    04/19/2017   Country:    USA   Primary Security ID:    500754106
Record Date:    02/21/2017   Meeting Type:    Annual   Ticker:    KHC
     Shares Voted:    1,209,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory E. Abel

   Mgmt    For    For    For
1b  

Elect Director Alexandre Behring

   Mgmt    For    For    For
1c  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1d  

Elect Director John T. Cahill

   Mgmt    For    For    For
1e  

Elect Director Tracy Britt Cool

   Mgmt    For    For    For
1f  

Elect Director Feroz Dewan

   Mgmt    For    For    For
1g  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For
1h  

Elect Director Jorge Paulo Lemann

   Mgmt    For    For    For
1i  

Elect Director Mackey J. McDonald

   Mgmt    For    For    For
1j  

Elect Director John C. Pope

   Mgmt    For    For    For
1k  

Elect Director Marcel Herrmann Telles

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Report on Sustainability

   SH    Against    Refer    Against
5  

Assess Environmental Impact of Non-Recyclable Packaging

   SH    Against    Refer    Against
6  

Report on Supply Chain Impact on Deforestation

   SH    Against    Refer    Against

Vinci

 

Meeting Date:    04/20/2017   Country:    France   Primary Security ID:    F5879X108
Record Date:    04/13/2017   Meeting Type:    Annual/Special   Ticker:    DG
     Shares Voted:    137,494     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt   
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.10 per Share

   Mgmt    For    For    For
4  

Reelect Yannick Assouad as Director

   Mgmt    For    For    For
5  

Reelect Graziella Gavezotti as Director

   Mgmt    For    For    For
6  

Reelect Michael Pragnell as Director

   Mgmt    For    For    For
7  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million

   Mgmt    For    Refer    For
8  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
9  

Approve Remuneration Policy for Chairman and CEO

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Xavier Huillard, Chairman and CEO

   Mgmt    For    For    For
11  

Non-Binding Vote on Compensation of Pierre Coppey, Vice CEO, from Jan. 1st until June 20, 2016

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt   
12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
14  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million

   Mgmt    For    Against    Against
15  

Authorize Issuance of Convertible Bonds without Preemptive Rights, up to an Aggregate Nominal Amount EUR 150 Million

   Mgmt    For    For    For
16  

Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million

   Mgmt    For    For    For
17  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
19  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    172967424
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    1,549,818     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1d  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1e  

Elect Director Franz B. Humer

   Mgmt    For    For    For
1f  

Elect Director Renee J. James

   Mgmt    For    For    For
1g  

Elect Director Eugene M. McQuade

   Mgmt    For    For    For
1h  

Elect Director Michael E. O’Neill

   Mgmt    For    For    For
1i  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1j  

Elect Director Anthony M. Santomero

   Mgmt    For    For    For
1k  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1l  

Elect Director William S. Thompson, Jr.

   Mgmt    For    For    For
1m  

Elect Director James S. Turley

   Mgmt    For    For    For
1n  

Elect Director Deborah C. Wright

   Mgmt    For    For    For
1o  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Demonstrate No Gender Pay Gap

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Appoint a Stockholder Value Committee

   SH    Against    Refer    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Claw-back of Payments under Restatements

   SH    Against    For    For
9  

Limit/Prohibit Accelerated Vesting of Awards

   SH    Against    Refer    For

Noble Energy, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    655044105
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    1,477,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1c  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1d  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1g  

Elect Director David L. Stover

   Mgmt    For    For    For
1h  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1i  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1j  

Elect Director Molly K. Williamson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

PACCAR Inc

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    693718108
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    PCAR
     Shares Voted:    780,302     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Beth E. Ford

   Mgmt    For    For    For
1.2  

Elect Director Kirk S. Hachigian

   Mgmt    For    For    For
1.3  

Elect Director Roderick C. McGeary

   Mgmt    For    For    For
1.4  

Elect Director Mark A. Schulz

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Eliminate Supermajority Vote Requirement

   SH    Against    For    For
5  

Adopt Proxy Access Right

   SH    Against    Against    Against

Shire plc

 

Meeting Date:    04/25/2017   Country:    Jersey   Primary Security ID:    G8124V108
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    376,578     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Elect Ian Clark as Director

   Mgmt    For    For    For
7  

Elect Gail Fosler as Director

   Mgmt    For    For    For
8  

Re-elect Steven Gillis as Director

   Mgmt    For    For    For
9  

Re-elect David Ginsburg as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
11  

Re-elect Sara Mathew as Director

   Mgmt    For    For    For
12  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
13  

Re-elect Flemming Ornskov as Director

   Mgmt    For    For    For
14  

Re-elect Jeffrey Poulton as Director

   Mgmt    For    For    For
15  

Elect Albert Stroucken as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Adopt New Articles of Association

   Mgmt    For    Refer    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    693475105
Record Date:    02/03/2017   Meeting Type:    Annual   Ticker:    PNC
     Shares Voted:    439,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1.2  

Elect Director Marjorie Rodgers Cheshire

   Mgmt    For    For    For
1.3  

Elect Director William S. Demchak

   Mgmt    For    For    For
1.4  

Elect Director Andrew T. Feldstein

   Mgmt    For    For    For
1.5  

Elect Director Daniel R. Hesse

   Mgmt    For    For    For
1.6  

Elect Director Kay Coles James

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The PNC Financial Services Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director Richard B. Kelson

   Mgmt    For    For    For
1.8  

Elect Director Jane G. Pepper

   Mgmt    For    For    For
1.9  

Elect Director Donald J. Shepard

   Mgmt    For    For    For
1.10  

Elect Director Lorene K. Steffes

   Mgmt    For    For    For
1.11  

Elect Director Dennis F. Strigl

   Mgmt    For    For    For
1.12  

Elect Director Michael J. Ward

   Mgmt    For    For    For
1.13  

Elect Director Gregory D. Wasson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against

Wells Fargo & Company

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    949746101
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    WFC
     Shares Voted:    871,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director John D. Baker, II

   Mgmt    For    Refer    Against
1b  

Elect Director John S. Chen

   Mgmt    For    Refer    Against
1c  

Elect Director Lloyd H. Dean

   Mgmt    For    Refer    Against
1d  

Elect Director Elizabeth A. Duke

   Mgmt    For    Refer    Against
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    Refer    Against
1f  

Elect Director Donald M. James

   Mgmt    For    Refer    Against
1g  

Elect Director Cynthia H. Milligan

   Mgmt    For    Refer    Against
1h  

Elect Director Karen B. Peetz

   Mgmt    For    For    For
1i  

Elect Director Federico F. Peña

   Mgmt    For    Refer    Against
1j  

Elect Director James H. Quigley

   Mgmt    For    Refer    Against
1k  

Elect Director Stephen W. Sanger

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Wells Fargo & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1l  

Elect Director Ronald L. Sargent

   Mgmt    For    For    For
1m  

Elect Director Timothy J. Sloan

   Mgmt    For    For    For
1n  

Elect Director Susan G. Swenson

   Mgmt    For    Refer    Against
1o  

Elect Director Suzanne M. Vautrinot

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Review and Report on Business Standards

   SH    Against    Refer    Against
6  

Provide for Cumulative Voting

   SH    Against    Against    Against
7  

Report on Divesting Non-Core Business

   SH    Against    Refer    Against
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
10  

Adopt Global Policy Regarding the Rights of Indigenous People

   SH    Against    Refer    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/26/2017   Country:    Belgium   Primary Security ID:    B639CJ108
Record Date:    04/12/2017   Meeting Type:    Annual/Special   Ticker:    ABI
     Shares Voted:    309,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual/Special Meeting

   Mgmt         
 

Special Part

   Mgmt         
A1.a  

Receive Special Board Report

   Mgmt         
A1.b  

Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Annual Part

   Mgmt         
B1  

Management Report Regarding the Old

   Mgmt         
 

Anheuser-Busch InBev SA/NV

           
B2  

Report by the Statutory Auditor Regarding the Old AB InBev

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

B3  

Approval of the Accounts of the Old AB InBev

   Mgmt    For    For    For
B4  

Approve Discharge to the Directors of the Old AB InBev

   Mgmt    For    For    For
B5  

Approve Discharge of Auditors of the Old AB InBev

   Mgmt    For    For    For
B6  

Receive Directors’ Reports

   Mgmt         
B7  

Receive Auditors’ Reports

   Mgmt         
B8  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
B.9  

Adopt Financial Statements

   Mgmt    For    For    For
B10  

Approve Discharge to the Directors

   Mgmt    For    For    For
B11  

Approve Discharge of Auditors

   Mgmt    For    For    For
B12.a  

Elect M.J. Barrington as Director

   Mgmt    For    Refer    Against
B12.b  

Elect W.F. Gifford Jr. as Director

   Mgmt    For    Refer    For
B12.c  

Elect A. Santo Domingo Davila as Director

   Mgmt    For    Refer    For
B13.a  

Approve Remuneration Report

   Mgmt    For    For    For
B13.b  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
113.c  

Approve Non-Executive Director Stock Option Grants

   Mgmt    For    Refer    For
C1  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/26/2017   Country:    Netherlands   Primary Security ID:    N07059202
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    ASML
     Shares Voted:    282,868     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Discuss the Company’s Business, Financial Situation and Sustainability

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Discuss Remuneration Policy for Management Board Members

   Mgmt         
4  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
5  

Approve Discharge of Management Board

   Mgmt    For    For    For
6  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
7  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
8  

Approve Dividends of EUR 1.20 Per Ordinary Share

   Mgmt    For    For    For
9  

Amend the Remuneration Policy of the Management Board

   Mgmt    For    For    For
10  

Approve Performance Share Arrangement According to Remuneration Policy

   Mgmt    For    Refer    For
11  

Approve Number of Stock Options, Respectively Shares for Employees

   Mgmt    For    Refer    For
12  

Discuss Management Board Composition and Receive Information on Intended Appointment of First van Hout to Management Board

   Mgmt         
13.a  

Elect Pauline van der Meer Mohr to Supervisory Board

   Mgmt    For    For    For
13.b  

Elect Carla Smits-Nusteling to Supervisory Board

   Mgmt    For    For    For
13.c  

Elect Doug Grose to Supervisory Board

   Mgmt    For    For    For
13.d  

Elect Wolfgang Ziebart to Supervisory Board

   Mgmt    For    For    For
13.e  

Discussion of the Supervisory Board Composition

   Mgmt         
14  

Amend Remuneration of Supervisory Board

   Mgmt    For    Refer    For
15  

Ratify KPMG as Auditors

   Mgmt    For    For    For
16.a  

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital

   Mgmt    For    For    For
16.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a

   Mgmt    For    For    For
16.c  

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger

   Mgmt    For    For    For
16.d  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c

   Mgmt    For    For    For
17.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17.b  

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
18  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    For    For
19  

Other Business (Non-Voting)

   Mgmt         
20  

Close Meeting

   Mgmt         

Axa

 

Meeting Date:    04/26/2017   Country:    France   Primary Security ID:    F06106102
Record Date:    04/21/2017   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    1,794,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.16 per Share

   Mgmt    For    For    For
4  

Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016

   Mgmt    For    For    For
5  

Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016

   Mgmt    For    For    For
8  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    For    For
9  

Approve Remuneration Policy of CEO

   Mgmt    For    For    For
10  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
11  

Approve Additional Social Benefits Agreement with Thomas Buberl, CEO

   Mgmt    For    Refer    For
12  

Approve Severance Agreement with Thomas Buberl

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Reelect Deanna Oppenheimer as Director

   Mgmt    For    For    For
14  

Reelect Ramon de Oliveira as Director

   Mgmt    For    For    For
15  

Ratify Appointment of Thomas Buberl as Director

   Mgmt    For    For    For
16  

Ratify Appointment of André François-Poncet as Director

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions

   Mgmt    For    Against    Against
20  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    For    For
21  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    Refer    For
22  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers

   Mgmt    For    For    For
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    Against
25  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million

   Mgmt    For    Against    Against
26  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion

   Mgmt    For    Against    Against
27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
29  

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

30  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
31  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

General Electric Company

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    369604103
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    GE
     Shares Voted:    1,728,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Sebastien M. Bazin

   Mgmt    For    For    For
2  

Elect Director W. Geoffrey Beattie

   Mgmt    For    For    For
3  

Elect Director John J. Brennan

   Mgmt    For    For    For
4  

Elect Director Francisco D’Souza

   Mgmt    For    For    For
5  

Elect Director Marijn E. Dekkers

   Mgmt    For    For    For
6  

Elect Director Peter B. Henry

   Mgmt    For    For    For
7  

Elect Director Susan J. Hockfield

   Mgmt    For    For    For
8  

Elect Director Jeffrey R. Immelt

   Mgmt    For    For    For
9  

Elect Director Andrea Jung

   Mgmt    For    For    For
10  

Elect Director Robert W. Lane

   Mgmt    For    For    For
11  

Elect Director Risa Lavizzo-Mourey

   Mgmt    For    For    For
12  

Elect Director Rochelle B. Lazarus

   Mgmt    For    For    For
13  

Elect Director Lowell C. McAdam

   Mgmt    For    For    For
14  

Elect Director Steven M. Mollenkopf

   Mgmt    For    For    For
15  

Elect Director James J. Mulva

   Mgmt    For    For    For
16  

Elect Director James E. Rohr

   Mgmt    For    For    For
17  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
18  

Elect Director James S. Tisch

   Mgmt    For    For    For
19  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
20  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

General Electric Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
22  

Approve Material Terms of Senior Officer Performance Goals

   Mgmt    For    Refer    For
23  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
24  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
25  

Require Independent Board Chairman

   SH    Against    Refer    For
26  

Restore or Provide for Cumulative Voting

   SH    Against    Against    Against
27  

Report on Charitable Contributions

   SH    Against    Against    Against

The Coca-Cola Company

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    191216100
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    KO
     Shares Voted:    1,705,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Herbert A. Allen

   Mgmt    For    For    For
1.2  

Elect Director Ronald W. Allen

   Mgmt    For    For    For
1.3  

Elect Director Marc Bolland

   Mgmt    For    For    For
1.4  

Elect Director Ana Botin

   Mgmt    For    For    For
1.5  

Elect Director Richard M. Daley

   Mgmt    For    For    For
1.6  

Elect Director Barry Diller

   Mgmt    For    For    For
1.7  

Elect Director Helene D. Gayle

   Mgmt    For    For    For
1.8  

Elect Director Alexis M. Herman

   Mgmt    For    For    For
1.9  

Elect Director Muhtar Kent

   Mgmt    For    For    For
1.10  

Elect Director Robert A. Kotick

   Mgmt    For    For    For
1.11  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1.12  

Elect Director Sam Nunn

   Mgmt    For    For    For
1.13  

Elect Director James Quincey

   Mgmt    For    For    For
1.14  

Elect Director David B. Weinberg

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Coca-Cola Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Report on Human Rights Review on High-Risk Regions

   SH    Against    Against    Against

Delphi Automotive PLC

 

Meeting Date:    04/27/2017   Country:    Jersey   Primary Security ID:    G27823106
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    DLPH
     Shares Voted:    665,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Joseph S. Cantie

   Mgmt    For    For    For
2  

Elect Director Kevin P. Clark

   Mgmt    For    For    For
3  

Elect Director Gary L. Cowger

   Mgmt    For    For    For
4  

Elect Director Nicholas M. Donofrio

   Mgmt    For    For    For
5  

Elect Director Mark P. Frissora

   Mgmt    For    For    For
6  

Elect Director Rajiv L. Gupta

   Mgmt    For    For    For
7  

Elect Director Sean O. Mahoney

   Mgmt    For    For    For
8  

Elect Director Timothy M. Manganello

   Mgmt    For    For    For
9  

Elect Director Ana G. Pinczuk

   Mgmt    For    For    For
10  

Elect Director Thomas W. Sidlik

   Mgmt    For    For    For
11  

Elect Director Bernd Wiedemann

   Mgmt    For    For    For
12  

Elect Director Lawrence A. Zimmerman

   Mgmt    For    For    For
13  

Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
14  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    745,645     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

EOG Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director Robert P. Daniels

   Mgmt    For    For    For
1d  

Elect Director James C. Day

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

HCA Holdings, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    480,278     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Milton Johnson

   Mgmt    For    For    For
1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For
1d  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1e  

Elect Director William R. Frist

   Mgmt    For    For    For
1f  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1g  

Elect Director Ann H. Lamont

   Mgmt    For    For    For
1h  

Elect Director Jay O. Light

   Mgmt    For    For    For
1i  

Elect Director Geoffrey G. Meyers

   Mgmt    For    For    For
1j  

Elect Director Wayne J. Riley

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

HCA Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director John W. Rowe

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Right to Call Special Meeting

   Mgmt    For    For    For
5  

Shareholders may Call Special Meetings

   SH    Against    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    539830109
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    266,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    Refer    Against
1c  

Elect Director Rosalind G. Brewer

   Mgmt    For    Refer    Against
1d  

Elect Director David B. Burritt

   Mgmt    For    For    For
1e  

Elect Director Bruce A. Carlson

   Mgmt    For    Refer    Against
1f  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Falk

   Mgmt    For    Refer    Against
1h  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1i  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1j  

Elect Director James M. Loy

   Mgmt    For    For    For
1k  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1l  

Elect Director Anne Stevens

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Holy Land Principles

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Pfizer Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    717081103
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    PFE
     Shares Voted:    2,249,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis A. Ausiello

   Mgmt    For    For    For
1.2  

Elect Director Ronald E. Blaylock

   Mgmt    For    For    For
1.3  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1.4  

Elect Director Joseph J. Echevarria

   Mgmt    For    For    For
1.5  

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
1.6  

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
1.7  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.8  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.9  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1.10  

Elect Director Ian C. Read

   Mgmt    For    For    For
1.11  

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
1.12  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Holy Land Principles

   SH    Against    Against    Against
6  

Amend Bylaws - Call Special Meetings

   SH    Against    For    For
7  

Require Independent Board Chairman

   SH    Against    Refer    For

Continental AG

 

Meeting Date:    04/28/2017   Country:    Germany   Primary Security ID:    D16212140
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    CON
     Shares Voted:    197,600     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 4.25 per Share

   Mgmt    For    For    For
3.1  

Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2016

   Mgmt    For    For    For
3.2  

Approve Discharge of Management Board Member Jose Avila for Fiscal 2016

   Mgmt    For    For    For
3.3  

Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2016

   Mgmt    For    For    For
3.4  

Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2016

   Mgmt    For    For    For
3.5  

Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2016

   Mgmt    For    For    For
3.6  

Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2016

   Mgmt    For    For    For
3.7  

Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2016

   Mgmt    For    For    For
3.8  

Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2016

   Mgmt    For    For    For
3.9  

Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2016

   Mgmt    For    For    For
4.1  

Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2016

   Mgmt    For    For    For
4.2  

Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2016

   Mgmt    For    For    For
4.3  

Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2016

   Mgmt    For    For    For
4.4  

Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2016

   Mgmt    For    For    For
4.5  

Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2016

   Mgmt    For    For    For
4.6  

Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2016

   Mgmt    For    For    For
4.7  

Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2016

   Mgmt    For    For    For
4.8  

Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2016

   Mgmt    For    For    For
4.9  

Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2016

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.10  

Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2016

   Mgmt    For    For    For
4.11  

Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2016

   Mgmt    For    For    For
4.12  

Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2016

   Mgmt    For    For    For
4.13  

Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2016

   Mgmt    For    For    For
4.14  

Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2016

   Mgmt    For    For    For
4.15  

Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2016

   Mgmt    For    For    For
4.16  

Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2016

   Mgmt    For    For    For
4.17  

Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2016

   Mgmt    For    For    For
4.18  

Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2016

   Mgmt    For    For    For
4.19  

Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2016

   Mgmt    For    For    For
4.20  

Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Approve Remuneration System for Management

   Mgmt    For    For    For
 

Board Members

           

Bristol-Myers Squibb Company

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    110122108
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    677,331     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1B  

Elect Director Robert J. Bertolini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Matthew W. Emmens

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Bristol-Myers Squibb Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1E  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1F  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1G  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Theodore R. Samuels

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
7  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    127097103
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    COG
     Shares Voted:    1,522,754     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Dorothy M. Ables

   Mgmt    For    For    For
1B  

Elect Director Rhys J. Best

   Mgmt    For    For    For
1C  

Elect Director Robert S. Boswell

   Mgmt    For    For    For
1D  

Elect Director Dan O. Dinges

   Mgmt    For    For    For
1E  

Elect Director Robert Kelley

   Mgmt    For    For    For
1F  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Philip Morris International Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718172109
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    800,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Massimo Ferragamo

   Mgmt    For    For    For
1.5  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.6  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.7  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.8  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.9  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.10  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.11  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.12  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.13  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
5  

Approve Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For
6  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
7  

Establish a Board Committee on Human Rights

   SH    Against    Refer    Against
8  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Phillips 66

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718546104
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PSX
     Shares Voted:    569,511     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director William R. Loomis, Jr.

   Mgmt    For    For    For
1b  

Elect Director Glenn F. Tilton

   Mgmt    For    For    For
1c  

Elect Director Marna C. Whittington

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Berkshire Hathaway Inc.

 

Meeting Date:    05/06/2017   Country:    USA   Primary Security ID:    084670702
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    BRK.B
     Shares Voted:    199,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1.2  

Elect Director Charles T. Munger

   Mgmt    For    For    For
1.3  

Elect Director Howard G. Buffett

   Mgmt    For    For    For
1.4  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1.5  

Elect Director Susan L. Decker

   Mgmt    For    For    For
1.6  

Elect Director William H. Gates, III

   Mgmt    For    For    For
1.7  

Elect Director David S. Gottesman

   Mgmt    For    For    For
1.8  

Elect Director Charlotte Guyman

   Mgmt    For    For    For
1.9  

Elect Director Thomas S. Murphy

   Mgmt    For    For    For
1.10  

Elect Director Ronald L. Olson

   Mgmt    For    For    For
1.11  

Elect Director Walter Scott, Jr.

   Mgmt    For    For    For
1.12  

Elect Director Meryl B. Witmer

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Berkshire Hathaway Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3

  Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    Three Years    Three Years
4  

Report on Political Contributions

   SH    Against    Against    Against
5  

Assess and Report on Exposure to Climate Change Risks

   SH    Against    Refer    Against
6  

Require Divestment from Fossil Fuels

   SH    Against    Refer    Against

International Paper Company

 

Meeting Date:    05/08/2017   Country:    USA   Primary Security ID:    460146103
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    IP
     Shares Voted:    484,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David J. Bronczek

   Mgmt    For    For    For
1b  

Elect Director William J. Burns

   Mgmt    For    For    For
1c  

Elect Director Ahmet C. Dorduncu

   Mgmt    For    For    For
1d  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jay L. Johnson

   Mgmt    For    For    For
1f  

Elect Director Stacey J. Mobley

   Mgmt    For    For    For
1g  

Elect Director Kathryn D. Sullivan

   Mgmt    For    For    For
1h  

Elect Director Mark S. Sutton

   Mgmt    For    For    For
1i  

Elect Director John L. Townsend, III

   Mgmt    For    For    For
1j  

Elect Director William G. Walter

   Mgmt    For    For    For
1k  

Elect Director J. Steven Whisler

   Mgmt    For    For    For
1l  

Elect Director Ray G. Young

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    015351109
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    ALXN
     Shares Voted:    343,676     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Felix J. Baker

   Mgmt    For    For    For
1.2  

Elect Director David R. Brennan

   Mgmt    For    For    For
1.3  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1.4  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.5  

Elect Director Ludwig N. Hantson

   Mgmt    For    For    For
1.6  

Elect Director John T. Mollen

   Mgmt    For    For    For
1.7  

Elect Director R. Douglas Norby

   Mgmt    For    For    For
1.8  

Elect Director Alvin S. Parven

   Mgmt    For    For    For
1.9  

Elect Director Andreas Rummelt

   Mgmt    For    For    For
1.10  

Elect Director Ann M. Veneman

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Provide For Confidential Running Vote Tallies On Executive Pay Matters

   SH    Against    For    For

Union Pacific Corporation

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    907818108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    354,403     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For
1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1h  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1i  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1j  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1k  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    For

AIA Group Ltd.

 

Meeting Date:    05/12/2017   Country:    Hong Kong   Primary Security ID:    Y002A1105
Record Date:    05/09/2017   Meeting Type:    Annual   Ticker:    1299
     Shares Voted:    10,222,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Mohamed Azman Yahya as Director

   Mgmt    For    For    For
4  

Elect Edmund Sze-Wing Tse as Director

   Mgmt    For    For    For
5  

Elect Jack Chak-Kwong So as Director

   Mgmt    For    For    For
6  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
7B  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7C  

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

JPMorgan Chase & Co.

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    46625H100
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    1,267,829     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director Todd A. Combs

   Mgmt    For    For    For
1f  

Elect Director James S. Crown

   Mgmt    For    For    For
1g  

Elect Director James Dimon

   Mgmt    For    For    For
1h  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1i  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For
1j  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1k  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1l  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    Against
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Clawback Amendment

   SH    Against    For    For
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
10  

Reduce Ownership Threshold for Shareholders to Call a Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Halliburton Company

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    406216101
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    1,674,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1b  

Elect Director William E. Albrecht

   Mgmt    For    For    For
1c  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1d  

Elect Director James R. Boyd

   Mgmt    For    For    For
1e  

Elect Director Milton Carroll

   Mgmt    For    For    For
1f  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1g  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1h  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1i  

Elect Director David J. Lesar

   Mgmt    For    For    For
1j  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1k  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1l  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1m  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Mondelez International, Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    609207105
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    MDLZ
     Shares Voted:    1,188,383     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Mondelez International, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lewis W.K. Booth

   Mgmt    For    For    For
1b  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1c  

Elect Director Lois D. Juliber

   Mgmt    For    For    For
1d  

Elect Director Mark D. Ketchum

   Mgmt    For    For    For
1e  

Elect Director Jorge S. Mesquita

   Mgmt    For    For    For
1f  

Elect Director Joseph Neubauer

   Mgmt    For    For    For
1g  

Elect Director Nelson Peltz

   Mgmt    For    For    For
1h  

Elect Director Fredric G. Reynolds

   Mgmt    For    For    For
1i  

Elect Director Irene B. Rosenfeld

   Mgmt    For    For    For
1j  

Elect Director Christiana S. Shi

   Mgmt    For    For    For
1k  

Elect Director Patrick T. Siewert

   Mgmt    For    For    For
1l  

Elect Director Ruth J. Simmons

   Mgmt    For    For    For
1m  

Elect Director Jean-Francois M. L. van Boxmeer

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Assess Environmental Impact of Non-Recyclable Packaging

   SH    Against    Refer    Against
6  

Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives

   SH    Against    Refer    Against

Pioneer Natural Resources Company

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    723787107
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    PXD
     Shares Voted:    218,560     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Pioneer Natural Resources Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Edison C. Buchanan

   Mgmt    For    For    For
1.2  

Elect Director Andrew F. Cates

   Mgmt    For    For    For
1.3  

Elect Director Timothy L. Dove

   Mgmt    For    For    For
1.4  

Elect Director Phillip A. Gobe

   Mgmt    For    For    For
1.5  

Elect Director Larry R. Grillot

   Mgmt    For    For    For
1.6  

Elect Director Stacy P. Methvin

   Mgmt    For    For    For
1.7  

Elect Director Royce W. Mitchell

   Mgmt    For    For    For
1.8  

Elect Director Frank A. Risch

   Mgmt    For    For    For
1.9  

Elect Director Scott D. Sheffield

   Mgmt    For    For    For
1.10  

Elect Director Mona K. Sutphen

   Mgmt    For    For    For
1.11  

Elect Director J. Kenneth Thompson

   Mgmt    For    For    For
1.12  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
1.13  

Elect Director Michael D. Wortley

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Annual Sustainability

   SH    Against    Refer    Against

The Home Depot, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    437076102
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    400,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Armando Codina

   Mgmt    For    For    For
1h  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1i  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1j  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1k  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1m  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
6  

Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote

   SH    Against    Against    Against
7  

Amend Articles/Bylaws/Charter - Call Special Meetings

   SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    023135106
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    62,540     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Tom A. Alberg

   Mgmt    For    For    For
1c  

Elect Director John Seely Brown

   Mgmt    For    For    For
1d  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1e  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For
1f  

Elect Director Judith A. McGrath

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Report on Use of Criminal Background Checks in Hiring

   SH    Against    Against    Against
7  

Include Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against
8  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

Wolseley plc

 

Meeting Date:    05/23/2017   Country:    United Kingdom   Primary Security ID:    G9736L124
Record Date:    05/21/2017   Meeting Type:    Special   Ticker:    WOS
     Shares Voted:    336,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Change of Company Name to Ferguson plc

   Mgmt    For    For    For

Chipotle Mexican Grill, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    169656105
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    CMG
     Shares Voted:    102,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Albert S. Baldocchi

   Mgmt    For    For    For
1.2  

Elect Director Paul T. Cappuccio

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Chipotle Mexican Grill, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Steve Ells

   Mgmt    For    For    For
1.4  

Elect Director Neil W. Flanzraich

   Mgmt    For    For    For
1.5  

Elect Director Robin Hickenlooper

   Mgmt    For    For    For
1.6  

Elect Director Kimbal Musk

   Mgmt    For    For    For
1.7  

Elect Director Ali Namvar

   Mgmt    For    For    For
1.8  

Elect Director Matthew H. Paull

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Facebook, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    87,759     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    For    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    For    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    For    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Report on Public Policy Issues Associated with Fake News

   SH    Against    Refer    Against
6  

Gender Pay Gap

   SH    Against    Against    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    For

Lowe’s Companies, Inc.

 

Meeting Date:    06/02/2017   Country:    USA   Primary Security ID:    548661107
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    LOW
     Shares Voted:    469,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Raul Alvarez

   Mgmt    For    For    For
1.2  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1.3  

Elect Director Sandra B. Cochran

   Mgmt    For    For    For
1.4  

Elect Director Laurie Z. Douglas

   Mgmt    For    For    For
1.5  

Elect Director Richard W. Dreiling

   Mgmt    For    For    For
1.6  

Elect Director Robert L. Johnson

   Mgmt    For    For    For
1.7  

Elect Director Marshall O. Larsen

   Mgmt    For    For    For
1.8  

Elect Director James H. Morgan

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Niblock

   Mgmt    For    For    For
1.10  

Elect Director Bertram L. Scott

   Mgmt    For    For    For
1.11  

Elect Director Eric C. Wiseman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Assess Climate Benefits and Feasibility of Adopting Quantitative Renewable Production Goals

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Alphabet Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    66,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Eric E. Schmidt

   Mgmt    For    For    For
1.4  

Elect Director L. John Doerr

   Mgmt    For    Refer    For
1.5  

Elect Director Roger W. Ferguson, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1.7  

Elect Director John L. Hennessy

   Mgmt    For    For    For
1.8  

Elect Director Ann Mather

   Mgmt    For    Refer    For
1.9  

Elect Director Alan R. Mulally

   Mgmt    For    For    For
1.10  

Elect Director Paul S. Otellini

   Mgmt    For    Refer    For
1.11  

Elect Director K. Ram Shriram

   Mgmt    For    Refer    For
1.12  

Elect Director Shirley M. Tilghman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Report on Political Contributions

   SH    Against    Against    Against
9  

Report on Gender Pay Gap

   SH    Against    Against    Against
10  

Report on Charitable Contributions

   SH    Against    Against    Against
11  

Adopt Holy Land Principles

   SH    Against    Against    Against
12  

Report on Fake News

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Comcast Corporation

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/16/2017   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    1,803,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    For    For
1.5  

Elect Director Gerald L. Hassell

   Mgmt    For    For    For
1.6  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.7  

Elect Director Asuka Nakahara

   Mgmt    For    For    For
1.8  

Elect Director David C. Novak

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

Keyence Corp.

 

Meeting Date:    06/09/2017   Country:    Japan   Primary Security ID:    J32491102
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    6861
     Shares Voted:    41,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 75

   Mgmt    For    Against    Against
2  

Amend Articles to Authorize Public Announcements in Electronic Format

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Keyence Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

3.1  

Elect Director Takizaki, Takemitsu

   Mgmt    For    Refer    Against
3.2  

Elect Director Yamamoto, Akinori

   Mgmt    For    For    For
3.3  

Elect Director Kimura, Tsuyoshi

   Mgmt    For    For    For
3.4  

Elect Director Kimura, Keiichi

   Mgmt    For    For    For
3.5  

Elect Director Ideno, Tomohide

   Mgmt    For    For    For
3.6  

Elect Director Yamaguchi, Akiji

   Mgmt    For    For    For
3.7  

Elect Director Kanzawa, Akira

   Mgmt    For    For    For
3.8  

Elect Director Fujimoto, Masato

   Mgmt    For    For    For
3.9  

Elect Director Tanabe, Yoichi

   Mgmt    For    For    For
4  

Appoint Alternate Statutory Auditor Yamamoto, Masaharu

   Mgmt    For    Refer    For

MercadoLibre, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    58733R102
Record Date:    04/21/2017   Meeting Type:    Annual   Ticker:    MELI
     Shares Voted:    224,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan Segal

   Mgmt    For    For    For
1.2  

Elect Director Mario Eduardo Vazquez

   Mgmt    For    For    For
1.3  

Elect Director Alejandro Nicolas Aguzin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Co. S.A. as Auditors

   Mgmt    For    For    For

MetLife, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    59156R108
Record Date:    04/14/2017   Meeting Type:    Annual   Ticker:    MET
     Shares Voted:    789,600     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

MetLife, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cheryl W. Grise

   Mgmt    For    For    For
1.2  

Elect Director Carlos M. Gutierrez

   Mgmt    For    For    For
1.3  

Elect Director David L. Herzog

   Mgmt    For    For    For
1.4  

Elect Director R. Glenn Hubbard

   Mgmt    For    For    For
1.5  

Elect Director Steven A. Kandarian

   Mgmt    For    For    For
1.6  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Edward J. Kelly, III

   Mgmt    For    For    For
1.8  

Elect Director William E. Kennard

   Mgmt    For    For    For
1.9  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.10  

Elect Director Catherine R. Kinney

   Mgmt    For    For    For
1.11  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

China Construction Bank Corporation

 

Meeting Date:    06/15/2017   Country:    China   Primary Security ID:    Y1397N101
Record Date:    05/15/2017   Meeting Type:    Annual   Ticker:    939
     Shares Voted:    13,443,853     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
 

ORDINARY RESOLUTIONS

   Mgmt         
1  

Approve 2016 Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2016 Report of Supervisors

   Mgmt    For    For    For
3  

Approve 2016 Final Financial Accounts

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

China Construction Bank Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4

 

Approve 2016 Profit Distribution Plan

   Mgmt    For    For    For

5

 

Approve Budget of 2017 Fixed Assets Investment

   Mgmt    For    For    For

6

 

Approve Remuneration Distribution and Settlement Plan for Directors in 2015

   Mgmt    For    Refer    For

7

 

Approve Remuneration Distribution and Settlement Plan for Supervisors in 2015

   Mgmt    For    Refer    For

8

 

Elect Malcolm Christopher McCarthy as Director

   Mgmt    For    For    For

9

 

Elect Feng Bing as Director

   Mgmt    For    For    For

10

 

Elect Zhu Hailin as Director

   Mgmt    For    For    For

11

 

Elect Wu Min as Director

   Mgmt    For    For    For

12

 

Elect Zhang Qi as Director

   Mgmt    For    For    For

13

 

Elect Guo You as Supervisor

   Mgmt    For    Refer    For

14

 

Approve PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
 

SPECIAL RESOLUTIONS

   Mgmt         

1

 

Approve Issuance of Eligible Tier-2 Capital Instruments

   Mgmt    For    Refer    For

2

 

Approve Amendments to Articles of Association

   Mgmt    For    Refer    Against

3

 

Amend Rules of Procedures Regarding General Meetings of Shareholders’ General Meetings

   Mgmt    For    Refer    For

4

 

Amend Rules of Procedures for the Board of Directors

   Mgmt    For    Refer    For

5

 

Amend Rules of Procedures for the Board of Supervisors

   Mgmt    For    Refer    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/21/2017   Country:    USA   Primary Security ID:    339041105
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    FLT
     Shares Voted:    160,960     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Michael Buckman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

FleetCor Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2

 

Elect Director Thomas M. Hagerty

   Mgmt    For    For    For

1.3

 

Elect Director Steven T. Stull

   Mgmt    For    For    For

2

 

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

3

 

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

4

 

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years

5

 

Adopt Simple Majority Vote

   SH    Against    For    For

Industrial and Commercial Bank of China Limited

 

Meeting Date:    06/27/2017   Country:    China   Primary Security ID:    Y3990B112
Record Date:    05/26/2017   Meeting Type:    Annual   Ticker:    1398
     Shares Voted:    16,181,038     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         

1

 

Approve 2016 Work Report of the Board of Directors

   Mgmt    For    For    For

2

 

Approve 2016 Work Report of the Board of Supervisors

   Mgmt    For    For    For

3

 

Approve 2016 Audited Accounts

   Mgmt    For    For    For

4

 

Approve 2016 Profit Distribution Plan

   Mgmt    For    For    For

5

 

Approve 2017 Fixed Asset Investment Budget

   Mgmt    For    For    For

6

 

Approve KPMG Huazhen LLP as the Domestic External Auditor and KPMG as the International External Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

7

 

Elect Ye Donghai as Director

   SH    For    For    For

8

 

Elect Mei Yingchun as Director

   SH    For    For    For

9

 

Elect Dong Shi as Director

   SH    For    For    For

10

 

Amend Articles of Association

   SH    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Nippon Telegraph & Telephone Corp.

 

Meeting Date:    06/27/2017   Country:    Japan   Primary Security ID:    J59396101
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    9432
     Shares Voted:    859,195     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1

  Approve Allocation of Income, with a Final Dividend of JPY 60    Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    06/27/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    06/23/2017   Meeting Type:    Special   Ticker:    RIO
     Shares Voted:    817,451     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1

 

Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited

   Mgmt    For    Refer    For

Suzuki Motor Corp.

 

Meeting Date:    06/29/2017   Country:    Japan   Primary Security ID:    J78529138
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    7269
     Shares Voted:    877,121     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1

  Approve Allocation of Income, with a Final Dividend of JPY 27    Mgmt    For    For    For

2

  Amend Articles to Amend Provisions on Number of Directors    Mgmt    For    Refer    For

3.1

  Elect Director Suzuki, Osamu    Mgmt    For    For    For

3.2

  Elect Director Harayama, Yasuhito    Mgmt    For    For    For

3.3

  Elect Director Suzuki, Toshihiro    Mgmt    For    For    For

3.4

  Elect Director Nagao, Masahiko    Mgmt    For    For    For

3.5

  Elect Director Matsura, Hiroaki    Mgmt    For    For    For

3.6

  Elect Director Honda, Osamu    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Suzuki Motor Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.7

 

Elect Director Iguchi, Masakazu

   Mgmt    For    For    For

3.8

 

Elect Director Tanino, Sakutaro

   Mgmt    For    Refer    Against

4

 

Approve Annual Bonus

   Mgmt    For    Refer    For

5

 

Approve Compensation Ceilings for Directors and Statutory Auditors

   Mgmt    For    Refer    For

6

 

Approve Equity Compensation Plan

   Mgmt    For    Refer    Against


IVY BALANCED FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

CONSTELLATION BRANDS, INC.

 

Meeting Date:    07/20/2016   Country:    USA   Primary Security ID:    21036P108
Record Date:    05/23/2016   Meeting Type:    Annual   Ticker:    STZ
     Shares Voted:    174,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jerry Fowden

   Mgmt    For    For    For
1.2  

Elect Director Barry A. Fromberg

   Mgmt    For    For    For
1.3  

Elect Director Robert L. Hanson

   Mgmt    For    For    For
1.4  

Elect Director Ernesto M. Hernandez

   Mgmt    For    For    For
1.5  

Elect Director James A. Locke, III

   Mgmt    For    Refer    For
1.6  

Elect Director Daniel J. McCarthy

   Mgmt    For    For    For
1.7  

Elect Director Richard Sands

   Mgmt    For    For    For
1.8  

Elect Director Robert Sands

   Mgmt    For    For    For
1.9  

Elect Director Judy A. Schmeling

   Mgmt    For    For    For
1.10  

Elect Director Keith E. Wandell

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/15/2016   Country:    USA   Primary Security ID:    595017104
Record Date:    06/21/2016   Meeting Type:    Annual   Ticker:    MCHP
     Shares Voted:    459,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote Instruction

1.1  

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2  

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.3  

Elect Director L.B. Day

   Mgmt    For    For    For
1.4  

Elect Director Esther L. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Microchip Technology Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

The J. M. Smucker Company

 

Meeting Date:    08/17/2016   Country:    USA   Primary Security ID:    832696405
Record Date:    06/20/2016   Meeting Type:    Annual   Ticker:    SJM
     Shares Voted:    196,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Kathryn W. Dindo

   Mgmt    For    For    For
1b  

Elect Director Paul J. Dolan

   Mgmt    For    For    For
1c  

Elect Director Jay L. Henderson

   Mgmt    For    For    For
1d  

Elect Director Nancy Lopez Knight

   Mgmt    For    For    For
1e  

Elect Director Elizabeth Valk Long

   Mgmt    For    For    For
1f  

Elect Director Gary A. Oatey

   Mgmt    For    For    For
1g  

Elect Director Sandra Pianalto

   Mgmt    For    For    For
1h  

Elect Director Alex Shumate

   Mgmt    For    For    For
1i  

Elect Director Mark T. Smucker

   Mgmt    For    For    For
1j  

Elect Director Richard K. Smucker

   Mgmt    For    For    For
1k  

Elect Director Timothy P. Smucker

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Plans to Increase Renewable Energy Use

   SH    Against    Refer    Against

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    08/12/2016   Meeting Type:    Special   Ticker:    ABI
     Shares Voted:    201,200     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
A.1  

Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA

   Mgmt    For    Refer    For
B.2  

Receive Special Board Report and Special Auditor Report Re: Item 1

   Mgmt         
B.3  

Receive Information on Modifications to the Assets and Liabilities of the Merging Companies

   Mgmt         
B.4  

Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
B.5  

Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
C.6  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    Refer    For

Intercontinental Exchange, Inc.

 

Meeting Date:    10/12/2016   Country:    USA   Primary Security ID:    45866F104
Record Date:    08/24/2016   Meeting Type:    Special   Ticker:    ICE
     Shares Voted:    129,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Increase Authorized Common Stock

   Mgmt    For    For    For

Harris Corporation

 

Meeting Date:    10/28/2016   Country:    USA   Primary Security ID:    413875105
Record Date:    09/02/2016   Meeting Type:    Annual   Ticker:    HRS
     Shares Voted:    375,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director James F. Albaugh

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Harris Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1b  

Elect Director William M. Brown

   Mgmt    For    For    For
1c  

Elect Director Peter W. Chiarelli

   Mgmt    For    For    For
1d  

Elect Director Thomas A. Dattilo

   Mgmt    For    For    For
1e  

Elect Director Roger B. Fradin

   Mgmt    For    For    For
1f  

Elect Director Terry D. Growcock

   Mgmt    For    For    For
1g  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1h  

Elect Director Vyomesh I. Joshi

   Mgmt    For    For    For
1i  

Elect Director Leslie F. Kenne

   Mgmt    For    For    For
1j  

Elect Director James C. Stoffel

   Mgmt    For    For    For
1k  

Elect Director Gregory T. Swienton

   Mgmt    For    For    For
1l  

Elect Director Hansel E. Tookes, II

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Symantec Corporation

 

Meeting Date:    11/01/2016   Country:    USA   Primary Security ID:    871503108
Record Date:    09/02/2016   Meeting Type:    Annual   Ticker:    SYMC
     Shares Voted:    1,360,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory S. Clark

   Mgmt    For    For    For
1b  

Elect Director Frank E. Dangeard

   Mgmt    For    For    For
1c  

Elect Director Kenneth Y. Hao

   Mgmt    For    Refer    Against
1d  

Elect Director David W. Humphrey

   Mgmt    For    Refer    Against
1e   Elect Director Geraldine B. Laybourne    Mgmt    For    For    For
1f   Elect Director David L. Mahoney    Mgmt    For    For    For
1g  

Elect Director Robert S. Miller

   Mgmt    For    For    For
1h   Elect Director Anita M. Sands    Mgmt    For    For    For
1i  

Elect Director Daniel H. Schulman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Symantec Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director V. Paul Unruh

   Mgmt    For    For    For
1k  

Elect Director Suzanne M. Vautrinot

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Twenty-First Century Fox, Inc.

 

Meeting Date:    11/10/2016   Country:    USA   Primary Security ID:    90130A101
Record Date:    09/13/2016   Meeting Type:    Annual   Ticker:    FOXA
     Shares Voted:    1,149,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director K. Rupert Murdoch

   Mgmt    For    For    For
1b  

Elect Director Lachlan K. Murdoch

   Mgmt    For    For    For
1c  

Elect Director Delphine Arnault

   Mgmt    For    For    For
1d  

Elect Director James W. Breyer

   Mgmt    For    For    For
1e  

Elect Director Chase Carey

   Mgmt    For    For    For
1f  

Elect Director David F. DeVoe

   Mgmt    For    For    For
1g  

Elect Director Viet Dinh

   Mgmt    For    For    For
1h  

Elect Director Roderick I. Eddington

   Mgmt    For    For    For
1i  

Elect Director James R. Murdoch

   Mgmt    For    For    For
1j  

Elect Director Jacques Nasser

   Mgmt    For    For    For
1k  

Elect Director Robert S. Silberman

   Mgmt    For    For    For
1l  

Elect Director Tidjane Thiam

   Mgmt    For    For    For
1m  

Elect Director Jeffrey W. Ubben

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Medtronic plc

 

Meeting Date:    12/09/2016   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/11/2016   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    395,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For
1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Shirley Ann Jackson

   Mgmt    For    For    For
1g  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For
1h  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1i  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For
1j  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1k  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
1l  

Elect Director Robert C. Pozen

   Mgmt    For    For    For
1m  

Elect Director Preetha Reddy

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    Against
5a  

Amend Articles of Association

   Mgmt    For    For    For
5b  

Amend Memorandum of Association

   Mgmt    For    For    For
6  

Amend Articles to Clarify the Board’s Sole Authority to Determine its Size Within the Fixed Limits

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Valvoline Inc.

 

Meeting Date:    01/24/2017   Country:    USA   Primary Security ID:    92047W101
Record Date:    12/05/2016   Meeting Type:    Annual   Ticker:    VVV
     Shares Voted:    850,162     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard J. Freeland

   Mgmt    For    For    For
1.2  

Elect Director Stephen F. Kirk

   Mgmt    For    Refer    Against
1.3  

Elect Director Stephen E. Macadam

   Mgmt    For    For    For
1.4  

Elect Director Vada O. Manager

   Mgmt    For    Refer    Against
1.5  

Elect Director Samuel J. Mitchell, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Charles M. Sonsteby

   Mgmt    For    For    For
1.7  

Elect Director Mary J. Twinem

   Mgmt    For    For    For
1.8  

Elect Director William A. Wulfsohn

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Apple Inc.

 

Meeting Date:    02/28/2017   Country:    USA   Primary Security ID:    037833100
Record Date:    12/30/2016   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    428,634     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Bell

   Mgmt    For    For    For
1.2  

Elect Director Tim Cook

   Mgmt    For    For    For
1.3  

Elect Director Al Gore

   Mgmt    For    For    For
1.4  

Elect Director Bob Iger

   Mgmt    For    For    For
1.5  

Elect Director Andrea Jung

   Mgmt    For    For    For
1.6  

Elect Director Art Levinson

   Mgmt    For    For    For
1.7  

Elect Director Ron Sugar

   Mgmt    For    For    For
1.8  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Disclose Charitable Contributions

   SH    Against    Against    Against
6  

Adopt Policy to Increase Diversity of Senior Management and Board of Directors

   SH    Against    Against    Against
7  

Proxy Access Amendments

   SH    Against    Against    Against
8  

Engage Outside Independent Experts for Compensation Reforms

   SH    Against    Refer    Against
9  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against

Johnson Controls International plc

 

Meeting Date:    03/08/2017   Country:    Ireland   Primary Security ID:    G51502105
Record Date:    01/04/2017   Meeting Type:    Annual   Ticker:    JCI
     Shares Voted:    861,118     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David P. Abney

   Mgmt    For    For    For
1b  

Elect Director Natalie A. Black

   Mgmt    For    For    For
1c  

Elect Director Michael E. Daniels

   Mgmt    For    For    For
1d  

Elect Director Brian Duperreault

   Mgmt    For    For    For
1e  

Elect Director Jeffrey A. Joerres

   Mgmt    For    For    For
1f  

Elect Director Alex A. Molinaroli

   Mgmt    For    For    For
1g  

Elect Director George R. Oliver

   Mgmt    For    For    For
1h  

Elect Director Juan Pablo del Valle Perochena

   Mgmt    For    For    For
1i  

Elect Director Jurgen Tinggren

   Mgmt    For    For    For
1j  

Elect Director Mark Vergnano

   Mgmt    For    For    For
1k  

Elect Director R. David Yost

   Mgmt    For    For    For
2a  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
2b  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Johnson Controls International plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Authorize Market Purchases of Company shares

   Mgmt    For    For    For
4  

Determine Price Range for Reissuance of Treasury Shares

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
8  

Approve the Directors’ Authority to Allot Shares

   Mgmt    For    For    For
9  

Approve the Disapplication of Statutory Pre-Emption Rights

   Mgmt    For    For    For

Applied Materials, Inc.

 

Meeting Date:    03/09/2017   Country:    USA   Primary Security ID:    038222105
Record Date:    01/12/2017   Meeting Type:    Annual   Ticker:    AMAT
     Shares Voted:    1,319,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Judy Bruner

   Mgmt    For    For    For
1b  

Elect Director Xun (Eric) Chen

   Mgmt    For    For    For
1c  

Elect Director Aart J. de Geus

   Mgmt    For    For    For
1d  

Elect Director Gary E. Dickerson

   Mgmt    For    For    For
1e  

Elect Director Stephen R. Forrest

   Mgmt    For    For    For
1f  

Elect Director Thomas J. Iannotti

   Mgmt    For    For    For
1g  

Elect Director Alexander A. Karsner

   Mgmt    For    For    For
1h  

Elect Director Adrianna C. Ma

   Mgmt    For    For    For
1i  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Applied Materials, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Carnival Corporation

 

Meeting Date:    04/05/2017   Country:    Panama   Primary Security ID:    143658300
Record Date:    02/06/2017   Meeting Type:    Annual   Ticker:    CCL
     Shares Voted:    999,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
2  

Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
3  

Elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
4  

Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
5  

Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
6  

Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
7  

Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
8  

Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
9  

Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
10  

Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
11  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
12  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
13  

Approve Directors’ Remuneration Report (in accordance with legal requirements applicable to UK companies)

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Carnival Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

14  

Approve Remuneration Policy set out in Section B of Part II of the Carnival plc Directors’ Remuneration Report (in accordance with legal requirements applicable to UK companies).

   Mgmt    For    Refer    For
15  

Reappoint the UK firm of PricewaterhouseCoopers LLP as independent auditors for Carnival plc and ratify the U.S. firm of PricewaterhouseCoopers LLP as the independent registered certified public accounting firm for Carnival Corporation.

   Mgmt    For    For    For
16  

Authorize the Audit Committee of Carnival plc to agree the remuneration of the independent auditors of Carnival plc.

   Mgmt    For    For    For
17  

Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2016 (in accordance with legal requirements applicable to UK companies).

   Mgmt    For    For    For
18  

Authorize Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorize Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorize Share Repurchase Program

   Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/05/2017   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/15/2017   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    320,350     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director Miguel M. Galuccio

   Mgmt    For    For    For
1c  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1d  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1e  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1f  

Elect Director Helge Lund

   Mgmt    For    For    For
1g  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1h  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1j  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1k  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1l  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Amend Employee Stock Purchase Plan

   Mgmt    For    For    For

The Kraft Heinz Company

 

Meeting Date:    04/19/2017   Country:    USA   Primary Security ID:    500754106
Record Date:    02/21/2017   Meeting Type:    Annual   Ticker:    KHC
     Shares Voted:    250,603     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory E. Abel

   Mgmt    For    For    For
1b  

Elect Director Alexandre Behring

   Mgmt    For    For    For
1c  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1d  

Elect Director John T. Cahill

   Mgmt    For    For    For
1e  

Elect Director Tracy Britt Cool

   Mgmt    For    For    For
1f  

Elect Director Feroz Dewan

   Mgmt    For    For    For
1g  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For
1h  

Elect Director Jorge Paulo Lemann

   Mgmt    For    For    For
1i  

Elect Director Mackey J. McDonald

   Mgmt    For    For    For
1j  

Elect Director John C. Pope

   Mgmt    For    For    For
1k  

Elect Director Marcel Herrmann Telles

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

The Kraft Heinz Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Report on Sustainability

   SH    Against    Refer    Against
5  

Assess Environmental Impact of Non-Recyclable Packaging

   SH    Against    Refer    Against
6  

Report on Supply Chain Impact on Deforestation

   SH    Against    Refer    Against

PPG Industries, Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    693506107
Record Date:    02/17/2017   Meeting Type:    Annual   Ticker:    PPG
     Shares Voted:    308,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Stephen F. Angel

   Mgmt    For    For    For
1.2  

Elect Director Hugh Grant

   Mgmt    For    For    For
1.3  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
1.4  

Elect Director Michele J. Hooper

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Noble Energy, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    655044105
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    805,958     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Noble Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1d  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1g  

Elect Director David L. Stover

   Mgmt    For    For    For
1h  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1i  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1j  

Elect Director Molly K. Williamson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against

Northern Trust Corporation

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    665859104
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    NTRS
     Shares Voted:    151,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda Walker Bynoe

   Mgmt    For    For    For
1b  

Elect Director Susan Crown

   Mgmt    For    For    For
1c  

Elect Director Dean M. Harrison

   Mgmt    For    For    For
1d  

Elect Director Jay L. Henderson

   Mgmt    For    For    For
1e  

Elect Director Michael G. O’Grady

   Mgmt    For    For    For
1f  

Elect Director Jose Luis Prado

   Mgmt    For    For    For
1g  

Elect Director Thomas E. Richards

   Mgmt    For    For    For
1h  

Elect Director John W. Rowe

   Mgmt    For    For    For
1i  

Elect Director Martin P. Slark

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Northern Trust Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director David H. B. Smith, Jr.

   Mgmt    For    For    For
1k  

Elect Director Donald Thompson

   Mgmt    For    For    For
1l  

Elect Director Charles A. Tribbett, III

   Mgmt    For    For    For
1m  

Elect Director Frederick H. Waddell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

PACCAR Inc

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    693718108
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    PCAR
     Shares Voted:    110,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Beth E. Ford

   Mgmt    For    For    For
1.2  

Elect Director Kirk S. Hachigian

   Mgmt    For    For    For
1.3  

Elect Director Roderick C. McGeary

   Mgmt    For    For    For
1.4  

Elect Director Mark A. Schulz

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Eliminate Supermajority Vote Requirement

   SH    Against    For    For
5  

Adopt Proxy Access Right

   SH    Against    Against    Against

Shire plc

 

Meeting Date:    04/25/2017   Country:    Jersey   Primary Security ID:    G8124V108
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    251,439     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Elect Ian Clark as Director

   Mgmt    For    For    For
7  

Elect Gail Fosler as Director

   Mgmt    For    For    For
8  

Re-elect Steven Gillis as Director

   Mgmt    For    For    For
9  

Re-elect David Ginsburg as Director

   Mgmt    For    For    For
10  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
11  

Re-elect Sara Mathew as Director

   Mgmt    For    For    For
12  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
13  

Re-elect Flemming Ornskov as Director

   Mgmt    For    For    For
14  

Re-elect Jeffrey Poulton as Director

   Mgmt    For    For    For
15  

Elect Albert Stroucken as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Adopt New Articles of Association

   Mgmt    For    Refer    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    693475105
Record Date:    02/03/2017   Meeting Type:    Annual   Ticker:    PNC
     Shares Voted:    319,350     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1.2  

Elect Director Marjorie Rodgers Cheshire

   Mgmt    For    For    For
1.3  

Elect Director William S. Demchak

   Mgmt    For    For    For
1.4  

Elect Director Andrew T. Feldstein

   Mgmt    For    For    For
1.5  

Elect Director Daniel R. Hesse

   Mgmt    For    For    For
1.6  

Elect Director Kay Coles James

   Mgmt    For    For    For
1.7  

Elect Director Richard B. Kelson

   Mgmt    For    For    For
1.8  

Elect Director Jane G. Pepper

   Mgmt    For    For    For
1.9  

Elect Director Donald J. Shepard

   Mgmt    For    For    For
1.10  

Elect Director Lorene K. Steffes

   Mgmt    For    For    For
1.11  

Elect Director Dennis F. Strigl

   Mgmt    For    For    For
1.12  

Elect Director Michael J. Ward

   Mgmt    For    For    For
1.13  

Elect Director Gregory D. Wasson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/26/2017   Country:    Belgium   Primary Security ID:    B639CJ108
Record Date:    03/17/2017   Meeting Type:    Annual/Special   Ticker:    ABI
     Shares Voted:    221,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual/Special Meeting

   Mgmt         
 

Special Part

   Mgmt         
A1.a  

Receive Special Board Report

   Mgmt         
A1.b  

Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Annual Part

   Mgmt         
B1  

Management Report Regarding the Old Anheuser-Busch InBev SA/NV

   Mgmt         
B2  

Report by the Statutory Auditor Regarding the Old AB InBev

   Mgmt         
B3  

Approval of the Accounts of the Old AB InBev

   Mgmt    For    For    For
B4  

Approve Discharge to the Directors of the Old AB InBev

   Mgmt    For    For    For
B5  

Approve Discharge of Auditors of the Old AB InBev

   Mgmt    For    For    For
B6  

Receive Directors’ Reports

   Mgmt         
B7  

Receive Auditors’ Reports

   Mgmt         
B8  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
B9  

Adopt Financial Statements

   Mgmt    For    For    For
B10  

Approve Discharge to the Directors

   Mgmt    For    For    For
B11  

Approve Discharge of Auditors

   Mgmt    For    For    For
B12.a  

Elect M.J. Barrington as Director

   Mgmt    For    Refer    Against
B12.b  

Elect W.F. Gifford Jr. as Director

   Mgmt    For    Refer    For
B12.c  

Elect A. Santo Domingo Davila as Director

   Mgmt    For    Refer    For
B13.a  

Approve Remuneration Report

   Mgmt    For    For    For
B13.b  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
B13.c  

Approve Non-Executive Director Stock Option Grants

   Mgmt    For    Refer    For
C1  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

The Coca-Cola Company

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    191216100
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    KO
     Shares Voted:    668,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Herbert A. Allen

   Mgmt    For    For    For
1.2  

Elect Director Ronald W. Allen

   Mgmt    For    For    For
1.3  

Elect Director Marc Bolland

   Mgmt    For    For    For
1.4  

Elect Director Ana Botin

   Mgmt    For    For    For
1.5  

Elect Director Richard M. Daley

   Mgmt    For    For    For
1.6  

Elect Director Barry Diller

   Mgmt    For    For    For
1.7  

Elect Director Helene D. Gayle

   Mgmt    For    For    For
1.8  

Elect Director Alexis M. Herman

   Mgmt    For    For    For
1.9  

Elect Director Muhtar Kent

   Mgmt    For    For    For
1.10  

Elect Director Robert A. Kotick

   Mgmt    For    For    For
1.11  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1.12  

Elect Director Sam Nunn

   Mgmt    For    For    For
1.13  

Elect Director James Quincey

   Mgmt    For    For    For
1.14  

Elect Director David B. Weinberg

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Report on Human Rights Review on High-Risk Regions

   SH    Against    Against    Against

Valvoline Inc.

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    92047W101
Record Date:    03/20/2017   Meeting Type:    Special   Ticker:    VVV
     Shares Voted:    868,562     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Valvoline Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Reduce Supermajority Vote Requirement

   Mgmt    For    For    For

Johnson & Johnson

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    478160104
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    JNJ
     Shares Voted:    312,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Mary C. Beckerle

   Mgmt    For    For    For
1b  

Elect Director D. Scott Davis

   Mgmt    For    For    For
1c  

Elect Director Ian E. L. Davis

   Mgmt    For    For    For
1d  

Elect Director Alex Gorsky

   Mgmt    For    For    For
1e  

Elect Director Mark B. McClellan

   Mgmt    For    For    For
1f  

Elect Director Anne M. Mulcahy

   Mgmt    For    For    For
1g  

Elect Director William D. Perez

   Mgmt    For    For    For
1h  

Elect Director Charles Prince

   Mgmt    For    For    For
1i  

Elect Director A. Eugene Washington

   Mgmt    For    For    For
1j  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
2  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

The Goldman Sachs Group, Inc.

 

Meeting Date:    04/28/2017   Country:    USA   Primary Security ID:    38141G104
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    GS
     Shares Voted:    72,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd C. Blankfein

   Mgmt    For    For    For
1b  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1c  

Elect Director Mark A. Flaherty

   Mgmt    For    For    For
1d  

Elect Director William W. George

   Mgmt    For    For    For
1e  

Elect Director James A. Johnson

   Mgmt    For    For    For
1f  

Elect Director Ellen J. Kullman

   Mgmt    For    For    For
1g  

Elect Director Lakshmi N. Mittal

   Mgmt    For    For    For
1h  

Elect Director Adebayo O. Ogunlesi

   Mgmt    For    For    For
1i  

Elect Director Peter Oppenheimer

   Mgmt    For    For    For
1j  

Elect Director David A. Viniar

   Mgmt    For    For    For
1k  

Elect Director Mark O. Winkelman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718546104
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PSX
     Shares Voted:    145,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director William R. Loomis, Jr.

   Mgmt    For    For    For
1b  

Elect Director Glenn F. Tilton

   Mgmt    For    For    For
1c  

Elect Director Marna C. Whittington

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Allergan plc

 

Meeting Date:    05/04/2017   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    123,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1b  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1c  

Elect Director James H. Bloem

   Mgmt    For    For    For
1d  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1e  

Elect Director Adriane M. Brown

   Mgmt    For    For    For
1f  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1g  

Elect Director Catherine M. Klema

   Mgmt    For    For    For
1h  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1i  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1j  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1k  

Elect Director Ronald R. Taylor

   Mgmt    For    For    For
1l  

Elect Director Fred G. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For

O’Reilly Automotive, Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    67103H107
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    ORLY
     Shares Voted:    66,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David O’Reilly

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

O’Reilly Automotive, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1b  

Elect Director Charles H. O’Reilly Jr.

   Mgmt    For    For    For
1c  

Elect Director Larry O’Reilly

   Mgmt    For    For    For
1d  

Elect Director Rosalie O’Reilly Wooten

   Mgmt    For    For    For
1e  

Elect Director Jay D. Burchfield

   Mgmt    For    For    For
1f  

Elect Director Thomas T. Hendrickson

   Mgmt    For    For    For
1g  

Elect Director Paul R. Lederer

   Mgmt    For    For    For
1h  

Elect Director John R. Murphy

   Mgmt    For    For    For
1i  

Elect Director Ronald Rashkow

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

CVS Health Corporation

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    126650100
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    CVS
     Shares Voted:    378,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard M. Bracken

   Mgmt    For    For    For
1b  

Elect Director C. David Brown, II

   Mgmt    For    For    For
1c  

Elect Director Alecia A. DeCoudreaux

   Mgmt    For    For    For
1d  

Elect Director Nancy-Ann M. DeParle

   Mgmt    For    For    For
1e  

Elect Director David W. Dorman

   Mgmt    For    For    For
1f  

Elect Director Anne M. Finucane

   Mgmt    For    Refer    Against
1g  

Elect Director Larry J. Merlo

   Mgmt    For    For    For
1h  

Elect Director Jean-Pierre Millon

   Mgmt    For    For    For
1i  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Richard J. Swift

   Mgmt    For    For    For
1k  

Elect Director William C. Weldon

   Mgmt    For    For    For
1l  

Elect Director Tony L. White

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
7  

Report on Pay Disparity

   SH    Against    Refer    Against
8  

Adopt Quantitative Renewable Energy Goals

   SH    Against    Refer    Against

Allison Transmission Holdings, Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    01973R101
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    ALSN
     Shares Voted:    533,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Stan A. Askren

   Mgmt    For    For    For
1b  

Elect Director Lawrence E. Dewey

   Mgmt    For    For    For
1c  

Elect Director David C. Everitt

   Mgmt    For    For    For
1d  

Elect Director Alvaro Garcia-Tunon

   Mgmt    For    For    For
1e  

Elect Director William R. Harker

   Mgmt    For    For    For
1f  

Elect Director Richard P. Lavin

   Mgmt    For    For    For
1g  

Elect Director Thomas W. Rabaut

   Mgmt    For    For    For
1h  

Elect Director Francis Raborn

   Mgmt    For    For    For
1i  

Elect Director Richard V. Reynolds

   Mgmt    For    For    For
1j  

Elect Director James A. Star

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

KNIGHT TRANSPORTATION, INC.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    499064103
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    KNX
     Shares Voted:    612,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard C. Kraemer

   Mgmt    For    For    For
1.2  

Elect Director Richard J. Lehmann

   Mgmt    For    For    For
1.3  

Elect Director Roberta ‘Sissie’ Roberts Shank

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

Laboratory Corporation of America Holdings

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    50540R409
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    LH
     Shares Voted:    205,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Kerrii B. Anderson

   Mgmt    For    For    For
1b  

Elect Director Jean-Luc Belingard

   Mgmt    For    For    For
1c  

Elect Director D. Gary Gilliland

   Mgmt    For    For    For
1d  

Elect Director David P. King

   Mgmt    For    For    For
1e  

Elect Director Garheng Kong

   Mgmt    For    For    For
1f  

Elect Director Robert E. Mittelstaedt, Jr.

   Mgmt    For    For    For
1g  

Elect Director Peter M. Neupert

   Mgmt    For    For    For
1h  

Elect Director Richelle P. Parham

   Mgmt    For    For    For
1i  

Elect Director Adam H. Schechter

   Mgmt    For    For    For
1j  

Elect Director R. Sanders Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Laboratory Corporation of America Holdings

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Report on Zika Virus Controls for Primates and Employees

   SH    Against    Refer    Against

Union Pacific Corporation

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    907818108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    253,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For
1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1h  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1i  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1j  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1k  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    For

JPMorgan Chase & Co.

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    46625H100
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    564,100     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director Todd A. Combs

   Mgmt    For    For    For
1f  

Elect Director James S. Crown

   Mgmt    For    For    For
1g  

Elect Director James Dimon

   Mgmt    For    For    For
1h  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1i  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For
1j  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1k  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1l  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    Against
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Clawback Amendment

   SH    Against    For    For
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
10  

Reduce Ownership Threshold for Shareholders to Call a Special Meeting

   SH    Against    For    For

Newfield Exploration Company

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    651290108
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    NFX
     Shares Voted:    682,250     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Newfield Exploration Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lee K. Boothby

   Mgmt    For    For    For
1b  

Elect Director Pamela J. Gardner

   Mgmt    For    For    For
1c  

Elect Director Steven W. Nance

   Mgmt    For    For    For
1d  

Elect Director Roger B. Plank

   Mgmt    For    For    For
1e  

Elect Director Thomas G. Ricks

   Mgmt    For    For    For
1f  

Elect Director Juanita M. Romans

   Mgmt    For    For    For
1g  

Elect Director John (Jack) W. Schanck

   Mgmt    For    For    For
1h  

Elect Director J. Terry Strange

   Mgmt    For    For    For
1i  

Elect Director J. Kent Wells

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    036752103
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    ANTM
     Shares Voted:    138,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Kerry Clark

   Mgmt    For    For    For
1b  

Elect Director Robert L. Dixon, Jr.

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Anthem, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Bylaws

   Mgmt    For    Refer    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Crown Castle International Corp.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    22822V101
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    CCI
     Shares Voted:    319,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director P. Robert Bartolo

   Mgmt    For    For    For
1b  

Elect Director Jay A. Brown

   Mgmt    For    For    For
1c  

Elect Director Cindy Christy

   Mgmt    For    For    For
1d  

Elect Director Ari Q. Fitzgerald

   Mgmt    For    For    For
1e  

Elect Director Robert E. Garrison, II

   Mgmt    For    For    For
1f  

Elect Director Lee W. Hogan

   Mgmt    For    For    For
1g  

Elect Director Edward C. Hutcheson, Jr.

   Mgmt    For    For    For
1h  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1i  

Elect Director Robert F. McKenzie

   Mgmt    For    For    For
1j  

Elect Director Anthony J. Melone

   Mgmt    For    For    For
1k  

Elect Director W. Benjamin Moreland

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Proxy Access Right

   SH    Against    Against    Against

Intercontinental Exchange, Inc.

 

Meeting Date:    05/19/2017   Country:    USA   Primary Security ID:    45866F104
Record Date:    03/21/2017   Meeting Type:    Annual   Ticker:    ICE
     Shares Voted:    630,450     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Intercontinental Exchange, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ann M. Cairns

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director Duriya M. Farooqui

   Mgmt    For    For    For
1d  

Elect Director Jean-Marc Forneri

   Mgmt    For    For    For
1e  

Elect Director The Right Hon. the Lord Hague of Richmond

   Mgmt    For    For    For
1f  

Elect Director Fred W. Hatfield

   Mgmt    For    For    For
1g  

Elect Director Thomas E. Noonan

   Mgmt    For    For    For
1h  

Elect Director Frederic V. Salerno

   Mgmt    For    For    For
1i  

Elect Director Jeffrey C. Sprecher

   Mgmt    For    For    For
1j  

Elect Director Judith A. Sprieser

   Mgmt    For    For    For
1k  

Elect Director Vincent Tese

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Amend Articles

   Mgmt    For    Refer    For
7  

Amend Bylaws

   Mgmt    For    Refer    For
8  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
9  

Report on Assessing Environmental, Social and Governance Market Disclosure

   SH    Against    Refer    Against

Yum! Brands, Inc.

 

Meeting Date:    05/19/2017   Country:    USA   Primary Security ID:    988498101
Record Date:    03/21/2017   Meeting Type:    Annual   Ticker:    YUM
     Shares Voted:    299,150     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Yum! Brands, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Paget L. Alves

   Mgmt    For    For    For
1b  

Elect Director Michael J. Cavanagh

   Mgmt    For    For    For
1c  

Elect Director Christopher M. Connor

   Mgmt    For    For    For
1d  

Elect Director Brian C. Cornell

   Mgmt    For    For    For
1e  

Elect Director Greg Creed

   Mgmt    For    For    For
1f  

Elect Director Mirian M. Graddick-Weir

   Mgmt    For    For    For
1g  

Elect Director Thomas C. Nelson

   Mgmt    For    For    For
1h  

Elect Director P. Justin Skala

   Mgmt    For    For    For
1i  

Elect Director Elane B. Stock

   Mgmt    For    For    For
1j  

Elect Director Robert D. Walter

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Policy and Plan to Eliminate Deforestation in Supply Chain

   SH    Against    Refer    Against

Chevron Corporation

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    166764100
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    CVX
     Shares Voted:    242,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Wanda M. Austin

   Mgmt    For    For    For
1b  

Elect Director Linnet F. Deily

   Mgmt    For    For    For
1c  

Elect Director Robert E. Denham

   Mgmt    For    For    For
1d  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1g  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1h  

Elect Director Dambisa F. Moyo

   Mgmt    For    For    For
1i  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1j  

Elect Director Inge G. Thulin

   Mgmt    For    For    For
1k  

Elect Director John S. Watson

   Mgmt    For    For    For
1l  

Elect Director Michael K. Wirth

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Report on Risks of Doing Business in Conflict-Affected Areas

   SH    Against    Against    Against
7  

Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*

   SH         
8  

Assess and Report on Transition to a Low Carbon Economy

   SH    Against    Refer    Against
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Require Director Nominee with Environmental Experience

   SH    Against    Refer    Against
11  

Amend Articles/Bylaws/Charter — Call Special Meetings

   SH    Against    For    For

Dollar General Corporation

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    256677105
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    DG
     Shares Voted:    306,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Warren F. Bryant

   Mgmt    For    For    For
1b  

Elect Director Michael M. Calbert

   Mgmt    For    For    For
1c  

Elect Director Sandra B. Cochran

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Dollar General Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director Patricia D. Fili-Krushel

   Mgmt    For    For    For
1e  

Elect Director Paula A. Price

   Mgmt    For    For    For
1f  

Elect Director William C. Rhodes, III

   Mgmt    For    For    For
1g  

Elect Director David B. Rickard

   Mgmt    For    For    For
1h  

Elect Director Todd J. Vasos

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
6  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Mead Johnson Nutrition Company

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    582839106
Record Date:    04/13/2017   Meeting Type:    Special   Ticker:    MJN
     Shares Voted:    62,048     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against

Lowe’s Companies, Inc.

 

Meeting Date:    06/02/2017   Country:    USA   Primary Security ID:    548661107
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    LOW
     Shares Voted:    309,526     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Raul Alvarez

   Mgmt    For    For    For
1.2  

Elect Director Angela F. Braly

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Lowe’s Companies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Elect Director Sandra B. Cochran

   Mgmt    For    For    For
1.4  

Elect Director Laurie Z. Douglas

   Mgmt    For    For    For
1.5  

Elect Director Richard W. Dreiling

   Mgmt    For    For    For
1.6  

Elect Director Robert L. Johnson

   Mgmt    For    For    For
1.7  

Elect Director Marshall O. Larsen

   Mgmt    For    For    For
1.8  

Elect Director James H. Morgan

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Niblock

   Mgmt    For    For    For
1.10  

Elect Director Bertram L. Scott

   Mgmt    For    For    For
1.11  

Elect Director Eric C. Wiseman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Assess Climate Benefits and Feasibility of Adopting Quantitative Renewable Production Goals

   SH    Against    Refer    Against

UnitedHealth Group Incorporated

 

Meeting Date:    06/05/2017   Country:    USA   Primary Security ID:    91324P102
Record Date:    04/11/2017   Meeting Type:    Annual   Ticker:    UNH
     Shares Voted:    154,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director William C. Ballard, Jr.

   Mgmt    For    For    For
1b  

Elect Director Richard T. Burke

   Mgmt    For    For    For
1c  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1d  

Elect Director Stephen J. Hemsley

   Mgmt    For    For    For
1e  

Elect Director Michele J. Hooper

   Mgmt    For    For    For
1f  

Elect Director Rodger A. Lawson

   Mgmt    For    For    For
1g  

Elect Director Glenn M. Renwick

   Mgmt    For    For    For
1h  

Elect Director Kenneth I. Shine

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

UnitedHealth Group Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director Gail R. Wilensky

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Cognizant Technology Solutions Corporation

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    192446102
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    CTSH
     Shares Voted:    488,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Zein Abdalla

   Mgmt    For    For    For
1b  

Elect Director Betsy S. Atkins

   Mgmt    For    For    For
1c  

Elect Director Maureen Breakiron-Evans

   Mgmt    For    For    For
1d  

Elect Director Jonathan Chadwick

   Mgmt    For    For    For
1e  

Elect Director John M. Dineen

   Mgmt    For    For    For
1f  

Elect Director Francisco D’Souza

   Mgmt    For    For    For
1g  

Elect Director John N. Fox, Jr.

   Mgmt    For    For    For
1h  

Elect Director John E. Klein

   Mgmt    For    For    For
1i  

Elect Director Leo S. Mackay, Jr.

   Mgmt    For    For    For
1j  

Elect Director Michael Patsalos-Fox

   Mgmt    For    For    For
1k  

Elect Director Robert E. Weissman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Eliminate Supermajority Vote Requirement

   SH    For    For    For
7  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Biogen Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    09062X103
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    BIIB
     Shares Voted:    83,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Alexander J. Denner

   Mgmt    For    For    For
1b  

Elect Director Caroline D. Dorsa

   Mgmt    For    For    For
1c  

Elect Director Nancy L. Leaming

   Mgmt    For    For    For
1d  

Elect Director Richard C. Mulligan

   Mgmt    For    For    For
1e  

Elect Director Robert W. Pangia

   Mgmt    For    For    For
1f  

Elect Director Stelios Papadopoulos

   Mgmt    For    For    For
1g  

Elect Director Brian S. Posner

   Mgmt    For    For    For
1h  

Elect Director Eric K. Rowinsky

   Mgmt    For    For    For
1i  

Elect Director Lynn Schenk

   Mgmt    For    For    For
1j  

Elect Director Stephen A. Sherwin

   Mgmt    For    For    For
1k  

Elect Director Michel Vounatsos

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/16/2017   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    1,163,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For

1.3

  Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director Edward D. Breen

   Mgmt    For    For    For
1.5  

Elect Director Gerald L. Hassell

   Mgmt    For    For    For
1.6  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.7  

Elect Director Asuka Nakahara

   Mgmt    For    For    For
1.8  

Elect Director David C. Novak

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

Las Vegas Sands Corp.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    517834107
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    LVS
     Shares Voted:    513,704     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles D. Forman

   Mgmt    For    For    For
1.2  

Elect Director Steven L. Gerard

   Mgmt    For    For    For
1.3  

Elect Director George Jamieson

   Mgmt    For    For    For
1.4  

Elect Director Lewis Kramer

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

MetLife, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    59156R108
Record Date:    04/14/2017   Meeting Type:    Annual   Ticker:    MET
     Shares Voted:    406,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cheryl W. Grise

   Mgmt    For    For    For
1.2  

Elect Director Carlos M. Gutierrez

   Mgmt    For    For    For
1.3  

Elect Director David L. Herzog

   Mgmt    For    For    For
1.4  

Elect Director R. Glenn Hubbard

   Mgmt    For    For    For
1.5  

Elect Director Steven A. Kandarian

   Mgmt    For    For    For
1.6  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Edward J. Kelly, III

   Mgmt    For    For    For
1.8  

Elect Director William E. Kennard

   Mgmt    For    For    For
1.9  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.10  

Elect Director Catherine R. Kinney

   Mgmt    For    For    For
1.11  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Autodesk, Inc.

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    052769106
Record Date:    04/20/2017   Meeting Type:    Annual   Ticker:    ADSK
     Shares Voted:    449,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Carl Bass

   Mgmt    For    For    For
1b  

Elect Director Crawford W. Beveridge

   Mgmt    For    For    For
1c  

Elect Director Jeff Clarke

   Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Autodesk, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director Scott Ferguson

   Mgmt    For    For    For
1e  

Elect Director Thomas Georgens

   Mgmt    For    For    For
1f  

Elect Director Richard (Rick) S. Hill

   Mgmt    For    For    For
1g  

Elect Director Mary T. McDowell

   Mgmt    For    For    For
1h  

Elect Director Lorrie M. Norrington

   Mgmt    For    For    Against
1i  

Elect Director Betsy Rafael

   Mgmt    For    For    Against
1j  

Elect Director Stacy J. Smith

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Target Corporation

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    87612E106
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    TGT
     Shares Voted:    280,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Roxanne S. Austin

   Mgmt    For    For    For
1b  

Elect Director Douglas M. Baker, Jr.

   Mgmt    For    For    For
1c  

Elect Director Brian C. Cornell

   Mgmt    For    For    For
1d  

Elect Director Calvin Darden

   Mgmt    For    For    For
1e  

Elect Director Henrique De Castro

   Mgmt    For    For    For
1f  

Elect Director Robert L. Edwards

   Mgmt    For    For    For
1g  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
1h  

Elect Director Donald R. Knauss

   Mgmt    For    For    For
1i  

Elect Director Monica C. Lozano

   Mgmt    For    For    For
1j  

Elect Director Mary E. Minnick

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Target Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1k  

Elect Director Derica W. Rice

   Mgmt    For    For    For
1l  

Elect Director Kenneth L. Salazar

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/21/2017   Country:    USA   Primary Security ID:    339041105
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    FLT
     Shares Voted:    140,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael Buckman

   Mgmt    For    For    For
1.2  

Elect Director Thomas M. Hagerty

   Mgmt    For    For    For
1.3  

Elect Director Steven T. Stull

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

3

  Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Adopt Simple Majority Vote

   SH    Against    For    For

Mastercard Incorporated

 

Meeting Date:    06/27/2017   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/27/2017   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    191,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Elect Director Silvio Barzi

   Mgmt    For    For    For
1d  

Elect Director David R. Carlucci

   Mgmt    For    For    For
1e  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1f  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1i  

Elect Director Oki Matsumoto

   Mgmt    For    For    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Jackson Tai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Report on Gender Pay Gap

   SH    Against    Against    Against


IVY CORE EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    08/12/2016   Meeting Type:    Special   Ticker:    ABI
     Shares Voted:    42,422     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
A.1  

Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA

   Mgmt    For    Refer    For
B.2  

Receive Special Board Report and Special Auditor Report Re: Item 1

   Mgmt         
B.3  

Receive Information on Modifications to the Assets and Liabilities of the Merging Companies

   Mgmt         
B.4  

Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
B.5  

Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
C.6  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    08/19/2016   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    146,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
1.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For
1.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
1.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
1.5  

Elect Eric Xiandong Jing as Director

   Mgmt    For    For    Against
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Microsoft Corporation

 

Meeting Date:    11/30/2016   Country:    USA   Primary Security ID:    594918104
Record Date:    09/30/2016   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    641,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Amend Right to Call Special Meeting

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Proxy Access

   SH    Against    Against    Against

Costco Wholesale Corporation

 

Meeting Date:    01/26/2017   Country:    USA   Primary Security ID:    22160K105
Record Date:    11/18/2016   Meeting Type:    Annual   Ticker:    COST
     Shares Voted:    76,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan L. Decker

   Mgmt    For    For    For
1.2  

Elect Director Richard A. Galanti

   Mgmt    For    For    For
1.3  

Elect Director John W. Meisenbach

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Costco Wholesale Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Charles T. Munger

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Visa Inc.

 

Meeting Date:    01/31/2017   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/02/2016   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    245,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Gary A. Hoffman

   Mgmt    For    For    For
1e  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1f  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1g  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1h  

Elect Director John A.C. Swainson

   Mgmt    For    For    For
1i  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Helmerich & Payne, Inc.

 

Meeting Date:    03/01/2017   Country:    USA   Primary Security ID:    423452101
Record Date:    01/06/2017   Meeting Type:    Annual   Ticker:    HP
     Shares Voted:    163,200     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Helmerich & Payne, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Randy A. Foutch

   Mgmt    For    For    For
1b  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1c  

Elect Director John W. Lindsay

   Mgmt    For    For    For
1d  

Elect Director Paula Marshall

   Mgmt    For    Refer    Against
1e  

Elect Director Thomas A. Petrie

   Mgmt    For    For    For
1f  

Elect Director Donald F. Robillard, Jr.

   Mgmt    For    For    For
1g  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1h  

Elect Director John D. Zeglis

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    None    Three Years    Three Years

Analog Devices, Inc.

 

Meeting Date:    03/08/2017   Country:    USA   Primary Security ID:    032654105
Record Date:    01/09/2017   Meeting Type:    Annual   Ticker:    ADI
     Shares Voted:    285,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ray Stata

   Mgmt    For    For    For
1b  

Elect Director Vincent Roche

   Mgmt    For    For    For
1c  

Elect Director James A. Champy

   Mgmt    For    For    For
1d  

Elect Director Bruce R. Evans

   Mgmt    For    For    For
1e  

Elect Director Edward H. Frank

   Mgmt    For    For    For
1f  

Elect Director Mark M. Little

   Mgmt    For    For    For
1g  

Elect Director Neil Novich

   Mgmt    For    For    For
1h  

Elect Director Kenton J. Sicchitano

   Mgmt    For    For    For
1i  

Elect Director Lisa T. Su

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Analog Devices, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Johnson Controls International plc

 

Meeting Date:    03/08/2017   Country:    Ireland   Primary Security ID:    G51502105
Record Date:    01/04/2017   Meeting Type:    Annual   Ticker:    JCI
     Shares Voted:    556,653     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David P. Abney

   Mgmt    For    For    For
1b  

Elect Director Natalie A. Black

   Mgmt    For    For    For
1c  

Elect Director Michael E. Daniels

   Mgmt    For    For    For
1d  

Elect Director Brian Duperreault

   Mgmt    For    For    For
1e  

Elect Director Jeffrey A. Joerres

   Mgmt    For    For    For
1f  

Elect Director Alex A. Molinaroli

   Mgmt    For    For    For
1g  

Elect Director George R. Oliver

   Mgmt    For    For    For
1h  

Elect Director Juan Pablo del Valle Perochena

   Mgmt    For    For    For
1i  

Elect Director Jurgen Tinggren

   Mgmt    For    For    For
1j  

Elect Director Mark Vergnano

   Mgmt    For    For    For
1k  

Elect Director R. David Yost

   Mgmt    For    For    For
2a  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
2b  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
3  

Authorize Market Purchases of Company shares

   Mgmt    For    For    For
4  

Determine Price Range for Reissuance of Treasury Shares

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Johnson Controls International plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
8  

Approve the Directors’ Authority to Allot Shares

   Mgmt    For    For    For
9  

Approve the Disapplication of Statutory Pre-Emption Rights

   Mgmt    For    For    For

Applied Materials, Inc.

 

Meeting Date:    03/09/2017   Country:    USA   Primary Security ID:    038222105
Record Date:    01/12/2017   Meeting Type:    Annual   Ticker:    AMAT
     Shares Voted:    769,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Judy Bruner

   Mgmt    For    For    For
1b  

Elect Director Xun (Eric) Chen

   Mgmt    For    For    For
1c  

Elect Director Aart J. de Geus

   Mgmt    For    For    For
1d  

Elect Director Gary E. Dickerson

   Mgmt    For    For    For
1e  

Elect Director Stephen R. Forrest

   Mgmt    For    For    For
1f  

Elect Director Thomas J. Iannotti

   Mgmt    For    For    For
1g  

Elect Director Alexander A. Karsner

   Mgmt    For    For    For
1h  

Elect Director Adrianna C. Ma

   Mgmt    For    For    For
1i  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:    04/12/2017   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/14/2017   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    229,600     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Adobe Systems Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy Banse

   Mgmt    For    For    For
1b  

Elect Director Edward Barnholt

   Mgmt    For    For    For
1c  

Elect Director Robert Burgess

   Mgmt    For    For    For
1d  

Elect Director Frank Calderoni

   Mgmt    For    For    For
1e  

Elect Director James Daley

   Mgmt    For    For    For
1f  

Elect Director Laura Desmond

   Mgmt    For    For    For
1g  

Elect Director Charles Geschke

   Mgmt    For    For    For
1h  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1i  

Elect Director Daniel Rosensweig

   Mgmt    For    For    For
1j  

Elect Director John Warnock

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

The Kraft Heinz Company

 

Meeting Date:    04/19/2017   Country:    USA   Primary Security ID:    500754106
Record Date:    02/21/2017   Meeting Type:    Annual   Ticker:    KHC
     Shares Voted:    345,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory E. Abel

   Mgmt    For    For    For
1b  

Elect Director Alexandre Behring

   Mgmt    For    For    For
1c  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1d  

Elect Director John T. Cahill

   Mgmt    For    For    For
1e  

Elect Director Tracy Britt Cool

   Mgmt    For    For    For
1f  

Elect Director Feroz Dewan

   Mgmt    For    For    For
1g  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

The Kraft Heinz Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Jorge Paulo Lemann

   Mgmt    For    For    For
1i  

Elect Director Mackey J. McDonald

   Mgmt    For    For    For
1j  

Elect Director John C. Pope

   Mgmt    For    For    For
1k  

Elect Director Marcel Herrmann Telles

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Report on Sustainability

   SH    Against    Refer    Against
5  

Assess Environmental Impact of Non-Recyclable Packaging

   SH    Against    Refer    Against
6  

Report on Supply Chain Impact on Deforestation

   SH    Against    Refer    Against

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    445658107
Record Date:    02/14/2017   Meeting Type:    Annual   Ticker:    JBHT
     Shares Voted:    116,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas G. Duncan

   Mgmt    For    Refer    Against
1.2  

Elect Director Francesca M. Edwardson

   Mgmt    For    For    Against
1.3  

Elect Director Wayne Garrison

   Mgmt    For    For    For
1.4  

Elect Director Sharilyn S. Gasaway

   Mgmt    For    Refer    Against
1.5  

Elect Director Gary C. George

   Mgmt    For    For    Against
1.6  

Elect Director J. Bryan Hunt, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Coleman H. Peterson

   Mgmt    For    For    Against
1.8  

Elect Director John N. Roberts, III

   Mgmt    For    For    For
1.9  

Elect Director James L. Robo

   Mgmt    For    Refer    Against
1.10  

Elect Director Kirk Thompson

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

J.B. Hunt Transport Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    Refer    Against
6  

Report on Political Contributions

   SH    Against    Against    Against

Texas Instruments Incorporated

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    882508104
Record Date:    02/21/2017   Meeting Type:    Annual   Ticker:    TXN
     Shares Voted:    178,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ralph W. Babb, Jr.

   Mgmt    For    For    For
1b  

Elect Director Mark A. Blinn

   Mgmt    For    For    For
1c  

Elect Director Todd M. Bluedorn

   Mgmt    For    For    For
1d  

Elect Director Daniel A. Carp

   Mgmt    For    For    For
1e  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1f  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1g  

Elect Director Jean M. Hobby

   Mgmt    For    For    For
1h  

Elect Director Ronald Kirk

   Mgmt    For    For    For
1i  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1j  

Elect Director Robert E. Sanchez

   Mgmt    For    For    For
1k  

Elect Director Wayne R. Sanders

   Mgmt    For    For    For
1l  

Elect Director Richard K. Templeton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

PACCAR Inc

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    693718108
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    PCAR
     Shares Voted:    218,000     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

PACCAR Inc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Beth E. Ford

   Mgmt    For    For    For
1.2  

Elect Director Kirk S. Hachigian

   Mgmt    For    For    For
1.3  

Elect Director Roderick C. McGeary

   Mgmt    For    For    For
1.4  

Elect Director Mark A. Schulz

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Eliminate Supermajority Vote Requirement

   SH    Against    For    For
5  

Adopt Proxy Access Right

   SH    Against    Against    Against

Shire plc

 

Meeting Date:    04/25/2017   Country:    Jersey   Primary Security ID:    G8124V108
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    109,466     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt      
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Elect Ian Clark as Director

   Mgmt    For    For    For
7  

Elect Gail Fosler as Director

   Mgmt    For    For    For
8  

Re-elect Steven Gillis as Director

   Mgmt    For    For    For
9  

Re-elect David Ginsburg as Director

   Mgmt    For    For    For
10  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
11  

Re-elect Sara Mathew as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
13  

Re-elect Flemming Ornskov as Director

   Mgmt    For    For    For
14  

Re-elect Jeffrey Poulton as Director

   Mgmt    For    For    For
15  

Elect Albert Stroucken as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Adopt New Articles of Association

   Mgmt    For    Refer    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Wells Fargo & Company

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    949746101
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    WFC
     Shares Voted:    543,514     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director John D. Baker, II

   Mgmt    For    Refer    Against
1b  

Elect Director John S. Chen

   Mgmt    For    Refer    Against
1c  

Elect Director Lloyd H. Dean

   Mgmt    For    Refer    Against
1d  

Elect Director Elizabeth A. Duke

   Mgmt    For    Refer    Against
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    Refer    Against
1f  

Elect Director Donald M. James

   Mgmt    For    Refer    Against
1g  

Elect Director Cynthia H. Milligan

   Mgmt    For    Refer    Against
1h  

Elect Director Karen B. Peetz

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Wells Fargo & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director Federico F. Peña

   Mgmt    For    Refer    Against
1j  

Elect Director James H. Quigley

   Mgmt    For    Refer    Against
1k  

Elect Director Stephen W. Sanger

   Mgmt    For    Refer    Against
1l  

Elect Director Ronald L. Sargent

   Mgmt    For    For    For
1m  

Elect Director Timothy J. Sloan

   Mgmt    For    For    For
1n  

Elect Director Susan G. Swenson

   Mgmt    For    Refer    Against
1o  

Elect Director Suzanne M. Vautrinot

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Review and Report on Business Standards

   SH    Against    Refer    Against
6  

Provide for Cumulative Voting

   SH    Against    Against    Against
7  

Report on Divesting Non-Core Business

   SH    Against    Refer    Against
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
10  

Adopt Global Policy Regarding the Rights of Indigenous People

   SH    Against    Refer    Against

ASML Holding NV

 

Meeting Date:    04/26/2017   Country:    Netherlands   Primary Security ID:    N07059202
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    ASML
     Shares Voted:    108,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Discuss the Company’s Business, Financial Situation and Sustainability

   Mgmt         
3  

Discuss Remuneration Policy for Management Board Members

   Mgmt         
4  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Approve Discharge of Management Board

   Mgmt    For    For    For
6  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
7  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
8  

Approve Dividends of EUR 1.20 Per Ordinary Share

   Mgmt    For    For    For
9  

Amend the Remuneration Policy of the Management Board

   Mgmt    For    For    For
10  

Approve Performance Share Arrangement According to Remuneration Policy

   Mgmt    For    Refer    For
11  

Approve Number of Stock Options, Respectively Shares for Employees

   Mgmt    For    Refer    For
12  

Discuss Management Board Composition and Receive Information on Intended Appointment of First van Hout to Management Board

   Mgmt         
13.a  

Elect Pauline van der Meer Mohr to Supervisory Board

   Mgmt    For    For    For
13.b  

Elect Carla Smits-Nusteling to Supervisory Board

   Mgmt    For    For    For
13.c  

Elect Doug Grose to Supervisory Board

   Mgmt    For    For    For
13.d  

Elect Wolfgang Ziebart to Supervisory Board

   Mgmt    For    For    For
13.e  

Discussion of the Supervisory Board Profile

   Mgmt         
14  

Amend Remuneration of Supervisory Board

   Mgmt    For    Refer    For
15  

Ratify KPMG as Auditors

   Mgmt    For    For    For
16.a  

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital

   Mgmt    For    For    Against
16.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a

   Mgmt    For    For    For
16.c  

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger

   Mgmt    For    For    Against
16.d  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c

   Mgmt    For    For    For
17.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
17.b  

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
18  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    For    For
19  

Other Business (Non-Voting)

   Mgmt         
20  

Close Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Bank of America Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    060505104
Record Date:    03/02/2017   Meeting Type:    Annual   Ticker:    BAC
     Shares Voted:    1,052,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Sharon L. Allen

   Mgmt    For    For    For
1b  

Elect Director Susan S. Bies

   Mgmt    For    For    For
1c  

Elect Director Jack O. Bovender, Jr.

   Mgmt    For    For    For
1d  

Elect Director Frank P. Bramble, Sr.

   Mgmt    For    For    For
1e  

Elect Director Pierre J.P. de Weck

   Mgmt    For    For    For
1f  

Elect Director Arnold W. Donald

   Mgmt    For    For    For
1g  

Elect Director Linda P. Hudson

   Mgmt    For    For    For
1h  

Elect Director Monica C. Lozano

   Mgmt    For    For    For
1i  

Elect Director Thomas J. May

   Mgmt    For    For    For
1j  

Elect Director Brian T. Moynihan

   Mgmt    For    For    For
1k  

Elect Director Lionel L. Nowell, III

   Mgmt    For    For    For
1l  

Elect Director Michael D. White

   Mgmt    For    For    For
1m  

Elect Director Thomas D. Woods

   Mgmt    For    For    For
1n  

Elect Director R. David Yost

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend the General Clawback Policy

   SH    Against    For    Against
6  

Non-core banking operations

   SH    Against    Refer    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    For
8  

Report on Gender Pay Gap

   SH    Against    Against    Against

Cigna Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    125509109
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    CI
     Shares Voted:    87,700     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Cigna Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David M. Cordani

   Mgmt    For    For    For
1.2  

Elect Director Eric J. Foss

   Mgmt    For    For    For
1.3  

Elect Director Isaiah Harris, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Jane E. Henney

   Mgmt    For    For    For
1.5  

Elect Director Roman Martinez, IV

   Mgmt    For    For    For
1.6  

Elect Director Donna F. Zarcone

   Mgmt    For    For    For
1.7  

Elect Director William D. Zollars

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Adopt Proxy Access Right

   SH    Against    Against    Against

EOG Resources, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    219,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director Robert P. Daniels

   Mgmt    For    For    For
1d  

Elect Director James C. Day

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

EOG Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

HCA Holdings, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    204,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Milton Johnson

   Mgmt    For    For    For
1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For
1d  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1e  

Elect Director William R. Frist

   Mgmt    For    For    For
1f  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1g  

Elect Director Ann H. Lamont

   Mgmt    For    For    For
1h  

Elect Director Jay O. Light

   Mgmt    For    For    For
1i  

Elect Director Geoffrey G. Meyers

   Mgmt    For    For    For
1j  

Elect Director Wayne J. Riley

   Mgmt    For    For    For
1k  

Elect Director John W. Rowe

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Right to Call Special Meeting

   Mgmt    For    For    For
5  

Shareholders may Call Special Meetings

   SH    Against    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    539830109
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    48,100     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    Refer    Against
1c  

Elect Director Rosalind G. Brewer

   Mgmt    For    Refer    Against
1d  

Elect Director David B. Burritt

   Mgmt    For    For    For
1e  

Elect Director Bruce A. Carlson

   Mgmt    For    Refer    Against
1f  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Falk

   Mgmt    For    Refer    Against
1h  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1i  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1j  

Elect Director James M. Loy

   Mgmt    For    For    For
1k  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1l  

Elect Director Anne Stevens

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Holy Land Principles

   SH    Against    Against    Against

Cabot Oil & Gas Corporation

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    127097103
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    COG
     Shares Voted:    429,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Dorothy M. Ables

   Mgmt    For    For    For
1B  

Elect Director Rhys J. Best

   Mgmt    For    For    For
1C  

Elect Director Robert S. Boswell

   Mgmt    For    For    For
1D  

Elect Director Dan O. Dinges

   Mgmt    For    For    For
1E  

Elect Director Robert Kelley

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Cabot Oil & Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1F  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Philip Morris International Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718172109
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    224,372     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Massimo Ferragamo

   Mgmt    For    For    For
1.5  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.6  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.7  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.8  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.9  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.10  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.11  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.12  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.13  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
5  

Approve Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
7  

Establish a Board Committee on Human Rights

   SH    Against    Refer    Against
8  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Newell Brands Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    651229106
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    NWL
     Shares Voted:    425,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ian G.H. Ashken

   Mgmt    For    For    For
1b  

Elect Director Thomas E. Clarke

   Mgmt    For    For    For
1c  

Elect Director Kevin C. Conroy

   Mgmt    For    For    For
1d  

Elect Director Scott S. Cowen

   Mgmt    For    For    For
1e  

Elect Director Michael T. Cowhig

   Mgmt    For    For    For
1f  

Elect Director Domenico De Sole

   Mgmt    For    For    For
1g  

Elect Director Martin E. Franklin

   Mgmt    For    For    For
1h  

Elect Director Ros L’Esperance

   Mgmt    For    For    For
1i  

Elect Director Michael B. Polk

   Mgmt    For    For    For
1j  

Elect Director Steven J. Strobel

   Mgmt    For    For    For
1k  

Elect Director Michael A. Todman

   Mgmt    For    For    For
1l  

Elect Director Raymond G. Viault

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

O’Reilly Automotive, Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    67103H107
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    ORLY
     Shares Voted:    44,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David O’Reilly

   Mgmt    For    For    For
1b  

Elect Director Charles H. O’Reilly Jr.

   Mgmt    For    For    For
1c  

Elect Director Larry O’Reilly

   Mgmt    For    For    For
1d  

Elect Director Rosalie O’Reilly Wooten

   Mgmt    For    For    For
1e  

Elect Director Jay D. Burchfield

   Mgmt    For    For    For
1f  

Elect Director Thomas T. Hendrickson

   Mgmt    For    For    For
1g  

Elect Director Paul R. Lederer

   Mgmt    For    For    For
1h  

Elect Director John R. Murphy

   Mgmt    For    For    For
1i  

Elect Director Ronald Rashkow

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    015351109
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    ALXN
     Shares Voted:    156,229     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Felix J. Baker

   Mgmt    For    For    For
1.2  

Elect Director David R. Brennan

   Mgmt    For    For    For
1.3  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1.4  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Alexion Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Ludwig N. Hantson

   Mgmt    For    For    For
1.6  

Elect Director John T. Mollen

   Mgmt    For    For    For
1.7  

Elect Director R. Douglas Norby

   Mgmt    For    For    For
1.8  

Elect Director Alvin S. Parven

   Mgmt    For    For    For
1.9  

Elect Director Andreas Rummelt

   Mgmt    For    For    For
1.10  

Elect Director Ann M. Veneman

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Provide For Confidential Running Vote Tallies On Executive Pay Matters

   SH    Against    For    For

Anadarko Petroleum Corporation

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    032511107
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    APC
     Shares Voted:    179,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Anthony R. Chase

   Mgmt    For    For    For
1b  

Elect Director David E. Constable

   Mgmt    For    For    For
1c  

Elect Director H. Paulett Eberhart

   Mgmt    For    For    For
1d  

Elect Director Claire S. Farley

   Mgmt    For    For    For
1e  

Elect Director Peter J. Fluor

   Mgmt    For    For    For
1f  

Elect Director Richard L. George

   Mgmt    For    For    For
1g  

Elect Director Joseph W. Gorder

   Mgmt    For    For    For
1h  

Elect Director John R. Gordon

   Mgmt    For    For    For
1i  

Elect Director Sean Gourley

   Mgmt    For    For    For
1j  

Elect Director Mark C. McKinley

   Mgmt    For    For    For
1k  

Elect Director Eric D. Mullins

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Anadarko Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1l  

Elect Director R. A. Walker

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Cimarex Energy Co.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    171798101
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    XEC
     Shares Voted:    162,334     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David A. Hentschel

   Mgmt    For    For    For
1.2  

Elect Director Thomas E. Jorden

   Mgmt    For    For    For
1.3  

Elect Director Floyd R. Price

   Mgmt    For    For    For
1.4  

Elect Director Frances M. Vallejo

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Magna International Inc.

 

Meeting Date:    05/11/2017   Country:    Canada   Primary Security ID:    559222401
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    MG
     Shares Voted:    574,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Scott B. Bonham

   Mgmt    For    For    For
1.2  

Elect Director Peter G. Bowie

   Mgmt    For    For    For
1.3  

Elect Director Barbara Judge

   Mgmt    For    For    For
1.4  

Elect Director Kurt J. Lauk

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Magna International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Cynthia A. Niekamp

   Mgmt    For    For    For
1.6  

Elect Director William A. Ruh

   Mgmt    For    For    For
1.7  

Elect Director Indira V. Samarasekera

   Mgmt    For    For    For
1.8  

Elect Director Donald J. Walker

   Mgmt    For    For    For
1.9  

Elect Director Lawrence D. Worrall

   Mgmt    For    For    For
1.10  

Elect Director William L. Young

   Mgmt    For    For    For
2  

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Norfolk Southern Corporation

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    655844108
Record Date:    03/02/2017   Meeting Type:    Annual   Ticker:    NSC
     Shares Voted:    121,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas D. Bell, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    For    For
1.3  

Elect Director Robert A. Bradway - Withdrawn

   Mgmt      
1.4  

Elect Director Wesley G. Bush

   Mgmt    For    For    For
1.5  

Elect Director Daniel A. Carp

   Mgmt    For    For    For
1.6  

Elect Director Mitchell E. Daniels, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Marcela E. Donadio

   Mgmt    For    For    For
1.8  

Elect Director Steven F. Leer

   Mgmt    For    For    For
1.9  

Elect Director Michael D. Lockhart

   Mgmt    For    For    For
1.10  

Elect Director Amy E. Miles

   Mgmt    For    For    For
1.11  

Elect Director Martin H. Nesbitt

   Mgmt    For    For    For
1.12  

Elect Director James A. Squires

   Mgmt    For    For    For
1.13  

Elect Director John R. Thompson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Norfolk Southern Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Union Pacific Corporation

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    907818108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    285,813     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For
1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1h  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1i  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1j  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1k  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    For

Zoetis Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    98978V103
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    ZTS
     Shares Voted:    30,900     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Zoetis Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gregory Norden

   Mgmt    For    For    For
1.2  

Elect Director Louise M. Parent

   Mgmt    For    For    For
1.3  

Elect Director Robert W. Scully

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    46625H100
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    340,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director Todd A. Combs

   Mgmt    For    For    For
1f  

Elect Director James S. Crown

   Mgmt    For    For    For
1g  

Elect Director James Dimon

   Mgmt    For    For    For
1h  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1i  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For
1j  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1k  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1l  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Require Independent Board Chairman

   SH    Against    Refer    Against
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Clawback Amendment

   SH    Against    For    For
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
10  

Reduce Ownership Threshold for Shareholders to Call a Special Meeting

   SH    Against    For    For

The Charles Schwab Corporation

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    808513105
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    SCHW
     Shares Voted:    306,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director William S. Haraf

   Mgmt    For    For    For
1b  

Elect Director Frank C. Herringer

   Mgmt    For    For    For
1c  

Elect Director Stephen T. McLin

   Mgmt    For    For    For
1d  

Elect Director Roger O. Walther

   Mgmt    For    For    For
1e  

Elect Director Robert N. Wilson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
7  

Adopt Proxy Access Right

   SH    Against    Against    Against
8  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Halliburton Company

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    406216101
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    508,496     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1b  

Elect Director William E. Albrecht

   Mgmt    For    For    For
1c  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1d  

Elect Director James R. Boyd

   Mgmt    For    For    For
1e  

Elect Director Milton Carroll

   Mgmt    For    For    For
1f  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1g  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1h  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1i  

Elect Director David J. Lesar

   Mgmt    For    For    For
1j  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1k  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1l  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1m  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Molson Coors Brewing Company

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    60871R209
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    TAP
     Shares Voted:    198,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Roger G. Eaton

   Mgmt    For    For    For
1.2  

Elect Director Charles M. Herington

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Molson Coors Brewing Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director H. Sanford Riley

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    723787107
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    PXD
     Shares Voted:    34,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Edison C. Buchanan

   Mgmt    For    For    For
1.2  

Elect Director Andrew F. Cates

   Mgmt    For    For    For
1.3  

Elect Director Timothy L. Dove

   Mgmt    For    For    For
1.4  

Elect Director Phillip A. Gobe

   Mgmt    For    For    For
1.5  

Elect Director Larry R. Grillot

   Mgmt    For    For    For
1.6  

Elect Director Stacy P. Methvin

   Mgmt    For    For    For
1.7  

Elect Director Royce W. Mitchell

   Mgmt    For    For    For
1.8  

Elect Director Frank A. Risch

   Mgmt    For    For    For
1.9  

Elect Director Scott D. Sheffield

   Mgmt    For    For    For
1.10  

Elect Director Mona K. Sutphen

   Mgmt    For    For    For
1.11  

Elect Director J. Kenneth Thompson

   Mgmt    For    For    For
1.12  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
1.13  

Elect Director Michael D. Wortley

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Annual Sustainability

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

The Home Depot, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    437076102
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    159,747     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Armando Codina

   Mgmt    For    For    For
1h  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1i  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1j  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1k  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1m  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
6  

Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote

   SH    Against    Against    Against
7  

Amend Articles/Bylaws/Charter - Call Special Meetings

   SH    Against    For    For

Morgan Stanley

 

Meeting Date:    05/22/2017   Country:    USA   Primary Security ID:    617446448
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    MS
     Shares Voted:    704,500     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Morgan Stanley

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Erskine B. Bowles

   Mgmt    For    For    For
1b  

Elect Director Alistair Darling

   Mgmt    For    For    For
1c  

Elect Director Thomas H. Glocer

   Mgmt    For    For    For
1d  

Elect Director James P. Gorman

   Mgmt    For    For    For
1e  

Elect Director Robert H. Herz

   Mgmt    For    For    For
1f  

Elect Director Nobuyuki Hirano

   Mgmt    For    For    For
1g  

Elect Director Klaus Kleinfeld

   Mgmt    For    For    For
1h  

Elect Director Jami Miscik

   Mgmt    For    For    For
1i  

Elect Director Dennis M. Nally

   Mgmt    For    For    For
1j  

Elect Director Hutham S. Olayan

   Mgmt    For    For    For
1k  

Elect Director James W. Owens

   Mgmt    For    For    For
1l  

Elect Director Ryosuke Tamakoshi

   Mgmt    For    For    For
1m  

Elect Director Perry M. Traquina

   Mgmt    For    For    For
1n  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Amend Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
8  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    For

CME Group Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    160,900     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1c  

Elect Director Charles P. Carey

   Mgmt    For    For    For
1d  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1e  

Elect Director Ana Dutra

   Mgmt    For    For    For
1f  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1g  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1h  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1i  

Elect Director Leo Melamed

   Mgmt    For    For    For
1j  

Elect Director Alex J. Pollock

   Mgmt    For    For    For
1k  

Elect Director John F. Sandner

   Mgmt    For    For    For
1l  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1m  

Elect Director William R. Shepard

   Mgmt    For    For    For
1n  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

LyondellBasell Industries N.V.

 

Meeting Date:    05/24/2017   Country:    Netherlands   Primary Security ID:    N53745100
Record Date:    04/26/2017   Meeting Type:    Annual   Ticker:    LYB
     Shares Voted:    104,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert G. Gwin

   Mgmt    For    For    For
1b  

Elect Director Jacques Aigrain

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

LyondellBasell Industries N.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Lincoln Benet

   Mgmt    For    For    For
1d  

Elect Director Jagjeet S. Bindra

   Mgmt    For    For    For
1e  

Elect Director Robin Buchanan

   Mgmt    For    For    For
1f  

Elect Director Stephen F. Cooper

   Mgmt    For    For    For
1g  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1h  

Elect Director Claire S. Farley

   Mgmt    For    For    For
1i  

Elect Director Isabella D. Goren

   Mgmt    For    For    For
1j  

Elect Director Bruce A. Smith

   Mgmt    For    For    For
1k  

Elect Director Rudy van der Meer

   Mgmt    For    For    For
2  

Adoption of Dutch Statutory Annual Accounts

   Mgmt    For    For    For
3  

Approve Discharge of Management Board

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers Accountants N.V. as Auditors

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
7  

Approve Dividends of EUR 0.85 Per Share

   Mgmt    For    For    For
8  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
9  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
11  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Facebook, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    172,042     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    For    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    For    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Report on Public Policy Issues Associated with Fake News

   SH    Against    Refer    Against
6  

Gender Pay Gap

   SH    Against    Against    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    For

UnitedHealth Group Incorporated

 

Meeting Date:    06/05/2017   Country:    USA   Primary Security ID:    91324P102
Record Date:    04/11/2017   Meeting Type:    Annual   Ticker:    UNH
     Shares Voted:    86,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director William C. Ballard, Jr.

   Mgmt    For    For    For
1b  

Elect Director Richard T. Burke

   Mgmt    For    For    For
1c  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1d  

Elect Director Stephen J. Hemsley

   Mgmt    For    For    For
1e  

Elect Director Michele J. Hooper

   Mgmt    For    For    For
1f  

Elect Director Rodger A. Lawson

   Mgmt    For    For    For
1g  

Elect Director Glenn M. Renwick

   Mgmt    For    For    For
1h  

Elect Director Kenneth I. Shine

   Mgmt    For    For    For
1i  

Elect Director Gail R. Wilensky

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

UnitedHealth Group Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Alphabet Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    38,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Eric E. Schmidt

   Mgmt    For    For    For
1.4  

Elect Director L. John Doerr

   Mgmt    For    Refer    For
1.5  

Elect Director Roger W. Ferguson, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1.7  

Elect Director John L. Hennessy

   Mgmt    For    For    For
1.8  

Elect Director Ann Mather

   Mgmt    For    Refer    For
1.9  

Elect Director Alan R. Mulally

   Mgmt    For    For    For
1.10  

Elect Director Paul S. Otellini

   Mgmt    For    Refer    For
1.11  

Elect Director K. Ram Shriram

   Mgmt    For    Refer    For
1.12  

Elect Director Shirley M. Tilghman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Report on Political Contributions

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9  

Report on Gender Pay Gap

   SH    Against    Against    Against
10  

Report on Charitable Contributions

   SH    Against    Against    Against
11  

Adopt Holy Land Principles

   SH    Against    Against    Against
12  

Report on Fake News

   SH    Against    Refer    Against

Comcast Corporation

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/16/2017   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    637,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    For    For
1.5  

Elect Director Gerald L. Hassell

   Mgmt    For    For    For
1.6  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.7  

Elect Director Asuka Nakahara

   Mgmt    For    For    For
1.8  

Elect Director David C. Novak

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Mastercard Incorporated

 

Meeting Date:    06/27/2017   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/27/2017   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    180,118     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For
1c  

Elect Director Silvio Barzi

   Mgmt    For    For    For
1d  

Elect Director David R. Carlucci

   Mgmt    For    For    For
1e  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1f  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1i  

Elect Director Oki Matsumoto

   Mgmt    For    For    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Jackson Tai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Report on Gender Pay Gap

   SH    Against    Against    Against


IVY CUNDIL GLOBAL VALUE FUND

Proxy Voting Record

Vote Summary

MCKESSON CORPORATION

 

Security    58155Q103    Meeting Type    Annual
Ticker Symbol    MCK    Meeting Date    27-Jul-2016
ISIN    US58155Q1031    Agenda    934453919 - Management
Record Date    31-May-2016    Holding Recon Date    31-May-2016
City / Country                        / United States    Vote Deadline Date    26-Jul-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1A.    ELECTION OF DIRECTOR: ANDY D. BRYANT    Management    For    For
1B.    ELECTION OF DIRECTOR: WAYNE A. BUDD    Management    For    For
1C.    ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D.    Management    For    For
1D.    ELECTION OF DIRECTOR: JOHN H. HAMMERGREN    Management    For    For
1E.    ELECTION OF DIRECTOR: M. CHRISTINE JACOBS    Management    For    For
1F.    ELECTION OF DIRECTOR: DONALD R. KNAUSS    Management    For    For
1G.    ELECTION OF DIRECTOR: MARIE L. KNOWLES    Management    For    For
1H.    ELECTION OF DIRECTOR: EDWARD A. MUELLER    Management    For    For
1I.    ELECTION OF DIRECTOR: SUSAN R. SALKA    Management    For    For
2.    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017.    Management    For    For
3.    ADVISORY VOTE ON EXECUTIVE COMPENSATION.    Management    Against    Against
4.    SHAREHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS.    Shareholder    Against    For
5.    SHAREHOLDER PROPOSAL ON DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES.    Shareholder    For    Against

FIRST PACIFIC CO., LTD.

 

Security    G34804107    Meeting Type    Special General Meeting
Ticker Symbol         Meeting Date    19-Oct-2016
ISIN    BMG348041077    Agenda    707418415 - Management
Record Date    14-Oct-2016    Holding Recon Date    14-Oct-2016
City / Country    HONG KONG / Bermuda    Vote Deadline Date    14-Oct-2016
SEDOL(s)    2104717 - 4341523 - 5819041 -    Quick Code     
     6339872 - B16TBB5 - BP3RTW7          

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

CMMT   

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-

http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0927/LT

N20160927235.pdf-AND-http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0927/LTN20160927219.pdf

   Non-Voting      
CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting      


1    (A) TO APPROVE, CONFIRM AND RATIFY THE ENTERING INTO OF THE IMPLEMENTATION AGREEMENT DATED 6 SEPTEMBER 2016 BY AND AMONG PT INDOFOOD SUKSES MAKMUR TBK, CHINA MINZHONG HOLDINGS LIMITED AND MARVELLOUS GLORY HOLDINGS LIMITED (THE “IMPLEMENTATION AGREEMENT”) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER; AND (B) TO AUTHORIZE ANY ONE OR MORE DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS, INSTRUMENTS AND AGREEMENTS FOR AND ON BEHALF OF THE COMPANY AS HE/SHE/THEY MAY CONSIDER NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO GIVE EFFECT TO OR IN CONNECTION WITH THE IMPLEMENTATION OF AND GIVING EFFECT TO THE IMPLEMENTATION AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER    Management    For    For

SAMSUNG ELECTRONICS CO LTD, SUWON

 

Security    Y74718100    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol         Meeting Date    27-Oct-2016
ISIN    KR7005930003    Agenda    707380642 - Management
Record Date    28-Sep-2016    Holding Recon Date    28-Sep-2016
City / Country    SEOUL / Korea, Republic Of    Vote Deadline Date    17-Oct-2016
SEDOL(s)    6771720 - B19VC15    Quick Code     

 

Item

  

Proposal

  

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Vote

  

For/Against
Management

1    APPROVAL OF PHYSICAL DIVISION    Management    For    For
2    ELECTION OF INTERNAL DIRECTOR (CANDIDATE: JAEYONG LEE)    Management    Against    Against
CMMT    15 SEP 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO
ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
   Non-Voting          
CMMT    15 SEP 2016: PLEASE NOTE THE ISSUING COMPANY WILL OWN
100% OF SHARES OF NEWLY- ESTABLISHED COMPANY RESULTED
FROM THE ABOVE SPIN-OFF. THEREFORE THIS SPIN-OFF-DOES
NOT AFFECT ON SHAREHOLDERS OF COMPANY. THANK YOU
   Non-Voting          

ORACLE CORPORATION

 

Security    68389X105    Meeting Type    Annual
Ticker Symbol    ORCL    Meeting Date    16-Nov-2016
ISIN    US68389X1054    Agenda    934483556 - Management
Record Date    19-Sep-2016    Holding Recon Date    19-Sep-2016
City / Country                        / United States    Vote Deadline Date    15-Nov-2016
SEDOL(s)         Quick Code     

 

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1.    DIRECTOR    Management      
  

1       JEFFREY S. BERG

      For    For
  

2       H. RAYMOND BINGHAM

      Withheld    Against
  

3       MICHAEL J. BOSKIN

      Withheld    Against
  

4       SAFRA A. CATZ

      For    For
  

5       BRUCE R. CHIZEN

      Withheld    Against
  

6       GEORGE H. CONRADES

      Withheld    Against
  

7       LAWRENCE J. ELLISON

      For    For
  

8       HECTOR GARCIA-MOLINA

      For    For
  

9       JEFFREY O. HENLEY

      For    For
  

10     MARK V. HURD

      For    For
  

11     RENEE J. JAMES

      For    For


  

12     LEON E. PANETTA

      For    For
  

13     NAOMI O. SELIGMAN

      Withheld    Against
2.    ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.    Management    Against    Against
3.    RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.    Management    For    For
4.    STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT.    Shareholder    For    Against

FIRST PACIFIC CO., LTD.

 

Security    G34804107    Meeting Type    Special General Meeting
Ticker Symbol         Meeting Date    23-Jan-2017
ISIN    BMG348041077    Agenda    707664365 - Management
Record Date    18-Jan-2017    Holding Recon Date    18-Jan-2017
City / Country    HONG KONG / Bermuda    Vote Deadline Date    18-Jan-2017
SEDOL(s)    2104717 - 4341523 - 5819041 -    Quick Code     
     6339872 - B16TBB5 - BD8NCH2 -          
     BP3RTW7          

 

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CMMT   

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE
AVAILABLE BY CLICKING-ON THE URL LINKS:-

http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1229/LTN20161229244.pdf-
AND-

http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1229/LTN20161229214.pdf

   Non-Voting          
CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’
OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
   Non-Voting          
1    THAT EACH OF THE CONTINUING CONNECTED TRANSACTIONS AND THE
RELATED NEW ANNUAL CAPS FOR EACH OF THE YEARS ENDING 31
DECEMBER 2017, 2018 AND 2019 RELATING TO THE NOODLES BUSINESS
CARRIED ON BY PT INDOFOOD SUKSES MAKMUR TBK (“INDOFOOD”) AND
ITS SUBSIDIARIES, AS DESCRIBED IN TABLE A ON PAGES 11 TO 12 OF THE
“LETTER FROM THE BOARD” SECTION OF THE CIRCULAR OF THE
COMPANY DATED 30 DECEMBER 2016 (THE “CIRCULAR”), BE AND ARE
HEREBY APPROVED AND ANY DIRECTOR OF THE COMPANY BE AND IS
HEREBY AUTHORIZED TO DO ALL SUCH FURTHER ACTS AND THINGS AND
EXECUTE AND/OR APPROVE ALL SUCH FURTHER DOCUMENTS WHICH IN
HIS/HER OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO
IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH
TRANSACTIONS
   Management    Against    Against
2    THAT EACH OF THE CONTINUING CONNECTED TRANSACTIONS AND THE
RELATED NEW ANNUAL CAPS FOR EACH OF THE YEARS ENDING 31
DECEMBER 2017, 2018 AND 2019 RELATING TO THE PLANTATIONS
BUSINESS CARRIED ON BY INDOFOOD AND ITS SUBSIDIARIES, AS
DESCRIBED IN TABLE B ON PAGES 21 TO 23 OF THE “LETTER FROM THE
BOARD” SECTION OF THE CIRCULAR, BE AND ARE HEREBY APPROVED
AND ANY DIRECTOR TO DO ALL SUCH FURTHER ACTS AND THINGS AND
EXECUTE AND/OR APPROVE ALL SUCH FURTHER DOCUMENTS WHICH IN
HIS/HER OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO
IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH
TRANSACTIONS
   Management    Against    Against


3    THAT EACH OF THE CONTINUING CONNECTED TRANSACTIONS AND THE
RELATED NEW ANNUAL CAPS FOR EACH OF THE YEARS ENDING 31
DECEMBER 2017, 2018 AND 2019 RELATING TO THE DISTRIBUTION
BUSINESS CARRIED ON BY INDOFOOD AND ITS SUBSIDIARIES, AS
DESCRIBED IN TABLE C ON PAGE 43 OF THE “LETTER FROM THE BOARD”
SECTION OF THE CIRCULAR, BE AND ARE HEREBY APPROVED AND ANY
DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL
SUCH FURTHER ACTS AND THINGS AND EXECUTE AND/OR APPROVE ALL
SUCH FURTHER DOCUMENTS WHICH IN HIS/HER OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE
EFFECT TO THE TERMS OF SUCH TRANSACTIONS
   Management    Against    Against

DEERE & COMPANY

 

Security    244199105    Meeting Type    Annual
Ticker Symbol    DE    Meeting Date    22-Feb-2017
ISIN    US2441991054    Agenda    934520518 - Management
Record Date    30-Dec-2016    Holding Recon Date    30-Dec-2016
City / Country                        / United States    Vote Deadline Date    21-Feb-2017
SEDOL(s)         Quick Code     

 

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For/Against
Management

1A.    ELECTION OF DIRECTOR: SAMUEL R. ALLEN    Management    For    For
1B.    ELECTION OF DIRECTOR: CRANDALL C. BOWLES    Management    For    For
1C.    ELECTION OF DIRECTOR: VANCE D. COFFMAN    Management    For    For
1D.    ELECTION OF DIRECTOR: ALAN C. HEUBERGER    Management    For    For
1E.    ELECTION OF DIRECTOR: DIPAK C. JAIN    Management    For    For
1F.    ELECTION OF DIRECTOR: MICHAEL O. JOHANNS    Management    For    For
1G.    ELECTION OF DIRECTOR: CLAYTON M. JONES    Management    For    For
1H.    ELECTION OF DIRECTOR: BRIAN M. KRZANICH    Management    For    For
1I.    ELECTION OF DIRECTOR: GREGORY R. PAGE    Management    For    For
1J.    ELECTION OF DIRECTOR: SHERRY M. SMITH    Management    For    For
1K.    ELECTION OF DIRECTOR: DMITRI L. STOCKTON    Management    For    For
1L.    ELECTION OF DIRECTOR: SHEILA G. TALTON    Management    For    For
2.    ADVISORY VOTE ON EXECUTIVE COMPENSATION    Management    For    For
3.    NON-BINDING ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION    Management    1 Year    For
4.    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS DEERE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017    Management    For    For
5.    STOCKHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT    Shareholder    For    Against

NOVARTIS AG, BASEL

 

Security    H5820Q150    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    28-Feb-2017
ISIN    CH0012005267    Agenda    707714007 - Management
Record Date    23-Feb-2017    Holding Recon Date    23-Feb-2017
City / Country    BASEL / Switzerland    Vote Deadline Date    22-Feb-2017
SEDOL(s)    7103065 - 7105083 - B01DMY5 -
B10S3M3 - B769708
   Quick Code     

 

Item

  

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Management

CMMT    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 723253 DUE TO ADDITION OF-RESOLUTION B. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU    Non-Voting      


CMMT    PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE    Non-Voting      
A.1    APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR    Management    For    For
A.2    DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE    Management    For    For
A.3    APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND: GROSS DIVIDEND (BEFORE TAXES AND DUTIES) OF CHF 2.75 PER DIVIDEND BEARING SHARE OF CHF 0.50 NOMINAL VALUE    Management    For    For
A.4    REDUCTION OF SHARE CAPITAL    Management    For    For
A.5.1    BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING    Management    For    For
A.5.2    BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2018    Management    For    For
A.5.3    ADVISORY VOTE ON THE 2016 COMPENSATION    Management    For    For
   REPORT   
A.6.1    RE-ELECTION OF JOERG REINHARDT, PH.D., AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE)    Management    For    For
A.6.2    RE-ELECTION OF NANCY C. ANDREWS, M.D., PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A.6.3    RE-ELECTION OF DIMITRI AZAR, M.D. AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A.6.4    RE-ELECTION OF TON BUECHNER AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A.6.5    RE-ELECTION OF SRIKANT DATAR, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A.6.6    RE-ELECTION OF ELIZABETH DOHERTY AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A.6.7    RE-ELECTION OF ANN FUDGE AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A.6.8    RE-ELECTION OF PIERRE LANDOLT, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A.6.9    RE-ELECTION OF ANDREAS VON PLANTA, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A6.10    RE-ELECTION OF CHARLES L. SAWYERS, M.D. AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A6.11    RE-ELECTION OF ENRICO VANNI, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A6.12    RE-ELECTION OF WILLIAM T. WINTERS AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For
A6.13    ELECTION OF FRANS VAN HOUTEN AS A MEMBER OF THE BOARD OF DIRECTORS    Management    For    For


A.7.1    RE-ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE    Management    For    For
A.7.2    RE-ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE    Management    For    For
A.7.3    RE-ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE    Management    For    For
A.7.4    RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE    Management    For    For
A.8    RE-ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR OF NOVARTIS AG FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2017    Management    For    For
A.9    RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY OF NOVARTIS AG UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING    Management    For    For
B    IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE ANNUAL GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (YES = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE/ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING)    Management    Against    Against

POSCO, POHANG

 

Security    Y70750115    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    10-Mar-2017
ISIN    KR7005490008    Agenda    707782327 - Management
Record Date    30-Dec-2016    Holding Recon Date    30-Dec-2016
City / Country    SEOUL / Korea, Republic Of    Vote Deadline Date    27-Feb-2017
SEDOL(s)    6693233 - B0DY2P7    Quick Code     

 

Item

  

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Management

CMMT    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 722995 DUE TO RECEIPT OF-ADDITIONAL RESOLUTIONS 2 & 3 WITH CHANGE IN RESOLUTION 1. ALL VOTES RECEIVED-ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT-ON THIS MEETING NOTICE. THANK YOU    Non-Voting    Against    Against
1    APPROVAL OF FINANCIAL STATEMENT    Management      
2.1.1    ELECTION OF OUTSIDE DIRECTOR CANDIDATE: GIM SIN BAE    Management    For    For
2.1.2    ELECTION OF OUTSIDE DIRECTOR CANDIDATE: JANG SEUNG HWA    Management    Against    Against
2.1.3    ELECTION OF OUTSIDE DIRECTOR CANDIDATE: JEONG MUN GI    Management    For    For
2.2.1    ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: JANG SEUNG HWA    Management    Against    Against
2.2.2    ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: JEONG MUN GI    Management    For    For
2.3.1    ELECTION OF INSIDE DIRECTOR CANDIDATE: GWON O JUN    Management    For    For
2.3.2    ELECTION OF INSIDE DIRECTOR CANDIDATE: O IN HWAN    Management    For    For
2.3.3    ELECTION OF INSIDE DIRECTOR CANDIDATE: CHOI JEONG WU    Management    For    For
2.3.4    ELECTION OF INSIDE DIRECTOR CANDIDATE: JANG IN HWA    Management    For    For
2.3.5    ELECTION OF INSIDE DIRECTOR CANDIDATE: YU SEONG    Management    For    For
3    APPROVAL OF REMUNERATION FOR DIRECTOR    Management    For    For


SAMSUNG ELECTRONICS CO LTD, SUWON

 

Security    Y74718100    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    24-Mar-2017
ISIN    KR7005930003    Agenda    707790499 - Management
Record Date    31-Dec-2016    Holding Recon Date    31-Dec-2016
City / Country    SEOUL / Korea, Republic Of    Vote Deadline Date    14-Mar-2017
SEDOL(s)    6771720 - B19VC15 - B74V052    Quick Code     

 

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1    APPROVAL OF FINANCIAL STATEMENTS    Management    For    For
2    APPROVAL OF REMUNERATION FOR DIRECTOR    Management    For    For

VINCI SA, RUEIL MALMAISON

 

Security    F5879X108    Meeting Type    MIX
Ticker Symbol         Meeting Date    20-Apr-2017
ISIN    FR0000125486    Agenda    707836257 - Management
Record Date    13-Apr-2017    Holding Recon Date    13-Apr-2017
City / Country    PARIS / France    Vote Deadline Date    12-Apr-2017

SEDOL(s)

  

4818083 - 5876187 - B030CV1 -

B03XM98 - B08J473 - B08RX92 -

B08S005 - B08S180 - B1XH026 -

B1XHM75 - B1XHQT5 - B1XJBN0 -

B28N3W7 - B8351N7 - BD37YW8 -

BRTM6Z2

  

Quick Code

    

 

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Management

CMMT    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting      
CMMT    THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE    Non-Voting      
CMMT    IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU    Non-Voting      
CMMT   

29 MAR 2017:PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-

http://www.journal-officiel.gouv.fr//pdf/2017/0313/201703131700474.pdf;- http://www.journal-officiel.gouv.fr//pdf/2017/0329/201703291700722.pdf

PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT AND ADDITION-OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

   Non-Voting      
O.1    APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR    Management    For    For
O.2    APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR    Management    For    For


O.3    ALLOCATION OF INCOME FOR THE 2016 FINANCIAL YEAR: EUR 2.10 PER SHARE    Management    For    For
O.4    RENEWAL OF THE TERM OF MRS YANNICK ASSOUAD AS DIRECTOR FOR A FOUR-YEAR TERM    Management    For    For
O.5    RENEWAL OF THE TERM OF MRS GRAZIELLA GAVEZOTTI AS DIRECTOR FOR A FOUR-YEAR TERM    Management    For    For
O.6    RENEWAL OF THE TERM OF MR MICHAEL PRAGNELL AS DIRECTOR FOR A FOUR-YEAR TERM    Management    For    For
O.7    ATTENDANCE FEES    Management    For    For
O.8    RENEWAL OF THE DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES    Management    For    For
O.9    APPROVAL OF PRINCIPLES AND ESTABLISHMENT OF THE ALLOCATION AND AWARDING CRITERIA OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE GLOBAL COMPENSATIONS AND THE BENEFITS OF ALL KINDS TO BE AWARDED TO THE CHIEF EXECUTIVE OFFICER    Management    For    For
O.10    ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO THE CHIEF EXECUTIVE OFFICER FOR THE 2016 FINANCIAL YEAR    Management    For    For
O.11    ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO THE DEPUTY GENERAL MANAGER FOR THE PERIOD FROM 1ST JANUARY TO 20 JUNE 2016    Management    For    For
E.12    RENEWAL OF THE AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF VINCI SHARES HELD BY THE COMPANY    Management    For    For
E.13    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING RESERVES, PROFITS OR ISSUANCE PREMIUMS    Management    For    For
E.14    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE ANY SHARES, ANY CAPITAL SECURITIES GRANTING ACCESS TO OTHER CAPITAL SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO CAPITAL SECURITIES TO BE ISSUED BY THE COMPANY AND/OR BY ITS SUBSIDIARIES, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
E.15    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE ANY CONVERTIBLE BONDS AND/OR BONDS EXCHANGEABLE INTO NEW SHARES OF THE COMPANY AND/OR ITS SUBSIDIARIES, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, AND BY MEANS OF A PUBLIC OFFER BY PRIVATE PLACEMENT PURSUANT TO SECTION II OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE    Management    For    For
E.16    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE ANY TRANSFERABLE SECURITIES REPRESENTING RECEIVABLES AND GRANTING ACCESS TO CAPITAL SECURITIES TO BE ISSUED BY THE COMPANY AND/OR ITS SUBSIDIARIES, OTHER THAN CONVERTIBLE BONDS AND BONDS EXCHANGEABLE INTO NEW SHARES WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT AND BY MEANS OF A PUBLIC OFFER OR BY A PRIVATE PLACEMENT PURSUANT TO SECTION II OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE    Management    For    For
E.17    AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF OVER-SUBSCRIPTION    Management    For    For


E.18    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTIONS TO ISSUE ALL SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL IN ORDER TO REMUNERATE IN-KIND CONTRIBUTIONS OF SHARES OR OTHER TRANSFERABLE SECURITIES GRANTED TO THE COMPANY WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT    Management    For    For
E.19    DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH INCREASING THE CAPITAL RESERVED FOR EMPLOYEES OF THE COMPANY AND COMPANIES WITHIN THE VINCI GROUP UNDER THE COMPANY SAVINGS SCHEME WITH CANCELLATION OF THE PRE-EMOTIVE SUBSCRIPTION RIGHT    Management    For    For
E.20    DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL RESERVED FOR A CATEGORY OF BENEFICIARIES IN ORDER TO OFFER EMPLOYEES OF CERTAIN FOREIGN AFFILIATES BENEFITS SIMILAR TO THOSE OFFERED TO EMPLOYEES PARTICIPATING DIRECTLY OR INDIRECTLY VIA A FCPE UNDER A SAVING PLAN, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS    Management    For    For
E.21    POWERS TO CARRY OUT ALL LEGAL FORMALITIES    Management    For    For

INTERNATIONAL BUSINESS MACHINES CORP.

 

Security    459200101    Meeting Type    Annual
Ticker Symbol    IBM    Meeting Date    25-Apr-2017
ISIN    US4592001014    Agenda    934539973 - Management
Record Date    24-Feb-2017    Holding Recon Date    24-Feb-2017
City / Country                        / United States    Vote Deadline Date    24-Apr-2017
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT    Management    Against    Against
1B.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW    Management    Against    Against
1C.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR    Management    For    For
1D.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS    Management    For    For
1E.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY    Management    For    For
1F.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON    Management    Against    Against
1G.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS    Management    For    For
1H.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR.    Management    For    For
1I.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN    Management    For    For
1J.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS    Management    For    For
1K.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY    Management    For    For
1L.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL    Management    For    For
1M.    ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER    Management    For    For
2.    RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    Management    For    For
3.    ADVISORY VOTE ON EXECUTIVE COMPENSATION    Management    Against    Against
4.    ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION    Management    1 Year    For


5.  

STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE

   Shareholder    Against    For
6.  

STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER MEETINGS

   Shareholder    For    Against
7.  

STOCKHOLDER PROPOSAL TO ADOPT A PROXY ACCESS BY-LAW

   Shareholder    For    Against

CITIGROUP INC.

 

Security    172967424   Meeting Type    Annual
Ticker Symbol    C   Meeting Date    25-Apr-2017
ISIN    US1729674242   Agenda    934541904 - Management
Record Date    27-Feb-2017   Holding Recon Date    27-Feb-2017
City / Country                            / United States   Vote Deadline Date    24-Apr-2017
SEDOL(s)        Quick Code     

 

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1A.    ELECTION OF DIRECTOR: MICHAEL L. CORBAT    Management    For    For   
1B.    ELECTION OF DIRECTOR: ELLEN M. COSTELLO    Management    For    For   
1C.    ELECTION OF DIRECTOR: DUNCAN P. HENNES    Management    For    For   
1D.    ELECTION OF DIRECTOR: PETER B. HENRY    Management    For    For   
1E.    ELECTION OF DIRECTOR: FRANZ B. HUMER    Management    For    For   
1F.    ELECTION OF DIRECTOR: RENEE J. JAMES    Management    For    For   
1G.    ELECTION OF DIRECTOR: EUGENE M. MCQUADE    Management    For    For   
1H.    ELECTION OF DIRECTOR: MICHAEL E. O’NEILL    Management    For    For   
1I.    ELECTION OF DIRECTOR: GARY M. REINER    Management    For    For   
1J.    ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO    Management    For    For   
1K.    ELECTION OF DIRECTOR: DIANA L. TAYLOR    Management    For    For   
1L.    ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.    Management    For    For   
1M.    ELECTION OF DIRECTOR: JAMES S. TURLEY    Management    For    For   
1N.    ELECTION OF DIRECTOR: DEBORAH C. WRIGHT    Management    For    For   
1O.    ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON    Management    For    For   
2.    PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.    Management    For    For   
3.    ADVISORY VOTE TO APPROVE CITI’S 2016 EXECUTIVE COMPENSATION.    Management    For    For   
4.    ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.    Management    1 Year    For   
5.    STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE COMPANY’S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP.    Shareholder    For    Against   
6.    STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE.    Shareholder    Against    For   
7.    STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.    Shareholder    Against    For   
8.    STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH A VIOLATION OF LAW.    Shareholder    Against    For   


9.    STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE.    Shareholder    Against    For   

WELLS FARGO & COMPANY

 

Security    949746101    Meeting Type    Annual
Ticker Symbol    WFC    Meeting Date    25-Apr-2017
ISIN    US9497461015    Agenda    934543314 - Management
Record Date    01-Mar-2017    Holding Recon Date    01-Mar-2017
City / Country                            / United States    Vote Deadline Date    24-Apr-2017
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR: JOHN D. BAKER II    Management    Against    Against   
1B.    ELECTION OF DIRECTOR: JOHN S. CHEN    Management    Against    Against   
1C.    ELECTION OF DIRECTOR: LLOYD H. DEAN    Management    Against    Against   
1D.    ELECTION OF DIRECTOR: ELIZABETH A. DUKE    Management    For    For   
1E.    ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.    Management    Against    Against   
1F.    ELECTION OF DIRECTOR: DONALD M. JAMES    Management    For    For   
1G.    ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN    Management    Against    Against   
1H.    ELECTION OF DIRECTOR: KAREN B. PEETZ    Management    For    For   
1I.    ELECTION OF DIRECTOR: FEDERICO F. PENA    Management    For    For   
1J.    ELECTION OF DIRECTOR: JAMES H. QUIGLEY    Management    For    For   
1K.    ELECTION OF DIRECTOR: STEPHEN W. SANGER    Management    For    For   
1L.    ELECTION OF DIRECTOR: RONALD L. SARGENT    Management    For    For   
1M.    ELECTION OF DIRECTOR: TIMOTHY J. SLOAN    Management    For    For   
1N.    ELECTION OF DIRECTOR: SUSAN G. SWENSON    Management    Against    Against   
1O.    ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT    Management    For    For   
2.    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For   
3.    ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION.    Management    1 Year    For   
4.    RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.    Management    For    For   
5.    STOCKHOLDER PROPOSAL - RETAIL BANKING SALES PRACTICES REPORT.    Shareholder    Against    For   
6.    STOCKHOLDER PROPOSAL - CUMULATIVE VOTING.    Shareholder    Against    For   
7.    STOCKHOLDER PROPOSAL - DIVESTING NON-CORE BUSINESS REPORT.    Shareholder    Against    For   
8.    STOCKHOLDER PROPOSAL - GENDER PAY EQUITY REPORT.    Shareholder    For    Against   
9.    STOCKHOLDER PROPOSAL - LOBBYING REPORT.    Shareholder    Against    For   
10.    STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES’ RIGHTS POLICY.    Shareholder    Against    For   

MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG

 

Security    D55535104    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    26-Apr-2017
ISIN    DE0008430026    Agenda    707847375 - Management
Record Date    19-Apr-2017    Holding Recon Date    19-Apr-2017
City / Country    MUENCHEN / Germany Blocking    Vote Deadline Date    12-Apr-2017
SEDOL(s)    4904409 - 5294121 - 7159239 -
7389081 - B018RN4 - B10RVR1 -
B1G0J36 - B92MVF8 - BWYBM84 -
BYMSTP7
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CMMT    PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 10TH JULY 2015 THE JUDGEMENT OF THE DISTRICT COURT IN COLOGNE-FROM 6TH JUNE 2012 IS NO LONGER RELEVANT. AS A RESULT, IT REMAINS EXCLUSIVELY-THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS IF THEY-EXCEED RELEVANT REPORTING THRESHOLD OF WPHG (FROM 3 PERCENT OF OUTSTANDING-SHARE CAPITAL ONWARDS). PLEASE FURTHER NOTE THAT IN ADDITION TO THE GERMAN-STOCK CORPORATION ACT (AKTG) DEUTSCHE LUFTHANSA AG IS SUBJECT TO REGULATIONS-OF THE GERMANY’S AVIATION COMPLIANCE DOCUMENTATION ACT (LUFTNASIG) AND-THEREFORE HAS TO COMPLY CERTAIN REGISTRATION AND EVIDENCE REQUIREMENTS.-THEREFORE, FOR THE EXERCISE OF VOTING RIGHTS THE REGISTRATION IN THE SHARE-REGISTER IS STILL REQUIRED    Non-Voting         
CMMT    THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR PROCESSES AND ESTABLISHED SOLUTIONS,-WHICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED-ACCORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB-CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE-DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE-REGISTRATION-REQUEST NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION    Non-Voting         
CMMT    ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION    Non-Voting         
CMMT    COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11.04.2017. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE    Non-Voting         
1.1    RECEIVE REPORT OF THE SUPERVISORY BOARD, CORPORATE GOVERNANCE REPORT AND- REMUNERATION REPORT FOR FISCAL 2016    Non-Voting         
1.2    RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2016    Non-Voting         
2    APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 8.60 PER SHARE    Management    For    For   
3    APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2016    Management    For    For   
4    APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2016    Management    For    For   


5    APPROVE REMUNERATION SYSTEM FOR MANAGEMENT BOARD MEMBERS    Management    Against    Against   
6    AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES    Management    For    For   
7    AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES    Management    For    For   
8    ELECT RENATA JUNGO BRUENGGER TO THE SUPERVISORY BOARD    Management    For    For   
9    APPROVE CREATION OF EUR 280 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS    Management    For    For   
10    APPROVE AFFILIATION AGREEMENT WITH SUBSIDIARY MR INFRASTRUCTURE INVESTMENT GMBH    Management    For    For   
11.1    APPROVE AFFILIATION AGREEMENTS WITH SUBSIDIARIES: MR BETEILIGUNGEN 2. GMBH    Management    For    For   
11.2    APPROVE AFFILIATION AGREEMENTS WITH SUBSIDIARIES: MR BETEILIGUNGEN 3. GMBH    Management    For    For   

CENOVUS ENERGY INC, CALGARY, AB

 

Security    15135U109    Meeting Type    Annual General Meeting
Ticker Symbol       Meeting Date    26-Apr-2017
ISIN   

CA15135U1093

   Agenda    707861919 - Management
Record Date   

03-Mar-2017

   Holding Recon Date    03-Mar-2017
City / Country   

CALGARY / Canada

   Vote Deadline Date    20-Apr-2017
SEDOL(s)   

B4RKRL0 - B4XD9G2 - B57FG04 -

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CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1, 2.1 TO 2.11. THANK YOU    Non-Voting         
1    APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION    Management    For    For   
2.1    ELECTION OF DIRECTOR: SUSAN F. DABARNO    Management    For    For   
2.2    ELECTION OF DIRECTOR: PATRICK D. DANIEL    Management    For    For   
2.3    ELECTION OF DIRECTOR: IAN W. DELANEY    Management    For    For   
2.4    ELECTION OF DIRECTOR: BRIAN C. FERGUSON    Management    For    For   
2.5    ELECTION OF DIRECTOR: STEVEN F. LEER    Management    For    For   
2.6    ELECTION OF DIRECTOR: RICHARD J. MARCOGLIESE    Management    For    For   
2.7    ELECTION OF DIRECTOR: CLAUDE MONGEAU    Management    For    For   
2.8    ELECTION OF DIRECTOR: CHARLES M. RAMPACEK    Management    For    For   
2.9    ELECTION OF DIRECTOR: COLIN TAYLOR    Management    For    For   
2.10    ELECTION OF DIRECTOR: WAYNE G. THOMSON    Management    For    For   
2.11    ELECTION OF DIRECTOR: RHONDA I. ZYGOCKI    Management    For    For   
3    ACCEPT THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR    Management    For    For   

CANFOR CORPORATION (NEW), VANCOUVER

 

Security    137576104    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    26-Apr-2017
ISIN    CA1375761048    Agenda    707941577 - Management
Record Date    16-Mar-2017    Holding Recon Date    16-Mar-2017
City / Country    VANCOUVER / Canada    Vote Deadline Date    20-Apr-2017
SEDOL(s)    B18P4F6 - B18RC25 - B1H3570    Quick Code     


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CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.9 AND 2. THANK YOU    Non-Voting         
1.1    ELECTION OF DIRECTOR: PETER J.G. BENTLEY    Management    For    For   
1.2    ELECTION OF DIRECTOR: HON. JOHN R. BAIRD    Management    For    For   
1.3    ELECTION OF DIRECTOR: RYAN BARRINGTON-FOOTE    Management    For    For   
1.4    ELECTION OF DIRECTOR: GLEN D. CLARK    Management    For    For   
1.5    ELECTION OF DIRECTOR: MICHAEL J. KORENBERG    Management    For    For   
1.6    ELECTION OF DIRECTOR: CONRAD A. PINETTE    Management    For    For   
1.7    ELECTION OF DIRECTOR: J.M. (MACK) SINGLETON    Management    For    For   
1.8    ELECTION OF DIRECTOR: ROSS S. SMITH    Management    For    For   
1.9    ELECTION OF DIRECTOR: WILLIAM W. STINSON    Management    For    For   
2    APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS    Management    For    For   
3    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE SHAREHOLDER PROPOSAL REGARDING GENDER DIVERSITY    Shareholder    For    Against   

AXALTA COATING SYSTEMS LTD.

 

Security    G0750C108    Meeting Type    Annual
Ticker Symbol    AXTA    Meeting Date    26-Apr-2017
ISIN    BMG0750C1082    Agenda    934541928 - Management
Record Date    02-Mar-2017    Holding Recon Date    02-Mar-2017
City / Country                        / United States    Vote Deadline Date    25-Apr-2017
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1.    DIRECTOR    Management         
  

1       CHARLES W. SHAVER

      For    For   
  

2       MARK GARRETT

      For    For   
  

3       LORI J. RYERKERK

      For    For   
2.    TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND AUDITOR UNTIL THE CONCLUSION OF THE 2018 ANNUAL GENERAL MEETING OF MEMBERS AND TO DELEGATE AUTHORITY TO THE BOARD OF DIRECTORS OF THE COMPANY, ACTING THROUGH THE AUDIT COMMITTEE, TO FIX THE TERMS AND REMUNERATION THEREOF.    Management    For    For   
3.    TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.    Management    For    For   

BANK OF AMERICA CORPORATION

 

Security    060505104    Meeting Type    Annual
Ticker Symbol    BAC    Meeting Date    26-Apr-2017
ISIN    US0605051046    Agenda    934543453 - Management
Record Date    02-Mar-2017    Holding Recon Date    02-Mar-2017
City / Country                            / United States    Vote Deadline Date    25-Apr-2017
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1A.    ELECTION OF DIRECTOR: SHARON L. ALLEN    Management    For    For   
1B.    ELECTION OF DIRECTOR: SUSAN S. BIES    Management    For    For   
1C.    ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.    Management    For    For   
1D.    ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.    Management    For    For   
1E.    ELECTION OF DIRECTOR: PIERRE J.P. DE WECK    Management    For    For   
1F.    ELECTION OF DIRECTOR: ARNOLD W. DONALD    Management    Against    Against   


1G.    ELECTION OF DIRECTOR: LINDA P. HUDSON    Management    For    For   
1H.    ELECTION OF DIRECTOR: MONICA C. LOZANO    Management    For    For   
1I.    ELECTION OF DIRECTOR: THOMAS J. MAY    Management    For    For   
1J.    ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN    Management    For    For   
1K.    ELECTION OF DIRECTOR: LIONEL L. NOWELL, III    Management    For    For   
1L.    ELECTION OF DIRECTOR: MICHAEL D. WHITE    Management    For    For   
1M.    ELECTION OF DIRECTOR: THOMAS D. WOODS    Management    For    For   
1N.    ELECTION OF DIRECTOR: R. DAVID YOST    Management    For    For   
2.    APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING “SAY ON PAY” RESOLUTION)    Management    For    For   
3.    A VOTE ON THE FREQUENCY OF FUTURE ADVISORY “SAY ON PAY” RESOLUTIONS (AN ADVISORY, NON-BINDING “SAY ON FREQUENCY” RESOLUTION)    Management    1 Year    For   
4.    RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017    Management    For    For   
5.    STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT    Shareholder    Against    For   
6.    STOCKHOLDER PROPOSAL - DIVESTITURE & DIVISION STUDY SESSIONS    Shareholder    Against    For   
7.    STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN    Shareholder    For    Against   
8.    STOCKHOLDER PROPOSAL - REPORT CONCERNING GENDER PAY EQUITY    Shareholder    For    Against   

WEIR GROUP PLC (THE), GLASGOW

 

Security    G95248137       Meeting Type    Annual General Meeting
Ticker Symbol              Meeting Date    27-Apr-2017
ISIN    GB0009465807         Agenda    707840307 - Management
Record Date              Holding Recon Date    25-Apr-2017
City / Country    GLASGOW / United Kingdom    Vote Deadline Date    21-Apr-2017
SEDOL(s)    0946580 - B02R8M6 - B28C8S5 - BVG9WG7    Quick Code     
                     

 

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1    TO RECEIVE AND ADOPT THE REPORT AND FINANCIAL STATEMENTS    Management    For    For   
2    TO DECLARE A FINAL DIVIDEND    Management    For    For   
3    TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY)    Management    For    For   
4    TO APPROVE THE DIRECTORS’ REMUNERATION POLICY    Management    For    For   
5    TO ELECT JOHN HEASLEY AS A DIRECTOR OF THE COMPANY    Management    For    For   
6    TO RE-ELECT CHARLES BERRY AS A DIRECTOR OF THE COMPANY    Management    For    For   
7    TO RE-ELECT JON STANTON AS A DIRECTOR OF THE COMPANY    Management    For    For   
8    TO RE-ELECT ALAN FERGUSON AS A DIRECTOR OF THE COMPANY    Management    For    For   
9    TO RE-ELECT MELANIE GEE AS A DIRECTOR OF THE COMPANY    Management    For    For   
10    TO RE-ELECT MARY JO JACOBI AS A DIRECTOR OF THE COMPANY    Management    For    For   
11    TO RE-ELECT SIR JIM MCDONALD AS A DIRECTOR OF THE COMPANY    Management    For    For   
12    TO RE-ELECT RICHARD MENELL AS A DIRECTOR OF THE COMPANY    Management    For    For   
13    TO RE-ELECT JOHN MOGFORD AS A DIRECTOR OF THE COMPANY    Management    For    For   
14    TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY    Management    For    For   


15    THAT THE COMPANY’S AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITORS    Management    For    For   
16    TO RENEW THE DIRECTORS’ GENERAL POWER TO ALLOT SHARES    Management    For    For   
17    TO PARTIALLY DISAPPLY THE STATUTORY PRE-EMPTION PROVISIONS    Management    For    For   
18    TO PARTIALLY DISAPPLY THE STATUTORY PRE-EMPTION PROVISIONS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT    Management    For    For   
19    TO RENEW THE COMPANY’S AUTHORITY TO PURCHASE ITS OWN SHARES    Management    For    For   
20    TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS    Management    For    For   

HCA HOLDINGS, INC.

 

Security    40412C101    Meeting Type    Annual
Ticker Symbol    HCA    Meeting Date    27-Apr-2017
ISIN    US40412C1018    Agenda    934546168 - Management
Record Date    07-Mar-2017    Holding Recon Date    07-Mar-2017
City / Country                            / United States    Vote Deadline Date    26-Apr-2017
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR: R. MILTON JOHNSON    Management    For    For   
1B.    ELECTION OF DIRECTOR: ROBERT J. DENNIS    Management    Against    Against   
1C.    ELECTION OF DIRECTOR: NANCY-ANN DEPARLE    Management    For    For   
1D.    ELECTION OF DIRECTOR: THOMAS F. FRIST III    Management    For    For   
1E.    ELECTION OF DIRECTOR: WILLIAM R. FRIST    Management    For    For   
1F.    ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.    Management    For    For   
1G.    ELECTION OF DIRECTOR: ANN H. LAMONT    Management    For    For   
1H.    ELECTION OF DIRECTOR: JAY O. LIGHT    Management    For    For   
1I.    ELECTION OF DIRECTOR: GEOFFREY G. MEYERS    Management    For    For   
1J.    ELECTION OF DIRECTOR: WAYNE J. RILEY, M.D.    Management    For    For   
1K.    ELECTION OF DIRECTOR: JOHN W. ROWE, M.D.    Management    For    For   
2.    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017    Management    For    For   
3.    ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION    Management    For    For   
4.    TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ALLOW STOCKHOLDERS OWNING AN AGGREGATE OF 25% OF OUR OUTSTANDING COMMON STOCK TO REQUEST SPECIAL MEETINGS OF STOCKHOLDERS    Management    Against    Against   
5.    STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD OF DIRECTORS IMPLEMENT CHANGES TO OUR GOVERNING DOCUMENTS TO ALLOW STOCKHOLDERS OWNING AN AGGREGATE OF 10% OF OUR OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS    Shareholder    For    Against   


THE GOLDMAN SACHS GROUP, INC.

 

Security    38141G104    Meeting Type    Annual
Ticker Symbol    GS    Meeting Date    28-Apr-2017
ISIN    US38141G1040    Agenda    934542805 - Management
Record Date    27-Feb-2017    Holding Recon Date    27-Feb-2017
City / Country                    / United States    Vote Deadline Date    27-Apr-2017
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1A.    ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN    Management    For    For   
1B.    ELECTION OF DIRECTOR: M. MICHELE BURNS    Management    For    For   
1C.    ELECTION OF DIRECTOR: MARK A. FLAHERTY    Management    For    For   
1D.    ELECTION OF DIRECTOR: WILLIAM W. GEORGE    Management    For    For   
1E.    ELECTION OF DIRECTOR: JAMES A. JOHNSON    Management    For    For   
1F.    ELECTION OF DIRECTOR: ELLEN J. KULLMAN    Management    For    For   
1G.    ELECTION OF DIRECTOR: LAKSHMI N. MITTAL    Management    For    For   
1H.    ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI    Management    For    For   
1I.    ELECTION OF DIRECTOR: PETER OPPENHEIMER    Management    For    For   
1J.    ELECTION OF DIRECTOR: DAVID A. VINIAR    Management    For    For   
1K.    ELECTION OF DIRECTOR: MARK O. WINKELMAN    Management    For    For   
2.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY)    Management    For    For   
3.    ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY    Management    1 Year    For   
4.    RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017    Management    For    For   

TENARIS SA, LUXEMBOURG

 

Security    L90272102    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    03-May-2017
ISIN    LU0156801721    Agenda    707941680 - Management
Record Date    19-Apr-2017    Holding Recon Date    19-Apr-2017
City / Country    LUXEMBOURG / Luxembourg    Vote Deadline Date    11-Apr-2017
SEDOL(s)    2172402 - 2174475 - 7526338 -
7538515 - B040TY2 - B13CXS8 -
B2901B2 - BSS6KX8
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1    CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016, AND ON THE ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016, AND OF THE INDEPENDENT AUDITORS’ REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS    Management    For    For   
2    APPROVAL OF THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016    Management    For    For   
3    APPROVAL OF THE COMPANY’S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016    Management    For    For   
4    ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2016    Management    For    For   
5    DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE THROUGHOUT THE YEAR ENDED DECEMBER 31, 2016    Management    For    For   
6    ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS    Management    Against    Against   
7    AUTHORIZATION OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS    Management    For    For   
8    APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017, AND APPROVAL OF THEIR FEES    Management    For    For   
9    AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING AND PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS    Management    For    For   


SANOFI SA, PARIS

 

Security    F5548N101    Meeting Type    MIX
Ticker Symbol         Meeting Date    10-May-2017
ISIN    FR0000120578    Agenda    707842894 - Management
Record Date    05-May-2017    Holding Recon Date    05-May-2017
City / Country    PARIS / France    Vote Deadline Date    02-May-2017
SEDOL(s)    5671735 - 5696589 - 7166239 -
B01DR51 - B043B67 - B0CRGJ9 -
B114ZY6 - B19GKJ4 - B92MW11
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CMMT    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting         
CMMT    THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE    Non-Voting         
CMMT    IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU    Non-Voting         
CMMT    17 MAR 2017: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2017/0315/201703151700489.pdf AND :-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF-RESOLUTION O.3 AND O.5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL    Non-Voting         
O.1    APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR    Management    For    For   
O.2    APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR    Management    For    For   
O.3    APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.96 PER SHARE    Management    For    For   
O.4    AGREEMENTS AND COMMITMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE    Management    For    For   
O.5    APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 1.750 MILLION    Management    For    For   
O.6    RENEWAL OF THE TERM OF FABIENNE LECORVAISIER AS DIRECTOR    Management    For    For   
O.7    APPOINTMENT OF BERNARD CHARLES AS DIRECTOR    Management    For    For   
O.8    APPOINTMENT OF MELANIE LEE AS DIRECTOR    Management    For    For   
O.9    REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS    Management    For    For   
O.10    REMUNERATION POLICY FOR THE GENERAL MANAGER    Management    For    For   
O.11    ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016    Management    For    For   


O.12    ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO OLIVIER BRANDICOURT, GENERAL MANAGER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016    Management    Against    Against
O.13    RENEWAL OF THE TERM OF PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR    Management    For    For
O.14    AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES    Management    For    For
E.15    DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY    Management    For    For
E.16    DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY, BY MEANS OF A PUBLIC OFFER    Management    For    For
E.17    DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY, BY PRIVATE PLACEMENT    Management    For    For
E.18    DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY’S SUBSIDIARIES AND/OR ANY OTHER COMPANY    Management    For    For
E.19    DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ALL SUBSIDIARIES AND/OR ANY OTHER COMPANY, WITH OR WITHOUT THE PRE-EMPTIVE    Management    For    For
E.20    DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, ONE OF ITS SUBSIDIARIES AND/OR ANY OTHER COMPANY, AS    Management    For    For
E.21    DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS    Management    For    For
E.22    DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY RESERVED FOR MEMBERS OF THE SAVINGS SCHEMES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR THE BENEFIT OF SAID MEMBERS    Management    For    For
E.23    AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF TREASURY SHARES    Management    For    For
E.24    AMENDMENT OF ARTICLE 11 OF THE COMPANY BY- LAWS    Management    For    For
E.25    POWERS TO CARRY OUT ALL LEGAL FORMALITIES    Management    For    For


BARCLAYS PLC, LONDON

 

Security    G08036124    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    10-May-2017
ISIN    GB0031348658    Agenda    707865020 - Management
Record Date         Holding Recon Date    08-May-2017
City / Country    LONDON / United Kingdom    Vote Deadline Date    04-May-2017
SEDOL(s)    3134865 - 6507312 - B021PQ1 -
B02S681 - BRTM7V5
   Quick Code    582603000

 

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1    TO RECEIVE THE REPORTS OF THE DIRECTORS AND AUDITORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016    Management    For    For   
2    TO APPROVE THE DIRECTORS REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS REMUNERATION POLICY FOR THE YEAR ENDED 31 DECEMBER 2016    Management    For    For   
3    TO APPROVE THE DIRECTORS REMUNERATION POLICY CONTAINED IN THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2016    Management    For    For   
4    TO APPOINT MARY FRANCIS AS A DIRECTOR OF THE COMPANY    Management    For    For   
5    TO APPOINT SIR IAN CHESHIRE AS A DIRECTOR OF THE COMPANY    Management    For    For   
6    TO REAPPOINT MIKE ASHLEY AS A DIRECTOR OF THE COMPANY    Management    For    For   
7    TO REAPPOINT TIM BREEDON AS A DIRECTOR OF THE COMPANY    Management    For    For   
8    TO REAPPOINT CRAWFORD GILLIES AS A DIRECTOR OF THE COMPANY    Management    For    For   
9    TO REAPPOINT SIR GERRY GRIMSTONE AS A DIRECTOR OF THE COMPANY    Management    For    For   
10    TO REAPPOINT REUBEN JEFFERY III AS A DIRECTOR OF THE COMPANY    Management    For    For   
11    TO REAPPOINT JOHN MCFARLANE AS A DIRECTOR OF THE COMPANY    Management    For    For   
12    TO REAPPOINT TUSHAR MORZARIA AS A DIRECTOR OF THE COMPANY    Management    For    For   
13    TO REAPPOINT DAMBISA MOYO AS A DIRECTOR OF THE COMPANY    Management    For    For   
14    TO REAPPOINT DIANE SCHUENEMAN AS A DIRECTOR OF THE COMPANY    Management    For    For   
15    TO REAPPOINT JAMES STALEY AS A DIRECTOR OF THE COMPANY    Management    For    For   
16    TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY    Management    For    For   
17    TO AUTHORISE THE BOARD AUDIT COMMITTEE TO SET THE REMUNERATION OF THE AUDITORS    Management    For    For   
18    TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE    Management    For    For   
19    TO AUTHORISE THE DIRECTORS TO ALLOT SHARES AND EQUITY SECURITIES    Management    For    For   
20    TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH AND OR TO SELL TREASURY SHARES OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF NO MORE THAN 5 PER CENT OF ISC    Management    For    For   
21    TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH AND OR TO SELL TREASURY SHARES OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF NO MORE THAN AN ADD 5 PER CENT    Management    For    For   
22    TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES IN RELATION TO THE ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES    Management    For    For   


23    TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS IN RELATION TO THE ISSUANCE OF CONTINGENT ECNS    Management    For    For   
24    TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES    Management    For    For   
25    TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR DAYS NOTICE    Management    For    For   
26    TO APPROVE THE AMENDMENT OF THE BARCLAYS LONG TERM INCENTIVE PLAN    Management    For    For   

WABTEC CORPORATION

 

Security    929740108    Meeting Type    Annual
Ticker Symbol    WAB    Meeting Date    10-May-2017
ISIN    US9297401088    Agenda    934553517 - Management
Record Date    17-Mar-2017    Holding Recon Date    17-Mar-2017
City / Country                        / United States    Vote Deadline Date    09-May-2017
SEDOL(s)         Quick Code     

 

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1.    DIRECTOR    Management         
  

1       PHILIPPE ALFROID

      For    For   
  

2       RAYMOND T. BETLER

      For    For   
  

3       EMILIO A. FERNANDEZ

      For    For   
  

4       LEE B. FOSTER, II

      For    For   
2.    APPROVE AN ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE APPROVAL OF 2016 NAMED EXECUTIVE OFFICER COMPENSATION    Management    For    For   
3.    ADVISORY (NON-BINDING) VOTE ON HOW OFTEN THE COMPANY SHOULD CONDUCT A STOCKHOLDER ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION    Management    1 Year    For   
4.    APPROVE AMENDMENT AND RESTATEMENT OF THE 2011 STOCK INCENTIVE PLAN, INCLUDING MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN    Management    For    For   
5.    APPROVE AMENDMENT AND RESTATEMENT OF THE 1995 NON-EMPLOYEE DIRECTORS’ FEE AND STOCK OPTION PLAN    Management    For    For   
6.    RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR    Management    For    For   

CVS HEALTH CORPORATION

 

Security    126650100    Meeting Type    Annual
Ticker Symbol    CVS    Meeting Date    10-May-2017
ISIN    US1266501006    Agenda    934558707 - Management
Record Date    14-Mar-2017    Holding Recon Date    14-Mar-2017
City / Country                        / United States    Vote Deadline Date    09-May-2017
                
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1A.    ELECTION OF DIRECTOR: RICHARD M. BRACKEN    Management    For    For   
1B.    ELECTION OF DIRECTOR: C. DAVID BROWN II    Management    For    For   
1C.    ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX    Management    For    For   
1D.    ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE    Management    For    For   
1E.    ELECTION OF DIRECTOR: DAVID W. DORMAN    Management    For    For   
1F.    ELECTION OF DIRECTOR: ANNE M. FINUCANE    Management    For    For   
1G.    ELECTION OF DIRECTOR: LARRY J. MERLO    Management    For    For   
1H.    ELECTION OF DIRECTOR: JEAN-PIERRE MILLON    Management    For    For   
1I.    ELECTION OF DIRECTOR: MARY L. SCHAPIRO    Management    For    For   
1J.    ELECTION OF DIRECTOR: RICHARD J. SWIFT    Management    For    For   


1K.    ELECTION OF DIRECTOR: WILLIAM C. WELDON    Management    For    For
1L.    ELECTION OF DIRECTOR: TONY L. WHITE    Management    For    For
2.    PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017.    Management    For    For
3.    SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.    Management    For    For
4.    TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.    Management    1 Year    For
5.    PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN.    Management    For    For
6.    STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS.    Shareholder    For    Against
7.    STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY.    Shareholder    Against    For
8.    STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS.    Shareholder    Against    For

MAGNA INTERNATIONAL INC.

 

Security    559222401    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    11-May-2017
ISIN    CA5592224011    Agenda    707925941 - Management
Record Date    24-Mar-2017    Holding Recon Date    24-Mar-2017
City / Country    MARKHAM / Canada    Vote Deadline Date    05-May-2017
SEDOL(s)    2554475 - 2554549 - 5973033 -
B5V6432 - BHZLMD3 - BSJC5V8
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CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND 2. THANK YOU    Non-Voting   
1.1    ELECTION OF DIRECTOR: SCOTT B. BONHAM    Management    For    For
1.2    ELECTION OF DIRECTOR: PETER G. BOWIE    Management    For    For
1.3    ELECTION OF DIRECTOR: LADY BARBARA JUDGE    Management    For    For
1.4    ELECTION OF DIRECTOR: DR. KURT J. LAUK    Management    For    For
1.5    ELECTION OF DIRECTOR: CYNTHIA A. NIEKAMP    Management    For    For
1.6    ELECTION OF DIRECTOR: WILLIAM A. RUH    Management    For    For
1.7    ELECTION OF DIRECTOR: DR. INDIRA V. SAMARASEKERA    Management    For    For
1.8    ELECTION OF DIRECTOR: DONALD J. WALKER    Management    For    For
1.9    ELECTION OF DIRECTOR: LAWRENCE D. WORRALL    Management    For    For
1.10    ELECTION OF DIRECTOR: WILLIAM L. YOUNG    Management    For    For
2    REAPPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR’S REMUNERATION    Management    For    For
3    RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION    Management    For    For

CK HUTCHISON HOLDINGS LIMITED

 

Security    G21765105    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    11-May-2017
ISIN    KYG217651051    Agenda    707949080 - Management
Record Date    05-May-2017    Holding Recon Date    05-May-2017
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    04-May-2017
SEDOL(s)    BD8NBJ7 - BW9P816 - BWDPHS2 -
BWF9FC2 - BWFGCF5 - BWFQVV4
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CMMT    PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0405/LTN201704051401.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 405/LTN201704051407.pdf    Non-Voting         
CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         
1    TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016    Management    For    For   
2    TO DECLARE A FINAL DIVIDEND    Management    For    For   
3.A    TO RE-ELECT MR KAM HING LAM AS DIRECTOR    Management    For    For   
3.B    TO RE-ELECT MS EDITH SHIH AS DIRECTOR   

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3.C    TO RE-ELECT MR CHOW KUN CHEE, ROLAND AS DIRECTOR    Management    For    For   
3.D    TO RE-ELECT MRS CHOW WOO MO FONG, SUSAN AS DIRECTOR    Management    For    For   
3.E    TO RE-ELECT MR CHENG HOI CHUEN, VINCENT AS DIRECTOR    Management    Against    Against   
3.F    TO RE-ELECT MS LEE WAI MUN, ROSE AS DIRECTOR    Management    Against    Against   
3.G    TO RE-ELECT MR WILLIAM SHURNIAK AS DIRECTOR    Management    For    For   
3.H    TO RE-ELECT MR WONG CHUNG HIN AS DIRECTOR    Management    For    For   
4    TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION    Management    For    For   
5.1    TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES    Management    Against    Against   
5.2    TO APPROVE THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES    Management    For    For   
5.3    TO EXTEND THE GENERAL MANDATE IN ORDINARY RESOLUTION NO. 5(1) TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES    Management    Against    Against   
CMMT    PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 16 MAY 2017 AT 09:00 HRS. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU.    Non-Voting         

APACHE CORPORATION

 

Security    037411105    Meeting Type    Annual
Ticker Symbol    APA    Meeting Date    11-May-2017
ISIN    US0374111054    Agenda    934551006 - Management
Record Date    13-Mar-2017    Holding Recon Date    13-Mar-2017
City / Country                        / United States    Vote Deadline Date    10-May-2017
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1.    ELECTION OF DIRECTOR: ANNELL R. BAY    Management    For    For   
2.    ELECTION OF DIRECTOR: JOHN J. CHRISTMANN IV    Management    For    For   
3.    ELECTION OF DIRECTOR: CHANSOO JOUNG    Management    For    For   
4.    ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY    Management    For    For   
5.    ELECTION OF DIRECTOR: AMY H. NELSON    Management    For    For   
6.    ELECTION OF DIRECTOR: DANIEL W. RABUN    Management    For    For   
7.   

ELECTION OF DIRECTOR: PETER A. RAGAUSS

   Management    For    For   


8.    RATIFICATION OF ERNST & YOUNG LLP AS APACHE’S INDEPENDENT AUDITORS.    Management    For    For   
9.    ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE’S NAMED EXECUTIVE OFFICERS.    Management    For    For   
10.    ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE’S NAMED EXECUTIVE OFFICERS    Management    1 Year    For   

UNION PACIFIC CORPORATION

 

Security    907818108    Meeting Type    Annual
Ticker Symbol    UNP    Meeting Date    11-May-2017
ISIN    US9078181081    Agenda    934561172 - Management
Record Date    10-Mar-2017    Holding Recon Date    10-Mar-2017
City / Country                        / United States    Vote Deadline Date    10-May-2017
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR: ANDREW H. CARD JR.    Management    For    For   
1B.    ELECTION OF DIRECTOR: ERROLL B. DAVIS JR.    Management    For    For   
1C.    ELECTION OF DIRECTOR: DAVID B. DILLON    Management    For    For   
1D.    ELECTION OF DIRECTOR: LANCE M. FRITZ    Management    For    For   
1E.    ELECTION OF DIRECTOR: DEBORAH C. HOPKINS    Management    For    For   
1F.    ELECTION OF DIRECTOR: JANE H. LUTE    Management    For    For   
1G.    ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY    Management    For    For   
1H.    ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL    Management    For    For   
1I.    ELECTION OF DIRECTOR: THOMAS F. MCLARTY III    Management    For    For   
1J.    ELECTION OF DIRECTOR: STEVEN R. ROGEL    Management    For    For   
1K.    ELECTION OF DIRECTOR: JOSE H. VILLARREAL    Management    For    For   
2.    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).    Management    For    For   
3.    AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (“SAY ON PAY”).    Management    For    For   
4.    AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION (“SAY ON FREQUENCY”).    Management    1 Year    For   
5.    SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING.    Shareholder    For    Against   

CHESAPEAKE ENERGY CORPORATION

 

Security    165167107    Meeting Type    Annual
Ticker Symbol    CHK    Meeting Date    19-May-2017
ISIN    US1651671075    Agenda    934574268 - Management
Record Date    20-Mar-2017    Holding Recon Date    20-Mar-2017
City / Country                        / United States    Vote Deadline Date    18-May-2017
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR: GLORIA R. BOYLAND    Management    For    For   
1B.    ELECTION OF DIRECTOR: LUKE R. CORBETT    Management    Against    Against   
1C.    ELECTION OF DIRECTOR: ARCHIE W. DUNHAM    Management    For    For   
1D.    ELECTION OF DIRECTOR: ROBERT D. LAWLER    Management    For    For   
1E.    ELECTION OF DIRECTOR: R. BRAD MARTIN    Management    For    For   
1F.    ELECTION OF DIRECTOR: MERRILL A. “PETE” MILLER, JR.    Management    Against    Against   
1G.    ELECTION OF DIRECTOR: THOMAS L. RYAN    Management    Against    Against   
2.    TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 2 BILLION.    Management    For    For   


3.    TO APPROVE ON AN ADVISORY BASIS OUR NAMED EXECUTIVE OFFICER COMPENSATION.    Management    Against    Against   
4.    TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.    Management    1 Year    For   
5.    TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.    Management    For    For   

NIELSEN HOLDINGS PLC

 

Security    G6518L108    Meeting Type    Annual
Ticker Symbol    NLSN    Meeting Date    23-May-2017
ISIN    GB00BWFY5505    Agenda    934570979 - Management
Record Date    24-Mar-2017    Holding Recon Date    24-Mar-2017
City / Country                        / United States    Vote Deadline Date    22-May-2017
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR.    Management    For    For   
1B.    ELECTION OF DIRECTOR: MITCH BARNS    Management    For    For   
1C.    ELECTION OF DIRECTOR: KAREN M. HOGUET    Management    For    For   
1D.    ELECTION OF DIRECTOR: JAMES M. KILTS    Management    For    For   
1E.    ELECTION OF DIRECTOR: HARISH MANWANI    Management    For    For   
1F.    ELECTION OF DIRECTOR: ROBERT POZEN    Management    For    For   
1G.    ELECTION OF DIRECTOR: DAVID RAWLINSON    Management    For    For   
1H.    ELECTION OF DIRECTOR: JAVIER G. TERUEL    Management    For    For   
1I.    ELECTION OF DIRECTOR: LAUREN ZALAZNICK    Management    For    For   
2.    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.    Management    For    For   
3.    TO REAPPOINT ERNST & YOUNG LLP AS OUR UK STATUTORY AUDITOR TO AUDIT OUR UK STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2017.    Management    For    For   
4.    TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE COMPENSATION OF OUR UK STATUTORY AUDITOR.    Management    For    For   
5.    TO APPROVE ON A NON-BINDING, ADVISORY BASIS THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE RULES OF THE U.S. SECURITIES AND EXCHANGE COMMISSION.    Management    For    For   
6.    TO DETERMINE ON A NON-BINDING, ADVISORY BASIS WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS.    Management    1 Year    For   
7.    TO APPROVE ON A NON-BINDING, ADVISORY BASIS THE DIRECTORS’ COMPENSATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2016.    Management    For    For   

G4S PLC, CRAWLEY

 

Security    G39283109    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    25-May-2017
ISIN    GB00B01FLG62    Agenda    708024423 - Management
Record Date         Holding Recon Date    23-May-2017
City / Country    LONDON / United Kingdom    Vote Deadline Date    19-May-2017
SEDOL(s)    B01FLG6 - B01Y4N1 - B03NQT6 -
B1HJPL2
   Quick Code     


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1    ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For   
2    APPROVE REMUNERATION POLICY    Management    For    For   
3    APPROVE REMUNERATION REPORT    Management    For    For   
4    APPROVE FINAL DIVIDEND: 5.82P (DKK 0.5029) FOR EACH ORDINARY SHARE    Management    For    For   
5    ELECT STEVE MOGFORD AS DIRECTOR    Management    For    For   
6    ELECT IAN SPRINGETT AS DIRECTOR    Management    For    For   
7    ELECT BARBARA THORALFSSON AS DIRECTOR    Management    For    For   
8    RE-ELECT ASHLEY ALMANZA AS DIRECTOR    Management    For    For   
9    RE-ELECT JOHN CONNOLLY AS DIRECTOR    Management    For    For   
10    RE-ELECT JOHN DALY AS DIRECTOR    Management    For    For   
11    RE-ELECT WINNIE KIN WAH FOK AS DIRECTOR    Management    For    For   
12    RE-ELECT PAUL SPENCE AS DIRECTOR    Management    For    For   
13    RE-ELECT CLARE SPOTTISWOODE AS DIRECTOR    Management    For    For   
14    RE-ELECT TIM WELLER AS DIRECTOR    Management    For    For   
15    REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS    Management    For    For   
16    AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS    Management    For    For   
17    AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS    Management    For    For   
18    AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS    Management    For    For   
19    AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT    Management    For    For   
20    AUTHORISE MARKET PURCHASE OF ORDINARY SHARES    Management    For    For   
21    AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE    Management    For    For   
22    AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE    Management    For    For   
CMMT    18 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT IN RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting      

ROWAN COMPANIES PLC

 

Security    G7665A101    Meeting Type    Annual
Ticker Symbol    RDC    Meeting Date    25-May-2017
ISIN    GB00B6SLMV12    Agenda    934581554 - Management
Record Date    29-Mar-2017    Holding Recon Date    29-Mar-2017
City / Country                        / United States    Vote Deadline Date    24-May-2017
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR: WILLIAM E. ALBRECHT    Management    For    For   
1B.    ELECTION OF DIRECTOR: THOMAS P. BURKE    Management    For    For   
1C.    ELECTION OF DIRECTOR: THOMAS R. HIX    Management    For    For   
1D.    ELECTION OF DIRECTOR: JACK B. MOORE    Management    For    For   
1E.    ELECTION OF DIRECTOR: THIERRY PILENKO    Management    For    For   
1F.    ELECTION OF DIRECTOR: SUZANNE P. NIMOCKS    Management    For    For   
1G.    ELECTION OF DIRECTOR: JOHN J. QUICKE    Management    For    For   
1H.    ELECTION OF DIRECTOR: TORE I. SANDVOLD    Management    For    For   
1I.    ELECTION OF DIRECTOR: CHARLES L. SZEWS    Management    For    For   
2.    TO APPROVE, AS A NON-BINDING ADVISORY RESOLUTION, THE NAMED EXECUTIVE OFFICER COMPENSATION AS REPORTED IN THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO COMPANIES SUBJECT TO SEC REPORTING REQUIREMENTS)    Management    For    For   


3.    TO RECOMMEND, AS A NON-BINDING ADVISORY RESOLUTION, THE FREQUENCY OF EXECUTIVE OFFICER COMPENSATION VOTES    Management    1 Year    For   
4.    TO APPROVE THE DIRECTORS’ REMUNERATION POLICY (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES UNDER THE U.K. COMPANIES ACT)    Management    For    For   
5.    TO APPROVE, AS A NON-BINDING ADVISORY RESOLUTION, THE DIRECTORS’ REMUNERATION REPORT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES UNDER THE U.K. COMPANIES ACT)    Management    For    For   
6.    TO RECEIVE THE COMPANY’S U.K. ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016    Management    For    For   
7.    TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    Management    For    For   
8.    TO RE-APPOINT DELOITTE LLP AS THE COMPANY’S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT    Management    For    For   
9.    TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE COMPANY’S U.K. STATUTORY AUDITOR    Management    For    For   
10.    TO APPROVE AN AMENDMENT TO THE COMPANY’S INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN    Management    For    For   
11.    TO APPROVE FORMS OF SHARE REPURCHASE CONTRACTS AND REPURCHASE COUNTERPARTIES    Management    For    For   
12.    TO AUTHORIZE THE BOARD IN ACCORDANCE WITH THE U.K. COMPANIES ACT TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES    Management    For    For   
13.    TO AUTHORIZE THE BOARD IN ACCORDANCE WITH THE U.K. COMPANIES ACT, BY WAY OF A SPECIAL RESOLUTION, TO ALLOT EQUITY SECURITIES FOR CASH WITHOUT THE RIGHTS OF PRE-EMPTION    Management    For    For   
14.    TO AUTHORIZE THE BOARD IN ACCORDANCE WITH THE U.K. COMPANIES ACT, BY WAY OF A SPECIAL RESOLUTION, TO ALLOT EQUITY SECURITIES FOR CASH WITHOUT THE RIGHTS OF PRE-EMPTION IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT (IN ADDITION TO PROPOSAL 13)    Management    For    For   

TRI POINTE GROUP, INC.

 

Security    87265H109    Meeting Type    Annual
Ticker Symbol    TPH    Meeting Date    26-May-2017
ISIN    US87265H1095    Agenda    934571591 - Management
Record Date    28-Mar-2017    Holding Recon Date    28-Mar-2017
City / Country                        / United States    Vote Deadline Date    25-May-2017
SEDOL(s)         Quick Code     

 

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1.1    ELECTION OF DIRECTOR: DOUGLAS F. BAUER    Management    For    For   
1.2    ELECTION OF DIRECTOR: LAWRENCE B. BURROWS    Management    For    For   
1.3    ELECTION OF DIRECTOR: DANIEL S. FULTON    Management    For    For   
1.4    ELECTION OF DIRECTOR: STEVEN J. GILBERT    Management    For    For   
1.5    ELECTION OF DIRECTOR: CONSTANCE B. MOORE    Management    For    For   
1.6    ELECTION OF DIRECTOR: THOMAS B. ROGERS    Management    For    For   
2.    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF TRI POINTE GROUP,INC.‘S NAMED EXECUTIVE OFFICERS.    Management    For    For   
3.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS TRI POINTE GROUP,INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.    Management    For    For   


WAL-MART STORES, INC.

 

Security    931142103    Meeting Type    Annual
Ticker Symbol    WMT    Meeting Date    02-Jun-2017
ISIN    US9311421039    Agenda    934598713 - Management
Record Date    07-Apr-2017    Holding Recon Date    07-Apr-2017
City / Country                        / United States    Vote Deadline Date    01-Jun-2017
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR: JAMES I. CASH, JR.    Management    For    For   
1B.    ELECTION OF DIRECTOR: TIMOTHY P. FLYNN    Management    For    For   
1C.    ELECTION OF DIRECTOR: CARLA A. HARRIS    Management    For    For   
1D.    ELECTION OF DIRECTOR: THOMAS W. HORTON    Management    For    For   
1E.    ELECTION OF DIRECTOR: MARISSA A. MAYER    Management    For    For   
1F.    ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON    Management    For    For   
1G.    ELECTION OF DIRECTOR: GREGORY B. PENNER    Management    For    For   
1H.    ELECTION OF DIRECTOR: STEVEN S REINEMUND    Management    For    For   
1I.    ELECTION OF DIRECTOR: KEVIN Y. SYSTROM    Management    For    For   
1J.    ELECTION OF DIRECTOR: S. ROBSON WALTON    Management    For    For   
1K.    ELECTION OF DIRECTOR: STEUART L. WALTON    Management    For    For   
2.    ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION    Management    1 Year    For   
3.    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION    Management    For    For   
4.    RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS    Management    For    For   
5.    REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN POLICY    Shareholder    Against    For   
6.    SHAREHOLDER PROXY ACCESS    Shareholder    For    Against   
7.    REQUEST FOR INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE    Shareholder    Against    For   

FIRST PACIFIC CO., LTD.

 

Security    G34804107    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    07-Jun-2017
ISIN    BMG348041077    Agenda    708085762 - Management
Record Date    02-Jun-2017    Holding Recon Date    02-Jun-2017
City / Country    HONG KONG / Bermuda    Vote Deadline Date    31-May-2017
SEDOL(s)    2104717 - 4341523 - 5819041 -
6339872 - B16TBB5 - BD8NCH2 -
BP3RTW7
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CMMT   

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-

http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0427/LTN20170427511.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0427/LTN20170427601.pdf

   Non-Voting         
CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         
1    TO RECEIVE AND ADOPT THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016    Management    For    For   
2    TO DECLARE A FINAL CASH DISTRIBUTION OF HK5.50 CENTS (US0.71 CENT) PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2016    Management    For    For   


3    TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OR THE AUDIT AND RISK MANAGEMENT COMMITTEE TO FIX THEIR REMUNERATION    Management    For    For   
4.I    TO RE-ELECT MR. ROBERT C. NICHOLSON AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A FIXED TERM OF APPROXIMATELY THREE YEARS, COMMENCING ON THE DATE OF THE AGM AND EXPIRING AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN THE THIRD YEAR FOLLOWING THE YEAR OF HIS RE-ELECTION (BEING 2020) (THE “FIXED 3-YEAR TERM”)    Management    For    For   
4.II    TO RE-ELECT MR. BENNY S. SANTOSO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR THE FIXED 3-YEAR TERM    Management    Against    Against   
4.III    TO RE-ELECT AMBASSADOR ALBERT F. DEL ROSARIO AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR THE FIXED 3-YEAR TERM    Management    For    For   
4.IV    TO RE-ELECT MR. TEDY DJUHAR AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A FIXED TERM OF APPROXIMATELY ONE YEAR, COMMENCING ON THE DATE OF THE AGM AND EXPIRING AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN THE YEAR FOLLOWING THE YEAR OF HIS RE-ELECTION (BEING 2018)    Management    For    For   
5    TO AUTHORIZE THE BOARD OR THE REMUNERATION COMMITTEE TO FIX THE REMUNERATION OF THE EXECUTIVE DIRECTORS PURSUANT TO THE COMPANY’S BYE-LAWS, AND TO FIX THE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS (INCLUDING THE INDEPENDENT NON-EXECUTIVE DIRECTORS) AT THE SUM OF USD 7,000 (HKD 54,600) FOR EACH MEETING OF THE BOARD (WHICH HE OR SHE ATTENDS IN PERSON OR BY TELEPHONE CONFERENCE CALL) AND EACH GENERAL MEETING OF SHAREHOLDERS (WHICH HE OR SHE ATTENDS IN PERSON); AND THE SUM OF USD 6,000 (HKD 46,800) FOR EACH MEETING OF THE BOARD COMMITTEES (WHICH HE OR SHE ATTENDS IN PERSON OR BY TELEPHONE CONFERENCE CALL)    Management    For    For   
6    TO AUTHORISE THE BOARD TO APPOINT ADDITIONAL DIRECTORS AS AN ADDITION TO THE BOARD    Management    For    For   
7    TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE COMPANY’S TOTAL NUMBER OF SHARES IN ISSUE AND AT A DISCOUNT OF NOT MORE THAN 10% TO THE BENCHMARKED PRICE, AS DESCRIBED IN THE AGM NOTICE    Management    For    For   
8    TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO EXERCISE ALL THE POWERS OF THE COMPANY TO REPURCHASE ISSUED SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE COMPANY’S TOTAL NUMBER OF SHARES IN ISSUE, AS DESCRIBED IN THE AGM NOTICE    Management    For    For   

COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE

 

Security    F80343100    Meeting Type    MIX
Ticker Symbol         Meeting Date    08-Jun-2017
ISIN    FR0000125007    Agenda    707922349 - Management
Record Date    05-Jun-2017    Holding Recon Date    05-Jun-2017
City / Country    PARIS / France    Vote Deadline Date    31-May-2017
SEDOL(s)    0215086 - 3166813 - 4194192 -    Quick Code     
     4206655 - 4211820 - 4768285 -          
     4768371 - 4915508 - 7164158 -          
     7380482 - 7380545 - 7380556 -          
     7380716 - 7381377 - 7381496 -          
     7448250 - B033544 - B8HWMP3 -          


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CMMT    PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.            
CMMT    THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE    Non-Voting         
CMMT    IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU    Non-Voting         
CMMT    05 MAY 2017: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2017/0329/201703291700770.pdf AND-https://balo.journal- officiel.gouv.fr/pdf/2017/0505/201705051701605.pdf;- PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN COMMENT-AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU.    Non-Voting         
O.1    APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR    Management    For    For   
O.2    APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR    Management    For    For   
O.3    ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND    Management    For    For   
O.4    APPROVAL OF AGREEMENTS AND COMMITMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE - AGREEMENT CONCLUDED BETWEEN THE SAINT-GOBAIN COMPANY AND WENDEL    Management    For    For   
O.5    RENEWAL OF THE TERM OF MS PAMELA KNAPP AS DIRECTOR    Management    For    For   
O.6    RENEWAL OF THE TERM OF MS AGNES LEMARCHAND AS DIRECTOR    Management    For    For   
O.7    RENEWAL OF TERM OF MR GILLES SCHNEPP AS DIRECTOR    Management    For    For   
O.8    RENEWAL OF THE TERM OF MR PHILIPPE VARIN AS DIRECTOR    Management    For    For   
O.9    VOTE BY THE GENERAL MEETING ON THE COMPENSATION OWED OR PAID TO MR PIERRE- ANDRE DE CHALENDAR, CHIEF EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL YEAR    Management    For    For   
O.10    APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER    Management    For    For   
O.11    AUTHORISATION TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES    Management    For    For   


E.12    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, VIA THE ISSUANCE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, OF COMPANY SHARES OR OF SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES BY ISSUING NEW SHARES, FOR A NOMINAL AMOUNT NOT EXCEEDING FOUR HUNDRED AND FORTY-FOUR MILLIONS EUROS (SHARES) EXCLUDING POSSIBLE ADJUSTMENTS, OR APPROXIMATELY 20% OF THE SHARE CAPITAL, WITH THIS AMOUNT BEING OFFSET AGAINST THOSE SET OUT IN THE THIRTEENTH, FOURTEENTH, FIFTEENTH AND SIXTEENTH RESOLUTIONS, AND OF ONE-AND-A-HALF BILLION EUROS (SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES) WITH THIS AMOUNT BEING OFFSET AGAINST THOSE SET OUT IN THE THIRTEENTH AND FOURTEENTH RESOLUTIONS FOR THE ISSUANCE OF SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES    Management    For    For   
E.13    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH A COMPULSORY PRIORITY PERIOD FOR SHAREHOLDERS, VIA PUBLIC OFFER, WITH THE ISSUE OF COMPANY SHARES OR SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES VIA THE ISSUANCE OF NEW SHARES, OR NEW SHARES OF THE COMPANY GRANTING THE RIGHT TO SECURITIES TO BE ISSUED WHERE NECESSARY BY SUBSIDIARIES, FOR A NOMINAL AMOUNT NOT EXCEEDING TWO HUNDRED AND TWENTY-TWO MILLION EUROS (SHARES) EXCLUDING ANY POSSIBLE ADJUSTMENTS, OR APPROXIMATELY 10% OF THE SHARE CAPITAL, AND ONE-AND-A- HALF BILLION EUROS (SECURITIES IN THE FORM OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES), WITH THE AMOUNTS OF THE INCREASE IN CAPITAL    Management    For    For   
E.14    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF EXCESSIVE DEMAND AS PART OF THE ISSUANCE, WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES OR SECURITIES GRANTING ACCESS TO CAPITAL, SUBJECT TO LEGAL AND REGULATORY LIMITS (15% OF THE INITIAL ISSUANCE) AND WITHIN THE LIMITS OF THE CORRESPONDING CEILINGS SET BY THE RESOLUTIONS THAT DETERMINED THE INITIAL    Management    For    For   
E.15    POSSIBILITY TO PROCEED, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH AN INCREASE IN SHARE CAPITAL WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL EXCLUDING POSSIBLE ADJUSTMENTS, AS COMPENSATION FOR CONTRIBUTIONS IN KIND MADE UP OF EQUITY SECURITIES OR SECURITIES GRANTING ACCESS TO CAPITAL, WITH THE AMOUNT OF THE INCREASE IN CAPITAL BEING OFFSET AGAINST THE CEILING    Management    For    For   
E.16    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS, FOR A NOMINAL AMOUNT NOT EXCEEDING ONE HUNDRED AND ELEVEN MILLION EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR AROUND 5% OF THE SHARE CAPITAL, WITH THIS AMOUNT BEING OFFSET AGAINST THE CEILING SET DOWN IN THE TWELFTH RESOLUTION.    Management    For    For   


E.17    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH THE ISSUANCE OF EQUITY SECURITIES RESERVED FOR MEMBERS OF A GROUP PEG COMPANY SAVINGS PLAN FOR A NOMINAL AMOUNT NOT EXCEEDING FORTY-EIGHT MILLION NINE HUNDRED THOUSAND EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR AROUND 2,2% OF THE SHARE CAPITAL    Management    For    For   
E.18    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH THE ISSUANCE OF EQUITY SECURITIES RESERVED FOR CERTAIN CATEGORIES OF BENEFICIARIES FOR A NOMINAL AMOUNT NOT EXCEEDING EIGHT HUNDRED AND EIGHTY THOUSAND EUROS EXCLUDING POSSIBLE ADJUSTMENTS, OR AROUND 0, 04% OF THE SHARE CAPITAL, WITH THE AMOUNT OF THE INCREASE IN CAPITAL BEING OFFSET AGAINST THAT SET OUT IN THE SEVENTEENTH RESOLUTION    Management    For    For   
E.19    AUTHORISATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING COMPANY SHARES REPRESENTING UP TO 10% OF THE COMPANY’S CAPITAL PER 24-MONTH PERIOD    Management    For    For   
E.20    STATUTORY AMENDMENTS RELATING TO THE SENIOR DIRECTOR    Management    For    For   
E.21    POWERS TO EXECUTE THE DECISIONS OF THE MEETING AND TO CARRY OUT ALL LEGAL FORMALITIES    Management    For    For   

HUDSON’S BAY COMPANY, TORONTO, ON

 

Security    444218101    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    13-Jun-2017
ISIN    CA4442181018    Agenda    708193127 - Management
Record Date    01-May-2017    Holding Recon Date    01-May-2017
City / Country    TORONTO / Canada    Vote Deadline Date    07-Jun-2017
SEDOL(s)    B8436W4 - B9065H2 - B9GS0Q6    Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

 

CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.A TO 1.K AND 2. THANK YOU    Non-Voting         
1.A    ELECTION OF DIRECTOR: RICHARD BAKER    Management    For    For   
1.B    ELECTION OF DIRECTOR: ROBERT BAKER    Management    Against    Against   
1.C    ELECTION OF DIRECTOR: DAVID LEITH    Management    For    For   
1.D    ELECTION OF DIRECTOR: WILLIAM MACK    Management    Against    Against   
1.E    ELECTION OF DIRECTOR: LEE NEIBART    Management    For    For   
1.F    ELECTION OF DIRECTOR: DENISE PICKETT    Management    For    For   
1.G    ELECTION OF DIRECTOR: WAYNE POMMEN    Management    For    For   
1.H    ELECTION OF DIRECTOR: EARL ROTMAN    Management    For    For   
1.I    ELECTION OF DIRECTOR: MATTHEW RUBEL    Management    For    For   
1.J    ELECTION OF DIRECTOR: GERALD STORCH    Management    For    For   
1.K    ELECTION OF DIRECTOR: ANDREA WONG    Management    For    For   
2    APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION    Management    For    For   


3    RESOLVED THAT ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY’S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2017 ANNUAL MEETING OF SHAREHOLDERS    Management    For    For   

HONDA MOTOR CO.,LTD.

 

Security    J22302111    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    15-Jun-2017
ISIN    JP3854600008    Agenda    708223805 - Management
Record Date    31-Mar-2017    Holding Recon Date    31-Mar-2017
City / Country    TOKYO / Japan    Vote Deadline Date    13-Jun-2017
SEDOL(s)    0435141 - 4435482 - 5326273 -
6435145 - B02F0P7 - B247ZM7
   Quick Code    72670

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

 

   Please reference meeting materials.    Non-Voting         
1    Approve Appropriation of Surplus    Management    For    For   
2    Amend Articles to: Increase the Board of Directors Size to 20, Transition to a Company with Supervisory Committee    Management    For    For   
3.1    Appoint a Director except as Supervisory Committee Members Hachigo, Takahiro    Management    Against    Against   
3.2    Appoint a Director except as Supervisory Committee Members Kuraishi, Seiji    Management    For    For   
3.3    Appoint a Director except as Supervisory Committee Members Matsumoto, Yoshiyuki    Management    For    For   
3.4    Appoint a Director except as Supervisory Committee Members Mikoshiba, Toshiaki    Management    For    For   
3.5    Appoint a Director except as Supervisory Committee Members Yamane, Yoshi    Management    For    For   
3.6    Appoint a Director except as Supervisory Committee Members Takeuchi, Kohei    Management    For    For   
3.7    Appoint a Director except as Supervisory Committee Members Kunii, Hideko    Management    For    For   
3.8    Appoint a Director except as Supervisory Committee Members Ozaki, Motoki    Management    For    For   
3.9    Appoint a Director except as Supervisory Committee Members Ito, Takanobu    Management    For    For   
4.1    Appoint a Director as Supervisory Committee Members Yoshida, Masahiro    Management    For    For   
4.2    Appoint a Director as Supervisory Committee Members Suzuki, Masafumi    Management    For    For   
4.3    Appoint a Director as Supervisory Committee Members Hiwatari, Toshiaki    Management    For    For   
4.4    Appoint a Director as Supervisory Committee Members Takaura, Hideo    Management    For    For   
4.5    Appoint a Director as Supervisory Committee Members Tamura, Mayumi    Management    For    For   
5    Amend the Compensation to be received by Directors except as Supervisory Committee Members    Management    For    For   
6    Amend the Compensation to be received by Directors as Supervisory Committee Members    Management    For    For   

DAVITA,INC.

 

Security    23918K108    Meeting Type    Annual
Ticker Symbol    DVA    Meeting Date    16-Jun-2017
ISIN    US23918K1088    Agenda    934615925 - Management
Record Date    24-Apr-2017    Holding Recon Date    24-Apr-2017
City / Country                        / United States    Vote Deadline Date    15-Jun-2017
SEDOL(s)         Quick Code     


Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

 

1A.    ELECTION OF DIRECTOR: PAMELA M. ARWAY    Management    For    For   
1B.    ELECTION OF DIRECTOR: CHARLES G. BERG    Management    For    For   
1C.    ELECTION OF DIRECTOR: CAROL ANTHONY DAVIDSON    Management    For    For   
1D.    ELECTION OF DIRECTOR: BARBARA J. DESOER    Management    For    For   
1E.    ELECTION OF DIRECTOR: PASCAL DESROCHES    Management    For    For   
1F.    ELECTION OF DIRECTOR: PAUL J. DIAZ    Management    For    For   
1G.    ELECTION OF DIRECTOR: PETER T. GRAUER    Management    Against    Against   
1H.    ELECTION OF DIRECTOR: JOHN M. NEHRA    Management    For    For   
1I.    ELECTION OF DIRECTOR: WILLIAM L. ROPER    Management    For    For   
1J.    ELECTION OF DIRECTOR: KENT J. THIRY    Management    For    For   
1K.    ELECTION OF DIRECTOR: PHYLLIS R. YALE    Management    For    For   
2.    TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.    Management    For    For   
3.    TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For   
4.    TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.    Management    1 Year    For   

HITACHI,LTD.

 

Security    J20454112    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    21-Jun-2017
ISIN    JP3788600009    Agenda    708216292 - Management
Record Date    31-Mar-2017    Holding Recon Date    31-Mar-2017
City / Country    TOKYO / Japan    Vote Deadline Date    19-Jun-2017
SEDOL(s)    4429151 - 4429344 - 5675726 -
6429104 - B02DZQ7 - B0CRGZ5 -
B0ZGTS3
   Quick Code    65010

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

 

   Please reference meeting materials.    Non-Voting   
1.1    Appoint a Director Baba Kalyani    Management    Against    Against   
1.2    Appoint a Director Cynthia Carroll    Management    For    For   
1.3    Appoint a Director Sakakibara, Sadayuki    Management    For    For   
1.4    Appoint a Director George Buckley    Management    For    For   
1.5    Appoint a Director Louise Pentland    Management    For    For   
1.6    Appoint a Director Mochizuki, Harufumi    Management    For    For   
1.7    Appoint a Director Yamamoto, Takatoshi    Management    For    For   
1.8    Appoint a Director Philip Yeo    Management    For    For   
1.9    Appoint a Director Yoshihara, Hiroaki    Management    For    For   
1.10    Appoint a Director Tanaka, Kazuyuki    Management    For    For   
1.11    Appoint a Director Nakanishi, Hiroaki    Management    For    For   
1.12    Appoint a Director Nakamura, Toyoaki    Management    For    For   
1.13    Appoint a Director Higashihara, Toshiaki    Management    For    For   

SOFTBANK GROUP CORP.

 

Security    J75963108    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    21-Jun-2017
ISIN    JP3436100006    Agenda    708237676 - Management
Record Date    31-Mar-2017    Holding Recon Date    31-Mar-2017
City / Country    TOKYO / Japan    Vote Deadline Date    19-Jun-2017
SEDOL(s)    2407159 - 5603136 - 6770620 -
B01JCG5 - B0CRGH7 - B17MJ08
   Quick Code    99840

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

 

   Please reference meeting materials.    Non-Voting         
1    Approve Appropriation of Surplus    Management    For    For   
2.1    Appoint a Director Son, Masayoshi    Management    For    For   
2.2    Appoint a Director Miyauchi, Ken    Management    For    For   
2.3    Appoint a Director Ronald D. Fisher    Management    For    For   


2.4    Appoint a Director Marcelo Claure    Management    For    For   
2.5    Appoint a Director Rajeev Misra    Management    For    For   
2.6    Appoint a Director Simon Segars    Management    For    For   
2.7    Appoint a Director Yun Ma    Management    For    For   
2.8    Appoint a Director Yanai, Tadashi    Management    For    For   
2.9    Appoint a Director Nagamori, Shigenobu    Management    For    For   
2.10    Appoint a Director Mark Schwartz    Management    For    For   
2.11    Appoint a Director Yasir O. Al-Rumayyan    Management    For    For   
3.1    Appoint a Corporate Auditor Suzaki, Masato    Management    Against    Against   
3.2    Appoint a Corporate Auditor Uno, Soichiro    Management    For    For   
3.3    Appoint a Corporate Auditor Kubokawa, Hidekazu    Management    For    For   
4    Approve Issuance of Share Acquisition Rights as Stock Options for Directors, Executive Officers and Executives of the Company and the Company’s Subsidiaries    Management    For    For   

MEDIASET SPA, MILANO

 

Security    T6688Q107    Meeting Type    Ordinary General Meeting
Ticker Symbol         Meeting Date    28-Jun-2017
ISIN    IT0001063210    Agenda    708288786 - Management
Record Date    19-Jun-2017    Holding Recon Date    19-Jun-2017
City / Country    COLOGNO MONZESE / Italy    Vote Deadline Date    20-Jun-2017
SEDOL(s)    5077946 - 5474774 - B020D31 -
B10QPS7
   Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

 

1    TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2016 AND NET INCOME ALLOCATION, BOARD OF DIRECTORS’ REPORT ON MANAGEMENT ACTIVITY, INTERNAL AND EXTERNAL AUDITORS’ REPORTS, CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2016    Management         
2    REWARDING REPORT, PURSUANT TO ARTICLE 123- TER OF ITALIAN LEGISLATIVE DECREE NO. 58/1998, ADVISORY VOTE ON REWARDING POLICY    Management         
3    TO APPOINT EXTERNAL AUDITORS AND TO STATE THEIR EMOLUMENT    Management         
CMMT    PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS AUDITORS, THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-AUDITORS    Non-Voting         
CMMT    PLEASE NOTE THAT THE MANAGEMENT MAKES NO VOTE RECOMMENDATION FOR THE-CANDIDATES PRESENTED IN THE SLATES    Non-Voting         
4.1    TO APPOINT INTERNAL AUDITORS: LIST PRESENTED BY FININVEST SPA, REPRESENTING THE 39.53 PCT OF THE COMPANY’S STOCK CAPITAL: EFFECTIVE AUDITORS: EZIO MARIA SIGNORELLI, FREANCESCA MENEGHEL, FRANCESCO VITTADINI, ALTERNATE AUDITORS: RICCARDO PEROTTA, FLAVIA DAUNIA MINUTILLO, FABRIZIO MALANDRA    Management         
4.2    TO APPOINT INTERNAL AUDITORS: LIST PRESENTED BY ALETTI GESTIELLE SGR SPA: FUND MANAGER OF GESTIELLE OBIETTIVO ITALIA, GESTIELLE CEDOLA ITALY OPPORTUNITY, ANIMA SGR SPA FUND MANAGER OF ANIMA GEO ITALIA, ANIMA ITALIA AND ANIMA INIZIATIVA ITALIA; ARCA FONDI SGR SPA FUND MANAGER OF ARCA AZIONI ITALIA; FIDEURAM ASSET MANAGEMENT (IRELAND)    Management         


   FUND MANAGER OF: FIDEURAM FUND EQUITY ITALY AND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SPA FUND MANAGER OF FIDEURAM ITALIA; INTERFUND SICAV INTERFUND EQUITY ITALY, GENERALI INVESTEMENTS LUXEMBURG SA FUND MANAGER OF GIS EURO EQUITY MID CAP; MEDIOLANUM GESTIONE FONDI SGR SPA FUND MANAGER OF MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE GLOBALE AND MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS - CHALLENGE FUND - CHALLENGE ITALIAN EQUITY AND PLANETARIUM FUND ANTHILIA SILVER, REPRESENTING THE 1.03839 PCT OF THE COMPANY’S STOCK CAPITAL: EFFECTIVE AUDITOR: MAURO LONARDO, ALTERNATE AUDITOR: STEFANO SARUBBI            
5    TO STATE INTERNAL AUDITORS’ ANNUAL EMOLUMENT    Management         
6    TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE AND DISPOSE OF OWN SHARES, ALSO TO SERVICE STOCK OPTION PLANS AND OTHER SHARE-BASED MEDIUM-LONG TERM INCENTIVE AND RETENTION PLANS, RESOLUTIONS RELATED THERETO    Management         

AMERICAN INTERNATIONAL GROUP, INC.

 

Security    026874784    Meeting Type    Annual
Ticker Symbol    AIG    Meeting Date    28-Jun-2017
ISIN    US0268747849    Agenda    934630117 - Management
Record Date    08-May-2017    Holding Recon Date    08-May-2017
City / Country                        / United States    Vote Deadline Date    27-Jun-2017
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

 

1A.    ELECTION OF DIRECTOR: W. DON CORNWELL    Management    For    For   
1B.    ELECTION OF DIRECTOR: BRIAN DUPERREAULT    Management    For    For   
1C.    ELECTION OF DIRECTOR: PETER R. FISHER    Management    For    For   
1D.    ELECTION OF DIRECTOR: JOHN H. FITZPATRICK    Management    For    For   
1E.    ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN    Management    For    For   
1F.    ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH    Management    For    For   
1G.    ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER    Management    For    For   
1H.    ELECTION OF DIRECTOR: HENRY S. MILLER    Management    For    For   
1I.    ELECTION OF DIRECTOR: LINDA A. MILLS    Management    For    For   
1J.    ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON    Management    For    For   
1K.    ELECTION OF DIRECTOR: RONALD A. RITTENMEYER    Management    For    For   
1L.    ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND    Management    For    For   
1M.    ELECTION OF DIRECTOR: THERESA M. STONE    Management    For    For   
2.    TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For   
3.    TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG’S TAX ATTRIBUTES.    Management    For    For   
4.    TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN.    Management    For    For   
5.    TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.    Management    For    For   


IVY DIVIDEND OPPORTUNITIES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    08/12/2016   Meeting Type:    Special   Ticker:    ABI
     Shares Voted:    45,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
A.1  

Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA

   Mgmt    For    Refer    For
B.2  

Receive Special Board Report and Special Auditor Report Re: Item 1

   Mgmt         
B.3  

Receive Information on Modifications to the Assets and Liabilities of the Merging Companies

   Mgmt         
B.4  

Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
B.5  

Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
C.6  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    Refer    For

Paychex, Inc.

 

Meeting Date:    10/12/2016   Country:    USA   Primary Security ID:    704326107
Record Date:    08/15/2016   Meeting Type:    Annual   Ticker:    PAYX
     Shares Voted:    61,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director B. Thomas Golisano

   Mgmt    For    For    For
1b  

Elect Director Joseph G. Doody

   Mgmt    For    For    For
1c  

Elect Director David J.S. Flaschen

   Mgmt    For    For    For
1d  

Elect Director Phillip Horsley

   Mgmt    For    For    For
1e  

Elect Director Grant M. Inman

   Mgmt    For    For    For
1f  

Elect Director Pamela A. Joseph

   Mgmt    For    For    For
1g  

Elect Director Martin Mucci

   Mgmt    For    For    For
1h  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Paychex, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director Joseph M. Velli

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Harris Corporation

 

Meeting Date:    10/28/2016   Country:    USA   Primary Security ID:    413875105
Record Date:    09/02/2016   Meeting Type:    Annual   Ticker:    HRS
     Shares Voted:    85,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote Instruction

1a  

Elect Director James F. Albaugh

   Mgmt    For    For    For
1b  

Elect Director William M. Brown

   Mgmt    For    For    For
1c  

Elect Director Peter W. Chiarelli

   Mgmt    For    For    For
1d  

Elect Director Thomas A. Dattilo

   Mgmt    For    For    For
1e  

Elect Director Roger B. Fradin

   Mgmt    For    For    For
1f  

Elect Director Terry D. Growcock

   Mgmt    For    For    For
1g  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1h  

Elect Director Vyomesh I. Joshi

   Mgmt    For    For    For
1i  

Elect Director Leslie F. Kenne

   Mgmt    For    For    For
1j  

Elect Director James C. Stoffel

   Mgmt    For    For    For
1k  

Elect Director Gregory T. Swienton

   Mgmt    For    For    For
1l  

Elect Director Hansel E. Tookes, II

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    11/30/2016   Country:    USA   Primary Security ID:    594918104
Record Date:    09/30/2016   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    274,000     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Amend Right to Call Special Meeting

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Proxy Access

   SH    Against    Against    Against

Medtronic plc

 

Meeting Date:    12/09/2016   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/11/2016   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    88,271     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For
1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Medtronic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Shirley Ann Jackson

   Mgmt    For    For    For
1g  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For
1h  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1i  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For
1j  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1k  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
1l  

Elect Director Robert C. Pozen

   Mgmt    For    For    For
1m  

Elect Director Preetha Reddy

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    Against
5a  

Amend Articles of Association

   Mgmt    For    For    For
5b  

Amend Memorandum of Association

   Mgmt    For    For    For
6  

Amend Articles to Clarify the Board’s Sole Authority to Determine its Size Within the Fixed Limits

   Mgmt    For    Refer    For

Air Products and Chemicals, Inc.

 

Meeting Date:    01/26/2017   Country:    USA   Primary Security ID:    009158106
Record Date:    11/30/2016   Meeting Type:    Annual   Ticker:    APD
     Shares Voted:    42,439     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan K. Carter

   Mgmt    For    For    For
1b  

Elect Director Charles I. Cogut

   Mgmt    For    For    For
1c  

Elect Director Seifollah (Seifi) Ghasemi

   Mgmt    For    For    For
1d  

Elect Director Chadwick C. Deaton

   Mgmt    For    For    For
1e  

Elect Director David H. Y. Ho

   Mgmt    For    For    For
1f  

Elect Director Margaret G. McGlynn

   Mgmt    For    For    For
1g  

Elect Director Edward L. Monser

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Air Products and Chemicals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h  

Elect Director Matthew H. Paull

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Analog Devices, Inc.

 

Meeting Date:    03/08/2017   Country:    USA   Primary Security ID:    032654105
Record Date:    01/09/2017   Meeting Type:    Annual   Ticker:    ADI
     Shares Voted:    137,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ray Stata

   Mgmt    For    For    For
1b  

Elect Director Vincent Roche

   Mgmt    For    For    For
1c  

Elect Director James A. Champy

   Mgmt    For    For    For
1d  

Elect Director Bruce R. Evans

   Mgmt    For    For    For
1e  

Elect Director Edward H. Frank

   Mgmt    For    For    For
1f  

Elect Director Mark M. Little

   Mgmt    For    For    For
1g  

Elect Director Neil Novich

   Mgmt    For    For    For
1h  

Elect Director Kenton J. Sicchitano

   Mgmt    For    For    For
1i  

Elect Director Lisa T. Su

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Johnson Controls International plc

 

Meeting Date:    03/08/2017   Country:    Ireland   Primary Security ID:    G51502105
Record Date:    01/04/2017   Meeting Type:    Annual   Ticker:    JCI
     Shares Voted:    207,650     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Johnson Controls International plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David P. Abney

   Mgmt    For    For    For
1b  

Elect Director Natalie A. Black

   Mgmt    For    For    For
1c  

Elect Director Michael E. Daniels

   Mgmt    For    For    For
1d  

Elect Director Brian Duperreault

   Mgmt    For    For    For
1e  

Elect Director Jeffrey A. Joerres

   Mgmt    For    For    For
1f  

Elect Director Alex A. Molinaroli

   Mgmt    For    For    For
1g  

Elect Director George R. Oliver

   Mgmt    For    For    For
1h  

Elect Director Juan Pablo del Valle Perochena

   Mgmt    For    For    For
1i  

Elect Director Jurgen Tinggren

   Mgmt    For    For    For
1j  

Elect Director Mark Vergnano

   Mgmt    For    For    For
1k  

Elect Director R. David Yost

   Mgmt    For    For    For
2a  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
2b  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
3  

Authorize Market Purchases of Company shares

   Mgmt    For    For    For
4  

Determine Price Range for Reissuance of Treasury Shares

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
8  

Approve the Directors’ Authority to Allot Shares

   Mgmt    For    For    For
9  

Approve the Disapplication of Statutory Pre-Emption Rights

   Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    03/24/2017   Country:    USA   Primary Security ID:    232806109
Record Date:    02/27/2017   Meeting Type:    Proxy Contest   Ticker:    CY
     Shares Voted:    547,900     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Cypress Semiconductor Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Management Proxy (White Proxy Card)

   Mgmt         
1  

Eliminate Cumulative Voting

   Mgmt    For    Refer    For
 

Dissident Proxy (Gold Proxy Card)

   Mgmt         
1  

Eliminate Cumulative Voting

   Mgmt    None    Refer    Do Not Vote

Honeywell International Inc.

 

Meeting Date:    04/24/2017   Country:    USA   Primary Security ID:    438516106
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    HON
     Shares Voted:    31,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Darius Adamczyk

   Mgmt    For    For    For
1B  

Elect Director William S. Ayer

   Mgmt    For    For    For
1C  

Elect Director Kevin Burke

   Mgmt    For    For    For
1D  

Elect Director Jaime Chico Pardo

   Mgmt    For    For    For
1E  

Elect Director David M. Cote

   Mgmt    For    For    For
1F  

Elect Director D. Scott Davis

   Mgmt    For    For    For
1G  

Elect Director Linnet F. Deily

   Mgmt    For    For    For
1H  

Elect Director Judd Gregg

   Mgmt    For    For    For
1I  

Elect Director Clive Hollick

   Mgmt    For    For    For
1J  

Elect Director Grace D. Lieblein

   Mgmt    For    For    For
1K  

Elect Director George Paz

   Mgmt    For    For    For
1L  

Elect Director Bradley T. Sheares

   Mgmt    For    For    For
1M  

Elect Director Robin L. Washington

   Mgmt    For    For    For
2  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Honeywell International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Require Independent Board Chairman

   SH    Against    Refer    For
6  

Political Lobbying Disclosure

   SH    Against    Against    Against

Exelon Corporation

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    30161N101
Record Date:    03/03/2017   Meeting Type:    Annual   Ticker:    EXC
     Shares Voted:    356,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote Instruction

1a  

Elect Director Anthony K. Anderson

   Mgmt    For    For    For
1b  

Elect Director Ann C. Berzin

   Mgmt    For    For    For
1c  

Elect Director Christopher M. Crane

   Mgmt    For    For    For
1d  

Elect Director Yves C. de Balmann

   Mgmt    For    For    For
1e  

Elect Director Nicholas DeBenedictis

   Mgmt    For    For    For
1f  

Elect Director Nancy L. Gioia

   Mgmt    For    For    For
1g  

Elect Director Linda P. Jojo

   Mgmt    For    For    For
1h  

Elect Director Paul L. Joskow

   Mgmt    For    For    For
1i  

Elect Director Robert J. Lawless

   Mgmt    For    For    For
1j  

Elect Director Richard W. Mies

   Mgmt    For    For    For
1k  

Elect Director John W. Rogers, Jr.

   Mgmt    For    For    For
1l  

Elect Director Mayo A. Shattuck, III

   Mgmt    For    For    For
1m  

Elect Director Stephen D. Steinour

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

PACCAR Inc

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    693718108
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    PCAR
     Shares Voted:    156,500     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

PACCAR Inc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Beth E. Ford

   Mgmt    For    For    For
1.2  

Elect Director Kirk S. Hachigian

   Mgmt    For    For    For
1.3  

Elect Director Roderick C. McGeary

   Mgmt    For    For    For
1.4  

Elect Director Mark A. Schulz

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Eliminate Supermajority Vote Requirement

   SH    Against    For    For
5  

Adopt Proxy Access Right

   SH    Against    Against    Against

Wells Fargo & Company

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    949746101
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    WFC
     Shares Voted:    284,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director John D. Baker, II

   Mgmt    For    Refer    Against
1b  

Elect Director John S. Chen

   Mgmt    For    Refer    Against
1c  

Elect Director Lloyd H. Dean

   Mgmt    For    Refer    Against
1d  

Elect Director Elizabeth A. Duke

   Mgmt    For    Refer    Against
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    Refer    Against
1f  

Elect Director Donald M. James

   Mgmt    For    Refer    Against
1g  

Elect Director Cynthia H. Milligan

   Mgmt    For    Refer    Against
1h  

Elect Director Karen B. Peetz

   Mgmt    For    For    For
1i  

Elect Director Federico F. Peña

   Mgmt    For    Refer    Against
1j  

Elect Director James H. Quigley

   Mgmt    For    Refer    Against
1k  

Elect Director Stephen W. Sanger

   Mgmt    For    Refer    Against
1l  

Elect Director Ronald L. Sargent

   Mgmt    For    For    For
1m  

Elect Director Timothy J. Sloan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Wells Fargo & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1n  

Elect Director Susan G. Swenson

   Mgmt    For    Refer    Against
1o  

Elect Director Suzanne M. Vautrinot

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Review and Report on Business Standards

   SH    Against    Refer    Against
6  

Provide for Cumulative Voting

   SH    Against    Against    Against
7  

Report on Divesting Non-Core Business

   SH    Against    Refer    Against
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
10  

Adopt Global Policy Regarding the Rights of Indigenous People

   SH    Against    Refer    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/26/2017   Country:    Belgium   Primary Security ID:    B639CJ108
Record Date:    03/17/2017   Meeting Type:    Annual/Special   Ticker:    ABI
     Shares Voted:    45,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Annual/Special Meeting

   Mgmt         
 

Special Part

   Mgmt         
A1.a  

Receive Special Board Report

   Mgmt         
A1.b  

Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital Annual Part

   Mgmt Mgmt    For    For    For
B1  

Management Report Regarding the Old Anheuser-Busch InBev SA/NV

   Mgmt         
B2  

Report by the Statutory Auditor Regarding the Old AB InBev

   Mgmt         
B3  

Approval of the Accounts of the Old AB InBev

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

B4  

Approve Discharge to the Directors of the Old AB InBev

   Mgmt    For    For    For
B5  

Approve Discharge of Auditors of the Old AB InBev

   Mgmt    For    For    For
B6  

Receive Directors’ Reports

   Mgmt         
B7  

Receive Auditors’ Reports

   Mgmt         
B8  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
B9  

Adopt Financial Statements

   Mgmt    For    For    For
B10  

Approve Discharge to the Directors

   Mgmt    For    For    For
B11  

Approve Discharge of Auditors

   Mgmt    For    For    For
B12.a  

Elect M.J. Barrington as Director

   Mgmt    For    Refer    Against
B12.b  

Elect W.F. Gifford Jr. as Director

   Mgmt    For    Refer    For
B12.c  

Elect A. Santo Domingo Davila as Director

   Mgmt    For    Refer    For
B13.a  

Approve Remuneration Report

   Mgmt    For    For    For
B13.b  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
B13.c  

Approve Non-Executive Director Stock Option Grants

   Mgmt    For    Refer    For
C1  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

Eaton Corporation plc

 

Meeting Date:    04/26/2017   Country:    Ireland   Primary Security ID:    G29183103
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    ETN
     Shares Voted:    61,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Craig Arnold

   Mgmt    For    For    For
1b  

Elect Director Todd M. Bluedorn

   Mgmt    For    For    For
1c  

Elect Director Christopher M. Connor

   Mgmt    For    For    For
1d  

Elect Director Michael J. Critelli

   Mgmt    For    For    For
1e  

Elect Director Richard H. Fearon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Eaton Corporation plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Charles E. Golden

   Mgmt    For    For    For
1g  

Elect Director Arthur E. Johnson

   Mgmt    For    For    For
1h  

Elect Director Deborah L. McCoy

   Mgmt    For    For    For
1i  

Elect Director Gregory R. Page

   Mgmt    For    For    For
1j  

Elect Director Sandra Pianalto

   Mgmt    For    For    For
1k  

Elect Director Gerald B. Smith

   Mgmt    For    For    For
1l  

Elect Director Dorothy C. Thompson

   Mgmt    For    For    For
2  

Provide Proxy Access Right

   Mgmt    For    For    For
3  

Amend Articles of Association regarding Bringing Shareholder Business and Making Director Nominations at an Annual General Meeting

   Mgmt    For    Refer    For
4  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Authorize Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorize Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Approval of Overseas Market Purchases of the Company Shares

   Mgmt    For    For    For

Energy Transfer Partners L.P.

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    29273R109
Record Date:    02/27/2017   Meeting Type:    Special   Ticker:    ETP
     Shares Voted:    116,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Lockheed Martin Corporation

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    539830109
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    48,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    Refer    Against
1c  

Elect Director Rosalind G. Brewer

   Mgmt    For    Refer    Against
1d  

Elect Director David B. Burritt

   Mgmt    For    For    For
1e  

Elect Director Bruce A. Carlson

   Mgmt    For    Refer    Against
1f  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Falk

   Mgmt    For    Refer    Against
1h  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1i  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1j  

Elect Director James M. Loy

   Mgmt    For    For    For
1k  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1l  

Elect Director Anne Stevens

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Holy Land Principles

   SH    Against    Against    Against

Pfizer Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    717081103
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    PFE
     Shares Voted:    518,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis A. Ausiello

   Mgmt    For    For    For
1.2  

Elect Director Ronald E. Blaylock

   Mgmt    For    For    For
1.3  

Elect Director W. Don Cornwell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Pfizer Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director Joseph J. Echevarria

   Mgmt    For    For    For
1.5  

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
1.6  

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
1.7  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.8  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.9  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1.10  

Elect Director Ian C. Read

   Mgmt    For    For    For
1.11  

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
1.12  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Holy Land Principles

   SH    Against    Against    Against
6  

Amend Bylaws - Call Special Meetings

   SH    Against    For    For
7  

Require Independent Board Chairman

   SH    Against    Refer    For

Suncor Energy Inc.

 

Meeting Date:    04/27/2017   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    330,827     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For
1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director Jacynthe Cote

   Mgmt    For    For    For
1.4  

Elect Director Dominic D’Alessandro

   Mgmt    For    For    For
1.5  

Elect Director John D. Gass

   Mgmt    For    For    For
1.6  

Elect Director John R. Huff

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Suncor Energy Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.8  

Elect Director Michael W. O’Brien

   Mgmt    For    For    For
1.9  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.10  

Elect Director Steven W. Williams

   Mgmt    For    For    For
1.11  

Elect Director Michael M. Wilson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Stock Option Plan

   Mgmt    For    Refer    For
4  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Unilever PLC

 

Meeting Date:    04/27/2017   Country:    United Kingdom   Primary Security ID:    G92087165
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    ULVR
     Shares Voted:    104,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Approve Performance Share Plan

   Mgmt    For    Refer    For
5  

Re-elect Nils Andersen as Director

   Mgmt    For    For    For
6  

Re-elect Laura Cha as Director

   Mgmt    For    For    For
7  

Re-elect Vittorio Coal as Director

   Mgmt    For    For    For
8  

Re-elect Dr Marijn Dekkers as Director

   Mgmt    For    For    For
9  

Re-elect Ann Fudge as Director

   Mgmt    For    For    For
10  

Re-elect Dr Judith Hartmann as Director

   Mgmt    For    For    For
11  

Re-elect Mary Ma as Director

   Mgmt    For    For    For
12  

Re-elect Strive Masiyiwa as Director

   Mgmt    For    For    For
13  

Re-elect Youngme Moon as Director

   Mgmt    For    For    For
14  

Re-elect Graeme Pitkethly as Director

   Mgmt    For    For    For
15  

Re-elect Paul Polman as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Unilever PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

16  

Re-elect John Rishton as Director

   Mgmt    For    For    For
17  

Re-elect Feike Sijbesma as Director

   Mgmt    For    For    For
18  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
19  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
21  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
23  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
24  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
25  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718172109
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    124,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Massimo Ferragamo

   Mgmt    For    For    For
1.5  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.6  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.7  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.8  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.9  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.10  

Elect Director Lucio A. Noto

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.11  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.12  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.13  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
5  

Approve Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For
6  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
7  

Establish a Board Committee on Human Rights

   SH    Against    Refer    Against
8  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Prologis, Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    74340W103
Record Date:    03/09/2017   Meeting Type:    Annual   Ticker:    PLD
     Shares Voted:    53,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Hamid R. Moghadam

   Mgmt    For    For    For
1b  

Elect Director George L. Fotiades

   Mgmt    For    For    For
1c  

Elect Director Lydia H. Kennard

   Mgmt    For    For    For
1d  

Elect Director J. Michael Losh

   Mgmt    For    For    For
1e  

Elect Director Irving F. Lyons, III

   Mgmt    For    For    For
1f  

Elect Director David P. O’Connor

   Mgmt    For    For    For
1g  

Elect Director Olivier Piani

   Mgmt    For    For    For
1h  

Elect Director Jeffrey L. Skelton

   Mgmt    For    For    For
1i  

Elect Director Carl B. Webb

   Mgmt    For    For    For
1j  

Elect Director William D. Zollars

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Prologis, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

International Paper Company

 

Meeting Date:    05/08/2017   Country:    USA   Primary Security ID:    460146103
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    IP
     Shares Voted:    181,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David J. Bronczek

   Mgmt    For    For    For
1b  

Elect Director William J. Burns

   Mgmt    For    For    For
1c  

Elect Director Ahmet C. Dorduncu

   Mgmt    For    For    For
1d  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jay L. Johnson

   Mgmt    For    For    For
1f  

Elect Director Stacey J. Mobley

   Mgmt    For    For    For
1g  

Elect Director Kathryn D. Sullivan

   Mgmt    For    For    For
1h  

Elect Director Mark S. Sutton

   Mgmt    For    For    For
1i  

Elect Director John L. Townsend, III

   Mgmt    For    For    For
1j  

Elect Director William G. Walter

   Mgmt    For    For    For
1k  

Elect Director J. Steven Whisler

   Mgmt    For    For    For
1l  

Elect Director Ray G. Young

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    Against

Newell Brands Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    651229106
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    NWL
     Shares Voted:    80,500     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Newell Brands Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ian G.H. Ashken

   Mgmt    For    For    For
1b  

Elect Director Thomas E. Clarke

   Mgmt    For    For    For
1c  

Elect Director Kevin C. Conroy

   Mgmt    For    For    For
1d  

Elect Director Scott S. Cowen

   Mgmt    For    For    For
1e  

Elect Director Michael T. Cowhig

   Mgmt    For    For    For
1f  

Elect Director Domenico De Sole

   Mgmt    For    For    For
1g  

Elect Director Martin E. Franklin

   Mgmt    For    For    For
1h  

Elect Director Ros L’Esperance

   Mgmt    For    For    For
1i  

Elect Director Michael B. Polk

   Mgmt    For    For    For
1j  

Elect Director Steven J. Strobel

   Mgmt    For    For    For
1k  

Elect Director Michael A. Todman

   Mgmt    For    For    For
1l  

Elect Director Raymond G. Viault

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

BAE Systems plc

 

Meeting Date:    05/10/2017   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/08/2017   Meeting Type:    Annual   Ticker:    BA.
     Shares Voted:    511,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Re-elect Elizabeth Corley as Director

   Mgmt    For    For    For
7  

Re-elect Jerry DeMuro as Director

   Mgmt    For    For    For
8  

Re-elect Harriet Green as Director

   Mgmt    For    For    For
9  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
10  

Re-elect Ian King as Director

   Mgmt    For    For    For
11  

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
12  

Re-elect Paula Reynolds as Director

   Mgmt    For    For    For
13  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
14  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
15  

Elect Charles Woodburn as Director

   Mgmt    For    For    For
16  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

CVS Health Corporation

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    126650100
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    CVS
     Shares Voted:    41,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard M. Bracken

   Mgmt    For    For    For
1b  

Elect Director C. David Brown, II

   Mgmt    For    For    For
1c  

Elect Director Alecia A. DeCoudreaux

   Mgmt    For    For    For
1d  

Elect Director Nancy-Ann M. DeParle

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1e  

Elect Director David W. Dorman

   Mgmt    For    For    For
1f  

Elect Director Anne M. Finucane

   Mgmt    For    Refer    Against
1g  

Elect Director Larry J. Merlo

   Mgmt    For    For    For
1h  

Elect Director Jean-Pierre Millon

   Mgmt    For    For    For
1i  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
1j  

Elect Director Richard J. Swift

   Mgmt    For    For    For
1k  

Elect Director William C. Weldon

   Mgmt    For    For    For
1l  

Elect Director Tony L. White

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
7  

Report on Pay Disparity

   SH    Against    Refer    Against
8  

Adopt Quantitative Renewable Energy Goals

   SH    Against    Refer    Against

The Dow Chemical Company

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    260543103
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    DOW
     Shares Voted:    159,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ajay Banga

   Mgmt    For    For    For
1b  

Elect Director Jacqueline K. Barton

   Mgmt    For    For    For
1c  

Elect Director James A. Bell

   Mgmt    For    For    For
1d  

Elect Director Richard K. Davis

   Mgmt    For    For    For
1e  

Elect Director Jeff M. Fettig

   Mgmt    For    For    For
1f  

Elect Director Andrew N. Liveris

   Mgmt    For    For    For
1g  

Elect Director Mark Loughridge

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

The Dow Chemical Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h  

Elect Director Raymond J. Milchovich

   Mgmt    For    For    For
1i  

Elect Director Robert S. (Steve) Miller

   Mgmt    For    For    For
1j  

Elect Director Paul Polman

   Mgmt    For    For    For
1k  

Elect Director Dennis H. Reilley

   Mgmt    For    For    For
1l  

Elect Director James M. Ringler

   Mgmt    For    For    For
1m  

Elect Director Ruth G. Shaw

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Union Pacific Corporation

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    907818108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    83,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For
1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1h  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1i  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1j  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1k  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    For

Uniti Group Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    91325V108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNIT
     Shares Voted:    136,063     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jennifer S. Banner

   Mgmt    For    For    Against
1b  

Elect Director Scott G. Bruce

   Mgmt    For    For    For
1c  

Elect Director Francis X. (‘Skip’) Frantz

   Mgmt    For    For    Against
1d  

Elect Director Andrew Frey

   Mgmt    For    For    For
1e  

Elect Director Kenneth A. Gunderman

   Mgmt    For    For    For
1f  

Elect Director David L. Solomon

   Mgmt    For    For    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    46625H100
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    184,302     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director Todd A. Combs

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director James S. Crown

   Mgmt    For    For    For
1g  

Elect Director James Dimon

   Mgmt    For    For    For
1h  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1i  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For
1j  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1k  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1l  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    Against
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Clawback Amendment

   SH    Against    For    For
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
10  

Reduce Ownership Threshold for Shareholders to Call a Special Meeting

   SH    Against    For    For

Crown Castle International Corp.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    22822V101
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    CCI
     Shares Voted:    63,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director P. Robert Bartolo

   Mgmt    For    For    For
1b  

Elect Director Jay A. Brown

   Mgmt    For    For    For
1c  

Elect Director Cindy Christy

   Mgmt    For    For    For
1d  

Elect Director Ari Q. Fitzgerald

   Mgmt    For    For    For
1e  

Elect Director Robert E. Garrison, II

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Crown Castle International Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Lee W. Hogan

   Mgmt    For    For    For
1g  

Elect Director Edward C. Hutcheson, Jr.

   Mgmt    For    For    For
1h  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1i  

Elect Director Robert F. McKenzie

   Mgmt    For    For    For
1j  

Elect Director Anthony J. Melone

   Mgmt    For    For    For
1k  

Elect Director W. Benjamin Moreland

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Proxy Access Right

   SH    Against    Against    Against

KeyCorp

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    493267108
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    KEY
     Shares Voted:    389,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Austin A. Adams

   Mgmt    For    For    For
1.2  

Elect Director Bruce D. Broussard

   Mgmt    For    For    For
1.3  

Elect Director Charles P. Cooley

   Mgmt    For    For    For
1.4  

Elect Director Gary M. Crosby

   Mgmt    For    For    For
1.5  

Elect Director Alexander M. Cutler

   Mgmt    For    For    For
1.6  

Elect Director H. James Dallas

   Mgmt    For    For    For
1.7  

Elect Director Elizabeth R. Gile

   Mgmt    For    For    For
1.8  

Elect Director Ruth Ann M. Gillis

   Mgmt    For    For    For
1.9  

Elect Director William G. Gisel, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Carlton L. Highsmith

   Mgmt    For    For    For
1.11  

Elect Director Richard J. Hipple

   Mgmt    For    For    For
1.12  

Elect Director Kristen L. Manos

   Mgmt    For    For    For
1.13  

Elect Director Beth E. Mooney

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

KeyCorp

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.14  

Elect Director Demos Parneros

   Mgmt    For    For    For
1.15  

Elect Director Barbara R. Snyder

   Mgmt    For    For    For
1.16  

Elect Director David K. Wilson

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    For

L Brands, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    501797104
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    LB
     Shares Voted:    37,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donna A. James

   Mgmt    For    For    For
1.2  

Elect Director Jeffrey H. Miro

   Mgmt    For    For    For
1.3  

Elect Director Michael G. Morris

   Mgmt    For    For    For
1.4  

Elect Director Raymond Zimmerman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Reduce Supermajority Vote Requirement

   SH    Against    For    For

Life Storage, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    53223X107
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    LSI
     Shares Voted:    118,700     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Life Storage, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert J. Attea

   Mgmt    For    For    For
1.2  

Elect Director Kenneth F. Myszka

   Mgmt    For    For    For
1.3  

Elect Director Charles E. Lannon

   Mgmt    For    For    For
1.4  

Elect Director Stephen R. Rusmisel

   Mgmt    For    For    For
1.5  

Elect Director Arthur L. Havener, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Mark G. Barberio

   Mgmt    For    For    For
2  

Amend Bylaws

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

The Home Depot, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    437076102
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    69,350     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Armando Codina

   Mgmt    For    For    For
1h  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1i  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1j  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1k  

Elect Director Karen L. Katen

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1m  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
6  

Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote

   SH    Against    Against    Against
7  

Amend Articles/Bylaws/Charter - Call Special Meetings

   SH    Against    For    For

International Game Technology PLC

 

Meeting Date:    05/22/2017   Country:    United Kingdom   Primary Security ID:    G4863A108
Record Date:    05/18/2017   Meeting Type:    Annual   Ticker:    IGT
     Shares Voted:    99,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Approve EU Political Donations

   Mgmt    For    For    For
7  

Adopt New Articles of Association

   Mgmt    For    For    For

Nokia Corp.

 

Meeting Date:    05/23/2017   Country:    Finland   Primary Security ID:    X61873133
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    NOKIA
     Shares Voted:    1,433,950     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Nokia Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Call the Meeting to Order

   Mgmt         
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

   Mgmt         
4  

Acknowledge Proper Convening of Meeting

   Mgmt         
5  

Prepare and Approve List of Shareholders

   Mgmt         
6  

Receive Financial Statements and Statutory Reports

   Mgmt         
7  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8  

Approve Allocation of Income and Dividends of EUR 0.17 Per Share

   Mgmt    For    For    For
9  

Approve Discharge of Board and President

   Mgmt    For    For    For
10  

Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees

   Mgmt    For    Refer    For
11  

Fix Number of Directors at Ten

   Mgmt    For    Refer    For
12.1  

Reelect Bruce Brown as Director

   Mgmt    For    For    For
12.2  

Elect Jeanette Horan as Director

   Mgmt    For    For    For
12.3  

Reelect Louis Hughes as Director

   Mgmt    For    For    For
12.4  

Elect Edward Kozel as Director

   Mgmt    For    For    For
12.5  

Reelect Jean Monty as Director

   Mgmt    For    For    For
12.6  

Reelect Elizabeth Nelson as Director

   Mgmt    For    For    For
12.7  

Reelect Olivier Piou as Director

   Mgmt    For    For    For
12.8  

Reelect Risto Siilasmaa as Director

   Mgmt    For    For    For
12.9  

Reelect Carla Smits-Nusteling as Director

   Mgmt    For    For    For
12.10  

Reelect Kari Stadigh as Director

   Mgmt    For    For    For
13  

Approve Remuneration of Auditors

   Mgmt    For    For    For
14  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
15  

Authorize Share Repurchase Program

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Nokia Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

16  

Approve Issuance of up to 560 Million Shares without Preemptive Rights

   Mgmt    For    For    For
17  

Close Meeting

   Mgmt         

McDonald’s Corporation

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    580135101
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    MCD
     Shares Voted:    32,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd Dean

   Mgmt    For    For    For
1b  

Elect Director Stephen Easterbrook

   Mgmt    For    For    For
1c  

Elect Director Robert Eckert

   Mgmt    For    For    For
1d  

Elect Director Margaret Georgiadis

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jeanne Jackson

   Mgmt    For    For    For
1g  

Elect Director Richard Lenny

   Mgmt    For    For    For
1h  

Elect Director John Mulligan

   Mgmt    For    For    For
1i  

Elect Director Sheila Penrose

   Mgmt    For    For    For
1j  

Elect Director John Rogers, Jr.

   Mgmt    For    For    For
1k  

Elect Director Miles White

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
7  

Reduce Ownership Threshold for Shareholders to Call a Special Meeting

   SH    Against    For    For
8  

Issue New Series of Preferred Stock with the Right to Elect own Director

   SH    Against    Refer    Against
9  

Adopt Holy Land Principles

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

McDonald’s Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

10  

Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain

   SH    Against    Refer    Against
11  

Assess Environmental Impact of Polystyrene Foam Cups

   SH    Against    Refer    Against
12  

Report on Charitable Contributions

   SH    Against    Against    Against

Omnicom Group Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    681919106
Record Date:    04/05/2017   Meeting Type:    Annual   Ticker:    OMC
     Shares Voted:    68,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John D. Wren

   Mgmt    For    For    For
1.2  

Elect Director Bruce Crawford

   Mgmt    For    For    For
1.3  

Elect Director Alan R. Batkin

   Mgmt    For    For    For
1.4  

Elect Director Mary C. Choksi

   Mgmt    For    For    For
1.5  

Elect Director Robert Charles Clark

   Mgmt    For    For    For
1.6  

Elect Director Leonard S. Coleman, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Susan S. Denison

   Mgmt    For    For    For
1.8  

Elect Director Deborah J. Kissire

   Mgmt    For    For    For
1.9  

Elect Director John R. Murphy

   Mgmt    For    For    For
1.10  

Elect Director John R. Purcell

   Mgmt    For    For    For
1.11  

Elect Director Linda Johnson Rice

   Mgmt    For    For    For
1.12  

Elect Director Valerie M. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    166764100
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    CVX
     Shares Voted:    137,950     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Wanda M. Austin

   Mgmt    For    For    For
1b  

Elect Director Linnet F. Deily

   Mgmt    For    For    For
1c  

Elect Director Robert E. Denham

   Mgmt    For    For    For
1d  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1g  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1h  

Elect Director Dambisa F. Moyo

   Mgmt    For    For    For
1i  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1j  

Elect Director Inge G. Thulin

   Mgmt    For    For    For
1k  

Elect Director John S. Watson

   Mgmt    For    For    For
1l  

Elect Director Michael K. Wirth

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Report on Risks of Doing Business in Conflict-Affected Areas

   SH    Against    Against    Against
7  

Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*

   SH         
8  

Assess and Report on Transition to a Low Carbon Economy

   SH    Against    Refer    Against
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Require Director Nominee with Environmental Experience

   SH    Against    Refer    Against
11  

Amend Articles/Bylaws/Charter — Call Special Meetings

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Comcast Corporation

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/16/2017   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    273,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    For    For
1.5  

Elect Director Gerald L. Hassell

   Mgmt    For    For    For
1.6  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.7  

Elect Director Asuka Nakahara

   Mgmt    For    For    For
1.8  

Elect Director David C. Novak

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

MetLife, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    59156R108
Record Date:    04/14/2017   Meeting Type:    Annual   Ticker:    MET
     Shares Voted:    232,350     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cheryl W. Grise

   Mgmt    For    For    For
1.2  

Elect Director Carlos M. Gutierrez

   Mgmt    For    For    For
1.3  

Elect Director David L. Herzog

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

MetLife, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director R. Glenn Hubbard

   Mgmt    For    For    For
1.5  

Elect Director Steven A. Kandarian

   Mgmt    For    For    For
1.6  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Edward J. Kelly, III

   Mgmt    For    For    For
1.8  

Elect Director William E. Kennard

   Mgmt    For    For    For
1.9  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.10  

Elect Director Catherine R. Kinney

   Mgmt    For    For    For
1.11  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    06/20/2017   Country:    USA   Primary Security ID:    232806109
Record Date:    04/18/2017   Meeting Type:    Proxy Contest   Ticker:    CY
     Shares Voted:    477,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Management Proxy (White Proxy Card)

   Mgmt         
1.1  

Elect Director W. Steve Albrecht

   Mgmt    For    Refer    For
1.2  

Elect Director Eric A. Benhamou

   Mgmt    For    Refer    Withhold
1.3  

Elect Director H. Raymond Bingham - Withdrawn Resolution

   Mgmt         
1.4  

Elect Director Hassane El-Khoury

   Mgmt    For    Refer    For
1.5  

Elect Director Oh Chul Kwon

   Mgmt    For    Refer    For
1.6  

Elect Director Wilbert van den Hoek

   Mgmt    For    Refer    For
1.7  

Elect Director Michael Wishart

   Mgmt    For    Refer    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Cypress Semiconductor Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    Refer    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
 

Dissident Proxy (Gold Proxy Card)

   Mgmt         
1.1  

Elect Director J. Daniel McCranie

   SH    For    Refer    Do Not Vote
1.2  

Elect Directors Camillo Martino

   SH    For    Refer    Do Not Vote
1.3  

Management Nominee W. Steve Albrecht

   SH    For    Refer    Do Not Vote
1.4  

Management Nominee Hassane El-Khoury

   SH    For    Refer    Do Not Vote
1.5  

Management Nominee Oh Chul Kwon

   SH    For    Refer    Do Not Vote
1.6  

Management Nominee Wilbert van den Hoek

   SH    For    Refer    Do Not Vote
1.7  

Management Nominee Michael Wishart

   SH    For    Refer    Do Not Vote
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    Refer    Do Not Vote
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    Against    Refer    Do Not Vote
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    Refer    Do Not Vote
5  

Amend Omnibus Stock Plan

   Mgmt    Abstain    Refer    Do Not Vote

American International Group, Inc.

 

Meeting Date:    06/28/2017   Country:    USA   Primary Security ID:    026874784
Record Date:    05/08/2017   Meeting Type:    Annual   Ticker:    AIG
     Shares Voted:    93,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1b  

Elect Director Brian Duperreault

   Mgmt    For    For    For
1c  

Elect Director Peter R. Fisher

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

American International Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director John H. Fitzpatrick

   Mgmt    For    For    For
1e  

Elect Director William G. Jurgensen

   Mgmt    For    For    For
1f  

Elect Director Christopher S. Lynch

   Mgmt    For    For    For
1g  

Elect Director Samuel J. Merksamer

   Mgmt    For    For    For
1h  

Elect Director Henry S. Miller

   Mgmt    For    For    For
1i  

Elect Director Linda A. Mills

   Mgmt    For    For    For
1j  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1k  

Elect Director Ronald A. Rittenmeyer

   Mgmt    For    For    For
1l  

Elect Director Douglas M. Steenland

   Mgmt    For    For    For
1m  

Elect Director Theresa M. Stone

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Securities Transfer Restrictions

   Mgmt    For    Refer    For
4  

Ratify NOL Rights Plan (NOL Pill)

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


IVY EMERGING MARKETS EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

China Overseas Land & Investment Ltd.

 

Meeting Date:    07/20/2016   Country:    Hong Kong   Primary Security ID:    Y15004107
Record Date:    07/14/2016   Meeting Type:    Special   Ticker:    688
     Shares Voted:    863,293     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Sale and Purchase Agreement and Related Transactions

   Mgmt    For    Refer    For

Ashok Leyland Limited

 

Meeting Date:    07/21/2016   Country:    India   Primary Security ID:    Y0266N143
Record Date:    07/14/2016   Meeting Type:    Annual   Ticker:    500477
     Shares Voted:    3,297,880     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect A K Das as Director

   Mgmt    For    For    For
4  

Approve M S Krishnaswami & Rajan and Deloitte Haskins & Sells LLP as Joint Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect Andrew C Palmer as Independent Director

   Mgmt    For    For    For
6  

Approve Reappointment and Remuneration of Vinod K Dasari as Chief Executive Officer and Managing Director

   Mgmt    For    Refer    Against
7  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For
8  

Approve Commission Remuneration for Non-Executive Directors

   Mgmt    For    Refer    For
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
10  

Authorize Issuance of Non-Convertible Debentures

   Mgmt    For    Refer    For
11  

Approve Ashok Leyland Employees Stock Option Plan 2016

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

HDFC Bank Limited

 

Meeting Date:    07/21/2016   Country:    India   Primary Security ID:    Y3119P174
Record Date:    07/14/2016   Meeting Type:    Annual   Ticker:    HDFCBANK
     Shares Voted:    434,910     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividends

   Mgmt    For    For    For
3  

Reelect Keki Misty as Director

   Mgmt    For    For    For
4  

Reelect Renu Karnad as Director

   Mgmt    For    Refer    Abstain
5  

Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Appoint Umesh Chandra Sarangi as Independent Director

   Mgmt    For    For    For
7  

Approve Related Party Transactions with Housing Development Finance Corp. Ltd.

   Mgmt    For    Refer    For
8  

Approve Related Party Transactions with HDB Financial Services Ltd.

   Mgmt    For    Refer    For
9  

Amend Terms of Appointment of Paresh Sukthankar, Deputy Managing Director

   Mgmt    For    For    For
10  

Approve Remuneration of Non-Executive Directors

   Mgmt    For    Refer    For
11  

Increase Authorized Share Capital

   Mgmt    For    For    For
12  

Amend Memorandum of Association to Reflect Changes in Capital

   Mgmt    For    For    For
13  

Authorize Issuance of Perpetual Debt Instruments, Tier II Capital Bonds and Senior Long Term Infrastructure Bonds

   Mgmt    For    Refer    For
14  

Approve Stock Option Plan Grants

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Axis Bank Ltd.

 

Meeting Date:    07/22/2016   Country:    India   Primary Security ID:    Y0487S137
Record Date:    07/15/2016   Meeting Type:    Annual   Ticker:    532215
     Shares Voted:    876,090     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect V. Srinivasan as Director

   Mgmt    For    For    For
4  

Approve S.R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect Rakesh Makhija as Independent Director

   Mgmt    For    For    For
6  

Elect Ketaki Bhagwati as Independent Director

   Mgmt    For    For    For
7  

Elect B. Babu Rao as Director

   Mgmt    For    For    For
8  

Approve Revision in the Remuneration of Shikha Sharma as Managing Director and CEO

   Mgmt    For    Refer    For
9  

Approve Reappointment of V. Srinivasan as Executive Director & Head (Corporate Banking) from Oct. 15, 2015 to Dec. 20, 2015 and Approve His Appointment and Remuneration as Deputy Managing Director from Dec. 21, 2015 to Dec. 20, 2018

   Mgmt    For    For    For
10  

Approve Revision in the Remuneration of V. Srinivasan as Executive Director designated as Deputy Managing Director with effect from June 1, 2016

   Mgmt    For    Refer    For
11  

Elect Sanjiv Misra as Independent Director

   Mgmt    For    For    For
12  

Approve Appointment and Remuneration of Sanjiv Misra as Non-Executive Part-Time Chairman

   Mgmt    For    For    For
13  

Elect Rajiv Anand as Director

   Mgmt    For    For    For
14  

Approve Appointment and Remuneration of Rajiv Anand as Executive Director designated as Executive Director (Retail Banking)

   Mgmt    For    For    For
15  

Elect Rajesh Dahiya as Director

   Mgmt    For    For    For
16  

Approve Appointment and Remuneration of Rajesh Dahiya as Executive Director designated as Executive Director (Corporate Centre)

   Mgmt    For    For    For
17  

Approve Remuneration of Non-Executive Directors

   Mgmt    For    Refer    For
18  

Authorize Issuance of Non-Convertible Debentures

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

ITC Ltd.

 

Meeting Date:    07/22/2016   Country:    India   Primary Security ID:    Y4211T171
Record Date:    07/15/2016   Meeting Type:    Annual   Ticker:    ITC
     Shares Voted:    1,712,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect Nakul Anand as Director

   Mgmt    For    For    For
4  

Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect Sanjiv Puri as Director and Approve His Appointment and Remuneration as Executive Director

   Mgmt    For    For    For
6  

Elect Rajiv Tandon as Director and Approve His Appointment and Remuneration as Executive Director

   Mgmt    For    For    For
7  

Elect Nirupama Rao as Independent Director

   Mgmt    For    For    For
8  

Reelect Yogesh Chander Deveshwar as Non-Executive Director and Approve His Appointment and Remuneration as Chairman

   Mgmt    For    For    For
9  

Approve Variation in the Terms of Remuneration to Executive Directors

   Mgmt    For    Refer    For
10  

Approve Commission Remuneration for Non-executive Directors

   Mgmt    For    Refer    For
11  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For
12  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

 

Meeting Date:    07/28/2016   Country:    Brazil   Primary Security ID:    P2R268136
Record Date:      Meeting Type:    Special   Ticker:    SBSP3
     Shares Voted:    616,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Fix Number of Directors

   Mgmt    For    Refer    For
2  

Elect Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Rectify Remuneration of Company’s Management and Fiscal Council Members Previously Approved at the April 29, 2016, AGM

   Mgmt    For    Refer    For

Petroleo Brasileiro SA-Petrobras

 

Meeting Date:    08/04/2016   Country:    Brazil   Primary Security ID:    P78331140
Record Date:      Meeting Type:    Special   Ticker:    PETR4
     Shares Voted:    4,564,121     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Amend Articles

   Mgmt    For    For    For
2  

Consolidate Bylaws

   Mgmt    For    For    For
3  

Elect Director

   Mgmt    For    For    For
4  

Grant Waiver to Nelson Luiz Costa Silva in Order to Hold an Executive Position

   Mgmt    For    Refer    For

Page Industries Ltd.

 

Meeting Date:    08/11/2016   Country:    India   Primary Security ID:    Y6592S102
Record Date:    08/04/2016   Meeting Type:    Annual   Ticker:    532827
     Shares Voted:    29,935     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend and Confirm Interim Dividend

   Mgmt    For    For    For
3  

Reelect Pius Thomas as Director

   Mgmt    For    For    For
4  

Reelect Shamir Genomal as Director

   Mgmt    For    For    For
5  

Approve S R Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Approve Reappointment and Remuneration of Sunder Genomal as Managing Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Page Industries Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Approve Remuneration of Non-Executive Directors

   Mgmt    For    Refer    For

Vale S.A.

 

Meeting Date:    08/12/2016   Country:    Brazil   Primary Security ID:    P9661Q148
Record Date:      Meeting Type:    Special   Ticker:    VALE3
     Shares Voted:    1,401,445     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Ratify Election of Director and Alternate

   Mgmt    For    For    For
2  

Amend Article 26

   Mgmt    For    Refer    For
3  

Amend Article 9

   Mgmt    For    Refer    For

Kroton Educacional S.A.

 

Meeting Date:    08/15/2016   Country:    Brazil   Primary Security ID:    P6115V251
Record Date:      Meeting Type:    Special   Ticker:    KROT3
     Shares Voted:    1,592,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Stock Option Plan

   Mgmt    For    Refer    Against
2  

Approve Merger Agreement between the Company and Estacio Participacoes S.A.

   Mgmt    For    Refer    For
3  

Ratify Apsis Consultoria e Avaliacoes Ltda as the Independent Firm to Appraise Proposed Transaction

   Mgmt    For    Refer    For
4  

Approve Independent Firm’s Appraisal

   Mgmt    For    Refer    For
5  

Approve Merger between the Company and Estacio Participacoes S.A.

   Mgmt    For    Refer    For
6  

Approve Issuance of Shares in Connection with Merger

   Mgmt    For    Refer    For
7  

Approve Increase in Authorized Capital

   Mgmt    For    Refer    For
8  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Avichina Industry & Technology Co., Ltd.

 

Meeting Date:    08/25/2016   Country:    China   Primary Security ID:    Y0485Q109
Record Date:    08/04/2016   Meeting Type:    Special   Ticker:    2357
     Shares Voted:    9,712,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect He Zhiping as Director

   Mgmt    For    For    For

Larsen & Toubro Ltd

 

Meeting Date:    08/26/2016   Country:    India   Primary Security ID:    Y5217N159
Record Date:    08/19/2016   Meeting Type:    Annual   Ticker:    500510
     Shares Voted:    263,030     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend Payment

   Mgmt    For    For    For
3  

Elect Sunita Sharma as Director

   Mgmt    For    For    For
4  

Reelect S. N. Subrahmanyan as Director

   Mgmt    For    For    For
5  

Reelect A. M Naik as Director

   Mgmt    For    For    For
6  

Elect D. K Sen as Director

   Mgmt    For    For    For
7  

Elect M. V Satish as Director

   Mgmt    For    For    For
8  

Elect Naina Lal Kidwai as Independent Director

   Mgmt    For    For    For
9  

Approve Appointment and Remuneration of S. N Subrahmanyan as Deputy Managing Director and President

   Mgmt    For    For    For
10  

Approve Appointment and Remuneration of D. K Sen as Executive Director

   Mgmt    For    For    For
11  

Approve Appointment and Remuneration of M. V Satish as Executive Director

   Mgmt    For    For    For
12  

Approve Commission Remuneration for Executive Directors

   Mgmt    For    Refer    Against
13  

Approve Reappointment and Remuneration of R. Shankar Raman as Executive Director

   Mgmt    For    Refer    Against
14  

Approve Reappointment and Remuneration of Shailendra Roy as Executive Director

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Larsen & Toubro Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

15  

Elect Sanjeev Aga as Independent Director

   Mgmt    For    For    For
16  

Elect Narayanan Kumar as Independent Director

   Mgmt    For    For    For
17  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
18  

Authorize Issuance of Non-Convertible Debentures

   Mgmt    For    Refer    For
19  

Approve Sharp & Tannan as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
20  

Approve Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
21  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

Naspers Ltd

 

Meeting Date:    08/26/2016   Country:    South Africa   Primary Security ID:    S53435103
Record Date:    08/12/2016   Meeting Type:    Annual   Ticker:    NPN
     Shares Voted:    107,870     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Resolutions

   Mgmt         
1  

Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2016

   Mgmt    For    For    For
2  

Approve Dividends for N Ordinary and A Ordinary Shares

   Mgmt    For    For    For
3  

Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor

   Mgmt    For    For    For
4.1  

Elect Hendrik du Toit as Director

   Mgmt    For    For    For
4.2  

Elect Guijin Liu as Director

   Mgmt    For    For    For
5.1  

Re-elect Nolo Letele as Director

   Mgmt    For    For    For
5.2  

Re-elect Roberto Oliveira de Lima as Director

   Mgmt    For    For    For
5.3  

Re-elect Cobus Stofberg as Director

   Mgmt    For    For    For
5.4  

Re-elect Debra Meyer as Director

   Mgmt    For    For    For
6.1  

Re-elect Don Eriksson as Member of the Audit Committee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Naspers Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6.2  

Re-elect Ben van der Ross as Member of the Audit Committee

   Mgmt    For    For    For
6.3  

Re-elect Rachel Jafta as Member of the Audit Committee

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Place Authorised but Unissued Shares under Control of Directors

   Mgmt    For    Refer    Against
9  

Authorise Board to Issue Shares for Cash

   Mgmt    For    Refer    Against
10  

Authorise Ratification of Approved Resolutions

   Mgmt    For    For    For
 

Special Resolutions

   Mgmt         
1.1  

Approve Fees of the Board Chairman

   Mgmt    For    Refer    For
1.2  

Approve Fees of the Board Member

   Mgmt    For    Refer    For
1.3  

Approve Fees of the Audit Committee Chairman

   Mgmt    For    Refer    For
1.4  

Approve Fees of the Audit Committee Member

   Mgmt    For    Refer    For
1.5  

Approve Fees of the Risk Committee Chairman

   Mgmt    For    Refer    For
1.6  

Approve Fees of the Risk Committee Member

   Mgmt    For    Refer    For
1.7  

Approve Fees of the Human Resources and Remuneration Committee Chairman

   Mgmt    For    Refer    For
1.8  

Approve Fees of the Human Resources and Remuneration Committee Member

   Mgmt    For    Refer    For
1.9  

Approve Fees of the Nomination Committee Chairman

   Mgmt    For    Refer    For
1.10  

Approve Fees of the Nomination Committee Member

   Mgmt    For    Refer    For
1.11  

Approve Fees of the Social and Ethics Committee Chairman

   Mgmt    For    Refer    For
1.12  

Approve Fees of the Social and Ethics Committee Member

   Mgmt    For    Refer    For
1.13  

Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds

   Mgmt    For    Refer    For
2  

Approve Financial Assistance in Terms of Section 44 of the Act

   Mgmt    For    Refer    Against
3  

Approve Financial Assistance in Terms of Section 45 of the Act

   Mgmt    For    Refer    For
4  

Authorise Repurchase of N Ordinary Shares

   Mgmt    For    For    For
5  

Authorise Repurchase of A Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Naspers Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Amend Memorandum of Incorporation

   Mgmt    For    For    For

PT Jasa Marga (Persero) Tbk

 

Meeting Date:    08/29/2016   Country:    Indonesia   Primary Security ID:    Y71285103
Record Date:    08/03/2016   Meeting Type:    Special   Ticker:    JSMR
     Shares Voted:    10,602,252     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Rights Issue

   Mgmt    For    For    For
2  

Elect Directors and Commissioners

   Mgmt    For    Refer    Against

PT Lippo Karawaci Tbk

 

Meeting Date:    08/31/2016   Country:    Indonesia   Primary Security ID:    Y7129W186
Record Date:    08/08/2016   Meeting Type:    Special   Ticker:    LPKR
     Shares Voted:    81,661,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Directors

   Mgmt    For    Refer    Against

Magnit PJSC

 

Meeting Date:    09/08/2016   Country:    Russia   Primary Security ID:    X51729105
Record Date:    08/15/2016   Meeting Type:    Special   Ticker:    MGNT
     Shares Voted:    135,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for GDR Holders

   Mgmt         
1  

Approve Interim Dividends for First Six Months of Fiscal 2016

   Mgmt    For    For    For
2.1  

Approve Large-Scale Related-Party Transaction with AO Tander Re: Credit Agreement

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Magnit PJSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.2  

Approve Large-Scale Related-Party Transaction with PAO Sberbank of Russia Re: Guarantee Agreement

   Mgmt    For    Refer    For
3  

Amend Charter

   Mgmt    For    Refer    For

Maruti Suzuki India Ltd

 

Meeting Date:    09/08/2016   Country:    India   Primary Security ID:    Y7565Y100
Record Date:    09/01/2016   Meeting Type:    Annual   Ticker:    532500
     Shares Voted:    165,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect R. C. Bhargava as Director

   Mgmt    For    For    For
4  

Reelect Kazuhiko Ayabe as Director

   Mgmt    For    For    For
5  

Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Approve Reappointment and Remuneration of Kenichi Ayukawa as Managing Director and CEO

   Mgmt    For    For    For
7  

Approve Reappointment and Remuneration of Toshiaki Hasuike as Joint Managing Director

   Mgmt    For    For    For
8  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    08/19/2016   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    174,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
1.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Alibaba Group Holding Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
1.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
1.5  

Elect Eric Xiandong Jing as Director

   Mgmt    For    Refer    Against
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For

Korea Electric Power Corp.

 

Meeting Date:    10/24/2016   Country:    South Korea   Primary Security ID:    Y48406105
Record Date:    08/02/2016   Meeting Type:    Special   Ticker:    A015760
     Shares Voted:    249,660     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Kim Ju-seon as Member of Audit Committee

   Mgmt    For    For    For
2  

Amend Articles of Incorporation

   Mgmt    For    Refer    For

Samsung Electronics Co. Ltd.

 

Meeting Date:    10/27/2016   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    09/28/2016   Meeting Type:    Special   Ticker:    A005930
     Shares Voted:    20,990     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Spin-Off Agreement

   Mgmt    For    Refer    For
2  

Elect Lee Jae-yong as Inside Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

BYD Company Ltd.

 

Meeting Date:    11/01/2016   Country:    China   Primary Security ID:    Y1023R104
Record Date:    09/30/2016   Meeting Type:    Special   Ticker:    1211
     Shares Voted:    1,098,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve Interim Profit Distribution Plan

   Mgmt    For    For    For
2  

Approve Change of Business Scope and Amendment to the Articles of Association

   Mgmt    For    For    For
3  

Approve Proposed Further Change of Company’s Business Scope and Amend Related Articles of Association

   SH    For    Refer    For

Turkiye Garanti Bankasi A.S.

 

Meeting Date:    11/03/2016   Country:    Turkey   Primary Security ID:    M4752S106
Record Date:      Meeting Type:    Special   Ticker:    GARAN
     Shares Voted:    2,907,930     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         
1  

Open Meeting, Elect Presiding Council of Meeting and Authorize the Presiding Council to Sign Meeting Minutes

   Mgmt    For    For    For
2  

Ratify External Auditors

   Mgmt    For    For    For

Lukoil PJSC

 

Meeting Date:    12/05/2016   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    11/10/2016   Meeting Type:    Special   Ticker:    LKOH
     Shares Voted:    303,779     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Interim Dividends for First Nine Months of Fiscal 2016

   Mgmt    For    For    For
2  

Approve Remuneration of Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Mexichem S.A.B. de C.V.

 

Meeting Date:    12/07/2016   Country:    Mexico   Primary Security ID:    P57908132
Record Date:    11/29/2016   Meeting Type:    Special   Ticker:    MEXCHEM *
     Shares Voted:    3,968,795     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Cash Dividends of USD 105 Million

   Mgmt    For    For    For
2  

Approve Stock Dividend at a Rate of 0.025 Shares per Share

   Mgmt    For    For    For
3  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Magnit PJSC

 

Meeting Date:    12/08/2016   Country:    Russia   Primary Security ID:    X51729105
Record Date:    11/14/2016   Meeting Type:    Special   Ticker:    MGNT
     Shares Voted:    135,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for GDR Holders

   Mgmt         
1  

Approve Interim Dividends for First Nine Months of Fiscal 2016

   Mgmt    For    For    For
2  

Approve Early Termination of Powers of Audit Commission

   Mgmt    For    Refer    For
 

Elect Three Members of Audit Commission

   Mgmt         
3.1  

Elect Roman Efimenko as Member of Audit Commission

   Mgmt    For    Refer    For
3.2  

Elect Anzhela Udovichenko as Member of Audit Commission

   Mgmt    For    Refer    For
3.3  

Elect Lyubov Shaguch as Member of Audit Commission

   Mgmt    For    Refer    For
4.1  

Approve Large-Scale Related-Party Transaction Re: Loan Agreement

   Mgmt    For    Refer    For
4.2  

Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Raia Drogasil S.A.

 

Meeting Date:    12/14/2016   Country:    Brazil   Primary Security ID:    P7942C102
Record Date:      Meeting Type:    Special   Ticker:    RADL3
     Shares Voted:    920,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Re-Ratify Remuneration of Company’s Management for Fiscal Year 2015

   Mgmt    For    Refer    For
2  

Re-Ratify Remuneration of Company’s Management for Fiscal Year 2016

   Mgmt    For    Refer    Against

BR Malls Participacoes S.A.

 

Meeting Date:    12/19/2016   Country:    Brazil   Primary Security ID:    P1908S102
Record Date:      Meeting Type:    Special   Ticker:    BRML3
     Shares Voted:    1,503,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Ratify IAUD Auditores Independentes S/S as the Independent Firm to Appraise Proposed Transactions

   Mgmt    For    Refer    For
2  

Approve Independent Firm’s Appraisal

   Mgmt    For    Refer    For
3  

Approve Absorption of Ecisa Engenharia, Comercio e Industria Ltda (Ecisa)

   Mgmt    For    Refer    For

BR Malls Participacoes S.A.

 

Meeting Date:    02/22/2017   Country:    Brazil   Primary Security ID:    P1908S102
Record Date:      Meeting Type:    Special   Ticker:    BRML3
     Shares Voted:    1,626,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?

   Mgmt    None    Refer    Abstain
1.2  

Elect Directors as Slate Presented by the Company’s Management

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

BR Malls Participacoes S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

If One of the Candidates that Compose the Slate Presented by the Company’s Management Fails to Integrate it, Can the Votes Continue to be Cast to the Slate?

   Mgmt    For    Refer    Against
 

Cumulative Voting

   Mgmt         
1.4.1  

Elect Claudio Bruni as Director

   Mgmt    None    Abstain    Abstain
1.4.2  

Elect Pedro Henrique Nogueira Damasceno as Director

   Mgmt    None    Abstain    Abstain
1.4.3  

Elect Mauro Gentile Rodrigues da Cunha as Director

   Mgmt    None    Abstain    Abstain
1.4.4  

Elect Rodolpho Amboss as Director

   Mgmt    None    Abstain    Abstain
1.4.5  

Elect Marcos Barbosa Pinto as Director

   Mgmt    None    Abstain    Abstain
1.4.6  

Elect Richard Paul Matheson as Director

   Mgmt    None    Abstain    Abstain
1.4.7  

Elect Luiz Alberto Quinta as Director

   Mgmt    None    Abstain    Abstain
2  

Install Fiscal Council

   Mgmt    None    Refer    For
3  

In the Event of a Second Call of this Extraordinary General Meeting, the Voting InstructionsContained in this Proxy Card may also be Considered for the Second Call?

   Mgmt    For    Refer    For

Banco Bradesco S.A.

 

Meeting Date:    03/10/2017   Country:    Brazil   Primary Security ID:    P1808G117
Record Date:      Meeting Type:    Annual   Ticker:    BBDC4
     Shares Voted:    1,122,249     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for Preferred Shareholders

   Mgmt         
1  

Elect Director Appointed by Preferred Shareholder

   SH    None    Refer    Against
2.1  

Elect Luiz Carlos de Freitas as Fiscal Council Member and Jose Luiz Rodrigues Bueno as Alternate Appointed by Preferred Shareholder

   SH    None    Refer    Do Not Vote
2.2  

Elect Walter Luis Bernardes Albertoni as Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder

   SH    None    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

POSCO

 

Meeting Date:    03/10/2017   Country:    South Korea   Primary Security ID:    Y70750115
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A005490
     Shares Voted:    39,280     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1.1  

Elect Kim Shin-bae as Outside Director

   Mgmt    For    For    For
2.1.2  

Elect Jang Seung-hwa as Outside Director

   Mgmt    For    For    For
2.1.3  

Elect Jeong Moon-gi as Outside Director

   Mgmt    For    For    For
2.2.1  

Elect Jang Seung-hwa as Members of Audit Committee

   Mgmt    For    For    For
2.2.2  

Elect Jeong Moon-gi as Members of Audit Committee

   Mgmt    For    For    For
2.3.1  

Elect Kwon Oh-joon as Inside Director

   Mgmt    For    For    For
2.3.2  

Elect Oh In-hwan as Inside Director

   Mgmt    For    For    For
2.3.3  

Elect Choi Jeong-woo as Inside Director

   Mgmt    For    For    For
2.3.4  

Elect Jang In-hwa as Inside Director

   Mgmt    For    For    For
2.3.5  

Elect Yoo Seong as Inside Director

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    Against

Larsen & Toubro Ltd

 

Meeting Date:    03/14/2017   Country:    India   Primary Security ID:    Y5217N159
Record Date:    03/06/2017   Meeting Type:    Court   Ticker:    500510
     Shares Voted:    271,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Court-Ordered Meeting for Shareholders

   Mgmt         
1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:    03/14/2017   Country:    Indonesia   Primary Security ID:    Y7123S108
Record Date:    02/17/2017   Meeting Type:    Annual   Ticker:    BMRI
     Shares Voted:    10,148,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements, Statutory Reports, Approve Annual Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Appoint Auditors of the Company and PCDP

   Mgmt    For    For    For
4  

Approve Remuneration and Bonus of Directors and Commissioners

   Mgmt    For    Refer    For
5  

Approve the Enforcement of the State-owned Minister Regulation No. PER-03/MBU/12/2016 on the Partnership and Community Development Programs of the State-owned Enterprises

   Mgmt    For    Refer    For
6  

Amend Articles of Association

   Mgmt    For    Refer    Against
7  

Elect Directors and Commissioners

   Mgmt    For    Against    Against

Celltrion Inc.

 

Meeting Date:    03/17/2017   Country:    South Korea   Primary Security ID:    Y1242A106
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A068270
     Shares Voted:    86,171     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Elect Gi Woo-seong as Inside Director

   Mgmt    For    For    For
2.2  

Elect Kim Hyeong-gi as Inside Director

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
4  

Approve Stock Option Grants

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Cosmax, Inc.

 

Meeting Date:    03/17/2017   Country:    South Korea   Primary Security ID:    Y1R696106
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A192820
     Shares Voted:    42,215     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Elect Lee Gyeong-su as Inside Director

   Mgmt    For    For    For
2.2  

Elect Choi Gyeong as Non-independent Non-executive Director

   Mgmt    For    For    For
2.3  

Elect Lee Sang-woo as Outside Director

   Mgmt    For    For    For
3  

Appoint Lee Wan-gyeong as Internal Auditor

   Mgmt    For    Refer    For
4  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
5  

Authorize Board to Fix Remuneration of Internal Auditors

   Mgmt    For    Refer    For

Hanssem Co.

 

Meeting Date:    03/17/2017   Country:    South Korea   Primary Security ID:    Y30642105
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A009240
     Shares Voted:    41,662     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Elect Two Outside Directors

   Mgmt    For    For    For
3  

Appoint Im Chang-hoon as Internal Auditor

   Mgmt    For    Refer    Against
4  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
5  

Authorize Board to Fix Remuneration of Internal Auditor(s)

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

NAVER Corp.

 

Meeting Date:    03/17/2017   Country:    South Korea   Primary Security ID:    Y62579100
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A035420
     Shares Voted:    16,890     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Amend Articles of Incorporation

   Mgmt    For    For    For
3.1  

Elect Han Seong-sook as Inside Director

   Mgmt    For    For    For
3.2  

Elect Byeon Dae-gyu as Non-independent Non-executive Director

   Mgmt    For    For    For
4  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
5  

Approve Spin-Off Agreement

   Mgmt    For    Refer    For

Samsung Biologics Co., Ltd.

 

Meeting Date:    03/24/2017   Country:    South Korea   Primary Security ID:    Y7T7DY103
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A207940
     Shares Voted:    12,325     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Elect Kim Tae-han as Inside Director

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/24/2017   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A005930
     Shares Voted:    24,020     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

SK Hynix Inc.

 

Meeting Date:    03/24/2017   Country:    South Korea   Primary Security ID:    Y8085F100
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A000660
     Shares Voted:    298,370     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Amend Articles of Incorporation

   Mgmt    For    For    For
3  

Elect Lee Seok-hui as Inside Director

   Mgmt    For    For    For
4  

Elect Park Jeong-ho as Non-independent Non-executive Director

   Mgmt    For    For    For
5.1  

Elect Choi Jong-won as Outside Director

   Mgmt    For    For    For
5.2  

Elect Shin Chang-hwan as Outside Director

   Mgmt    For    For    For
6.1  

Elect Choi Jong-won as Member of Audit Committee

   Mgmt    For    For    For
6.2  

Elect Shin Chang-hwan as Member of Audit Committee

   Mgmt    For    For    For
7  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
8  

Approve Stock Option Grants

   Mgmt    For    Refer    For

Vieworks Co Ltd

 

Meeting Date:    03/24/2017   Country:    South Korea   Primary Security ID:    Y9330U108
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A100120
     Shares Voted:    164,915     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements

   Mgmt    For    For    For
2  

Approve Appropriation of Income

   Mgmt    For    For    For
3.1  

Elect Kim Hoo-sik as Inside Director

   Mgmt    For    For    For
3.2  

Elect Seo Gyeong-yeol as Inside Director

   Mgmt    For    For    For
3.3  

Elect Lim Jae-hui as Inside Director

   Mgmt    For    For    For
4  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Vieworks Co Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Authorize Board to Fix Remuneration of Internal Auditors

   Mgmt    For    Refer    For

Akbank T.A.S.

 

Meeting Date:    03/28/2017   Country:    Turkey   Primary Security ID:    M0300L106
Record Date:      Meeting Type:    Annual   Ticker:    AKBNK
     Shares Voted:    3,468,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Elect Presiding Council of Meeting

   Mgmt    For    For    For
2  

Accept Board Report

   Mgmt    For    For    For
3  

Accept Audit Report

   Mgmt    For    For    For
4  

Accept Financial Statements

   Mgmt    For    For    For
5  

Approve Discharge of Board

   Mgmt    For    For    For
6  

Approve Allocation of Income

   Mgmt    For    For    For
7  

Elect Directors

   Mgmt    For    Against    Against
8  

Approve Director Remuneration

   Mgmt    For    Refer    For
9  

Ratify External Auditors

   Mgmt    For    For    For
10  

AmendCompany Bylaws

   Mgmt    For    Refer    For
11  

Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose

   Mgmt    For    For    For
12  

Approve Upper Limit of Donations for 2017

   Mgmt    For    For    For
13  

Receive Information on Donations Made in 2016

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Raia Drogasil S.A.

 

Meeting Date:    03/29/2017   Country:    Brazil   Primary Security ID:    P7942C102
Record Date:      Meeting Type:    Annual   Ticker:    RADL3
     Shares Voted:    877,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016

   Mgmt    For    For    For
2  

Approve Allocation of Income and Interest-on-Capital-Stock Payments

   Mgmt    For    For    For
3  

Fix Number of Directors

   Mgmt    For    Refer    For
4.1  

Elect Directors and Alternates

   Mgmt    For    For    For
4.2  

Elect Director Appointed by Minority Shareholder

   SH    None    Refer    Do Not Vote
5  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    For
6.1  

Fix Number of Fiscal Council Members and Alternates

   Mgmt    For    Refer    For
6.2  

Elect Fiscal Council Members and Alternates

   Mgmt    For    Refer    For
6.3  

Approve Remuneration of Fiscal Council Members

   Mgmt    For    Refer    For
6.4  

Elect Fiscal Council Member Appointed by Minority Shareholder

   SH    None    Refer    Against

Turkiye Garanti Bankasi A.S.

 

Meeting Date:    03/30/2017   Country:    Turkey   Primary Security ID:    M4752S106
Record Date:      Meeting Type:    Annual   Ticker:    GARAN
     Shares Voted:    3,500,340     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting and Elect Presiding Council of Meeting

   Mgmt    For    For    For
2  

Accept Board Report

   Mgmt    For    For    For
3  

Accept Audit Report

   Mgmt    For    For    For
4  

Accept Financial Statements

   Mgmt    For    For    For
5  

Approve Discharge of Board

   Mgmt    For    For    For
6  

Approve Allocation of Income

   Mgmt    For    For    For
7  

Approve Director Remuneration

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Turkiye Garanti Bankasi A.S.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

8  

Receive Information on Remuneration Policy

   Mgmt         
9  

Approve Upper Limit of Donations for 2017 and Receive Information on Donations Made in 2016

   Mgmt    For    For    For
10  

Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose

   Mgmt    For    For    For
11  

Receive Information in Accordance to Article 1.3.6 of Capital Market Board Corporate Governance Principles

   Mgmt         

Minor International PCL

 

Meeting Date:    04/04/2017   Country:    Thailand   Primary Security ID:    Y6069M125
Record Date:    03/06/2017   Meeting Type:    Annual   Ticker:    MINT
     Shares Voted:    9,104,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Minutes of Previous Meeting

   Mgmt    For    For    For
2  

Acknowledge Annual Report and Directors’ Report

   Mgmt         
3  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Approve Allocation of Income and Dividend Payment

   Mgmt    For    For    For
5  

Amend Memorandum of Association Re: Company’s Business Objectives

   Mgmt    For    For    For
6  

Authorize Issuance of Debentures

   Mgmt    For    Refer    For
7.1  

Elect Khunying Jada Wattanasiritham as Director

   Mgmt    For    For    For
7.2  

Elect Emmanuel Jude Dillipraj Rajakarier as Director

   Mgmt    For    For    For
7.3  

Elect John Scott Heinecke as Director

   Mgmt    For    For    For
8  

Approve Increase in Size of Board and Elect Charamporn Jotikasthira as Director

   Mgmt    For    Refer    For
9  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
10  

Approve PricewaterhouseCoopers ABAS Limited as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Hypermarcas S.A.

 

Meeting Date:    04/19/2017   Country:    Brazil   Primary Security ID:    P5230A101
Record Date:      Meeting Type:    Annual   Ticker:    HYPE3
     Shares Voted:    405,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Fix Number of Directors

   Mgmt    For    For    For
3.1  

Elect Directors

   Mgmt    For    Against    Do Not Vote
3.2  

Elect Director Appointed by Minority Shareholder

   SH    None    Refer    Against
4  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    Against

Hypermarcas S.A.

 

Meeting Date:    04/19/2017   Country:    Brazil   Primary Security ID:    P5230A101
Record Date:      Meeting Type:    Special   Ticker:    HYPE3
     Shares Voted:    405,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Reduction in Share Capital without Cancellation of Shares

   Mgmt    For    For    For
2  

Amend Article 5 to Reflect Changes in Capital

   Mgmt    For    Refer    For
3  

Add Article Re: Existence and Operation of the Company’s Statutory Audit Committee

   Mgmt    For    Refer    For
4  

Amend Article 19: Board Vice Chairman

   Mgmt    For    Refer    For
5  

Amend Article 19 Paragraph 5 Re: Appoint of Board Chairman

   Mgmt    For    Refer    For
6  

Amend Article 19 Re: Exclusion of Legal Provision

   Mgmt    For    Refer    For
7  

Amend Article 24 and Remove Article 31: Chairman of the Medicine Division

   Mgmt    For    Refer    For
8  

Amend Articles 24 and 32, and Add Article Re: Legal Officer Position

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Hypermarcas S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

9  

Amend Articles 24, 28 and 35 Re: Operation Officer

   Mgmt    For    Refer    For
10  

Amend Articles 30, 32, 33 and 34 Re: Executive Directors

   Mgmt    For    Refer    For
11  

Approve Renumbering of Articles and Consolidate Bylaws

   Mgmt    For    Refer    For
12  

Approve Bonus Matching Plan

   Mgmt    For    Refer    Against
13  

Re-Ratify Remuneration of Company’s Management for Fiscal Year 2015

   Mgmt    For    Refer    For
14  

Re-Ratify Minutes of the Extraordinary Meeting Held on April 29, 2011

   Mgmt    For    For    For
15  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Itau Unibanco Holding SA

 

Meeting Date:    04/19/2017   Country:    Brazil   Primary Security ID:    P5968U113
Record Date:      Meeting Type:    Annual   Ticker:    ITUB4
     Shares Voted:    1,271,110     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for Preferred Shareholders

   Mgmt         
1  

Elect Director Appointed by Preferred Shareholder

   SH    None    Against    Against
2.1  

Elect Carlos Roberto de Albuquerque Sa as Fiscal Council Member Appointed by Preferred Shareholder

   SH    None    For    For
2.2  

Elect Eduardo Azevedo do Valle as Alternate Fiscal Council Member Appointed by Preferred Shareholder

   SH    None    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Vale S.A.

 

Meeting Date:    04/20/2017   Country:    Brazil   Primary Security ID:    P9661Q148
Record Date:      Meeting Type:    Annual   Ticker:    VALE3
     Shares Voted:    967,545     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Elect Directors

   Mgmt    For    Refer    Do Not Vote
3.1  

Elect Bruno C. H. Bastit as Director Appointed by Minority Shareholder

   SH    None    Refer    Against
4  

Elect Fiscal Council Members

   Mgmt    For    Refer    For
4.1  

Elect Raphael Manhaes Martins as Fiscal Council Member and Bernardo Zito Porto as Alternate Appointed by Minority Shareholder

   SH    None    For    Against
5  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    For
5.1  

Approve Remuneration of Fiscal Council Members

   Mgmt    For    Refer    For

PT Telekomunikasi Indonesia Tbk

 

Meeting Date:    04/21/2017   Country:    Indonesia   Primary Security ID:    Y71474145
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    TLKM
     Shares Voted:    20,127,290     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Annual Report and Commissioners’ Report

   Mgmt    For    For    For
2  

Accept Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners

   Mgmt    For    For    For
3  

Approve Allocation of Income

   Mgmt    For    For    For
4  

Approve Remuneration and Tantiem of Directors and Commissioners

   Mgmt    For    Refer    For
5  

Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

PT Telekomunikasi Indonesia Tbk

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Approve the Enforcement of the State-owned Minister Regulation No. PER-03/MBU/12/2016 on the Partnership and Community Development Programs of the State-owned Enterprises

   Mgmt    For    Refer    For
7  

Amend Articles of Association

   Mgmt    For    Refer    For
8  

Elect Directors and Commissioners

   Mgmt    For    Against    Against

Mexichem S.A.B. de C.V.

 

Meeting Date:    04/25/2017   Country:    Mexico   Primary Security ID:    P57908132
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    MEXCHEM *
     Shares Voted:    5,285,284     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Accept CEO’s Report and Board’s Report on Operations and Results

   Mgmt    For    For    For
1.2  

Accept Individual and Consolidated Financial Statements

   Mgmt    For    For    For
1.3  

Accept Report on Compliance of Fiscal Obligations

   Mgmt    For    For    For
2  

Present Audit and Corporate Practices Committee’s Report

   Mgmt    For    For    For
3.1  

Approve Net Consolidated Profit after Minority Interest in the Amount of USD 238.4 Million

   Mgmt    For    For    For
3.2  

Approve Treatment of Individual Net Loss in the Amount of MXN 672.72 Million (USD 238.4 Million)

   Mgmt    For    Refer    For
3.3  

Approve Allocation of Individual and or Consolidated Profits and or Losses Referred to in Items 3.1 and 3.2 to the Accumulated Results Account

   Mgmt    For    For    For
4.1  

Ratify Antonio Del Valle Ruiz as Honorary and Lifetime Board Chairman

   Mgmt    For    For    For
4.2a  

Ratify Juan Pablo Del Valle Perochena as Board Member

   Mgmt    For    For    For
4.2b  

Ratify Adolfo Del Valle Ruiz as Board Member

   Mgmt    For    For    For
4.2c  

Ratify Ignacio Del Valle Ruiz as Board Member

   Mgmt    For    For    For
4.2d  

Ratify Antonio Del Valle Perochena as Board Member

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Mexichem S.A.B. de C.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.2e  

Ratify Maria Guadalupe Del Valle Perochena as Board Member

   Mgmt    For    For    For
4.2f  

Ratify Jaime Ruiz Sacristan as Board Member

   Mgmt    For    For    For
4.2g  

Ratify Fernando Ruiz Sahagun as Board Member

   Mgmt    For    For    For
4.2h  

Ratify Eugenio Santiago Clariond Reyes Retana as Board Member

   Mgmt    For    For    For
4.2i  

Ratify Eduardo Tricio Haro as Board Member

   Mgmt    For    For    For
4.2j  

Ratify Guillermo Ortiz Martinez as Board Member

   Mgmt    For    For    For
4.2k  

Ratify Divo Milan Haddad as Board Member

   Mgmt    For    For    For
4.3a  

Ratify Fernando Ruiz Sahagun as Chairman of Audit Committee

   Mgmt    For    For    For
4.3b  

Ratify Eugenio Santiago Clariond Reyes Retana as Chairman of Corporate Practices Committee

   Mgmt    For    For    For
4.4a  

Ratify Juan Pablo Del Valle Perochena as Chairman of Board of Directors

   Mgmt    For    For    For
4.4b  

Ratify Juan Pablo Del Rios Benitez as Secretary (without being a member) of Board

   Mgmt    For    For    For
5  

Approve Remuneration of Chairman of Board, Audit Committee and Corporate Practices Committee; Approve Remuneration of Members of Board and Members of Audit Committee and Corporate Practices Committee

   Mgmt    For    Refer    For
6.1  

Approve Cancellation of Balance of Amount Approved to be Used for Acquisition of Company’s Shares

   Mgmt    For    For    For
6.2  

Set Aggregate Nominal Amount of Share Repurchase Reserve at USD 385 Million

   Mgmt    For    For    For
7  

Accept Report on Adoption or Modification of Policies in Share Repurchases of Company

   Mgmt    For    For    For
8  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Banco do Brasil S.A.

 

Meeting Date:    04/27/2017   Country:    Brazil   Primary Security ID:    P11427112
Record Date:      Meeting Type:    Annual   Ticker:    BBAS3
     Shares Voted:    1,103,770     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3.1  

Elect Aldo Cesar Martins Braido as Fiscal Council Member and Ieda Aparecida Moura Cagni as Alternate

   Mgmt    For    Refer    For
3.2  

Elect Christianne Dias Ferreira as Fiscal Council Member and Rafael Rezende Brigolini as Alternate

   Mgmt    For    Refer    For
3.3  

Elect Felipe Palmeira Bardella as Fiscal Council Member and Luiz Fernando Alves as Alternate

   Mgmt    For    Refer    For
3.4  

Elect Giorgio Bampi as Fiscal Council Member and Paulo Roberto Franceschi as Alternate

   Mgmt    For    Refer    For
3.5  

Elect Mauricio Graccho de Severiano Cardoso as Fiscal Council Member and Alexandre Gimenez Neves as Alternate Appointed by Minority Shareholder

   Mgmt    For    Refer    For
3.6  

Elect Fiscal Council Member Appointed by Minority Shareholder

   SH    None    Abstain    Against
4.1  

Elect Daniel Sigelmann as Director

   Mgmt    For    Refer    For
4.2  

Elect Fabiano Felix do Nascimento as Director

   Mgmt    For    Refer    For
4.3  

Elect Fabricio da Soller as Director

   Mgmt    For    Refer    For
4.4  

Elect Julio Cesar Costa Pinto as Director

   Mgmt    For    Refer    For
4.5  

Elect Odair Lucietto as Director

   Mgmt    For    Refer    For
4.6  

Elect Paulo Rogerio Caffarelli as Director

   Mgmt    For    Refer    For
4.7  

Elect Beny Parnes as Director

   Mgmt    For    For    For
4.8  

Elect Luiz Serafim Spinola Santos as Director

   Mgmt    For    For    For
4.9  

Elect Director Appointed by Minority Shareholder

   SH    None    Against    Against
5  

Approve Remuneration of Fiscal Council Members

   Mgmt    For    Refer    For
6  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    For
7  

Approve Remuneration of Audit Committee Members

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Banco do Brasil S.A.

 

Meeting Date:    04/27/2017   Country:    Brazil   Primary Security ID:    P11427112
Record Date:      Meeting Type:    Special   Ticker:    BBAS3
     Shares Voted:    1,103,770     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Application for membership of the BM&FBovespa State Governance Program

   Mgmt    For    Refer    For
2  

Amend Articles

   Mgmt    For    For    For
3  

Approve Bonus Matching Plan

   Mgmt    For    Refer    Against

Petroleo Brasileiro SA-Petrobras

 

Meeting Date:    04/27/2017   Country:    Brazil   Primary Security ID:    P78331140
Record Date:      Meeting Type:    Annual   Ticker:    PETR4
     Shares Voted:    4,197,711     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for Preferred Shareholders

   Mgmt         
1.1  

Elect Walter Luis Bernardes Albertoni as Fiscal Council Member and Jose Pais Rangel as Alternate Appointed by Preferred Shareholder

   SH    None    For    For
1.2  

Elect Sonia Julia Sulzbeck Villalobos as Fiscal Council Member and Roberto Lamb as Alternate Appointed by Preferred Shareholder

   SH    None    Refer    Abstain

BR Malls Participacoes S.A.

 

Meeting Date:    04/28/2017   Country:    Brazil   Primary Security ID:    P1908S102
Record Date:      Meeting Type:    Annual   Ticker:    BRML3
     Shares Voted:    1,880,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

BR Malls Participacoes S.A.

 

Meeting Date:    04/28/2017   Country:    Brazil   Primary Security ID:    P1908S102
Record Date:      Meeting Type:    Special   Ticker:    BRML3
     Shares Voted:    1,880,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Long-Term Incentive Plan

   Mgmt    For    Refer    For
2  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    For
3  

Authorize Capitalization of Reserves

   Mgmt    For    For    For
4  

Approve Changes in Authorized Capital

   Mgmt    For    For    For
5  

Amend Articles 5 and 6 to Reflect Changes in Share Capital and Authorized Capital and Amend Articles Re: Executive Board

   Mgmt    For    Refer    For

Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

 

Meeting Date:    04/28/2017   Country:    Brazil   Primary Security ID:    P2R268136
Record Date:      Meeting Type:    Annual   Ticker:    SBSP3
     Shares Voted:    746,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Elect Francisco Luiz Sibut Gomide as Director

   Mgmt    For    For    For
4  

Elect Fiscal Council Members

   Mgmt    For    Refer    For
4.1  

Elect Fiscal Council Member Appointed by Minority Shareholder

   SH    None    Refer    Do Not Vote
5  

Approve Remuneration of Company’s Management and Fiscal Council Members

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Sociedad Quimica y Minera de Chile S.A. SQM

 

Meeting Date:    04/28/2017   Country:    Chile   Primary Security ID:    833635105
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    SQM
     Shares Voted:    409,130     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Accept Annual Report and Account Inspectors’ Report

   Mgmt    For    For    For
3  

Appoint Auditors

   Mgmt    For    For    For
4  

Elect Internal Statutory Auditors

   Mgmt    For    Refer    For
5  

Approve Report Regarding Related-Party Transactions

   Mgmt    For    Refer    For
6  

Approve Investment and Financing Policy

   Mgmt    For    For    For
7  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
8  

Approve 2017 Dividend Policy

   Mgmt    For    For    For
9  

Approve Report on Board’s Expenses Please see below Resolution 14

   Mgmt Mgmt    For    For    For
11  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
12  

Receive Matters Related to Directors’ Committee, Safety, Health and Environmental Committee, and Corporate Governance Committee

   Mgmt    For    Refer    For
13  

Other Business

   Mgmt    For    Against    Against
14  

Elect Directors

   Mgmt    For    Against    Against

YPF Sociedad Anonima

 

Meeting Date:    04/28/2017   Country:    Argentina   Primary Security ID:    P9897X131
Record Date:    04/07/2017   Meeting Type:    Annual/Special   Ticker:    YPFD
     Shares Voted:    429,920     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Ordinary and Extraordinary Meeting Agenda - Items 2, 17, 18, 19 and 20 are

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

YPF Sociedad Anonima

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Designate Two Shareholders to Sign Minutes of Meeting

   Mgmt    For    For    For
2  

Consider Employee Stock Option Plan Funded by Repurchase Shares

   Mgmt    For    Refer    For
3  

Consider Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Consider Absorption of Loss; Constitution of Reserves; Dividend Distribution

   Mgmt    For    Refer    For
5  

Approve Remuneration of Auditors for Fiscal Year 2016

   Mgmt    For    For    For
6  

Approve Auditors for Fiscal Year 2017 and Fix Their Remuneration

   Mgmt    For    For    For
7  

Consider Discharge of Directors and Members of Internal Statutory Auditors Committee (Comision Fiscalizadora)

   Mgmt    For    For    For
8  

Approve Remuneration of Directors in the Amount of ARS 122.3 Million

   Mgmt    For    Refer    For
9  

Approve Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora)

   Mgmt    For    For    For
10  

Fix Number of Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) and Alternates

   Mgmt    For    Refer    For
11  

Elect One Member of Internal Statutory Auditors Committee (Comision Fiscalizadora) and Alternate for Class A Shares

   Mgmt         
12  

Elect One Member of Internal Statutory Auditors Committee (Comision Fiscalizadora) and Alternate for Class D Shares

   Mgmt    For    Refer    For
13  

Fix Number of Directors and Alternates

   Mgmt    For    Refer    For
14  

Elect One Director and Alternate for Class A Shares and Determination of their Tenure

   Mgmt         
15  

Elect Directors and Their Alternates for Class D Shares and Determination of their Tenure

   Mgmt    For    For    For
16  

Authorize Advance Remuneration of Directors and Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) for Fiscal Year 2017

   Mgmt    For    Refer    For
17  

Consider Absorption of Subsidiaries YSUR Participaciones SAU, YSUR Inversiones Petroleras SAU, YSUR Inversora SAU, YSUR Petrolera Argentina SA, YSUR Recursos Naturales SRL, YSUR Energia Argentina SRL, Petrolera LF Company SRL and Petrolera TDF Company SRL

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

YPF Sociedad Anonima

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

18  

Consider Merger Balance Sheets of YPF SA and Merger Consolidated Balance Sheets of Subsidiaries Listed in Item 17

   Mgmt    For    Refer    For
19  

Consider Preliminary Merger and Prospect of Merger by Absorption

   Mgmt    For    Refer    For
20  

Authorize Signing on Behalf of the Company of Definite Merger Agreement

   Mgmt    For    Refer    For
21  

Consider Extension of Term of Global Bond Program

   Mgmt    For    Refer    For

Galaxy Entertainment Group Ltd.

 

Meeting Date:    05/04/2017   Country:    Hong Kong   Primary Security ID:    Y2679D118
Record Date:    04/27/2017   Meeting Type:    Annual   Ticker:    27
     Shares Voted:    2,852,210     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.1  

Elect Paddy Tang Lui Wai Yu as Director

   Mgmt    For    For    For
2.2  

Elect William Yip Shue Lam as Director

   Mgmt    For    For    For
2.3  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4.1  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
4.2  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
4.3  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Kotak Mahindra Bank Ltd

 

Meeting Date:    05/09/2017   Country:    India   Primary Security ID:    Y4964H150
Record Date:    05/03/2017   Meeting Type:    Special   Ticker:    500247
     Shares Voted:    639,130     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Increase in Limit on Foreign Shareholdings

   Mgmt    For    Refer    For
2  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For

Zee Entertainment Enterprises Ltd.

 

Meeting Date:    05/09/2017   Country:    India   Primary Security ID:    Y98893152
Record Date:    03/31/2017   Meeting Type:    Court   Ticker:    ZEEL
     Shares Voted:    1,027,780     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Court-Ordered Meeting for Equity Shareholders

   Mgmt         
1  

Approve Composite Scheme of Arrangement

   Mgmt    For    Refer    For

BR Malls Participacoes S.A.

 

Meeting Date:    05/10/2017   Country:    Brazil   Primary Security ID:    P1908S102
Record Date:      Meeting Type:    Special   Ticker:    BRML3
     Shares Voted:    2,162,805     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Amend Articles 5 and 6 to Reflect Changes in Share Capital and Authorized Capital and Amend Articles Re: Executive Board

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Great Wall Motor Co., Ltd.

 

Meeting Date:    05/11/2017   Country:    China   Primary Security ID:    Y2882P106
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    2333
     Shares Voted:    3,725,410     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve Audited Financial Report

   Mgmt    For    For    For
2  

Approve Report of the Board

   Mgmt    For    For    For
3  

Approve Profit Distribution Proposal

   Mgmt    For    For    For
4  

Approve Annual Report and Its Summary Report

   Mgmt    For    For    For
5  

Approve Report of the Independent Directors

   Mgmt    For    For    For
6  

Approve Report of the Supervisory Committee

   Mgmt    For    For    For
7  

Approve Operating Strategies

   Mgmt    For    For    For
8  

Approve Deloitte Touche Tohmatsu Certified Public Accountant LLP as External Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
9  

Elect Wei Jian Jun as Director, Enter into Service Agreement with Him and Authorize Board to Fix His Remuneration

   Mgmt    For    For    For
10  

Elect Wang Feng Ying as Director, Enter into Service Agreement with Her and Authorize Board to Fix Her Remuneration

   Mgmt    For    For    For
11  

Elect Yang Zhi Juan as Director, Enter into Service Agreement with Her and Authorize Board to Fix Her Remuneration

   Mgmt    For    For    For
12  

Elect He Ping as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration

   Mgmt    For    For    For
13  

Elect Ma Li Hui as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration

   Mgmt    For    For    For
14  

Elect Li Wan Jun as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration

   Mgmt    For    For    For
15  

Elect Ng Chi Kit as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration

   Mgmt    For    For    For
16  

Elect Luo Jin Li as Supervisor, Enter into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration

   Mgmt    For    Refer    For
17  

Elect Zong Yi Xiang as Supervisor, Enter into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Great Wall Motor Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

18  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
19  

Approve Absorption and Merger of Wholly-owned Subsidiaries and Related Transactions

   Mgmt    For    Refer    For
20  

Amend Articles of Association and Related Transactions

   Mgmt    For    For    For

Great Wall Motor Co., Ltd.

 

Meeting Date:    05/11/2017   Country:    China   Primary Security ID:    Y2882P106
Record Date:    04/10/2017   Meeting Type:    Special   Ticker:    2333
     Shares Voted:    3,725,410     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

CLASS MEETING FOR HOLDERS OF H SHARES

   Mgmt         
1  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For

Tencent Holdings Ltd.

 

Meeting Date:    05/17/2017   Country:    Cayman Islands   Primary Security ID:    G87572163
Record Date:    05/12/2017   Meeting Type:    Annual   Ticker:    700
     Shares Voted:    1,335,780     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Lau Chi Ping Martin as Director

   Mgmt    For    For    For
3b  

Elect Charles St Leger Searle as Director

   Mgmt    For    For    For
3c  

Elect Yang Siu Shun as Director

   Mgmt    For    Refer    Against
3d  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Tencent Holdings Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
8  

Adopt 2017 Share Option Scheme

   Mgmt    For    Refer    Against

Tencent Holdings Ltd.

 

Meeting Date:    05/17/2017   Country:    Cayman Islands   Primary Security ID:    G87572163
Record Date:    05/12/2017   Meeting Type:    Special   Ticker:    700
     Shares Voted:    1,335,780     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Adopt Share Option Plan of Tencent Music Entertainment Group

   Mgmt    For    Refer    Against

Kweichow Moutai Co., Ltd.

 

Meeting Date:    05/22/2017   Country:    China   Primary Security ID:    Y5070V116
Record Date:    05/11/2017   Meeting Type:    Annual   Ticker:    600519
     Shares Voted:    194,678     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve Annual Report and Summary

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve 2017 Financial Budget Report

   Mgmt    For    For    For
6  

Approve Profit Distribution

   Mgmt    For    For    For
7  

Approve Appointment of 2017 Financial Auditor and Internal Control Auditor

   Mgmt    For    For    For
8  

Approve Report of the Independent Directors

   Mgmt    For    For    For
9  

Approve Proposal on Increasing Product Sales of Subsidiaries to Related Parties

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Kweichow Moutai Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

10  

Approve Proposal on Sales of Products by Subsidiaries to Related Parties

   Mgmt    For    Refer    For
11  

Approve Proposal on Renewal of License Agreement with Trademarks with Related Parties

   Mgmt    For    Refer    For

AAC Technologies Holdings Inc.

 

Meeting Date:    05/24/2017   Country:    Cayman Islands   Primary Security ID:    G2953R114
Record Date:    05/18/2017   Meeting Type:    Annual   Ticker:    2018
     Shares Voted:    1,498,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Benjamin Zhengmin Pan as Director

   Mgmt    For    For    For
3b  

Elect Poon Chung Yin Joseph as Director

   Mgmt    For    For    For
3c  

Elect Chang Carmen I-Hua as Director

   Mgmt    For    For    For
3d  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    For
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

China Resources Beer (Holdings) Co., Ltd.

 

Meeting Date:    05/25/2017   Country:    Hong Kong   Primary Security ID:    Y15037107
Record Date:    05/19/2017   Meeting Type:    Annual   Ticker:    291
     Shares Voted:    3,705,738     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3.1  

Elect Chen Lang as Director

   Mgmt    For    For    For
3.2  

Elect Lai Po Sing, Tomakin as Director

   Mgmt    For    For    For
3.3  

Elect Lai Ni Hium, Frank as Director

   Mgmt    For    For    For
3.4  

Elect Houang Tai Ninh as Director

   Mgmt    For    For    For
3.5  

Elect Siu Kwing Chue, Gordon as Director

   Mgmt    For    For    For
3.6  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

MTN Group Ltd

 

Meeting Date:    05/25/2017   Country:    South Africa   Primary Security ID:    S8039R108
Record Date:    05/19/2017   Meeting Type:    Annual   Ticker:    MTN
     Shares Voted:    1,422,160     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Resolutions

   Mgmt         
1.1  

Elect Paul Hanratty as Director

   Mgmt    For    For    For
1.2  

Elect Stan Miller as Director

   Mgmt    For    For    For
1.3  

Elect Ralph Mupita as Director

   Mgmt    For    For    For
1.4  

Elect Rob Shuter as Director

   Mgmt    For    For    For
1.5  

Elect Nkululeko Sowazi as Director

   Mgmt    For    Refer    For
1.6  

Re-elect Alan van Biljon as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

MTN Group Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.7  

Re-elect Koosum Kalyan as Director

   Mgmt    For    For    For
1.8  

Re-elect Azmi Mikati as Director

   Mgmt    For    For    For
1.9  

Re-elect Jeff van Rooyen as Director

   Mgmt    For    For    For
2.1  

Re-elect Christine Ramon as Member of the Audit Committee

   Mgmt    For    For    For
2.2  

Elect Paul Hanratty as Member of the Audit Committee

   Mgmt    For    For    For
2.3  

Re-elect Peter Mageza as Member of the Audit Committee

   Mgmt    For    For    For
2.4  

Re-elect Jeff van Rooyen as Member of the Audit Committee

   Mgmt    For    For    For
3  

Reappoint PricewaterhouseCoopers Inc and SizweNtsalubaGobodo Inc as Joint Auditors of the Company

   Mgmt    For    For    For
4  

Place Authorised but Unissued Shares under Control of Directors

   Mgmt    For    For    For
5  

Authorise Board to Issue Shares for Cash

   Mgmt    For    For    For
 

Non-Binding Advisory Vote

   Mgmt         
1  

Approve Remuneration Policy

   Mgmt    For    For    For
 

Continuation of Ordinary Resolutions

   Mgmt         
6  

Authorise Ratification of Approved Resolutions

   Mgmt    For    For    For
 

Special Resolutions

   Mgmt         
1  

Approve Remuneration of Non-executive Directors

   Mgmt    For    Refer    For
2  

Authorise Repurchase of Issued Share Capital

   Mgmt    For    For    For
3  

Approve Financial Assistance to Subsidiaries and Other Related and Inter-related Entities

   Mgmt    For    Refer    For
4  

Approve Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries

   Mgmt    For    Refer    For
5  

Amend Memorandum of Incorporation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Yandex NV

 

Meeting Date:    05/25/2017   Country:    Netherlands   Primary Security ID:    N97284108
Record Date:    04/27/2017   Meeting Type:    Annual   Ticker:    YNDX
     Shares Voted:    755,941     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Discharge of Directors

   Mgmt    For    For    For
4  

Elect Herman Gref as Non-Executive Director

   Mgmt    For    For    For
5  

Elect Arkady Volozh as Non-Executive Director

   Mgmt    For    For    For
6  

Approve Cancellation of Outstanding Class C Shares

   Mgmt    For    For    For
7  

Ratify KPMG as Auditors

   Mgmt    For    For    For
8  

Grant Board Authority to Issue Ordinary and Preference Shares

   Mgmt    For    Refer    Against
9  

Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8

   Mgmt    For    Refer    Against
10  

Authorize Repurchase of Up to 20 Percent of Issued Share Capital

   Mgmt    For    For    For

Sands China Ltd.

 

Meeting Date:    05/26/2017   Country:    Cayman Islands   Primary Security ID:    G7800X107
Record Date:    05/15/2017   Meeting Type:    Annual   Ticker:    1928
     Shares Voted:    2,330,890     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Sheldon Gary Adelson as Director

   Mgmt    For    For    For
3b  

Elect Chiang Yun as Director

   Mgmt    For    For    For
3c  

Elect Victor Patrick Hoog Antink as Director

   Mgmt    For    For    For
3d  

Elect Kenneth Patrick Chung as Director

   Mgmt    For    For    For
3e  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Sands China Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

Sunny Optical Technology Group Co., Ltd.

 

Meeting Date:    05/26/2017   Country:    Cayman Islands   Primary Security ID:    G8586D109
Record Date:    05/22/2017   Meeting Type:    Annual   Ticker:    2382
     Shares Voted:    2,826,296     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Sun Yang as Director

   Mgmt    For    For    For
3b  

Elect Wang Wenjian as Director

   Mgmt    For    For    For
3c  

Elect Zhang Yuqing as Director

   Mgmt    For    For    For
3d  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

China Resources Land Ltd.

 

Meeting Date:    06/02/2017   Country:    Cayman Islands   Primary Security ID:    G2108Y105
Record Date:    05/26/2017   Meeting Type:    Annual   Ticker:    1109
     Shares Voted:    3,756,580     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3.1  

Elect Yu Jian as Director

   Mgmt    For    For    For
3.2  

Elect Zhang Dawei as Director

   Mgmt    For    For    For
3.3  

Elect Li Xin as Director

   Mgmt    For    For    For
3.4  

Elect Xie Ji as Director

   Mgmt    For    For    For
3.5  

Elect Yan Biao as Director

   Mgmt    For    Refer    Against
3.6  

Elect Chen Rong as Director

   Mgmt    For    For    For
3.7  

Elect Chen Ying as Director

   Mgmt    For    Refer    Against
3.8  

Elect Wang Yan as Director

   Mgmt    For    Refer    Against
3.9  

Elect Zhong Wei as Director

   Mgmt    For    For    For
3.10  

Elect Sun Zhe as Director

   Mgmt    For    For    For
3.11  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

Biocon Limited

 

Meeting Date:    06/04/2017   Country:    India   Primary Security ID:    Y0905C102
Record Date:    04/28/2017   Meeting Type:    Special   Ticker:    532523
     Shares Voted:    720,215     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Biocon Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Increase Authorized Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
2  

Approve Issuance of Bonus Shares

   Mgmt    For    For    For

Yes Bank Limited

 

Meeting Date:    06/06/2017   Country:    India   Primary Security ID:    Y97636107
Record Date:    05/30/2017   Meeting Type:    Annual   Ticker:    532648
     Shares Voted:    571,240     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect Ajai Kumar as Director

   Mgmt    For    For    For
4  

Approve B S R & Co. LLP., Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Appointment and Remuneration of Ashok Chawla as Non-Executive Part-Time Chairman

   Mgmt    For    For    For
6  

Approve Increase in Borrowing Powers

   Mgmt    For    Refer    For
7  

Approve Issuance of Debt Securities on Private Placement Basis

   Mgmt    For    Refer    For
8  

Elect Debjani Ghosh as Director

   Mgmt    For    For    For

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/08/2017   Country:    Taiwan   Primary Security ID:    Y84629107
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    2330
     Shares Voted:    4,410,404     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
1.2  

Approve Profit Distribution

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Amend Articles of Association

   Mgmt    For    Refer    For
1.4  

Amend Procedures Governing the Acquisition or Disposal of Assets

   Mgmt    For    Refer    For
 

ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
2.1  

Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director

   Mgmt    For    For    For
2.2  

Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director

   Mgmt    For    For    For
3  

Other Business

   Mgmt    None    Against    Against

China Overseas Land & Investment Ltd.

 

Meeting Date:    06/12/2017   Country:    Hong Kong   Primary Security ID:    Y15004107
Record Date:    06/06/2017   Meeting Type:    Annual   Ticker:    688
     Shares Voted:    5,248,240     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy
Rec

  

Vote Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Yan Jianguo as Director

   Mgmt    For    For    For
3b  

Elect Nip Yun Wing as Director

   Mgmt    For    For    For
3c  

Elect Chang Ying as Director

   Mgmt    For    For    For
3d  

Elect Lam Kwong Siu as Director

   Mgmt    For    For    For
3e  

Elect Fan Hsu Lai Tai, Rita as Director

   Mgmt    For    For    For
4  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
5  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
8  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

ICICI Bank Limited

 

Meeting Date:    06/12/2017   Country:    India   Primary Security ID:    Y3860Z132
Record Date:    05/05/2017   Meeting Type:    Special   Ticker:    ICICIBANK
     Shares Voted:    2,081,351     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Increase Authorized Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
2  

Amend Articles of Association to Reflect Changes in Capital

   Mgmt    For    Refer    For
3  

Approve Issuance of Bonus Shares

   Mgmt    For    For    For
4  

Amend Employee Stock Option Scheme

   Mgmt    For    Refer    For

MercadoLibre, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    58733R102
Record Date:    04/21/2017   Meeting Type:    Annual   Ticker:    MELI
     Shares Voted:    76,730     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan Segal

   Mgmt    For    For    For
1.2  

Elect Director Mario Eduardo Vazquez

   Mgmt    For    For    For
1.3  

Elect Director Alejandro Nicolas Aguzin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Co. S.A. as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Largan Precision Co., Ltd.

 

Meeting Date:    06/14/2017   Country:    Taiwan   Primary Security ID:    Y52144105
Record Date:    04/14/2017   Meeting Type:    Annual   Ticker:    3008
     Shares Voted:    149,180     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
2  

Approve Plan on Profit Distribution

   Mgmt    For    For    For
3  

Amend Procedures Governing the Acquisition or Disposal of Assets

   Mgmt    For    Refer    For

Brilliance China Automotive Holdings Ltd.

 

Meeting Date:    06/16/2017   Country:    Bermuda   Primary Security ID:    G1368B102
Record Date:    06/12/2017   Meeting Type:    Annual   Ticker:    1114
     Shares Voted:    9,960,120     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2A  

Elect Qian Zuming as Director

   Mgmt    For    For    For
2B  

Elect Zhang Wei as Director

   Mgmt    For    For    For
2C  

Elect Song Jian as Director

   Mgmt    For    For    For
2D  

Elect Jiang Bo as Director

   Mgmt    For    For    For
2E  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve Grant Thornton Hong Kong Limited as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
4B  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
4C  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

LUKOIL PJSC

 

Meeting Date:    06/21/2017   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    05/26/2017   Meeting Type:    Annual   Ticker:    LKOH
     Shares Voted:    381,619     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 120 per Share

   Mgmt    For    For    For
 

Elect 11 Directors by Cumulative Voting

   Mgmt         
2.1  

Elect Vagit Alekperov as Director

   Mgmt    None    Refer    Against
2.2  

Elect Viktor Blazheev as Director

   Mgmt    None    Refer    Against
2.3  

Elect Toby Gati as Director

   Mgmt    None    Refer    For
2.4  

Elect Valery Grayfer as Director

   Mgmt    None    Refer    Against
2.5  

Elect Igor Ivanov as Director

   Mgmt    None    Refer    Against
2.6  

Elect Ravil Maganov as Director

   Mgmt    None    Refer    Against
2.7  

Elect Roger Munnings as Director

   Mgmt    None    Refer    For
2.8  

Elect Richard Matzke as Director

   Mgmt    None    Refer    Against
2.9  

Elect Nikolay Nikolaev as Director

   Mgmt    None    Refer    Against
2.10  

Elect Ivan Pictet as Director

   Mgmt    None    Refer    For
2.11  

Elect Leonid Fedun as Director

   Mgmt    None    Refer    Against
2.12  

Elect Lubov Khoba as Director

   Mgmt    None    Refer    Against
 

Elect Three Members of Audit Commission

   Mgmt         
3.1  

Elect Ivan Vrublevsky as Member of Audit Commission

   Mgmt    For    Refer    For
3.2  

Elect Pavel Suloyev as Member of Audit Commission

   Mgmt    For    Refer    For
3.3  

Elect Aleksandr Surkov as Member of Audit Commission

   Mgmt    For    Refer    For
4.1  

Approve Remuneration of Directors for Fiscal 2016

   Mgmt    For    Refer    For
4.2  

Approve Remuneration of New Directors for Fiscal 2017

   Mgmt    For    Refer    For
5.1  

Approve Remuneration of Members of Audit Commission for Fiscal 2016

   Mgmt    For    For    For
5.2  

Approve Remuneration of New Members of Audit Commission for Fiscal 2017

   Mgmt    For    For    For
6  

Ratify KPMG as Auditor

   Mgmt    For    For    For
7  

Amend Charter

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

LUKOIL PJSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

8  

Amend Regulations on General Meetings

   Mgmt    For    For    For
9  

Amend Regulations on Board of Directors

   Mgmt    For    For    For
10  

Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies

   Mgmt    For    Refer    For

Hon Hai Precision Industry Co., Ltd.

 

Meeting Date:    06/22/2017   Country:    Taiwan   Primary Security ID:    Y36861105
Record Date:    04/21/2017   Meeting Type:    Annual   Ticker:    2317
     Shares Voted:    2,929,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
2  

Approve Plan on Profit Distribution

   Mgmt    For    For    For
3  

Amend Procedures Governing the Acquisition or Disposal of Assets

   Mgmt    For    Refer    For

Vale S.A.

 

Meeting Date:    06/27/2017   Country:    Brazil   Primary Security ID:    P9661Q155
Record Date:      Meeting Type:    Special   Ticker:    VALE3
     Shares Voted:    1,271,245     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Conversion of Class A Preferred Shares into Common Shares

   Mgmt    For    Refer    For
2  

Amend Articles

   Mgmt    For    For    For
3  

Approve Agreement to Absorb Valepar S.A. (Valepar)

   Mgmt    For    Refer    For
4  

Ratify KPMG Auditores Independentes as the Independent Firm to Appraise Proposed Transaction

   Mgmt    For    Refer    For
5  

Approve Independent Firm’s Appraisal

   Mgmt    For    Refer    For
6  

Approve Absorption of Valepar S.A. (Valepar)

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Vale S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Amend Article 5 to Reflect Changes in Capital

   Mgmt    For    Refer    For

Advanced Semiconductor Engineering Inc.

 

Meeting Date:    06/28/2017   Country:    Taiwan   Primary Security ID:    Y00153109
Record Date:    04/28/2017   Meeting Type:    Annual   Ticker:    2311
     Shares Voted:    6,696,529     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
2  

Approve Plan on Profit Distribution

   Mgmt    For    For    For
3  

Amend Procedures Governing the Acquisition or Disposal of Assets

   Mgmt    For    Refer    For

Agricultural Bank of China Limited

 

Meeting Date:    06/28/2017   Country:    China   Primary Security ID:    Y00289101
Record Date:    05/26/2017   Meeting Type:    Annual   Ticker:    1288
     Shares Voted:    20,999,460     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve 2016 Work Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2016 Work Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve 2016 Final Financial Accounts

   Mgmt    For    For    For
4  

Approve 2016 Profit Distribution Plan

   Mgmt    For    For    For
5  

Approve 2017 Fixed Asset Investment Budget

   Mgmt    For    For    For
6  

Elect Liao Luming as Director

   Mgmt    For    For    For
7  

Elect Huang Zhenzhong as Director

   Mgmt    For    For    For
8  

Elect Wang Xingchun as Supervisor

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Agricultural Bank of China Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Approve Final Remuneration Plan for Directors and Supervisors

   Mgmt    For    Refer    For
10  

Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors

   Mgmt    For    For    For
11  

Amend Articles of Association

   SH    For    For    For
12  

To Listen to the 2016 Work Report of Independent Directors of the Bank

   Mgmt         
13  

To Listen to the 2016 Report on the Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank

   Mgmt         
14  

To Listen to the Report on the Management of Connected Transactions

   Mgmt         

Aluminum Corporation of China Ltd.

 

Meeting Date:    06/28/2017   Country:    China   Primary Security ID:    Y0094N125
Record Date:    05/26/2017   Meeting Type:    Annual   Ticker:    2600
     Shares Voted:    14,514,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve 2016 Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2016 Report of the Supervisory Committee

   Mgmt    For    For    For
3  

Approve 2016 Independent Auditor’s Report and Audited Financial Report

   Mgmt    For    For    For
4  

Approve 2016 Loss Recovery Proposals

   Mgmt    For    For    For
5  

Approve Ernst & Young Hua Ming (LLP) as Domestic Auditors and Ernst & Young as International Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Approve 2017 Remuneration Standards for Directors and Supervisors

   Mgmt    For    Refer    For
7  

Approve Renewal of Liability Insurance for Directors, Supervisors and Senior Management Members

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Aluminum Corporation of China Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

8  

Approve Provision of Financing Guarantees by Chalco Shandong to Shandong Advanced Material

   Mgmt    For    Refer    For
9  

Approve Provision of Guarantees by the Company to Chalco Hong Kong and its Subsidiaries for Financing

   Mgmt    For    Refer    For
10  

Approve Provision of Guarantees by the Company and Chalco Shandong to Xinghua Technology for Financing

   Mgmt    For    Refer    For
11  

Approve Provision of Guarantees by Chalco Trading to Chalco Trading Hong Kong for Financing

   Mgmt    For    Refer    For
12  

Approve Resolution in Relation to Matters on Guarantees of Ningxia Energy and its Subsidiaries

   Mgmt    For    Refer    Against
13  

Approve Acquisition of 40 Percent Equity Interests in Chalco Shanghai by the Company

   Mgmt    For    Refer    For
14  

Approve Establishment of an Industry Investment Fund in Cooperation with BOCOMMTRUST

   Mgmt         
15  

Approve Issuance of Debt Financing Instruments

   Mgmt    For    Refer    For
16  

Approve Issuance of Overseas Bonds

   Mgmt    For    Refer    For
17  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against

Bank of China Limited

 

Meeting Date:    06/29/2017   Country:    China   Primary Security ID:    Y0698A107
Record Date:    05/29/2017   Meeting Type:    Annual   Ticker:    3988
     Shares Voted:    23,488,560     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve 2016 Work Report of Board of Directors

   Mgmt    For    For    For
2  

Approve 2016 Work Report of Board of Supervisors

   Mgmt    For    For    For
3  

Approve 2016 Annual Financial Statements

   Mgmt    For    For    For
4  

Approve 2016 Profit Distribution Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Bank of China Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Approve 2017 Annual Budget for Fixed Assets Investment

   Mgmt    For    For    For
6  

Approve Ernst & Young Hua Ming as External Auditor

   Mgmt    For    For    For
7.01  

Elect Chen Siqing as Director

   Mgmt    For    For    For
7.02  

Elect Zhang Xiangdong as Director

   Mgmt    For    Refer    Against
7.03  

Elect Xiao Lihong as Director

   Mgmt    For    Refer    Against
7.04  

Elect Wang Xiaoya as Director

   Mgmt    For    Refer    Against
7.05  

Elect Zhao Jie as Director

   Mgmt    For    Refer    Against
8  

Approve Issuance of Bonds

   Mgmt    For    Refer    For
9  

Amend Articles of Association

   SH    None    Refer    For

ICICI Bank Limited

 

Meeting Date:    06/30/2017   Country:    India   Primary Security ID:    Y3860Z132
Record Date:    06/23/2017   Meeting Type:    Annual   Ticker:    ICICIBANK
     Shares Voted:    2,950,041     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividends on Preference Shares

   Mgmt    For    For    For
3  

Approve Dividends on Equity Shares

   Mgmt    For    For    For
4  

Reelect Vishakha Mulye as Director

   Mgmt    For    For    For
5  

Approve B S R & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Approve Branch Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7  

Reelect Anup Bagchi as Director

   Mgmt    For    For    For
8  

Approve Appointment and Remuneration of Anup Bagchi as Wholetime Director

   Mgmt    For    For    For
9  

Approve Issuance of Non-Convertible Securities and Non-Convertible Debentures on Private Placement Basis

   Mgmt    For    Refer    For


IVY ENERGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Memorial Resource Development Corp.

 

Meeting Date:    09/15/2016   Country:    USA   Primary Security ID:    58605Q109
Record Date:    08/10/2016   Meeting Type:    Special   Ticker:    MRD
     Shares Voted:    432,482     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

FMC Technologies, Inc.

 

Meeting Date:    12/05/2016   Country:    USA   Primary Security ID:    30249U101
Record Date:    10/18/2016   Meeting Type:    Special   Ticker:    FTI
     Shares Voted:    86,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Diamondback Energy, Inc.

 

Meeting Date:    12/07/2016   Country:    USA   Primary Security ID:    25278X109
Record Date:    11/11/2016   Meeting Type:    Special   Ticker:    FANG
     Shares Voted:    144,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Increase Authorized Common Stock

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Enbridge Inc.

 

Meeting Date:    12/15/2016   Country:    Canada   Primary Security ID:    29250N105
Record Date:    11/07/2016   Meeting Type:    Special   Ticker:    ENB
     Shares Voted:    118,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with the Merger

   Mgmt    For    Refer    For
2  

Amend By-Law No.1

   Mgmt    For    Refer    For

RSP Permian, Inc.

 

Meeting Date:    02/24/2017   Country:    USA   Primary Security ID:    74978Q105
Record Date:    01/19/2017   Meeting Type:    Special   Ticker:    RSPP
     Shares Voted:    413,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/05/2017   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/15/2017   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    322,841     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director Miguel M. Galuccio

   Mgmt    For    For    For
1c  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1d  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1e  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1f  

Elect Director Helge Lund

   Mgmt    For    For    For
1g  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1h  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1i  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1k  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1l  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Amend Employee Stock Purchase Plan

   Mgmt    For    For    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    703481101
Record Date:    02/22/2017   Meeting Type:    Special   Ticker:    PTEN
     Shares Voted:    614,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Flotek Industries, Inc.

 

Meeting Date:    04/21/2017   Country:    USA   Primary Security ID:    343389102
Record Date:    03/02/2017   Meeting Type:    Annual   Ticker:    FTK
     Shares Voted:    529,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michelle M. Adams

   Mgmt    For    For    For
1.2  

Elect Director Ted D. Brown

   Mgmt    For    For    For
1.3  

Elect Director John W. Chisholm

   Mgmt    For    For    For
1.4  

Elect Director L. Melvin Cooper

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Flotek Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.5  

Elect Director Carla S. Hardy

   Mgmt    For    For    For
1.6  

Elect Director Kenneth T. Hern

   Mgmt    For    For    For
1.7  

Elect Director L.V. ‘Bud’ McGuire

   Mgmt    For    For    For
1.8  

Elect Director John S. Reiland

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Hein & Associates LLP as Auditors

   Mgmt    For    For    For

RPC, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    749660106
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    RES
     Shares Voted:    948,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director R. Randall Rollins

   Mgmt    For    Refer    For
1.2  

Elect Director Henry B. Tippie

   Mgmt    For    Refer    Withhold
1.3  

Elect Director James B. Williams

   Mgmt    For    Refer    Withhold
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years

Energy Transfer Partners L.P.

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    29273R109
Record Date:    02/27/2017   Meeting Type:    Special   Ticker:    ETP
     Shares Voted:    103,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Marathon Petroleum Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    56585A102
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    MPC
     Shares Voted:    119,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven A. Davis

   Mgmt    For    For    For
1b  

Elect Director Gary R. Heminger

   Mgmt    For    For    For
1c  

Elect Director J. Michael Stice

   Mgmt    For    For    For
1d  

Elect Director John P. Surma

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Report on Environmental and Human Rights Due Diligence

   SH    Against    Refer    Against
6  

Report on Strategy for Aligning with 2 Degree Scenario

   SH    Against    Refer    Against
7  

Adopt Simple Majority Vote

   SH    Against    For    For

Baker Hughes Incorporated

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    057224107
Record Date:    03/03/2017   Meeting Type:    Annual   Ticker:    BHI
     Shares Voted:    321,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1b  

Elect Director Clarence P. Cazalot, Jr.

   Mgmt    For    For    For
1c  

Elect Director Martin S. Craighead

   Mgmt    For    For    For
1d  

Elect Director William H. Easter, III

   Mgmt    For    For    For
1e  

Elect Director Lynn L. Elsenhans

   Mgmt    For    For    For
1f  

Elect Director Anthony G. Fernandes

   Mgmt    For    For    For
1g  

Elect Director Claire W. Gargalli

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Baker Hughes Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h  

Elect Director Pierre H. Jungels

   Mgmt    For    For    For
1i  

Elect Director James A. Lash

   Mgmt    For    For    For
1j  

Elect Director J. Larry Nichols

   Mgmt    For    For    For
1k  

Elect Director James W. Stewart

   Mgmt    For    For    For
1l  

Elect Director Charles L. Watson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

EOG Resources, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    220,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director Robert P. Daniels

   Mgmt    For    For    For
1d  

Elect Director James C. Day

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Suncor Energy Inc.

 

Meeting Date:    04/27/2017   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    170,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For
1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director Jacynthe Cote

   Mgmt    For    For    For
1.4  

Elect Director Dominic D’Alessandro

   Mgmt    For    For    For
1.5  

Elect Director John D. Gass

   Mgmt    For    For    For
1.6  

Elect Director John R. Huff

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For
1.8  

Elect Director Michael W. O’Brien

   Mgmt    For    For    For
1.9  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.10  

Elect Director Steven W. Williams

   Mgmt    For    For    For
1.11  

Elect Director Michael M. Wilson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Stock Option Plan

   Mgmt    For    Refer    For
4  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Whiting Petroleum Corporation

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    966387102
Record Date:    03/09/2017   Meeting Type:    Annual   Ticker:    WLL
     Shares Voted:    1,144,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Philip E. Doty

   Mgmt    For    For    For
1.2  

Elect Director Carin S. Knickel

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Whiting Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718546104
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PSX
     Shares Voted:    67,540     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director William R. Loomis, Jr.

   Mgmt    For    For    For
1b  

Elect Director Glenn F. Tilton

   Mgmt    For    For    For
1c  

Elect Director Marna C. Whittington

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Oasis Petroleum Inc.

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    674215108
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    OAS
     Shares Voted:    1,207,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ted Collins, Jr.

   Mgmt    For    For    For
1.2  

Elect Director John E. Hagale

   Mgmt    For    For    For
1.3  

Elect Director Douglas E. Swanson, Jr.

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

U.S. Silica Holdings, Inc.

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    90346E103
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    SLCA
     Shares Voted:    542,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peter Bernard

   Mgmt    For    For    For
1.2  

Elect Director William J. Kacal

   Mgmt    For    For    For
1.3  

Elect Director Charles Shaver

   Mgmt    For    For    For
1.4  

Elect Director Bryan A. Shinn

   Mgmt    For    For    For
1.5  

Elect Director J. Michael Stice

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
5  

Amend Certificate of Incorporation to Remove Certain Provisions Relating to Ownership of Stock

   Mgmt    For    Refer    For

Anadarko Petroleum Corporation

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    032511107
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    APC
     Shares Voted:    291,675     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Anthony R. Chase

   Mgmt    For    For    For
1b  

Elect Director David E. Constable

   Mgmt    For    For    For
1c  

Elect Director H. Paulett Eberhart

   Mgmt    For    For    For
1d  

Elect Director Claire S. Farley

   Mgmt    For    For    For
1e  

Elect Director Peter J. Fluor

   Mgmt    For    For    For
1f  

Elect Director Richard L. George

   Mgmt    For    For    For
1g  

Elect Director Joseph W. Gorder

   Mgmt    For    For    For
1h  

Elect Director John R. Gordon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Anadarko Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director Sean Gourley

   Mgmt    For    For    For
1j  

Elect Director Mark C. McKinley

   Mgmt    For    For    For
1k  

Elect Director Eric D. Mullins

   Mgmt    For    For    For
1l  

Elect Director R. A. Walker

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Laredo Petroleum, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    516806106
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    LPI
     Shares Voted:    624,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Randy A. Foutch

   Mgmt    For    For    For
1.2  

Elect Director Peter R. Kagan

   Mgmt    For    For    For
1.3  

Elect Director Edmund P. Segner, III

   Mgmt    For    For    For
1.4  

Elect Director Myles W. Scoggins

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    171798101
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    XEC
     Shares Voted:    134,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David A. Hentschel

   Mgmt    For    For    For
1.2  

Elect Director Thomas E. Jorden

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Cimarex Energy Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Elect Director Floyd R. Price

   Mgmt    For    For    For
1.4  

Elect Director Frances M. Vallejo

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Enbridge Inc.

 

Meeting Date:    05/11/2017   Country:    Canada   Primary Security ID:    29250N105
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    ENB
     Shares Voted:    114,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Pamela L. Carter

   Mgmt    For    For    For
1.2  

Elect Director Clarence P. Cazalot, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Marcel R. Coutu

   Mgmt    For    For    For
1.4  

Elect Director Gregory L. Ebel

   Mgmt    For    For    For
1.5  

Elect Director J. Herb England

   Mgmt    For    For    For
1.6  

Elect Director Charles W. Fischer

   Mgmt    For    For    For
1.7  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1.8  

Elect Director Michael McShane

   Mgmt    For    For    For
1.9  

Elect Director Al Monaco

   Mgmt    For    For    For
1.10  

Elect Director Michael E.J. Phelps

   Mgmt    For    For    For
1.11  

Elect Director Rebecca B. Roberts

   Mgmt    For    For    For
1.12  

Elect Director Dan C. Tutcher

   Mgmt    For    For    For
1.13  

Elect Director Catherine L. Williams

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Approve Shareholder Rights Plan

   Mgmt    For    Against    Against
4  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Enbridge Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Prepare a Report Detailing Due Diligence Process to Identify And Address Social And Environmental Risks When Reviewing Potential Acquisitions

   SH    Against    Refer    Against

WEX Inc.

 

Meeting Date:    05/12/2017   Country:    USA   Primary Security ID:    96208T104
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    WEX
     Shares Voted:    82,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael E. Dubyak

   Mgmt    For    For    For
1.2  

Elect Director Rowland T. Moriarty

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Forum Energy Technologies, Inc.

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    34984V100
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    FET
     Shares Voted:    863,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Evelyn M. Angelle

   Mgmt    For    For    For
1.2  

Elect Director John A. Carrig

   Mgmt    For    For    For
1.3  

Elect Director Prady Iyyanki

   Mgmt    For    For    For
1.4  

Elect Director Andrew L. Waite

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Forum Energy Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Newfield Exploration Company

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    651290108
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    NFX
     Shares Voted:    336,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lee K. Boothby

   Mgmt    For    For    For
1b  

Elect Director Pamela J. Gardner

   Mgmt    For    For    For
1c  

Elect Director Steven W. Nance

   Mgmt    For    For    For
1d  

Elect Director Roger B. Plank

   Mgmt    For    For    For
1e  

Elect Director Thomas G. Ricks

   Mgmt    For    For    For
1f  

Elect Director Juanita M. Romans

   Mgmt    For    For    For
1g  

Elect Director John (Jack) W. Schanck

   Mgmt    For    For    For
1h  

Elect Director J. Terry Strange

   Mgmt    For    For    For
1i  

Elect Director J. Kent Wells

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Concho Resources Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    20605P101
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    CXO
     Shares Voted:    124,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy A. Leach

   Mgmt    For    For    For
1.2  

Elect Director William H. Easter, III

   Mgmt    For    For    For
1.3  

Elect Director John P. Surma

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Halliburton Company

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    406216101
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    516,672     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1b  

Elect Director William E. Albrecht

   Mgmt    For    For    For
1c  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1d  

Elect Director James R. Boyd

   Mgmt    For    For    For
1e  

Elect Director Milton Carroll

   Mgmt    For    For    For
1f  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1g  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1h  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1i  

Elect Director David J. Lesar

   Mgmt    For    For    For
1j  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1k  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1l  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1m  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Halliburton Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Continental Resources, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    212015101
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    CLR
     Shares Voted:    545,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William B. Berry

   Mgmt    For    For    For
1.2  

Elect Director James L. Gallogly

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Adopt Policy to Improve Board Diversity

   SH    Against    Against    Against

Core Laboratories N.V.

 

Meeting Date:    05/18/2017   Country:    Netherlands   Primary Security ID:    N22717107
Record Date:    04/20/2017   Meeting Type:    Annual   Ticker:    CLB
     Shares Voted:    108,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David M. Demshur

   Mgmt    For    For    For
1b  

Elect Director Jan Willem Sodderland

   Mgmt    For    For    For
2  

Reduce Supermajority Requirement

   Mgmt    For    For    For
3  

Ratify KPMG as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Core Laboratories N.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
6  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
8  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

   Mgmt    For    For    For
9  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    Refer    For

Pioneer Natural Resources Company

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    723787107
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    PXD
     Shares Voted:    113,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Edison C. Buchanan

   Mgmt    For    For    For
1.2  

Elect Director Andrew F. Cates

   Mgmt    For    For    For
1.3  

Elect Director Timothy L. Dove

   Mgmt    For    For    For
1.4  

Elect Director Phillip A. Gobe

   Mgmt    For    For    For
1.5  

Elect Director Larry R. Grillot

   Mgmt    For    For    For
1.6  

Elect Director Stacy P. Methvin

   Mgmt    For    For    For
1.7  

Elect Director Royce W. Mitchell

   Mgmt    For    For    For
1.8  

Elect Director Frank A. Risch

   Mgmt    For    For    For
1.9  

Elect Director Scott D. Sheffield

   Mgmt    For    For    For
1.10  

Elect Director Mona K. Sutphen

   Mgmt    For    For    For
1.11  

Elect Director J. Kenneth Thompson

   Mgmt    For    For    For
1.12  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
1.13  

Elect Director Michael D. Wortley

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Pioneer Natural Resources Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Report on Annual Sustainability

   SH    Against    Refer    Against

WPX Energy, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    98212B103
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    WPX
     Shares Voted:    1,096,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John A. Carrig

   Mgmt    For    For    For
1.2  

Elect Director William R. Granberry

   Mgmt    For    For    For
1.3  

Elect Director Robert K. Herdman

   Mgmt    For    For    For
1.4  

Elect Director Kelt Kindick

   Mgmt    For    For    For
1.5  

Elect Director Karl F. Kurz

   Mgmt    For    For    For
1.6  

Elect Director Henry E. Lentz

   Mgmt    For    For    For
1.7  

Elect Director George A. Lorch

   Mgmt    For    For    For
1.8  

Elect Director William G. Lowrie

   Mgmt    For    For    For
1.9  

Elect Director Kimberly S. Lubel

   Mgmt    For    For    For
1.10  

Elect Director Richard E. Muncrief

   Mgmt    For    For    For
1.11  

Elect Director David F. Work

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/23/2017   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    05/19/2017   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    211,258     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Elect Catherine Hughes as Director

   Mgmt    For    For    For
5  

Elect Roberto Setubal as Director

   Mgmt    For    For    For
6  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For
7  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
8  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
9  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
10  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
11  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For
12  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
13  

Elect Jessica Uhl as Director

   Mgmt    For    For    For
14  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
15  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
16  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
21  

Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Superior Energy Services, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    868157108
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    SPN
     Shares Voted:    1,317,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold J. Bouillion

   Mgmt    For    For    For
1.2  

Elect Director David D. Dunlap

   Mgmt    For    For    For
1.3  

Elect Director James M. Funk

   Mgmt    For    For    For
1.4  

Elect Director Terence E. Hall

   Mgmt    For    For    For
1.5  

Elect Director Peter D. Kinnear

   Mgmt    For    For    For
1.6  

Elect Director Janiece M. Longoria

   Mgmt    For    For    For
1.7  

Elect Director Michael M. McShane

   Mgmt    For    For    For
1.8  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

RSP Permian, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    74978Q105
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    RSPP
     Shares Voted:    424,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven Gray

   Mgmt    For    For    For
1.2  

Elect Director Michael Grimm

   Mgmt    For    For    For
1.3  

Elect Director Scott McNeill

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Chevron Corporation

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    166764100
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    CVX
     Shares Voted:    73,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Wanda M. Austin

   Mgmt    For    For    For
1b  

Elect Director Linnet F. Deily

   Mgmt    For    For    For
1c  

Elect Director Robert E. Denham

   Mgmt    For    For    For
1d  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1g  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1h  

Elect Director Dambisa F. Moyo

   Mgmt    For    For    For
1i  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1j  

Elect Director Inge G. Thulin

   Mgmt    For    For    For
1k  

Elect Director John S. Watson

   Mgmt    For    For    For
1l  

Elect Director Michael K. Wirth

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Report on Risks of Doing Business in Conflict-Affected Areas

   SH    Against    Against    Against
7  

Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*

   SH         
8  

Assess and Report on Transition to a Low Carbon Economy

   SH    Against    Refer    Against
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Require Director Nominee with Environmental Experience

   SH    Against    Refer    Against
11  

Amend Articles/Bylaws/Charter — Call Special Meetings

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Marathon Oil Corporation

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    565849106
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    MRO
     Shares Voted:    691,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gaurdie E. Banister, Jr.

   Mgmt    For    For    For
1b  

Elect Director Gregory H. Boyce

   Mgmt    For    For    For
1c  

Elect Director Chadwick C. Deaton

   Mgmt    For    For    For
1d  

Elect Director Marcela E. Donadio

   Mgmt    For    For    For
1e  

Elect Director Philip Lader

   Mgmt    For    For    For
1f  

Elect Director Michael E. J. Phelps

   Mgmt    For    For    For
1g  

Elect Director Dennis H. Reilley

   Mgmt    For    For    For
1h  

Elect Director Lee M. Tillman

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Parsley Energy, Inc.

 

Meeting Date:    06/02/2017   Country:    USA   Primary Security ID:    701877102
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    PE
     Shares Voted:    679,521     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Bryan Sheffield

   Mgmt    For    For    For
1b  

Elect Director A.R. Alameddine

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Nabors Industries Ltd.

 

Meeting Date:    06/06/2017   Country:    Bermuda   Primary Security ID:    G6359F103
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    NBR
     Shares Voted:    784,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Tanya S. Beder

   Mgmt    For    For    For
1.2  

Elect Director James R. Crane

   Mgmt    For    Refer    Withhold
1.3  

Elect Director John P. Kotts

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Michael C. Linn

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Anthony G. Petrello

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Dag Skattum

   Mgmt    For    Refer    Withhold
1.7  

Elect Director John Yearwood

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Proxy Access Right

   SH    Against    Against    Against

Devon Energy Corporation

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    25179M103
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    DVN
     Shares Voted:    310,350     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Barbara M. Baumann

   Mgmt    For    For    For
1.2  

Elect Director John E. Bethancourt

   Mgmt    For    For    For
1.3  

Elect Director David A. Hager

   Mgmt    For    For    For
1.4  

Elect Director Robert H. Henry

   Mgmt    For    For    For
1.5  

Elect Director Michael M. Kanovsky

   Mgmt    For    For    For
1.6  

Elect Director Robert A. Mosbacher, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Duane C. Radtke

   Mgmt    For    For    For
1.8  

Elect Director Mary P. Ricciardello

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Devon Energy Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.9  

Elect Director John Richels

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Review Public Policy Advocacy on Climate Change

   SH    Against    Refer    Against
8  

Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against
9  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
10  

Report on Using Oil and Gas Reserve Metrics for Named Executive’s Compensation

   SH    Against    Refer    Against

Diamondback Energy, Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    25278X109
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    FANG
     Shares Voted:    139,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven E. West

   Mgmt    For    For    For
1.2  

Elect Director Travis D. Stice

   Mgmt    For    For    For
1.3  

Elect Director Michael P. Cross

   Mgmt    For    For    For
1.4  

Elect Director David L. Houston

   Mgmt    For    For    For
1.5  

Elect Director Mark L. Plaumann

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Weatherford International plc

 

Meeting Date:    06/15/2017   Country:    Ireland   Primary Security ID:    G48833100
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    WFT
     Shares Voted:    2,135,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Mohamed A. Awad

   Mgmt    For    For    For
1B  

Elect Director David J. Butters

   Mgmt    For    For    For
1C  

Elect Director John D. Gass

   Mgmt    For    For    For
1D  

Elect Director Emyr Jones Parry

   Mgmt    For    For    For
1E  

Elect Director Francis S. Kalman

   Mgmt    For    For    For
1F  

Elect Director William E. Macaulay

   Mgmt    For    For    For
1G  

Elect Director Mark A. McCollum

   Mgmt    For    For    For
1H  

Elect Director Robert K. Moses, Jr.

   Mgmt    For    For    For
1I  

Elect Director Guillermo Ortiz

   Mgmt    For    Refer    For
2  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/29/2017   Country:    USA   Primary Security ID:    703481101
Record Date:    05/01/2017   Meeting Type:    Annual   Ticker:    PTEN
     Shares Voted:    605,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mark S. Siegel

   Mgmt    For    For    For
1.2  

Elect Director Charles O. Buckner

   Mgmt    For    For    For
1.3  

Elect Director Michael W. Conlon

   Mgmt    For    For    For
1.4  

Elect Director William Andrew Hendricks, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Curtis W. Huff

   Mgmt    For    For    For
1.6  

Elect Director Terry H. Hunt

   Mgmt    For    For    For
1.7  

Elect Director Tiffany J. Thom

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Patterson-UTI Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Baker Hughes Incorporated

 

Meeting Date:    06/30/2017   Country:    USA   Primary Security ID:    057224107
Record Date:    05/25/2017   Meeting Type:    Special   Ticker:    BHI
     Shares Voted:    316,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Approve Material Terms of the Executive Officer Performance Goals

   Mgmt    For    Refer    For


IVY EUROPEAN OPPORTUNITIES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

National Grid plc

 

Meeting Date:    07/25/2016   Country:    United Kingdom   Primary Security ID:    G6375K151
Record Date:    07/23/2016   Meeting Type:    Annual   Ticker:    NG.
     Shares Voted:    236,016     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Re-elect Sir Peter Gershon as Director

   Mgmt    For    For    For
4  

Re-elect John Pettigrew as Director

   Mgmt    For    For    For
5  

Re-elect Andrew Bonfield as Director

   Mgmt    For    For    For
6  

Re-elect Dean Seavers as Director

   Mgmt    For    For    For
7  

Elect Nicola Shaw as Director

   Mgmt    For    For    For
8  

Re-elect Nora Mead Brownell as Director

   Mgmt    For    For    For
9  

Re-elect Jonathan Dawson as Director

   Mgmt    For    For    For
10  

Re-elect Therese Esperdy as Director

   Mgmt    For    For    For
11  

Re-elect Paul Golby as Director

   Mgmt    For    For    For
12  

Re-elect Ruth Kelly as Director

   Mgmt    For    For    For
13  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Approve Remuneration Report

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise the Company to Call General Meeting with 14 Working Days’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Ryanair Holdings plc

 

Meeting Date:    07/27/2016   Country:    Ireland   Primary Security ID:    G7727C186
Record Date:    07/25/2016   Meeting Type:    Special   Ticker:    N/A
     Shares Voted:    80,640     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Authorize Share Repurchase Program

   Mgmt    For    For    For

Vodafone Group plc

 

Meeting Date:    07/29/2016   Country:    United Kingdom   Primary Security ID:    G93882192
Record Date:    07/27/2016   Meeting Type:    Annual   Ticker:    VOD
     Shares Voted:    846,099     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
3  

Re-elect Vittorio Colao as Director

   Mgmt    For    For    For
4  

Re-elect Nick Read as Director

   Mgmt    For    For    For
5  

Re-elect Sir Crispin Davis as Director

   Mgmt    For    For    For
6  

Re-elect Dr Mathias Dopfner as Director

   Mgmt    For    For    For
7  

Re-elect Dame Clara Furse as Director

   Mgmt    For    For    For
8  

Re-elect Valerie Gooding as Director

   Mgmt    For    For    For
9  

Re-elect Renee James as Director

   Mgmt    For    For    For
10  

Re-elect Samuel Jonah as Director

   Mgmt    For    For    For
11  

Re-elect Nick Land as Director

   Mgmt    For    For    For
12  

Elect David Nish as Director

   Mgmt    For    For    For
13  

Re-elect Philip Yea as Director

   Mgmt    For    For    For
14  

Approve Final Dividend

   Mgmt    For    For    For
15  

Approve Remuneration Report

   Mgmt    For    For    For
16  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Vodafone Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Ashtead Group plc

 

Meeting Date:    09/07/2016   Country:    United Kingdom   Primary Security ID:    G05320109
Record Date:    09/05/2016   Meeting Type:    Annual   Ticker:    AHT
     Shares Voted:    181,756     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    Against
3  

Approve Remuneration Policy

   Mgmt    For    Refer    Against
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Chris Cole as Director

   Mgmt    For    For    For
6  

Re-elect Geoff Drabble as Director

   Mgmt    For    For    For
7  

Re-elect Brendan Horgan as Director

   Mgmt    For    For    For
8  

Re-elect Sat Dhaiwal as Director

   Mgmt    For    For    For
9  

Re-elect Suzanne Wood as Director

   Mgmt    For    For    For
10  

Re-elect Ian Sutcliffe as Director

   Mgmt    For    For    For
11  

Re-elect Wayne Edmunds as Director

   Mgmt    For    For    For
12  

Elect Lucinda Riches as Director

   Mgmt    For    For    For
13  

Elect Tanya Fratto as Director

   Mgmt    For    For    For
14  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Ashtead Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Ryanair Holdings plc

 

Meeting Date:    09/14/2016   Country:    Ireland   Primary Security ID:    G7727C186
Record Date:    09/12/2016   Meeting Type:    Annual   Ticker:    N/A
     Shares Voted:    80,640     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    Against
3a  

Re-elect David Bonderman as Director

   Mgmt    For    Refer    Against
3b  

Re-elect Michael Cawley as Director

   Mgmt    For    For    For
3c  

Re-elect Charlie McCreevy as Director

   Mgmt    For    For    For
3d  

Re-elect Declan McKeon as Director

   Mgmt    For    For    For
3e  

Re-elect Kyran McLaughlin as Director

   Mgmt    For    For    For
3f  

Re-elect Howard Millar as Director

   Mgmt    For    For    For
3g  

Re-elect Dick Milliken as Director

   Mgmt    For    For    For
3h  

Re-elect Michael O’Leary as Director

   Mgmt    For    For    For
3i  

Re-elect Julie O’Neill as Director

   Mgmt    For    For    For
3j  

Re-elect James Osborne as Director

   Mgmt    For    Refer    Against
3k  

Re-elect Louise Phelan as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Ryanair Holdings plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3l  

Elect Michael O’Brien as Director

   Mgmt    For    For    For
4  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
 

Special Business

   Mgmt         
5  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights

   Mgmt    For    For    For
6  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For

Diageo plc

 

Meeting Date:    09/21/2016   Country:    United Kingdom   Primary Security ID:    G42089113
Record Date:    09/19/2016   Meeting Type:    Annual   Ticker:    DGE
     Shares Voted:    72,337     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Peggy Bruzelius as Director

   Mgmt    For    For    For
5  

Re-elect Lord Davies of Abersoch as Director

   Mgmt    For    For    For
6  

Re-elect Ho KwonPing as Director

   Mgmt    For    For    For
7  

Re-elect Betsy Holden as Director

   Mgmt    For    For    For
8  

Re-elect Dr Franz Humer as Director

   Mgmt    For    For    For
9  

Re-elect Nicola Mendelsohn as Director

   Mgmt    For    For    For
10  

Re-elect Ivan Menezes as Director

   Mgmt    For    For    For
11  

Re-elect Philip Scott as Director

   Mgmt    For    For    For
12  

Re-elect Alan Stewart as Director

   Mgmt    For    For    For
13  

Elect Javier Ferran as Director

   Mgmt    For    For    For
14  

Elect Kathryn Mikells as Director

   Mgmt    For    For    For
15  

Elect Emma Walmsley as Director

   Mgmt    For    For    For
16  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Diageo plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

17  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For

Pernod Ricard

 

Meeting Date:    11/17/2016   Country:    France   Primary Security ID:    F72027109
Record Date:    11/14/2016   Meeting Type:    Annual/Special   Ticker:    RI
     Shares Voted:    17,173     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.88 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Termination Package of Alexandre Ricard

   Mgmt    For    Refer    For
6  

Reelect Alexandre Ricard as Director

   Mgmt    For    Refer    Against
7  

Reelect Pierre Pringuet as Director

   Mgmt    For    For    For
8  

Reelect Cesar Giron as Director

   Mgmt    For    For    For
9  

Reelect Wolfgang Colberg as Director

   Mgmt    For    For    For
10  

Ratify Appointment of Anne Lange as Director

   Mgmt    For    For    For
11  

Appoint KPMG as Auditor

   Mgmt    For    For    For
12  

Appoint Salustro Reydel as Alternate Auditor

   Mgmt    For    For    For
13  

Approve Remuneration of Directors in the Aggregate Amount of EUR 970,000

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Pernod Ricard

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

14  

Advisory Vote on Compensation of CEO, Alexandre Ricard

   Mgmt    For    For    For
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
16  

Approve Restricted Stock Grants to Executives Partially Compensating Losses under the Previous Benefit Pension Scheme

   Mgmt    For    Refer    For
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
18  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

PureCircle Ltd.

 

Meeting Date:    12/01/2016   Country:    Bermuda   Primary Security ID:    G7300G109
Record Date:    11/29/2016   Meeting Type:    Annual   Ticker:    PURE
     Shares Voted:    145,199     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Resolutions

   Mgmt         
1  

Accept Financial Statements and Statutory Reports (Voting)

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Appoint PricewaterhouseCoopers LLP as Auditors for the Year Ended 30 June 2016

   Mgmt    For    For    For
5  

Appoint PricewaterhouseCoopers LLP as Auditors to Hold Office Until the Conclusion of the Next General Meeting

   Mgmt    For    For    For
6  

Authorize Board to Fix Remuneration of the Auditors

   Mgmt    For    For    For
7  

Elect John Gibney as Director

   Mgmt    For    For    For
8  

Elect Rakesh Sinha as Director

   Mgmt    For    For    For
9  

Reelect Paul Selway-Swift as Director

   Mgmt    For    For    For
10  

Reelect Magomet Malsagov as Director

   Mgmt    For    For    For
11  

Reelect Christopher Pratt as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

PureCircle Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12  

Reelect Lai Hock Meng as Director

   Mgmt    For    For    For
13  

Reelect Guy Wollaert as Director

   Mgmt    For    For    For
14  

Reelect Mitch Adamek as Director

   Mgmt    For    For    For
15  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights

   Mgmt    For    For    For
 

Special Resolutions

   Mgmt         
16  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
17  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Connection with an Acquisition or Specified Capital Investment

   Mgmt    For    For    For
 

Ordinary Resolution

   Mgmt         
18  

Amend the Long Term Incentive Plan Rules

   Mgmt    For    Refer    Against

Lukoil PJSC

 

Meeting Date:    12/05/2016   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    11/10/2016   Meeting Type:    Special   Ticker:    LKOH
     Shares Voted:    84,119     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Interim Dividends for First Nine Months of Fiscal 2016

   Mgmt    For    For    For
2  

Approve Remuneration of Directors

   Mgmt    For    Refer    For

Imperial Brands PLC

 

Meeting Date:    02/01/2017   Country:    United Kingdom   Primary Security ID:    G4720C107
Record Date:    01/30/2017   Meeting Type:    Annual   Ticker:    IMB
     Shares Voted:    41,396     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Imperial Brands PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Alison Cooper as Director

   Mgmt    For    For    For
6  

Elect Therese Esperdy as Director

   Mgmt    For    For    For
7  

Re-elect David Haines as Director

   Mgmt    For    For    For
8  

Re-elect Matthew Phillips as Director

   Mgmt    For    For    For
9  

Elect Steven Stanbrook as Director

   Mgmt    For    For    For
10  

Re-elect Oliver Tant as Director

   Mgmt    For    For    For
11  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
12  

Re-elect Karen Witts as Director

   Mgmt    For    For    For
13  

Re-elect Malcolm Wyman as Director

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
21  

Adopt New Articles of Association

   Mgmt    For    For    For

Siemens AG

 

Meeting Date:    02/01/2017   Country:    Germany   Primary Security ID:    D69671218
Record Date:      Meeting Type:    Annual   Ticker:    SIE
     Shares Voted:    21,800     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Siemens AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015/2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 3.60 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2015/2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015/2016

   Mgmt    For    For    For
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal 2016/2017

   Mgmt    For    For    For

Infineon Technologies AG

 

Meeting Date:    02/16/2017   Country:    Germany   Primary Security ID:    D35415104
Record Date:      Meeting Type:    Annual   Ticker:    IFX
     Shares Voted:    213,208     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.22 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Elect Geraldine Picaud to the Supervisory Board

   Mgmt    For    For    For
7  

Approve Affiliation Agreement with Subsidiary Infineon Technologies Mantel 28 GmbH

   Mgmt    For    Refer    For
8  

Approve Affiliation Agreement with Subsidiary Infineon Technologies Mantel 29 GmbH

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Skandinaviska Enskilda Banken

 

Meeting Date:    03/28/2017   Country:    Sweden   Primary Security ID:    W25381141
Record Date:    03/22/2017   Meeting Type:    Annual   Ticker:    SEB A
     Shares Voted:    192,760     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Open Meeting

   Mgmt         
2  

Elect Chairman of Meeting

   Mgmt    For    For    For
3  

Prepare and Approve List of Shareholders

   Mgmt    For    For    For
4  

Approve Agenda of Meeting

   Mgmt    For    For    For
5  

Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    For
6  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
7  

Receive Financial Statements and Statutory Reports

   Mgmt         
8  

Receive President’s Report

   Mgmt         
9  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
10  

Approve Allocation of Income and Dividends of SEK 5.50 Per Share

   Mgmt    For    For    For
11  

Approve Discharge of Board and President

   Mgmt    For    For    For
12  

Determine Number of Members (11) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0)

   Mgmt    For    For    For
13  

Approve Remuneration of Directors in the Amount of SEK 2.85 Million for Chairman, SEK900,000 for the Vice Chairmen, and SEK 675,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors

   Mgmt    For    For    For
14aa  

Reelect Johan Andresen as Director

   Mgmt    For    For    For
14ab  

Reelect Signhild Arnegard Hansen as Director

   Mgmt    For    For    For
14ac  

Reelect Samir Brikho as Director

   Mgmt    For    For    For
14ad  

Reelect Winnie Fok as Director

   Mgmt    For    For    For
14ae  

Reelect Tomas Nicolin as Director

   Mgmt    For    For    For
14af  

Reelect Sven Nyman as Director

   Mgmt    For    For    For
14ag  

Reelect Jesper Ovesen as Director

   Mgmt    For    For    For
14ah  

Reelect Helena Saxon as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Skandinaviska Enskilda Banken

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

14ai  

Reelect Marcus Wallenberg as Director

   Mgmt    For    For    For
14aj  

Reelect Sara Ohrvall as Director

   Mgmt    For    For    For
14ak  

Elect Johan Torgeby as Director

   Mgmt    For    For    For
14b  

Reelect Marcus Wallenberg as Chairman of the Board

   Mgmt    For    For    For
15  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
16  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    For    For
17a  

Approve SEB All Employee Program 2017

   Mgmt    For    Refer    For
17b  

Approve Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers

   Mgmt    For    Refer    For
18a  

Authorize Share Repurchase Program

   Mgmt    For    For    For
18b  

Authorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares Inter Alia in for Capital Purposes and Long-Term Incentive Plans

   Mgmt    For    For    For
18c  

Approve Transfer of Shares to Participants in 2017 Long-Term Equity Programs

   Mgmt    For    Refer    For
19  

Approve Issuance of Covertible Capital Instruments Corresponding to a Maximum of10 Percent of the Total Number of Shares

   Mgmt    For    For    For
20  

Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management

   Mgmt    For    Refer    For
 

Shareholder Proposals Submitted by Thorwald Arvidsson

   Mgmt         
21a  

Adopt a Vision for Absolute Gender Equality on All Levels Within the Company

   SH    None    Against    Against
21b  

Instruct the Board to Set Up a Working Group Concerning Gender and Ethnicity Diversification Within the Company

   SH    None    Against    Against
21c  

Require the Results from the Working Group Concerning Item 21a to be Reported to the AGM

   SH    None    Against    Against
21d  

Request Board to Take Necessary Action to Create a Shareholders’ Association

   SH    None    Refer    Against
21e  

Prohibit Directors from Being Able to Invoice Director’s Fees via Swedish and Foreign Legal Entities

   SH    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Skandinaviska Enskilda Banken

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

21f  

Instruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity

   SH    None    Against    Against
21g  

Instruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee

   SH    None    Refer    Against
21h  

Request Board to Propose to the Appropriate Authority to Bring About a Changed Regulation in the Area Relating to Item 21e

   SH    None    Refer    Against
21i  

Instruct the Board to Perform an Investigation of the Consequences of an Abolishment of the Differentiated Voting Powers at SEB; Submit Proposal for Actions and Report it on AGM

   SH    None    Refer    For
21j  

Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies

   SH    None    Refer    Against
21k  

Request Board to Propose to the Swedish Government to Draw Attention to the Need for Introducing a “Politician Quarantine”

   SH    None    Refer    Against
22  

Amend Articles Re: Former Politicians on the Board of Directors

   SH    None    Refer    Against
23  

Close Meeting

   Mgmt         

Iberdrola S.A.

 

Meeting Date:    03/31/2017   Country:    Spain   Primary Security ID:    E6165F166
Record Date:    03/26/2017   Meeting Type:    Annual   Ticker:    IBE
     Shares Voted:    398,114     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
2  

Approve Consolidated and Standalone Management Reports

   Mgmt    For    For    For
3  

Approve Discharge of Board

   Mgmt    For    For    For
4  

Appoint KPMG Auditores as Auditor

   Mgmt    For    For    For
5  

Amend Preamble of Bylaws

   Mgmt    For    For    For
6  

Amend Articles 7 and 8 Re: Company’s Commitment, Mission, Vision and Values

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Iberdrola S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Amend Article 14 of General Meeting Regulations Re: Right to Information and Technical Improvements

   Mgmt    For    For    For
8  

Amend Articles 19 and 39 of General Meeting Regulations Re: Channels for Participation

   Mgmt    For    For    For
9  

Elect Juan Manuel Gonzalez Serna as Director

   Mgmt    For    For    For
10  

Elect Francisco Martinez Corcoles as Director

   Mgmt    For    For    For
11  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
12  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
13  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
14  

Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares

   Mgmt    For    For    For
15  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
16  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For
17  

Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 20 Billion and Issuance of Notes up to EUR 6 Billion

   Mgmt    For    Refer    For
18  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Tullow Oil plc

 

Meeting Date:    04/05/2017   Country:    United Kingdom   Primary Security ID:    G91235104
Record Date:    04/03/2017   Meeting Type:    Special   Ticker:    TLW
     Shares Voted:    724,802     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve the Rights Issue

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity Pursuant to the Rights Issue

   Mgmt    For    Refer    For
3  

Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Rights Issue

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Banco BPM SPA

 

Meeting Date:    04/08/2017   Country:    Italy   Primary Security ID:    T1708N101
Record Date:    03/30/2017   Meeting Type:    Annual   Ticker:    BAMI
     Shares Voted:    305,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports of Banco Popolare Scarl and Banca Popolare di Milano Scarl; Approve Allocation of Income

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Annual Incentive Scheme (2017) and Restricted Stock Plan (2017-2019)

   Mgmt    For    For    For
4  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    For
5  

Approve Regulations on General Meetings

   Mgmt    For    For    For
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

   Mgmt    None    Refer    Against

Koninklijke Ahold Delhaize NV

 

Meeting Date:    04/12/2017   Country:    Netherlands   Primary Security ID:    N0074E105
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    AD
     Shares Voted:    123,447     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Receive Report of Management Board (Non-Voting)

   Mgmt         
3  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
4  

Discuss Remuneration Report Containing Remuneration Policy for Management Board Members

   Mgmt         
5  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
6  

Approve Dividends of EUR 0.57 Per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Koninklijke Ahold Delhaize NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Approve Discharge of Management Board

   Mgmt    For    For    For
8  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
9  

Receive Report of Management Board of the Former Board of Directors of Delhaize Group and Receive Report of the Former Statutory Auditor of Delhaize Group

   Mgmt         
10  

Adopt Financial Statements and Statutory Reports of Delhaize Group

   Mgmt    For    For    For
11  

Approve End of Mandate and Discharge of Directors of Delhaize Group

   Mgmt    For    For    For
12  

Approve End of Term and Discharge of the Former Statutory Auditor of Delhaize Group

   Mgmt    For    For    For
13  

Reelect Jan Hommen to Supervisory Board

   Mgmt    For    For    For
14  

Reelect Ben Noteboom to Supervisory Board

   Mgmt    For    For    For
15  

Approve Application of Different Peer Group for US COO

   Mgmt    For    Refer    For
16  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
17  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

   Mgmt    For    For    For
18  

Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 17

   Mgmt    For    For    For
19  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
20  

Approve Reduction in Share Capital by Cancellation of Shares Under Item 19

   Mgmt    For    For    For
21  

Close Meeting

   Mgmt         

Rio Tinto plc

 

Meeting Date:    04/12/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    RIO
     Shares Voted:    42,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
3  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
4  

Approve the Potential Termination of Benefits for Australian Law Purposes

   Mgmt    For    Refer    For
5  

Re-elect Megan Clark as Director

   Mgmt    For    For    For
6  

Elect David Constable as Director

   Mgmt    For    For    For
7  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For
8  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
9  

Elect Simon Henry as Director

   Mgmt    For    For    For
10  

Elect Jean-Sebastien Jacques as Director

   Mgmt    For    For    For
11  

Elect Sam Laidlaw as Director

   Mgmt    For    For    For
12  

Re-elect Michael L’Estrange as Director

   Mgmt    For    For    For
13  

Re-elect Chris Lynch as Director

   Mgmt    For    For    For
14  

Re-elect Paul Tellier as Director

   Mgmt    For    For    For
15  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
16  

Re-elect John Varley as Director

   Mgmt    For    For    For
17  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
 

Resolutions 20 to 23 will be Voted on by Rio Tinto plc Shareholders Only

   Mgmt         
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    04/13/2017   Country:    France   Primary Security ID:    F58485115
Record Date:    04/10/2017   Meeting Type:    Annual/Special   Ticker:    MC
     Shares Voted:    8,624     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    Against
4  

Approve Allocation of Income and Dividends of EUR 4.00 per Share

   Mgmt    For    For    For
5  

Reelect Delphine Arnault as Director

   Mgmt    For    Refer    For
6  

Reelect Nicolas Bazire as Director

   Mgmt    For    Refer    For
7  

Reelect Antonio Belloni as Director

   Mgmt    For    Refer    For
8  

Reelect Diego Della Valle as Director

   Mgmt    For    Refer    For
9  

Reelect Marie-Josee Kravis as Director

   Mgmt    For    For    For
10  

Reelect Marie-Laure Sauty de Chalon as Director

   Mgmt    For    For    For
11  

Appoint Pierre Gode as Censor

   Mgmt    For    Refer    Against
12  

Appoint Albert Frere as Censor

   Mgmt    For    Refer    Against
13  

Renew Appointment of Paolo Bulgari as Censor

   Mgmt    For    Refer    Against
14  

Non-Binding Vote on Compensation of Bernard Arnault, CEO and Chairman

   Mgmt    For    For    For
15  

Non-Binding Vote on Compensation of Antonio Belloni, Vice-CEO

   Mgmt    For    For    For
16  

Approve Remuneration Policy for Executive Corporate Officers

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    Against    Against
19  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

LVMH Moet Hennessy Louis Vuitton

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

20  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million

   Mgmt    For    Against    Against
21  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million

   Mgmt    For    Refer    Against
22  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million

   Mgmt    For    Refer    For
23  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
24  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
25  

Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers

   Mgmt    For    For    For
26  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    Against
27  

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    Against
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
29  

Set Total Limit for Capital Increase to Result from Item 19 of the 2016 AGM and All Issuance Requests Above at EUR 50 Million

   Mgmt    For    Refer    For
30  

Amend Articles 4 and 23 of Bylaws Re: Headquarters, Double Voting Rights, and Powers of the Extraordinary General Meeting

   Mgmt    For    Refer    Against
31  

Delegate Power to the Board of Directors to Amend the Bylaws to Comply with New Regulation

   Mgmt    For    For    Against

Heineken NV

 

Meeting Date:    04/20/2017   Country:    Netherlands   Primary Security ID:    N39427211
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    HEIA
     Shares Voted:    29,873     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Heineken NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.a  

Receive Report of Management Board (Non-Voting)

   Mgmt         
1.b  

Discuss Remuneration Report Containing Remuneration Policy for Management Board Members

   Mgmt         
1.c  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.d  

Receive Explanation on Dividend Policy

   Mgmt         
1.e  

Approve Dividends of EUR1.34 Per Share

   Mgmt    For    For    For
1.f  

Approve Discharge of Management Board

   Mgmt    For    For    For
1.g  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
2.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
2.b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

   Mgmt    For    For    For
2.c  

Authorize Board to Exclude Preemptive Rights from Issuance under Item 2b

   Mgmt    For    For    For
3  

Amend Performance Criteria of Long-Term Incentive Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte as Auditors

   Mgmt    For    For    For
5  

Reelect J.F.M.L. van Boxmeer to Management Board

   Mgmt    For    For    For
6.a  

Reelect M. Das to Supervisory Board

   Mgmt    For    For    For
6.b  

Reelect V.C.O.B.J. Navarre to Supervisory Board

   Mgmt    For    For    For

Vinci

 

Meeting Date:    04/20/2017   Country:    France   Primary Security ID:    F5879X108
Record Date:    04/13/2017   Meeting Type:    Annual/Special   Ticker:    DG
     Shares Voted:    40,986     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Approve Allocation of Income and Dividends of EUR 2.10 per Share

   Mgmt    For    For    For
4  

Reelect Yannick Assouad as Director

   Mgmt    For    For    For
5  

Reelect Graziella Gavezotti as Director

   Mgmt    For    For    For
6  

Reelect Michael Pragnell as Director

   Mgmt    For    For    For
7  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million

   Mgmt    For    Refer    For
8  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
9  

Approve Remuneration Policy for Chairman and CEO

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Xavier Huillard, Chairman and CEO

   Mgmt    For    For    For
11  

Non-Binding Vote on Compensation of Pierre Coppey, Vice CEO, from Jan. 1st until June 20, 2016

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
14  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million

   Mgmt    For    Against    Against
15  

Authorize Issuance of Convertible Bonds without Preemptive Rights, up to an Aggregate Nominal Amount EUR 150 Million

   Mgmt    For    For    For
16  

Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million

   Mgmt    For    For    For
17  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
19  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Assicurazioni Generali Spa

 

Meeting Date:    04/25/2017   Country:    Italy   Primary Security ID:    T05040109
Record Date:    04/12/2017   Meeting Type:    Annual/Special   Ticker:    G
     Shares Voted:    117,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1.a  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.b  

Approve Allocation of Income

   Mgmt    For    For    For
 

Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates

   Mgmt         
2.a.1  

Slate 1 Submitted by Mediobanca Spa

   SH    None    For    For
2.a.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    Refer    Do Not Vote
2.b  

Approve Internal Auditors’ Remuneration

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4.a  

Approve Group Long Term Incentive Plan (LTIP) 2017

   Mgmt    For    Refer    For
4.b  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service LTIP 2017

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
4.c  

Approve Equity Plan Financing to Service LTIP 2017

   Mgmt    For    Refer    For
 

Ordinary Business

   Mgmt         
5.a  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
5.b  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Restricted Stock Plan

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
5.c  

Approve Equity Plan Financing to Service Restricted Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Assicurazioni Generali Spa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6.a  

Amend Article 7.2 Re: Company Records

   Mgmt    For    Refer    For
6.b  

Amend Article 9 (Capital-Related)

   Mgmt    For    Refer    For
6.c  

Amend Article 28.2 (Board-Related)

   Mgmt    For    Refer    For
6.d  

Amend Article 32.2 (Board-Related)

   Mgmt    For    Refer    For

Schneider Electric SE

 

Meeting Date:    04/25/2017   Country:    France   Primary Security ID:    F86921107
Record Date:    04/20/2017   Meeting Type:    Annual/Special   Ticker:    SU
     Shares Voted:    30,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Losses and Dividends of EUR 2.04 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Non-Binding Vote on Compensation of Jean Pascal Tricoire

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Emmanuel Babeau

   Mgmt    For    For    For
7  

Approve remuneration policy of CEO and Chairman

   Mgmt    For    For    For
8  

Approve remuneration policy of Vice-CEO

   Mgmt    For    For    For
9  

Reelect Jean-Pascal Tricoire as Director

   Mgmt    For    Refer    Against
10  

Elect Nadine Bouquin as a Representative of Employee Shareholders to the Board

   Mgmt    Abstain    Refer    Against
11  

Elect Claude Briquet as a Representative of Employee Shareholders to the Board

   Mgmt    Abstain    Refer    Against
12  

Elect Xiaoyun Ma as a Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
13  

Elect Francois Martin-Festa as a Representative of Employee Shareholders to the Board

   Mgmt    Abstain    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

14  

Elect Jean-Michel Vedrine as a Representative of Employee Shareholders to the Board

   Mgmt    Abstain    Refer    Against
15  

Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million

   Mgmt    For    Refer    For
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Amend Article 11 of Bylaws Re: Election of Employee Shareholders Representative to the board

   Mgmt    For    For    For
18  

Amend Article 19 of Bylaws to Comply with Legal Changes

   Mgmt    For    For    For
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million

   Mgmt    For    Against    Against
20  

Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
21  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million

   Mgmt    For    For    For
22  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above or Vote under Item 19 of this Agenda

   Mgmt    For    For    For
23  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
24  

Approve Issuance of Equity or Equity-Linked Securities for up to 4.85 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 115 Million

   Mgmt    For    Refer    For
25  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
26  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
27  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
 

Ordinary Business

   Mgmt         
28  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Shire plc

 

Meeting Date:    04/25/2017   Country:    Jersey   Primary Security ID:    G8124V108
Record Date:    04/23/2017   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    75,969     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Elect Ian Clark as Director

   Mgmt    For    For    For
7  

Elect Gail Fosler as Director

   Mgmt    For    For    For
8  

Re-elect Steven Gillis as Director

   Mgmt    For    For    For
9  

Re-elect David Ginsburg as Director

   Mgmt    For    For    For
10  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
11  

Re-elect Sara Mathew as Director

   Mgmt    For    For    For
12  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
13  

Re-elect Flemming Ornskov as Director

   Mgmt    For    For    For
14  

Re-elect Jeffrey Poulton as Director

   Mgmt    For    For    For
15  

Elect Albert Stroucken as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Adopt New Articles of Association

   Mgmt    For    Refer    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Axa

 

Meeting Date:    04/26/2017   Country:    France   Primary Security ID:    F06106102
Record Date:    04/21/2017   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    178,969     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.16 per Share

   Mgmt    For    For    For
4  

Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016

   Mgmt    For    For    For
5  

Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016

   Mgmt    For    For    For
8  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    For    For
9  

Approve Remuneration Policy of CEO

   Mgmt    For    For    For
10  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
11  

Approve Additional Social Benefits Agreement with Thomas Buberl, CEO

   Mgmt    For    Refer    For
12  

Approve Severance Agreement with Thomas Buberl

   Mgmt    For    Refer    For
13  

Reelect Deanna Oppenheimer as Director

   Mgmt    For    For    For
14  

Reelect Ramon de Oliveira as Director

   Mgmt    For    For    For
15  

Ratify Appointment of Thomas Buberl as Director

   Mgmt    For    For    For
16  

Ratify Appointment of André François-Poncet as Director

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

18  

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions

   Mgmt    For    Against    Against
20  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    For    For
21  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    Refer    For
22  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers

   Mgmt    For    For    For
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    Against
25  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million

   Mgmt    For    Against    Against
26  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion

   Mgmt    For    Against    Against
27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
29  

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For
30  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
31  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Glanbia plc

 

Meeting Date:    04/26/2017   Country:    Ireland   Primary Security ID:    G39021103
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    GL9
     Shares Voted:    90,469     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Glanbia plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3(a)  

Re-elect Patsy Ahern as a Director

   Mgmt    For    For    For
3(b)  

Re-elect Henry Corbally as Director

   Mgmt    For    Refer    Against
3(c)  

Re-elect Jer Doheny as Director

   Mgmt    For    For    For
3(d)  

Re-elect Mark Garvey as Director

   Mgmt    For    For    For
3(e)  

Re-elect Vincent Gorman as Director

   Mgmt    For    For    For
3(f)  

Re-elect Martin Keane as Director

   Mgmt    For    Refer    Against
3(g)  

Re-elect Michael Keane as Director

   Mgmt    For    For    For
3(h)  

Re-elect Hugh McGuire as Director

   Mgmt    For    For    For
3(i)  

Re-elect John Murphy as Director

   Mgmt    For    For    For
3(j)  

Re-elect Patrick Murphy as Director

   Mgmt    For    Refer    Against
3(k)  

Re-elect Brian Phelan as Director

   Mgmt    For    For    For
3(l)  

Re-elect Siobhan Talbot as Director

   Mgmt    For    For    For
3(m)  

Re-elect Patrick Coveney as Director

   Mgmt    For    For    For
3(n)  

Re-elect Donard Gaynor as Director

   Mgmt    For    For    For
3(o)  

Re-elect Paul Haran as Director

   Mgmt    For    For    For
3(p)  

Re-elect Dan O’Connor as Director

   Mgmt    For    For    For
4  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5  

Approve Remuneration Report

   Mgmt    For    For    For
6  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
7  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or a Specified Capital Investment

   Mgmt    For    For    For
9  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Tullow Oil plc

 

Meeting Date:    04/26/2017   Country:    United Kingdom   Primary Security ID:    G91235104
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    TLW
     Shares Voted:    706,402     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Re-elect Tutu Agyare as Director

   Mgmt    For    For    For
5  

Re-elect Mike Daly as Director

   Mgmt    For    For    For
6  

Re-elect Anne Drinkwater as Director

   Mgmt    For    For    For
7  

Re-elect Aidan Heavey as Director

   Mgmt    For    For    For
8  

Re-elect Steve Lucas as Director

   Mgmt    For    For    For
9  

Re-elect Angus McCoss as Director

   Mgmt    For    For    For
10  

Re-elect Paul McDade as Director

   Mgmt    For    For    For
11  

Re-elect Ian Springett as Director

   Mgmt    For    For    For
12  

Re-elect Jeremy Wilson as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Amend Tullow Incentive Plan

   Mgmt    For    Refer    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Unilever NV

 

Meeting Date:    04/26/2017   Country:    Netherlands   Primary Security ID:    N8981F271
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    UNA
     Shares Voted:    42,400     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Unilever NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Discussion of the Annual Report and Accounts for the 2016 financial year

   Mgmt         
2  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
3  

Approve Discharge of Executive Board Members

   Mgmt    For    For    For
4  

Approve Discharge of Non-Executive Board Members

   Mgmt    For    For    For
5  

Approve Remuneration Policy for Management Board Members

   Mgmt    For    For    For
6  

Approve Unilever Share Plan 2017

   Mgmt    For    Refer    For
7  

Elect N.S. Andersen as Non-Executive Board Member

   Mgmt    For    For    For
8  

Elect L.M. Cha as Non-Executive Board Member

   Mgmt    For    For    For
9  

Elect V. Colao as Non-Executive Board Member

   Mgmt    For    For    For
10  

Elect M Dekkers as Non-Executive Board Member

   Mgmt    For    For    For
11  

Elect A.M. Fudge as Non-Executive Board Member

   Mgmt    For    For    For
12  

Elect J. Hartmann as Non-Executive Board Member

   Mgmt    For    For    For
13  

Elect M. Ma as Non-Executive Board Member

   Mgmt    For    For    For
14  

Elect S Masiyiwa as Non-Executive Board Member

   Mgmt    For    For    For
15  

Elect Y.Moon as Non-Executive Board Member

   Mgmt    For    For    For
16  

Elect G. Pitkethly as Executive Board Member

   Mgmt    For    For    For
17  

Elect P.G.J.M. Polman as Executive Board Member

   Mgmt    For    For    For
18  

Elect J. Rishton as Non-Executive Board Member

   Mgmt    For    For    For
19  

Elect F. Sijbesma as Non-Executive Board Member

   Mgmt    For    For    For
20  

Ratify KPMG as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Unilever NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

21  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    Against
22  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
23  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For

AstraZeneca plc

 

Meeting Date:    04/27/2017   Country:    United Kingdom   Primary Security ID:    G0593M107
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    AZN
     Shares Voted:    14,464     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividends

   Mgmt    For    For    For
3  

Appoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5a  

Re-elect Leif Johansson as Director

   Mgmt    For    For    For
5b  

Re-elect Pascal Soriot as Director

   Mgmt    For    For    For
5c  

Re-elect Marc Dunoyer as Director

   Mgmt    For    For    For
5d  

Re-elect Genevieve Berger as Director

   Mgmt    For    For    For
5e  

Elect Philip Broadley as Director

   Mgmt    For    For    For
5f  

Re-elect Bruce Burlington as Director

   Mgmt    For    For    For
5g  

Re-elect Graham Chipchase as Director

   Mgmt    For    For    For
5h  

Re-elect Rudy Markham as Director

   Mgmt    For    For    For
5i  

Re-elect Shriti Vadera as Director

   Mgmt    For    For    For
5j  

Re-elect Marcus Wallenberg as Director

   Mgmt    For    For    For
6  

Approve Remuneration Report

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    For    For
8  

Approve EU Political Donations and Expenditure

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

AstraZeneca plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
10  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
12  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

CRH plc

 

Meeting Date:    04/27/2017   Country:    Ireland   Primary Security ID:    G25508105
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    CRG
     Shares Voted:    76,482     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4(a)  

Re-elect Ernst Bartschi as Director

   Mgmt    For    For    For
4(b)  

Re-elect Maeve Carton as Director

   Mgmt    For    For    For
4(c)  

Re-elect Nicky Hartery as Director

   Mgmt    For    For    For
4(d)  

Re-elect Patrick Kennedy as Director

   Mgmt    For    For    For
4(e)  

Re-elect Donald McGovern Jr. as Director

   Mgmt    For    For    For
4(f)  

Re-elect Heather Ann McSharry as Director

   Mgmt    For    For    For
4(g)  

Re-elect Albert Manifold as Director

   Mgmt    For    For    For
4(h)  

Re-elect Senan Murphy as Director

   Mgmt    For    For    For
4(i)  

Elect Gillian Platt as Director

   Mgmt    For    For    For
4(j)  

Re-elect Lucinda Riches as Director

   Mgmt    For    For    For
4(k)  

Re-elect Henk Rottinghuis as Director

   Mgmt    For    For    For
4(l)  

Re-elect William Teuber Jr. as Director

   Mgmt    For    For    For
5  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Reappoint Ernst & Young as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

CRH plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
10  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
11  

Authorise Reissuance of Treasury Shares

   Mgmt    For    Refer    For
12  

Approve Scrip Dividend

   Mgmt    For    For    For

JUST EAT plc

 

Meeting Date:    04/27/2017   Country:    United Kingdom   Primary Security ID:    G5215U106
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    JE.
     Shares Voted:    250,141     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect John Hughes as Director

   Mgmt    For    For    For
4  

Re-elect David Buttress as Director

   Mgmt    For    For    For
5  

Re-elect Gwyn Burr as Director

   Mgmt    For    For    For
6  

Re-elect Frederic Coorevits as Director

   Mgmt    For    For    For
7  

Re-elect Andrew Griffith as Director

   Mgmt    For    For    For
8  

Re-elect Diego Oliva as Director

   Mgmt    For    For    For
9  

Elect Paul Harrison as Director

   Mgmt    For    For    For
10  

Elect Roisin Donnelly as Director

   Mgmt    For    For    For
11  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
12  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
13  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

JUST EAT plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

14  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
15  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
16  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

The Weir Group PLC

 

Meeting Date:    04/27/2017   Country:    United Kingdom   Primary Security ID:    G95248137
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    WEIR
     Shares Voted:    147,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Remuneration Policy

   Mgmt    For    For    For
5  

Elect John Heasley as Director

   Mgmt    For    For    For
6  

Re-elect Charles Berry as Director

   Mgmt    For    For    For
7  

Re-elect Jon Stanton as Director

   Mgmt    For    For    For
8  

Re-elect Alan Ferguson as Director

   Mgmt    For    For    For
9  

Re-elect Melanie Gee as Director

   Mgmt    For    For    For
10  

Re-elect Mary Jo Jacobi as Director

   Mgmt    For    For    For
11  

Re-elect Sir Jim McDonald as Director

   Mgmt    For    For    For
12  

Re-elect Richard Menell as Director

   Mgmt    For    For    For
13  

Re-elect John Mogford as Director

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

The Weir Group PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Bayer AG

 

Meeting Date:    04/28/2017   Country:    Germany   Primary Security ID:    D0712D163
Record Date:      Meeting Type:    Annual   Ticker:    BAYN
     Shares Voted:    15,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.70 per Share for Fiscal 2016

   Mgmt    For    For    For
2  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
3  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
4.1  

Elect Werner Wenning to the Supervisory Board

   Mgmt    For    For    For
4.2  

Elect Paul Achleitner to the Supervisory Board

   Mgmt    For    For    For
4.3  

Elect Norbert W. Bischofberger to the Supervisory Board

   Mgmt    For    For    For
4.4  

Elect Thomas Ebeling to the Supervisory Board

   Mgmt    For    For    For
4.5  

Elect Colleen A. Goggins to the Supervisory Board

   Mgmt    For    For    For
4.6  

Elect Klaus Sturany to the Supervisory Board

   Mgmt    For    For    For
5  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Bayer AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Approve Affiliation Agreements with Subsidiaries Bayer CropScience Aktiengesellschaft

   Mgmt    For    Refer    For
7  

Ratify Deloitte GmbH as Auditors for Fiscal 2017

   Mgmt    For    For    For

HSBC Holdings plc

 

Meeting Date:    04/28/2017   Country:    United Kingdom   Primary Security ID:    G4634U169
Record Date:    04/27/2017   Meeting Type:    Annual   Ticker:    HSBA
     Shares Voted:    558,442     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3(a)  

Elect David Nish as Director

   Mgmt    For    For    For
3(b)  

Elect Jackson Tai as Director

   Mgmt    For    For    For
3(c)  

Re-elect Phillip Ameen as Director

   Mgmt    For    For    For
3(d)  

Re-elect Kathleen Casey as Director

   Mgmt    For    For    For
3(e)  

Re-elect Laura Cha as Director

   Mgmt    For    For    For
3(f)  

Re-elect Henri de Castries as Director

   Mgmt    For    For    For
3(g)  

Re-elect Lord Evans of Weardale as Director

   Mgmt    For    For    For
3(h)  

Re-elect Joachim Faber as Director

   Mgmt    For    For    For
3(i)  

Re-elect Douglas Flint as Director

   Mgmt    For    For    For
3(j)  

Re-elect Stuart Gulliver as Director

   Mgmt    For    For    For
3(k)  

Re-elect Irene Lee as Director

   Mgmt    For    Refer    For
3(l)  

Re-elect John Lipsky as Director

   Mgmt    For    For    For
3(m)  

Re-elect Iain Mackay as Director

   Mgmt    For    For    For
3(n)  

Re-elect Heidi Miller as Director

   Mgmt    For    For    For
3(o)  

Re-elect Marc Moses as Director

   Mgmt    For    For    For
3(p)  

Re-elect Jonathan Symonds as Director

   Mgmt    For    For    For
3(q)  

Re-elect Pauline van der Meer Mohr as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

HSBC Holdings plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3(r)  

Re-elect Paul Walsh as Director

   Mgmt    For    Refer    For
4  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Authorise the Group Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
7  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
10  

Authorise Directors to Allot Any Repurchased Shares

   Mgmt    For    Refer    For
11  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
12  

Authorise Issue of Equity in Relation to Contingent Convertible Securities

   Mgmt    For    For    For
13  

Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities

   Mgmt    For    For    For
14  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Merck KGaA

 

Meeting Date:    04/28/2017   Country:    Germany   Primary Security ID:    D5357W103
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    MRK
     Shares Voted:    20,427     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.20 per Share

   Mgmt    For    For    For
4  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Merck KGaA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
6  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
7  

Approve Remuneration System for Management Board Members

   Mgmt    For    For    For
8  

Approve Creation of EUR 56.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    Against
9  

Approve Affiliation Agreements with Subsidiaries

   Mgmt    For    Refer    For

Enel SpA

 

Meeting Date:    05/04/2017   Country:    Italy   Primary Security ID:    T3679P115
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    ENEL
     Shares Voted:    657,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    For
4  

Fix Number of Directors

   Mgmt    For    Refer    For
5  

Fix Board Terms for Directors

   Mgmt    For    Refer    For
 

Appoint Directors (Slate Election) - Choose One of the Following Slates

   Mgmt         
6.1  

Slate Submitted by the Italian Ministry of Economy And Finance

   SH    None    Refer    Do Not Vote
6.2  

Slate Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
 

Shareholder Proposals Submitted by Italian Ministry of Economy And Finance

   Mgmt         
7  

Elect Patrizia Grieco as Board Chair

   SH    None    For    For
8  

Approve Remuneration of Directors

   SH    None    Refer    For
 

Management Proposals

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Enel SpA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Approve 2017 Monetary Long-Term Incentive Plan

   Mgmt    For    Refer    For
10  

Approve Remuneration Policy

   Mgmt    For    For    For

GKN plc

 

Meeting Date:    05/04/2017   Country:    United Kingdom   Primary Security ID:    G3900X105
Record Date:    05/02/2017   Meeting Type:    Annual   Ticker:    GKN
     Shares Voted:    601,296     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Re-elect Mike Turner as Director

   Mgmt    For    For    For
4  

Re-elect Nigel Stein as Director

   Mgmt    For    For    For
5  

Re-elect Adam Walker as Director

   Mgmt    For    For    For
6  

Re-elect Kevin Cummings as Director

   Mgmt    For    For    For
7  

Re-elect Phil Swash as Director

   Mgmt    For    For    For
8  

Re-elect Angus Cockburn as Director

   Mgmt    For    For    For
9  

Re-elect Tufan Erginbilgic as Director

   Mgmt    For    For    For
10  

Re-elect Shonaid Jemmett-Page as Director

   Mgmt    For    For    For
11  

Re-elect Richard Parry-Jones as Director

   Mgmt    For    For    For
12  

Elect Anne Stevens as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Approve Remuneration Policy

   Mgmt    For    For    For
16  

Approve Remuneration Report

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

GKN plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
23  

Amend Sustainable Earnings Plan 2012

   Mgmt    For    Refer    For
24  

Approve Sharesave Plan

   Mgmt    For    Refer    For
25  

Approve Share Incentive Plan

   Mgmt    For    Refer    For
26  

Establish International Share Plans

   Mgmt    For    For    For

IMI plc

 

Meeting Date:    05/04/2017   Country:    United Kingdom   Primary Security ID:    G47152114
Record Date:    05/02/2017   Meeting Type:    Annual   Ticker:    IMI
     Shares Voted:    110,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Lord Smith of Kelvin as Director

   Mgmt    For    For    For
5  

Re-elect Carl-Peter Forster as Director

   Mgmt    For    For    For
6  

Re-elect Ross McInnes as Director

   Mgmt    For    For    For
7  

Re-elect Birgit Norgaard as Director

   Mgmt    For    For    For
8  

Re-elect Mark Selway as Director

   Mgmt    For    For    For
9  

Re-elect Isobel Sharp as Director

   Mgmt    For    For    For
10  

Re-elect Daniel Shook as Director

   Mgmt    For    For    For
11  

Re-elect Bob Stack as Director

   Mgmt    For    For    For
12  

Re-elect Roy Twite as Director

   Mgmt    For    For    For
13  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

IMI plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
A  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
B  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
C  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
D  

Authorise the Company to Call General Meeting with 14 Clear Working Days’ Notice

   Mgmt    For    For    For

Casino Guichard Perrachon

 

Meeting Date:    05/05/2017   Country:    France   Primary Security ID:    F14133106
Record Date:    05/02/2017   Meeting Type:    Annual/Special   Ticker:    CO
     Shares Voted:    32,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 3.12 per Share

   Mgmt    For    For    For
4  

Approve Transaction with Cnova N.V. Re: Public Tender Offer

   Mgmt    For    Refer    For
5  

Approve Amendment to Agreement with Mercialys Re: Partnership Agreement

   Mgmt    For    Refer    For
6  

Approve Amendment to Agreement with Euris

   Mgmt    For    Refer    Against
7  

Non-Binding Vote on Compensation of Jean-Charles Naouri, Chairman and CEO

   Mgmt    For    For    For
8  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    For    For
9  

Reelect Gerard de Roquemaurel as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Casino Guichard Perrachon

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Reelect David de Rothschild as Director

   Mgmt    For    For    For
11  

Reelect Frederic Saint-Geours as Director

   Mgmt    For    For    For
12  

Reelect Euris as Director

   Mgmt    For    For    For
13  

Reelect Fonciere Euris as Director

   Mgmt    For    For    For
14  

Elect Christiane Feral-Schuhl as Director

   Mgmt    For    For    For
15  

Decision not to Replace a Director

   Mgmt    For    Refer    For
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 59 Million

   Mgmt    For    For    Against
18  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 16.9 Million

   Mgmt    For    For    For
19  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 16.9 Million

   Mgmt    For    Refer    For
20  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
21  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
22  

Authorize Capitalization of Reserves of Up to EUR 59 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 16.9 Million for Future Exchange Offers

   Mgmt    For    For    For
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    For
25  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 59 Million

   Mgmt    For    Refer    For
26  

Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans (Repurchased Shares)

   Mgmt    For    Refer    Against
27  

Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans (New Shares)

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Casino Guichard Perrachon

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

28  

Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against
29  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
30  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
31  

Amend Article 14, 16 and 29 of Bylaws Re: Employee Representative

   Mgmt    For    For    For
32  

Amend Article 20 and 21 of Bylaws Re: Age Limit for Chairman of the Board and CEO

   Mgmt    For    Refer    For
33  

Amend Article 4 and 225 of Bylaws Re: Headquarters and General Meetings Composition

   Mgmt    For    For    For
34  

Delegate Powers to the Board to Amend Bylaws in Accordance with New Regulations

   Mgmt    For    Refer    Against
35  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

ING Groep NV

 

Meeting Date:   05/08/2017                Country:    Netherlands   Primary Security ID:   N4578E595
Record Date:   04/10/2017                Meeting Type:    Annual   Ticker:   INGA
                 Shares Voted:    378,961    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2a  

Receive Report of Management Board (Non-Voting)

   Mgmt         
2b  

Receive Announcements on Sustainability

   Mgmt         
2c  

Receive Report of Supervisory Board (Non-Voting)

   Mgmt         
2d  

Discuss Remuneration Report

   Mgmt         
2e  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3a  

Receive Explanation on Profit Retention and Distribution Policy

   Mgmt         
3b  

Approve Dividends of EUR 0.66 Per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

ING Groep NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4a  

Approve Discharge of Management Board

   Mgmt    For    For    For
4b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5a  

Receive Information on Deferral Period in the Remuneration Policy for Members of the Executive Board

   Mgmt         
5b  

Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration

   Mgmt    For    For    For
6a  

Reelect Ralph Hamers to Management Board

   Mgmt    For    For    For
6b  

Elect Steven van Rijswijk to Management Board

   Mgmt    For    For    For
6c  

Elect Koos Timmermans to Management Board

   Mgmt    For    For    For
7a  

Reelect Hermann-Josef Lamberti to Supervisory Board

   Mgmt    For    For    For
7b  

Reelect Robert Reibestein to Supervisory Board

   Mgmt    For    For    For
7c  

Reelect Jeroen van der Veer to Supervisory Board

   Mgmt    For    For    For
7d  

Elect Jan Peter Balkenende to Supervisory Board

   Mgmt    For    For    For
7e  

Elect Margarete Haase to Supervisory Board

   Mgmt    For    For    For
7f  

Elect Hans Wijers to Supervisory Board

   Mgmt    For    For    For
8a  

Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital

   Mgmt    For    For    For
8b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
9  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
10  

Other Business (Non-Voting)

   Mgmt         

Paysafe Group Plc

 

Meeting Date:    05/09/2017   Country:    Isle of Man   Primary Security ID:    G6963K100
Record Date:    05/05/2017   Meeting Type:    Annual   Ticker:    PAYS
     Shares Voted:    823,600     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Paysafe Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Dennis Jones as Director

   Mgmt    For    For    For
4  

Re-elect Joel Leonoff as Director

   Mgmt    For    For    For
5  

Re-elect Brian McArthur-Muscroft as Director

   Mgmt    For    For    For
6  

Re-elect Andrew Dark as Director

   Mgmt    For    For    For
7  

Re-elect Ian Francis as Director

   Mgmt    For    For    For
8  

Re-elect Brahm Gelfand as Director

   Mgmt    For    For    For
9  

Re-elect Ian Jenks as Director

   Mgmt    For    For    For
10  

Elect Jennifer Allerton as Director

   Mgmt    For    For    For
11  

Elect Karen Guerra as Director

   Mgmt    For    For    For
12  

Appoint Deloitte LLP as Auditors

   Mgmt    For    For    For
13  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
14  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:    05/10/2017   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/08/2017   Meeting Type:    Annual   Ticker:    BA.
     Shares Voted:    347,751     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For
6  

Re-elect Elizabeth Corley as Director

   Mgmt    For    For    For
7  

Re-elect Jerry DeMuro as Director

   Mgmt    For    For    For
8  

Re-elect Harriet Green as Director

   Mgmt    For    For    For
9  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
10  

Re-elect Ian King as Director

   Mgmt    For    For    For
11  

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
12  

Re-elect Paula Reynolds as Director

   Mgmt    For    For    For
13  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
14  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
15  

Elect Charles Woodburn as Director

   Mgmt    For    For    For
16  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

SAP SE

 

Meeting Date:    05/10/2017   Country:    Germany   Primary Security ID:    D66992104
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    SAP
     Shares Voted:    26,000     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

SAP SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 1.25 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For

KION GROUP AG

 

Meeting Date:    05/11/2017   Country:    Germany   Primary Security ID:    D4S14D103
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    KGX
     Shares Voted:    48,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.80 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify Deloitte as Auditors for Fiscal 2017

   Mgmt    For    For    For
6.1  

Elect Birgit Behrendt to the Supervisory Board

   Mgmt    For    For    For
6.2  

Elect Alexander Dibelius to the Supervisory Board

   Mgmt    For    For    For
6.3  

Elect John Feldmann to the Supervisory Board

   Mgmt    For    For    For
6.4  

Elect Jiang Kui to the Supervisory Board

   Mgmt    For    Refer    For
6.5  

Elect Christina Reuter to the Supervisory Board

   Mgmt    For    For    For
6.6  

Elect Hans Peter Ring to the Supervisory Board

   Mgmt    For    For    For
6.7  

Elect Tan Xuguang to the Supervisory Board

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

KION GROUP AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.8  

Elect Xu Ping to the Supervisory Board

   Mgmt    For    Refer    For
7  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
8  

Approve Remuneration System for Management Board Members

   Mgmt    For    For    For
9  

Approve Creation of EUR 10.9 Million Pool of Capital without Preemptive Rights

   Mgmt    For    For    Against
10  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 10.9 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For
11  

Amend Corporate Purpose

   Mgmt    For    For    For
12  

Approve Merger by Absorption of Kion Holding 2 GmbH

   Mgmt    For    Refer    For

Mondi plc

 

Meeting Date:    05/11/2017   Country:    United Kingdom   Primary Security ID:    G6258S107
Record Date:    05/09/2017   Meeting Type:    Annual   Ticker:    MNDI
     Shares Voted:    91,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Common Business: Mondi Limited and Mondi plc

   Mgmt         
1  

Elect Tanya Fratto as Director

   Mgmt    For    For    For
2  

Re-elect Stephen Harris as Director

   Mgmt    For    For    For
3  

Re-elect Andrew King as Director

   Mgmt    For    For    For
4  

Re-elect John Nicholas as Director

   Mgmt    For    For    For
5  

Re-elect Peter Oswald as Director

   Mgmt    For    For    For
6  

Re-elect Fred Phaswana as Director

   Mgmt    For    For    For
7  

Re-elect Dominique Reiniche as Director

   Mgmt    For    For    For
8  

Re-elect David Williams as Director

   Mgmt    For    For    For
9  

Elect Tanya Fratto as Member of the DLC Audit Committee

   Mgmt    For    For    For
10  

Re-elect Stephen Harris as Member of the DLC Audit Committee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Mondi plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

11  

Re-elect John Nicholas as Member of the DLC Audit Committee

   Mgmt    For    For    For
 

Mondi Limited Business

   Mgmt         
12  

Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2016

   Mgmt    For    For    For
13  

Approve Remuneration Policy

   Mgmt    For    For    For
14  

Approve Remuneration of Non-executive Directors

   Mgmt    For    Refer    For
15  

Approve Final Dividend

   Mgmt    For    For    For
16  

Appoint PricewaterhouseCoopers Inc as Auditors of the Company with Michal Kotze as the Registered Auditor

   Mgmt    For    For    For
17  

Authorise the DLC Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Approve Financial Assistance to Related or Inter-related Company or Corporation

   Mgmt    For    Refer    For
19  

Place Authorised but Unissued Ordinary Shares Under Control of Directors

   Mgmt    For    For    For
20  

Place Authorised but Unissued Special Converting Shares Under Control of Directors

   Mgmt    For    For    For
21  

Authorise Board to Issue Shares for Cash

   Mgmt    For    For    For
22  

Authorise Repurchase of Issued Share Capital

   Mgmt    For    For    For
 

Mondi plc Business

   Mgmt         
23  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
24  

Approve Remuneration Policy

   Mgmt    For    For    For
25  

Approve Remuneration Report

   Mgmt    For    For    For
26  

Approve Final Dividend

   Mgmt    For    For    For
27  

Appoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
28  

Authorise the DLC Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
29  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
30  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
31  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

BASF SE

 

Meeting Date:    05/12/2017   Country:    Germany   Primary Security ID:    D06216317
Record Date:      Meeting Type:    Annual   Ticker:    BAS
     Shares Voted:    23,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 3.00 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 117.6 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For
8  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For

Buzzi Unicem Spa

 

Meeting Date:    05/12/2017   Country:    Italy   Primary Security ID:    T2320M109
Record Date:    05/03/2017   Meeting Type:    Annual/Special   Ticker:    BZU
     Shares Voted:    71,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements, Statutory Reports, and Allocation of Income

   Mgmt    For    For    For
2  

Authorize Extraordinary Dividend

   Mgmt    For    For    For
3  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    For
 

Appoint Directors (Slate Election) - Choose One of the Following Slates

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Buzzi Unicem Spa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1  

Slate Submitted by Presa SpA and Fimedi SpA

   SH    None    Refer    Do Not Vote
4.2  

Slate Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
 

Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates

   Mgmt         
5.1  

Slate Submitted by Presa SpA and Fimedi SpA

   SH    None    Refer    Against
5.2  

Slate Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
6  

Approve Remuneration Policy

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
1  

Authorize Capital Increase and/or Issuance of Convertible Bonds with or without Warrants Attached without Preemptive Rights

   Mgmt    For    For    For

Fresenius SE & Co KGaA

 

Meeting Date:    05/12/2017   Country:    Germany   Primary Security ID:    D27348263
Record Date:    04/20/2017   Meeting Type:    Annual   Ticker:    FRE
     Shares Voted:    23,099     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of EUR 0.62 per Share

   Mgmt    For    Against    Against
3  

Approve Discharge of Personally Liable Partner for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Amend Stock Option Plan

   Mgmt    For    Refer    For
7  

Amend Remuneration of Supervisory Board

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Thales

 

Meeting Date:    05/17/2017   Country:    France   Primary Security ID:    F9156M108
Record Date:    05/12/2017   Meeting Type:    Annual/Special   Ticker:    HO
     Shares Voted:    48,759     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.60 per Share

   Mgmt    For    For    For
4  

Ratify Appointment of Delphine Geny-Stephann as Director

   Mgmt    For    Refer    Against
5  

Reelect Philippe Lepinay as Representative of Employee Shareholders to the Board

   Mgmt    For    Refer    For
6  

Non-Binding Vote on Compensation of Patrice Caine, CEO and Chairman

   Mgmt    For    For    For
7  

Approve Remuneration Policy of Patrice Caine, CEO and Chairman

   Mgmt    For    For    For
8  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
9  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
 

Ordinary Business

   Mgmt         
10  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
11  

Elect Laurence Broseta as Director

   Mgmt    For    Refer    For
12  

Elect Delphine Geny-Stephann as Director

   Mgmt    For    Refer    Against
13  

Elect Laurent Collet-Billon as Director

   Mgmt    For    Refer    For

UBM plc

 

Meeting Date:    05/17/2017   Country:    Jersey   Primary Security ID:    G91709132
Record Date:    05/15/2017   Meeting Type:    Annual   Ticker:    UBM
     Shares Voted:    184,273     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

UBM plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
7  

Re-elect Dame Helen Alexander as Director

   Mgmt    For    For    For
8  

Re-elect Tim Cobbold as Director

   Mgmt    For    For    For
9  

Re-elect Marina Wyatt as Director

   Mgmt    For    For    For
10  

Re-elect Greg Lock as Director

   Mgmt    For    For    For
11  

Re-elect John McConnell as Director

   Mgmt    For    For    For
12  

Re-elect Mary McDowell as Director

   Mgmt    For    For    For
13  

Re-elect Terry Neill as Director

   Mgmt    For    For    For
14  

Re-elect Trynka Shineman as Director

   Mgmt    For    For    For
15  

Elect David Wei as Director

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Prudential plc

 

Meeting Date:    05/18/2017   Country:    United Kingdom   Primary Security ID:    G72899100
Record Date:    05/16/2017   Meeting Type:    Annual   Ticker:    PRU
     Shares Voted:    177,356     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve the Revised Remuneration Policy

   Mgmt    For    For    For
4  

Elect Anne Richards as Director

   Mgmt    For    For    For
5  

Re-elect Sir Howard Davies as Director

   Mgmt    For    For    For
6  

Re-elect John Foley as Director

   Mgmt    For    For    For
7  

Re-elect Penelope James as Director

   Mgmt    For    For    For
8  

Re-elect David Law as Director

   Mgmt    For    For    For
9  

Re-elect Paul Manduca as Director

   Mgmt    For    For    For
10  

Re-elect Kaikhushru Nargolwala as Director

   Mgmt    For    For    For
11  

Re-elect Nicolaos Nicandrou as Director

   Mgmt    For    For    For
12  

Re-elect Anthony Nightingale as Director

   Mgmt    For    For    For
13  

Re-elect Philip Remnant as Director

   Mgmt    For    For    For
14  

Re-elect Alice Schroeder as Director

   Mgmt    For    For    For
15  

Re-elect Barry Stowe as Director

   Mgmt    For    For    For
16  

Re-elect Lord Turner as Director

   Mgmt    For    For    For
17  

Re-elect Michael Wells as Director

   Mgmt    For    For    For
18  

Re-elect Tony Wilkey as Director

   Mgmt    For    For    For
19  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
20  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
22  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
23  

Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares

   Mgmt    For    For    For
24  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
25  

Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

26  

Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
27  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
28  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Compagnie Generale des Etablissements Michelin

 

Meeting Date:    05/19/2017   Country:    France   Primary Security ID:    F61824144
Record Date:    05/16/2017   Meeting Type:    Annual/Special   Ticker:    ML
     Shares Voted:    22,790     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of EUR 3.25 per Share

   Mgmt    For    For    For
3  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of Transactions

   Mgmt    For    Refer    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Jean-Dominique Senard, General Manager

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Michel Rollier, Chairman

   Mgmt    For    For    For
8  

Reelect Michel Rollier as Supervisory Board Member

   Mgmt    For    For    For
9  

Reelect Olivier Bazil as Supervisory Board Member

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
10  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
11  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Glanbia plc

 

Meeting Date:    05/22/2017   Country:    Ireland   Primary Security ID:    G39021103
Record Date:    05/20/2017   Meeting Type:    Special   Ticker:    GL9
     Shares Voted:    89,269     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Disposal of 60 Percent of Dairy Ireland to Glanbia Co-operative Society Limited and Expansion of Existing Strategic Joint Venture to be Known as Glanbia Ireland

   Mgmt    For    Refer    For

BNP Paribas SA

 

Meeting Date:    05/23/2017   Country:    France   Primary Security ID:    F1058Q238
Record Date:    05/18/2017   Meeting Type:    Annual/Special   Ticker:    BNP
     Shares Voted:    102,368     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.70 per Share

   Mgmt    For    For    For
4  

Acknowledge Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Jean Lemierre as Director

   Mgmt    For    For    For
7  

Reelect Monique Cohen as Director

   Mgmt    For    For    For
8  

Reelect Daniela Schwarzer as Director

   Mgmt    For    For    For
9  

Reelect Fields Wicker-Miurin as Director

   Mgmt    For    For    For
10  

Elect Jacques Aschenbroich as Director

   Mgmt    For    For    For
11  

Approve Remuneration Policy for Chairman of the Board

   Mgmt    For    For    For
12  

Approve Remuneration Policy for CEO and Vice-CEO

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Non-Binding Vote on Compensation of Jean Lemierre, Chairman of the Board

   Mgmt    For    For    For
14  

Non-Binding Vote on Compensation of Jean-Laurent Bonnafe, CEO

   Mgmt    For    For    For
15  

Non-Binding Vote on Compensation of Philippe Bordenave, Vice-CEO

   Mgmt    For    For    For
16  

Non-Binding Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
18  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/23/2017   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    05/19/2017   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    194,397     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Elect Catherine Hughes as Director

   Mgmt    For    For    For
5  

Elect Roberto Setubal as Director

   Mgmt    For    For    For
6  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For
7  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
8  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
9  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
10  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
11  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
13  

Elect Jessica Uhl as Director

   Mgmt    For    For    For
14  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
15  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
16  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
21  

Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions

   SH    Against    Refer    Against

Societe Generale

 

Meeting Date:    05/23/2017   Country:    France   Primary Security ID:    F43638141
Record Date:    05/18/2017   Meeting Type:    Annual   Ticker:    GLE
     Shares Voted:    74,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.20 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Approve Severance Agreement and Non-Compete Agreement with Frederic Oudea

   Mgmt    For    Refer    For
6  

Approve Severance Agreement and Non-Compete Agreement with Severin Cabannes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Societe Generale

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Approve Severance Agreement and Non-Compete Agreement with Bernardo Sanchez Incera

   Mgmt    For    Refer    For
8  

Approve Pension Scheme, Severance Agreement and Non-Compete Agreement with Didier Valet

   Mgmt    For    Refer    For
9  

Approve Remuneration Policy of Chairman of the Board, CEO, and Vice CEOs

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Lorenzo Bini Smaghi, Chairman of the Board

   Mgmt    For    For    For
11  

Non-Binding Vote on Compensation of Frederic Oudea, CEO

   Mgmt    For    For    For
12  

Non-Binding Vote on Compensation of Severin Cabannes and Bernardo Sanchez Incera, Vice CEOs

   Mgmt    For    For    For
13  

Non-Binding Vote on the Aggregate Remuneration Granted in 2016 to Certain Senior Management, Responsible Officers, and Risk-Takers

   Mgmt    For    For    For
14  

Reelect Alexandra Schaapveld as Director

   Mgmt    For    For    For
15  

Reelect Jean-Bernard Levy as Director

   Mgmt    For    For    For
16  

Elect William Connelly as Director

   Mgmt    For    For    For
17  

Elect Lubomira Rochet as Director

   Mgmt    For    For    For
18  

Authorize Repurchase of Up to 5 Percent of Issued Share Capital

   Mgmt    For    For    For
19  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Valeo

 

Meeting Date:    05/23/2017   Country:    France   Primary Security ID:    F96221340
Record Date:    05/18/2017   Meeting Type:    Annual/Special   Ticker:    FR
     Shares Voted:    48,934     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Valeo

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Approve Allocation of Income and Dividends of EUR 1.25 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect C. Maury Devine as Director

   Mgmt    For    For    For
6  

Reelect Mari-Noelle Jego-Laveissiere as Director

   Mgmt    For    For    For
7  

Reelect Veronique Weill as Director

   Mgmt    For    For    For
8  

Non-Binding Vote on Compensation of Pascal Colombani, Chairman of the Board

   Mgmt    For    For    For
9  

Non-Binding Vote on Compensation of Jacques Aschenbroich Chairman and CEO

   Mgmt    For    For    For
10  

Approve remuneration Policy of Chairman and CEO

   Mgmt    For    For    For
11  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
12  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 70 Million

   Mgmt    For    For    For
13  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23 Million

   Mgmt    For    For    For
14  

Approve Issuance of Equity or Equity-Linked Securities for up to 9.62 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 23 Million

   Mgmt    For    Refer    For
15  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
16  

Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
17  

Authorize Capital Increase of up to 9.62 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
19  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
20  

Amend Article 13, 14 of Bylaws Re: Employee Representatives

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Valeo

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Total SA

 

Meeting Date:    05/26/2017   Country:    France   Primary Security ID:    F92124100
Record Date:    05/23/2017   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    92,008     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.45 per Share

   Mgmt    For    For    For
4  

Approve Stock Dividend Program (Cash or New Shares)

   Mgmt    For    For    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Patricia Barbizet as Director

   Mgmt    For    For    For
7  

Reelect Marie-Christine Coisne-Roquette as Director

   Mgmt    For    For    For
8  

Elect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Elect Carlos Tavares as Director

   Mgmt    For    Refer    For
10  

Receive Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
11  

Non-Binding Vote on Compensation of Patrick Pouyanne, CEO and Chairman

   Mgmt    For    For    For
12  

Approve Remuneration Policy of Chairman and CEO Extraordinary Business

   Mgmt Mgmt    For    For    For
13  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

DNO ASA

 

Meeting Date:    06/01/2017   Country:    Norway   Primary Security ID:    R6007G105
Record Date:    05/24/2017   Meeting Type:    Annual   Ticker:    DNO
     Shares Voted:    0     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Open Meeting; Registration of Attending Shareholders and Proxies

   Mgmt         
2  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
3  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends

   Mgmt    For    For    Do Not Vote
5  

Reelect Bijan Mossavar-Rahmani, Lars Arne Takla, Gunnar Hirsti, Shelley Margaret Watson, and Elin Karfjell as Directors

   Mgmt    For    For    Do Not Vote
6  

Approve Remuneration of Directors in the Amount of NOK 6.4 Million to Executive Chairman, NOK 495,000 for Vice Chairman, and NOK 412,500 for Other Directors; Approve Remuneration for Committee Work

   Mgmt    For    Refer    Do Not Vote
7  

Approve Remuneration of Nominating Committee

   Mgmt    For    Refer    Do Not Vote
8  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
9  

Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory)

   Mgmt    For    For    Do Not Vote
10  

Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding)

   Mgmt    For    For    Do Not Vote
11  

Approve Creation of NOK 40.6 Million Pool of Capital without Preemptive Rights

   Mgmt    For    Refer    Do Not Vote
12  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    Refer    Do Not Vote
13  

Authorize Issuance of Convertible Bonds without Preemptive Rights up to an Aggregate Nominal Amount of USD 300 Million

   Mgmt    For    For    Do Not Vote

Marine Harvest ASA

 

Meeting Date:    06/01/2017   Country:    Norway   Primary Security ID:    R2326D113
Record Date:      Meeting Type:    Annual   Ticker:    MHG
     Shares Voted:    0     

 


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Marine Harvest ASA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
2  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
3  

Receive President’s Report

   Mgmt         
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income

   Mgmt    For    For    Do Not Vote
5  

Discuss Company’s Corporate Governance Statement

   Mgmt         
6  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    For    Do Not Vote
7  

Approval of the Guidelines for Allocation of Options

   Mgmt    For    For    Do Not Vote
8  

Approve Remuneration of Directors in the Amount of NOK 1.1 Million for Chairman, NOK 575,000 For Vice Chairman, and NOK 400,000 for Other Directors; Approve Audit Committee Fees

   Mgmt    For    Refer    Do Not Vote
9  

Approve Remuneration of Nomination Committee

   Mgmt    For    Refer    Do Not Vote
10  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
11a  

Elect Ole-Eirik Leroy as Director

   Mgmt    For    Refer    Do Not Vote
11b  

Elect Lisbet Naero as Director

   Mgmt    For    Refer    Do Not Vote
11c  

Elect Orjan Svanevik as Director

   Mgmt    For    Refer    Do Not Vote
12  

Elect Members of Nominating Committee

   Mgmt    For    Refer    Do Not Vote
13  

Authorize Board to Declare Quarterly Dividends

   Mgmt    For    For    Do Not Vote
14  

Authorize Board to Distribute Dividends

   Mgmt    For    For    Do Not Vote
15  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    Do Not Vote
16  

Approve Creation of NOK 367.6 Million Pool of Capital without Preemptive Rights

   Mgmt    For    For    Do Not Vote
17  

Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.20 Billion

   Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Orange

 

Meeting Date:    06/01/2017   Country:    France   Primary Security ID:    F6866T100
Record Date:    05/29/2017   Meeting Type:    Annual/Special   Ticker:    ORA
     Shares Voted:    168,931     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

   Mgmt    For    For    For
4  

Acknowledge Auditors’ Special Report on Related-Party Transactions Regarding the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect Bpifrance Participations as Director

   Mgmt    For    For    For
6  

Ratify Appointment of Alexandre Bompard as Director

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Stephane Richard, CEO and Chairman

   Mgmt    For    For    For
8  

Non-Binding Vote on Compensation of Ramon Fernandez, Vice-CEO

   Mgmt    For    For    For
9  

Non-Binding Vote on Compensation of Pierre Louette, Vice-CEO

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Gervais Pellissier, Vice-CEO

   Mgmt    For    For    For
11  

Approve Remuneration Policy of Stephane Richard, CEO and Chairman

   Mgmt    For    Refer    For
12  

Approve Remuneration Policy of Ramon Fernandez, Vice-CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Pierre Louette, Vice-CEO

   Mgmt    For    Refer    For
14  

Approve Remuneration Policy of Gervais Pellissier, Vice-CEO

   Mgmt    For    Refer    For
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business

   Mgmt Mgmt    For    For    For
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Orange

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

17  

Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
18  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    For    For
19  

Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
20  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    Refer    For
21  

Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
22  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers

   Mgmt    For    For    For
24  

Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
25  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
26  

Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
27  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million

   Mgmt    For    Refer    For
28  

Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    Against    Against
29  

Authorize up to 0.06 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers

   Mgmt    For    Refer    Against
30  

Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees

   Mgmt    For    Refer    For
31  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
32  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Orange

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

33  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by FCPE Cap Orange

   Mgmt         
A  

Amend Article 13 of Bylaws Re: Board Diversity

   SH    Against    Against    Against

Compagnie de Saint Gobain

 

Meeting Date:    06/08/2017   Country:    France   Primary Security ID:    F80343100
Record Date:    06/05/2017   Meeting Type:    Annual/Special   Ticker:    SGO
     Shares Voted:    52,469     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.26 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Reelect Pamela Knapp as Director

   Mgmt    For    For    For
6  

Reelect Agnes Lemarchand as Director

   Mgmt    For    For    For
7  

Reelect Gilles Schnepp as Director

   Mgmt    For    For    For
8  

Reelect Phlippe Varin as Director

   Mgmt    For    For    For
9  

Non-Binding Vote on Compensation of Pierre-Andre de Chalendar, Chairman and CEO

   Mgmt    For    For    For
10  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    For    For
11  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
12  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 444 Million

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Compagnie de Saint Gobain

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

13  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with a Binding Priority Right up to Aggregate Nominal Amount of EUR 222 Million

   Mgmt    For    For    For
14  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
15  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
16  

Authorize Capitalization of Reserves of Up to EUR 111 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries

   Mgmt    For    Refer    For
19  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
20  

Amend Articles 10 and 11 of Bylaws Re: Lead Director

   Mgmt    For    Refer    For
21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Mobileye N.V.

 

Meeting Date:    06/13/2017   Country:    Netherlands   Primary Security ID:    N51488117
Record Date:    05/16/2017   Meeting Type:    Annual   Ticker:    MBLY
     Shares Voted:    40,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Discuss Public Offer By Cyclops Holdings

   Mgmt         
2  

Approve Conditional Sale of Company Assets

   Mgmt    For    Refer    For
3.a  

Appoint Liquidator

   Mgmt    For    Refer    For
3.b  

Approve Remuneration of Liquidator

   Mgmt    For    Refer    For
4  

Change the Company Form to a Privately Held Limited Liability Company (BV)

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Mobileye N.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Amend Articles of Association Re: Change to Limited Liability Company

   Mgmt    For    Refer    For
6  

Amend Articles Re: Delisting of the Company

   Mgmt    For    Refer    For
7  

Discuss Disclosure Concerning Compensation of Directors

   Mgmt         
8  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
9  

Approve Discharge of Board Members regarding 2016

   Mgmt    For    For    For
10  

Approve Discharge of Board Members effective as of the Acceptance Time through the AGM Date

   Mgmt    For    For    For
11.a  

Reelect Tomaso Poggio as Director

   Mgmt    For    For    For
11.b  

Reelect Eli Barkat as Director

   Mgmt    For    For    For
11.c  

Reelect Judith Richte as Director

   Mgmt    For    For    For
12.a  

Elect Tiffany Silva as Director

   Mgmt    For    For    For
12.b  

Elect David J. Miles as Director

   Mgmt    For    For    For
12.c  

Elect Nicholas Hudson as Director

   Mgmt    For    For    For
12.d  

Elect Mark Legaspi as Director

   Mgmt    For    For    For
12.e  

Elect Gary Kershaw as Director

   Mgmt    For    For    For
13  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
15  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
16  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         

Renault

 

Meeting Date:    06/15/2017   Country:    France   Primary Security ID:    F77098105
Record Date:    06/12/2017   Meeting Type:    Annual/Special   Ticker:    RNO
     Shares Voted:    49,012     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Renault

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 3.15 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions and Acknowledge Ongoing Transactions

   Mgmt    For    Refer    For
5  

Acknowledge Auditor’s Special Reports Re: Remuneration of Redeemable Shares

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Carlos Ghosn, Chairman and CEO

   Mgmt    For    For    For
7  

Approve Remuneration Policy of Chairman and CEO for Fiscal Year 2017

   Mgmt    For    For    For
8  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business

   Mgmt Mgmt    For    For    For
9  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
10  

Amend Article 11 of Bylaws Re: Composition of the Board Ordinary Business

   Mgmt Mgmt    For    Refer    For
11  

Ratify Appointment of Yasuhiro Yamauchi as Director

   Mgmt    For    For    For
12  

Ratify Appointment and Reelect Yu Serizawa as Director

   Mgmt    For    For    For
13  

Elect Pascal Faure as Director

   Mgmt    For    For    For
14  

Elect Miriem Bensalah Chaqroun as Director

   Mgmt    For    For    For
15  

Elect Marie-Annick Darmaillac as Director

   Mgmt    For    For    For
16  

Elect Catherine Barba as Director

   Mgmt    For    For    For
17  

Elect Benoit Ostertag as Representative of Employee Shareholders to the Board

   Mgmt    None    For    For
18  

Elect Julien Thollot as Representative of Employee Shareholders to the Board

   Mgmt    None    Refer    Against
19  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

STMicroelectronics NV

 

Meeting Date:    06/20/2017   Country:    Netherlands   Primary Security ID:    N83574108
Record Date:    05/23/2017   Meeting Type:    Annual   Ticker:    STM
     Shares Voted:    110,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Receive Report of Management Board (Non-Voting)

   Mgmt         
3  

Receive Report of Supervisory Board (Non-Voting)

   Mgmt         
4a  

Discuss Remuneration Report Containing Remuneration Policy for Management Board Members

   Mgmt         
4b  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
4c  

Approve Dividends

   Mgmt    For    For    For
4d  

Approve Discharge of Management Board

   Mgmt    For    For    For
4e  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5  

Amend Articles of Association

   Mgmt    For    Refer    For
6  

Reelect Carlo Bozotti to Management Board

   Mgmt    For    For    For
7  

Approve Restricted Stock Grants to President and CEO

   Mgmt    For    Refer    For
8  

Reelect Heleen Kersten to Supervisory Board

   Mgmt    For    For    For
9  

Reelect Jean-Georges Malcor to Supervisory Board

   Mgmt    For    For    For
10  

Reelect Alessandro Rivera to Supervisory Board

   Mgmt    For    For    For
11  

Elect Frederic Sanchez to Supervisory Board

   Mgmt    For    For    For
12  

Reelect Maurizio Tamagnini to Supervisory Board

   Mgmt    For    For    For
13  

Approve Employee Restricted Stock Plan

   Mgmt    For    Refer    Against
14  

Authorize Repurchase of Shares

   Mgmt    For    For    For
15  

Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights

   Mgmt    For    Refer    Against
16  

Allow Questions

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

STMicroelectronics NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

17  

Close Meeting

   Mgmt         

LUKOIL PJSC

 

Meeting Date:    06/21/2017   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    05/26/2017   Meeting Type:    Annual   Ticker:    LKOH
     Shares Voted:    55,519     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 120 per Share

   Mgmt    For    For    For
 

Elect 11 Directors by Cumulative Voting

   Mgmt         
2.1  

Elect Vagit Alekperov as Director

   Mgmt    None    Refer    Against
2.2  

Elect Viktor Blazheev as Director

   Mgmt    None    Refer    Against
2.3  

Elect Toby Gati as Director

   Mgmt    None    Refer    For
2.4  

Elect Valery Grayfer as Director

   Mgmt    None    Refer    Against
2.5  

Elect Igor Ivanov as Director

   Mgmt    None    Refer    Against
2.6  

Elect Ravil Maganov as Director

   Mgmt    None    Refer    Against
2.7  

Elect Roger Munnings as Director

   Mgmt    None    Refer    For
2.8  

Elect Richard Matzke as Director

   Mgmt    None    Refer    Against
2.9  

Elect Nikolay Nikolaev as Director

   Mgmt    None    Refer    Against
2.10  

Elect Ivan Pictet as Director

   Mgmt    None    Refer    For
2.11  

Elect Leonid Fedun as Director

   Mgmt    None    Refer    Against
2.12  

Elect Lubov Khoba as Director

   Mgmt    None    Refer    Against
 

Elect Three Members of Audit Commission

   Mgmt         
3.1  

Elect Ivan Vrublevsky as Member of Audit Commission

   Mgmt    For    Refer    For
3.2  

Elect Pavel Suloyev as Member of Audit Commission

   Mgmt    For    Refer    For
3.3  

Elect Aleksandr Surkov as Member of Audit Commission

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

LUKOIL PJSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1  

Approve Remuneration of Directors for Fiscal 2016

   Mgmt    For    Refer    For
4.2  

Approve Remuneration of New Directors for Fiscal 2017

   Mgmt    For    Refer    For
5.1  

Approve Remuneration of Members of Audit Commission for Fiscal 2016

   Mgmt    For    For    For
5.2  

Approve Remuneration of New Members of Audit Commission for Fiscal 2017

   Mgmt    For    For    For
6  

Ratify KPMG as Auditor

   Mgmt    For    For    For
7  

Amend Charter

   Mgmt    For    For    For
8  

Amend Regulations on General Meetings

   Mgmt    For    For    For
9  

Amend Regulations on Board of Directors

   Mgmt    For    For    For
10  

Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies

   Mgmt    For    Refer    For

Innate Pharma

 

Meeting Date:    06/23/2017   Country:    France   Primary Security ID:    F5277D100
Record Date:    06/20/2017   Meeting Type:    Annual/Special   Ticker:    IPH
     Shares Voted:    109,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Absence of Dividends

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    Against
5  

Approve Severance Agreement and Non-Compete Agreement with Mondher Mahjoubi

   Mgmt    For    Refer    For
6  

Reelect Herve Brailly as Supervisory Board Member

   Mgmt    For    Refer    Against
7  

Reelect Gilles Brisson as Supervisory Board Member

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Innate Pharma

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Reelect Irina Staatz Granzer as Supervisory Board Member

   Mgmt    For    Refer    Against
9  

Reelect Novo Nordisk A/S as Supervisory Board Member

   Mgmt    For    Refer    For
10  

Reelect Veronique Chabernaud as Supervisory Board Member

   Mgmt    For    Refer    Against
11  

Reelect Patrick Langlois as Supervisory Board Member

   Mgmt    For    For    For
12  

Elect Bpifrance Participations as Supervisory Board Member

   Mgmt    For    Refer    For
13  

Elect Jean-Charles Soria as Supervisory Board Member

   Mgmt    For    For    For
14  

Appoint Olivier Martinez as Censor

   Mgmt    For    Refer    For
15  

Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 200,000

   Mgmt    For    Refer    For
16  

Approve Remuneration Policy of Chairman of Management Board

   Mgmt    For    For    For
17  

Approve Remuneration Policy of Management Board Members

   Mgmt    For    For    For
18  

Approve Remuneration Policy of Chairman of Supervisory Board

   Mgmt    For    For    For
19  

Approve Remuneration Policy of Supervisory Board Members

   Mgmt    For    For    For
20  

Non-Binding Vote on Compensation of Herve Brailly, Chairman of Management Board until Dec 29, 2016

   Mgmt    For    For    For
21  

Non-Binding Vote on Compensation of Mondher Mahjoubi, Chairman of Management Board from Dec 30, 2016

   Mgmt    For    For    For
22  

Non-Binding Vote on Compensation of Catherine Moukheibir, Member of Supervisory Board until Dec 29, 2016

   Mgmt    For    For    For
23  

Non-Binding Vote on Compensation of Nicolai Wagtmann, Member of Management Board

   Mgmt    For    For    For
24  

Non-Binding Vote on Compensation of Yannis Morel, Member of Management Board

   Mgmt    For    For    For
25  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
26  

Authorize up to 50,000 Shares for Use in Restricted Stock Plans, Reserved for New Executive Committee Members and/or Corporate Officers

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Innate Pharma

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

27  

Authorize up to 50,000 Shares for Use in Restricted Stock Plans, Reserved for Executive Committee Members and/or Corporate Officers, as Annual Variable Income

   Mgmt    For    Refer    Against
28  

Authorize up to 200,000 Shares for Use in Restricted Stock Plans, Reserved for Employees

   Mgmt    For    Refer    Against
29  

Authorize New Class of Preferred Stock (Actions de Preference 2017) and Amend Bylaws Accordingly

   Mgmt    For    Refer    For
30  

Subject to Approval of Item 29, Authorize up to 400,000 Shares Resulting from the Conversion of Preference Shares Reserved for Executive Committee Members and/or Corporate Officers

   Mgmt    For    Refer    For
31  

Subject to Approval of Item 29, Authorize up to 850,000 Shares Resulting from the Conversion of Preference Shares Reserved for Employees Only

   Mgmt    For    Refer    For
32  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
33  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
34  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    06/27/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    06/23/2017   Meeting Type:    Special   Ticker:    RIO
     Shares Voted:    55,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited

   Mgmt    For    Refer    For


IVY GLOBAL BOND FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    07/11/2016   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Director

   Mgmt    For    Refer    For

Seadrill Partners LLC

 

Meeting Date:    09/27/2016   Country:    Marshall Isl   Primary Security ID:    Y7545W109
Record Date:    08/08/2016   Meeting Type:    Annual   Ticker:    SDLP
     Shares Voted:    68,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Director Andrew Cumming

   Mgmt    For    For    For
2  

Elect Director Keith MacDonald

   Mgmt    For    For    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    10/25/2016   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction

   Mgmt    For    Refer    For

Alupar Investimento SA

 

Meeting Date:    12/07/2016   Country:    Brazil   Primary Security ID:    P0R676126
Record Date:      Meeting Type:    Special   Ticker:    ALUP11
     Shares Voted:    212,254     


Vote Summary Report

 

Reporting Period: 07/01/2016 to 06/30/2017

 

Location(s): All Locations

 

Institution Account(s): 54 Ivy Global Bond Fund

  

 

Alupar Investimento SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Rogerio Paulo Calderon Peres as Independent Director

   Mgmt    For    For    For
2  

Elect Silvani Alves Pereira as Director

   Mgmt    For    Refer    For
3  

Amend Article 5 to Reflect Changes in Capital

   Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    03/20/2017   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Authorize Fourth Issuance of Non-Convertible Debentures up to BRL 925 million

   Mgmt    For    Refer    For
2  

Amend Articles and Consolidate Bylaws

   Mgmt    For    Refer    For
3  

Amend Internal Regulations of Board of Directors

   Mgmt    For    Refer    For

Banco Latinoamericano de Comercio Exterior, S.A.

 

Meeting Date:    04/19/2017   Country:    Panama   Primary Security ID:    P16994132
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    BLX
     Shares Voted:    51,867     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Ratify Deloitte as Auditor

   Mgmt    For    For    For
 

Election of One Class E Shares Director

   Mgmt         
3  

Elect Mario Covo as Director to Represent Holders of Class E Shares

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Banco Latinoamericano de Comercio Exterior, S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Transact Other Business (Non-Voting)

   Mgmt         

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/20/2017   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction

   Mgmt    For    Refer    For

Aguas Andinas S.A.

 

Meeting Date:    04/24/2017   Country:    Chile   Primary Security ID:    P4171M125
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    AGUAS-A
     Shares Voted:    1,050,502     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of CLP 15.26 per Share

   Mgmt    For    For    For
3  

Present Dividend Policy

   Mgmt         
4  

Receive Report Regarding Related-Party Transactions

   Mgmt         
5  

Appoint Auditors

   Mgmt    For    For    For
6  

Designate Risk Assessment Companies

   Mgmt    For    Refer    For
7  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
8  

Present Board’s Report on Expenses

   Mgmt         
9  

Approve Remuneration and Budget of Directors’ Committee

   Mgmt    For    Refer    For
10  

Present Directors’ Committee Report on Activities and Expenses

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Aguas Andinas S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

11  

Designate Newspaper to Publish Meeting Announcements

   Mgmt    For    Refer    For
12  

Other Business

   Mgmt    For    Against    Against

Alupar Investimento SA

 

Meeting Date:    04/25/2017   Country:    Brazil   Primary Security ID:    P0R676126
Record Date:      Meeting Type:    Special   Ticker:    ALUP11
     Shares Voted:    212,254     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    For

Alupar Investimento SA

 

Meeting Date:    04/25/2017   Country:    Brazil   Primary Security ID:    P0R676126
Record Date:      Meeting Type:    Annual   Ticker:    ALUP11
     Shares Voted:    212,254     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for Holders of Units - BRALUPCDAM15

   Mgmt         
1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016

   Mgmt    For    For    For
2  

Approve Capital Budget, Allocation of Income and Dividends

   Mgmt    For    For    For
3  

Fix Number of Directors

   Mgmt    For    Refer    For
4  

Elect Directors

   Mgmt    For    Refer    For
4.1  

Elect Director Appointed by Minority Shareholder

   SH    None    Refer    Against
4.2  

Elect Director Appointed by Preferred Shareholder

   SH    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/28/2017   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Annual   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for Holders of Units - BRTAEECDAM10

   Mgmt         
1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3  

Elect Directors

   Mgmt    For    Against    Against
3.1  

Elect Director Appointed by Minority Shareholder

   SH    None    Refer    Do Not Vote
3.2  

Elect Director Appointed by Preferred Shareholder

   SH    None    Refer    Against
4  

Elect Fiscal Council Members

   Mgmt    For    Refer    For
4.1  

Elect Fiscal Council Member Appointed by Minority Shareholder

   SH    None    Refer    Against
4.2  

Elect Fiscal Council Member Appointed by Preferred Shareholder

   SH    None    Refer    Against
5  

Approve Remuneration of Company’s Management and Fiscal Council Members

   Mgmt    For    Refer    Against

PPL Corporation

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    69351T106
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    PPL
     Shares Voted:    24,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Rodney C. Adkins

   Mgmt    For    For    For
1.2  

Elect Director John W. Conway

   Mgmt    For    For    For
1.3  

Elect Director Steven G. Elliott

   Mgmt    For    For    For
1.4  

Elect Director Raja Rajamannar

   Mgmt    For    For    For
1.5  

Elect Director Craig A. Rogerson

   Mgmt    For    For    For
1.6  

Elect Director William H. Spence

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

PPL Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.7  

Elect Director Natica von Althann

   Mgmt    For    For    For
1.8  

Elect Director Keith H. Williamson

   Mgmt    For    For    For
1.9  

Elect Director Armando Zagalo de Lima

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
6  

Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against

Intel Corporation

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    458140100
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    INTC
     Shares Voted:    46,108     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Charlene Barshefsky

   Mgmt    For    For    For
1b  

Elect Director Aneel Bhusri

   Mgmt    For    For    For
1c  

Elect Director Andy D. Bryant

   Mgmt    For    For    For
1d  

Elect Director Reed E. Hundt

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Brian M. Krzanich

   Mgmt    For    For    For
1g  

Elect Director Tsu-Jae King Liu

   Mgmt    For    For    For
1h  

Elect Director David S. Pottruck

   Mgmt    For    For    For
1i  

Elect Director Gregory D. Smith

   Mgmt    For    For    For
1j  

Elect Director Frank D. Yeary

   Mgmt    For    For    For
1k  

Elect Director David B. Yoffie

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Intel Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Political Contributions Disclosure

   SH    Against    Against    Against
7  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/23/2017   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    05/19/2017   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    86,713     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Elect Catherine Hughes as Director

   Mgmt    For    For    For
5  

Elect Roberto Setubal as Director

   Mgmt    For    For    For
6  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For
7  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
8  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
9  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
10  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
11  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For
12  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
13  

Elect Jessica Uhl as Director

   Mgmt    For    For    For
14  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
15  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
16  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
21  

Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions

   SH    Against    Refer    Against

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    06/23/2017   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for Holders of Units - BRTAEECDAM10

   Mgmt         
1  

Elect Directors

   Mgmt    For    Against    Against
2  

Amend Article 4 to Reflect Changes in Capital

   Mgmt    For    Refer    For


IVY GLOBAL EQUITY INCOME FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

SABMiller plc

 

Meeting Date:    07/21/2016   Country:    United Kingdom   Primary Security ID:    G77395104
Record Date:    07/19/2016   Meeting Type:    Annual   Ticker:    SAB
     Shares Voted:    116,198     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    Against
3  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For
4  

Re-elect Alan Clark as Director

   Mgmt    For    For    For
5  

Elect Domenic De Lorenzo as Director

   Mgmt    For    For    For
6  

Re-elect Mark Armour as Director

   Mgmt    For    For    For
7  

Re-elect Dave Beran as Director

   Mgmt    For    For    For
8  

Re-elect Geoffrey Bible as Director

   Mgmt    For    For    For
9  

Re-elect Dinyar Devitre as Director

   Mgmt    For    For    For
10  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
11  

Re-elect Lesley Knox as Director

   Mgmt    For    For    For
12  

Re-elect Trevor Manuel as Director

   Mgmt    For    For    For
13  

Re-elect Dr Dambisa Moyo as Director

   Mgmt    For    For    For
14  

Re-elect Carlos Perez Davila as Director

   Mgmt    For    For    For
15  

Re-elect Alejandro Santo Domingo Davila as Director

   Mgmt    For    For    For
16  

Re-elect Helen Weir as Director

   Mgmt    For    For    For
17  

Approve Final Dividend

   Mgmt    For    For    For
18  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
19  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

National Grid plc

 

Meeting Date:    07/25/2016   Country:    United Kingdom   Primary Security ID:    G6375K151
Record Date:    07/23/2016   Meeting Type:    Annual   Ticker:    NG.
     Shares Voted:    420,154     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Re-elect Sir Peter Gershon as Director

   Mgmt    For    For    For
4  

Re-elect John Pettigrew as Director

   Mgmt    For    For    For
5  

Re-elect Andrew Bonfield as Director

   Mgmt    For    For    For
6  

Re-elect Dean Seavers as Director

   Mgmt    For    For    For
7  

Elect Nicola Shaw as Director

   Mgmt    For    For    For
8  

Re-elect Nora Mead Brownell as Director

   Mgmt    For    For    For
9  

Re-elect Jonathan Dawson as Director

   Mgmt    For    For    For
10  

Re-elect Therese Esperdy as Director

   Mgmt    For    For    For
11  

Re-elect Paul Golby as Director

   Mgmt    For    For    For
12  

Re-elect Ruth Kelly as Director

   Mgmt    For    For    For
13  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Approve Remuneration Report

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise the Company to Call General Meeting with 14 Working Days’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Vodafone Group plc

 

Meeting Date:    07/29/2016   Country:    United Kingdom   Primary Security ID:    G93882192
Record Date:    07/27/2016   Meeting Type:    Annual   Ticker:    VOD
     Shares Voted:    1,921,524     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
3  

Re-elect Vittorio Colao as Director

   Mgmt    For    For    For
4  

Re-elect Nick Read as Director

   Mgmt    For    For    For
5  

Re-elect Sir Crispin Davis as Director

   Mgmt    For    For    For
6  

Re-elect Dr Mathias Dopfner as Director

   Mgmt    For    For    For
7  

Re-elect Dame Clara Furse as Director

   Mgmt    For    For    For
8  

Re-elect Valerie Gooding as Director

   Mgmt    For    For    For
9  

Re-elect Renee James as Director

   Mgmt    For    For    For
10  

Re-elect Samuel Jonah as Director

   Mgmt    For    For    For
11  

Re-elect Nick Land as Director

   Mgmt    For    For    For
12  

Elect David Nish as Director

   Mgmt    For    For    For
13  

Re-elect Philip Yea as Director

   Mgmt    For    For    For
14  

Approve Final Dividend

   Mgmt    For    For    For
15  

Approve Remuneration Report

   Mgmt    For    For    For
16  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Meeting Date:    08/30/2016   Country:    Israel   Primary Security ID:    M2012Q100
Record Date:    08/09/2016   Meeting Type:    Special   Ticker:    BEZQ
     Shares Voted:    2,079,865     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Dividend of NIS 665 Million

   Mgmt    For    For    For
A  

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against

Diageo plc

 

Meeting Date:    09/21/2016   Country:    United Kingdom   Primary Security ID:    G42089113
Record Date:    09/19/2016   Meeting Type:    Annual   Ticker:    DGE
     Shares Voted:    125,988     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Peggy Bruzelius as Director

   Mgmt    For    For    For
5  

Re-elect Lord Davies of Abersoch as Director

   Mgmt    For    For    For
6  

Re-elect Ho KwonPing as Director

   Mgmt    For    For    For
7  

Re-elect Betsy Holden as Director

   Mgmt    For    For    For
8  

Re-elect Dr Franz Humer as Director

   Mgmt    For    For    For
9  

Re-elect Nicola Mendelsohn as Director

   Mgmt    For    For    For
10  

Re-elect Ivan Menezes as Director

   Mgmt    For    For    For
11  

Re-elect Philip Scott as Director

   Mgmt    For    For    For
12  

Re-elect Alan Stewart as Director

   Mgmt    For    For    For
13  

Elect Javier Ferran as Director

   Mgmt    For    For    For
14  

Elect Kathryn Mikells as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Diageo plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

15  

Elect Emma Walmsley as Director

   Mgmt    For    For    For
16  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
17  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For

SABMiller plc

 

Meeting Date:    09/28/2016   Country:    United Kingdom   Primary Security ID:    G77395104
Record Date:    09/26/2016   Meeting Type:    Special   Ticker:    SAB
     Shares Voted:    88,198     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA/NV

   Mgmt    For    Refer    For

SABMiller plc

 

Meeting Date:    09/28/2016   Country:    United Kingdom   Primary Security ID:    G77395104
Record Date:    09/26/2016   Meeting Type:    Court   Ticker:    SAB
     Shares Voted:    88,198     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Court Meeting

   Mgmt         
1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Telstra Corporation Limited

 

Meeting Date:    10/11/2016   Country:    Australia   Primary Security ID:    Q8975N105
Record Date:    10/09/2016   Meeting Type:    Annual   Ticker:    TLS
     Shares Voted:    942,846     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3a  

Elect Craig Dunn as Director

   Mgmt    For    For    For
3b  

Elect Jane Hemstritch as Director

   Mgmt    For    For    For
3c  

Elect Nora Scheinkestel as Director

   Mgmt    For    For    For
4  

Approve the Grant of Performance Rights to Andrew Penn, Chief Executive Officer of the Company

   Mgmt    For    Refer    For
5  

Approve the Remuneration Report

   Mgmt    For    For    For

The Procter & Gamble Company

 

Meeting Date:    10/11/2016   Country:    USA   Primary Security ID:    742718109
Record Date:    08/12/2016   Meeting Type:    Annual   Ticker:    PG
     Shares Voted:    78,084     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Francis S. Blake

   Mgmt    For    For    For
1b  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1c  

Elect Director Kenneth I. Chenault

   Mgmt    For    For    For
1d  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1e  

Elect Director Terry J. Lundgren

   Mgmt    For    For    For
1f  

Elect Director W. James McNerney, Jr.

   Mgmt    For    For    For
1g  

Elect Director David S. Taylor

   Mgmt    For    For    For
1h  

Elect Director Margaret C. Whitman

   Mgmt    For    For    For
1i  

Elect Director Patricia A. Woertz

   Mgmt    For    For    For
1j  

Elect Director Ernesto Zedillo

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

The Procter & Gamble Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Report on Consistency Between Corporate Values and Political Activities

   SH    Against    Against    Against
5  

Report on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws

   SH    Against    Refer    Against

Amcor Limited

 

Meeting Date:    10/20/2016   Country:    Australia   Primary Security ID:    Q03080100
Record Date:    10/18/2016   Meeting Type:    Annual   Ticker:    AMC
     Shares Voted:    314,032     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2a  

Elect A (Armin) Meyer as Director

   Mgmt    For    For    For
2b  

Elect K J (Karen) Guerra as Director

   Mgmt    For    For    For
3  

Approve the Remuneration Report

   Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    11/30/2016   Country:    USA   Primary Security ID:    594918104
Record Date:    09/30/2016   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    153,928     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Amend Right to Call Special Meeting

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Proxy Access

   SH    Against    Against    Against

Lukoil PJSC

 

Meeting Date:    12/05/2016   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    11/10/2016   Meeting Type:    Special   Ticker:    LKOH
     Shares Voted:    147,716     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Interim Dividends for First Nine Months of Fiscal 2016

   Mgmt    For    For    For
2  

Approve Remuneration of Directors

   Mgmt    For    Refer    For

Cisco Systems, Inc.

 

Meeting Date:    12/12/2016   Country:    USA   Primary Security ID:    17275R102
Record Date:    10/14/2016   Meeting Type:    Annual   Ticker:    CSCO
     Shares Voted:    166,222     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a

  Elect Director Carol A. Bartz    Mgmt    For    For    For

1b

  Elect Director M. Michele Burns    Mgmt    For    For    For

1c

  Elect Director Michael D. Capellas    Mgmt    For    For    For

1d

  Elect Director John T. Chambers    Mgmt    For    For    For

1e

  Elect Director Amy L. Chang    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Cisco Systems, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director John L. Hennessy

   Mgmt    For    For    For
1g  

Elect Director Kristina M. Johnson

   Mgmt    For    For    For
1h  

Elect Director Roderick C. McGeary

   Mgmt    For    For    For
1i  

Elect Director Charles H. Robbins

   Mgmt    For    For    For
1j  

Elect Director Arun Sarin

   Mgmt    For    For    For
1k  

Elect Director Steven M. West

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Report on Arab and non-Arab Employees using EEO-1 Categories

   SH    Against    Against    Against
6  

Establish Board Committee on Operations in Israeli Settlements

   SH    Against    Refer    Against

Bellway plc

 

Meeting Date:    12/13/2016   Country:    United Kingdom   Primary Security ID:    G09744155
Record Date:    12/11/2016   Meeting Type:    Annual   Ticker:    BWY
     Shares Voted:    138,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect John Watson as Director

   Mgmt    For    For    For
5  

Re-elect Ted Ayres as Director

   Mgmt    For    For    For
6  

Re-elect Keith Adey as Director

   Mgmt    For    For    For
7  

Re-elect Mike Toms as Director

   Mgmt    For    For    For
8  

Re-elect John Cuthbert as Director

   Mgmt    For    For    For
9  

Re-elect Paul Hampden Smith as Director

   Mgmt    For    For    For
10  

Re-elect Denise Jagger as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Bellway plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

11  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
12  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
13  

Approve Sale of a Property by Bellway Homes Limited to Ted Ayres

   Mgmt    For    Refer    For
14  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
15  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Amend Savings Related Share Option Scheme

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Imperial Brands PLC

 

Meeting Date:    02/01/2017   Country:    United Kingdom   Primary Security ID:    G4720C107
Record Date:    01/30/2017   Meeting Type:    Annual   Ticker:    IMB
     Shares Voted:    79,131     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Alison Cooper as Director

   Mgmt    For    For    For
6  

Elect Therese Esperdy as Director

   Mgmt    For    For    For
7  

Re-elect David Haines as Director

   Mgmt    For    For    For
8  

Re-elect Matthew Phillips as Director

   Mgmt    For    For    For
9  

Elect Steven Stanbrook as Director

   Mgmt    For    For    For
10  

Re-elect Oliver Tant as Director

   Mgmt    For    For    For
11  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Imperial Brands PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12  

Re-elect Karen Witts as Director

   Mgmt    For    For    For
13  

Re-elect Malcolm Wyman as Director

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
21  

Adopt New Articles of Association

   Mgmt    For    For    For

Siemens AG

 

Meeting Date:    02/01/2017   Country:    Germany   Primary Security ID:    D69671218
Record Date:      Meeting Type:    Annual   Ticker:    SIE
     Shares Voted:    44,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015/2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 3.60 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2015/2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015/2016

   Mgmt    For    For    For
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal 2016/2017

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

QUALCOMM Incorporated

 

Meeting Date:    03/07/2017   Country:    USA   Primary Security ID:    747525103
Record Date:    01/09/2017   Meeting Type:    Annual   Ticker:    QCOM
     Shares Voted:    99,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Barbara T. Alexander

   Mgmt    For    For    For
1b  

Elect Director Jeffrey W. Henderson

   Mgmt    For    For    For
1c  

Elect Director Thomas W. Horton

   Mgmt    For    For    For
1d  

Elect Director Paul E. Jacobs

   Mgmt    For    For    For
1e  

Elect Director Ann M. Livermore

   Mgmt    For    For    For
1f  

Elect Director Harish Manwani

   Mgmt    For    For    For
1g  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
1h  

Elect Director Steve Mollenkopf

   Mgmt    For    For    For
1i  

Elect Director Clark T. “Sandy” Randt, Jr.

   Mgmt    For    For    For
1j  

Elect Director Francisco Ros

   Mgmt    For    For    For
1k  

Elect Director Anthony J. Vinciquerra

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access Amendments

   SH    Against    Against    Against

Bridgestone Corp.

 

Meeting Date:    03/24/2017   Country:    Japan   Primary Security ID:    J04578126
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    5108
     Shares Voted:    120,965     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 70

   Mgmt    For    For    For
2.1  

Elect Director Tsuya, Masaaki

   Mgmt    For    For    For
2.2  

Elect Director Nishigai, Kazuhisa

   Mgmt    For    For    For
2.3  

Elect Director Zaitsu, Narumi

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Bridgestone Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.4  

Elect Director Togami, Kenichi

   Mgmt    For    For    For
2.5  

Elect Director Tachibana Fukushima, Sakie

   Mgmt    For    For    For
2.6  

Elect Director Scott Trevor Davis

   Mgmt    For    For    For
2.7  

Elect Director Okina, Yuri

   Mgmt    For    For    For
2.8  

Elect Director Masuda, Kenichi

   Mgmt    For    For    For
2.9  

Elect Director Yamamoto, Kenzo

   Mgmt    For    For    For
2.10  

Elect Director Terui, Keiko

   Mgmt    For    For    For
2.11  

Elect Director Sasa, Seiichi

   Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    03/24/2017   Country:    USA   Primary Security ID:    232806109
Record Date:    02/27/2017   Meeting Type:    Proxy Contest   Ticker:    CY
     Shares Voted:    463,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Management Proxy (White Proxy Card)

   Mgmt         
1  

Eliminate Cumulative Voting

   Mgmt    For    Refer    For
 

Dissident Proxy (Gold Proxy Card)

   Mgmt         
1  

Eliminate Cumulative Voting

   Mgmt    None    Refer    Do Not Vote

Iberdrola S.A.

 

Meeting Date:    03/31/2017   Country:    Spain   Primary Security ID:    E6165F166
Record Date:    03/26/2017   Meeting Type:    Annual   Ticker:    IBE
     Shares Voted:    1,035,748     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
2  

Approve Consolidated and Standalone Management Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Iberdrola S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Approve Discharge of Board

   Mgmt    For    For    For
4  

Appoint KPMG Auditores as Auditor

   Mgmt    For    For    For
5  

Amend Preamble of Bylaws

   Mgmt    For    For    For
6  

Amend Articles 7 and 8 Re: Company’s Commitment, Mission, Vision and Values

   Mgmt    For    For    For
7  

Amend Article 14 of General Meeting Regulations Re: Right to Information and Technical Improvements

   Mgmt    For    For    For
8  

Amend Articles 19 and 39 of General Meeting Regulations Re: Channels for Participation

   Mgmt    For    For    For
9  

Elect Juan Manuel Gonzalez Serna as Director

   Mgmt    For    For    For
10  

Elect Francisco Martinez Corcoles as Director

   Mgmt    For    For    For
11  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
12  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
13  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
14  

Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares

   Mgmt    For    For    For
15  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
16  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For
17  

Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 20 Billion and Issuance of Notes up to EUR 6 Billion

   Mgmt    For    Refer    For
18  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Bank Of Montreal

 

Meeting Date:    04/04/2017   Country:    Canada   Primary Security ID:    063671101
Record Date:    02/06/2017   Meeting Type:    Annual/Special   Ticker:    BMO
     Shares Voted:    69,438     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Janice M. Babiak

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Bank Of Montreal

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.2  

Elect Director Sophie Brochu

   Mgmt    For    For    For
1.3  

Elect Director George A. Cope

   Mgmt    For    For    For
1.4  

Elect Director William A. Downe

   Mgmt    For    For    For
1.5  

Elect Director Christine A. Edwards

   Mgmt    For    For    For
1.6  

Elect Director Martin S. Eichenbaum

   Mgmt    For    For    For
1.7  

Elect Director Ronald H. Farmer

   Mgmt    For    For    For
1.8  

Elect Director Linda Huber

   Mgmt    For    For    For
1.9  

Elect Director Eric R. La Fleche

   Mgmt    For    For    For
1.10  

Elect Director Lorraine Mitchelmore

   Mgmt    For    For    For
1.11  

Elect Director Philip S. Orsino

   Mgmt    For    For    For
1.12  

Elect Director J. Robert S. Prichard

   Mgmt    For    For    For
1.13  

Elect Director Don M. Wilson III

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend By-Laws

   Mgmt    For    Refer    For
4  

Fix Maximum Variable Compensation Ratio For Certain European Union Staff to Comply with Regulatory Requirements

   Mgmt    For    For    For
5  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Anta Sports Products Ltd.

 

Meeting Date:    04/06/2017   Country:    Cayman Islands   Primary Security ID:    G04011105
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    2020
     Shares Voted:    1,905,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Special Dividend

   Mgmt    For    For    For
4  

Elect Wang Wenmo as Director

   Mgmt    For    For    Against
5  

Elect Wu Yonghua as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Anta Sports Products Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Elect Lu Hong Te as Director

   Mgmt    For    Refer    For
7  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
8  

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against
10  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
11  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Refer    Against
12  

Adopt New Share Option Scheme and Terminate Existing Share Option Scheme

   Mgmt    For    Refer    Against

Royal Bank of Canada

 

Meeting Date:    04/06/2017   Country:    Canada   Primary Security ID:    780087102
Record Date:    02/08/2017   Meeting Type:    Annual   Ticker:    RY
     Shares Voted:    71,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrew A. Chisholm

   Mgmt    For    For    For
1.2  

Elect Director Jacynthe Cote

   Mgmt    For    For    For
1.3  

Elect Director Toos N. Daruvala

   Mgmt    For    For    For
1.4  

Elect Director David F. Denison

   Mgmt    For    For    For
1.5  

Elect Director Richard L. George

   Mgmt    For    For    For
1.6  

Elect Director Alice D. Laberge

   Mgmt    For    For    For
1.7  

Elect Director Michael H. McCain

   Mgmt    For    For    For
1.8  

Elect Director David McKay

   Mgmt    For    For    For
1.9  

Elect Director Heather Munroe-Blum

   Mgmt    For    For    For
1.10  

Elect Director Thomas A. Renyi

   Mgmt    For    For    For
1.11  

Elect Director Kathleen Taylor

   Mgmt    For    For    For
1.12  

Elect Director Bridget A. van Kralingen

   Mgmt    For    For    For
1.13  

Elect Director Thierry Vandal

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Royal Bank of Canada

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
 

Shareholder Proposals

   Mgmt         
4  

SP 1: Adopt a Policy of Withdrawal from Tax Havens or Jurisdictions with Low Tax Rates

   SH    Against    Against    Against
5  

SP 2: Approve Annual Disclosure of Lobbying-Related Matters

   SH    Against    Against    Against
6  

SP 3: Approve Simplification and Improvement of the Management Disclosure on Executive Compensation

   SH    Against    Refer    Against
7  

SP 4: Approve Board Size By-Law

   SH    Against    Refer    Against
8  

SP 5: Adopt Proxy Access Bylaw

   SH    Against    Against    Against
9  

SP 6: Approve Retirement and Severance Agreements

   SH    Against    Refer    Against
10  

SP 7: Approve Placement of Shareholder Proposals in Circular

   SH    Against    Refer    Against

Rio Tinto plc

 

Meeting Date:    04/12/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    RIO
     Shares Voted:    81,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
3  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
4  

Approve the Potential Termination of Benefits for Australian Law Purposes

   Mgmt    For    Refer    For
5  

Re-elect Megan Clark as Director

   Mgmt    For    For    For
6  

Elect David Constable as Director

   Mgmt    For    For    For
7  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

8  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
9  

Elect Simon Henry as Director

   Mgmt    For    For    For
10  

Elect Jean-Sebastien Jacques as Director

   Mgmt    For    For    For
11  

Elect Sam Laidlaw as Director

   Mgmt    For    For    For
12  

Re-elect Michael L’Estrange as Director

   Mgmt    For    For    For
13  

Re-elect Chris Lynch as Director

   Mgmt    For    For    For
14  

Re-elect Paul Tellier as Director

   Mgmt    For    For    For
15  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
16  

Re-elect John Varley as Director

   Mgmt    For    For    For
17  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
 

Resolutions 20 to 23 will be Voted on by Rio Tinto plc Shareholders Only

   Mgmt         
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Texas Instruments Incorporated

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    882508104
Record Date:    02/21/2017   Meeting Type:    Annual   Ticker:    TXN
     Shares Voted:    66,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ralph W. Babb, Jr.

   Mgmt    For    For    For
1b  

Elect Director Mark A. Blinn

   Mgmt    For    For    For
1c  

Elect Director Todd M. Bluedorn

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Texas Instruments Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director Daniel A. Carp

   Mgmt    For    For    For
1e  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1f  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1g  

Elect Director Jean M. Hobby

   Mgmt    For    For    For
1h  

Elect Director Ronald Kirk

   Mgmt    For    For    For
1i  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1j  

Elect Director Robert E. Sanchez

   Mgmt    For    For    For
1k  

Elect Director Wayne R. Sanders

   Mgmt    For    For    For
1l  

Elect Director Richard K. Templeton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Vinci

 

Meeting Date:    04/20/2017   Country:    France   Primary Security ID:    F5879X108
Record Date:    04/13/2017   Meeting Type:    Annual/Special   Ticker:    DG
     Shares Voted:    76,769     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.10 per Share

   Mgmt    For    For    For
4  

Reelect Yannick Assouad as Director

   Mgmt    For    For    For
5  

Reelect Graziella Gavezotti as Director

   Mgmt    For    For    For
6  

Reelect Michael Pragnell as Director

   Mgmt    For    For    For
7  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

8  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
9  

Approve Remuneration Policy for Chairman and CEO

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Xavier Huillard, Chairman and CEO

   Mgmt    For    For    For
11  

Non-Binding Vote on Compensation of Pierre Coppey, Vice CEO, from Jan. 1st until June 20, 2016

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
14  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million

   Mgmt    For    Against    Against
15  

Authorize Issuance of Convertible Bonds without Preemptive Rights, up to an Aggregate Nominal Amount EUR 150 Million

   Mgmt    For    For    For
16  

Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million

   Mgmt    For    For    For
17  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
19  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Schneider Electric SE

 

Meeting Date:    04/25/2017   Country:    France   Primary Security ID:    F86921107
Record Date:    04/20/2017   Meeting Type:    Annual/Special   Ticker:    SU
     Shares Voted:    58,784     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Losses and Dividends of EUR 2.04 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Non-Binding Vote on Compensation of Jean Pascal Tricoire

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Emmanuel Babeau

   Mgmt    For    For    For
7  

Approve remuneration policy of CEO and Chairman

   Mgmt    For    For    For
8  

Approve remuneration policy of Vice-CEO

   Mgmt    For    For    For
9  

Reelect Jean-Pascal Tricoire as Director

   Mgmt    For    Refer    Against
10  

Elect Nadine Bouquin as a Representative of Employee Shareholders to the Board

   Mgmt    Abstain    Refer    Against
11  

Elect Claude Briquet as a Representative of Employee Shareholders to the Board

   Mgmt    Abstain    Refer    Against
12  

Elect Xiaoyun Ma as a Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
13  

Elect Francois Martin-Festa as a Representative of Employee Shareholders to the Board

   Mgmt    Abstain    Refer    Against
14  

Elect Jean-Michel Vedrine as a Representative of Employee Shareholders to the Board

   Mgmt    Abstain    Refer    Against
15  

Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million

   Mgmt    For    Refer    For
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Amend Article 11 of Bylaws Re: Election of Employee Shareholders Representative to the board

   Mgmt    For    For    For
18  

Amend Article 19 of Bylaws to Comply with Legal Changes

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Schneider Electric SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million

   Mgmt    For    Against    Against
20  

Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
21  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million

   Mgmt    For    For    For
22  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above or Vote under Item 19 of this Agenda

   Mgmt    For    For    For
23  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
24  

Approve Issuance of Equity or Equity-Linked Securities for up to 4.85 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 115 Million

   Mgmt    For    Refer    For
25  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
26  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
27  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Ordinary Business

   Mgmt Mgmt    For    For    For
28  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Wells Fargo & Company

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    949746101
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    WFC
     Shares Voted:    152,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director John D. Baker, II

   Mgmt    For    Refer    Against
1b  

Elect Director John S. Chen

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Wells Fargo & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Elect Director Lloyd H. Dean

   Mgmt    For    Refer    Against
1d  

Elect Director Elizabeth A. Duke

   Mgmt    For    Refer    Against
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    Refer    Against
1f  

Elect Director Donald M. James

   Mgmt    For    Refer    Against
1g  

Elect Director Cynthia H. Milligan

   Mgmt    For    Refer    Against
1h  

Elect Director Karen B. Peetz

   Mgmt    For    For    For
1i  

Elect Director Federico F. Peña

   Mgmt    For    Refer    Against
1j  

Elect Director James H. Quigley

   Mgmt    For    Refer    Against
1k  

Elect Director Stephen W. Sanger

   Mgmt    For    Refer    Against
1l  

Elect Director Ronald L. Sargent

   Mgmt    For    For    For
1m  

Elect Director Timothy J. Sloan

   Mgmt    For    For    For
1n  

Elect Director Susan G. Swenson

   Mgmt    For    Refer    Against
1o  

Elect Director Suzanne M. Vautrinot

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Review and Report on Business Standards

   SH    Against    Refer    Against
6  

Provide for Cumulative Voting

   SH    Against    Against    Against
7  

Report on Divesting Non-Core Business

   SH    Against    Refer    Against
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
10  

Adopt Global Policy Regarding the Rights of Indigenous People

   SH    Against    Refer    Against

Axa

 

Meeting Date:    04/26/2017   Country:    France   Primary Security ID:    F06106102
Record Date:    04/21/2017   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    130,200     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.16 per Share

   Mgmt    For    For    For
4  

Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016

   Mgmt    For    For    For
5  

Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016

   Mgmt    For    For    For
8  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    For    For
9  

Approve Remuneration Policy of CEO

   Mgmt    For    For    For
10  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
11  

Approve Additional Social Benefits Agreement with Thomas Buberl, CEO

   Mgmt    For    Refer    For
12  

Approve Severance Agreement with Thomas Buberl

   Mgmt    For    Refer    For
13  

Reelect Deanna Oppenheimer as Director

   Mgmt    For    For    For
14  

Reelect Ramon de Oliveira as Director

   Mgmt    For    For    For
15  

Ratify Appointment of Thomas Buberl as Director

   Mgmt    For    For    For
16  

Ratify Appointment of André François-Poncet as Director

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions

   Mgmt    For    Against    Against
20  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    For    For
21  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    Refer    For
22  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers

   Mgmt    For    For    For
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    Against
25  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million

   Mgmt    For    Against    Against
26  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion

   Mgmt    For    Against    Against
27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
29  

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For
30  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
31  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Eaton Corporation plc

 

Meeting Date:    04/26/2017   Country:    Ireland   Primary Security ID:    G29183103
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    ETN
     Shares Voted:    66,900     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Eaton Corporation plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Craig Arnold

   Mgmt    For    For    For
1b  

Elect Director Todd M. Bluedorn

   Mgmt    For    For    For
1c  

Elect Director Christopher M. Connor

   Mgmt    For    For    For
1d  

Elect Director Michael J. Critelli

   Mgmt    For    For    For
1e  

Elect Director Richard H. Fearon

   Mgmt    For    For    For
1f  

Elect Director Charles E. Golden

   Mgmt    For    For    For
1g  

Elect Director Arthur E. Johnson

   Mgmt    For    For    For
1h  

Elect Director Deborah L. McCoy

   Mgmt    For    For    For
1i  

Elect Director Gregory R. Page

   Mgmt    For    For    For
1j  

Elect Director Sandra Pianalto

   Mgmt    For    For    For
1k  

Elect Director Gerald B. Smith

   Mgmt    For    For    For
1l  

Elect Director Dorothy C. Thompson

   Mgmt    For    For    For
2  

Provide Proxy Access Right

   Mgmt    For    For    For
3  

Amend Articles of Association regarding Bringing Shareholder Business and Making Director Nominations at an Annual General Meeting

   Mgmt    For    Refer    For
4  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Authorize Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorize Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Approval of Overseas Market Purchases of the Company Shares

   Mgmt    For    For    For

Unilever NV

 

Meeting Date:    04/26/2017   Country:    Netherlands   Primary Security ID:    N8981F271
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    UNA
     Shares Voted:    162,472     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Unilever NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Discussion of the Annual Report and Accounts for the 2016 financial year

   Mgmt         
2  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
3  

Approve Discharge of Executive Board Members

   Mgmt    For    For    For
4  

Approve Discharge of Non-Executive Board Members

   Mgmt    For    For    For
5  

Approve Remuneration Policy for Management Board Members

   Mgmt    For    For    For
6  

Approve Unilever Share Plan 2017

   Mgmt    For    Refer    For
7  

Elect N.S. Andersen as Non-Executive Board Member

   Mgmt    For    For    For
8  

Elect L.M. Cha as Non-Executive Board Member

   Mgmt    For    For    For
9  

Elect V. Colao as Non-Executive Board Member

   Mgmt    For    For    For
10  

Elect M Dekkers as Non-Executive Board Member

   Mgmt    For    For    For
11  

Elect A.M. Fudge as Non-Executive Board Member

   Mgmt    For    For    For
12  

Elect J. Hartmann as Non-Executive Board Member

   Mgmt    For    For    For
13  

Elect M. Ma as Non-Executive Board Member

   Mgmt    For    For    For
14  

Elect S Masiyiwa as Non-Executive Board Member

   Mgmt    For    For    For
15  

Elect Y.Moon as Non-Executive Board Member

   Mgmt    For    For    For
16  

Elect G. Pitkethly as Executive Board Member

   Mgmt    For    For    For
17  

Elect P.G.J.M. Polman as Executive Board Member

   Mgmt    For    For    For
18  

Elect J. Rishton as Non-Executive Board Member

   Mgmt    For    For    For
19  

Elect F. Sijbesma as Non-Executive Board Member

   Mgmt    For    For    For
20  

Ratify KPMG as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Unilever NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

21  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    Against
22  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
23  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For

AstraZeneca plc

 

Meeting Date:    04/27/2017   Country:    United Kingdom   Primary Security ID:    G0593M107
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    AZN
     Shares Voted:    27,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividends

   Mgmt    For    For    For
3  

Appoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5a  

Re-elect Leif Johansson as Director

   Mgmt    For    For    For
5b  

Re-elect Pascal Soriot as Director

   Mgmt    For    For    For
5c  

Re-elect Marc Dunoyer as Director

   Mgmt    For    For    For
5d  

Re-elect Genevieve Berger as Director

   Mgmt    For    For    For
5e  

Elect Philip Broadley as Director

   Mgmt    For    For    For
5f  

Re-elect Bruce Burlington as Director

   Mgmt    For    For    For
5g  

Re-elect Graham Chipchase as Director

   Mgmt    For    For    For
5h  

Re-elect Rudy Markham as Director

   Mgmt    For    For    For
5i  

Re-elect Shriti Vadera as Director

   Mgmt    For    For    For
5j  

Re-elect Marcus Wallenberg as Director

   Mgmt    For    For    For
6  

Approve Remuneration Report

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    For    For
8  

Approve EU Political Donations and Expenditure

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

AstraZeneca plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
10  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
12  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

CRH plc

 

Meeting Date:    04/27/2017   Country:    Ireland   Primary Security ID:    G25508105
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    CRG
     Shares Voted:    100,775     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4(a)  

Re-elect Ernst Bartschi as Director

   Mgmt    For    For    For
4(b)  

Re-elect Maeve Carton as Director

   Mgmt    For    For    For
4(c)  

Re-elect Nicky Hartery as Director

   Mgmt    For    For    For
4(d)  

Re-elect Patrick Kennedy as Director

   Mgmt    For    For    For
4(e)  

Re-elect Donald McGovern Jr. as Director

   Mgmt    For    For    For
4(f)  

Re-elect Heather Ann McSharry as Director

   Mgmt    For    For    For
4(g)  

Re-elect Albert Manifold as Director

   Mgmt    For    For    For
4(h)  

Re-elect Senan Murphy as Director

   Mgmt    For    For    For
4(i)  

Elect Gillian Platt as Director

   Mgmt    For    For    For
4(j)  

Re-elect Lucinda Riches as Director

   Mgmt    For    For    For
4(k)  

Re-elect Henk Rottinghuis as Director

   Mgmt    For    For    For
4(l)  

Re-elect William Teuber Jr. as Director

   Mgmt    For    For    For
5  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Reappoint Ernst & Young as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

CRH plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
10  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
11  

Authorise Reissuance of Treasury Shares

   Mgmt    For    Refer    For
12  

Approve Scrip Dividend

   Mgmt    For    For    For

Johnson & Johnson

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    478160104
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    JNJ
     Shares Voted:    73,226     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mary C. Beckerle

   Mgmt    For    For    For
1b  

Elect Director D. Scott Davis

   Mgmt    For    For    For
1c  

Elect Director Ian E. L. Davis

   Mgmt    For    For    For
1d  

Elect Director Alex Gorsky

   Mgmt    For    For    For
1e  

Elect Director Mark B. McClellan

   Mgmt    For    For    For
1f  

Elect Director Anne M. Mulcahy

   Mgmt    For    For    For
1g  

Elect Director William D. Perez

   Mgmt    For    For    For
1h  

Elect Director Charles Prince

   Mgmt    For    For    For
1i  

Elect Director A. Eugene Washington

   Mgmt    For    For    For
1j  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
2  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Johnson & Johnson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Require Independent Board Chairman

   SH    Against    Refer    For

Lockheed Martin Corporation

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    539830109
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    20,311     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    Refer    Against
1c  

Elect Director Rosalind G. Brewer

   Mgmt    For    Refer    Against
1d  

Elect Director David B. Burritt

   Mgmt    For    For    For
1e  

Elect Director Bruce A. Carlson

   Mgmt    For    Refer    Against
1f  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Falk

   Mgmt    For    Refer    Against
1h  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1i  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1j  

Elect Director James M. Loy

   Mgmt    For    For    For
1k  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1l  

Elect Director Anne Stevens

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Holy Land Principles

   SH    Against    Against    Against

Pfizer Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    717081103
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    PFE
     Shares Voted:    269,081     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Pfizer Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis A. Ausiello

   Mgmt    For    For    For
1.2  

Elect Director Ronald E. Blaylock

   Mgmt    For    For    For
1.3  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1.4  

Elect Director Joseph J. Echevarria

   Mgmt    For    For    For
1.5  

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
1.6  

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
1.7  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.8  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.9  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1.10  

Elect Director Ian C. Read

   Mgmt    For    For    For
1.11  

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
1.12  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Holy Land Principles

   SH    Against    Against    Against
6  

Amend Bylaws - Call Special Meetings

   SH    Against    For    For
7  

Require Independent Board Chairman

   SH    Against    Refer    For

Sekisui House Ltd.

 

Meeting Date:    04/27/2017   Country:    Japan   Primary Security ID:    J70746136
Record Date:    01/31/2017   Meeting Type:    Annual   Ticker:    1928
     Shares Voted:    307,557     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 32

   Mgmt    For    For    For
2  

Appoint Statutory Auditor Kobayashi, Takashi

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Sekisui House Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Approve Annual Bonus

   Mgmt    For    Refer    For

AT&T Inc.

 

Meeting Date:    04/28/2017   Country:    USA   Primary Security ID:    00206R102
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    T
     Shares Voted:    123,376     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Randall L. Stephenson

   Mgmt    For    For    For
1.2  

Elect Director Samuel A. Di Piazza, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Richard W. Fisher

   Mgmt    For    For    For
1.4  

Elect Director Scott T. Ford

   Mgmt    For    For    For
1.5  

Elect Director Glenn H. Hutchins

   Mgmt    For    For    For
1.6  

Elect Director William E. Kennard

   Mgmt    For    For    For
1.7  

Elect Director Michael B. McCallister

   Mgmt    For    For    For
1.8  

Elect Director Beth E. Mooney

   Mgmt    For    For    For
1.9  

Elect Director Joyce M. Roche

   Mgmt    For    For    For
1.10  

Elect Director Matthew K. Rose

   Mgmt    For    For    For
1.11  

Elect Director Cynthia B. Taylor

   Mgmt    For    For    For
1.12  

Elect Director Laura D’Andrea Tyson

   Mgmt    For    For    For
1.13  

Elect Director Geoffrey Y. Yang

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Indirect Political Contributions

   SH    Against    Against    Against
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Amend Proxy Access Right

   SH    Against    Against    Against
8  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Bayer AG

 

Meeting Date:    04/28/2017   Country:    Germany   Primary Security ID:    D0712D163
Record Date:      Meeting Type:    Annual   Ticker:    BAYN
     Shares Voted:    37,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.70 per Share for Fiscal 2016

   Mgmt    For    For    For
2  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
3  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
4.1  

Elect Werner Wenning to the Supervisory Board

   Mgmt    For    For    For
4.2  

Elect Paul Achleitner to the Supervisory Board

   Mgmt    For    For    For
4.3  

Elect Norbert W. Bischofberger to the Supervisory Board

   Mgmt    For    For    For
4.4  

Elect Thomas Ebeling to the Supervisory Board

   Mgmt    For    For    For
4.5  

Elect Colleen A. Goggins to the Supervisory Board

   Mgmt    For    For    For
4.6  

Elect Klaus Sturany to the Supervisory Board

   Mgmt    For    For    For
5  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
6  

Approve Affiliation Agreements with Subsidiaries Bayer CropScience Aktiengesellschaft

   Mgmt    For    Refer    For
7  

Ratify Deloitte GmbH as Auditors for Fiscal 2017

   Mgmt    For    For    For

HSBC Holdings plc

 

Meeting Date:    04/28/2017   Country:    United Kingdom   Primary Security ID:    G4634U169
Record Date:    04/27/2017   Meeting Type:    Annual   Ticker:    HSBA
     Shares Voted:    674,794     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

HSBC Holdings plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Approve Remuneration Report

   Mgmt    For    For    For
3(a)  

Elect David Nish as Director

   Mgmt    For    For    For
3(b)  

Elect Jackson Tai as Director

   Mgmt    For    For    For
3(c)  

Re-elect Phillip Ameen as Director

   Mgmt    For    For    For
3(d)  

Re-elect Kathleen Casey as Director

   Mgmt    For    For    For
3(e)  

Re-elect Laura Cha as Director

   Mgmt    For    For    For
3(f)  

Re-elect Henri de Castries as Director

   Mgmt    For    For    For
3(g)  

Re-elect Lord Evans of Weardale as Director

   Mgmt    For    For    For
3(h)  

Re-elect Joachim Faber as Director

   Mgmt    For    For    For
3(i)  

Re-elect Douglas Flint as Director

   Mgmt    For    For    For
3(j)  

Re-elect Stuart Gulliver as Director

   Mgmt    For    For    For
3(k)  

Re-elect Irene Lee as Director

   Mgmt    For    Refer    For
3(l)  

Re-elect John Lipsky as Director

   Mgmt    For    For    For
3(m)  

Re-elect Iain Mackay as Director

   Mgmt    For    For    For
3(n)  

Re-elect Heidi Miller as Director

   Mgmt    For    For    For
3(o)  

Re-elect Marc Moses as Director

   Mgmt    For    For    For
3(p)  

Re-elect Jonathan Symonds as Director

   Mgmt    For    For    For
3(q)  

Re-elect Pauline van der Meer Mohr as Director

   Mgmt    For    For    For
3(r)  

Re-elect Paul Walsh as Director

   Mgmt    For    Refer    For
4  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Authorise the Group Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
7  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
10  

Authorise Directors to Allot Any Repurchased Shares

   Mgmt    For    Refer    For
11  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

HSBC Holdings plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12  

Authorise Issue of Equity in Relation to Contingent Convertible Securities

   Mgmt    For    For    For
13  

Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities

   Mgmt    For    For    For
14  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Eli Lilly and Company

 

Meeting Date:    05/01/2017   Country:    USA   Primary Security ID:    532457108
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    LLY
     Shares Voted:    45,519     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Eskew

   Mgmt    For    Refer    Against
1b  

Elect Director William G. Kaelin, Jr.

   Mgmt    For    For    For
1c  

Elect Director John C. Lechleiter

   Mgmt    For    For    For
1d  

Elect Director David A. Ricks

   Mgmt    For    For    For
1e  

Elect Director Marschall S. Runge

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Amend Deferred Compensation Plan

   Mgmt    For    Refer    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Pepsico, Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    713448108
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    PEP
     Shares Voted:    32,700     

 


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Pepsico, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Shona L. Brown

   Mgmt    For    For    For
1b  

Elect Director George W. Buckley

   Mgmt    For    For    For
1c  

Elect Director Cesar Conde

   Mgmt    For    For    For
1d  

Elect Director Ian M. Cook

   Mgmt    For    For    For
1e  

Elect Director Dina Dublon

   Mgmt    For    For    For
1f  

Elect Director Rona A. Fairhead

   Mgmt    For    For    For
1g  

Elect Director Richard W. Fisher

   Mgmt    For    For    For
1h  

Elect Director William R. Johnson

   Mgmt    For    For    For
1i  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1j  

Elect Director David C. Page

   Mgmt    For    For    For
1k  

Elect Director Robert C. Pohlad

   Mgmt    For    For    For
1l  

Elect Director Daniel Vasella

   Mgmt    For    For    For
1m  

Elect Director Darren Walker

   Mgmt    For    For    For
1n  

Elect Director Alberto Weisser

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Plans to Minimize Pesticides’ Impact on Pollinators

   SH    Against    Refer    Against
6  

Adopt Holy Land Principles

   SH    Against    Against    Against

Enel SpA

 

Meeting Date:    05/04/2017   Country:    Italy   Primary Security ID:    T3679P115
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    ENEL
     Shares Voted:    1,375,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Enel SpA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    For
4  

Fix Number of Directors

   Mgmt    For    Refer    For
5  

Fix Board Terms for Directors

   Mgmt    For    Refer    For
 

Appoint Directors (Slate Election) - Choose One of the Following Slates

   Mgmt         
6.1  

Slate Submitted by the Italian Ministry of Economy And Finance

   SH    None    Refer    Do Not Vote
6.2  

Slate Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
 

Shareholder Proposals Submitted by Italian Ministry of Economy And Finance

   Mgmt         
7  

Elect Patrizia Grieco as Board Chair

   SH    None    For    For
8  

Approve Remuneration of Directors

   SH    None    Refer    For
 

Management Proposals

   Mgmt         
9  

Approve 2017 Monetary Long-Term Incentive Plan

   Mgmt    For    Refer    For
10  

Approve Remuneration Policy

   Mgmt    For    For    For

IMI plc

 

Meeting Date:    05/04/2017   Country:    United Kingdom   Primary Security ID:    G47152114
Record Date:    05/02/2017   Meeting Type:    Annual   Ticker:    IMI
     Shares Voted:    209,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Lord Smith of Kelvin as Director

   Mgmt    For    For    For
5  

Re-elect Carl-Peter Forster as Director

   Mgmt    For    For    For
6  

Re-elect Ross McInnes as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

IMI plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Re-elect Birgit Norgaard as Director

   Mgmt    For    For    For
8  

Re-elect Mark Selway as Director

   Mgmt    For    For    For
9  

Re-elect Isobel Sharp as Director

   Mgmt    For    For    For
10  

Re-elect Daniel Shook as Director

   Mgmt    For    For    For
11  

Re-elect Bob Stack as Director

   Mgmt    For    For    For
12  

Re-elect Roy Twite as Director

   Mgmt    For    For    For
13  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
A  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
B  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
C  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
D  

Authorise the Company to Call General Meeting with 14 Clear Working Days’ Notice

   Mgmt    For    For    For

Casino Guichard Perrachon

 

Meeting Date:    05/05/2017   Country:    France   Primary Security ID:    F14133106
Record Date:    05/02/2017   Meeting Type:    Annual/Special   Ticker:    CO
     Shares Voted:    75,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 3.12 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Casino Guichard Perrachon

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Approve Transaction with Cnova N.V. Re: Public Tender Offer

   Mgmt    For    Refer    For
5  

Approve Amendment to Agreement with Mercialys Re: Partnership Agreement

   Mgmt    For    Refer    For
6  

Approve Amendment to Agreement with Euris

   Mgmt    For    Refer    Against
7  

Non-Binding Vote on Compensation of Jean-Charles Naouri, Chairman and CEO

   Mgmt    For    For    For
8  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    For    For
9  

Reelect Gerard de Roquemaurel as Director

   Mgmt    For    For    For
10  

Reelect David de Rothschild as Director

   Mgmt    For    For    For
11  

Reelect Frederic Saint-Geours as Director

   Mgmt    For    For    For
12  

Reelect Euris as Director

   Mgmt    For    For    For
13  

Reelect Fonciere Euris as Director

   Mgmt    For    For    For
14  

Elect Christiane Feral-Schuhl as Director

   Mgmt    For    For    For
15  

Decision not to Replace a Director

   Mgmt    For    Refer    For
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 59 Million

   Mgmt    For    For    Against
18  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 16.9 Million

   Mgmt    For    For    For
19  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 16.9 Million

   Mgmt    For    Refer    For
20  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
21  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
22  

Authorize Capitalization of Reserves of Up to EUR 59 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Casino Guichard Perrachon

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

23  

Authorize Capital Increase of Up to EUR 16.9 Million for Future Exchange Offers

   Mgmt    For    For    For
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    For
25  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 59 Million

   Mgmt    For    Refer    For
26  

Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans (Repurchased Shares)

   Mgmt    For    Refer    Against
27  

Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans (New Shares)

   Mgmt    For    Refer    Against
28  

Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against
29  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
30  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
31  

Amend Article 14, 16 and 29 of Bylaws Re: Employee Representative

   Mgmt    For    For    For
32  

Amend Article 20 and 21 of Bylaws Re: Age Limit for Chairman of the Board and CEO

   Mgmt    For    Refer    For
33  

Amend Article 4 and 225 of Bylaws Re: Headquarters and General Meetings Composition

   Mgmt    For    For    For
34  

Delegate Powers to the Board to Amend Bylaws in Accordance with New Regulations

   Mgmt    For    Refer    Against
35  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

ING Groep NV

 

Meeting Date:    05/08/2017   Country:    Netherlands   Primary Security ID:    N4578E595
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    INGA
     Shares Voted:    421,930     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2a  

Receive Report of Management Board (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

ING Groep NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2b  

Receive Announcements on Sustainability

   Mgmt         
2c  

Receive Report of Supervisory Board (Non-Voting)

   Mgmt         
2d  

Discuss Remuneration Report

   Mgmt         
2e  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3a  

Receive Explanation on Profit Retention and Distribution Policy

   Mgmt         
3b  

Approve Dividends of EUR 0.66 Per Share

   Mgmt    For    For    For
4a  

Approve Discharge of Management Board

   Mgmt    For    For    For
4b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5a  

Receive Information on Deferral Period in the Remuneration Policy for Members of the Executive Board

   Mgmt         
5b  

Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration

   Mgmt    For    For    For
6a  

Reelect Ralph Hamers to Management Board

   Mgmt    For    For    For
6b  

Elect Steven van Rijswijk to Management Board

   Mgmt    For    For    For
6c  

Elect Koos Timmermans to Management Board

   Mgmt    For    For    For
7a  

Reelect Hermann-Josef Lamberti to Supervisory Board

   Mgmt    For    For    For
7b  

Reelect Robert Reibestein to Supervisory Board

   Mgmt    For    For    For
7c  

Reelect Jeroen van der Veer to Supervisory Board

   Mgmt    For    For    For
7d  

Elect Jan Peter Balkenende to Supervisory Board

   Mgmt    For    For    For
7e  

Elect Margarete Haase to Supervisory Board

   Mgmt    For    For    For
7f  

Elect Hans Wijers to Supervisory Board

   Mgmt    For    For    For
8a  

Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital

   Mgmt    For    For    For
8b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
9  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
10  

Other Business (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Inter Pipeline Ltd.

 

Meeting Date:    05/08/2017   Country:    Canada   Primary Security ID:    45833V109
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    IPL
     Shares Voted:    239,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Fix Number of Directors at Nine

   Mgmt    For    Refer    For
2.1  

Elect Director Richard Shaw

   Mgmt    For    For    For
2.2  

Elect Director David Fesyk

   Mgmt    For    For    For
2.3  

Elect Director Lorne Brown

   Mgmt    For    For    For
2.4  

Elect Director Duane Keinick

   Mgmt    For    For    For
2.5  

Elect Director Alison Taylor Love

   Mgmt    For    For    For
2.6  

Elect Director William Robertson

   Mgmt    For    For    For
2.7  

Elect Director Brant Sangster

   Mgmt    For    For    For
2.8  

Elect Director Margaret McKenzie

   Mgmt    For    For    For
2.9  

Elect Director Christian Bayle

   Mgmt    For    For    For
3  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Approve Shareholder Rights Plan

   Mgmt    For    Against    Against
5  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:    05/10/2017   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/08/2017   Meeting Type:    Annual   Ticker:    BA.
     Shares Voted:    637,422     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Re-elect Elizabeth Corley as Director

   Mgmt    For    For    For
7  

Re-elect Jerry DeMuro as Director

   Mgmt    For    For    For
8  

Re-elect Harriet Green as Director

   Mgmt    For    For    For
9  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
10  

Re-elect Ian King as Director

   Mgmt    For    For    For
11  

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
12  

Re-elect Paula Reynolds as Director

   Mgmt    For    For    For
13  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
14  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
15  

Elect Charles Woodburn as Director

   Mgmt    For    For    For
16  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:    05/11/2017   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    PHIA
     Shares Voted:    117,466     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

President’s Speech

   Mgmt         
2a  

Discuss Remuneration Report

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Koninklijke Philips NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2b  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2c  

Adopt Financial Statements

   Mgmt    For    For    For
2d  

Approve Dividends of EUR 0.80 Per Share

   Mgmt    For    For    For
2e  

Approve Discharge of Management Board

   Mgmt    For    For    For
2f  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
3a  

Amend the Remuneration Policy of the Management Board

   Mgmt    For    For    For
3b  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
4a  

Reelect J. van der Veer to Supervisory Board

   Mgmt    For    For    For
4b  

Reelect C.A. Poon to Supervisory Board

   Mgmt    For    For    For
5  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    Against
6.a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For
6.b  

Authorize Board to Exclude Preemptive Rights from Issuances under Item 6a

   Mgmt    For    Refer    For
7  

Authorize Repurchase of Shares

   Mgmt    For    For    For
8  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
9  

Other Business (Non-Voting)

   Mgmt         

Mondi plc

 

Meeting Date:    05/11/2017   Country:    United Kingdom   Primary Security ID:    G6258S107
Record Date:    05/09/2017   Meeting Type:    Annual   Ticker:    MNDI
     Shares Voted:    205,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Common Business: Mondi Limited and Mondi plc

   Mgmt         
1  

Elect Tanya Fratto as Director

   Mgmt    For    For    For
2  

Re-elect Stephen Harris as Director

   Mgmt    For    For    For
3  

Re-elect Andrew King as Director

   Mgmt    For    For    For
4  

Re-elect John Nicholas as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Mondi plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Re-elect Peter Oswald as Director

   Mgmt    For    For    For
6  

Re-elect Fred Phaswana as Director

   Mgmt    For    For    For
7  

Re-elect Dominique Reiniche as Director

   Mgmt    For    For    For
8  

Re-elect David Williams as Director

   Mgmt    For    For    For
9  

Elect Tanya Fratto as Member of the DLC Audit Committee

   Mgmt    For    For    For
10  

Re-elect Stephen Harris as Member of the DLC Audit Committee

   Mgmt    For    For    For
11  

Re-elect John Nicholas as Member of the DLC Audit Committee

   Mgmt    For    For    For
 

Mondi Limited Business

   Mgmt         
12  

Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2016

   Mgmt    For    For    For
13  

Approve Remuneration Policy

   Mgmt    For    For    For
14  

Approve Remuneration of Non-executive Directors

   Mgmt    For    Refer    For
15  

Approve Final Dividend

   Mgmt    For    For    For
16  

Appoint PricewaterhouseCoopers Inc as Auditors of the Company with Michal Kotze as the Registered Auditor

   Mgmt    For    For    For
17  

Authorise the DLC Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Approve Financial Assistance to Related or Inter-related Company or Corporation

   Mgmt    For    Refer    For
19  

Place Authorised but Unissued Ordinary Shares Under Control of Directors

   Mgmt    For    For    For
20  

Place Authorised but Unissued Special Converting Shares Under Control of Directors

   Mgmt    For    For    For
21  

Authorise Board to Issue Shares for Cash

   Mgmt    For    For    For
22  

Authorise Repurchase of Issued Share Capital

   Mgmt         
 

Mondi plc Business

   Mgmt    For    For    For
23  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
24  

Approve Remuneration Policy

   Mgmt    For    For    For
25  

Approve Remuneration Report

   Mgmt    For    For    For
26  

Approve Final Dividend

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Mondi plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

27  

Appoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
28  

Authorise the DLC Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
29  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
30  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
31  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

BASF SE

 

Meeting Date:    05/12/2017   Country:    Germany   Primary Security ID:    D06216317
Record Date:      Meeting Type:    Annual   Ticker:    BAS
     Shares Voted:    43,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 3.00 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 117.6 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For
8  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

UBM plc

 

Meeting Date:    05/17/2017   Country:    Jersey   Primary Security ID:    G91709132
Record Date:    05/15/2017   Meeting Type:    Annual   Ticker:    UBM
     Shares Voted:    345,876     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
7  

Re-elect Dame Helen Alexander as Director

   Mgmt    For    For    For
8  

Re-elect Tim Cobbold as Director

   Mgmt    For    For    For
9  

Re-elect Marina Wyatt as Director

   Mgmt    For    For    For
10  

Re-elect Greg Lock as Director

   Mgmt    For    For    For
11  

Re-elect John McConnell as Director

   Mgmt    For    For    For
12  

Re-elect Mary McDowell as Director

   Mgmt    For    For    For
13  

Re-elect Terry Neill as Director

   Mgmt    For    For    For
14  

Re-elect Trynka Shineman as Director

   Mgmt    For    For    For
15  

Elect David Wei as Director

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Altria Group, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    02209S103
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    MO
     Shares Voted:    103,311     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Altria Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gerald L. Baliles

   Mgmt    For    For    For
1.2  

Elect Director Martin J. Barrington

   Mgmt    For    For    For
1.3  

Elect Director John T. Casteen, III

   Mgmt    For    For    For
1.4  

Elect Director Dinyar S. Devitre

   Mgmt    For    For    For
1.5  

Elect Director Thomas F. Farrell, II

   Mgmt    For    For    For
1.6  

Elect Director Debra J. Kelly-Ennis

   Mgmt    For    For    For
1.7  

Elect Director W. Leo Kiely, III

   Mgmt    For    For    For
1.8  

Elect Director Kathryn B. McQuade

   Mgmt    For    For    For
1.9  

Elect Director George Munoz

   Mgmt    For    For    For
1.10  

Elect Director Nabil Y. Sakkab

   Mgmt    For    For    For
1.11  

Elect Director Virginia E. Shanks

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Cease Tobacco-Related Advertising

   SH    Against    Refer    Against

Prudential plc

 

Meeting Date:    05/18/2017   Country:    United Kingdom   Primary Security ID:    G72899100
Record Date:    05/16/2017   Meeting Type:    Annual   Ticker:    PRU
     Shares Voted:    162,026     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve the Revised Remuneration Policy

   Mgmt    For    For    For
4  

Elect Anne Richards as Director

   Mgmt    For    For    For
5  

Re-elect Sir Howard Davies as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Re-elect John Foley as Director

   Mgmt    For    For    For
7  

Re-elect Penelope James as Director

   Mgmt    For    For    For
8  

Re-elect David Law as Director

   Mgmt    For    For    For
9  

Re-elect Paul Manduca as Director

   Mgmt    For    For    For
10  

Re-elect Kaikhushru Nargolwala as Director

   Mgmt    For    For    For
11  

Re-elect Nicolaos Nicandrou as Director

   Mgmt    For    For    For
12  

Re-elect Anthony Nightingale as Director

   Mgmt    For    For    For
13  

Re-elect Philip Remnant as Director

   Mgmt    For    For    For
14  

Re-elect Alice Schroeder as Director

   Mgmt    For    For    For
15  

Re-elect Barry Stowe as Director

   Mgmt    For    For    For
16  

Re-elect Lord Turner as Director

   Mgmt    For    For    For
17  

Re-elect Michael Wells as Director

   Mgmt    For    For    For
18  

Re-elect Tony Wilkey as Director

   Mgmt    For    For    For
19  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
20  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
22  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
23  

Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares

   Mgmt    For    For    For
24  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
25  

Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
26  

Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
27  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
28  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

The Home Depot, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    437076102
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    34,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Armando Codina

   Mgmt    For    For    For
1h  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1i  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1j  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1k  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1m  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
6  

Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote

   SH    Against    Against    Against
7  

Amend Articles/Bylaws/Charter - Call Special Meetings

   SH    Against    For    For

National Grid plc

 

Meeting Date:    05/19/2017   Country:    United Kingdom   Primary Security ID:    G6375K151
Record Date:    05/17/2017   Meeting Type:    Special   Ticker:    NG.
     Shares Voted:    401,454     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

National Grid plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Share Consolidation

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
5  

Authorise Market Purchase of New Ordinary Shares

   Mgmt    For    For    For

BNP Paribas SA

 

Meeting Date:    05/23/2017   Country:    France   Primary Security ID:    F1058Q238
Record Date:    05/18/2017   Meeting Type:    Annual/Special   Ticker:    BNP
     Shares Voted:    52,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.70 per Share

   Mgmt    For    For    For
4  

Acknowledge Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Jean Lemierre as Director

   Mgmt    For    For    For
7  

Reelect Monique Cohen as Director

   Mgmt    For    For    For
8  

Reelect Daniela Schwarzer as Director

   Mgmt    For    For    For
9  

Reelect Fields Wicker-Miurin as Director

   Mgmt    For    For    For
10  

Elect Jacques Aschenbroich as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

11  

Approve Remuneration Policy for Chairman of the Board

   Mgmt    For    For    For
12  

Approve Remuneration Policy for CEO and Vice-CEO

   Mgmt    For    For    For
13  

Non-Binding Vote on Compensation of Jean Lemierre, Chairman of the Board

   Mgmt    For    For    For
14  

Non-Binding Vote on Compensation of Jean-Laurent Bonnafe, CEO

   Mgmt    For    For    For
15  

Non-Binding Vote on Compensation of Philippe Bordenave, Vice-CEO

   Mgmt    For    For    For
16  

Non-Binding Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
18  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Merck & Co., Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    58933Y105
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    MRK
     Shares Voted:    128,693     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Leslie A. Brun

   Mgmt    For    For    For
1b  

Elect Director Thomas R. Cech

   Mgmt    For    For    For
1c  

Elect Director Pamela J. Craig

   Mgmt    For    For    For
1d  

Elect Director Kenneth C. Frazier

   Mgmt    For    For    For
1e  

Elect Director Thomas H. Glocer

   Mgmt    For    For    For
1f  

Elect Director Rochelle B. Lazarus

   Mgmt    For    For    For
1g  

Elect Director John H. Noseworthy

   Mgmt    For    For    For
1h  

Elect Director Carlos E. Represas

   Mgmt    For    For    For
1i  

Elect Director Paul B. Rothman

   Mgmt    For    For    For
1j  

Elect Director Patricia F. Russo

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Merck & Co., Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1k  

Elect Director Craig B. Thompson

   Mgmt    For    For    For
1l  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
1m  

Elect Director Peter C. Wendell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Require Independent Board Chairman

   SH    Against    Refer    For
6  

Adopt Holy Land Principles

   SH    Against    Against    Against
7  

Report on Risks of Doing Business in Conflict-Affected Areas

   SH    Against    Against    Against
8  

Report on Board Oversight of Product Safety and Quality

   SH    Against    Refer    Against

Royal Dutch Shell plc

 

Meeting Date:    05/23/2017   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    05/19/2017   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    401,651     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Elect Catherine Hughes as Director

   Mgmt    For    For    For
5  

Elect Roberto Setubal as Director

   Mgmt    For    For    For
6  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For
7  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
8  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
9  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
10  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

11  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For
12  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
13  

Elect Jessica Uhl as Director

   Mgmt    For    For    For
14  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
15  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
16  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
21  

Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions

   SH    Against    Refer    Against

Total SA

 

Meeting Date:    05/26/2017   Country:    France   Primary Security ID:    F92124100
Record Date:    05/23/2017   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    204,243     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.45 per Share

   Mgmt    For    For    For
4  

Approve Stock Dividend Program (Cash or New Shares)

   Mgmt    For    For    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Patricia Barbizet as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Reelect Marie-Christine Coisne-Roquette as Director

   Mgmt    For    For    For
8  

Elect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Elect Carlos Tavares as Director

   Mgmt    For    Refer    For
10  

Receive Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
11  

Non-Binding Vote on Compensation of Patrick Pouyanne, CEO and Chairman

   Mgmt    For    For    For
12  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
13  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    166764100
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    CVX
     Shares Voted:    87,203     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Wanda M. Austin

   Mgmt    For    For    For
1b  

Elect Director Linnet F. Deily

   Mgmt    For    For    For
1c  

Elect Director Robert E. Denham

   Mgmt    For    For    For
1d  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1g  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1h  

Elect Director Dambisa F. Moyo

   Mgmt    For    For    For
1i  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1j  

Elect Director Inge G. Thulin

   Mgmt    For    For    For
1k  

Elect Director John S. Watson

   Mgmt    For    For    For
1l  

Elect Director Michael K. Wirth

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Report on Risks of Doing Business in Conflict-Affected Areas

   SH    Against    Against    Against
7  

Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*

   SH         
8  

Assess and Report on Transition to a Low Carbon Economy

   SH    Against    Refer    Against
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Require Director Nominee with Environmental Experience

   SH    Against    Refer    Against
11  

Amend Articles/Bylaws/Charter — Call Special Meetings

   SH    Against    For    For

Marine Harvest ASA

 

Meeting Date:    06/01/2017   Country:    Norway   Primary Security ID:    R2326D113
Record Date:      Meeting Type:    Annual   Ticker:    MHG
     Shares Voted:    0     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
2  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
3  

Receive President’s Report

   Mgmt         
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income

   Mgmt    For    For    Do Not Vote
5  

Discuss Company’s Corporate Governance Statement

   Mgmt         
6  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    For    Do Not Vote
7  

Approval of the Guidelines for Allocation of Options

   Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Marine Harvest ASA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

8  

Approve Remuneration of Directors in the Amount of NOK 1.1 Million for Chairman, NOK 575,000 For Vice Chairman, and NOK 400,000 for Other Directors; Approve Audit Committee Fees

   Mgmt    For    Refer    Do Not Vote
9  

Approve Remuneration of Nomination Committee

   Mgmt    For    Refer    Do Not Vote
10  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
11a  

Elect Ole-Eirik Leroy as Director

   Mgmt    For    Refer    Do Not Vote
11b  

Elect Lisbet Naero as Director

   Mgmt    For    Refer    Do Not Vote
11c  

Elect Orjan Svanevik as Director

   Mgmt    For    Refer    Do Not Vote
12  

Elect Members of Nominating Committee

   Mgmt    For    Refer    Do Not Vote
13  

Authorize Board to Declare Quarterly Dividends

   Mgmt    For    For    Do Not Vote
14  

Authorize Board to Distribute Dividends

   Mgmt    For    For    Do Not Vote
15  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    Do Not Vote
16  

Approve Creation of NOK 367.6 Million Pool of Capital without Preemptive Rights

   Mgmt    For    For    Do Not Vote
17  

Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.20 Billion

   Mgmt    For    For    Do Not Vote

Orange

 

Meeting Date:    06/01/2017   Country:    France   Primary Security ID:    F6866T100
Record Date:    05/29/2017   Meeting Type:    Annual/Special   Ticker:    ORA
     Shares Voted:    316,981     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Orange

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

   Mgmt    For    For    For
4  

Acknowledge Auditors’ Special Report on Related-Party Transactions Regarding the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect Bpifrance Participations as Director

   Mgmt    For    For    For
6  

Ratify Appointment of Alexandre Bompard as Director

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Stephane Richard, CEO and Chairman

   Mgmt    For    For    For
8  

Non-Binding Vote on Compensation of Ramon Fernandez, Vice-CEO

   Mgmt    For    For    For
9  

Non-Binding Vote on Compensation of Pierre Louette, Vice-CEO

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Gervais Pellissier, Vice-CEO

   Mgmt    For    For    For
11  

Approve Remuneration Policy of Stephane Richard, CEO and Chairman

   Mgmt    For    Refer    For
12  

Approve Remuneration Policy of Ramon Fernandez, Vice-CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Pierre Louette, Vice-CEO

   Mgmt    For    Refer    For
14  

Approve Remuneration Policy of Gervais Pellissier, Vice-CEO

   Mgmt    For    Refer    For
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion

   Mgmt    For    For    For
17  

Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
18  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    For    For
19  

Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
20  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Orange

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

21  

Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
22  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers

   Mgmt    For    For    For
24  

Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
25  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
26  

Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
27  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million

   Mgmt    For    Refer    For
28  

Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    Against    Against
29  

Authorize up to 0.06 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers

   Mgmt    For    Refer    Against
30  

Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees

   Mgmt    For    Refer    For
31  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
32  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
33  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by FCPE Cap Orange

   Mgmt         
A  

Amend Article 13 of Bylaws Re: Board Diversity

   SH    Against    Against    Against

Compagnie de Saint Gobain

 

Meeting Date:    06/08/2017   Country:    France   Primary Security ID:    F80343100
Record Date:    06/05/2017   Meeting Type:    Annual/Special   Ticker:    SGO
     Shares Voted:    78,000     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Compagnie de Saint Gobain

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.26 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Reelect Pamela Knapp as Director

   Mgmt    For    For    For
6  

Reelect Agnes Lemarchand as Director

   Mgmt    For    For    For
7  

Reelect Gilles Schnepp as Director

   Mgmt    For    For    For
8  

Reelect Phlippe Varin as Director

   Mgmt    For    For    For
9  

Non-Binding Vote on Compensation of Pierre-Andre de Chalendar, Chairman and CEO

   Mgmt    For    For    For
10  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    For    For
11  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
12  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 444 Million

   Mgmt    For    For    For
13  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with a Binding Priority Right up to Aggregate Nominal Amount of EUR 222 Million

   Mgmt    For    For    For
14  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
15  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
16  

Authorize Capitalization of Reserves of Up to EUR 111 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Compagnie de Saint Gobain

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries

   Mgmt    For    Refer    For
19  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
20  

Amend Articles 10 and 11 of Bylaws Re: Lead Director

   Mgmt    For    Refer    For
21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    06/20/2017   Country:    USA   Primary Security ID:    232806109
Record Date:    04/18/2017   Meeting Type:    Proxy Contest   Ticker:    CY
     Shares Voted:    378,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Management Proxy (White Proxy Card)

   Mgmt         
1.1  

Elect Director W. Steve Albrecht

   Mgmt    For    Refer    For
1.2  

Elect Director Eric A. Benhamou

   Mgmt    For    Refer    Withhold
1.3  

Elect Director H. Raymond Bingham - Withdrawn Resolution

   Mgmt         
1.4  

Elect Director Hassane El-Khoury

   Mgmt    For    Refer    For
1.5  

Elect Director Oh Chul Kwon

   Mgmt    For    Refer    For
1.6  

Elect Director Wilbert van den Hoek

   Mgmt    For    Refer    For
1.7  

Elect Director Michael Wishart

   Mgmt    For    Refer    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    Refer    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
 

Dissident Proxy (Gold Proxy Card)

   Mgmt         
1.1  

Elect Director J. Daniel McCranie

   SH    For    Refer    Do Not Vote
1.2  

Elect Directors Camillo Martino

   SH    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Cypress Semiconductor Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Management Nominee W. Steve Albrecht

   SH    For    Refer    Do Not Vote
1.4  

Management Nominee Hassane El-Khoury

   SH    For    Refer    Do Not Vote
1.5  

Management Nominee Oh Chul Kwon

   SH    For    Refer    Do Not Vote
1.6  

Management Nominee Wilbert van den Hoek

   SH    For    Refer    Do Not Vote
1.7  

Management Nominee Michael Wishart

   SH    For    Refer    Do Not Vote
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    Refer    Do Not Vote
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    Against    Refer    Do Not Vote
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    Refer    Do Not Vote
5  

Amend Omnibus Stock Plan

   Mgmt    Abstain    Refer    Do Not Vote

LUKOIL PJSC

 

Meeting Date:    06/21/2017   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    05/26/2017   Meeting Type:    Annual   Ticker:    LKOH
     Shares Voted:    101,616     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 120 per Share

   Mgmt    For    For    For
 

Elect 11 Directors by Cumulative Voting

   Mgmt         
2.1  

Elect Vagit Alekperov as Director

   Mgmt    None    Refer    Against
2.2  

Elect Viktor Blazheev as Director

   Mgmt    None    Refer    Against
2.3  

Elect Toby Gati as Director

   Mgmt    None    Refer    For
2.4  

Elect Valery Grayfer as Director

   Mgmt    None    Refer    Against
2.5  

Elect Igor Ivanov as Director

   Mgmt    None    Refer    Against
2.6  

Elect Ravil Maganov as Director

   Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

LUKOIL PJSC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.7  

Elect Roger Munnings as Director

   Mgmt    None    Refer    For
2.8  

Elect Richard Matzke as Director

   Mgmt    None    Refer    Against
2.9  

Elect Nikolay Nikolaev as Director

   Mgmt    None    Refer    Against
2.10  

Elect Ivan Pictet as Director

   Mgmt    None    Refer    For
2.11  

Elect Leonid Fedun as Director

   Mgmt    None    Refer    Against
2.12  

Elect Lubov Khoba as Director

   Mgmt    None    Refer    Against
 

Elect Three Members of Audit Commission

   Mgmt         
3.1  

Elect Ivan Vrublevsky as Member of Audit Commission

   Mgmt    For    Refer    For
3.2  

Elect Pavel Suloyev as Member of Audit Commission

   Mgmt    For    Refer    For
3.3  

Elect Aleksandr Surkov as Member of Audit Commission

   Mgmt    For    Refer    For
4.1  

Approve Remuneration of Directors for Fiscal 2016

   Mgmt    For    Refer    For
4.2  

Approve Remuneration of New Directors for Fiscal 2017

   Mgmt    For    Refer    For
5.1  

Approve Remuneration of Members of Audit Commission for Fiscal 2016

   Mgmt    For    For    For
5.2  

Approve Remuneration of New Members of Audit Commission for Fiscal 2017

   Mgmt    For    For    For
6  

Ratify KPMG as Auditor

   Mgmt    For    For    For
7  

Amend Charter

   Mgmt    For    For    For
8  

Amend Regulations on General Meetings

   Mgmt    For    For    For
9  

Amend Regulations on Board of Directors

   Mgmt    For    For    For
10  

Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies

   Mgmt    For    Refer    For

Subaru Corp

 

Meeting Date:    06/23/2017   Country:    Japan   Primary Security ID:    J7676H100
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    7270
     Shares Voted:    109,800     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Subaru Corp

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 72

   Mgmt    For    For    For
2  

Amend Articles to Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings

   Mgmt    For    For    For
3.1  

Elect Director Yoshinaga, Yasuyuki

   Mgmt    For    For    For
3.2  

Elect Director Kondo, Jun

   Mgmt    For    For    For
3.3  

Elect Director Tachimori, Takeshi

   Mgmt    For    For    For
3.4  

Elect Director Kasai, Masahiro

   Mgmt    For    For    For
3.5  

Elect Director Okada, Toshiaki

   Mgmt    For    For    For
3.6  

Elect Director Kato, Yoichi

   Mgmt    For    For    For
3.7  

Elect Director Komamura, Yoshinori

   Mgmt    For    For    For
3.8  

Elect Director Aoyama, Shigehiro

   Mgmt    For    For    For
4  

Appoint Alternate Statutory Auditor Tamazawa, Kenji

   Mgmt    For    Refer    For
5  

Approve Equity Compensation Plan

   Mgmt    For    Refer    For

Nippon Telegraph & Telephone Corp.

 

Meeting Date:    06/27/2017   Country:    Japan   Primary Security ID:    J59396101
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    9432
     Shares Voted:    81,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 60

   Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    06/27/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    06/23/2017   Meeting Type:    Special   Ticker:    RIO
     Shares Voted:    120,800     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited

   Mgmt    For    Refer    For

BOC Hong Kong (Holdings) Ltd.

 

Meeting Date:    06/28/2017   Country:    Hong Kong   Primary Security ID:    Y0920U103
Record Date:    06/21/2017   Meeting Type:    Annual   Ticker:    2388
     Shares Voted:    1,157,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Tian Guoli as Director

   Mgmt    For    Refer    Against
3b  

Elect Chen Siqing as Director

   Mgmt    For    Refer    Against
3c  

Elect Li Jiuzhong as Director

   Mgmt    For    For    For
3d  

Elect Cheng Eva as Director

   Mgmt    For    For    For
3e  

Elect Choi Koon Shum as Director

   Mgmt    For    For    For
4  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
5  

Approve Ernst & Young as Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
7  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
8  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

BOC Hong Kong (Holdings) Ltd.

 

Meeting Date:    06/28/2017   Country:    Hong Kong   Primary Security ID:    Y0920U103
Record Date:    06/21/2017   Meeting Type:    Special   Ticker:    2388
     Shares Voted:    1,157,800     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 59 Ivy Global Equity Income Fund

 

BOC Hong Kong (Holdings) Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Continuing Connected Transactions and the New Caps

   Mgmt    For    Refer    For


IVY GLOBAL GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

ITC Ltd.

 

Meeting Date:    07/22/2016   Country:    India   Primary Security ID:    Y4211T171
Record Date:    07/15/2016   Meeting Type:    Annual   Ticker:    ITC
     Shares Voted:    1,752,031     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Reelect Nakul Anand as Director

   Mgmt    For    For    For
4  

Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect Sanjiv Puri as Director and Approve His Appointment and Remuneration as Executive Director

   Mgmt    For    For    For
6  

Elect Rajiv Tandon as Director and Approve His Appointment and Remuneration as Executive Director

   Mgmt    For    For    For
7  

Elect Nirupama Rao as Independent Director

   Mgmt    For    For    For
8  

Reelect Yogesh Chander Deveshwar as Non-Executive Director and Approve His Appointment and Remuneration as Chairman

   Mgmt    For    For    For
9  

Approve Variation in the Terms of Remuneration to Executive Directors

   Mgmt    For    Refer    For
10  

Approve Commission Remuneration for Non-executive Directors

   Mgmt    For    Refer    For
11  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For
12  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

Car Inc.

 

Meeting Date:    08/12/2016   Country:    Cayman Islands   Primary Security ID:    G19021107
Record Date:    08/10/2016   Meeting Type:    Special   Ticker:    699
     Shares Voted:    1,823,812     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

a  

Approve Framework Agreement and Related Transactions

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Car Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

b  

Approve Annual Caps for Financial Years Ending December 31, 2016, 2017 and 2018

   Mgmt    For    Refer    For
c  

Authorize Board Deal with All Matters in Relation to the Framework Agreement

   Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016   Country:    Belgium   Primary Security ID:   
Record Date:    09/14/2016   Meeting Type:    Special   Ticker:    ABI
     Shares Voted:    90,260     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         
A.1  

Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA

   Mgmt    For    Refer    For
B.2  

Receive Special Board Report and Special Auditor Report Re: Item 1

   Mgmt         
B.3  

Receive Information on Modifications to the Assets and Liabilities of the Merging Companies

   Mgmt         
B.4  

Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
B.5  

Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
C.6  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    08/19/2016   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    150,940     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
1.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Alibaba Group Holding Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
1.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
1.5  

Elect Eric Xiandong Jing as Director

   Mgmt    For    Refer    Against
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For

Samsung Electronics Co. Ltd.

 

Meeting Date:    10/27/2016   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    09/28/2016   Meeting Type:    Special   Ticker:    A005930
     Shares Voted:    2,530     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Spin-Off Agreement

   Mgmt    For    Refer    For
2  

Elect Lee Jae-yong as Inside Director

   Mgmt    For    For    For

Pernod Ricard

 

Meeting Date:    11/17/2016   Country:    France    Primary Security ID:    F72027109
Record Date:    11/14/2016   Meeting Type:    Annual/Special    Ticker:    RI
     Shares Voted:    41,380      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.88 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Termination Package of Alexandre Ricard

   Mgmt    For    Refer    For
6  

Reelect Alexandre Ricard as Director

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Pernod Ricard

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Reelect Pierre Pringuet as Director

   Mgmt    For    For    For
8  

Reelect Cesar Giron as Director

   Mgmt    For    For    For
9  

Reelect Wolfgang Colberg as Director

   Mgmt    For    For    For
10  

Ratify Appointment of Anne Lange as Director

   Mgmt    For    For    For
11  

Appoint KPMG as Auditor

   Mgmt    For    For    For
12  

Appoint Salustro Reydel as Alternate Auditor

   Mgmt    For    For    For
13  

Approve Remuneration of Directors in the Aggregate Amount of EUR 970,000

   Mgmt    For    Refer    For
14  

Advisory Vote on Compensation of CEO, Alexandre Ricard

   Mgmt    For    For    For
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
16  

Approve Restricted Stock Grants to Executives Partially Compensating Losses under the Previous Benefit Pension Scheme

   Mgmt    For    Refer    For
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
18  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Medtronic plc

 

Meeting Date:    12/09/2016   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/11/2016   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    89,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For
1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Shirley Ann Jackson

   Mgmt    For    For    For
1g  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Medtronic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1i  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For
1j  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1k  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
1l  

Elect Director Robert C. Pozen

   Mgmt    For    For    For
1m  

Elect Director Preetha Reddy

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    Against
5a  

Amend Articles of Association

   Mgmt    For    For    For
5b  

Amend Memorandum of Association

   Mgmt    For    For    For
6  

Amend Articles to Clarify the Board’s Sole Authority to Determine its Size Within the Fixed Limits

   Mgmt    For    Refer    For

Visa Inc.

 

Meeting Date:    01/31/2017   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/02/2016   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    142,840     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Gary A. Hoffman

   Mgmt    For    For    For
1e  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1f  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1g  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1h  

Elect Director John A.C. Swainson

   Mgmt    For    For    For
1i  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Visa Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Siemens AG

 

Meeting Date:    02/01/2017   Country:    Germany   Primary Security ID:    D69671218
Record Date:      Meeting Type:    Annual   Ticker:    SIE
     Shares Voted:    57,630     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015/2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 3.60 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2015/2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015/2016

   Mgmt    For    For    For
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal 2016/2017

   Mgmt    For    For    For

Compass Group plc

 

Meeting Date:    02/02/2017   Country:    United Kingdom   Primary Security ID:    G23296190
Record Date:    01/31/2017   Meeting Type:    Annual   Ticker:    CPG
     Shares Voted:    273,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Elect Stefan Bomhard as Director

   Mgmt    For    For    For
5  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Compass Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Re-elect Richard Cousins as Director

   Mgmt    For    For    For
7  

Re-elect Gary Green as Director

   Mgmt    For    For    For
8  

Re-elect Johnny Thomson as Director

   Mgmt    For    For    For
9  

Re-elect Carol Arrowsmith as Director

   Mgmt    For    For    For
10  

Re-elect John Bason as Director

   Mgmt    For    For    For
11  

Re-elect Don Robert as Director

   Mgmt    For    For    For
12  

Re-elect Nelson Silva as Director

   Mgmt    For    For    For
13  

Re-elect Ireena Vittal as Director

   Mgmt    For    Refer    For
14  

Re-elect Paul Walsh as Director

   Mgmt    For    For    For
15  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Approve Increase in the Limit on the Aggregate Remuneration of the Non-Executive Directors

   Mgmt    For    Refer    For
18  

Authorise Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Capital Investment

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with 14 Working Days’ Notice

   Mgmt    For    For    For

Johnson Controls International plc

 

Meeting Date:    03/08/2017   Country:    Ireland   Primary Security ID:    G51502105
Record Date:    01/04/2017   Meeting Type:    Annual   Ticker:    JCI
     Shares Voted:    232,445     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Johnson Controls International plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David P. Abney

   Mgmt    For    For    For
1b  

Elect Director Natalie A. Black

   Mgmt    For    For    For
1c  

Elect Director Michael E. Daniels

   Mgmt    For    For    For
1d  

Elect Director Brian Duperreault

   Mgmt    For    For    For
1e  

Elect Director Jeffrey A. Joerres

   Mgmt    For    For    For
1f  

Elect Director Alex A. Molinaroli

   Mgmt    For    For    For
1g  

Elect Director George R. Oliver

   Mgmt    For    For    For
1h  

Elect Director Juan Pablo del Valle Perochena

   Mgmt    For    For    For
1i  

Elect Director Jurgen Tinggren

   Mgmt    For    For    For
1j  

Elect Director Mark Vergnano

   Mgmt    For    For    For
1k  

Elect Director R. David Yost

   Mgmt    For    For    For
2a  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
2b  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
3  

Authorize Market Purchases of Company shares

   Mgmt    For    For    For
4  

Determine Price Range for Reissuance of Treasury Shares

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
8  

Approve the Directors’ Authority to Allot Shares

   Mgmt    For    For    For
9  

Approve the Disapplication of Statutory Pre-Emption Rights

   Mgmt    For    For    For

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/24/2017   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A005930
     Shares Voted:    5,560     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Samsung Electronics Co. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

Wal-Mart de Mexico S.A.B. de C.V.

 

Meeting Date:    03/30/2017   Country:    Mexico   Primary Security ID:    P98180188
Record Date:    03/22/2017   Meeting Type:    Annual   Ticker:    WALMEX *
     Shares Voted:    1,870,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.a  

Approve Board of Directors’ Report

   Mgmt    For    For    For
1.b  

Approve CEO’s Reports

   Mgmt    For    For    For
1.c  

Approve Report of Audit and Corporate Practices Committees

   Mgmt    For    For    For
1.d  

Approve Report on Adherence to Fiscal Obligations

   Mgmt    For    For    For
1.e  

Approve Report Re: Employee Stock Purchase Plan

   Mgmt    For    For    For
1.f  

Approve Report on Share Repurchase Reserves

   Mgmt    For    For    For
1.g  

Approve Report on Wal-Mart de Mexico Foundation

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements

   Mgmt    For    For    For
3  

Approve Allocation of Income, Ordinary Dividend of MXN 0.64 per Share and Extraordinary Dividend of MXN 1.86 per Share, Respect to this Second Amount, Payment of MXN 0.96 per Share will be Subject to the Sale of Suburbia

   Mgmt    For    For    For
4  

Approve Reduction in Share Capital via Cancellation of Treasury Shares

   Mgmt    For    For    For
5  

Elect or Ratify Directors, Chairmen of Audit and Corporate Practices Committees; Approve Their Remuneration

   Mgmt    For    Refer    Against
6  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Schlumberger Limited

 

Meeting Date:    04/05/2017   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/15/2017   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    94,030     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director Miguel M. Galuccio

   Mgmt    For    For    For
1c  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1d  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1e  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1f  

Elect Director Helge Lund

   Mgmt    For    For    For
1g  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1h  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1i  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1j  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1k  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1l  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Amend Employee Stock Purchase Plan

   Mgmt    For    For    For

Smith & Nephew plc

 

Meeting Date:    04/06/2017   Country:    United Kingdom   Primary Security ID:    G82343164
Record Date:    04/04/2017   Meeting Type:    Annual   Ticker:    SN.
     Shares Voted:    484,410     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Smith & Nephew plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Elect Graham Baker as Director

   Mgmt    For    For    For
6  

Re-elect Vinita Bali as Director

   Mgmt    For    For    For
7  

Re-elect Ian Barlow as Director

   Mgmt    For    For    For
8  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
9  

Re-elect Baroness Virginia Bottomley as Director

   Mgmt    For    For    For
10  

Re-elect Erik Engstrom as Director

   Mgmt    For    For    For
11  

Re-elect Robin Freestone as Director

   Mgmt    For    For    For
12  

Re-elect Michael Friedman as Director

   Mgmt    For    For    For
13  

Re-elect Joseph Papa as Director

   Mgmt    For    For    For
14  

Re-elect Roberto Quarta as Director

   Mgmt    For    For    For
15  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
16  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Airbus SE

 

Meeting Date:    04/12/2017   Country:    Netherlands   Primary Security ID:    N0280G100
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    AIR
     Shares Voted:    193,710     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.1  

Discussion on Company’s Corporate Governance Structure

   Mgmt         
2.2  

Receive Report on Business and Financial Statements

   Mgmt         
2.3  

Discuss Remuneration Report Containing Remuneration Policy

   Mgmt         
2.4  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3  

Discussion of Agenda Items

   Mgmt         
4.1  

Adopt Financial Statements

   Mgmt    For    For    For
4.2  

Approve Allocation of Income and Dividends of EUR1.35per Share

   Mgmt    For    For    For
4.3  

Approve Discharge of Non-Executive Members of the Board of Directors

   Mgmt    For    For    For
4.4  

Approve Discharge of Executive Members of the Board of Directors

   Mgmt    For    For    For
4.5  

Ratify Ernst & Young Accountants LLP as Auditors

   Mgmt    For    For    For
4.6  

Reelect Denis Ranque as Non-Executive Director

   Mgmt    For    For    For
4.7  

Reelect Ralph D. Crosby, Jr. as Non-Executive Director

   Mgmt    For    For    For
4.8  

Reelect Hermann-Josef Lamberti as Non-Executive Director

   Mgmt    For    For    For
4.9  

Elect Lord Drayson (Paul) as Non-Executive Director

   Mgmt    For    For    For
4.10  

Proposal to change the Company name from Airbus Group SE to Airbus SE

   Mgmt    For    For    For
4.11  

Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans

   Mgmt    For    For    For
4.12  

Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding

   Mgmt    For    For    For
4.13  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
4.14  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Close Meeting

   Mgmt         

The Kraft Heinz Company

 

Meeting Date:    04/19/2017   Country:    USA    Primary Security ID:    500754106
Record Date:    02/21/2017   Meeting Type:    Annual    Ticker:    KHC
     Shares Voted:    80,120      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory E. Abel

   Mgmt    For    For    For
1b  

Elect Director Alexandre Behring

   Mgmt    For    For    For
1c  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1d  

Elect Director John T. Cahill

   Mgmt    For    For    For
1e  

Elect Director Tracy Britt Cool

   Mgmt    For    For    For
1f  

Elect Director Feroz Dewan

   Mgmt    For    For    For
1g  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For
1h  

Elect Director Jorge Paulo Lemann

   Mgmt    For    For    For
1i  

Elect Director Mackey J. McDonald

   Mgmt    For    For    For
1j  

Elect Director John C. Pope

   Mgmt    For    For    For
1k  

Elect Director Marcel Herrmann Telles

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Report on Sustainability

   SH    Against    Refer    Against
5  

Assess Environmental Impact of Non-Recyclable Packaging

   SH    Against    Refer    Against
6  

Report on Supply Chain Impact on Deforestation

   SH    Against    Refer    Against

Adecco Group AG

 

Meeting Date:    04/20/2017   Country:    Switzerland   Primary Security ID:    H00392318
Record Date:      Meeting Type:    Annual   Ticker:    ADEN
     Shares Voted:    103,760     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Adecco Group AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    For    For
2.1  

Approve Allocation of Income and Dividends of CHF 1.50 per Share

   Mgmt    For    For    For
2.2  

Approve EUR 154 Million Reduction in Share Capital and Capital Repayment of EUR 0.90 per Share

   Mgmt    For    For    For
2.3  

Amend Articles Re: Threshold to Submit Items to Agenda

   Mgmt    For    Refer    For
3  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
4.1  

Approve Remuneration of Directors in the Amount of CHF 4.7 Million

   Mgmt    For    Refer    For
4.2  

Approve Remuneration of Executive Committee in the Amount of CHF 34.8 Million

   Mgmt    For    Refer    For
5.1.1  

Reelect Rolf Doerig as Director and as Board Chairman

   Mgmt    For    For    For
5.1.2  

Reelect Jean-Christophe Deslarzes as Director

   Mgmt    For    For    For
5.1.3  

Reelect Alexander Gut as Director

   Mgmt    For    For    For
5.1.4  

Reelect Didier Lamouche as Director

   Mgmt    For    For    For
5.1.5  

Reelect David Prince as Director

   Mgmt    For    For    For
5.1.6  

Reelect Wanda Rapaczynski as Director

   Mgmt    For    For    For
5.1.7  

Reelect Kathleen Taylor as Director

   Mgmt    For    For    For
5.1.8  

Elect Ariane Gorin as Director

   Mgmt    For    For    For
5.2.1  

Appoint Alexander Gut as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.2  

Appoint Jean-Christophe Deslarzes as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.3  

Appoint Wanda Rapaczynski as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.4  

Appoint Kathleen Taylor as Member of the Compensation Committee

   Mgmt    For    For    For
5.3  

Designate Andreas Keller as Independent Proxy

   Mgmt    For    For    For
5.4  

Ratify Ernst & Young AG as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Adecco Group AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6.1  

Approve Partial Cancellation of Conditional Capital

   Mgmt    For    For    For
6.2  

Approve Creation of CHF 855,780 Pool of Capital without Preemptive Rights

   Mgmt    For    Against    Against
7  

Establish Range for Board Size

   Mgmt    For    Refer    Against
8  

Change Location of Registered Office/Headquarters to Zurich, Switzerland

   Mgmt    For    Refer    For
9  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    445658107
Record Date:    02/14/2017   Meeting Type:    Annual   Ticker:    JBHT
     Shares Voted:    124,740     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas G. Duncan

   Mgmt    For    Refer    Against
1.2  

Elect Director Francesca M. Edwardson

   Mgmt    For    For    Against
1.3  

Elect Director Wayne Garrison

   Mgmt    For    For    For
1.4  

Elect Director Sharilyn S. Gasaway

   Mgmt    For    Refer    Against
1.5  

Elect Director Gary C. George

   Mgmt    For    For    Against
1.6  

Elect Director J. Bryan Hunt, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Coleman H. Peterson

   Mgmt    For    For    Against
1.8  

Elect Director John N. Roberts, III

   Mgmt    For    For    For
1.9  

Elect Director James L. Robo

   Mgmt    For    Refer    Against
1.10  

Elect Director Kirk Thompson

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    Refer    Against
6  

Report on Political Contributions

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Wells Fargo & Company

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    949746101
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    WFC
     Shares Voted:    140,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director John D. Baker, II

   Mgmt    For    Refer    Against
1b  

Elect Director John S. Chen

   Mgmt    For    Refer    Against
1c  

Elect Director Lloyd H. Dean

   Mgmt    For    Refer    Against
1d  

Elect Director Elizabeth A. Duke

   Mgmt    For    Refer    Against
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    Refer    Against
1f  

Elect Director Donald M. James

   Mgmt    For    Refer    Against
1g  

Elect Director Cynthia H. Milligan

   Mgmt    For    Refer    Against
1h  

Elect Director Karen B. Peetz

   Mgmt    For    For    For
1i  

Elect Director Federico F. Peña

   Mgmt    For    Refer    Against
1j  

Elect Director James H. Quigley

   Mgmt    For    Refer    Against
1k  

Elect Director Stephen W. Sanger

   Mgmt    For    Refer    Against
1l  

Elect Director Ronald L. Sargent

   Mgmt    For    For    For
1m  

Elect Director Timothy J. Sloan

   Mgmt    For    For    For
1n  

Elect Director Susan G. Swenson

   Mgmt    For    Refer    Against
1o  

Elect Director Suzanne M. Vautrinot

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Review and Report on Business Standards

   SH    Against    Refer    Against
6  

Provide for Cumulative Voting

   SH    Against    Against    Against
7  

Report on Divesting Non-Core Business

   SH    Against    Refer    Against
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
10  

Adopt Global Policy Regarding the Rights of Indigenous People

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

ASML Holding NV

 

Meeting Date:    04/26/2017   Country:    Netherlands   Primary Security ID:    N07059202
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    ASML
     Shares Voted:    63,880     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Discuss the Company’s Business, Financial Situation and Sustainability

   Mgmt         
3  

Discuss Remuneration Policy for Management Board Members

   Mgmt         
4  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
5  

Approve Discharge of Management Board

   Mgmt    For    For    For
6  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
7  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
8  

Approve Dividends of EUR 1.20 Per Ordinary Share

   Mgmt    For    For    For
9  

Amend the Remuneration Policy of the Management Board

   Mgmt    For    For    For
10  

Approve Performance Share Arrangement According to Remuneration Policy

   Mgmt    For    Refer    For
11  

Approve Number of Stock Options, Respectively Shares for Employees

   Mgmt    For    Refer    For
12  

Discuss Management Board Composition and Receive Information on Intended Appointment of First van Hout to Management Board

   Mgmt         
13.a  

Elect Pauline van der Meer Mohr to Supervisory Board

   Mgmt    For    For    For
13.b  

Elect Carla Smits-Nusteling to Supervisory Board

   Mgmt    For    For    For
13.c  

Elect Doug Grose to Supervisory Board

   Mgmt    For    For    For
13.d  

Elect Wolfgang Ziebart to Supervisory Board

   Mgmt    For    For    For
13.e  

Discussion of the Supervisory Board Profile

   Mgmt         
14  

Amend Remuneration of Supervisory Board

   Mgmt    For    Refer    For
15  

Ratify KPMG as Auditors

   Mgmt    For    For    For
16.a  

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital

   Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

16.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a

   Mgmt    For    For    For
16.c  

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger

   Mgmt    For    For    Against
16.d  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c

   Mgmt    For    For    For
17.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
17.b  

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
18  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    For    For
19  

Other Business (Non-Voting)

   Mgmt         
20  

Close Meeting

   Mgmt         

Axa

 

Meeting Date:    04/26/2017   Country:    France   Primary Security ID:    F06106102
Record Date:    04/21/2017   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    184,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.16 per Share

   Mgmt    For    For    For
4  

Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016

   Mgmt    For    For    For
5  

Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016

   Mgmt    For    For    For
8  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Approve Remuneration Policy of CEO

   Mgmt    For    For    For
10  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
11  

Approve Additional Social Benefits Agreement with Thomas Buberl, CEO

   Mgmt    For    Refer    For
12  

Approve Severance Agreement with Thomas Buberl

   Mgmt    For    Refer    For
13  

Reelect Deanna Oppenheimer as Director

   Mgmt    For    For    For
14  

Reelect Ramon de Oliveira as Director

   Mgmt    For    For    For
15  

Ratify Appointment of Thomas Buberl as Director

   Mgmt    For    For    For
16  

Ratify Appointment of André François-Poncet as Director

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions

   Mgmt    For    Against    Against
20  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    For    For
21  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    Refer    For
22  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers

   Mgmt    For    For    For
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    Against
25  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million

   Mgmt    For    Against    Against
26  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
29  

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For
30  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
31  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

British American Tobacco plc

 

Meeting Date:    04/26/2017   Country:    United Kingdom   Primary Security ID:    G1510J102
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    BATS
     Shares Voted:    75,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Re-elect Richard Burrows as Director

   Mgmt    For    For    For
7  

Re-elect Nicandro Durante as Director

   Mgmt    For    For    For
8  

Re-elect Sue Farr as Director

   Mgmt    For    For    For
9  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
10  

Re-elect Savio Kwan as Director

   Mgmt    For    For    For
11  

Re-elect Dr Pedro Malan as Director

   Mgmt    For    For    For
12  

Re-elect Dimitri Panayotopoulos as Director

   Mgmt    For    For    For
13  

Re-elect Kieran Poynter as Director

   Mgmt    For    For    For
14  

Re-elect Ben Stevens as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

British American Tobacco plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

15  

Elect Dr Marion Helmes as Director

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

The Coca-Cola Company

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    191216100
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    KO
     Shares Voted:    53,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Herbert A. Allen

   Mgmt    For    For    For
1.2  

Elect Director Ronald W. Allen

   Mgmt    For    For    For
1.3  

Elect Director Marc Bolland

   Mgmt    For    For    For
1.4  

Elect Director Ana Botin

   Mgmt    For    For    For
1.5  

Elect Director Richard M. Daley

   Mgmt    For    For    For
1.6  

Elect Director Barry Diller

   Mgmt    For    For    For
1.7  

Elect Director Helene D. Gayle

   Mgmt    For    For    For
1.8  

Elect Director Alexis M. Herman

   Mgmt    For    For    For
1.9  

Elect Director Muhtar Kent

   Mgmt    For    For    For
1.10  

Elect Director Robert A. Kotick

   Mgmt    For    For    For
1.11  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1.12  

Elect Director Sam Nunn

   Mgmt    For    For    For
1.13  

Elect Director James Quincey

   Mgmt    For    For    For
1.14  

Elect Director David B. Weinberg

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

The Coca-Cola Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Report on Human Rights Review on High-Risk Regions

   SH    Against    Against    Against

EOG Resources, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    92,210     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director Robert P. Daniels

   Mgmt    For    For    For
1d  

Elect Director James C. Day

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

HCA Holdings, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    113,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Milton Johnson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

HCA Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For
1d  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1e  

Elect Director William R. Frist

   Mgmt    For    For    For
1f  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1g  

Elect Director Ann H. Lamont

   Mgmt    For    For    For
1h  

Elect Director Jay O. Light

   Mgmt    For    For    For
1i  

Elect Director Geoffrey G. Meyers

   Mgmt    For    For    For
1j  

Elect Director Wayne J. Riley

   Mgmt    For    For    For
1k  

Elect Director John W. Rowe

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Right to Call Special Meeting

   Mgmt    For    For    For
5  

Shareholders may Call Special Meetings

   SH    Against    For    For

Mediaset Espana Comunicacion SA

 

Meeting Date:    04/27/2017   Country:    Spain   Primary Security ID:    E7418Y101
Record Date:    04/21/2017   Meeting Type:    Annual   Ticker:    TL5
     Shares Voted:    332,930     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3  

Approve Special Dividends

   Mgmt    For    For    For
4  

Approve Discharge of Board

   Mgmt    For    For    For
5  

Approve Stock-for-Salary Plan

   Mgmt    For    Refer    For
6  

Approve Share Appreciation Rights Plan

   Mgmt    For    Refer    Against
7  

Approve Remuneration Report

   Mgmt    For    For    For
8  

Appoint Deloitte as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Mediaset Espana Comunicacion SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Continental AG

 

Meeting Date:    04/28/2017   Country:    Germany   Primary Security ID:    D16212140
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    CON
     Shares Voted:    20,090     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 4.25 per Share

   Mgmt    For    For    For
3.1  

Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2016

   Mgmt    For    For    For
3.2  

Approve Discharge of Management Board Member Jose Avila for Fiscal 2016

   Mgmt    For    For    For
3.3  

Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2016

   Mgmt    For    For    For
3.4  

Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2016

   Mgmt    For    For    For
3.5  

Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2016

   Mgmt    For    For    For
3.6  

Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2016

   Mgmt    For    For    For
3.7  

Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2016

   Mgmt    For    For    For
3.8  

Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2016

   Mgmt    For    For    For
3.9  

Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2016

   Mgmt    For    For    For
4.1  

Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2016

   Mgmt    For    For    For
4.2  

Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2016

   Mgmt    For    For    For
4.3  

Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2016

   Mgmt    For    For    For
4.4  

Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2016

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.5  

Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2016

   Mgmt    For    For    For
4.6  

Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2016

   Mgmt    For    For    For
4.7  

Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2016

   Mgmt    For    For    For
4.8  

Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2016

   Mgmt    For    For    For
4.9  

Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2016

   Mgmt    For    For    For
4.10  

Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2016

   Mgmt    For    For    For
4.11  

Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2016

   Mgmt    For    For    For
4.12  

Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2016

   Mgmt    For    For    For
4.13  

Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2016

   Mgmt    For    For    For
4.14  

Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2016

   Mgmt    For    For    For
4.15  

Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2016

   Mgmt    For    For    For
4.16  

Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2016

   Mgmt    For    For    For
4.17  

Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2016

   Mgmt    For    For    For
4.18  

Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2016

   Mgmt    For    For    For
4.19  

Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2016

   Mgmt    For    For    For
4.20  

Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Approve Remuneration System for Management Board Members

   Mgmt    For    For    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    04/28/2017   Country:    USA   Primary Security ID:    38141G104
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    GS
     Shares Voted:    21,209     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

The Goldman Sachs Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd C. Blankfein

   Mgmt    For    For    For
1b  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1c  

Elect Director Mark A. Flaherty

   Mgmt    For    For    For
1d  

Elect Director William W. George

   Mgmt    For    For    For
1e  

Elect Director James A. Johnson

   Mgmt    For    For    For
1f  

Elect Director Ellen J. Kullman

   Mgmt    For    For    For
1g  

Elect Director Lakshmi N. Mittal

   Mgmt    For    For    For
1h  

Elect Director Adebayo O. Ogunlesi

   Mgmt    For    For    For
1i  

Elect Director Peter Oppenheimer

   Mgmt    For    For    For
1j  

Elect Director David A. Viniar

   Mgmt    For    For    For
1k  

Elect Director Mark O. Winkelman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718172109
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    78,740     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Massimo Ferragamo

   Mgmt    For    For    For
1.5  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.6  

Elect Director Jennifer Li

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.7  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.8  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.9  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.10  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.11  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.12  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.13  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
5  

Approve Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For
6  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
7  

Establish a Board Committee on Human Rights

   SH    Against    Refer    Against
8  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Allergan plc

 

Meeting Date:    05/04/2017   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    33,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1b  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1c  

Elect Director James H. Bloem

   Mgmt    For    For    For
1d  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1e  

Elect Director Adriane M. Brown

   Mgmt    For    For    For
1f  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1g  

Elect Director Catherine M. Klema

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Allergan plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1i  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1j  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1k  

Elect Director Ronald R. Taylor

   Mgmt    For    For    For
1l  

Elect Director Fred G. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For

Galaxy Entertainment Group Ltd.

 

Meeting Date:    05/04/2017   Country:    Hong Kong   Primary Security ID:    Y2679D118
Record Date:    04/27/2017   Meeting Type:    Annual   Ticker:    27
     Shares Voted:    784,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.1  

Elect Paddy Tang Lui Wai Yu as Director

   Mgmt    For    For    For
2.2  

Elect William Yip Shue Lam as Director

   Mgmt    For    For    For
2.3  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4.1  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
4.2  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
4.3  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Seven Generations Energy Ltd.

 

Meeting Date:    05/04/2017   Country:    Canada   Primary Security ID:    81783Q105
Record Date:    03/15/2017   Meeting Type:    Annual/Special   Ticker:    VII
     Shares Voted:    220,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Fix Number of Directors at Twelve

   Mgmt    For    Refer    For
2.1  

Elect Director C. Kent Jespersen

   Mgmt    For    For    For
2.2  

Elect Director Patrick Carlson

   Mgmt    For    For    For
2.3  

Elect Director Marty Proctor

   Mgmt    For    For    For
2.4  

Elect Director Kevin Brown

   Mgmt    For    For    For
2.5  

Elect Director Avik Dey

   Mgmt    For    For    For
2.6  

Elect Director Harvey Doerr

   Mgmt    For    For    For
2.7  

Elect Director Paul Hand

   Mgmt    For    For    For
2.8  

Elect Director Dale Hohm

   Mgmt    For    For    For
2.9  

Elect Director W.J. (Bill) McAdam

   Mgmt    For    For    For
2.10  

Elect Director Kaush Rakhit

   Mgmt    For    For    For
2.11  

Elect Director M. Jacqueline (Jackie) Sheppard

   Mgmt    For    For    For
2.12  

Elect Director Jeff van Steenbergen

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Approve Stock Option Plan

   Mgmt    For    Refer    Against
5  

Approve Performance and Restricted Share Unit Plan

   Mgmt    For    Refer    Against

Marriott International, Inc.

 

Meeting Date:    05/05/2017   Country:    USA   Primary Security ID:    571903202
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    MAR
     Shares Voted:    97,910     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director J.W. Marriott, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Mary K. Bush

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Marriott International, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Elect Director Bruce W. Duncan

   Mgmt    For    For    For
1.4  

Elect Director Deborah Marriott Harrison

   Mgmt    For    For    For
1.5  

Elect Director Frederick A. ‘Fritz’ Henderson

   Mgmt    For    For    For
1.6  

Elect Director Eric Hippeau

   Mgmt    For    For    For
1.7  

Elect Director Lawrence W. Kellner

   Mgmt    For    For    For
1.8  

Elect Director Debra L. Lee

   Mgmt    For    For    For
1.9  

Elect Director Aylwin B. Lewis

   Mgmt    For    For    For
1.10  

Elect Director George Munoz

   Mgmt    For    For    For
1.11  

Elect Director Steven S. Reinemund

   Mgmt    For    For    For
1.12  

Elect Director W. Mitt Romney

   Mgmt    For    For    For
1.13  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1.14  

Elect Director Arne M. Sorenson

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Holy Land Principles

   SH    Against    Against    Against

O’Reilly Automotive, Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    67103H107
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    ORLY
     Shares Voted:    20,080     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David O’Reilly

   Mgmt    For    For    For
1b  

Elect Director Charles H. O’Reilly Jr.

   Mgmt    For    For    For
1c  

Elect Director Larry O’Reilly

   Mgmt    For    For    For
1d  

Elect Director Rosalie O’Reilly Wooten

   Mgmt    For    For    For
1e  

Elect Director Jay D. Burchfield

   Mgmt    For    For    For
1f  

Elect Director Thomas T. Hendrickson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

O’Reilly Automotive, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1g  

Elect Director Paul R. Lederer

   Mgmt    For    For    For
1h  

Elect Director John R. Murphy

   Mgmt    For    For    For
1i  

Elect Director Ronald Rashkow

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Discover Financial Services

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    254709108
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    DFS
     Shares Voted:    129,440     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jeffrey S. Aronin

   Mgmt    For    For    For
1.2  

Elect Director Mary K. Bush

   Mgmt    For    For    For
1.3  

Elect Director Gregory C. Case

   Mgmt    For    For    For
1.4  

Elect Director Candace H. Duncan

   Mgmt    For    For    For
1.5  

Elect Director Joseph F. Eazor

   Mgmt    For    For    For
1.6  

Elect Director Cynthia A. Glassman

   Mgmt    For    For    For
1.7  

Elect Director Richard H. Lenny

   Mgmt    For    For    For
1.8  

Elect Director Thomas G. Maheras

   Mgmt    For    For    For
1.9  

Elect Director Michael H. Moskow

   Mgmt    For    For    For
1.10  

Elect Director David W. Nelms

   Mgmt    For    For    For
1.11  

Elect Director Mark A. Thierer

   Mgmt    For    For    For
1.12  

Elect Director Lawrence A. Weinbach

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Discover Financial Services

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Koninklijke Philips NV

 

Meeting Date:    05/11/2017   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    PHIA
     Shares Voted:    157,778     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

President’s Speech

   Mgmt         
2a  

Discuss Remuneration Report

   Mgmt         
2b  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2c  

Adopt Financial Statements

   Mgmt    For    For    For
2d  

Approve Dividends of EUR 0.80 Per Share

   Mgmt    For    For    For
2e  

Approve Discharge of Management Board

   Mgmt    For    For    For
2f  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
3a  

Amend the Remuneration Policy of the Management Board

   Mgmt    For    For    For
3b  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
4a  

Reelect J. van der Veer to Supervisory Board

   Mgmt    For    For    For
4b  

Reelect C.A. Poon to Supervisory Board

   Mgmt    For    For    For
5  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    Against
6.a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For
6.b  

Authorize Board to Exclude Preemptive Rights from Issuances under Item 6a

   Mgmt    For    Refer    For
7  

Authorize Repurchase of Shares

   Mgmt    For    For    For
8  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
9  

Other Business (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Fresenius SE & Co KGaA

 

Meeting Date:    05/12/2017   Country:    Germany   Primary Security ID:    D27348263
Record Date:    04/20/2017   Meeting Type:    Annual   Ticker:    FRE
     Shares Voted:    92,170     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of EUR 0.62 per Share

   Mgmt    For    Against    Against
3  

Approve Discharge of Personally Liable Partner for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Amend Stock Option Plan

   Mgmt    For    Refer    For
7  

Amend Remuneration of Supervisory Board

   Mgmt    For    Refer    Against

ProSiebenSat.1 Media SE

 

Meeting Date:    05/12/2017   Country:    Germany   Primary Security ID:    D6216S143
Record Date:      Meeting Type:    Annual   Ticker:    PSM
     Shares Voted:    181,580     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 1.90 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Approve Remuneration System for Management Board Members

   Mgmt    For    For    For
6  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
7.1  

Approve Affiliation Agreement with ProSiebenSat.1 Zwanzigste Verwaltungsgesellschaft mbH

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

ProSiebenSat.1 Media SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7.2  

Approve Affiliation Agreement with ProSiebenSat.1 Einundzwanzigste Verwaltungsgesellschaft mbH

   Mgmt    For    Refer    For
7.3  

Approve Affiliation Agreement with ProSiebenSat.1 Sports GmbH

   Mgmt    For    Refer    For

Halliburton Company    

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    406216101
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    247,930     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1b  

Elect Director William E. Albrecht

   Mgmt    For    For    For
1c  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1d  

Elect Director James R. Boyd

   Mgmt    For    For    For
1e  

Elect Director Milton Carroll

   Mgmt    For    For    For
1f  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1g  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1h  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1i  

Elect Director David J. Lesar

   Mgmt    For    For    For
1j  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1k  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1l  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1m  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Tencent Holdings Ltd.

 

Meeting Date:    05/17/2017   Country:    Cayman Islands   Primary Security ID:    G87572163
Record Date:    05/12/2017   Meeting Type:    Annual   Ticker:    700
     Shares Voted:    411,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Lau Chi Ping Martin as Director

   Mgmt    For    For    For
3b  

Elect Charles St Leger Searle as Director

   Mgmt    For    For    For
3c  

Elect Yang Siu Shun as Director

   Mgmt    For    Refer    Against
3d  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
8  

Adopt 2017 Share Option Scheme

   Mgmt    For    Refer    Against

Tencent Holdings Ltd.

 

Meeting Date:    05/17/2017   Country:    Cayman Islands   Primary Security ID:    G87572163
Record Date:    05/12/2017   Meeting Type:    Special   Ticker:    700
     Shares Voted:    411,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Adopt Share Option Plan of Tencent Music Entertainment Group

   Mgmt    For    Refer    Against

Thermo Fisher Scientific Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    883556102
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    TMO
     Shares Voted:    48,030     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Thermo Fisher Scientific Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Marc N. Casper

   Mgmt    For    For    For
1b  

Elect Director Nelson J. Chai

   Mgmt    For    For    For
1c  

Elect Director C. Martin Harris

   Mgmt    For    For    For
1d  

Elect Director Tyler Jacks

   Mgmt    For    For    For
1e  

Elect Director Judy C. Lewent

   Mgmt    For    For    For
1f  

Elect Director Thomas J. Lynch

   Mgmt    For    For    For
1g  

Elect Director Jim P. Manzi

   Mgmt    For    For    For
1h  

Elect Director William G. Parrett

   Mgmt    For    For    For
1i  

Elect Director Lars R. Sorensen

   Mgmt    For    For    For
1j  

Elect Director Scott M. Sperling

   Mgmt    For    For    For
1k  

Elect Director Elaine S. Ullian

   Mgmt    For    For    For
1l  

Elect Director Dion J. Weisler

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Prudential plc

 

Meeting Date:    05/18/2017   Country:    United Kingdom   Primary Security ID:    G72899100
Record Date:    05/16/2017   Meeting Type:    Annual   Ticker:    PRU
     Shares Voted:    542,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve the Revised Remuneration Policy

   Mgmt    For    For    For
4  

Elect Anne Richards as Director

   Mgmt    For    For    For
5  

Re-elect Sir Howard Davies as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Re-elect John Foley as Director

   Mgmt    For    For    For
7  

Re-elect Penelope James as Director

   Mgmt    For    For    For
8  

Re-elect David Law as Director

   Mgmt    For    For    For
9  

Re-elect Paul Manduca as Director

   Mgmt    For    For    For
10  

Re-elect Kaikhushru Nargolwala as Director

   Mgmt    For    For    For
11  

Re-elect Nicolaos Nicandrou as Director

   Mgmt    For    For    For
12  

Re-elect Anthony Nightingale as Director

   Mgmt    For    For    For
13  

Re-elect Philip Remnant as Director

   Mgmt    For    For    For
14  

Re-elect Alice Schroeder as Director

   Mgmt    For    For    For
15  

Re-elect Barry Stowe as Director

   Mgmt    For    For    For
16  

Re-elect Lord Turner as Director

   Mgmt    For    For    For
17  

Re-elect Michael Wells as Director

   Mgmt    For    For    For
18  

Re-elect Tony Wilkey as Director

   Mgmt    For    For    For
19  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
20  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
22  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
23  

Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares

   Mgmt    For    For    For
24  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
25  

Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
26  

Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
27  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
28  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

The Home Depot, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    437076102
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    64,324     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Armando Codina

   Mgmt    For    For    For
1h  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1i  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1j  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1k  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1m  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
6  

Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote

   SH    Against    Against    Against
7  

Amend Articles/Bylaws/Charter - Call Special Meetings

   SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    023135106
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    14,797     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Tom A. Alberg

   Mgmt    For    For    For
1c  

Elect Director John Seely Brown

   Mgmt    For    For    For
1d  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1e  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For
1f  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Report on Use of Criminal Background Checks in Hiring

   SH    Against    Against    Against
7  

Include Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against
8  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

CME Group Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    38,120     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1c  

Elect Director Charles P. Carey

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1e  

Elect Director Ana Dutra

   Mgmt    For    For    For
1f  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1g  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1h  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1i  

Elect Director Leo Melamed

   Mgmt    For    For    For
1j  

Elect Director Alex J. Pollock

   Mgmt    For    For    For
1k  

Elect Director John F. Sandner

   Mgmt    For    For    For
1l  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1m  

Elect Director William R. Shepard

   Mgmt    For    For    For
1n  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Incyte Corporation

 

Meeting Date:    05/26/2017   Country:    USA   Primary Security ID:    45337C102
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    INCY
     Shares Voted:    35,560     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Julian C. Baker

   Mgmt    For    For    For
1.2  

Elect Director Jean-Jacques Bienaime

   Mgmt    For    For    For
1.3  

Elect Director Paul A. Brooke

   Mgmt    For    For    For
1.4  

Elect Director Paul J. Clancy

   Mgmt    For    For    For
1.5  

Elect Director Wendy L. Dixon

   Mgmt    For    For    For
1.6  

Elect Director Paul A. Friedman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Incyte Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.7  

Elect Director Herve Hoppenot

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Total SA

 

Meeting Date:    05/26/2017   Country:    France   Primary Security ID:    F92124100
Record Date:    04/24/2017   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    128,734     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.45 per Share

   Mgmt    For    For    For
4  

Approve Stock Dividend Program (Cash or New Shares)

   Mgmt    For    For    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Patricia Barbizet as Director

   Mgmt    For    For    For
7  

Reelect Marie-Christine Coisne-Roquette as Director

   Mgmt    For    For    For
8  

Elect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Elect Carlos Tavares as Director

   Mgmt    For    Refer    For
10  

Receive Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
11  

Non-Binding Vote on Compensation of Patrick Pouyanne, CEO and Chairman

   Mgmt    For    For    For
12  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Extraordinary Business

   Mgmt         
13  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For

Dollar General Corporation

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    256677105
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    DG
     Shares Voted:    92,770     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Warren F. Bryant

   Mgmt    For    For    For
1b  

Elect Director Michael M. Calbert

   Mgmt    For    For    For
1c  

Elect Director Sandra B. Cochran

   Mgmt    For    For    For
1d  

Elect Director Patricia D. Fili-Krushel

   Mgmt    For    For    For
1e  

Elect Director Paula A. Price

   Mgmt    For    For    For
1f  

Elect Director William C. Rhodes, III

   Mgmt    For    For    For
1g  

Elect Director David B. Rickard

   Mgmt    For    For    For
1h  

Elect Director Todd J. Vasos

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
6  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Facebook, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    121,860     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    For    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    For    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    For    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Report on Public Policy Issues Associated with Fake News

   SH    Against    Refer    Against
6  

Gender Pay Gap

   SH    Against    Against    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    For

Compass Group PLC

 

Meeting Date:    06/07/2017   Country:    United Kingdom   Primary Security ID:    G23296208
Record Date:    06/05/2017   Meeting Type:    Special   Ticker:    CPG
     Shares Voted:    259,770     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Shareholder Return by Way of Special Dividend with Share Consolidation

   Mgmt    For    For    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Compass Group PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Authorise Market Purchase of New Ordinary Shares

   Mgmt    For    For    For

MercadoLibre, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    58733R102
Record Date:    04/21/2017   Meeting Type:    Annual   Ticker:    MELI
     Shares Voted:    33,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan Segal

   Mgmt    For    For    For
1.2  

Elect Director Mario Eduardo Vazquez

   Mgmt    For    For    For
1.3  

Elect Director Alejandro Nicolas Aguzin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Co. S.A. as Auditors

   Mgmt    For    For    For

MetLife, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    59156R108
Record Date:    04/14/2017   Meeting Type:    Annual   Ticker:    MET
     Shares Voted:    112,110     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cheryl W. Grise

   Mgmt    For    For    For
1.2  

Elect Director Carlos M. Gutierrez

   Mgmt    For    For    For
1.3  

Elect Director David L. Herzog

   Mgmt    For    For    For
1.4  

Elect Director R. Glenn Hubbard

   Mgmt    For    For    For
1.5  

Elect Director Steven A. Kandarian

   Mgmt    For    For    For
1.6  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Edward J. Kelly, III

   Mgmt    For    For    For
1.8  

Elect Director William E. Kennard

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

MetLife, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.9  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.10  

Elect Director Catherine R. Kinney

   Mgmt    For    For    For
1.11  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Celgene Corporation

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    151020104
Record Date:    04/20/2017   Meeting Type:    Annual   Ticker:    CELG
     Shares Voted:    64,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert J. Hugin

   Mgmt    For    For    For
1.2  

Elect Director Mark J. Alles

   Mgmt    For    For    For
1.3  

Elect Director Richard W. Barker

   Mgmt    For    For    For
1.4  

Elect Director Michael W. Bonney

   Mgmt    For    For    For
1.5  

Elect Director Michael D. Casey

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1.7  

Elect Director Michael A. Friedman

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Julia A. Haller

   Mgmt    For    For    For
1.9  

Elect Director Gilla S. Kaplan

   Mgmt    For    Refer    Withhold
1.10  

Elect Director James J. Loughlin

   Mgmt    For    For    For
1.11  

Elect Director Ernest Mario

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Celgene Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Provide For Confidential Running Vote Tallies On Executive Pay Matters

   SH    Against    For    For

Yahoo Japan Corporation

 

Meeting Date:    06/20/2017   Country:    Japan   Primary Security ID:    J95402103
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    4689
     Shares Voted:    1,215,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Miyasaka, Manabu

   Mgmt    For    For    For
1.2  

Elect Director Son, Masayoshi

   Mgmt    For    For    For
1.3  

Elect Director Miyauchi, Ken

   Mgmt    For    For    For
1.4  

Elect Director Jonathan Bullock

   Mgmt    For    For    For
1.5  

Elect Director Arthur Chong

   Mgmt    For    For    For
1.6  

Elect Director Alexi A. Wellman

   Mgmt    For    For    For
2.1  

Elect Director and Audit Committee Member Yoshii, Shingo

   Mgmt    For    For    For
2.2  

Elect Director and Audit Committee Member Onitsuka, Hiromi

   Mgmt    For    For    For
2.3  

Elect Director and Audit Committee Member Fujiwara, Kazuhiko

   Mgmt    For    For    For
3.1  

Elect Alternate Director and Audit Committee Member Uemura, Kyoko

   Mgmt    For    Refer    Against
3.2  

Elect Alternate Director and Audit Committee Member Kimiwada, Kazuko

   Mgmt    For    For    For
4  

Approve Equity Compensation Plan

   Mgmt    For    Refer    For

Coca-Cola European Partners Plc

 

Meeting Date:    06/22/2017   Country:    United Kingdom   Primary Security ID:    G25839104
Record Date:    06/20/2017   Meeting Type:    Annual   Ticker:    CCE
     Shares Voted:    131,050     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Coca-Cola European Partners Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Elect Jose Ignacio Comenge Sanchez-Real as Director

   Mgmt    For    For    For
5  

Elect J. Alexander M. Douglas, Jr. as Director

   Mgmt    For    For    For
6  

Elect Francisco Ruiz de la Torre Esporrin as Director

   Mgmt    For    For    For
7  

Elect Irial Finan as Director

   Mgmt    For    For    Against
8  

Elect Damian Gammell as Director

   Mgmt    For    For    For
9  

Elect Alfonso Libano Daurella as Director

   Mgmt    For    For    For
10  

Elect Mario Rotllant Sola as Director

   Mgmt    For    For    Against
11  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
12  

Authorise Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
13  

Authorise Political Donations and Expenditure

   Mgmt    For    For    For
14  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
15  

Approve Waiver on Tender-Bid Requirement

   Mgmt    For    Refer    Against
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Dai-Ichi Life Holdings Inc.

 

Meeting Date:    06/26/2017   Country:    Japan   Primary Security ID:    J09748112
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    8750
     Shares Voted:    345,200     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Dai-Ichi Life Holdings Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 43

   Mgmt    For    For    For
2.1  

Elect Director Watanabe, Koichiro

   Mgmt    For    For    For
2.2  

Elect Director Tsuyuki, Shigeo

   Mgmt    For    For    For
2.3  

Elect Director Inagaki, Seiji

   Mgmt    For    For    For
2.4  

Elect Director Tsutsumi, Satoru

   Mgmt    For    For    For
2.5  

Elect Director Ishii, Kazuma

   Mgmt    For    For    For
2.6  

Elect Director Taketomi, Masao

   Mgmt    For    For    For
2.7  

Elect Director Teramoto, Hideo

   Mgmt    For    For    For
2.8  

Elect Director Kawashima, Takashi

   Mgmt    For    For    For
2.9  

Elect Director George Olcott

   Mgmt    For    For    For
2.10  

Elect Director Maeda, Koichi

   Mgmt    For    For    For
3  

Appoint KPMG AZSA LLC as New External Audit Firm

   Mgmt    For    For    For

Mastercard Incorporated

 

Meeting Date:    06/27/2017   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/27/2017   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    142,080     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For
1c  

Elect Director Silvio Barzi

   Mgmt    For    For    For
1d  

Elect Director David R. Carlucci

   Mgmt    For    For    For
1e  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1f  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Nancy J. Karch

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director Oki Matsumoto

   Mgmt    For    For    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Jackson Tai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Report on Gender Pay Gap

   SH    Against    Against    Against

Daikin Industries Ltd.

 

Meeting Date:    06/29/2017   Country:    Japan   Primary Security ID:    J10038115
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    6367
     Shares Voted:    59,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 70

   Mgmt    For    For    For
2.1  

Appoint Statutory Auditor Yano, Ryu

   Mgmt    For    Refer    For
2.2  

Appoint Statutory Auditor Fukunaga, Kenji

   Mgmt    For    Refer    For
3  

Appoint Alternate Statutory Auditor Ono, Ichiro

   Mgmt    For    Refer    For

Isuzu Motors Ltd.

 

Meeting Date:    06/29/2017   Country:    Japan   Primary Security ID:    J24994113
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    7202
     Shares Voted:    587,700     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Isuzu Motors Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 16

   Mgmt    For    For    For
2.1  

Elect Director Katayama, Masanori

   Mgmt    For    For    For
2.2  

Elect Director Narimatsu, Yukio

   Mgmt    For    For    For
2.3  

Elect Director Takahashi, Shinichi

   Mgmt    For    For    For
2.4  

Elect Director Ito, Masatoshi

   Mgmt    For    For    For
3.1  

Appoint Statutory Auditor Shindo, Tetsuhiko

   Mgmt    For    Refer    Against
3.2  

Appoint Statutory Auditor Mikumo, Takashi

   Mgmt    For    Refer    Against
3.3  

Appoint Statutory Auditor Kawamura, Kanji

   Mgmt    For    Refer    Against
4  

Approve Performance-Based Cash Compensation Ceiling for Directors

   Mgmt    For    Refer    For


IVY GLOBAL INCOME ALLOCATION FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

Singapore Telecommunications Limited

 

Meeting Date:    07/29/2016   Country:    Singapore   Primary Security ID:    Y79985225
Record Date:      Meeting Type:    Annual   Ticker:    Z74
     Shares Voted:    2,450,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Christina Hon Kwee Fong (Christina Ong) as Director

   Mgmt    For    For    For
4  

Elect Simon Claude Israel as Director

   Mgmt    For    For    For
5  

Elect Peter Edward Mason as Director

   Mgmt    For    For    For
6  

Approve Directors’ Fees

   Mgmt    For    Refer    For
7  

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
8  

Approve Issuance of Equity or Equity-Linked

   Mgmt    For    Refer    For
 

Securities with or without Preemptive Rights

           
9  

Approve Grant of Awards and Issuance of Shares Pursuant to the Singtel Performance Share Plan 2012

   Mgmt    For    Refer    For
10  

Authorize Share Repurchase Program

   Mgmt    For    For    For
11  

Adopt New Constitution

   Mgmt    For    Refer    For

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    08/12/2016   Meeting Type:    Special   Ticker:    ABI
     Shares Voted:    68,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
A.1  

Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA

   Mgmt    For    Refer    For
B.2  

Receive Special Board Report and Special Auditor Report Re: Item 1

   Mgmt         
B.3  

Receive Information on Modifications to the Assets and Liabilities of the Merging Companies

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

B.4  

Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
B.5  

Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
C.6  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    Refer    For

The Procter & Gamble Company

 

Meeting Date:    10/11/2016   Country:    USA   Primary Security ID:    742718109
Record Date:    08/12/2016   Meeting Type:    Annual   Ticker:    PG
     Shares Voted:    115,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Francis S. Blake

   Mgmt    For    For    For
1b  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1c  

Elect Director Kenneth I. Chenault

   Mgmt    For    For    For
1d  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1e  

Elect Director Terry J. Lundgren

   Mgmt    For    For    For
1f  

Elect Director W. James McNerney, Jr.

   Mgmt    For    For    For
1g  

Elect Director David S. Taylor

   Mgmt    For    For    For
1h  

Elect Director Margaret C. Whitman

   Mgmt    For    For    For
1i  

Elect Director Patricia A. Woertz

   Mgmt    For    For    For
1j  

Elect Director Ernesto Zedillo

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Consistency Between Corporate Values and Political Activities

   SH    Against    Against    Against
5  

Report on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Paychex, Inc.

 

Meeting Date:    10/12/2016   Country:    USA   Primary Security ID:    704326107
Record Date:    08/15/2016   Meeting Type:    Annual   Ticker:    PAYX
     Shares Voted:    174,294     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director B. Thomas Golisano

   Mgmt    For    For    For
1b  

Elect Director Joseph G. Doody

   Mgmt    For    For    For
1c  

Elect Director David J.S. Flaschen

   Mgmt    For    For    For
1d  

Elect Director Phillip Horsley

   Mgmt    For    For    For
1e  

Elect Director Grant M. Inman

   Mgmt    For    For    For
1f  

Elect Director Pamela A. Joseph

   Mgmt    For    For    For
1g  

Elect Director Martin Mucci

   Mgmt    For    For    For
1h  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For
1i  

Elect Director Joseph M. Velli

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Orora Ltd.

 

Meeting Date:    10/13/2016   Country:    Australia   Primary Security ID:    Q7142U109
Record Date:    10/11/2016   Meeting Type:    Annual   Ticker:    ORA
     Shares Voted:    3,500,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2a  

Elect Samantha Lewis as Director

   Mgmt    For    For    For
2b  

Elect Jeremy Sutcliffe as Director

   Mgmt    For    For    For
3a  

Approve the Grant of Deferred Performance Rights to Nigel Garrard, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
3b  

Approve the Grant of Options and Performance Rights to Nigel Garrard, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
4  

Approve the Remuneration Report

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Singapore Telecommunications Limited

 

Meeting Date:    10/14/2016   Country:    Singapore   Primary Security ID:    Y79985209
Record Date:      Meeting Type:    Special   Ticker:    Z74
     Shares Voted:    2,450,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Proposed Acquisition of Shares in Intouch Holdings Public Company Limited,the Proposed Acquisition of Shares in Bharti Telecom Limited, and the Proposed Placement of Shares in Singapore Telecommunications Limited

   Mgmt    For    Refer    For

Amcor Limited

 

Meeting Date:    10/20/2016   Country:    Australia   Primary Security ID:    Q03080100
Record Date:    10/18/2016   Meeting Type:    Annual   Ticker:    AMC
     Shares Voted:    558,326     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2a  

Elect A (Armin) Meyer as Director

   Mgmt    For    For    For
2b  

Elect K J (Karen) Guerra as Director

   Mgmt    For    For    For
3  

Approve the Remuneration Report

   Mgmt    For    For    For

Spotless Group Holdings Ltd.

 

Meeting Date:    10/20/2016   Country:    Australia   Primary Security ID:    Q8695D106
Record Date:    10/18/2016   Meeting Type:    Annual   Ticker:    SPO
     Shares Voted:    3,930,062     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2a  

Elect Diane Grady as Director

   Mgmt    For    For    For
2b  

Elect Nick Sherry as Director

   Mgmt    For    For    For
2c  

Elect Julie Coates as Director

   Mgmt    For    For    For
3  

Approve the Remuneration Report

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Spotless Group Holdings Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Approve the Grant of Options and Share Rights to Martin Sheppard, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    Against

Skycity Entertainment Group Ltd.

 

Meeting Date:    10/21/2016   Country:    New Zealand   Primary Security ID:    Q8513Z115
Record Date:    10/19/2016   Meeting Type:    Annual   Ticker:    SKC
     Shares Voted:    1,778,930     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Chris Moller as Director

   Mgmt    For    For    For
2  

Elect Bruce Carter as Director

   Mgmt    For    For    For
3  

Authorize the Board to Fix Remuneration of the Auditors

   Mgmt    For    For    For

AGNC Investment Corp.

 

Meeting Date:    12/09/2016   Country:    USA   Primary Security ID:    00123Q104
Record Date:    10/24/2016   Meeting Type:    Special   Ticker:    AGNC
     Shares Voted:    400,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Ares Capital Corporation

 

Meeting Date:    12/15/2016   Country:    USA   Primary Security ID:    04010L103
Record Date:    10/17/2016   Meeting Type:    Special   Ticker:    ARCC
     Shares Voted:    860,679     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Authority to Issue Shares Below Net Asset Value

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Ares Capital Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

National Australia Bank Limited

 

Meeting Date:    12/16/2016   Country:    Australia   Primary Security ID:    Q65336119
Record Date:    12/14/2016   Meeting Type:    Annual   Ticker:    NAB
     Shares Voted:    375,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2a  

Elect Anthony Yuen as Director

   Mgmt    For    For    For
2b  

Elect Philip Chronican as Director

   Mgmt    For    For    For
2c  

Elect Douglas McKay as Director

   Mgmt    For    For    For
3  

Approve the Remuneration Report

   Mgmt    For    For    For
4  

Approve the Grant of Performance Rights to Andrew Thorburn, Group Chief Executive Officer

   Mgmt    For    Refer    For

Imperial Brands PLC

 

Meeting Date:    02/01/2017   Country:    United Kingdom   Primary Security ID:    G4720C107
Record Date:    01/30/2017   Meeting Type:    Annual   Ticker:    IMB
     Shares Voted:    215,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Alison Cooper as Director

   Mgmt    For    For    For
6  

Elect Therese Esperdy as Director

   Mgmt    For    For    For
7  

Re-elect David Haines as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Imperial Brands PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

8  

Re-elect Matthew Phillips as Director

   Mgmt    For    For    For
9  

Elect Steven Stanbrook as Director

   Mgmt    For    For    For
10  

Re-elect Oliver Tant as Director

   Mgmt    For    For    For
11  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
12  

Re-elect Karen Witts as Director

   Mgmt    For    For    For
13  

Re-elect Malcolm Wyman as Director

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
21  

Adopt New Articles of Association

   Mgmt    For    For    For

Helmerich & Payne, Inc.

 

Meeting Date:    03/01/2017   Country:    USA   Primary Security ID:    423452101
Record Date:    01/06/2017   Meeting Type:    Annual   Ticker:    HP
     Shares Voted:    120,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Randy A. Foutch

   Mgmt    For    For    For
1b  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1c  

Elect Director John W. Lindsay

   Mgmt    For    For    For
1d  

Elect Director Paula Marshall

   Mgmt    For    Refer    Against
1e  

Elect Director Thomas A. Petrie

   Mgmt    For    For    For
1f  

Elect Director Donald F. Robillard, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Helmerich & Payne, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1g  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1h  

Elect Director John D. Zeglis

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    None    Three Years    Three Years

QUALCOMM Incorporated

 

Meeting Date:    03/07/2017   Country:    USA   Primary Security ID:    747525103
Record Date:    01/09/2017   Meeting Type:    Annual   Ticker:    QCOM
     Shares Voted:    120,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Barbara T. Alexander

   Mgmt    For    For    For
1b  

Elect Director Jeffrey W. Henderson

   Mgmt    For    For    For
1c  

Elect Director Thomas W. Horton

   Mgmt    For    For    For
1d  

Elect Director Paul E. Jacobs

   Mgmt    For    For    For
1e  

Elect Director Ann M. Livermore

   Mgmt    For    For    For
1f  

Elect Director Harish Manwani

   Mgmt    For    For    For
1g  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
1h  

Elect Director Steve Mollenkopf

   Mgmt    For    For    For
1i  

Elect Director Clark T. “Sandy” Randt, Jr.

   Mgmt    For    For    For
1j  

Elect Director Francisco Ros

   Mgmt    For    For    For
1k  

Elect Director Anthony J. Vinciquerra

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access Amendments

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Bridgestone Corp.

 

Meeting Date:    03/24/2017   Country:    Japan   Primary Security ID:    J04578126
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    5108
     Shares Voted:    200,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 70

   Mgmt    For    For    For
2.1  

Elect Director Tsuya, Masaaki

   Mgmt    For    For    For
2.2  

Elect Director Nishigai, Kazuhisa

   Mgmt    For    For    For
2.3  

Elect Director Zaitsu, Narumi

   Mgmt    For    For    For
2.4  

Elect Director Togami, Kenichi

   Mgmt    For    For    For
2.5  

Elect Director Tachibana Fukushima, Sakie

   Mgmt    For    For    For
2.6  

Elect Director Scott Trevor Davis

   Mgmt    For    For    For
2.7  

Elect Director Okina, Yuri

   Mgmt    For    For    For
2.8  

Elect Director Masuda, Kenichi

   Mgmt    For    For    For
2.9  

Elect Director Yamamoto, Kenzo

   Mgmt    For    For    For
2.10  

Elect Director Terui, Keiko

   Mgmt    For    For    For
2.11  

Elect Director Sasa, Seiichi

   Mgmt    For    For    For

Ferrovial SA

 

Meeting Date:    04/04/2017   Country:    Spain   Primary Security ID:    E49512119
Record Date:    03/30/2017   Meeting Type:    Annual   Ticker:    FER
     Shares Voted:    706,494     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Discharge of Board

   Mgmt    For    For    For
4  

Appoint Deloitte as Auditor

   Mgmt    For    For    For
5.1  

Ratify Appointment of and Elect Philip Bowman as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Ferrovial SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5.2  

Elect Hanne Birgitte Breinbjerb Sorensen as Director

   Mgmt    For    For    For
6  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
7  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
8  

Approve Reduction in Share Capital via Amortization of Treasury Shares

   Mgmt    For    For    For
9.1  

Amend Article 46 Re: Attendance of Board Meetings

   Mgmt    For    For    For
9.2  

Remove Chapter VII Transitory Provision Re: Audit and Control Committee

   Mgmt    For    For    For
10  

Authorize Share Repurchase Program

   Mgmt    For    For    For
11  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For
12  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For
13  

Receive Amendments to Board of Directors Regulations

   Mgmt         

Aker BP ASA

 

Meeting Date:    04/05/2017   Country:    Norway   Primary Security ID:    R7173B102
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    AKERBP
     Shares Voted:    0     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Open Meeting; Registration of Attending Shareholders and Proxies

   Mgmt         
2  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
3  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
4  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    Do Not Vote
5  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    Refer    Do Not Vote
6  

Approve Remuneration of Auditors for 2016

   Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Aker BP ASA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Approve Remuneration of Corporate Assembly

   Mgmt    For    Refer    Do Not Vote
8  

Approve Remuneration of Nomination Committee

   Mgmt    For    Refer    Do Not Vote
9  

Elect Members of Corporate Assembly

   Mgmt    For    Refer    Do Not Vote
10  

Elect Members of Nominating Committee

   Mgmt    For    For    Do Not Vote
11  

Approve Creation of NOK 16.8 Million Pool of Capital without Preemptive Rights

   Mgmt    For    Refer    Do Not Vote
12  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    Refer    Do Not Vote
13  

Authorize Board to Distribute Dvidends

   Mgmt    For    For    Do Not Vote
14  

Abolish Corporate Assembly

   Mgmt    For    Refer    Do Not Vote
15  

Amend Articles Re: Abolishing Corporate Assembly

   Mgmt    For    For    Do Not Vote
16  

Receive Information Regarding Operations and Prospects

   Mgmt         

Nestle SA

 

Meeting Date:    04/06/2017   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
     Shares Voted:    100,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.30 per Share

   Mgmt    For    For    For
4.1a  

Reelect Paul Bulcke as Director

   Mgmt    For    For    For
4.1b  

Reelect Andreas Koopmann as Director

   Mgmt    For    For    For
4.1c  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1d  

Reelect Beat W. Hess as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.1e  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1f  

Reelect Steven G. Hoch as Director

   Mgmt    For    For    For
4.1g  

Reelect Naina Lal Kidwai as Director

   Mgmt    For    For    For
4.1h  

Reelect Jean-Pierre Roth as Director

   Mgmt    For    For    For
4.1i  

Reelect Ann M. Veneman as Director

   Mgmt    For    For    For
4.1j  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1k  

Reelect Ruth K. Oniang’o as Director

   Mgmt    For    For    For
4.1l  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.2a  

Elect Ulf Mark Schneider as Director

   Mgmt    For    For    For
4.2b  

Elect Ursula M. Burns as Director

   Mgmt    For    For    For
4.3  

Elect Paul Bulcke as Board Chairman

   Mgmt    For    For    For
4.4a  

Appoint Beat W. Hess as Member of the Compensation Committee

   Mgmt    For    For    For
4.4b  

Appoint Andreas Koopmann as Member of the Compensation Committee

   Mgmt    For    For    For
4.4c  

Appoint Jean-Pierre Roth as Member of the Compensation Committee

   Mgmt    For    For    For
4.4d  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.5  

Ratify KPMG AG as Auditors

   Mgmt    For    For    For
4.6  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For
5.1  

Approve Remuneration of Directors in the Amount of CHF 10 Million

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 60 Million

   Mgmt    For    Refer    For
6  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against

The Kraft Heinz Company

 

Meeting Date:    04/19/2017   Country:    USA   Primary Security ID:    500754106
Record Date:    02/21/2017   Meeting Type:    Annual   Ticker:    KHC
     Shares Voted:    120,000     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

The Kraft Heinz Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory E. Abel

   Mgmt    For    For    For
1b  

Elect Director Alexandre Behring

   Mgmt    For    For    For
1c  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1d  

Elect Director John T. Cahill

   Mgmt    For    For    For
1e  

Elect Director Tracy Britt Cool

   Mgmt    For    For    For
1f  

Elect Director Feroz Dewan

   Mgmt    For    For    For
1g  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For
1h  

Elect Director Jorge Paulo Lemann

   Mgmt    For    For    For
1i  

Elect Director Mackey J. McDonald

   Mgmt    For    For    For
1j  

Elect Director John C. Pope

   Mgmt    For    For    For
1k  

Elect Director Marcel Herrmann Telles

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Report on Sustainability

   SH    Against    Refer    Against
5  

Assess Environmental Impact of Non-Recyclable Packaging

   SH    Against    Refer    Against
6  

Report on Supply Chain Impact on Deforestation

   SH    Against    Refer    Against

Adecco Group AG

 

Meeting Date:    04/20/2017   Country:    Switzerland   Primary Security ID:    H00392318
Record Date:      Meeting Type:    Annual   Ticker:    ADEN
     Shares Voted:    115,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    For    For
2.1  

Approve Allocation of Income and Dividends of CHF 1.50 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Adecco Group AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.2  

Approve EUR 154 Million Reduction in Share Capital and Capital Repayment of EUR 0.90 per Share

   Mgmt    For    For    For
2.3  

Amend Articles Re: Threshold to Submit Items to Agenda

   Mgmt    For    Refer    For
3  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
4.1  

Approve Remuneration of Directors in the Amount of CHF 4.7 Million

   Mgmt    For    Refer    For
4.2  

Approve Remuneration of Executive Committee in the Amount of CHF 34.8 Million

   Mgmt    For    Refer    For
5.1.1  

Reelect Rolf Doerig as Director and as Board Chairman

   Mgmt    For    For    For
5.1.2  

Reelect Jean-Christophe Deslarzes as Director

   Mgmt    For    For    For
5.1.3  

Reelect Alexander Gut as Director

   Mgmt    For    For    For
5.1.4  

Reelect Didier Lamouche as Director

   Mgmt    For    For    For
5.1.5  

Reelect David Prince as Director

   Mgmt    For    For    For
5.1.6  

Reelect Wanda Rapaczynski as Director

   Mgmt    For    For    For
5.1.7  

Reelect Kathleen Taylor as Director

   Mgmt    For    For    For
5.1.8  

Elect Ariane Gorin as Director

   Mgmt    For    For    For
5.2.1  

Appoint Alexander Gut as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.2  

Appoint Jean-Christophe Deslarzes as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.3  

Appoint Wanda Rapaczynski as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.4  

Appoint Kathleen Taylor as Member of the Compensation Committee

   Mgmt    For    For    For
5.3  

Designate Andreas Keller as Independent Proxy

   Mgmt    For    For    For
5.4  

Ratify Ernst & Young AG as Auditors

   Mgmt    For    For    For
6.1  

Approve Partial Cancellation of Conditional Capital

   Mgmt    For    For    For
6.2  

Approve Creation of CHF 855,780 Pool of Capital without Preemptive Rights

   Mgmt    For    Against    Against
7  

Establish Range for Board Size

   Mgmt    For    Refer    Against
8  

Change Location of Registered Office/Headquarters to Zurich, Switzerland

   Mgmt    For    Refer    For
9  

Transact Other Business (Voting)

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

AGNC Investment Corp.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    00123Q104
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    AGNC
     Shares Voted:    400,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gary D. Kain

   Mgmt    For    For    For
1.2  

Elect Director Morris A. Davis

   Mgmt    For    For    For
1.3  

Elect Director Larry K. Harvey

   Mgmt    For    For    For
1.4  

Elect Director Prue B. Larocca

   Mgmt    For    For    For
1.5  

Elect Director Paul E. Mullings

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Texas Instruments Incorporated

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    882508104
Record Date:    02/21/2017   Meeting Type:    Annual   Ticker:    TXN
     Shares Voted:    120,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ralph W. Babb, Jr.

   Mgmt    For    For    For
1b  

Elect Director Mark A. Blinn

   Mgmt    For    For    For
1c  

Elect Director Todd M. Bluedorn

   Mgmt    For    For    For
1d  

Elect Director Daniel A. Carp

   Mgmt    For    For    For
1e  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1f  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1g  

Elect Director Jean M. Hobby

   Mgmt    For    For    For
1h  

Elect Director Ronald Kirk

   Mgmt    For    For    For
1i  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1j  

Elect Director Robert E. Sanchez

   Mgmt    For    For    For
1k  

Elect Director Wayne R. Sanders

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Texas Instruments Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1l  

Elect Director Richard K. Templeton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Axa

 

Meeting Date:    04/26/2017   Country:    France   Primary Security ID:    F06106102
Record Date:    04/21/2017   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    318,074     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.16 per Share

   Mgmt    For    For    For
4  

Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016

   Mgmt    For    For    For
5  

Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016

   Mgmt    For    For    For
8  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    For    For
9  

Approve Remuneration Policy of CEO

   Mgmt    For    For    For
10  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
11  

Approve Additional Social Benefits Agreement with Thomas Buberl, CEO

   Mgmt    For    Refer    For
12  

Approve Severance Agreement with Thomas Buberl

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

13  

Reelect Deanna Oppenheimer as Director

   Mgmt    For    For    For
14  

Reelect Ramon de Oliveira as Director

   Mgmt    For    For    For
15  

Ratify Appointment of Thomas Buberl as Director

   Mgmt    For    For    For
16  

Ratify Appointment of André François-Poncet as Director

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions

   Mgmt    For    Against    Against
20  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    For    For
21  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    Refer    For
22  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers

   Mgmt    For    For    For
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    Against
25  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million

   Mgmt    For    Against    Against
26  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion

   Mgmt    For    Against    Against
27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
29  

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

30  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
31  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Asian Pay Television Trust

 

Meeting Date:    04/27/2017   Country:    Singapore   Primary Security ID:    Y0362V106
Record Date:      Meeting Type:    Annual   Ticker:    S7OU
     Shares Voted:    8,571,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Adopt Report of the Trustee-Manager, Statement by the Trustee-Manager, Audited Financial Statements and Auditors’ Report

   Mgmt    For    For    For
2  

Approve Deloitte & Touche LLP as Auditors and Authorize the Board of the Trustee-Manager to Fix Their Remuneration

   Mgmt    For    For    For
3  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

   Mgmt    For    Refer    For

Intesa SanPaolo SPA

 

Meeting Date:    04/27/2017   Country:    Italy   Primary Security ID:    T55067101
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    ISP
     Shares Voted:    3,000,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1.a  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.b  

Approve Allocation of Income

   Mgmt    For    For    For
2.a  

2017 Remuneration Policies for Employees and Non-Employed Staff

   Mgmt    For    For    For
2.b  

Extend Maximum Variable Compensation Ratio to All Risk Takers Who Are Not Part of Corporate Control Functions

   Mgmt    For    For    For
2.c  

Approve Severance Payments Policy

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Intesa SanPaolo SPA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.d  

Approve Incentive Bonus Plan

   Mgmt    For    Refer    For
2.e  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Incentive Bonus Plan

   Mgmt    For    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    539830109
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    40,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    Refer    Against
1c  

Elect Director Rosalind G. Brewer

   Mgmt    For    Refer    Against
1d  

Elect Director David B. Burritt

   Mgmt    For    For    For
1e  

Elect Director Bruce A. Carlson

   Mgmt    For    Refer    Against
1f  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Falk

   Mgmt    For    Refer    Against
1h  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1i  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1j  

Elect Director James M. Loy

   Mgmt    For    For    For
1k  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1l  

Elect Director Anne Stevens

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Holy Land Principles

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Sampo Oyj

 

Meeting Date:    04/27/2017   Country:    Finland   Primary Security ID:    X75653109
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    SAMPO
     Shares Voted:    260,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Open Meeting

   Mgmt         
2  

Call the Meeting to Order

   Mgmt         
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

   Mgmt    For    For    For
4  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
5  

Prepare and Approve List of Shareholders

   Mgmt    For    For    For
6  

Receive Financial Statements and Statutory Reports; Receive Board’s Report; Receive Auditor’s Report

   Mgmt         
7  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8  

Approve Allocation of Income and Dividends of EUR 2.30 Per Share

   Mgmt    For    For    For
9  

Approve Discharge of Board and President

   Mgmt    For    For    For
10  

Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR115,000 for Vice Chairman, EUR 90,000 for Other Directors; Approve Remuneration for Committee Work

   Mgmt    For    Refer    For
11  

Fix Number of Directors at Eight

   Mgmt    For    Refer    For
12  

Reelect Christian Clausen, Jannica Fagerholm, Adine Grate Axén, Veli-Matti Mattila, Risto Murto, Eira Palin-Lehtinen, Per Arthur Sørlie and Björn Wahlroos as Directors

   Mgmt    For    For    For
13  

Approve Remuneration of Auditors

   Mgmt    For    For    For
14  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
15  

Approve that the Rights Attached to Certain Shares Entered in the Company’s Joint Book-Entry Account be Forfeited

   Mgmt    For    Refer    For
16  

Authorize Share Repurchase Program

   Mgmt    For    For    For
17  

Close Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Taylor Wimpey plc

 

Meeting Date:    04/27/2017   Country:    United Kingdom   Primary Security ID:    G86954107
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    TW.
     Shares Voted:    4,080,102     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Special Dividend

   Mgmt    For    For    For
4  

Re-elect Kevin Beeston as Director

   Mgmt    For    For    For
5  

Re-elect Pete Redfern as Director

   Mgmt    For    For    For
6  

Re-elect Ryan Mangold as Director

   Mgmt    For    For    For
7  

Re-elect James Jordan as Director

   Mgmt    For    For    For
8  

Re-elect Kate Barker as Director

   Mgmt    For    For    For
9  

Re-elect Mike Hussey as Director

   Mgmt    For    For    For
10  

Re-elect Robert Rowley as Director

   Mgmt    For    For    For
11  

Re-elect Humphrey Singer as Director

   Mgmt    For    For    For
12  

Elect Angela Knight as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Approve Remuneration Report

   Mgmt    For    For    For
20  

Approve Remuneration Policy

   Mgmt    For    For    For
21  

Approve Performance Share Plan

   Mgmt    For    Refer    For
22  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Deutsche Post AG

 

Meeting Date:    04/28/2017   Country:    Germany   Primary Security ID:    D19225107
Record Date:      Meeting Type:    Annual   Ticker:    DPW
     Shares Voted:    250,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 1.05 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Approve Creation of EUR 160 Million Pool of Capital without Preemptive Rights

   Mgmt    For    Against    Against
7  

Approve Issuance of Options and Bonds/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For
8  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For
9  

Authorize Use of Financial Derivatives when Repurchasing Shares

   Mgmt    For    Refer    For

Vermilion Energy Inc.

 

Meeting Date:    04/28/2017   Country:    Canada   Primary Security ID:    923725105
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    VET
     Shares Voted:    269,021     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Fix Number of Directors at Nine

   Mgmt    For    Refer    For
2.1  

Elect Director Lorenzo Donadeo

   Mgmt    For    For    For
2.2  

Elect Director Larry J. Macdonald

   Mgmt    For    For    For
2.3  

Elect Director Loren M. Leiker

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Vermilion Energy Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.4  

Elect Director William F. Madison

   Mgmt    For    For    For
2.5  

Elect Director Timothy R. Marchant

   Mgmt    For    For    For
2.6  

Elect Director Anthony W. Marino

   Mgmt    For    For    For
2.7  

Elect Director Robert B. Michaleski

   Mgmt    For    For    For
2.8  

Elect Director Sarah E. Raiss

   Mgmt    For    For    For
2.9  

Elect Director Catherine L. Williams

   Mgmt    For    For    For
3  

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Acs, Actividades de Construccion y Servicios S.A

 

Meeting Date:    05/03/2017   Country:    Spain   Primary Security ID:    E7813W163
Record Date:    04/28/2017   Meeting Type:    Annual   Ticker:    ACS
     Shares Voted:    150,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
1.2  

Approve Allocation of Income

   Mgmt    For    For    For
2  

Receive Corporate Social Responsibility Report

   Mgmt         
3  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For
4  

Approve Discharge of Board

   Mgmt    For    For    For
5.1  

Elect Carmen Fernandez Rozado as Director

   Mgmt    For    For    For
5.2  

Elect Jose Eladio Seco Dominguez as Director

   Mgmt    For    For    For
5.3  

Elect Marcelino Fernandez Verdes as Executive Director

   Mgmt    For    For    For
6  

Renew Appointment of Deloitte as Auditor

   Mgmt    For    For    For
7.1  

Amend Article 19 Re: Board Committees

   Mgmt    For    Refer    For
7.2  

Amend Article 22 Re: Appointments Committee

   Mgmt    For    Refer    For
7.3  

Amend Article 23 Re: Board Committees

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Acs, Actividades de Construccion y Servicios S.A

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7.4  

Add Article 22 bis Re: Remuneration Committee

   Mgmt    For    Refer    For
8  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
9  

Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares

   Mgmt    For    For    For
10  

Approve Stock Option Plan

   Mgmt    For    Refer    For
11  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718172109
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    122,766     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Massimo Ferragamo

   Mgmt    For    For    For
1.5  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.6  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.7  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.8  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.9  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.10  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.11  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.12  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.13  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
5  

Approve Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For
6  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
7  

Establish a Board Committee on Human Rights

   SH    Against    Refer    Against
8  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Caltex Australia Ltd.

 

Meeting Date:    05/04/2017   Country:    Australia   Primary Security ID:    Q19884107
Record Date:    05/02/2017   Meeting Type:    Annual   Ticker:    CTX
     Shares Voted:    425,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2a  

Elect Greig Gailey as Director

   Mgmt    For    For    For
2b  

Elect Bruce Morgan as Director

   Mgmt    For    For    For
2c  

Elect Melinda Conrad as Director

   Mgmt    For    For    For
3  

Approve the Adoption of Remuneration Report

   Mgmt    For    For    For
4  

Approve Grant of Performance Rights to Julian Segal

   Mgmt    For    Refer    For

St. James’s Place plc

 

Meeting Date:    05/04/2017   Country:    United Kingdom   Primary Security ID:    G5005D124
Record Date:    05/02/2017   Meeting Type:    Annual   Ticker:    STJ
     Shares Voted:    675,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Re-elect Sarah Bates as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

St. James’s Place plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Re-elect David Bellamy as Director

   Mgmt    For    For    For
5  

Re-elect Iain Cornish as Director

   Mgmt    For    For    For
6  

Re-elect Andrew Croft as Director

   Mgmt    For    For    For
7  

Re-elect Ian Gascoigne as Director

   Mgmt    For    For    For
8  

Re-elect Simon Jeffreys as Director

   Mgmt    For    For    For
9  

Re-elect David Lamb as Director

   Mgmt    For    For    For
10  

Re-elect Patience Wheatcroft as Director

   Mgmt    For    For    For
11  

Re-elect Roger Yates as Director

   Mgmt    For    For    For
12  

Approve Remuneration Report

   Mgmt    For    For    For
13  

Approve Remuneration Policy

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
20  

Adopt New Articles of Association

   Mgmt    For    Refer    For

Pembina Pipeline Corporation

 

Meeting Date:    05/05/2017   Country:    Canada   Primary Security ID:    706327103
Record Date:    03/16/2017   Meeting Type:    Annual   Ticker:    PPL
     Shares Voted:    267,071     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

You May Vote for the Nominees for Directors as Slate:

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Pembina Pipeline Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Anne-Marie N. Ainsworth, Michael (Mick) H. Dilger, Randall J. Findlay, Lorne B. Gordon, Gordon J. Kerr, David M.B. LeGresley, Robert B. Michaleski, Leslie A. O’Donoghue, Bruce D. Rubin, and Jeffrey T. Smith as Directors

   Mgmt    For    For    For
 

OR You May Vote for the Nominees for Directors Individually:

   Mgmt         
1.1  

Elect Director Anne-Marie N. Ainsworth

   Mgmt    For    For    For
1.2  

Elect Director Michael (Mick) H. Dilger

   Mgmt    For    For    For
1.3  

Elect Director Randall J. Findlay

   Mgmt    For    For    For
1.4  

Elect Director Lorne B. Gordon

   Mgmt    For    For    For
1.5  

Elect Director Gordon J. Kerr

   Mgmt    For    For    For
1.6  

Elect Director David M.B. LeGresley

   Mgmt    For    For    For
1.7  

Elect Director Robert B. Michaleski

   Mgmt    For    For    For
1.8  

Elect Director Leslie A. O’Donoghue

   Mgmt    For    For    For
1.9  

Elect Director Bruce D. Rubin

   Mgmt    For    For    For
1.10  

Elect Director Jeffrey T. Smith

   Mgmt    For    For    For
2  

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Amend Stock Option Plan

   Mgmt    For    Refer    For
4  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:    05/10/2017   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/08/2017   Meeting Type:    Annual   Ticker:    BA.
     Shares Voted:    1,100,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For
6  

Re-elect Elizabeth Corley as Director

   Mgmt    For    For    For
7  

Re-elect Jerry DeMuro as Director

   Mgmt    For    For    For
8  

Re-elect Harriet Green as Director

   Mgmt    For    For    For
9  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
10  

Re-elect Ian King as Director

   Mgmt    For    For    For
11  

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
12  

Re-elect Paula Reynolds as Director

   Mgmt    For    For    For
13  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
14  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
15  

Elect Charles Woodburn as Director

   Mgmt    For    For    For
16  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Uniti Group Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    91325V108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNIT
     Shares Voted:    400,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jennifer S. Banner

   Mgmt    For    For    Against
1b  

Elect Director Scott G. Bruce

   Mgmt    For    For    For
1c  

Elect Director Francis X. (‘Skip’) Frantz

   Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Uniti Group Inc.    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director Andrew Frey

   Mgmt    For    For    For
1e  

Elect Director Kenneth A. Gunderman

   Mgmt    For    For    For
1f  

Elect Director David L. Solomon

   Mgmt    For    For    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

ProSiebenSat.1 Media SE

 

Meeting Date:    05/12/2017   Country:    Germany   Primary Security ID:    D6216S143
Record Date:      Meeting Type:    Annual   Ticker:    PSM
     Shares Voted:    330,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 1.90 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Approve Remuneration System for Management Board Members

   Mgmt    For    For    For
6  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
7.1  

Approve Affiliation Agreement with ProSiebenSat.1 Zwanzigste Verwaltungsgesellschaft mbH

   Mgmt    For    Refer    For
7.2  

Approve Affiliation Agreement with ProSiebenSat.1 Einundzwanzigste Verwaltungsgesellschaft mbH

   Mgmt    For    Refer    For
7.3  

Approve Affiliation Agreement with ProSiebenSat.1 Sports GmbH

   Mgmt    For    Refer    For

Arthur J. Gallagher & Co.

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    363576109
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    AJG
     Shares Voted:    210,000     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Arthur J. Gallagher & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Sherry S. Barrat

   Mgmt    For    For    For
1b  

Elect Director William L. Bax

   Mgmt    For    For    For
1c  

Elect Director D. John Coldman

   Mgmt    For    For    For
1d  

Elect Director Frank E. English, Jr.

   Mgmt    For    For    For
1e  

Elect Director J. Patrick Gallagher, Jr.

   Mgmt    For    For    For
1f  

Elect Director Elbert O. Hand

   Mgmt    For    For    For
1g  

Elect Director David S. Johnson

   Mgmt    For    For    For
1h  

Elect Director Kay W. McCurdy

   Mgmt    For    For    For
1i  

Elect Director Ralph J. Nicoletti

   Mgmt    For    For    For
1j  

Elect Director Norman L. Rosenthal

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Deutsche Boerse AG

 

Meeting Date:    05/17/2017   Country:    Germany   Primary Security ID:    D1882G119
Record Date:      Meeting Type:    Annual   Ticker:    DB1
     Shares Voted:    90,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 2.35 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    Against
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Deutsche Boerse AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For
6  

Authorize Use of Financial Derivatives when Repurchasing Shares

   Mgmt    For    Refer    For
7  

Approve Creation of EUR 6 Million Pool of Capital with Preemptive Rights

   Mgmt    For    For    Against
8  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For

L Brands, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    501797104
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    LB
     Shares Voted:    150,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donna A. James

   Mgmt    For    For    For
1.2  

Elect Director Jeffrey H. Miro

   Mgmt    For    For    For
1.3  

Elect Director Michael G. Morris

   Mgmt    For    For    For
1.4  

Elect Director Raymond Zimmerman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Reduce Supermajority Vote Requirement

   SH    Against    For    For

The Home Depot, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    437076102
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    55,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Armando Codina

   Mgmt    For    For    For
1h  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1i  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1j  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1k  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1m  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
6  

Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote

   SH    Against    Against    Against
7  

Amend Articles/Bylaws/Charter - Call Special Meetings

   SH    Against    For    For

Ares Capital Corporation

 

Meeting Date:    05/22/2017   Country:    USA   Primary Security ID:    04010L103
Record Date:    03/09/2017   Meeting Type:    Annual   Ticker:    ARCC
     Shares Voted:    860,679     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael J. Arougheti

   Mgmt    For    For    For
1b  

Elect Director Ann Torre Bates

   Mgmt    For    For    For
1c  

Elect Director Steven B. McKeever

   Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Ares Capital Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Ares Capital Corporation

 

Meeting Date:    05/22/2017   Country:    USA   Primary Security ID:    04010L103
Record Date:    03/09/2017   Meeting Type:    Special   Ticker:    ARCC
     Shares Voted:    860,679     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Shares Below Net Asset Value (NAV)

   Mgmt    For    Refer    For

Nokia Corp.

 

Meeting Date:    05/23/2017   Country:    Finland   Primary Security ID:    X61873133
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    NOKIA
     Shares Voted:    1,600,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Call the Meeting to Order

   Mgmt         
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

   Mgmt         
4  

Acknowledge Proper Convening of Meeting

   Mgmt         
5  

Prepare and Approve List of Shareholders

   Mgmt         
6  

Receive Financial Statements and Statutory Reports

   Mgmt         
7  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8  

Approve Allocation of Income and Dividends of EUR 0.17 Per Share

   Mgmt    For    For    For
9  

Approve Discharge of Board and President

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Nokia Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

10  

Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees

   Mgmt    For    Refer    For
11  

Fix Number of Directors at Ten

   Mgmt    For    Refer    For
12.1  

Reelect Bruce Brown as Director

   Mgmt    For    For    For
12.2  

Elect Jeanette Horan as Director

   Mgmt    For    For    For
12.3  

Reelect Louis Hughes as Director

   Mgmt    For    For    For
12.4  

Elect Edward Kozel as Director

   Mgmt    For    For    For
12.5  

Reelect Jean Monty as Director

   Mgmt    For    For    For
12.6  

Reelect Elizabeth Nelson as Director

   Mgmt    For    For    For
12.7  

Reelect Olivier Piou as Director

   Mgmt    For    For    For
12.8  

Reelect Risto Siilasmaa as Director

   Mgmt    For    For    For
12.9  

Reelect Carla Smits-Nusteling as Director

   Mgmt    For    For    For
12.10  

Reelect Kari Stadigh as Director

   Mgmt    For    For    For
13  

Approve Remuneration of Auditors

   Mgmt    For    For    For
14  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
15  

Authorize Share Repurchase Program

   Mgmt    For    For    For
16  

Approve Issuance of up to 560 Million Shares without Preemptive Rights

   Mgmt    For    For    For
17  

Close Meeting

   Mgmt         

Legal & General Group Plc

 

Meeting Date:    05/25/2017   Country:    United Kingdom   Primary Security ID:    G54404127
Record Date:    05/23/2017   Meeting Type:    Annual   Ticker:    LGEN
     Shares Voted:    2,640,996     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Sir John Kingman as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Legal & General Group Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Elect Philip Broadley as Director

   Mgmt    For    For    For
5  

Elect Jeff Davies as Director

   Mgmt    For    For    For
6  

Elect Lesley Knox as Director

   Mgmt    For    For    For
7  

Elect Kerrigan Procter as Director

   Mgmt    For    For    For
8  

Elect Toby Strauss as Director

   Mgmt    For    For    For
9  

Re-elect Carolyn Bradley as Director

   Mgmt    For    For    For
10  

Re-elect Julia Wilson as Director

   Mgmt    For    For    For
11  

Re-elect Nigel Wilson as Director

   Mgmt    For    For    For
12  

Re-elect Mark Zinkula as Director

   Mgmt    For    For    For
13  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
14  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Approve Remuneration Policy

   Mgmt    For    For    For
16  

Approve Remuneration Report

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Orange

 

Meeting Date:    06/01/2017   Country:    France   Primary Security ID:    F6866T100
Record Date:    05/29/2017   Meeting Type:    Annual/Special   Ticker:    ORA
     Shares Voted:    387,044     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Orange

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

   Mgmt    For    For    For
4  

Acknowledge Auditors’ Special Report on Related-Party Transactions Regarding the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect Bpifrance Participations as Director

   Mgmt    For    For    For
6  

Ratify Appointment of Alexandre Bompard as Director

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Stephane Richard, CEO and Chairman

   Mgmt    For    For    For
8  

Non-Binding Vote on Compensation of Ramon Fernandez, Vice-CEO

   Mgmt    For    For    For
9  

Non-Binding Vote on Compensation of Pierre Louette, Vice-CEO

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Gervais Pellissier, Vice-CEO

   Mgmt    For    For    For
11  

Approve Remuneration Policy of Stephane Richard, CEO and Chairman

   Mgmt    For    Refer    For
12  

Approve Remuneration Policy of Ramon Fernandez, Vice-CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Pierre Louette, Vice-CEO

   Mgmt    For    Refer    For
14  

Approve Remuneration Policy of Gervais Pellissier, Vice-CEO

   Mgmt    For    Refer    For
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion

   Mgmt    For    For    For
17  

Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
18  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    For    For
19  

Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Orange    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    Refer    For
21  

Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
22  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers

   Mgmt    For    For    For
24  

Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
25  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
26  

Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
27  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million

   Mgmt    For    Refer    For
28  

Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    Against    Against
29  

Authorize up to 0.06 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers

   Mgmt    For    Refer    Against
30  

Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees

   Mgmt    For    Refer    For
31  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
32  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
33  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by FCPE Cap Orange

   Mgmt         
A  

Amend Article 13 of Bylaws Re: Board Diversity

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Fortress Transportation and Infrastructure Investors LLC    

 

Meeting Date:    06/02/2017   Country:    USA   Primary Security ID:    34960P101
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    FTAI
     Shares Voted:    698,425     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joseph P. Adams, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Martin Tuchman

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Compagnie de Saint Gobain

 

Meeting Date:    06/08/2017   Country:    France   Primary Security ID:    F80343100
Record Date:    06/05/2017   Meeting Type:    Annual/Special   Ticker:    SGO
     Shares Voted:    152,708     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.26 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Reelect Pamela Knapp as Director

   Mgmt    For    For    For
6  

Reelect Agnes Lemarchand as Director

   Mgmt    For    For    For
7  

Reelect Gilles Schnepp as Director

   Mgmt    For    For    For
8  

Reelect Phlippe Varin as Director

   Mgmt    For    For    For
9  

Non-Binding Vote on Compensation of Pierre-Andre de Chalendar, Chairman and CEO

   Mgmt    For    For    For
10  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    For    For
11  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Compagnie de Saint Gobain    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 444 Million

   Mgmt    For    For    For
13  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with a Binding Priority Right up to Aggregate Nominal Amount of EUR 222 Million

   Mgmt    For    For    For
14  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
15  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
16  

Authorize Capitalization of Reserves of Up to EUR 111 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries

   Mgmt    For    Refer    For
19  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
20  

Amend Articles 10 and 11 of Bylaws Re: Lead Director

   Mgmt    For    Refer    For
21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Blackstone Mortgage Trust, Inc.    

 

Meeting Date:    06/21/2017   Country:    USA   Primary Security ID:    09257W100
Record Date:    04/14/2017   Meeting Type:    Annual   Ticker:    BXMT
     Shares Voted:    259,731     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael B. Nash

   Mgmt    For    For    For
1.2  

Elect Director Stephen D. Plavin

   Mgmt    For    For    For
1.3  

Elect Director Leonard W. Cotton

   Mgmt    For    For    For
1.4  

Elect Director Thomas E. Dobrowski

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Martin L. Edelman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Blackstone Mortgage Trust, Inc.    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.6  

Elect Director Henry N. Nassau

   Mgmt    For    Refer    Withhold
1.7  

Elect Director Jonathan L. Pollack

   Mgmt    For    For    For
1.8  

Elect Director Lynne B. Sagalyn

   Mgmt    For    Refer    Withhold
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Atlantica Yield plc    

 

Meeting Date:    06/23/2017   Country:    United Kingdom   Primary Security ID:    G0751N103
Record Date:    06/19/2017   Meeting Type:    Annual   Ticker:    ABY
     Shares Voted:    541,936     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Reappoint Deloitte LLP and Deloitte S.L. as Auditors

   Mgmt    For    For    For
5  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Elect Joaquin Fernandez de Pierola as Director

   Mgmt    For    For    For
7  

Elect Maria Jose Esteruelas as Director

   Mgmt    For    Refer    Against
8  

Elect Santiago Seage as Director

   Mgmt    For    For    Against
9  

Elect Daniel Villalba as Director

   Mgmt    For    For    For
10  

Elect Jackson Robinson as Director

   Mgmt    For    For    For
11  

Elect Robert Dove as Director

   Mgmt    For    For    For
12  

Elect Andrea Brentan as Director

   Mgmt    For    For    For
13  

Elect Francisco Jose Martinez as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Subaru Corp    

 

Meeting Date:    06/23/2017   Country:    Japan   Primary Security ID:    J7676H100
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    7270
     Shares Voted:    215,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 72

   Mgmt    For    For    For
2  

Amend Articles to Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings

   Mgmt    For    For    For
3.1  

Elect Director Yoshinaga, Yasuyuki

   Mgmt    For    For    For
3.2  

Elect Director Kondo, Jun

   Mgmt    For    For    For
3.3  

Elect Director Tachimori, Takeshi

   Mgmt    For    For    For
3.4  

Elect Director Kasai, Masahiro

   Mgmt    For    For    For
3.5  

Elect Director Okada, Toshiaki

   Mgmt    For    For    For
3.6  

Elect Director Kato, Yoichi

   Mgmt    For    For    For
3.7  

Elect Director Komamura, Yoshinori

   Mgmt    For    For    For
3.8  

Elect Director Aoyama, Shigehiro

   Mgmt    For    For    For
4  

Appoint Alternate Statutory Auditor Tamazawa, Kenji

   Mgmt    For    Refer    For
5  

Approve Equity Compensation Plan

   Mgmt    For    Refer    For


IVY GOVERNMENT MONEY MARKET FUND

Proxy Voting Record

There was no proxy voting for Ivy Government Money Market Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY HIGH INCOME FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 9 Ivy High Income Fund

 

Midstates Petroleum Company, Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    59804T407
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    MPO
     Shares Voted:    579,540     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frederic F. Brace

   Mgmt    For    For    For
1.2  

Elect Director Alan J. Carr

   Mgmt    For    Refer    For
1.3  

Elect Director Patrice D. Douglas

   Mgmt    For    For    For
1.4  

Elect Director Neal P. Goldman

   Mgmt    For    For    For
1.5  

Elect Director Michael S. Reddin

   Mgmt    For    For    For
1.6  

Elect Director Todd R. Snyder

   Mgmt    For    For    For
1.7  

Elect Director Bruce H. Vincent

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

Altice NV

 

Meeting Date:    06/28/2017   Country:    Netherlands   Primary Security ID:    N0R25F103
Record Date:    05/31/2017   Meeting Type:    Annual   Ticker:    ATC
     Shares Voted:    454,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.a  

Receive Report of Management Board (Non-Voting)

   Mgmt         
2.b  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2.c  

Discuss Remuneration Policy for Management Board Members

   Mgmt         
3  

Adopt Annual Accounts for Financial Year 2016

   Mgmt    For    For    For
4  

Approve Discharge of Executive Board Members

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 9 Ivy High Income Fund

 

Altice NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Approve Discharge of Non-Executive Board Members

   Mgmt    For    For    For
6  

Elect M. Scott Matlock as Non-Executive Director

   Mgmt    For    For    For
7  

Elect J. Allavena as Director

   Mgmt    For    For    For
8.a  

Approve Executive Annual Cash Bonus Plan

   Mgmt    For    Refer    For
8.b  

Amend Remuneration Policy

   Mgmt    For    For    For
8.c  

Approve Stock Option Plan

   Mgmt    For    Refer    For
8.d  

Amend Remuneration of Michel Combes

   Mgmt    For    For    For
8.e  

Amend Remuneration of Dexter Goei

   Mgmt    For    For    For
8.f  

Amend Remuneration of Dennis Okhuijsen

   Mgmt    For    For    For
8.g  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
9  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
10  

Proposal to Cancel shares the Company holds in its own capital

   Mgmt    For    For    For
11  

Other Business (Non-Voting)

   Mgmt         
12  

Close Meeting

   Mgmt         

 


IVY INTERNATIONAL CORE EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BT Group plc

 

Meeting Date:    07/13/2016   Country:    United Kingdom   Primary Security ID:    G16612106
Record Date:    07/11/2016   Meeting Type:    Annual   Ticker:    BT.A
     Shares Voted:    5,907,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Sir Michael Rake as Director

   Mgmt    For    For    For
5  

Re-elect Gavin Patterson as Director

   Mgmt    For    For    For
6  

Re-elect Tony Ball as Director

   Mgmt    For    For    For
7  

Re-elect Iain Conn as Director

   Mgmt    For    For    For
8  

Re-elect Isabel Hudson as Director

   Mgmt    For    For    For
9  

Re-elect Karen Richardson as Director

   Mgmt    For    For    For
10  

Re-elect Nick Rose as Director

   Mgmt    For    For    For
11  

Re-elect Jasmine Whitbread as Director

   Mgmt    For    For    For
12  

Elect Mike Inglis as Director

   Mgmt    For    For    For
13  

Elect Tim Hottges as Director

   Mgmt    For    For    For
14  

Elect Simon Lowth as Director

   Mgmt    For    For    For
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
16  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
21  

Approve Political Donations

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

James Hardie Industries plc

 

Meeting Date:    08/11/2016   Country:    Ireland   Primary Security ID:    G4253H119
Record Date:    08/09/2016   Meeting Type:    Annual   Ticker:    JHX
     Shares Voted:    3,378,252     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve the Remuneration Report

   Mgmt    For    For    For
3a  

Elect Michael Hammes as Director

   Mgmt    For    For    For
3b  

Elect David Harrison as Director

   Mgmt    For    For    For
4  

Authorize the Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5  

Approve the Grant of Return on Capital Employed Restricted Stock Units to Louis Gries

   Mgmt    For    Refer    For
6  

Approve the Grant of Relative Total Shareholder Return Restricted Stock Units to Louis Gries

   Mgmt    For    Refer    For

Naspers Ltd

 

Meeting Date:    08/26/2016   Country:    South Africa   Primary Security ID:    S53435103
Record Date:    08/12/2016   Meeting Type:    Annual   Ticker:    NPN
     Shares Voted:    553,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Resolutions

   Mgmt         
1  

Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2016

   Mgmt    For    For    For
2  

Approve Dividends for N Ordinary and A Ordinary Shares

   Mgmt    For    For    For
3  

Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor

   Mgmt    For    For    For
4.1  

Elect Hendrik du Toit as Director

   Mgmt    For    For    For
4.2  

Elect Guijin Liu as Director

   Mgmt    For    For    For
5.1  

Re-elect Nolo Letele as Director

   Mgmt    For    For    For
5.2  

Re-elect Roberto Oliveira de Lima as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Naspers Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.3  

Re-elect Cobus Stofberg as Director

   Mgmt    For    For    For
5.4  

Re-elect Debra Meyer as Director

   Mgmt    For    For    For
6.1  

Re-elect Don Eriksson as Member of the Audit Committee

   Mgmt    For    For    For
6.2  

Re-elect Ben van der Ross as Member of the Audit Committee

   Mgmt    For    For    For
6.3  

Re-elect Rachel Jafta as Member of the Audit Committee

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    For
8  

Place Authorised but Unissued Shares under Control of Directors

   Mgmt    For    Refer    Against
9  

Authorise Board to Issue Shares for Cash

   Mgmt    For    Refer    Against
10  

Authorise Ratification of Approved Resolutions

   Mgmt    For    For    For
 

Special Resolutions

   Mgmt         
1.1  

Approve Fees of the Board Chairman

   Mgmt    For    Refer    For
1.2  

Approve Fees of the Board Member

   Mgmt    For    Refer    For
1.3  

Approve Fees of the Audit Committee Chairman

   Mgmt    For    Refer    For
1.4  

Approve Fees of the Audit Committee Member

   Mgmt    For    Refer    For
1.5  

Approve Fees of the Risk Committee Chairman

   Mgmt    For    Refer    For
1.6  

Approve Fees of the Risk Committee Member

   Mgmt    For    Refer    For
1.7  

Approve Fees of the Human Resources and Remuneration Committee Chairman

   Mgmt    For    Refer    For
1.8  

Approve Fees of the Human Resources and Remuneration Committee Member

   Mgmt    For    Refer    For
1.9  

Approve Fees of the Nomination Committee Chairman

   Mgmt    For    Refer    For
1.10  

Approve Fees of the Nomination Committee Member

   Mgmt    For    Refer    For
1.11  

Approve Fees of the Social and Ethics Committee Chairman

   Mgmt    For    Refer    For
1.12  

Approve Fees of the Social and Ethics Committee Member

   Mgmt    For    Refer    For
1.13  

Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds

   Mgmt    For    Refer    For
2  

Approve Financial Assistance in Terms of Section 44 of the Act

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Naspers Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Approve Financial Assistance in Terms of Section 45 of the Act

   Mgmt    For    Refer    For
4  

Authorise Repurchase of N Ordinary Shares

   Mgmt    For    For    For
5  

Authorise Repurchase of A Ordinary Shares

   Mgmt    For    For    For
6  

Amend Memorandum of Incorporation

   Mgmt    For    For    For

Kweichow Moutai Co., Ltd.

 

Meeting Date:    09/20/2016   Country:    China   Primary Security ID:    Y5070V116
Record Date:    09/08/2016   Meeting Type:    Special   Ticker:    600519
     Shares Voted:    516,969     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve 2015 Daily Related Party Transactions and 2016 Daily Related Party Transactions

   Mgmt    For    Refer    For
 

ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
2.01  

Elect Xu Dingbo as Independent Director

   Mgmt    For    For    For
2.02  

Elect Zhang Jingzhong as Independent Director

   Mgmt    For    For    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    08/19/2016   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    470,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
1.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For
1.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
1.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
1.5  

Elect Eric Xiandong Jing as Director

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Alibaba Group Holding Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For

Amcor Limited

 

Meeting Date:    10/20/2016   Country:    Australia   Primary Security ID:    Q03080100
Record Date:    10/18/2016   Meeting Type:    Annual   Ticker:    AMC
     Shares Voted:    4,105,852     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a  

Elect A (Armin) Meyer as Director

   Mgmt    For    For    For
2b  

Elect K J (Karen) Guerra as Director

   Mgmt    For    For    For
3  

Approve the Remuneration Report

   Mgmt    For    For    For

Samsung Electronics Co. Ltd.

 

Meeting Date:    10/27/2016   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    09/28/2016   Meeting Type:    Special   Ticker:    A005930
     Shares Voted:    56,959     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Spin-Off Agreement

   Mgmt    For    Refer    For
2  

Elect Lee Jae-yong as Inside Director

   Mgmt    For    For    For

Pernod Ricard

 

Meeting Date:    11/17/2016   Country:    France   Primary Security ID:    F72027109
Record Date:    11/14/2016   Meeting Type:    Annual/Special   Ticker:    RI
     Shares Voted:    874,212     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Pernod Ricard

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.88 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Termination Package of Alexandre Ricard

   Mgmt    For    Refer    For
6  

Reelect Alexandre Ricard as Director

   Mgmt    For    Refer    Against
7  

Reelect Pierre Pringuet as Director

   Mgmt    For    For    For
8  

Reelect Cesar Giron as Director

   Mgmt    For    For    For
9  

Reelect Wolfgang Colberg as Director

   Mgmt    For    For    For
10  

Ratify Appointment of Anne Lange as Director

   Mgmt    For    For    For
11  

Appoint KPMG as Auditor

   Mgmt    For    For    For
12  

Appoint Salustro Reydel as Alternate Auditor

   Mgmt    For    For    For
13  

Approve Remuneration of Directors in the Aggregate Amount of EUR 970,000

   Mgmt    For    Refer    For
14  

Advisory Vote on Compensation of CEO, Alexandre Ricard

   Mgmt    For    For    For
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
16  

Approve Restricted Stock Grants to Executives Partially Compensating Losses under the Previous Benefit Pension Scheme

   Mgmt    For    Refer    For
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
18  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Wuliangye Yibin Co., Ltd.

 

Meeting Date:    11/18/2016   Country:    China   Primary Security ID:    Y9718N106
Record Date:    11/14/2016   Meeting Type:    Special   Ticker:    000858
     Shares Voted:    3,928,873     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Wuliangye Yibin Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Gan Shengdao as Independent Director

   Mgmt    For    For    For

Wolseley plc

 

Meeting Date:    11/29/2016   Country:    United Kingdom   Primary Security ID:    G9736L124
Record Date:    11/27/2016   Meeting Type:    Annual   Ticker:    WOS
     Shares Voted:    943,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Tessa Bamford as Director

   Mgmt    For    For    For
5  

Re-elect John Daly as Director

   Mgmt    For    For    For
6  

Re-elect Gareth Davis as Director

   Mgmt    For    For    For
7  

Re-elect Pilar Lopez as Director

   Mgmt    For    For    For
8  

Re-elect John Martin as Director

   Mgmt    For    For    For
9  

Re-elect Alan Murray as Director

   Mgmt    For    For    For
10  

Re-elect Frank Roach as Director

   Mgmt    For    For    For
11  

Re-elect Darren Shapland as Director

   Mgmt    For    For    For
12  

Re-elect Jacqueline Simmonds as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Wolseley plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Westpac Banking Corporation

 

Meeting Date:    12/09/2016   Country:    Australia   Primary Security ID:    Q97417101
Record Date:    12/07/2016   Meeting Type:    Annual   Ticker:    WBC
     Shares Voted:    2,742,356     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve the Remuneration Report

   Mgmt    For    For    For
3  

Approve the Grant of Equity Awards to Brian Hartzer, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
4a  

Elect Ewen Crouch as Director

   Mgmt    For    For    For
4b  

Elect Peter Marriott as Director

   Mgmt    For    For    For

Yahoo Japan Corporation

 

Meeting Date:    12/14/2016   Country:    Japan   Primary Security ID:    J95402103
Record Date:    09/30/2016   Meeting Type:    Special   Ticker:    4689
     Shares Voted:    3,203,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Jonathan Bullock

   Mgmt    For    For    For

Imperial Brands PLC

 

Meeting Date:    02/01/2017   Country:    United Kingdom   Primary Security ID:    G4720C107
Record Date:    01/30/2017   Meeting Type:    Annual   Ticker:    IMB
     Shares Voted:    1,485,736     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Imperial Brands PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    Refer    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Alison Cooper as Director

   Mgmt    For    For    For
6  

Elect Therese Esperdy as Director

   Mgmt    For    For    For
7  

Re-elect David Haines as Director

   Mgmt    For    For    For
8  

Re-elect Matthew Phillips as Director

   Mgmt    For    For    For
9  

Elect Steven Stanbrook as Director

   Mgmt    For    For    For
10  

Re-elect Oliver Tant as Director

   Mgmt    For    For    For
11  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
12  

Re-elect Karen Witts as Director

   Mgmt    For    For    For
13  

Re-elect Malcolm Wyman as Director

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
21  

Adopt New Articles of Association

   Mgmt    For    For    For

Novartis AG

 

Meeting Date:    02/28/2017   Country:    Switzerland   Primary Security ID:    H5820Q150
Record Date:      Meeting Type:    Annual   Ticker:    NOVN
     Shares Voted:    821,100     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Novartis AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.75 per Share

   Mgmt    For    For    For
4  

Approve CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
5.1  

Approve Maximum Remuneration of Directors in the Amount of CHF 8.5 Million

   Mgmt    For    Refer    For
5.2  

Approve Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million

   Mgmt    For    Refer    For
5.3  

Approve Remuneration Report (Non-Binding)

   Mgmt    For    Refer    For
6.1  

Reelect Joerg Reinhardt as Director and Chairman

   Mgmt    For    For    For
6.2  

Reelect Nancy C. Andrews as Director

   Mgmt    For    For    For
6.3  

Reelect Dimitri Azar as Director

   Mgmt    For    For    For
6.4  

Reelect Ton Buechner as Director

   Mgmt    For    For    For
6.5  

Reelect Srikant Datar as Director

   Mgmt    For    For    For
6.6  

Reelect Elizabeth Doherty as Director

   Mgmt    For    For    For
6.7  

Reelect Ann Fudge as Director

   Mgmt    For    For    For
6.8  

Reelect Pierre Landolt as Director

   Mgmt    For    For    For
6.9  

Reelect Andreas von Planta as Director

   Mgmt    For    For    For
6.10  

Reelect Charles L. Sawyers as Director

   Mgmt    For    For    For
6.11  

Reelect Enrico Vanni as Director

   Mgmt    For    For    For
6.12  

Reelect William T. Winters as Director

   Mgmt    For    For    For
6.13  

Elect Frans van Houten as Director

   Mgmt    For    For    For
7.1  

Appoint Srikant Datar as Member of the Compensation Committee

   Mgmt    For    For    For
7.2  

Appoint Ann Fudge as Member of the Compensation Committee

   Mgmt    For    For    For
7.3  

Appoint Enrico Vanni as Member of the Compensation Committee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Novartis AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7.4  

Appoint William T. Winters as Member of the Compensation Committee

   Mgmt    For    For    For
8  

Ratify PricewaterhouseCoopers AG as Auditors

   Mgmt    For    For    For
9  

Designate Peter Andreas Zahn as Independent Proxy

   Mgmt    For    For    For
10  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

Banco Bilbao Vizcaya Argentaria, S.A.

 

Meeting Date:    03/16/2017   Country:    Spain   Primary Security ID:    E11805103
Record Date:    03/12/2017   Meeting Type:    Annual   Ticker:    BBVA
     Shares Voted:    9,941,446     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
1.2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
1.3  

Approve Discharge of Board

   Mgmt    For    For    For
2.1  

Reelect Jose Manuel Gonzalez-Paramo Martinez-Murillo as Director

   Mgmt    For    For    For
2.2  

Reelect Carlos Loring Martinez de Irujo as Director

   Mgmt    For    For    For
2.3  

Reelect Susana Rodriguez Vidarte as Director

   Mgmt    For    For    For
2.4  

Reelect Tomas Alfaro Drake as Director

   Mgmt    For    For    For
2.5  

Reelect Lourdes Maiz Carro as Director

   Mgmt    For    For    For
3  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
4  

Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent

   Mgmt    For    Refer    For
5  

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8 Billion

   Mgmt    For    Refer    For
6  

Approve Remuneration Policy

   Mgmt    For    For    For
7  

Fix Maximum Variable Compensation Ratio

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Banco Bilbao Vizcaya Argentaria, S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Appoint KPMG Auditores as Auditor

   Mgmt    For    For    For
9  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For
10  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For

Bridgestone Corp.

 

Meeting Date:    03/24/2017   Country:    Japan   Primary Security ID:    J04578126
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    5108
     Shares Voted:    3,009,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 70

   Mgmt    For    For    For
2.1  

Elect Director Tsuya, Masaaki

   Mgmt    For    For    For
2.2  

Elect Director Nishigai, Kazuhisa

   Mgmt    For    For    For
2.3  

Elect Director Zaitsu, Narumi

   Mgmt    For    For    For
2.4  

Elect Director Togami, Kenichi

   Mgmt    For    For    For
2.5  

Elect Director Tachibana Fukushima, Sakie

   Mgmt    For    For    For
2.6  

Elect Director Scott Trevor Davis

   Mgmt    For    For    For
2.7  

Elect Director Okina, Yuri

   Mgmt    For    For    For
2.8  

Elect Director Masuda, Kenichi

   Mgmt    For    For    For
2.9  

Elect Director Yamamoto, Kenzo

   Mgmt    For    For    For
2.10  

Elect Director Terui, Keiko

   Mgmt    For    For    For
2.11  

Elect Director Sasa, Seiichi

   Mgmt    For    For    For

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/24/2017   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2016   Meeting Type:    Annual   Ticker:    A005930
     Shares Voted:    33,859     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Samsung Electronics Co. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

Banco Santander S.A.

 

Meeting Date:    04/06/2017   Country:    Spain   Primary Security ID:    E19790109
Record Date:    04/02/2017   Meeting Type:    Annual   Ticker:    SAN
     Shares Voted:    10,623,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.A  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
1.B  

Approve Discharge of Board

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3.A  

Ratify Appointment of and Elect Homaira Akbari as Director

   Mgmt    For    For    For
3.B  

Reelect Jose Antonio Alvarez Alvarez as Director

   Mgmt    For    For    For
3.C  

Reelect Belen Romana Garcia as Director

   Mgmt    For    For    For
3.D  

Reelect Ana Patricia Botin-Sanz de Sautuola y O’Shea as Director

   Mgmt    For    For    For
3.E  

Reelect Rodrigo Echenique Gordillo as Director

   Mgmt    For    For    For
3.F  

Reelect Esther Gimenez-Salinas i Colomer as Director

   Mgmt    For    For    For
4  

Approve Capital Raising

   Mgmt    For    Refer    For
5  

Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent

   Mgmt    For    Refer    For
6  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
7  

Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Banco Santander S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Approve Remuneration Policy

   Mgmt    For    For    For
9  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
10  

Fix Maximum Variable Compensation Ratio

   Mgmt    For    For    For
11.A  

Approve Deferred Multiyear Objectives Variable Remuneration Plan

   Mgmt    For    Refer    For
11.B  

Approve Deferred and Conditional Variable Remuneration Plan

   Mgmt    For    Refer    For
11.C  

Approve Buy-out Policy

   Mgmt    For    Refer    For
11.D  

Approve Employee Stock Purchase Plan

   Mgmt    For    Refer    For
12  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For
13  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For

Nestle SA

 

Meeting Date:    04/06/2017   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
     Shares Voted:    1,301,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.30 per Share

   Mgmt    For    For    For
4.1a  

Reelect Paul Bulcke as Director

   Mgmt    For    For    For
4.1b  

Reelect Andreas Koopmann as Director

   Mgmt    For    For    For
4.1c  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1d  

Reelect Beat W. Hess as Director

   Mgmt    For    For    For
4.1e  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1f  

Reelect Steven G. Hoch as Director

   Mgmt    For    For    For
4.1g  

Reelect Naina Lal Kidwai as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1h  

Reelect Jean-Pierre Roth as Director

   Mgmt    For    For    For
4.1i  

Reelect Ann M. Veneman as Director

   Mgmt    For    For    For
4.1j  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1k  

Reelect Ruth K. Oniang’o as Director

   Mgmt    For    For    For
4.1l  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.2a  

Elect Ulf Mark Schneider as Director

   Mgmt    For    For    For
4.2b  

Elect Ursula M. Burns as Director

   Mgmt    For    For    For
4.3  

Elect Paul Bulcke as Board Chairman

   Mgmt    For    For    For
4.4a  

Appoint Beat W. Hess as Member of the Compensation Committee

   Mgmt    For    For    For
4.4b  

Appoint Andreas Koopmann as Member of the Compensation Committee

   Mgmt    For    For    For
4.4c  

Appoint Jean-Pierre Roth as Member of the Compensation Committee

   Mgmt    For    For    For
4.4d  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.5  

Ratify KPMG AG as Auditors

   Mgmt    For    For    For
4.6  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For
5.1  

Approve Remuneration of Directors in the Amount of CHF 10 Million

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 60 Million

   Mgmt    For    Refer    For
6  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against

Smith & Nephew plc

 

Meeting Date:    04/06/2017   Country:    United Kingdom   Primary Security ID:    G82343164
Record Date:    04/04/2017   Meeting Type:    Annual   Ticker:    SN.
     Shares Voted:    4,675,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Smith & Nephew plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Elect Graham Baker as Director

   Mgmt    For    For    For
6  

Re-elect Vinita Bali as Director

   Mgmt    For    For    For
7  

Re-elect Ian Barlow as Director

   Mgmt    For    For    For
8  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
9  

Re-elect Baroness Virginia Bottomley as Director

   Mgmt    For    For    For
10  

Re-elect Erik Engstrom as Director

   Mgmt    For    For    For
11  

Re-elect Robin Freestone as Director

   Mgmt    For    For    For
12  

Re-elect Michael Friedman as Director

   Mgmt    For    For    For
13  

Re-elect Joseph Papa as Director

   Mgmt    For    For    For
14  

Re-elect Roberto Quarta as Director

   Mgmt    For    For    For
15  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
16  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Airbus SE

 

Meeting Date:    04/12/2017   Country:    Netherlands   Primary Security ID:    N0280G100
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    AIR
     Shares Voted:    749,420     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.1  

Discussion on Company’s Corporate Governance Structure

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Airbus SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.2  

Receive Report on Business and Financial Statements

   Mgmt         
2.3  

Discuss Remuneration Report Containing Remuneration Policy

   Mgmt         
2.4  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3  

Discussion of Agenda Items

   Mgmt         
4.1  

Adopt Financial Statements

   Mgmt    For    For    For
4.2  

Approve Allocation of Income and Dividends of EUR1.35per Share

   Mgmt    For    For    For
4.3  

Approve Discharge of Non-Executive Members of the Board of Directors

   Mgmt    For    For    For
4.4  

Approve Discharge of Executive Members of the Board of Directors

   Mgmt    For    For    For
4.5  

Ratify Ernst & Young Accountants LLP as Auditors

   Mgmt    For    For    For
4.6  

Reelect Denis Ranque as Non-Executive Director

   Mgmt    For    For    For
4.7  

Reelect Ralph D. Crosby, Jr. as Non-Executive Director

   Mgmt    For    For    For
4.8  

Reelect Hermann-Josef Lamberti as Non-Executive Director

   Mgmt    For    For    For
4.9  

Elect Lord Drayson (Paul) as Non-Executive Director

   Mgmt    For    For    For
4.10  

Proposal to change the Company name from Airbus Group SE to Airbus SE

   Mgmt    For    For    For
4.11  

Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans

   Mgmt    For    For    For
4.12  

Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding

   Mgmt    For    For    For
4.13  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
4.14  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Close Meeting

   Mgmt         

Rio Tinto plc

 

Meeting Date:    04/12/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    RIO
     Shares Voted:    1,757,900     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
3  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
4  

Approve the Potential Termination of Benefits for Australian Law Purposes

   Mgmt    For    Refer    For
5  

Re-elect Megan Clark as Director

   Mgmt    For    For    For
6  

Elect David Constable as Director

   Mgmt    For    For    For
7  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For
8  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
9  

Elect Simon Henry as Director

   Mgmt    For    For    For
10  

Elect Jean-Sebastien Jacques as Director

   Mgmt    For    For    For
11  

Elect Sam Laidlaw as Director

   Mgmt    For    For    For
12  

Re-elect Michael L’Estrange as Director

   Mgmt    For    For    For
13  

Re-elect Chris Lynch as Director

   Mgmt    For    For    For
14  

Re-elect Paul Tellier as Director

   Mgmt    For    For    For
15  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
16  

Re-elect John Varley as Director

   Mgmt    For    For    For
17  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
 

Resolutions 20 to 23 will be Voted on by Rio Tinto plc Shareholders Only

   Mgmt         
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    04/12/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    03/03/2017   Meeting Type:    Annual   Ticker:    RIO
     Shares Voted:    486,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
3  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
4  

Approve the Potential Termination of Benefits for Australian Law Purposes

   Mgmt    For    Refer    For
5  

Re-elect Megan Clark as Director

   Mgmt    For    For    For
6  

Elect David Constable as Director

   Mgmt    For    For    For
7  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For
8  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
9  

Elect Simon Henry as Director

   Mgmt    For    For    For
10  

Elect Jean-Sebastien Jacques as Director

   Mgmt    For    For    For
11  

Elect Sam Laidlaw as Director

   Mgmt    For    For    For
12  

Re-elect Michael L’Estrange as Director

   Mgmt    For    For    For
13  

Re-elect Chris Lynch as Director

   Mgmt    For    For    For
14  

Re-elect Paul Tellier as Director

   Mgmt    For    For    For
15  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
16  

Re-elect John Varley as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
 

Resolutions 20 to 23 will be Voted on by Rio Tinto plc Shareholders Only

   Mgmt         
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Adecco Group AG

 

Meeting Date:    04/20/2017   Country:    Switzerland   Primary Security ID:    H00392318
Record Date:      Meeting Type:    Annual   Ticker:    ADEN
     Shares Voted:    1,245,061     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    For    For
2.1  

Approve Allocation of Income and Dividends of CHF 1.50 per Share

   Mgmt    For    For    For
2.2  

Approve EUR 154 Million Reduction in Share Capital and Capital Repayment of EUR 0.90 per Share

   Mgmt    For    For    For
2.3  

Amend Articles Re: Threshold to Submit Items to Agenda

   Mgmt    For    Refer    For
3  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
4.1  

Approve Remuneration of Directors in the Amount of CHF 4.7 Million

   Mgmt    For    Refer    For
4.2  

Approve Remuneration of Executive Committee in the Amount of CHF 34.8 Million

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Adecco Group AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.1.1  

Reelect Rolf Doerig as Director and as Board Chairman

   Mgmt    For    For    For
5.1.2  

Reelect Jean-Christophe Deslarzes as Director

   Mgmt    For    For    For
5.1.3  

Reelect Alexander Gut as Director

   Mgmt    For    For    For
5.1.4  

Reelect Didier Lamouche as Director

   Mgmt    For    For    For
5.1.5  

Reelect David Prince as Director

   Mgmt    For    For    For
5.1.6  

Reelect Wanda Rapaczynski as Director

   Mgmt    For    For    For
5.1.7  

Reelect Kathleen Taylor as Director

   Mgmt    For    For    For
5.1.8  

Elect Ariane Gorin as Director

   Mgmt    For    For    For
5.2.1  

Appoint Alexander Gut as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.2  

Appoint Jean-Christophe Deslarzes as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.3  

Appoint Wanda Rapaczynski as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.4  

Appoint Kathleen Taylor as Member of the Compensation Committee

   Mgmt    For    For    For
5.3  

Designate Andreas Keller as Independent Proxy

   Mgmt    For    For    For
5.4  

Ratify Ernst & Young AG as Auditors

   Mgmt    For    For    For
6.1  

Approve Partial Cancellation of Conditional Capital

   Mgmt    For    For    For
6.2  

Approve Creation of CHF 855,780 Pool of Capital without Preemptive Rights

   Mgmt    For    Against    Against
7  

Establish Range for Board Size

   Mgmt    For    Refer    Against
8  

Change Location of Registered Office/Headquarters to Zurich, Switzerland

   Mgmt    For    Refer    For
9  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

Vinci

 

Meeting Date:    04/20/2017   Country:    France   Primary Security ID:    F5879X108
Record Date:    04/13/2017   Meeting Type:    Annual/Special   Ticker:    DG
     Shares Voted:    1,175,600     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.10 per Share

   Mgmt    For    For    For
4  

Reelect Yannick Assouad as Director

   Mgmt    For    For    For
5  

Reelect Graziella Gavezotti as Director

   Mgmt    For    For    For
6  

Reelect Michael Pragnell as Director

   Mgmt    For    For    For
7  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million

   Mgmt    For    Refer    For
8  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
9  

Approve Remuneration Policy for Chairman and CEO

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Xavier Huillard, Chairman and CEO

   Mgmt    For    For    For
11  

Non-Binding Vote on Compensation of Pierre Coppey, Vice CEO, from Jan. 1st until June 20, 2016

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
14  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million

   Mgmt    For    Against    Against
15  

Authorize Issuance of Convertible Bonds without Preemptive Rights, up to an Aggregate Nominal Amount EUR 150 Million

   Mgmt    For    For    For
16  

Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million

   Mgmt    For    For    For
17  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
19  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Wuliangye Yibin Co., Ltd.

 

Meeting Date:    04/21/2017   Country:    China   Primary Security ID:    Y9718N106
Record Date:    04/14/2017   Meeting Type:    Annual   Ticker:    000858
     Shares Voted:    9,303,518     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Annual Report

   Mgmt    For    For    For
2  

Approve Report of the Board of Directors

   Mgmt    For    For    For
3  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve Profit Distribution

   Mgmt    For    For    For
6  

Elect Li Shuguang as Non-Independent Director

   Mgmt    For    For    For
7  

Approve 2017 Daily Related Party Transaction Estimates

   Mgmt    For    Refer    For
8  

Approve Appointment of Auditor

   Mgmt    For    For    For
9  

Approve Extension of Resolution Validity Period and Authorization Period in Connection to Private Placement of Shares

   Mgmt    For    Refer    For

DNB ASA

 

Meeting Date:    04/25/2017   Country:    Norway   Primary Security ID:    R1640U124
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    DNB
     Shares Voted:    0     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

DNB ASA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Open Meeting; Elect Chairman of Meeting

   Mgmt         
2  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
3  

Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 5.70 Per Share

   Mgmt    For    For    Do Not Vote
5a  

Approve Suggested Remuneration Policy And Other Terms of Employment For Executive Management (Consultative Vote)

   Mgmt    For    For    Do Not Vote
5b  

Approve Binding Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    For    Do Not Vote
6  

Approve Company’s Corporate Governance Statement

   Mgmt    For    For    Do Not Vote
7  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
8  

Authorize Share Repurchase Program

   Mgmt    For    For    Do Not Vote
9  

Elect Karl-Christian Agerup as New Director

   Mgmt    For    For    Do Not Vote
10  

Approve Remuneration of Directors in the Amount of NOK 518,000 for Chairman, NOK 329,000 for Vice Chairman and NOK 329,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Nominating Committee

   Mgmt    For    Refer    Do Not Vote

Shire plc

 

Meeting Date:    04/25/2017   Country:    Jersey   Primary Security ID:    G8124V108
Record Date:    04/23/2017   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    703,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Elect Ian Clark as Director

   Mgmt    For    For    For
7  

Elect Gail Fosler as Director

   Mgmt    For    For    For
8  

Re-elect Steven Gillis as Director

   Mgmt    For    For    For
9  

Re-elect David Ginsburg as Director

   Mgmt    For    For    For
10  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
11  

Re-elect Sara Mathew as Director

   Mgmt    For    For    For
12  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
13  

Re-elect Flemming Ornskov as Director

   Mgmt    For    For    For
14  

Re-elect Jeffrey Poulton as Director

   Mgmt    For    For    For
15  

Elect Albert Stroucken as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Adopt New Articles of Association

   Mgmt    For    Refer    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/25/2017   Country:    Jersey   Primary Security ID:    G8124V108
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    490,897     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Elect Ian Clark as Director

   Mgmt    For    For    For
7  

Elect Gail Fosler as Director

   Mgmt    For    For    For
8  

Re-elect Steven Gillis as Director

   Mgmt    For    For    For
9  

Re-elect David Ginsburg as Director

   Mgmt    For    For    For
10  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
11  

Re-elect Sara Mathew as Director

   Mgmt    For    For    For
12  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
13  

Re-elect Flemming Ornskov as Director

   Mgmt    For    For    For
14  

Re-elect Jeffrey Poulton as Director

   Mgmt    For    For    For
15  

Elect Albert Stroucken as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Adopt New Articles of Association

   Mgmt    For    Refer    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Vivendi

 

Meeting Date:    04/25/2017   Country:    France   Primary Security ID:    F97982106
Record Date:    04/20/2017   Meeting Type:    Annual/Special   Ticker:    VIV
     Shares Voted:    2,808,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Auditors’ Special Report on Related-Party Transactions Regarding Ongoing Transactions

   Mgmt    For    Refer    Against
4  

Approve Allocation of Income and Dividends of EUR 0.40 per Share

   Mgmt    For    For    For
5  

Non-Binding Vote on Compensation of Vincent Bollore, Chairman of the Supervisory Board

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Arnaud de Puyfontaine, Chairman of the Management Board

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Frederic Crepin, Management Board Member

   Mgmt    For    For    For
8  

Non-Binding Vote on Compensation of Simon Gillham, Management Board Member

   Mgmt    For    For    For
9  

Non-Binding Vote on Compensation of Herve Philippe, Management Board Member

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Stephane Roussel, Management Board Member

   Mgmt    For    For    For
11  

Approve Remuneration Policy for Supervisory Board Members and Chairman

   Mgmt    For    For    For
12  

Approve Remuneration Policy for Chairman of the Management Board

   Mgmt    For    For    For
13  

Approve Remuneration Policy for Management Board Members

   Mgmt    For    For    For
14  

Ratify Appointment of Yannick Bollore as Supervisory Board Member

   Mgmt    For    Refer    Against
15  

Reelect Vincent Bollore as Supervisory Board Member

   Mgmt    For    Refer    Against
16  

Elect Veronique Driot-Argentin as Supervisory Board Member

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Vivendi

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17  

Elect Sandrine Le Bihan as Representative of Employee Shareholders to the Supervisory Board

   Mgmt    For    Refer    For
18  

Appoint Deloitte et Associes as Auditor

   Mgmt    For    For    For
19  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
20  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
21  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million

   Mgmt    For    Against    Against
22  

Authorize Capitalization of Reserves of Up to EUR 375 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    Against    Against
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
24  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
25  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Axa

 

Meeting Date:    04/26/2017   Country:    France   Primary Security ID:    F06106102
Record Date:    04/21/2017   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    2,812,772     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.16 per Share

   Mgmt    For    For    For
4  

Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

5  

Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016

   Mgmt    For    For    For
6  

Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016

   Mgmt    For    For    For
8  

Approve Remuneration Policy of Chairman of the Board

   Mgmt    For    For    For
9  

Approve Remuneration Policy of CEO

   Mgmt    For    For    For
10  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
11  

Approve Additional Social Benefits Agreement with Thomas Buberl, CEO

   Mgmt    For    Refer    For
12  

Approve Severance Agreement with Thomas Buberl

   Mgmt    For    Refer    For
13  

Reelect Deanna Oppenheimer as Director

   Mgmt    For    For    For
14  

Reelect Ramon de Oliveira as Director

   Mgmt    For    For    For
15  

Ratify Appointment of Thomas Buberl as Director

   Mgmt    For    For    For
16  

Ratify Appointment of André François-Poncet as Director

   Mgmt    For    For    For
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
19  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions

   Mgmt    For    Against    Against
20  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    For    For
21  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    Refer    For
22  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    Against
25  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million

   Mgmt    For    Against    Against
26  

Authorize Issuance of Equity Upon Conversion of a Subsidiary’s Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion

   Mgmt    For    Against    Against
27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    Refer    For
29  

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For
30  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
31  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

British American Tobacco plc

 

Meeting Date:    04/26/2017   Country:    United Kingdom   Primary Security ID:    G1510J102
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    BATS
     Shares Voted:    1,080,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Re-elect Richard Burrows as Director

   Mgmt    For    For    For
7  

Re-elect Nicandro Durante as Director

   Mgmt    For    For    For
8  

Re-elect Sue Farr as Director

   Mgmt    For    For    For
9   Re-elect Ann Godbehere as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

British American Tobacco plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

10  

Re-elect Savio Kwan as Director

   Mgmt    For    For    For
11  

Re-elect Dr Pedro Malan as Director

   Mgmt    For    For    For
12  

Re-elect Dimitri Panayotopoulos as Director

   Mgmt    For    For    For
13  

Re-elect Kieran Poynter as Director

   Mgmt    For    For    For
14  

Re-elect Ben Stevens as Director

   Mgmt    For    For    For
15  

Elect Dr Marion Helmes as Director

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Bouygues

 

Meeting Date:    04/27/2017   Country:    France   Primary Security ID:    F11487125
Record Date:    04/24/2017   Meeting Type:    Annual/Special   Ticker:    EN
     Shares Voted:    1,325,847     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.60 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    Against
5  

Approve Additional Pension Scheme Agreement with Olivier Bouygues, Vice CEO

   Mgmt    For    Refer    For
6  

Approve Additional Pension Scheme Agreement with Philippe Marien, Vice CEO

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Bouygues

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Approve Additional Pension Scheme Agreement with Olivier Roussat, Vice CEO

   Mgmt    For    Refer    Against
8  

Non-Binding Vote on Compensation of Martin Bouygues, CEO and Chairman

   Mgmt    For    For    For
9  

Non-Binding Vote on Compensation of Olivier Bouygues, Vice CEO

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Philippe Marien, Vice CEO

   Mgmt    For    For    For
11  

Non-Binding Vote on Compensation of Olivier Roussat, Vice CEO

   Mgmt    For    For    For
12  

Approve Remuneration Policy of Chairman and CEO and Vice CEOs

   Mgmt    For    For    For
13  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million

   Mgmt    For    Refer    For
14  

Reelect Helman le Pas de Secheval as Director

   Mgmt    For    For    For
15  

Elect Alexandre de Rothschild as Director

   Mgmt    For    Refer    For
16  

Authorize Repurchase of Up to 5 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
18  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million

   Mgmt    For    Against    Against
19  

Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    Against    Against
20  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million

   Mgmt    For    Refer    Against
21  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 70 Million

   Mgmt    For    Refer    For
22  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    Refer    For
23  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote

   Mgmt    For    For    For
24  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Bouygues

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

25  

Authorize Capital Increase of Up to EUR 85 Million for Future Exchange Offers

   Mgmt    For    For    Against
26  

Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for up to EUR 85 Million

   Mgmt    For    Refer    Against
27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
28  

Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    Against
29  

Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer

   Mgmt    For    Against    Against
30  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

CRH plc

 

Meeting Date:    04/27/2017   Country:    Ireland   Primary Security ID:    G25508105
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    CRG
     Shares Voted:    1,845,399     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4(a)  

Re-elect Ernst Bartschi as Director

   Mgmt    For    For    For
4(b)  

Re-elect Maeve Carton as Director

   Mgmt    For    For    For
4(c)  

Re-elect Nicky Hartery as Director

   Mgmt    For    For    For
4(d)  

Re-elect Patrick Kennedy as Director

   Mgmt    For    For    For
4(e)  

Re-elect Donald McGovern Jr. as Director

   Mgmt    For    For    For
4(f)  

Re-elect Heather Ann McSharry as Director

   Mgmt    For    For    For
4(g)  

Re-elect Albert Manifold as Director

   Mgmt    For    For    For
4(h)  

Re-elect Senan Murphy as Director

   Mgmt    For    For    For
4(i)  

Elect Gillian Platt as Director

   Mgmt    For    For    For
4(j)  

Re-elect Lucinda Riches as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

CRH plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4(k)  

Re-elect Henk Rottinghuis as Director

   Mgmt    For    For    For
4(l)  

Re-elect William Teuber Jr. as Director

   Mgmt    For    For    For
5  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Reappoint Ernst & Young as Auditors

   Mgmt    For    For    For
7  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
10  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
11  

Authorise Reissuance of Treasury Shares

   Mgmt    For    Refer    For
12  

Approve Scrip Dividend

   Mgmt    For    For    For

Danone

 

Meeting Date:    04/27/2017   Country:    France   Primary Security ID:    F12033134
Record Date:    04/24/2017   Meeting Type:    Annual/Special   Ticker:    BN
     Shares Voted:    1,344,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.70 per Share

   Mgmt    For    For    For
4  

Approve Stock Dividend Program

   Mgmt    For    For    For
5  

Reelect Gaelle Olivier as Director

   Mgmt    For    For    For
6  

Reelect Isabelle Seillier as Director

   Mgmt    For    For    For
7  

Reelect Jean-Michel Severino as Director

   Mgmt    For    For    For
8  

Reelect Lionel Zinsou-Derlin as Director

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Danone

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Elect Gregg L. Engles as Director

   Mgmt    For    For    For
10  

Approve Transaction with J.P. Morgan

   Mgmt    For    Refer    Against
11  

Non-Binding Vote on Compensation of Franck Riboud, Chairman

   Mgmt    For    For    For
12  

Non-Binding Vote on Compensation of Emmanuel Faber, CEO

   Mgmt    For    For    For
13  

Approve Remuneration Policy of Chairman

   Mgmt    For    For    For
14  

Approve Remuneration Policy of Executive Officers

   Mgmt    For    For    For
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business

   Mgmt Mgmt    For    For    For
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 57 Million

   Mgmt    For    Against    Against
17  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 16 Million

   Mgmt    For    For    For
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
19  

Authorize Capital Increase of Up to EUR 16 Million for Future Exchange Offers

   Mgmt    For    For    For
20  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    Against
21  

Authorize Capitalization of Reserves of Up to EUR 41 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
23  

Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
24  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
25  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Suncor Energy Inc.

 

Meeting Date:    04/27/2017   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    1,725,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For
1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director Jacynthe Cote

   Mgmt    For    For    For
1.4  

Elect Director Dominic D’Alessandro

   Mgmt    For    For    For
1.5  

Elect Director John D. Gass

   Mgmt    For    For    For
1.6  

Elect Director John R. Huff

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For
1.8  

Elect Director Michael W. O’Brien

   Mgmt    For    For    For
1.9  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.10  

Elect Director Steven W. Williams

   Mgmt    For    For    For
1.11  

Elect Director Michael M. Wilson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Stock Option Plan

   Mgmt    For    Refer    For
4  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Unilever PLC

 

Meeting Date:    04/27/2017   Country:    United Kingdom   Primary Security ID:    G92087165
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    ULVR
     Shares Voted:    1,424,464     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Approve Performance Share Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Unilever PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Re-elect Nils Andersen as Director

   Mgmt    For    For    For
6  

Re-elect Laura Cha as Director

   Mgmt    For    For    For
7  

Re-elect Vittorio Coal as Director

   Mgmt    For    For    For
8  

Re-elect Dr Marijn Dekkers as Director

   Mgmt    For    For    For
9  

Re-elect Ann Fudge as Director

   Mgmt    For    For    For
10  

Re-elect Dr Judith Hartmann as Director

   Mgmt    For    For    For
11  

Re-elect Mary Ma as Director

   Mgmt    For    For    For
12  

Re-elect Strive Masiyiwa as Director

   Mgmt    For    For    For
13  

Re-elect Youngme Moon as Director

   Mgmt    For    For    For
14  

Re-elect Graeme Pitkethly as Director

   Mgmt    For    For    For
15  

Re-elect Paul Polman as Director

   Mgmt    For    For    For
16  

Re-elect John Rishton as Director

   Mgmt    For    For    For
17  

Re-elect Feike Sijbesma as Director

   Mgmt    For    For    For
18  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
19  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
21  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
23  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
24  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
25  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Bayer AG

 

Meeting Date:    04/28/2017   Country:    Germany   Primary Security ID:    D0712D163
Record Date:      Meeting Type:    Annual   Ticker:    BAYN
     Shares Voted:    898,777     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Bayer AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.70 per Share for Fiscal 2016

   Mgmt    For    For    For
2  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
3  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
4.1  

Elect Werner Wenning to the Supervisory Board

   Mgmt    For    For    For
4.2  

Elect Paul Achleitner to the Supervisory Board

   Mgmt    For    For    For
4.3  

Elect Norbert W. Bischofberger to the Supervisory Board

   Mgmt    For    For    For
4.4  

Elect Thomas Ebeling to the Supervisory Board

   Mgmt    For    For    For
4.5  

Elect Colleen A. Goggins to the Supervisory Board

   Mgmt    For    For    For
4.6  

Elect Klaus Sturany to the Supervisory Board

   Mgmt    For    For    For
5  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
6  

Approve Affiliation Agreements with Subsidiaries Bayer CropScience Aktiengesellschaft

   Mgmt    For    Refer    For
7  

Ratify Deloitte GmbH as Auditors for Fiscal 2017

   Mgmt    For    For    For

Continental AG

 

Meeting Date:    04/28/2017   Country:    Germany   Primary Security ID:    D16212140
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    CON
     Shares Voted:    354,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 4.25 per Share

   Mgmt    For    For    For
3.1  

Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2016

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3.2  

Approve Discharge of Management Board Member Jose Avila for Fiscal 2016

   Mgmt    For    For    For
3.3  

Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2016

   Mgmt    For    For    For
3.4  

Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2016

   Mgmt    For    For    For
3.5  

Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2016

   Mgmt    For    For    For
3.6  

Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2016

   Mgmt    For    For    For
3.7  

Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2016

   Mgmt    For    For    For
3.8  

Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2016

   Mgmt    For    For    For
3.9  

Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2016

   Mgmt    For    For    For
4.1  

Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2016

   Mgmt    For    For    For
4.2  

Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2016

   Mgmt    For    For    For
4.3  

Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2016

   Mgmt    For    For    For
4.4  

Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2016

   Mgmt    For    For    For
4.5  

Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2016

   Mgmt    For    For    For
4.6  

Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2016

   Mgmt    For    For    For
4.7  

Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2016

   Mgmt    For    For    For
4.8  

Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2016

   Mgmt    For    For    For
4.9  

Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2016

   Mgmt    For    For    For
4.10  

Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2016

   Mgmt    For    For    For
4.11  

Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2016

   Mgmt    For    For    For
4.12  

Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2016

   Mgmt    For    For    For
4.13  

Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2016

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.14  

Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2016

   Mgmt    For    For    For
4.15  

Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2016

   Mgmt    For    For    For
4.16  

Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2016

   Mgmt    For    For    For
4.17  

Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2016

   Mgmt    For    For    For
4.18  

Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2016

   Mgmt    For    For    For
4.19  

Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2016

   Mgmt    For    For    For
4.20  

Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Approve Remuneration System for Management Board Members

   Mgmt    For    For    For

Deutsche Post AG

 

Meeting Date:    04/28/2017   Country:    Germany   Primary Security ID:    D19225107
Record Date:      Meeting Type:    Annual   Ticker:    DPW
     Shares Voted:    1,533,547     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 1.05 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Approve Creation of EUR 160 Million Pool of Capital without Preemptive Rights

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Deutsche Post AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Approve Issuance of Options and Bonds/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For
8  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For
9  

Authorize Use of Financial Derivatives when Repurchasing Shares

   Mgmt    For    Refer    For

Acs, Actividades de Construccion y Servicios S.A

 

Meeting Date:    05/03/2017   Country:    Spain   Primary Security ID:    E7813W163
Record Date:    04/28/2017   Meeting Type:    Annual   Ticker:    ACS
     Shares Voted:    2,257,102     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
1.2  

Approve Allocation of Income

   Mgmt    For    For    For
2  

Receive Corporate Social Responsibility Report

   Mgmt         
3  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For
4  

Approve Discharge of Board

   Mgmt    For    For    For
5.1  

Elect Carmen Fernandez Rozado as Director

   Mgmt    For    For    For
5.2  

Elect Jose Eladio Seco Dominguez as Director

   Mgmt    For    For    For
5.3  

Elect Marcelino Fernandez Verdes as Executive Director

   Mgmt    For    For    For
6  

Renew Appointment of Deloitte as Auditor

   Mgmt    For    For    For
7.1  

Amend Article 19 Re: Board Committees

   Mgmt    For    Refer    For
7.2  

Amend Article 22 Re: Appointments Committee

   Mgmt    For    Refer    For
7.3  

Amend Article 23 Re: Board Committees

   Mgmt    For    Refer    For
7.4  

Add Article 22 bis Re: Remuneration Committee

   Mgmt    For    Refer    For
8  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Acs, Actividades de Construccion y Servicios S.A

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares

   Mgmt    For    For    For
10  

Approve Stock Option Plan

   Mgmt    For    Refer    For
11  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

L Air Liquide

 

Meeting Date:    05/03/2017   Country:    France   Primary Security ID:    F01764103
Record Date:    04/28/2017   Meeting Type:    Annual/Special   Ticker:    AI
     Shares Voted:    687,005     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.60 per Share and an Extra of EUR 0.26 per Share to Long Term Registered Shares

   Mgmt    For    For    For
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
5  

Relect Thierry Peugeot as Director

   Mgmt    For    For    For
6  

Elect Xavier Huillard as Director

   Mgmt    For    For    For
7  

Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
8  

Advisory Vote on Compensation of Benoit Potier

   Mgmt    For    For    For
9  

Advisory Vote on Compensation of Pierre Dufour

   Mgmt    For    For    For
10  

Approve Remuneration Policy for Chairman and CEO

   Mgmt    For    For    For
11  

Approve Remuneration Policy for Vice CEO

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

L Air Liquide

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 530 Million

   Mgmt    For    For    For
14  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
15  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
16  

Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries Ordinary Business

   Mgmt Mgmt    For    Refer    For
17  

Authorize Filing of Required Documents

   Mgmt    For    For    For

Standard Chartered PLC

 

Meeting Date:    05/03/2017   Country:    United Kingdom   Primary Security ID:    G84228157
Record Date:    04/28/2017   Meeting Type:    Annual   Ticker:    STAN
     Shares Voted:    6,110,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Elect Jose Vinals as Director

   Mgmt    For    For    For
4  

Re-elect Om Bhatt as Director

   Mgmt    For    For    For
5  

Re-elect Dr Kurt Campbell as Director

   Mgmt    For    For    For
6  

Re-elect Dr Louis Cheung as Director

   Mgmt    For    For    For
7  

Re-elect David Conner as Director

   Mgmt    For    For    For
8  

Re-elect Dr Byron Grote as Director

   Mgmt    For    For    For
9  

Re-elect Andy Halford as Director

   Mgmt    For    For    For
10  

Re-elect Dr Han Seung-soo as Director

   Mgmt    For    For    For
11  

Re-elect Christine Hodgson as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Standard Chartered PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12  

Re-elect Gay Huey Evans as Director

   Mgmt    For    For    For
13  

Re-elect Naguib Kheraj as Director

   Mgmt    For    For    For
14  

Re-elect Jasmine Whitbread as Director

   Mgmt    For    For    For
15  

Re-elect Bill Winters as Director

   Mgmt    For    For    For
16  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
17  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Approve Scrip Dividend Program

   Mgmt    For    For    For
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities

   Mgmt    For    For    For
23  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
24  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
25  

Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities

   Mgmt    For    For    For
26  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
27  

Authorise Market Purchase of Preference Shares

   Mgmt    For    For    For
28  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

TENARIS SA

 

Meeting Date:    05/03/2017   Country:    Luxembourg   Primary Security ID:    L90272102
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    TEN
     Shares Voted:    1,405,489     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

TENARIS SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Financial Statements

   Mgmt    For    For    For
4  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Elect Directors (Bundled)

   Mgmt    For    Refer    Against
7  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
8  

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
9  

Allow Electronic Distribution of Company Documents to Shareholders

   Mgmt    For    Refer    For

TENARIS SA

 

Meeting Date:    05/03/2017   Country:    Luxembourg   Primary Security ID:    L90272102
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    TEN
     Shares Voted:    807,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Financial Statements

   Mgmt    For    For    For
4  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Elect Directors (Bundled)

   Mgmt    For    Refer    Against
7  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
8  

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
9  

Allow Electronic Distribution of Company Documents to Shareholders

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Reckitt Benckiser Group plc

 

Meeting Date:    05/04/2017   Country:    United Kingdom   Primary Security ID:    G74079107
Record Date:    05/02/2017   Meeting Type:    Annual   Ticker:    RB.
     Shares Voted:    800,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Adrian Bellamy as Director

   Mgmt    For    Refer    Abstain
5  

Re-elect Nicandro Durante as Director

   Mgmt    For    For    For
6  

Re-elect Mary Harris as Director

   Mgmt    For    For    For
7  

Re-elect Adrian Hennah as Director

   Mgmt    For    For    For
8  

Re-elect Kenneth Hydon as Director

   Mgmt    For    Refer    Against
9  

Re-elect Rakesh Kapoor as Director

   Mgmt    For    For    For
10  

Re-elect Pamela Kirby as Director

   Mgmt    For    For    For
11  

Re-elect Andre Lacroix as Director

   Mgmt    For    For    For
12  

Re-elect Chris Sinclair as Director

   Mgmt    For    For    For
13  

Re-elect Judith Sprieser as Director

   Mgmt    For    For    For
14  

Re-elect Warren Tucker as Director

   Mgmt    For    For    For
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Seven Generations Energy Ltd.

 

Meeting Date:    05/04/2017   Country:    Canada   Primary Security ID:    81783Q105
Record Date:    03/15/2017   Meeting Type:    Annual/Special   Ticker:    VII
     Shares Voted:    2,984,132     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Fix Number of Directors at Twelve

   Mgmt    For    Refer    For
2.1  

Elect Director C. Kent Jespersen

   Mgmt    For    For    For
2.2  

Elect Director Patrick Carlson

   Mgmt    For    For    For
2.3  

Elect Director Marty Proctor

   Mgmt    For    For    For
2.4  

Elect Director Kevin Brown

   Mgmt    For    For    For
2.5  

Elect Director Avik Dey

   Mgmt    For    For    For
2.6  

Elect Director Harvey Doerr

   Mgmt    For    For    For
2.7  

Elect Director Paul Hand

   Mgmt    For    For    For
2.8  

Elect Director Dale Hohm

   Mgmt    For    For    For
2.9  

Elect Director W.J. (Bill) McAdam

   Mgmt    For    For    For
2.10  

Elect Director Kaush Rakhit

   Mgmt    For    For    For
2.11  

Elect Director M. Jacqueline (Jackie) Sheppard

   Mgmt    For    For    For
2.12  

Elect Director Jeff van Steenbergen

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Approve Stock Option Plan

   Mgmt    For    Refer    Against
5  

Approve Performance and Restricted Share Unit Plan

   Mgmt    For    Refer    Against

UBS GROUP AG

 

Meeting Date:    05/04/2017   Country:    Switzerland   Primary Security ID:    H42097107
Record Date:      Meeting Type:    Annual   Ticker:    UBSG
     Shares Voted:    4,378,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

UBS GROUP AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.2  

Approve Remuneration Report (Non-Binding)

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves

   Mgmt    For    For    For
3  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
4  

Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.9 Million

   Mgmt    For    Refer    For
5  

Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million

   Mgmt    For    Refer    For
6.1a  

Reelect Axel Weber as Director and Board Chairman

   Mgmt    For    For    For
6.1b  

Reelect Michel Demare as Director

   Mgmt    For    For    For
6.1c  

Reelect David Sidwell as Director

   Mgmt    For    For    For
6.1d  

Reelect Reto Francioni as Director

   Mgmt    For    For    For
6.1e  

Reelect Ann Godbehere as Director

   Mgmt    For    For    For
6.1f  

Reelect William Parrett as Director

   Mgmt    For    For    For
6.1g  

Reelect Isabelle Romy as Director

   Mgmt    For    For    For
6.1h  

Reelect Robert Scully as Director

   Mgmt    For    For    For
6.1i  

Reelect Beatrice Weder di Mauro as Director

   Mgmt    For    For    For
6.1j  

Reelect Dieter Wemmer as Director

   Mgmt    For    For    Against
6.2  

Elect Julie Richardson as Director

   Mgmt    For    For    For
6.3.1  

Appoint Ann Godbehere as Member of the Compensation Committee

   Mgmt    For    For    For
6.3.2  

Appoint Michel Demare as Member of the Compensation Committee

   Mgmt    For    For    For
6.3.3  

Appoint Reto Francioni as Member of the Compensation Committee

   Mgmt    For    For    For
6.3.4  

Appoint William Parrett as Member of the Compensation Committee

   Mgmt    For    For    For
7  

Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14 Million

   Mgmt    For    For    For
8.1  

Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy

   Mgmt    For    For    For
8.2  

Ratify Ernst & Young AG as Auditors

   Mgmt    For    For    For
9  

Transact Other Business (Voting)

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

ING Groep NV

 

Meeting Date:    05/08/2017   Country:    Netherlands   Primary Security ID:    N4578E595
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    INGA
     Shares Voted:    4,654,982     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2a  

Receive Report of Management Board (Non-Voting)

   Mgmt         
2b  

Receive Announcements on Sustainability

   Mgmt         
2c  

Receive Report of Supervisory Board (Non-Voting)

   Mgmt         
2d  

Discuss Remuneration Report

   Mgmt         
2e  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3a  

Receive Explanation on Profit Retention and Distribution Policy

   Mgmt         
3b  

Approve Dividends of EUR 0.66 Per Share

   Mgmt    For    For    For
4a  

Approve Discharge of Management Board

   Mgmt    For    For    For
4b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5a  

Receive Information on Deferral Period in the Remuneration Policy for Members of the Executive Board

   Mgmt         
5b  

Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration

   Mgmt    For    For    For
6a  

Reelect Ralph Hamers to Management Board

   Mgmt    For    For    For
6b  

Elect Steven van Rijswijk to Management Board

   Mgmt    For    For    For
6c  

Elect Koos Timmermans to Management Board

   Mgmt    For    For    For
7a  

Reelect Hermann-Josef Lamberti to Supervisory Board

   Mgmt    For    For    For
7b  

Reelect Robert Reibestein to Supervisory Board

   Mgmt    For    For    For
7c  

Reelect Jeroen van der Veer to Supervisory Board

   Mgmt    For    For    For
7d  

Elect Jan Peter Balkenende to Supervisory Board

   Mgmt    For    For    For
7e  

Elect Margarete Haase to Supervisory Board

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

ING Groep NV

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7f  

Elect Hans Wijers to Supervisory Board

   Mgmt    For    For    For
8a  

Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital

   Mgmt    For    For    For
8b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
9  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
10  

Other Business (Non-Voting)

   Mgmt         

BAE Systems plc

 

Meeting Date:    05/10/2017   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/08/2017   Meeting Type:    Annual   Ticker:    BA.
     Shares Voted:    10,256,997     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For
6  

Re-elect Elizabeth Corley as Director

   Mgmt    For    For    For
7  

Re-elect Jerry DeMuro as Director

   Mgmt    For    For    For
8  

Re-elect Harriet Green as Director

   Mgmt    For    For    For
9  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
10  

Re-elect Ian King as Director

   Mgmt    For    For    For
11  

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
12  

Re-elect Paula Reynolds as Director

   Mgmt    For    For    For
13  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
14  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
15  

Elect Charles Woodburn as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BAE Systems plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For

17

 

Authorise the Audit Committee to Fix Remuneration of Auditors

  

Mgmt

  

For

  

For

  

For

18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

SAP SE

 

Meeting Date:    05/10/2017   Country:    Germany   Primary Security ID:    D66992104
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    SAP
     Shares Voted:    280,249     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1

 

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

  

Mgmt

        
2  

Approve Allocation of Income and Dividends of EUR 1.25 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Bayerische Motoren Werke AG (BMW)

 

Meeting Date:    05/11/2017   Country:    Germany   Primary Security ID:    D12096109
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    BMW
     Shares Voted:    622,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 3.52 per Preferred Share and EUR 3.50 per Ordinary Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
6  

Elect Heinrich Hiesinger to the Supervisory Board

   Mgmt    For    For    For

CK Hutchison Holdings Limited

 

Meeting Date:    05/11/2017   Country:    Cayman Islands   Primary Security ID:    G21765105
Record Date:    05/05/2017   Meeting Type:    Annual   Ticker:    1
     Shares Voted:    5,257,204     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Kam Hing Lam as Director

   Mgmt    For    Refer    Against
3b  

Elect Edith Shih as Director

   Mgmt    For    Refer    Against
3c  

Elect Chow Kun Chee, Roland as Director

   Mgmt    For    Refer    Against
3d  

Elect Chow Woo Mo Fong, Susan as Director

   Mgmt    For    Refer    Against
3e  

Elect Cheng Hoi Chuen, Vincent as Director

   Mgmt    For    Refer    Against
3f  

Elect Lee Wai Mun, Rose as Director

   Mgmt    For    Refer    Against
3g  

Elect William Shurniak as Director

   Mgmt    For    For    For
3h  

Elect Wong Chung Hin as Director

   Mgmt    For    For    For
4  

Approve Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

CK Hutchison Holdings Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.1  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

  

Mgmt

  

For

  

Against

  

Against

5.2  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
5.3  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

Fresenius Medical Care AG & Co. KGAA

 

Meeting Date:    05/11/2017   Country:    Germany   Primary Security ID:    D2734Z107
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    FME
     Shares Voted:    899,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of EUR 0.96 per Share

   Mgmt    For    Against    Against
3  

Approve Discharge of Personally Liable Partner for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For

Magna International Inc.

 

Meeting Date:    05/11/2017   Country:    Canada   Primary Security ID:    559222401
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    MG
     Shares Voted:    1,219,859     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Scott B. Bonham

   Mgmt    For    For    For
1.2  

Elect Director Peter G. Bowie

   Mgmt    For    For    For
1.3  

Elect Director Barbara Judge

   Mgmt    For    For    For
1.4  

Elect Director Kurt J. Lauk

   Mgmt    For    For    For
1.5  

Elect Director Cynthia A. Niekamp

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Magna International Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director William A. Ruh

   Mgmt    For    For    For
1.7  

Elect Director Indira V. Samarasekera

   Mgmt    For    For    For
1.8  

Elect Director Donald J. Walker

   Mgmt    For    For    For
1.9  

Elect Director Lawrence D. Worrall

   Mgmt    For    For    For
1.10  

Elect Director William L. Young

   Mgmt    For    For    For
2  

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

AIA Group Ltd.

 

Meeting Date:    05/12/2017   Country:    Hong Kong   Primary Security ID:    Y002A1105
Record Date:    05/09/2017   Meeting Type:    Annual   Ticker:    1299
     Shares Voted:    13,886,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Mohamed Azman Yahya as Director

   Mgmt    For    For    For
4  

Elect Edmund Sze-Wing Tse as Director

   Mgmt    For    For    For
5  

Elect Jack Chak-Kwong So as Director

   Mgmt    For    For    For
6  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
7B  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7C  

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

ProSiebenSat.1 Media SE

 

Meeting Date:    05/12/2017   Country:    Germany   Primary Security ID:    D6216S143
Record Date:      Meeting Type:    Annual   Ticker:    PSM
     Shares Voted:    1,527,542     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 1.90 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    For
5  

Approve Remuneration System for Management Board Members

   Mgmt    For    For    For
6  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For
7.1  

Approve Affiliation Agreement with ProSiebenSat.1 Zwanzigste Verwaltungsgesellschaft mbH

   Mgmt    For    Refer    For
7.2  

Approve Affiliation Agreement with ProSiebenSat.1 Einundzwanzigste Verwaltungsgesellschaft mbH

   Mgmt    For    Refer    For
7.3  

Approve Affiliation Agreement with ProSiebenSat.1 Sports GmbH

   Mgmt    For    Refer    For

Deutsche Boerse AG

 

Meeting Date:    05/17/2017   Country:    Germany   Primary Security ID:    D1882G119
Record Date:      Meeting Type:    Annual   Ticker:    DB1
     Shares Voted:    825,013     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 2.35 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2016

   Mgmt    For    For    Against
4  

Approve Discharge of Supervisory Board for Fiscal 2016

   Mgmt    For    For    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Deutsche Boerse AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote Instruction

5  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For
6  

Authorize Use of Financial Derivatives when Repurchasing Shares

   Mgmt    For    Refer    For
7  

Approve Creation of EUR 6 Million Pool of Capital with Preemptive Rights

   Mgmt    For    For    Against
8  

Ratify KPMG AG as Auditors for Fiscal 2017

   Mgmt    For    For    For

Prudential plc

 

Meeting Date:    05/18/2017   Country:    United Kingdom   Primary Security ID:    G72899100
Record Date:    05/16/2017   Meeting Type:    Annual   Ticker:    PRU
     Shares Voted:    3,818,339     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve the Revised Remuneration Policy

   Mgmt    For    For    For
4  

Elect Anne Richards as Director

   Mgmt    For    For    For
5  

Re-elect Sir Howard Davies as Director

   Mgmt    For    For    For
6  

Re-elect John Foley as Director

   Mgmt    For    For    For
7  

Re-elect Penelope James as Director

   Mgmt    For    For    For
8  

Re-elect David Law as Director

   Mgmt    For    For    For
9  

Re-elect Paul Manduca as Director

   Mgmt    For    For    For
10  

Re-elect Kaikhushru Nargolwala as Director

   Mgmt    For    For    For
11  

Re-elect Nicolaos Nicandrou as Director

   Mgmt    For    For    For
12  

Re-elect Anthony Nightingale as Director

   Mgmt    For    For    For
13  

Re-elect Philip Remnant as Director

   Mgmt    For    For    For
14  

Re-elect Alice Schroeder as Director

   Mgmt    For    For    For
15  

Re-elect Barry Stowe as Director

   Mgmt    For    For    For
16  

Re-elect Lord Turner as Director

   Mgmt    For    For    For
17  

Re-elect Michael Wells as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Prudential plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18  

Re-elect Tony Wilkey as Director

   Mgmt    For    For    For
19  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
20  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
22  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
23  

Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares

   Mgmt    For    For    For
24  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
25  

Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
26  

Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities

   Mgmt    For    For    For
27  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
28  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Oil Search Ltd.

 

Meeting Date:    05/19/2017   Country:    Papua New Guinea   Primary Security ID:    Y64695110
Record Date:    05/17/2017   Meeting Type:    Annual   Ticker:    OSH
     Shares Voted:    12,957,846     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business of the Meeting

   Mgmt         
2  

Elect Kostas Constantinou as Director

   Mgmt    For    For    For
3  

Elect Agu Kantsler as Director

   Mgmt    For    For    For
4  

Elect Mel Togolo as Director

   Mgmt    For    For    For
5  

Elect Fiona Harris as Director

   Mgmt    For    For    For
6  

Appoint Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
 

Special Business of the Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Oil Search Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve the Issuance of Performance Rights to Peter Botten, Managing Director of the Company

   Mgmt    For    Refer    For
2  

Approve the Issuance of Performance Rights to Gerea Aopi, Executive Director of the Company

   Mgmt    For    Refer    For
3  

Approve the Issuance of Restricted Shares to Peter Botten, Managing Director of the Company

   Mgmt    For    Refer    For
4  

Approve the Issuance of Restricted Shares to Gerea Aopi, Executive Director of the Company

   Mgmt    For    Refer    For
 

Shareholder Proposals

   Mgmt         
7  

Approve Strategic Resilience for 2035 and Beyond

   SH    Against    Refer    Against
8  

Approve Human Rights Compliance and Reporting

   SH    Against    Against    Against

Royal Dutch Shell plc

 

Meeting Date:    05/23/2017   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    05/19/2017   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    2,502,609     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Elect Catherine Hughes as Director

   Mgmt    For    For    For
5  

Elect Roberto Setubal as Director

   Mgmt    For    For    For
6  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For
7  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
8  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
9  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
10  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Royal Dutch Shell plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For
12  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
13  

Elect Jessica Uhl as Director

   Mgmt    For    For    For
14  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
15  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
16  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
21  

Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions

   SH    Against    Refer    Against

Royal Dutch Shell plc

 

Meeting Date:    05/23/2017   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    423,285     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Elect Catherine Hughes as Director

   Mgmt    For    For    For
5  

Elect Roberto Setubal as Director

   Mgmt    For    For    For
6  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For
7  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Royal Dutch Shell plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
9  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
10  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
11  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For
12  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
13  

Elect Jessica Uhl as Director

   Mgmt    For    For    For
14  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
15  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
16  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
21  

Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions

   SH    Against    Refer    Against

Wolseley plc

 

Meeting Date:    05/23/2017   Country:    United Kingdom   Primary Security ID:    G9736L124
Record Date:    05/21/2017   Meeting Type:    Special   Ticker:    WOS
     Shares Voted:    1,147,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Change of Company Name to Ferguson plc

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Total SA

 

Meeting Date:    05/26/2017   Country:    France   Primary Security ID:    F92124100
Record Date:    05/23/2017   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    2,534,651     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.45 per Share

   Mgmt    For    For    For
4  

Approve Stock Dividend Program (Cash or New Shares)

   Mgmt    For    For    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Patricia Barbizet as Director

   Mgmt    For    For    For
7  

Reelect Marie-Christine Coisne-Roquette as Director

   Mgmt    For    For    For
8  

Elect Mark Cutifani as Director

   Mgmt    For    For    For
9  

Elect Carlos Tavares as Director

   Mgmt    For    Refer    For
10  

Receive Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
11  

Non-Binding Vote on Compensation of Patrick Pouyanne, CEO and Chairman

   Mgmt    For    For    For
12  

Approve Remuneration Policy of Chairman and CEO

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
13  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For

Publicis Groupe

 

Meeting Date:    05/31/2017   Country:    France   Primary Security ID:    F7607Z165
Record Date:    05/26/2017   Meeting Type:    Annual/Special   Ticker:    PUB
     Shares Voted:    931,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Publicis Groupe

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.85 per Share

   Mgmt    For    For    For
4  

Approve Stock Dividend Program (Cash or New Shares)

   Mgmt    For    For    For
5  

Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
6  

Reelect Simon Badinter as Supervisory Board Member

   Mgmt    For    Refer    For
7  

Reelect Jean Charest as Supervisory Board Member

   Mgmt    For    For    For
8  

Elect Maurice Levy as Member of the Supervisory Board and Approve Remuneration Policy of Maurice Levy as Chairman of the Supervisory Board from June 1, 2017

   Mgmt    For    Refer    For
9  

Renew Appointment of Cabinet Mazars as Auditor

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Elisabeth Badinter, Chairman of the Supervisory Board

   Mgmt    For    For    For
11  

Non-Binding Vote on Compensation of Maurice Levy in title of FY16 and Approve Remuneration Policy of Maurice Levy as Management Board Chairman until May 31, 2017

   Mgmt    For    For    For
12  

Non-Binding Vote on Compensation of Kevin Roberts, Member of the Management Board until Aug. 31, 2016

   Mgmt    For    For    For
13  

Non-Binding Vote on Compensation of Jean-Michel Etienne, Member of the Management Board

   Mgmt    For    For    For
14  

Non-Binding Vote on Compensation of Anne-Gabrielle Heilbronner, Member of the Management Board

   Mgmt    For    For    For
15  

Approve Remuneration Policy of Members of the Supervisory Board

   Mgmt    For    For    For
16  

Approve Remuneration Policy of Elisabeth Badinter, Chairman of the Supervisory Board until May 31, 2017

   Mgmt    For    For    For
17  

Approve Remuneration Policy of Arthur Sadoun, New Chairman of the Management Board from June 1, 2017

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Publicis Groupe

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18  

Approve Remuneration Policy of Jean-Michel Etienne, Member of the Management Board

   Mgmt    For    For    For
19  

Approve Remuneration Policy of Anne-Gabrielle Heilbronner, Member of the Management Board

   Mgmt    For    For    For
20  

Approve Remuneration Policy of Steve King, New Member of the Management Board from June 1, 2017

   Mgmt    For    For    For
21  

Approve Termination Package of Arthur Sadoun, Chairman of the Management Board from June 1, 2017

   Mgmt    For    Refer    Against
22  

Approve Termination Package of Steve King, New Member of the Management Board from June 1, 2017

   Mgmt    For    Refer    Against
23  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
24  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
25  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    For    For
26  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
27  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees

   Mgmt    For    Refer    For
29  

Amend Article 13 of Bylaws Re: Employee Representatives

   Mgmt    For    For    For
 

Ordinary Business

   Mgmt         
30  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Reckitt Benckiser Group plc

 

Meeting Date:    05/31/2017   Country:    United Kingdom   Primary Security ID:    G74079107
Record Date:    05/26/2017   Meeting Type:    Special   Ticker:    RB.
     Shares Voted:    999,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Acquisition of Mead Johnson Nutrition Company

   Mgmt    For    Refer    For

Orange

 

Meeting Date:    06/01/2017   Country:    France   Primary Security ID:    F6866T100
Record Date:    05/29/2017   Meeting Type:    Annual/Special   Ticker:    ORA
     Shares Voted:    7,079,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

   Mgmt    For    For    For
4  

Acknowledge Auditors’ Special Report on Related-Party Transactions Regarding the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect Bpifrance Participations as Director

   Mgmt    For    For    For
6  

Ratify Appointment of Alexandre Bompard as Director

   Mgmt    For    For    For
7  

Non-Binding Vote on Compensation of Stephane Richard, CEO and Chairman

   Mgmt    For    For    For
8  

Non-Binding Vote on Compensation of Ramon Fernandez, Vice-CEO

   Mgmt    For    For    For
9  

Non-Binding Vote on Compensation of Pierre Louette, Vice-CEO

   Mgmt    For    For    For
10  

Non-Binding Vote on Compensation of Gervais Pellissier, Vice-CEO

   Mgmt    For    For    For
11  

Approve Remuneration Policy of Stephane Richard, CEO and Chairman

   Mgmt    For    Refer    For
12  

Approve Remuneration Policy of Ramon Fernandez, Vice-CEO

   Mgmt    For    Refer    For
13  

Approve Remuneration Policy of Pierre Louette, Vice-CEO

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Orange

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

14  

Approve Remuneration Policy of Gervais Pellissier, Vice-CEO

   Mgmt    For    Refer    For
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion

   Mgmt    For    For    For
17  

Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
18  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    For    For
19  

Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
20  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion

   Mgmt    For    Refer    For
21  

Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
22  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21

   Mgmt    For    For    For
23  

Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers

   Mgmt    For    For    For
24  

Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
25  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
26  

Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
27  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million

   Mgmt    For    Refer    For
28  

Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Orange

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

29  

Authorize up to 0.06 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers

   Mgmt    For    Refer    Against
30  

Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees

   Mgmt    For    Refer    For
31  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    Refer    For
32  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
33  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by FCPE Cap Orange

   Mgmt         
A  

Amend Article 13 of Bylaws Re: Board Diversity

   SH    Against    Against    Against

MercadoLibre, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    58733R102
Record Date:    04/21/2017   Meeting Type:    Annual   Ticker:    MELI
     Shares Voted:    270,224     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan Segal

   Mgmt    For    For    For
1.2  

Elect Director Mario Eduardo Vazquez

   Mgmt    For    For    For
1.3  

Elect Director Alejandro Nicolas Aguzin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Co. S.A. as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

China Railway Construction Corporation Ltd.

 

Meeting Date:    06/15/2017   Country:    China   Primary Security ID:    Y1508P102
Record Date:    05/15/2017   Meeting Type:    Annual   Ticker:    601186
     Shares Voted:    6,790,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve 2016 Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2016 Work Report of the Supervisory Committee

   Mgmt    For    For    For
3  

Approve 2016 Audited Financial Statements

   Mgmt    For    For    For
4  

Approve 2016 Profit Distribution Plan

   Mgmt    For    For    For
5  

Approve 2016 Annual Report and Its Summary

   Mgmt    For    For    For
6  

Approve Determination of the Caps for Guarantees for Subsidiaries of the Company for 2017

   Mgmt    For    Refer    For
7  

Approve Transfer of Equity Interest Funded by the Proceeds Raised from the Non-public Issuance of A Shares in 2015 and Permanent Replenishment of Working Capital by the Proceeds from the Transfer and Remaining Uninvested Proceeds Raised from the Issuance

   Mgmt    For    For    For
8  

Approve Renewal of Mutual Supply of Services Framework Agreement

   Mgmt    For    Refer    For
9  

Approve Payment of Fees for Auditing the 2016 Annual Report and Relevant Services

   Mgmt    For    For    For
10  

Approve Payment of 2016 Internal Control Audit Fees

   Mgmt    For    For    For
11  

Approve Deloitte Touche Tohmatsu CPA LLP as External Auditors and Payment of 2017 Auditing Service Fee

   Mgmt    For    For    For
12  

Approve Remuneration of Directors and Supervisors

   Mgmt    For    Refer    For
13  

Approve Amendments to the Rules and Procedure for the Board of Directors

   Mgmt    For    Refer    For
14  

Approve Registration and Issuance of Debt Financing Instruments of the Company in the National Association of Financial Market Institutional Investors

   Mgmt    For    Refer    Against
15  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

China Railway Construction Corporation Ltd.

 

Meeting Date:    06/15/2017   Country:    China   Primary Security ID:    Y1508P102
Record Date:    05/15/2017   Meeting Type:    Annual   Ticker:    601186
     Shares Voted:    6,734,865     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF A SHARES

   Mgmt         
1  

Approve 2016 Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2016 Work Report of the Supervisory Committee

   Mgmt    For    For    For
3  

Approve 2016 Audited Financial Statements

   Mgmt    For    For    For
4  

Approve 2016 Profit Distribution Plan

   Mgmt    For    For    For
5  

Approve 2016 Annual Report and Its Summary

   Mgmt    For    For    For
6  

Approve Determination of the Caps for Guarantees for Subsidiaries of the Company for 2017

   Mgmt    For    Refer    For
7  

Approve Transfer of Equity Interest Funded by the Proceeds Raised from the Non-public Issuance of A Shares in 2015 and Permanent Replenishment of Working Capital by the Proceeds from the Transfer and Remaining Uninvested Proceeds Raised from the Issuance

   Mgmt    For    For    For
8  

Approve Renewal of Mutual Supply of Services Framework Agreement

   Mgmt    For    Refer    For
9  

Approve Payment of Fees for Auditing the 2016 Annual Report and Relevant Services

   Mgmt    For    For    For
10  

Approve Payment of 2016 Internal Control Audit Fees

   Mgmt    For    For    For
11  

Approve Deloitte Touche Tohmatsu CPA LLP as External Auditors and Payment of 2017 Auditing Service Fee

   Mgmt    For    For    For
12  

Approve Remuneration of Directors and Supervisors

   Mgmt    For    Refer    For
13  

Approve Amendments to the Rules and Procedure for the Board of Directors

   Mgmt    For    Refer    For
14  

Approve Registration and Issuance of Debt Financing Instruments of the Company in the National Association of Financial Market Institutional Investors

   Mgmt    For    Refer    Against
15  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

China Communications Construction Company Ltd.

 

Meeting Date:    06/16/2017   Country:    China   Primary Security ID:    Y1R36J108
Record Date:    05/17/2017   Meeting Type:    Annual   Ticker:    1800
     Shares Voted:    25,566,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve 2016 Audited Financial Statements

   Mgmt    For    For    For
2  

Approve Profit Distribution Plan and Final Dividend

   Mgmt    For    For    For
3  

Approve Ernst & Young as International Auditor and Ernst & Young Hua Ming LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Approve Estimated Cap for the Internal Guarantees of the Group in 2017

   Mgmt    For    Refer    Against
5  

Approve 2016 Report of the Board

   Mgmt    For    For    For
6  

Approve 2016 Report of the Supervisory Committee

   Mgmt    For    For    For
7  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
8  

Approve the Launch of Asset-Backed Securitization by the Company and its Subsidiaries

   Mgmt    For    Refer    For
9  

Approve Issuance of Medium and Long-Term Bonds

   Mgmt    For    Refer    For

Nissin Kogyo

 

Meeting Date:    06/16/2017   Country:    Japan   Primary Security ID:    J58074105
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    7230
     Shares Voted:    1,822,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Okawara, Eiji

   Mgmt    For    For    For
1.2  

Elect Director Takei, Junya

   Mgmt    For    For    For
1.3  

Elect Director Terada, Kenji

   Mgmt    For    For    For
1.4  

Elect Director Sato, Kazuya

   Mgmt    For    For    For
1.5  

Elect Director Ichikawa, Yuichi

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Nissin Kogyo

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Shinohara, Takayoshi

   Mgmt    For    For    For
1.7  

Elect Director Kobayashi, Keiichi

   Mgmt    For    For    For
1.8  

Elect Director Miyashita, Jiro

   Mgmt    For    For    For
1.9  

Elect Director Fukui, Masataka

   Mgmt    For    For    For
2  

Appoint Statutory Auditor Watanabe, Takanobu

   Mgmt    For    Refer    For
3  

Approve Annual Bonus

   Mgmt    For    Refer    For

Komatsu Ltd.

 

Meeting Date:    06/20/2017   Country:    Japan   Primary Security ID:    J35759125
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    6301
     Shares Voted:    2,062,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 29

   Mgmt    For    For    For
2.1  

Elect Director Noji, Kunio

   Mgmt    For    For    For
2.2  

Elect Director Ohashi, Tetsuji

   Mgmt    For    For    For
2.3  

Elect Director Fujitsuka, Mikio

   Mgmt    For    For    For
2.4  

Elect Director Kuromoto, Kazunori

   Mgmt    For    For    For
2.5  

Elect Director Mori, Masanao

   Mgmt    For    For    For
2.6  

Elect Director Oku, Masayuki

   Mgmt    For    For    For
2.7  

Elect Director Yabunaka, Mitoji

   Mgmt    For    For    For
2.8  

Elect Director Kigawa, Makoto

   Mgmt    For    For    For
3.1  

Appoint Statutory Auditor Matsuo, Hironobu

   Mgmt    For    Refer    For
3.2  

Appoint Statutory Auditor Ono, Kotaro

   Mgmt    For    Refer    For
4  

Approve Annual Bonus

   Mgmt    For    Refer    For
5  

Approve Deep Discount Stock Option Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Yahoo Japan Corporation

 

Meeting Date:    06/20/2017   Country:    Japan   Primary Security ID:    J95402103
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    4689
     Shares Voted:    14,090,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Miyasaka, Manabu

   Mgmt    For    For    For
1.2  

Elect Director Son, Masayoshi

   Mgmt    For    For    For
1.3  

Elect Director Miyauchi, Ken

   Mgmt    For    For    For
1.4  

Elect Director Jonathan Bullock

   Mgmt    For    For    For
1.5  

Elect Director Arthur Chong

   Mgmt    For    For    For
1.6  

Elect Director Alexi A. Wellman

   Mgmt    For    For    For
2.1  

Elect Director and Audit Committee Member Yoshii, Shingo

   Mgmt    For    For    For
2.2  

Elect Director and Audit Committee Member Onitsuka, Hiromi

   Mgmt    For    For    For
2.3  

Elect Director and Audit Committee Member Fujiwara, Kazuhiko

   Mgmt    For    For    For
3.1  

Elect Alternate Director and Audit Committee Member Uemura, Kyoko

   Mgmt    For    Refer    Against
3.2  

Elect Alternate Director and Audit Committee Member Kimiwada, Kazuko

   Mgmt    For    For    For
4  

Approve Equity Compensation Plan

   Mgmt    For    Refer    For

SoftBank Group Corp.

 

Meeting Date:    06/21/2017   Country:    Japan   Primary Security ID:    J75963108
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    9984
     Shares Voted:    1,157,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 22

   Mgmt    For    For    For
2.1  

Elect Director Son, Masayoshi

   Mgmt    For    For    For
2.2  

Elect Director Miyauchi, Ken

   Mgmt    For    For    For
2.3  

Elect Director Ronald Fisher

   Mgmt    For    For    For
2.4  

Elect Director Marcelo Claure

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

SoftBank Group Corp.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.5  

Elect Director Rajeev Misra

   Mgmt    For    For    For
2.6  

Elect Director Simon Segars

   Mgmt    For    For    For
2.7  

Elect Director Yun Ma

   Mgmt    For    For    For
2.8  

Elect Director Yanai, Tadashi

   Mgmt    For    For    For
2.9  

Elect Director Nagamori, Shigenobu

   Mgmt    For    For    For
2.10  

Elect Director Mark Schwartz

   Mgmt    For    For    For
2.11  

Elect Director Yasir O. Al-Rumayyan

   Mgmt    For    For    For
3.1  

Appoint Statutory Auditor Suzaki, Masato

   Mgmt    For    Refer    For
3.2  

Appoint Statutory Auditor Uno, Soichiro

   Mgmt    For    Refer    For
3.3  

Appoint Statutory Auditor Kubokawa, Hidekazu

   Mgmt    For    Refer    For
4  

Approve Stock Option Plan

   Mgmt    For    Refer    For

Whitbread PLC

 

Meeting Date:    06/21/2017   Country:    United Kingdom   Primary Security ID:    G9606P197
Record Date:    06/19/2017   Meeting Type:    Annual   Ticker:    WTB
     Shares Voted:    303,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Elect David Atkins as Director

   Mgmt    For    For    For
6  

Elect Adam Crozier as Director

   Mgmt    For    For    For
7  

Elect Deanna Oppenheimer as Director

   Mgmt    For    For    For
8  

Re-elect Richard Baker as Director

   Mgmt    For    For    For
9  

Re-elect Alison Brittain as Director

   Mgmt    For    For    For
10  

Re-elect Nicholas Cadbury as Director

   Mgmt    For    For    For
11  

Re-elect Sir Ian Cheshire as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Whitbread PLC

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Re-elect Chris Kennedy as Director

   Mgmt    For    For    For
13  

Re-elect Louise Smalley as Director

   Mgmt    For    For    For
14  

Re-elect Susan Martin as Director

   Mgmt    For    For    For
15  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Dai-Ichi Life Holdings Inc.

 

Meeting Date:    06/26/2017   Country:    Japan   Primary Security ID:    J09748112
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    8750
     Shares Voted:    2,994,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 43

   Mgmt    For    For    For
2.1  

Elect Director Watanabe, Koichiro

   Mgmt    For    For    For
2.2  

Elect Director Tsuyuki, Shigeo

   Mgmt    For    For    For
2.3  

Elect Director Inagaki, Seiji

   Mgmt    For    For    For
2.4  

Elect Director Tsutsumi, Satoru

   Mgmt    For    For    For
2.5  

Elect Director Ishii, Kazuma

   Mgmt    For    For    For
2.6  

Elect Director Taketomi, Masao

   Mgmt    For    For    For
2.7  

Elect Director Teramoto, Hideo

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Dai-Ichi Life Holdings Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.8  

Elect Director Kawashima, Takashi

   Mgmt    For    For    For
2.9  

Elect Director George Olcott

   Mgmt    For    For    For
2.10  

Elect Director Maeda, Koichi

   Mgmt    For    For    For
3  

Appoint KPMG AZSA LLC as New External Audit Firm

   Mgmt    For    For    For

 

Inpex Corporation             
Meeting Date:    06/27/2017   Country:    Japan   Primary Security ID:    J2467E101
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    1605
     Shares Voted:    6,567,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 9

   Mgmt    For    For    For
2.1  

Elect Director Kitamura, Toshiaki

   Mgmt    For    Refer    Against
2.2  

Elect Director Sano, Masaharu

   Mgmt    For    For    For
2.3  

Elect Director Murayama, Masahiro

   Mgmt    For    For    For
2.4  

Elect Director Ito, Seiya

   Mgmt    For    For    For
2.5  

Elect Director Sugaya, Shunichiro

   Mgmt    For    For    For
2.6  

Elect Director Ikeda, Takahiko

   Mgmt    For    For    For
2.7  

Elect Director Kurasawa, Yoshikazu

   Mgmt    For    For    For
2.8  

Elect Director Kittaka, Kimihisa

   Mgmt    For    For    For
2.9  

Elect Director Sase, Nobuharu

   Mgmt    For    For    For
2.10  

Elect Director Okada, Yasuhiko

   Mgmt    For    For    For
2.11  

Elect Director Sato, Hiroshi

   Mgmt    For    For    For
2.12  

Elect Director Matsushita, Isao

   Mgmt    For    For    For
2.13  

Elect Director Yanai, Jun

   Mgmt    For    For    For
2.14  

Elect Director Iio, Norinao

   Mgmt    For    For    For
2.15  

Elect Director Nishimura, Atsuko

   Mgmt    For    For    For
3  

Approve Annual Bonus

   Mgmt    For    Refer    For
4  

Approve Compensation Ceilings for Directors and Statutory Auditors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Nippon Telegraph & Telephone Corp.

 

Meeting Date:    06/27/2017   Country:    Japan   Primary Security ID:    J59396101
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    9432
     Shares Voted:    1,517,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 60

   Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    06/27/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    06/23/2017   Meeting Type:    Special   Ticker:    RIO
     Shares Voted:    1,984,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited

   Mgmt    For    Refer    For

Rio Tinto plc

 

Meeting Date:    06/27/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    05/30/2017   Meeting Type:    Special   Ticker:    RIO
     Shares Voted:    745,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

SMC Corp.

 

Meeting Date:    06/28/2017   Country:    Japan   Primary Security ID:    J75734103
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    6273
     Shares Voted:    124,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 200

   Mgmt    For    For    For
2  

Amend Articles to Amend Provisions on Number of Directors

   Mgmt    For    Refer    For
3.1  

Elect Director Takada, Yoshiyuki

   Mgmt    For    For    For
3.2  

Elect Director Maruyama, Katsunori

   Mgmt    For    For    For
3.3  

Elect Director Usui, Ikuji

   Mgmt    For    For    For
3.4  

Elect Director Kosugi, Seiji

   Mgmt    For    For    For
3.5  

Elect Director Satake, Masahiko

   Mgmt    For    For    For
3.6  

Elect Director Kuwahara, Osamu

   Mgmt    For    For    For
3.7  

Elect Director Takada, Yoshiki

   Mgmt    For    For    For
3.8  

Elect Director Ohashi, Eiji

   Mgmt    For    For    For
3.9  

Elect Director Kaizu, Masanobu

   Mgmt    For    For    For
3.10  

Elect Director Kagawa, Toshiharu

   Mgmt    For    For    For
4  

Approve Director Retirement Bonus

   Mgmt    For    Against    For

Isuzu Motors Ltd.

 

Meeting Date:    06/29/2017   Country:    Japan   Primary Security ID:    J24994113
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    7202
     Shares Voted:    7,327,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 16

   Mgmt    For    For    For
2.1  

Elect Director Katayama, Masanori

   Mgmt    For    For    For
2.2  

Elect Director Narimatsu, Yukio

   Mgmt    For    For    For
2.3  

Elect Director Takahashi, Shinichi

   Mgmt    For    For    For
2.4  

Elect Director Ito, Masatoshi

   Mgmt    For    For    For
3.1  

Appoint Statutory Auditor Shindo, Tetsuhiko

   Mgmt    For    Refer    Against
3.2  

Appoint Statutory Auditor Mikumo, Takashi

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Isuzu Motors Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.3  

Appoint Statutory Auditor Kawamura, Kanji

   Mgmt    For    Refer    Against
4  

Approve Performance-Based Cash Compensation Ceiling for Directors

   Mgmt    For    Refer    For

Mitsubishi UFJ Financial Group

 

Meeting Date:    06/29/2017   Country:    Japan   Primary Security ID:    J44497105
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    8306
     Shares Voted:    7,749,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 9

   Mgmt    For    For    For
2.1  

Elect Director Kawakami, Hiroshi

   Mgmt    For    For    For
2.2  

Elect Director Kawamoto, Yuko

   Mgmt    For    For    For
2.3  

Elect Director Matsuyama, Haruka

   Mgmt    For    For    For
2.4  

Elect Director Toby S. Myerson

   Mgmt    For    For    For
2.5  

Elect Director Okuda, Tsutomu

   Mgmt    For    For    For
2.6  

Elect Director Sato, Yukihiro

   Mgmt    For    Refer    Against
2.7  

Elect Director Tarisa Watanagase

   Mgmt    For    For    For
2.8  

Elect Director Yamate, Akira

   Mgmt    For    For    For
2.9  

Elect Director Shimamoto, Takehiko

   Mgmt    For    For    For
2.10  

Elect Director Okamoto, Junichi

   Mgmt    For    For    For
2.11  

Elect Director Sono, Kiyoshi

   Mgmt    For    For    For
2.12  

Elect Director Nagaoka, Takashi

   Mgmt    For    For    For
2.13  

Elect Director Ikegaya, Mikio

   Mgmt    For    For    For
2.14  

Elect Director Mike, Kanetsugu

   Mgmt    For    For    For
2.15  

Elect Director Hirano, Nobuyuki

   Mgmt    For    For    For
2.16  

Elect Director Kuroda, Tadashi

   Mgmt    For    For    For
2.17  

Elect Director Tokunari, Muneaki

   Mgmt    For    For    For
2.18  

Elect Director Yasuda, Masamichi

   Mgmt    For    For    For
3  

Amend Articles to Require Individual Compensation Disclosure for Directors

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Mitsubishi UFJ Financial Group

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Amend Articles to Separate Chairman of the Board and CEO

   SH    Against    Refer    For
5  

Amend Articles to Create System that Enables Employees to be Reinstated after Running for Office in National Elections, Local Assembly Elections, and Elections for the Heads of Local Governments

   SH    Against    Refer    Against
6  

Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately

   SH    Against    Refer    For
7  

Amend Articles to Disclose Director Training Policy

   SH    Against    Refer    Against
8  

Amend Articles to Add Provisions on Communications and Responses between Shareholders and Directors

   SH    Against    Refer    Against
9  

Amend Articles to Add Provisions Allowing Shareholders to Nominate Director Candidates to Nomination Committee and Its Equal Treatment

   SH    Against    Refer    Against
10  

Amend Articles to Allow Inclusion of Shareholder Proposals in Convocation Notice with the Upper Limit of 100 at Minimum

   SH    Against    Refer    Against
11  

Amend Articles to Establish Liaison for Reporting Concerns to Audit Committee

   SH    Against    Refer    Against
12  

Amend Articles to Mandate Holding of Meetings Consisting Solely of Outside Directors

   SH    Against    Refer    Against
13  

Amend Articles to Add Provisions on Recruitment and Offer of Senior Positions to Women Who Interrupted Their Careers for Childbirth

   SH    Against    Refer    Against
14  

Amend Articles to Prohibit Discriminatory Treatment of Activist Investors

   SH    Against    Refer    Against
15  

Amend Articles to Establish Special Committee on Expressing the Company’s Opinion on Recent Actions by Justice Minister Katsutoshi Kaneda

   SH    Against    Refer    Against
16  

Amend Articles to Establish Special Investigation Committee on Loans to K.K. Kenko

   SH    Against    Refer    Against
17  

Remove Director Haruka Matsuyama from Office

   SH    Against    Refer    Against
18  

Appoint Shareholder Director Nominee Lucian Bebchuk in place of Haruka Matsuyama

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Mitsubishi UFJ Financial Group

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19  

Amend Articles to Hand over Petition Calling for Refraining of Strongly Pursuing Negative Interest Rate Policy to Governor of the Bank of Japan

   SH    Against    Refer    Against


IVY LARGE CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Microchip Technology Incorporated

 

Meeting Date:    08/15/2016   Country:    USA   Primary Security ID:    595017104
Record Date:    06/21/2016   Meeting Type:    Annual   Ticker:    MCHP
     Shares Voted:    838,252     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2  

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.3  

Elect Director L.B. Day

   Mgmt    For    For    For
1.4  

Elect Director Esther L. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

NIKE, Inc.

 

Meeting Date:    09/22/2016   Country:    USA   Primary Security ID:    654106103
Record Date:    07/22/2016   Meeting Type:    Annual   Ticker:    NKE
     Shares Voted:    240,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alan B. Graf, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Michelle A. Peluso

   Mgmt    For    For    For
1.3  

Elect Director Phyllis M. Wise

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    Against    Against
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Lam Research Corporation

 

Meeting Date:    11/09/2016   Country:    USA   Primary Security ID:    512807108

Record Date:

   09/13/2016   Meeting Type:    Annual   Ticker:    LRCX
     Shares Voted:    781,624     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin B. Anstice

   Mgmt    For    For    For
1.2  

Elect Director Eric K. Brandt

   Mgmt    For    For    For
1.3  

Elect Director Michael R. Cannon

   Mgmt    For    For    For
1.4  

Elect Director Youssef A. El-Mansy

   Mgmt    For    For    For
1.5  

Elect Director Christine A. Heckart

   Mgmt    For    For    For
1.6  

Elect Director Catherine P. Lego

   Mgmt    For    For    For
1.7  

Elect Director Stephen G. Newberry

   Mgmt    For    For    For
1.8  

Elect Director Abhijit Y. Talwalkar

   Mgmt    For    For    For
1.9  

Elect Director Lih Shyng (Rick L.) Tsai

   Mgmt    For    For    For
2.10  

Elect Director John T. Dickson - Withdrawn Resolution

   Mgmt         
2.11  

Elect Director Gary B. Moore - Withdrawn Resolution

   Mgmt         
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    11/30/2016   Country:    USA   Primary Security ID:    594918104
Record Date:    09/30/2016   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    1,010,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Microsoft Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Amend Right to Call Special Meeting

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Proxy Access

   SH    Against    Against    Against

AutoZone, Inc.

 

Meeting Date:    12/14/2016   Country:    USA   Primary Security ID:    053332102
Record Date:    10/17/2016   Meeting Type:    Annual   Ticker:    AZO
     Shares Voted:    31,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas H. Brooks

   Mgmt    For    For    For
1.2  

Elect Director Linda A. Goodspeed

   Mgmt    For    For    For
1.3  

Elect Director Sue E. Gove

   Mgmt    For    For    For
1.4  

Elect Director Earl G. Graves, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Enderson Guimaraes

   Mgmt    For    For    For
1.6  

Elect Director J. R. Hyde, III

   Mgmt    For    For    For
1.7  

Elect Director D. Bryan Jordan

   Mgmt    For    For    For
1.8  

Elect Director W. Andrew McKenna

   Mgmt    For    For    For
1.9  

Elect Director George R. Mrkonic, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Luis P. Nieto

   Mgmt    For    For    For
1.11  

Elect Director William C. Rhodes, III

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

AutoZone, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Visa Inc.

 

Meeting Date:    01/31/2017   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/02/2016   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    805,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Gary A. Hoffman

   Mgmt    For    For    For
1e  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1f  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1g  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1h  

Elect Director John A.C. Swainson

   Mgmt    For    For    For
1i  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/28/2017   Country:    USA   Primary Security ID:    037833100
Record Date:    12/30/2016   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    315,582     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Apple Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Bell

   Mgmt    For    For    For
1.2  

Elect Director Tim Cook

   Mgmt    For    For    For
1.3  

Elect Director Al Gore

   Mgmt    For    For    For
1.4  

Elect Director Bob Iger

   Mgmt    For    For    For
1.5  

Elect Director Andrea Jung

   Mgmt    For    For    For
1.6  

Elect Director Art Levinson

   Mgmt    For    For    For
1.7  

Elect Director Ron Sugar

   Mgmt    For    For    For
1.8  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Disclose Charitable Contributions

   SH    Against    Against    Against
6  

Adopt Policy to Increase Diversity of Senior Management and Board of Directors

   SH    Against    Against    Against
7  

Proxy Access Amendments

   SH    Against    Against    Against

8

 

Engage Outside Independent Experts for Compensation Reforms

  

SH

  

Against

  

Refer

  

Against

9  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    03/09/2017   Country:    USA   Primary Security ID:    038222105
Record Date:    01/12/2017   Meeting Type:    Annual   Ticker:    AMAT
     Shares Voted:    532,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Judy Bruner

   Mgmt    For    For    For
1b  

Elect Director Xun (Eric) Chen

   Mgmt    For    For    For
1c  

Elect Director Aart J. de Geus

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Applied Materials, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d  

Elect Director Gary E. Dickerson

   Mgmt    For    For    For
1e  

Elect Director Stephen R. Forrest

   Mgmt    For    For    For
1f  

Elect Director Thomas J. Iannotti

   Mgmt    For    For    For
1g  

Elect Director Alexander A. Karsner

   Mgmt    For    For    For
1h  

Elect Director Adrianna C. Ma

   Mgmt    For    For    For
1i  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Starbucks Corporation

 

Meeting Date:    03/22/2017   Country:    USA   Primary Security ID:    855244109
Record Date:    01/12/2017   Meeting Type:    Annual   Ticker:    SBUX
     Shares Voted:    157,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Howard Schultz

   Mgmt    For    For    For
1b  

Elect Director William W. Bradley

   Mgmt    For    For    For
1c  

Elect Director Rosalind Brewer

   Mgmt    For    For    For
1d  

Elect Director Mary N. Dillon

   Mgmt    For    For    For
1e  

Elect Director Robert M. Gates

   Mgmt    For    For    For
1f  

Elect Director Mellody Hobson

   Mgmt    For    For    For
1g  

Elect Director Kevin R. Johnson

   Mgmt    For    For    For
1h  

Elect Director Jorgen Vig Knudstorp

   Mgmt    For    For    For
1i  

Elect Director Satya Nadella

   Mgmt    For    For    For
1j  

Elect Director Joshua Cooper Ramo

   Mgmt    For    For    For
1k  

Elect Director Clara Shih

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Starbucks Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1l  

Elect Director Javier G. Teruel

   Mgmt    For    For    For
1m  

Elect Director Myron E. Ullman, III

   Mgmt    For    For    For
1n  

Elect Director Craig E. Weatherup

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Amend Proxy Access Right

   SH    Against    Against    Against

Adobe Systems Incorporated

 

Meeting Date:    04/12/2017   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/14/2017   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    357,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy Banse

   Mgmt    For    For    For
1b  

Elect Director Edward Barnholt

   Mgmt    For    For    For
1c  

Elect Director Robert Burgess

   Mgmt    For    For    For
1d  

Elect Director Frank Calderoni

   Mgmt    For    For    For
1e  

Elect Director James Daley

   Mgmt    For    For    For
1f  

Elect Director Laura Desmond

   Mgmt    For    For    For
1g  

Elect Director Charles Geschke

   Mgmt    For    For    For
1h  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1i  

Elect Director Daniel Rosensweig

   Mgmt    For    For    For
1j  

Elect Director John Warnock

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

PPG Industries, Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    693506107
Record Date:    02/17/2017   Meeting Type:    Annual   Ticker:    PPG
     Shares Voted:    106,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Stephen F. Angel

   Mgmt    For    For    For
1.2  

Elect Director Hugh Grant

   Mgmt    For    For    For
1.3  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
1.4  

Elect Director Michele J. Hooper

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/25/2017   Country:    Jersey   Primary Security ID:    G8124V108
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    133,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Elect Ian Clark as Director

   Mgmt    For    For    For
7  

Elect Gail Fosler as Director

   Mgmt    For    For    For
8  

Re-elect Steven Gillis as Director

   Mgmt    For    For    For
9  

Re-elect David Ginsburg as Director

   Mgmt    For    For    For
10  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Shire plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Re-elect Sara Mathew as Director

   Mgmt    For    For    For
12  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
13  

Re-elect Flemming Ornskov as Director

   Mgmt    For    For    For
14  

Re-elect Jeffrey Poulton as Director

   Mgmt    For    For    For
15  

Elect Albert Stroucken as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Adopt New Articles of Association

   Mgmt    For    Refer    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

S&P Global Inc.

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    78409V104

Record Date:

   03/06/2017   Meeting Type:    Annual   Ticker:    SPGI
     Shares Voted:    111,507     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marco Alvera

   Mgmt    For    For    For
1.2  

Elect Director William D. Green

   Mgmt    For    For    For
1.3  

Elect Director Charles E. Haldeman, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Stephanie C. Hill

   Mgmt    For    For    For
1.5  

Elect Director Rebecca Jacoby

   Mgmt    For    For    For
1.6  

Elect Director Monique F. Leroux

   Mgmt    For    For    For
1.7  

Elect Director Maria R. Morris

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

S&P Global Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8  

Elect Director Douglas L. Peterson

   Mgmt    For    For    For
1.9  

Elect Director Michael Rake

   Mgmt    For    For    For
1.10  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1.11  

Elect Director Kurt L. Schmoke

   Mgmt    For    For    For
1.12  

Elect Director Richard E. Thornburgh

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    503,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director Robert P. Daniels

   Mgmt    For    For    For
1d  

Elect Director James C. Day

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Lockheed Martin Corporation

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    539830109
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    177,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    Refer    Against
1c  

Elect Director Rosalind G. Brewer

   Mgmt    For    Refer    Against
1d  

Elect Director David B. Burritt

   Mgmt    For    For    For
1e  

Elect Director Bruce A. Carlson

   Mgmt    For    Refer    Against
1f  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Falk

   Mgmt    For    Refer    Against
1h  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1i  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1j  

Elect Director James M. Loy

   Mgmt    For    For    For
1k  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1l  

Elect Director Anne Stevens

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

3

 

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Holy Land Principles

   SH    Against    Against    Against

The Goldman Sachs Group, Inc.

 

Meeting Date:    04/28/2017   Country:    USA   Primary Security ID:    38141G104
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    GS
     Shares Voted:    292,693     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd C. Blankfein

   Mgmt    For    For    For
1b  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1c  

Elect Director Mark A. Flaherty

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Goldman Sachs Group, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d  

Elect Director William W. George

   Mgmt    For    For    For
1e  

Elect Director James A. Johnson

   Mgmt    For    For    For
1f  

Elect Director Ellen J. Kullman

   Mgmt    For    For    For
1g  

Elect Director Lakshmi N. Mittal

   Mgmt    For    For    For
1h  

Elect Director Adebayo O. Ogunlesi

   Mgmt    For    For    For
1i  

Elect Director Peter Oppenheimer

   Mgmt    For    For    For
1j  

Elect Director David A. Viniar

   Mgmt    For    For    For
1k  

Elect Director Mark O. Winkelman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Bristol-Myers Squibb Company

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    110122108
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    198,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1B  

Elect Director Robert J. Bertolini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Matthew W. Emmens

   Mgmt    For    For    For
1E  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1F  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1G  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Theodore R. Samuels

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Vicki L. Sato

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Bristol-Myers Squibb Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
7  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Philip Morris International Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718172109
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    452,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Massimo Ferragamo

   Mgmt    For    For    For
1.5  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.6  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.7  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.8  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.9  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.10  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.11  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.12  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.13  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Philip Morris International Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Approve Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For
6  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
7  

Establish a Board Committee on Human Rights

   SH    Against    Refer    Against
8  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Allergan plc

 

Meeting Date:    05/04/2017   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    72,971     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1b  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1c  

Elect Director James H. Bloem

   Mgmt    For    For    For
1d  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1e  

Elect Director Adriane M. Brown

   Mgmt    For    For    For
1f  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1g  

Elect Director Catherine M. Klema

   Mgmt    For    For    For
1h  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1i  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1j  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1k  

Elect Director Ronald R. Taylor

   Mgmt    For    For    For
1l  

Elect Director Fred G. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Danaher Corporation

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    235851102
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    DHR
     Shares Voted:    310,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donald J. Ehrlich

   Mgmt    For    Refer    For
1.2  

Elect Director Linda Hefner Filler

   Mgmt    For    For    For
1.3  

Elect Director Robert J. Hugin

   Mgmt    For    For    For
1.4  

Elect Director Thomas P. Joyce, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Teri List-Stoll

   Mgmt    For    Refer    For
1.6  

Elect Director Walter G. Lohr, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Mitchell P. Rales

   Mgmt    For    For    For
1.8  

Elect Director Steven M. Rales

   Mgmt    For    For    For
1.9  

Elect Director John T. Schwieters

   Mgmt    For    Refer    For
1.10  

Elect Director Alan G. Spoon

   Mgmt    For    For    For
1.11  

Elect Director Raymond C. Stevens

   Mgmt    For    For    For
1.12  

Elect Director Elias A. Zerhouni

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Report on Goals to Reduce Greenhouse Gas Emissions

   SH    Against    Refer    Against

O’Reilly Automotive, Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    67103H107
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    ORLY
     Shares Voted:    91,900     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

O’Reilly Automotive, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David O’Reilly

   Mgmt    For    For    For
1b  

Elect Director Charles H. O’Reilly Jr.

   Mgmt    For    For    For
1c  

Elect Director Larry O’Reilly

   Mgmt    For    For    For
1d  

Elect Director Rosalie O’Reilly Wooten

   Mgmt    For    For    For
1e  

Elect Director Jay D. Burchfield

   Mgmt    For    For    For
1f  

Elect Director Thomas T. Hendrickson

   Mgmt    For    For    For
1g  

Elect Director Paul R. Lederer

   Mgmt    For    For    For
1h  

Elect Director John R. Murphy

   Mgmt    For    For    For
1i  

Elect Director Ronald Rashkow

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    015351109
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    ALXN
     Shares Voted:    66,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Felix J. Baker

   Mgmt    For    For    For
1.2  

Elect Director David R. Brennan

   Mgmt    For    For    For
1.3  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1.4  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.5  

Elect Director Ludwig N. Hantson

   Mgmt    For    For    For
1.6  

Elect Director John T. Mollen

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Alexion Pharmaceuticals, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director R. Douglas Norby

   Mgmt    For    For    For
1.8  

Elect Director Alvin S. Parven

   Mgmt    For    For    For
1.9  

Elect Director Andreas Rummelt

   Mgmt    For    For    For
1.10  

Elect Director Ann M. Veneman

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Provide For Confidential Running Vote Tallies On Executive Pay Matters

   SH    Against    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    05/10/2017   Country:    Canada   Primary Security ID:    13645T100
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    CP
     Shares Voted:    164,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For
2  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
3.1  

Elect Director John Baird

   Mgmt    For    For    For
3.2  

Elect Director Isabelle Courville

   Mgmt    For    For    For
3.3  

Elect Director Keith E. Creel

   Mgmt    For    For    For
3.4  

Elect Director Gillian (Jill) H. Denham

   Mgmt    For    For    For
3.5  

Elect Director William R. Fatt

   Mgmt    For    For    For
3.6  

Elect Director Rebecca MacDonald

   Mgmt    For    For    For
3.7  

Elect Director Matthew H. Paull

   Mgmt    For    For    For
3.8  

Elect Director Jane L. Peverett

   Mgmt    For    For    For
3.9  

Elect Director Andrew F. Reardon

   Mgmt    For    For    For
3.10  

Elect Director Gordon T. Trafton II

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Edwards Lifesciences Corporation

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    28176E108
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    EW
     Shares Voted:    217,649     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael A. Mussallem

   Mgmt    For    For    For
1b  

Elect Director Kieran T. Gallahue

   Mgmt    For    For    For
1c  

Elect Director Leslie S. Heisz

   Mgmt    For    For    For
1d  

Elect Director William J. Link

   Mgmt    For    For    For
1e  

Elect Director Steven R. Loranger

   Mgmt    For    For    For
1f  

Elect Director Martha H. Marsh

   Mgmt    For    For    For
1g  

Elect Director Wesley W. von Schack

   Mgmt    For    For    For
1h  

Elect Director Nicholas J. Valeriani

   Mgmt    For    For    For
2  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    907818108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    330,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Union Pacific Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1h  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1i  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1j  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1k  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    For

WEX Inc.

 

Meeting Date:    05/12/2017   Country:    USA   Primary Security ID:    96208T104
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    WEX
     Shares Voted:    108,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael E. Dubyak

   Mgmt    For    For    For
1.2  

Elect Director Rowland T. Moriarty

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

The Charles Schwab Corporation

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    808513105
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    SCHW
     Shares Voted:    950,700     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Charles Schwab Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director William S. Haraf

   Mgmt    For    For    For
1b  

Elect Director Frank C. Herringer

   Mgmt    For    For    For
1c  

Elect Director Stephen T. McLin

   Mgmt    For    For    For
1d  

Elect Director Roger O. Walther

   Mgmt    For    For    For
1e  

Elect Director Robert N. Wilson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
7  

Adopt Proxy Access Right

   SH    Against    Against    Against
8  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

Halliburton Company

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    406216101
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    867,262     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1b  

Elect Director William E. Albrecht

   Mgmt    For    For    For
1c  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1d  

Elect Director James R. Boyd

   Mgmt    For    For    For
1e  

Elect Director Milton Carroll

   Mgmt    For    For    For
1f  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1g  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1h  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Halliburton Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director David J. Lesar

   Mgmt    For    For    For
1j  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1k  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1l  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1m  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Northrop Grumman Corporation

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    666807102
Record Date:    03/21/2017   Meeting Type:    Annual   Ticker:    NOC
     Shares Voted:    31,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Wesley G. Bush

   Mgmt    For    For    For
1.2  

Elect Director Marianne C. Brown

   Mgmt    For    For    For
1.3  

Elect Director Victor H. Fazio

   Mgmt    For    For    For
1.4  

Elect Director Donald E. Felsinger

   Mgmt    For    For    For
1.5  

Elect Director Ann M. Fudge

   Mgmt    For    For    For
1.6  

Elect Director Bruce S. Gordon

   Mgmt    For    For    For
1.7  

Elect Director William H. Hernandez

   Mgmt    For    For    For
1.8  

Elect Director Madeleine A. Kleiner

   Mgmt    For    For    For
1.9  

Elect Director Karl J. Krapek

   Mgmt    For    For    For
1.10  

Elect Director Gary Roughead

   Mgmt    For    For    For
1.11  

Elect Director Thomas M. Schoewe

   Mgmt    For    For    For
1.12  

Elect Director James S. Turley

   Mgmt    For    For    For
1.13  

Elect Director Mark A. Welsh, III

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Northrop Grumman Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    437076102
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    450,799     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Armando Codina

   Mgmt    For    For    For
1h  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1i  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1j  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1k  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1m  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
6  

Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Home Depot, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Amend Articles/Bylaws/Charter - Call Special Meetings

   SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    023135106
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    61,808     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Tom A. Alberg

   Mgmt    For    For    For
1c  

Elect Director John Seely Brown

   Mgmt    For    For    For
1d  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1e  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For
1f  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Report on Use of Criminal Background Checks in Hiring

   SH    Against    Against    Against
7  

Include Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against
8  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

CME Group Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    412,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1c  

Elect Director Charles P. Carey

   Mgmt    For    For    For
1d  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1e  

Elect Director Ana Dutra

   Mgmt    For    For    For
1f  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1g  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1h  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1i  

Elect Director Leo Melamed

   Mgmt    For    For    For
1j  

Elect Director Alex J. Pollock

   Mgmt    For    For    For
1k  

Elect Director John F. Sandner

   Mgmt    For    For    For
1l  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1m  

Elect Director William R. Shepard

   Mgmt    For    For    For
1n  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

DexCom, Inc.

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    252131107
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    DXCM
     Shares Voted:    253,700     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

DexCom, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Collins

   Mgmt    For    For    For
1b  

Elect Director Mark Foletta

   Mgmt    For    For    For
1c  

Elect Director Eric J. Topol

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Increase Authorized Common Stock

   Mgmt    For    For    For

MGM Resorts International

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    552953101
Record Date:    04/05/2017   Meeting Type:    Annual   Ticker:    MGM
     Shares Voted:    416,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert H. Baldwin

   Mgmt    For    For    For
1.2  

Elect Director William A. Bible

   Mgmt    For    For    For
1.3  

Elect Director Mary Chris Gay

   Mgmt    For    For    For
1.4  

Elect Director William W. Grounds

   Mgmt    For    For    For
1.5  

Elect Director Alexis M. Herman

   Mgmt    For    For    For
1.6  

Elect Director Roland Hernandez

   Mgmt    For    For    For
1.7  

Elect Director John Kilroy

   Mgmt    For    For    For
1.8  

Elect Director Rose McKinney-James

   Mgmt    For    For    For
1.9  

Elect Director James J. Murren

   Mgmt    For    For    For
1.10  

Elect Director Gregory M. Spierkel

   Mgmt    For    For    For
1.11  

Elect Director Daniel J. Taylor

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

MGM Resorts International

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Facebook, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    449,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    For    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    For    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    For    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Report on Public Policy Issues Associated with Fake News

   SH    Against    Refer    Against
6  

Gender Pay Gap

   SH    Against    Against    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    For

Ulta Beauty, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    90384S303
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    ULTA
     Shares Voted:    34,400     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Ulta Beauty, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michelle L. Collins

   Mgmt    For    For    For
1.2  

Elect Director Dennis K. Eck

   Mgmt    For    For    For
1.3  

Elect Director Charles J. Philippin

   Mgmt    For    For    For
1.4  

Elect Director Vanessa A. Wittman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

salesforce.com, inc.

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    79466L302
Record Date:    04/12/2017   Meeting Type:    Annual   Ticker:    CRM
     Shares Voted:    321,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Marc Benioff

   Mgmt    For    For    For
1b  

Elect Director Keith Block

   Mgmt    For    For    For
1c  

Elect Director Craig Conway

   Mgmt    For    For    For
1d  

Elect Director Alan Hassenfeld

   Mgmt    For    For    For
1e  

Elect Director Neelie Kroes

   Mgmt    For    For    For
1f  

Elect Director Colin Powell

   Mgmt    For    For    For
1g  

Elect Director Sanford Robertson

   Mgmt    For    For    For
1h  

Elect Director John V. Roos

   Mgmt    For    For    For
1i  

Elect Director Robin Washington

   Mgmt    For    For    For
1j  

Elect Director Maynard Webb

   Mgmt    For    For    For
1k  

Elect Director Susan Wojcicki

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

salesforce.com, inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Shareholders May Call Special Meeting

   SH    Against    For    For

Alphabet Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    63,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Eric E. Schmidt

   Mgmt    For    For    For
1.4  

Elect Director L. John Doerr

   Mgmt    For    Refer    For
1.5  

Elect Director Roger W. Ferguson, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1.7  

Elect Director John L. Hennessy

   Mgmt    For    For    For
1.8  

Elect Director Ann Mather

   Mgmt    For    Refer    For
1.9  

Elect Director Alan R. Mulally

   Mgmt    For    For    For
1.10  

Elect Director Paul S. Otellini

   Mgmt    For    Refer    For
1.11  

Elect Director K. Ram Shriram

   Mgmt    For    Refer    For
1.12  

Elect Director Shirley M. Tilghman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Alphabet Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Report on Political Contributions

   SH    Against    Against    Against
9  

Report on Gender Pay Gap

   SH    Against    Against    Against
10  

Report on Charitable Contributions

   SH    Against    Against    Against
11  

Adopt Holy Land Principles

   SH    Against    Against    Against
12  

Report on Fake News

   SH    Against    Refer    Against

Biogen Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    09062X103
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    BIIB
     Shares Voted:    40,514     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Alexander J. Denner

   Mgmt    For    For    For
1b  

Elect Director Caroline D. Dorsa

   Mgmt    For    For    For
1c  

Elect Director Nancy L. Leaming

   Mgmt    For    For    For
1d  

Elect Director Richard C. Mulligan

   Mgmt    For    For    For
1e  

Elect Director Robert W. Pangia

   Mgmt    For    For    For
1f  

Elect Director Stelios Papadopoulos

   Mgmt    For    For    For
1g  

Elect Director Brian S. Posner

   Mgmt    For    For    For
1h  

Elect Director Eric K. Rowinsky

   Mgmt    For    For    For
1i  

Elect Director Lynn Schenk

   Mgmt    For    For    For
1j  

Elect Director Stephen A. Sherwin

   Mgmt    For    For    For
1k  

Elect Director Michel Vounatsos

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Comcast Corporation

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/16/2017   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    937,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    For    For
1.5  

Elect Director Gerald L. Hassell

   Mgmt    For    For    For
1.6  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.7  

Elect Director Asuka Nakahara

   Mgmt    For    For    For
1.8  

Elect Director David C. Novak

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

The Priceline Group Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    741503403
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    PCLN
     Shares Voted:    19,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy M. Armstrong

   Mgmt    For    For    For
1.2  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1.3  

Elect Director Jan L. Docter

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Priceline Group Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Jeffrey E. Epstein

   Mgmt    For    For    For
1.5  

Elect Director Glenn D. Fogel

   Mgmt    For    For    For
1.6  

Elect Director James M. Guyette

   Mgmt    For    For    For
1.7  

Elect Director Robert J. Mylod, Jr.

   Mgmt    For    For    For
1.8  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.9  

Elect Director Nancy B. Peretsman

   Mgmt    For    For    For
1.10  

Elect Director Thomas E. Rothman

   Mgmt    For    For    For
1.11  

Elect Director Craig W. Rydin

   Mgmt    For    For    For
1.12  

Elect Director Lynn M. Vojvodich

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    92532F100
Record Date:    04/12/2017   Meeting Type:    Annual   Ticker:    VRTX
     Shares Voted:    86,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alan Garber

   Mgmt    For    For    For
1.2  

Elect Director Margaret G. McGlynn

   Mgmt    For    For    For
1.3  

Elect Director William D. Young

   Mgmt    For    For    For
2  

Declassify the Board of Directors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Eliminate Supermajority Vote Requirement

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Vertex Pharmaceuticals Incorporated

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Caterpillar Inc.

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    149123101
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    CAT
     Shares Voted:    83,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1.2  

Elect Director Daniel M. Dickinson

   Mgmt    For    For    For
1.3  

Elect Director Juan Gallardo

   Mgmt    For    For    For
1.4  

Elect Director Jesse J. Greene, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Dennis A. Muilenburg

   Mgmt    For    For    For
1.7  

Elect Director William A. Osborn

   Mgmt    For    For    For
1.8  

Elect Director Debra L. Reed

   Mgmt    For    For    For
1.9  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1.11  

Elect Director Jim Umpleby

   Mgmt    For    For    For
1.12  

Elect Director Miles D. White

   Mgmt    For    For    For
1.13  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
8  

Report on Lobbying Priorities

   SH    Against    Against    Against
9  

Include Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Caterpillar Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Amend Compensation Clawback Policy

   SH    Against    For    For
11  

Require Independent Board Chairman

   SH    Against    Refer    Against

Celgene Corporation

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    151020104
Record Date:    04/20/2017   Meeting Type:    Annual   Ticker:    CELG
     Shares Voted:    503,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert J. Hugin

   Mgmt    For    For    For
1.2  

Elect Director Mark J. Alles

   Mgmt    For    For    For
1.3  

Elect Director Richard W. Barker

   Mgmt    For    For    For
1.4  

Elect Director Michael W. Bonney

   Mgmt    For    For    For
1.5  

Elect Director Michael D. Casey

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1.7  

Elect Director Michael A. Friedman

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Julia A. Haller

   Mgmt    For    For    For
1.9  

Elect Director Gilla S. Kaplan

   Mgmt    For    Refer    Withhold
1.10  

Elect Director James J. Loughlin

   Mgmt    For    For    For
1.11  

Elect Director Ernest Mario

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Provide For Confidential Running Vote Tallies On Executive Pay Matters

   SH    Against    For    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/21/2017   Country:    USA   Primary Security ID:    339041105
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    FLT
     Shares Voted:    79,400     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

FleetCor Technologies, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael Buckman

   Mgmt    For    For    For
1.2  

Elect Director Thomas M. Hagerty

   Mgmt    For    For    For
1.3  

Elect Director Steven T. Stull

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Adopt Simple Majority Vote

   SH    Against    For    For

Mastercard Incorporated

 

Meeting Date:    06/27/2017   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/27/2017   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    646,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For
1c  

Elect Director Silvio Barzi

   Mgmt    For    For    For
1d  

Elect Director David R. Carlucci

   Mgmt    For    For    For
1e  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1f  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1i  

Elect Director Oki Matsumoto

   Mgmt    For    For    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Jackson Tai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Mastercard Incorporated

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Report on Gender Pay Gap

   SH    Against    Against    Against


IVY LASALLE GLOBAL REAL ESTATE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      2      Approve Final Dividend    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      3      Approve Remuneration Report    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      4      Re-elect Toby Courtauld as Director    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      5      Re-elect Nick Sanderson as Director    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      6      Re-elect Neil Thompson as Director    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      7      Re-elect Martin Scicluna as Director    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      8      Re-elect Elizabeth Holden as Director    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      9      Re-elect Charles Philipps as Director    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      10      Re-elect Jonathan Short as Director    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      11      Reappoint Deloitte LLP as Auditors    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      12      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      13      Authorise Issue of Equity with Pre- emptive Rights    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      14      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      15      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      16      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Annual    07-Jul-16    05-Jul-16    Management      17      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore
Y1091F107
      Y1091N100    Special    13-Jul-16       Management      1      Approve Acquisition of 50.0 Percent of the Units in MSO Trust Which Holds Capitagreen    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      2      Approve Remuneration Report    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      3      Reappoint Deloitte LLP as Auditors    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      4      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      5      Re-elect Patrick Vaughan as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      6      Re-elect Andrew Jones as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      7      Re-elect Martin McGann as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      8      Re-elect Valentine Beresford as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      9      Re-elect Mark Stirling as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      10      Re-elect James Dean as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      11      Re-elect Alec Pelmore as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      12      Re-elect Andrew Varley as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      13      Re-elect Philip Watson as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      14      Re-elect Rosalyn Wilton as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      15      Re-elect Charles Cayzer as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      16      Elect Andrew Livingston as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      17      Authorise Issue of Equity with Pre- emptive Rights    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      18      Approve Scrip Dividend    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      19      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      20      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      21      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      2      Approve Remuneration Report    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      3      Approve Final Dividend    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      4      Re-elect Dame Alison Carnwath as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      5      Re-elect Robert Noel as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      6      Re-elect Martin Greenslade as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      7      Re-elect Kevin O’Byrne as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      8      Re-elect Simon Palley as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      9      Re-elect Christopher Bartram as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      10      Re-elect Stacey Rauch as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      11      Re-elect Cressida Hogg as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      12      Re-elect Edward Bonham Carter as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      13      Reappoint Ernst & Young LLP as Auditors    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      14      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      15      Approve Political Donations and Expenditures    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      16      Authorise Issue of Equity with Pre- emptive Rights    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      17      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      18      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      19      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      2      Approve Remuneration Report    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      3      Approve Final Dividend    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      4      Re-elect Tim Clark as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      5      Re-elect Richard Cotton as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      6      Re-elect James Gibson as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      7      Re-elect Georgina Harvey as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      8      Re-elect Steve Johnson as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      9      Re-elect Adrian Lee as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      10      Re-elect Mark Richardson as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      11      Re-elect John Trotman as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      12      Re-elect Nicholas Vetch as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      13      Reappoint Deloitte LLP as Auditors    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      14      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      15      Authorise Issue of Equity with Pre- emptive Rights    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      16      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      17      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      18      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      19      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    25-Jul-16       Management      1      Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    25-Jul-16       Management      2      Approve PricewaterhouseCoop ers LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    25-Jul-16       Management      3      Approve Issuance of Equity or Equity- Linked Securities with or without Preemptive Rights    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Special    25-Jul-16       Management      1      Approve Acquisition of the Property as an Interested Person Transaction    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Special    25-Jul-16       Management      2      Approve Issuance of New Units Under the Equity Fund Raising    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Special    25-Jul-16       Management      3      Approve Whitewash Resolution    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Special    27-Jul-16    22-Jul-16    Management      1      Authorize Issuance of Equity or Equity- Linked Securities without Preemptive Rights, up to Aggregate Nominal Amount of EUR 150 Million, For Future Exchange Offer on Fonciere de Paris Siic    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Special    27-Jul-16    22-Jul-16    Management      2      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Special    27-Jul-16    22-Jul-16    Management      3      Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      1      Note the Financial Statements and Statutory Report          Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      2      Note the Appointment of Auditor and Fixing of Their Remuneration          Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      3.1      Elect William Chan Chak Cheung as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      3.2      Elect David Charles Watt as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Link Real Estate Investment Trust

   823    Hong Kong    Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      4.1      Elect Poh Lee Tan as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong Kong    Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      4.2      Elect Nicholas Charles Allen as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong Kong    Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      4.3      Elect Ed Chan Yiu Cheong as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong Kong    Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      4.4      Elect Blair Chilton Pickerell as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong Kong    Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      5      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      1      Adopt Financial Statements and Directors’ and Auditors’ Reports    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      2      Approve Final Dividend    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      3a      Elect Seek Ngee Huat as Director    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      3b      Elect Luciano Lewandowski as Director    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      3c      Elect Fang Fenglei as Director    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      4a      Elect Paul Cheng Ming Fun as Director    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      4b      Elect Yoichiro Furuse as Director    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      5      Approve Directors’ Fees    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      6      Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      7      Approve Issuance of Equity or Equity- Linked Securities with or without Preemptive Rights    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      8      Approve Grant of Awards and Issuance of Shares Under the GLP Performance Share Plan and/or the GLP Restricted Share Plan    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      9      Authorize Share Repurchase Program    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-16       Management      10      Adopt New Constitution    For    For    Yes    No

Daiwa Office Investment Corp

   8976    Japan    J1250G109    J1250G109    Special    19-Aug-16    31-May-16    Management      1      Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Objectives - Amend Asset Management Compensation    For    For    Yes    No

Daiwa Office Investment Corp

   8976    Japan    J1250G109    J1250G109    Special    19-Aug-16    31-May-16    Management      2      Elect Executive Director Murakami, Yoshimi    For    For    Yes    No

Daiwa Office Investment Corp

   8976    Japan    J1250G109    J1250G109    Special    19-Aug-16    31-May-16    Management      3      Elect Alternate Executive Director Nishigaki, Yoshiki    For    For    Yes    No

Daiwa Office Investment Corp

   8976    Japan    J1250G109    J1250G109    Special    19-Aug-16    31-May-16    Management      4.1      Elect Supervisory Director Hiraishi, Takayuki    For    For    Yes    No

Daiwa Office Investment Corp

   8976    Japan    J1250G109    J1250G109    Special    19-Aug-16    31-May-16    Management      4.2      Elect Supervisory Director Sakuma, Hiroshi    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Special    23-Aug-16    15-Jul-16    Management      1      Issue Shares in Connection with Merger    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Special    23-Aug-16    15-Jul-16    Management      2      Increase Authorized Common Stock    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Special    23-Aug-16    15-Jul-16    Management      3      Adjourn Meeting    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      1      Approve Dividends Charged to Reserves    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      2      Approve Acquisition of Metrovacesa’s Commercial Property and Rented Residential Assets    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      3.1      Elect Rodrigo Echenique Gordillo as Director    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      3.2      Elect Francisca Ortega Hernández-Agero as Director    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      3.3      Elect Javier Garcia- Carranza Benjumea as Director    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      3.4      Elect Agustin Vidal- Aragon de Olives as Director    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      3.5      Elect Pilar Cavero Mestre as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      3.6      Elect Juan María Aguirre Gonzalo as Director    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      3.7      Fix Number of Directors at 15    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      4      Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 2.7 Billion and Issuance of Notes up to EUR 500 Million    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Special    14-Sep-16    09-Sep-16    Management      5      Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Buwog AG

   BWO    Austria       A1R56Z103    Annual    14-Oct-16    04-Oct-16    Management      1      Receive Financial Statements and Statutory Reports (Non- Voting)          Yes    No

Buwog AG

   BWO    Austria       A1R56Z103    Annual    14-Oct-16    04-Oct-16    Management      2      Approve Allocation of Income    For    For    Yes    No

Buwog AG

   BWO    Austria       A1R56Z103    Annual    14-Oct-16    04-Oct-16    Management      3      Approve Discharge of Management Board    For    For    Yes    No

Buwog AG

   BWO    Austria       A1R56Z103    Annual    14-Oct-16    04-Oct-16    Management      4      Approve Discharge of Supervisory Board    For    For    Yes    No

Buwog AG

   BWO    Austria       A1R56Z103    Annual    14-Oct-16    04-Oct-16    Management      5      Approve Remuneration of Supervisory Board Members    For    For    Yes    No

Buwog AG

   BWO    Austria       A1R56Z103    Annual    14-Oct-16    04-Oct-16    Management      6      Ratify Auditors    For    Against    Yes    Yes

Buwog AG

   BWO    Austria       A1R56Z103    Annual    14-Oct-16    04-Oct-16    Management      7      Approve Stock Option Plan for Key Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights    For    Against    Yes    Yes

FIBRA Prologis

   FIBRAPL
14
   Mexico       P4559M101    Special    25-Oct-16    17-Oct-16    Management      1      Elect Members of Trust Technical Committee    For    For    Yes    No

FIBRA Prologis

   FIBRAPL
14
   Mexico       P4559M101    Special    25-Oct-16    17-Oct-16    Management      2      Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      2      Approve Final Dividend    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.1a      Elect Kwok Kai-wang, Christopher as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.1b      Elect Kwok Ping-luen, Raymond as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.1c      Elect Lee Shau-kee as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.1d      Elect Wong Chik-wing, Mike as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.1e      Elect Yip Dicky Peter as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.1f      Elect Wong Yue-chim, Richard as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.1g      Elect Fung Kwok-lun, William as Director    For    Against    Yes    Yes

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.1h      Elect Leung Nai-pang, Norman as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.1i      Elect Leung Kui-king, Donald as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.1j      Elect Kwan Cheuk-yin, William as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      3.2      Approve Directors’ Fees    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      4      Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      5      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      6      Approve Issuance of Equity or Equity- Linked Securities without Preemptive Rights    For    Against    Yes    Yes

Sun Hung Kai Properties Ltd.

   16    Hong
Kong
   Y82594121    Y82594121    Annual    09-Nov-16    04-Nov-16    Management      7      Authorize Reissuance of Repurchased Shares    For    Against    Yes    Yes

Mirvac Group

   MGR    Australia    Q62377108    Q62377108    Annual/Spe
cial
   17-Nov-16    15-Nov-16    Management      2.1      Elect James M. Millar as Director    For    For    Yes    No

Mirvac Group

   MGR    Australia    Q62377108    Q62377108    Annual/Spe
cial
   17-Nov-16    15-Nov-16    Management      2.2      Elect John Mulcahy as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Mirvac Group

   MGR    Australia    Q62377108    Q62377108    Annual/Spe
cial
   17-Nov-16    15-Nov-16    Management      2.3      Elect Elana Rubin as Director    For    For    Yes    No

Mirvac Group

   MGR    Australia    Q62377108    Q62377108    Annual/Spe
cial
   17-Nov-16    15-Nov-16    Management      3      Approve the Remuneration Report    For    For    Yes    No

Mirvac Group

   MGR    Australia    Q62377108    Q62377108    Annual/Spe
cial
   17-Nov-16    15-Nov-16    Management      4.1      Approve the Long Term Performance Plan    For    For    Yes    No

Mirvac Group

   MGR    Australia    Q62377108    Q62377108    Annual/Spe
cial
   17-Nov-16    15-Nov-16    Management      4.2      Approve the General Employee Exemption Plan    For    For    Yes    No

Mirvac Group

   MGR    Australia    Q62377108    Q62377108    Annual/Spe
cial
   17-Nov-16    15-Nov-16    Management      5      Approve the Grant of Performance Rights to Susan Lloyd-Hurwitz, CEO and Managing Director of the Company    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      2      Approve Remuneration Report    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      3      Approve Final Dividend    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      4      Elect Jonathan Nicholls as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      5      Re-elect Brian Bickell as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      6      Re-elect Simon Quayle as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      7      Re-elect Tom Welton as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      8      Re-elect Chris Ward as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      9      Re-elect Jill Little as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      10      Re-elect Oliver Marriott as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      11      Re-elect Dermot Mathias as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      12      Re-elect Hilary Riva as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      13      Re-elect Sally Walden as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      14      Reappoint Ernst & Young LLP as Auditors    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      15      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      16      Authorise Issue of Equity with Pre- emptive Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      17      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      18      Authorise Issue of Equity without Pre- emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      19      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      20      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Special    24-Feb-17    23-Jan-17    Management      1      Approve Merger Agreement    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Special    24-Feb-17    23-Jan-17    Management      2      Increase Authorized Common Stock    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Special    24-Feb-17    23-Jan-17    Management      3      Approve Increase in Size of Board    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Special    24-Feb-17    23-Jan-17    Management      4      Adjourn Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      1      Open Meeting          Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      2      Elect Chairman of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      3      Prepare and Approve List of Shareholders    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      4      Designate Inspector(s) of Minutes of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      5      Approve Agenda of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      6      Acknowledge Proper Convening of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      7      Receive President’s Report          Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      8      Receive Financial Statements and Statutory Reports          Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      9      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      10      Approve Allocation of Income and Dividends of SEK 3.30 Per Share    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      11      Approve Discharge of Board and President    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      12      Determine Number of Members (9) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0)    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      13      Approve Remuneration of Directors in the Amount of SEK 450,000 for Chairman andSEK 225,000 for Other Non-Executive Directors; Approve Remuneration of Auditors    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      14      Reelect Claes Boustedt, Peter Egardt, Liv Forhaug, Louise Lindh, Fredrik Lundberg (Chairman), Fredrik Persson, Sten Peterson, Anna-Greta Sjoberg and Ivo Stopner as Directors; Ratify KPMG as Auditors    For    Against    Yes    Yes

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      15      Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      16      Authorize Share Repurchase Program and Reissuance of Repurchased Shares    For    For    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17a      Adopt a Vision for Absolute Gender Equality on All Levels Within the Company    None    Against    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17b      Instruct the Board to Set Up a Working Group Concerning Gender and Ethnicity Diversification Within the Company    None    Against    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17c      Require the Results from the Working Group Concerning Item 17a to be Reported to the AGM    None    Against    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17d      Request Board to Take Necessary Action to Create a Shareholders’ Association    None    Against    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17e      Prohibit Directors from Being Able to Invoice Director’s Fees via Swedish and Foreign Legal Entities    None    Against    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17f      Instruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity    None    Against    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17g      Request Board to Propose to the Appropriate Authority to Bring About a Changed Regulation in the Area Relating to Item 17e    None    Against    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17h      Instruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee    None    Against    Yes    No

Hufvudstaden AB

   HUFV
A
   Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17i      Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies    None    Against    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17j      Request Board to Draw the Attention to the Need for Introducing a “Politician Quarantine”    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     18      Amend Articles Re: Equal Voting Rights of Shares    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     19      Amend Articles Re: Former Politicians on the Board of Directors    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      20      Close Meeting          Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      1      Open Meeting          Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      2      Elect Chairman of Meeting    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      3      Prepare and Approve List of Shareholders    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      4      Approve Agenda of Meeting    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      5      Designate Inspector(s) of Minutes of Meeting    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      6      Acknowledge Proper Convening of Meeting    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      7      Receive Financial Statements and Statutory Reports          Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      8a      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      8b      Approve Allocation of Income and Dividends of SEK 4 Per Share    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      8c      Approve Discharge of Board and President    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      8d      Approve 31 March 2017 as Record Date for Dividend Payment    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      9      Determine Number of Members (7) and Deputy Members (0) of Board; Receive Nominating Committee’s Report    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      10      Approve Remuneration of Directors in the Amount of SEK 800,000 for Chairman and SEK 200,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      11      Reelect Erik Paulsson (Chairman), Anette Asklin, Anna Engebretsen, Eva Eriksson, MarthaJosefsson, Par Nuder and Mats Qviberg as Directors    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      12      Ratify Deloitte as Auditor    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      13      Authorize Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      14      Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      15      Authorize Share Repurchase Program and Reissuance of Repurchased Shares    For    For    Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      16      Other Business          Yes    No

Fabege AB

   FABG    Sweden    W7888D108    W7888D108    Annual    29-Mar-17    23-Mar-17    Management      17      Close Meeting          Yes    No

PSP Swiss Property AG

   PSPN    Switzerland
H64687124
      H64687124    Annual    05-Apr-17       Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      2      Approve Remuneration Report    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      3      Approve Allocation of Income and Dividends of CHF 3.35 per Share    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      4      Approve Discharge of Board and Senior Management    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.1      Reelect Luciano Gabriel as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.2      Reelect Corinne Denzler as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.3      Reelect Adrian Dudle as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.4      Reelect Peter Forstmoser as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.5      Reelect Nathan Hetz as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.6      Reelect Josef Stadler as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.7      Reelect Aviram Wertheim as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      6      Elect Luciano Gabriel as Board Chairman    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      7.1      Appoint Peter Forstmoser as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      7.2      Appoint Adrian Dudle as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      7.3      Appoint Nathan Hetz as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      7.4      Appoint Josef Stadler as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      8      Approve Remuneration of Board of Directors in the Amount of CHF 1 Million    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      9      Approve Remuneration of Executive Committee in the Amount of CHF 4.5 Million    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      10      Ratify Ernst and Young AG as Auditors    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      11      Designate Proxy Voting Services GmbH as Independent Proxy    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      12      Transact Other Business (Voting)    For    Against    Yes    Yes

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-Apr-17    03-Apr-17    Management      2      Approve the Remuneration Report    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-Apr-17    03-Apr-17    Management      3      Elect Andrew Harmos as Director    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-Apr-17    03-Apr-17    Management      4      Elect Aliza Knox as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      2      Approve the Remuneration Report    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      3      Elect Brian Schwartz as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      4      Elect Roy Furman as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      5      Elect Mark R Johnson as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      6      Elect Steven Lowy as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      7      Elect Jeffrey Goldstein as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      8      Elect Dawn Ostroff as Director    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    18-Apr-17       Management      1      Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    18-Apr-17       Management      2      Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    18-Apr-17       Management      3      Approve Issuance of Equity or Equity- Linked Securities with or without Preemptive Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

CapitaLand Commercial Trust

   C61U    Singapore
Y1091F107
      Y1091N100    Annual    18-Apr-17       Management      4      Authorize Unit Repurchase Program    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      1      Open Meeting          Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      2      Receive Report of Management Board (Non-Voting)          Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      3      Discuss Remuneration Report Containing Remuneration Policy for Management Board Members          Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      4      Adopt Financial Statements and Statutory Reports    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      5      Receive Explanation on Company’s Reserves and Dividend Policy          Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      6      Approve Dividends of EUR 2.05 Per Share    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      7      Approve Discharge of Management Board    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      8      Approve Discharge of Supervisory Board    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      9      Approve Remuneration of Supervisory Board    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      10      Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      11      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      12      Other Business (Non- Voting)          Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      13      Close Meeting          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      1      Open Meeting          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      2      Receive Report of Management Board (Non-Voting)          Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      3.a      Receive Report of Supervisory Board (Non-Voting)          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      3.b      Discuss Remuneration Report          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      4      Adopt Financial Statements    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      5      Receive Explanation on Dividend Policy          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      6      Approve Dividends of EUR 0.27 Per Share    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      7      Approve Discharge of Management Board    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      8      Approve Discharge of Supervisory Board    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      9      Discuss Composition of Management Board          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      10      Discuss Composition of the Supervisory Board          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      11      Amend Articles Re: Legislative Updates and Reverse Stock Split 1:8    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      12      Approve Publication of Information in English    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      13.a      Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      13.b      Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 13.a    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      13.c      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      14      Outlook for 2017          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      15      Other Business (Non- Voting)          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      16      Close Meeting          Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Tokyu Reit Inc.

   8957    Japan    J88914106    J88914106    Special    21-Apr-17    31-Jan-17    Management      1      Amend Articles to Amend Permitted Investment Objectives    For    For    Yes    No

Tokyu Reit Inc.

   8957    Japan    J88914106    J88914106    Special    21-Apr-17    31-Jan-17    Management      2      Elect Executive Director Kashiwazaki, Kazuyoshi    For    For    Yes    No

Tokyu Reit Inc.

   8957    Japan    J88914106    J88914106    Special    21-Apr-17    31-Jan-17    Management      3.1      Elect Supervisory Director Yanagisawa, Giichi    For    For    Yes    No

Tokyu Reit Inc.

   8957    Japan    J88914106    J88914106    Special    21-Apr-17    31-Jan-17    Management      3.2      Elect Supervisory Director Kondo, Maruhito    For    For    Yes    No

CapitaLand Limited

   C31    Singapore    Y10923103    Y10923103    Annual    24-Apr-17       Management      1      Adopt Financial Statements and Directors’ and Auditors’ Reports    For    For    Yes    No

CapitaLand Limited

   C31    Singapore    Y10923103    Y10923103    Annual    24-Apr-17       Management      2      Approve First and Final Dividend    For    For    Yes    No

CapitaLand Limited

   C31    Singapore    Y10923103    Y10923103    Annual    24-Apr-17       Management      3      Approve Directors’ Fees    For    For    Yes    No

CapitaLand Limited

   C31    Singapore    Y10923103    Y10923103    Annual    24-Apr-17       Management      4a      Elect Euleen Goh Yiu Kiang as Director    For    For    Yes    No

CapitaLand Limited

   C31    Singapore    Y10923103    Y10923103    Annual    24-Apr-17       Management      4b      Elect Philip Nalliah Pillai as Director    For    For    Yes    No

CapitaLand Limited

   C31    Singapore    Y10923103    Y10923103    Annual    24-Apr-17       Management      5      Elect Chaly Mah Chee Kheong as Director    For    For    Yes    No

CapitaLand Limited

   C31    Singapore    Y10923103    Y10923103    Annual    24-Apr-17       Management      6      Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

CapitaLand Limited

   C31    Singapore    Y10923103    Y10923103    Annual    24-Apr-17       Management      7      Approve Issuance of Equity or Equity- Linked Securities with or without Preemptive Rights    For    For    Yes    No

CapitaLand Limited

   C31    Singapore    Y10923103    Y10923103    Annual    24-Apr-17       Management      8      Approve Grant of Awards and Issuance of Shares Under the CapitaLand Performance Share Plan 2010 and CapitaLand Restricted Share Plan 2010    For    For    Yes    No

CapitaLand Limited

   C31    Singapore    Y10923103    Y10923103    Annual    24-Apr-17       Management      9      Authorize Share Repurchase Program    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      2      Approve Remuneration Report    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      3      Approve Remuneration Policy    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      4      Approve Final Dividend    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      5      Re-elect David Atkins as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      6      Re-elect Pierre Bouchut as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      7      Re-elect Gwyn Burr as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      8      Re-elect Peter Cole as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      9      Re-elect Timon Drakesmith as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      10      Re-elect Terry Duddy as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      11      Re-elect Andrew Formica as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      12      Re-elect Judy Gibbons as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      13      Re-elect Jean-Philippe Mouton as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      14      Re-elect David Tyler as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      15      Appoint PricewaterhouseCoop ers LLP as Auditors    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      16      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      17      Authorise Issue of Equity with Pre- emptive Rights    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      18      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No

Hammerson plc

   HMSO    United

Kingdom

   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      19      Authorise Issue of Equity without Pre- emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      20      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      21      Approve Long-Term Incentive Plan    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      22      Adopt New Articles of Association    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      23      Approve Scrip Dividend Scheme    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      1      Open Meeting          Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      2      Elect Chairman of Meeting    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      3      Prepare and Approve List of Shareholders    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      4      Approve Agenda of Meeting    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      5      Designate Inspector(s) of Minutes of Meeting    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      6      Acknowledge Proper Convening of Meeting    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      7      Receive Board’s Report; Receive Reports of Committee Work          Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      8      Receive Financial Statements and Statutory Reports          Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      9a      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      9b      Approve Allocation of Income and Dividends of SEK 2.00 Per Share; Approve Record Date for Dividend Payment, April 27, 2017    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      9c      Approve Discharge of Board and President    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      10      Receive Report on Nominating Committee’s Work          Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      11      Determine Number of Board Directors (7) and Deputy Directors(0)    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      12      Approve Remuneration of Directors in the Amount of SEK 475,000 to the Chairman and SEK 220,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      13a      Reelect Charlotte Axelsson as Director    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      13b      Reelect Joachim Gahm as Director    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      13c      Reelect Liselotte Hjorth as Director    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      13d      Reelect Goran Larsson as Director    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      13e      Reelect Kia Orback Pettersson as Director    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      13f      Reelect Charlotta Wikstrom as Director    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      13g      Elect Ingalill Berglund as New Director    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      14      Elect Goran Larsson as Board Chairman    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      15      Elect Goran Larsson, Eva Gottfridsdotter- Nilsson, Krister Hjelmstedt, and Martin Jonasson as Members of Nominating Committee together with the Chairman of the Board    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      16      Ratify Ernst & Young as Auditors    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      17      Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      18      Authorize Share Repurchase Program    For    For    Yes    No

Kungsleden AB

   KLED    Sweden    W53033101    W53033101    Annual    25-Apr-17    19-Apr-17    Management      19      Close Meeting          Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      1      Approve Consolidated and Standalone Financial Statements    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      2.1      Approve Allocation of Income and Dividends    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      2.2      Approve Dividends Charged to Reserves    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      3      Approve Discharge of Board    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      4      Renew Appointment of Deloitte as Auditor    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      5.1      Fix Number of Directors at 13    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      5.2      Ratify Appointment of and Elect Jose Ferris Monera as Director    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      6      Approve Remuneration of Directors    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      7.1      Approve Remuneration Policy    For    Against    Yes    Yes

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      7.2      Amend Restricted Stock Plan    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      8      Approve Restricted Stock Plan    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      9      Advisory Vote on Remuneration Report    For    Against    Yes    Yes

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      10      Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity- Linked Securities, Excluding Preemptive Rights of up to 20 Percent    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      11      Authorize Share Repurchase Program    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      12      Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 1 Billion    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      13      Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 4 Billion and Issuance of Notes up to EUR 500 Million    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      14.1      Amend Article 38 Re: Director Remuneration    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      14.2      Amend Article 55 Re: Distribution of Dividends    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      15      Amend Article 21 of General Meeting Regulations Re: Proxy Voting    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      16      Authorize Company to Call EGM with 15 Days’ Notice    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      17      Approve Charitable Donations    For    For    Yes    No

Merlin Properties SOCIMI, SA

   MRL    Spain       E7390Z100    Annual    25-Apr-17    20-Apr-17    Management      18      Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    25-Apr-17    20-Apr-17    Management      1      Approve Financial Statements and Statutory Reports    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    25-Apr-17    20-Apr-17    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    25-Apr-17    20-Apr-17    Management      3      Approve Allocation of Income and Dividends of EUR 10.20 per Share    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      4      Approve Auditors’ Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      5      Approve Remuneration Policy for Supervisory Board Members    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      6      Approve Remuneration Policy for Chairman of the Management Board    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      7      Approve Remuneration Policy for Management Board Members    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      8      Non-Binding Vote on Compensation of Christophe Cuvillier, Chairman of the Management Board    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      9      Non-Binding Vote on Compensation of Olivier Bossard, Fabrice Mouchel, Astrid Panosyan, Jaap Tonckens and Jean- Marie Tritant, Members of the Management Board    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      10      Reelect Dagmar Kollmann as Supervisory Board Member    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      11      Elect Phllippe Collombel as Supervisory Board Member    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      12      Elect Colin Dyer as Supervisory Board Member    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      13      Elect Roderick Munsters as Supervisory Board Member    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      14      Renew Appointment of Ernst and Young Audit as Auditor    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      15      Renew Appointment of Deloitte et Associés as Auditor    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      16      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      17      Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      18      Authorize Issuance of Equity or Equity- Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      19      Authorize Issuance of Equity or Equity- Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      20      Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 18-19    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      21      Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Spe
cial
   25-Apr-17    20-Apr-17    Management      22      Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans Reserved for Employees and Executive Officers of the Company    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    25-Apr-17    20-Apr-17    Management      23      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    25-Apr-17    20-Apr-17    Management      24      Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1a      Elect Director William Cavanaugh, III    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1b      Elect Director Alan H. Cohen    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1c      Elect Director James B. Connor    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1d      Elect Director Ngaire E. Cuneo    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1e      Elect Director Charles R. Eitel    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1f      Elect Director Melanie R. Sabelhaus    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1g      Elect Director Peter M. Scott, III    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1h      Elect Director Jack R. Shaw    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1i      Elect Director Michael E. Szymanczyk    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1j      Elect Director Lynn C. Thurber    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      4      Ratify KPMG LLP as Auditors    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      1      Approve Financial Statements and Statutory Reports    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      3      Approve Transfer of Revaluation Gains and Additional Depreciation to Corresponding Reserves Account    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      4      Approve Allocation of Income and Dividends of EUR 5.20 per Share    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      5      Approve Stock Dividend Program (Cash or New Shares)    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      6      Approve Severance Agreement with Meka Brunel, CEO    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      7      Non-Binding Vote on Compensation of Bernard Michel, Chairman    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      8      Non-Binding Vote on Compensation of Philippe Depoux, CEO    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      9      Approve Remuneration Policy of the Chairman    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      10      Approve Remuneration Policy of CEO    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      11      Ratify Appointment of Ivanhoe Cambridge Inc. as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      12      Reelect Ivanhoe Cambridge Inc. as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      13      Elect Laurence Danon as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      14      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      15      Authorize Issuance of Equity or Equity- Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      16      Authorize Issuance of Equity or Equity- Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 47.5 Million    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      17      Authorize Capital Increase of Up to EUR 47.5 Million for Future Exchange Offers    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      18      Approve Issuance of Equity or Equity- Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 47.5 Million    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      19      Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      20      Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      21      Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    26-Apr-17    21-Apr-17    Management      22      Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Spe
cial
   26-Apr-17    21-Apr-17    Management      23      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Spe
cial
   26-Apr-17    21-Apr-17    Management      24      Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Spe
cial
   26-Apr-17    21-Apr-17    Management      25      Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.1      Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.2      Elect Director Tamara Hughes Gustavson    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.3      Elect Director Uri P. Harkham    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.4      Elect Director Leslie S. Heisz    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.5      Elect Director B. Wayne Hughes, Jr.    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.6      Elect Director Avedick B. Poladian    For    Against    Yes    Yes

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.7      Elect Director Gary E. Pruitt    For    Against    Yes    Yes

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.8      Elect Director Ronald P. Spogli    For    Against    Yes    Yes

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.9      Elect Director Daniel C. Staton    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      4      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      1      Receive Directors’ Reports on Statutory and Consolidated Financial Statements (Non-Voting)          Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      2      Receive Auditors’ Reports Re: Item 1          Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      3      Receive Explanation of Company’s Dividend Policy          Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      4      Approve Financial Statements and Allocation of Income    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      5.a      Approve Discharge of Statutory Manager    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      5.b      Approve Discharge of Permanent Representative of Statutory Manager    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      5.c      Approve Discharge of Auditors    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      6      Approve Remuneration of Manager    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      7      Approve Remuneration Report    For    Against    Yes    Yes

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      8      Approve Financial Statements and Allocation of Income of The Bridge Logistics III NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      9.a      Approve Discharge of Directors of The Bridge Logistics III NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      9.b      Approve Discharge of Auditors of The Bridge Logistics III NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      10      Approve Financial Statements and Allocation of Income of Suncop I NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      11.a      Approve Discharge of Directors of Suncop I NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      11.b      Approve Discharge of Auditors of Suncop I NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      12      Approve Financial Statements and Allocation of Income of Suncop 2 NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      13.a      Approve Discharge of Managers of Suncop 2 NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      13.b      Approve Discharge of Auditors of Suncop 2 NV    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      14      Approve Financial Statements and Allocation of Maritime Logistics Bornem NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      15.a      Approve Discharge of Directors of Maritime Logistics Bornem NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      15.b      Approve Discharge of Auditors of Maritime Logistics Bornem NV    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      16      Ratify Deloitte as Auditors and Approve Auditors’ Remuneration    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      17      Receive Information on Resignation of Marc Duyck as Director          Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      18      Receive Information on Appointment of Marc Duyck as Director          Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      19.1      Approve Change-of- Control Clause Re : Credit Facility Agreement with ABN AMRO Bank    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      19.2      Approve Change-of- Control Clause Re: Subscription Agreement    For    For    Yes    No

Warehouses de Pauw

   WDP    Belgium    B9774V120    B9774V120    Annual    26-Apr-17    12-Apr-17    Management      20      Transact Other Business          Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      1      Open Meeting; Registration of Attending Shareholders and Proxies          Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      2      Elect Chairman of Meeting    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      3      Designate Inspector(s) of Minutes of Meeting    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      4      Approve Notice of Meeting and Agenda    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      5      Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.75 Per Share    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      6      Discuss Company’s Corporate Governance Statement          Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      7      Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      7.1      Approve Advisory Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      7.2      Approve Binding Remuneration Policy And Other Terms of Employment For Executive Management    For    Against    Yes    Yes

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      8      Approve Repurchase Program as Funding for Incentive Plans    For    Against    Yes    Yes

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      9      Authorize Share Repurchase Program and Cancellation of Repurchased Shares    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      10      Authorize Board to Declare Semi-Annual Devidends    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      11      Approve Remuneration of Auditors    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      12      Approve Remuneration of Directors; Approve Remuneration for Committee Work    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      13      Elect Ingrid Dahl Hovland as Director    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      14a      Elect John Giverholt as Members of Nominating Committee    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      14b      Elect Hege Sjo as Members of Nominating Committee    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      14c      Elect Rolf Roverud as Members of Nominating Committee    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    27-Apr-17       Management      15      Approve Remuneration of Members of Nominating Committee    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1a      Elect Director Brian G. Cartwright    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1b      Elect Director Christine N. Garvey    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1c      Elect Director David B. Henry    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1d      Elect Director Thomas M. Herzog    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1e      Elect Director James P. Hoffmann    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1f      Elect Director Michael D. McKee    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1g      Elect Director Peter L. Rhein    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1h      Elect Director Joseph P. Sullivan    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1a      Elect Director Martin E. Stein, Jr.    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1b      Elect Director Joseph Azrack    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1c      Elect Director Raymond L. Bank    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1d      Elect Director Bryce Blair    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1e      Elect Director C. Ronald Blankenship    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1f      Elect Director Mary Lou Fiala    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1g      Elect Director Chaim Katzman    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1h      Elect Director Peter Linneman    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1i      Elect Director David P. O’Connor    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1j      Elect Director John C. Schweitzer    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1k      Elect Director Thomas G. Wattles    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      2      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      4      Ratify KPMG LLP as Auditors    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    28-Apr-17    16-Mar-17    Management      1.1      Elect Director Robert L. Johnson    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    28-Apr-17    16-Mar-17    Management      1.2      Elect Director Ross H. Bierkan    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    28-Apr-17    16-Mar-17    Management      1.3      Elect Director Evan Bayh    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    28-Apr-17    16-Mar-17    Management      1.4      Elect Director Nathaniel A. Davis    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    28-Apr-17    16-Mar-17    Management      1.5      Elect Director Robert M. La Forgia    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    28-Apr-17    16-Mar-17    Management      1.6      Elect Director Glenda G. McNeal    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    28-Apr-17    16-Mar-17    Management      1.7      Elect Director Arthur Collins    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    28-Apr-17    16-Mar-17    Management      2      Ratify PricewaterhouseCoop ers LLP as Auditors    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    28-Apr-17    16-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17
18-Apr-17
      Management      1      Amend Article 1 Re: Textual Change    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17
18-Apr-17
      Management      2      Amend Article 3 Re: Change of registered office within the Grand Duchy of Luxembourg    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      3      Authorize Issuance of Equity or Equity- Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 million    For    Against    Yes    Yes

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      4      Amend Article 6 Re: Access to Documents    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      5      Amend Article 7 Re: Waiving of Voting Rights    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      6      Amend Article 8 Re: Decisive Vote Board Chairman    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      7      Amend Article 8 Re: Delegation of Powers    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      8      Amend Article 10 Re: Clarify dealing in case of Conflicts of Interest in line with applicable Luxembourg Law    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      9      Amend Article 12 Re: Official Gazette    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      10      Amend Article 13 Re: Date of Annual General Meeting    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      1      Receive Directors’ and Auditor’s Reports (Non- Voting)          Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      2      Approve Financial Statements    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      3      Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      4      Approve Allocation of Income and Dividends    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      5      Elect Jorn Stobb as Independent Director    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      6      Approve Increase of Fixed Annual Fees of Independent Board Members    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      7      Approve Discharge of Directors    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      8      Renew Appointment of KPMG Luxembourg as Auditor    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.1      Elect Director Jon E. Bortz    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.2      Elect Director David W. Faeder    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.3      Elect Director Elizabeth I. Holland    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.4      Elect Director Gail P. Steinel    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.5      Elect Director Warren M. Thompson    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.6      Elect Director Joseph S. Vassalluzzo    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.7      Elect Director Donald C. Wood    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      2      Ratify Grant Thornton LLP as Auditors    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      1      Approve Financial Statements and Auditors’ Reports and Declare Final Dividend    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      2      Re-elect Charles Allen- Jones as Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      3      Re-elect Sir Henry Keswick as Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      4      Re-elect Simon Keswick as Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      5      Re-elect Yiu Kai Pang as Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      6      Elect Robert Wong as Director    For    Abstain    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      7      Approve Directors’ Fees    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      8      Ratify Auditors and Authorise Their Remuneration    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      9      Authorise Issue of Equity with and without Pre-emptive Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1a      Elect Director Hamid R. Moghadam    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1b      Elect Director George L. Fotiades    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1c      Elect Director Lydia H. Kennard    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1d      Elect Director J. Michael Losh    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1e      Elect Director Irving F. Lyons, III    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1f      Elect Director David P. O’Connor    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1g      Elect Director Olivier Piani    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1h      Elect Director Jeffrey L. Skelton    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1i      Elect Director Carl B. Webb    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1j      Elect Director William D. Zollars    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      4      Ratify KPMG LLP as Auditors    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    03-May-17    09-Mar-17    Management      1a      Elect Director Glenn J. Rufrano    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    03-May-17    09-Mar-17    Management      1b      Elect Director Hugh R. Frater    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    03-May-17    09-Mar-17    Management      1c      Elect Director David B. Henry    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    03-May-17    09-Mar-17    Management      1d      Elect Director Mary Hogan Preusse    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    03-May-17    09-Mar-17    Management      1e      Elect Director Richard J. Lieb    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    03-May-17    09-Mar-17    Management      1f      Elect Director Mark S. Ordan    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    03-May-17    09-Mar-17    Management      1g      Elect Director Eugene A. Pinover    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    03-May-17    09-Mar-17    Management      1h      Elect Director Julie G. Richardson    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    03-May-17    09-Mar-17    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

VEREIT, Inc.

   VER    USA    92339V100    92339V100    Annual    03-May-17    09-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.1      Elect Trustee Gerald R. Connor    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.2      Elect Trustee Gordon R. Cunningham    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.3      Elect Trustee Michael R. Emory    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.4      Elect Trustee James Griffiths    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.5      Elect Trustee Margaret T. Nelligan    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.6      Elect Trustee Ralph T. Neville    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.7      Elect Trustee Peter Sharpe    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.8      Elect Trustee Daniel F. Sullivan    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      2      Approve Deloitte LLP Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1a      Elect Director William C. Bayless, Jr.    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1b      Elect Director Blakeley W. Chandlee, III    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1c      Elect Director G. Steven Dawson    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1d      Elect Director Cydney C. Donnell    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1e      Elect Director Dennis G. Lopez    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1f      Elect Director Edward Lowenthal    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1g      Elect Director Oliver Luck    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1h      Elect Director C. Patrick Oles, Jr.    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    04-May-17    21-Feb-17    Management      1.1      Elect Director Michael D. Barnello    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    04-May-17    21-Feb-17    Management      1.2      Elect Director Denise M. Coll    For    Withhold    Yes    Yes

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    04-May-17    21-Feb-17    Management      1.3      Elect Director Jeffrey T. Foland    For    Withhold    Yes    Yes

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    04-May-17    21-Feb-17    Management      1.4      Elect Director Darryl Hartley-Leonard    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    04-May-17    21-Feb-17    Management      1.5      Elect Director Jeffrey L. Martin    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    04-May-17    21-Feb-17    Management      1.6      Elect Director Stuart L. Scott    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    04-May-17    21-Feb-17    Management      1.7      Elect Director Donald A. Washburn    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    04-May-17    21-Feb-17    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    04-May-17    21-Feb-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    04-May-17    21-Feb-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1a      Elect Director Kenneth J. Bacon    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1b      Elect Director Thomas J. DeRosa    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1c      Elect Director Jeffrey H. Donahue    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1d      Elect Director Fred S. Klipsch    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1e      Elect Director Geoffrey G. Meyers    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1f      Elect Director Timothy J. Naughton    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1g      Elect Director Sharon M. Oster    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1h      Elect Director Judith C. Pelham    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1i      Elect Director Sergio D. Rivera    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1j      Elect Director R. Scott Trumbull    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1a      Elect Director Glyn F. Aeppel    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1b      Elect Director Larry C. Glasscock    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1c      Elect Director Karen N. Horn    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1d      Elect Director Allan Hubbard    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1e      Elect Director Reuben S. Leibowitz    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1f      Elect Director Gary M. Rodkin    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1g      Elect Director Daniel C. Smith    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1h      Elect Director J. Albert Smith, Jr.    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      2      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      4      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1a      Elect Director Thomas F. Brady    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1b      Elect Director Stephen E. Budorick    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1c      Elect Director Robert L. Denton, Sr.    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1d      Elect Director Philip L. Hawkins    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1e      Elect Director Elizabeth A. Hight    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1f      Elect Director David M. Jacobstein    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1g      Elect Director Steven D. Kesler    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1h      Elect Director C. Taylor Pickett    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1i      Elect Director Richard Szafranski    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      2      Amend Declaration of Trust    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      3      Ratify PricewaterhouseCoop ers LLP as Auditors    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      5      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      6      Approve Omnibus Stock Plan    For    For    Yes    No

GPT Group

   GPT    Australia
Q4252X106
      Q4252X155    Annual    11-May-17    09-May-17    Management      1      Elect Gene Tilbrook as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

GPT Group

   GPT    Australia    Q4252X106    Q4252X155    Annual    11-May-17    09-May-17    Management      2      Approve the Adoption of Remuneration Report    For    For    Yes    No

GPT Group

   GPT    Australia    Q4252X106    Q4252X155    Annual    11-May-17    09-May-17    Management      3      Approve Grant of Performance Rights to Robert Johnston (2017 Deferred Short Term Incentive)    For    For    Yes    No

GPT Group

   GPT    Australia    Q4252X106    Q4252X155    Annual    11-May-17    09-May-17    Management      4      Approve Grant of Performance Rights to Robert Johnston (Long Term Incentive)    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.1      Elect Director Richard J. Campo    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.2      Elect Director Heather J. Brunner    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.3      Elect Director Scott S. Ingraham    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.4      Elect Director Renu Khator    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.5      Elect Director William B. McGuire, Jr.    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.6      Elect Director D. Keith Oden    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.7      Elect Director William F. Paulsen    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.8      Elect Director Frances Aldrich Sevilla-Sacasa    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.9      Elect Director Steven A. Webster    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.10      Elect Director Kelvin R. Westbrook    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non- Voting)          Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      2      Approve Allocation of Income and Dividends of EUR 0.52 per Share    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      3      Approve Discharge of Management Board for Fiscal 2016    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      4      Approve Discharge of Supervisory Board for Fiscal 2016    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      5.1      Ratify Deloitte as Auditors for Fiscal 2017    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      5.2      Ratify Deloitte as Auditors for the First Half of Fiscal 2017    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      5.3      Ratify Deloitte as Auditors for the Period until the 2018 AGM    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      6      Elect Bernhard Duettmann to the Supervisory Board    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      7      Approve Remuneration System for Management Board Members    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      8      Approve Remuneration of Supervisory Board    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      9      Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      10.1      Approve Creation of EUR 30.6 Million Pool of Capital with Preemptive Rights    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      10.2      Exclude Preemptive Rights up to 5 percent of Share Capital Against Contributions in Cash for the Capital Pool proposed under Item 10.1    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      10.3      Exclude Preemptive Rights up to 5 percent of Share Capital Against Contributions in Cash or in Kind for the Capital Pool proposed under Item 10.1    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      11      Approve Issuance of Convertible Profit- Sharing Certificates without Preemptive Rights up to an Aggregate Nominal Amount of EUR 1 Million to Employees of the Company; Approve Creation of EUR 1 Million Pool of Capital to Guarantee Conversion Rights    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    16-May-17    10-May-17    Management      1a      Elect John Robert Slosar as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    16-May-17    10-May-17    Management      1b      Elect Lim Siang Keat Raymond as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    16-May-17    10-May-17    Management      1c      Elect Low Mei Shuen Michelle as Director    For    Against    Yes    Yes

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    16-May-17    10-May-17    Management      1d      Elect Cheng Lily Ka Lai as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    16-May-17    10-May-17    Management      1e      Elect Wu May Yihong as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    16-May-17    10-May-17    Management      2      Approve PricewaterhouseCoop ers as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    16-May-17    10-May-17    Management      3      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    16-May-17    10-May-17    Management      4      Approve Issuance of Equity or Equity- Linked Securities without Preemptive Rights    For    Against    Yes    Yes


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Vonovia SE

   VNA    Germany       D9581T100    Annual    16-May-17       Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non- Voting)          Yes    No

Vonovia SE

   VNA    Germany       D9581T100    Annual    16-May-17       Management      2      Approve Allocation of Income and Dividends of EUR 1.12 per Share    For    For    Yes    No

Vonovia SE

   VNA    Germany       D9581T100    Annual    16-May-17       Management      3      Approve Discharge of Management Board for Fiscal 2016    For    For    Yes    No

Vonovia SE

   VNA    Germany       D9581T100    Annual    16-May-17       Management      4      Approve Discharge of Supervisory Board for Fiscal 2016    For    For    Yes    No

Vonovia SE

   VNA    Germany       D9581T100    Annual    16-May-17       Management      5      Ratify KPMG AG as Auditors for Fiscal 2017 and as as Auditors for the First Quarter of Fiscal 2018    For    For    Yes    No

Vonovia SE

   VNA    Germany       D9581T100    Annual    16-May-17       Management      6      Approve Creation of EUR 66.55 Million Pool of Capital without Preemptive Rights    For    For    Yes    No

Vonovia SE

   VNA    Germany       D9581T100    Annual    16-May-17       Management      7      Change Location of Registered Office Headquarters    For    For    Yes    No

Vonovia SE

   VNA    Germany       D9581T100    Annual    16-May-17       Management      8      Amend Articles Re: Article 17 “Change Majority Requirements at Annual General Meeting”    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.1      Elect Director Murakami, Noriyuki    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.2      Elect Director Yoshida, Akio    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.3      Elect Director Iwamoto, Kaoru    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.4      Elect Director Chiba, Seiichi    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.5      Elect Director Umeda, Yoshiharu    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.6      Elect Director Mishima, Akio    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.7      Elect Director Okada, Motoya    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.8      Elect Director Fujiki, Mitsuhiro    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.9      Elect Director Tamai, Mitsugu    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.10      Elect Director Sato, Hisayuki    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.11      Elect Director Yokoyama, Hiroshi    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.12      Elect Director Taira, Mami    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      1.13      Elect Director Kawabata, Masao    For    For    Yes    No

AEON Mall Co., Ltd.

   8905    Japan    J10005106    J10005106    Annual    17-May-17    28-Feb-17    Management      2      Appoint Statutory Auditor Watanabe, Maki    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1a      Elect Director Richard B. Clark    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1b      Elect Director Mary Lou Fiala    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1c      Elect Director J. Bruce Flatt    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1d      Elect Director Janice R. Fukakusa    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1e      Elect Director John K. Haley    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1f      Elect Director Daniel B. Hurwitz    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1g      Elect Director Brian W. Kingston    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1h      Elect Director Christina M. Lofgren    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1i      Elect Director Sandeep Mathrani    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      2      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      4      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      5      Provide Directors May Be Removed With or Without Cause    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Share
Holder
     6      Adopt Proxy Access Right    Against    For    Yes    Yes

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Special    17-May-17    15-May-17    Management      1      Approve Share Consolidation    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Special    17-May-17    15-May-17    Management      2      Authorise Issue of Equity with Pre- emptive Rights    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Special    17-May-17    15-May-17    Management      3      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Special    17-May-17    15-May-17    Management      4      Authorise Issue of Equity without Pre- emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Great Portland Estates plc

   GPOR    United
Kingdom
   G40712179    G40712179    Special    17-May-17    15-May-17    Management      5      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non- Voting)          Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      2      Approve Allocation of Income and Dividends of EUR 2.76 per Share    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      3      Approve Discharge of Management Board for Fiscal 2016    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      4      Approve Discharge of Supervisory Board for Fiscal 2016    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      5      Ratify PricewaterhouseCoop ers GmbH as Auditors for Fiscal 2017    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      6      Approve Creation of EUR 31.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      7      Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 31.6 Million Pool of Capital to Guarantee Conversion Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      8      Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares without Tender and Acquisition Rights    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      9      Authorize Use of Financial Derivatives when Repurchasing Shares without Tender and Preemptive Rights    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      10      Approve Transfer of Majority Shareholding Interests in LEG NRW GmbH, LEG Recklinghausen 1 GmbH, and LEG Recklinghausen 2 GmbH to a Wholly Owned Subsidiary of LEG Immmobilien AG    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1a      Elect Director Glyn F. Aeppel    For    Against    Yes    Yes

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1b      Elect Director Terry S. Brown    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1c      Elect Director Alan B. Buckelew    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1d      Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1e      Elect Director Richard J. Lieb    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1f      Elect Director Timothy J. Naughton    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1g      Elect Director Peter S. Rummell    For    Against    Yes    Yes

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1h      Elect Director H. Jay Sarles    For    Against    Yes    Yes

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1i      Elect Director Susan Swanezy    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1j      Elect Director W. Edward Walter    For    Against    Yes    Yes

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      3      Amend Omnibus Stock Plan    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      4      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      5      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.1      Elect Director James M. Taylor Jr.    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.2      Elect Director John G. Schreiber    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.3      Elect Director Michael Berman    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.4      Elect Director Sheryl M. Crosland    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.5      Elect Director Anthony W. Deering    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.6      Elect Director Thomas W. Dickson    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.7      Elect Director Daniel B. Hurwitz    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.8      Elect Director William D. Rahm    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.9      Elect Director Gabrielle Sulzberger    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      1      Elect Trustee John A. Brough    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      2      Elect Trustee Anthony S. Fell    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      3      Elect Trustee Stephen E. Johnson    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      4      Elect Trustee Karen A. Kinsley    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      5      Elect Trustee R. Michael Latimer    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      6      Elect Trustee W. Reay Mackay    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      7      Elect Trustee Dale R. Ponder    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      8      Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      9      Amend Declaration of Trust Re: Advance Notice Provisions    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      10      Amend Declaration of Trust Re: Dissent and Appraisal Rights    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      11      Amend Declaration of Trust Re: Oppression Remedy    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      12      Amend Declaration of Trust Re: Unitholder Proposals    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      13      Amend Declaration of Trust Re: Quorum Requirement    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      14      Amend Declaration of Trust Re: Investment Restrictions    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/Spe
cial
   18-May-17    30-Mar-17    Management      15      Approve Unitholder Rights Plan    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1a      Elect Director P. Robert Bartolo    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1b      Elect Director Jay A. Brown    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1c      Elect Director Cindy Christy    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1d      Elect Director Ari Q. Fitzgerald    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1e      Elect Director Robert E. Garrison, II    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1f      Elect Director Lee W. Hogan    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1g      Elect Director Edward C. Hutcheson, Jr.    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1h      Elect Director J. Landis Martin    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1i      Elect Director Robert F. McKenzie    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1j      Elect Director Anthony J. Melone    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      1k      Elect Director W. Benjamin Moreland    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      2      Ratify PricewaterhouseCoop ers LLP as Auditors    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Crown Castle International Corp.

   CCI    USA    22822V101    22822V101    Annual    18-May-17    27-Mar-17    Share
Holder
     4      Adopt Proxy Access Right    Against    For    Yes    Yes

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.1      Elect Director Robert J. Attea    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.2      Elect Director Kenneth F. Myszka    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.3      Elect Director Charles E. Lannon    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.4      Elect Director Stephen R. Rusmisel    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.5      Elect Director Arthur L. Havener, Jr.    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.6      Elect Director Mark G. Barberio    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      2      Amend Bylaws    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      3      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      4      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      5      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1a      Elect Director Albert Behler    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1b      Elect Director Thomas Armbrust    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1c      Elect Director Martin Bussmann    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1d      Elect Director Dan Emmett    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1e      Elect Director Lizanne Galbreath    For    Against    Yes    Yes

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1f      Elect Director Karin Klein    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1g      Elect Director Peter Linneman    For    Against    Yes    Yes

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1h      Elect Director David O’Connor    For    Against    Yes    Yes

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1i      Elect Director Katharina Otto- Bernstein    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      3      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      1.1      Elect Director Michael Lynne    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      1.2      Elect Director David M. Mandelbaum    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      1.3      Elect Director Mandakini Puri    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      1.4      Elect Director Daniel R. Tisch    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      2      Approve Remuneration Policy    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      3      Approve Remuneration Report    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      4      Approve Final Dividend    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      5      Approve Special Dividend    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      6      Re-elect Robert Rayne as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      7      Re-elect John Burns as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      8      Re-elect Simon Silver as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      9      Re-elect Damian Wisniewski as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      10      Re-elect Nigel George as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      11      Re-elect David Silverman as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      12      Re-elect Paul Williams as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      13      Re-elect Stephen Young as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      14      Re-elect Simon Fraser as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      15      Re-elect Richard Dakin as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      16      Re-elect Claudia Arney as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      17      Re-elect Cilla Snowball as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      18      Reappoint PricewaterhouseCoop ers LLP as Auditors    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      19      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      20      Authorise Issue of Equity with Pre- emptive Rights    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      21      Authorise Issue of Equity without Pre- emptive Rights    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      22      Authorise Issue of Equity without Pre- emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      23      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      24      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.1      Elect Director Bruce W. Duncan    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.2      Elect Director Karen E. Dykstra    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.3      Elect Director Carol B. Einiger    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.4      Elect Director Jacob A. Frenkel    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.5      Elect Director Joel I. Klein    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.6      Elect Director Douglas T. Linde    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.7      Elect Director Matthew J. Lustig    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.8      Elect Director Alan J. Patricof    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.9      Elect Director Owen D. Thomas    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.10      Elect Director Martin Turchin    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.11      Elect Director David A. Twardock    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      4      Ratify PricewaterhouseCoop ers LLP as Auditors    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      1.1      Elect Trustee Harold Burke    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      1.2      Elect Trustee Gina Cody    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      1.3      Elect Trustee David Ehrlich    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      1.4      Elect Trustee Paul Harris    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      1.5      Elect Trustee Thomas Schwartz    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      1.6      Elect Trustee David Sloan    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      1.7      Elect Trustee Michael Stein    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      1.8      Elect Trustee Stanley Swartzman    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      1.9      Elect Trustee Elaine Todres    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      2      Ratify PricewaterhouseCoop ers LLP as Auditors    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/Spe
cial
   24-May-17    19-Apr-17    Management      4      Amend Declaration of Trust    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      1      Approve Consolidated and Standalone Financial Statements    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      2      Approve Consolidated and Standalone Management Reports    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      3      Approve Discharge of Board    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      4      Approve Allocation of Income and Dividends    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      5      Renew Appointment of Deloitte as Auditor    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.1      Fix Number of Directors at 7    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.2      Elect Laurent Luccioni as Director    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.3      Reelect Jose Luis del Valle Doblado as Director    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.4      Reelect Pedro Luis Uriarte Santamarina as Director    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.5      Reelect Alec Emmott as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.6      Reelect Roger Maxwell Cooke as Director    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.7      Reelect Miguel Pereda Espeso as Director    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      7      Allow Miguel Pereda Espeso to Be Involved in Other Companies    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      8      Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity- Linked Securities, Excluding Preemptive Rights of up to 20 Percent    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      9      Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 500 Million    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      10      Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 500 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      11      Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      12      Approve Issuance of Shares for Grupo Lar Inversiones Inmobiliarias SA    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      13      Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      14      Advisory Vote on Remuneration Report    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      1.1      Elect Director Dori J. Segal    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      1.2      Elect Director Adam E. Paul    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      1.3      Elect Director Jon N. Hagan    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      1.4      Elect Director Allan S. Kimberley    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      1.5      Elect Director Annalisa King    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      1.6      Elect Director Bernard McDonell    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      1.7      Elect Director Mia Stark    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      1.8      Elect Director Andrea Stephen    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      2      Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      3      Amend Stock Option Plan    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      4      Amend Restricted Share Unit Plan    For    For    Yes    No

First Capital Realty Inc.

   FCR    Canada    31943B100    31943B100    Annual/Spe
cial
   30-May-17    07-Apr-17    Management      5      Approve Advance Notice Requirement    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      1a      Elect Director Gustavo Lara Cantu    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      1b      Elect Director Raymond P. Dolan    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      1c      Elect Director Robert D. Hormats    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      1d      Elect Director Craig Macnab    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      1e      Elect Director JoAnn A. Reed    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      1f      Elect Director Pamela D.A. Reeve    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      1g      Elect Director David E. Sharbutt    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      1h      Elect Director James D. Taiclet, Jr.    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      1i      Elect Director Samme L. Thompson    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    31-May-17    05-Apr-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.1      Elect Director William M. Diefenderfer, III    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.2      Elect Director Piero Bussani    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.3      Elect Director Christopher P. Marr    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.4      Elect Director Marianne M. Keler    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.5      Elect Director Deborah Ratner Salzberg    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.6      Elect Director John F. Remondi    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.7      Elect Director Jeffrey F. Rogatz    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.8      Elect Director John W. Fain    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      5      Amend Declaration of Trust to Provide Shareholders the Ability to Amend the Bylaws    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      1.1      Elect Director Thomas Bartlett    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      1.2      Elect Director Nanci Caldwell    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      1.3      Elect Director Gary Hromadko    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      1.4      Elect Director John Hughes    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      1.5      Elect Director Scott Kriens    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      1.6      Elect Director William Luby    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      1.7      Elect Director Irving Lyons, III    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      1.8      Elect Director Christopher Paisley    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      1.9      Elect Director Stephen Smith    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      1.10      Elect Director Peter Van Camp    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      4      Re-approve Material Terms for Long-Term Incentive Performance Awards    For    For    Yes    No

Equinix, Inc.

   EQIX    USA    29444U700    29444U700    Annual    31-May-17    05-Apr-17    Management      5      Ratify PricewaterhouseCoop ers LLP as Auditors    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    01-Jun-17    31-Mar-17    Management      1a      Elect Director Betsy Atkins    For    Against    Yes    Yes

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    01-Jun-17    31-Mar-17    Management      1b      Elect Director Marc Holliday    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    01-Jun-17    31-Mar-17    Management      1c      Elect Director John S. Levy    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    01-Jun-17    31-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    01-Jun-17    31-Mar-17    Management      3      Declassify the Board of Directors    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    01-Jun-17    31-Mar-17    Management      4      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    01-Jun-17    31-Mar-17    Management      5      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    01-Jun-17    31-Mar-17    Share
Holder
     6      Report on Pay Disparity    Against    Against    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      1.1      Elect Director Robert S. Taubman    For    Do Not
Vote
   Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      1.2      Elect Director Cia Buckley Marakovits    For    Do Not
Vote
   Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      1.3      Elect Director Myron E. Ullman, III    For    Do Not
Vote
   Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      2      Ratify KPMG LLP as Auditors    For    Do Not
Vote
   Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Do Not
Vote
   Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   Do Not
Vote
   Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Share
Holder
     1.1      Elect Director Charles Elson    For    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Share
Holder
     1.2      Elect Director Jonathan Litt    For    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Share
Holder
     1.3      Management Nominee Cia Buckley Marakovits    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      2      Ratify KPMG LLP as Auditors    None    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    None    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.1      Elect Trustee Bonnie Brooks    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.2      Elect Trustee Clare R. Copeland    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.3      Elect Trustee Paul Godfrey    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.4      Elect Trustee Dale H. Lastman    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.5      Elect Trustee Jane Marshall    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.6      Elect Trustee Sharon Sallows    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.7      Elect Trustee Edward Sonshine    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.8      Elect Trustee Siim A. Vanaselja    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.9      Elect Trustee Charles M. Winograd    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      2      Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      1.1      Elect Director Michael A. Coke    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      1.2      Elect Director Lammot J. du Pont    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      1.3      Elect Director Thomas D. Eckert    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      1.4      Elect Director Christopher P. Eldredge    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      1.5      Elect Director Frederic V. Malek    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      1.6      Elect Director John T. Roberts, Jr.    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      1.7      Elect Director Mary M. Styer    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      1.8      Elect Director John H. Toole    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      2      Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      3      Amend Omnibus Stock Plan    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      4      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      5      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    12-Jun-17    03-Apr-17    Management      6      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.1      Elect Director John W. Alexander    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.2      Elect Director Charles L. Atwood    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.3      Elect Director Linda Walker Bynoe    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.4      Elect Director Connie K. Duckworth    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.5      Elect Director Mary Kay Haben    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.6      Elect Director Bradley A. Keywell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.7      Elect Director John E. Neal    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.8      Elect Director David J. Neithercut    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.9      Elect Director Mark S. Shapiro    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.10      Elect Director Gerald A. Spector    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.11      Elect Director Stephen E. Sterrett    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.12      Elect Director Samuel Zell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17
Share
Holder
        5      Provide Shareholders the Right to Amend Bylaws    Against    For    Yes    Yes

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Special    16-Jun-17    19-May-17    Management      1      Open Meeting          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Special    16-Jun-17    19-May-17    Management      2      Amend Articles Re: Legislative Updates and Reverse Stock Split 1:8    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Special    16-Jun-17    19-May-17    Management      3      Other Business (Non- Voting)          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Special    16-Jun-17    19-May-17    Management      4      Close Meeting          Yes    No

Ichigo Hotel REIT Investment Corporation

   3463    Japan       J23831100    Special    17-Jun-17    17-Apr-17    Management      1      Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform    For    For    Yes    No

Ichigo Hotel REIT Investment Corporation

   3463    Japan       J23831100    Special    17-Jun-17    17-Apr-17    Management      2      Elect Executive Director Miyashita, Osamu    For    For    Yes    No

Ichigo Hotel REIT Investment Corporation

   3463    Japan       J23831100    Special    17-Jun-17    17-Apr-17    Management      3.1      Elect Supervisory Director Iida, Masaru    For    For    Yes    No

Ichigo Hotel REIT Investment Corporation

   3463    Japan       J23831100    Special    17-Jun-17    17-Apr-17    Management      3.2      Elect Supervisory Director Suzuki, Satoko    For    For    Yes    No

Ichigo Hotel REIT Investment Corporation

   3463    Japan       J23831100    Special    17-Jun-17    17-Apr-17    Management      4      Elect Alternate Executive Director Yamaguchi, Hiromi    For    For    Yes    No

Ichigo Hotel REIT Investment Corporation

   3463    Japan       J23831100    Special    17-Jun-17    17-Apr-17    Management      5      Elect Alternate Supervisory Director Ishii, Eriko    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      1      Approve Consolidated and Standalone Financial Statements    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      2      Approve Allocation of Income and Dividends    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      3      Approve Discharge of Board    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      4      Authorize Share Repurchase Program    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      5      Authorize Company to Call EGM with 21 Days’ Notice    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      6      Advisory Vote on Remuneration Report    For    Against    Yes    Yes


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      7      Elect Cato Henning Stonex as Director    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      8.1      Reelect Luis Maria Arredondo Malo as Director    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      8.2      Reelect Luis Alfonso Lopez de Herrera-Oria as Director    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      8.3      Reelect Fernando Bautista Sagues as Director    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      8.4      Reelect David Jimenez-Blanco Carrillo de Albornoz as Director    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      9      Renew Appointment of PricewaterhouseCoop ers as Auditor    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      10      Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      1      Elect Alex Avery as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      2      Elect Robert E. Dickson as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      3      Elect Edward Gilbert as Trustee of the REIT    For    For    Yes    No

H&R Real Estate

Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      4     

Elect Thomas J.

Hofstedter as Trustee

of the REIT

  

For

  

For

  

Yes

  

No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      5      Elect Laurence A. Lebovic as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      6      Elect Juli Morrow as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      7      Elect Ronald C. Rutman as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      8      Elect Stephen L. Sender as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      9      Approve KPMG LLP as Auditors of the REIT and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      10      Advisory Vote on Executive Compensation Approach    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      11      Amend Declaration of Trust    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      1      Elect Marvin Rubner as Trustee of the Finance Trust    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      2      Elect Shimshon (Stephen) Gross as Trustee of the Finance Trust    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      3      Elect Neil Sigler as Trustee of the Finance Trust    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual    19-Jun-17    05-May-17    Management      4      Approve KPMG LLP as Auditors of Finance Trust and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Heiwa Real Estate Co. Ltd.

   8803    Japan    J19278100    J19278100    Annual    27-Jun-17    31-Mar-17    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 13    For    For    Yes    No

Heiwa Real Estate Co. Ltd.

   8803    Japan    J19278100    J19278100    Annual    27-Jun-17    31-Mar-17    Management      2.1      Elect Director Iwakuma, Hiroyuki    For    For    Yes    No

Heiwa Real Estate Co. Ltd.

   8803    Japan    J19278100    J19278100    Annual    27-Jun-17    31-Mar-17    Management      2.2      Elect Director Tsuchimoto, Kiyoyuki    For    For    Yes    No

Heiwa Real Estate Co. Ltd.

   8803    Japan    J19278100    J19278100    Annual    27-Jun-17    31-Mar-17    Management      2.3      Elect Director Yamada, Kazuo    For    For    Yes    No

Heiwa Real Estate Co. Ltd.

   8803    Japan    J19278100    J19278100    Annual    27-Jun-17    31-Mar-17    Management      2.4      Elect Director Iwasaki, Norio    For    For    Yes    No

Heiwa Real Estate Co. Ltd.

   8803    Japan    J19278100    J19278100    Annual    27-Jun-17    31-Mar-17    Management      2.5      Elect Director Hayashi, Shinichi    For    For    Yes    No

Heiwa Real Estate Co. Ltd.

   8803    Japan    J19278100    J19278100    Annual    27-Jun-17    31-Mar-17    Management      2.6      Elect Director Masui, Kiichiro    For    For    Yes    No

Heiwa Real Estate Co. Ltd.

   8803    Japan    J19278100    J19278100    Annual    27-Jun-17    31-Mar-17    Management      3      Appoint Statutory Auditor Hirose, Masayuki    For    Against    Yes    Yes

Heiwa Real Estate Co. Ltd.

   8803    Japan    J19278100    J19278100    Annual    27-Jun-17    31-Mar-17    Management      4      Approve Annual Bonus    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non- Voting)          Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      2      Approve Allocation of Income and Dividends of EUR 1.40 per Share    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      3      Approve Discharge of Management Board for Fiscal 2016    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      4      Approve Discharge of Supervisory Board for Fiscal 2016    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      5      Ratify BDO AG as Auditors for Fiscal 2017    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      6.1      Elect Reiner Strecker to the Supervisory Board    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      6.2      Elect Karin Dohm to the Supervisory Board    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      6.3      Elect Klaus Striebich to the Supervisory Board    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      7      Approve Creation of EUR 11.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      8      Amend Articles Re: Supervisory Board- Related    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.1      Elect Director Jackson Hsieh    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.2      Elect Director Kevin M. Charlton    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.3      Elect Director Todd A. Dunn    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.4      Elect Director Richard I. Gilchrist    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.5      Elect Director Diane M. Morefield    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.6      Elect Director Sheli Z. Rosenberg    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.7      Elect Director Thomas D. Senkbeil    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.8      Elect Director Nicholas P. Shepherd    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 11    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.1      Elect Director Sugiyama, Hirotaka    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.2      Elect Director Yoshida, Junichi    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.3      Elect Director Kato, Jo    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.4      Elect Director Tanisawa, Junichi    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.5      Elect Director Katayama, Hiroshi    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.6      Elect Director Nishigai, Noboru    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.7      Elect Director Yanagisawa, Yutaka    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.8      Elect Director Okusa, Toru    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.9      Elect Director Matsuhashi, Isao    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.10      Elect Director Ebihara, Shin    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.11      Elect Director Tomioka, Shu    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.12      Elect Director Shirakawa, Masaaki    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.13      Elect Director Nagase, Shin    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.14      Elect Director Egami, Setsuko    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-17    31-Mar-17    Management      2.15      Elect Director Taka, Iwao    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      1      Approve Allocation of Income, with a Final Dividend of JPY 18    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.1      Elect Director Iwasa, Hiromichi    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.2      Elect Director Komoda, Masanobu    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.3      Elect Director Kitahara, Yoshikazu    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.4      Elect Director Fujibayashi, Kiyotaka    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.5      Elect Director Onozawa, Yasuo    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.6      Elect Director Sato, Masatoshi    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.7      Elect Director Ishigami, Hiroyuki    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.8      Elect Director Yamamoto, Takashi    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.9      Elect Director Yamashita, Toru    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.10      Elect Director Egashira, Toshiaki    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.11      Elect Director Egawa, Masako    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      2.12      Elect Director Nogimori, Masafumi    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 15 LaSalle Global Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      3      Approve Annual Bonus    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-17    31-Mar-17    Management      4      Approve Director Retirement Bonus    For    For    Yes    No


IVY LASALLE RISK-MANAGED REAL ESTATE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

CapitaLand

Commercial Trust

   C61U
   Singapore
   Y1091F107
   Y1091N100
   Special
   13-Jul-16
      Management
    
1
 
  

Approve Acquisition of

50.0 Percent of the Units in MSO Trust Which Holds Capitagreen

   For
   For
   Yes
   No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      2      Approve Remuneration Report    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      3      Reappoint Deloitte LLP as Auditors    For    For    Yes    No

LondonMetric Property plc

   LMP    United

Kingdom

      G5689W109
   Annual
   14-Jul-16
   12-Jul-16
   Management
    
4
 
  

Authorise Board to Fix

Remuneration of Auditors

   For
   For
   Yes
   No

LondonMetric Property plc

   LMP
   United

Kingdom

      G5689W109
   Annual
   14-Jul-16
   12-Jul-16
   Management
    
5
 
  

Re-elect Patrick Vaughan

as Director

   For
   For
   Yes
   No

LondonMetric Property plc

   LMP    United

Kingdom

      G5689W109
   Annual
   14-Jul-16
   12-Jul-16
   Management
    
6
 
  

Re-elect Andrew Jones

as Director

   For
   For
   Yes
   No

LondonMetric Property plc

   LMP
   United

Kingdom

      G5689W109
   Annual
   14-Jul-16
   12-Jul-16
   Management
    
7
 
  

Re-elect Martin McGann

as Director

   For
   For
   Yes
   No

LondonMetric Property plc

   LMP
   United

Kingdom

      G5689W109
   Annual
   14-Jul-16
   12-Jul-16
   Management
    
8
 
  

Re-elect Valentine

Beresford as Director

   For
   For
   Yes
   No

LondonMetric Property plc

   LMP
   United

Kingdom

      G5689W109
   Annual
   14-Jul-16
   12-Jul-16
   Management
    
9
 
  

Re-elect Mark Stirling as

Director

   For
   For
   Yes
   No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      10      Re-elect James Dean as Director    For    For    Yes    No

LondonMetric Property plc

   LMP
   United

Kingdom

      G5689W109
   Annual
   14-Jul-16
   12-Jul-16
   Management
    
11
 
  

Re-elect Alec Pelmore as

Director

   For
   For
   Yes
   No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      12      Re-elect Andrew Varley as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      13      Re-elect Philip Watson as Director    For    For    Yes    No

LondonMetric Property plc

   LMP
   United

Kingdom

      G5689W109
   Annual
   14-Jul-16
   12-Jul-16
   Management
    
14
 
  

Re-elect Rosalyn Wilton

as Director

   For
   For
   Yes
   No

LondonMetric Property plc

   LMP
   United

Kingdom

      G5689W109
   Annual
   14-Jul-16
   12-Jul-16
   Management
    
15
 
  

Re-elect Charles Cayzer

as Director

   For
   For
   Yes
   No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      16      Elect Andrew Livingston as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      17      Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      18      Approve Scrip Dividend    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      19      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      20      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    14-Jul-16    12-Jul-16    Management      21      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      2      Approve Remuneration Report    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      3      Approve Final Dividend    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      4      Re-elect Dame Alison Carnwath as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      5      Re-elect Robert Noel as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      6      Re-elect Martin Greenslade as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      7      Re-elect Kevin O’Byrne as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      8      Re-elect Simon Palley as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      9      Re-elect Christopher Bartram as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      10      Re-elect Stacey Rauch as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      11      Re-elect Cressida Hogg as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      12      Re-elect Edward Bonham Carter as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      13      Reappoint Ernst & Young LLP as Auditors    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      14      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      15      Approve Political Donations and Expenditures    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      16      Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      17      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      18      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    21-Jul-16    19-Jul-16    Management      19      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      2      Approve Remuneration Report    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      3      Approve Final Dividend    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      4      Re-elect Tim Clark as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      5      Re-elect Richard Cotton as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      6      Re-elect James Gibson as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      7      Re-elect Georgina Harvey as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      8      Re-elect Steve Johnson as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      9      Re-elect Adrian Lee as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      10      Re-elect Mark Richardson as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      11      Re-elect John Trotman as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      12      Re-elect Nicholas Vetch as Director    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      13      Reappoint Deloitte LLP as Auditors    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      14      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      15      Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      16      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      17      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      18      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Big Yellow Group plc

   BYG    United
Kingdom
   G1093E108    G1093E108    Annual    22-Jul-16    20-Jul-16    Management      19      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    25-Jul-16       Management      1      Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    25-Jul-16       Management      2      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    25-Jul-16       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Special    25-Jul-16       Management      1      Approve Acquisition of the Property as an Interested Person Transaction    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Special    25-Jul-16       Management      2      Approve Issuance of New Units Under the Equity Fund Raising    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Special    25-Jul-16       Management      3      Approve Whitewash Resolution    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Special    27-Jul-16    22-Jul-16    Management      1      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, up to Aggregate Nominal Amount of EUR 150 Million, For Future Exchange Offer on Fonciere de Paris Siic    For    Against    Yes    Yes


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Gecina

   GFC    France    F4268U171    F4268U171    Special    27-Jul-16    22-Jul-16    Management      2      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Special    27-Jul-16    22-Jul-16    Management      3      Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      1      Note the Financial Statements and Statutory Report          Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      2      Note the Appointment of Auditor and Fixing of Their Remuneration          Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      3.1      Elect William Chan Chak Cheung as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      3.2      Elect David Charles Watt as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      4.1      Elect Poh Lee Tan as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      4.2      Elect Nicholas Charles Allen as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      4.3      Elect Ed Chan Yiu Cheong as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      4.4      Elect Blair Chilton Pickerell as Director    For    For    Yes    No

Link Real Estate Investment Trust

   823    Hong
Kong
   Y5281M111    Y5281M111    Annual    27-Jul-16    22-Jul-16    Management      5      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Daiwa Office Investment Corp

   8976    Japan    J1250G109    J1250G109    Special    19-Aug-16    31-May-16    Management      1      Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Objectives - Amend Asset Management Compensation    For    For    Yes    No

Daiwa Office Investment Corp

   8976    Japan    J1250G109    J1250G109    Special    19-Aug-16    31-May-16    Management      2      Elect Executive Director Murakami, Yoshimi    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Daiwa Office Investment Corp

   8976    Japan    J1250G109    J1250G109    Special    19-Aug-16    31-May-16    Management      3      Elect Alternate Executive Director Nishigaki, Yoshiki    For    For    Yes    No

Daiwa Office Investment Corp

   8976    Japan    J1250G109    J1250G109    Special    19-Aug-16    31-May-16    Management      4.1      Elect Supervisory Director Hiraishi, Takayuki    For    For    Yes    No

Daiwa Office Investment Corp

   8976    Japan    J1250G109    J1250G109    Special    19-Aug-16    31-May-16    Management      4.2      Elect Supervisory Director Sakuma, Hiroshi    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Special    23-Aug-16    15-Jul-16    Management      1      Issue Shares in Connection with Merger    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Special    23-Aug-16    15-Jul-16    Management      2      Increase Authorized Common Stock    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Special    23-Aug-16    15-Jul-16    Management      3      Adjourn Meeting    For    For    Yes    No

Nippon Prologis REIT Inc.

   3283    Japan       J5528H104    Special    26-Aug-16    31-May-16    Management      1      Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Objectives - Amend Asset Management Compensation    For    For    Yes    No

Nippon Prologis REIT Inc.

   3283    Japan       J5528H104    Special    26-Aug-16    31-May-16    Management      2      Elect Executive Director Sakashita, Masahiro    For    For    Yes    No

Nippon Prologis REIT Inc.

   3283    Japan       J5528H104    Special    26-Aug-16    31-May-16    Management      3      Elect Alternate Executive Director Yamaguchi, Satoshi    For    For    Yes    No

Nippon Prologis REIT Inc.

   3283    Japan       J5528H104    Special    26-Aug-16    31-May-16    Management      4.1      Elect Supervisory Director Shimamura, Katsumi    For    For    Yes    No

Nippon Prologis REIT Inc.

   3283    Japan       J5528H104    Special    26-Aug-16    31-May-16    Management      4.2      Elect Supervisory Director Hamaoka, Yoichiro    For    For    Yes    No

Nippon Prologis REIT Inc.

   3283    Japan       J5528H104    Special    26-Aug-16    31-May-16    Management      5      Elect Alternate Supervisory Director Oku, Kuninori    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      2      Approve Remuneration Report    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      3      Approve Final Dividend    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      4      Elect Jonathan Nicholls as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      5      Re-elect Brian Bickell as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      6      Re-elect Simon Quayle as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      7      Re-elect Tom Welton as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      8      Re-elect Chris Ward as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      9      Re-elect Jill Little as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      10      Re-elect Oliver Marriott as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      11      Re-elect Dermot Mathias as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      12      Re-elect Hilary Riva as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      13      Re-elect Sally Walden as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      14      Reappoint Ernst & Young LLP as Auditors    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      15      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      16      Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      17      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      18      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      19      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    10-Feb-17    08-Feb-17    Management      20      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Special    24-Feb-17    23-Jan-17    Management      1      Approve Merger Agreement    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Regency Centers Corporation

   REG    USA    758849103    758849103    Special    24-Feb-17    23-Jan-17    Management      2      Increase Authorized Common Stock    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Special    24-Feb-17    23-Jan-17    Management      3      Approve Increase in Size of Board    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Special    24-Feb-17    23-Jan-17    Management      4      Adjourn Meeting    For    For    Yes    No

Nippon Building Fund Inc.

   8951    Japan    J52088101    J52088101    Special    15-Mar-17    31-Dec-16    Management      1      Amend Articles to Reflect Changes in Law    For    For    Yes    No

Nippon Building Fund Inc.

   8951    Japan    J52088101    J52088101    Special    15-Mar-17    31-Dec-16    Management      2      Elect Executive Director Kageyama, Yoshiki    For    For    Yes    No

Nippon Building Fund Inc.

   8951    Japan    J52088101    J52088101    Special    15-Mar-17    31-Dec-16    Management      3.1      Elect Alternate Executive Director Tanaka, Kenichi    For    For    Yes    No

Nippon Building Fund Inc.

   8951    Japan    J52088101    J52088101    Special    15-Mar-17    31-Dec-16    Management      3.2      Elect Alternate Executive Director Shibata, Morio    For    For    Yes    No

Nippon Building Fund Inc.

   8951    Japan    J52088101    J52088101    Special    15-Mar-17    31-Dec-16    Management      4.1      Elect Supervisory Director Goto, Hakaru    For    For    Yes    No

Nippon Building Fund Inc.

   8951    Japan    J52088101    J52088101    Special    15-Mar-17    31-Dec-16    Management      4.2      Elect Supervisory Director Yamazaki, Masahiko    For    For    Yes    No

Nippon Building Fund Inc.

   8951    Japan    J52088101    J52088101    Special    15-Mar-17    31-Dec-16    Management      4.3      Elect Supervisory Director Kawakami, Yutaka    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      1      Open Meeting          Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      2      Elect Chairman of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      3      Prepare and Approve List of Shareholders    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      4      Designate Inspector(s) of Minutes of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      5      Approve Agenda of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      6      Acknowledge Proper Convening of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      7      Receive President’s Report          Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      8      Receive Financial Statements and Statutory Reports          Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      9      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      10      Approve Allocation of Income and Dividends of SEK 3.30 Per Share    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      11      Approve Discharge of Board and President    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      12      Determine Number of Members (9) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0)    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      13      Approve Remuneration of Directors in the Amount of SEK 450,000 for Chairman andSEK 225,000 for Other Non- Executive Directors; Approve Remuneration of Auditors    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      14      Reelect Claes Boustedt, Peter Egardt, Liv Forhaug, Louise Lindh, Fredrik Lundberg (Chairman), Fredrik Persson, Sten Peterson, Anna-Greta Sjoberg and Ivo Stopner as Directors; Ratify KPMG as Auditors    For    Against    Yes    Yes

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      15      Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      16      Authorize Share Repurchase Program and Reissuance of Repurchased Shares    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17a      Adopt a Vision for Absolute Gender Equality on All Levels Within the Company    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17b      Instruct the Board to Set Up a Working Group Concerning Gender and Ethnicity Diversification Within the Company    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17c      Require the Results from the Working Group Concerning Item 17a to be Reported to the AGM    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17d      Request Board to Take Necessary Action to Create a Shareholders’ Association    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17e      Prohibit Directors from Being Able to Invoice Director’s Fees via Swedish and Foreign Legal Entities    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17f      Instruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17g      Request Board to Propose to the Appropriate Authority to Bring About a Changed Regulation in the Area Relating to Item 17e    None    Against    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17h      Instruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17i      Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     17j      Request Board to Draw the Attention to the Need for Introducing a “Politician Quarantine”    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     18      Amend Articles Re: Equal Voting Rights of Shares    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Share
Holder
     19      Amend Articles Re: Former Politicians on the Board of Directors    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    23-Mar-17    17-Mar-17    Management      20      Close Meeting          Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      2      Approve Remuneration Report    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      3      Approve Allocation of Income and Dividends of CHF 3.35 per Share    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      4      Approve Discharge of Board and Senior Management    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.1      Reelect Luciano Gabriel as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.2      Reelect Corinne Denzler as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.3      Reelect Adrian Dudle as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.4      Reelect Peter Forstmoser as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.5      Reelect Nathan Hetz as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.6      Reelect Josef Stadler as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      5.7      Reelect Aviram Wertheim as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      6      Elect Luciano Gabriel as Board Chairman    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      7.1      Appoint Peter Forstmoser as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      7.2      Appoint Adrian Dudle as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      7.3      Appoint Nathan Hetz as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      7.4      Appoint Josef Stadler as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      8      Approve Remuneration of Board of Directors in the Amount of CHF 1 Million    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      9      Approve Remuneration of Executive Committee in the Amount of CHF 4.5 Million    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      10      Ratify Ernst and Young AG as Auditors    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      11      Designate Proxy Voting Services GmbH as Independent Proxy    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    05-Apr-17       Management      12      Transact Other Business (Voting)    For    Against    Yes    Yes

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-Apr-17    03-Apr-17    Management      2      Approve the Remuneration Report    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-Apr-17    03-Apr-17    Management      3      Elect Andrew Harmos as Director    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-Apr-17    03-Apr-17    Management      4      Elect Aliza Knox as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      2      Approve the Remuneration Report    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      3      Elect Brian Schwartz as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      4      Elect Roy Furman as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      5      Elect Mark R Johnson as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      6      Elect Steven Lowy as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      7      Elect Jeffrey Goldstein as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    07-Apr-17    05-Apr-17    Management      8      Elect Dawn Ostroff as Director    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    13-Apr-17       Management      1      Adopt Trustee’s Report, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    13-Apr-17       Management      2      Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    13-Apr-17       Management      3      Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    13-Apr-17       Management      4      Authorize Share Repurchase Program    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    18-Apr-17       Management      1      Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    18-Apr-17       Management      2      Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    18-Apr-17       Management      3      Approve Issuance of Equity or Equity- Linked Securities with or without Preemptive Rights    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    18-Apr-17       Management      4      Authorize Unit Repurchase Program    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      1      Open Meeting          Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      2      Receive Report of Management Board (Non- Voting)          Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      3      Discuss Remuneration Report Containing Remuneration Policy for Management Board Members          Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      4      Adopt Financial Statements and Statutory Reports    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      5      Receive Explanation on Company’s Reserves and Dividend Policy          Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      6      Approve Dividends of EUR 2.05 Per Share    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      7      Approve Discharge of Management Board    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      8      Approve Discharge of Supervisory Board    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      9      Approve Remuneration of Supervisory Board    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      10      Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    For    For    Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      11      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      12      Other Business (Non- Voting)          Yes    No

Vastned Retail NV

   VASTN    Netherlands    N91784103    N91784103    Annual    20-Apr-17    23-Mar-17    Management      13      Close Meeting          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      1      Open Meeting          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      2      Receive Report of Management Board (Non- Voting)          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      3.a      Receive Report of Supervisory Board (Non- Voting)          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      3.b      Discuss Remuneration Report          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      4      Adopt Financial Statements    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      5      Receive Explanation on Dividend Policy          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      6      Approve Dividends of EUR 0.27 Per Share    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      7      Approve Discharge of Management Board    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      8      Approve Discharge of Supervisory Board    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      9      Discuss Composition of Management Board          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      10      Discuss Composition of the Supervisory Board          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      11      Amend Articles Re: Legislative Updates and Reverse Stock Split 1:8    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      12      Approve Publication of Information in English    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      13.a      Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      13.b      Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 13.a    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      13.c      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      14      Outlook for 2017          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      15      Other Business (Non- Voting)          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Annual    21-Apr-17    24-Mar-17    Management      16      Close Meeting          Yes    No

Tokyu Reit Inc.

   8957    Japan    J88914106    J88914106    Special    21-Apr-17    31-Jan-17    Management      1      Amend Articles to Amend Permitted Investment Objectives    For    For    Yes    No

Tokyu Reit Inc.

   8957    Japan    J88914106    J88914106    Special    21-Apr-17    31-Jan-17    Management      2      Elect Executive Director Kashiwazaki, Kazuyoshi    For    For    Yes    No

Tokyu Reit Inc.

   8957    Japan    J88914106    J88914106    Special    21-Apr-17    31-Jan-17    Management      3.1      Elect Supervisory Director Yanagisawa, Giichi    For    For    Yes    No

Tokyu Reit Inc.

   8957    Japan    J88914106    J88914106    Special    21-Apr-17    31-Jan-17    Management      3.2      Elect Supervisory Director Kondo, Maruhito    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      1a      Elect Director Charles T. Cannada    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      1b      Elect Director Edward M. Casal    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      1c      Elect Director Robert M. Chapman    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      1d      Elect Director Lawrence L. Gellerstedt, III    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      1e      Elect Director Lillian C. Giornelli    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      1f      Elect Director S. Taylor Glover    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      1g      Elect Director Donna W. Hyland    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      1h      Elect Director Brenda J. Mixson    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    25-Apr-17    01-Mar-17    Management      4      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      2      Approve Remuneration Report    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      3      Approve Remuneration Policy    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      4      Approve Final Dividend    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      5      Re-elect David Atkins as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      6      Re-elect Pierre Bouchut as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      7      Re-elect Gwyn Burr as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      8      Re-elect Peter Cole as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      9      Re-elect Timon Drakesmith as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      10      Re-elect Terry Duddy as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      11      Re-elect Andrew Formica as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      12      Re-elect Judy Gibbons as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      13      Re-elect Jean-Philippe Mouton as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      14      Re-elect David Tyler as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      15      Appoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      16      Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      17      Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      18      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      19      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      20      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      21      Approve Long-Term Incentive Plan    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      22      Adopt New Articles of Association    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-17    21-Apr-17    Management      23      Approve Scrip Dividend Scheme    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      1      Approve Financial Statements and Statutory Reports    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      3      Approve Allocation of Income and Dividends of EUR 10.20 per Share    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      4      Approve Auditors’ Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      5      Approve Remuneration Policy for Supervisory Board Members    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      6      Approve Remuneration Policy for Chairman of the Management Board    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      7      Approve Remuneration Policy for Management Board Members    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      8      Non-Binding Vote on Compensation of Christophe Cuvillier, Chairman of the Management Board    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      9      Non-Binding Vote on Compensation of Olivier Bossard, Fabrice Mouchel, Astrid Panosyan, Jaap Tonckens and Jean- Marie Tritant, Members of the Management Board    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      10      Reelect Dagmar Kollmann as Supervisory Board Member    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      11      Elect Phllippe Collombel as Supervisory Board Member    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      12      Elect Colin Dyer as Supervisory Board Member    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      13      Elect Roderick Munsters as Supervisory Board Member    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      14      Renew Appointment of Ernst and Young Audit as Auditor    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      15      Renew Appointment of Deloitte et Associés as Auditor    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      16      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      17      Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      18      Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      19      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      20      Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 18-19    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      21      Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      22      Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans Reserved for Employees and Executive Officers of the Company    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      23      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/

Special

   25-Apr-17    20-Apr-17    Management      24      Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1a      Elect Director William Cavanaugh, III    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1b      Elect Director Alan H. Cohen    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1c      Elect Director James B. Connor    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1d      Elect Director Ngaire E. Cuneo    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1e      Elect Director Charles R. Eitel    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1f      Elect Director Melanie R. Sabelhaus    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1g      Elect Director Peter M. Scott, III    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1h      Elect Director Jack R. Shaw    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1i      Elect Director Michael E. Szymanczyk    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      1j      Elect Director Lynn C. Thurber    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    26-Apr-17    24-Feb-17    Management      4      Ratify KPMG LLP as Auditors    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      1      Approve Financial Statements and Statutory Reports    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      2      Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      3      Approve Transfer of Revaluation Gains and Additional Depreciation to Corresponding Reserves Account    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      4      Approve Allocation of Income and Dividends of EUR 5.20 per Share    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      5      Approve Stock Dividend Program (Cash or New Shares)    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      6      Approve Severance Agreement with Meka Brunel, CEO    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      7      Non-Binding Vote on Compensation of Bernard Michel, Chairman    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      8      Non-Binding Vote on Compensation of Philippe Depoux, CEO    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      9      Approve Remuneration Policy of the Chairman    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      10      Approve Remuneration Policy of CEO    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      11      Ratify Appointment of Ivanhoe Cambridge Inc. as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      12      Reelect Ivanhoe Cambridge Inc. as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      13      Elect Laurence Danon as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      14      Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      15      Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      16      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 47.5 Million    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      17      Authorize Capital Increase of Up to EUR 47.5 Million for Future Exchange Offers    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      18      Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 47.5 Million    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      19      Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      20      Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      21      Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      22      Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      23      Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      24      Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/

Special

   26-Apr-17    21-Apr-17    Management      25      Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.1      Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.2      Elect Director Tamara Hughes Gustavson    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.3      Elect Director Uri P. Harkham    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.4      Elect Director Leslie S. Heisz    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.5      Elect Director B. Wayne Hughes, Jr.    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.6      Elect Director Avedick B. Poladian    For    Against    Yes    Yes

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.7      Elect Director Gary E. Pruitt    For    Against    Yes    Yes

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.8      Elect Director Ronald P. Spogli    For    Against    Yes    Yes

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      1.9      Elect Director Daniel C. Staton    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    26-Apr-17    01-Mar-17    Management      4      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1a      Elect Director Brian G. Cartwright    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1b      Elect Director Christine N. Garvey    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1c      Elect Director David B. Henry    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1d      Elect Director Thomas M. Herzog    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1e      Elect Director James P. Hoffmann    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1f      Elect Director Michael D. McKee    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1g      Elect Director Peter L. Rhein    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      1h      Elect Director Joseph P. Sullivan    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

HCP, Inc.

   HCP    USA    40414L109    40414L109    Annual    27-Apr-17    08-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1a      Elect Director Martin E. Stein, Jr.    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1b      Elect Director Joseph Azrack    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1c      Elect Director Raymond L. Bank    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1d      Elect Director Bryce Blair    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1e      Elect Director C. Ronald Blankenship    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1f      Elect Director Mary Lou Fiala    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1g      Elect Director Chaim Katzman    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1h      Elect Director Peter Linneman    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1i      Elect Director David P. O’Connor    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1j      Elect Director John C. Schweitzer    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      1k      Elect Director Thomas G. Wattles    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      2      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    27-Apr-17    10-Mar-17    Management      4      Ratify KPMG LLP as Auditors    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17 18-Apr-17    Management      1      Amend Article 1 Re: Textual Change    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      2      Amend Article 3 Re: Change of registered office within the Grand Duchy of Luxembourg    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      3      Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 million    For    Against    Yes    Yes

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      4      Amend Article 6 Re: Access to Documents    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      5      Amend Article 7 Re: Waiving of Voting Rights    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      6      Amend Article 8 Re: Decisive Vote Board Chairman    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      7      Amend Article 8 Re: Delegation of Powers    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      8      Amend Article 10 Re: Clarify dealing in case of Conflicts of Interest in line with applicable Luxembourg Law    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      9      Amend Article 12 Re: Official Gazette    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Special    02-May-17    18-Apr-17    Management      10      Amend Article 13 Re: Date of Annual General Meeting    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      1      Receive Directors’ and Auditor’s Reports (Non- Voting)          Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      2      Approve Financial Statements    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      3      Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      4      Approve Allocation of Income and Dividends    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      5      Elect Jorn Stobb as Independent Director    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      6      Approve Increase of Fixed Annual Fees of Independent Board Members    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      7      Approve Discharge of Directors    For    For    Yes    No

ADO Properties S.A.

   ADJ    Luxembourg       L0120V103    Annual    02-May-17    18-Apr-17    Management      8      Renew Appointment of KPMG Luxembourg as Auditor    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.1      Elect Director Jon E. Bortz    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.2      Elect Director David W. Faeder    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.3      Elect Director Elizabeth I. Holland    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.4      Elect Director Gail P. Steinel    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.5      Elect Director Warren M. Thompson    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.6      Elect Director Joseph S. Vassalluzzo    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      1.7      Elect Director Donald C. Wood    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      2      Ratify Grant Thornton LLP as Auditors    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    03-May-17    14-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      1      Approve Financial Statements and Auditors’ Reports and Declare Final Dividend    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      2      Re-elect Charles Allen- Jones as Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      3      Re-elect Sir Henry Keswick as Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      4      Re-elect Simon Keswick as Director    For    Against    Yes    Yes


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      5      Re-elect Yiu Kai Pang as Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      6      Elect Robert Wong as Director    For    Abstain    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      7      Approve Directors’ Fees    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      8      Ratify Auditors and Authorise Their Remuneration    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    03-May-17       Management      9      Authorise Issue of Equity with and without Pre- emptive Rights    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1a      Elect Director Hamid R. Moghadam    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1b      Elect Director George L. Fotiades    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1c      Elect Director Lydia H. Kennard    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1d      Elect Director J. Michael Losh    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1e      Elect Director Irving F. Lyons, III    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1f      Elect Director David P. O’Connor    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1g      Elect Director Olivier Piani    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1h      Elect Director Jeffrey L. Skelton    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1i      Elect Director Carl B. Webb    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      1j      Elect Director William D. Zollars    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    03-May-17    09-Mar-17    Management      4      Ratify KPMG LLP as Auditors    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.1      Elect Trustee Gerald R. Connor    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.2      Elect Trustee Gordon R. Cunningham    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.3      Elect Trustee Michael R. Emory    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.4      Elect Trustee James Griffiths    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.5      Elect Trustee Margaret T. Nelligan    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.6      Elect Trustee Ralph T. Neville    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.7      Elect Trustee Peter Sharpe    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      1.8      Elect Trustee Daniel F. Sullivan    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual    04-May-17    31-Mar-17    Management      2      Approve Deloitte LLP Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1a      Elect Director William C. Bayless, Jr.    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1b      Elect Director Blakeley W. Chandlee, III    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1c      Elect Director G. Steven Dawson    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1d      Elect Director Cydney C. Donnell    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1e      Elect Director Dennis G. Lopez    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1f      Elect Director Edward Lowenthal    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1g      Elect Director Oliver Luck    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      1h      Elect Director C. Patrick Oles, Jr.    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    04-May-17    13-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1a      Elect Director Kenneth J. Bacon    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1b      Elect Director Thomas J. DeRosa    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1c      Elect Director Jeffrey H. Donahue    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1d      Elect Director Fred S. Klipsch    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1e      Elect Director Geoffrey G. Meyers    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1f      Elect Director Timothy J. Naughton    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1g      Elect Director Sharon M. Oster    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1h      Elect Director Judith C. Pelham    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1i      Elect Director Sergio D. Rivera    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      1j      Elect Director R. Scott Trumbull    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    04-May-17    07-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1a      Elect Director Glyn F. Aeppel    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1b      Elect Director Larry C. Glasscock    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1c      Elect Director Karen N. Horn    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1d      Elect Director Allan Hubbard    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1e      Elect Director Reuben S. Leibowitz    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1f      Elect Director Gary M. Rodkin    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1g      Elect Director Daniel C. Smith    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      1h      Elect Director J. Albert Smith, Jr.    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      2      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    10-May-17    15-Mar-17    Management      4      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1a      Elect Director Thomas F. Brady    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1b      Elect Director Stephen E. Budorick    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1c      Elect Director Robert L. Denton, Sr.    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1d      Elect Director Philip L. Hawkins    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1e      Elect Director Elizabeth A. Hight    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1f      Elect Director David M. Jacobstein    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1g      Elect Director Steven D. Kesler    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1h      Elect Director C. Taylor Pickett    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      1i      Elect Director Richard Szafranski    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      2      Amend Declaration of Trust    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      3      Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      5      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    11-May-17    14-Mar-17    Management      6      Approve Omnibus Stock Plan    For    For    Yes    No

GPT Group

   GPT    Australia    Q4252X106    Q4252X155    Annual    11-May-17    09-May-17    Management      1      Elect Gene Tilbrook as Director    For    For    Yes    No

GPT Group

   GPT    Australia    Q4252X106    Q4252X155    Annual    11-May-17    09-May-17    Management      2      Approve the Adoption of Remuneration Report    For    For    Yes    No

GPT Group

   GPT    Australia    Q4252X106    Q4252X155    Annual    11-May-17    09-May-17    Management      3      Approve Grant of Performance Rights to Robert Johnston (2017 Deferred Short Term Incentive)    For    For    Yes    No

GPT Group

   GPT    Australia    Q4252X106    Q4252X155    Annual    11-May-17    09-May-17    Management      4      Approve Grant of Performance Rights to Robert Johnston (Long Term Incentive)    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual/

Special

   11-May-17    31-Mar-17    Management      1.1      Elect Trustee Huw Thomas    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual/

Special

   11-May-17    31-Mar-17    Management      1.2      Elect Trustee Jamie McVicar    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual/

Special

   11-May-17    31-Mar-17    Management      1.3      Elect Trustee Kevin Pshebniski    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual/

Special

   11-May-17    31-Mar-17    Management      1.4      Elect Trustee Michael Young    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual/

Special

   11-May-17    31-Mar-17    Management      1.5      Elect Trustee Garry Foster    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary CUSIP    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual/

Special

   11-May-17    31-Mar-17    Management      2      Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual/

Special

   11-May-17    31-Mar-17    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual/

Special

   11-May-17    31-Mar-17    Management      4      Amend Declaration of Trust    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.1      Elect Director Richard J. Campo    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.2      Elect Director Heather J. Brunner    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.3      Elect Director Scott S. Ingraham    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.4      Elect Director Renu Khator    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.5      Elect Director William B. McGuire, Jr.    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.6      Elect Director D. Keith Oden    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.7      Elect Director William F. Paulsen    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.8      Elect Director Frances Aldrich Sevilla-Sacasa    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.9      Elect Director Steven A. Webster    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      1.10      Elect Director Kelvin R. Westbrook    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    12-May-17    15-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)          Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      2      Approve Allocation of Income and Dividends of EUR 0.52 per Share    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      3      Approve Discharge of Management Board for Fiscal 2016    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      4      Approve Discharge of Supervisory Board for Fiscal 2016    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      5.1      Ratify Deloitte as Auditors for Fiscal 2017    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      5.2      Ratify Deloitte as Auditors for the First Half of Fiscal 2017    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      5.3      Ratify Deloitte as Auditors for the Period until the 2018 AGM    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      6      Elect Bernhard Duettmann to the Supervisory Board    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      7      Approve Remuneration System for Management Board Members    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      8      Approve Remuneration of Supervisory Board    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      9      Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      10.1      Approve Creation of EUR 30.6 Million Pool of Capital with Preemptive Rights    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      10.2      Exclude Preemptive Rights up to 5 percent of Share Capital Against Contributions in Cash for the Capital Pool proposed under Item 10.1    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary CUSIP    Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      10.3      Exclude Preemptive Rights up to 5 percent of Share Capital Against Contributions in Cash or in Kind for the Capital Pool proposed under Item 10.1    For    For    Yes    No

alstria office REIT- AG

   AOX    Germany    D0378R100    D0378R100    Annual    16-May-17    24-Apr-17    Management      11      Approve Issuance of Convertible Profit- Sharing Certificates without Preemptive Rights up to an Aggregate Nominal Amount of EUR 1 Million to Employees of the Company; Approve Creation of EUR 1 Million Pool of Capital to Guarantee Conversion Rights    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong Kong       Y83191109    Annual    16-May-17    10-May-17    Management      1a      Elect John Robert Slosar as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong Kong       Y83191109    Annual    16-May-17    10-May-17    Management      1b      Elect Lim Siang Keat Raymond as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong Kong       Y83191109    Annual    16-May-17    10-May-17    Management      1c      Elect Low Mei Shuen Michelle as Director    For    Against    Yes    Yes

Swire Properties Ltd.

   1972    Hong Kong       Y83191109    Annual    16-May-17    10-May-17    Management      1d      Elect Cheng Lily Ka Lai as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong Kong       Y83191109    Annual    16-May-17    10-May-17    Management      1e      Elect Wu May Yihong as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong Kong       Y83191109    Annual    16-May-17    10-May-17    Management      2      Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong Kong       Y83191109    Annual    16-May-17    10-May-17    Management      3      Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong Kong       Y83191109    Annual    16-May-17    10-May-17    Management      4      Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Yes    Yes


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1a      Elect Director Richard B. Clark    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1b      Elect Director Mary Lou Fiala    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1c      Elect Director J. Bruce Flatt    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1d      Elect Director Janice R. Fukakusa    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1e      Elect Director John K. Haley    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1f      Elect Director Daniel B. Hurwitz    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1g      Elect Director Brian W. Kingston    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1h      Elect Director Christina M. Lofgren    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      1i      Elect Director Sandeep Mathrani    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      2      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      4      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Management      5      Provide Directors May Be Removed With or Without Cause    For    For    Yes    No

GGP Inc.

   GGP    USA    36174X101    36174X101    Annual    17-May-17    20-Mar-17    Share
Holder
     6      Adopt Proxy Access Right    Against    For    Yes    Yes

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)          Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      2      Approve Allocation of Income and Dividends of EUR 2.76 per Share    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      3      Approve Discharge of Management Board for Fiscal 2016    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      4      Approve Discharge of Supervisory Board for Fiscal 2016    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      5      Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      6      Approve Creation of EUR 31.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      7      Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 31.6 Million Pool of Capital to Guarantee Conversion Rights    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      8      Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares without Tender and Acquisition Rights    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      9      Authorize Use of Financial Derivatives when Repurchasing Shares without Tender and Preemptive Rights    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    17-May-17       Management      10      Approve Transfer of Majority Shareholding Interests in LEG NRW GmbH, LEG Recklinghausen 1 GmbH, and LEG Recklinghausen 2 GmbH to a Wholly Owned Subsidiary of LEG Immmobilien AG    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1a      Elect Director Glyn F. Aeppel    For    Against    Yes    Yes

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1b      Elect Director Terry S. Brown    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1c      Elect Director Alan B. Buckelew    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1d      Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1e      Elect Director Richard J. Lieb    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1f      Elect Director Timothy J. Naughton    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1g      Elect Director Peter S. Rummell    For    Against    Yes    Yes

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1h      Elect Director H. Jay Sarles    For    Against    Yes    Yes

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1i      Elect Director Susan Swanezy    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      1j      Elect Director W. Edward Walter    For    Against    Yes    Yes

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      3      Amend Omnibus Stock Plan    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      4      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    18-May-17    06-Mar-17    Management      5      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.1      Elect Director James M. Taylor Jr.    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.2      Elect Director John G. Schreiber    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.3      Elect Director Michael Berman    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.4      Elect Director Sheryl M. Crosland    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.5      Elect Director Anthony W. Deering    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.6      Elect Director Thomas W. Dickson    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.7      Elect Director Daniel B. Hurwitz    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.8      Elect Director William D. Rahm    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      1.9      Elect Director Gabrielle Sulzberger    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    18-May-17    14-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      1      Elect Trustee John A. Brough    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      2      Elect Trustee Anthony S. Fell    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      3      Elect Trustee Stephen E. Johnson    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      4      Elect Trustee Karen A. Kinsley    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      5      Elect Trustee R. Michael Latimer    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      6      Elect Trustee W. Reay Mackay    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      7      Elect Trustee Dale R. Ponder    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      8      Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      9      Amend Declaration of Trust Re: Advance Notice Provisions    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      10      Amend Declaration of Trust Re: Dissent and Appraisal Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      11      Amend Declaration of Trust Re: Oppression Remedy    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      12      Amend Declaration of Trust Re: Unitholder Proposals    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      13      Amend Declaration of Trust Re: Quorum Requirement    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      14      Amend Declaration of Trust Re: Investment Restrictions    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual/

Special

   18-May-17    30-Mar-17    Management      15      Approve Unitholder Rights Plan    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.1      Elect Director Robert J. Attea    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.2      Elect Director Kenneth F. Myszka    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.3      Elect Director Charles E. Lannon    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.4      Elect Director Stephen R. Rusmisel    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.5      Elect Director Arthur L. Havener, Jr.    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      1.6      Elect Director Mark G. Barberio    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      2      Amend Bylaws    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      3      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      4      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Life Storage, Inc.

   LSI    USA    53223X107    53223X107    Annual    18-May-17    17-Mar-17    Management      5      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1a      Elect Director Albert Behler    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1b      Elect Director Thomas Armbrust    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1c      Elect Director Martin Bussmann    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1d      Elect Director Dan Emmett    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1e      Elect Director Lizanne Galbreath    For    Against    Yes    Yes

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1f      Elect Director Karin Klein    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1g      Elect Director Peter Linneman    For    Against    Yes    Yes

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1h      Elect Director David O’Connor    For    Against    Yes    Yes

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      1i      Elect Director Katharina Otto-Bernstein    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    18-May-17    20-Mar-17    Management      3      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      1a      Elect Director Melody C. Barnes    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      1b      Elect Director Debra A. Cafaro    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      1c      Elect Director Jay M. Gellert    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      1d      Elect Director Richard I. Gilchrist    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      1e      Elect Director Matthew J. Lustig    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      1f      Elect Director Roxanne M. Martino    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      1g      Elect Director Walter C. Rakowich    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      1h      Elect Director Robert D. Reed    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      1i      Elect Director Glenn J. Rufrano    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      1j      Elect Director James D. Shelton    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    18-May-17    22-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      1.1      Elect Director Michael Lynne    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      1.2      Elect Director David M. Mandelbaum    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      1.3      Elect Director Mandakini Puri    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      1.4      Elect Director Daniel R. Tisch    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      2      Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    18-May-17    20-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      1      Accept Financial Statements and Statutory Reports    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      2      Approve Remuneration Policy    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      3      Approve Remuneration Report    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      4      Approve Final Dividend    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      5      Approve Special Dividend    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      6      Re-elect Robert Rayne as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      7      Re-elect John Burns as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      8      Re-elect Simon Silver as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      9      Re-elect Damian Wisniewski as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      10      Re-elect Nigel George as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      11      Re-elect David Silverman as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      12      Re-elect Paul Williams as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      13      Re-elect Stephen Young as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      14      Re-elect Simon Fraser as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      15      Re-elect Richard Dakin as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      16      Re-elect Claudia Arney as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      17      Re-elect Cilla Snowball as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      18      Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      19      Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      20      Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      21      Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      22      Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      23      Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    19-May-17    17-May-17    Management      24      Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.1      Elect Director Bruce W. Duncan    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.2      Elect Director Karen E. Dykstra    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.3      Elect Director Carol B. Einiger    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.4      Elect Director Jacob A. Frenkel    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.5      Elect Director Joel I. Klein    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.6      Elect Director Douglas T. Linde    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.7      Elect Director Matthew J. Lustig    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.8      Elect Director Alan J. Patricof    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.9      Elect Director Owen D. Thomas    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.10      Elect Director Martin Turchin    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      1.11      Elect Director David A. Twardock    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    23-May-17    29-Mar-17    Management      4      Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      1.1      Elect Trustee Harold Burke    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      1.2      Elect Trustee Gina Cody    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      1.3      Elect Trustee David Ehrlich    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      1.4      Elect Trustee Paul Harris    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      1.5      Elect Trustee Thomas Schwartz    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      1.6      Elect Trustee David Sloan    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      1.7      Elect Trustee Michael Stein    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      1.8      Elect Trustee Stanley Swartzman    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      1.9      Elect Trustee Elaine Todres    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      2      Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

Canadian Apartment Properties Real Estate Investment Trust

   CAR.UN    Canada    134921105    134921105    Annual/

Special

   24-May-17    19-Apr-17    Management      4      Amend Declaration of Trust    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      1.1      Elect Director Victor J. Coleman    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      1.2      Elect Director Theodore R. Antenucci    For    Against    Yes    Yes

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      1.3      Elect Director Frank Cohen    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      1.4      Elect Director Richard B. Fried    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      1.5      Elect Director Jonathan M. Glaser    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      1.6      Elect Director Robert L. Harris, II    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      1.7      Elect Director Mark D. Linehan    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      1.8      Elect Director Robert M. Moran, Jr.    For    Against    Yes    Yes

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      1.9      Elect Director Michael Nash    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      1.10      Elect Director Barry A. Porter    For    Against    Yes    Yes


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      2      Amend Omnibus Stock Plan    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      3      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      4      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Management      5      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    24-May-17    24-Mar-17    Share
Holder
     6      Report on Steps Taken to Increase Board Diversity    Against    For    Yes    Yes

Hulic REIT, Inc.

   3295    Japan       J2359T109    Special    25-May-17    28-Feb-17    Management      1      Amend Articles to Amend Asset Management Compensation    For    For    Yes    No

Hulic REIT, Inc.

   3295    Japan       J2359T109    Special    25-May-17    28-Feb-17    Management      2      Elect Executive Director Tokita, Eiji    For    For    Yes    No

Hulic REIT, Inc.

   3295    Japan       J2359T109    Special    25-May-17    28-Feb-17    Management      3      Elect Alternate Executive Director Chokki, Kazuaki    For    For    Yes    No

Hulic REIT, Inc.

   3295    Japan       J2359T109    Special    25-May-17    28-Feb-17    Management      4.1      Elect Supervisory Director Shimada, Kunio    For    Against    Yes    Yes

Hulic REIT, Inc.

   3295    Japan       J2359T109    Special    25-May-17    28-Feb-17    Management      4.2      Elect Supervisory Director Sugimoto, Shigeru    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      1.1      Elect Director Pamela K. M. Beall    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      1.2      Elect Director Steven D. Cosler    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      1.3      Elect Director Don DeFosset    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      1.4      Elect Director David M. Fick    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      1.5      Elect Director Edward J. Fritsch    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      1.6      Elect Director Kevin B. Habicht    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      1.7      Elect Director Robert C. Legler    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security
ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      1.8      Elect Director Sam L. Susser    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      1.9      Elect Director Julian E. Whitehurst    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      2      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      3      Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      4      Approve Omnibus Stock Plan    For    For    Yes    No

National Retail Properties, Inc.

   NNN    USA    637417106    637417106    Annual    25-May-17    24-Mar-17    Management      5      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      1      Approve Consolidated and Standalone Financial Statements    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      2      Approve Consolidated and Standalone Management Reports    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      3      Approve Discharge of Board    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      4      Approve Allocation of Income and Dividends    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      5      Renew Appointment of Deloitte as Auditor    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.1      Fix Number of Directors at 7    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.2      Elect Laurent Luccioni as Director    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.3      Reelect Jose Luis del Valle Doblado as Director    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.4      Reelect Pedro Luis Uriarte Santamarina as Director    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.5      Reelect Alec Emmott as Director    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.6      Reelect Roger Maxwell Cooke as Director    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      6.7      Reelect Miguel Pereda Espeso as Director    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      7      Allow Miguel Pereda Espeso to Be Involved in Other Companies    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      8      Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      9      Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 500 Million    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      10      Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 500 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      11      Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      12      Approve Issuance of Shares for Grupo Lar Inversiones Inmobiliarias SA    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      13      Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Lar Espana Real Estate Socimi SA

   LRE    Spain       E7S5A1113    Annual    26-May-17    19-May-17    Management      14      Advisory Vote on Remuneration Report    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.1      Elect Director William M. Diefenderfer, III    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.2      Elect Director Piero Bussani    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.3      Elect Director Christopher P. Marr    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.4      Elect Director Marianne M. Keler    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.5      Elect Director Deborah Ratner Salzberg    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.6      Elect Director John F. Remondi    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.7      Elect Director Jeffrey F. Rogatz    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      1.8      Elect Director John W. Fain    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      2      Ratify KPMG LLP as Auditors    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   One Year    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    31-May-17    15-Mar-17    Management      5      Amend Declaration of Trust to Provide Shareholders the Ability to Amend the Bylaws    For    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      1.1      Elect Director Robert S. Taubman    For    Do Not Vote    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      1.2      Elect Director Cia Buckley Marakovits    For    Do Not Vote    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      1.3      Elect Director Myron E. Ullman, III    For    Do Not Vote    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      2      Ratify KPMG LLP as Auditors    For    Do Not Vote    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Do Not Vote    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      4      Advisory Vote on Say on Pay Frequency    One
Year
   Do Not Vote    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Share
Holder
     1.1      Elect Director Charles Elson    For    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Share
Holder
     1.2      Elect Director Jonathan Litt    For    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Share
Holder
     1.3      Management Nominee Cia Buckley Marakovits    For    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      2      Ratify KPMG LLP as Auditors    None    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    None    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Proxy
Contest
   01-Jun-17    03-Apr-17    Management      4      Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)          Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      2      Approve Allocation of Income and Dividends of EUR 0.74 per Share    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      3      Approve Discharge of Management Board for Fiscal 2016    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      4      Approve Discharge of Supervisory Board for Fiscal 2016    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      5      Ratify KPMG AG as Auditors for Fiscal 2017    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      6      Elect Juergen Fenk to the Supervisory Board    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      7      Approve Remuneration of Supervisory Board    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      8      Approve Creation of EUR 110 Million Pool of Capital with Partial Exclusion of Preemptive Rights    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      9      Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 70 Million Pool of Capital to Guarantee Conversion Rights    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      10      Change of Corporate Form to Societas Europaea (SE)    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    02-Jun-17    11-May-17    Management      11      Change Location of Registered Office to Berlin, Germany    For    For    Yes    No

Sekisui House SI Residential Investment REIT

   8973    Japan    J29117108    J71027106    Special    07-Jun-17    14-Apr-17    Management      1      Amend Articles To Change REIT Name    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.1      Elect Trustee Bonnie Brooks    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.2      Elect Trustee Clare R. Copeland    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.3      Elect Trustee Paul Godfrey    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.4      Elect Trustee Dale H. Lastman    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.5      Elect Trustee Jane Marshall    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.6      Elect Trustee Sharon Sallows    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.7      Elect Trustee Edward Sonshine    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.8      Elect Trustee Siim A. Vanaselja    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      1.9      Elect Trustee Charles M. Winograd    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      2      Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Riocan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    08-Jun-17    10-Apr-17    Management      3      Advisory Vote on Executive Compensation Approach    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.1      Elect Director John W. Alexander    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.2      Elect Director Charles L. Atwood    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.3      Elect Director Linda Walker Bynoe    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.4      Elect Director Connie K. Duckworth    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.5      Elect Director Mary Kay Haben    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.6      Elect Director Bradley A. Keywell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.7      Elect Director John E. Neal    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.8      Elect Director David J. Neithercut    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.9      Elect Director Mark S. Shapiro    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.10      Elect Director Gerald A. Spector    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.11      Elect Director Stephen E. Sterrett    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      1.12      Elect Director Samuel Zell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Management      4      Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    15-Jun-17    31-Mar-17    Share
Holder
     5      Provide Shareholders the Right to Amend Bylaws    Against    For    Yes    Yes

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Special    16-Jun-17    19-May-17    Management      1      Open Meeting          Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Special    16-Jun-17    19-May-17    Management      2      Amend Articles Re: Legislative Updates and Reverse Stock Split 1:8    For    For    Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Special    16-Jun-17    19-May-17    Management      3      Other Business (Non- Voting)          Yes    No

NSI NV

   NSI    Netherlands    N6325K105    N6325K105    Special    16-Jun-17    19-May-17    Management      4      Close Meeting          Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      1      Approve Consolidated and Standalone Financial Statements    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      2      Approve Allocation of Income and Dividends    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      3      Approve Discharge of Board    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      4      Authorize Share Repurchase Program    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      5      Authorize Company to Call EGM with 21 Days’ Notice    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      6      Advisory Vote on Remuneration Report    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      7      Elect Cato Henning Stonex as Director    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      8.1      Reelect Luis Maria Arredondo Malo as Director    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      8.2      Reelect Luis Alfonso Lopez de Herrera-Oria as Director    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      8.3      Reelect Fernando Bautista Sagues as Director    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      8.4      Reelect David Jimenez- Blanco Carrillo de Albornoz as Director    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      9      Renew Appointment of PricewaterhouseCoopers as Auditor    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    19-Jun-17    14-Jun-17    Management      10      Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      1      Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)          Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      2      Approve Allocation of Income and Dividends of EUR 1.40 per Share    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      3      Approve Discharge of Management Board for Fiscal 2016    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      4      Approve Discharge of Supervisory Board for Fiscal 2016    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      5      Ratify BDO AG as Auditors for Fiscal 2017    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      6.1      Elect Reiner Strecker to the Supervisory Board    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      6.2      Elect Karin Dohm to the Supervisory Board    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      6.3      Elect Klaus Striebich to the Supervisory Board    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      7      Approve Creation of EUR 11.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    28-Jun-17       Management      8      Amend Articles Re: Supervisory Board- Related    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.1      Elect Director Jackson Hsieh    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.2      Elect Director Kevin M. Charlton    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.3      Elect Director Todd A. Dunn    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.4      Elect Director Richard I. Gilchrist    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.5      Elect Director Diane M. Morefield    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.6      Elect Director Sheli Z. Rosenberg    For    For    Yes    No


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Institution Account(s): 14 LaSalle Global Risk-Managed Real Estate Fund

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.7      Elect Director Thomas D. Senkbeil    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      1.8      Elect Director Nicholas P. Shepherd    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      2      Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    28-Jun-17    17-Mar-17    Management      3      Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No


IVY LIMITED-TERM BOND FUND

Proxy Voting Record

There was no proxy voting for Ivy Limited-Term Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY MANAGED INTERNATIONAL OPPORTUNITIES FUND

Proxy Voting Record

There was no proxy voting for Ivy Managed International Opportunities Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY MICRO CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Tile Shop Holdings, Inc.

 

Meeting Date:    07/12/2016   Country:    USA   Primary Security ID:    88677Q109
Record Date:    05/16/2016   Meeting Type:    Annual   Ticker:    TTS
     Shares Voted:    347,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Chris R. Homeister

   Mgmt    For    For    For
1.2  

Elect Director Peter J. Jacullo, III

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

8x8, Inc.

 

Meeting Date:    07/22/2016   Country:    USA   Primary Security ID:    282914100
Record Date:    06/03/2016   Meeting Type:    Annual   Ticker:    EGHT
     Shares Voted:    544,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Guy L. Hecker, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Bryan R. Martin

   Mgmt    For    For    For
1.3  

Elect Director Vikram Verma

   Mgmt    For    For    For
1.4  

Elect Director Eric Salzman

   Mgmt    For    For    For
1.5  

Elect Director Ian Potter

   Mgmt    For    For    For
1.6  

Elect Director Jaswinder Pal Singh

   Mgmt    For    For    For
1.7  

Elect Director Vladimir Jacimovic

   Mgmt    For    For    For
2  

Ratify Moss Adams LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Thermon Group Holdings, Inc.

 

Meeting Date:    07/27/2016   Country:    USA   Primary Security ID:    88362T103
Record Date:    06/01/2016   Meeting Type:    Annual   Ticker:    THR
     Shares Voted:    121,800     

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marcus J. George

   Mgmt    For    For    For
1.2  

Elect Director Richard E. Goodrich

   Mgmt    For    For    For
1.3  

Elect Director Kevin J. McGinty

   Mgmt    For    For    For
1.4  

Elect Director John T. Nesser, III

   Mgmt    For    For    For
1.5  

Elect Director Michael W. Press

   Mgmt    For    For    For
1.6  

Elect Director Stephen A. Snider

   Mgmt    For    For    For
1.7  

Elect Director Charles A. Sorrentino

   Mgmt    For    For    For
1.8  

Elect Director Bruce A. Thames

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

NVE Corporation

 

Meeting Date:    08/04/2016   Country:    USA   Primary Security ID:    629445206
Record Date:    06/10/2016   Meeting Type:    Annual   Ticker:    NVEC
     Shares Voted:    63,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Terrence W. Glarner

   Mgmt    For    For    For
1.2  

Elect Director Daniel A. Baker

   Mgmt    For    For    For
1.3  

Elect Director Patricia M. Hollister

   Mgmt    For    For    For
1.4  

Elect Director Richard W. Kramp

   Mgmt    For    For    For
1.5  

Elect Director Gary R. Maharaj

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

American Woodmark Corporation

 

Meeting Date:    08/25/2016   Country:    USA   Primary Security ID:    030506109
Record Date:    06/20/2016   Meeting Type:    Annual   Ticker:    AMWD
     Shares Voted:    28,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrew B. Cogan

   Mgmt    For    For    For
1.2  

Elect Director Martha M. Dally

   Mgmt    For    For    For
1.3  

Elect Director James G. Davis, Jr.

   Mgmt    For    For    For
1.4  

Elect Director S. Cary Dunston

   Mgmt    For    For    For
1.5  

Elect Director Kent B. Guichard

   Mgmt    For    For    For
1.6  

Elect Director Daniel T. Hendrix

   Mgmt    For    For    For
1.7  

Elect Director Carol B. Moerdyk

   Mgmt    For    For    For
1.8  

Elect Director David W. Moon

   Mgmt    For    For    For
1.9  

Elect Director Vance W. Tang

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Inter Parfums, Inc.

 

Meeting Date:    09/13/2016   Country:    USA   Primary Security ID:    458334109
Record Date:    07/19/2016   Meeting Type:    Annual   Ticker:    IPAR
     Shares Voted:    53,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jean Madar

   Mgmt    For    For    For
1.2  

Elect Director Philippe Benacin

   Mgmt    For    For    For
1.3  

Elect Director Russell Greenberg

   Mgmt    For    For    For
1.4  

Elect Director Philippe Santi

   Mgmt    For    For    For
1.5  

Elect Director Francois Heilbronn

   Mgmt    For    For    For
1.6  

Elect Director Jean Levy

   Mgmt    For    For    For
1.7  

Elect Director Robert Bensoussan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Inter Parfums, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8  

Elect Director Patrick Choel

   Mgmt    For    For    For
1.9  

Elect Director Michel Dyens

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Stock Option Plan

   Mgmt    For    Refer    For

MERCURY SYSTEMS, INC.

 

Meeting Date:    10/19/2016   Country:    USA   Primary Security ID:    589378108
Record Date:    08/12/2016   Meeting Type:    Annual   Ticker:    MRCY
     Shares Voted:    120,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James K. Bass

   Mgmt    For    For    For
1.2  

Elect Director Michael A. Daniels

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Mimecast Limited

 

Meeting Date:    10/19/2016   Country:    Jersey   Primary Security ID:    G14838109
Record Date:    10/17/2016   Meeting Type:    Annual   Ticker:    MIME
     Shares Voted:    219,028     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Elect Norman Fiore as Director

   Mgmt    For    For    For
3  

Elect Bernard Dalle as Director

   Mgmt    For    For    For
4  

Ratify the Appointment of Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Appoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Earthstone Energy, Inc.

 

Meeting Date:    11/16/2016   Country:    USA   Primary Security ID:    27032D205
Record Date:    09/28/2016   Meeting Type:    Annual   Ticker:    ESTE
     Shares Voted:    91,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frank A. Lodzinski

   Mgmt    For    Refer    Against
1.2  

Elect Director Ray Singleton

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

Oclaro, Inc.

 

Meeting Date:    11/18/2016   Country:    USA   Primary Security ID:    67555N206
Record Date:    09/29/2016   Meeting Type:    Annual   Ticker:    OCLR
     Shares Voted:    363,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kendall Cowan

   Mgmt    For    For    For
1.2  

Elect Director Joel A. Smith, III

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Ring Energy, Inc.

 

Meeting Date:    12/13/2016   Country:    USA   Primary Security ID:    76680V108
Record Date:    11/18/2016   Meeting Type:    Annual   Ticker:    REI
     Shares Voted:    148,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kelly Hoffman

   Mgmt    For    For    For
1.2  

Elect Director David A. Fowler

   Mgmt    For    For    For
1.3  

Elect Director Lloyd T. (‘Tim’) Rochford

   Mgmt    For    Refer    Against
1.4  

Elect Director Stanley M. McCabe

   Mgmt    For    Refer    Against
1.5  

Elect Director Anthony B. Petrelli

   Mgmt    For    For    For
1.6  

Elect Director Clayton E. Woodrum

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Ratify Eide Bailly LLP as Auditors

   Mgmt    For    For    For
4  

Other Business

   Mgmt    For    Against    Against

Motorcar Parts of America, Inc.

 

Meeting Date:    03/24/2017   Country:    USA   Primary Security ID:    620071100
Record Date:    01/24/2017   Meeting Type:    Annual   Ticker:    MPAA
     Shares Voted:    153,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Selwyn Joffe

   Mgmt    For    For    For
1.2  

Elect Director Scott J. Adelson

   Mgmt    For    For    For
1.3  

Elect Director Rudolph J. Borneo

   Mgmt    For    For    For
1.4  

Elect Director David Bryan

   Mgmt    For    For    For
1.5  

Elect Director Joseph Ferguson

   Mgmt    For    For    For
1.6  

Elect Director Philip Gay

   Mgmt    For    For    For
1.7  

Elect Director Duane Miller

   Mgmt    For    For    For
1.8  

Elect Director Jeffrey Mirvis

   Mgmt    For    For    For
1.9  

Elect Director Timothy D. Vargo

   Mgmt    For    For    For
1.10  

Elect Director Barbara L. Whittaker

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Flotek Industries, Inc.

 

Meeting Date:    04/21/2017   Country:    USA   Primary Security ID:    343389102
Record Date:    03/02/2017   Meeting Type:    Annual   Ticker:    FTK
     Shares Voted:    355,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michelle M. Adams

   Mgmt    For    For    For
1.2  

Elect Director Ted D. Brown

   Mgmt    For    For    For
1.3  

Elect Director John W. Chisholm

   Mgmt    For    For    For
1.4  

Elect Director L. Melvin Cooper

   Mgmt    For    For    For
1.5  

Elect Director Carla S. Hardy

   Mgmt    For    For    For
1.6  

Elect Director Kenneth T. Hern

   Mgmt    For    For    For
1.7  

Elect Director L.V. ‘Bud’ McGuire

   Mgmt    For    For    For
1.8  

Elect Director John S. Reiland

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Hein & Associates LLP as Auditors

   Mgmt    For    For    For

Clayton Williams Energy, Inc.

 

Meeting Date:    04/24/2017   Country:    USA   Primary Security ID:    969490101
Record Date:    03/23/2017   Meeting Type:    Special   Ticker:    CWEI
     Shares Voted:    2,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Nautilus, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    63910B102
Record Date:    03/09/2017   Meeting Type:    Annual   Ticker:    NLS
     Shares Voted:    274,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald P. Badie

   Mgmt    For    For    For
1.2  

Elect Director Bruce M. Cazenave

   Mgmt    For    For    For
1.3  

Elect Director Richard A. Horn

   Mgmt    For    For    For
1.4  

Elect Director M. Carl Johnson, III

   Mgmt    For    For    For
1.5  

Elect Director Anne G. Saunders

   Mgmt    For    For    For
1.6  

Elect Director Marvin G. Siegert

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Unisys Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    909214306
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    UIS
     Shares Voted:    81,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter A. Altabef

   Mgmt    For    For    For
1b  

Elect Director Jared L. Cohon

   Mgmt    For    For    For
1c  

Elect Director Alison Davis

   Mgmt    For    For    For
1d  

Elect Director Nathaniel A. Davis

   Mgmt    For    For    For
1e  

Elect Director Denise K. Fletcher

   Mgmt    For    For    For
1f  

Elect Director Philippe Germond

   Mgmt    For    For    For
1g  

Elect Director Paul E. Martin

   Mgmt    For    For    For
1h  

Elect Director Lee D. Roberts

   Mgmt    For    For    For
1i  

Elect Director Paul E. Weaver

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Unisys Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

MYR Group Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    55405W104
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    MYRG
     Shares Voted:    156,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Henry W. Fayne

   Mgmt    For    For    For
1.2  

Elect Director Kenneth M. Hartwick

   Mgmt    For    For    For
1.3  

Elect Director Gary R. Johnson

   Mgmt    For    For    For
1.4  

Elect Director Bradley T. Favreau

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Kona Grill, Inc.

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    50047H201
Record Date:    03/06/2017   Meeting Type:    Annual   Ticker:    KONA
     Shares Voted:    235,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Berke Bakay

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Richard J. Hauser

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

YRC Worldwide Inc.

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    984249607
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    YRCW
     Shares Voted:    77,043     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Raymond J. Bromark

   Mgmt    For    For    For
1.2  

Elect Director Matthew A. Doheny

   Mgmt    For    For    For
1.3  

Elect Director Robert L. Friedman

   Mgmt    For    For    For
1.4  

Elect Director James E. Hoffman

   Mgmt    For    For    For
1.5  

Elect Director Michael J. Kneeland

   Mgmt    For    For    For
1.6  

Elect Director James L. Welch

   Mgmt    For    For    For
1.7  

Elect Director James F. Winestock

   Mgmt    For    For    For
1.8  

Elect Director Patricia M. Nazemetz

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Earthstone Energy, Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    27032D304
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    ESTE
     Shares Voted:    91,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Approve Exchange of Assets

   Mgmt    For    Refer    For
3  

Increase Authorized Common Stock and Authorize New Class of Common Stock

   Mgmt    For    Refer    For
4  

Reclassify Shares of Outstanding Common Stock into a One (1) Share of Class A Common Stock

   Mgmt    For    Refer    For
5  

Issue Shares in Connection with Contribution Agreement

   Mgmt    For    Refer    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Adjourn Meeting

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

ICU Medical, Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    44930G107
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    ICUI
     Shares Voted:    31,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Vivek Jain

   Mgmt    For    For    For
1.2  

Elect Director George A. Lopez

   Mgmt    For    For    For
1.3  

Elect Director Joseph R. Saucedo

   Mgmt    For    For    For
1.4  

Elect Director Richard H. Sherman

   Mgmt    For    For    For
1.5  

Elect Director Robert S. Swinney

   Mgmt    For    For    For
1.6  

Elect Director David C. Greenberg

   Mgmt    For    For    For
1.7  

Elect Director Elisha W. Finney

   Mgmt    For    For    For
1.8  

Elect Director Douglas E. Giordano

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Tactile Systems Technology, Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    87357P100
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    TCMD
     Shares Voted:    165,705     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Tactile Systems Technology, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William W. Burke

   Mgmt    For    For    For
1.2  

Elect Director Jordan S. Davis

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Gerald R. Mattys

   Mgmt    For    For    For
1.4  

Elect Director Richard J. Nigon

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Kevin H. Roche

   Mgmt    For    For    For
1.6  

Elect Director Peter H. Soderberg

   Mgmt    For    Refer    Withhold
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

BlackLine, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    09239B109
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    BL
     Shares Voted:    65,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Therese Tucker

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Mario Spanicciati

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Thomas Unterman

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Revance Therapeutics, Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    761330109
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    RVNC
     Shares Voted:    44,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director L. Daniel Browne

   Mgmt    For    Refer    Withhold
1b  

Elect Director Robert Byrnes

   Mgmt    For    Refer    Withhold
1c  

Elect Director Philip J. Vickers

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Resolute Energy Corporation

 

Meeting Date:    05/12/2017   Country:    USA   Primary Security ID:    76116A306
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    REN
     Shares Voted:    29,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James M. Piccone

   Mgmt    For    For    For
1.2  

Elect Director Thomas O. Hicks, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Approve Shareholder Rights Plan

   Mgmt    For    Against    Against
6  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Five9, Inc.

 

Meeting Date:    05/15/2017   Country:    USA   Primary Security ID:    338307101
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    FIVN
     Shares Voted:    101,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kimberly Alexy

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Michael Burkland

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Robert Zollars

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

PGT Innovations, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    69336V101
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    PGTI
     Shares Voted:    253,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Brett N. Milgrim

   Mgmt    For    For    For
1.2  

Elect Director Richard D. Feintuch

   Mgmt    For    For    For
1.3  

Elect Director Jeffery T. Jackson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Sportsman’s Warehouse Holdings, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    84920Y106
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    SPWH
     Shares Voted:    491,565     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kent V. Graham

   Mgmt    For    For    For
1.2  

Elect Director Gregory P. Hickey

   Mgmt    For    For    For
1.3  

Elect Director John V. Schaefer

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Inventure Foods, Inc.

 

Meeting Date:    05/19/2017   Country:    USA   Primary Security ID:    461212102
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    SNAK
     Shares Voted:    175,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ashton D. Asensio

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Timothy A. Cole

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Macon Bryce Edmonson

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Harold S. Edwards

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Paul J. Lapadat

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Inventure Foods, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Terry McDaniel

   Mgmt    For    Refer    Withhold
1.7  

Elect Director Joel D. Stewart

   Mgmt    For    For    For
2  

Ratify Moss Adams LLP as Auditors

   Mgmt    For    For    For

Natera, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    632307104
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    NTRA
     Shares Voted:    150,488     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Herm Rosenman

   Mgmt    For    For    For
1.2  

Elect Director John Steuart

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Jonathan Sheena

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Omnicell, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    68213N109
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    OMCL
     Shares Voted:    91,928     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sara J. White

   Mgmt    For    For    For
1.2  

Elect Director Joanne B. Bauer

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

SPS Commerce, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    78463M107
Record Date:    03/28/2017   Meeting Type:    Annual   Ticker:    SPSC
     Shares Voted:    88,284     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Archie C. Black

   Mgmt    For    For    For
1.2  

Elect Director Martin J. Leestma

   Mgmt    For    For    For
1.3  

Elect Director James B. Ramsey

   Mgmt    For    For    For
1.4  

Elect Director Tami L. Reller

   Mgmt    For    For    For
1.5  

Elect Director Michael A. Smerklo

   Mgmt    For    For    For
1.6  

Elect Director Philip E. Soran

   Mgmt    For    For    For
1.7  

Elect Director Sven A. Wehrwein

   Mgmt    For    For    For
2  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

AxoGen, Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    05463X106
Record Date:    03/30/2017   Meeting Type:    Annual   Ticker:    AXGN
     Shares Voted:    253,723     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gregory G. Freitag

   Mgmt    For    For    For
1.2  

Elect Director Mark Gold

   Mgmt    For    For    For
1.3  

Elect Director Jamie M. Grooms

   Mgmt    For    For    For
1.4  

Elect Director Guido J. Neels

   Mgmt    For    For    For
1.5  

Elect Director Robert J. Rudelius

   Mgmt    For    For    For
1.6  

Elect Director Amy Wendell

   Mgmt    For    For    For
1.7  

Elect Director Karen Zaderej

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

AxoGen, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Ratify Lurie, LLP as Auditors

   Mgmt    For    For    For

State Bank Financial Corporation

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    856190103
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    STBZ
     Shares Voted:    62,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director James R. Balkcom, Jr.

   Mgmt    For    For    For
1b  

Elect Director Archie L. Bransford, Jr.

   Mgmt    For    For    For
1c  

Elect Director Kim M. Childers

   Mgmt    For    For    For
1d  

Elect Director Ann Q. Curry

   Mgmt    For    For    For
1e  

Elect Director Joseph W. Evans

   Mgmt    For    For    For
1f  

Elect Director Virginia A. Hepner

   Mgmt    For    For    For
1g  

Elect Director John D. Houser

   Mgmt    For    For    For
1h  

Elect Director Anne H. Kaiser

   Mgmt    For    For    For
1i  

Elect Director William D. McKnight

   Mgmt    For    For    For
1j  

Elect Director Robert H. McMahon

   Mgmt    For    For    For
1k  

Elect Director J. Thomas Wiley, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Dixon Hughes Goodman LLP as Auditors

   Mgmt    For    For    For

Teladoc, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    87918A105
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    TDOC
     Shares Voted:    69,400     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Teladoc, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Increase Authorized Common Stock

   Mgmt    For    For    For
1b  

Declassify the Board of Directors

   Mgmt    For    For    For
1c  

Eliminate Supermajority Vote Requirement to Remove Directors

   Mgmt    For    For    For
1d  

Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation

   Mgmt    For    For    For
1e  

Eliminate Supermajority Vote Requirement to Amend Bylaws

   Mgmt    For    For    For
 

If Proposal 1(b) is approved

   Mgmt         
2.1  

Elect Director Helen Darling

   Mgmt    For    For    For
2.2  

Elect Director William H. Frist

   Mgmt    For    For    For
2.3  

Elect Director Michael Goldstein

   Mgmt    For    For    For
2.4  

Elect Director Jason Gorevic

   Mgmt    For    For    For
2.5  

Elect Director Thomas Mawhinney

   Mgmt    For    For    For
2.6  

Elect Director Thomas G. McKinley

   Mgmt    For    Refer    Withhold
2.7  

Elect Director Arneek Multani

   Mgmt    For    Refer    Withhold
2.8  

Elect Director Kenneth H. Paulus

   Mgmt    For    For    For
2.9  

Elect Director David Shedlarz

   Mgmt    For    Refer    Withhold
2.10  

Elect Director David B. Snow, Jr.

   Mgmt    For    Refer    Withhold
 

If Proposal 1(b) is not approved

   Mgmt         
2.1  

Elect Director Thomas Mawhinney

   Mgmt    For    For    For
2.2  

Elect Director Thomas G. McKinley

   Mgmt    For    Refer    Withhold
2.3  

Elect Director Arneek Multani

   Mgmt    For    Refer    Withhold
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Community Healthcare Trust Incorporated

 

Meeting Date:    05/30/2017   Country:    USA   Primary Security ID:    20369C106
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    CHCT
     Shares Voted:    111,744     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Community Healthcare Trust Incorporated

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alan Gardner

   Mgmt    For    For    Withhold
1.2  

Elect Director Robert Z. Hensley

   Mgmt    For    For    Withhold
1.3  

Elect Director Alfred Lumsdaine

   Mgmt    For    For    For
1.4  

Elect Director R. Lawrence Van Horn

   Mgmt    For    For    Withhold
1.5  

Elect Director Timothy G. Wallace

   Mgmt    For    For    For
2  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
3  

Ratify BDO USA, LLP as Auditors

   Mgmt    For    For    For

PDF Solutions, Inc.

 

Meeting Date:    05/30/2017   Country:    USA   Primary Security ID:    693282105
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    PDFS
     Shares Voted:    236,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joseph R. Bronson

   Mgmt    For    For    For
1.2  

Elect Director Marco Iansiti

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

GTT Communications, Inc.

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    362393100
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    GTT
     Shares Voted:    178,600     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

GTT Communications, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard D. Calder, Jr.

   Mgmt    For    For    For
1.2  

Elect Director H. Brian Thompson

   Mgmt    For    For    For
1.3  

Elect Director S. Joseph Bruno

   Mgmt    For    For    For
1.4  

Elect Director Rhodric C. Hackman

   Mgmt    For    For    For
1.5  

Elect Director Howard E. Janzen

   Mgmt    For    For    For
1.6  

Elect Director Nick Adamo

   Mgmt    For    For    For
1.7  

Elect Director Theodore B. Smith, III

   Mgmt    For    For    For
1.8  

Elect Director Elizabeth Satin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify CohnReznick LLP as Auditors

   Mgmt    For    For    For

Intersect ENT, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    46071F103
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    XENT
     Shares Voted:    114,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kieran T. Gallahue

   Mgmt    For    For    For
1.2  

Elect Director Lisa D. Earnhardt

   Mgmt    For    For    For
1.3  

Elect Director Cynthia L. Lucchese

   Mgmt    For    For    For
1.4  

Elect Director Dana G. Mead, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Frederic H. Moll

   Mgmt    For    For    For
1.6  

Elect Director Casey M. Tansey

   Mgmt    For    For    For
1.7  

Elect Director W. Anthony Vernon

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

MGP Ingredients, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    55303J106
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    MGPI
     Shares Voted:    48,823     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director James L. Bareuther

   Mgmt    For    For    For
1b  

Elect Director Terrence P. Dunn

   Mgmt    For    For    For
1c  

Elect Director Anthony P. Foglio

   Mgmt    For    For    For
1d  

Elect Director Daryl R. Schaller

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

2U, Inc.

 

Meeting Date:    06/05/2017   Country:    USA   Primary Security ID:    90214J101
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    TWOU
     Shares Voted:    46,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sallie L. Krawcheck

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Mark J. Chernis

   Mgmt    For    Refer    Withhold
1.3  

Elect Director John M. Larson

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Edward S. Macias

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

K2M Group Holdings, Inc.

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    48273J107
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    KTWO
     Shares Voted:    228,905     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

K2M Group Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1

  Elect Director Daniel A. Pelak    Mgmt    For    Refer    Withhold

1.2

  Elect Director Carlos A. Ferrer    Mgmt    For    Refer    Withhold

2

  Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Obalon Therapeutics, Inc.

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    67424L100
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    OBLN
     Shares Voted:    166,068     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1

  Elect Director Douglas Fisher    Mgmt    For    Refer    Withhold

1.2

  Elect Director Sharon Stevenson    Mgmt    For    Refer    Withhold

2

  Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Oxford Immunotec Global PLC

 

Meeting Date:    06/06/2017   Country:    United Kingdom   Primary Security ID:    G6855A103
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    OXFD
     Shares Voted:    160,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Director Patrick J. Balthrop, Sr.

   Mgmt    For    For    For
2  

Elect Director Patricia Randall

   Mgmt    For    For    For
3  

Elect Director Herm Rosenman

   Mgmt    For    For    For
4  

Approve Audit Committee’s Appointment of Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Oxford Immunotec Global PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7

  Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

8

  Approve Remuneration Report    Mgmt    For    For    For

9

  Approve Remuneration Policy    Mgmt    For    For    For

10

  Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Aerie Pharmaceuticals, Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    00771V108
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    AERI
     Shares Voted:    140,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1

  Elect Director Vicente Anido, Jr.    Mgmt    For    For    For

1.2

  Elect Director Benjamin F. McGraw, III    Mgmt    For    For    For

1.3

  Elect Director Julie McHugh    Mgmt    For    Refer    Withhold

2

  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Carrols Restaurant Group, Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    14574X104
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    TAST
     Shares Voted:    28,789     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1

  Elect Director Hannah S. Craven    Mgmt    For    For    For

1.2

  Elect Director Lawrence E. Hyatt    Mgmt    For    For    For

2

  Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For

3

  Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

4

  Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

5

  Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Evolent Health, Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    30050B101
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    EVH
     Shares Voted:    178,287     

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a

   Elect Director Diane Holder    Mgmt    For    Refer    Against

1b

   Elect Director Matthew Hobart    Mgmt    For    Refer    Against

1c

   Elect Director Michael D’Amato    Mgmt    For    Refer    Against

2

   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    74736L109
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    QTWO
     Shares Voted:    147,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1

  Elect Director R. Lynn Atchison    Mgmt    For    For    For

1.2

  Elect Director Charles T. Doyle    Mgmt    For    Refer    For

1.3

  Elect Director Carl James Schaper    Mgmt    For    Refer    For

2

  Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

3

  Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

4

  Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Entellus Medical, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    29363K105
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    ENTL
     Shares Voted:    179,377     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1

  Elect Director Joshua Baltzell    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Entellus Medical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.2

  Elect Director Shawn T McCormick    Mgmt    For    Refer    Withhold

2

  Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Cornerstone OnDemand, Inc.

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    21925Y103
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    CSOD
     Shares Voted:    110,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1

  Elect Director Adam L. Miller    Mgmt    For    For    For

1.2

  Elect Director R. C. Mark Baker    Mgmt    For    For    For

1.3

  Elect Director Steffan C. Tomlinson    Mgmt    For    For    For

1.4

  Elect Director Dean Carter    Mgmt    For    For    For

2

  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Natural Gas Services Group, Inc.

 

Meeting Date:    06/15/2017   Country:    USA   Primary Security ID:    63886Q109
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    NGS
     Shares Voted:    96,965     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1

  Elect Director Stephen C. Taylor    Mgmt    For    For    For

1.2

  Elect Director Charles G. Curtis    Mgmt    For    For    For

2

  Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

3

  Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

4

  Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Century Aluminum Company

 

Meeting Date:    06/19/2017   Country:    USA   Primary Security ID:    156431108
Record Date:    04/21/2017   Meeting Type:    Annual   Ticker:    CENX
     Shares Voted:    91,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1

  Elect Director Jarl Berntzen    Mgmt    For    For    For

1.2

  Elect Director Michael Bless    Mgmt    For    For    For

1.3

  Elect Director Errol Glasser    Mgmt    For    For    For

1.4

  Elect Director Daniel Goldberg    Mgmt    For    For    For

1.5

  Elect Director Terence Wilkinson    Mgmt    For    For    For

2

  Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

3

  Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

4

  Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

SecureWorks Corp.

 

Meeting Date:    06/22/2017   Country:    USA   Primary Security ID:    81374A105
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    SCWX
     Shares Voted:    172,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1

  Elect Director Michael R. Cote    Mgmt    For    Refer    Withhold

1.2

  Elect Director Yagyensh C. (Buno) Pati    Mgmt    For    For    For

2

  Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


IVY MID CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

Bed Bath & Beyond Inc.

 

Meeting Date:    07/01/2016   Country:    USA   Primary Security ID:    075896100
Record Date:    05/06/2016   Meeting Type:    Annual   Ticker:    BBBY
     Shares Voted:    943,204     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Warren Eisenberg

   Mgmt    For    For    For
1b  

Elect Director Leonard Feinstein

   Mgmt    For    For    For
1c  

Elect Director Steven H. Temares

   Mgmt    For    For    For
1d  

Elect Director Dean S. Adler

   Mgmt    For    Refer    For
1e  

Elect Director Stanley F. Barshay

   Mgmt    For    Refer    For
1f  

Elect Director Geraldine T. Elliott

   Mgmt    For    For    For
1g  

Elect Director Klaus Eppler

   Mgmt    For    For    For
1h  

Elect Director Patrick R. Gaston

   Mgmt    For    For    For
1i  

Elect Director Jordan Heller

   Mgmt    For    For    For
1j  

Elect Director Victoria A. Morrison

   Mgmt    For    Refer    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Proxy Access

   SH    Against    Against    Against
5  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against
6  

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

   SH    Against    Refer    Against

Burberry Group plc

 

Meeting Date:    07/14/2016   Country:    United Kingdom   Primary Security ID:    G1700D105
Record Date:    07/12/2016   Meeting Type:    Annual   Ticker:    BRBY
     Shares Voted:    1,948,748     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Burberry Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Sir John Peace as Director

   Mgmt    For    For    For
5  

Re-elect Fabiola Arredondo as Director

   Mgmt    For    For    For
6  

Re-elect Philip Bowman as Director

   Mgmt    For    For    For
7  

Re-elect Ian Carter as Director

   Mgmt    For    For    For
8  

Re-elect Jeremy Darroch as Director

   Mgmt    For    For    For
9  

Re-elect Stephanie George as Director

   Mgmt    For    For    For
10  

Re-elect Matthew Key as Director

   Mgmt    For    For    For
11  

Re-elect Dame Carolyn McCall as Director

   Mgmt    For    For    For
12  

Re-elect Christopher Bailey as Director

   Mgmt    For    For    For
13  

Re-elect Carol Fairweather as Director

   Mgmt    For    For    For
14  

Re-elect John Smith as Director

   Mgmt    For    For    For
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:    07/28/2016   Country:    USA   Primary Security ID:    285512109
Record Date:    06/06/2016   Meeting Type:    Annual   Ticker:    EA
     Shares Voted:    1,122,699     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Electronic Arts Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Leonard S. Coleman

   Mgmt    For    For    For
1b  

Elect Director Jay C. Hoag

   Mgmt    For    For    For
1c  

Elect Director Jeffrey T. Huber

   Mgmt    For    For    For
1d  

Elect Director Vivek Paul

   Mgmt    For    For    For
1e  

Elect Director Lawrence F. Probst, III

   Mgmt    For    For    For
1f  

Elect Director Talbott Roche

   Mgmt    For    For    For
1g  

Elect Director Richard A. Simonson

   Mgmt    For    For    For
1h  

Elect Director Luis A. Ubinas

   Mgmt    For    For    For
1i  

Elect Director Denise F. Warren

   Mgmt    For    For    For
1j  

Elect Director Andrew Wilson

   Mgmt    For    For    For
2  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Red Hat, Inc.

 

Meeting Date:    08/11/2016   Country:    USA   Primary Security ID:    756577102
Record Date:    06/15/2016   Meeting Type:    Annual   Ticker:    RHT
     Shares Voted:    667,711     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sohaib Abbasi

   Mgmt    For    For    For
1.2  

Elect Director W. Steve Albrecht

   Mgmt    For    For    For
1.3  

Elect Director Charlene T. Begley

   Mgmt    For    For    For
1.4  

Elect Director Jeffrey J. Clarke - Withdrawn Resolution

   Mgmt         
1.5  

Elect Director Narendra K. Gupta

   Mgmt    For    For    For
1.6  

Elect Director Kimberly L. Hammonds

   Mgmt    For    For    For
1.7  

Elect Director William S. Kaiser

   Mgmt    For    For    For
1.8  

Elect Director Donald H. Livingstone

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Red Hat, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.9  

Elect Director H. Hugh Shelton

   Mgmt    For    For    For
1.10  

Elect Director James M. Whitehurst

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/15/2016   Country:    USA   Primary Security ID:    595017104
Record Date:    06/21/2016   Meeting Type:    Annual   Ticker:    MCHP
     Shares Voted:    1,472,084     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2  

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.3  

Elect Director L.B. Day

   Mgmt    For    For    For
1.4  

Elect Director Esther L. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Harris Corporation

 

Meeting Date:    10/28/2016   Country:    USA   Primary Security ID:    413875105
Record Date:    09/02/2016   Meeting Type:    Annual   Ticker:    HRS
     Shares Voted:    515,635     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Harris Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director James F. Albaugh

   Mgmt    For    For    For
1b  

Elect Director William M. Brown

   Mgmt    For    For    For
1c  

Elect Director Peter W. Chiarelli

   Mgmt    For    For    For
1d  

Elect Director Thomas A. Dattilo

   Mgmt    For    For    For
1e  

Elect Director Roger B. Fradin

   Mgmt    For    For    For
1f  

Elect Director Terry D. Growcock

   Mgmt    For    For    For
1g  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1h  

Elect Director Vyomesh I. Joshi

   Mgmt    For    For    For
1i  

Elect Director Leslie F. Kenne

   Mgmt    For    For    For
1j  

Elect Director James C. Stoffel

   Mgmt    For    For    For
1k  

Elect Director Gregory T. Swienton

   Mgmt    For    For    For
1l  

Elect Director Hansel E. Tookes, II

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Maxim Integrated Products, Inc.

 

Meeting Date:    11/09/2016   Country:    USA   Primary Security ID:    57772K101
Record Date:    09/16/2016   Meeting Type:    Annual   Ticker:    MXIM
     Shares Voted:    713,524     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William (Bill) P. Sullivan

   Mgmt    For    For    For
1.2  

Elect Director Tunc Doluca

   Mgmt    For    For    For
1.3  

Elect Director Tracy C. Accardi

   Mgmt    For    For    For
1.4  

Elect Director James R. Bergman

   Mgmt    For    For    For
1.5  

Elect Director Joseph R. Bronson

   Mgmt    For    For    For
1.6  

Elect Director Robert E. Grady

   Mgmt    For    For    For
1.7  

Elect Director William D. Watkins

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Maxim Integrated Products, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.8  

Elect Director MaryAnn Wright

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    Against
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Guidewire Software, Inc.

 

Meeting Date:    12/01/2016   Country:    USA   Primary Security ID:    40171V100
Record Date:    10/07/2016   Meeting Type:    Annual   Ticker:    GWRE
     Shares Voted:    472,019     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Craig Conway

   Mgmt    For    For    For
1.2  

Elect Director Guy Dubois

   Mgmt    For    For    For
2  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    Against
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

D.R. Horton, Inc.

 

Meeting Date:    01/19/2017   Country:    USA   Primary Security ID:    23331A109
Record Date:    11/28/2016   Meeting Type:    Annual   Ticker:    DHI
     Shares Voted:    873,929     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Donald R. Horton

   Mgmt    For    For    For
1b  

Elect Director Barbara K. Allen

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

D.R. Horton, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Elect Director Brad S. Anderson

   Mgmt    For    For    For
1d  

Elect Director Michael R. Buchanan

   Mgmt    For    For    For
1e  

Elect Director Michael W. Hewatt

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Woodward, Inc.

 

Meeting Date:    01/25/2017   Country:    USA   Primary Security ID:    980745103
Record Date:    11/28/2016   Meeting Type:    Annual   Ticker:    WWD
     Shares Voted:    185,245     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mary L. Petrovich

   Mgmt    For    For    For
1.2  

Elect Director Paul Donovan

   Mgmt    For    For    For
1.3  

Elect Director Jonathan W. Thayer

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

The Scotts Miracle-Gro Company

 

Meeting Date:    01/27/2017   Country:    USA   Primary Security ID:    810186106
Record Date:    12/01/2016   Meeting Type:    Annual   Ticker:    SMG
     Shares Voted:    374,956     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Hagedorn

   Mgmt    For    For    For
1.2  

Elect Director Brian D. Finn

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

The Scotts Miracle-Gro Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Elect Director James F. McCann

   Mgmt    For    For    For
1.4  

Elect Director Nancy G. Mistretta

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Whole Foods Market, Inc.

 

Meeting Date:    02/17/2017   Country:    USA   Primary Security ID:    966837106
Record Date:    12/21/2016   Meeting Type:    Annual   Ticker:    WFM
     Shares Voted:    1,659,944     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director John Elstrott

   Mgmt    For    For    For
1b  

Elect Director Mary Ellen Coe

   Mgmt    For    For    For
1c  

Elect Director Shahid (Hass) Hassan

   Mgmt    For    For    For
1d  

Elect Director Stephanie Kugelman

   Mgmt    For    For    For
1e  

Elect Director John Mackey

   Mgmt    For    For    For
1f  

Elect Director Walter Robb

   Mgmt    For    For    For
1g  

Elect Director Jonathan Seiffer

   Mgmt    For    For    For
1h  

Elect Director Morris (Mo) Siegel

   Mgmt    For    For    For
1i  

Elect Director Jonathan Sokoloff

   Mgmt    For    For    Against
1j  

Elect Director Ralph Sorenson

   Mgmt    For    For    For
1k  

Elect Director Gabrielle Sulzberger

   Mgmt    For    For    For
1l  

Elect Director William (Kip) Tindell, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One0 Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Proxy Access

   SH    Against    Against    Against
6  

Report on Food Waste Management

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

A. O. Smith Corporation

 

Meeting Date:    04/13/2017   Country:    USA   Primary Security ID:    831865209
Record Date:    02/21/2017   Meeting Type:    Annual   Ticker:    AOS
     Shares Voted:    525,938     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gloster B. Current, Jr.

   Mgmt    For    For    For
1.2  

Elect Director William P. Greubel

   Mgmt    For    For    For
1.3  

Elect Director Idelle K. Wolf

   Mgmt    For    For    For
1.4  

Elect Director Gene C. Wulf

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

5

 

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Intuitive Surgical, Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    46120E602
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    ISRG
     Shares Voted:    100,558     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Craig H. Barratt

   Mgmt    For    For    For
1.2  

Elect Director Michael A. Friedman

   Mgmt    For    For    For
1.3  

Elect Director Gary S. Guthart

   Mgmt    For    For    For
1.4  

Elect Director Amal M. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Keith R. Leonard, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Alan J. Levy

   Mgmt    For    For    For
1.7  

Elect Director Jami Dover Nachtsheim

   Mgmt    For    For    For
1.8  

Elect Director Mark J. Rubash

   Mgmt    For    For    For
1.9  

Elect Director Lonnie M. Smith

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Intuitive Surgical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Signature Bank

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    82669G104
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    SBNY
     Shares Voted:    256,460     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Scott A. Shay

   Mgmt    For    For    For
1.2  

Elect Director Joseph J. DePaolo

   Mgmt    For    For    For
1.3  

Elect Director Barney Frank

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Fastenal Company

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    311900104
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    FAST
     Shares Voted:    1,727,527     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Willard D. Oberton

   Mgmt    For    For    For
1b  

Elect Director Michael J. Ancius

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Fastenal Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Elect Director Michael J. Dolan

   Mgmt    For    For    For
1d  

Elect Director Stephen L. Eastman

   Mgmt    For    For    For
1e  

Elect Director Daniel L. Florness

   Mgmt    For    For    For
1f  

Elect Director Rita J. Heise

   Mgmt    For    For    For
1g  

Elect Director Darren R. Jackson

   Mgmt    For    For    For
1h  

Elect Director Daniel L. Johnson

   Mgmt    For    For    For
1i  

Elect Director Scott A. Satterlee

   Mgmt    For    For    For
1j  

Elect Director Reyne K. Wisecup

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

 

Noble Energy, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    655044105
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    715,114     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1c  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1d  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1g  

Elect Director David L. Stover

   Mgmt    For    For    For
1h  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1i  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1j  

Elect Director Molly K. Williamson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Noble Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against

Northern Trust Corporation

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    665859104
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    NTRS
     Shares Voted:    533,203     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda Walker Bynoe

   Mgmt    For    For    For
1b  

Elect Director Susan Crown

   Mgmt    For    For    For
1c  

Elect Director Dean M. Harrison

   Mgmt    For    For    For
1d  

Elect Director Jay L. Henderson

   Mgmt    For    For    For
1e  

Elect Director Michael G. O’Grady

   Mgmt    For    For    For
1f  

Elect Director Jose Luis Prado

   Mgmt    For    For    For
1g  

Elect Director Thomas E. Richards

   Mgmt    For    For    For
1h  

Elect Director John W. Rowe

   Mgmt    For    For    For
1i  

Elect Director Martin P. Slark

   Mgmt    For    For    For
1j  

Elect Director David H. B. Smith, Jr.

   Mgmt    For    For    For
1k  

Elect Director Donald Thompson

   Mgmt    For    For    For
1l  

Elect Director Charles A. Tribbett, III

   Mgmt    For    For    For
1m  

Elect Director Frederick H. Waddell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    For    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Axalta Coating Systems Ltd.

 

Meeting Date:    04/26/2017   Country:    Bermuda   Primary Security ID:    G0750C108
Record Date:    03/02/2017   Meeting Type:    Annual   Ticker:    AXTA
     Shares Voted:    428,926     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles W. Shaver

   Mgmt    For    For    For
1.2  

Elect Director Mark Garrett

   Mgmt    For    For    Withhold
1.3  

Elect Director Lori J. Ryerkerk

   Mgmt    For    Refer    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

BorgWarner Inc.

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    099724106
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    BWA
     Shares Voted:    1,111,079     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jan Carlson

   Mgmt    For    For    For
1b  

Elect Director Dennis C. Cuneo

   Mgmt    For    For    For
1c  

Elect Director Michael S. Hanley

   Mgmt    For    For    For
1d  

Elect Director Roger A. Krone

   Mgmt    For    For    For
1e  

Elect Director John R. McKernan, Jr.

   Mgmt    For    For    For
1f  

Elect Director Alexis P. Michas

   Mgmt    For    For    For
1g  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1h  

Elect Director Richard O. Schaum

   Mgmt    For    For    For
1i  

Elect Director Thomas T. Stallkamp

   Mgmt    For    For    For
1j  

Elect Director James R. Verrier

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

BorgWarner Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For

IDEX Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    45167R104
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    IEX
     Shares Voted:    393,675     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrew K. Silvernail

   Mgmt    For    For    For
1.2  

Elect Director Katrina L. Helmkamp

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Polaris Industries Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    731068102
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    PII
     Shares Voted:    566,615     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gary E. Hendrickson

   Mgmt    For    Refer    For
1.2  

Elect Director Gwenne A. Henricks

   Mgmt    For    Refer    For
2  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Expeditors International of Washington, Inc.

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    302130109
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    EXPD
     Shares Voted:    875,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert R. Wright

   Mgmt    For    For    For
1.2  

Elect Director Glenn M. Alger

   Mgmt    For    For    For
1.3  

Elect Director James M. DuBois

   Mgmt    For    For    For
1.4  

Elect Director Mark A. Emmert

   Mgmt    For    For    For
1.5  

Elect Director Diane H. Gulyas

   Mgmt    For    For    For
1.6  

Elect Director Dan P. Kourkoumelis

   Mgmt    For    For    For
1.7  

Elect Director Richard B. McCune

   Mgmt    For    For    For
1.8  

Elect Director Alain Monie

   Mgmt    For    For    For
1.9  

Elect Director Jeffrey S. Musser

   Mgmt    For    For    For
1.10  

Elect Director Liane J. Pelletier

   Mgmt    For    For    For
1.11  

Elect Director Tay Yoshitani

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
6  

Link Executive Compensation to Sustainability Performance

   SH    Against    Refer    Against

Fortune Brands Home & Security, Inc.

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    34964C106
Record Date:    03/03/2017   Meeting Type:    Annual   Ticker:    FBHS
     Shares Voted:    605,374     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director A. D. David Mackay

   Mgmt    For    For    For
1b  

Elect Director David M. Thomas

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Fortune Brands Home & Security, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Elect Director Norman H. Wesley

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Trimble Inc.

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    896239100
Record Date:    03/06/2017   Meeting Type:    Annual   Ticker:    TRMB
     Shares Voted:    1,588,087     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven W. Berglund

   Mgmt    For    For    For
1.2  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1.3  

Elect Director Ulf J. Johansson

   Mgmt    For    For    For
1.4  

Elect Director Meaghan Lloyd

   Mgmt    For    For    For
1.5  

Elect Director Ronald S. Nersesian

   Mgmt    For    For    For
1.6  

Elect Director Mark S. Peek

   Mgmt    For    For    For
1.7  

Elect Director Nickolas W. Vande Steeg

   Mgmt    For    For    For
1.8  

Elect Director Kaigham (Ken) Gabriel

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    127097103
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    COG
     Shares Voted:    997,115     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Cabot Oil & Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Dorothy M. Ables

   Mgmt    For    For    For
1B  

Elect Director Rhys J. Best

   Mgmt    For    For    For
1C  

Elect Director Robert S. Boswell

   Mgmt    For    For    For
1D  

Elect Director Dan O. Dinges

   Mgmt    For    For    For
1E  

Elect Director Robert Kelley

   Mgmt    For    For    For
1F  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Snyder’s-Lance, Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    833551104
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    LNCE
     Shares Voted:    714,110     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director C. Peter Carlucci, Jr.

   Mgmt    For    Refer    For
1.2  

Elect Director Brian J. Driscoll

   Mgmt    For    For    For
1.3  

Elect Director James W. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Patricia A. Warehime

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

First Republic Bank

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    33616C100
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    FRC
     Shares Voted:    466,751     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director James H. Herbert, II

   Mgmt    For    For    For
1b  

Elect Director Katherine August-deWilde

   Mgmt    For    For    For
1c  

Elect Director Thomas J. Barrack, Jr.

   Mgmt    For    For    For
1d  

Elect Director Frank J. Fahrenkopf, Jr.

   Mgmt    For    For    For
1e  

Elect Director L. Martin Gibbs

   Mgmt    For    For    For
1f  

Elect Director Boris Groysberg

   Mgmt    For    For    For
1g  

Elect Director Sandra R. Hernandez

   Mgmt    For    For    For
1h  

Elect Director Pamela J. Joyner

   Mgmt    For    For    For
1i  

Elect Director Reynold Levy

   Mgmt    For    For    For
1j  

Elect Director Duncan L. Niederauer

   Mgmt    For    For    For
1k  

Elect Director George G.C. Parker

   Mgmt    For    For    For
1l  

Elect Director Cheryl Spielman

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
7  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against

Tractor Supply Company

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    892356106
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    TSCO
     Shares Voted:    688,735     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Tractor Supply Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cynthia T. Jamison

   Mgmt    For    For    For
1.2  

Elect Director Johnston C. Adams

   Mgmt    For    For    For
1.3  

Elect Director Peter D. Bewley

   Mgmt    For    For    For
1.4  

Elect Director Ramkumar Krishnan

   Mgmt    For    For    For
1.5  

Elect Director George MacKenzie

   Mgmt    For    For    For
1.6  

Elect Director Edna K. Morris

   Mgmt    For    For    For
1.7  

Elect Director Mark J. Weikel

   Mgmt    For    For    For
1.8  

Elect Director Gregory A. Sandfort

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Dunkin’ Brands Group, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    265504100
Record Date:    03/16/2017   Meeting Type:    Annual   Ticker:    DNKN
     Shares Voted:    847,922     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Irene Chang Britt

   Mgmt    For    For    For
1.2  

Elect Director Michael Hines

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Report on Environmental Impact of K-Cup Pods

   SH    Against    Refer    Against

Tyler Technologies, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    902252105
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    TYL
     Shares Voted:    91,166     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Tyler Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Donald R. Brattain

   Mgmt    For    For    For
1B  

Elect Director Glenn A. Carter

   Mgmt    For    For    For
1C  

Elect Director Brenda A. Cline

   Mgmt    For    For    For
1D  

Elect Director J. Luther King, Jr.

   Mgmt    For    For    For
1E  

Elect Director Larry D. Leinweber

   Mgmt    For    For    For
1F  

Elect Director John S. Marr, Jr.

   Mgmt    For    For    For
1G  

Elect Director H. Lynn Moore, Jr.

   Mgmt    For    For    For
1H  

Elect Director Daniel M. Pope

   Mgmt    For    For    For
1I  

Elect Director Dustin R. Womble

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Other Business

   Mgmt    None    Against    Against

Westinghouse Air Brake Technologies Corporation

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    929740108
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    WAB
     Shares Voted:    333,452     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Philippe Alfroid

   Mgmt    For    For    For
1.2  

Elect Director Raymond T. Betler

   Mgmt    For    For    For
1.3  

Elect Director Emilio A. Fernandez

   Mgmt    For    For    For
1.4  

Elect Director Lee B. Foster, II

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Westinghouse Air Brake Technologies Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Amend Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    171798101
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    XEC
     Shares Voted:    159,562     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David A. Hentschel

   Mgmt    For    For    For
1.2  

Elect Director Thomas E. Jorden

   Mgmt    For    For    For
1.3  

Elect Director Floyd R. Price

   Mgmt    For    For    For
1.4  

Elect Director Frances M. Vallejo

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Edwards Lifesciences Corporation

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    28176E108
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    EW
     Shares Voted:    468,839     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael A. Mussallem

   Mgmt    For    For    For
1b  

Elect Director Kieran T. Gallahue

   Mgmt    For    For    For
1c  

Elect Director Leslie S. Heisz

   Mgmt    For    For    For
1d  

Elect Director William J. Link

   Mgmt    For    For    For
1e  

Elect Director Steven R. Loranger

   Mgmt    For    For    For
1f  

Elect Director Martha H. Marsh

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Edwards Lifesciences Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1g  

Elect Director Wesley W. von Schack

   Mgmt    For    For    For
1h  

Elect Director Nicholas J. Valeriani

   Mgmt    For    For    For
2  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

GrubHub Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    400110102
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    GRUB
     Shares Voted:    1,130,669     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lloyd Frink

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Girish Lakshman

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Keith Richman

   Mgmt    For    Refer    Withhold
2  

Ratify Crowe Horwath LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Laboratory Corporation of America Holdings

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    50540R409
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    LH
     Shares Voted:    257,173     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Kerrii B. Anderson

   Mgmt    For    For    For
1b  

Elect Director Jean-Luc Belingard

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Laboratory Corporation of America Holdings

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Elect Director D. Gary Gilliland

   Mgmt    For    For    For
1d  

Elect Director David P. King

   Mgmt    For    For    For
1e  

Elect Director Garheng Kong

   Mgmt    For    For    For
1f  

Elect Director Robert E. Mittelstaedt, Jr.

   Mgmt    For    For    For
1g  

Elect Director Peter M. Neupert

   Mgmt    For    For    For
1h  

Elect Director Richelle P. Parham

   Mgmt    For    For    For
1i  

Elect Director Adam H. Schechter

   Mgmt    For    For    For
1j  

Elect Director R. Sanders Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Report on Zika Virus Controls for Primates and Employees

   SH    Against    Refer    Against

Zoetis Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    98978V103
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    ZTS
     Shares Voted:    1,292,723     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gregory Norden

   Mgmt    For    For    For
1.2  

Elect Director Louise M. Parent

   Mgmt    For    For    For
1.3  

Elect Director Robert W. Scully

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Align Technology, Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    016255101
Record Date:    03/22/2017   Meeting Type:    Annual   Ticker:    ALGN
     Shares Voted:    320,886     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Align Technology, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joseph M. Hogan

   Mgmt    For    For    For
1.2  

Elect Director Joseph Lacob

   Mgmt    For    For    For
1.3  

Elect Director C. Raymond Larkin, Jr.

   Mgmt    For    For    For
1.4  

Elect Director George J. Morrow

   Mgmt    For    For    For
1.5  

Elect Director Thomas M. Prescott

   Mgmt    For    For    For
1.6  

Elect Director Andrea L. Saia

   Mgmt    For    For    For
1.7  

Elect Director Greg J. Santora

   Mgmt    For    For    For
1.8  

Elect Director Susan E. Siegel

   Mgmt    For    For    For
1.9  

Elect Director Warren S. Thaler

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Ellie Mae, Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    28849P100
Record Date:    03/22/2017   Meeting Type:    Annual   Ticker:    ELLI
     Shares Voted:    236,322     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Karen Blasing

   Mgmt    For    For    For
1.2  

Elect Director Jonathan Corr

   Mgmt    For    For    For
1.3  

Elect Director Robert J. Levin

   Mgmt    For    For    For
1.4  

Elect Director Jeb S. Spencer

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Verisk Analytics, Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    92345Y106
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    VRSK
     Shares Voted:    424,585     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frank J. Coyne

   Mgmt    For    For    For
1.2  

Elect Director Christopher M. Foskett

   Mgmt    For    For    For
1.3  

Elect Director David B. Wright

   Mgmt    For    For    For
1.4  

Elect Director Annell R. Bay

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte And Touche LLP as Auditors

   Mgmt    For    For    For

Continental Resources, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    212015101
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    CLR
     Shares Voted:    553,094     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William B. Berry

   Mgmt    For    For    For
1.2  

Elect Director James L. Gallogly

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Adopt Policy to Improve Board Diversity

   SH    Against    Against    Against

Alkermes plc

 

Meeting Date:    05/24/2017   Country:    Ireland   Primary Security ID:    G01767105
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    ALKS
     Shares Voted:    755,870     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Alkermes plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Paul J. Mitchell

   Mgmt    For    For    For
1.2  

Elect Director Richard F. Pops

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights

   Mgmt    For    Refer    Against
6  

Adjourn Meeting

   Mgmt    For    For    For
7  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against

CME Group Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    460,394     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1c  

Elect Director Charles P. Carey

   Mgmt    For    For    For
1d  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1e  

Elect Director Ana Dutra

   Mgmt    For    For    For
1f  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1g  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1h  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1i  

Elect Director Leo Melamed

   Mgmt    For    For    For
1j  

Elect Director Alex J. Pollock

   Mgmt    For    For    For
1k  

Elect Director John F. Sandner

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1l  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1m  

Elect Director William R. Shepard

   Mgmt    For    For    For
1n  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

WABCO Holdings Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    92927K102
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    WBC
     Shares Voted:    152,157     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director G. Peter D’Aloia

   Mgmt    For    For    For
1.2  

Elect Director Juergen W. Gromer

   Mgmt    For    For    For
1.3  

Elect Director Mary L. Petrovich

   Mgmt    For    For    For
2  

Ratify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d’Entreprises SCCRL as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    00404A109
Record Date:    03/30/2017   Meeting Type:    Annual   Ticker:    ACHC
     Shares Voted:    363,313     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Acadia Healthcare Company, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Christopher R. Gordon

   Mgmt    For    For    For
1.2  

Elect Director Wade D. Miquelon

   Mgmt    For    For    For
1.3  

Elect Director William M. Petrie

   Mgmt    For    For    For
2  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Report on Sustainability

   SH    Against    Refer    Against

Tiffany & Co.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    886547108
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    TIF
     Shares Voted:    614,719     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael J. Kowalski

   Mgmt    For    For    For
1b  

Elect Director Rose Marie Bravo

   Mgmt    For    For    For
1c  

Elect Director Gary E. Costley

   Mgmt    For    For    For
1d  

Elect Director Roger N. Farah

   Mgmt    For    For    For
1e  

Elect Director Lawrence K. Fish

   Mgmt    For    For    For
1f  

Elect Director Abby F. Kohnstamm

   Mgmt    For    For    For
1g  

Elect Director James E. Lillie

   Mgmt    For    For    For
1h  

Elect Director Charles K. Marquis

   Mgmt    For    For    For
1i  

Elect Director William A. Shutzer

   Mgmt    For    For    For
1j  

Elect Director Robert S. Singer

   Mgmt    For    For    For
1k  

Elect Director Francesco Trapani

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Tiffany & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For

Williams-Sonoma, Inc.

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    969904101
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    WSM
     Shares Voted:    581,176     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Laura J. Alber

   Mgmt    For    For    For
1.2  

Elect Director Adrian D.P. Bellamy

   Mgmt    For    For    For
1.3  

Elect Director Rose Marie Bravo

   Mgmt    For    For    For
1.4  

Elect Director Anthony A. Greener

   Mgmt    For    For    For
1.5  

Elect Director Grace Puma

   Mgmt    For    For    For
1.6  

Elect Director Christiana Smith Shi

   Mgmt    For    For    For
1.7  

Elect Director Sabrina Simmons

   Mgmt    For    For    For
1.8  

Elect Director Jerry D. Stritzke

   Mgmt    For    For    For
1.9  

Elect Director Frits D. van Paasschen

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Provide Proxy Access Right

   Mgmt    For    For    For
6  

Adopt Proxy Access Right

   SH    Against    Against    Against

Arista Networks, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    040413106
Record Date:    04/12/2017   Meeting Type:    Annual   Ticker:    ANET
     Shares Voted:    117,733     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Arista Networks, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mark Templeton

   Mgmt    For    For    For
1.2  

Elect Director Nikos Theodosopoulos

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Blue Buffalo Pet Products, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    09531U102
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    BUFF
     Shares Voted:    1,260,894     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Philippe Amouyal

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Aflalo Guimaraes

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Amy Schulman

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    09061G101
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    BMRN
     Shares Voted:    380,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jean-Jacques Bienaime

   Mgmt    For    For    For
1.2  

Elect Director Willard Dere

   Mgmt    For    For    For
1.3  

Elect Director Michael Grey

   Mgmt    For    For    For
1.4  

Elect Director Elaine J. Heron

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

BioMarin Pharmaceutical Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.5  

Elect Director V. Bryan Lawlis

   Mgmt    For    For    For
1.6  

Elect Director Alan J. Lewis

   Mgmt    For    For    For
1.7  

Elect Director Richard A. Meier

   Mgmt    For    For    For
1.8  

Elect Director David Pyott

   Mgmt    For    For    For
1.9  

Elect Director Dennis J. Slamon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Increase Authorized Common Stock

   Mgmt    For    For    For

CoStar Group, Inc.

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    22160N109
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    CSGP
     Shares Voted:    292,706     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael R. Klein

   Mgmt    For    For    For
1b  

Elect Director Andrew C. Florance

   Mgmt    For    For    For
1c  

Elect Director Laura Cox Kaplan

   Mgmt    For    For    For
1d  

Elect Director Michael J. Glosserman

   Mgmt    For    For    For
1e  

Elect Director Warren H. Haber

   Mgmt    For    For    For
1f  

Elect Director John W. Hill

   Mgmt    For    For    For
1g  

Elect Director Christopher J. Nassetta

   Mgmt    For    For    For
1h  

Elect Director David J. Steinberg

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Kate Spade & Company

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    485865109
Record Date:    05/01/2017   Meeting Type:    Annual   Ticker:    KATE
     Shares Voted:    1,550,352     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lawrence S. Benjamin

   Mgmt    For    For    For
1.2  

Elect Director Raul J. Fernandez

   Mgmt    For    For    For
1.3  

Elect Director Carsten Fischer

   Mgmt    For    For    For
1.4  

Elect Director Kenneth B. Gilman

   Mgmt    For    For    For
1.5  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1.6  

Elect Director Kenneth P. Kopelman

   Mgmt    For    For    For
1.7  

Elect Director Craig A. Leavitt

   Mgmt    For    For    For
1.8  

Elect Director Deborah J. Lloyd

   Mgmt    For    For    For
1.9  

Elect Director Douglas Mack

   Mgmt    For    For    For
1.10  

Elect Director Jan Singer

   Mgmt    For    For    For
1.11  

Elect Director Doreen A. Toben

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Amend Proxy Access Right

   SH    Against    Against    Against

Allegion plc

 

Meeting Date:    06/07/2017   Country:    Ireland   Primary Security ID:    G0176J109
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    ALLE
     Shares Voted:    161,667     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael J. Chesser

   Mgmt    For    For    For
1b  

Elect Director Carla Cico

   Mgmt    For    For    For
1c  

Elect Director Kirk S. Hachigian

   Mgmt    For    For    For
1d  

Elect Director David D. Petratis

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Allegion plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1e  

Elect Director Dean I. Schaffer

   Mgmt    For    For    For
1f  

Elect Director Martin E. Welch, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Lululemon Athletica Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    550021109
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    LULU
     Shares Voted:    609,243     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael Casey

   Mgmt    For    For    For
1b  

Elect Director Glenn Murphy

   Mgmt    For    For    For
1c  

Elect Director David M. Mussafer

   Mgmt    For    For    For
1d  

Elect Director Laurent Potdevin

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Certificate of Incorporation to Clarify Majority-Voting Standard

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    None    Three Years    Three Years

MarketAxess Holdings Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    57060D108
Record Date:    04/11/2017   Meeting Type:    Annual   Ticker:    MKTX
     Shares Voted:    84,881     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

MarketAxess Holdings Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard M. McVey

   Mgmt    For    For    For
1b  

Elect Director Steven L. Begleiter

   Mgmt    For    For    For
1c  

Elect Director Stephen P. Casper

   Mgmt    For    For    For
1d  

Elect Director Jane Chwick

   Mgmt    For    For    For
1e  

Elect Director William F. Cruger

   Mgmt    For    For    For
1f  

Elect Director David G. Gomach

   Mgmt    For    For    For
1g  

Elect Director Carlos M. Hernandez

   Mgmt    For    For    For
1h  

Elect Director Richard G. Ketchum

   Mgmt    For    For    For
1i  

Elect Director John Steinhardt

   Mgmt    For    For    For
1j  

Elect Director James J. Sullivan

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

ACADIA Pharmaceuticals Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    004225108
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    ACAD
     Shares Voted:    1,107,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Daly

   Mgmt    For    For    For
1.2  

Elect Director Edmund P. Harrigan

   Mgmt    For    Refer    Withhold
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

MercadoLibre, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    58733R102
Record Date:    04/21/2017   Meeting Type:    Annual   Ticker:    MELI
     Shares Voted:    218,413     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

MercadoLibre, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan Segal

   Mgmt    For    For    For
1.2  

Elect Director Mario Eduardo Vazquez

   Mgmt    For    For    For
1.3  

Elect Director Alejandro Nicolas Aguzin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Co. S.A. as Auditors

   Mgmt    For    For    For

Pacira Pharmaceuticals, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    695127100
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    PCRX
     Shares Voted:    296,095     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Yvonne Greenstreet

   Mgmt    For    For    For
1.2  

Elect Director Gary Pace

   Mgmt    For    For    For
1.3  

Elect Director David Stack

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

ServiceNow, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    81762P102
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    NOW
     Shares Voted:    509,879     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director John J. Donahoe

   Mgmt    For    For    For
1b  

Elect Director Charles H. Giancarlo

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

ServiceNow, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Elect Director Anita M. Sands

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Square, Inc.

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    852234103
Record Date:    04/20/2017   Meeting Type:    Annual   Ticker:    SQ
     Shares Voted:    204,893     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Roelof Botha

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Jim McKelvey

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Ruth Simmons

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Generac Holdings Inc.

 

Meeting Date:    06/15/2017   Country:    USA   Primary Security ID:    368736104
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    GNRC
     Shares Voted:    590,686     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Todd A. Adams

   Mgmt    For    For    For
1.2  

Elect Director Bennett Morgan

   Mgmt    For    For    For
1.3  

Elect Director Dominick Zarcone

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Generac Holdings Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


IVY MID CAP INCOME OPPORTUNITIES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

Xilinx, Inc.

 

Meeting Date:    08/10/2016   Country:    USA   Primary Security ID:    983919101
Record Date:    06/15/2016   Meeting Type:    Annual   Ticker:    XLNX
     Shares Voted:    94,710     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis Segers

   Mgmt    For    For    For
1.2  

Elect Director Moshe N. Gavrielov

   Mgmt    For    For    For
1.3  

Elect Director Saar Gillai

   Mgmt    For    For    For
1.4  

Elect Director Ronald S. Jankov

   Mgmt    For    For    For
1.5  

Elect Director Thomas H. Lee

   Mgmt    For    For    For
1.6  

Elect Director J. Michael Patterson

   Mgmt    For    For    For
1.7  

Elect Director Albert A. Pimentel

   Mgmt    For    For    For
1.8  

Elect Director Marshall C. Turner

   Mgmt    For    For    For
1.9  

Elect Director Elizabeth W. Vanderslice

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/15/2016   Country:    USA   Primary Security ID:    595017104
Record Date:    06/21/2016   Meeting Type:    Annual   Ticker:    MCHP
     Shares Voted:    86,670     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2  

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.3  

Elect Director L.B. Day

   Mgmt    For    For    For
1.4  

Elect Director Esther L. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Microchip Technology Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

RPM International Inc.

 

Meeting Date:    10/06/2016   Country:    USA   Primary Security ID:    749685103
Record Date:    08/12/2016   Meeting Type:    Annual   Ticker:    RPM
     Shares Voted:    97,430     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David A. Daberko

   Mgmt    For    For    For
1.2  

Elect Director Thomas S. Gross

   Mgmt    For    For    For
1.3  

Elect Director Craig S. Morford

   Mgmt    For    For    For
1.4  

Elect Director Frank C. Sullivan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Paychex, Inc.

 

Meeting Date:    10/12/2016   Country:    USA   Primary Security ID:    704326107
Record Date:    08/15/2016   Meeting Type:    Annual   Ticker:    PAYX
     Shares Voted:    88,740     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director B. Thomas Golisano

   Mgmt    For    For    For
1b  

Elect Director Joseph G. Doody

   Mgmt    For    For    For
1c  

Elect Director David J.S. Flaschen

   Mgmt    For    For    For
1d  

Elect Director Phillip Horsley

   Mgmt    For    For    For
1e  

Elect Director Grant M. Inman

   Mgmt    For    For    For
1f  

Elect Director Pamela A. Joseph

   Mgmt    For    For    For
1g  

Elect Director Martin Mucci

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Paychex, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For
1i  

Elect Director Joseph M. Velli

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Harris Corporation

 

Meeting Date:    10/28/2016   Country:    USA   Primary Security ID:    413875105
Record Date:    09/02/2016   Meeting Type:    Annual   Ticker:    HRS
     Shares Voted:    62,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director James F. Albaugh

   Mgmt    For    For    For
1b  

Elect Director William M. Brown

   Mgmt    For    For    For
1c  

Elect Director Peter W. Chiarelli

   Mgmt    For    For    For
1d  

Elect Director Thomas A. Dattilo

   Mgmt    For    For    For
1e  

Elect Director Roger B. Fradin

   Mgmt    For    For    For
1f  

Elect Director Terry D. Growcock

   Mgmt    For    For    For
1g  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1h  

Elect Director Vyomesh I. Joshi

   Mgmt    For    For    For
1i  

Elect Director Leslie F. Kenne

   Mgmt    For    For    For
1j  

Elect Director James C. Stoffel

   Mgmt    For    For    For
1k  

Elect Director Gregory T. Swienton

   Mgmt    For    For    For
1l  

Elect Director Hansel E. Tookes, II

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Cardinal Health, Inc.

 

Meeting Date:    11/03/2016   Country:    USA   Primary Security ID:    14149Y108
Record Date:    09/06/2016   Meeting Type:    Annual   Ticker:    CAH
     Shares Voted:    71,790     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Cardinal Health, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David J. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Colleen F. Arnold

   Mgmt    For    For    For
1.3  

Elect Director George S. Barrett

   Mgmt    For    For    For
1.4  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1.5  

Elect Director Calvin Darden

   Mgmt    For    For    For
1.6  

Elect Director Bruce L. Downey

   Mgmt    For    For    For
1.7  

Elect Director Patricia A. Hemingway Hall

   Mgmt    For    For    For
1.8  

Elect Director Clayton M. Jones

   Mgmt    For    For    For
1.9  

Elect Director Gregory B. Kenny

   Mgmt    For    For    For
1.10  

Elect Director Nancy Killefer

   Mgmt    For    For    For
1.11  

Elect Director David P. King

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Maxim Integrated Products, Inc.

 

Meeting Date:    11/09/2016   Country:    USA   Primary Security ID:    57772K101
Record Date:    09/16/2016   Meeting Type:    Annual   Ticker:    MXIM
     Shares Voted:    149,130     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William (Bill) P. Sullivan

   Mgmt    For    For    For
1.2  

Elect Director Tunc Doluca

   Mgmt    For    For    For
1.3  

Elect Director Tracy C. Accardi

   Mgmt    For    For    For
1.4  

Elect Director James R. Bergman

   Mgmt    For    For    For
1.5  

Elect Director Joseph R. Bronson

   Mgmt    For    For    For
1.6  

Elect Director Robert E. Grady

   Mgmt    For    For    For
1.7  

Elect Director William D. Watkins

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Maxim Integrated Products, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.8  

Elect Director MaryAnn Wright

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    Against
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

The Clorox Company

 

Meeting Date:    11/16/2016   Country:    USA   Primary Security ID:    189054109
Record Date:    09/19/2016   Meeting Type:    Annual   Ticker:    CLX
     Shares Voted:    46,560     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Amy Banse

   Mgmt    For    For    For
1.2  

Elect Director Richard H. Carmona

   Mgmt    For    For    For
1.3  

Elect Director Benno Dorer

   Mgmt    For    For    For
1.4  

Elect Director Spencer C. Fleischer

   Mgmt    For    For    For
1.5  

Elect Director Esther Lee

   Mgmt    For    For    For
1.6  

Elect Director A.D. David Mackay

   Mgmt    For    For    For
1.7  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1.8  

Elect Director Jeffrey Noddle

   Mgmt    For    For    For
1.9  

Elect Director Pamela Thomas-Graham

   Mgmt    For    For    For
1.10  

Elect Director Carolyn M. Ticknor

   Mgmt    For    For    For
1.11  

Elect Director Christopher J. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Broadridge Financial Solutions, Inc.

 

Meeting Date:    11/17/2016   Country:    USA   Primary Security ID:    11133T103
Record Date:    09/21/2016   Meeting Type:    Annual   Ticker:    BR
     Shares Voted:    82,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Leslie A. Brun

   Mgmt    For    For    For
1b  

Elect Director Richard J. Daly

   Mgmt    For    For    For
1c  

Elect Director Robert N. Duelks

   Mgmt    For    For    For
1d  

Elect Director Richard J. Haviland

   Mgmt    For    For    For
1e  

Elect Director Brett A. Keller

   Mgmt    For    For    For
1f  

Elect Director Stuart R. Levine

   Mgmt    For    For    For
1g  

Elect Director Maura A. Markus

   Mgmt    For    For    For
1h  

Elect Director Thomas J. Perna

   Mgmt    For    For    For
1i  

Elect Director Alan J. Weber

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Cracker Barrel Old Country Store, Inc.

 

Meeting Date:    11/17/2016   Country:    USA   Primary Security ID:    22410J106
Record Date:    09/23/2016   Meeting Type:    Annual   Ticker:    CBRL
     Shares Voted:    41,190     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director James W. Bradford

   Mgmt    For    For    For
1.2  

Elect Director Thomas H. Barr

   Mgmt    For    For    For
1.3  

Elect Director Sandra B. Cochran

   Mgmt    For    For    For
1.4  

Elect Director Glenn A. Davenport

   Mgmt    For    For    For
1.5  

Elect Director Richard J. Dobkin

   Mgmt    For    For    For
1.6  

Elect Director Norman E. Johnson

   Mgmt    For    For    For
1.7  

Elect Director William W. McCarten

   Mgmt    For    For    For
1.8  

Elect Director Coleman H. Peterson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Cracker Barrel Old Country Store, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.9  

Elect Director Andrea M. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Becton, Dickinson and Company

 

Meeting Date:    01/24/2017   Country:    USA   Primary Security ID:    075887109
Record Date:    12/02/2016   Meeting Type:    Annual   Ticker:    BDX
     Shares Voted:    42,140     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Basil L. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Catherine M. Burzik

   Mgmt    For    For    For
1.3  

Elect Director R. Andrew Eckert

   Mgmt    For    For    For
1.4  

Elect Director Vincent A. Forlenza

   Mgmt    For    For    For
1.5  

Elect Director Claire M. Fraser

   Mgmt    For    For    For
1.6  

Elect Director Christopher Jones

   Mgmt    For    For    For
1.7  

Elect Director Marshall O. Larsen

   Mgmt    For    For    For
1.8  

Elect Director Gary A. Mecklenburg

   Mgmt    For    For    For
1.9  

Elect Director James F. Orr

   Mgmt    For    For    For
1.10  

Elect Director Willard J. Overlock, Jr.

   Mgmt    For    For    For
1.11  

Elect Director Claire Pomeroy

   Mgmt    For    For    For
1.12  

Elect Director Rebecca W. Rimel

   Mgmt    For    For    For
1.13  

Elect Director Bertram L. Scott

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    None    Three Years    Three Years
5  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

The Scotts Miracle-Gro Company

 

Meeting Date:    01/27/2017   Country:    USA   Primary Security ID:    810186106
Record Date:    12/01/2016   Meeting Type:    Annual   Ticker:    SMG
     Shares Voted:    77,630     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Hagedorn

   Mgmt    For    For    For
1.2  

Elect Director Brian D. Finn

   Mgmt    For    For    For
1.3  

Elect Director James F. McCann

   Mgmt    For    For    For
1.4  

Elect Director Nancy G. Mistretta

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Rockwell Automation, Inc.

 

Meeting Date:    02/07/2017   Country:    USA   Primary Security ID:    773903109
Record Date:    12/12/2016   Meeting Type:    Annual   Ticker:    ROK
     Shares Voted:    54,120     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

A1  

Elect Director Steven R. Kalmanson

   Mgmt    For    For    For
A2  

Elect Director James P. Keane

   Mgmt    For    For    For
A3  

Elect Director Blake D. Moret

   Mgmt    For    For    For
A4  

Elect Director Donald R. Parfet

   Mgmt    For    For    For
A5  

Elect Director Thomas W. Rosamilia

   Mgmt    For    For    For
B  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
C  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
D  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Helmerich & Payne, Inc.

 

Meeting Date:    03/01/2017   Country:    USA   Primary Security ID:    423452101
Record Date:    01/06/2017   Meeting Type:    Annual   Ticker:    HP
     Shares Voted:    103,530     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Randy A. Foutch

   Mgmt    For    For    For
1b  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1c  

Elect Director John W. Lindsay

   Mgmt    For    For    For
1d  

Elect Director Paula Marshall

   Mgmt    For    Refer    Against
1e  

Elect Director Thomas A. Petrie

   Mgmt    For    For    For
1f  

Elect Director Donald F. Robillard, Jr.

   Mgmt    For    For    For
1g  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1h  

Elect Director John D. Zeglis

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    None    Three Years    Three Years

Sonoco Products Company

 

Meeting Date:    04/19/2017   Country:    USA   Primary Security ID:    835495102
Record Date:    02/22/2017   Meeting Type:    Annual   Ticker:    SON
     Shares Voted:    155,840     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harry A. Cockrell

   Mgmt    For    For    For
1.2  

Elect Director Blythe J. McGarvie

   Mgmt    For    For    For
1.3  

Elect Director James M. Micali

   Mgmt    For    For    For
1.4  

Elect Director Sundaram Nagarajan

   Mgmt    For    For    For
1.5  

Elect Director Marc D. Oken

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers, LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Sonoco Products Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Declassify the Board of Directors

   Mgmt    For    For    For

Umpqua Holdings Corporation

 

Meeting Date:    04/19/2017   Country:    USA   Primary Security ID:    904214103
Record Date:    02/10/2017   Meeting Type:    Annual   Ticker:    UMPQ
     Shares Voted:    480,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Raymond P. Davis

   Mgmt    For    For    For
1.2  

Elect Director Peggy Y. Fowler

   Mgmt    For    For    For
1.3  

Elect Director Stephen M. Gambee

   Mgmt    For    For    For
1.4  

Elect Director James S. Greene

   Mgmt    For    For    For
1.5  

Elect Director Luis F. Machuca

   Mgmt    For    For    For
1.6  

Elect Director Cort L. O’Haver

   Mgmt    For    For    For
1.7  

Elect Director Maria M. Pope

   Mgmt    For    For    For
1.8  

Elect Director John F. Schultz

   Mgmt    For    For    For
1.9  

Elect Director Susan F. Stevens

   Mgmt    For    For    For
1.10  

Elect Director Hilliard C. Terry, III

   Mgmt    For    For    For
1.11  

Elect Director Bryan L. Timm

   Mgmt    For    For    For
2  

Ratify Moss Adams LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For

VF Corporation

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    918204108
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    VFC
     Shares Voted:    172,427     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

VF Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard T. Carucci

   Mgmt    For    For    For
1.2  

Elect Director Juliana L. Chugg

   Mgmt    For    For    For
1.3  

Elect Director Benno Dorer

   Mgmt    For    For    For
1.4  

Elect Director Mark S. Hoplamazian

   Mgmt    For    For    For
1.5  

Elect Director Robert J. Hurst

   Mgmt    For    For    For
1.6  

Elect Director Laura W. Lang

   Mgmt    For    For    For
1.7  

Elect Director W. Alan McCollough

   Mgmt    For    For    For
1.8  

Elect Director W. Rodney McMullen

   Mgmt    For    For    For
1.9  

Elect Director Clarence Otis, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Steven E. Rendle

   Mgmt    For    For    For
1.11  

Elect Director Carol L. Roberts

   Mgmt    For    For    For
1.12  

Elect Director Matthew J. Shattock

   Mgmt    For    For    For
1.13  

Elect Director Eric C. Wiseman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Glacier Bancorp, Inc.

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    37637Q105
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    GBCI
     Shares Voted:    247,978     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael J. Blodnick

   Mgmt    For    For    For
1.2  

Elect Director Randall M. Chesler

   Mgmt    For    For    For
1.3  

Elect Director Sherry L. Cladouhos

   Mgmt    For    For    For
1.4  

Elect Director James M. English

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Glacier Bancorp, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.5  

Elect Director Annie M. Goodwin

   Mgmt    For    For    For
1.6  

Elect Director Dallas I. Herron

   Mgmt    For    For    For
1.7  

Elect Director Craig A. Langel

   Mgmt    For    For    For
1.8  

Elect Director Douglas J. McBride

   Mgmt    For    For    For
1.9  

Elect Director John W. Murdoch

   Mgmt    For    For    For
1.10  

Elect Director Mark J. Semmens

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify BKD, LLP as Auditors

   Mgmt    For    For    For

Avery Dennison Corporation

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    053611109
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    AVY
     Shares Voted:    114,387     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Bradley A. Alford

   Mgmt    For    For    For
1b  

Elect Director Anthony K. Anderson

   Mgmt    For    For    For
1c  

Elect Director Peter K. Barker

   Mgmt    For    For    For
1d  

Elect Director Mitchell R. Butier

   Mgmt    For    For    For
1e  

Elect Director Ken C. Hicks

   Mgmt    For    For    For
1f  

Elect Director Andres A. Lopez

   Mgmt    For    For    For
1g  

Elect Director David E.I. Pyott

   Mgmt    For    For    For
1h  

Elect Director Dean A. Scarborough

   Mgmt    For    For    For
1i  

Elect Director Patrick T. Siewert

   Mgmt    For    For    For
1j  

Elect Director Julia A. Stewart

   Mgmt    For    For    For
1k  

Elect Director Martha N. Sullivan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Avery Dennison Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Polaris Industries Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    731068102
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    PII
     Shares Voted:    104,216     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gary E. Hendrickson

   Mgmt    For    Refer    For
1.2  

Elect Director Gwenne A. Henricks

   Mgmt    For    Refer    For
2  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Kellogg Company

 

Meeting Date:    04/28/2017   Country:    USA   Primary Security ID:    487836108
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    K
     Shares Voted:    124,601     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John Bryant

   Mgmt    For    For    For
1.2  

Elect Director Stephanie Burns

   Mgmt    For    For    For
1.3  

Elect Director Richard Dreiling

   Mgmt    For    For    For
1.4  

Elect Director La June Montgomery Tabron

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Kellogg Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Amend Proxy Access Right

   SH    Against    Against    Against

American Campus Communities, Inc.

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    024835100
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    ACC
     Shares Voted:    183,097     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director William C. Bayless, Jr.

   Mgmt    For    For    For
1b  

Elect Director Blakeley W. Chandlee, III

   Mgmt    For    For    For
1c  

Elect Director G. Steven Dawson

   Mgmt    For    For    For
1d  

Elect Director Cydney C. Donnell

   Mgmt    For    For    For
1e  

Elect Director Dennis G. Lopez

   Mgmt    For    For    For
1f  

Elect Director Edward Lowenthal

   Mgmt    For    For    For
1g  

Elect Director Oliver Luck

   Mgmt    For    For    For
1h  

Elect Director C. Patrick Oles, Jr.

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

HealthSouth Corporation

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    421924309
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    HLS
     Shares Voted:    216,272     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John W. Chidsey

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

HealthSouth Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.2  

Elect Director Donald L. Correll

   Mgmt    For    For    For
1.3  

Elect Director Yvonne M. Curl

   Mgmt    For    For    For
1.4  

Elect Director Charles M. Elson

   Mgmt    For    For    For
1.5  

Elect Director Joan E. Herman

   Mgmt    For    For    For
1.6  

Elect Director Leo I. Higdon, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Leslye G. Katz

   Mgmt    For    For    For
1.8  

Elect Director John E. Maupin, Jr.

   Mgmt    For    For    For
1.9  

Elect Director L. Edward Shaw, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Mark J. Tarr

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

HNI Corporation

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    404251100
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    HNI
     Shares Voted:    197,080     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Miguel M. Calado

   Mgmt    For    For    For
1b  

Elect Director Cheryl A. Francis

   Mgmt    For    For    For
1c  

Elect Director John R. Hartnett

   Mgmt    For    For    For
1d  

Elect Director Larry B. Porcellato

   Mgmt    For    For    For
1e  

Elect Director Brian E. Stern

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

HNI Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Approve Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For

Leggett & Platt, Incorporated

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    524660107
Record Date:    03/03/2017   Meeting Type:    Annual   Ticker:    LEG
     Shares Voted:    186,825     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert E. Brunner

   Mgmt    For    For    For
1b  

Elect Director Robert G. Culp, III

   Mgmt    For    For    For
1c  

Elect Director R. Ted Enloe, III

   Mgmt    For    For    For
1d  

Elect Director Manuel A. Fernandez

   Mgmt    For    For    For
1e  

Elect Director Matthew C. Flanigan

   Mgmt    For    For    For
1f  

Elect Director Karl G. Glassman

   Mgmt    For    For    For
1g  

Elect Director Joseph W. McClanathan

   Mgmt    For    For    For
1h  

Elect Director Judy C. Odom

   Mgmt    For    For    For
1i  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Republic Services, Inc.

 

Meeting Date:    05/12/2017   Country:    USA   Primary Security ID:    760759100
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    RSG
     Shares Voted:    149,522     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Republic Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Manuel Kadre

   Mgmt    For    For    For
1b  

Elect Director Tomago Collins

   Mgmt    For    For    For
1c  

Elect Director William J. Flynn

   Mgmt    For    For    For
1d  

Elect Director Thomas W. Handley

   Mgmt    For    For    For
1e  

Elect Director Jennifer M. Kirk

   Mgmt    For    For    For
1f  

Elect Director Michael Larson

   Mgmt    For    For    For
1g  

Elect Director Ramon A. Rodriguez

   Mgmt    For    For    For
1h  

Elect Director Donald W. Slager

   Mgmt    For    For    For
1i  

Elect Director John M. Trani

   Mgmt    For    For    For
1j  

Elect Director Sandra M. Volpe

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Arthur J. Gallagher & Co.

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    363576109
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    AJG
     Shares Voted:    159,526     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Sherry S. Barrat

   Mgmt    For    For    For
1b  

Elect Director William L. Bax

   Mgmt    For    For    For
1c  

Elect Director D. John Coldman

   Mgmt    For    For    For
1d  

Elect Director Frank E. English, Jr.

   Mgmt    For    For    For
1e  

Elect Director J. Patrick Gallagher, Jr.

   Mgmt    For    For    For
1f  

Elect Director Elbert O. Hand

   Mgmt    For    For    For
1g  

Elect Director David S. Johnson

   Mgmt    For    For    For
1h  

Elect Director Kay W. McCurdy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Arthur J. Gallagher & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director Ralph J. Nicoletti

   Mgmt    For    For    For
1j  

Elect Director Norman L. Rosenthal

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

L Brands, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    501797104
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    LB
     Shares Voted:    157,945     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donna A. James

   Mgmt    For    For    For
1.2  

Elect Director Jeffrey H. Miro

   Mgmt    For    For    For
1.3  

Elect Director Michael G. Morris

   Mgmt    For    For    For
1.4  

Elect Director Raymond Zimmerman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Reduce Supermajority Vote Requirement

   SH    Against    For    For

OGE Energy Corp.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    670837103
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    OGE
     Shares Voted:    262,375     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Frank A. Bozich

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

OGE Energy Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1B  

Elect Director James H. Brandi

   Mgmt    For    For    For
1C  

Elect Director Luke R. Corbett

   Mgmt    For    For    For
1D  

Elect Director David L. Hauser

   Mgmt    For    For    For
1E  

Elect Director Kirk Humphreys

   Mgmt    For    For    For
1F  

Elect Director Robert O. Lorenz

   Mgmt    For    For    For
1G  

Elect Director Judy R. McReynolds

   Mgmt    For    For    For
1H  

Elect Director Sheila G. Talton

   Mgmt    For    For    For
1I  

Elect Director Sean Trauschke

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Mattel, Inc.

 

Meeting Date:    05/19/2017   Country:    USA   Primary Security ID:    577081102
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    MAT
     Shares Voted:    348,024     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael J. Dolan

   Mgmt    For    For    For
1b  

Elect Director Trevor A. Edwards

   Mgmt    For    For    For
1c  

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
1d  

Elect Director Margaret H. Georgiadis

   Mgmt    For    For    For
1e  

Elect Director Ann Lewnes

   Mgmt    For    For    For
1f  

Elect Director Dominic Ng

   Mgmt    For    For    For
1g  

Elect Director Vasant M. Prabhu

   Mgmt    For    For    For
1h  

Elect Director Dean A. Scarborough

   Mgmt    For    For    For
1i  

Elect Director Christopher A. Sinclair

   Mgmt    For    For    For
1j  

Elect Director Dirk Van de Put

   Mgmt    For    For    For
1k  

Elect Director Kathy White Loyd

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Mattel, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For

Targa Resources Corp.

 

Meeting Date:    05/22/2017   Country:    USA   Primary Security ID:    87612G101
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    TRGP
     Shares Voted:    154,770     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1.2  

Elect Director Laura C. Fulton

   Mgmt    For    For    For
1.3  

Elect Director Michael A. Heim

   Mgmt    For    For    For
1.4  

Elect Director James W. Whalen

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Approve Issuance of Shares of Common Stock Upon Conversion of Series A Preferred Stock and Exercise of Outstanding Warrants

   Mgmt    For    Refer    For

Cinemark Holdings, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    17243V102
Record Date:    03/30/2017   Meeting Type:    Annual   Ticker:    CNK
     Shares Voted:    213,980     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Cinemark Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven Rosenberg

   Mgmt    For    For    For
1.2  

Elect Director Enrique Senior

   Mgmt    For    For    For
1.3  

Elect Director Nina Vaca

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

KAR Auction Services, Inc.

 

Meeting Date:    06/05/2017   Country:    USA   Primary Security ID:    48238T109
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    KAR
     Shares Voted:    209,277     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Todd F. Bourell

   Mgmt    For    For    For
1b  

Elect Director Donna R. Ecton

   Mgmt    For    For    For
1c  

Elect Director James P. Hallett

   Mgmt    For    For    For
1d  

Elect Director Mark E. Hill

   Mgmt    For    For    For
1e  

Elect Director J. Mark Howell

   Mgmt    For    For    For
1f  

Elect Director Lynn Jolliffe

   Mgmt    For    For    For
1g  

Elect Director Michael T. Kestner

   Mgmt    For    For    For
1h  

Elect Director John P. Larson

   Mgmt    For    For    For
1i  

Elect Director Stephen E. Smith

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Garmin Ltd.

 

Meeting Date:    06/09/2017   Country:    Switzerland   Primary Security ID:    H2906T109
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    GRMN
     Shares Voted:    178,773     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Dividends

   Mgmt    For    For    For
4  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
5.1  

Elect Director Donald H. Eller

   Mgmt    For    For    For
5.2  

Elect Director Joseph J. Hartnett

   Mgmt    For    For    For
5.3  

Elect Director Min H. Kao

   Mgmt    For    For    For
5.4  

Elect Director Charles W. Peffer

   Mgmt    For    For    For
5.5  

Elect Director Clifton A. Pemble

   Mgmt    For    For    For
5.6  

Elect Director Rebecca R. Tilden

   Mgmt    For    For    For
6  

Elect Min H. Kao as Board Chairman

   Mgmt    For    For    For
7.1  

Appoint Donald H. Eller as Member of the Compensation Committee

   Mgmt    For    For    For
7.2  

Appoint Joseph J. Hartnett as Member of the Compensation Committee

   Mgmt    For    For    For
7.3  

Appoint Charles W. Peffer as Member of the Compensation Committee

   Mgmt    For    For    For
7.4  

Appoint Rebecca R. Tilden as Member of the Compensation Committee

   Mgmt    For    For    For
8  

Designate Reiss + Preuss LLP as Independent Proxy

   Mgmt    For    For    For
9  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
10  

Approve Fiscal Year 2018 Maximum Aggregate Compensation for the Executive Management

   Mgmt    For    Refer    For
11  

Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2017 AGM and the 2018 AGM

   Mgmt    For    Refer    For
12  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
13  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


IVY MUNICIPAL BOND FUND

Proxy Voting Record

There was no proxy voting for Ivy Municipal Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY MUNICIPAL HIGH INCOME FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 56 Ivy Municipal High Income Fund

PUERTO RICO AQUEDUCT & SEWER AUTHORITY

 

Meeting Date:    03/30/2017   Country:    USA   Primary Security ID:    745160PP0
Record Date:    11/17/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    21,000,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For

PUERTO RICO COMWLTH REF-PUB IMPT

 

Meeting Date:    03/30/2017   Country:    USA   Primary Security ID:    74514LB97
Record Date:    11/17/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    22,000,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For

Puerto Rico Electric Power Authority

 

Meeting Date:    03/30/2017   Country:    USA   Primary Security ID:    7452684T6
Record Date:    11/17/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    21,415,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 56 Ivy Municipal High Income Fund

 

PUERTO RICO PUB BLDGS AUTH REVGTD

 

Meeting Date:    03/30/2017   Country:    USA   Primary Security ID:    745235A27
Record Date:    11/17/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    8,755,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For

Puerto Rico Public Finance Corp

 

Meeting Date:    03/30/2017   Country:    USA   Primary Security ID:    745291AY0
Record Date:    11/17/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    6,025,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For

PUERTO RICO SALES TAX FING CORP SALES TAX REV

 

Meeting Date:    03/30/2017   Country:    USA   Primary Security ID:    74529JFU4
Record Date:    11/17/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    11,500,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For


IVY NATURAL RESOURCES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

The Dow Chemical Company

 

Meeting Date:    07/20/2016   Country:    USA   Primary Security ID:    260543103
Record Date:    06/02/2016   Meeting Type:    Special   Ticker:    DOW
     Shares Voted:    837,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For

BHP Billiton plc

 

Meeting Date:    10/20/2016   Country:    United Kingdom   Primary Security ID:    G10877101
Record Date:    10/18/2016   Meeting Type:    Annual   Ticker:    BLT
     Shares Voted:    1,659,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
5  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
6  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
7  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
8  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
9  

Approve Grant of Awards under the Group’s Long Term Incentive Plan to Andrew Mackenzie

   Mgmt    For    Refer    For
10  

Elect Ken MacKenzie as Director

   Mgmt    For    For    For
11  

Re-elect Malcolm Brinded as Director

   Mgmt    For    For    For
12  

Re-elect Malcolm Broomhead as Director

   Mgmt    For    For    For
13  

Re-elect Pat Davies as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

BHP Billiton plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

14  

Re-elect Anita Frew as Director

   Mgmt    For    For    For
15  

Re-elect Carolyn Hewson as Director

   Mgmt    For    For    For
16  

Re-elect Andrew Mackenzie as Director

   Mgmt    For    For    For
17  

Re-elect Lindsay Maxsted as Director

   Mgmt    For    For    For
18  

Re-elect Wayne Murdy as Director

   Mgmt    For    For    For
19  

Re-elect Shriti Vadera as Director

   Mgmt    For    For    For
20  

Re-elect Jac Nasser as Director

   Mgmt    For    For    For

Potash Corporation of Saskatchewan Inc.

 

Meeting Date:    11/03/2016   Country:    Canada   Primary Security ID:    73755L107
Record Date:    09/22/2016   Meeting Type:    Special   Ticker:    POT
     Shares Voted:    1,174,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Merger Agreement with Agrium Inc.

   Mgmt    For    Refer    For

Diamondback Energy, Inc.

 

Meeting Date:    12/07/2016   Country:    USA   Primary Security ID:    25278X109
Record Date:    11/11/2016   Meeting Type:    Special   Ticker:    FANG
     Shares Voted:    113,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Increase Authorized Common Stock

   Mgmt    For    For    For

Air Products and Chemicals, Inc.

 

Meeting Date:    01/26/2017   Country:    USA   Primary Security ID:    009158106
Record Date:    11/30/2016   Meeting Type:    Annual   Ticker:    APD
     Shares Voted:    109,650     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Air Products and Chemicals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Susan K. Carter

   Mgmt    For    For    For
1b  

Elect Director Charles I. Cogut

   Mgmt    For    For    For
1c  

Elect Director Seifollah (Seifi) Ghasemi

   Mgmt    For    For    For
1d  

Elect Director Chadwick C. Deaton

   Mgmt    For    For    For
1e  

Elect Director David H. Y. Ho

   Mgmt    For    For    For
1f  

Elect Director Margaret G. McGlynn

   Mgmt    For    For    For
1g  

Elect Director Edward L. Monser

   Mgmt    For    For    For
1h  

Elect Director Matthew H. Paull

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

RSP Permian, Inc.

 

Meeting Date:    02/24/2017   Country:    USA   Primary Security ID:    74978Q105
Record Date:    01/19/2017   Meeting Type:    Special   Ticker:    RSPP
     Shares Voted:    131,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Helmerich & Payne, Inc.

 

Meeting Date:    03/01/2017   Country:    USA   Primary Security ID:    423452101
Record Date:    01/06/2017   Meeting Type:    Annual   Ticker:    HP
     Shares Voted:    190,350     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Helmerich & Payne, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Randy A. Foutch

   Mgmt    For    For    For
1b  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1c  

Elect Director John W. Lindsay

   Mgmt    For    For    For
1d  

Elect Director Paula Marshall

   Mgmt    For    Refer    Against
1e  

Elect Director Thomas A. Petrie

   Mgmt    For    For    For
1f  

Elect Director Donald F. Robillard, Jr.

   Mgmt    For    For    For
1g  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1h  

Elect Director John D. Zeglis

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    None    Three Years    Three Years

Schlumberger Limited

 

Meeting Date:    04/05/2017   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/15/2017   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    549,267     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director Miguel M. Galuccio

   Mgmt    For    For    For
1c  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1d  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1e  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1f  

Elect Director Helge Lund

   Mgmt    For    For    For
1g  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1h  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1i  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1j  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1k  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1l  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Amend Employee Stock Purchase Plan

   Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    04/12/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    RIO
     Shares Voted:    596,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
3  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
4  

Approve the Potential Termination of Benefits for Australian Law Purposes

   Mgmt    For    Refer    For
5  

Re-elect Megan Clark as Director

   Mgmt    For    For    For
6  

Elect David Constable as Director

   Mgmt    For    For    For
7  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For
8  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
9  

Elect Simon Henry as Director

   Mgmt    For    For    For
10  

Elect Jean-Sebastien Jacques as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

11  

Elect Sam Laidlaw as Director

   Mgmt    For    For    For
12  

Re-elect Michael L’Estrange as Director

   Mgmt    For    For    For
13  

Re-elect Chris Lynch as Director

   Mgmt    For    For    For
14  

Re-elect Paul Tellier as Director

   Mgmt    For    For    For
15  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
16  

Re-elect John Varley as Director

   Mgmt    For    For    For
17  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
 

Resolutions 20 to 23 will be Voted on by Rio Tinto plc Shareholders Only

   Mgmt         
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

West Fraser Timber Co. Ltd.

 

Meeting Date:    04/19/2017   Country:    Canada   Primary Security ID:    952845105
Record Date:    03/02/2017   Meeting Type:    Annual   Ticker:    WFT
     Shares Voted:    221,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Fix Number of Directors at Ten

   Mgmt    For    Refer    For
 

You May Vote for the Nominees for Directors Individually:

   Mgmt         
2.1  

Elect Director Henry H. (Hank) Ketcham

   Mgmt    For    For    For
2.2  

Elect Director Reid E. Carter

   Mgmt    For    For    For
2.3  

Elect Director John N. Floren

   Mgmt    For    For    For
2.4  

Elect Director Brian G. Kenning

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

West Fraser Timber Co. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.5  

Elect Director John K. Ketcham

   Mgmt    For    For    For
2.6  

Elect Director Gerald J. (Gerry) Miller

   Mgmt    For    For    For
2.7  

Elect Director Robert L. Phillips

   Mgmt    For    For    For
2.8  

Elect Director Janice G. Rennie

   Mgmt    For    For    For
2.9  

Elect Director Edward R. (Ted) Seraphim

   Mgmt    For    For    For
2.10  

Elect Director Gillian D. Winckler

   Mgmt    For    For    For
 

OR You May Vote for the Nominees for Directors as Slate:

   Mgmt         
2  

Elect Henry H. (Hank) Ketcham, Reid E. Carter, John N. Floren, Brian G. Kenning, John K. Ketcham, Gerald J. (Gerry) Miller, Robert L. Phillips, Janice G. Rennie, Edward R. (Ted) Seraphim and Gillian D. Winckler as Directors

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Magellan Midstream Partners, L.P.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    559080106
Record Date:    02/21/2017   Meeting Type:    Annual   Ticker:    MMP
     Shares Voted:    302,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lori A. Gobillot

   Mgmt    For    For    For
1.2  

Elect Director Edward J. Guay

   Mgmt    For    For    For
1.3  

Elect Director Michael N. Mears

   Mgmt    For    For    For
1.4  

Elect Director James R. Montague

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Patterson-UTI Energy, Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    703481101
Record Date:    02/22/2017   Meeting Type:    Special   Ticker:    PTEN
     Shares Voted:    675,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Noble Energy, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    655044105
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    356,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1c  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1d  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1g  

Elect Director David L. Stover

   Mgmt    For    For    For
1h  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1i  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1j  

Elect Director Molly K. Williamson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

RPC, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    749660106
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    RES
     Shares Voted:    957,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director R. Randall Rollins

   Mgmt    For    Refer    For
1.2  

Elect Director Henry B. Tippie

   Mgmt    For    Refer    Withhold
1.3  

Elect Director James B. Williams

   Mgmt    For    Refer    Withhold
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years

Marathon Petroleum Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    56585A102
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    MPC
     Shares Voted:    347,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven A. Davis

   Mgmt    For    For    For
1b  

Elect Director Gary R. Heminger

   Mgmt    For    For    For
1c  

Elect Director J. Michael Stice

   Mgmt    For    For    For
1d  

Elect Director John P. Surma

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Report on Environmental and Human Rights Due Diligence

   SH    Against    Refer    Against
6  

Report on Strategy for Aligning with 2 Degree Scenario

   SH    Against    Refer    Against
7  

Adopt Simple Majority Vote

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

EOG Resources, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    261,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director Robert P. Daniels

   Mgmt    For    For    For
1d  

Elect Director James C. Day

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Suncor Energy Inc.

 

Meeting Date:    04/27/2017   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    459,988     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For
1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director Jacynthe Cote

   Mgmt    For    For    For
1.4  

Elect Director Dominic D’Alessandro

   Mgmt    For    For    For
1.5  

Elect Director John D. Gass

   Mgmt    For    For    For
1.6  

Elect Director John R. Huff

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For
1.8  

Elect Director Michael W. O’Brien

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Suncor Energy Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.9  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.10  

Elect Director Steven W. Williams

   Mgmt    For    For    For
1.11  

Elect Director Michael M. Wilson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Stock Option Plan

   Mgmt    For    Refer    For
4  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Randgold Resources Ltd

 

Meeting Date:    05/02/2017   Country:    United Kingdom   Primary Security ID:    G73740113
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    RRS
     Shares Voted:    215,260     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Remuneration Policy

   Mgmt    For    For    For
5  

Re-elect Safiatou Ba-N’Daw as Director

   Mgmt    For    For    For
6  

Re-elect Mark Bristow as Director

   Mgmt    For    For    For
7  

Re-elect Christopher Coleman as Director

   Mgmt    For    For    For
8  

Re-elect Jamil Kassum as Director

   Mgmt    For    For    For
9  

Elect Olivia Kirtley as Director

   Mgmt    For    For    For
10  

Re-elect Jeanine Mabunda Lioko as Director

   Mgmt    For    For    For
11  

Re-elect Andrew Quinn as Director

   Mgmt    For    For    For
12  

Re-elect Graham Shuttleworth as Director

   Mgmt    For    For    For
13  

Reappoint BDO LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Randgold Resources Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Approve Awards of Ordinary Shares to Non-executive Directors

   Mgmt    For    Refer    For
17  

Approve Award of Ordinary Shares to the Senior Independent Director

   Mgmt    For    Refer    For
18  

Approve Award of Ordinary Shares to the Chairman

   Mgmt    For    Refer    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares and American Depositary Shares

   Mgmt    For    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    127097103
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    COG
     Shares Voted:    765,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Dorothy M. Ables

   Mgmt    For    For    For
1B  

Elect Director Rhys J. Best

   Mgmt    For    For    For
1C  

Elect Director Robert S. Boswell

   Mgmt    For    For    For
1D  

Elect Director Dan O. Dinges

   Mgmt    For    For    For
1E  

Elect Director Robert Kelley

   Mgmt    For    For    For
1F  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Phillips 66

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718546104
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PSX
     Shares Voted:    237,550     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Phillips 66

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director William R. Loomis, Jr.

   Mgmt    For    For    For
1b  

Elect Director Glenn F. Tilton

   Mgmt    For    For    For
1c  

Elect Director Marna C. Whittington

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Seven Generations Energy Ltd.

 

Meeting Date:    05/04/2017   Country:    Canada   Primary Security ID:    81783Q105
Record Date:    03/15/2017   Meeting Type:    Annual/Special   Ticker:    VII
     Shares Voted:    749,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Fix Number of Directors at Twelve

   Mgmt    For    Refer    For
2.1  

Elect Director C. Kent Jespersen

   Mgmt    For    For    For
2.2  

Elect Director Patrick Carlson

   Mgmt    For    For    For
2.3  

Elect Director Marty Proctor

   Mgmt    For    For    For
2.4  

Elect Director Kevin Brown

   Mgmt    For    For    For
2.5  

Elect Director Avik Dey

   Mgmt    For    For    For
2.6  

Elect Director Harvey Doerr

   Mgmt    For    For    For
2.7  

Elect Director Paul Hand

   Mgmt    For    For    For
2.8  

Elect Director Dale Hohm

   Mgmt    For    For    For
2.9  

Elect Director W.J. (Bill) McAdam

   Mgmt    For    For    For
2.10  

Elect Director Kaush Rakhit

   Mgmt    For    For    For
2.11  

Elect Director M. Jacqueline (Jackie) Sheppard

   Mgmt    For    For    For
2.12  

Elect Director Jeff van Steenbergen

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Approve Stock Option Plan

   Mgmt    For    Refer    Against
5  

Approve Performance and Restricted Share Unit Plan

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

U.S. Silica Holdings, Inc.

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    90346E103
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    SLCA
     Shares Voted:    131,350     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peter Bernard

   Mgmt    For    For    For
1.2  

Elect Director William J. Kacal

   Mgmt    For    For    For
1.3  

Elect Director Charles Shaver

   Mgmt    For    For    For
1.4  

Elect Director Bryan A. Shinn

   Mgmt    For    For    For
1.5  

Elect Director J. Michael Stice

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
5  

Amend Certificate of Incorporation to Remove Certain Provisions Relating to Ownership of Stock

   Mgmt    For    Refer    For

Potash Corporation of Saskatchewan Inc.

 

Meeting Date:    05/09/2017   Country:    Canada   Primary Security ID:    73755L107
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    POT
     Shares Voted:    1,021,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Christopher M. Burley

   Mgmt    For    For    For
1.2  

Elect Director Donald G. Chynoweth

   Mgmt    For    For    For
1.3  

Elect Director John W. Estey

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Potash Corporation of Saskatchewan Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director Gerald W. Grandey

   Mgmt    For    For    For
1.5  

Elect Director C. Steven Hoffman

   Mgmt    For    For    For
1.6  

Elect Director Alice D. Laberge

   Mgmt    For    For    For
1.7  

Elect Director Consuelo E. Madere

   Mgmt    For    For    For
1.8  

Elect Director Keith G. Martell

   Mgmt    For    For    For
1.9  

Elect Director Aaron W. Regent

   Mgmt    For    For    For
1.10  

Elect Director Jochen E. Tilk

   Mgmt    For    For    For
1.11  

Elect Director Zoe A. Yujnovich

   Mgmt    For    For    For
2  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    171798101
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    XEC
     Shares Voted:    136,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David A. Hentschel

   Mgmt    For    For    For
1.2  

Elect Director Thomas E. Jorden

   Mgmt    For    For    For
1.3  

Elect Director Floyd R. Price

   Mgmt    For    For    For
1.4  

Elect Director Frances M. Vallejo

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

The Dow Chemical Company

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    260543103
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    DOW
     Shares Voted:    346,650     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

The Dow Chemical Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ajay Banga

   Mgmt    For    For    For
1b  

Elect Director Jacqueline K. Barton

   Mgmt    For    For    For
1c  

Elect Director James A. Bell

   Mgmt    For    For    For
1d  

Elect Director Richard K. Davis

   Mgmt    For    For    For
1e  

Elect Director Jeff M. Fettig

   Mgmt    For    For    For
1f  

Elect Director Andrew N. Liveris

   Mgmt    For    For    For
1g  

Elect Director Mark Loughridge

   Mgmt    For    For    For
1h  

Elect Director Raymond J. Milchovich

   Mgmt    For    For    For
1i  

Elect Director Robert S. (Steve) Miller

   Mgmt    For    For    For
1j  

Elect Director Paul Polman

   Mgmt    For    For    For
1k  

Elect Director Dennis H. Reilley

   Mgmt    For    For    For
1l  

Elect Director James M. Ringler

   Mgmt    For    For    For
1m  

Elect Director Ruth G. Shaw

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Union Pacific Corporation

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    907818108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    157,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1h  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1i  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1j  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1k  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    For

Concho Resources Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    20605P101
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    CXO
     Shares Voted:    159,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy A. Leach

   Mgmt    For    For    For
1.2  

Elect Director William H. Easter, III

   Mgmt    For    For    For
1.3  

Elect Director John P. Surma

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Halliburton Company

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    406216101
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    938,300     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Halliburton Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1b  

Elect Director William E. Albrecht

   Mgmt    For    For    For
1c  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1d  

Elect Director James R. Boyd

   Mgmt    For    For    For
1e  

Elect Director Milton Carroll

   Mgmt    For    For    For
1f  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1g  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1h  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1i  

Elect Director David J. Lesar

   Mgmt    For    For    For
1j  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1k  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1l  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1m  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Continental Resources, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    212015101
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    CLR
     Shares Voted:    323,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William B. Berry

   Mgmt    For    For    For
1.2  

Elect Director James L. Gallogly

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Continental Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Adopt Policy to Improve Board Diversity

   SH    Against    Against    Against

Core Laboratories N.V.

 

Meeting Date:    05/18/2017   Country:    Netherlands   Primary Security ID:    N22717107
Record Date:    04/20/2017   Meeting Type:    Annual   Ticker:    CLB
     Shares Voted:    122,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David M. Demshur

   Mgmt    For    For    For
1b  

Elect Director Jan Willem Sodderland

   Mgmt    For    For    For
2  

Reduce Supermajority Requirement

   Mgmt    For    For    For
3  

Ratify KPMG as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
6  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
8  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

   Mgmt    For    For    For
9  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    Refer    For

Flowserve Corporation

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    34354P105
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    FLS
     Shares Voted:    420,550     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Flowserve Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director R. Scott Rowe

   Mgmt    For    For    For
1.2  

Elect Director Leif E. Darner

   Mgmt    For    For    For
1.3  

Elect Director Gayla J. Delly

   Mgmt    For    For    For
1.4  

Elect Director Roger L. Fix

   Mgmt    For    For    For
1.5  

Elect Director John R. Friedery

   Mgmt    For    For    For
1.6  

Elect Director Joe E. Harlan

   Mgmt    For    For    For
1.7  

Elect Director Rick J. Mills

   Mgmt    For    For    For
1.8  

Elect Director David E. Roberts

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Proxy Access Reform

   SH    Against    Against    Against
6  

Elect Director Ruby Chandy

   Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    723787107
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    PXD
     Shares Voted:    124,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Edison C. Buchanan

   Mgmt    For    For    For
1.2  

Elect Director Andrew F. Cates

   Mgmt    For    For    For
1.3  

Elect Director Timothy L. Dove

   Mgmt    For    For    For
1.4  

Elect Director Phillip A. Gobe

   Mgmt    For    For    For
1.5  

Elect Director Larry R. Grillot

   Mgmt    For    For    For
1.6  

Elect Director Stacy P. Methvin

   Mgmt    For    For    For
1.7  

Elect Director Royce W. Mitchell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Pioneer Natural Resources Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.8  

Elect Director Frank A. Risch

   Mgmt    For    For    For
1.9  

Elect Director Scott D. Sheffield

   Mgmt    For    For    For
1.10  

Elect Director Mona K. Sutphen

   Mgmt    For    For    For
1.11  

Elect Director J. Kenneth Thompson

   Mgmt    For    For    For
1.12  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
1.13  

Elect Director Michael D. Wortley

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Annual Sustainability

   SH    Against    Refer    Against

WPX Energy, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    98212B103
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    WPX
     Shares Voted:    546,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John A. Carrig

   Mgmt    For    For    For
1.2  

Elect Director William R. Granberry

   Mgmt    For    For    For
1.3  

Elect Director Robert K. Herdman

   Mgmt    For    For    For
1.4  

Elect Director Kelt Kindick

   Mgmt    For    For    For
1.5  

Elect Director Karl F. Kurz

   Mgmt    For    For    For
1.6  

Elect Director Henry E. Lentz

   Mgmt    For    For    For
1.7  

Elect Director George A. Lorch

   Mgmt    For    For    For
1.8  

Elect Director William G. Lowrie

   Mgmt    For    For    For
1.9  

Elect Director Kimberly S. Lubel

   Mgmt    For    For    For
1.10  

Elect Director Richard E. Muncrief

   Mgmt    For    For    For
1.11  

Elect Director David F. Work

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

RSP Permian, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    74978Q105
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    RSPP
     Shares Voted:    357,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven Gray

   Mgmt    For    For    For
1.2  

Elect Director Michael Grimm

   Mgmt    For    For    For
1.3  

Elect Director Scott McNeill

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    166764100
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    CVX
     Shares Voted:    163,350     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Wanda M. Austin

   Mgmt    For    For    For
1b  

Elect Director Linnet F. Deily

   Mgmt    For    For    For
1c  

Elect Director Robert E. Denham

   Mgmt    For    For    For
1d  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1g  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1h  

Elect Director Dambisa F. Moyo

   Mgmt    For    For    For
1i  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Inge G. Thulin

   Mgmt    For    For    For
1k  

Elect Director John S. Watson

   Mgmt    For    For    For
1l  

Elect Director Michael K. Wirth

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Report on Risks of Doing Business in Conflict-Affected Areas

   SH    Against    Against    Against
7  

Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*

   SH         
8  

Assess and Report on Transition to a Low Carbon Economy

   SH    Against    Refer    Against
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Require Director Nominee with Environmental Experience

   SH    Against    Refer    Against
11  

Amend Articles/Bylaws/Charter — Call Special Meetings

   SH    Against    For    For

Rice Energy Inc.

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    762760106
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    RICE
     Shares Voted:    361,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Daniel J. Rice, III

   Mgmt    For    Refer    Withhold
1.2  

Elect Director John McCartney

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Parsley Energy, Inc.

 

Meeting Date:    06/02/2017   Country:    USA   Primary Security ID:    701877102
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    PE
     Shares Voted:    572,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Bryan Sheffield

   Mgmt    For    For    For
1b  

Elect Director A.R. Alameddine

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For

Diamondback Energy, Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    25278X109
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    FANG
     Shares Voted:    165,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven E. West

   Mgmt    For    For    For
1.2  

Elect Director Travis D. Stice

   Mgmt    For    For    For
1.3  

Elect Director Michael P. Cross

   Mgmt    For    For    For
1.4  

Elect Director David L. Houston

   Mgmt    For    For    For
1.5  

Elect Director Mark L. Plaumann

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    06/27/2017   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    06/23/2017   Meeting Type:    Special   Ticker:    RIO
     Shares Voted:    505,050     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 955 Ivy Natural Resources Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1  

Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited

   Mgmt    For    Refer    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/29/2017   Country:    USA   Primary Security ID:    703481101
Record Date:    05/01/2017   Meeting Type:    Annual   Ticker:    PTEN
     Shares Voted:    781,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Mark S. Siegel

   Mgmt    For    For    For
1.2  

Elect Director Charles O. Buckner

   Mgmt    For    For    For
1.3  

Elect Director Michael W. Conlon

   Mgmt    For    For    For
1.4  

Elect Director William Andrew Hendricks, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Curtis W. Huff

   Mgmt    For    For    For
1.6  

Elect Director Terry H. Hunt

   Mgmt    For    For    For
1.7  

Elect Director Tiffany J. Thom

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


IVY SCIENCE AND TECHNOLOGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

Evogene Ltd.

 

Meeting Date:    07/20/2016   Country:    Israel   Primary Security ID:    M4119S104
Record Date:    06/20/2016   Meeting Type:    Annual   Ticker:    EVGN
     Shares Voted:    1,851,892     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Reelect Martin S. Gerstel as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
1.2  

Reelect Ziv Kop as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
1.3  

Reelect Adina Makover as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
1.4  

Reelect Leon Y. Recanati as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
1.5  

Reelect Kinneret Livnat Savitsky as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
2  

Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Approve Cash Bonus to Ofer Haviv, the Company’s President and CEO

   Mgmt    For    For    For
4  

Approve Annual Cash Bonus Objectives for the Company’s President and CEO

   Mgmt    For    Refer    For
A  

Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    For

EVERTEC, Inc.

 

Meeting Date:    07/28/2016   Country:    USA   Primary Security ID:    30040P103
Record Date:    06/03/2016   Meeting Type:    Annual   Ticker:    EVTC
     Shares Voted:    1,601,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Frank G. D’Angelo

   Mgmt    For    For    For
1b  

Elect Director Morgan M. Schuessler, Jr.

   Mgmt    For    For    For
1c  

Elect Director Olga Botero

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

EVERTEC, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1d  

Elect Director Jorge Junquera

   Mgmt    For    For    For
1e  

Elect Director Teresita Loubriel

   Mgmt    For    For    For
1f  

Elect Director Nestor O. Rivera

   Mgmt    For    For    For
1g  

Elect Director Alan H. Schumacher

   Mgmt    For    For    For
1h  

Elect Director Brian J. Smith

   Mgmt    For    For    For
1i  

Elect Director Thomas W. Swidarski

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Acxiom Corporation

 

Meeting Date:    08/09/2016   Country:    USA   Primary Security ID:    005125109
Record Date:    06/13/2016   Meeting Type:    Annual   Ticker:    ACXM
     Shares Voted:    6,256,359     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Richard P. Fox

   Mgmt    For    For    For
1.2  

Elect Director Jerry D. Gramaglia

   Mgmt    For    For    For
1.3  

Elect Director Clark M. Kokich

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

CSRA Inc.

 

Meeting Date:    08/09/2016   Country:    USA   Primary Security ID:    12650T104
Record Date:    06/13/2016   Meeting Type:    Annual   Ticker:    CSRA
     Shares Voted:    1,395,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Keith B. Alexander

   Mgmt    For    Refer    For
1b  

Elect Director Sanju K. Bansal

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

CSRA Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1c  

Elect Director Michele A. Flournoy

   Mgmt    For    For    For
1d  

Elect Director Mark A. Frantz

   Mgmt    For    For    For
1e  

Elect Director Nancy Killefer

   Mgmt    For    For    For
1f  

Elect Director Craig Martin

   Mgmt    For    For    For
1g  

Elect Director Sean O’Keefe

   Mgmt    For    For    For
1h  

Elect Director Lawrence B. Prior, III

   Mgmt    For    For    For
1i  

Elect Director Michael E. Ventling

   Mgmt    For    For    For
1j  

Elect Director Billie I. Williamson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Virtusa Corporation

 

Meeting Date:    09/07/2016   Country:    USA   Primary Security ID:    92827P102
Record Date:    07/20/2016   Meeting Type:    Annual   Ticker:    VRTU
     Shares Voted:    1,393,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Kris Canekeratne

   Mgmt    For    For    For
1.2  

Elect Director Barry R. Nearhos

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

WNS (Holdings) Limited

 

Meeting Date:    09/27/2016   Country:    Jersey   Primary Security ID:    92932M101
Record Date:    08/31/2016   Meeting Type:    Annual   Ticker:    WNS
     Shares Voted:    5,886,534     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

WNS (Holdings) Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Adoption of Annual Audited Accounts for the Financial Year Ending March 31, 2016

   Mgmt    For    For    For
2  

Ratify Grant Thornton India LLP as Auditors

   Mgmt    For    For    For
3  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Reelect Gareth Williams as a Director

   Mgmt    For    For    For
5  

Reelect Adrian T. Dillon as a Director

   Mgmt    For    For    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Approve Remuneration of Directors

   Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:    10/13/2016   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    08/19/2016   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    649,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Daniel Yong Zhang as Director

   Mgmt    For    Refer    Against
1.2  

Elect Chee Hwa Tung as Director

   Mgmt    For    For    For
1.3  

Elect Jerry Yang as Director

   Mgmt    For    For    For
1.4  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
1.5  

Elect Eric Xiandong Jing as Director

   Mgmt    For    Refer    Against
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For

Advanced Drainage Systems, Inc.

 

Meeting Date:    10/27/2016   Country:    USA   Primary Security ID:    00790R104
Record Date:    09/20/2016   Meeting Type:    Annual   Ticker:    WMS
     Shares Voted:    1,551,985     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Advanced Drainage Systems, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Robert M. Eversole

   Mgmt    For    Refer    Against
1b  

Elect Director Alexander R. Fischer

   Mgmt    For    Refer    Against
1c  

Elect Director M.A. (Mark) Haney

   Mgmt    For    Refer    Against
1d  

Elect Director C. Robert Kidder

   Mgmt    For    Refer    Against
1e  

Elect Director Richard A. Rosenthal

   Mgmt    For    Refer    Against
1f  

Elect Director Abigail S. Wexner

   Mgmt    For    Refer    Against
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Marvell Technology Group Ltd.

 

Meeting Date:    11/08/2016   Country:    Bermuda   Primary Security ID:    G5876H105
Record Date:    09/12/2016   Meeting Type:    Annual   Ticker:    MRVL
     Shares Voted:    4,250,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Peter A. Feld

   Mgmt    For    For    For
1b  

Elect Director Juergen Gromer

   Mgmt    For    Refer    Against
1c  

Elect Director Richard S. Hill

   Mgmt    For    For    For
1d  

Elect Director John G. Kassakian

   Mgmt    For    Refer    Against
1e  

Elect Director Oleg Khaykin

   Mgmt    For    For    For
1f  

Elect Director Arturo Krueger

   Mgmt    For    Refer    Against
1g  

Elect Director Matthew J. Murphy

   Mgmt    For    For    For
1h  

Elect Director Michael Strachan

   Mgmt    For    For    For
1i  

Elect Director Robert E. Switz

   Mgmt    For    For    For
1j  

Elect Director Randhir Thakur

   Mgmt    For    Refer    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Marvell Technology Group Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3  

Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    Against
5  

Amend Bye-Laws to Add Advance Notice Provisions for Director Nominations

   Mgmt    For    Refer    For
6  

Reduce Supermajority Vote Requirement

   Mgmt    For    For    For
7  

Amend Bye-Laws to Allow Majority Vote to Approve Business Combinations

   Mgmt    For    For    For
8  

Amend Bye-Laws to Allow the Adoption of a Shareholder Rights Plan

   Mgmt    For    Refer    Against
9  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
10  

Adopt Plurality Voting in a Contested Election of Directors

   Mgmt    For    Refer    For

Zayo Group Holdings, Inc.

 

Meeting Date:    11/08/2016   Country:    USA   Primary Security ID:    98919V105
Record Date:    09/14/2016   Meeting Type:    Annual   Ticker:    ZAYO
     Shares Voted:    3,060,507     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Rick Connor

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Cathy Morris

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:    11/30/2016   Country:    USA   Primary Security ID:    594918104
Record Date:    09/30/2016   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    3,029,400     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Amend Right to Call Special Meeting

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Proxy Access

   SH    Against    Against    Against

Harman International Industries, Incorporated

 

Meeting Date:    12/06/2016   Country:    USA   Primary Security ID:    413086109
Record Date:    10/11/2016   Meeting Type:    Annual   Ticker:    HAR
     Shares Voted:    619,925     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Adriane M. Brown

   Mgmt    For    For    For
1b  

Elect Director John W. Diercksen

   Mgmt    For    For    For
1c  

Elect Director Ann McLaughlin Korologos

   Mgmt    For    For    For
1d  

Elect Director Robert Nail

   Mgmt    For    For    For
1e  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Harman International Industries, Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1f  

Elect Director Abraham N. Reichental

   Mgmt    For    For    For
1g  

Elect Director Kenneth M. Reiss

   Mgmt    For    For    For
1h  

Elect Director Hellene S. Runtagh

   Mgmt    For    For    For
1i  

Elect Director Frank S. Sklarsky

   Mgmt    For    For    For
1j  

Elect Director Gary G. Steel

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Aspen Technology, Inc.

 

Meeting Date:    12/08/2016   Country:    USA   Primary Security ID:    045327103
Record Date:    10/20/2016   Meeting Type:    Annual   Ticker:    AZPN
     Shares Voted:    3,953,712     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Robert M. Whelan, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Donald P. Casey

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Evogene Ltd.

 

Meeting Date:    01/17/2017   Country:    Israel   Primary Security ID:    M4119S104
Record Date:    12/16/2016   Meeting Type:    Special   Ticker:    EVGN
     Shares Voted:    1,743,492     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Reelect Sarit Firon as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
2  

Amend Compensation Policy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Evogene Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3  

Approve Director Grant of Options

   Mgmt    For    Refer    For
A  

If you do not have a personal interest or are not a controlling shareholder, vote for. Otherwise, vote against.

   Mgmt    None    Refer    For

Micron Technology, Inc.

 

Meeting Date:    01/18/2017   Country:    USA   Primary Security ID:    595112103
Record Date:    11/21/2016   Meeting Type:    Annual   Ticker:    MU
     Shares Voted:    11,308,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Robert L. Bailey

   Mgmt    For    For    For
1.2  

Elect Director Richard M. Beyer

   Mgmt    For    For    For
1.3  

Elect Director Patrick J. Byrne

   Mgmt    For    For    For
1.4  

Elect Director D. Mark Durcan

   Mgmt    For    For    For
1.5  

Elect Director Mercedes Johnson

   Mgmt    For    For    For
1.6  

Elect Director Lawrence N. Mondry

   Mgmt    For    For    For
1.7  

Elect Director Robert E. Switz

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Adopt NOL Rights Plan (NOL Pill)

   Mgmt    For    Refer    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

MICROSEMI CORPORATION

 

Meeting Date:    02/14/2017   Country:    USA   Primary Security ID:    595137100
Record Date:    12/19/2016   Meeting Type:    Annual   Ticker:    MSCC
     Shares Voted:    4,183,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director James J. Peterson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

MICROSEMI CORPORATION

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.2  

Elect Director Dennis R. Leibel

   Mgmt    For    For    For
1.3  

Elect Director Kimberly E. Alexy

   Mgmt    For    For    For
1.4  

Elect Director Thomas R. Anderson

   Mgmt    For    For    For
1.5  

Elect Director William E. Bendush

   Mgmt    For    For    For
1.6  

Elect Director Paul F. Folino

   Mgmt    For    For    For
1.7  

Elect Director William L. Healey

   Mgmt    For    For    For
1.8  

Elect Director Matthew E. Massengill

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Photronics, Inc.

 

Meeting Date:    03/07/2017   Country:    USA   Primary Security ID:    719405102
Record Date:    01/16/2017   Meeting Type:    Annual   Ticker:    PLAB
     Shares Voted:    3,115,140     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Walter M. Fiederowicz

   Mgmt    For    For    For
1.2  

Elect Director Joseph A. Fiorita, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Liang-Choo Hsia

   Mgmt    For    For    For
1.4  

Elect Director Peter S. Kirlin

   Mgmt    For    For    For
1.5  

Elect Director Constantine S. Macricostas

   Mgmt    For    For    For
1.6  

Elect Director George Macricostas

   Mgmt    For    For    For
1.7  

Elect Director Mitchell G. Tyson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Hologic, Inc.

 

Meeting Date:    03/08/2017   Country:    USA   Primary Security ID:    436440101
Record Date:    01/09/2017   Meeting Type:    Annual   Ticker:    HOLX
     Shares Voted:    491,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.2  

Elect Director Sally W. Crawford

   Mgmt    For    For    For
1.3  

Elect Director Scott T. Garrett

   Mgmt    For    For    For
1.4  

Elect Director Lawrence M. Levy

   Mgmt    For    For    For
1.5  

Elect Director Stephen P. MacMillan

   Mgmt    For    For    For
1.6  

Elect Director Christiana Stamoulis

   Mgmt    For    For    For
1.7  

Elect Director Elaine S. Ullian

   Mgmt    For    For    For
1.8  

Elect Director Amy M. Wendell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    03/24/2017   Country:    USA   Primary Security ID:    232806109
Record Date:    02/27/2017   Meeting Type:    Proxy Contest   Ticker:    CY
     Shares Voted:    7,332,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Management Proxy (White Proxy Card)

   Mgmt         
1  

Eliminate Cumulative Voting

   Mgmt    For    Refer    For
 

Dissident Proxy (Gold Proxy Card)

   Mgmt         
1  

Eliminate Cumulative Voting

   Mgmt    None    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

HP Inc.

 

Meeting Date:    04/17/2017   Country:    USA   Primary Security ID:    40434L105
Record Date:    02/16/2017   Meeting Type:    Annual   Ticker:    HPQ
     Shares Voted:    3,317,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Aida M. Alvarez

   Mgmt    For    For    For
1b  

Elect Director Shumeet Banerji

   Mgmt    For    For    For
1c  

Elect Director Carl Bass

   Mgmt    For    For    For
1d  

Elect Director Robert R. Bennett

   Mgmt    For    For    For
1e  

Elect Director Charles V. Bergh

   Mgmt    For    For    For
1f  

Elect Director Stacy Brown-Philpot

   Mgmt    For    For    For
1g  

Elect Director Stephanie A. Burns

   Mgmt    For    For    For
1h  

Elect Director Mary Anne Citrino

   Mgmt    For    For    For
1i  

Elect Director Stacey Mobley

   Mgmt    For    For    For
1j  

Elect Director Subra Suresh

   Mgmt    For    For    For
1k  

Elect Director Dion J. Weisler

   Mgmt    For    For    For
1l  

Elect Director Margaret C. Whitman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Rambus Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    750917106
Record Date:    02/22/2017   Meeting Type:    Annual   Ticker:    RMBS
     Shares Voted:    5,897,105     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Ronald Black

   Mgmt    For    For    For
1.2  

Elect Director Penelope A. Herscher

   Mgmt    For    For    For
1.3  

Elect Director Eric Stang

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Rambus Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/26/2017   Country:    Netherlands   Primary Security ID:    N07059202
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    ASML
     Shares Voted:    387,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Discuss the Company’s Business, Financial Situation and Sustainability

   Mgmt         
3  

Discuss Remuneration Policy for Management Board Members

   Mgmt         
4  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
5  

Approve Discharge of Management Board

   Mgmt    For    For    For
6  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
7  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
8  

Approve Dividends of EUR 1.20 Per Ordinary Share

   Mgmt    For    For    For
9  

Amend the Remuneration Policy of the Management Board

   Mgmt    For    For    For
10  

Approve Performance Share Arrangement According to Remuneration Policy

   Mgmt    For    Refer    For
11  

Approve Number of Stock Options, Respectively Shares for Employees

   Mgmt    For    Refer    For
12  

Discuss Management Board Composition and Receive Information on Intended Appointment of First van Hout to Management Board

   Mgmt         
13.a  

Elect Pauline van der Meer Mohr to Supervisory Board

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

13.b  

Elect Carla Smits-Nusteling to Supervisory Board

   Mgmt    For    For    For
13.c  

Elect Doug Grose to Supervisory Board

   Mgmt    For    For    For
13.d  

Elect Wolfgang Ziebart to Supervisory Board

   Mgmt    For    For    For
13.e  

Discussion of the Supervisory Board Profile

   Mgmt         
14  

Amend Remuneration of Supervisory Board

   Mgmt    For    Refer    For
15  

Ratify KPMG as Auditors

   Mgmt    For    For    For
16.a  

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital

   Mgmt    For    For    Against
16.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a

   Mgmt    For    For    For
16.c  

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger

   Mgmt    For    For    Against
16.d  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c

   Mgmt    For    For    For
17.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
17.b  

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
18  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    For    For
19  

Other Business (Non-Voting)

   Mgmt         
20  

Close Meeting

   Mgmt         

Cigna Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    125509109
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    CI
     Shares Voted:    311,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director David M. Cordani

   Mgmt    For    For    For
1.2  

Elect Director Eric J. Foss

   Mgmt    For    For    For
1.3  

Elect Director Isaiah Harris, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Jane E. Henney

   Mgmt    For    For    For
1.5  

Elect Director Roman Martinez, IV

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Cigna Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.6  

Elect Director Donna F. Zarcone

   Mgmt    For    For    For
1.7  

Elect Director William D. Zollars

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Adopt Proxy Access Right

   SH    Against    Against    Against

Dialog Semiconductor Plc

 

Meeting Date:    05/04/2017   Country:    United Kingdom   Primary Security ID:    G5821P111
Record Date:    05/02/2017   Meeting Type:    Annual   Ticker:    DLG
     Shares Voted:    982,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
4  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5  

Re-elect Eamonn O’Hare as Director

   Mgmt    For    For    For
6  

Re-elect Christopher Burke as Director

   Mgmt    For    For    For
7  

Re-elect Aidan Hughes as Director

   Mgmt    For    For    For
8  

Elect Mary Chan as Director

   Mgmt    For    For    For
9  

Elect Nicholas Jeffery as Director

   Mgmt    For    For    For
10  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Issue of Equity with Pre-emptive Rights in Connection with a Rights Issue

   Mgmt    For    For    For
12  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Dialog Semiconductor Plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

13  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
14  

Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Barclays Bank plc

   Mgmt    For    For    For
15  

Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Goldman Sachs International

   Mgmt    For    For    For
16  

Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with HSBC Bank plc

   Mgmt    For    For    For
17  

Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Merrill Lynch International

   Mgmt    For    For    For
18  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

QTS Realty Trust, Inc.

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    74736A103
Record Date:    03/09/2017   Meeting Type:    Annual   Ticker:    QTS
     Shares Voted:    1,219,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Chad L. Williams

   Mgmt    For    For    For
1.2  

Elect Director John W. Barter

   Mgmt    For    For    For
1.3  

Elect Director William O. Grabe

   Mgmt    For    For    For
1.4  

Elect Director Catherine R. Kinney

   Mgmt    For    For    For
1.5  

Elect Director Peter A. Marino

   Mgmt    For    For    For
1.6  

Elect Director Scott D. Miller

   Mgmt    For    For    For
1.7  

Elect Director Philip P. Trahanas

   Mgmt    For    For    For
1.8  

Elect Director Stephen E. Westhead

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Tenet Healthcare Corporation

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    88033G407
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    THC
     Shares Voted:    2,505,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1A  

Elect Director John P. Byrnes

   Mgmt    For    For    For
1B  

Elect Director Trevor Fetter

   Mgmt    For    For    For
1C  

Elect Director Brenda J. Gaines

   Mgmt    For    For    For
1D  

Elect Director Karen M. Garrison

   Mgmt    For    For    For
1E  

Elect Director Edward A. Kangas

   Mgmt    For    For    For
1F  

Elect Director J. Robert Kerrey

   Mgmt    For    For    For
1G  

Elect Director Richard R. Pettingill

   Mgmt    For    For    For
1H  

Elect Director Matthew J. Ripperger

   Mgmt    For    For    For
1I  

Elect Director Ronald A. Rittenmeyer

   Mgmt    For    For    For
1J  

Elect Director Tammy Romo

   Mgmt    For    For    For
1K  

Elect Director Randolph C. Simpson

   Mgmt    For    For    For
1L  

Elect Director Peter M. Wilver

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Globant S.A.

 

Meeting Date:    05/08/2017   Country:    Luxembourg   Primary Security ID:    L44385109
Record Date:    04/24/2017   Meeting Type:    Annual/Special   Ticker:    GLOB
     Shares Voted:    459,159     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Acknowledgement of the Postponement of the AGM

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Globant S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Receive Board’s and Auditor’s Reports

   Mgmt         
3  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve Allocation of Results

   Mgmt    For    For    For
6  

Approve Discharge of Directors

   Mgmt    For    For    For
7  

Approve Stock Option Plan Grants

   Mgmt    For    Refer    For
8  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
9  

Renew Appointment of Deloitte as Auditor for Annual Accounts

   Mgmt    For    For    For
10  

Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts

   Mgmt    For    For    For
11  

Elect Linda Rottenberg as Director

   Mgmt    For    For    For
12  

Elect Martin Gonzalo Umaran as Director

   Mgmt    For    For    For
13  

Elect Guibert Andres Englebienne as Director

   Mgmt    For    For    For
 

Special Meeting Agenda

   Mgmt         
1  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 9.04 Million

   Mgmt    For    Refer    Against
2  

Amend Article10.3: Re Convening Notice of General Meeting

   Mgmt    For    Refer    For

BioAmber Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    09072Q106
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    BIOA
     Shares Voted:    4,453,217     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ellen B. Richstone

   Mgmt    For    For    For
1.2  

Elect Director Kurt Briner

   Mgmt    For    For    For
2  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Intel Corporation

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    458140100
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    INTC
     Shares Voted:    1,597,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Charlene Barshefsky

   Mgmt    For    For    For
1b  

Elect Director Aneel Bhusri

   Mgmt    For    For    For
1c  

Elect Director Andy D. Bryant

   Mgmt    For    For    For
1d  

Elect Director Reed E. Hundt

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Brian M. Krzanich

   Mgmt    For    For    For
1g  

Elect Director Tsu-Jae King Liu

   Mgmt    For    For    For
1h  

Elect Director David S. Pottruck

   Mgmt    For    For    For
1i  

Elect Director Gregory D. Smith

   Mgmt    For    For    For
1j  

Elect Director Frank D. Yeary

   Mgmt    For    For    For
1k  

Elect Director David B. Yoffie

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Political Contributions Disclosure

   SH    Against    Against    Against
7  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

Euronet Worldwide, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    298736109
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    EEFT
     Shares Voted:    1,895,122     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrzej Olechowski

   Mgmt    For    For    For
1.2  

Elect Director Eriberto R. Scocimara

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Euronet Worldwide, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3  

Elect Director Mark R. Callegari

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Cerner Corporation

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    156782104
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    CERN
     Shares Voted:    2,306,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Julie L. Gerberding

   Mgmt    For    For    For
1b  

Elect Director Neal L. Patterson

   Mgmt    For    For    For
1c  

Elect Director William D. Zollars

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Ionis Pharmaceuticals, Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    462222100
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    IONS
     Shares Voted:    2,578,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Spencer R. Berthelsen

   Mgmt    For    For    For
1.2  

Elect Director B. Lynne Parshall

   Mgmt    For    For    For
1.3  

Elect Director Joseph H. Wender

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Ionis Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3  

Advisory Vote to Ratify Named Executive

   Mgmt    For    For    For
 

Officers’ Compensation

           
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Silver Spring Networks, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    82817Q103
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    SSNI
     Shares Voted:    4,104,626     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Scott A. Lang

   Mgmt    For    For    For
1.2  

Elect Director Warren M. Weiss

   Mgmt    For    For    For
1.3  

Elect Director Thomas H. Werner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Facebook, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    1,117,738     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    For    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    For    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    For    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Report on Public Policy Issues Associated with Fake News

   SH    Against    Refer    Against
6  

Gender Pay Gap

   SH    Against    Against    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    For

Netflix, Inc.

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    64110L106
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    NFLX
     Shares Voted:    268,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Reed Hastings

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Jay C. Hoag

   Mgmt    For    Refer    Withhold
1.3  

Elect Director A. George (Skip) Battle

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Proxy Access Right

   SH    Against    Against    Against
6  

Report on Sustainability

   SH    Against    Refer    Against
7  

Report on Feasibility of Net-Zero GHG Emissions

   SH    Against    Refer    Against
8  

Declassify the Board of Directors

   SH    Against    For    For
9  

Adopt Simple Majority Vote

   SH    Against    For    For
10  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Tesla, Inc.

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    88160R101
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    TSLA
     Shares Voted:    71,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Elon Musk

   Mgmt    For    For    For
1.2  

Elect Director Robyn M. Denholm

   Mgmt    For    For    For
1.3  

Elect Director Stephen T. Jurvetson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Declassify the Board of Directors

   SH    Against    For    For

Alliance Data Systems Corporation

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    018581108
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    ADS
     Shares Voted:    819,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Bruce K. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Roger H. Ballou

   Mgmt    For    For    For
1.3  

Elect Director Kelly J. Barlow

   Mgmt    For    For    For
1.4  

Elect Director D. Keith Cobb

   Mgmt    For    For    For
1.5  

Elect Director E. Linn Draper, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Edward J. Heffernan

   Mgmt    For    For    For
1.7  

Elect Director Kenneth R. Jensen

   Mgmt    For    For    For
1.8  

Elect Director Robert A. Minicucci

   Mgmt    For    For    For
1.9  

Elect Director Timothy J. Theriault

   Mgmt    For    For    For
1.10  

Elect Director Laurie A. Tucker

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Alliance Data Systems Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    98,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Eric E. Schmidt

   Mgmt    For    For    For
1.4  

Elect Director L. John Doerr

   Mgmt    For    Refer    For
1.5  

Elect Director Roger W. Ferguson, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1.7  

Elect Director John L. Hennessy

   Mgmt    For    For    For
1.8  

Elect Director Ann Mather

   Mgmt    For    Refer    For
1.9  

Elect Director Alan R. Mulally

   Mgmt    For    For    For
1.10  

Elect Director Paul S. Otellini

   Mgmt    For    Refer    For
1.11  

Elect Director K. Ram Shriram

   Mgmt    For    Refer    For
1.12  

Elect Director Shirley M. Tilghman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Report on Political Contributions

   SH    Against    Against    Against
9  

Report on Gender Pay Gap

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Report on Charitable Contributions

   SH    Against    Against    Against
11  

Adopt Holy Land Principles

   SH    Against    Against    Against
12  

Report on Fake News

   SH    Against    Refer    Against

Arcadia Biosciences, Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    039014105
Record Date:    04/12/2017   Meeting Type:    Annual   Ticker:    RKDA
     Shares Voted:    2,046,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Eric J. Rey

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Gregory D. Waller

   Mgmt    For    For    For
2  

Reduce Authorized Common Stock

   Mgmt    For    Against    Against
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    92532F100
Record Date:    04/12/2017   Meeting Type:    Annual   Ticker:    VRTX
     Shares Voted:    1,579,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alan Garber

   Mgmt    For    For    For
1.2  

Elect Director Margaret G. McGlynn

   Mgmt    For    For    For
1.3  

Elect Director William D. Young

   Mgmt    For    For    For
2  

Declassify the Board of Directors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Vertex Pharmaceuticals Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Eliminate Supermajority Vote Requirement

   SH    Against    For    For
8  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Garmin Ltd.

 

Meeting Date:    06/09/2017   Country:    Switzerland   Primary Security ID:    H2906T109
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    GRMN
     Shares Voted:    1,338,986     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Dividends

   Mgmt    For    For    For
4  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
5.1  

Elect Director Donald H. Eller

   Mgmt    For    For    For
5.2  

Elect Director Joseph J. Hartnett

   Mgmt    For    For    For
5.3  

Elect Director Min H. Kao

   Mgmt    For    For    For
5.4  

Elect Director Charles W. Peffer

   Mgmt    For    For    For
5.5  

Elect Director Clifton A. Pemble

   Mgmt    For    For    For
5.6  

Elect Director Rebecca R. Tilden

   Mgmt    For    For    For
6  

Elect Min H. Kao as Board Chairman

   Mgmt    For    For    For
7.1  

Appoint Donald H. Eller as Member of the Compensation Committee

   Mgmt    For    For    For
7.2  

Appoint Joseph J. Hartnett as Member of the Compensation Committee

   Mgmt    For    For    For
7.3  

Appoint Charles W. Peffer as Member of the Compensation Committee

   Mgmt    For    For    For
7.4  

Appoint Rebecca R. Tilden as Member of the Compensation Committee

   Mgmt    For    For    For
8  

Designate Reiss + Preuss LLP as Independent Proxy

   Mgmt    For    For    For
9  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Garmin Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Approve Fiscal Year 2018 Maximum Aggregate Compensation for the Executive Management

   Mgmt    For    Refer    For
11  

Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2017 AGM and the 2018 AGM

   Mgmt    For    Refer    For
12  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
13  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

ACI Worldwide, Inc.

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    004498101
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    ACIW
     Shares Voted:    7,802,442     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Janet O. Estep

   Mgmt    For    For    For
1.2  

Elect Director James C. Hale

   Mgmt    For    For    For
1.3  

Elect Director Philip G. Heasley

   Mgmt    For    For    For
1.4  

Elect Director James C. McGroddy

   Mgmt    For    For    For
1.5  

Elect Director Charles E. Peters, Jr.

   Mgmt    For    For    For
1.6  

Elect Director David A. Poe

   Mgmt    For    For    For
1.7  

Elect Director Adalio T. Sanchez

   Mgmt    For    For    For
1.8  

Elect Director John M. Shay, Jr.

   Mgmt    For    For    For
1.9  

Elect Director Jan H. Suwinski

   Mgmt    For    For    For
1.10  

Elect Director Thomas W. Warsop, III

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Avinger, Inc.

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    053734109
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    AVGR
     Shares Voted:    1,778,962     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Donald A. Lucas

   Mgmt    For    Refer    Against
1b  

Elect Director James B. McElwee

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Square, Inc.

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    852234103
Record Date:    04/20/2017   Meeting Type:    Annual   Ticker:    SQ
     Shares Voted:    1,349,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Roelof Botha

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Jim McKelvey

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Ruth Simmons

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Marvell Technology Group Ltd.

 

Meeting Date:    06/15/2017   Country:    Bermuda   Primary Security ID:    G5876H105
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    MRVL
     Shares Voted:    3,900,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Tudor Brown

   Mgmt    For    For    For
1.2  

Elect Director Peter A. Feld

   Mgmt    For    For    For
1.3  

Elect Director Richard S. Hill

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Marvell Technology Group Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Oleg Khaykin

   Mgmt    For    For    For
1.5  

Elect Director Matthew J. Murphy

   Mgmt    For    For    For
1.6  

Elect Director Michael Strachan

   Mgmt    For    For    For
1.7  

Elect Director Robert E. Switz

   Mgmt    For    For    For
1.8  

Elect Director Randhir Thakur

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    06/20/2017   Country:    USA   Primary Security ID:    232806109
Record Date:    04/18/2017   Meeting Type:    Proxy Contest   Ticker:    CY
     Shares Voted:    7,421,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Management Proxy (White Proxy Card)

   Mgmt         
1.1  

Elect Director W. Steve Albrecht

   Mgmt    For    Refer    For
1.2  

Elect Director Eric A. Benhamou

   Mgmt    For    Refer    Withhold
1.3  

Elect Director H. Raymond Bingham - Withdrawn Resolution

   Mgmt         
1.4  

Elect Director Hassane El-Khoury

   Mgmt    For    Refer    For
1.5  

Elect Director Oh Chul Kwon

   Mgmt    For    Refer    For
1.6  

Elect Director Wilbert van den Hoek

   Mgmt    For    Refer    For
1.7  

Elect Director Michael Wishart

   Mgmt    For    Refer    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    Refer    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Cypress Semiconductor Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Dissident Proxy (Gold Proxy Card)

   Mgmt         
1.1  

Elect Director J. Daniel McCranie

   SH    For    Refer    Do Not Vote
1.2  

Elect Directors Camillo Martino

   SH    For    Refer    Do Not Vote
1.3  

Management Nominee W. Steve Albrecht

   SH    For    Refer    Do Not Vote
1.4  

Management Nominee Hassane El-Khoury

   SH    For    Refer    Do Not Vote
1.5  

Management Nominee Oh Chul Kwon

   SH    For    Refer    Do Not Vote
1.6  

Management Nominee Wilbert van den Hoek

   SH    For    Refer    Do Not Vote
1.7  

Management Nominee Michael Wishart

   SH    For    Refer    Do Not Vote
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    Refer    Do Not Vote
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    Against    Refer    Do Not Vote
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    Refer    Do Not Vote
5  

Amend Omnibus Stock Plan

   Mgmt    Abstain    Refer    Do Not Vote

Kite Pharma, Inc.

 

Meeting Date:    06/20/2017   Country:    USA   Primary Security ID:    49803L109
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    KITE
     Shares Voted:    478,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Franz B. Humer

   Mgmt    For    For    For
1.2  

Elect Director Joshua A. Kazam

   Mgmt    For    For    For
1.3  

Elect Director Steven B. Ruchefsky

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Declassify the Board of Directors

   SH    Against    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Universal Display Corporation

 

Meeting Date:    06/22/2017   Country:    USA   Primary Security ID:    91347P105
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    OLED
     Shares Voted:    1,306,244     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven V. Abramson

   Mgmt    For    For    For
1b  

Elect Director Richard C. Elias

   Mgmt    For    For    For
1c  

Elect Director Elizabeth H. Gemmill

   Mgmt    For    For    For
1d  

Elect Director Rosemarie B. Greco

   Mgmt    For    For    For
1e  

Elect Director C. Keith Hartley

   Mgmt    For    For    For
1f  

Elect Director Lawrence Lacerte

   Mgmt    For    For    For
1g  

Elect Director Sidney D. Rosenblatt

   Mgmt    For    For    For
1h  

Elect Director Sherwin I. Seligsohn

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Atlantica Yield plc

 

Meeting Date:    06/23/2017   Country:    United Kingdom   Primary Security ID:    G0751N103
Record Date:    06/19/2017   Meeting Type:    Annual   Ticker:    ABY
     Shares Voted:    2,090,126     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Atlantica Yield plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Reappoint Deloitte LLP and Deloitte S.L. as Auditors

   Mgmt    For    For    For
5  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Elect Joaquin Fernandez de Pierola as Director

   Mgmt    For    For    For
7  

Elect Maria Jose Esteruelas as Director

   Mgmt    For    Refer    Against
8  

Elect Santiago Seage as Director

   Mgmt    For    For    Against
9  

Elect Daniel Villalba as Director

   Mgmt    For    For    For
10  

Elect Jackson Robinson as Director

   Mgmt    For    For    For
11  

Elect Robert Dove as Director

   Mgmt    For    For    For
12  

Elect Andrea Brentan as Director

   Mgmt    For    For    For
13  

Elect Francisco Jose Martinez as Director

   Mgmt    For    For    For


IVY SMALL CAP CORE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

Pebblebrook Hotel Trust

 

Meeting Date:    07/07/2016   Country:    USA   Primary Security ID:    70509V100
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    PEB
     Shares Voted:    76,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jon E. Bortz

   Mgmt    For    For    For
1.2  

Elect Director Cydney C. Donnell

   Mgmt    For    For    For
1.3  

Elect Director Ron E. Jackson

   Mgmt    For    For    For
1.4  

Elect Director Phillip M. Miller

   Mgmt    For    For    For
1.5  

Elect Director Michael J. Schall

   Mgmt    For    For    For
1.6  

Elect Director Earl E. Webb

   Mgmt    For    For    For
1.7  

Elect Director Laura H. Wright

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Provide Shareholders the Right to Initiate Bylaw Amendments

   SH    Against    Refer    Against

Monro Muffler Brake, Inc.

 

Meeting Date:    08/09/2016   Country:    USA   Primary Security ID:    610236101
Record Date:    06/20/2016   Meeting Type:    Annual   Ticker:    MNRO
     Shares Voted:    106,589     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donald Glickman

   Mgmt    For    For    For
1.2  

Elect Director John W. Van Heel

   Mgmt    For    For    For
1.3  

Elect Director James R. Wilen

   Mgmt    For    For    For
1.4  

Elect Director Elizabeth A. Wolszon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Computer Sciences Corporation

 

Meeting Date:    08/10/2016   Country:    USA   Primary Security ID:    205363104
Record Date:    06/13/2016   Meeting Type:    Annual   Ticker:    CSC
     Shares Voted:    129,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mukesh Aghi

   Mgmt    For    For    For
1b  

Elect Director Herman E. Bulls

   Mgmt    For    For    For
1c  

Elect Director Bruce B. Churchill

   Mgmt    For    For    For
1d  

Elect Director Mark Foster - RESIGNED

   Mgmt         
1e  

Elect Director Sachin Lawande

   Mgmt    For    For    For
1f  

Elect Director J. Michael Lawrie

   Mgmt    For    For    For
1g  

Elect Director Brian Patrick MacDonald

   Mgmt    For    For    For
1h  

Elect Director Peter Rutland

   Mgmt    For    For    For
1i  

Elect Director Robert F. Woods

   Mgmt    For    For    For
1j  

Elect Director Lizabeth H. Zlatkus

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For

Multi-Color Corporation

 

Meeting Date:    08/17/2016   Country:    USA   Primary Security ID:    625383104
Record Date:    06/30/2016   Meeting Type:    Annual   Ticker:    LABL
     Shares Voted:    54,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ari J. Benacerraf

   Mgmt    For    For    For
1.2  

Elect Director Robert R. Buck

   Mgmt    For    For    For
1.3  

Elect Director Charles B. Connolly

   Mgmt    For    For    For
1.4  

Elect Director Thomas M. Mohr

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Multi-Color Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Simon T. Roberts

   Mgmt    For    For    For
1.6  

Elect Director Vadis A. Rodato

   Mgmt    For    For    For
1.7  

Elect Director Nigel A. Vinecombe

   Mgmt    For    For    For
1.8  

Elect Director Matthew M. Walsh

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Casey’s General Stores, Inc.

 

Meeting Date:    09/16/2016   Country:    USA   Primary Security ID:    147528103
Record Date:    07/25/2016   Meeting Type:    Annual   Ticker:    CASY
     Shares Voted:    35,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Johnny Danos

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Jeffrey M. Lamberti

   Mgmt    For    Refer    Withhold
1.3  

Elect Director H. Lynn Horak

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Take-Two Interactive Software, Inc.

 

Meeting Date:    09/22/2016   Country:    USA   Primary Security ID:    874054109
Record Date:    07/26/2016   Meeting Type:    Annual   Ticker:    TTWO
     Shares Voted:    366,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Strauss Zelnick

   Mgmt    For    For    For
1.2  

Elect Director Robert A. Bowman

   Mgmt    For    For    For
1.3  

Elect Director Michael Dornemann

   Mgmt    For    For    For
1.4  

Elect Director J Moses

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Take-Two Interactive Software, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Michael Sheresky

   Mgmt    For    For    For
1.6  

Elect Director Susan Tolson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

New Jersey Resources Corporation

 

Meeting Date:    01/25/2017   Country:    USA   Primary Security ID:    646025106
Record Date:    11/28/2016   Meeting Type:    Annual   Ticker:    NJR
     Shares Voted:    71,593     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jane M. Kenny

   Mgmt    For    For    For
1.2  

Elect Director Sharon C. Taylor

   Mgmt    For    For    For
1.3  

Elect Director David A. Trice

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Woodward, Inc.

 

Meeting Date:    01/25/2017   Country:    USA   Primary Security ID:    980745103
Record Date:    11/28/2016   Meeting Type:    Annual   Ticker:    WWD
     Shares Voted:    189,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mary L. Petrovich

   Mgmt    For    For    For
1.2  

Elect Director Paul Donovan

   Mgmt    For    For    For
1.3  

Elect Director Jonathan W. Thayer

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Woodward, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Oshkosh Corporation

 

Meeting Date:    02/07/2017   Country:    USA   Primary Security ID:    688239201
Record Date:    12/12/2016   Meeting Type:    Annual   Ticker:    OSK
     Shares Voted:    28,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Keith J. Allman

   Mgmt    For    For    For
1.2  

Elect Director Peter B. Hamilton

   Mgmt    For    For    For
1.3  

Elect Director Wilson R. Jones

   Mgmt    For    For    For
1.4  

Elect Director Leslie F. Kenne

   Mgmt    For    For    For
1.5  

Elect Director Kimberley Metcalf-Kupres

   Mgmt    For    For    For
1.6  

Elect Director Steven C. Mizell

   Mgmt    For    For    For
1.7  

Elect Director Stephen D. Newlin

   Mgmt    For    For    For
1.8  

Elect Director Craig P. Omtvedt

   Mgmt    For    For    For
1.9  

Elect Director Duncan J. Palmer

   Mgmt    For    For    For
1.10  

Elect Director John S. Shiely

   Mgmt    For    For    For
1.11  

Elect Director William S. Wallace

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Beacon Roofing Supply, Inc.

 

Meeting Date:    02/10/2017   Country:    USA   Primary Security ID:    073685109
Record Date:    12/16/2016   Meeting Type:    Annual   Ticker:    BECN
     Shares Voted:    241,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert R. Buck

   Mgmt    For    For    For
1.2  

Elect Director Paul M. Isabella

   Mgmt    For    For    For
1.3  

Elect Director Carl T. Berquist

   Mgmt    For    For    For
1.4  

Elect Director Richard W. Frost

   Mgmt    For    For    For
1.5  

Elect Director Alan Gershenhorn

   Mgmt    For    For    For
1.6  

Elect Director Philip W. Knisely

   Mgmt    For    For    For
1.7  

Elect Director Robert M. McLaughlin

   Mgmt    For    For    For
1.8  

Elect Director Neil S. Novich

   Mgmt    For    For    For
1.9  

Elect Director Stuart A. Randle

   Mgmt    For    For    For
1.10  

Elect Director Douglas L. Young

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For

Pinnacle Financial Partners, Inc.

 

Meeting Date:    04/18/2017   Country:    USA   Primary Security ID:    72346Q104
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    PNFP
     Shares Voted:    130,205     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles E. Brock

   Mgmt    For    For    For
1.2  

Elect Director Renda J. Burkhart

   Mgmt    For    For    For
1.3  

Elect Director Gregory L. Burns

   Mgmt    For    For    For
1.4  

Elect Director Marty G. Dickens

   Mgmt    For    For    For
1.5  

Elect Director Thomas C. Farnsworth, III

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Pinnacle Financial Partners, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Joseph C. Galante

   Mgmt    For    For    For
1.7  

Elect Director Glenda Baskin Glover

   Mgmt    For    For    For
1.8  

Elect Director David B. Ingram

   Mgmt    For    For    For
1.9  

Elect Director Ed C. Loughry, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Robert A. McCabe, Jr.

   Mgmt    For    For    For
1.11  

Elect Director Ronald L. Samuels

   Mgmt    For    For    For
1.12  

Elect Director Reese L. Smith, III

   Mgmt    For    For    For
1.13  

Elect Director Gary L. Scott

   Mgmt    For    For    For
1.14  

Elect Director M. Terry Turner

   Mgmt    For    For    For
2  

Ratify Crowe Horwath LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Flotek Industries, Inc.

 

Meeting Date:    04/21/2017   Country:    USA   Primary Security ID:    343389102
Record Date:    03/02/2017   Meeting Type:    Annual   Ticker:    FTK
     Shares Voted:    762,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michelle M. Adams

   Mgmt    For    For    For
1.2  

Elect Director Ted D. Brown

   Mgmt    For    For    For
1.3  

Elect Director John W. Chisholm

   Mgmt    For    For    For
1.4  

Elect Director L. Melvin Cooper

   Mgmt    For    For    For
1.5  

Elect Director Carla S. Hardy

   Mgmt    For    For    For
1.6  

Elect Director Kenneth T. Hern

   Mgmt    For    For    For
1.7  

Elect Director L.V. ‘Bud’ McGuire

   Mgmt    For    For    For
1.8  

Elect Director John S. Reiland

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Hein & Associates LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

South Jersey Industries, Inc.

 

Meeting Date:    04/21/2017   Country:    USA   Primary Security ID:    838518108
Record Date:    02/21/2017   Meeting Type:    Annual   Ticker:    SJI
     Shares Voted:    112,989     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Sarah M. Barpoulis

   Mgmt    For    For    For
1b  

Elect Director Thomas A. Bracken

   Mgmt    For    For    For
1c  

Elect Director Keith S. Campbell

   Mgmt    For    For    For
1d  

Elect Director Victor A. Fortkiewicz

   Mgmt    For    For    For
1e  

Elect Director Sheila Hartnett-Devlin

   Mgmt    For    For    For
1f  

Elect Director Walter M. Higgins, III

   Mgmt    For    For    For
1g  

Elect Director Sunita Holzer

   Mgmt    For    For    For
1h  

Elect Director Michael J. Renna

   Mgmt    For    For    For
1i  

Elect Director Joseph M. Rigby

   Mgmt    For    For    For
1j  

Elect Director Frank L. Sims

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

First Horizon National Corporation

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    320517105
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    FHN
     Shares Voted:    426,878     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John C. Compton

   Mgmt    For    For    For
1.2  

Elect Director Mark A. Emkes

   Mgmt    For    For    For
1.3  

Elect Director Corydon J. Gilchrist

   Mgmt    For    For    For
1.4  

Elect Director D. Bryan Jordan

   Mgmt    For    For    For
1.5  

Elect Director R. Brad Martin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

First Horizon National Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Scott M. Niswonger

   Mgmt    For    For    For
1.7  

Elect Director Vicki R. Palmer

   Mgmt    For    For    For
1.8  

Elect Director Colin V. Reed

   Mgmt    For    For    For
1.9  

Elect Director Cecelia D. Stewart

   Mgmt    For    For    For
1.10  

Elect Director Rajesh Subramaniam

   Mgmt    For    For    For
1.11  

Elect Director Luke Yancy, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

UMB Financial Corporation

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    902788108
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    UMBF
     Shares Voted:    48,220     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robin C. Beery

   Mgmt    For    For    For
1.2  

Elect Director Kevin C. Gallagher

   Mgmt    For    For    For
1.3  

Elect Director Greg M. Graves

   Mgmt    For    For    For
1.4  

Elect Director Alexander C. Kemper

   Mgmt    For    For    For
1.5  

Elect Director J. Mariner Kemper

   Mgmt    For    For    For
1.6  

Elect Director Gordon E. Lansford, III

   Mgmt    For    For    For
1.7  

Elect Director Timothy R. Murphy

   Mgmt    For    For    For
1.8  

Elect Director Kris A. Robbins

   Mgmt    For    For    For
1.9  

Elect Director L. Joshua Sosland

   Mgmt    For    For    For
1.10  

Elect Director Dylan E. Taylor

   Mgmt    For    For    For
1.11  

Elect Director Paul Uhlmann, III

   Mgmt    For    For    For
1.12  

Elect Director Leroy J. Williams, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

UMB Financial Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Require Independent Board Chairman

   SH    Against    Refer    For

Advanced Micro Devices, Inc.

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    007903107
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    AMD
     Shares Voted:    290,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director John E. Caldwell

   Mgmt    For    For    For
1b  

Elect Director Nora M. Denzel

   Mgmt    For    For    For
1c  

Elect Director Nicholas M. Donofrio

   Mgmt    For    For    For
1d  

Elect Director Joseph A. Householder

   Mgmt    For    For    For
1e  

Elect Director Michael J. Inglis

   Mgmt    For    For    For
1f  

Elect Director John W. Marren

   Mgmt    For    For    For
1g  

Elect Director Lisa T. Su

   Mgmt    For    For    For
1h  

Elect Director Ahmed Yahia

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

AMC Entertainment Holdings, Inc.

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    00165C104
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    AMC
     Shares Voted:    622,826     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

AMC Entertainment Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Anthony J. Saich

   Mgmt    For    For    For
1.2  

Elect Director Gary F. Locke

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Kathleen M. Pawlus

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Chemical Financial Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    163731102
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    CHFC
     Shares Voted:    95,677     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James R. Fitterling

   Mgmt    For    For    For
1.2  

Elect Director Ronald A. Klein

   Mgmt    For    For    For
1.3  

Elect Director Richard M. Lievense

   Mgmt    For    For    For
1.4  

Elect Director Barbara J. Mahone

   Mgmt    For    For    For
1.5  

Elect Director John E. Pelizzari

   Mgmt    For    For    For
1.6  

Elect Director David T. Provost

   Mgmt    For    For    For
1.7  

Elect Director David B. Ramaker

   Mgmt    For    For    For
1.8  

Elect Director Larry D. Stauffer

   Mgmt    For    For    For
1.9  

Elect Director Jeffrey L. Tate

   Mgmt    For    For    For
1.10  

Elect Director Gary Torgow

   Mgmt    For    For    For
1.11  

Elect Director Arthur A. Weiss

   Mgmt    For    For    For
1.12  

Elect Director Franklin C. Wheatlake

   Mgmt    For    For    For
2  

Increase Authorized Common Stock

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Chemical Financial Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Unisys Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    909214306
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    UIS
     Shares Voted:    645,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter A. Altabef

   Mgmt    For    For    For
1b  

Elect Director Jared L. Cohon

   Mgmt    For    For    For
1c  

Elect Director Alison Davis

   Mgmt    For    For    For
1d  

Elect Director Nathaniel A. Davis

   Mgmt    For    For    For
1e  

Elect Director Denise K. Fletcher

   Mgmt    For    For    For
1f  

Elect Director Philippe Germond

   Mgmt    For    For    For
1g  

Elect Director Paul E. Martin

   Mgmt    For    For    For
1h  

Elect Director Lee D. Roberts

   Mgmt    For    For    For
1i  

Elect Director Paul E. Weaver

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Saia, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    78709Y105
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    SAIA
     Shares Voted:    234,250     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Saia, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John P. Gainor, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Randolph W. Melville

   Mgmt    For    For    For
1.3  

Elect Director Bjorn E. Olsson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Sensient Technologies Corporation

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    81725T100
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    SXT
     Shares Voted:    177,732     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Hank Brown

   Mgmt    For    For    For
1.2  

Elect Director Joseph Carleone

   Mgmt    For    For    For
1.3  

Elect Director Edward H. Cichurski

   Mgmt    For    For    For
1.4  

Elect Director Fergus M. Clydesdale

   Mgmt    For    For    For
1.5  

Elect Director Mario Ferruzzi

   Mgmt    For    For    For
1.6  

Elect Director Donald W. Landry

   Mgmt    For    For    For
1.7  

Elect Director Paul Manning

   Mgmt    For    For    For
1.8  

Elect Director Deborah McKeithan-Gebhardt

   Mgmt    For    For    For
1.9  

Elect Director Scott C. Morrison

   Mgmt    For    For    For
1.10  

Elect Director Elaine R. Wedral

   Mgmt    For    For    For
1.11  

Elect Director Essie Whitelaw

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

SVB Financial Group

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    78486Q101
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    SIVB
     Shares Voted:    27,496     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Greg W. Becker

   Mgmt    For    For    For
1.2  

Elect Director Eric A. Benhamou

   Mgmt    For    For    For
1.3  

Elect Director David M. Clapper

   Mgmt    For    For    For
1.4  

Elect Director Roger F. Dunbar

   Mgmt    For    For    For
1.5  

Elect Director Joel P. Friedman

   Mgmt    For    For    For
1.6  

Elect Director Lata Krishnan

   Mgmt    For    For    For
1.7  

Elect Director Jeffrey N. Maggioncalda

   Mgmt    For    For    For
1.8  

Elect Director Mary J. Miller

   Mgmt    For    For    For
1.9  

Elect Director Kate D. Mitchell

   Mgmt    For    For    For
1.10  

Elect Director John F. Robinson

   Mgmt    For    For    For
1.11  

Elect Director Garen K. Staglin

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Webster Financial Corporation

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    947890109
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    WBS
     Shares Voted:    417,700     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Webster Financial Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director William L. Atwell

   Mgmt    For    For    For
1b  

Elect Director Joel S. Becker

   Mgmt    For    For    For
1c  

Elect Director John J. Crawford

   Mgmt    For    For    For
1d  

Elect Director Elizabeth E. Flynn

   Mgmt    For    For    For
1e  

Elect Director Laurence C. Morse

   Mgmt    For    For    For
1f  

Elect Director Karen R. Osar

   Mgmt    For    For    For
1g  

Elect Director Mark Pettie

   Mgmt    For    For    For
1h  

Elect Director Charles W. Shivery

   Mgmt    For    For    For
1i  

Elect Director James C. Smith

   Mgmt    For    For    For
1j  

Elect Director Lauren C. States

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

STAG Industrial, Inc.

 

Meeting Date:    05/01/2017   Country:    USA   Primary Security ID:    85254J102
Record Date:    03/06/2017   Meeting Type:    Annual   Ticker:    STAG
     Shares Voted:    153,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Benjamin S. Butcher

   Mgmt    For    For    For
1.2  

Elect Director Virgis W. Colbert

   Mgmt    For    For    For
1.3  

Elect Director Jeffrey D. Furber

   Mgmt    For    For    For
1.4  

Elect Director Larry T. Guillemette

   Mgmt    For    For    For
1.5  

Elect Director Francis X. Jacoby, III

   Mgmt    For    For    For
1.6  

Elect Director Christopher P. Marr

   Mgmt    For    For    For
1.7  

Elect Director Hans S. Weger

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

STAG Industrial, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

TimkenSteel Corporation

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    887399103
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    TMST
     Shares Voted:    237,228     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Randall H. Edwards

   Mgmt    For    For    For
1.2  

Elect Director Ward J. Timken, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Randall A. Wotring

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

YRC Worldwide Inc.

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    984249607
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    YRCW
     Shares Voted:    677,156     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Raymond J. Bromark

   Mgmt    For    For    For
1.2  

Elect Director Matthew A. Doheny

   Mgmt    For    For    For
1.3  

Elect Director Robert L. Friedman

   Mgmt    For    For    For
1.4  

Elect Director James E. Hoffman

   Mgmt    For    For    For
1.5  

Elect Director Michael J. Kneeland

   Mgmt    For    For    For
1.6  

Elect Director James L. Welch

   Mgmt    For    For    For
1.7  

Elect Director James F. Winestock

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

YRC Worldwide Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8  

Elect Director Patricia M. Nazemetz

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Continental Building Products, Inc.

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    211171103
Record Date:    03/09/2017   Meeting Type:    Annual   Ticker:    CBPX
     Shares Voted:    162,745     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Edward Bosowski

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Michael Moore

   Mgmt    For    For    Withhold
1.3  

Elect Director Jack Sweeny

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Univar Inc.

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    91336L107
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    UNVR
     Shares Voted:    186,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Daniel P. Doheny

   Mgmt    For    For    For
1.2  

Elect Director Edward J. Mooney

   Mgmt    For    For    For
1.3  

Elect Director Juliet Teo

   Mgmt    For    Refer    Withhold
1.4  

Elect Director David H. Wasserman

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Univar Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For

Tompkins Financial Corporation

 

Meeting Date:    05/08/2017   Country:    USA   Primary Security ID:    890110109
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    TMP
     Shares Voted:    27,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John E. Alexander

   Mgmt    For    For    For
1.2  

Elect Director Paul J. Battaglia

   Mgmt    For    For    For
1.3  

Elect Director Daniel J. Fessenden

   Mgmt    For    For    For
1.4  

Elect Director James W. Fulmer

   Mgmt    For    For    For
1.5  

Elect Director Susan A. Henry

   Mgmt    For    For    For
1.6  

Elect Director Patricia A. Johnson

   Mgmt    For    For    For
1.7  

Elect Director Frank C. Milewski

   Mgmt    For    For    For
1.8  

Elect Director Thomas R. Rochon

   Mgmt    For    For    For
1.9  

Elect Director Stephen S. Romaine

   Mgmt    For    For    For
1.10  

Elect Director Michael H. Spain

   Mgmt    For    For    For
1.11  

Elect Director Alfred J. Weber

   Mgmt    For    For    For
1.12  

Elect Director Craig Yunker

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

ALLETE, Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    018522300
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    ALE
     Shares Voted:    76,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kathryn W. Dindo

   Mgmt    For    For    For
1b  

Elect Director Sidney W. Emery, Jr.

   Mgmt    For    For    For
1c  

Elect Director George G. Goldfarb

   Mgmt    For    For    For
1d  

Elect Director James S. Haines, Jr.

   Mgmt    For    For    For
1e  

Elect Director Alan R. Hodnik

   Mgmt    For    For    For
1f  

Elect Director James J. Hoolihan

   Mgmt    For    For    For
1g  

Elect Director Heidi E. Jimmerson

   Mgmt    For    For    For
1h  

Elect Director Madeleine W. Ludlow

   Mgmt    For    For    For
1i  

Elect Director Douglas C. Neve

   Mgmt    For    For    For
1j  

Elect Director Leonard C. Rodman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Coca-Cola Bottling Co. Consolidated

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    191098102
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    COKE
     Shares Voted:    33,708     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director J. Frank Harrison, III

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Sharon A. Decker

   Mgmt    For    For    For
1.3  

Elect Director Morgan H. Everett

   Mgmt    For    Refer    For
1.4  

Elect Director Henry W. Flint

   Mgmt    For    Refer    Withhold
1.5  

Elect Director James R. Helvey, III

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Coca-Cola Bottling Co. Consolidated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director William H. Jones

   Mgmt    For    For    For
1.7  

Elect Director Umesh M. Kasbekar

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Jennifer K. Mann

   Mgmt    For    Refer    Withhold
1.9  

Elect Director James H. Morgan

   Mgmt    For    For    For
1.10  

Elect Director John W. Murrey, III

   Mgmt    For    For    For
1.11  

Elect Director Sue Anne H. Wells

   Mgmt    For    Refer    Withhold
1.12  

Elect Director Dennis A. Wicker

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Establish Range For Board Size

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
6  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
7  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

ICU Medical, Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    44930G107
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    ICUI
     Shares Voted:    46,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Vivek Jain

   Mgmt    For    For    For
1.2  

Elect Director George A. Lopez

   Mgmt    For    For    For
1.3  

Elect Director Joseph R. Saucedo

   Mgmt    For    For    For
1.4  

Elect Director Richard H. Sherman

   Mgmt    For    For    For
1.5  

Elect Director Robert S. Swinney

   Mgmt    For    For    For
1.6  

Elect Director David C. Greenberg

   Mgmt    For    For    For
1.7  

Elect Director Elisha W. Finney

   Mgmt    For    For    For
1.8  

Elect Director Douglas E. Giordano

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

ICU Medical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Highwoods Properties, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    431284108
Record Date:    03/01/2017   Meeting Type:    Annual   Ticker:    HIW
     Shares Voted:    50,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles A. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Gene H. Anderson

   Mgmt    For    For    For
1.3  

Elect Director Carlos E. Evans

   Mgmt    For    For    For
1.4  

Elect Director Edward J. Fritsch

   Mgmt    For    For    For
1.5  

Elect Director David J. Hartzell

   Mgmt    For    For    For
1.6  

Elect Director Sherry A. Kellett

   Mgmt    For    For    For
1.7  

Elect Director O. Temple Sloan, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Innospec Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    45768S105
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    IOSP
     Shares Voted:    114,508     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Hugh G. C. Aldous

   Mgmt    For    For    For
1.2  

Elect Director Joachim Roeser

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Innospec Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify KPMG Audit Plc as Auditors

   Mgmt    For    For    For

Laredo Petroleum, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    516806106
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    LPI
     Shares Voted:    1,743,175     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Randy A. Foutch

   Mgmt    For    For    For
1.2  

Elect Director Peter R. Kagan

   Mgmt    For    For    For
1.3  

Elect Director Edmund P. Segner, III

   Mgmt    For    For    For
1.4  

Elect Director Myles W. Scoggins

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Allison Transmission Holdings, Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    01973R101
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    ALSN
     Shares Voted:    151,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Stan A. Askren

   Mgmt    For    For    For
1b  

Elect Director Lawrence E. Dewey

   Mgmt    For    For    For
1c  

Elect Director David C. Everitt

   Mgmt    For    For    For
1d  

Elect Director Alvaro Garcia-Tunon

   Mgmt    For    For    For
1e  

Elect Director William R. Harker

   Mgmt    For    For    For
1f  

Elect Director Richard P. Lavin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Allison Transmission Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Thomas W. Rabaut

   Mgmt    For    For    For
1h  

Elect Director Francis Raborn

   Mgmt    For    For    For
1i  

Elect Director Richard V. Reynolds

   Mgmt    For    For    For
1j  

Elect Director James A. Star

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Uniti Group Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    91325V108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNIT
     Shares Voted:    779,876     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jennifer S. Banner

   Mgmt    For    For    Against
1b  

Elect Director Scott G. Bruce

   Mgmt    For    For    For
1c  

Elect Director Francis X. (‘Skip’) Frantz

   Mgmt    For    For    Against
1d  

Elect Director Andrew Frey

   Mgmt    For    For    For
1e  

Elect Director Kenneth A. Gunderman

   Mgmt    For    For    For
1f  

Elect Director David L. Solomon

   Mgmt    For    For    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

FCB Financial Holdings, Inc.

 

Meeting Date:    05/15/2017   Country:    USA   Primary Security ID:    30255G103
Record Date:    03/09/2017   Meeting Type:    Annual   Ticker:    FCB
     Shares Voted:    187,600     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

FCB Financial Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Vincent S. Tese

   Mgmt    For    For    For
1.2  

Elect Director Les J. Lieberman

   Mgmt    For    For    For
1.3  

Elect Director Stuart I. Oran

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

BankUnited, Inc.

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    06652K103
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    BKU
     Shares Voted:    269,329     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John A. Kanas

   Mgmt    For    For    For
1.2  

Elect Director Rajinder P. Singh

   Mgmt    For    For    For
1.3  

Elect Director Tere Blanca

   Mgmt    For    For    For
1.4  

Elect Director Eugene F. DeMark

   Mgmt    For    For    For
1.5  

Elect Director Michael J. Dowling

   Mgmt    For    For    For
1.6  

Elect Director Douglas J. Pauls

   Mgmt    For    For    For
1.7  

Elect Director A. Gail Prudenti

   Mgmt    For    For    For
1.8  

Elect Director Sanjiv Sobti

   Mgmt    For    For    For
1.9  

Elect Director A. Robert Towbin

   Mgmt    For    For    For
1.10  

Elect Director Lynne Wines

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Financial Engines, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    317485100
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    FNGN
     Shares Voted:    106,300     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Financial Engines, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Blake R. Grossman

   Mgmt    For    For    For
1.2  

Elect Director Robert A. Huret

   Mgmt    For    For    For
1.3  

Elect Director Lawrence M. Raffone

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Omnicell, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    68213N109
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    OMCL
     Shares Voted:    148,951     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sara J. White

   Mgmt    For    For    For
1.2  

Elect Director Joanne B. Bauer

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Pinnacle Foods Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    72348P104
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    PF
     Shares Voted:    410,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Jane Nielsen

   Mgmt    For    For    For
1.2  

Elect Director Muktesh Pant

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Pinnacle Foods Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3  

Elect Director Raymond Silcock

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Tableau Software, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    87336U105
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    DATA
     Shares Voted:    160,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Elliott Jurgensen, Jr.

   Mgmt    For    Refer    Withhold
1.2  

Elect Director John McAdam

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Brooke Seawell

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Conduent Incorporated

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    206787103
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    CNDT
     Shares Voted:    450,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Paul S. Galant

   Mgmt    For    For    For
1.2  

Elect Director Joie Gregor

   Mgmt    For    For    For
1.3  

Elect Director Vincent J. Intrieri

   Mgmt    For    For    For
1.4  

Elect Director Courtney Mather

   Mgmt    For    For    For
1.5  

Elect Director Michael Nevin

   Mgmt    For    For    For
1.6  

Elect Director Michael A. Nutter

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Conduent Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director William G. Parrett

   Mgmt    For    For    For
1.8  

Elect Director Ashok Vemuri

   Mgmt    For    For    For
1.9  

Elect Director Virginia M. Wilson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Tivity Health, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    88870R102
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    TVTY
     Shares Voted:    746,005     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Archelle Georgiou

   Mgmt    For    For    For
1B  

Elect Director Robert J. Greczyn, Jr.

   Mgmt    For    For    For
1C  

Elect Director Peter A. Hudson

   Mgmt    For    For    For
1D  

Elect Director Bradley S. Karro

   Mgmt    For    For    For
1E  

Elect Director Paul H. Keckley

   Mgmt    For    For    For
1F  

Elect Director Conan J. Laughlin

   Mgmt    For    For    For
1G  

Elect Director Lee A. Shapiro

   Mgmt    For    For    For
1H  

Elect Director Donato J. Tramuto

   Mgmt    For    For    For
1I  

Elect Director Kevin G. Wills

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Wintrust Financial Corporation

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    97650W108
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    WTFC
     Shares Voted:    67,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peter D. Crist

   Mgmt    For    For    For
1.2  

Elect Director Bruce K. Crowther

   Mgmt    For    For    For
1.3  

Elect Director William J. Doyle

   Mgmt    For    For    For
1.4  

Elect Director Zed S. Francis, III

   Mgmt    For    For    For
1.5  

Elect Director Marla F. Glabe

   Mgmt    For    For    For
1.6  

Elect Director H. Patrick Hackett, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Scott K. Heitmann

   Mgmt    For    For    For
1.8  

Elect Director Christopher J. Perry

   Mgmt    For    For    For
1.9  

Elect Director Ingrid S. Stafford

   Mgmt    For    For    For
1.10  

Elect Director Gary D. ‘Joe’ Sweeney

   Mgmt    For    For    For
1.11  

Elect Director Sheila G. Talton

   Mgmt    For    For    For
1.12  

Elect Director Edward J. Wehmer

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

TRI Pointe Group, Inc.

 

Meeting Date:    05/26/2017   Country:    USA   Primary Security ID:    87265H109
Record Date:    03/28/2017   Meeting Type:    Annual   Ticker:    TPH
     Shares Voted:    323,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas F. Bauer

   Mgmt    For    For    For
1.2  

Elect Director Lawrence B. Burrows

   Mgmt    For    For    For
1.3  

Elect Director Daniel S. Fulton

   Mgmt    For    For    For
1.4  

Elect Director Steven J. Gilbert

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

TRI Pointe Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Constance B. Moore

   Mgmt    For    For    For
1.6  

Elect Director Thomas B. Rogers

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

EPR Properties

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    26884U109
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    EPR
     Shares Voted:    52,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert J. Druten

   Mgmt    For    For    For
1.2  

Elect Director Gregory K. Silvers

   Mgmt    For    For    For
1.3  

Elect Director Robin P. Sterneck

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

American Equity Investment Life Holding Company

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    025676206
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    AEL
     Shares Voted:    329,302     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joyce A. Chapman

   Mgmt    For    For    For
1.2  

Elect Director James M. Gerlach

   Mgmt    For    For    For
1.3  

Elect Director Robert L. Howe

   Mgmt    For    For    For
1.4  

Elect Director William R. Kunkel

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

American Equity Investment Life Holding Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Debra J. Richardson

   Mgmt    For    For    For
1.6  

Elect Director Brenda J. Cushing

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Stifel Financial Corp.

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    860630102
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    SF
     Shares Voted:    76,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frederick O. Hanser

   Mgmt    For    For    For
1.2  

Elect Director Ronald J. Kruszewski

   Mgmt    For    For    For
1.3  

Elect Director Thomas W. Weisel

   Mgmt    For    For    For
1.4  

Elect Director Kelvin R. Westbrook

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    None    Three Years    Three Years
4  

Ratify Ernst &Young LLP as Auditors

   Mgmt    For    For    For

Western Alliance Bancorporation

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    957638109
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    WAL
     Shares Voted:    259,945     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Bruce Beach

   Mgmt    For    For    For
1B  

Elect Director William S. Boyd

   Mgmt    For    For    For
1C  

Elect Director Howard N. Gould

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Western Alliance Bancorporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1D  

Elect Director Steven J. Hilton

   Mgmt    For    For    For
1E  

Elect Director Marianne Boyd Johnson

   Mgmt    For    For    For
1F  

Elect Director Robert P. Latta

   Mgmt    For    For    For
1G  

Elect Director Cary Mack

   Mgmt    For    For    For
1H  

Elect Director Todd Marshall

   Mgmt    For    For    For
1I  

Elect Director James E. Nave

   Mgmt    For    For    For
1J  

Elect Director Michael Patriarca

   Mgmt    For    For    For
1K  

Elect Director Robert Gary Sarver

   Mgmt    For    For    For
1L  

Elect Director Donald D. Snyder

   Mgmt    For    For    For
1M  

Elect Director Sung Won Sohn

   Mgmt    For    For    For
1N  

Elect Director Kenneth A. Vecchione

   Mgmt    For    Refer    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify RSM US LLP as Auditors

   Mgmt    For    For    For

Tech Data Corporation

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    878237106
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    TECD
     Shares Voted:    58,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Charles E. Adair

   Mgmt    For    For    For
1b  

Elect Director Karen M. Dahut

   Mgmt    For    For    For
1c  

Elect Director Robert M. Dutkowsky

   Mgmt    For    For    For
1d  

Elect Director Harry J. Harczak, Jr.

   Mgmt    For    For    For
1e  

Elect Director Bridgette P. Heller

   Mgmt    For    For    For
1f  

Elect Director Kathleen Misunas

   Mgmt    For    For    For
1g  

Elect Director Thomas I. Morgan

   Mgmt    For    For    For
1h  

Elect Director Patrick G. Sayer

   Mgmt    For    Refer    For
1i  

Elect Director Savio W. Tung

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Tech Data Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Evolent Health, Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    30050B101
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    EVH
     Shares Voted:    416,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Diane Holder

   Mgmt    For    Refer    Against
1b  

Elect Director Matthew Hobart

   Mgmt    For    Refer    Against
1c  

Elect Director Michael D’Amato

   Mgmt    For    Refer    Against
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    74736L109
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    QTWO
     Shares Voted:    136,816     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director R. Lynn Atchison

   Mgmt    For    For    For
1.2  

Elect Director Charles T. Doyle

   Mgmt    For    Refer    For
1.3  

Elect Director Carl James Schaper

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Visteon Corporation

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    92839U206
Record Date:    04/12/2017   Meeting Type:    Annual   Ticker:    VC
     Shares Voted:    116,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director James J. Barrese

   Mgmt    For    For    For
1b  

Elect Director Naomi M. Bergman

   Mgmt    For    For    For
1c  

Elect Director Jeffrey D. Jones

   Mgmt    For    For    For
1d  

Elect Director Sachin S. Lawande

   Mgmt    For    For    For
1e  

Elect Director Joanne M. Maguire

   Mgmt    For    For    For
1f  

Elect Director Robert J. Manzo

   Mgmt    For    For    For
1g  

Elect Director Francis M. Scricco

   Mgmt    For    For    For
1h  

Elect Director David L. Treadwell

   Mgmt    For    For    For
1i  

Elect Director Harry J. Wilson

   Mgmt    For    For    For
1j  

Elect Director Rouzbeh Yassini-Fard

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Vonage Holdings Corp.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    92886T201
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    VG
     Shares Voted:    1,674,482     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Carolyn Katz

   Mgmt    For    For    For
1b  

Elect Director John J. Roberts

   Mgmt    For    For    For
1c  

Elect Director Carl Sparks

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify Tax Benefits Preservation Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Core Fund

 

Pinnacle Financial Partners, Inc.

 

Meeting Date:    06/12/2017   Country:    USA   Primary Security ID:    72346Q104
Record Date:    04/28/2017   Meeting Type:    Special   Ticker:    PNFP
     Shares Voted:    165,205     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

RH

 

Meeting Date:    06/27/2017   Country:    USA   Primary Security ID:    74967X103
Record Date:    04/28/2017   Meeting Type:    Annual   Ticker:    RH
     Shares Voted:    166,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Hilary Krane

   Mgmt    For    For    For
1.2  

Elect Director Katie Mitic

   Mgmt    For    For    For
1.3  

Elect Director Ali Rowghani

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


IVY SMALL CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

ExamWorks Group, Inc.

 

Meeting Date:    07/26/2016   Country:    USA   Primary Security ID:    30066A105
Record Date:    05/31/2016   Meeting Type:    Special   Ticker:    EXAM
     Shares Voted:    230,027     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For

Booz Allen Hamilton Holding Corporation

 

Meeting Date:    07/28/2016   Country:    USA   Primary Security ID:    099502106
Record Date:    06/06/2016   Meeting Type:    Annual   Ticker:    BAH
     Shares Voted:    696,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Melody C. Barnes

   Mgmt    For    For    For
1.2  

Elect Director Arthur E. Johnson

   Mgmt    For    For    For
1.3  

Elect Director Charles O. Rossotti

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Eagle Materials Inc.

 

Meeting Date:    08/04/2016   Country:    USA   Primary Security ID:    26969P108
Record Date:    06/08/2016   Meeting Type:    Annual   Ticker:    EXP
     Shares Voted:    41,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Martin M. Ellen

   Mgmt    For    For    For
1B  

Elect Director David B. Powers

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Monro Muffler Brake, Inc.

 

Meeting Date:    08/09/2016   Country:    USA   Primary Security ID:    610236101
Record Date:    06/20/2016   Meeting Type:    Annual   Ticker:    MNRO
     Shares Voted:    296,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donald Glickman

   Mgmt    For    For    For
1.2  

Elect Director John W. Van Heel

   Mgmt    For    For    For
1.3  

Elect Director James R. Wilen

   Mgmt    For    For    For
1.4  

Elect Director Elizabeth A. Wolszon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

MaxLinear, Inc.

 

Meeting Date:    08/10/2016   Country:    USA   Primary Security ID:    57776J100
Record Date:    06/20/2016   Meeting Type:    Annual   Ticker:    MXL
     Shares Voted:    281,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven C. Craddock

   Mgmt    For    For    For
1.2  

Elect Director Donald E. Schrock

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    Against
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

MERCURY SYSTEMS, INC.

 

Meeting Date:    10/19/2016   Country:    USA   Primary Security ID:    589378108
Record Date:    08/12/2016   Meeting Type:    Annual   Ticker:    MRCY
     Shares Voted:    612,700     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

MERCURY SYSTEMS, INC.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James K. Bass

   Mgmt    For    For    For
1.2  

Elect Director Michael A. Daniels

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Lumentum Holdings Inc.

 

Meeting Date:    11/04/2016   Country:    USA   Primary Security ID:    55024U109
Record Date:    09/12/2016   Meeting Type:    Annual   Ticker:    LITE
     Shares Voted:    233,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Martin A. Kaplan

   Mgmt    For    For    For
1b  

Elect Director Harold L. Covert

   Mgmt    For    For    For
1c  

Elect Director Penelope A. Herscher

   Mgmt    For    For    For
1d  

Elect Director Samuel F. Thomas

   Mgmt    For    For    For
1e  

Elect Director Brian J. Lillie

   Mgmt    For    For    For
1f  

Elect Director Alan S. Lowe

   Mgmt    For    For    For
2  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Jack Henry & Associates, Inc.

 

Meeting Date:    11/10/2016   Country:    USA   Primary Security ID:    426281101
Record Date:    09/19/2016   Meeting Type:    Annual   Ticker:    JKHY
     Shares Voted:    212,986     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Jack Henry & Associates, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Matthew C. Flanigan

   Mgmt    For    For    For
1.2  

Elect Director John F. Prim

   Mgmt    For    For    For
1.3  

Elect Director Thomas H. Wilson, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Jacque R. Fiegel

   Mgmt    For    For    For
1.5  

Elect Director Thomas A. Wimsett

   Mgmt    For    For    For
1.6  

Elect Director Laura G. Kelly

   Mgmt    For    For    For
1.7  

Elect Director Shruti S. Miyashiro

   Mgmt    For    For    For
1.8  

Elect Director Wesley A. Brown

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers, LLP as Auditors

   Mgmt    For    For    For

CACI International Inc

 

Meeting Date:    11/17/2016   Country:    USA   Primary Security ID:    127190304
Record Date:    09/19/2016   Meeting Type:    Annual   Ticker:    CACI
     Shares Voted:    123,410     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Kenneth Asbury

   Mgmt    For    For    For
1B  

Elect Director Michael A. Daniels

   Mgmt    For    For    For
1C  

Elect Director James S. Gilmore, III

   Mgmt    For    For    For
1D  

Elect Director William L. Jews

   Mgmt    For    For    For
1E  

Elect Director Gregory G. Johnson

   Mgmt    For    For    For
1F  

Elect Director J. Phillip London

   Mgmt    For    For    For
1G  

Elect Director James L. Pavitt

   Mgmt    For    For    For
1H  

Elect Director Warren R. Phillips

   Mgmt    For    For    For
1I  

Elect Director Charles P. Revoile

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

CACI International Inc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1J  

Elect Director William Scott Wallace

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

AmSurg Corp.

 

Meeting Date:    11/28/2016   Country:    USA   Primary Security ID:    03232P405
Record Date:    10/07/2016   Meeting Type:    Special   Ticker:    AMSG
     Shares Voted:    226,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Envision Healthcare Holdings, Inc.

 

Meeting Date:    11/28/2016   Country:    USA   Primary Security ID:    29413U103
Record Date:    10/07/2016   Meeting Type:    Special   Ticker:    EVHC
     Shares Voted:    95,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Vail Resorts, Inc.

 

Meeting Date:    12/08/2016   Country:    USA   Primary Security ID:    91879Q109
Record Date:    10/11/2016   Meeting Type:    Annual   Ticker:    MTN
     Shares Voted:    211,650     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Vail Resorts, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan L. Decker

   Mgmt    For    For    For
1b  

Elect Director Roland A. Hernandez

   Mgmt    For    For    For
1c  

Elect Director Robert A. Katz

   Mgmt    For    For    For
1d  

Elect Director John T. Redmond

   Mgmt    For    For    For
1e  

Elect Director Michele Romanow

   Mgmt    For    For    For
1f  

Elect Director Hilary A. Schneider

   Mgmt    For    For    For
1g  

Elect Director D. Bruce Sewell

   Mgmt    For    For    For
1h  

Elect Director John F. Sorte

   Mgmt    For    For    For
1i  

Elect Director Peter A. Vaughn

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Fabrinet

 

Meeting Date:    12/15/2016   Country:    Cayman Islands   Primary Security ID:    G3323L100
Record Date:    10/17/2016   Meeting Type:    Annual   Ticker:    FN
     Shares Voted:    343,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Homa Bahrami

   Mgmt    For    For    For
1.2  

Elect Director Rollance E. Olson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors

   Mgmt    For    For    For

Woodward, Inc.

 

Meeting Date:    01/25/2017   Country:    USA   Primary Security ID:    980745103
Record Date:    11/28/2016   Meeting Type:    Annual   Ticker:    WWD
     Shares Voted:    131,354     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Woodward, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mary L. Petrovich

   Mgmt    For    For    For
1.2  

Elect Director Paul Donovan

   Mgmt    For    For    For
1.3  

Elect Director Jonathan W. Thayer

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Beacon Roofing Supply, Inc.

 

Meeting Date:    02/10/2017   Country:    USA   Primary Security ID:    073685109
Record Date:    12/16/2016   Meeting Type:    Annual   Ticker:    BECN
     Shares Voted:    233,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert R. Buck

   Mgmt    For    For    For
1.2  

Elect Director Paul M. Isabella

   Mgmt    For    For    For
1.3  

Elect Director Carl T. Berquist

   Mgmt    For    For    For
1.4  

Elect Director Richard W. Frost

   Mgmt    For    For    For
1.5  

Elect Director Alan Gershenhorn

   Mgmt    For    For    For
1.6  

Elect Director Philip W. Knisely

   Mgmt    For    For    For
1.7  

Elect Director Robert M. McLaughlin

   Mgmt    For    For    For
1.8  

Elect Director Neil S. Novich

   Mgmt    For    For    For
1.9  

Elect Director Stuart A. Randle

   Mgmt    For    For    For
1.10  

Elect Director Douglas L. Young

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

RSP Permian, Inc.

 

Meeting Date:    02/24/2017   Country:    USA   Primary Security ID:    74978Q105
Record Date:    01/19/2017   Meeting Type:    Special   Ticker:    RSPP
     Shares Voted:    104,104     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

MACOM Technology Solutions Holdings, Inc.

 

Meeting Date:    03/02/2017   Country:    USA   Primary Security ID:    55405Y100
Record Date:    01/09/2017   Meeting Type:    Annual   Ticker:    MTSI
     Shares Voted:    250,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles Bland

   Mgmt    For    Refer    For
1.2  

Elect Director Stephen G. Daly

   Mgmt    For    For    For
1.3  

Elect Director Susan Ocampo

   Mgmt    For    Refer    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

HEICO Corporation

 

Meeting Date:    03/17/2017   Country:    USA   Primary Security ID:    422806109
Record Date:    01/13/2017   Meeting Type:    Annual   Ticker:    HEI
     Shares Voted:    99,800     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

HEICO Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas M. Culligan

   Mgmt    For    For    For
1.2  

Elect Director Adolfo Henriques

   Mgmt    For    For    For
1.3  

Elect Director Mark H. Hildebrandt

   Mgmt    For    For    For
1.4  

Elect Director Wolfgang Mayrhuber

   Mgmt    For    For    For
1.5  

Elect Director Eric A. Mendelson

   Mgmt    For    For    For
1.6  

Elect Director Laurans A. Mendelson

   Mgmt    For    For    For
1.7  

Elect Director Victor H. Mendelson

   Mgmt    For    For    For
1.8  

Elect Director Julie Neitzel

   Mgmt    For    For    For
1.9  

Elect Director Alan Schriesheim

   Mgmt    For    For    For
1.10  

Elect Director Frank J. Schwitter

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

The Toro Company

 

Meeting Date:    03/21/2017   Country:    USA   Primary Security ID:    891092108
Record Date:    01/23/2017   Meeting Type:    Annual   Ticker:    TTC
     Shares Voted:    65,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jeffrey M. Ettinger

   Mgmt    For    For    For
1.2  

Elect Director Katherine J. Harless

   Mgmt    For    For    For
1.3  

Elect Director Michael J. Hoffman

   Mgmt    For    For    For
1.4  

Elect Director D. Christian Koch

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

AMN Healthcare Services, Inc.

 

Meeting Date:    04/19/2017   Country:    USA   Primary Security ID:    001744101
Record Date:    02/22/2017   Meeting Type:    Annual   Ticker:    AMN
     Shares Voted:    754,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mark G. Foletta

   Mgmt    For    For    For
1b  

Elect Director R. Jeffrey Harris

   Mgmt    For    For    For
1c  

Elect Director Michael M.E. Johns

   Mgmt    For    For    For
1d  

Elect Director Martha H. Marsh

   Mgmt    For    For    For
1e  

Elect Director Susan R. Salka

   Mgmt    For    For    For
1f  

Elect Director Andrew M. Stern

   Mgmt    For    For    For
1g  

Elect Director Paul E. Weaver

   Mgmt    For    For    For
1h  

Elect Director Douglas D. Wheat

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Home BancShares, Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    436893200
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    HOMB
     Shares Voted:    673,738     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John W. Allison

   Mgmt    For    For    For
1.2  

Elect Director C. Randall Sims

   Mgmt    For    For    For
1.3  

Elect Director Brian S. Davis

   Mgmt    For    For    For
1.4  

Elect Director Milburn Adams

   Mgmt    For    For    For
1.5  

Elect Director Robert H. Adcock, Jr.

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Richard H. Ashley

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Home BancShares, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director Mike D. Beebe

   Mgmt    For    For    For
1.8  

Elect Director Dale A. Bruns

   Mgmt    For    For    For
1.9  

Elect Director Jack E. Engelkes

   Mgmt    For    For    For
1.10  

Elect Director Tracy M. French

   Mgmt    For    For    For
1.11  

Elect Director James G. Hinkle

   Mgmt    For    For    For
1.12  

Elect Director Alex R. Lieblong

   Mgmt    For    For    For
1.13  

Elect Director Thomas J. Longe

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify BKD, LLP as Auditors

   Mgmt    For    For    For

Mellanox Technologies, Ltd.

 

Meeting Date:    04/25/2017   Country:    Israel   Primary Security ID:    M51363113
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    MLNX
     Shares Voted:    237,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Irwin Federman

   Mgmt    For    For    For
1.2  

Elect Director Eyal Waldman

   Mgmt    For    For    For
1.3  

Elect Director Dov Baharav

   Mgmt    For    For    For
1.4  

Elect Director Shai Cohen

   Mgmt    For    For    For
1.5  

Elect Director Glenda Dorchak

   Mgmt    For    For    For
1.6  

Elect Director David Perlmutter

   Mgmt    For    For    For
1.7  

Elect Director Thomas Weatherford

   Mgmt    For    For    For
2A  

Approve Salary Increase, Contributions to Severance, Pensions and Education Funds, and Cash Bonus to Eyal Waldman

   Mgmt    For    Refer    For
2B  

If you do have a Personal Interest in 2A Please Select “FOR”. If you do not have a Personal Interest in 2A Please Select “AGAINST”.

   Mgmt    None    Refer    Against
3A  

Approve the Grant of Restricted Shares to Eyal Waldman

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Mellanox Technologies, Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3B  

If you do have a Personal Interest in 3A Please Select “FOR”. If you do not have a Personal Interest in 3A Please Select “AGAINST”.

   Mgmt    None    Refer    Against
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Approve Certain Changes to the Annual Retainer Fees and Equity Awards to Non-Employee Directors

   Mgmt    For    Refer    For
7  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
8  

Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Nautilus, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    63910B102
Record Date:    03/09/2017   Meeting Type:    Annual   Ticker:    NLS
     Shares Voted:    277,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald P. Badie

   Mgmt    For    For    For
1.2  

Elect Director Bruce M. Cazenave

   Mgmt    For    For    For
1.3  

Elect Director Richard A. Horn

   Mgmt    For    For    For
1.4  

Elect Director M. Carl Johnson, III

   Mgmt    For    For    For
1.5  

Elect Director Anne G. Saunders

   Mgmt    For    For    For
1.6  

Elect Director Marvin G. Siegert

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

RPC, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    749660106
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    RES
     Shares Voted:    537,900     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

RPC, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director R. Randall Rollins

   Mgmt    For    Refer    For
1.2  

Elect Director Henry B. Tippie

   Mgmt    For    Refer    Withhold
1.3  

Elect Director James B. Williams

   Mgmt    For    Refer    Withhold
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years

BroadSoft, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    11133B409
Record Date:    03/03/2017   Meeting Type:    Annual   Ticker:    BSFT
     Shares Voted:    325,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John D. Markley, Jr.

   Mgmt    For    For    For
1.2  

Elect Director David Bernardi

   Mgmt    For    For    For
1.3  

Elect Director Jane A. Dietze

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Cambrex Corporation

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    132011107
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    CBM
     Shares Voted:    210,500     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Cambrex Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Rosina B. Dixon

   Mgmt    For    For    For
1.2  

Elect Director Claes Glassell

   Mgmt    For    For    For
1.3  

Elect Director Louis J. Grabowsky

   Mgmt    For    For    For
1.4  

Elect Director Bernhard Hampl

   Mgmt    For    For    For
1.5  

Elect Director Kathryn R. Harrigan

   Mgmt    For    For    For
1.6  

Elect Director Ilan Kaufthal

   Mgmt    For    For    For
1.7  

Elect Director Steven M. Klosk

   Mgmt    For    For    For
1.8  

Elect Director Peter G. Tombros

   Mgmt    For    For    For
1.9  

Elect Director Shlomo Yanai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify BDO USA, LLP as Auditors

   Mgmt    For    For    For

SVB Financial Group

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    78486Q101
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    SIVB
     Shares Voted:    132,160     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Greg W. Becker

   Mgmt    For    For    For
1.2  

Elect Director Eric A. Benhamou

   Mgmt    For    For    For
1.3  

Elect Director David M. Clapper

   Mgmt    For    For    For
1.4  

Elect Director Roger F. Dunbar

   Mgmt    For    For    For
1.5  

Elect Director Joel P. Friedman

   Mgmt    For    For    For
1.6  

Elect Director Lata Krishnan

   Mgmt    For    For    For
1.7  

Elect Director Jeffrey N. Maggioncalda

   Mgmt    For    For    For
1.8  

Elect Director Mary J. Miller

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

SVB Financial Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9  

Elect Director Kate D. Mitchell

   Mgmt    For    For    For
1.10  

Elect Director John F. Robinson

   Mgmt    For    For    For
1.11  

Elect Director Garen K. Staglin

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Paycom Software, Inc.

 

Meeting Date:    05/01/2017   Country:    USA   Primary Security ID:    70432V102
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    PAYC
     Shares Voted:    367,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Parman

   Mgmt    For    For    For
1.2  

Elect Director J.C. Watts, Jr.

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Ritchie Bros. Auctioneers Incorporated

 

Meeting Date:    05/01/2017   Country:    Canada   Primary Security ID:    767744105
Record Date:    03/16/2017   Meeting Type:    Annual/Special   Ticker:    RBA
     Shares Voted:    212,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Beverley Anne Briscoe

   Mgmt    For    For    For
1.2  

Elect Director Robert George Elton

   Mgmt    For    For    For
1.3  

Elect Director Erik Olsson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Ritchie Bros. Auctioneers Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Eric Patel

   Mgmt    For    For    For
1.5  

Elect Director Edward Baltazar Pitoniak

   Mgmt    For    For    For
1.6  

Elect Director Sarah Elizabeth Raiss

   Mgmt    For    For    For
1.7  

Elect Director Ravichandra K. Saligram

   Mgmt    For    For    For
1.8  

Elect Director Christopher Zimmerman

   Mgmt    For    For    For
2  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For

Pool Corporation

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    73278L105
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    POOL
     Shares Voted:    213,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew W. Code

   Mgmt    For    For    For
1b  

Elect Director Timothy M. Graven

   Mgmt    For    For    For
1c  

Elect Director Manuel J. Perez de la Mesa

   Mgmt    For    For    For
1d  

Elect Director Harlan F. Seymour

   Mgmt    For    For    For
1e  

Elect Director Robert C. Sledd

   Mgmt    For    For    For
1f  

Elect Director John E. Stokely

   Mgmt    For    For    For
1g  

Elect Director David G. Whalen

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Snyder’s-Lance, Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    833551104
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    LNCE
     Shares Voted:    380,911     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Snyder’s-Lance, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director C. Peter Carlucci, Jr.

   Mgmt    For    Refer    For
1.2  

Elect Director Brian J. Driscoll

   Mgmt    For    For    For
1.3  

Elect Director James W. Johnston

   Mgmt    For    For    For
1.4  

Elect Director Patricia A. Warehime

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Wingstop Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    974155103
Record Date:    03/06/2017   Meeting Type:    Annual   Ticker:    WING
     Shares Voted:    304,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lynn Crump-Caine

   Mgmt    For    For    For
1.2  

Elect Director Wesley S. McDonald

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

U.S. Silica Holdings, Inc.

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    90346E103
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    SLCA
     Shares Voted:    94,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Peter Bernard

   Mgmt    For    For    For
1.2  

Elect Director William J. Kacal

   Mgmt    For    For    For
1.3  

Elect Director Charles Shaver

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

U.S. Silica Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Bryan A. Shinn

   Mgmt    For    For    For
1.5  

Elect Director J. Michael Stice

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
5  

Amend Certificate of Incorporation to Remove Certain Provisions Relating to Ownership of Stock

   Mgmt    For    Refer    For

Globant S.A.

 

Meeting Date:    05/08/2017   Country:    Luxembourg   Primary Security ID:    L44385109
Record Date:    04/24/2017   Meeting Type:    Annual/Special   Ticker:    GLOB
     Shares Voted:    216,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Acknowledgement of the Postponement of the AGM

   Mgmt         
2  

Receive Board’s and Auditor’s Reports

   Mgmt         
3  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve Allocation of Results

   Mgmt    For    For    For
6  

Approve Discharge of Directors

   Mgmt    For    For    For
7  

Approve Stock Option Plan Grants

   Mgmt    For    Refer    For
8  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
9  

Renew Appointment of Deloitte as Auditor for Annual Accounts

   Mgmt    For    For    For
10  

Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts

   Mgmt    For    For    For
11  

Elect Linda Rottenberg as Director

   Mgmt    For    For    For
12  

Elect Martin Gonzalo Umaran as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Globant S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Elect Guibert Andres Englebienne as Director

   Mgmt    For    For    For
 

Special Meeting Agenda

   Mgmt         
1  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 9.04 Million

   Mgmt    For    Refer    Against
2  

Amend Article10.3: Re Convening Notice of General Meeting

   Mgmt    For    Refer    For

The Timken Company

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    887389104
Record Date:    02/22/2017   Meeting Type:    Annual   Ticker:    TKR
     Shares Voted:    52,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Maria A. Crowe

   Mgmt    For    For    For
1.2  

Elect Director Richard G. Kyle

   Mgmt    For    For    For
1.3  

Elect Director John A. Luke, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Christopher L. Mapes

   Mgmt    For    For    For
1.5  

Elect Director James F. Palmer

   Mgmt    For    For    For
1.6  

Elect Director Ajita G. Rajendra

   Mgmt    For    For    For
1.7  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1.8  

Elect Director Frank C. Sullivan

   Mgmt    For    For    For
1.9  

Elect Director John M. Timken, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Ward J. Timken, Jr.

   Mgmt    For    For    For
1.11  

Elect Director Jacqueline F. Woods

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Hilton Grand Vacations Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    43283X105
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    HGV
     Shares Voted:    356,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mark D. Wang

   Mgmt    For    For    For
1.2  

Elect Director Leonard A. Potter

   Mgmt    For    For    For
1.3  

Elect Director Brenda J. Bacon

   Mgmt    For    For    For
1.4  

Elect Director Kenneth A. Caplan

   Mgmt    For    For    For
1.5  

Elect Director David W. Johnson

   Mgmt    For    For    For
1.6  

Elect Director Mark H. Lazarus

   Mgmt    For    For    For
1.7  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1.8  

Elect Director Paul W. Whetsell

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Tyler Technologies, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    902252105
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    TYL
     Shares Voted:    85,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Donald R. Brattain

   Mgmt    For    For    For
1B  

Elect Director Glenn A. Carter

   Mgmt    For    For    For
1C  

Elect Director Brenda A. Cline

   Mgmt    For    For    For
1D  

Elect Director J. Luther King, Jr.

   Mgmt    For    For    For
1E  

Elect Director Larry D. Leinweber

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Tyler Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1F  

Elect Director John S. Marr, Jr.

   Mgmt    For    For    For
1G  

Elect Director H. Lynn Moore, Jr.

   Mgmt    For    For    For
1H  

Elect Director Daniel M. Pope

   Mgmt    For    For    For
1I  

Elect Director Dustin R. Womble

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Other Business

   Mgmt    None    Against    Against

XPO Logistics, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    983793100
Record Date:    03/24/2017   Meeting Type:    Annual   Ticker:    XPO
     Shares Voted:    342,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Bradley S. Jacobs

   Mgmt    For    For    For
1.2  

Elect Director Gena L. Ashe

   Mgmt    For    For    For
1.3  

Elect Director Louis DeJoy

   Mgmt    For    For    For
1.4  

Elect Director Michael G. Jesselson

   Mgmt    For    For    For
1.5  

Elect Director Adrian P. Kingshott

   Mgmt    For    For    For
1.6  

Elect Director Jason D. Papastavrou

   Mgmt    For    For    For
1.7  

Elect Director Oren G. Shaffer

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Annual Sustainability

   SH    Against    Refer    Against

Inogen, Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    45780L104
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    INGN
     Shares Voted:    165,800     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Inogen, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Heath Lukatch

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Raymond Huggenberger

   Mgmt    For    Refer    Withhold
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

KNIGHT TRANSPORTATION, INC.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    499064103
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    KNX
     Shares Voted:    321,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard C. Kraemer

   Mgmt    For    For    For
1.2  

Elect Director Richard J. Lehmann

   Mgmt    For    For    For
1.3  

Elect Director Roberta ‘Sissie’ Roberts Shank

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

John Bean Technologies Corporation

 

Meeting Date:    05/12/2017   Country:    USA   Primary Security ID:    477839104
Record Date:    03/16/2017   Meeting Type:    Annual   Ticker:    JBT
     Shares Voted:    168,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas W. Giacomini

   Mgmt    For    For    For
1.2  

Elect Director Polly B. Kawalek

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

John Bean Technologies Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Cathay General Bancorp

 

Meeting Date:    05/15/2017   Country:    USA   Primary Security ID:    149150104
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    CATY
     Shares Voted:    142,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Nelson Chung

   Mgmt    For    For    For
1b  

Elect Director Felix S. Fernandez

   Mgmt    For    For    For
1c  

Elect Director Ting Y. Liu

   Mgmt    For    For    For
1d  

Elect Director Richard Sun

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Five9, Inc.

 

Meeting Date:    05/15/2017   Country:    USA   Primary Security ID:    338307101
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    FIVN
     Shares Voted:    396,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kimberly Alexy

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Michael Burkland

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Robert Zollars

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

The Ultimate Software Group, Inc.

 

Meeting Date:    05/15/2017   Country:    USA   Primary Security ID:    90385D107
Record Date:    03/21/2017   Meeting Type:    Annual   Ticker:    ULTI
     Shares Voted:    129,952     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Jonathan D. Mariner

   Mgmt    For    For    For
1B  

Elect Director Jason Dorsey

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Ameris Bancorp

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    03076K108
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    ABCB
     Shares Voted:    146,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William I. Bowen, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Robert P. Lynch

   Mgmt    For    For    For
1.3  

Elect Director Elizabeth A. McCague

   Mgmt    For    For    For
2  

Ratify Crowe Horwath LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Forum Energy Technologies, Inc.

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    34984V100
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    FET
     Shares Voted:    198,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Evelyn M. Angelle

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Forum Energy Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director John A. Carrig

   Mgmt    For    For    For
1.3  

Elect Director Prady Iyyanki

   Mgmt    For    For    For
1.4  

Elect Director Andrew L. Waite

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Burlington Stores, Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    122017106
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    BURL
     Shares Voted:    170,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ted English

   Mgmt    For    For    For
1.2  

Elect Director Jordan Hitch

   Mgmt    For    For    For
1.3  

Elect Director Mary Ann Tocio

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Ellie Mae, Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    28849P100
Record Date:    03/22/2017   Meeting Type:    Annual   Ticker:    ELLI
     Shares Voted:    80,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1  

Elect Director Karen Blasing

   Mgmt    For    For    For
1.2  

Elect Director Jonathan Corr

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Ellie Mae, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.3  

Elect Director Robert J. Levin

   Mgmt    For    For    For
1.4  

Elect Director Jeb S. Spencer

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   SH    Against    For    For

Summit Materials, Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    86614U100
Record Date:    03/21/2017   Meeting Type:    Annual   Ticker:    SUM
     Shares Voted:    400,246     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ted A. Gardner

   Mgmt    For    Refer    Withhold
1b  

Elect Director John R. Murphy

   Mgmt    For    Refer    Withhold
1c  

Elect Director Steven H. Wunning

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Manhattan Associates, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    562750109
Record Date:    03/22/2017   Meeting Type:    Annual   Ticker:    MANH
     Shares Voted:    261,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Eddie Capel

   Mgmt    For    For    For
1b  

Elect Director Charles E. Moran

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Manhattan Associates, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

NuVasive, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    670704105
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    NUVA
     Shares Voted:    129,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory T. Lucier

   Mgmt    For    For    For
1b  

Elect Director Leslie V. Norwalk

   Mgmt    For    For    For
1c  

Elect Director Michael D. O’Halleran

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Texas Roadhouse, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    882681109
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    TXRH
     Shares Voted:    336,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James R. Ramsey

   Mgmt    For    For    For
1.2  

Elect Director James R. Zarley

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Sustainability

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

U.S. Concrete, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    90333L201
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    USCR
     Shares Voted:    54,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Eugene I. Davis

   Mgmt    For    For    For
1B  

Elect Director William J. Sandbrook

   Mgmt    For    For    For
1C  

Elect Director Kurt M. Cellar

   Mgmt    For    For    For
1D  

Elect Director Michael D. Lundin

   Mgmt    For    For    For
1E  

Elect Director Robert M. Rayner

   Mgmt    For    For    For
1F  

Elect Director Colin M. Sutherland

   Mgmt    For    For    For
1G  

Elect Director Theodore P. Rossi

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For

Power Integrations, Inc.

 

Meeting Date:    05/19/2017   Country:    USA   Primary Security ID:    739276103
Record Date:    03/22/2017   Meeting Type:    Annual   Ticker:    POWI
     Shares Voted:    220,663     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Wendy Arienzo

   Mgmt    For    For    For
1.2  

Elect Director Balu Balakrishnan

   Mgmt    For    For    For
1.3  

Elect Director Alan D. Bickell

   Mgmt    For    For    For
1.4  

Elect Director Nicholas E. Brathwaite

   Mgmt    For    For    For
1.5  

Elect Director William L. George

   Mgmt    For    For    For
1.6  

Elect Director Balakrishnan S. Iyer

   Mgmt    For    For    For
1.7  

Elect Director E. Floyd Kvamme

   Mgmt    For    For    For
1.8  

Elect Director Steven J. Sharp

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Power Integrations, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    None    Three Years    Three Years
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Core-Mark Holding Company, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    218681104
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    CORE
     Shares Voted:    218,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert A. Allen

   Mgmt    For    For    For
1b  

Elect Director Stuart W. Booth

   Mgmt    For    For    For
1c  

Elect Director Gary F. Colter

   Mgmt    For    For    For
1d  

Elect Director Laura Flanagan

   Mgmt    For    For    For
1e  

Elect Director Robert G. Gross

   Mgmt    For    For    For
1f  

Elect Director Thomas B. Perkins

   Mgmt    For    For    For
1g  

Elect Director Harvey L. Tepner

   Mgmt    For    For    For
1h  

Elect Director Randolph I. Thornton

   Mgmt    For    For    For
1i  

Elect Director J. Michael Walsh

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Superior Energy Services, Inc.

 

Meeting Date:    05/23/2017   Country:    USA   Primary Security ID:    868157108
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    SPN
     Shares Voted:    112,800     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Superior Energy Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold J. Bouillion

   Mgmt    For    For    For
1.2  

Elect Director David D. Dunlap

   Mgmt    For    For    For
1.3  

Elect Director James M. Funk

   Mgmt    For    For    For
1.4  

Elect Director Terence E. Hall

   Mgmt    For    For    For
1.5  

Elect Director Peter D. Kinnear

   Mgmt    For    For    For
1.6  

Elect Director Janiece M. Longoria

   Mgmt    For    For    For
1.7  

Elect Director Michael M. McShane

   Mgmt    For    For    For
1.8  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

MaxLinear, Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    57776J100
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    MXL
     Shares Voted:    282,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Theodore L. Tewksbury

   Mgmt    For    For    For
1.2  

Elect Director Albert J. Moyer

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

RE/MAX Holdings, Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    75524W108
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    RMAX
     Shares Voted:    373,800     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

RE/MAX Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Roger J. Dow

   Mgmt    For    For    For
1.2  

Elect Director Ronald E. Harrison

   Mgmt    For    For    For
1.3  

Elect Director Joseph A. DeSplinter

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    00404A109
Record Date:    03/30/2017   Meeting Type:    Annual   Ticker:    ACHC
     Shares Voted:    333,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Christopher R. Gordon

   Mgmt    For    For    For
1.2  

Elect Director Wade D. Miquelon

   Mgmt    For    For    For
1.3  

Elect Director William M. Petrie

   Mgmt    For    For    For
2  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Report on Sustainability

   SH    Against    Refer    Against

Envision Healthcare Corporation

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    29414D100
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    EVHC
     Shares Voted:    205,900     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Envision Healthcare Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Carol J. Burt

   Mgmt    For    For    For
1.2  

Elect Director Christopher A. Holden

   Mgmt    For    For    For
1.3  

Elect Director Cynthia S. Miller

   Mgmt    For    For    For
1.4  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Nevro Corp.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    64157F103
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    NVRO
     Shares Voted:    144,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frank Fischer

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Shawn T McCormick

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Nxstage Medical, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    67072V103
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    NXTM
     Shares Voted:    368,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jeffrey H. Burbank

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Nxstage Medical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director Heyward R. Donigan

   Mgmt    For    For    For
1.3  

Elect Director Robert G. Funari

   Mgmt    For    For    For
1.4  

Elect Director Daniel A. Giannini

   Mgmt    For    For    For
1.5  

Elect Director Earl R. Lewis

   Mgmt    For    For    For
1.6  

Elect Director Jean K. Mixer

   Mgmt    For    For    For
1.7  

Elect Director Craig W. Moore

   Mgmt    For    For    For
1.8  

Elect Director Reid S. Perper

   Mgmt    For    For    For
1.9  

Elect Director James J. Peters

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Teladoc, Inc.

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    87918A105
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    TDOC
     Shares Voted:    140,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Increase Authorized Common Stock

   Mgmt    For    For    For
1b  

Declassify the Board of Directors

   Mgmt    For    For    For
1c  

Eliminate Supermajority Vote Requirement to Remove Directors

   Mgmt    For    For    For
1d  

Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation

   Mgmt    For    For    For
1e  

Eliminate Supermajority Vote Requirement to Amend Bylaws

   Mgmt    For    For    For
 

If Proposal 1(b) is approved

   Mgmt         
2.1  

Elect Director Helen Darling

   Mgmt    For    For    For
2.2  

Elect Director William H. Frist

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Teladoc, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.3  

Elect Director Michael Goldstein

   Mgmt    For    For    For
2.4  

Elect Director Jason Gorevic

   Mgmt    For    For    For
2.5  

Elect Director Thomas Mawhinney

   Mgmt    For    For    For
2.6  

Elect Director Thomas G. McKinley

   Mgmt    For    Refer    Withhold
2.7  

Elect Director Arneek Multani

   Mgmt    For    Refer    Withhold
2.8  

Elect Director Kenneth H. Paulus

   Mgmt    For    For    For
2.9  

Elect Director David Shedlarz

   Mgmt    For    Refer    Withhold
2.10  

Elect Director David B. Snow, Jr.

   Mgmt    For    Refer    Withhold
 

If Proposal 1(b) is not approved

   Mgmt         
2.1  

Elect Director Thomas Mawhinney

   Mgmt    For    For    For
2.2  

Elect Director Thomas G. McKinley

   Mgmt    For    Refer    Withhold
2.3  

Elect Director Arneek Multani

   Mgmt    For    Refer    Withhold
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Healthcare Services Group, Inc.

 

Meeting Date:    05/30/2017   Country:    USA   Primary Security ID:    421906108
Record Date:    04/03/2017   Meeting Type:    Annual   Ticker:    HCSG
     Shares Voted:    30,106     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Theodore Wahl

   Mgmt    For    Refer    Withhold
1.2  

Elect Director John M. Briggs

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Robert L. Frome

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Robert J. Moss

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Dino D. Ottaviano

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Michael E. McBryan

   Mgmt    For    Refer    Withhold
1.7  

Elect Director Diane S. Casey

   Mgmt    For    Refer    Withhold
1.8  

Elect Director John J. McFadden

   Mgmt    For    Refer    Withhold
1.9  

Elect Director Jude Visconto

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Healthcare Services Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

PDC Energy, Inc.

 

Meeting Date:    05/30/2017   Country:    USA   Primary Security ID:    69327R101
Record Date:    03/31/2017   Meeting Type:    Annual   Ticker:    PDCE
     Shares Voted:    73,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David C. Parke

   Mgmt    For    For    For
1.2  

Elect Director Jeffrey C. Swoveland

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Installed Building Products, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    45780R101
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    IBP
     Shares Voted:    253,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael T. Miller

   Mgmt    For    Refer    Withhold
1.2  

Elect Director J. Michael Nixon

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Vikas Verma

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Installed Building Products, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Require a Majority Vote for the Election of Directors

   SH    None    For    For

Proofpoint, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    743424103
Record Date:    04/05/2017   Meeting Type:    Annual   Ticker:    PFPT
     Shares Voted:    215,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jonathan Feiber

   Mgmt    For    For    For
1.2  

Elect Director Eric Hahn

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Kevin Harvey

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Watsco, Inc.

 

Meeting Date:    06/05/2017   Country:    USA   Primary Security ID:    942622200
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    WSO
     Shares Voted:    155,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Jason Epstein

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

K2M Group Holdings, Inc.

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    48273J107
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    KTWO
     Shares Voted:    538,000     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

K2M Group Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Daniel A. Pelak

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Carlos A. Ferrer

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Western Alliance Bancorporation

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    957638109
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    WAL
     Shares Voted:    222,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Bruce Beach

   Mgmt    For    For    For
1B  

Elect Director William S. Boyd

   Mgmt    For    For    For
1C  

Elect Director Howard N. Gould

   Mgmt    For    For    For
1D  

Elect Director Steven J. Hilton

   Mgmt    For    For    For
1E  

Elect Director Marianne Boyd Johnson

   Mgmt    For    For    For
1F  

Elect Director Robert P. Latta

   Mgmt    For    For    For
1G  

Elect Director Cary Mack

   Mgmt    For    For    For
1H  

Elect Director Todd Marshall

   Mgmt    For    For    For
1I  

Elect Director James E. Nave

   Mgmt    For    For    For
1J  

Elect Director Michael Patriarca

   Mgmt    For    For    For
1K  

Elect Director Robert Gary Sarver

   Mgmt    For    For    For
1L  

Elect Director Donald D. Snyder

   Mgmt    For    For    For
1M  

Elect Director Sung Won Sohn

   Mgmt    For    For    For
1N  

Elect Director Kenneth A. Vecchione

   Mgmt    For    Refer    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify RSM US LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

HubSpot, Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    443573100
Record Date:    04/12/2017   Meeting Type:    Annual   Ticker:    HUBS
     Shares Voted:    227,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Julie Herendeen

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Michael Simon

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Jay Simons

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Ollie’s Bargain Outlet Holdings, Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    681116109
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    OLLI
     Shares Voted:    218,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert Fisch

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Richard Zannino

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Party City Holdco Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    702149105
Record Date:    04/12/2017   Meeting Type:    Annual   Ticker:    PRTY
     Shares Voted:    562,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William S. Creekmuir

   Mgmt    For    Refer    Withhold
1.2  

Elect Director James M. Harrison

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Party City Holdco Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Norman S. Matthews

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Joshua M. Nelson

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Penumbra, Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    70975L107
Record Date:    04/12/2017   Meeting Type:    Annual   Ticker:    PEN
     Shares Voted:    169,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Arani Bose

   Mgmt    For    Refer    Against
1b  

Elect Director Bridget O’Rourke

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Shopify Inc.

 

Meeting Date:    06/07/2017   Country:    Canada   Primary Security ID:    82509L107
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    SHOP
     Shares Voted:    150,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for Class A Subordinate Voting and Class B Multiple Voting Shareholders

   Mgmt         
1.1  

Elect Director Tobias Lutke

   Mgmt    For    For    For
1.2  

Elect Director Robert Ashe

   Mgmt    For    For    For
1.3  

Elect Director Steven Collins

   Mgmt    For    For    For
1.4  

Elect Director Gail Goodman

   Mgmt    For    For    For
1.5  

Elect Director Jeremy Levine

   Mgmt    For    For    For
1.6  

Elect Director John Phillips

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Shopify Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For

Dave & Buster’s Entertainment, Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    238337109
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    PLAY
     Shares Voted:    305,954     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Victor L. Crawford

   Mgmt    For    For    For
1.2  

Elect Director Hamish A. Dodds

   Mgmt    For    For    For
1.3  

Elect Director Michael J. Griffith

   Mgmt    For    For    For
1.4  

Elect Director Jonathan S. Halkyard

   Mgmt    For    For    For
1.5  

Elect Director Stephen M. King

   Mgmt    For    For    For
1.6  

Elect Director Patricia M. Mueller

   Mgmt    For    For    For
1.7  

Elect Director Kevin M. Sheehan

   Mgmt    For    For    For
1.8  

Elect Director Jennifer Storms

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
4  

Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation

   Mgmt    For    For    For
5  

Eliminate Supermajority Vote Requirement to Amend Bylaws

   Mgmt    For    For    For
6  

Amend Certificate of Incorporation to Eliminate Obsolete Provisions

   Mgmt    For    Refer    For
7  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Q2 Holdings, Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    74736L109
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    QTWO
     Shares Voted:    243,402     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director R. Lynn Atchison

   Mgmt    For    For    For
1.2  

Elect Director Charles T. Doyle

   Mgmt    For    Refer    For
1.3  

Elect Director Carl James Schaper

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

iRhythm Technologies, Inc.

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    450056106
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    IRTC
     Shares Voted:    144,556     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Kevin M. King

   Mgmt    For    Refer    Against
1B  

Elect Director Raymond W. Scott

   Mgmt    For    Refer    Against
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

LendingTree, Inc.

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    52603B107
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    TREE
     Shares Voted:    89,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas M. Davidson, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Neal Dermer

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

LendingTree, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Robin Henderson

   Mgmt    For    For    For
1.4  

Elect Director Peter Horan

   Mgmt    For    For    For
1.5  

Elect Director Douglas Lebda

   Mgmt    For    For    For
1.6  

Elect Director Steven Ozonian

   Mgmt    For    For    For
1.7  

Elect Director Saras Sarasvathy

   Mgmt    For    For    For
1.8  

Elect Director G. Kennedy Thompson

   Mgmt    For    For    For
1.9  

Elect Director Craig Troyer

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
6  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For

Monolithic Power Systems, Inc.

 

Meeting Date:    06/15/2017   Country:    USA   Primary Security ID:    609839105
Record Date:    04/18/2017   Meeting Type:    Annual   Ticker:    MPWR
     Shares Voted:    143,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Victor K. Lee

   Mgmt    For    For    For
1.2  

Elect Director James C. Moyer

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Five Below, Inc.

 

Meeting Date:    06/20/2017   Country:    USA   Primary Security ID:    33829M101
Record Date:    04/25/2017   Meeting Type:    Annual   Ticker:    FIVE
     Shares Voted:    106,400     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Five Below, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Joel D. Anderson

   Mgmt    For    For    For
1b  

Elect Director Kathleen S. Barclay

   Mgmt    For    For    For
1c  

Elect Director Thomas M. Ryan

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

HealthEquity, Inc.

 

Meeting Date:    06/22/2017   Country:    USA   Primary Security ID:    42226A107
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    HQY
     Shares Voted:    339,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert W. Selander

   Mgmt    For    For    For
1.2  

Elect Director Jon Kessler

   Mgmt    For    For    For
1.3  

Elect Director Stephen D. Neeleman

   Mgmt    For    For    For
1.4  

Elect Director Frank A. Corvino

   Mgmt    For    For    For
1.5  

Elect Director Adrian T. Dillon

   Mgmt    For    For    For
1.6  

Elect Director Evelyn Dilsaver

   Mgmt    For    For    For
1.7  

Elect Director Frank T. Medici

   Mgmt    For    Refer    For
1.8  

Elect Director Ian Sacks

   Mgmt    For    Refer    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

InterXion Holding NV

 

Meeting Date:    06/30/2017   Country:    Netherlands   Primary Security ID:    N47279109
Record Date:    06/02/2017   Meeting Type:    Annual   Ticker:    INXN
     Shares Voted:    263,400     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

InterXion Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Discharge of Board of Directors

   Mgmt    For    For    For
3.a  

Elect Frank Esser as Director

   Mgmt    For    For    For
3.b  

Elect Mark Heraghty as Director

   Mgmt    For    For    For
4  

Approve Grant of Shares to Non-Executive Director

   Mgmt    For    Refer    For
5.a  

Grant Board Authority to Issue Shares Re: Employee Incentive Schemes

   Mgmt    For    Refer    For
5.b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus

   Mgmt    For    For    For
6  

Ratify KPMG as Auditors

   Mgmt    For    For    For
7  

Other Business (Non-Voting)

   Mgmt         


IVY TAX-MANAGED EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

Casey’s General Stores, Inc.

 

Meeting Date:    09/16/2016   Country:    USA   Primary Security ID:    147528103
Record Date:    07/25/2016   Meeting Type:    Annual   Ticker:    CASY
     Shares Voted:    11,291     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Johnny Danos

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Jeffrey M. Lamberti

   Mgmt    For    Refer    Withhold
1.3  

Elect Director H. Lynn Horak

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

NIKE, Inc.

 

Meeting Date:    09/22/2016   Country:    USA   Primary Security ID:    654106103
Record Date:    07/22/2016   Meeting Type:    Annual   Ticker:    NKE
     Shares Voted:    26,770     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alan B. Graf, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Michelle A. Peluso

   Mgmt    For    For    For
1.3  

Elect Director Phyllis M. Wise

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    Against    Against
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    09/28/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    08/12/2016   Meeting Type:    Special   Ticker:    ABI
     Shares Voted:    10,866     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
A.1  

Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA

   Mgmt    For    Refer    For
B.2  

Receive Special Board Report and Special Auditor Report Re: Item 1

   Mgmt         
B.3  

Receive Information on Modifications to the Assets and Liabilities of the Merging Companies

   Mgmt         
B.4  

Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
B.5  

Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction

   Mgmt    For    Refer    For
C.6  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    Refer    For

Lam Research Corporation

 

Meeting Date:    11/09/2016   Country:    USA   Primary Security ID:    512807108
Record Date:    09/13/2016   Meeting Type:    Annual   Ticker:    LRCX
     Shares Voted:    42,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin B. Anstice

   Mgmt    For    For    For
1.2  

Elect Director Eric K. Brandt

   Mgmt    For    For    For
1.3  

Elect Director Michael R. Cannon

   Mgmt    For    For    For
1.4  

Elect Director Youssef A. El-Mansy

   Mgmt    For    For    For
1.5  

Elect Director Christine A. Heckart

   Mgmt    For    For    For
1.6  

Elect Director Catherine P. Lego

   Mgmt    For    For    For
1.7  

Elect Director Stephen G. Newberry

   Mgmt    For    For    For
1.8  

Elect Director Abhijit Y. Talwalkar

   Mgmt    For    For    For
1.9  

Elect Director Lih Shyng (Rick L.) Tsai

   Mgmt    For    For    For
2.10  

Elect Director John T. Dickson - Withdrawn Resolution

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Lam Research Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.11  

Elect Director Gary B. Moore - Withdrawn Resolution

   Mgmt         
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

The Estee Lauder Companies Inc.

 

Meeting Date:    11/11/2016   Country:    USA   Primary Security ID:    518439104
Record Date:    09/12/2016   Meeting Type:    Annual   Ticker:    EL
     Shares Voted:    12,429     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald S. Lauder

   Mgmt    For    For    For
1.2  

Elect Director William P. Lauder

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Richard D. Parsons

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Lynn Forester de Rothschild

   Mgmt    For    For    For
1.5  

Elect Director Richard F. Zannino

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against

Microsoft Corporation

 

Meeting Date:    11/30/2016   Country:    USA   Primary Security ID:    594918104
Record Date:    09/30/2016   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    46,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Amend Right to Call Special Meeting

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Proxy Access

   SH    Against    Against    Against

Costco Wholesale Corporation

 

Meeting Date:    01/26/2017   Country:    USA   Primary Security ID:    22160K105
Record Date:    11/18/2016   Meeting Type:    Annual   Ticker:    COST
     Shares Voted:    5,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Susan L. Decker

   Mgmt    For    For    For
1.2  

Elect Director Richard A. Galanti

   Mgmt    For    For    For
1.3  

Elect Director John W. Meisenbach

   Mgmt    For    For    For
1.4  

Elect Director Charles T. Munger

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Visa Inc.

 

Meeting Date:    01/31/2017   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/02/2016   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    47,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Gary A. Hoffman

   Mgmt    For    For    For
1e  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1f  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1g  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1h  

Elect Director John A.C. Swainson

   Mgmt    For    For    For
1i  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/28/2017   Country:    USA   Primary Security ID:    037833100
Record Date:    12/30/2016   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    35,683     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Bell

   Mgmt    For    For    For
1.2  

Elect Director Tim Cook

   Mgmt    For    For    For
1.3  

Elect Director Al Gore

   Mgmt    For    For    For
1.4  

Elect Director Bob Iger

   Mgmt    For    For    For
1.5  

Elect Director Andrea Jung

   Mgmt    For    For    For
1.6  

Elect Director Art Levinson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director Ron Sugar

   Mgmt    For    For    For
1.8  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Disclose Charitable Contributions

   SH    Against    Against    Against
6  

Adopt Policy to Increase Diversity of Senior Management and Board of Directors

   SH    Against    Against    Against
7  

Proxy Access Amendments

   SH    Against    Against    Against
8  

Engage Outside Independent Experts for Compensation Reforms

   SH    Against    Refer    Against
9  

Adopt Share Retention Policy For Senior Executives

   SH    Against    Against    Against

Schlumberger Limited

 

Meeting Date:    04/05/2017   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/15/2017   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    20,463     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director Miguel M. Galuccio

   Mgmt    For    For    For
1c  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1d  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1e  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1f  

Elect Director Helge Lund

   Mgmt    For    For    For
1g  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1h  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1i  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1j  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1k  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1l  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
7  

Amend Employee Stock Purchase Plan

   Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:    04/12/2017   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/14/2017   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    37,778     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy Banse

   Mgmt    For    For    For
1b  

Elect Director Edward Barnholt

   Mgmt    For    For    For
1c  

Elect Director Robert Burgess

   Mgmt    For    For    For
1d  

Elect Director Frank Calderoni

   Mgmt    For    For    For
1e  

Elect Director James Daley

   Mgmt    For    For    For
1f  

Elect Director Laura Desmond

   Mgmt    For    For    For
1g  

Elect Director Charles Geschke

   Mgmt    For    For    For
1h  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1i  

Elect Director Daniel Rosensweig

   Mgmt    For    For    For
1j  

Elect Director John Warnock

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    445658107
Record Date:    02/14/2017   Meeting Type:    Annual   Ticker:    JBHT
     Shares Voted:    29,210     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas G. Duncan

   Mgmt    For    Refer    Against
1.2  

Elect Director Francesca M. Edwardson

   Mgmt    For    For    Against
1.3  

Elect Director Wayne Garrison

   Mgmt    For    For    For
1.4  

Elect Director Sharilyn S. Gasaway

   Mgmt    For    Refer    Against
1.5  

Elect Director Gary C. George

   Mgmt    For    For    Against
1.6  

Elect Director J. Bryan Hunt, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Coleman H. Peterson

   Mgmt    For    For    Against
1.8  

Elect Director John N. Roberts, III

   Mgmt    For    For    For
1.9  

Elect Director James L. Robo

   Mgmt    For    Refer    Against
1.10  

Elect Director Kirk Thompson

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    Refer    Against
6  

Report on Political Contributions

   SH    Against    Against    Against

Charter Communications, Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    16119P108
Record Date:    2/27/2017   Meeting Type:    Annual   Ticker:    CHTR
     Shares Voted:    4,578     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director W. Lance Conn

   Mgmt    For    For    For
1b  

Elect Director Kim C. Goodman

   Mgmt    For    For    For
1c  

Elect Director Craig A. Jacobson

   Mgmt    For    For    For
1d  

Elect Director Gregory B. Maffei

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Charter Communications, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director John C. Malone

   Mgmt    For    Refer    For
1f  

Elect Director John D. Markley, Jr.

   Mgmt    For    For    For
1g  

Elect Director David C. Merritt

   Mgmt    For    For    For
1h  

Elect Director Steven A. Miron

   Mgmt    For    For    For
1i  

Elect Director Balan Nair

   Mgmt    For    For    For
1j  

Elect Director Michael Newhouse

   Mgmt    For    For    For
1k  

Elect Director Mauricio Ramos

   Mgmt    For    For    For
1l  

Elect Director Thomas M. Rutledge

   Mgmt    For    For    For
1m  

Elect Director Eric L. Zinterhofer

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Adopt Proxy Access Right

   SH    Against    Against    Against

Shire plc

 

Meeting Date:    04/25/2017   Country:    Jersey   Primary Security ID:    G8124V108
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    23,498     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Elect Ian Clark as Director

   Mgmt    For    For    For
7  

Elect Gail Fosler as Director

   Mgmt    For    For    For
8  

Re-elect Steven Gillis as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9  

Re-elect David Ginsburg as Director

   Mgmt    For    For    For
10  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
11  

Re-elect Sara Mathew as Director

   Mgmt    For    For    For
12  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
13  

Re-elect Flemming Ornskov as Director

   Mgmt    For    For    For
14  

Re-elect Jeffrey Poulton as Director

   Mgmt    For    For    For
15  

Elect Albert Stroucken as Director

   Mgmt    For    For    For
16  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Adopt New Articles of Association

   Mgmt    For    Refer    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/26/2017   Country:    Belgium   Primary Security ID:    B639CJ108
Record Date:    03/17/2017   Meeting Type:    Annual/Special   Ticker:    ABI
     Shares Voted:    6,566     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Annual/Special Meeting

   Mgmt         
 

Special Part

   Mgmt         
A1.a  

Receive Special Board Report

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A1.b  

Renew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Annual Part

   Mgmt         
B1  

Management Report Regarding the Old Anheuser-Busch InBev SA/NV

   Mgmt         
B2  

Report by the Statutory Auditor Regarding the Old AB InBev

   Mgmt         
B3  

Approval of the Accounts of the Old AB InBev

   Mgmt    For    For    For
B4  

Approve Discharge to the Directors of the Old AB InBev

   Mgmt    For    For    For
B5  

Approve Discharge of Auditors of the Old AB InBev

   Mgmt    For    For    For
B6  

Receive Directors’ Reports

   Mgmt         
B7  

Receive Auditors’ Reports

   Mgmt         
B8  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
B9  

Adopt Financial Statements

   Mgmt    For    For    For
B10  

Approve Discharge to the Directors

   Mgmt    For    For    For
B11  

Approve Discharge of Auditors

   Mgmt    For    For    For
B12.a  

Elect M.J. Barrington as Director

   Mgmt    For    Refer    Against
B12.b  

Elect W.F. Gifford Jr. as Director

   Mgmt    For    Refer    For
B12.c  

Elect A. Santo Domingo Davila as Director

   Mgmt    For    Refer    For
B13.a  

Approve Remuneration Report

   Mgmt    For    For    For
B13.b  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
B13.c  

Approve Non-Executive Director Stock Option Grants

   Mgmt    For    Refer    For
C1  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    04/28/2017   Country:    USA   Primary Security ID:    38141G104
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    GS
     Shares Voted:    5,450     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

The Goldman Sachs Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd C. Blankfein

   Mgmt    For    For    For
1b  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1c  

Elect Director Mark A. Flaherty

   Mgmt    For    For    For
1d  

Elect Director William W. George

   Mgmt    For    For    For
1e  

Elect Director James A. Johnson

   Mgmt    For    For    For
1f  

Elect Director Ellen J. Kullman

   Mgmt    For    For    For
1g  

Elect Director Lakshmi N. Mittal

   Mgmt    For    For    For
1h  

Elect Director Adebayo O. Ogunlesi

   Mgmt    For    For    For
1i  

Elect Director Peter Oppenheimer

   Mgmt    For    For    For
1j  

Elect Director David A. Viniar

   Mgmt    For    For    For
1k  

Elect Director Mark O. Winkelman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

The Boeing Company

 

Meeting Date:    05/01/2017   Country:    USA   Primary Security ID:    097023105
Record Date:    03/02/2017   Meeting Type:    Annual   Ticker:    BA
     Shares Voted:    12,812     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert A. Bradway

   Mgmt    For    For    For
1b  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1c  

Elect Director Arthur D. Collins, Jr.

   Mgmt    For    For    For
1d  

Elect Director Kenneth M. Duberstein

   Mgmt    For    For    For
1e  

Elect Director Edmund P. Giambastiani, Jr.

   Mgmt    For    For    For
1f  

Elect Director Lynn J. Good

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

The Boeing Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Lawrence W. Kellner

   Mgmt    For    For    For
1h  

Elect Director Edward M. Liddy

   Mgmt    For    For    For
1i  

Elect Director Dennis A. Muilenburg

   Mgmt    For    For    For
1j  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1k  

Elect Director Randall L. Stephenson

   Mgmt    For    For    For
1l  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
1m  

Elect Director Mike S. Zafirovski

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
7  

Report on Weapon Sales to Israel

   SH    Against    Refer    Against
8  

Adopt Holy Land Principles

   SH    Against    Against    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/02/2017   Country:    USA   Primary Security ID:    110122108
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    22,013     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1B  

Elect Director Robert J. Bertolini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Matthew W. Emmens

   Mgmt    For    For    For
1E  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1F  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1G  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Bristol-Myers Squibb Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1I  

Elect Director Theodore R. Samuels

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
7  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Philip Morris International Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718172109
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    6,028     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Massimo Ferragamo

   Mgmt    For    For    For
1.5  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.6  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.7  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.8  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.9  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.10  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.11  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.12  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.13  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
5  

Approve Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For
6  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
7  

Establish a Board Committee on Human Rights

   SH    Against    Refer    Against
8  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Allergan plc

 

Meeting Date:    05/04/2017   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/08/2017   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    11,247     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1b  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1c  

Elect Director James H. Bloem

   Mgmt    For    For    For
1d  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1e  

Elect Director Adriane M. Brown

   Mgmt    For    For    For
1f  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1g  

Elect Director Catherine M. Klema

   Mgmt    For    For    For
1h  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1i  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1j  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1k  

Elect Director Ronald R. Taylor

   Mgmt    For    For    For
1l  

Elect Director Fred G. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Allergan plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For

Kansas City Southern

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    485170302
Record Date:    03/06/2017   Meeting Type:    Annual   Ticker:    KSU
     Shares Voted:    14,304     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lu M. Cordova

   Mgmt    For    For    For
1.2  

Elect Director Robert J. Druten

   Mgmt    For    For    For
1.3  

Elect Director Terrence P. Dunn

   Mgmt    For    For    For
1.4  

Elect Director Antonio O. Garza, Jr.

   Mgmt    For    For    For
1.5  

Elect Director David Garza-Santos

   Mgmt    For    For    For
1.6  

Elect Director Thomas A. McDonnell

   Mgmt    For    For    For
1.7  

Elect Director Patrick J. Ottensmeyer

   Mgmt    For    For    For
1.8  

Elect Director Rodney E. Slater

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Amend Proxy Access Right

   SH    Against    Against    Against

Danaher Corporation

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    235851102
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    DHR
     Shares Voted:    36,600     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Danaher Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donald J. Ehrlich

   Mgmt    For    Refer    For
1.2  

Elect Director Linda Hefner Filler

   Mgmt    For    For    For
1.3  

Elect Director Robert J. Hugin

   Mgmt    For    For    For
1.4  

Elect Director Thomas P. Joyce, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Teri List-Stoll

   Mgmt    For    Refer    For
1.6  

Elect Director Walter G. Lohr, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Mitchell P. Rales

   Mgmt    For    For    For
1.8  

Elect Director Steven M. Rales

   Mgmt    For    For    For
1.9  

Elect Director John T. Schwieters

   Mgmt    For    Refer    For
1.10  

Elect Director Alan G. Spoon

   Mgmt    For    For    For
1.11  

Elect Director Raymond C. Stevens

   Mgmt    For    For    For
1.12  

Elect Director Elias A. Zerhouni

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Report on Goals to Reduce Greenhouse Gas Emissions

   SH    Against    Refer    Against

O’Reilly Automotive, Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    67103H107
Record Date:    02/28/2017   Meeting Type:    Annual   Ticker:    ORLY
     Shares Voted:    10,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David O’Reilly

   Mgmt    For    For    For
1b  

Elect Director Charles H. O’Reilly Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

O’Reilly Automotive, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Larry O’Reilly

   Mgmt    For    For    For
1d  

Elect Director Rosalie O’Reilly Wooten

   Mgmt    For    For    For
1e  

Elect Director Jay D. Burchfield

   Mgmt    For    For    For
1f  

Elect Director Thomas T. Hendrickson

   Mgmt    For    For    For
1g  

Elect Director Paul R. Lederer

   Mgmt    For    For    For
1h  

Elect Director John R. Murphy

   Mgmt    For    For    For
1i  

Elect Director Ronald Rashkow

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    015351109
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    ALXN
     Shares Voted:    18,075     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Felix J. Baker

   Mgmt    For    For    For
1.2  

Elect Director David R. Brennan

   Mgmt    For    For    For
1.3  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1.4  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.5  

Elect Director Ludwig N. Hantson

   Mgmt    For    For    For
1.6  

Elect Director John T. Mollen

   Mgmt    For    For    For
1.7  

Elect Director R. Douglas Norby

   Mgmt    For    For    For
1.8  

Elect Director Alvin S. Parven

   Mgmt    For    For    For
1.9  

Elect Director Andreas Rummelt

   Mgmt    For    For    For
1.10  

Elect Director Ann M. Veneman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Alexion Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
6  

Provide For Confidential Running Vote Tallies On Executive Pay Matters

   SH    Against    For    For

Union Pacific Corporation

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    907818108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    19,093     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1b  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1c  

Elect Director David B. Dillon

   Mgmt    For    For    For
1d  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1e  

Elect Director Deborah C. Hopkins

   Mgmt    For    For    For
1f  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1g  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1h  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1i  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1j  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1k  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Halliburton Company

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    406216101
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    69,787     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1b  

Elect Director William E. Albrecht

   Mgmt    For    For    For
1c  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1d  

Elect Director James R. Boyd

   Mgmt    For    For    For
1e  

Elect Director Milton Carroll

   Mgmt    For    For    For
1f  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1g  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1h  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1i  

Elect Director David J. Lesar

   Mgmt    For    For    For
1j  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1k  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1l  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1m  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Verisk Analytics, Inc.

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    92345Y106
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    VRSK
     Shares Voted:    31,468     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frank J. Coyne

   Mgmt    For    For    For
1.2  

Elect Director Christopher M. Foskett

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Verisk Analytics, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director David B. Wright

   Mgmt    For    For    For
1.4  

Elect Director Annell R. Bay

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Deloitte And Touche LLP as Auditors

   Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    437076102
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    18,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1d  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1e  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1f  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1g  

Elect Director Armando Codina

   Mgmt    For    For    For
1h  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1i  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1j  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1k  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1l  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1m  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote

   SH    Against    Against    Against
7  

Amend Articles/Bylaws/Charter - Call Special Meetings

   SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date :    05/23/2017   Country:    USA   Primary Security ID:    023135106
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    6,127     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Tom A. Alberg

   Mgmt    For    For    For
1c  

Elect Director John Seely Brown

   Mgmt    For    For    For
1d  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1e  

Elect Director Daniel P. Huttenlocher

   Mgmt    For    For    For
1f  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Report on Use of Criminal Background Checks in Hiring

   SH    Against    Against    Against
7  

Include Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against
8  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

CME Group Inc.

 

Meeting Date:    05/24/2017   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/29/2017   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    24,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1c  

Elect Director Charles P. Carey

   Mgmt    For    For    For
1d  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1e  

Elect Director Ana Dutra

   Mgmt    For    For    For
1f  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1g  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1h  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1i  

Elect Director Leo Melamed

   Mgmt    For    For    For
1j  

Elect Director Alex J. Pollock

   Mgmt    For    For    For
1k  

Elect Director John F. Sandner

   Mgmt    For    For    For
1l  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1m  

Elect Director William R. Shepard

   Mgmt    For    For    For
1n  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Raytheon Company

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    55111507
Record Date:    04/04/2017   Meeting Type:    Annual   Ticker:    RTN
     Shares Voted:    11,100     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Raytheon Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Tracy A. Atkinson

   Mgmt    For    For    For
1b  

Elect Director Robert E. Beauchamp

   Mgmt    For    For    For
1c  

Elect Director Vernon E. Clark

   Mgmt    For    For    For
1d  

Elect Director Stephen J. Hadley

   Mgmt    For    For    For
1e  

Elect Director Thomas A. Kennedy

   Mgmt    For    For    For
1f  

Elect Director Letitia A. Long

   Mgmt    For    For    For
1g  

Elect Director George R. Oliver

   Mgmt    For    For    For
1h  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1i  

Elect Director William R. Spivey

   Mgmt    For    For    For
1j  

Elect Director James A. Winnefeld, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Incyte Corporation

 

Meeting Date:    05/26/2017   Country:    USA   Primary Security ID:    45337C102
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    INCY
     Shares Voted:    12,190     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Julian C. Baker

   Mgmt    For    For    For
1.2  

Elect Director Jean-Jacques Bienaime

   Mgmt    For    For    For
1.3  

Elect Director Paul A. Brooke

   Mgmt    For    For    For
1.4  

Elect Director Paul J. Clancy

   Mgmt    For    For    For
1.5  

Elect Director Wendy L. Dixon

   Mgmt    For    For    For
1.6  

Elect Director Paul A. Friedman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Incyte Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director Herve Hoppenot

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

American Tower Corporation

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    03027X100
Record Date:    04/05/2017   Meeting Type:    Annual   Ticker:    AMT
     Shares Voted:    13,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gustavo Lara Cantu

   Mgmt    For    For    For
1b  

Elect Director Raymond P. Dolan

   Mgmt    For    For    For
1c  

Elect Director Robert D. Hormats

   Mgmt    For    For    For
1d  

Elect Director Craig Macnab

   Mgmt    For    For    For
1e  

Elect Director JoAnn A. Reed

   Mgmt    For    For    For
1f  

Elect Director Pamela D.A. Reeve

   Mgmt    For    For    For
1g  

Elect Director David E. Sharbutt

   Mgmt    For    For    For
1h  

Elect Director James D. Taiclet, Jr.

   Mgmt    For    For    For
1i  

Elect Director Samme L. Thompson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

DexCom, Inc.

 

Meeting Date:    05/31/2017   Country:    USA   Primary Security ID:    252131107
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    DXCM
     Shares Voted:    21,550     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

DexCom, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Collins

   Mgmt    For    For    For
1b  

Elect Director Mark Foletta

   Mgmt    For    For    For
1c  

Elect Director Eric J. Topol

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Increase Authorized Common Stock

   Mgmt    For    For    For

Blue Buffalo Pet Products, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    09531U102
Record Date:    04/06/2017   Meeting Type:    Annual   Ticker:    BUFF
     Shares Voted:    53,782     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Philippe Amouyal

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Aflalo Guimaraes

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Amy Schulman

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Facebook, Inc.

 

Meeting Date:    06/01/2017   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/07/2017   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    33,201     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    For    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    For    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    For    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Report on Public Policy Issues Associated with Fake News

   SH    Against    Refer    Against
6  

Gender Pay Gap

   SH    Against    Against    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    For

salesforce.com, inc.

 

Meeting Date:    06/06/2017   Country:    USA   Primary Security ID:    79466L302
Record Date:    04/12/2017   Meeting Type:    Annual   Ticker:    CRM
     Shares Voted:    64,173     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Marc Benioff

   Mgmt    For    For    For
1b  

Elect Director Keith Block

   Mgmt    For    For    For
1c  

Elect Director Craig Conway

   Mgmt    For    For    For
1d  

Elect Director Alan Hassenfeld

   Mgmt    For    For    For
1e  

Elect Director Neelie Kroes

   Mgmt    For    For    For
1f  

Elect Director Colin Powell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

salesforce.com, inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Sanford Robertson

   Mgmt    For    For    For
1h  

Elect Director John V. Roos

   Mgmt    For    For    For
1i  

Elect Director Robin Washington

   Mgmt    For    For    For
1j  

Elect Director Maynard Webb

   Mgmt    For    For    For
1k  

Elect Director Susan Wojcicki

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Shareholders May Call Special Meeting

   SH    Against    For    For

Alphabet Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    5,941     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Eric E. Schmidt

   Mgmt    For    For    For
1.4  

Elect Director L. John Doerr

   Mgmt    For    Refer    For
1.5  

Elect Director Roger W. Ferguson, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1.7  

Elect Director John L. Hennessy

   Mgmt    For    For    For
1.8  

Elect Director Ann Mather

   Mgmt    For    Refer    For
1.9  

Elect Director Alan R. Mulally

   Mgmt    For    For    For
1.10  

Elect Director Paul S. Otellini

   Mgmt    For    Refer    For
1.11  

Elect Director K. Ram Shriram

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.12  

Elect Director Shirley M. Tilghman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Report on Political Contributions

   SH    Against    Against    Against
9  

Report on Gender Pay Gap

   SH    Against    Against    Against
10  

Report on Charitable Contributions

   SH    Against    Against    Against
11  

Adopt Holy Land Principles

   SH    Against    Against    Against
12  

Report on Fake News

   SH    Against    Refer    Against

Biogen Inc.

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    09062X103
Record Date:    04/10/2017   Meeting Type:    Annual   Ticker:    BIIB
     Shares Voted:    1,957     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Alexander J. Denner

   Mgmt    For    For    For
1b  

Elect Director Caroline D. Dorsa

   Mgmt    For    For    For
1c  

Elect Director Nancy L. Leaming

   Mgmt    For    For    For
1d  

Elect Director Richard C. Mulligan

   Mgmt    For    For    For
1e  

Elect Director Robert W. Pangia

   Mgmt    For    For    For
1f  

Elect Director Stelios Papadopoulos

   Mgmt    For    For    For
1g  

Elect Director Brian S. Posner

   Mgmt    For    For    For
1h  

Elect Director Eric K. Rowinsky

   Mgmt    For    For    For
1i  

Elect Director Lynn Schenk

   Mgmt    For    For    For
1j  

Elect Director Stephen A. Sherwin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Biogen Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director Michel Vounatsos

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/16/2017   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    75,306     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    For    For
1.5  

Elect Director Gerald L. Hassell

   Mgmt    For    For    For
1.6  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.7  

Elect Director Asuka Nakahara

   Mgmt    For    For    For
1.8  

Elect Director David C. Novak

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

The Priceline Group Inc.

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    741503403
Record Date:    04/13/2017   Meeting Type:    Annual   Ticker:    PCLN
     Shares Voted:    2,003     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy M. Armstrong

   Mgmt    For    For    For
1.2  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1.3  

Elect Director Jan L. Docter

   Mgmt    For    For    For
1.4  

Elect Director Jeffrey E. Epstein

   Mgmt    For    For    For
1.5  

Elect Director Glenn D. Fogel

   Mgmt    For    For    For
1.6  

Elect Director James M. Guyette

   Mgmt    For    For    For
1.7  

Elect Director Robert J. Mylod, Jr.

   Mgmt    For    For    For
1.8  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.9  

Elect Director Nancy B. Peretsman

   Mgmt    For    For    For
1.10  

Elect Director Thomas E. Rothman

   Mgmt    For    For    For
1.11  

Elect Director Craig W. Rydin

   Mgmt    For    For    For
1.12  

Elect Director Lynn M. Vojvodich

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

ACADIA Pharmaceuticals Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    004225108
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    ACAD
     Shares Voted:    34,295     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Daly

   Mgmt    For    For    For
1.2  

Elect Director Edmund P. Harrigan

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

ACADIA Pharmaceuticals Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Caterpillar Inc.

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    149123101
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    CAT
     Shares Voted:    22,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1.2  

Elect Director Daniel M. Dickinson

   Mgmt    For    For    For
1.3  

Elect Director Juan Gallardo

   Mgmt    For    For    For
1.4  

Elect Director Jesse J. Greene, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Dennis A. Muilenburg

   Mgmt    For    For    For
1.7  

Elect Director William A. Osborn

   Mgmt    For    For    For
1.8  

Elect Director Debra L. Reed

   Mgmt    For    For    For
1.9  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1.11  

Elect Director Jim Umpleby

   Mgmt    For    For    For
1.12  

Elect Director Miles D. White

   Mgmt    For    For    For
1.13  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Caterpillar Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
8  

Report on Lobbying Priorities

   SH    Against    Against    Against
9  

Include Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against
10  

Amend Compensation Clawback Policy

   SH    Against    For    For
11  

Require Independent Board Chairman

   SH    Against    Refer    Against

FleetCor Technologies, Inc.

 

Meeting Date:    06/21/2017   Country:    USA   Primary Security ID:    339041105
Record Date:    04/24/2017   Meeting Type:    Annual   Ticker:    FLT
     Shares Voted:    19,946     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael Buckman

   Mgmt    For    For    For
1.2  

Elect Director Thomas M. Hagerty

   Mgmt    For    For    For
1.3  

Elect Director Steven T. Stull

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
5  

Adopt Simple Majority Vote

   SH    Against    For    For

Mastercard Incorporated

 

Meeting Date:    06/27/2017   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/27/2017   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    24,872     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Mastercard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Elect Director Silvio Barzi

   Mgmt    For    For    For
1d  

Elect Director David R. Carlucci

   Mgmt    For    For    For
1e  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1f  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1i  

Elect Director Oki Matsumoto

   Mgmt    For    For    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Jackson Tai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Report on Gender Pay Gap

   SH    Against    Against    Against


IVY VALUE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

The Dow Chemical Company

 

Meeting Date:    07/20/2016   Country:    USA   Primary Security ID:    260543103
Record Date:    06/02/2016   Meeting Type:    Special   Ticker:    DOW
     Shares Voted:    183,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For

Computer Sciences Corporation

 

Meeting Date:    08/10/2016   Country:    USA   Primary Security ID:    205363104
Record Date:    06/13/2016   Meeting Type:    Annual   Ticker:    CSC
     Shares Voted:    18,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mukesh Aghi

   Mgmt    For    For    For
1b  

Elect Director Herman E. Bulls

   Mgmt    For    For    For
1c  

Elect Director Bruce B. Churchill

   Mgmt    For    For    For
1d  

Elect Director Mark Foster - RESIGNED

   Mgmt         
1e  

Elect Director Sachin Lawande

   Mgmt    For    For    For
1f  

Elect Director J. Michael Lawrie

   Mgmt    For    For    For
1g  

Elect Director Brian Patrick MacDonald

   Mgmt    For    For    For
1h  

Elect Director Peter Rutland

   Mgmt    For    For    For
1i  

Elect Director Robert F. Woods

   Mgmt    For    For    For
1j  

Elect Director Lizabeth H. Zlatkus

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Western Digital Corporation

 

Meeting Date:    11/04/2016   Country:    USA   Primary Security ID:    958102105
Record Date:    09/08/2016   Meeting Type:    Annual   Ticker:    WDC
     Shares Voted:    159,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Martin I. Cole

   Mgmt    For    For    For
1b  

Elect Director Kathleen A. Cote

   Mgmt    For    For    For
1c  

Elect Director Henry T. DeNero

   Mgmt    For    For    For
1d  

Elect Director Michael D. Lambert

   Mgmt    For    For    For
1e  

Elect Director Len J. Lauer

   Mgmt    For    For    For
1f  

Elect Director Matthew E. Massengill

   Mgmt    For    For    For
1g  

Elect Director Sanjay Mehrotra

   Mgmt    For    For    For
1h  

Elect Director Stephen D. Milligan

   Mgmt    For    For    For
1i  

Elect Director Paula A. Price

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Lam Research Corporation

 

Meeting Date:    11/09/2016   Country:    USA   Primary Security ID:    512807108
Record Date:    09/13/2016   Meeting Type:    Annual   Ticker:    LRCX
     Shares Voted:    44,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin B. Anstice

   Mgmt    For    For    For
1.2  

Elect Director Eric K. Brandt

   Mgmt    For    For    For
1.3  

Elect Director Michael R. Cannon

   Mgmt    For    For    For
1.4  

Elect Director Youssef A. El-Mansy

   Mgmt    For    For    For
1.5  

Elect Director Christine A. Heckart

   Mgmt    For    For    For
1.6  

Elect Director Catherine P. Lego

   Mgmt    For    For    For
1.7  

Elect Director Stephen G. Newberry

   Mgmt    For    For    For
1.8  

Elect Director Abhijit Y. Talwalkar

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Lam Research Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.9  

Elect Director Lih Shyng (Rick L.) Tsai

   Mgmt    For    For    For
2.10  

Elect Director John T. Dickson - Withdrawn Resolution

   Mgmt         
2.11  

Elect Director Gary B. Moore - Withdrawn Resolution

   Mgmt         
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    11/30/2016   Country:    USA   Primary Security ID:    594918104
Record Date:    09/30/2016   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    184,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Amend Right to Call Special Meeting

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Proxy Access

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

AGNC Investment Corp.

 

Meeting Date:    12/09/2016   Country:    USA   Primary Security ID:    00123Q104
Record Date:    10/24/2016   Meeting Type:    Special   Ticker:    AGNC
     Shares Voted:    378,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Micron Technology, Inc.

 

Meeting Date:    01/18/2017   Country:    USA   Primary Security ID:    595112103
Record Date:    11/21/2016   Meeting Type:    Annual   Ticker:    MU
     Shares Voted:    459,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert L. Bailey

   Mgmt    For    For    For
1.2  

Elect Director Richard M. Beyer

   Mgmt    For    For    For
1.3  

Elect Director Patrick J. Byrne

   Mgmt    For    For    For
1.4  

Elect Director D. Mark Durcan

   Mgmt    For    For    For
1.5  

Elect Director Mercedes Johnson

   Mgmt    For    For    For
1.6  

Elect Director Lawrence N. Mondry

   Mgmt    For    For    For
1.7  

Elect Director Robert E. Switz

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Adopt NOL Rights Plan (NOL Pill)

   Mgmt    For    Refer    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

NXP Semiconductors NV

 

Meeting Date:    01/27/2017   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    12/30/2016   Meeting Type:    Special   Ticker:    NXPI
     Shares Voted:    14,300     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

NXP Semiconductors NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Discuss Offer by Qualcomm

   Mgmt         
3a  

Elect Steve Mollenkopf as Executive Director

   Mgmt    For    Refer    For
3b  

Elect Derek K Aberle as Non-Executive Director

   Mgmt    For    Refer    For
3c  

Elect George S Davis as Non-Executive Director

   Mgmt    For    Refer    For
3d  

Elect Donald J Rosenberg as Non-Executive Director

   Mgmt    For    Refer    For
3e  

Elect Brian Modoff as Non-Executive Director

   Mgmt    For    Refer    For
4  

Approve Discharge of Board of Directors

   Mgmt    For    For    For
5a  

Approve Asset Sale Re: Offer by Qualcomm

   Mgmt    For    Refer    For
5b  

Approve Dissolution of NXP

   Mgmt    For    Refer    For
6a  

Amend Article Post-Acceptance Re: Offer by Qualcomm

   Mgmt    For    Refer    For
6b  

Amend Articles Post-Delisting Re: Offer by Qualcomm

   Mgmt    For    Refer    For

QUALCOMM Incorporated

 

Meeting Date:    03/07/2017   Country:    USA   Primary Security ID:    747525103
Record Date:    01/09/2017   Meeting Type:    Annual   Ticker:    QCOM
     Shares Voted:    47,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Barbara T. Alexander

   Mgmt    For    For    For
1b  

Elect Director Jeffrey W. Henderson

   Mgmt    For    For    For
1c  

Elect Director Thomas W. Horton

   Mgmt    For    For    For
1d  

Elect Director Paul E. Jacobs

   Mgmt    For    For    For
1e  

Elect Director Ann M. Livermore

   Mgmt    For    For    For
1f  

Elect Director Harish Manwani

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

QUALCOMM Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Mark D. McLaughlin

   Mgmt    For    For    For
1h  

Elect Director Steve Mollenkopf

   Mgmt    For    For    For
1i  

Elect Director Clark T. “Sandy” Randt, Jr.

   Mgmt    For    For    For
1j  

Elect Director Francisco Ros

   Mgmt    For    For    For
1k  

Elect Director Anthony J. Vinciquerra

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access Amendments

   SH    Against    Against    Against

Computer Sciences Corporation

 

Meeting Date:    03/27/2017   Country:    USA   Primary Security ID:    205363104
Record Date:    02/24/2017   Meeting Type:    Special   Ticker:    CSC
     Shares Voted:    44,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

AGNC Investment Corp.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    00123Q104
Record Date:    02/24/2017   Meeting Type:    Annual   Ticker:    AGNC
     Shares Voted:    425,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gary D. Kain

   Mgmt    For    For    For
1.2  

Elect Director Morris A. Davis

   Mgmt    For    For    For
1.3  

Elect Director Larry K. Harvey

   Mgmt    For    For    For
1.4  

Elect Director Prue B. Larocca

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

AGNC Investment Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Paul E. Mullings

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Humana Inc.

 

Meeting Date:    04/20/2017   Country:    USA   Primary Security ID:    444859102
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    HUM
     Shares Voted:    12,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kurt J. Hilzinger

   Mgmt    For    For    For
1b  

Elect Director Bruce D. Broussard

   Mgmt    For    For    For
1c  

Elect Director Frank A. D’Amelio

   Mgmt    For    For    For
1d  

Elect Director W. Roy Dunbar

   Mgmt    For    For    For
1e  

Elect Director David A. Jones, Jr.

   Mgmt    For    For    For
1f  

Elect Director William J. McDonald

   Mgmt    For    For    For
1g  

Elect Director William E. Mitchell

   Mgmt    For    For    For
1h  

Elect Director David B. Nash

   Mgmt    For    For    For
1i  

Elect Director James J. O’Brien

   Mgmt    For    For    For
1j  

Elect Director Marissa T. Peterson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Adopt Proxy Access Right

   SH    Against    Against    Against

Citigroup Inc.

 

Meeting Date:    04/25/2017   Country:    USA   Primary Security ID:    172967424
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    218,800     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1d  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1e  

Elect Director Franz B. Humer

   Mgmt    For    For    For
1f  

Elect Director Renee J. James

   Mgmt    For    For    For
1g  

Elect Director Eugene M. McQuade

   Mgmt    For    For    For
1h  

Elect Director Michael E. O’Neill

   Mgmt    For    For    For
1i  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1j  

Elect Director Anthony M. Santomero

   Mgmt    For    For    For
1k  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1l  

Elect Director William S. Thompson, Jr.

   Mgmt    For    For    For
1m  

Elect Director James S. Turley

   Mgmt    For    For    For
1n  

Elect Director Deborah C. Wright

   Mgmt    For    For    For
1o  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Demonstrate No Gender Pay Gap

   SH    Against    Against    Against
6  

Appoint a Stockholder Value Committee

   SH    Against    Refer    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Claw-back of Payments under Restatements

   SH    Against    For    For
9  

Limit/Prohibit Accelerated Vesting of Awards

   SH    Against    Refer    For

Cigna Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    125509109
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    CI
     Shares Voted:    57,900     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Cigna Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David M. Cordani

   Mgmt    For    For    For
1.2  

Elect Director Eric J. Foss

   Mgmt    For    For    For
1.3  

Elect Director Isaiah Harris, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Jane E. Henney

   Mgmt    For    For    For
1.5  

Elect Director Roman Martinez, IV

   Mgmt    For    For    For
1.6  

Elect Director Donna F. Zarcone

   Mgmt    For    For    For
1.7  

Elect Director William D. Zollars

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Adopt Proxy Access Right

   SH    Against    Against    Against

Eaton Corporation plc

 

Meeting Date:    04/26/2017   Country:    Ireland   Primary Security ID:    G29183103
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    ETN
     Shares Voted:    107,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Craig Arnold

   Mgmt    For    For    For
1b  

Elect Director Todd M. Bluedorn

   Mgmt    For    For    For
1c  

Elect Director Christopher M. Connor

   Mgmt    For    For    For
1d  

Elect Director Michael J. Critelli

   Mgmt    For    For    For
1e  

Elect Director Richard H. Fearon

   Mgmt    For    For    For
1f  

Elect Director Charles E. Golden

   Mgmt    For    For    For
1g  

Elect Director Arthur E. Johnson

   Mgmt    For    For    For
1h  

Elect Director Deborah L. McCoy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Eaton Corporation plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director Gregory R. Page

   Mgmt    For    For    For
1j  

Elect Director Sandra Pianalto

   Mgmt    For    For    For
1k  

Elect Director Gerald B. Smith

   Mgmt    For    For    For
1l  

Elect Director Dorothy C. Thompson

   Mgmt    For    For    For
2  

Provide Proxy Access Right

   Mgmt    For    For    For
3  

Amend Articles of Association regarding Bringing Shareholder Business and Making Director Nominations at an Annual General Meeting

   Mgmt    For    Refer    For
4  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
7  

Authorize Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorize Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Approval of Overseas Market Purchases of the Company Shares

   Mgmt    For    For    For

Energy Transfer Partners L.P.

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    29273R109
Record Date:    02/27/2017   Meeting Type:    Special   Ticker:    ETP
     Shares Voted:    263,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For

Marathon Petroleum Corporation

 

Meeting Date:    04/26/2017   Country:    USA   Primary Security ID:    56585A102
Record Date:    02/27/2017   Meeting Type:    Annual   Ticker:    MPC
     Shares Voted:    202,500     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Marathon Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven A. Davis

   Mgmt    For    For    For
1b  

Elect Director Gary R. Heminger

   Mgmt    For    For    For
1c  

Elect Director J. Michael Stice

   Mgmt    For    For    For
1d  

Elect Director John P. Surma

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Report on Environmental and Human Rights Due Diligence

   SH    Against    Refer    Against
6  

Report on Strategy for Aligning with 2 Degree Scenario

   SH    Against    Refer    Against
7  

Adopt Simple Majority Vote

   SH    Against    For    For

HCA Holdings, Inc.

 

Meeting Date:    04/27/2017   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/07/2017   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    101,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Milton Johnson

   Mgmt    For    For    For
1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For
1d  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1e  

Elect Director William R. Frist

   Mgmt    For    For    For
1f  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1g  

Elect Director Ann H. Lamont

   Mgmt    For    For    For
1h  

Elect Director Jay O. Light

   Mgmt    For    For    For
1i  

Elect Director Geoffrey G. Meyers

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

HCA Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Wayne J. Riley

   Mgmt    For    For    For
1k  

Elect Director John W. Rowe

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Right to Call Special Meeting

   Mgmt    For    For    For
5  

Shareholders may Call Special Meetings

   SH    Against    For    For

Philip Morris International Inc.

 

Meeting Date:    05/03/2017   Country:    USA   Primary Security ID:    718172109
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    65,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Massimo Ferragamo

   Mgmt    For    For    For
1.5  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.6  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.7  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.8  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.9  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.10  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.11  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.12  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.13  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Approve Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For
6  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
7  

Establish a Board Committee on Human Rights

   SH    Against    Refer    Against
8  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Capital One Financial Corporation

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    14040H105
Record Date:    03/13/2017   Meeting Type:    Annual   Ticker:    COF
     Shares Voted:    112,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Richard D. Fairbank

   Mgmt    For    For    For
1B  

Elect Director Ann Fritz Hackett

   Mgmt    For    For    For
1C  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1D  

Elect Director Benjamin P. Jenkins, III

   Mgmt    For    For    For
1E  

Elect Director Peter Thomas Killalea

   Mgmt    For    For    For
1F  

Elect Director Pierre E. Leroy

   Mgmt    For    For    For
1G  

Elect Director Peter E. Raskind

   Mgmt    For    For    For
1H  

Elect Director Mayo A. Shattuck, III

   Mgmt    For    For    For
1I  

Elect Director Bradford H. Warner

   Mgmt    For    For    For
1J  

Elect Director Catherine G. West

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Duke Energy Corporation

 

Meeting Date:    05/04/2017   Country:    USA   Primary Security ID:    26441C204
Record Date:    03/06/2017   Meeting Type:    Annual   Ticker:    DUK
     Shares Voted:    123,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael J. Angelakis

   Mgmt    For    For    For
1.2  

Elect Director Michael G. Browning

   Mgmt    For    For    For
1.3  

Elect Director Theodore F. Craver, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Daniel R. DiMicco

   Mgmt    For    For    For
1.5  

Elect Director John H. Forsgren

   Mgmt    For    For    For
1.6  

Elect Director Lynn J. Good

   Mgmt    For    For    For
1.7  

Elect Director John T. Herron

   Mgmt    For    For    For
1.8  

Elect Director James B. Hyler, Jr.

   Mgmt    For    For    For
1.9  

Elect Director William E. Kennard

   Mgmt    For    For    For
1.10  

Elect Director E. Marie McKee

   Mgmt    For    For    For
1.11  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1.12  

Elect Director Carlos A. Saladrigas

   Mgmt    For    For    For
1.13  

Elect Director Thomas E. Skains

   Mgmt    For    For    For
1.14  

Elect Director William E. Webster, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For
6  

Report on Lobbying Expenses

   SH    Against    Against    Against
7  

Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against
8  

Report on the Public Health Risk of Dukes Energy’s Coal Use

   SH    Against    Refer    Against

Newell Brands Inc.

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    651229106
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    NWL
     Shares Voted:    169,300     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Newell Brands Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ian G.H. Ashken

   Mgmt    For    For    For
1b  

Elect Director Thomas E. Clarke

   Mgmt    For    For    For
1c  

Elect Director Kevin C. Conroy

   Mgmt    For    For    For
1d  

Elect Director Scott S. Cowen

   Mgmt    For    For    For
1e  

Elect Director Michael T. Cowhig

   Mgmt    For    For    For
1f  

Elect Director Domenico De Sole

   Mgmt    For    For    For
1g  

Elect Director Martin E. Franklin

   Mgmt    For    For    For
1h  

Elect Director Ros L’Esperance

   Mgmt    For    For    For
1i  

Elect Director Michael B. Polk

   Mgmt    For    For    For
1j  

Elect Director Steven J. Strobel

   Mgmt    For    For    For
1k  

Elect Director Michael A. Todman

   Mgmt    For    For    For
1l  

Elect Director Raymond G. Viault

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

The Timken Company

 

Meeting Date:    05/09/2017   Country:    USA   Primary Security ID:    887389104
Record Date:    02/22/2017   Meeting Type:    Annual   Ticker:    TKR
     Shares Voted:    58,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Maria A. Crowe

   Mgmt    For    For    For
1.2  

Elect Director Richard G. Kyle

   Mgmt    For    For    For
1.3  

Elect Director John A. Luke, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Christopher L. Mapes

   Mgmt    For    For    For
1.5  

Elect Director James F. Palmer

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

The Timken Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Ajita G. Rajendra

   Mgmt    For    For    For
1.7  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1.8  

Elect Director Frank C. Sullivan

   Mgmt    For    For    For
1.9  

Elect Director John M. Timken, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Ward J. Timken, Jr.

   Mgmt    For    For    For
1.11  

Elect Director Jacqueline F. Woods

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

CVS Health Corporation

 

Meeting Date:    05/10/2017   Country:    USA   Primary Security ID:    126650100
Record Date:    03/14/2017   Meeting Type:    Annual   Ticker:    CVS
     Shares Voted:    99,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard M. Bracken

   Mgmt    For    For    For
1b  

Elect Director C. David Brown, II

   Mgmt    For    For    For
1c  

Elect Director Alecia A. DeCoudreaux

   Mgmt    For    For    For
1d  

Elect Director Nancy-Ann M. DeParle

   Mgmt    For    For    For
1e  

Elect Director David W. Dorman

   Mgmt    For    For    For
1f  

Elect Director Anne M. Finucane

   Mgmt    For    Refer    Against
1g  

Elect Director Larry J. Merlo

   Mgmt    For    For    For
1h  

Elect Director Jean-Pierre Millon

   Mgmt    For    For    For
1i  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
1j  

Elect Director Richard J. Swift

   Mgmt    For    For    For
1k  

Elect Director William C. Weldon

   Mgmt    For    For    For
1l  

Elect Director Tony L. White

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
7  

Report on Pay Disparity

   SH    Against    Refer    Against
8  

Adopt Quantitative Renewable Energy Goals

   SH    Against    Refer    Against

The Dow Chemical Company

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    260543103
Record Date:    03/15/2017   Meeting Type:    Annual   Ticker:    DOW
     Shares Voted:    161,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ajay Banga

   Mgmt    For    For    For
1b  

Elect Director Jacqueline K. Barton

   Mgmt    For    For    For
1c  

Elect Director James A. Bell

   Mgmt    For    For    For
1d  

Elect Director Richard K. Davis

   Mgmt    For    For    For
1e  

Elect Director Jeff M. Fettig

   Mgmt    For    For    For
1f  

Elect Director Andrew N. Liveris

   Mgmt    For    For    For
1g  

Elect Director Mark Loughridge

   Mgmt    For    For    For
1h  

Elect Director Raymond J. Milchovich

   Mgmt    For    For    For
1i  

Elect Director Robert S. (Steve) Miller

   Mgmt    For    For    For
1j  

Elect Director Paul Polman

   Mgmt    For    For    For
1k  

Elect Director Dennis H. Reilley

   Mgmt    For    For    For
1l  

Elect Director James M. Ringler

   Mgmt    For    For    For
1m  

Elect Director Ruth G. Shaw

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Uniti Group Inc.

 

Meeting Date:    05/11/2017   Country:    USA   Primary Security ID:    91325V108
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    UNIT
     Shares Voted:    323,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jennifer S. Banner

   Mgmt    For    For    Against
1b  

Elect Director Scott G. Bruce

   Mgmt    For    For    For
1c  

Elect Director Francis X. (‘Skip’) Frantz

   Mgmt    For    For    Against
1d  

Elect Director Andrew Frey

   Mgmt    For    For    For
1e  

Elect Director Kenneth A. Gunderman

   Mgmt    For    For    For
1f  

Elect Director David L. Solomon

   Mgmt    For    For    Against
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:    05/16/2017   Country:    USA   Primary Security ID:    46625H100
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    196,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director Todd A. Combs

   Mgmt    For    For    For
1f  

Elect Director James S. Crown

   Mgmt    For    For    For
1g  

Elect Director James Dimon

   Mgmt    For    For    For
1h  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1i  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For
1j  

Elect Director Michael A. Neal

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1l  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Require Independent Board Chairman

   SH    Against    Refer    Against
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Clawback Amendment

   SH    Against    For    For
8  

Report on Gender Pay Gap

   SH    Against    Against    Against
9  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
10  

Reduce Ownership Threshold for Shareholders to Call a Special Meeting

   SH    Against    For    For

Ingredion Incorporated

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    457187102
Record Date:    03/21/2017   Meeting Type:    Annual   Ticker:    INGR
     Shares Voted:    62,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Luis Aranguren-Trellez

   Mgmt    For    For    For
1b  

Elect Director David B. Fischer

   Mgmt    For    For    For
1c  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1d  

Elect Director Paul Hanrahan

   Mgmt    For    For    For
1e  

Elect Director Rhonda L. Jordan

   Mgmt    For    For    For
1f  

Elect Director Gregory B. Kenny

   Mgmt    For    For    For
1g  

Elect Director Barbara A. Klein

   Mgmt    For    For    For
1h  

Elect Director Victoria J. Reich

   Mgmt    For    For    For
1i  

Elect Director Jorge A. Uribe

   Mgmt    For    For    For
1j  

Elect Director Dwayne A. Wilson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Ingredion Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

State Street Corporation

 

Meeting Date:    05/17/2017   Country:    USA   Primary Security ID:    857477103
Record Date:    03/10/2017   Meeting Type:    Annual   Ticker:    STT
     Shares Voted:    78,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kennett F. Burnes

   Mgmt    For    For    For
1b  

Elect Director Patrick de Saint-Aignan

   Mgmt    For    For    For
1c  

Elect Director Lynn A. Dugle

   Mgmt    For    For    For
1d  

Elect Director Amelia C. Fawcett

   Mgmt    For    For    For
1e  

Elect Director William C. Freda

   Mgmt    For    For    For
1f  

Elect Director Linda A. Hill

   Mgmt    For    For    For
1g  

Elect Director Joseph L. Hooley

   Mgmt    For    For    For
1h  

Elect Director Sean O’Sullivan

   Mgmt    For    For    For
1i  

Elect Director Richard P. Sergel

   Mgmt    For    For    For
1j  

Elect Director Gregory L. Summe

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Synchrony Financial

 

Meeting Date:    05/18/2017   Country:    USA   Primary Security ID:    87165B103
Record Date:    03/23/2017   Meeting Type:    Annual   Ticker:    SYF
     Shares Voted:    326,200     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Synchrony Financial

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Margaret M. Keane

   Mgmt    For    For    For
1b  

Elect Director Paget L. Alves

   Mgmt    For    For    For
1c  

Elect Director Arthur W. Coviello, Jr.

   Mgmt    For    For    For
1d  

Elect Director William W. Graylin

   Mgmt    For    For    For
1e  

Elect Director Roy A. Guthrie

   Mgmt    For    For    For
1f  

Elect Director Richard C. Hartnack

   Mgmt    For    For    For
1g  

Elect Director Jeffrey G. Naylor

   Mgmt    For    For    For
1h  

Elect Director Laurel J. Richie

   Mgmt    For    For    For
1i  

Elect Director Olympia J. Snowe

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Aetna Inc.

 

Meeting Date:    05/19/2017   Country:    USA   Primary Security ID:    00817Y108
Record Date:    03/17/2017   Meeting Type:    Annual   Ticker:    AET
     Shares Voted:    50,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Fernando Aguirre

   Mgmt    For    For    For
1b  

Elect Director Mark T. Bertolini

   Mgmt    For    For    For
1c  

Elect Director Frank M. Clark

   Mgmt    For    For    For
1d  

Elect Director Betsy Z. Cohen

   Mgmt    For    For    For
1e  

Elect Director Molly J. Coye

   Mgmt    For    For    For
1f  

Elect Director Roger N. Farah

   Mgmt    For    For    For
1g  

Elect Director Jeffrey E. Garten

   Mgmt    For    For    For
1h  

Elect Director Ellen M. Hancock

   Mgmt    For    For    For
1i  

Elect Director Richard J. Harrington

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Aetna Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Edward J. Ludwig

   Mgmt    For    For    For
1k  

Elect Director Joseph P. Newhouse

   Mgmt    For    For    For
1l  

Elect Director Olympia J. Snowe

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    None    Three Years    Three Years
6A  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6B  

Report on Gender Pay Gap

   SH    Against    Against    Against

Amgen Inc.

 

Meeting Date:    05/19/2017   Country:    USA   Primary Security ID:    031162100
Record Date:    03/20/2017   Meeting Type:    Annual   Ticker:    AMGN
     Shares Voted:    46,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.  

Elect Director David Baltimore

   Mgmt    For    For    For
1.2  

Elect Director Robert A. Bradway

   Mgmt    For    For    For
1.3  

Elect Director Francois de Carbonnel

   Mgmt    For    For    For
1.4  

Elect Director Robert A. Eckert

   Mgmt    For    For    For
1.5  

Elect Director Greg C. Garland

   Mgmt    For    For    For
1.6  

Elect Director Fred Hassan

   Mgmt    For    For    For
1.7  

Elect Director Rebecca M. Henderson

   Mgmt    For    For    For
1.8  

Elect Director Frank C. Herringer

   Mgmt    For    For    For
1.9  

Elect Director Charles M. Holley, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Tyler Jacks

   Mgmt    For    For    For
1.11  

Elect Director Ellen J. Kullman

   Mgmt    For    For    For
1.12  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1.13  

Elect Director R. Sanders Williams

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Amgen Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

The Allstate Corporation

 

Meeting Date:    05/25/2017   Country:    USA   Primary Security ID:    020002101
Record Date:    03/27/2017   Meeting Type:    Annual   Ticker:    ALL
     Shares Voted:    78,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kermit R. Crawford

   Mgmt    For    For    For
1b  

Elect Director Michael L. Eskew

   Mgmt    For    For    For
1c  

Elect Director Siddharth N. (Bobby) Mehta

   Mgmt    For    For    For
1d  

Elect Director Jacques P. Perold

   Mgmt    For    For    For
1e  

Elect Director Andrea Redmond

   Mgmt    For    For    For
1f  

Elect Director John W. Rowe

   Mgmt    For    For    For
1g  

Elect Director Judith A. Sprieser

   Mgmt    For    For    For
1h  

Elect Director Mary Alice Taylor

   Mgmt    For    For    For
1i  

Elect Director Perry M. Traquina

   Mgmt    For    For    For
1j  

Elect Director Thomas J. Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For
7  

Lead Director Qualifications

   SH    Against    Refer    Against
8  

Political Contributions Disclosure

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

NXP Semiconductors NV

 

Meeting Date:    06/01/2017   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    05/04/2017   Meeting Type:    Annual   Ticker:    NXPI
     Shares Voted:    14,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.a  

Discussion of the Implementation of the Remuneration Policy

   Mgmt         
2.b  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2.c  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.d  

Approve Discharge of Board Members

   Mgmt    For    For    For
3.a  

Reelect Richard L. Clemmer as Executive Director

   Mgmt    For    For    For
3.b  

Reelect Peter Bonfield as Non-Executive Director

   Mgmt    For    For    For
3.c  

Reelect Johannes P. Huth as Non-Executive Director

   Mgmt    For    For    For
3.d  

Reelect Kenneth A. Goldman as Non-Executive Director

   Mgmt    For    Against    For
3.e  

Reelect Marion Helmes as Non-Executive Director

   Mgmt    For    For    For
3.f  

Reelect Joseph Kaeser as Non-Executive Director

   Mgmt    For    For    For
3.g  

Reelect Ian Loring as Non-Executive Director

   Mgmt    For    For    For
3.h  

Reelect Eric Meurice as Non-Executive Director

   Mgmt    For    For    For
3.i  

Reelect Peter Smitham as Non-Executive Director

   Mgmt    For    For    For
3.j  

Reelect Julie Southern as Non-Executive Director

   Mgmt    For    For    For
3.k  

Reelect Gregory Summe as Non-Executive Director

   Mgmt    For    For    For
4.a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For
4.b  

Authorize Board to Exclude Preemptive Rights from Issuance Under Item 4.a

   Mgmt    For    Refer    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Approve Cancellation of Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Hess Corporation

 

Meeting Date:    06/07/2017   Country:    USA   Primary Security ID:    42809H107
Record Date:    04/19/2017   Meeting Type:    Annual   Ticker:    HES
     Shares Voted:    82,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Rodney F. Chase

   Mgmt    For    For    For
1.2  

Elect Director Terrence J. Checki

   Mgmt    For    For    For
1.3  

Elect Director Leonard S. Coleman, Jr.

   Mgmt    For    For    For
1.4  

Elect Director John B. Hess

   Mgmt    For    For    For
1.5  

Elect Director Edith E. Holiday

   Mgmt    For    For    For
1.6  

Elect Director Risa Lavizzo-Mourey

   Mgmt    For    For    For
1.7  

Elect Director Marc S. Lipschultz

   Mgmt    For    For    For
1.8  

Elect Director David McManus

   Mgmt    For    For    For
1.9  

Elect Director Kevin O. Meyers

   Mgmt    For    For    For
1.10  

Elect Director James H. Quigley

   Mgmt    For    For    For
1.11  

Elect Director Fredric G. Reynolds

   Mgmt    For    For    For
1.12  

Elect Director William G. Schrader

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Report on Plans to Address Stranded Carbon Asset Risks

   SH    Against    Refer    Against

Comcast Corporation

 

Meeting Date:    06/08/2017   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/16/2017   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    224,600     


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    For    For
1.5  

Elect Director Gerald L. Hassell

   Mgmt    For    For    For
1.6  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.7  

Elect Director Asuka Nakahara

   Mgmt    For    For    For
1.8  

Elect Director David C. Novak

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

MetLife, Inc.

 

Meeting Date:    06/13/2017   Country:    USA   Primary Security ID:    59156R108
Record Date:    04/14/2017   Meeting Type:    Annual   Ticker:    MET
     Shares Voted:    173,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cheryl W. Grise

   Mgmt    For    For    For
1.2  

Elect Director Carlos M. Gutierrez

   Mgmt    For    For    For
1.3  

Elect Director David L. Herzog

   Mgmt    For    For    For
1.4  

Elect Director R. Glenn Hubbard

   Mgmt    For    For    For
1.5  

Elect Director Steven A. Kandarian

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

MetLife, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Edward J. Kelly, III

   Mgmt    For    For    For
1.8  

Elect Director William E. Kennard

   Mgmt    For    For    For
1.9  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.10  

Elect Director Catherine R. Kinney

   Mgmt    For    For    For
1.11  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Target Corporation

 

Meeting Date:    06/14/2017   Country:    USA   Primary Security ID:    87612E106
Record Date:    04/17/2017   Meeting Type:    Annual   Ticker:    TGT
     Shares Voted:    151,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Roxanne S. Austin

   Mgmt    For    For    For
1b  

Elect Director Douglas M. Baker, Jr.

   Mgmt    For    For    For
1c  

Elect Director Brian C. Cornell

   Mgmt    For    For    For
1d  

Elect Director Calvin Darden

   Mgmt    For    For    For
1e  

Elect Director Henrique De Castro

   Mgmt    For    For    For
1f  

Elect Director Robert L. Edwards

   Mgmt    For    For    For
1g  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
1h  

Elect Director Donald R. Knauss

   Mgmt    For    For    For
1i  

Elect Director Monica C. Lozano

   Mgmt    For    For    For
1j  

Elect Director Mary E. Minnick

   Mgmt    For    For    For
1k  

Elect Director Derica W. Rice

   Mgmt    For    For    For
1l  

Elect Director Kenneth L. Salazar

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Target Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For

American International Group, Inc.

 

Meeting Date:    06/28/2017   Country:    USA   Primary Security ID:    026874784
Record Date:    05/08/2017   Meeting Type:    Annual   Ticker:    AIG
     Shares Voted:    155,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1b  

Elect Director Brian Duperreault

   Mgmt    For    For    For
1c  

Elect Director Peter R. Fisher

   Mgmt    For    For    For
1d  

Elect Director John H. Fitzpatrick

   Mgmt    For    For    For
1e  

Elect Director William G. Jurgensen

   Mgmt    For    For    For
1f  

Elect Director Christopher S. Lynch

   Mgmt    For    For    For
1g  

Elect Director Samuel J. Merksamer

   Mgmt    For    For    For
1h  

Elect Director Henry S. Miller

   Mgmt    For    For    For
1i  

Elect Director Linda A. Mills

   Mgmt    For    For    For
1j  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1k  

Elect Director Ronald A. Rittenmeyer

   Mgmt    For    For    For
1l  

Elect Director Douglas M. Steenland

   Mgmt    For    For    For
1m  

Elect Director Theresa M. Stone

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Securities Transfer Restrictions

   Mgmt    For    Refer    For
4  

Ratify NOL Rights Plan (NOL Pill)

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2016 to 06/30/2017

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Baker Hughes Incorporated

 

Meeting Date:    06/30/2017   Country:    USA   Primary Security ID:    057224107
Record Date:    05/25/2017   Meeting Type:    Special   Ticker:    BHI
     Shares Voted:    198,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Approve Material Terms of the Executive Officer Performance Goals

   Mgmt    For    Refer    For

Delta Air Lines, Inc.

 

Meeting Date:    06/30/2017   Country:    USA   Primary Security ID:    247361702
Record Date:    05/03/2017   Meeting Type:    Annual   Ticker:    DAL
     Shares Voted:    110,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Edward H. Bastian

   Mgmt    For    For    For
1b  

Elect Director Francis S. Blake

   Mgmt    For    For    For
1c  

Elect Director Daniel A. Carp

   Mgmt    For    For    For
1d  

Elect Director David G. DeWalt

   Mgmt    For    For    For
1e  

Elect Director William H. Easter, III

   Mgmt    For    For    For
1f  

Elect Director Mickey P. Foret

   Mgmt    For    For    For
1g  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For
1h  

Elect Director George N. Mattson

   Mgmt    For    For    For
1i  

Elect Director Douglas R. Ralph

   Mgmt    For    For    For
1j  

Elect Director Sergio A.L. Rial

   Mgmt    For    For    For
1k  

Elect Director Kathy N. Waller

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

IVY FUNDS

(Registrant)

By:

 

/s/ Philip A. Shipp

  Philip A. Shipp, Assistant Secretary

Date: August 31, 2017

By:

 

/s/ Philip J. Sanders

  Philip J. Sanders, President and Principal Executive Officer

Date: August 31, 2017