N-PX 1 d230152dnpx.htm IVY FUNDS Ivy Funds

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-6569

IVY FUNDS

(Exact Name as Specified in Charter)

6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: March 31

Date of reporting period: July 1, 2015 to June 30, 2016


IVY ASSET STRATEGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Kraft Foods Group, Inc.

 

Meeting Date:    07/01/2015   Country:    USA   Primary Security ID:    50076Q106
Record Date:    05/13/2015   Meeting Type:    Special   Ticker:    KRFT
     Shares Voted:    724,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

SABMiller plc

 

Meeting Date:    07/23/2015   Country:    United Kingdom   Primary Security ID:    G77395104
Record Date:    07/21/2015   Meeting Type:    Annual   Ticker:    SAB
     Shares Voted:    8,129,609     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Elect Dave Beran as Director

   Mgmt    For    For    For
4  

Elect Jan du Plessis as Director

   Mgmt    For    For    For
5  

Elect Javier Ferran as Director

   Mgmt    For    For    For
6  

Elect Trevor Manuel as Director

   Mgmt    For    For    For
7  

Re-elect Mark Armour as Director

   Mgmt    For    For    For
8  

Re-elect Geoffrey Bible as Director

   Mgmt    For    For    For
9  

Re-elect Alan Clark as Director

   Mgmt    For    For    For
10  

Re-elect Dinyar Devitre as Director

   Mgmt    For    For    For
11  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
12  

Re-elect Lesley Knox as Director

   Mgmt    For    For    For
13  

Re-elect Dr Dambisa Moyo as Director

   Mgmt    For    For    For
14  

Re-elect Carlos Perez Davila as Director

   Mgmt    For    For    For
15  

Re-elect Alejandro Santo Domingo Davila as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

SABMiller plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

16  

Re-elect Helen Weir as Director

   Mgmt    For    For    For
17  

Approve Final Dividend

   Mgmt    For    For    For
18  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
19  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For

Axis Bank Ltd.

 

Meeting Date:    07/24/2015   Country:    India   Primary Security ID:    Y0487S137
Record Date:    07/17/2015   Meeting Type:    Annual   Ticker:    532215
     Shares Voted:    21,348,302     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend Payment

   Mgmt    For    For    For
3  

Elect U. Sangwan as Director

   Mgmt    For    For    For
4  

Approve S. R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect S. Vishvanathan as Independent Director

   Mgmt    For    For    For
6  

Approve Revision of Remuneration of S. Misra, Chairman

   Mgmt    For    Refer    For
7  

Approve Appointment and Remuneration of S. Sharma as CEO & Managing Director

   Mgmt    For    Refer    For
8  

Approve Revision of Remuneration of V. Srinivasan, Executive Director

   Mgmt    For    Refer    For
9  

Elect S.K. Gupta as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Axis Bank Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

10  

Approve Appointment and Remuneration of S.K. Gupta as Executive Director & CFO

   Mgmt    For    Refer    For
11  

Approve Revision of Remuneration of S.K. Gupta, Executive Director & CFO

   Mgmt    For    Refer    For
12  

Approve Increase in Borrowing Powers

   Mgmt    For    Refer    For
13  

Authorize Issuance of Debt Instruments

   Mgmt    For    Refer    For
14  

Approve Increase in Limit on Foreign Shareholdings

   Mgmt    For    Refer    For

ITC Ltd.

 

Meeting Date:    07/31/2015   Country:    India   Primary Security ID:    Y4211T171
Record Date:    07/24/2015   Meeting Type:    Annual   Ticker:    500875
     Shares Voted:    11,401,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend Payment

   Mgmt    For    For    For
3  

Elect K.N. Grant as Director

   Mgmt    For    For    For
4  

Elect K. Vaidyanath as Director

   Mgmt    For    For    For
5  

Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Larsen & Toubro Ltd

 

Meeting Date:    09/09/2015   Country:    India   Primary Security ID:    Y5217N159
Record Date:    09/02/2015   Meeting Type:    Annual   Ticker:    500510
     Shares Voted:    6,901,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Elect S. Sarker as Director

   Mgmt    For    For    For
4  

Approve Vacancy on the Board Resulting from the Retirement of M.V. Kotwal

   Mgmt    For    For    For
5  

Elect S.N. Roy as Director

   Mgmt    For    For    For
6  

Elect R.S. Raman as Director

   Mgmt    For    For    For
7  

Elect A.K. Gupta as Independent Director

   Mgmt    For    For    For
8  

Elect B.N. Vakil as Independent Director

   Mgmt    For    For    For
9  

Elect Thomas Mathew T. as Independent Director

   Mgmt    For    For    For
10  

Elect A. Shankar as Independent Director

   Mgmt    For    For    For
11  

Elect S. Sarma as Director

   Mgmt    For    For    For
12  

Approve Commission Remuneration for Non-Executive Directors

   Mgmt    For    Refer    For
13  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
14  

Authorize Issuance of Debentures

   Mgmt    For    Refer    For
15  

Approve Sharp & Tannan as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
16  

Approve Deloitte Haskins & Sells LLP as Statutory Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
17  

Approve Remuneration of Cost Auditors for Year 2014-2015

   Mgmt    For    For    For
18  

Approve Remuneration of Cost Auditors for Year 2015-2016

   Mgmt    For    For    For

State Bank Of India

 

Meeting Date:    09/24/2015   Country:    India   Primary Security ID:    Y8155P103
Record Date:      Meeting Type:    Special   Ticker:    500112
     Shares Voted:    21,567,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Shares to Government of India

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Alibaba Group Holding Ltd.

 

Meeting Date:    10/08/2015   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    08/13/2015   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    2,710,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1.1  

Elect Joseph C. Tsai as Director

   Mgmt    For    Refer    Against
1.2  

Elect Jonathan Zhaoxi Lu as Director

   Mgmt    For    Refer    Against
1.3  

Elect J. Michael Evans as Director

   Mgmt    For    Refer    Against
1.4  

Elect Borje E. Ekholm as Director

   Mgmt    For    For    For
1.5  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers as Independent Auditors

   Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    12/02/2015   Country:    USA   Primary Security ID:    594918104
Record Date:    10/02/2015   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    8,290,459     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    12/03/2015   Country:    USA   Primary Security ID:    036752103
Record Date:    10/22/2015   Meeting Type:    Special   Ticker:    ANTM
     Shares Voted:    940,267     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    12/10/2015   Country:    USA   Primary Security ID:    20030N101
Record Date:    10/20/2015   Meeting Type:    Special   Ticker:    CMCSA
     Shares Voted:    2,144,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Conversion of Securities

   Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/11/2015   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/12/2015   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    1,800,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Medtronic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Shirley Ann Jackson

   Mgmt    For    For    For
1g  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For
1h  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1i  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For
1j  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1k  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
1l  

Elect Director Robert C. Pozen

   Mgmt    For    For    For
1m  

Elect Director Preetha Reddy

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Axis Bank Ltd.

 

Meeting Date:    12/18/2015   Country:    India   Primary Security ID:    Y0487S137
Record Date:    10/30/2015   Meeting Type:    Special   Ticker:    532215
     Shares Voted:    20,563,502     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Reelect P. R. Menon as Independent Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Intuit Inc.

 

Meeting Date:    01/21/2016   Country:    USA   Primary Security ID:    461202103
Record Date:    11/23/2015   Meeting Type:    Annual   Ticker:    INTU
     Shares Voted:    3,128,406     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Eve Burton

   Mgmt    For    For    For
1b  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1c  

Elect Director Richard L. Dalzell

   Mgmt    For    For    For
1d  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1e  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1f  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
1g  

Elect Director Brad D. Smith

   Mgmt    For    For    For
1h  

Elect Director Jeff Weiner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Costco Wholesale Corporation

 

Meeting Date:    01/29/2016   Country:    USA   Primary Security ID:    22160K105
Record Date:    11/20/2015   Meeting Type:    Annual   Ticker:    COST
     Shares Voted:    835,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Hamilton E. James

   Mgmt    For    For    For
1.2  

Elect Director W. Craig Jelinek

   Mgmt    For    For    For
1.3  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.4  

Elect Director Mary A. (Maggie) Wilderotter

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Proxy Access Right

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Visa Inc.

 

Meeting Date:    02/03/2016   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/07/2015   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    2,953,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1f  

Elect Director Cathy E. Minehan

   Mgmt    For    For    For
1g  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1h  

Elect Director David J. Pang

   Mgmt    For    For    For
1i  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1j  

Elect Director John A. C. Swainson

   Mgmt    For    For    For
1k  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Intesa SanPaolo SPA

 

Meeting Date:    02/26/2016   Country:    Italy   Primary Security ID:    T55067101
Record Date:    02/17/2016   Meeting Type:    Special   Ticker:    ISP
     Shares Voted:    36,090,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Extraordinary Business

   Mgmt         
1  

Adopt New Bylaws

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

State Bank Of India

 

Meeting Date:    02/26/2016   Country:    India   Primary Security ID:    Y8155P103
Record Date:      Meeting Type:    Special   Ticker:    500112
     Shares Voted:    18,255,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/06/2016   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/17/2016   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    1,738,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1c  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1d  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1e  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1h  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1i  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1j  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Articles

   Mgmt    For    Refer    For
6  

Fix Number of Directors at Twelve

   Mgmt    For    Refer    For
7  

Amend 2010 Omnibus Stock Incentive Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Adobe Systems Incorporated

 

Meeting Date:    04/13/2016   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/17/2016   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    2,058,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy L. Banse

   Mgmt    For    For    For
1b  

Elect Director Edward W. Barnholt

   Mgmt    For    For    For
1c  

Elect Director Robert K. Burgess

   Mgmt    For    For    For
1d  

Elect Director Frank A. Calderoni

   Mgmt    For    For    For
1e  

Elect Director James E. Daley

   Mgmt    For    For    For
1f  

Elect Director Laura B. Desmond

   Mgmt    For    Refer    For
1g  

Elect Director Charles M. Geschke

   Mgmt    For    For    For
1h  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1i  

Elect Director Daniel L. Rosensweig

   Mgmt    For    For    For
1j  

Elect Director John E. Warnock

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    340,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

The Kraft Heinz Company

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    500754106
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    KHC
     Shares Voted:    2,670,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory E. Abel

   Mgmt    For    For    For
1b  

Elect Director Alexandre Behring

   Mgmt    For    For    For
1c  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1d  

Elect Director John T. Cahill

   Mgmt    For    For    For
1e  

Elect Director Tracy Britt Cool

   Mgmt    For    For    For
1f  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For
1g  

Elect Director Jorge Paulo Lemann

   Mgmt    For    For    For
1h  

Elect Director Mackey J. McDonald

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Kraft Heinz Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director John C. Pope

   Mgmt    For    For    For
1j  

Elect Director Marcel Herrmann Telles

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    172967424
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    3,944,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1d  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1e  

Elect Director Franz B. Humer

   Mgmt    For    For    For
1f  

Elect Director Renee J. James

   Mgmt    For    For    For
1g  

Elect Director Eugene M. McQuade

   Mgmt    For    For    For
1h  

Elect Director Michael E. O’Neill

   Mgmt    For    For    For
1i  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1j  

Elect Director Judith Rodin

   Mgmt    For    For    For
1k  

Elect Director Anthony M. Santomero

   Mgmt    For    For    For
1l  

Elect Director Joan E. Spero

   Mgmt    For    For    For
1m  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1n  

Elect Director William S. Thompson, Jr.

   Mgmt    For    For    For
1o  

Elect Director James S. Turley

   Mgmt    For    For    For
1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Demonstrate No Gender Pay Gap

   SH    Against    Against    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Appoint a Stockholder Value Committee

   SH    Against    Refer    Against
9  

Claw-back of Payments under Restatements

   SH    Against    For    For
10  

Limit/Prohibit Accelerated Vesting of Awards

   SH    Against    Refer    Against

EOG Resources, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    1,501,945     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director James C. Day

   Mgmt    For    For    For
1d  

Elect Director H. Leighton Steward

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    655044105
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    3,450,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1c  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1d  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Eric P. Grubman

   Mgmt    For    For    For
1g  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1h  

Elect Director David L. Stover

   Mgmt    For    For    For
1i  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1j  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1k  

Elect Director Molly K. Williamson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against
5  

Report on Impacts of and Plans to Align with Global Climate Change Policy

   SH    Against    Refer    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    04/13/2016   Meeting Type:    Annual   Ticker:    ABI
     Shares Voted:    506,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting

   Mgmt         
1  

Receive Directors’ Reports (Non-Voting)

   Mgmt         
2  

Receive Auditors’ Reports (Non-Voting)

   Mgmt         
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Approve Discharge of Auditors

   Mgmt    For    For    For
7  

Ratify Deloitte as Auditors and Approve Auditors’ Remuneration

   Mgmt    For    For    For
8a  

Approve Remuneration Report

   Mgmt    For    Refer    For
8b  

Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors

   Mgmt    For    Refer    For
9.a  

Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015

   Mgmt    For    Refer    For
9.b  

Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015

   Mgmt    For    Refer    For
10  

Acknowledge Cancellation of VVPR Strips

   Mgmt    For    Refer    For
11  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

Intesa SanPaolo SPA

 

Meeting Date:    04/27/2016   Country:    Italy   Primary Security ID:    T55067101
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    ISP
     Shares Voted:    24,231,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Allocation of Income

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
2.a  

Fix Number of Directors

   SH    For    Refer    For
 

Appoint Directors (Slate Election) - Choose One of the Following Slates

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Intesa SanPaolo SPA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.b.1  

Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   SH    None    Refer    For
2.b.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    Do Not Vote
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
2.c  

Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman

   SH    None    For    For
 

Management Proposal

   Mgmt         
3.a  

Approve Remuneration Report

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
3.b  

Approve Remuneration of Directors

   SH    None    For    For
 

Management Proposals

   Mgmt         
3.c  

Remuneration Policies for Employees and Non-Employed Staff

   Mgmt    For    For    For
3.d  

Fix Maximum Variable Compensation Ratio

   Mgmt    For    For    For
3.e  

Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    Refer    For
3.f  

Approve Severance Agreements

   Mgmt    For    Refer    For

The Coca-Cola Company

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    191216100
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    KO
     Shares Voted:    4,601,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Herbert A. Allen

   Mgmt    For    For    For
1.2  

Elect Director Ronald W. Allen

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Coca-Cola Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Elect Director Marc Bolland

   Mgmt    For    For    For
1.4  

Elect Director Ana Botin

   Mgmt    For    For    For
1.5  

Elect Director Howard G. Buffett

   Mgmt    For    For    For
1.6  

Elect Director Richard M. Daley

   Mgmt    For    For    For
1.7  

Elect Director Barry Diller

   Mgmt    For    For    For
1.8  

Elect Director Helene D. Gayle

   Mgmt    For    For    For
1.9  

Elect Director Evan G. Greenberg

   Mgmt    For    For    For
1.10  

Elect Director Alexis M. Herman

   Mgmt    For    For    For
1.11  

Elect Director Muhtar Kent

   Mgmt    For    For    For
1.12  

Elect Director Robert A. Kotick

   Mgmt    For    For    For
1.13  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1.14  

Elect Director Sam Nunn

   Mgmt    For    For    For
1.15  

Elect Director David B. Weinberg

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Adopt Holy Land Principles

   SH    Against    Against    Against
6  

Limit/Prohibit Accelerated Vesting of Awards

   SH    Against    Refer    Against
7  

Report on Consistency Between Corporate Values and Political Contributions

   SH    Against    Against    Against

Delphi Automotive plc

 

Meeting Date:    04/28/2016   Country:    Jersey   Primary Security ID:    G27823106
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    DLPH
     Shares Voted:    1,341,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Re-elect Joseph S. Cantie as Director

   Mgmt    For    For    For
2  

Re-elect Kevin P. Clark as Director

   Mgmt    For    For    For
3  

Re-elect Gary L. Cowger as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Delphi Automotive plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Re-elect Nicholas M. Donofrio as Director

   Mgmt    For    For    For
5  

Re-elect Mark P. Frissora as Director

   Mgmt    For    For    For
6  

Re-elect Rajiv L. Gupta as Director

   Mgmt    For    For    For
7  

Re-elect J. Randall MacDonald as Director

   Mgmt    For    For    For
8  

Re-elect Sean O. Mahoney as Director

   Mgmt    For    For    For
9  

Re-elect Timothy M. Manganello as Director

   Mgmt    For    For    For
10  

Re-elect Bethany J. Mayer as Director

   Mgmt    For    For    For
11  

Re-elect Thomas W. Sidlik as Director

   Mgmt    For    For    For
12  

Re-elect Bernd Wiedemann as Director

   Mgmt    For    For    For
13  

Re-elect Lawrence A. Zimmerman as Director

   Mgmt    For    For    For
14  

Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
15  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    539830109
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    536,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    For    For
1c  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1d  

Elect Director David B. Burritt

   Mgmt    For    For    For
1e  

Elect Director Bruce A. Carlson

   Mgmt    For    For    For
1f  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Falk

   Mgmt    For    For    For
1h  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1i  

Elect Director James M. Loy

   Mgmt    For    For    For
1j  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Lockheed Martin Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1k  

Elect Director Anne Stevens

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For

Pfizer Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    717081103
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    PFE
     Shares Voted:    4,531,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis A. Ausiello

   Mgmt    For    For    For
1.2  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1.3  

Elect Director Joseph J. Echevarria

   Mgmt    For    For    For
1.4  

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
1.5  

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
1.6  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.7  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.8  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1.9  

Elect Director Ian C. Read

   Mgmt    For    For    For
1.10  

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
1.11  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Give Shareholders Final Say on Election of Directors

   SH    Against    Refer    Against
6  

Provide Right to Act by Written Consent

   SH    Against    For    For
7  

Prohibit Tax Gross-ups on Inversions

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Shire plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    381,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Re-elect Dr Steven Gillis as Director

   Mgmt    For    For    For
7  

Re-elect Dr David Ginsburg as Director

   Mgmt    For    For    For
8  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
9  

Elect Sara Mathew as Director

   Mgmt    For    For    For
10  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
11  

Re-elect Dr Flemming Ornskov as Director

   Mgmt    For    For    For
12  

Elect Jeffrey Poulton as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Increase in Authorised Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
19  

Adopt New Articles of Association

   Mgmt    For    Refer    For
20  

Authorise the Company to Call General Meeting with Two Week’s Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Continental AG

 

Meeting Date:    04/29/2016   Country:    Germany   Primary Security ID:    D16212140
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    CON
     Shares Voted:    372,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 3.75 per Share

   Mgmt    For    Against    Against
3.1  

Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2015

   Mgmt    For    For    For
3.2  

Approve Discharge of Management Board Member Jose Avila for Fiscal 2015

   Mgmt    For    For    For
3.3  

Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2015

   Mgmt    For    For    For
3.4  

Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2015

   Mgmt    For    For    For
3.5  

Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2015

   Mgmt    For    For    For
3.6  

Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2015

   Mgmt    For    For    For
3.7  

Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2015

   Mgmt    For    For    For
3.8  

Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2015

   Mgmt    For    For    For
3.9  

Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2015

   Mgmt    For    For    For
3.10  

Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2015

   Mgmt    For    For    For
4.1  

Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2015

   Mgmt    For    For    For
4.2  

Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2015

   Mgmt    For    For    For
4.3  

Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2015

   Mgmt    For    For    For
4.4  

Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2015

   Mgmt    For    For    For
4.5  

Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2015

   Mgmt    For    For    For
4.6  

Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2015

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.7  

Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2015

   Mgmt    For    For    For
4.8  

Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2015

   Mgmt    For    For    For
4.9  

Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2015

   Mgmt    For    For    For
4.10  

Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2015

   Mgmt    For    For    For
4.11  

Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2015

   Mgmt    For    For    For
4.12  

Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2015

   Mgmt    For    For    For
4.13  

Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2015

   Mgmt    For    For    For
4.14  

Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2015

   Mgmt    For    For    For
4.15  

Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2015

   Mgmt    For    For    For
4.16  

Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2015

   Mgmt    For    For    For
4.17  

Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2015

   Mgmt    For    For    For
4.18  

Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2015

   Mgmt    For    For    For
4.19  

Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2015

   Mgmt    For    For    For
4.20  

Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2015

   Mgmt    For    For    For
4.21  

Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2015

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2016

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    110122108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    1,182,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Lamberto Andreotti

   Mgmt    For    For    For
1B  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1E  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1F  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1G  

Elect Director Thomas J. Lynch, Jr.

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Togo D. West, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    127097103
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    COG
     Shares Voted:    446,254     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Dorothy M. Ables

   Mgmt    For    For    For
1b  

Elect Director Rhys J. Best

   Mgmt    For    For    For
1c  

Elect Director Robert S. Boswell

   Mgmt    For    For    For
1d  

Elect Director Dan O. Dinges

   Mgmt    For    For    For
1e  

Elect Director Robert Kelley

   Mgmt    For    For    For
1f  

Elect Director W. Matt Ralls

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Cabot Oil & Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Political Contributions

   SH    Against    Against    Against
5  

Proxy Access

   SH    Against    Against    Against

PepsiCo, Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    713448108
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    PEP
     Shares Voted:    991,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Shona L. Brown

   Mgmt    For    For    For
1b  

Elect Director George W. Buckley

   Mgmt    For    For    For
1c  

Elect Director Cesar Conde

   Mgmt    For    For    For
1d  

Elect Director Ian M. Cook

   Mgmt    For    For    For
1e  

Elect Director Dina Dublon

   Mgmt    For    For    For
1f  

Elect Director Rona A. Fairhead

   Mgmt    For    For    For
1g  

Elect Director Richard W. Fisher

   Mgmt    For    For    For
1h  

Elect Director William R. Johnson

   Mgmt    For    For    For
1i  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1j  

Elect Director David C. Page

   Mgmt    For    For    For
1k  

Elect Director Robert C. Pohlad

   Mgmt    For    For    For
1l  

Elect Director Lloyd G. Trotter

   Mgmt    For    For    For
1m  

Elect Director Daniel Vasella

   Mgmt    For    For    For
1n  

Elect Director Alberto Weisser

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

PepsiCo, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Establish a Board Committee on Sustainability

   SH    Against    Refer    Against
6  

Report on Plans to Minimize Pesticides’ Impact on Pollinators

   SH    Against    Refer    Against
7  

Adopt Holy Land Principles

   SH    Against    Against    Against
8  

Adopt Quantitative Renewable Energy Goals

   SH    Against    Refer    Against

Philip Morris International Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    718172109
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    1,601,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.5  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.6  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.7  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.8  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.9  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.10  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.11  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.12  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Human Rights Policy, Including the Right to Health

   SH    Against    Against    Against
5  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Allergan plc

 

Meeting Date:    05/05/2016   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    563,849     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1.2  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1.3  

Elect Director James H. Bloem

   Mgmt    For    For    For
1.4  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.6  

Elect Director Michael R. Gallagher

   Mgmt    For    For    For
1.7  

Elect Director Catherine M. Klema

   Mgmt    For    For    For
1.8  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1.9  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1.10  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1.11  

Elect Director Ronald R. Taylor

   Mgmt    For    Refer    For
1.12  

Elect Director Fred G. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4A  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
4B  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
5A  

Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election

   Mgmt    For    Refer    For
5B  

Establish Range for Size of Board

   Mgmt    For    Refer    For
6  

Approve Reduction in Share Capital

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

AIA Group Ltd.

 

Meeting Date:    05/06/2016   Country:    Hong Kong   Primary Security ID:    Y002A1105
Record Date:    05/03/2016   Meeting Type:    Annual   Ticker:    1299
     Shares Voted:    18,187,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Swee-Lian Teo as Director

   Mgmt    For    For    For
4  

Elect Narongchai Akrasanee as Director

   Mgmt    For    For    For
5  

Elect George Yong-Boon Yeo as Director

   Mgmt    For    For    For
6  

Elect Mark Edward Tucker as Director

   Mgmt    For    For    For
7  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
8A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
8B  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
8C  

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

   Mgmt    For    Refer    For

Axis Bank Ltd.

 

Meeting Date:    05/07/2016   Country:    India   Primary Security ID:    Y0487S137
Record Date:    03/25/2016   Meeting Type:    Special   Ticker:    532215
     Shares Voted:    8,298,702     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Approve Reappointment and Remuneration of Sanjiv Misra as Non-Executive Chairman

   Mgmt    For    Refer    For
2  

Adopt New Articles of Association

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

International Paper Company

 

Meeting Date:    05/09/2016   Country:    USA   Primary Security ID:    460146103
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    IP
     Shares Voted:    607,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David J. Bronczek

   Mgmt    For    For    For
1b  

Elect Director William J. Burns

   Mgmt    For    For    For
1c  

Elect Director Ahmet C. Dorduncu

   Mgmt    For    For    For
1d  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jay L. Johnson

   Mgmt    For    For    For
1f  

Elect Director Stacey J. Mobley

   Mgmt    For    For    For
1g  

Elect Director Joan E. Spero

   Mgmt    For    For    For
1h  

Elect Director Mark S. Sutton

   Mgmt    For    For    For
1i  

Elect Director John L. Townsend, III

   Mgmt    For    For    For
1j  

Elect Director William G. Walter

   Mgmt    For    For    For
1k  

Elect Director J. Steven Whisler

   Mgmt    For    For    For
1l  

Elect Director Ray G. Young

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    015351109
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    ALXN
     Shares Voted:    405,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Leonard Bell

   Mgmt    For    For    For
1.2  

Elect Director Felix J. Baker

   Mgmt    For    For    For
1.3  

Elect Director David R. Brennan

   Mgmt    For    For    For
1.4  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Alexion Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.6  

Elect Director David L. Hallal

   Mgmt    For    For    For
1.7  

Elect Director John T. Mollen

   Mgmt    For    For    For
1.8  

Elect Director R. Douglas Norby

   Mgmt    For    For    For
1.9  

Elect Director Alvin S. Parven

   Mgmt    For    For    For
1.10  

Elect Director Andreas Rummelt

   Mgmt    For    For    For
1.11  

Elect Director Ann M. Veneman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Chipotle Mexican Grill, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    169656105
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    CMG
     Shares Voted:    339,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Al Baldocchi

   Mgmt    For    Refer    For
1.2  

Elect Director Darlene Friedman

   Mgmt    For    For    For
1.3  

Elect Director John S. Charlesworth

   Mgmt    For    For    For
1.4  

Elect Director Kimbal Musk

   Mgmt    For    For    For
1.5  

Elect Director Montgomery F. (Monty) Moran

   Mgmt    For    For    For
1.6  

Elect Director Neil Flanzraich

   Mgmt    For    For    For
1.7  

Elect Director Patrick J. Flynn

   Mgmt    For    Refer    For
1.8  

Elect Director Stephen Gillett

   Mgmt    For    For    For
1.9  

Elect Director Steve Ells

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Chipotle Mexican Grill, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings

   Mgmt    For    Refer    For
5  

Provide Proxy Access Right

   Mgmt    For    Against    For
6  

Proxy Access

   SH    Against    Against    Against
7  

Stock Retention/Holding Period

   SH    Against    Against    Against
8  

Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting

   SH    Against    For    For
9  

Report on Sustainability, Including Quantitative Goals

   SH    Against    Refer    Against
10  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against

Amazon.com, Inc.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    023135106
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    145,276     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Tom A. Alberg

   Mgmt    For    For    For
1c  

Elect Director John Seely Brown

   Mgmt    For    For    For
1d  

Elect Director William B. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1f  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Report on Sustainability, Including GHG Goals

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Report on Human Rights Risk Assessment Process

   SH    Against    Against    Against
5  

Report on Political Contributions

   SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    46625h100
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    2,213,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director James S. Crown

   Mgmt    For    For    For
1f  

Elect Director James Dimon

   Mgmt    For    For    For
1g  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1h  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For
1i  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1j  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1k  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments

   SH    Against    Refer    Against
8  

Clawback Amendment

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Adopt Executive Compensation Philosophy with Social Factors

   SH    Against    Refer    Against

Halliburton Company

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    406216101
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    3,605,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1.2  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1.3  

Elect Director James R. Boyd

   Mgmt    For    For    For
1.4  

Elect Director Milton Carroll

   Mgmt    For    For    For
1.5  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1.6  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1.7  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1.8  

Elect Director David J. Lesar

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1.10  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1.11  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1.12  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Amgen Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    031162100
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    AMGN
     Shares Voted:    819,404     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David Baltimore

   Mgmt    For    For    For
1.2  

Elect Director Frank J. Biondi, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Robert A. Bradway

   Mgmt    For    For    For
1.4  

Elect Director Francois de Carbonnel

   Mgmt    For    For    For
1.5  

Elect Director Robert A. Eckert

   Mgmt    For    For    For
1.6  

Elect Director Greg C. Garland

   Mgmt    For    For    For
1.7  

Elect Director Fred Hassan

   Mgmt    For    For    For
1.8  

Elect Director Rebecca M. Henderson

   Mgmt    For    For    For
1.9  

Elect Director Frank C. Herringer

   Mgmt    For    For    For
1.10  

Elect Director Tyler Jacks

   Mgmt    For    For    For
1.11  

Elect Director Judith C. Pelham

   Mgmt    For    For    For
1.12  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1.13  

Elect Director R. Sanders Williams

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

Anthem, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    036752103
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ANTM
     Shares Voted:    592,207     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1b  

Elect Director George A. Schaefer, Jr.

   Mgmt    For    For    For
1c  

Elect Director Joseph R. Swedish

   Mgmt    For    For    For
1d  

Elect Director Elizabeth E. Tallett

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Anthem, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    1,545,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    Refer    For
1.5  

Elect Director Joseph J. Collins

   Mgmt    For    Refer    For
1.6  

Elect Director Gerald L. Hassell

   Mgmt    For    Refer    For
1.7  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.8  

Elect Director Eduardo G. Mestre

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
1.11  

Elect Director Judith Rodin

   Mgmt    For    Refer    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
4  

Amend Stock Option Plan

   Mgmt    For    Refer    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Amend Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

10  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

L Brands, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    501797104
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    LB
     Shares Voted:    355,230     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis S. Hersch

   Mgmt    For    For    For
1.2  

Elect Director David T. Kollat

   Mgmt    For    For    For
1.3  

Elect Director Leslie H. Wexner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Proxy Access

   SH    Against    Against    Against

Pioneer Natural Resources Company

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    723787107
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    PXD
     Shares Voted:    218,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Edison C. Buchanan

   Mgmt    For    For    For
1.2  

Elect Director Andrew F. Cates

   Mgmt    For    For    For
1.3  

Elect Director Timothy L. Dove

   Mgmt    For    For    For
1.4  

Elect Director Phillip A. Gobe

   Mgmt    For    For    For
1.5  

Elect Director Larry R. Grillot

   Mgmt    For    For    For
1.6  

Elect Director Stacy P. Methvin

   Mgmt    For    For    For
1.7  

Elect Director Royce W. Mitchell

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Pioneer Natural Resources Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.8  

Elect Director Frank A. Risch

   Mgmt    For    For    For
1.9  

Elect Director Scott D. Sheffield

   Mgmt    For    For    For
1.10  

Elect Director Mona K. Sutphen

   Mgmt    For    For    For
1.11  

Elect Director J. Kenneth Thompson

   Mgmt    For    For    For
1.12  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
1.13  

Elect Director Michael D. Wortley

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

The Home Depot, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    437076102
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    1,084,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1d  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1e  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1f  

Elect Director Armando Codina

   Mgmt    For    For    For
1g  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1h  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1i  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1j  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1k  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1l  

Elect Director Mark Vadon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

McDonald’s Corporation

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    580135101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    MCD
     Shares Voted:    252,174     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd Dean

   Mgmt    For    For    For
1b  

Elect Director Stephen Easterbrook

   Mgmt    For    For    For
1c  

Elect Director Robert Eckert

   Mgmt    For    For    For
1d  

Elect Director Margaret Georgiadis

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jeanne Jackson

   Mgmt    For    For    For
1g  

Elect Director Richard Lenny

   Mgmt    For    For    For
1h  

Elect Director Walter Massey

   Mgmt    For    For    For
1i  

Elect Director John Mulligan

   Mgmt    For    For    For
1j  

Elect Director Sheila Penrose

   Mgmt    For    For    For
1k  

Elect Director John Rogers, Jr.

   Mgmt    For    For    For
1l  

Elect Director Miles White

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Adopt Holy Land Principles

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

McDonald’s Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain

   SH    Against    Refer    Against
8  

Report on Consistency Between Corporate Values and Political Contributions

   SH    Against    Against    Against
9  

Report on Consistency Between Corporate Values and Political Activities

   SH    Against    Against    Against

Shire plc

 

Meeting Date:    05/27/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    04/21/2016   Meeting Type:    Special   Ticker:    SHP
     Shares Voted:    339,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Matters Relating to the Cash and Share Offer for Baxalta

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Ingersoll-Rand plc

 

Meeting Date:    06/02/2016   Country:    Ireland   Primary Security ID:    G47791101
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    IR
     Shares Voted:    1,062,599     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ann C. Berzin

   Mgmt    For    For    For
1b  

Elect Director John Bruton

   Mgmt    For    For    For
1c  

Elect Director Elaine L. Chao

   Mgmt    For    For    For
1d  

Elect Director Jared L. Cohon

   Mgmt    For    For    For
1e  

Elect Director Gary D. Forsee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Ingersoll-Rand plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Constance J. Horner

   Mgmt    For    For    For
1g  

Elect Director Linda P. Hudson

   Mgmt    For    For    For
1h  

Elect Director Michael W. Lamach

   Mgmt    For    For    For
1i  

Elect Director Myles P. Lee

   Mgmt    For    For    For
1j  

Elect Director John P. Surma

   Mgmt    For    For    For
1k  

Elect Director Richard J. Swift

   Mgmt    For    For    For
1l  

Elect Director Tony L. White

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Renew Directors’ Authority to Issue Shares

   Mgmt    For    For    For
5  

Renew Directors’ Authority to Issue Shares for Cash

   Mgmt    For    For    For
6  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Refer    For
7  

Provide Proxy Access Right

   Mgmt    For    Against    For
8A  

Amend Articles

   Mgmt    For    For    For
8B  

Amend Memorandum

   Mgmt    For    For    For
9A  

Adopt Plurality Voting for Contested Election of Directors

   Mgmt    For    Refer    For
9B  

Amend Articles to Grant the Board Sole Authority to Determine Its Size

   Mgmt    For    Refer    For

Alphabet Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    173,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Eric E. Schmidt

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director L. John Doerr

   Mgmt    For    For    For
1.5  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1.6  

Elect Director John L. Hennessy

   Mgmt    For    Refer    For
1.7  

Elect Director Ann Mather

   Mgmt    For    For    For
1.8  

Elect Director Alan R. Mulally

   Mgmt    For    For    For
1.9  

Elect Director Paul S. Otellini

   Mgmt    For    Refer    Withhold
1.10  

Elect Director K. Ram Shriram

   Mgmt    For    Refer    Withhold
1.11  

Elect Director Shirley M. Tilghman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Amended and Restated Certificate of Incorporation of Google Inc.

   Mgmt    For    Refer    For
5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Report on Political Contributions

   SH    Against    Against    Against
8  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Report on Gender Pay Gap

   SH    Against    Against    Against

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    192446102
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    CTSH
     Shares Voted:    1,938,665     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Zein Abdalla

   Mgmt    For    For    For
1b  

Elect Director Maureen Breakiron-Evans

   Mgmt    For    For    For
1c  

Elect Director Jonathan Chadwick

   Mgmt    For    For    For
1d  

Elect Director Francisco D’Souza

   Mgmt    For    For    For
1e  

Elect Director John N. Fox, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director John E. Klein

   Mgmt    For    For    For
1g  

Elect Director Leo S. Mackay, Jr.

   Mgmt    For    For    For
1h  

Elect Director Lakshmi Narayanan

   Mgmt    For    For    For
1i  

Elect Director Michael Patsalos-Fox

   Mgmt    For    For    For
1j  

Elect Director Robert E. Weissman

   Mgmt    For    For    For
1k  

Elect Director Thomas M. Wendel

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For

Facebook, Inc.

 

Meeting Date:    06/20/2016   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    196,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    Refer    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    Refer    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
5  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Approve Annual Compensation Program for Non-employee Directors

   Mgmt    For    Refer    For
7A  

Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes

   Mgmt    For    Refer    Against
7B  

Increase Authorized Common Stock

   Mgmt    For    Refer    Against
7C  

Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock

   Mgmt    For    For    For
7D  

Amend Certificate of Incorporation to Provide for Additional Events

   Mgmt    For    For    For
8  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
9  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
10  

Report on Sustainability

   SH    Against    Refer    For
11  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
12  

Establish International Policy Board Committee

   SH    Against    Refer    Against
13  

Report on Gender Pay Gap

   SH    Against    Against    Against

ITC Ltd.

 

Meeting Date:    06/27/2016   Country:    India   Primary Security ID:    Y4211T171
Record Date:    05/20/2016   Meeting Type:    Special   Ticker:    ITC
     Shares Voted:    3,743,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Increase Authorized Share Capital

   Mgmt    For    For    For
2  

Amend Articles of Association to Reflect Changes in Capital

   Mgmt    For    Refer    For
3  

Approve Bonus Issue

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

Mitsubishi UFJ Financial Group

 

Meeting Date:    06/29/2016   Country:    Japan   Primary Security ID:    J44497105
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    8306
     Shares Voted:    3,403,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 9

   Mgmt    For    For    For
2  

Amend Articles to Amend Business Lines

   Mgmt    For    Refer    For
3.1  

Elect Director Sono, Kiyoshi

   Mgmt    For    For    For
3.2  

Elect Director Nagaoka, Takashi

   Mgmt    For    For    For
3.3  

Elect Director Ikegaya, Mikio

   Mgmt    For    For    For
3.4  

Elect Director Hirano, Nobuyuki

   Mgmt    For    For    For
3.5  

Elect Director Kuroda, Tadashi

   Mgmt    For    For    For
3.6  

Elect Director Tokunari, Muneaki

   Mgmt    For    Refer    For
3.7  

Elect Director Yasuda, Masamichi

   Mgmt    For    For    For
3.8  

Elect Director Oyamada, Takashi

   Mgmt    For    For    For
3.9  

Elect Director Mikumo, Takashi

   Mgmt    For    For    For
3.10  

Elect Director Shimamoto, Takehiko

   Mgmt    For    For    For
3.11  

Elect Director Kawamoto, Yuko

   Mgmt    For    For    For
3.12  

Elect Director Matsuyama, Haruka

   Mgmt    For    Refer    Against
3.13  

Elect Director Okamoto, Kunie

   Mgmt    For    Refer    Against
3.14  

Elect Director Okuda, Tsutomu

   Mgmt    For    For    For
3.15  

Elect Director Kawakami, Hiroshi

   Mgmt    For    For    For
3.16  

Elect Director Sato, Yukihiro

   Mgmt    For    Refer    Against
3.17  

Elect Director Yamate, Akira

   Mgmt    For    For    For
4  

Amend Articles to Hand over Petition Calling for Abolition of Negative Interest Rate Policy to Governor of the Bank of Japan

   SH    Against    Refer    Against
5  

Amend Articles to Require Brokerage Subsidiary to Offer Men’s Discount

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 6 Ivy Asset Strategy Fund

 

State Bank Of India

 

Meeting Date:    06/30/2016   Country:    India   Primary Security ID:    Y8155P103
Record Date:      Meeting Type:    Annual   Ticker:    SBIN
     Shares Voted:    4,690,369     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For


IVY BALANCED FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    05/07/2015   Meeting Type:    Annual   Ticker:    TWC
     Shares Voted:    134,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Carole Black

   Mgmt    For    Refer    Against
1b  

Elect Director Thomas H. Castro

   Mgmt    For    For    For
1c  

Elect Director David C. Chang

   Mgmt    For    For    For
1d  

Elect Director James E. Copeland, Jr.

   Mgmt    For    For    For
1e  

Elect Director Peter R. Haje

   Mgmt    For    Refer    Against
1f  

Elect Director Donna A. James

   Mgmt    For    For    For
1g  

Elect Director Don Logan

   Mgmt    For    For    For
1h  

Elect Director Robert D. Marcus

   Mgmt    For    For    For
1i  

Elect Director N.J. Nicholas, Jr.

   Mgmt    For    Refer    Against
1j  

Elect Director Wayne H. Pace

   Mgmt    For    For    For
1k  

Elect Director Edward D. Shirley

   Mgmt    For    Refer    Against
1l  

Elect Director John E. Sununu

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For

CONSTELLATION BRANDS, INC.

 

Meeting Date:    07/22/2015   Country:    USA   Primary Security ID:    21036P108
Record Date:    05/26/2015   Meeting Type:    Annual   Ticker:    STZ
     Shares Voted:    309,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jerry Fowden

   Mgmt    For    For    For
1.2  

Elect Director Barry A. Fromberg

   Mgmt    For    For    For
1.3  

Elect Director Robert L. Hanson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

CONSTELLATION BRANDS, INC.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director Ernesto M. Hernandez

   Mgmt    For    For    For
1.5  

Elect Director James A. Locke, III

   Mgmt    For    Refer    For
1.6  

Elect Director Richard Sands

   Mgmt    For    For    For
1.7  

Elect Director Robert Sands

   Mgmt    For    For    For
1.8  

Elect Director Judy A. Schmeling

   Mgmt    For    For    For
1.9  

Elect Director Keith E. Wandell

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/14/2015   Country:    USA   Primary Security ID:    595017104
Record Date:    06/18/2015   Meeting Type:    Annual   Ticker:    MCHP
     Shares Voted:    551,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2  

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.3  

Elect Director L.B. Day

   Mgmt    For    For    For
1.4  

Elect Director Esther L. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2  

Approve Conversion of Securities

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Precision Castparts Corp.

 

Meeting Date:    08/17/2015   Country:    USA   Primary Security ID:    740189105
Record Date:    06/09/2015   Meeting Type:    Annual   Ticker:    PCP
     Shares Voted:    128,959     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Precision Castparts Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter B. Delaney (Withdrawn)

   Mgmt         
1b  

Elect Director Mark Donegan

   Mgmt    For    For    For
1c  

Elect Director Don R. Graber

   Mgmt    For    For    For
1d  

Elect Director Lester L. Lyles

   Mgmt    For    For    For
1e  

Elect Director Vernon E. Oechsle

   Mgmt    For    For    For
1f  

Elect Director James F. Palmer (Withdrawn)

   Mgmt         
1g  

Elect Director Ulrich Schmidt

   Mgmt    For    For    For
1h  

Elect Director Richard L. Wambold

   Mgmt    For    For    For
1i  

Elect Director Timothy A. Wicks

   Mgmt    For    For    For
1j  

Elect Director Janet C. Wolfenbarger (Withdrawn)

   Mgmt         
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Proxy Access

   SH    Against    Against    Against

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    574,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For
1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For
1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For
3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For
4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         

Time Warner Cable Inc.

 

Meeting Date:    09/21/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    07/28/2015   Meeting Type:    Special   Ticker:    TWC
     Shares Voted:    134,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    656,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Broadcom Corporation

 

Meeting Date:    11/10/2015   Country:    USA   Primary Security ID:    111320107
Record Date:    09/25/2015   Meeting Type:    Special   Ticker:    BRCM
     Shares Voted:    850,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For

Twenty-First Century Fox, Inc.

 

Meeting Date:    11/12/2015   Country:    USA   Primary Security ID:    90130A200
Record Date:    09/24/2015   Meeting Type:    Annual   Ticker:    FOX
     Shares Voted:    1,006,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director K. Rupert Murdoch

   Mgmt    For    For    For
1b  

Elect Director Lachlan K. Murdoch

   Mgmt    For    For    For
1c  

Elect Director Delphine Arnault

   Mgmt    For    For    For
1d  

Elect Director James W. Breyer

   Mgmt    For    For    For
1e  

Elect Director Chase Carey

   Mgmt    For    For    For
1f  

Elect Director David F. DeVoe

   Mgmt    For    For    For
1g  

Elect Director Viet Dinh

   Mgmt    For    For    For
1h  

Elect Director Roderick I. Eddington

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Twenty-First Century Fox, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director James R. Murdoch

   Mgmt    For    For    For
1j  

Elect Director Jacques Nasser

   Mgmt    For    For    For
1k  

Elect Director Robert S. Silberman

   Mgmt    For    For    For
1l  

Elect Director Tidjane Thiam

   Mgmt    For    For    For
1m  

Elect Director Jeffrey W. Ubben

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder

   Mgmt    None    Refer    For

Comcast Corporation

 

Meeting Date:    12/10/2015   Country:    USA   Primary Security ID:    20030N101
Record Date:    10/20/2015   Meeting Type:    Special   Ticker:    CMCSA
     Shares Voted:    652,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Conversion of Securities

   Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/11/2015   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/12/2015   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    436,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For
1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Medtronic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Shirley Ann Jackson

   Mgmt    For    For    For
1g  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For
1h  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1i  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For
1j  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1k  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
1l  

Elect Director Robert C. Pozen

   Mgmt    For    For    For
1m  

Elect Director Preetha Reddy

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Rockwell Collins, Inc.

 

Meeting Date:    02/04/2016   Country:    USA   Primary Security ID:    774341101
Record Date:    12/07/2015   Meeting Type:    Annual   Ticker:    COL
     Shares Voted:    356,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John A. Edwardson

   Mgmt    For    For    For
1.2  

Elect Director Andrew J. Policano

   Mgmt    For    For    For
1.3  

Elect Director Jeffrey L. Turner

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/26/2016   Country:    USA   Primary Security ID:    037833100
Record Date:    12/28/2015   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    103,234     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Bell

   Mgmt    For    For    For
1.2  

Elect Director Tim Cook

   Mgmt    For    For    For
1.3  

Elect Director Al Gore

   Mgmt    For    For    For
1.4  

Elect Director Bob Iger

   Mgmt    For    For    For
1.5  

Elect Director Andrea Jung

   Mgmt    For    For    For
1.6  

Elect Director Art Levinson

   Mgmt    For    For    For
1.7  

Elect Director Ron Sugar

   Mgmt    For    For    For
1.8  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers

   SH    Against    Refer    Against
6  

Adopt Policy to Increase Diversity of Senior Management and Board of Directors

   SH    Against    Refer    Against
7  

Report on Guidelines for Country Selection

   SH    Against    Against    Against
8  

Adopt Proxy Access Right

   SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    03/10/2016   Country:    USA   Primary Security ID:    038222105
Record Date:    01/14/2016   Meeting Type:    Annual   Ticker:    AMAT
     Shares Voted:    1,271,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Willem P. Roelandts

   Mgmt    For    For    For
1b  

Elect Director Xun (Eric) Chen

   Mgmt    For    For    For
1c  

Elect Director Aart J. de Geus

   Mgmt    For    For    For
1d  

Elect Director Gary E. Dickerson

   Mgmt    For    For    For
1e  

Elect Director Stephen R. Forrest

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Applied Materials, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Thomas J. Iannotti

   Mgmt    For    For    For
1g  

Elect Director Susan M. James

   Mgmt    For    Refer    For
1h  

Elect Director Alexander A. Karsner

   Mgmt    For    For    For
1i  

Elect Director Adrianna C. Ma

   Mgmt    For    For    For
1j  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
1k  

Elect Director Robert H. Swan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against

Broadcom Limited

 

Meeting Date:    04/06/2016   Country:    Singapore   Primary Security ID:    Y09827109
Record Date:    02/12/2016   Meeting Type:    Annual   Ticker:    AVGO
     Shares Voted:    383,409     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Hock E. Tan

   Mgmt    For    For    For
1b  

Elect Director James V. Diller

   Mgmt    For    For    For
1c  

Elect Director Lewis C. Eggebrecht

   Mgmt    For    For    For
1d  

Elect Director Kenneth Y. Hao

   Mgmt    For    For    For
1e  

Elect Director Eddy W. Hartenstein

   Mgmt    For    For    For
1f  

Elect Director Justine F. Lien

   Mgmt    For    For    For
1g  

Elect Director Donald Macleod

   Mgmt    For    For    For
1h  

Elect Director Peter J. Marks

   Mgmt    For    For    For
1i  

Elect Director Henry S. Samueli

   Mgmt    For    For    For
1j  

Elect Director Lucien Y. K. Wong

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Approve Issuance of Shares with or without Preemptive Rights

   Mgmt    For    Refer    For
4  

Approve Cash Compensation to Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Schlumberger Limited

 

Meeting Date:    04/06/2016   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/17/2016   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    494,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1c  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1d  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1e  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1h  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1i  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1j  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Articles

   Mgmt    For    Refer    For
6  

Fix Number of Directors at Twelve

   Mgmt    For    Refer    For
7  

Amend 2010 Omnibus Stock Incentive Plan

   Mgmt    For    Refer    For

Carnival Corporation

 

Meeting Date:    04/14/2016   Country:    Panama   Primary Security ID:    143658300
Record Date:    02/16/2016   Meeting Type:    Annual   Ticker:    CCL
     Shares Voted:    1,124,800     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Carnival Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

   Mgmt    For    For    For
2  

Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
3  

Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
4  

Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
5  

Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
6  

Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
7  

Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
8  

Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
9  

Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
10  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
11  

Approve Remuneration Report of Executive Directors

   Mgmt    For    Refer    For
12  

Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation

   Mgmt    For    For    For
13  

Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc

   Mgmt    For    For    For
14  

Receive UK Accounts and Reports of the Directors and Auditors of Carnival plc

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorize Share Repurchase Program

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    771,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Northern Trust Corporation

 

Meeting Date:    04/19/2016   Country:    USA   Primary Security ID:    665859104
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    NTRS
     Shares Voted:    515,350     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda Walker Bynoe

   Mgmt    For    For    For
1b  

Elect Director Susan Crown

   Mgmt    For    For    For
1c  

Elect Director Dean M. Harrison

   Mgmt    For    For    For
1d  

Elect Director Dipak C. Jain

   Mgmt    For    For    For
1e  

Elect Director Jose Luis Prado

   Mgmt    For    For    For
1f  

Elect Director Thomas E. Richards

   Mgmt    For    For    For
1g  

Elect Director John W. Rowe

   Mgmt    For    For    For
1h  

Elect Director Martin P. Slark

   Mgmt    For    For    For
1i  

Elect Director David H.B. Smith, Jr.

   Mgmt    For    For    For
1j  

Elect Director Donald Thompson

   Mgmt    For    For    For
1k  

Elect Director Charles A. Tribbett, III

   Mgmt    For    For    For
1l  

Elect Director Frederick H. Waddell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    693506107
Record Date:    02/19/2016   Meeting Type:    Annual   Ticker:    PPG
     Shares Voted:    344,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director James G. Berges

   Mgmt    For    For    For
1.2  

Elect Director John V. Faraci

   Mgmt    For    For    For
1.3  

Elect Director Victoria F. Haynes

   Mgmt    For    For    For
1.4  

Elect Director Michael H. McGarry

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

PPG Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends

   SH    Against    Refer    Against

Texas Instruments Incorporated

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    882508104
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    TXN
     Shares Voted:    366,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ralph W. Babb, Jr.

   Mgmt    For    For    For
1b  

Elect Director Mark A. Blinn

   Mgmt    For    For    For
1c  

Elect Director Daniel A. Carp

   Mgmt    For    For    For
1d  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1e  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1f  

Elect Director Ronald Kirk

   Mgmt    For    For    For
1g  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1h  

Elect Director Robert E. Sanchez

   Mgmt    For    For    For
1i  

Elect Director Wayne R. Sanders

   Mgmt    For    For    For
1j  

Elect Director Richard K. Templeton

   Mgmt    For    For    For
1k  

Elect Director Christine Todd Whitman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

The Kraft Heinz Company

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    500754106
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    KHC
     Shares Voted:    349,953     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory E. Abel

   Mgmt    For    For    For
1b  

Elect Director Alexandre Behring

   Mgmt    For    For    For
1c  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1d  

Elect Director John T. Cahill

   Mgmt    For    For    For
1e  

Elect Director Tracy Britt Cool

   Mgmt    For    For    For
1f  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For
1g  

Elect Director Jorge Paulo Lemann

   Mgmt    For    For    For
1h  

Elect Director Mackey J. McDonald

   Mgmt    For    For    For
1i  

Elect Director John C. Pope

   Mgmt    For    For    For
1j  

Elect Director Marcel Herrmann Telles

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    172967424
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    643,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1d  

Elect Director Peter B. Henry

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1e  

Elect Director Franz B. Humer

   Mgmt    For    For    For
1f  

Elect Director Renee J. James

   Mgmt    For    For    For
1g  

Elect Director Eugene M. McQuade

   Mgmt    For    For    For
1h  

Elect Director Michael E. O’Neill

   Mgmt    For    For    For
1i  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1j  

Elect Director Judith Rodin

   Mgmt    For    For    For
1k  

Elect Director Anthony M. Santomero

   Mgmt    For    For    For
1l  

Elect Director Joan E. Spero

   Mgmt    For    For    For
1m  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1n  

Elect Director William S. Thompson, Jr.

   Mgmt    For    For    For
1o  

Elect Director James S. Turley

   Mgmt    For    For    For
1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Demonstrate No Gender Pay Gap

   SH    Against    Against    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Appoint a Stockholder Value Committee

   SH    Against    Refer    Against
9  

Claw-back of Payments under Restatements

   SH    Against    For    For
10  

Limit/Prohibit Accelerated Vesting of Awards

   SH    Against    Refer    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    655044105
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    1,029,908     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

NOBLE ENERGY, INC.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1c  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1d  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Eric P. Grubman

   Mgmt    For    For    For
1g  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1h  

Elect Director David L. Stover

   Mgmt    For    For    For
1i  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1j  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1k  

Elect Director Molly K. Williamson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against
5  

Report on Impacts of and Plans to Align with Global Climate Change Policy

   SH    Against    Refer    Against

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    693475105
Record Date:    01/29/2016   Meeting Type:    Annual   Ticker:    PNC
     Shares Voted:    571,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1.2  

Elect Director Marjorie Rodgers Cheshire

   Mgmt    For    For    For
1.3  

Elect Director William S. Demchak

   Mgmt    For    For    For
1.4  

Elect Director Andrew T. Feldstein

   Mgmt    For    For    For
1.5  

Elect Director Daniel R. Hesse

   Mgmt    For    For    For
1.6  

Elect Director Kay Coles James

   Mgmt    For    For    For
1.7  

Elect Director Richard B. Kelson

   Mgmt    For    For    For
1.8  

Elect Director Jane G. Pepper

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

The PNC Financial Services Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.9  

Elect Director Donald J. Shepard

   Mgmt    For    For    For
1.10  

Elect Director Lorene K. Steffes

   Mgmt    For    For    For
1.11  

Elect Director Dennis F. Strigl

   Mgmt    For    For    For
1.12  

Elect Director Michael J. Ward

   Mgmt    For    For    For
1.13  

Elect Director Gregory D. Wasson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ABI
     Shares Voted:    213,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Receive Directors’ Reports (Non-Voting)

   Mgmt         
2  

Receive Auditors’ Reports (Non-Voting)

   Mgmt         
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
4  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Approve Discharge of Auditors

   Mgmt    For    For    For
7  

Ratify Deloitte as Auditors and Approve Auditors’ Remuneration

   Mgmt    For    For    For
8a  

Approve Remuneration Report

   Mgmt    For    Refer    For
8b  

Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors

   Mgmt    For    Refer    For
9a  

Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9b  

Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015

   Mgmt    For    Refer    For
10  

Acknowledge Cancellation of VVPR Strips

   Mgmt    For    Refer    For
11  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

General Electric Company

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    369604103
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    GE
     Shares Voted:    881,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

A1  

Elect Director Sebastien M. Bazin

   Mgmt    For    For    For
A2  

Elect Director W. Geoffrey Beattie

   Mgmt    For    For    For
A3  

Elect Director John J. Brennan

   Mgmt    For    For    For
A4  

Elect Director Francisco D’ Souza

   Mgmt    For    For    For
A5  

Elect Director Marijn E. Dekkers

   Mgmt    For    For    For
A6  

Elect Director Peter B. Henry

   Mgmt    For    For    For
A7  

Elect Director Susan J. Hockfield

   Mgmt    For    For    For
A8  

Elect Director Jeffrey R. Immelt

   Mgmt    For    For    For
A9  

Elect Director Andrea Jung

   Mgmt    For    For    For
A10  

Elect Director Robert W. Lane

   Mgmt    For    For    For
A11  

Elect Director Rochelle B. Lazarus

   Mgmt    For    For    For
A12  

Elect Director Lowell C. McAdam

   Mgmt    For    For    For
A13  

Elect Director James J. Mulva

   Mgmt    For    For    For
A14  

Elect Director James E. Rohr

   Mgmt    For    For    For
A15  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
A16  

Elect Director James S. Tisch

   Mgmt    For    For    For
B1  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
B2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

General Electric Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

C1  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
C2  

Require Independent Board Chairman

   SH    Against    Refer    Against
C3  

Adopt Holy Land Principles

   SH    Against    Against    Against
C4  

Restore or Provide for Cumulative Voting

   SH    Against    Against    Against
C5  

Performance-Based and/or Time-Based Equity Awards

   SH    Against    Refer    Against
C6  

Report on Guidelines for Country Selection

   SH    Against    Against    Against

Johnson & Johnson

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    478160104
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    JNJ
     Shares Voted:    353,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Mary C. Beckerle

   Mgmt    For    For    For
1b  

Elect Director D. Scott Davis

   Mgmt    For    For    For
1c  

Elect Director Ian E. L. Davis

   Mgmt    For    For    For
1d  

Elect Director Alex Gorsky

   Mgmt    For    For    For
1e  

Elect Director Susan L. Lindquist

   Mgmt    For    For    For
1f  

Elect Director Mark B. McClellan

   Mgmt    For    For    For
1g  

Elect Director Anne M. Mulcahy

   Mgmt    For    For    For
1h  

Elect Director William D. Perez

   Mgmt    For    For    For
1i  

Elect Director Charles Prince

   Mgmt    For    For    For
1j  

Elect Director A. Eugene Washington

   Mgmt    For    For    For
1k  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends

   SH    Against    Refer    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Report on Policies for Safe Disposal of Prescription Drugs by Users

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Shire plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    239,539     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Re-elect Dr Steven Gillis as Director

   Mgmt    For    For    For
7  

Re-elect Dr David Ginsburg as Director

   Mgmt    For    For    For
8  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
9  

Elect Sara Mathew as Director

   Mgmt    For    For    For
10  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
11  

Re-elect Dr Flemming Ornskov as Director

   Mgmt    For    For    For
12  

Elect Jeffrey Poulton as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

18  

Approve Increase in Authorised Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
19  

Adopt New Articles of Association

   Mgmt    For    Refer    For
20  

Authorise the Company to Call General Meeting with Two Week’s Notice

   Mgmt    For    For    For

The Boeing Company

 

Meeting Date:    05/02/2016   Country:    USA   Primary Security ID:    097023105
Record Date:    03/03/2016   Meeting Type:    Annual   Ticker:    BA
     Shares Voted:    374,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1b  

Elect Director Arthur D. Collins, Jr.

   Mgmt    For    For    For
1c  

Elect Director Kenneth M. Duberstein

   Mgmt    For    For    For
1d  

Elect Director Edmund P. Giambastiani, Jr.

   Mgmt    For    For    For
1e  

Elect Director Lynn J. Good

   Mgmt    For    For    For
1f  

Elect Director Lawrence W. Kellner

   Mgmt    For    For    For
1g  

Elect Director Edward M. Liddy

   Mgmt    For    For    For
1h  

Elect Director Dennis A. Muilenburg

   Mgmt    For    For    For
1i  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1j  

Elect Director Randall L. Stephenson

   Mgmt    For    For    For
1k  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
1l  

Elect Director Mike S. Zafirovski

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For
7  

Report on Weapon Sales to Israel

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Allergan plc

 

Meeting Date:    05/05/2016   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    130,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1.2  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1.3  

Elect Director James H. Bloem

   Mgmt    For    For    For
1.4  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.6  

Elect Director Michael R. Gallagher

   Mgmt    For    For    For
1.7  

Elect Director Catherine M. Klema

   Mgmt    For    For    For
1.8  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1.9  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1.10  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1.11  

Elect Director Ronald R. Taylor

   Mgmt    For    Refer    For
1.12  

Elect Director Fred G. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4A  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
4B  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
5A  

Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election

   Mgmt    For    Refer    For
5B  

Establish Range for Size of Board

   Mgmt    For    Refer    For
6  

Approve Reduction in Share Capital

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

International Paper Company

 

Meeting Date:    05/09/2016   Country:    USA   Primary Security ID:    460146103
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    IP
     Shares Voted:    265,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director David J. Bronczek

   Mgmt    For    For    For
1b  

Elect Director William J. Burns

   Mgmt    For    For    For
1c  

Elect Director Ahmet C. Dorduncu

   Mgmt    For    For    For
1d  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jay L. Johnson

   Mgmt    For    For    For
1f  

Elect Director Stacey J. Mobley

   Mgmt    For    For    For
1g  

Elect Director Joan E. Spero

   Mgmt    For    For    For
1h  

Elect Director Mark S. Sutton

   Mgmt    For    For    For
1i  

Elect Director John L. Townsend, III

   Mgmt    For    For    For
1j  

Elect Director William G. Walter

   Mgmt    For    For    For
1k  

Elect Director J. Steven Whisler

   Mgmt    For    For    For
1l  

Elect Director Ray G. Young

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Laboratory Corporation of America Holdings

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    50540R409
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    LH
     Shares Voted:    21,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Kerrii B. Anderson

   Mgmt    For    For    For
1b  

Elect Director Jean-Luc Belingard

   Mgmt    For    For    For
1c  

Elect Director D. Gary Gilliland

   Mgmt    For    For    For
1d  

Elect Director David P. King

   Mgmt    For    For    For
1e  

Elect Director Garheng Kong

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Laboratory Corporation of America Holdings

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Robert E. Mittelstaedt, Jr.

   Mgmt    For    For    For
1g  

Elect Director Peter M. Neupert

   Mgmt    For    For    For
1h  

Elect Director Richelle P. Parham

   Mgmt    For    For    For
1i  

Elect Director Adam H. Schechter

   Mgmt    For    For    For
1j  

Elect Director R. Sanders Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Report on Zika Virus Controls for Primates and Employees

   SH    Against    For    Against

Mead Johnson Nutrition Company

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    582839106
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    MJN
     Shares Voted:    430,548     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven M. Altschuler

   Mgmt    For    For    For
1b  

Elect Director Howard B. Bernick

   Mgmt    For    For    For
1c  

Elect Director Kimberly A. Casiano

   Mgmt    For    For    For
1d  

Elect Director Anna C. Catalano

   Mgmt    For    For    For
1e  

Elect Director Celeste A. Clark

   Mgmt    For    For    For
1f  

Elect Director James M. Cornelius

   Mgmt    For    For    For
1g  

Elect Director Stephen W. Golsby

   Mgmt    For    For    For
1h  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1i  

Elect Director Peter Kasper Jakobsen

   Mgmt    For    For    For
1j  

Elect Director Peter G. Ratcliffe

   Mgmt    For    For    For
1k  

Elect Director Michael A. Sherman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Mead Johnson Nutrition Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1l  

Elect Director Elliott Sigal

   Mgmt    For    For    For
1m  

Elect Director Robert S. Singer

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    907818108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    659,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1.3  

Elect Director David B. Dillon

   Mgmt    For    For    For
1.4  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1.5  

Elect Director Charles C. Krulak

   Mgmt    For    For    For
1.6  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1.7  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1.8  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1.9  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1.10  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1.11  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Stock Retention

   SH    Against    Against    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Intercontinental Exchange, Inc.

 

Meeting Date:    05/13/2016   Country:    USA   Primary Security ID:    45866F104
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    ICE
     Shares Voted:    129,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1b  

Elect Director Jean-Marc Forneri

   Mgmt    For    For    For
1c  

Elect Director The Rt. Hon. the Lord Hague of Richmond

   Mgmt    For    For    For
1d  

Elect Director Fred W. Hatfield

   Mgmt    For    For    For
1e  

Elect Director Frederic V. Salerno

   Mgmt    For    For    For
1f  

Elect Director Jeffrey C. Sprecher

   Mgmt    For    For    For
1g  

Elect Director Judith A. Sprieser

   Mgmt    For    For    For
1h  

Elect Director Vincent Tese

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Report on Sustainability, Including Quantitative Goals

   SH    Against    Refer    Against

Morgan Stanley

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    617446448
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    MS
     Shares Voted:    1,021,979     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Erskine B. Bowles

   Mgmt    For    For    For
1b  

Elect Director Alistair Darling

   Mgmt    For    For    For
1c  

Elect Director Thomas H. Glocer

   Mgmt    For    For    For
1d  

Elect Director James P. Gorman

   Mgmt    For    For    For
1e  

Elect Director Robert H. Herz

   Mgmt    For    For    For
1f  

Elect Director Nobuyuki Hirano

   Mgmt    For    For    For
1g  

Elect Director Klaus Kleinfeld

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Morgan Stanley

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1h  

Elect Director Jami Miscik

   Mgmt    For    For    For
1i  

Elect Director Donald T. Nicolaisen

   Mgmt    For    For    For
1j  

Elect Director Hutham S. Olayan

   Mgmt    For    For    For
1k  

Elect Director James W. Owens

   Mgmt    For    For    For
1l  

Elect Director Ryosuke Tamakoshi

   Mgmt    For    For    For
1m  

Elect Director Perry M. Traquina

   Mgmt    For    For    For
1n  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    For

Newfield Exploration Company

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    651290108
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    NFX
     Shares Voted:    974,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lee K. Boothby

   Mgmt    For    For    For
1b  

Elect Director Pamela J. Gardner

   Mgmt    For    For    For
1c  

Elect Director Steven W. Nance

   Mgmt    For    For    For
1d  

Elect Director Roger B. Plank

   Mgmt    For    For    For
1e  

Elect Director Thomas G. Ricks

   Mgmt    For    For    For
1f  

Elect Director Juanita M. Romans

   Mgmt    For    For    For
1g  

Elect Director John W. Schanck

   Mgmt    For    For    For
1h  

Elect Director J. Terry Strange

   Mgmt    For    For    For
1i  

Elect Director J. Kent Wells

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Anthem, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    036752103
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ANTM
     Shares Voted:    243,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1b  

Elect Director George A. Schaefer, Jr.

   Mgmt    For    For    For
1c  

Elect Director Joseph R. Swedish

   Mgmt    For    For    For
1d  

Elect Director Elizabeth E. Tallett

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    588,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    Refer    For
1.5  

Elect Director Joseph J. Collins

   Mgmt    For    Refer    For
1.6  

Elect Director Gerald L. Hassell

   Mgmt    For    Refer    For
1.7  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.8  

Elect Director Eduardo G. Mestre

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
1.11  

Elect Director Judith Rodin

   Mgmt    For    Refer    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
4  

Amend Stock Option Plan

   Mgmt    For    Refer    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Amend Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

Crown Castle International Corp.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    22822V101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    CCI
     Shares Voted:    390,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director P. Robert Bartolo

   Mgmt    For    For    For
1b  

Elect Director Jay A. Brown

   Mgmt    For    For    For
1c  

Elect Director Cindy Christy

   Mgmt    For    For    For
1d  

Elect Director Ari Q. Fitzgerald

   Mgmt    For    For    For
1e  

Elect Director Robert E. Garrison II

   Mgmt    For    For    For
1f  

Elect Director Dale N. Hatfield

   Mgmt    For    For    For
1g  

Elect Director Lee W. Hogan

   Mgmt    For    For    For
1h  

Elect Director Edward C. Hutcheson, Jr.

   Mgmt    For    For    For
1i  

Elect Director J. Landis Martin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Crown Castle International Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Robert F. McKenzie

   Mgmt    For    For    For
1k  

Elect Director Anthony J. Melone

   Mgmt    For    For    For
1l  

Elect Director W. Benjamin Moreland

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    437076102
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    212,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1d  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1e  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1f  

Elect Director Armando Codina

   Mgmt    For    For    For
1g  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1h  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1i  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1j  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1k  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1l  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

McDonald’s Corporation

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    580135101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    MCD
     Shares Voted:    106,385     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd Dean

   Mgmt    For    For    For
1b  

Elect Director Stephen Easterbrook

   Mgmt    For    For    For
1c  

Elect Director Robert Eckert

   Mgmt    For    For    For
1d  

Elect Director Margaret Georgiadis

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jeanne Jackson

   Mgmt    For    For    For
1g  

Elect Director Richard Lenny

   Mgmt    For    For    For
1h  

Elect Director Walter Massey

   Mgmt    For    For    For
1i  

Elect Director John Mulligan

   Mgmt    For    For    For
1j  

Elect Director Sheila Penrose

   Mgmt    For    For    For
1k  

Elect Director John Rogers, Jr.

   Mgmt    For    For    For
1l  

Elect Director Miles White

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Adopt Holy Land Principles

   SH    Against    Against    Against
7  

Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain

   SH    Against    Refer    Against
8  

Report on Consistency Between Corporate Values and Political Contributions

   SH    Against    Against    Against
9  

Report on Consistency Between Corporate Values and Political Activities

   SH    Against    Against    Against

Shire plc

 

Meeting Date:    05/27/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    04/21/2016   Meeting Type:    Special   Ticker:    SHP
     Shares Voted:    239,539     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Matters Relating to the Cash and Share Offer for Baxalta

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Williams-Sonoma, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    969904101
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    WSM
     Shares Voted:    548,507     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Laura J. Alber

   Mgmt    For    For    For
1.2  

Elect Director Adrian D.P. Bellamy

   Mgmt    For    For    For
1.3  

Elect Director Rose Marie Bravo

   Mgmt    For    For    For
1.4  

Elect Director Patrick J. Connolly

   Mgmt    For    For    For
1.5  

Elect Director Adrian T. Dillon

   Mgmt    For    For    For
1.6  

Elect Director Anthony A. Greener

   Mgmt    For    For    For
1.7  

Elect Director Ted W. Hall

   Mgmt    For    For    For
1.8  

Elect Director Sabrina Simmons

   Mgmt    For    For    For
1.9  

Elect Director Jerry D. Stritzke

   Mgmt    For    For    For
1.10  

Elect Director Lorraine Twohill

   Mgmt    For    For    For
2  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Las Vegas Sands Corp.

 

Meeting Date:    06/03/2016   Country:    USA   Primary Security ID:    517834107
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    LVS
     Shares Voted:    451,104     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sheldon G. Adelson

   Mgmt    For    For    For
1.2  

Elect Director Irwin Chafetz

   Mgmt    For    For    For
1.3  

Elect Director Robert G. Goldstein

   Mgmt    For    For    For
1.4  

Elect Director Charles A. Koppelman

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

UnitedHealth Group Incorporated

 

Meeting Date:    06/06/2016   Country:    USA   Primary Security ID:    91324P102
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    UNH
     Shares Voted:    107,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director William C. Ballard, Jr.

   Mgmt    For    For    For
1b  

Elect Director Edson Bueno

   Mgmt    For    For    For
1c  

Elect Director Richard T. Burke

   Mgmt    For    For    For
1d  

Elect Director Robert J. Darretta

   Mgmt    For    For    For
1e  

Elect Director Stephen J. Hemsley

   Mgmt    For    For    For
1f  

Elect Director Michele J. Hooper

   Mgmt    For    For    For
1g  

Elect Director Rodger A. Lawson

   Mgmt    For    For    For
1h  

Elect Director Glenn M. Renwick

   Mgmt    For    For    For
1i  

Elect Director Kenneth I. Shine

   Mgmt    For    For    For
1j  

Elect Director Gail R. Wilensky

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Biogen Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    09062X103
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    BIIB
     Shares Voted:    51,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Alexander J. Denner

   Mgmt    For    For    For
1b  

Elect Director Caroline D. Dorsa

   Mgmt    For    For    For
1c  

Elect Director Nancy L. Leaming

   Mgmt    For    For    For
1d  

Elect Director Richard C. Mulligan

   Mgmt    For    For    For
1e  

Elect Director Robert W. Pangia

   Mgmt    For    For    For
1f  

Elect Director Stelios Papadopoulos

   Mgmt    For    For    For
1g  

Elect Director Brian S. Posner

   Mgmt    For    For    For
1h  

Elect Director Eric K. Rowinsky

   Mgmt    For    For    For
1i  

Elect Director George A. Scangos

   Mgmt    For    For    For
1j  

Elect Director Lynn Schenk

   Mgmt    For    For    For
1k  

Elect Director Stephen A. Sherwin

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    339041105
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    FLT
     Shares Voted:    161,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald F. Clarke

   Mgmt    For    For    For
1.2  

Elect Director Joseph W. Farrelly

   Mgmt    For    For    For
1.3  

Elect Director Richard Macchia

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Proxy Access

   SH    Against    Against    Against
4  

Report on Plans to Increase Board Diversity

   SH    None    Against    Against
5  

Require a Majority Vote for the Election of Directors

   SH    None    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

Autodesk, Inc.

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    052769106
Record Date:    04/19/2016   Meeting Type:    Annual   Ticker:    ADSK
     Shares Voted:    525,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Carl Bass

   Mgmt    For    For    For
1b  

Elect Director Crawford W. Beveridge

   Mgmt    For    For    For
1c  

Elect Director Jeff Clarke

   Mgmt    For    For    For
1d  

Elect Director Scott Ferguson

   Mgmt    For    For    For
1e  

Elect Director Thomas Georgens

   Mgmt    For    For    For
1f  

Elect Director Richard (Rick) S. Hill

   Mgmt    For    For    For
1g  

Elect Director Mary T. McDowell

   Mgmt    For    For    For
1h  

Elect Director Lorrie M. Norrington

   Mgmt    For    For    For
1i  

Elect Director Betsy Rafael

   Mgmt    For    For    For
1j  

Elect Director Stacy J. Smith

   Mgmt    For    For    For
1k  

Elect Director Steven M. West

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    192446102
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    CTSH
     Shares Voted:    610,700     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 17 Ivy Balanced Fund

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Zein Abdalla

   Mgmt    For    For    For
1b  

Elect Director Maureen Breakiron-Evans

   Mgmt    For    For    For
1c  

Elect Director Jonathan Chadwick

   Mgmt    For    For    For
1d  

Elect Director Francisco D’Souza

   Mgmt    For    For    For
1e  

Elect Director John N. Fox, Jr.

   Mgmt    For    For    For
1f  

Elect Director John E. Klein

   Mgmt    For    For    For
1g  

Elect Director Leo S. Mackay, Jr.

   Mgmt    For    For    For
1h  

Elect Director Lakshmi Narayanan

   Mgmt    For    For    For
1i  

Elect Director Michael Patsalos-Fox

   Mgmt    For    For    For
1j  

Elect Director Robert E. Weissman

   Mgmt    For    For    For
1k  

Elect Director Thomas M. Wendel

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For


IVY BOND FUND

Proxy Voting Record

There was no proxy voting for Ivy Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY CORE EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

Kraft Foods Group, Inc.

 

Meeting Date:    07/01/2015   Country:    USA   Primary Security ID:    50076Q106
Record Date:    05/13/2015   Meeting Type:    Special   Ticker:    KRFT
     Shares Voted:    134,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    05/07/2015   Meeting Type:    Annual   Ticker:    TWC
     Shares Voted:    140,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Carole Black

   Mgmt    For    Refer    Against
1b  

Elect Director Thomas H. Castro

   Mgmt    For    For    For
1c  

Elect Director David C. Chang

   Mgmt    For    For    For
1d  

Elect Director James E. Copeland, Jr.

   Mgmt    For    For    For
1e  

Elect Director Peter R. Haje

   Mgmt    For    Refer    Against
1f  

Elect Director Donna A. James

   Mgmt    For    For    For
1g  

Elect Director Don Logan

   Mgmt    For    For    For
1h  

Elect Director Robert D. Marcus

   Mgmt    For    For    For
1i  

Elect Director N.J. Nicholas, Jr.

   Mgmt    For    Refer    Against
1j  

Elect Director Wayne H. Pace

   Mgmt    For    For    For
1k  

Elect Director Edward D. Shirley

   Mgmt    For    Refer    Against
1l  

Elect Director John E. Sununu

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

NXP Semiconductors NV

 

Meeting Date:    07/02/2015   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    06/04/2015   Meeting Type:    Special   Ticker:    NXPI
     Shares Voted:    91,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Special Meeting

   Mgmt         
1A  

Approve Acquisition of Freescale Through a Cash and Share Consideration

   Mgmt    For    Refer    For
1B  

Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A

   Mgmt    For    Refer    For
1C  

Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition

   Mgmt    For    For    For
2A  

Elect Gregory L. Summe as Non-executive Director

   Mgmt    For    For    For
2B  

Elect Peter Smitham as Non-executive Director

   Mgmt    For    For    For

Ralph Lauren Corporation

 

Meeting Date:    08/06/2015   Country:    USA   Primary Security ID:    751212101
Record Date:    06/10/2015   Meeting Type:    Annual   Ticker:    RL
     Shares Voted:    62,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frank A. Bennack, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Joel L. Fleishman

   Mgmt    For    For    For
1.3  

Elect Director Hubert Joly

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    708,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For
1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For
1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For
2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For
3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For
4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    615,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For

MarkWest Energy Partners, L.P.

 

Meeting Date:    12/01/2015   Country:    USA   Primary Security ID:    570759100
Record Date:    10/05/2015   Meeting Type:    Special   Ticker:    MWE
     Shares Voted:    165,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Microsoft Corporation

 

Meeting Date:    12/02/2015   Country:    USA   Primary Security ID:    594918104
Record Date:    10/02/2015   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    811,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Microsoft Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    12/10/2015   Country:    USA   Primary Security ID:    20030N101
Record Date:    10/20/2015   Meeting Type:    Special   Ticker:    CMCSA
     Shares Voted:    448,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Conversion of Securities

   Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/11/2015   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/12/2015   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    450,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For
1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Shirley Ann Jackson

   Mgmt    For    For    For
1g  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For
1h  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1i  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Medtronic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1k  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
1l  

Elect Director Robert C. Pozen

   Mgmt    For    For    For
1m  

Elect Director Preetha Reddy

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Air Products and Chemicals, Inc.

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:    009158106
Record Date:    11/30/2015   Meeting Type:    Annual   Ticker:    APD
     Shares Voted:    177,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan K. Carter

   Mgmt    For    For    For
1b  

Elect Director Charles I. Cogut

   Mgmt    For    For    For
1c  

Elect Director Seifi Ghasemi

   Mgmt    For    For    For
1d  

Elect Director David H. Y. Ho

   Mgmt    For    For    For
1e  

Elect Director Margaret G. McGlynn

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Costco Wholesale Corporation

 

Meeting Date:    01/29/2016   Country:    USA   Primary Security ID:    22160K105
Record Date:    11/20/2015   Meeting Type:    Annual   Ticker:    COST
     Shares Voted:    154,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Hamilton E. James

   Mgmt    For    For    For
1.2  

Elect Director W. Craig Jelinek

   Mgmt    For    For    For
1.3  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.4  

Elect Director Mary A. (Maggie) Wilderotter

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Proxy Access Right

   SH    Against    Against    Against

Visa Inc.

 

Meeting Date:    02/03/2016   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/07/2015   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    296,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1f  

Elect Director Cathy E. Minehan

   Mgmt    For    For    For
1g  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1h  

Elect Director David J. Pang

   Mgmt    For    For    For
1i  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1j  

Elect Director John A. C. Swainson

   Mgmt    For    For    For
1k  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Visa Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Rockwell Collins, Inc.

 

Meeting Date:    02/04/2016   Country:    USA   Primary Security ID:    774341101
Record Date:    12/07/2015   Meeting Type:    Annual   Ticker:    COL
     Shares Voted:    194,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John A. Edwardson

   Mgmt    For    For    For
1.2  

Elect Director Andrew J. Policano

   Mgmt    For    For    For
1.3  

Elect Director Jeffrey L. Turner

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Applied Materials, Inc.

 

Meeting Date:    03/10/2016   Country:    USA   Primary Security ID:    038222105
Record Date:    01/14/2016   Meeting Type:    Annual   Ticker:    AMAT
     Shares Voted:    1,673,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Willem P. Roelandts

   Mgmt    For    For    For
1b  

Elect Director Xun (Eric) Chen

   Mgmt    For    For    For
1c  

Elect Director Aart J. de Geus

   Mgmt    For    For    For
1d  

Elect Director Gary E. Dickerson

   Mgmt    For    For    For
1e  

Elect Director Stephen R. Forrest

   Mgmt    For    For    For
1f  

Elect Director Thomas J. Iannotti

   Mgmt    For    For    For
1g  

Elect Director Susan M. James

   Mgmt    For    Refer    For
1h  

Elect Director Alexander A. Karsner

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Applied Materials, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director Adrianna C. Ma

   Mgmt    For    For    For
1j  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
1k  

Elect Director Robert H. Swan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against

Adobe Systems Incorporated

 

Meeting Date:    04/13/2016   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/17/2016   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    327,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy L. Banse

   Mgmt    For    For    For
1b  

Elect Director Edward W. Barnholt

   Mgmt    For    For    For
1c  

Elect Director Robert K. Burgess

   Mgmt    For    For    For
1d  

Elect Director Frank A. Calderoni

   Mgmt    For    For    For
1e  

Elect Director James E. Daley

   Mgmt    For    For    For
1f  

Elect Director Laura B. Desmond

   Mgmt    For    Refer    For
1g  

Elect Director Charles M. Geschke

   Mgmt    For    For    For
1h  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1i  

Elect Director Daniel L. Rosensweig

   Mgmt    For    For    For
1j  

Elect Director John E. Warnock

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    682,147     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016   Country:    Canada   Primary Security ID:    13645T100
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    CP
     Shares Voted:    138,004     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4.1  

Elect Director William A. Ackman

   Mgmt    For    For    For
4.2  

Elect Director John Baird

   Mgmt    For    For    For
4.3  

Elect Director Isabelle Courville

   Mgmt    For    For    For
4.4  

Elect Director Keith E. Creel

   Mgmt    For    For    For
4.5  

Elect Director E. Hunter Harrison

   Mgmt    For    For    For
4.6  

Elect Director Rebecca MacDonald

   Mgmt    For    For    For
4.7  

Elect Director Anthony R. Melman

   Mgmt    For    For    For
4.8  

Elect Director Matthew H. Paul

   Mgmt    For    For    For
4.9  

Elect Director Andrew F. Reardon

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

THE SHERWIN-WILLIAMS COMPANY

 

Meeting Date:    04/20/2016   Country:    USA   Primary Security ID:    824348106
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    SHW
     Shares Voted:    62,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Arthur F. Anton

   Mgmt    For    For    For
1.2  

Elect Director Christopher M. Connor

   Mgmt    For    For    For
1.3  

Elect Director David F. Hodnik

   Mgmt    For    For    For
1.4  

Elect Director Thomas G. Kadien

   Mgmt    For    For    For
1.5  

Elect Director Richard J. Kramer

   Mgmt    For    For    For
1.6  

Elect Director Susan J. Kropf

   Mgmt    For    For    For
1.7  

Elect Director John G. Morikis

   Mgmt    For    For    For
1.8  

Elect Director Christine A. Poon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

THE SHERWIN-WILLIAMS COMPANY

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.9  

Elect Director John M. Stropki

   Mgmt    For    For    For
1.10  

Elect Director Matthew Thornton, III

   Mgmt    For    For    For
1.11  

Elect Director Steven H. Wunning

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    445658107
Record Date:    02/16/2016   Meeting Type:    Annual   Ticker:    JBHT
     Shares Voted:    81,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas G. Duncan

   Mgmt    For    For    For
1.2  

Elect Director Francesca M. Edwardson

   Mgmt    For    For    For
1.3  

Elect Director Wayne Garrison

   Mgmt    For    For    For
1.4  

Elect Director Sharilyn S. Gasaway

   Mgmt    For    For    For
1.5  

Elect Director Gary C. George

   Mgmt    For    For    For
1.6  

Elect Director J. Bryan Hunt, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Coleman H. Peterson

   Mgmt    For    For    For
1.8  

Elect Director John N. Roberts, III

   Mgmt    For    For    For
1.9  

Elect Director James L. Robo

   Mgmt    For    For    For
1.10  

Elect Director Kirk Thompson

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

The Kraft Heinz Company

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    500754106
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    KHC
     Shares Voted:    410,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory E. Abel

   Mgmt    For    For    For
1b  

Elect Director Alexandre Behring

   Mgmt    For    For    For
1c  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1d  

Elect Director John T. Cahill

   Mgmt    For    For    For
1e  

Elect Director Tracy Britt Cool

   Mgmt    For    For    For
1f  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For
1g  

Elect Director Jorge Paulo Lemann

   Mgmt    For    For    For
1h  

Elect Director Mackey J. McDonald

   Mgmt    For    For    For
1i  

Elect Director John C. Pope

   Mgmt    For    For    For
1j  

Elect Director Marcel Herrmann Telles

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    172967424
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    506,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1d  

Elect Director Peter B. Henry

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1e  

Elect Director Franz B. Humer

   Mgmt    For    For    For
1f  

Elect Director Renee J. James

   Mgmt    For    For    For
1g  

Elect Director Eugene M. McQuade

   Mgmt    For    For    For
1h  

Elect Director Michael E. O’Neill

   Mgmt    For    For    For
1i  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1j  

Elect Director Judith Rodin

   Mgmt    For    For    For
1k  

Elect Director Anthony M. Santomero

   Mgmt    For    For    For
1l  

Elect Director Joan E. Spero

   Mgmt    For    For    For
1m  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1n  

Elect Director William S. Thompson, Jr.

   Mgmt    For    For    For
1o  

Elect Director James S. Turley

   Mgmt    For    For    For
1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Demonstrate No Gender Pay Gap

   SH    Against    Against    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Appoint a Stockholder Value Committee

   SH    Against    Refer    Against
9  

Claw-back of Payments under Restatements

   SH    Against    For    For
10  

Limit/Prohibit Accelerated Vesting of Awards

   SH    Against    Refer    Against

EOG Resources, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    312,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

EOG Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director James C. Day

   Mgmt    For    For    For
1d  

Elect Director H. Leighton Steward

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ABI
     Shares Voted:    160,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Receive Directors’ Reports (Non-Voting)

   Mgmt         
2  

Receive Auditors’ Reports (Non-Voting)

   Mgmt         
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
4  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Approve Discharge of Auditors

   Mgmt    For    For    For
7  

Ratify Deloitte as Auditors and Approve Auditors’ Remuneration

   Mgmt    For    For    For
8a  

Approve Remuneration Report

   Mgmt    For    Refer    For
8b  

Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors

   Mgmt    For    Refer    For
9a  

Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9b  

Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015

   Mgmt    For    Refer    For
10  

Acknowledge Cancellation of VVPR Strips

   Mgmt    For    Refer    For
11  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

HCA Holdings, Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    241,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Milton Johnson

   Mgmt    For    For    For
1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For
1d  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1e  

Elect Director William R. Frist

   Mgmt    For    For    For
1f  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1g  

Elect Director Ann H. Lamont

   Mgmt    For    For    For
1h  

Elect Director Jay O. Light

   Mgmt    For    For    For
1i  

Elect Director Geoffrey G. Meyers

   Mgmt    For    For    For
1j  

Elect Director Michael W. Michelson

   Mgmt    For    For    For
1k  

Elect Director Wayne J. Riley

   Mgmt    For    For    For
1l  

Elect Director John W. Rowe

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Require a Majority Vote for the Election of Directors

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Shire plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    178,762     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Re-elect Dr Steven Gillis as Director

   Mgmt    For    For    For
7  

Re-elect Dr David Ginsburg as Director

   Mgmt    For    For    For
8  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
9  

Elect Sara Mathew as Director

   Mgmt    For    For    For
10  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
11  

Re-elect Dr Flemming Ornskov as Director

   Mgmt    For    For    For
12  

Elect Jeffrey Poulton as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Increase in Authorised Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
19  

Adopt New Articles of Association

   Mgmt    For    Refer    For
20  

Authorise the Company to Call General Meeting with Two Week’s Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    110122108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    381,019     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Lamberto Andreotti

   Mgmt    For    For    For
1B  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1E  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1F  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1G  

Elect Director Thomas J. Lynch, Jr.

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Togo D. West, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    127097103
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    COG
     Shares Voted:    769,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Dorothy M. Ables

   Mgmt    For    For    For
1b  

Elect Director Rhys J. Best

   Mgmt    For    For    For
1c  

Elect Director Robert S. Boswell

   Mgmt    For    For    For
1d  

Elect Director Dan O. Dinges

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Cabot Oil & Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1e  

Elect Director Robert Kelley

   Mgmt    For    For    For
1f  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Political Contributions

   SH    Against    Against    Against
5  

Proxy Access

   SH    Against    Against    Against

Philip Morris International Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    718172109
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    480,672     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.5  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.6  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.7  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.8  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.9  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.10  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.11  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.12  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Human Rights Policy, Including the Right to Health

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Philip Morris International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Allergan plc

 

Meeting Date:    05/05/2016   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    114,891     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1.2  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1.3  

Elect Director James H. Bloem

   Mgmt    For    For    For
1.4  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.6  

Elect Director Michael R. Gallagher

   Mgmt    For    For    For
1.7  

Elect Director Catherine M. Klema

   Mgmt    For    For    For
1.8  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1.9  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1.10  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1.11  

Elect Director Ronald R. Taylor

   Mgmt    For    Refer    For
1.12  

Elect Director Fred G. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4A  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
4B  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
5A  

Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election

   Mgmt    For    Refer    For
5B  

Establish Range for Size of Board

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Allergan plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Approve Reduction in Share Capital

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Require Independent Board Chairman

   SH    Against    Refer    For

Kansas City Southern

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    485170302
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    KSU
     Shares Voted:    199,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lu M. Cordova

   Mgmt    For    For    For
1.2  

Elect Director Terrence P. Dunn

   Mgmt    For    For    For
1.3  

Elect Director Antonio O. Garza, Jr.

   Mgmt    For    For    For
1.4  

Elect Director David Garza-Santos

   Mgmt    For    For    For
1.5  

Elect Director Thomas A. McDonnell

   Mgmt    For    For    For
1.6  

Elect Director David L. Starling

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
5  

Proxy Access

   SH    Against    Against    Against

Magna International Inc.

 

Meeting Date:    05/05/2016   Country:    Canada   Primary Security ID:    559222401
Record Date:    03/18/2016   Meeting Type:    Annual/Special   Ticker:    MG
     Shares Voted:    451,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Scott B. Bonham

   Mgmt    For    For    For
1.2  

Elect Director Peter G. Bowie

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Magna International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Elect Director J. Trevor Eyton

   Mgmt    For    For    For
1.4  

Elect Director Barbara Judge

   Mgmt    For    For    For
1.5  

Elect Director Kurt J. Lauk

   Mgmt    For    For    For
1.6  

Elect Director Cynthia A. Niekamp

   Mgmt    For    For    For
1.7  

Elect Director Indira V. Samarasekera

   Mgmt    For    For    For
1.8  

Elect Director Donald J. Walker

   Mgmt    For    For    For
1.9  

Elect Director Lawrence D. Worrall

   Mgmt    For    For    For
1.10  

Elect Director William L. Young

   Mgmt    For    For    For
2  

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
4  

Amend Articles

   Mgmt    For    Refer    For
5  

Adopt New By-Law No. 1

   Mgmt    For    Refer    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    015351109
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    ALXN
     Shares Voted:    162,529     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Leonard Bell

   Mgmt    For    For    For
1.2  

Elect Director Felix J. Baker

   Mgmt    For    For    For
1.3  

Elect Director David R. Brennan

   Mgmt    For    For    For
1.4  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.6  

Elect Director David L. Hallal

   Mgmt    For    For    For
1.7  

Elect Director John T. Mollen

   Mgmt    For    For    For
1.8  

Elect Director R. Douglas Norby

   Mgmt    For    For    For
1.9  

Elect Director Alvin S. Parven

   Mgmt    For    For    For
1.10  

Elect Director Andreas Rummelt

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Alexion Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.11  

Elect Director Ann M. Veneman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

American International Group, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    026874784
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    AIG
     Shares Voted:    573,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1b  

Elect Director Peter R. Fisher

   Mgmt    For    For    For
1c  

Elect Director John H. Fitzpatrick

   Mgmt    For    For    For
1d  

Elect Director Peter D. Hancock

   Mgmt    For    For    For
1e  

Elect Director William G. Jurgensen

   Mgmt    For    For    For
1f  

Elect Director Christopher S. Lynch

   Mgmt    For    For    For
1g  

Elect Director Samuel J. Merksamer

   Mgmt    For    For    For
1h  

Elect Director George L. Miles, Jr.

   Mgmt    For    For    For
1i  

Elect Director Henry S. Miller

   Mgmt    For    For    For
1j  

Elect Director Robert S. Miller

   Mgmt    For    For    For
1k  

Elect Director Linda A. Mills

   Mgmt    For    For    For
1l  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1m  

Elect Director John A. Paulson

   Mgmt    For    For    For
1n  

Elect Director Ronald A. Rittenmeyer

   Mgmt    For    For    For
1o  

Elect Director Douglas M. Steenland

   Mgmt    For    For    For
1p  

Elect Director Theresa M. Stone

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

American International Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Chipotle Mexican Grill, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    169656105
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    CMG
     Shares Voted:    49,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Al Baldocchi

   Mgmt    For    Refer    For
1.2  

Elect Director Darlene Friedman

   Mgmt    For    For    For
1.3  

Elect Director John S. Charlesworth

   Mgmt    For    For    For
1.4  

Elect Director Kimbal Musk

   Mgmt    For    For    For
1.5  

Elect Director Montgomery F. (Monty) Moran

   Mgmt    For    For    For
1.6  

Elect Director Neil Flanzraich

   Mgmt    For    For    For
1.7  

Elect Director Patrick J. Flynn

   Mgmt    For    Refer    For
1.8  

Elect Director Stephen Gillett

   Mgmt    For    For    For
1.9  

Elect Director Steve Ells

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings

   Mgmt    For    Refer    For
5  

Provide Proxy Access Right

   Mgmt    For    Against    For
6  

Proxy Access

   SH    Against    Against    Against
7  

Stock Retention/Holding Period

   SH    Against    Against    Against
8  

Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting

   SH    Against    For    For
9  

Report on Sustainability, Including Quantitative Goals

   SH    Against    Refer    Against
10  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Cimarex Energy Co.

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    171798101
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    XEC
     Shares Voted:    259,134     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lisa A. Stewart

   Mgmt    For    For    For
1.2  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1.3  

Elect Director Harold R. Logan, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Monroe W. Robertson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    023135106
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    34,985     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Tom A. Alberg

   Mgmt    For    For    For
1c  

Elect Director John Seely Brown

   Mgmt    For    For    For
1d  

Elect Director William B. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1f  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Report on Sustainability, Including GHG Goals

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Report on Human Rights Risk Assessment Process

   SH    Against    Against    Against
5  

Report on Political Contributions

   SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    46625h100
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    427,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director James S. Crown

   Mgmt    For    For    For
1f  

Elect Director James Dimon

   Mgmt    For    For    For
1g  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1h  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For
1i  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1j  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1k  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments

   SH    Against    Refer    Against
8  

Clawback Amendment

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Adopt Executive Compensation Philosophy with Social Factors

   SH    Against    Refer    Against

Halliburton Company

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    406216101
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    693,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1.2  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1.3  

Elect Director James R. Boyd

   Mgmt    For    For    For
1.4  

Elect Director Milton Carroll

   Mgmt    For    For    For
1.5  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1.6  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1.7  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1.8  

Elect Director David J. Lesar

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1.10  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1.11  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1.12  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Anthem, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    036752103
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ANTM
     Shares Voted:    40,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1b  

Elect Director George A. Schaefer, Jr.

   Mgmt    For    For    For
1c  

Elect Director Joseph R. Swedish

   Mgmt    For    For    For
1d  

Elect Director Elizabeth E. Tallett

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    466,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    Refer    For
1.5  

Elect Director Joseph J. Collins

   Mgmt    For    Refer    For
1.6  

Elect Director Gerald L. Hassell

   Mgmt    For    Refer    For
1.7  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.8  

Elect Director Eduardo G. Mestre

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
1.11  

Elect Director Judith Rodin

   Mgmt    For    Refer    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
4  

Amend Stock Option Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Amend Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

Level 3 Communications, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    52729N308
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    LVLT
     Shares Voted:    581,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1b  

Elect Director Jeff K. Storey

   Mgmt    For    For    For
1c  

Elect Director Kevin P. Chilton

   Mgmt    For    For    For
1d  

Elect Director Steven T. Clontz

   Mgmt    For    For    For
1e  

Elect Director Irene M. Esteves

   Mgmt    For    For    For
1f  

Elect Director T. Michael Glenn

   Mgmt    For    For    For
1g  

Elect Director Spencer B. Hays

   Mgmt    For    For    For
1h  

Elect Director Michael J. Mahoney

   Mgmt    For    For    For
1i  

Elect Director Kevin W. Mooney

   Mgmt    For    For    For
1j  

Elect Director Peter Seah Lim Huat

   Mgmt    For    For    For
1k  

Elect Director Peter van Oppen

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
4  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Level 3 Communications, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    437076102
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    154,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1d  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1e  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1f  

Elect Director Armando Codina

   Mgmt    For    For    For
1g  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1h  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1i  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1j  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1k  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1l  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Dollar General Corporation

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    256677105
Record Date:    03/17/2016   Meeting Type:    Annual   Ticker:    DG
     Shares Voted:    89,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Warren F. Bryant

   Mgmt    For    For    For
1b  

Elect Director Michael M. Calbert

   Mgmt    For    For    For
1c  

Elect Director Sandra B. Cochran

   Mgmt    For    For    For
1d  

Elect Director Patricia D. Fili-Krushel

   Mgmt    For    For    For
1e  

Elect Director Paula A. Price

   Mgmt    For    For    For
1f  

Elect Director William C. Rhodes, III

   Mgmt    For    For    For
1g  

Elect Director David B. Rickard

   Mgmt    For    For    For
1h  

Elect Director Todd J. Vasos

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Molson Coors Brewing Company

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    60871R209
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    TAP
     Shares Voted:    235,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Roger G. Eaton

   Mgmt    For    For    For
1.2  

Elect Director Charles M. Herington

   Mgmt    For    For    For
1.3  

Elect Director H. Sanford Riley

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Shire plc

 

Meeting Date:    05/27/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    04/21/2016   Meeting Type:    Special   Ticker:    SHP
     Shares Voted:    175,662     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Matters Relating to the Cash and Share Offer for Baxalta

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

American Tower Corporation

 

Meeting Date:    06/01/2016   Country:    USA   Primary Security ID:    03027X100
Record Date:    04/06/2016   Meeting Type:    Annual   Ticker:    AMT
     Shares Voted:    332,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Raymond P. Dolan

   Mgmt    For    For    For
1b  

Elect Director Robert D. Hormats

   Mgmt    For    For    For
1c  

Elect Director Carolyn F. Katz

   Mgmt    For    For    For
1d  

Elect Director Gustavo Lara Cantu

   Mgmt    For    For    For
1e  

Elect Director Craig Macnab

   Mgmt    For    For    For
1f  

Elect Director JoAnn A. Reed

   Mgmt    For    For    For
1g  

Elect Director Pamela D.A. Reeve

   Mgmt    For    For    For
1h  

Elect Director David E. Sharbutt

   Mgmt    For    For    For
1i  

Elect Director James D. Taiclet, Jr.

   Mgmt    For    For    For
1j  

Elect Director Samme L. Thompson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

NXP Semiconductors NV

 

Meeting Date:    06/02/2016   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    05/05/2016   Meeting Type:    Annual   Ticker:    NXPI
     Shares Voted:    368,571     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2a  

Discussion of the implementation of the remuneration policy

   Mgmt         
2b  

Discussion on Company’s Reserves and Dividend Policy

   Mgmt         
2c  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2d  

Approve Discharge of Board Members

   Mgmt    For    For    For
3a  

Reelect Richard L. Clemmer as Executive Director

   Mgmt    For    For    For
3b  

Reelect Peter Bonfield as Non-Executive Director

   Mgmt    For    For    For
3c  

Reelect Johannes P. Huth as Non-Executive Director

   Mgmt    For    For    For
3d  

Reelect Kenneth A. Goldman as Non-Executive Director

   Mgmt    For    For    For
3e  

Reelect Marion Helmes as Non-Executive Director

   Mgmt    For    For    For
3f  

Reelect Joseph Kaeser as Non-Executive Director

   Mgmt    For    For    For
3g  

Reelect I. Loring as Non-Executive Director

   Mgmt    For    For    For
3h  

Reelect Eric Meurice as Non-Executive Director

   Mgmt    For    For    For
3i  

Reelect Peter Smitham as Non-Executive Director

   Mgmt    For    For    For
3j  

Reelect Julie Southern as Non-Executive Director

   Mgmt    For    For    For
3k  

Reelect Gregory Summe as Non-Executive Director

   Mgmt    For    For    For
3l  

Reelect Rick Tsai as Director

   Mgmt    For    For    For
4  

Approve Remuneration of Audit, Nominating and Compensation Committee

   Mgmt    For    Refer    For
5a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

NXP Semiconductors NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5b  

Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a

   Mgmt    For    For    For
6  

Authorize Repurchase of Shares

   Mgmt    For    For    For
7  

Approve Cancellation of Ordinary Shares

   Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    49,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Eric E. Schmidt

   Mgmt    For    For    For
1.4  

Elect Director L. John Doerr

   Mgmt    For    For    For
1.5  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1.6  

Elect Director John L. Hennessy

   Mgmt    For    Refer    For
1.7  

Elect Director Ann Mather

   Mgmt    For    For    For
1.8  

Elect Director Alan R. Mulally

   Mgmt    For    For    For
1.9  

Elect Director Paul S. Otellini

   Mgmt    For    Refer    Withhold
1.10  

Elect Director K. Ram Shriram

   Mgmt    For    Refer    Withhold
1.11  

Elect Director Shirley M. Tilghman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Amended and Restated Certificate of Incorporation of Google Inc.

   Mgmt    For    Refer    For
5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Report on Political Contributions

   SH    Against    Against    Against
8  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Report on Gender Pay Gap

   SH    Against    Against    Against

Celgene Corporation

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    151020104
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    CELG
     Shares Voted:    156,531     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert J. Hugin

   Mgmt    For    For    For
1.2  

Elect Director Mark J. Alles

   Mgmt    For    For    For
1.3  

Elect Director Richard W. Barker

   Mgmt    For    For    For
1.4  

Elect Director Michael W. Bonney

   Mgmt    For    For    For
1.5  

Elect Director Michael D. Casey

   Mgmt    For    For    For
1.6  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1.7  

Elect Director Jacqualyn A. Fouse

   Mgmt    For    For    For
1.8  

Elect Director Michael A. Friedman

   Mgmt    For    For    For
1.9  

Elect Director Julia A. Haller

   Mgmt    For    For    For
1.10  

Elect Director Gilla S. Kaplan

   Mgmt    For    For    For
1.11  

Elect Director James J. Loughlin

   Mgmt    For    For    For
1.12  

Elect Director Ernest Mario

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    For
6  

Call Special Meetings

   SH    Against    For    For
7  

Proxy Access

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    192446102
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    CTSH
     Shares Voted:    265,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Zein Abdalla

   Mgmt    For    For    For
1b  

Elect Director Maureen Breakiron-Evans

   Mgmt    For    For    For
1c  

Elect Director Jonathan Chadwick

   Mgmt    For    For    For
1d  

Elect Director Francisco D’Souza

   Mgmt    For    For    For
1e  

Elect Director John N. Fox, Jr.

   Mgmt    For    For    For
1f  

Elect Director John E. Klein

   Mgmt    For    For    For
1g  

Elect Director Leo S. Mackay, Jr.

   Mgmt    For    For    For
1h  

Elect Director Lakshmi Narayanan

   Mgmt    For    For    For
1i  

Elect Director Michael Patsalos-Fox

   Mgmt    For    For    For
1j  

Elect Director Robert E. Weissman

   Mgmt    For    For    For
1k  

Elect Director Thomas M. Wendel

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For

Facebook, Inc.

 

Meeting Date:    06/20/2016   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    214,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    Refer    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    Refer    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
5  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
6  

Approve Annual Compensation Program for Non-employee Directors

   Mgmt    For    Refer    For
7A  

Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes

   Mgmt    For    Refer    Against
7B  

Increase Authorized Common Stock

   Mgmt    For    Refer    Against
7C  

Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock

   Mgmt    For    For    For
7D  

Amend Certificate of Incorporation to Provide for Additional Events

   Mgmt    For    For    For
8  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
9  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
10  

Report on Sustainability

   SH    Against    Refer    For
11  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
12  

Establish International Policy Board Committee

   SH    Against    Refer    Against
13  

Report on Gender Pay Gap

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 1 Ivy Core Equity Fund

 

MasterCard Incorporated

 

Meeting Date:    06/28/2016   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    261,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For
1c  

Elect Director Silvio Barzi

   Mgmt    For    For    For
1d  

Elect Director David R. Carlucci

   Mgmt    For    For    For
1e  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1f  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1i  

Elect Director Oki Matsumoto

   Mgmt    For    Refer    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Jackson Tai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


IVY CUNDILL GLOBAL VALUE FUND

Proxy Voting Record

Vote Summary

 

Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

BANK OF AMERICA CORPORATION

 

Security    060505104    Meeting Type    Special
Ticker Symbol    BAC    Meeting Date    22-Sep-2015
ISIN    US0605051046    Agenda    934269172 - Management
Record Date    10-Aug-2015    Holding Recon Date    10-Aug-2015
City / Country                        / United States    Vote Deadline Date    21-Sep-2015
SEDOL(s)         Quick Code     

 

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01    RESOLVED, THAT THE BANK OF AMERICA CORPORATION STOCKHOLDERS HEREBY RATIFY THE OCTOBER 1, 2014 AMENDMENTS TO THE COMPANY’S BYLAWS THAT PERMIT THE COMPANY’S BOARD OF DIRECTORS THE DISCRETION TO DETERMINE THE BOARD’S LEADERSHIP STRUCTURE, INCLUDING APPOINTING AN INDEPENDENT CHAIRMAN, OR APPOINTING A LEAD INDEPENDENT DIRECTOR WHEN THE CHAIRMAN IS NOT AN INDEPENDENT DIRECTOR.    Management    Against    Against   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

TNT EXPRESS NV, AMSTERDAM

 

Security    N8726Y106    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol         Meeting Date    05-Oct-2015
ISIN    NL0009739424    Agenda    706381681 - Management
Record Date    07-Sep-2015    Holding Recon Date    07-Sep-2015
City / Country    HOOFDDORP / Netherlands    Vote Deadline Date    22-Sep-2015
SEDOL(s)    B3Y0JD2 - B68VFP6 - B6QJZ18 -
B6ZXJH5 - BJ055N5
   Quick Code     

 

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1    OPEN MEETING    Non-Voting         
2    DISCUSS PUBLIC OFFER BY FEDEX    Non-Voting         
3.I    APPROVE CONDITIONAL SALE OF COMPANY ASSETS    Management    For    For   
3.II    APPROVE CONDITIONAL DISSOLUTION AND LIQUIDATION OF TNT EXPRESS FOLLOWING THE ASSET SALE AND CONDITIONAL APPOINTMENT OF TNT NEDERLAND BV AS CUSTODIAN OF THE BOOKS AND RECORDS OF TNT EXPRESS    Management    For    For   
4.I    CONDITIONAL AMENDMENTS OF ARTICLES RE: OFFER ON ALL OUTSTANDING SHARES BY FEDEX    Management    For    For   
4.II    AMEND ARTICLES TO REFLECT CHANGE OF CORPORATE FORM FROM A PUBLIC TO PRIVATE SHAREHOLDING COMPANY    Management    For    For   
5.I    ELECT D. CUNNINGHAM TO SUPERVISORY BOARD    Management    For    For   
5.II    ELECT C. RICHARDS TO SUPERVISORY BOARD    Management    For    For   
5.III    ELECT D. BRONCZEK TO SUPERVISORY BOARD    Management    For    For   
6.I    ELECT D. BINKS TO MANAGEMENT BOARD    Management    For    For   
6.II    ELECT M. ALLEN TO MANAGEMENT BOARD    Management    For    For   
7    AMEND REMUNERATION ARRANGEMENTS WITH DE VRIES INCLUDING APPROVAL OF ONE-OFF RETENTION BONUS OF EUR 250 000    Management    For    For   
8    ACCEPT RESIGNATION AND DISCHARGE OF CURRENT SUPERVISORY BOARD DIRECTORS A. BURGMANS, S. LEVY, M.E. HARRIS, R. KING, M.A. SCHELTEMA AND S.S. VOLLEBREGT    Management    For    For   
9    ACCEPT RESIGNATION AND DISCHARGE OF CURRENT MANAGEMENT BOARD DIRECTORS L.W. GUNNING AND M.J. DE VRIES    Management    For    For   
10    ALLOW QUESTIONS    Non-Voting         
11    CLOSE MEETING    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

TRANSOCEAN, LTD.

 

Security    H8817H100    Meeting Type    Special
Ticker Symbol    RIG    Meeting Date    29-Oct-2015
ISIN    CH0048265513    Agenda    934285190 - Management
Record Date    21-Sep-2015    Holding Recon Date    21-Sep-2015
City / Country                        / Switzerland    Vote Deadline Date    28-Oct-2015
SEDOL(s)         Quick Code     

 

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1.    PAR VALUE REDUCTION    Management    For    For   
2.    CANCELLATION OF SHARES REPURCHASED UNDER 2009 SHARE REPURCHASE PROGRAM    Management    For    For   
3.    CANCELLATION OF THIRD AND FOURTH DIVIDEND INSTALLMENTS    Management    For    For   
4.    ELECTION OF ONE NEW DIRECTOR, JEREMY D. THIGPEN, FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

TRANSOCEAN, LTD.

 

Security    H8817H100    Meeting Type    Special
Ticker Symbol    RIG    Meeting Date    29-Oct-2015
ISIN    CH0048265513    Agenda    934290127 - Management
Record Date    12-Oct-2015    Holding Recon Date    12-Oct-2015
City / Country                        / Switzerland    Vote Deadline Date    28-Oct-2015
SEDOL(s)         Quick Code     

 

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1.    PAR VALUE REDUCTION    Management    For    For   
2.    CANCELLATION OF SHARES REPURCHASED UNDER 2009 SHARE REPURCHASE PROGRAM    Management    For    For   
3.    CANCELLATION OF THIRD AND FOURTH DIVIDEND INSTALLMENTS    Management    For    For   
4.    ELECTION OF ONE NEW DIRECTOR, JEREMY D. THIGPEN, FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

EUROBANK ERGASIAS S.A., ATHENS

 

Security    X1898P135    Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol         Meeting Date    16-Nov-2015
ISIN    GRS323003004    Agenda    706542152 - Management
Record Date    10-Nov-2015    Holding Recon Date    10-Nov-2015
City / Country    ATHENS / Greece    Vote Deadline Date    12-Nov-2015
SEDOL(s)    BBL58B7 - BBL58C8 - BBL58Z1 -
BBL5936
   Quick Code     

 

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1.    DECREASE OF THE ORDINARY SHARE CAPITAL OF THE BANK WITH CONCURRENT (I) INCREASE OF THE NOMINAL VALUE OF EACH EXISTING ORDINARY REGISTERED SHARE OF THE BANK AND DECREASE OF THE TOTAL NUMBER THEREOF WITH REVERSE SPLIT OF THE SAID SHARES AND (II) DECREASE OF THE NOMINAL VALUE OF EACH ORDINARY REGISTERED SHARE (AS IT WILL HAVE RESULTED AFTER THE REVERSE SPLIT), FOR THE PURPOSE OF CREATING A SPECIAL RESERVE TO OFFSET LOSSES CARRIED FORWARD, IN ACCORDANCE WITH ARTICLE 4, PAR. 4(A) OF C.L. 2190/1920 AND IN THE CONTEXT OF THE BANK’S PROPOSED SHARE CAPITAL INCREASE PURSUANT TO LAW 3864/2010, AS AMENDED BY LAW 4340/2015. GRANTING OF AUTHORIZATIONS TO THE BANK’S BOARD OF DIRECTORS. APPROVAL OF THE CORRESPONDING AMENDMENT TO ARTICLES 5 AND 6 OF THE BANK’S ARTICLES OF ASSOCIATION    Management    For    For   
2.    A) INCREASE OF THE SHARE CAPITAL OF THE BANK PURSUANT TO LAW 3864/2010, AS AMENDED BY LAW 4340/2015, TO RAISE UP TO EUR 2,121,920,000 THROUGH PAYMENT IN CASH AND/OR CONTRIBUTION IN KIND, THE ISSUANCE OF NEW ORDINARY REGISTERED SHARES AND THE ABROGATION OF THE PREEMPTION RIGHTS OF THE BANK’S EXISTING ORDINARY SHAREHOLDERS AND PREFERENCE SHAREHOLDER. GRANTING OF AUTHORISATION TO THE BOARD OF DIRECTORS OF THE BANK TO DETERMINE THE OFFER PRICE OF THE NEW SHARES OF THE BANK, THE TOTAL AMOUNT OF CAPITAL TO BE RAISED, THE EXACT NUMBER OF NEW SHARES TO BE ISSUED, THE ALLOCATION THEREOF AND THE OTHER TERMS OF THE CAPITAL INCREASE, IN EACH CASE IN ACCORDANCE WITH THE APPLICABLE PROVISIONS OF ARTICLE 7 OF LAW 3864/2010, AS AMENDED BY LAW 4340/2015, AND ARTICLE 13 OF C.L. 2190/1920. APPROVAL OF THE CORRESPONDING AMENDMENT TO ARTICLES 5 AND 6 OF THE BANK’S ARTICLES OF ASSOCIATION. B) GRANTING OF AUTHORISATION TO THE BOARD OF DIRECTORS OF THE BANK TO APPROVE THE ISSUANCE OF UP TO EUR 1,338    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

   MILLION PRINCIPAL AMOUNT OF CONTINGENT CONVERTIBLE SECURITIES (“COCOS”) TO THE HELLENIC FINANCIAL STABILITY FUND PURSUANT TO LAW 3864/2010, AS AMENDED BY LAW 4340/2015, THROUGH PAYMENT IN CASH AND/OR CONTRIBUTION IN KIND AND THE ABROGATION OF THE PREEMPTION RIGHTS OF THE BANK’S OTHER ORDINARY SHAREHOLDERS AND PREFERENCE SHAREHOLDER. GRANTING OF AUTHORISATION TO THE BOARD OF DIRECTORS OF THE BANK TO DETERMINE THE TOTAL AMOUNT OF CAPITAL TO BE FINALLY RAISED THROUGH THE ISSUANCE OF COCOS AND THE SPECIFIC TERMS THEREOF, IN EACH CASE IN ACCORDANCE WITH THE APPLICABLE PROVISIONS OF ARTICLE 7 OF LAW 3864/2010, AS AMENDED BY LAW 4340/2015, ARTICLE 3A OF C.L. 2190/1920, THE CABINET ACT 36/02.11.2015 AND, ADDITIONALLY, LAW 3156/2003            
CMMT    06 NOV 2015: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM,-THERE WILL BE AN A REPETITIVE MEETING ON 21 NOV 2015. ALSO, YOUR VOTING-INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED-ON THIS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THE-REPETITIVE MEETING. THANK YOU    Non-Voting         
CMMT    06 NOV 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

MICROSOFT CORPORATION

 

Security    594918104    Meeting Type    Annual
Ticker Symbol    MSFT    Meeting Date    02-Dec-2015
ISIN    US5949181045    Agenda    934290329 - Management
Record Date    02-Oct-2015    Holding Recon Date    02-Oct-2015
City / Country                        / United States    Vote Deadline Date    01-Dec-2015
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR: WILLIAM H. GATES III    Management    For    For   
1B.    ELECTION OF DIRECTOR: TERI L. LIST-STOLL    Management    For    For   
1C.    ELECTION OF DIRECTOR: G. MASON MORFIT    Management    For    For   
1D.    ELECTION OF DIRECTOR: SATYA NADELLA    Management    For    For   
1E.    ELECTION OF DIRECTOR: CHARLES H. NOSKI    Management    For    For   
1F.    ELECTION OF DIRECTOR: HELMUT PANKE    Management    For    For   
1G.    ELECTION OF DIRECTOR: SANDRA E. PETERSON    Management    For    For   
1H.    ELECTION OF DIRECTOR: CHARLES W. SCHARF    Management    For    For   
1I.    ELECTION OF DIRECTOR: JOHN W. STANTON    Management    For    For   
1J.    ELECTION OF DIRECTOR: JOHN W. THOMPSON    Management    For    For   
1K.    ELECTION OF DIRECTOR: PADMASREE WARRIOR    Management    For    For   
2.    ADVISORY VOTE ON EXECUTIVE COMPENSATION    Management    For    For   
3.    RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2016    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

ARYZTA AG, ZUERICH

 

Security    H0336B110    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    08-Dec-2015
ISIN    CH0043238366    Agenda    706542671 - Management
Record Date    19-Nov-2015    Holding Recon Date    19-Nov-2015
City / Country    ZUERICH / Switzerland    Vote Deadline Date    01-Dec-2015
SEDOL(s)    B39VJ74 - B39VJC9 - B3CT618 -
B3CVN57 - B3DSKN4 - BYMWSP2
   Quick Code     

 

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CMMT    PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE    Non-Voting         
1.1    ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For   
1.2    APPROVE REMUNERATION REPORT    Management    For    For   
2.1    APPROVE ALLOCATION OF INCOME    Management    For    For   
2.2    APPROVE DIVIDENDS OF CHF 0.66 PER SHARE    Management    For    For   
3    APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT    Management    For    For   
4.1.1    REELECT DENIS LUCEY AS DIRECTOR AND CHAIRMAN    Management    For    For   
4.1.2    REELECT CHARLES ADAIR AS DIRECTOR    Management    Against    Against   
4.1.3    REELECT ANNETTE FLYNN AS DIRECTOR    Management    For    For   
4.1.4    REELECT SHAUN HIGGINS AS DIRECTOR    Management    For    For   
4.1.5    REELECT OWEN KILLIAN AS DIRECTOR    Management    For    For   
4.1.6    REELECT ANDREW MORGAN AS DIRECTOR    Management    For    For   
4.1.7    REELECT WOLFGANG WERLE AS DIRECTOR    Management    For    For   
4.1.8    ELECT DAN FLINTER AS DIRECTOR    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

4.2.1    APPOINT CHARLES ADAIR AS MEMBER OF THE COMPENSATION COMMITTEE    Management    Against    Against   
4.2.2    APPOINT SHAUN HIGGINS AS MEMBER OF THE COMPENSATION COMMITTEE    Management    For    For   
4.2.3    APPOINT DENIS LUCEY AS MEMBER OF THE COMPENSATION COMMITTEE    Management    For    For   
4.3    RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS    Management    For    For   
4.4    DESIGNATE INES POESCHEL AS INDEPENDENT PROXY    Management    For    For   
5.1    APPROVE MAXIMUM REMUNERATION OF BOARD DIRECTORS IN THE AMOUNT OF CHF 1 MILLION    Management    For    For   
5.2    APPROVE MAXIMUM REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 17.75 MILLION    Management    For    For   
6    APPROVE CREATION OF CHF 183,621 POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS    Management    For    For   
CMMT    06 NOV 2015: PLEASE NOTE THAT IF YOU HOLD CDI SHARES AND PARTICIPATE AT THIS-MEETING, YOUR GLOBAL CUSTODIAN WILL BE REQUIRED TO TRANSFER YOUR SHARES TO AN-ESCROW ACCOUNT. SHARES MAY BE BLOCKED DURING THIS TIME. IF THE VOTED POSITION-IS NOT TRANSFERRED TO THE REQUIRED ESCROW ACCOUNT IN CREST, THE SUBMITTED-VOTE TO BROADRIDGE WILL BE REJECTED BY THE REGISTRAR. PLEASE CONTACT YOUR-CUSTODIAN DIRECTLY TO FACILITATE THER EQUIRED TRANSFER    Non-Voting         
CMMT    06 NOV 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

SAMSUNG ELECTRONICS CO LTD, SUWON

 

Security    Y74718100    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    11-Mar-2016
ISIN    KR7005930003    Agenda    706681308 - Management
Record Date    31-Dec-2015    Holding Recon Date    31-Dec-2015
City / Country    SEOUL / Korea, Republic Of    Vote Deadline Date    01-Mar-2016
SEDOL(s)    6771720 - B19VC15    Quick Code     

 

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1    APPROVAL OF AUDITED FINANCIAL STATEMENTS FOR FY 2015 (FROM JAN 1, 2015 TO DEC 31, 2015)    Management    Against    Against   
2.1.1   

RE-ELECTION OF INDEPENDENT DIRECTOR:

MR. IN- HO LEE

   Management    Against    Against   
2.1.2   

RE-ELECTION OF INDEPENDENT DIRECTOR:

MR. KWANG-SOO SONG

   Management    Against    Against   
2.1.3   

ELECTION OF INDEPENDENT DIRECTOR: DR.

JAE- WAN PARK

   Management    For    For   
2.2.1   

RE-ELECTION OF EXECUTIVE DIRECTOR:

MR. BOO- KEUN YOON

   Management    For    For   
2.2.2   

RE-ELECTION OF EXECUTIVE DIRECTOR:

MR. JONG-KYUN SHIN

   Management    For    For   
2.2.3   

RE- ELECTION OF EXECUTIVE DIRECTOR:

MR. SANG-HOON LEE

   Management    For    For   
2.3.1   

RE- ELECTION OF AUDIT COMMITTEE MEMBER:

MR. IN-HO LEE

   Management    Against    Against   
2.3.2   

RE-ELECTION OF AUDIT COMMITTEE MEMBER:

MR. KWANG-SOO SONG

   Management    Against    Against   
3    APPROVAL OF THE REMUNERATION LIMIT FOR THE DIRECTORS FOR FY 2016    Management    For    For   
4    APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION: ARTICLE8-2, 11, 11-3, 11-4, 15-2, 16, 16-2, 17-3, 24,29,31,39, 40    Management    For    For   
CMMT    17 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

HYUNDAI MOTOR CO LTD, SEOUL

 

Security    Y38472109    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    11-Mar-2016
ISIN    KR7005380001    Agenda    706685370 - Management
Record Date    31-Dec-2015    Holding Recon Date    31-Dec-2015
City / Country    SEOUL / Korea, Republic Of    Vote Deadline Date    01-Mar-2016
SEDOL(s)    6451055 - B068386    Quick Code     

 

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1    APPROVAL OF FINANCIAL STATEMENT    Management    Against    Against   
2    ELECTION OF DIRECTOR CANDIDATES: UISEON JEONG, WONHUI LEE, SEONGIL NAM, YUJAE LEE    Management    Against    Against   
3    ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: SEONGIL NAM    Management    Against    Against   
4    APPROVAL OF REMUNERATION FOR DIRECTOR    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

POSCO, POHANG

 

Security    Y70750115    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    11-Mar-2016
ISIN    KR7005490008    Agenda    706686916 - Management
Record Date    31-Dec-2015    Holding Recon Date    31-Dec-2015
City / Country    SEOUL / Korea, Republic Of    Vote Deadline Date    01-Mar-2016
SEDOL(s)    6693233 - B0DY2P7    Quick Code     

 

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1    APPROVAL OF FINANCIAL STATEMENTS    Management    For    For   
2    AMENDMENT OF ARTICLES OF INCORP    Management    For    For   
3.1    ELECTION OF OUTSIDE DIRECTOR : LEE MYUNG- WOO    Management    For    For   
3.2    ELECTION OF INSIDE DIRECTOR : CHOI JUNG-WOO    Management    For    For   
4    APPROVAL OF REMUNERATION FOR DIRECTOR    Management    For    For   
CMMT    22 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR-NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

POSCO

 

Security    693483109    Meeting Type    Annual
Ticker Symbol    PKX    Meeting Date    11-Mar-2016
ISIN    US6934831099    Agenda    934331909 - Management
Record Date    31-Dec-2015    Holding Recon Date    31-Dec-2015
City / Country                        / United States    Vote Deadline Date    07-Mar-2016
SEDOL(s)         Quick Code     

 

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1    APPROVAL OF THE 48TH FY FINANCIAL STATEMENTS    Management    For      
2    PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION    Management    For      
3A1    ELECTION OF OUTSIDE DIRECTOR: LEE, MYOUNG-WOO    Management    For      
3A2    ELECTION OF INSIDE DIRECTOR: CHOI, JEONG-WOO    Management    For      
4    APPROVAL OF LIMIT OF TOTAL REMUNERATION FOR DIRECTORS    Management    For      


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

TNT EXPRESS NV, AMSTERDAM

 

Security    N8726Y106    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    06-Apr-2016
ISIN    NL0009739424    Agenda    706695422 - Management
Record Date    09-Mar-2016    Holding Recon Date    09-Mar-2016
City / Country    HOOFDDORP / Netherlands    Vote Deadline Date    24-Mar-2016
SEDOL(s)    B3Y0JD2 - B68VFP6 - B6QJZ18 -
B6ZXJH5 - BJ055N5
   Quick Code     

 

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1    OPENING OF THE GENERAL MEETING    Non-Voting         
2    REPORT OF THE MANAGING BOARD ON THE FISCAL YEAR 2015    Non-Voting         
3    THE ANNUAL REPORT OF THE MANAGING BOARD OF THE FINANCIAL YEAR 2015 WILL BE-DISCUSSED    Non-Voting         
4    DISCUSSED WILL BE THE INFORMATION CONCERNING THE REMUNERATION FOR MANAGING-BOARD MEMBERS IN 2015 AS INCLUDED IN CHAPTER 4 OF THE ANNUAL REPORT 2015 (P.-49 - 54) AND IN THE NOTES TO THE CONSOLIDATED STATEMENTS (P. 96 98)    Non-Voting         
5    APPROVAL OF THE ANNUAL ACCOUNTS ON THE FISCAL YEAR 2015    Management    For    For   
6    THE MANAGING BOARD DECIDED WITH THE APPROVAL OF THE SUPERVISORY BOARD TO- ALLOCATE THE LOSSES OVER THE FINANCIAL YEAR 2015 TO THE RESERVES. NO-DISTRIBUTION TO SHAREHOLDERS WILL TAKE PLACE OVER THE FINANCIAL YEAR 2015    Non-Voting         
7    IT IS PROPOSED TO DISCHARGE THE MANAGING BOARD IN RESPECT OF THE DUTIES PERFORMED DURING THE PAST FISCAL YEAR    Management    For    For   
8    IT IS PROPOSED TO DISCHARGE AND THE SUPERVISORY BOARD IN RESPECT OF THE DUTIES PERFORMED DURING THE PAST FISCAL YEAR    Management    For    For   
9    IT IS PROPOSED THAT THE MANAGING BOARD SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD BE DESIGNATED FOR A PERIOD OF 18 MONTHS AS THE BODY WHICH IS AUTHORISED TO RESOLVE TO ISSUE SHARES UP TO A NUMBER OF SHARES NOT EXCEEDING 10 PERCENT OF THE NUMBER OF ISSUED SHARES IN THE CAPITAL OF THE COMPANY WITH AN ADDITIONAL 10 PERCENT IN THE CASE OF A MERGER OR ACQUISITION INVOLVING THE COMPANY    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

10    IT IS PROPOSED THAT THE MANAGING BOARD IS AUTHORISED UNDER APPROVAL OF THE SUPERVISORY BOARD AS THE SOLE BODY TO LIMIT OR EXCLUDE THE PRE-EMPTIVE RIGHT ON NEW ISSUED SHARES IN THE COMPANY. THE AUTHORIZATION WILL BE VALID FOR A PERIOD OF 18 MONTHS AS FROM THE DATE OF THIS MEETING    Management    For    For   
11    IT IS PROPOSED THAT THE MANAGING BOARD BE AUTHORISED SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD, TO CAUSE THE COMPANY TO ACQUIRE ITS OWN SHARES FOR VALUABLE CONSIDERATION, UP TO A MAXIMUM NUMBER NOT EXCEEDING 10 PERCENT OF THE ISSUED CAPITAL. SUCH ACQUISITION MAY BE EFFECTED BY MEANS OF ANY TYPE OF CONTRACT, INCLUDING STOCK EXCHANGE TRANSACTIONS AND PRIVATE TRANSACTIONS. THE PRICE MUST LIE BETWEEN THE NOMINAL VALUE OF THE SHARES AND AN AMOUNT EQUAL TO 110 PERCENT OF THE MARKET PRICE. BY ‘MARKET PRICE’ IS UNDERSTOOD THE AVERAGE OF THE CLOSING PRICES REACHED BY THE SHARES ON EACH OF THE 5 STOCK EXCHANGE BUSINESS DAYS PRECEDING THE DATE OF ACQUISITION, AS EVIDENCED BY THE OFFICIAL PRICE LIST OF EURONEXT AMSTERDAM NV. THE AUTHORISATION WILL BE VALID FOR A PERIOD OF 18 MONTHS, COMMENCING ON 6 APRIL 2016    Management    For    For   
12    ANY OTHER BUSINESS    Non-Voting         
13    CLOSING OF THE GENERAL MEETING    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

FAIRFAX FINANCIAL HOLDINGS LTD, TORONTO

 

Security    303901102    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    14-Apr-2016
ISIN    CA3039011026    Agenda    706747360 - Management
Record Date    11-Mar-2016    Holding Recon Date    11-Mar-2016
City / Country    TORONTO / Canada    Vote Deadline Date    08-Apr-2016
SEDOL(s)    2173665 - 2566351 - 5495719 -
B2N6TX4 - B4M5MP9
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CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ FOR-ALL RESOLUTIONS. THANK YOU    Non-Voting         
1.1    ELECTION OF DIRECTOR: ANTHONY F. GRIFFITHS    Management    For    For   
1.2    ELECTION OF DIRECTOR: ROBERT J. GUNN    Management    For    For   
1.3    ELECTION OF DIRECTOR: ALAN D. HORN    Management    For    For   
1.4    ELECTION OF DIRECTOR: JOHN R. V. PALMER    Management    For    For   
1.5    ELECTION OF DIRECTOR: TIMOTHY R. PRICE    Management    For    For   
1.6    ELECTION OF DIRECTOR: BRANDON W. SWEITZER    Management    For    For   
1.7    ELECTION OF DIRECTOR: BENJAMIN P. WATSA    Management    For    For   
1.8    ELECTION OF DIRECTOR: V. PREM WATSA    Management    For    For   
2    APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

CNH INDUSTRIAL N.V., BASILDON

 

Security    N20944109    Meeting Type    Ordinary General Meeting
Ticker Symbol         Meeting Date    15-Apr-2016
ISIN    NL0010545661    Agenda    706744910 - Management
Record Date    18-Mar-2016    Holding Recon Date    18-Mar-2016
City / Country    AMSTERDAM / Netherlands    Vote Deadline Date    04-Apr-2016
SEDOL(s)    BDSV2V0 - BDX85Z1 - BFCB7X7 -
BFH3MS8
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1    OPEN MEETING    Non-Voting         
2.A    DISCUSS REMUNERATION REPORT    Non-Voting         
2.B    RECEIVE EXPLANATION ON COMPANY’S RESERVES AND DIVIDEND POLICY    Non-Voting         
2.C    ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS    Management    For    For   
2.D    APPROVE DIVIDENDS OF EUR 0.13 PER SHARE    Management    For    For   
2.E    APPROVE DISCHARGE OF DIRECTORS    Management    For    For   
3.A    REELECT SERGIO MARCHIONNE AS EXECUTIVE DIRECTOR    Management    For    For   
3.B    REELECT RICHARD J. TOBIN AS EXECUTIVE DIRECTOR    Management    For    For   
3.C    REELECT MINA GEROWIN AS NON-EXECUTIVE DIRECTOR    Management    For    For   
3.D    REELECT LEO W. HOULE AS NON-EXECUTIVE DIRECTOR    Management    For    For   
3.E    REELECT PETER KALANTZIS AS NON-EXECUTIVE DIRECTOR    Management    For    For   
3.F    REELECT JOHN B. LANAWAY AS NON-EXECUTIVE DIRECTOR    Management    For    For   
3.G    REELECT GUIDO TABELLINI AS NON-EXECUTIVE DIRECTOR    Management    For    For   
3.H    REELECT JACQUELINE A. TAMMENOMS BAKKER AS NON-EXECUTIVE DIRECTOR    Management    For    For   
3.I    REELECT JACQUES THEURILLAT AS NON-EXECUTIVE DIRECTOR    Management    For    For   
3.J    REELECT SUZANNE HEYWOOD AS NON-EXECUTIVE DIRECTOR    Management    For    For   
3.K    REELECT SILKE SCHEIBER AS NON-EXECUTIVE DIRECTOR    Management    For    For   
4    AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL    Management    For    For   
5    AUTHORIZE CANCELLATION OF SPECIAL VOTING SHARES AND COMMON SHARES HELD IN TREASURY    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

6    CLOSE MEETING    Non-Voting         
CMMT    08 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3.D. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

VINCI SA, RUEIL MALMAISON

 

Security    F5879X108    Meeting Type    MIX
Ticker Symbol         Meeting Date    19-Apr-2016
ISIN    FR0000125486    Agenda    706761435 - Management
Record Date    14-Apr-2016    Holding Recon Date    14-Apr-2016
City / Country    PARIS / France    Vote Deadline Date    12-Apr-2016
SEDOL(s)    4818083 - 5876187 - B030CV1 -
B03XM98 - B08J473 - B08RX92 -
B08S005 - B08S180 - B1XH026 -
B1XHM75 - B1XHQT5 - B1XJBN0 -
B28N3W7 - B8351N7 - BRTM6Z2
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CMMT    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting         
CMMT    THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE    Non-Voting         
CMMT    30 MAR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0311/201603111600696.pdf.- REVISION DUE TO ADDITION OF URL LINK:- http://www.journal- officiel.gouv.fr//pdf/2016/0330/201603301600990.pdf AND-MODIFICATION OF THE TEXT OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,- PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.    Non-Voting         
O.1    APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR    Management    For    For   
O.2    APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2015    Management    For    For   
O.3    ALLOCATION OF CORPORATE PROFITS FOR THE FINANCIAL YEAR 2015    Management    For    For   
O.4    RENEWAL OF THE TERM OF M. JEAN-PIERRE LAMOURE AS DIRECTOR FOR A FOUR YEAR TERM    Management    Against    Against   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

O.5    RATIFICATION OF THE CO-OPTING OF THE COMPANY QATAR HOLDING LLC AS DIRECTOR    Management    For    For   
O.6    RENEWAL OF THE DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES    Management    For    For   
O.7    REVIEW OF THE REMUNERATION TERMS DUE OR ALLOCATED TO THE CHIEF EXECUTIVE OFFICER DURING THE 2015 FINANCIAL YEAR    Management    For    For   
O.8    REVIEW OF THE REMUNERATION TERMS DUE OR ALLOCATED TO THE DEPUTY GENERAL MANAGER DURING THE 2015 FINANCIAL YEAR    Management    For    For   
E.9    RENEWAL OF THE AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF VINCI SHARES HELD BY THE COMPANY    Management    For    For   
E.10    AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH INCREASING THE CAPITAL RESERVED FOR EMPLOYEES OF THE COMPANY AND COMPANIES WITHIN THE VINCI GROUP UNDER THE COMPANY SAVINGS SCHEME    Management    Against    Against   
E.11    AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOT CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES IN ORDER TO OFFER EMPLOYEES OF CERTAIN FOREIGN AFFILIATES BENEFITS COMPARABLE TO THOSE OFFERED TO EMPLOYEES PARTICIPATING DIRECTLY OR INDIRECTLY VIA A FCPE UNDER A SAVING PLAN, WITH WAIVER OF PREFERENTIAL SUBSCRIPTION RIGHTS    Management    Against    Against   
E.12    AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOT PERFORMANCE BONUS SHARES ACQUIRED BY THE COMPANY FOR EMPLOYEES OF THE COMPANY AND CERTAIN COMPANIES AND ASSOCIATED GROUPS, IN ACCORDANCE WITH ARTICLES L.225-197-1 AND FOLLOWING THE COMMERCIAL CODE    Management    For    For   
E.13    POWERS TO CARRY OUT ALL LEGAL FORMALITIES    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

CITIGROUP INC.

 

Security    172967424    Meeting Type    Annual
Ticker Symbol    C    Meeting Date    26-Apr-2016
ISIN    US1729674242    Agenda    934339183 - Management
Record Date    29-Feb-2016    Holding Recon Date    29-Feb-2016
City / Country                        / United States    Vote Deadline Date    25-Apr-2016
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1A.    ELECTION OF DIRECTOR: MICHAEL L. CORBAT    Management    For    For   
1B.    ELECTION OF DIRECTOR: ELLEN M. COSTELLO    Management    For    For   
1C.    ELECTION OF DIRECTOR: DUNCAN P. HENNES    Management    For    For   
1D.    ELECTION OF DIRECTOR: PETER B. HENRY    Management    For    For   
1E.    ELECTION OF DIRECTOR: FRANZ B. HUMER    Management    For    For   
1F.    ELECTION OF DIRECTOR: RENEE J. JAMES    Management    For    For   
1G.    ELECTION OF DIRECTOR: EUGENE M. MCQUADE    Management    For    For   
1H.    ELECTION OF DIRECTOR: MICHAEL E. O’NEILL    Management    For    For   
1I.    ELECTION OF DIRECTOR: GARY M. REINER    Management    For    For   
1J.    ELECTION OF DIRECTOR: JUDITH RODIN    Management    For    For   
1K.    ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO    Management    For    For   
1L.    ELECTION OF DIRECTOR: JOAN E. SPERO    Management    For    For   
1M.    ELECTION OF DIRECTOR: DIANA L. TAYLOR    Management    For    For   
1N.    ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.    Management    For    For   
1O.    ELECTION OF DIRECTOR: JAMES S. TURLEY    Management    For    For   
1P.    ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON    Management    For    For   
2.    PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For   
3.    ADVISORY APPROVAL OF CITI’S 2015 EXECUTIVE COMPENSATION.    Management    Against    Against   
4.    APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES.    Management    For    For   
5.    APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP EXECUTIVE PERFORMANCE PLAN.    Management    For    For   
6.    STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING THE COMPANY DOES NOT HAVE A GENDER PAY GAP.    Shareholder    Against    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

7.    STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.    Shareholder    Against    For   
8.    STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE.    Shareholder    Against    For   
9.    STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY.    Shareholder    Against    For   
10.    STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE.    Shareholder    Against    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

CENOVUS ENERGY INC, CALGARY, AB

 

Security    15135U109    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    27-Apr-2016
ISIN    CA15135U1093    Agenda    706766346 - Management
Record Date    04-Mar-2016    Holding Recon Date    04-Mar-2016
City / Country    CALGARY / Canada    Vote Deadline Date    21-Apr-2016
SEDOL(s)    B4RKRL0 - B4XD9G2 - B57FG04 -
B5BQMT4 - BHZLD96
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CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1 AND 2.1 TO 2.11 THANK YOU.    Non-Voting         
1    APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION    Management    For    For   
2.1    ELECTION OF DIRECTOR: PATRICK D. DANIEL    Management    For    For   
2.2    ELECTION OF DIRECTOR: IAN W. DELANEY    Management    For    For   
2.3    ELECTION OF DIRECTOR: BRIAN C. FERGUSON    Management    For    For   
2.4    ELECTION OF DIRECTOR: MICHAEL A. GRANDIN    Management    For    For   
2.5    ELECTION OF DIRECTOR: STEVEN F. LEER    Management    For    For   
2.6    ELECTION OF DIRECTOR: RICHARD J. MARCOGLIESE    Management    For    For   
2.7    ELECTION OF DIRECTOR: VALERIE A.A. NIELSEN    Management    For    For   
2.8    ELECTION OF DIRECTOR: CHARLES M. RAMPACEK    Management    For    For   
2.9    ELECTION OF DIRECTOR: COLIN TAYLOR    Management    For    For   
2.10    ELECTION OF DIRECTOR: WAYNE G. THOMSON    Management    For    For   
2.11    ELECTION OF DIRECTOR: RHONDA I. ZYGOCKI    Management    For    For   
3    ACCEPT THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG

 

Security    D55535104    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    27-Apr-2016
ISIN    DE0008430026    Agenda    706806669 - Management
Record Date    20-Apr-2016    Holding Recon Date    20-Apr-2016
City / Country    MUENCHEN / Germany Blocking    Vote Deadline Date    19-Apr-2016
SEDOL(s)    4904409 - 5294121 - 7159239 -
7389081 - B018RN4 - B10RVR1 -
B1G0J36 - B92MVF8 - BWYBM84 -
BYMSTP7
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0    PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 10TH JULY 2015 THE JUDGEMENT OF THE DISTRICT COURT IN COLOGNE-FROM 6TH JUNE 2012 IS NO LONGER RELEVANT. AS A RESULT, IT REMAINS EXCLUSIVELY-THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS IF THEY-EXCEED RELEVANT REPORTING THRESHOLD OF WPHG (FROM 3 PERCENT OF OUTSTANDING-SHARE CAPITAL ONWARDS). PLEASE FURTHER NOTE THAT IN ADDITION TO THE GERMAN-STOCK CORPORATION ACT (AKTG) DEUTSCHE LUFTHANSA AG IS SUBJECT TO REGULATIONS-OF THE GERMANY’S AVIATION COMPLIANCE DOCUMENTATION ACT (LUFTNASIG) AND-THEREFORE HAS TO COMPLY CERTAIN REGISTRATION AND EVIDENCE REQUIREMENTS.- THEREFORE, FOR THE EXERCISE OF VOTING RIGHTS THE REGISTRATION IN THE SHARE-REGISTER IS STILL REQUIRED    Non-Voting         
0    THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR PROCESSES AND ESTABLISHED SOLUTIONS,- WHICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED- ACCORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB-CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE-DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE- REGISTRATION-REQUEST NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

0    ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU    Non-Voting         
0    COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE    Non-Voting         
1.    FINANCIAL STATEMENTS AND ANNUAL REPORT A) PRESENTATION OF THE CORPORATE- GOVERNANCE REPORT AND THE REMUNERATION REPORT FOR THE 2015 FINANCIAL YEAR B)-PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2014-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS-289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE    Non-Voting         
2.    RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 1,376,462,678.25 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 8.25 PER DIVIDEND-ENTITLED NO-PAR SHARE EUR 41,916,921.75 SHALL BE CARRIED FORWARD. EX-DIVIDEND AND PAYABLE DATE: APRIL 28, 2016    Management    For    For   
3.    RATIFICATION OF THE ACTS OF THE BOARD OF MDS    Management    For    For   
4.    RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

5.    APPROVAL OF THE REMUNERATION SYSTEM FOR MEMBERS OF THE BOARD OF MDS THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS, WHICH IS VALID SINCE 2013, SHALL BE APPROVED    Management    For    For   
6.    ACQUISITION OF OWN SHARES THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF ITS SHARE CAPITAL, AT PRICES NEITHER MORE THAN 10 PERCENT ABOVE NOR MORE THAN 20 PERCENT BELOW THE MARKET PRICE OF THE SHARES, ON OR BEFORE APRIL 26, 2021. THE BOARD OF MDS SHALL BE AUTHORIZED TO FLOAT THE SHARES ON FOREIGN STOCK EXCHANGES, TO USE THE SHARES FOR ACQUISITION PURPOSES, TO SELL THE SHARES TO THIRD PARTIES, TO USE THE SHARES FOR THE FULFILMENT OF CONVERSION OR OPTION RIGHTS OR AS EMPLOYEE SHARES, AND TO RETIRE THE SHARES    Management    For    For   
7.    AUTHORIZATION TO USE DERIVATIVES FOR THE ACQUISITION OF OWN SHARES IN CONNECTION WITH ITEM 6 OF THIS AGENDA, THE COMPANY SHALL ALSO BE AUTHORIZED TO USE PUT AND CALL OPTIONS FOR THE ACQUISITION OF OWN SHARES AT PRICES NEITHER MORE THAN 10 PERCENT ABOVE NOR MORE THAN 20 PERCENT BELOW THE MARKET PRICE OF THE SHARES    Management    For    For   
8.    ELECTIONS TO THE SUPERVISORY BOARD - CLEMENT B. BOOTH    Management    For    For   
9.    RESOLUTION ON THE REMUNERATION FOR THE SUPERVISORY BOARD AND THE CORRESPONDING AMENDMENT TO SECTION 15 OF THE ARTICLES OF ASSOCIATION A) IN ADDITION, EMPLOYERS’ SOCIAL SECURITY CONTRIBUTIONS INCURRED FOR MEMBERS OF THE SUPERVISORY BOARD AS PER FOREIGN LAW WILL BE PAID OR REMUNERATED TO THE MEMBER OF THE SUPERVISORY BOARD. B) THE ADJUSTMENTS ARE EFFECTIVE FROM THE 2014 FINANCIAL YEAR    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

MEDIASET SPA, MILANO

 

Security    T6688Q107    Meeting Type    Ordinary General Meeting
Ticker Symbol         Meeting Date    27-Apr-2016
ISIN    IT0001063210    Agenda    706821433 - Management
Record Date    18-Apr-2016    Holding Recon Date    18-Apr-2016
City / Country    COLOGNO MONZESE / Italy    Vote Deadline Date    20-Apr-2016
SEDOL(s)    5077946 - 5474774 - B020D31 -
B10QPS7
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1    TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2015, BOARD OF DIRECTORS’ REPORT ON MANAGEMENT ACTIVITY, INTERNAL AND EXTERNAL AUDITORS’ REPORTS, CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2015    Management    For    For   
2    TO APPROVE PROFIT DISTRIBUTION, RESOLUTIONS RELATED THERETO    Management    For    For   
3    REWARDING REPORT AS PER ARTICLE 123-TER OF THE LEGISLATIVE DECREE 58/1998, RESOLUTIONS RELATED TO THE REWARDING POLICY    Management    Against    Against   
4    TO AUTHORIZE THE BOARD OF DIRECTORS TO THE PURCHASE AND DISPOSAL OF OWN SHARES, ALSO TO FINANCE ‘STOCK OPTION’ PLAN, INCENTIVE AND LONG-MEDIUM TERM LOYALTY PLANS BASED ON SHARES, RESOLUTIONS RELATED THERETO    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

CANFOR CORPORATION (NEW), VANCOUVER

 

Security    137576104    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    27-Apr-2016
ISIN    CA1375761048    Agenda    706887431 - Management
Record Date    23-Mar-2016    Holding Recon Date    23-Mar-2016
City / Country    BRITISH COLUMBIA / Canada    Vote Deadline Date    21-Apr-2016
SEDOL(s)    B18P4F6 - B18RC25 - B1H3570    Quick Code     

 

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CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 1 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-2.1 TO 2.9 AND 3. THANK YOU    Non-Voting         
1    TO SET THE NUMBER OF DIRECTORS OF THE COMPANY AT NINE    Management    For    For   
2.1    ELECTION OF DIRECTOR: PETER J. G. BENTLEY    Management    For    For   
2.2    ELECTION OF DIRECTOR: GLEN D. CLARK    Management    For    For   
2.3    ELECTION OF DIRECTOR: MICHAEL J. KORENBERG    Management    For    For   
2.4    ELECTION OF DIRECTOR: JAMES A. PATTISON    Management    For    For   
2.5    ELECTION OF DIRECTOR: CONRAD A. PINETTE    Management    For    For   
2.6    ELECTION OF DIRECTOR: JAMES MCNEILL (MACK) SINGLETON    Management    For    For   
2.7    ELECTION OF DIRECTOR: ROSS S. SMITH    Management    For    For   
2.8    ELECTION OF DIRECTOR: WILLIAM W. STINSON    Management    For    For   
2.9    ELECTION OF DIRECTOR: JOHN R. BAIRD    Management    For    For   
3    APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

BANK OF AMERICA CORPORATION

 

Security    060505104    Meeting Type    Annual
Ticker Symbol    BAC    Meeting Date    27-Apr-2016
ISIN    US0605051046    Agenda    934341568 - Management
Record Date    02-Mar-2016    Holding Recon Date    02-Mar-2016
City / Country                        / United States    Vote Deadline Date    26-Apr-2016
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR: SHARON L. ALLEN    Management    For    For   
1B.    ELECTION OF DIRECTOR: SUSAN S. BIES    Management    For    For   
1C.    ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.    Management    For    For   
1D.    ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.    Management    For    For   
1E.    ELECTION OF DIRECTOR: PIERRE J.P. DE WECK    Management    For    For   
1F.    ELECTION OF DIRECTOR: ARNOLD W. DONALD    Management    For    For   
1G.    ELECTION OF DIRECTOR: LINDA P. HUDSON    Management    For    For   
1H.    ELECTION OF DIRECTOR: MONICA C. LOZANO    Management    For    For   
1I.    ELECTION OF DIRECTOR: THOMAS J. MAY    Management    For    For   
1J.    ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN    Management    For    For   
1K.    ELECTION OF DIRECTOR: LIONEL L. NOWELL, III    Management    For    For   
1L.    ELECTION OF DIRECTOR: THOMAS D. WOODS    Management    For    For   
1M.    ELECTION OF DIRECTOR: R. DAVID YOST    Management    For    For   
2.    APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING “SAY ON PAY” RESOLUTION)    Management    For    For   
3.    RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016    Management    For    For   
4.    STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT    Shareholder    Against    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

WEIR GROUP PLC (THE), GLASGOW

 

Security    G95248137       Meeting Type    Annual General Meeting
Ticker Symbol              Meeting Date    28-Apr-2016
ISIN    GB0009465807         Agenda    706884790 - Management
Record Date              Holding Recon Date    26-Apr-2016
City / Country    GLASGOW / United Kingdom    Vote Deadline Date    22-Apr-2016
SEDOL(s)    0946580 - B02R8M6 - B28C8S5 - BVG9WG7    Quick Code     

 

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1    TO RECEIVE AND ADOPT THE REPORT AND FINANCIAL STATEMENTS    Management    For    For   
2    TO DECLARE A FINAL DIVIDEND    Management    For    For   
3    TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY)    Management    For    For   
4    TO APPROVE THE DIRECTORS’ REMUNERATION POLICY    Management    Against    Against   
5    TO ELECT DEAN JENKINS AS A DIRECTOR OF THE COMPANY    Management    For    For   
6    TO RE-ELECT CHARLES BERRY AS A DIRECTOR OF THE COMPANY    Management    For    For   
7    TO RE-ELECT KEITH COCHRANE AS A DIRECTOR OF THE COMPANY    Management    For    For   
8    TO RE-ELECT ALAN FERGUSON AS A DIRECTOR OF THE COMPANY    Management    For    For   
9    TO RE-ELECT MELANIE GEE AS A DIRECTOR OF THE COMPANY    Management    For    For   
10    TO RE-ELECT MARY JO JACOBI AS A DIRECTOR OF THE COMPANY    Management    For    For   
11    TO RE-ELECT SIR JIM MCDONALD AS A DIRECTOR OF THE COMPANY    Management    For    For   
12    TO RE-ELECT RICHARD MENELL AS A DIRECTOR OF THE COMPANY    Management    For    For   
13    TO RE-ELECT JOHN MOGFORD AS A DIRECTOR OF THE COMPANY    Management    For    For   
14    TO RE-ELECT JON STANTON AS A DIRECTOR OF THE COMPANY    Management    For    For   
15    TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY    Management    For    For   
16    THAT THE COMPANY’S AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITORS    Management    For    For   
17    TO APPROVE AMENDMENTS TO THE LTIP RULES TO TAKE ACCOUNT OF THE PROPOSED DIRECTORS’ REMUNERATION POLICY    Management    Against    Against   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

18    TO APPROVE AMENDMENTS TO THE LTIP RULES IN RELATION TO PARTICIPANTS BELOW EXECUTIVE DIRECTOR LEVEL    Management    For    For   
19    TO APPROVE AND ADOPT THE RULES OF THE WEIR GROUP PLC 2016 UK SHARESAVE SCHEME AND US SHARESAVE PLAN    Management    For    For   
20    TO AUTHORISE THE DIRECTORS TO OFFER A SCRIP DIVIDEND IN PLACE OF A CASH DIVIDEND    Management    For    For   
21    TO RENEW THE DIRECTORS’ GENERAL POWER TO ALLOT SHARES    Management    For    For   
22    TO DISAPPLY THE STATUTORY PRE-EMPTION PROVISIONS    Management    For    For   
23    TO RENEW THE COMPANY’S AUTHORITY TO PURCHASE ITS OWN SHARES    Management    For    For   
24    TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS    Management    Against    Against   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

ROWAN COMPANIES PLC

 

Security    G7665A101    Meeting Type    Annual
Ticker Symbol    RDC    Meeting Date    28-Apr-2016
ISIN    GB00B6SLMV12    Agenda    934342750 - Management
Record Date    01-Mar-2016    Holding Recon Date    01-Mar-2016
City / Country                        / United States    Vote Deadline Date    26-Apr-2016
SEDOL(s)         Quick Code     

 

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1A.    RE-ELECTION OF DIRECTOR: WILLIAM E. ALBRECHT    Management    For    For   
1B.    RE-ELECTION OF DIRECTOR: THOMAS P. BURKE    Management    For    For   
1C.    RE-ELECTION OF DIRECTOR: SIR GRAHAM HEARNE    Management    For    For   
1D.    RE-ELECTION OF DIRECTOR: THOMAS R. HIX    Management    For    For   
1E.    RE-ELECTION OF DIRECTOR: JACK B. MOORE    Management    For    For   
1F.    RE-ELECTION OF DIRECTOR: SUZANNE P. NIMOCKS    Management    For    For   
1G.    RE-ELECTION OF DIRECTOR: P. DEXTER PEACOCK    Management    For    For   
1H.    RE-ELECTION OF DIRECTOR: JOHN J. QUICKE    Management    For    For   
1I.    RE-ELECTION OF DIRECTOR: TORE I. SANDVOLD    Management    For    For   
2.    TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For   
3.    TO APPROVE, AS A NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION... (SEE PROXY STATEMENT FOR FULL PROPOSAL).    Management    For    For   
4.    TO APPROVE AN AMENDMENT TO THE 2013 ROWAN COMPANIES INCENTIVE PLAN.    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

BERKSHIRE HATHAWAY INC.

 

Security    084670702    Meeting Type    Annual
Ticker Symbol    BRKB    Meeting Date    30-Apr-2016
ISIN    US0846707026    Agenda    934337127 - Management
Record Date    02-Mar-2016    Holding Recon Date    02-Mar-2016
City / Country                        / United States    Vote Deadline Date    29-Apr-2016
SEDOL(s)         Quick Code     

 

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1.    DIRECTOR    Management         
  

1       WARREN E. BUFFETT

      For    For   
  

2       CHARLES T. MUNGER

      For    For   
  

3       HOWARD G. BUFFETT

      For    For   
  

4       STEPHEN B. BURKE

      For    For   
  

5       SUSAN L. DECKER

      For    For   
  

6       WILLIAM H. GATES III

      For    For   
  

7       DAVID S. GOTTESMAN

      For    For   
  

8       CHARLOTTE GUYMAN

      For    For   
  

9       THOMAS S. MURPHY

      For    For   
  

10     RONALD L. OLSON

      For    For   
  

11     WALTER SCOTT, JR.

      For    For   
  

12     MERYL B. WITMER

      For    For   
2.    SHAREHOLDER PROPOSAL REGARDING THE REPORTING OF RISKS POSED BY CLIMATE CHANGE.    Shareholder    For    Against   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

SANOFI SA, PARIS

 

Security    F5548N101    Meeting Type    MIX
Ticker Symbol         Meeting Date    04-May-2016
ISIN    FR0000120578    Agenda    706761500 - Management
Record Date    29-Apr-2016    Holding Recon Date    29-Apr-2016
City / Country    PARIS / France    Vote Deadline Date    27-Apr-2016
SEDOL(s)    5671735 - 5696589 - 7166239 -
B01DR51 - B043B67 - B0CRGJ9 -
B114ZY6 - B19GKJ4 - B92MW11
   Quick Code     

 

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CMMT    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting         
CMMT    THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE    Non-Voting         
CMMT    11 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- [https://balo.journal- officiel.gouv.fr/pdf/2016/0311/201603111600785.pdf].- REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0411/201604111601244.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting         
O.1    APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR    Management    For    For   
O.2    APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR    Management    For    For   
O.3    ALLOCATION OF PROFIT, SETTING OF THE DIVIDEND    Management    For    For   
O.4    RENEWAL OF THE TERM OF LAURENT ATTAL AS DIRECTOR    Management    For    For   
O.5    RENEWAL OF THE TERM OF CLAUDIE HAIGNERE AS DIRECTOR    Management    For    For   
O.6    RENEWAL OF THE TERM OF CAROLE PIWNICA AS DIRECTOR    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

O.7    APPOINTMENT OF THOMAS SUDHOF AS DIRECTOR    Management    For    For   
O.8    APPOINTMENT OF DIANE SOUZA AS DIRECTOR    Management    For    For   
O.9    ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO SERGE WEINBERG, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015    Management    For    For   
O.10    ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO OLIVIER BRANDICOURT, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015    Management    Against    Against   
O.11    AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO DEAL IN COMPANY SHARES    Management    For    For   
E.12    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CONSENT TO SUBSCRIPTION OPTIONS OR SHARE PURCHASES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS    Management    For    For   
E.13    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE EXISTING SHARES OR SHARES YET TO BE ISSUED, FOR THE BENEFIT OF SALARIED EMPLOYEES AND EXECUTIVE OFFICERS OF THE GROUP OR CERTAIN PERSONS AMONG THEM    Management    For    For   
E.14    POWERS TO CARRY OUT ALL LEGAL FORMALITIES    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

TENARIS SA, LUXEMBOURG

 

Security    L90272102    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    04-May-2016
ISIN    LU0156801721    Agenda    706866449 - Management
Record Date    20-Apr-2016    Holding Recon Date    20-Apr-2016
City / Country    LUXEMBOURG / Luxembourg    Vote Deadline Date    14-Apr-2016
SEDOL(s)    2172402 - 2174475 - 7526338 -
7538515 - B040TY2 - B13CXS8 -
B2901B2 - BSS6KX8
   Quick Code     

 

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1    RECEIVE AND APPROVE BOARD’S AND AUDITOR’S REPORTS RE: RESTATED FINANCIAL STATEMENTS AND STATUTORY REPORTS FY 2014    Management    For    For   
2    APPROVE RESTATED CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS FY 2014    Management    For    For   
3    RECEIVE AND APPROVE BOARD’S AND AUDITOR’S REPORTS RE: CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS FY 2015    Management    For    For   
4    APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS FY 2015    Management    For    For   
5    APPROVE FINANCIAL STATEMENTS    Management    For    For   
6    APPROVE ALLOCATION OF INCOME AND DIVIDENDS    Management    For    For   
7    APPROVE DISCHARGE OF DIRECTORS    Management    Against    Against   
8    RE-ELECT R. BONATTI, C. CONDORELLI, R. MONTI, G.M. ROCCA, P. ROCCA, J.S. PUCHE, A. VALSECCHI, A. VAZQUEZ, AND G. VOGEL AS DIRECTORS (BUNDLED)    Management    Against    Against   
9    APPROVE REMUNERATION OF DIRECTORS    Management    For    For   
10    APPROVE AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION    Management    For    For   
11    ALLOW ELECTRONIC DISTRIBUTION OF COMPANY DOCUMENTS TO SHAREHOLDERS    Management    For    For   
CMMT    14 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE-BLOCKING TAG TO N. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

AMERICAN INTERNATIONAL GROUP, INC.

 

Security    026874784    Meeting Type    Annual
Ticker Symbol    AIG    Meeting Date    11-May-2016
ISIN    US0268747849    Agenda    934356735 - Management
Record Date    21-Mar-2016    Holding Recon Date    21-Mar-2016
City / Country                        / United States    Vote Deadline Date    10-May-2016
SEDOL(s)         Quick Code     

 

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1A.    ELECTION OF DIRECTOR: W. DON CORNWELL    Management    For    For   
1B.    ELECTION OF DIRECTOR: PETER R. FISHER    Management    For    For   
1C.    ELECTION OF DIRECTOR: JOHN H. FITZPATRICK    Management    For    For   
1D.    ELECTION OF DIRECTOR: PETER D. HANCOCK    Management    For    For   
1E.    ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN    Management    For    For   
1F.    ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH    Management    For    For   
1G.    ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER    Management    For    For   
1H.    ELECTION OF DIRECTOR: GEORGE L. MILES, JR.    Management    Against    Against   
1I.    ELECTION OF DIRECTOR: HENRY S. MILLER    Management    For    For   
1J.    ELECTION OF DIRECTOR: ROBERT S. MILLER    Management    For    For   
1K.    ELECTION OF DIRECTOR: LINDA A. MILLS    Management    For    For   
1L.    ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON    Management    For    For   
1M.    ELECTION OF DIRECTOR: JOHN A. PAULSON    Management    For    For   
1N.    ELECTION OF DIRECTOR: RONALD A. RITTENMEYER    Management    For    For   
1O.    ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND    Management    For    For   
1P.    ELECTION OF DIRECTOR: THERESA M. STONE    Management    For    For   
2.    TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For   
3.    TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

APACHE CORPORATION

 

Security    037411105    Meeting Type    Annual
Ticker Symbol    APA    Meeting Date    12-May-2016
ISIN    US0374111054    Agenda    934348562 - Management
Record Date    14-Mar-2016    Holding Recon Date    14-Mar-2016
City / Country                        / United States    Vote Deadline Date    11-May-2016
SEDOL(s)         Quick Code     

 

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1.    ELECTION OF DIRECTOR: ANNELL R. BAY    Management    For    For   
2.    ELECTION OF DIRECTOR: JOHN J. CHRISTMANN IV    Management    For    For   
3.    ELECTION OF DIRECTOR: CHANSOO JOUNG    Management    For    For   
4.    ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY    Management    For    For   
5.    RATIFICATION OF ERNST & YOUNG LLP AS APACHE’S INDEPENDENT AUDITORS    Management    For    For   
6.    ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE’S NAMED EXECUTIVE OFFICERS    Management    For    For   
7.    APPROVAL OF APACHE’S 2016 OMNIBUS COMPENSATION PLAN    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

TRANSOCEAN, LTD.

 

Security    H8817H100    Meeting Type    Annual
Ticker Symbol    RIG    Meeting Date    12-May-2016
ISIN    CH0048265513    Agenda    934362562 - Management
Record Date    18-Mar-2016    Holding Recon Date    18-Mar-2016
City / Country                        / Switzerland    Vote Deadline Date    11-May-2016
SEDOL(s)         Quick Code     

 

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1.    APPROVAL OF THE 2015 ANNUAL REPORT, INCLUDING AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND AUDITED STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2015    Management    For    For   
2.    DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT TEAM FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2015    Management    For    For   
3.    APPROPRIATION OF ACCUMULATED LOSS FOR FISCAL YEAR 2015    Management    For    For   
4.    RENEWAL OF AUTHORIZED SHARE CAPITAL    Management    For    For   
5A.    REELECTION OF DIRECTOR: GLYN A. BARKER    Management    For    For   
5B.    REELECTION OF DIRECTOR: VANESSA C.L. CHANG    Management    For    For   
5C.    REELECTION OF DIRECTOR: FREDERICO F. CURADO    Management    For    For   
5D.    REELECTION OF DIRECTOR: CHADWICK C. DEATON    Management    For    For   
5E.    REELECTION OF DIRECTOR: VINCENT J. INTRIERI    Management    For    For   
5F.    REELECTION OF DIRECTOR: MARTIN B. MCNAMARA    Management    For    For   
5G.    REELECTION OF DIRECTOR: SAMUEL J. MERKSAMER    Management    For    For   
5H.    REELECTION OF DIRECTOR: MERRILL A. “PETE” MILLER, JR.    Management    For    For   
5I.    REELECTION OF DIRECTOR: EDWARD R. MULLER    Management    For    For   
5J.    REELECTION OF DIRECTOR: TAN EK KIA    Management    For    For   
5K.    REELECTION OF DIRECTOR: JEREMY D. THIGPEN    Management    For    For   
6.    ELECTION OF MERRILL A. “PETE” MILLER, JR. AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING    Management    For    For   
7A.    ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: FREDERICO F. CURADO    Management    For    For   
7B.    ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: VINCENT J. INTRIERI    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

7C.    ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MARTIN B. MCNAMARA    Management    For    For   
7D.    ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: TAN EK KIA    Management    For    For   
8.    REELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING    Management    For    For   
9.    APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016 AND REELECTION OF ERNST & YOUNG LTD, ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE- YEAR TERM    Management    For    For   
10.    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION    Management    For    For   
11A    RATIFICATION OF AN AMOUNT OF US $4,121,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE 2016 AND 2017 ANNUAL GENERAL MEETINGS    Management    For    For   
11B    RATIFICATION OF AN AMOUNT OF US $29,617,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2017    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

TRANSOCEAN, LTD.

 

Security    H8817H100    Meeting Type    Annual
Ticker Symbol    RIG    Meeting Date    12-May-2016
ISIN    CH0048265513    Agenda    934409788 - Management
Record Date    25-Apr-2016    Holding Recon Date    25-Apr-2016
City / Country                        / Switzerland    Vote Deadline Date    11-May-2016
SEDOL(s)         Quick Code     

 

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1.    APPROVAL OF THE 2015 ANNUAL REPORT, INCLUDING AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND AUDITED STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2015    Management    For    For   
2.    DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT TEAM FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2015    Management    For    For   
3.    APPROPRIATION OF ACCUMULATED LOSS FOR FISCAL YEAR 2015    Management    For    For   
4.    RENEWAL OF AUTHORIZED SHARE CAPITAL    Management    For    For   
5A.    REELECTION OF DIRECTOR: GLYN A. BARKER    Management    For    For   
5B.    REELECTION OF DIRECTOR: VANESSA C.L. CHANG    Management    For    For   
5C.    REELECTION OF DIRECTOR: FREDERICO F. CURADO    Management    For    For   
5D.    REELECTION OF DIRECTOR: CHADWICK C. DEATON    Management    For    For   
5E.    REELECTION OF DIRECTOR: VINCENT J. INTRIERI    Management    For    For   
5F.    REELECTION OF DIRECTOR: MARTIN B. MCNAMARA    Management    For    For   
5G.    REELECTION OF DIRECTOR: SAMUEL J. MERKSAMER    Management    For    For   
5H.    REELECTION OF DIRECTOR: MERRILL A. “PETE” MILLER, JR.    Management    For    For   
5I.    REELECTION OF DIRECTOR: EDWARD R. MULLER    Management    For    For   
5J.    REELECTION OF DIRECTOR: TAN EK KIA    Management    For    For   
5K.    REELECTION OF DIRECTOR: JEREMY D. THIGPEN    Management    For    For   
6.    ELECTION OF MERRILL A. “PETE” MILLER, JR. AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING    Management    For    For   
7A.    ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: FREDERICO F. CURADO    Management    For    For   
7B.    ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: VINCENT J. INTRIERI    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

7C.    ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MARTIN B. MCNAMARA    Management    For    For   
7D.    ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: TAN EK KIA    Management    For    For   
8.    REELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING    Management    For    For   
9.    APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016 AND REELECTION OF ERNST & YOUNG LTD, ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE- YEAR TERM    Management    For    For   
10.    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION    Management    For    For   
11A    RATIFICATION OF AN AMOUNT OF US $4,121,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE 2016 AND 2017 ANNUAL GENERAL MEETINGS    Management    For    For   
11B    RATIFICATION OF AN AMOUNT OF US $29,617,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2017    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

CK HUTCHISON HOLDINGS LTD, GRAND CAYMAN

 

Security    G21765105    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    13-May-2016
ISIN    KYG217651051    Agenda    706917664 - Management
Record Date    09-May-2016    Holding Recon Date    09-May-2016
City / Country    HONG KONG / Cayman Islands    Vote Deadline Date    06-May-2016
SEDOL(s)    BW9P816 - BWDPHS2 - BWF9FC2 -
BWFGCF5 - BWFQVV4
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CMMT    PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 17 MAY 2016. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.    Non-Voting         
CMMT    PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0412/LTN20160412518.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0412/LTN20160412532.pdf    Non-Voting         
CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         
1    TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015    Management    For    For   
2    TO DECLARE A FINAL DIVIDEND    Management    For    For   
3.A    TO RE-ELECT MR LI TZAR KUOI, VICTOR AS A DIRECTOR    Management    For    For   
3.B    TO RE-ELECT MR FOK KIN NING, CANNING AS A DIRECTOR    Management    For    For   
3.C    TO RE-ELECT MR FRANK JOHN SIXT AS A DIRECTOR    Management    Against    Against   
3.D    TO RE-ELECT MR LEE YEH KWONG, CHARLES AS A DIRECTOR    Management    For    For   
3.E    TO RE-ELECT MR GEORGE COLIN MAGNUS AS A DIRECTOR    Management    For    For   
3.F    TO RE-ELECT THE HON SIR MICHAEL DAVID KADOORIE AS A DIRECTOR    Management    For    For   
3.G    TO RE-ELECT DR WONG YICK-MING, ROSANNA AS A DIRECTOR    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

4    TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION    Management    For    For   
5.1    TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES    Management    Against    Against   
5.2    TO APPROVE THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES    Management    For    For   
5.3    TO EXTEND THE GENERAL MANDATE IN ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES    Management    Against    Against   
6    TO APPROVE THE SHARE OPTION SCHEME OF HUTCHISON CHINA MEDITECH LIMITED    Management    Against    Against   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

MELCO CROWN ENTERTAINMENT LTD.

 

Security    585464100    Meeting Type    Annual
Ticker Symbol    MPEL    Meeting Date    18-May-2016
ISIN    US5854641009    Agenda    934400970 - Management
Record Date    08-Apr-2016    Holding Recon Date    08-Apr-2016
City / Country                        / United States    Vote Deadline Date    11-May-2016
SEDOL(s)         Quick Code     

 

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1)    TO RATIFY THE ANNUAL REPORT ON FORM 20-F FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION, AND TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND AUDITORS’ REPORT INCLUDED IN THE ANNUAL REPORT ON FORM 20-F, FOR THE YEAR ENDED DECEMBER 31, 2015.    Management    For      
2)    TO RATIFY THE APPOINTMENT OF AND RE-APPOINT THE INDEPENDENT AUDITORS OF THE COMPANY, DELOITTE TOUCHE TOHMATSU, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.    Management    For      
3)    TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY, VALID FOR A PERIOD COMMENCING FROM THIS RESOLUTION DATE UNTIL THE EARLIEST OF (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)    Management    For      


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

G4S PLC, CRAWLEY

 

Security    G39283109    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    26-May-2016
ISIN    GB00B01FLG62    Agenda    706966984 - Management
Record Date         Holding Recon Date    24-May-2016
City / Country    LONDON / United Kingdom    Vote Deadline Date    20-May-2016
SEDOL(s)    B01FLG6 - B01Y4N1 - B03NQT6 -
B1HJPL2
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1    ADOPTION OF FINANCIAL STATEMENTS AND REPORTS OF DIRECTORS AND AUDITOR    Management    For    For   
2    APPROVAL OF THE DIRECTORS’ REMUNERATION REPORT    Management    For    For   
3    DECLARATION OF FINAL DIVIDEND : 5.82P (DKK 0.5615) FOR EACH ORDINARY SHARE IN THE CAPITAL OF THE COMPANY    Management    For    For   
4    TO ELECT JOHN DALY AS A DIRECTOR    Management    For    For   
5    TO RE-ELECT ASHLEY ALMANZA AS A DIRECTOR    Management    For    For   
6    TO RE-ELECT JOHN CONNOLLY AS A DIRECTOR    Management    For    For   
7    TO RE-ELECT WINNIE KIN WAH FOK AS A DIRECTOR    Management    For    For   
8    TO RE-ELECT HIMANSHU RAJA AS A DIRECTOR    Management    For    For   
9    TO RE-ELECT PAUL SPENCE AS A DIRECTOR    Management    For    For   
10    TO RE-ELECT CLARE SPOTTISWOODE AS A DIRECTOR    Management    For    For   
11    TO RE-ELECT TIM WELLER AS A DIRECTOR    Management    For    For   
12    RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR    Management    For    For   
13    AUTHORITY TO DETERMINE THE AUDITOR’S REMUNERATION    Management    For    For   
14    AUTHORITY TO ALLOT SHARES    Management    For    For   
15    AUTHORITY TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS    Management    For    For   
16    AUTHORITY FOR PURCHASE OF OWN SHARES    Management    For    For   
17    AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE    Management    For    For   
18    AMENDMENT OF ARTICLE 101 OF THE COMPANY’S ARTICLES OF ASSOCIATION    Management    For    For   
19    ALLOW GENERAL MEETINGS (OTHER THAN AGMS) TO BE CALLED ON 14 DAYS’ NOTICE    Management    Against    Against   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

INTRALOT S.A. - INTEGRATED LOTTERY SYSTEMS & SERVI

 

Security    X3968Y103    Meeting Type    Ordinary General Meeting
Ticker Symbol         Meeting Date    26-May-2016
ISIN    GRS343313003    Agenda    707062636 - Management
Record Date    20-May-2016    Holding Recon Date    20-May-2016
City / Country    ATTICA / Greece    Vote Deadline Date    20-May-2016
SEDOL(s)    5799284 - B28JLJ8 - B3BHRJ8 -
B827930
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1.    SUBMISSION FOR APPROVAL OF THE CORPORATE AND CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF THE FISCAL YEAR 01.01.2015 TO 31.12.2015 IN ACCORDANCE WITH THE INTERNATIONAL FINANCIAL REPORTING STANDARDS (I.F.R.S.), AFTER HEARING THE RELEVANT BOARD OF DIRECTORS REPORTS AND THE CERTIFIED AUDITORS REPORT REGARDING THE ABOVE MENTIONED YEAR    Management    For    For   
2.    DISCHARGE OF BOTH THE BOARD OF DIRECTORS MEMBERS AND THE CERTIFIED AUDITOR FROM ANY LIABILITY FOR INDEMNITY REGARDING COMPANY’S MANAGEMENT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS DURING THE FISCAL PERIOD UNDER EXAMINATION (01.01.2015-31.12.2015)    Management    For    For   
3.    ELECTION OF REGULAR AND ALTERNATE CERTIFIED AUDITORS FOR THE AUDIT OF THE FISCAL YEAR 1.1.2016 TO 31.12.2016 AND DETERMINATION OF THEIR FEES    Management    Abstain    Against   
4.    APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS MEMBERS FOR THE FISCAL YEAR 2015 AND PRE-APPROVAL OF REMUNERATION AND COMPENSATIONS OF NON-EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS FOR THE YEAR 2016, PURSUANT TO ART. 24 OF CODIFIED LAW 2190/1920 ART OF THE LAW 3016/2002.    Management    Abstain    Against   
5.    APPROVAL, IN ACCORDANCE WITH ARTICLE 23A OF CODIFIED LAW 2190/1920, OF CONTRACTS AND REMUNERATIONS OF PERSONS COMING UNDER THE DEFINITION OF THE ABOVE MENTIONED ARTICLE, WITH THE COMPANY OR LEGAL ENTITIES CONTROLLED BY THE COMPANY    Management    Abstain    Against   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

6.    GRANTING AUTHORIZATION TO BOTH BOARD OF DIRECTORS MEMBERS AND COMPANY’S DIRECTORS TO PARTICIPATE IN THE BOARD OF DIRECTORS OR IN THE MANAGEMENT OF OTHER AFFILIATED COMPANIES AS THOSE COMPANIES ARE DEFINED IN ARTICLE 42E OF CODIFIED LAW 2190/1920 AND, THEREFORE, THE CONDUCTING ON BEHALF OF THE AFFILIATED COMPANIES OF ACTS FALLING WITHIN THE COMPANY’S PURPOSES    Management    For    For   
7.    SHARE BUY BACK PURSUANT TO ARTICLE 16 OF THE CODIFIED LAW 2190/1920 AND GRANTING OF AUTHORIZATION TO THE BOARD OF DIRECTORS OF THE COMPANY FOR THE OBSERVATION OF THE FORMALITIES UNDER THE PROVISIONS OF THE LAW    Management    For    For   
8.    ANNOUNCEMENTS    Management    For    For   
CMMT    06 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE

 

Security    F80343100    Meeting Type    MIX
Ticker Symbol         Meeting Date    02-Jun-2016
ISIN    FR0000125007    Agenda    706832599 - Management
Record Date    30-May-2016    Holding Recon Date    30-May-2016
City / Country    PARIS / France    Vote Deadline Date    27-May-2016
SEDOL(s)    0215086 - 3166813 - 4194192 -
4206655 - 4211820 - 4768285 -
4768371 - 4915508 - 7164158 -
7380482 - 7380545 - 7380556 -
7380716 - 7381377 - 7381496 -
7448250 - B033544 - B8HWMP3 -
B92MW55
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CMMT    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting         
CMMT    THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE    Non-Voting         
CMMT    09 MAY 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0330/201603301601062.pdf.- REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0509/201605091601907.pdf AND-MODIFICATION OF THE TEXT OF RESOLUTION O.3. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.    Non-Voting         
O.1    APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR    Management    For    For   
O.2    APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR    Management    For    For   
O.3    ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND: EUR 1.24 PER SHARE    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

O.4    APPROVAL OF AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE    Management    For    For   
O.5    RENEWAL OF THE TERM OF MR BERNARD GAUTIER AS DIRECTOR    Management    For    For   
O.6    RENEWAL OF THE TERM OF MR FREDERIC LEMOINE AS DIRECTOR    Management    For    For   
O.7    RENEWAL OF THE TERM OF MR JEAN-DOMINIQUE SENARD AS DIRECTOR    Management    For    For   
O.8    APPOINTMENT OF MS IEDA GOMES YELL AS DIRECTOR    Management    For    For   
O.9    RENEWAL OF THE TERM OF PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR    Management    For    For   
O.10    APPOINTMENT OF MR JEAN-BAPTISTE DESCHRYVER AS DEPUTY STATUTORY AUDITOR    Management    For    For   
O.11    ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR PIERRE-ANDRE DE CHALENDAR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE 2015 FINANCIAL YEAR    Management    For    For   
O.12    AUTHORISATION GIVEN TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES    Management    For    For   
E.13    AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE PURCHASE OR SUBSCRIPTION OPTIONS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, UP TO A LIMIT OF 1.5% OF THE SHARE CAPITAL, WITH A SUB-CEILING OF 10% OF THIS LIMIT FOR THE EXECUTIVE DIRECTORS OF COMPAGNIE DE SAINT-GOBAIN, THIS CEILING OF 1.5% AND SUB-CEILING OF 10% BEING THE SAME FOR THIS RESOLUTION AND FOR THE FOURTEENTH RESOLUTION    Management    For    For   
E.14    AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING SHARES, UP TO A LIMIT OF 1.2% OF THE SHARE CAPITAL, WITH A SUB- CEILING OF 10% OF THIS LIMIT FOR THE EXECUTIVE DIRECTORS OF COMPAGNIE DE SAINT-GOBAIN, THIS CEILING OF 1.2% AND SUB-CEILING OF 10% RESPECTIVELY COUNTING AGAINST THOSE SET OUT IN THE THIRTEENTH RESOLUTION    Management    For    For   
E.15    POWERS TO EXECUTE THE DECISIONS OF THIS MEETING AND TO CARRY OUT ALL LEGAL FORMALITIES    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

TRI POINTE GROUP, INC.

 

Security    87265H109    Meeting Type    Annual
Ticker Symbol    TPH    Meeting Date    03-Jun-2016
ISIN    US87265H1095    Agenda    934391715 - Management
Record Date    11-Apr-2016    Holding Recon Date    11-Apr-2016
City / Country                        / United States    Vote Deadline Date    02-Jun-2016
SEDOL(s)         Quick Code     

 

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1.    DIRECTOR    Management         
  

1       DOUGLAS F. BAUER

      For    For   
  

2       LAWRENCE B. BURROWS

      For    For   
  

3       DANIEL S. FULTON

      For    For   
  

4       STEVEN J. GILBERT

      For    For   
  

5       CHRISTOPHER D. GRAHAM

      For    For   
  

6       CONSTANCE B. MOORE

      For    For   
  

7       THOMAS B. ROGERS

      For    For   
  

8       BARRY S. STERNLICHT

      Withheld    Against   
2.    RATIFICATION OF THE AMENDMENT TO TRI POINTE GROUP, INC.‘S 2013 LONG-TERM INCENTIVE PLAN, AS AMENDED, IMPOSING CERTAIN LIMITATIONS ON AWARDS MADE UNDER THE PLAN TO NON-EMPLOYEE DIRECTORS.    Management    For    For   
3.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS TRI POINTE GROUP, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

FIRST PACIFIC CO LTD, HAMILTON

 

Security    G34804107    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    06-Jun-2016
ISIN    BMG348041077    Agenda    707016324 - Management
Record Date    01-Jun-2016    Holding Recon Date    01-Jun-2016
City / Country    HONG KONG / Bermuda    Vote Deadline Date    01-Jun-2016
SEDOL(s)    2104717 - 4341523 - 5819041 -
6339872 - B16TBB5 - BP3RTW7
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CMMT   

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-

http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0428/LTN20160428777.pdf-;-

http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0428/LTN20160428731.pdf

   Non-Voting         
CMMT    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING    Non-Voting         
1    TO RECEIVE AND ADOPT THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2015    Management    For    For   
2    TO DECLARE A FINAL CASH DIVIDEND OF HK5.50 CENTS (US0.71 CENT) PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2015    Management    For    For   
3    TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OR THE AUDIT AND RISK MANAGEMENT COMMITTEE TO FIX THEIR REMUNERATION    Management    For    For   
4.I    TO RE-ELECT MR. MANUEL V. PANGILINAN AS THE MANAGING DIRECTOR AND CEO OF THE COMPANY FOR A FIXED TERM OF APPROXIMATELY THREE YEARS, COMMENCING ON THE DATE OF THE AGM AND EXPIRING AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN THE THIRD YEAR FOLLOWING THE YEAR OF HIS RE-ELECTION (BEING 2019) (THE “FIXED 3-YEAR TERM”)    Management    Against    Against   
4.II    TO RE-ELECT PROF. EDWARD K.Y. CHEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR THE FIXED 3-YEAR TERM    Management    Against    Against   
4.III    TO RE-ELECT MRS. MARGARET LEUNG KO MAY YEE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR THE FIXED 3-YEAR TERM    Management    Against    Against   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

4.IV    TO RE-ELECT MR. PHILIP FAN YAN HOK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR THE FIXED 3-YEAR TERM    Management    Against    Against   
4.V    TO RE-ELECT MS. MADELEINE LEE SUH SHIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR THE FIXED 3-YEAR TERM    Management    For    For   
4.VI    TO RE-ELECT MR. TEDY DJUHAR AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A FIXED TERM OF APPROXIMATELY ONE YEAR, COMMENCING ON THE DATE OF THE AGM AND EXPIRING AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN THE YEAR FOLLOWING THE YEAR OF HIS RE- ELECTION (BEING 2017)    Management    Against    Against   
5    TO AUTHORISE THE BOARD OR THE REMUNERATION COMMITTEE TO FIX THE REMUNERATION OF THE EXECUTIVE DIRECTORS PURSUANT TO THE COMPANY’S BYE-LAWS, AND TO FIX THE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS (INCLUDING THE INDEPENDENT NON- EXECUTIVE DIRECTORS) AT THE SUM OF USD 5,000 FOR EACH MEETING ATTENDED    Management    For    For   
6    TO AUTHORISE THE BOARD TO APPOINT ADDITIONAL DIRECTORS AS AN ADDITION TO THE BOARD    Management    For    For   
7    TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE COMPANY’S ISSUED SHARE CAPITAL, AS DESCRIBED IN THE AGM NOTICE    Management    Against    Against   
8    TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO EXERCISE ALL THE POWERS OF THE COMPANY TO REPURCHASE ISSUED SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE COMPANY’S ISSUED SHARE CAPITAL, AS DESCRIBED IN THE AGM NOTICE    Management    For    For   
9    TO APPROVE THE ADDITION OF THE AGGREGATE NOMINAL AMOUNT OF SHARES REPURCHASED PURSUANT TO RESOLUTION (8) ABOVE TO THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL WHICH MAY BE ALLOTTED AND ISSUED PURSUANT TO RESOLUTION (7) ABOVE    Management    Against    Against   
10    TO APPROVE THE SHARE PREMIUM REDUCTION AND THE TRANSFER OF THE CREDIT AMOUNT ARISING THERE FROM TO THE CONTRIBUTED SURPLUS ACCOUNT, AS DESCRIBED IN THE AGM NOTICE    Management    For    For   
CMMT    04 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL-RECORD DATE 01 JUN 2016. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU.    Non-Voting         


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

EUROBANK ERGASIAS S.A., ATHENS

 

Security    ADPV33904    Meeting Type    Ordinary General Meeting
Ticker Symbol         Meeting Date    15-Jun-2016
ISIN    GRS323003012    Agenda    707126618 - Management
Record Date    09-Jun-2016    Holding Recon Date    09-Jun-2016
City / Country    ATHENS / Greece    Vote Deadline Date    09-Jun-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

  

 

CMMT    PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 27 JUN 2016. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT-BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING.-THANK YOU    Non-Voting         
1.    FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015. DIRECTORS’ AND AUDITORS’ REPORTS    Management    For    For   
2.    DISCHARGE OF THE BOARD OF DIRECTORS AND THE AUDITORS FROM ALL RESPONSIBILITY FOR INDEMNIFICATION IN RELATION TO THE FINANCIAL YEAR 2015    Management    For    For   
3.    APPOINTMENT OF AUDITORS FOR THE FINANCIAL YEAR 2016: PRICEWATERHOUSECOOPERS S.A. (PWC)    Management    For    For   
4.    INCREASE OF THE NUMBER OF THE BOARD MEMBERS. APPOINTMENT OF NEW BOARD MEMBERS AND THEIR DESIGNATION AS INDEPENDENT NON-EXECUTIVE MEMBERS OF THE BOARD: LUCREZIA REICHLIN , JAWAID A. MIRZA    Management    For    For   
5.    APPOINTMENT OF MEMBERS OF THE AUDIT COMMITTEE: THE APPOINTMENT OF MESSRS. SPYROS L. LORENTZIADIS, JAWAID A. MIRZA, BRADLEY PAUL L. MARTIN, STEPHEN L. JOHNSON AND KENNETH HOWARD PRINCE-WRIGHT AS MEMBERS OF THE BANK’S AUDIT COMMITTEE, WHOSE TERM OF OFFICE EXPIRES WITH THE ELECTION OF THE NEW AUDIT COMMITTEE BY THE AGM WHICH WILL TAKE PLACE IN THE YEAR 2018    Management    For    For   
6.    APPROVAL OF THE REMUNERATION OF DIRECTORS AND AGREEMENTS IN ACCORDANCE WITH ARTICLES 23A AND 24 OF COMPANY LAW 2190/1920    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

CMMT    01 JUNE 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-AND BOARD MEMBERS AND AUDITOR COMMITTEE NAMES. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.    Non-Voting                        


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

HONDA MOTOR CO.,LTD.

 

Security    J22302111    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    16-Jun-2016
ISIN    JP3854600008    Agenda    707130403 - Management
Record Date    31-Mar-2016    Holding Recon Date    31-Mar-2016
City / Country    TOKYO / Japan    Vote Deadline Date    14-Jun-2016
SEDOL(s)    0435141 - 4435482 - 5326273 -
6435145 - B02F0P7 - B247ZM7
   Quick Code    72670

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
   Please reference meeting materials.    Non-Voting         
1    Approve Appropriation of Surplus    Management    For    For   
2.1    Appoint a Director Hachigo, Takahiro    Management    Against    Against   
2.2    Appoint a Director Matsumoto, Yoshiyuki    Management    For    For   
2.3    Appoint a Director Yamane, Yoshi    Management    For    For   
2.4    Appoint a Director Kuraishi, Seiji    Management    For    For   
2.5    Appoint a Director Takeuchi, Kohei    Management    For    For   
2.6    Appoint a Director Sekiguchi, Takashi    Management    For    For   
2.7    Appoint a Director Kunii, Hideko    Management    For    For   
2.8    Appoint a Director Ozaki, Motoki    Management    For    For   
2.9    Appoint a Director Ito, Takanobu    Management    For    For   
2.10    Appoint a Director Aoyama, Shinji    Management    For    For   
2.11    Appoint a Director Kaihara, Noriya    Management    For    For   
2.12    Appoint a Director Odaka, Kazuhiro    Management    For    For   
2.13    Appoint a Director Igarashi, Masayuki    Management    For    For   
3.1    Appoint a Corporate Auditor Yoshida, Masahiro    Management    For    For   
3.2    Appoint a Corporate Auditor Hiwatari, Toshiaki    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

SEGA SAMMY HOLDINGS INC.

 

Security    J7028D104    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    17-Jun-2016
ISIN    JP3419050004    Agenda    707120832 - Management
Record Date    31-Mar-2016    Holding Recon Date    31-Mar-2016
City / Country    TOKYO / Japan    Vote Deadline Date    15-Jun-2016
SEDOL(s)    B02RK08 - B032Z41 - B034451    Quick Code    64600

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
   Please reference meeting materials.    Non-Voting         
1    Amend Articles to: Expand Business Lines    Management    For    For   
2.1    Appoint a Director Satomi, Hajime    Management    For    For   
2.2    Appoint a Director Tsurumi, Naoya    Management    For    For   
2.3    Appoint a Director Fukazawa, Koichi    Management    For    For   
2.4    Appoint a Director Satomi, Haruki    Management    For    For   
2.5    Appoint a Director Okamura, Hideki    Management    For    For   
2.6    Appoint a Director Iwanaga, Yuji    Management    For    For   
2.7    Appoint a Director Natsuno, Takeshi    Management    Against    Against   
2.8    Appoint a Director Katsukawa, Kohei    Management    For    For   
3    Appoint a Corporate Auditor Aoki, Shigeru    Management    Against    Against   
4    Appoint a Substitute Corporate Auditor Matsuzawa, Takayoshi    Management    For    For   
5    Approve Issuance of Share Acquisition Rights as Stock Options for Directors    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

MELCO CROWN ENTERTAINMENT LTD.

 

Security    585464100    Meeting Type    Special
Ticker Symbol    MPEL    Meeting Date    17-Jun-2016
ISIN    US5854641009    Agenda    934444415 - Management
Record Date    20-May-2016    Holding Recon Date    20-May-2016
City / Country                        / United States    Vote Deadline Date    10-Jun-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    TO ADOPT THE NEW AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY (THE “NEW M&A”), IN THE FORM OF THE DOCUMENT PRODUCED TO THE EXTRAORDINARY GENERAL MEETING AND MARKED “A” AND INITIALED BY THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING FOR THE PURPOSE OF IDENTIFICATION, BE HEREBY APPROVED AND ADOPTED AS THE NEW AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING AMENDED... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL).    Management    For      


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

GAMESTOP CORP.

 

Security    36467W109    Meeting Type    Annual
Ticker Symbol    GME    Meeting Date    21-Jun-2016
ISIN    US36467W1099    Agenda    934417379 - Management
Record Date    29-Apr-2016    Holding Recon Date    29-Apr-2016
City / Country                        / United States    Vote Deadline Date    20-Jun-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1A.    RE-ELECTION OF DIRECTOR: DANIEL A. DEMATTEO    Management    For    For   
1B.    RE-ELECTION OF DIRECTOR: J. PAUL RAINES    Management    For    For   
1C.    RE-ELECTION OF DIRECTOR: JEROME L. DAVIS    Management    For    For   
1D.    RE-ELECTION OF DIRECTOR: THOMAS N. KELLY JR.    Management    For    For   
1E.    RE-ELECTION OF DIRECTOR: SHANE S. KIM    Management    For    For   
1F.    RE-ELECTION OF DIRECTOR: STEVEN R. KOONIN    Management    For    For   
1G.    RE-ELECTION OF DIRECTOR: STEPHANIE M. SHERN    Management    For    For   
1H.    RE-ELECTION OF DIRECTOR: GERALD R. SZCZEPANSKI    Management    For    For   
1I.    RE-ELECTION OF DIRECTOR: KATHY P. VRABECK    Management    For    For   
1J.    RE-ELECTION OF DIRECTOR: LAWRENCE S. ZILAVY    Management    For    For   
2.    ADVISORY VOTE ON EXECUTIVE COMPENSATION    Management    For    For   
3.    RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT, REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016    Management    For    For   
4.    AMEND AND RESTATE THE CERTIFICATE OF INCORPORATION TO CHANGE THE SHAREHOLDER VOTING REQUIREMENT FOR REMOVAL OF DIRECTORS FROM A SUPERMAJORITY (80%) OF SHAREHOLDERS AND ONLY FOR CAUSE, TO A SIMPLE MAJORITY OF SHAREHOLDERS WITH OR WITHOUT CAUSE, AND TO MAKE OTHER TECHNICAL AND CONFORMING CHANGES    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

FIRST PACIFIC CO LTD, HAMILTON

 

Security    G34804107    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    28-Jun-2016
ISIN    BMG348041077    Agenda    707192530 - Management
Record Date    24-Jun-2016    Holding Recon Date    24-Jun-2016
City / Country    HONG KONG / Bermuda    Vote Deadline Date    22-Jun-2016
SEDOL(s)    2104717 - 4341523 - 5819041 -
6339872 - B16TBB5 - BP3RTW7
   Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
CMMT    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 616489 DUE TO CHANGE IN-MEETING DATE FROM 06 JUN 2016 TO 28 JUN 2016 AND RECORD DATE FROM 01 JUN 2016-TO 24 JUN 2016. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU.    Non-Voting         
1    TO APPROVE THE SHARE PREMIUM REDUCTION AND THE TRANSFER OF THE CREDIT AMOUNT ARISING THEREFROM TO THE CONTRIBUTED SURPLUS ACCOUNT, AS DESCRIBED IN THE AGM NOTICE    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

SANKYO CO.,LTD.

 

Security    J67844100    Meeting Type    Annual General Meeting
Ticker Symbol         Meeting Date    29-Jun-2016
ISIN    JP3326410002    Agenda    707175825 - Management
Record Date    31-Mar-2016    Holding Recon Date    31-Mar-2016
City / Country    TOKYO / Japan    Vote Deadline Date    27-Jun-2016
SEDOL(s)    5909812 - 6775432 - B02KCH8 -
B1CDDX7
   Quick Code    64170

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
   Please reference meeting materials.    Non-Voting         
1    Approve Appropriation of Surplus    Management    For    For   
2.1    Appoint a Director Busujima, Hideyuki    Management    Against    Against   
2.2    Appoint a Director Tsutsui, Kimihisa    Management    Against    Against   
2.3    Appoint a Director Tomiyama, Ichiro    Management    Against    Against   
2.4    Appoint a Director Kitani, Taro    Management    For    For   
2.5    Appoint a Director Miura, Takashi    Management    For    For   


Vote Summary      
Reporting Period: 07/01/2015 to 06/30/2016      
Institution Account(s): 951 Ivy Cundill Global Value Fund      

 

ROWAN COMPANIES PLC

 

Security    G7665A101    Meeting Type    Annual
Ticker Symbol    RDC    Meeting Date    30-Jun-2016
ISIN    GB00B6SLMV12    Agenda    934426912 - Management
Record Date    02-May-2016    Holding Recon Date    02-May-2016
City / Country                        / United States    Vote Deadline Date    28-Jun-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    TO RE-APPOINT DELOITTE LLP AS THE COMPANY’S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY).    Management    For    For   
2.    TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE U.K. STATUTORY AUDITORS’ REMUNERATION.    Management    For    For   
3.    TO APPROVE, AS A NON-BINDING ADVISORY VOTE, THE COMPANY’S U.K. STATUTORY IMPLEMENTATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2015 (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES).    Management    For    For   


IVY DIVIDEND OPPORTUNITIES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    05/07/2015   Meeting Type:    Annual   Ticker:    TWC
     Shares Voted:    58,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Carole Black

   Mgmt    For    Refer    Against
1b  

Elect Director Thomas H. Castro

   Mgmt    For    For    For
1c  

Elect Director David C. Chang

   Mgmt    For    For    For
1d  

Elect Director James E. Copeland, Jr.

   Mgmt    For    For    For
1e  

Elect Director Peter R. Haje

   Mgmt    For    Refer    Against
1f  

Elect Director Donna A. James

   Mgmt    For    For    For
1g  

Elect Director Don Logan

   Mgmt    For    For    For
1h  

Elect Director Robert D. Marcus

   Mgmt    For    For    For
1i  

Elect Director N.J. Nicholas, Jr.

   Mgmt    For    Refer    Against
1j  

Elect Director Wayne H. Pace

   Mgmt    For    For    For
1k  

Elect Director Edward D. Shirley

   Mgmt    For    Refer    Against
1l  

Elect Director John E. Sununu

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    239,750     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For
1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For
2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For
3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For
4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         

Time Warner Cable Inc.

 

Meeting Date:    09/21/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    07/28/2015   Meeting Type:    Special   Ticker:    TWC
     Shares Voted:    58,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Paychex, Inc.

 

Meeting Date:    10/14/2015   Country:    USA   Primary Security ID:    704326107
Record Date:    08/17/2015   Meeting Type:    Annual   Ticker:    PAYX
     Shares Voted:    124,450     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director B. Thomas Golisano

   Mgmt    For    For    For
1b  

Elect Director Joseph G. Doody

   Mgmt    For    For    For
1c  

Elect Director David J. S. Flaschen

   Mgmt    For    For    For
1d  

Elect Director Phillip Horsley

   Mgmt    For    For    For
1e  

Elect Director Grant M. Inman

   Mgmt    For    For    For
1f  

Elect Director Pamela A. Joseph

   Mgmt    For    For    For
1g  

Elect Director Martin Mucci

   Mgmt    For    For    For
1h  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For
1i  

Elect Director Joseph M. Velli

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Ratify Auditors

   Mgmt    For    For    For

Seagate Technology plc

 

Meeting Date:    10/21/2015   Country:    Ireland   Primary Security ID:    G7945M107
Record Date:    08/28/2015   Meeting Type:    Annual   Ticker:    STX
     Shares Voted:    123,150     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Stephen J. Luczo

   Mgmt    For    For    For
1b  

Elect Director Frank J. Biondi, Jr.

   Mgmt    For    For    For
1c  

Elect Director Michael R. Cannon

   Mgmt    For    For    For
1d  

Elect Director Mei-Wei Cheng

   Mgmt    For    For    For
1e  

Elect Director William T. Coleman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Seagate Technology plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Jay L. Geldmacher

   Mgmt    For    For    For
1g  

Elect Director Dambisa F. Moyo

   Mgmt    For    For    For
1h  

Elect Director Kristen M. Onken

   Mgmt    For    For    For
1i  

Elect Director Chong Sup Park

   Mgmt    For    For    For
1j  

Elect Director Stephanie Tilenius

   Mgmt    For    For    For
1k  

Elect Director Edward J. Zander

   Mgmt    For    For    For
2  

Determine Price Range for Reissuance of Treasury Shares

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    259,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For

MarkWest Energy Partners, L.P.

 

Meeting Date:    12/01/2015   Country:    USA   Primary Security ID:    570759100
Record Date:    10/05/2015   Meeting Type:    Special   Ticker:    MWE
     Shares Voted:    79,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against
3  

Adjourn Meeting

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Microsoft Corporation

 

Meeting Date:    12/02/2015   Country:    USA   Primary Security ID:    594918104
Record Date:    10/02/2015   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    296,250     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    12/10/2015   Country:    USA   Primary Security ID:    20030N101
Record Date:    10/20/2015   Meeting Type:    Special   Ticker:    CMCSA
     Shares Voted:    120,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Conversion of Securities

   Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/11/2015   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/12/2015   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    181,700     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Medtronic plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For
1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Shirley Ann Jackson

   Mgmt    For    For    For
1g  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For
1h  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1i  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For
1j  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1k  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
1l  

Elect Director Robert C. Pozen

   Mgmt    For    For    For
1m  

Elect Director Preetha Reddy

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Air Products and Chemicals, Inc.

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:    009158106
Record Date:    11/30/2015   Meeting Type:    Annual   Ticker:    APD
     Shares Voted:    47,550     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan K. Carter

   Mgmt    For    For    For
1b  

Elect Director Charles I. Cogut

   Mgmt    For    For    For
1c  

Elect Director Seifi Ghasemi

   Mgmt    For    For    For
1d  

Elect Director David H. Y. Ho

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Air Products and Chemicals, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director Margaret G. McGlynn

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For

Applied Materials, Inc.

 

Meeting Date:    03/10/2016   Country:    USA   Primary Security ID:    038222105
Record Date:    01/14/2016   Meeting Type:    Annual   Ticker:    AMAT
     Shares Voted:    532,650     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Willem P. Roelandts

   Mgmt    For    For    For
1b  

Elect Director Xun (Eric) Chen

   Mgmt    For    For    For
1c  

Elect Director Aart J. de Geus

   Mgmt    For    For    For
1d  

Elect Director Gary E. Dickerson

   Mgmt    For    For    For
1e  

Elect Director Stephen R. Forrest

   Mgmt    For    For    For
1f  

Elect Director Thomas J. Iannotti

   Mgmt    For    For    For
1g  

Elect Director Susan M. James

   Mgmt    For    Refer    For
1h  

Elect Director Alexander A. Karsner

   Mgmt    For    For    For
1i  

Elect Director Adrianna C. Ma

   Mgmt    For    For    For
1j  

Elect Director Dennis D. Powell

   Mgmt    For    For    For
1k  

Elect Director Robert H. Swan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    262,700     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Unilever plc

 

Meeting Date:    04/20/2016   Country:    United Kingdom   Primary Security ID:    G92087165
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    ULVR
     Shares Voted:    136,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Unilever plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Re-elect Nils Andersen as Director

   Mgmt    For    For    For
4  

Re-elect Laura Cha as Director

   Mgmt    For    For    For
5  

Re-elect Vittorio Colao as Director

   Mgmt    For    For    For
6  

Re-elect Louise Fresco as Director

   Mgmt    For    For    For
7  

Re-elect Ann Fudge as Director

   Mgmt    For    For    For
8  

Re-elect Dr Judith Hartmann as Director

   Mgmt    For    For    For
9  

Re-elect Mary Ma as Director

   Mgmt    For    For    For
10  

Re-elect Paul Polman as Director

   Mgmt    For    For    For
11  

Re-elect John Rishton as Director

   Mgmt    For    For    For
12  

Re-elect Feike Sijbesma as Director

   Mgmt    For    For    For
13  

Elect Dr Marijn Dekkers as Director

   Mgmt    For    For    For
14  

Elect Strive Masiyiwa as Director

   Mgmt    For    For    For
15  

Elect Youngme Moon as Director

   Mgmt    For    For    For
16  

Elect Graeme Pitkethly as Director

   Mgmt    For    For    For
17  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
18  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    693506107
Record Date:    02/19/2016   Meeting Type:    Annual   Ticker:    PPG
     Shares Voted:    66,650     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

PPG Industries, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James G. Berges

   Mgmt    For    For    For
1.2  

Elect Director John V. Faraci

   Mgmt    For    For    For
1.3  

Elect Director Victoria F. Haynes

   Mgmt    For    For    For
1.4  

Elect Director Michael H. McGarry

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends

   SH    Against    Refer    Against

Texas Instruments Incorporated

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    882508104
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    TXN
     Shares Voted:    116,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ralph W. Babb, Jr.

   Mgmt    For    For    For
1b  

Elect Director Mark A. Blinn

   Mgmt    For    For    For
1c  

Elect Director Daniel A. Carp

   Mgmt    For    For    For
1d  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1e  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1f  

Elect Director Ronald Kirk

   Mgmt    For    For    For
1g  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1h  

Elect Director Robert E. Sanchez

   Mgmt    For    For    For
1i  

Elect Director Wayne R. Sanders

   Mgmt    For    For    For
1j  

Elect Director Richard K. Templeton

   Mgmt    For    For    For
1k  

Elect Director Christine Todd Whitman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Texas Instruments Incorporated

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Honeywell International Inc.

 

Meeting Date:    04/25/2016   Country:    USA   Primary Security ID:    438516106
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    HON
     Shares Voted:    58,150     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director William S. Ayer

   Mgmt    For    For    For
1B  

Elect Director Kevin Burke

   Mgmt    For    For    For
1C  

Elect Director Jaime Chico Pardo

   Mgmt    For    For    For
1D  

Elect Director David M. Cote

   Mgmt    For    For    For
1E  

Elect Director D. Scott Davis

   Mgmt    For    For    For
1F  

Elect Director Linnet F. Deily

   Mgmt    For    For    For
1G  

Elect Director Judd Gregg

   Mgmt    For    For    For
1H  

Elect Director Clive Hollick

   Mgmt    For    For    For
1I  

Elect Director Grace D. Lieblein

   Mgmt    For    For    For
1J  

Elect Director George Paz

   Mgmt    For    For    For
1K  

Elect Director Bradley T. Sheares

   Mgmt    For    For    For
1L  

Elect Director Robin L. Washington

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Approve Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For
7  

Provide Right to Act by Written Consent

   SH    Against    For    For
8  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Citigroup Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    172967424
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    280,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1d  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1e  

Elect Director Franz B. Humer

   Mgmt    For    For    For
1f  

Elect Director Renee J. James

   Mgmt    For    For    For
1g  

Elect Director Eugene M. McQuade

   Mgmt    For    For    For
1h  

Elect Director Michael E. O’Neill

   Mgmt    For    For    For
1i  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1j  

Elect Director Judith Rodin

   Mgmt    For    For    For
1k  

Elect Director Anthony M. Santomero

   Mgmt    For    For    For
1l  

Elect Director Joan E. Spero

   Mgmt    For    For    For
1m  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1n  

Elect Director William S. Thompson, Jr.

   Mgmt    For    For    For
1o  

Elect Director James S. Turley

   Mgmt    For    For    For
1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Demonstrate No Gender Pay Gap

   SH    Against    Against    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Appoint a Stockholder Value Committee

   SH    Against    Refer    Against
9  

Claw-back of Payments under Restatements

   SH    Against    For    For
10  

Limit/Prohibit Accelerated Vesting of Awards

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    655044105
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    212,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1c  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1d  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Eric P. Grubman

   Mgmt    For    For    For
1g  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1h  

Elect Director David L. Stover

   Mgmt    For    For    For
1i  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1j  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1k  

Elect Director Molly K. Williamson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against
5  

Report on Impacts of and Plans to Align with Global Climate Change Policy

   SH    Against    Refer    Against

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    693475105
Record Date:    01/29/2016   Meeting Type:    Annual   Ticker:    PNC
     Shares Voted:    12,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1.2  

Elect Director Marjorie Rodgers Cheshire

   Mgmt    For    For    For
1.3  

Elect Director William S. Demchak

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

The PNC Financial Services Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Andrew T. Feldstein

   Mgmt    For    For    For
1.5  

Elect Director Daniel R. Hesse

   Mgmt    For    For    For
1.6  

Elect Director Kay Coles James

   Mgmt    For    For    For
1.7  

Elect Director Richard B. Kelson

   Mgmt    For    For    For
1.8  

Elect Director Jane G. Pepper

   Mgmt    For    For    For
1.9  

Elect Director Donald J. Shepard

   Mgmt    For    For    For
1.10  

Elect Director Lorene K. Steffes

   Mgmt    For    For    For
1.11  

Elect Director Dennis F. Strigl

   Mgmt    For    For    For
1.12  

Elect Director Michael J. Ward

   Mgmt    For    For    For
1.13  

Elect Director Gregory D. Wasson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Wells Fargo & Company

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    949746101
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    WFC
     Shares Voted:    132,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director John D. Baker, II

   Mgmt    For    For    For
1b  

Elect Director Elaine L. Chao

   Mgmt    For    For    For
1c  

Elect Director John S. Chen

   Mgmt    For    For    For
1d  

Elect Director Lloyd H. Dean

   Mgmt    For    For    For
1e  

Elect Director Elizabeth A. Duke

   Mgmt    For    For    For
1f  

Elect Director Susan E. Engel

   Mgmt    For    For    For
1g  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1h  

Elect Director Donald M. James

   Mgmt    For    For    For
1i  

Elect Director Cynthia H. Milligan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Wells Fargo & Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Federico F. Pena

   Mgmt    For    For    For
1k  

Elect Director James H. Quigley

   Mgmt    For    For    For
1l  

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
1m  

Elect Director John G. Stumpf

   Mgmt    For    For    For
1n  

Elect Director Susan G. Swenson

   Mgmt    For    For    For
1o  

Elect Director Suzanne M. Vautrinot

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ABI
     Shares Voted:    45,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Receive Directors’ Reports (Non-Voting)

   Mgmt         
2  

Receive Auditors’ Reports (Non-Voting)

   Mgmt         
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
4  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Approve Discharge of Auditors

   Mgmt    For    For    For
7  

Ratify Deloitte as Auditors and Approve Auditors’ Remuneration

   Mgmt    For    For    For
8a  

Approve Remuneration Report

   Mgmt    For    Refer    For
8b  

Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Anheuser-Busch InBev SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9a  

Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015

   Mgmt    For    Refer    For
9b  

Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015

   Mgmt    For    Refer    For
10  

Acknowledge Cancellation of VVPR Strips

   Mgmt    For    Refer    For
11  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

Eaton Corporation plc

 

Meeting Date:    04/27/2016   Country:    Ireland   Primary Security ID:    G29183103
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    ETN
     Shares Voted:    77,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Craig Arnold

   Mgmt    For    For    For
1b  

Elect Director Todd M. Bluedorn

   Mgmt    For    For    For
1c  

Elect Director Christopher M. Connor

   Mgmt    For    For    For
1d  

Elect Director Michael J. Critelli

   Mgmt    For    For    For
1e  

Elect Director Alexander M. Cutler

   Mgmt    For    For    For
1f  

Elect Director Richard H. Fearon

   Mgmt    For    For    For
1g  

Elect Director Charles E. Golden

   Mgmt    For    For    For
1h  

Elect Director Linda A. Hill

   Mgmt    For    For    For
1i  

Elect Director Arthur E. Johnson

   Mgmt    For    For    For
1j  

Elect Director Ned C. Lautenbach

   Mgmt    For    For    For
1k  

Elect Director Deborah L. McCoy

   Mgmt    For    For    For
1l  

Elect Director Gregory R. Page

   Mgmt    For    For    For
1m  

Elect Director Sandra Pianalto

   Mgmt    For    For    For
1n  

Elect Director Gerald B. Smith

   Mgmt    For    For    For
2A  

Amend Company’s Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Eaton Corporation plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2B  

Amend Company’s Memorandum of Association in Connection with Recent Changes in Irish Law

   Mgmt    For    For    For
3  

Amend Company’s Articles of Association to Clarify the Board’s Sole Authority to Determine its Size within the Fixed Limits in Articles

   Mgmt    For    Refer    For
4  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Approval of Overseas Market Purchases of the Company Shares

   Mgmt    For    For    For

General Electric Company

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    369604103
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    GE
     Shares Voted:    304,950     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A1  

Elect Director Sebastien M. Bazin

   Mgmt    For    For    For
A2  

Elect Director W. Geoffrey Beattie

   Mgmt    For    For    For
A3  

Elect Director John J. Brennan

   Mgmt    For    For    For
A4  

Elect Director Francisco D’ Souza

   Mgmt    For    For    For
A5  

Elect Director Marijn E. Dekkers

   Mgmt    For    For    For
A6  

Elect Director Peter B. Henry

   Mgmt    For    For    For
A7  

Elect Director Susan J. Hockfield

   Mgmt    For    For    For
A8  

Elect Director Jeffrey R. Immelt

   Mgmt    For    For    For
A9  

Elect Director Andrea Jung

   Mgmt    For    For    For
A10  

Elect Director Robert W. Lane

   Mgmt    For    For    For
A11  

Elect Director Rochelle B. Lazarus

   Mgmt    For    For    For
A12  

Elect Director Lowell C. McAdam

   Mgmt    For    For    For
A13  

Elect Director James J. Mulva

   Mgmt    For    For    For
A14  

Elect Director James E. Rohr

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

General Electric Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A15  

Elect Director Mary L. Schapiro

   Mgmt    For    For    For
A16  

Elect Director James S. Tisch

   Mgmt    For    For    For
B1  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
B2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
C1  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
C2  

Require Independent Board Chairman

   SH    Against    Refer    Against
C3  

Adopt Holy Land Principles

   SH    Against    Against    Against
C4  

Restore or Provide for Cumulative Voting

   SH    Against    Against    Against
C5  

Performance-Based and/or Time-Based Equity Awards

   SH    Against    Refer    Against
C6  

Report on Guidelines for Country Selection

   SH    Against    Against    Against

Johnson & Johnson

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    478160104
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    JNJ
     Shares Voted:    25,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mary C. Beckerle

   Mgmt    For    For    For
1b  

Elect Director D. Scott Davis

   Mgmt    For    For    For
1c  

Elect Director Ian E. L. Davis

   Mgmt    For    For    For
1d  

Elect Director Alex Gorsky

   Mgmt    For    For    For
1e  

Elect Director Susan L. Lindquist

   Mgmt    For    For    For
1f  

Elect Director Mark B. McClellan

   Mgmt    For    For    For
1g  

Elect Director Anne M. Mulcahy

   Mgmt    For    For    For
1h  

Elect Director William D. Perez

   Mgmt    For    For    For
1i  

Elect Director Charles Prince

   Mgmt    For    For    For
1j  

Elect Director A. Eugene Washington

   Mgmt    For    For    For
1k  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Johnson & Johnson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends

   SH    Against    Refer    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Report on Policies for Safe Disposal of Prescription Drugs by Users

   SH    Against    Refer    Against

Pfizer Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    717081103
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    PFE
     Shares Voted:    574,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis A. Ausiello

   Mgmt    For    For    For
1.2  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1.3  

Elect Director Joseph J. Echevarria

   Mgmt    For    For    For
1.4  

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
1.5  

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
1.6  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.7  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.8  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1.9  

Elect Director Ian C. Read

   Mgmt    For    For    For
1.10  

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
1.11  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Give Shareholders Final Say on Election of Directors

   SH    Against    Refer    Against
6  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Pfizer Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Prohibit Tax Gross-ups on Inversions

   SH    Against    Refer    Against

Occidental Petroleum Corporation

 

Meeting Date:    04/29/2016   Country:    USA   Primary Security ID:    674599105
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    OXY
     Shares Voted:    89,450     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Spencer Abraham

   Mgmt    For    For    For
1.2  

Elect Director Howard I. Atkins

   Mgmt    For    For    For
1.3  

Elect Director Eugene L. Batchelder

   Mgmt    For    For    For
1.4  

Elect Director Stephen I. Chazen

   Mgmt    For    For    For
1.5  

Elect Director John E. Feick

   Mgmt    For    For    For
1.6  

Elect Director Margaret M. Foran

   Mgmt    For    For    For
1.7  

Elect Director Carlos M. Gutierrez

   Mgmt    For    For    For
1.8  

Elect Director Vicki A. Hollub

   Mgmt    For    For    For
1.9  

Elect Director William R. Klesse

   Mgmt    For    For    For
1.10  

Elect Director Avedick B. Poladian

   Mgmt    For    For    For
1.11  

Elect Director Elisse B. Walter

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Review and Assess Membership of Lobbying Organizations

   SH    Against    Against    Against
5  

Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against
6  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For
7  

Report on Methane and Flaring Emissions Management and Reduction Targets

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

The Boeing Company

 

Meeting Date:    05/02/2016   Country:    USA   Primary Security ID:    097023105
Record Date:    03/03/2016   Meeting Type:    Annual   Ticker:    BA
     Shares Voted:    23,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1b  

Elect Director Arthur D. Collins, Jr.

   Mgmt    For    For    For
1c  

Elect Director Kenneth M. Duberstein

   Mgmt    For    For    For
1d  

Elect Director Edmund P. Giambastiani, Jr.

   Mgmt    For    For    For
1e  

Elect Director Lynn J. Good

   Mgmt    For    For    For
1f  

Elect Director Lawrence W. Kellner

   Mgmt    For    For    For
1g  

Elect Director Edward M. Liddy

   Mgmt    For    For    For
1h  

Elect Director Dennis A. Muilenburg

   Mgmt    For    For    For
1i  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1j  

Elect Director Randall L. Stephenson

   Mgmt    For    For    For
1k  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
1l  

Elect Director Mike S. Zafirovski

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For
7  

Report on Weapon Sales to Israel

   SH    Against    Refer    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    110122108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    142,311     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Bristol-Myers Squibb Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Lamberto Andreotti

   Mgmt    For    For    For
1B  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1E  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1F  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1G  

Elect Director Thomas J. Lynch, Jr.

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Togo D. West, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

BAE Systems plc

 

Meeting Date:    05/04/2016   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/02/2016   Meeting Type:    Annual   Ticker:    BA.
     Shares Voted:    703,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For
5  

Re-elect Jerry DeMuro as Director

   Mgmt    For    For    For
6  

Re-elect Harriet Green as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

BAE Systems plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
8  

Re-elect Ian King as Director

   Mgmt    For    For    For
9  

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
10  

Re-elect Paula Rosput Reynolds as Director

   Mgmt    For    For    For
11  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
12  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
13  

Elect Elizabeth Corley as Director

   Mgmt    For    For    For
14  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    718172109
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    99,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.5  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.6  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.7  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Philip Morris International Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt
Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.9   

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.10   

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.11   

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.12   

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2   

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
3   

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4   

Adopt Human Rights Policy, Including the Right to Health

   SH    Against    Against    Against
5   

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Prologis, Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    74340W103
Record Date:    03/09/2016   Meeting Type:    Annual   Ticker:    PLD
     Shares Voted:    139,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Hamid R. Moghadam

   Mgmt    For    For    For
1b  

Elect Director George L. Fotiades

   Mgmt    For    For    For
1c  

Elect Director Christine N. Garvey

   Mgmt    For    For    For
1d  

Elect Director Lydia H. Kennard

   Mgmt    For    For    For
1e  

Elect Director J. Michael Losh

   Mgmt    For    For    For
1f  

Elect Director Irving F. Lyons,III

   Mgmt    For    For    For
1g  

Elect Director David P. O’Connor

   Mgmt    For    For    For
1h  

Elect Director Jeffrey L. Skelton

   Mgmt    For    For    For
1i  

Elect Director Carl B. Webb

   Mgmt    For    For    For
1j  

Elect Director William D. Zollars

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Cypress Semiconductor Corporation

 

Meeting Date:    05/06/2016   Country:    USA   Primary Security ID:    232806109
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    CY
     Shares Voted:    626,300     

International Paper Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director T.J. Rodgers

   Mgmt    For    For    For
1.2  

Elect Director W. Steve Albrecht

   Mgmt    For    For    For
1.3  

Elect Director Eric A. Benhamou

   Mgmt    For    For    For
1.4  

Elect Director H. Raymond Bingham

   Mgmt    For    For    For
1.5  

Elect Director John H. Kispert

   Mgmt    For    For    For
1.6  

Elect Director O.C. Kwon

   Mgmt    For    For    For
1.7  

Elect Director Wilbert van den Hoek

   Mgmt    For    For    For
1.8  

Elect Director Michael S. Wishart

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

International Paper Company

 

Meeting Date:    05/09/2016   Country:    USA   Primary Security ID:    460146103
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    IP
     Shares Voted:    64,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David J. Bronczek

   Mgmt    For    For    For
1b  

Elect Director William J. Burns

   Mgmt    For    For    For
1c  

Elect Director Ahmet C. Dorduncu

   Mgmt    For    For    For
1d  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jay L. Johnson

   Mgmt    For    For    For
1f  

Elect Director Stacey J. Mobley

   Mgmt    For    For    For
1g  

Elect Director Joan E. Spero

   Mgmt    For    For    For
1h  

Elect Director Mark S. Sutton

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

International Paper Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director John L. Townsend, III

   Mgmt    For    For    For
1j  

Elect Director William G. Walter

   Mgmt    For    For    For
1k  

Elect Director J. Steven Whisler

   Mgmt    For    For    For
1l  

Elect Director Ray G. Young

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

American International Group, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    026874784
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    AIG
     Shares Voted:    151,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1b  

Elect Director Peter R. Fisher

   Mgmt    For    For    For
1c  

Elect Director John H. Fitzpatrick

   Mgmt    For    For    For
1d  

Elect Director Peter D. Hancock

   Mgmt    For    For    For
1e  

Elect Director William G. Jurgensen

   Mgmt    For    For    For
1f  

Elect Director Christopher S. Lynch

   Mgmt    For    For    For
1g  

Elect Director Samuel J. Merksamer

   Mgmt    For    For    For
1h  

Elect Director George L. Miles, Jr.

   Mgmt    For    For    For
1i  

Elect Director Henry S. Miller

   Mgmt    For    For    For
1j  

Elect Director Robert S. Miller

   Mgmt    For    For    For
1k  

Elect Director Linda A. Mills

   Mgmt    For    For    For
1l  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1m  

Elect Director John A. Paulson

   Mgmt    For    For    For
1n  

Elect Director Ronald A. Rittenmeyer

   Mgmt    For    For    For
1o  

Elect Director Douglas M. Steenland

   Mgmt    For    For    For
1p  

Elect Director Theresa M. Stone

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

American International Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Corrections Corporation of America

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    22025Y407
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    CXW
     Shares Voted:    239,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Donna M. Alvarado

   Mgmt    For    For    For
1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Mark A. Emkes

   Mgmt    For    For    For
1d  

Elect Director Damon T. Hininger

   Mgmt    For    For    For
1e  

Elect Director C. Michael Jacobi

   Mgmt    For    For    For
1f  

Elect Director Anne L. Mariucci

   Mgmt    For    For    For
1g  

Elect Director Thurgood Marshall, Jr.

   Mgmt    For    For    For
1h  

Elect Director Charles L. Overby

   Mgmt    For    For    For
1i  

Elect Director John R. Prann, Jr.

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    907818108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    83,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.2  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1.3  

Elect Director David B. Dillon

   Mgmt    For    For    For
1.4  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1.5  

Elect Director Charles C. Krulak

   Mgmt    For    For    For
1.6  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1.7  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1.8  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1.9  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1.10  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1.11  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Stock Retention

   SH    Against    Against    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    For

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    46625h100
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    215,902     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director James S. Crown

   Mgmt    For    For    For
1f  

Elect Director James Dimon

   Mgmt    For    For    For
1g  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1h  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1i  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1j  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1k  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments

   SH    Against    Refer    Against
8  

Clawback Amendment

   SH    Against    For    For
9  

Adopt Executive Compensation Philosophy with Social Factors

   SH    Against    Refer    Against

Morgan Stanley

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    617446448
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    MS
     Shares Voted:    215,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Erskine B. Bowles

   Mgmt    For    For    For
1b  

Elect Director Alistair Darling

   Mgmt    For    For    For
1c  

Elect Director Thomas H. Glocer

   Mgmt    For    For    For
1d  

Elect Director James P. Gorman

   Mgmt    For    For    For
1e  

Elect Director Robert H. Herz

   Mgmt    For    For    For
1f  

Elect Director Nobuyuki Hirano

   Mgmt    For    For    For
1g  

Elect Director Klaus Kleinfeld

   Mgmt    For    For    For
1h  

Elect Director Jami Miscik

   Mgmt    For    For    For
1i  

Elect Director Donald T. Nicolaisen

   Mgmt    For    For    For
1j  

Elect Director Hutham S. Olayan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Morgan Stanley

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1k  

Elect Director James W. Owens

   Mgmt    For    For    For
1l  

Elect Director Ryosuke Tamakoshi

   Mgmt    For    For    For
1m  

Elect Director Perry M. Traquina

   Mgmt    For    For    For
1n  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    For

Halliburton Company

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    406216101
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    89,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1.2  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1.3  

Elect Director James R. Boyd

   Mgmt    For    For    For
1.4  

Elect Director Milton Carroll

   Mgmt    For    For    For
1.5  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1.6  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1.7  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1.8  

Elect Director David J. Lesar

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1.10  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1.11  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1.12  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Halliburton Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    036752103
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ANTM
     Shares Voted:    41,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1b  

Elect Director George A. Schaefer, Jr.

   Mgmt    For    For    For
1c  

Elect Director Joseph R. Swedish

   Mgmt    For    For    For
1d  

Elect Director Elizabeth E. Tallett

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Chubb Limited

 

Meeting Date:    05/19/2016   Country:    Switzerland   Primary Security ID:    H1467J104
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    CB
     Shares Voted:    61,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.1  

Allocate Disposable Profit

   Mgmt    For    For    For
2.2  

Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount

   Mgmt    For    For    For
3  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Chubb Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.1  

Ratify PricewaterhouseCoopers AG (Zurich) as Auditors

   Mgmt    For    For    For
4.2  

Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors

   Mgmt    For    For    For
4.3  

Ratify BDO AG (Zurich) as Special Auditors

   Mgmt    For    For    For
5.1  

Elect Director Evan G. Greenberg

   Mgmt    For    For    For
5.2  

Elect Director Robert M. Hernandez

   Mgmt    For    For    For
5.3  

Elect Director Michael G. Atieh

   Mgmt    For    For    For
5.4  

Elect Director Sheila P. Burke

   Mgmt    For    For    For
5.5  

Elect Director James I. Cash

   Mgmt    For    For    For
5.6  

Elect Director Mary A. Cirillo

   Mgmt    For    For    For
5.7  

Elect Director Michael P. Connors

   Mgmt    For    For    For
5.8  

Elect Director John Edwardson

   Mgmt    For    For    For
5.9  

Elect Director Lawrence W. Kellner

   Mgmt    For    For    For
5.10  

Elect Director Leo F. Mullin

   Mgmt    For    For    For
5.11  

Elect Director Kimberly Ross

   Mgmt    For    For    For
5.12  

Elect Director Robert Scully

   Mgmt    For    For    For
5.13  

Elect Director Eugene B. Shanks, Jr.

   Mgmt    For    For    For
5.14  

Elect Director Theodore E. Shasta

   Mgmt    For    For    For
5.15  

Elect Director David Sidwell

   Mgmt    For    For    For
5.16  

Elect Director Olivier Steimer

   Mgmt    For    For    For
5.17  

Elect Director James M. Zimmerman

   Mgmt    For    For    For
6  

Elect Evan G. Greenberg as Board Chairman

   Mgmt    For    Refer    Against
7.1  

Appoint Michael P. Connors as Member of the Compensation Committee

   Mgmt    For    For    For
7.2  

Appoint Mary A. Cirillo as Member of the Compensation Committee

   Mgmt    For    For    For
7.3  

Appoint Robert M. Hernandez as Member of the Compensation Committee

   Mgmt    For    For    For
7.4  

Appoint Robert Scully as Member of the Compensation Committee

   Mgmt    For    For    For
7.5  

Appoint James M. Zimmerman as Member of the Compensation Committee

   Mgmt    For    For    For
8  

Designate Homburger AG as Independent Proxy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Chubb Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

9  

Issue Shares Without Preemptive Rights

   Mgmt    For    For    For
10  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
11.1  

Approve the Increase in Maximum Aggregate Remuneration of Directors

   Mgmt    For    Refer    For
11.2  

Approve Remuneration of Executive Committee in the Amount of CHF 44 Million for Fiscal 2017

   Mgmt    For    Refer    For
12  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
13  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

Comcast Corporation

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    122,950     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    Refer    For
1.5  

Elect Director Joseph J. Collins

   Mgmt    For    Refer    For
1.6  

Elect Director Gerald L. Hassell

   Mgmt    For    Refer    For
1.7  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.8  

Elect Director Eduardo G. Mestre

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
1.11  

Elect Director Judith Rodin

   Mgmt    For    Refer    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
4  

Amend Stock Option Plan

   Mgmt    For    Refer    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Comcast Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Amend Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

Crown Castle International Corp.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    22822V101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    CCI
     Shares Voted:    100,150     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director P. Robert Bartolo

   Mgmt    For    For    For
1b  

Elect Director Jay A. Brown

   Mgmt    For    For    For
1c  

Elect Director Cindy Christy

   Mgmt    For    For    For
1d  

Elect Director Ari Q. Fitzgerald

   Mgmt    For    For    For
1e  

Elect Director Robert E. Garrison II

   Mgmt    For    For    For
1f  

Elect Director Dale N. Hatfield

   Mgmt    For    For    For
1g  

Elect Director Lee W. Hogan

   Mgmt    For    For    For
1h  

Elect Director Edward C. Hutcheson, Jr.

   Mgmt    For    For    For
1i  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1j  

Elect Director Robert F. McKenzie

   Mgmt    For    For    For
1k  

Elect Director Anthony J. Melone

   Mgmt    For    For    For
1l  

Elect Director W. Benjamin Moreland

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

CVS Health Corporation

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    126650100
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    CVS
     Shares Voted:    89,250     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard M. Bracken

   Mgmt    For    For    For
1b  

Elect Director C. David Brown, II

   Mgmt    For    For    For
1c  

Elect Director Alecia A. DeCoudreaux

   Mgmt    For    For    For
1d  

Elect Director Nancy-Ann M. DeParle

   Mgmt    For    For    For
1e  

Elect Director David W. Dorman

   Mgmt    For    For    For
1f  

Elect Director Anne M. Finucane

   Mgmt    For    For    For
1g  

Elect Director Larry J. Merlo

   Mgmt    For    For    For
1h  

Elect Director Jean-Pierre Millon

   Mgmt    For    For    For
1i  

Elect Director Richard J. Swift

   Mgmt    For    For    For
1j  

Elect Director William C. Weldon

   Mgmt    For    For    For
1k  

Elect Director Tony L. White

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Consistency Between Corporate Values and Political Contributions

   SH    Against    Against    Against
5  

Report on Pay Disparity

   SH    Against    Refer    Against

L Brands, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    501797104
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    LB
     Shares Voted:    60,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis S. Hersch

   Mgmt    For    For    For
1.2  

Elect Director David T. Kollat

   Mgmt    For    For    For
1.3  

Elect Director Leslie H. Wexner

   Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

L Brands, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Proxy Access

   SH    Against    Against    Against

The Home Depot, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    437076102
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    48,850     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1d  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1e  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1f  

Elect Director Armando Codina

   Mgmt    For    For    For
1g  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1h  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1i  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1j  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1k  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1l  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Omnicom Group Inc.

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    681919106
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    OMC
     Shares Voted:    67,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John D. Wren

   Mgmt    For    For    For
1.2  

Elect Director Bruce Crawford

   Mgmt    For    For    For
1.3  

Elect Director Alan R. Batkin

   Mgmt    For    For    For
1.4  

Elect Director Mary C. Choksi

   Mgmt    For    For    For
1.5  

Elect Director Robert Charles Clark

   Mgmt    For    For    For
1.6  

Elect Director Leonard S. Coleman, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Susan S. Denison

   Mgmt    For    For    For
1.8  

Elect Director Michael A. Henning

   Mgmt    For    For    For
1.9  

Elect Director Deborah J. Kissire

   Mgmt    For    For    For
1.10  

Elect Director John R. Murphy

   Mgmt    For    For    For
1.11  

Elect Director John R. Purcell

   Mgmt    For    Refer    Withhold
1.12  

Elect Director Linda Johnson Rice

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Prepare Employment Diversity Report

   SH    Against    Against    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    For

PPL Corporation

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    69351T106
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    PPL
     Shares Voted:    196,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Rodney C. Adkins

   Mgmt    For    For    For
1.2  

Elect Director John W. Conway

   Mgmt    For    For    For
1.3  

Elect Director Steven G. Elliott

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

PPL Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director Raja Rajamannar

   Mgmt    For    For    For
1.5  

Elect Director Craig A. Rogerson

   Mgmt    For    For    For
1.6  

Elect Director William H. Spence

   Mgmt    For    For    For
1.7  

Elect Director Natica von Althann

   Mgmt    For    For    For
1.8  

Elect Director Keith H. Williamson

   Mgmt    For    For    For
1.9  

Elect Director Armando Zagalo de Lima

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Increase Authorized Common Stock

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For
7  

Assess Plans to Increase Distributed Low-Carbon Electricity Generation

   SH    Against    Refer    Against

McDonald’s Corporation

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    580135101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    MCD
     Shares Voted:    68,050     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd Dean

   Mgmt    For    For    For
1b  

Elect Director Stephen Easterbrook

   Mgmt    For    For    For
1c  

Elect Director Robert Eckert

   Mgmt    For    For    For
1d  

Elect Director Margaret Georgiadis

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jeanne Jackson

   Mgmt    For    For    For
1g  

Elect Director Richard Lenny

   Mgmt    For    For    For
1h  

Elect Director Walter Massey

   Mgmt    For    For    For
1i  

Elect Director John Mulligan

   Mgmt    For    For    For
1j  

Elect Director Sheila Penrose

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

McDonald’s Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director John Rogers, Jr.

   Mgmt    For    For    For
1l  

Elect Director Miles White

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Adopt Holy Land Principles

   SH    Against    Against    Against
7  

Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain

   SH    Against    Refer    Against
8  

Report on Consistency Between Corporate Values and Political Contributions

   SH    Against    Against    Against
9  

Report on Consistency Between Corporate Values and Political Activities

   SH    Against    Against    Against

Nielsen Holdings PLC

 

Meeting Date:    06/21/2016   Country:    United Kingdom   Primary Security ID:    G6518L108
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    NLSN
     Shares Voted:    74,950     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director James A. Attwood, Jr.

   Mgmt    For    For    For
1b  

Elect Director Mitch Barns

   Mgmt    For    For    For
1c  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1d  

Elect Director Karen M. Hoguet

   Mgmt    For    For    For
1e  

Elect Director James M. Kilts

   Mgmt    For    For    For
1f  

Elect Director Harish Manwani

   Mgmt    For    For    For
1g  

Elect Director Kathryn V. Marinello

   Mgmt    For    For    For
1h  

Elect Director Robert Pozen

   Mgmt    For    For    For
1i  

Elect Director Vivek Ranadive

   Mgmt    For    For    For
1j  

Elect Director Javier G. Teruel

   Mgmt    For    For    For
1k  

Elect Director Lauren Zalaznick

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 16 Ivy Dividend Opportunities Fund

 

Nielsen Holdings PLC

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Appoint Ernst & Young LLP as UK Statutory Auditors

   Mgmt    For    For    For
4  

Authorize the Board to Fix Remuneration of the UK Statutory Auditors

   Mgmt    For    For    For
5  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
7  

Advisory Vote to Ratify Directors’ Compensation Report

   Mgmt    For    For    For
8  

Approve Remuneration Policy

   Mgmt    For    For    For


IVY EMERGING MARKETS EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

Petroleo Brasileiro SA-Petrobras

 

Meeting Date:    07/01/2015   Country:    Brazil   Primary Security ID:    P78331140
Record Date:      Meeting Type:    Special   Ticker:    PETR4
     Shares Voted:    1,569,077     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

MEETING FOR PREFFERED SHAREHOLDERS

   Mgmt         
1  

Elect Gustavo Rocha Gattass as Alternate Board Member Nominated by Preferred Shareholders

   SH    None    Refer    Against

State Bank Of India

 

Meeting Date:    07/02/2015   Country:    India   Primary Security ID:    Y8155P103
Record Date:      Meeting Type:    Annual   Ticker:    500112
     Shares Voted:    1,933,130     

 

Proposal
Number
 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    Refer    Against

HDFC Bank Limited

 

Meeting Date:    07/21/2015   Country:    India   Primary Security ID:    Y3119P174
Record Date:    07/14/2015   Meeting Type:    Annual   Ticker:    500180
     Shares Voted:    434,910     

 

Proposal
Number
 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend Payment

   Mgmt    For    For    For
3  

Elect P. Sukthankar as Director

   Mgmt    For    For    For
4  

Elect K. Bharucha as Director

   Mgmt    For    For    For
5  

Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Elect M. Patel as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

HDFC Bank Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Approve Increase in Borrowing Powers

   Mgmt    For    Refer    For
8  

Approve Related Party Transactions with Housing Development Finance Corporation Limited

   Mgmt    For    Refer    For
9  

Approve Appointment and Remuneration of A. Puri as Managing Director

   Mgmt    For    Refer    For
10  

Amend Terms of Appointment of K. Bharucha as

Executive Director

   Mgmt    For    Refer    For
11  

Approve Related Party Transactions with HDB Financial Services Limited

   Mgmt    For    Refer    For

Axis Bank Ltd.

 

Meeting Date:    07/24/2015   Country:    India   Primary Security ID:    Y0487S137
Record Date:    07/17/2015   Meeting Type:    Annual   Ticker:    532215
     Shares Voted:    1,053,920     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend Payment

   Mgmt    For    For    For
3  

Elect U. Sangwan as Director

   Mgmt    For    For    For
4  

Approve S. R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect S. Vishvanathan as Independent Director

   Mgmt    For    For    For
6  

Approve Revision of Remuneration of S. Misra, Chairman

   Mgmt    For    Refer    For
7  

Approve Appointment and Remuneration of S. Sharma as CEO & Managing Director

   Mgmt    For    Refer    For
8  

Approve Revision of Remuneration of V. Srinivasan, Executive Director

   Mgmt    For    Refer    For
9  

Elect S.K. Gupta as Director

   Mgmt    For    For    For
10  

Approve Appointment and Remuneration of S.K. Gupta as Executive Director & CFO

   Mgmt    For    Refer    For
11  

Approve Revision of Remuneration of S.K. Gupta, Executive Director & CFO

   Mgmt    For    Refer    For
12  

Approve Increase in Borrowing Powers

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Axis Bank Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

13  

Authorize Issuance of Debt Instruments

   Mgmt    For    Refer    For
14  

Approve Increase in Limit on Foreign Shareholdings

   Mgmt    For    Refer    For

ITC Ltd.

 

Meeting Date:    07/31/2015   Country:    India   Primary Security ID:    Y4211T171
Record Date:    07/24/2015   Meeting Type:    Annual   Ticker:    500875
     Shares Voted:    1,368,730     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend Payment

   Mgmt    For    For    For
3  

Elect K.N. Grant as Director

   Mgmt    For    For    For
4  

Elect K. Vaidyanath as Director

   Mgmt    For    For    For
5  

Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

Page Industries Ltd.

 

Meeting Date:    08/13/2015   Country:    India   Primary Security ID:    Y6592S102
Record Date:    08/06/2015   Meeting Type:    Annual   Ticker:    532827
     Shares Voted:    29,935     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Confirm Interim Dividend and Approve Final Dividend

   Mgmt    For    For    For
3  

Elect T. R. Wheeler as Director

   Mgmt    For    For    For
4  

Elect S. Genomal as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Page Industries Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Approve Haribhakti & Co., LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Elect S. K. Maini as Director

   Mgmt    For    For    For
7  

Elect V. G. Shah as Director

   Mgmt    For    For    For
8  

Approve Remuneration of Directors

   Mgmt    For    Refer    For

Korea Electric Power Corp.

 

Meeting Date:    08/27/2015   Country:    South Korea   Primary Security ID:    Y48406105
Record Date:    08/03/2015   Meeting Type:    Special   Ticker:    015760
     Shares Voted:    249,660     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Kim Si-Ho as Inside Director

   Mgmt    For    For    For
2  

Elect Park Sung-Chul as Inside Director

   Mgmt    For    For    For
3  

Elect Hyun Sang-Gwon as Inside Director

   Mgmt    For    For    For

Naspers Ltd

 

Meeting Date:    08/28/2015   Country:    South Africa   Primary Security ID:    S53435103
Record Date:    08/14/2015   Meeting Type:    Annual   Ticker:    NPN
     Shares Voted:    107,870     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Resolutions

   Mgmt         
1  

Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015

   Mgmt    For    For    For
2  

Approve Dividends for N Ordinary and A Ordinary Shares

   Mgmt    For    For    For
3  

Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor

   Mgmt    For    For    For
4.1  

Re-elect Steve Pacak as Director

   Mgmt    For    For    For
4.2  

Elect Mark Sorour as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Naspers Ltd

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.3  

Elect Koos Bekker as Director

   Mgmt    For    Refer    For
5.1  

Re-elect Craig Enenstein as Director

   Mgmt    For    For    For
5.2  

Re-elect Don Eriksson as Director

   Mgmt    For    For    For
5.3  

Re-elect Fred Phaswana as Director

   Mgmt    For    For    For
5.4  

Re-elect Ben van der Ross as Director

   Mgmt    For    For    For
6.1  

Re-elect Don Eriksson as Member of the Audit Committee

   Mgmt    For    For    For
6.2  

Re-elect Ben van der Ross as Member of the Audit Committee

   Mgmt    For    For    For
6.3  

Elect Rachel Jafta as Member of the Audit Committee

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    Refer    Against
8  

Place Authorised but Unissued Shares under Control of Directors

   Mgmt    For    Refer    Against
9  

Authorise Board to Issue Shares for Cash

   Mgmt    For    Refer    Against
10  

Approve the Trust Deed of the Restricted Stock Plan

   Mgmt    For    Refer    Against
11  

Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes

   Mgmt    For    Refer    Against
12  

Authorise Ratification of Approved Resolutions

   Mgmt    For    For    For
 

Special Resolutions

   Mgmt         
1.1  

Approve Fees of the Board Chairman

   Mgmt    For    Refer    For
1.2  

Approve Fees of the Board Member

   Mgmt    For    Refer    For
1.3  

Approve Fees of the Audit Committee Chairman

   Mgmt    For    Refer    For
1.4  

Approve Fees of the Audit Committee Member

   Mgmt    For    Refer    For
1.5  

Approve Fees of the Risk Committee Chairman

   Mgmt    For    Refer    For
1.6  

Approve Fees of the Risk Committee Member

   Mgmt    For    Refer    For
1.7  

Approve Fees of the Human Resources and Remuneration Committee Chairman

   Mgmt    For    Refer    For
1.8  

Approve Fees of the Human Resources and Remuneration Committee Member

   Mgmt    For    Refer    For
1.9  

Approve Fees of the Nomination Committee Chairman

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Naspers Ltd

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10  

Approve Fees of the Nomination Committee Member

   Mgmt    For    Refer    For
1.11  

Approve Fees of the Social and Ethics Committee Chairman

   Mgmt    For    Refer    For
1.12  

Approve Fees of the Social and Ethics Committee Member

   Mgmt    For    Refer    For
1.13  

Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds

   Mgmt    For    Refer    For
1.14  

Approve Fees of the Media24 Pension Fund Chairman

   Mgmt    For    Refer    For
1.15  

Approve Fees of the Media24 Pension Fund Trustee

   Mgmt    For    Refer    For
1.16  

Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017

   Mgmt    For    Refer    For
2  

Approve Financial Assistance in Terms of Section 44 of the Act

   Mgmt    For    Refer    Against
3  

Approve Financial Assistance in Terms of Section 45 of the Act

   Mgmt    For    Refer    For
4  

Authorise Repurchase of N Ordinary Shares

   Mgmt    For    For    For
5  

Authorise Repurchase of A Ordinary Shares

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    162,840     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For
1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For
1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For
2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For
4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         

Maruti Suzuki India Ltd

 

Meeting Date:    09/04/2015   Country:    India   Primary Security ID:    Y7565Y100
Record Date:    08/28/2015   Meeting Type:    Annual   Ticker:    532500
     Shares Voted:    186,680     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend Payment

   Mgmt    For    For    For
3  

Elect T. Hasuike as Director

   Mgmt    For    For    For
4  

Elect K. Saito as Director

   Mgmt    For    For    For
5  

Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Elect T. Suzuki as Director

   Mgmt    For    Refer    Against
7  

Elect S. Torii as Director

   Mgmt    For    For    For
8  

Approve Appointment and Remuneration of K. Ayabe as Executive Director

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Maruti Suzuki India Ltd

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For
10  

Approve Increase in Limit on Foreign Shareholdings

   Mgmt    For    Refer    For

Larsen & Toubro Ltd

 

Meeting Date:    09/09/2015   Country:    India   Primary Security ID:    Y5217N159
Record Date:    09/02/2015   Meeting Type:    Annual   Ticker:    500510
     Shares Voted:    571,760     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Elect S. Sarker as Director

   Mgmt    For    For    For
4  

Approve Vacancy on the Board Resulting from the Retirement of M.V. Kotwal

   Mgmt    For    For    For
5  

Elect S.N. Roy as Director

   Mgmt    For    For    For
6  

Elect R.S. Raman as Director

   Mgmt    For    For    For
7  

Elect A.K. Gupta as Independent Director

   Mgmt    For    For    For
8  

Elect B.N. Vakil as Independent Director

   Mgmt    For    For    For
9  

Elect Thomas Mathew T. as Independent Director

   Mgmt    For    For    For
10  

Elect A. Shankar as Independent Director

   Mgmt    For    For    For
11  

Elect S. Sarma as Director

   Mgmt    For    For    For
12  

Approve Commission Remuneration for Non-Executive Directors

   Mgmt    For    Refer    For
13  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
14  

Authorize Issuance of Debentures

   Mgmt    For    Refer    For
15  

Approve Sharp & Tannan as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
16  

Approve Deloitte Haskins & Sells LLP as Statutory Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Larsen & Toubro Ltd

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17  

Approve Remuneration of Cost Auditors for Year 2014-2015

   Mgmt    For    For    For
18  

Approve Remuneration of Cost Auditors for Year 2015-2016

   Mgmt    For    For    For

Red Star Macalline Group Corporation Ltd

 

Meeting Date:    09/21/2015   Country:    China   Primary Security ID:    Y7S99R100
Record Date:    08/21/2015   Meeting Type:    Special   Ticker:    01528
     Shares Voted:    11,829,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Fulfillment of Laws and Regulations in Respect of the Issuance of Corporate Bonds

   Mgmt    For    Refer    For
2a  

Approve Corporate Bonds Issuance

   Mgmt    For    Refer    For
2b  

Authorize Chairman of the Board to Handle Matters Regarding the Issue, Listing and Trading of Corporate Bonds

   Mgmt    For    Refer    For
3  

Approve Grant of General Mandate to Issue the Bonds

   Mgmt    For    Refer    For

Coal India Ltd.

 

Meeting Date:    09/23/2015   Country:    India   Primary Security ID:    Y1668L107
Record Date:    09/16/2015   Meeting Type:    Annual   Ticker:    533278
     Shares Voted:    1,806,130     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1b  

Accept Consolidated Financial Statements

   Mgmt    For    For    For
2  

Approve Dividend

   Mgmt    For    For    For
3  

Elect R.M. Das as Director

   Mgmt    For    Refer    Against
4  

Elect N. Kumar as Director

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Coal India Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Elect S. Bhattacharya as Director S. Bhattacharya as Chairman and Managing Director

   Mgmt    For    For    For
6  

Elect C.K. Dey as Director

   Mgmt    For    Refer    Against
7  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For

Magnit PJSC

 

Meeting Date:    09/24/2015   Country:    Russia   Primary Security ID:    X51729105
Record Date:    08/11/2015   Meeting Type:    Special   Ticker:    MGNT
     Shares Voted:    115,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for GDR Holders

   Mgmt         
1  

Approve Interim Dividends of RUB 88.40 per Share for First Six Months of Fiscal 2015

   Mgmt    For    For    For
2.1  

Approve Large-Scale Related-Party Transaction with ZAO Tander Re: Loan Agreement

   Mgmt    For    Refer    For
2.2  

Approve Large-Scale Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement

   Mgmt    For    Refer    For

State Bank Of India

 

Meeting Date:    09/24/2015   Country:    India   Primary Security ID:    Y8155P103
Record Date:      Meeting Type:    Special   Ticker:    500112
     Shares Voted:    2,185,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Shares to Government of India

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Cox & Kings Ltd

 

Meeting Date:    09/25/2015   Country:    India   Primary Security ID:    Y17730113
Record Date:      Meeting Type:    Annual   Ticker:    533144
     Shares Voted:    610,862     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividends

   Mgmt    For    For    For
3  

Reelect ABM Good as Director

   Mgmt    For    For    For
4  

Approve Chaturvedi & Shah as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Authorize Issuance of Non-Convertible Debentures

   Mgmt    For    Refer    For
6  

Approve Commission Remuneration for Independent Directors

   Mgmt    For    Refer    For
7  

Approve Revision in the Remuneration of U. Kerkar, Executive Director

   Mgmt    For    Refer    For

Prestige Estates Projects Limited

 

Meeting Date:    09/30/2015   Country:    India   Primary Security ID:    Y707AN101
Record Date:    09/23/2015   Meeting Type:    Annual   Ticker:    533274
     Shares Voted:    1,771,827     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend Payment

   Mgmt    For    For    For
3  

Reelect R. Razack as Director

   Mgmt    For    For    For
4  

Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect U. Irfan as Director

   Mgmt    For    For    For
6  

Authorize Issuance of Non-Convertible Debentures

   Mgmt    For    Refer    For
7  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    162,840     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For

Raia Drogasil S.A.

 

Meeting Date:    11/26/2015   Country:    Brazil   Primary Security ID:    P7942C102
Record Date:      Meeting Type:    Special   Ticker:    RADL3
     Shares Voted:    1,014,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Authorize Capitalization of Reserves Without Issuance of Shares

   Mgmt    For    For    For
2  

Approve Increase of the Statutory Profits Reserve Threshold

   Mgmt    For    Refer    For
3  

Amend Articles 4 and 21

   Mgmt    For    Refer    For
4  

Consolidate Bylaws

   Mgmt    For    Refer    For

Bank of China Limited

 

Meeting Date:    12/04/2015   Country:    China   Primary Security ID:    Y0698A107
Record Date:    11/03/2015   Meeting Type:    Special   Ticker:    03988
     Shares Voted:    21,655,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Elect Zhu Hexin as Director

   Mgmt    For    For    For
2  

Elect Zhang Jinliang as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Bank of China Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Approve Remuneration Distribution Plan for the Chairman, Executive Directors, Chairman of Board of Supervisors and Shareholder Representative Supervisors in 2014

   Mgmt    For    Refer    For
4  

Approve Overseas Listing of BOC Aviation Pte. Ltd.

   Mgmt    For    Refer    For
5  

Authorized Board to Deal with All Matters in Relation to the Overseas Listing of BOC Aviation Pte. Ltd.

   Mgmt    For    For    For
6  

Approve the Description of the Sustainable Profitability and Prospects of the Bank

   Mgmt    For    Refer    For
7  

Approve the Undertaking of the Bank to Maintain its Independent Listing Status

   Mgmt    For    Refer    For
8  

Approve the Compliance of the Overseas Listing of BOC Aviation Pte. Ltd. with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies

   Mgmt    For    Refer    For
9  

Approve Provision of Assured Entitlement to H-share Shareholders Only for the Spin-off of BOC Aviation Pte. Ltd.

   Mgmt    For    Refer    For

Bank of China Limited

 

Meeting Date:    12/04/2015   Country:    China   Primary Security ID:    Y0698A107
Record Date:    11/03/2015   Meeting Type:    Special   Ticker:    03988
     Shares Voted:    21,655,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

CLASS MEETING FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve Provision of Assured Entitlement to H-share Shareholders Only for the Spin-off of BOC Aviation Pte. Ltd.

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Sasol Ltd

 

Meeting Date:    12/04/2015   Country:    South Africa   Primary Security ID:    803866102
Record Date:    11/27/2015   Meeting Type:    Annual   Ticker:    SOL
     Shares Voted:    271,520     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2015

   Mgmt         
2  

Approve Nomination, Governance, Social and Ethics Committee Report

   Mgmt         
3.1  

Re-elect Nolitha Fakude as Director

   Mgmt    For    For    For
3.2  

Re-elect Dr Mandla Gantsho as Director

   Mgmt    For    For    For
3.3  

Re-elect Imogen Mkhize as Director

   Mgmt    For    For    For
3.4  

Re-elect Stephen Westwell as Director

   Mgmt    For    For    For
4  

Reappoint PricewaterhouseCoopers Inc as Auditors of the Company

   Mgmt    For    For    For
5.1  

Re-elect Colin Beggs as Member of the Audit Committee

   Mgmt    For    For    For
5.2  

Re-elect Nomgando Matyumza as Member of the Audit Committee

   Mgmt    For    For    For
5.3  

Re-elect Imogen Mkhize as Member of the Audit Committee

   Mgmt    For    For    For
5.4  

Re-elect JJ Njeke as Member of the Audit Committee

   Mgmt    For    For    For
5.5  

Re-elect Stephen Westwell as Member of the Audit Committee

   Mgmt    For    For    For
6  

Approve Remuneration Policy

   Mgmt    For    For    For
7.1  

Approve Non-executive Directors’ Remuneration

   Mgmt    For    For    For
7.2  

Authorise Repurchase of Issued Share Capital

   Mgmt    For    For    For
7.3  

Authorise Repurchase of Issued Share Capital from a Director and/or a Prescribed Officer of the Company

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Aspen Pharmacare Holdings Ltd

 

Meeting Date:    12/07/2015   Country:    South Africa   Primary Security ID:    S0754A105
Record Date:    11/27/2015   Meeting Type:    Annual   Ticker:    APN
     Shares Voted:    169,447     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Resolutions

   Mgmt         
1  

Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2015

   Mgmt    For    For    For
2  

Receive and Note the Social & Ethics Committee Report

   Mgmt    For    For    For
3a  

Re-elect Roy Andersen as Director

   Mgmt    For    For    For
3b  

Re-elect Kuseni Dlamini as Director

   Mgmt    For    For    For
3c  

Re-elect Chris Mortimer as Director

   Mgmt    For    For    For
3d  

Elect David Redfern as Director

   Mgmt    For    For    For
4  

Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Tanya Rae as the Individual Registered Auditor

   Mgmt    For    For    For
5a  

Re-elect Roy Andersen as Member of the Audit and Risk Committee

   Mgmt    For    For    For
5b  

Re-elect John Buchanan as Member of the Audit and Risk Committee

   Mgmt    For    For    For
5c  

Re-elect Maureen Manyama as Member of the Audit and Risk Committee

   Mgmt    For    For    For
5d  

Re-elect Sindi Zilwa as Member of the Audit and Risk Committee

   Mgmt    For    For    For
6  

Place Authorised but Unissued Shares under Control of Directors

   Mgmt    For    For    For
7  

Authorise Board to Issue Shares for Cash

   Mgmt    For    For    For
8  

Approve Remuneration Policy

   Mgmt    For    For    For
9  

Authorise Ratification of Approved Resolutions

   Mgmt    For    For    For
 

Special Resolutions

   Mgmt         
1.1  

Approve Fees of Board Chairman

   Mgmt    For    Refer    For
1.2  

Approve Fees of Board Member

   Mgmt    For    Refer    For
1.3  

Approve Fees of Audit & Risk Committee Chairman

   Mgmt    For    Refer    For
1.4  

Approve Fees of Audit & Risk Committee Member

   Mgmt    For    Refer    For
1.5  

Approve Fees of Remuneration & Nomination Committee Chairman

   Mgmt    For    Refer    For
1.6  

Approve Fees of Remuneration & Nomination Committee Member

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Aspen Pharmacare Holdings Ltd

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Approve Fees of Social & Ethics Committee Chairman

   Mgmt    For    Refer    For
1.8  

Approve Fees of Social & Ethics Committee Member

   Mgmt    For    Refer    For
2  

Approve Financial Assistance to Related or Inter-related Company

   Mgmt    For    Refer    For
3  

Authorise Repurchase of Issued Share Capital

   Mgmt    For    For    For

CSPC Pharmaceutical Group Ltd.

 

Meeting Date:    12/09/2015   Country:    Hong Kong   Primary Security ID:    Y1837N109
Record Date:      Meeting Type:    Special   Ticker:    1093
     Shares Voted:    11,103,250     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Whitewash Waiver and Related Transactions

   Mgmt    For    Refer    Against
2  

Adopt New Share Option Scheme

   Mgmt    For    Refer    Against
3  

Elect Lu Hua as Director

   Mgmt    For    For    For

Korea Electric Power Corp.

 

Meeting Date:    12/10/2015   Country:    South Korea   Primary Security ID:    Y48406105
Record Date:    11/02/2015   Meeting Type:    Special   Ticker:    015760
     Shares Voted:    249,660     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Ryu Hyang-Ryeol as Inside Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Promotora y Operadora de Infraestructura S.A.B. de C.V.

 

Meeting Date:    12/14/2015   Country:    Mexico   Primary Security ID:    P7925L103
Record Date:    12/04/2015   Meeting Type:    Special   Ticker:    PINFRA *
     Shares Voted:    379,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Dividend Policy

   Mgmt    For    For    For
2  

Approve Dividends

   Mgmt    For    For    For
3  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Maruti Suzuki India Ltd

 

Meeting Date:    12/15/2015   Country:    India   Primary Security ID:    Y7565Y100
Record Date:    11/06/2015   Meeting Type:    Special   Ticker:    532500
     Shares Voted:    186,680     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Approve Related Party Transaction with Suzuki Motor Gujarat Private Limited

   Mgmt    For    Refer    For

China Cinda Asset Management Co., Ltd.

 

Meeting Date:    12/16/2015   Country:    China   Primary Security ID:    Y1R34V103
Record Date:    11/13/2015   Meeting Type:    Special   Ticker:    01359
     Shares Voted:    11,996,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Provision of Guarantee for Issuance of Supplemental Bonds by Happy Life Insurance Co., Ltd.

   Mgmt    For    Refer    For
2  

Approve Issuance of Financial Bonds for 2016 and Related Transactions

   Mgmt    For    Refer    For
3  

Approve Issuance of Capital Supplement Bonds for 2016 and Related Transactions

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:    12/17/2015   Country:    China   Primary Security ID:    Y69790106
Record Date:    11/16/2015   Meeting Type:    Special   Ticker:    2318
     Shares Voted:    1,547,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Elect Liu Chong as Director

   Mgmt    For    For    For
2  

Amend Articles of Association

   Mgmt    For    Refer    For
3  

Elect Xiong Peijin as Director

   SH    None    For    For

Axis Bank Ltd.

 

Meeting Date:    12/18/2015   Country:    India   Primary Security ID:    Y0487S137
Record Date:    10/30/2015   Meeting Type:    Special   Ticker:    532215
     Shares Voted:    1,053,920     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Reelect P. R. Menon as Independent Director

   Mgmt    For    For    For

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:    12/18/2015   Country:    Indonesia   Primary Security ID:    Y7123S108
Record Date:    11/25/2015   Meeting Type:    Special   Ticker:    BMRI
     Shares Voted:    13,017,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Directors and Commissioners

   Mgmt    For    Against    Against
2  

Approve the Enforcement of the State-owned Minister Regulation No. PER-09/MBU/07/2015 on the Partnership and Community Development Programs of the State-owned Enterprises

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Industrial and Commercial Bank of China Limited

 

Meeting Date:    12/21/2015   Country:    China   Primary Security ID:    Y3990B112
Record Date:    11/20/2015   Meeting Type:    Special   Ticker:    1398
     Shares Voted:    8,246,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Elect Hong Yongmiao as Director

   Mgmt    For    For    For
2  

Elect Yang Siu Shun as Director

   Mgmt    For    For    For
3  

Elect Qu Qiang as Supervisor

   Mgmt    For    For    For
4  

Amend Plan on Authorization of the Shareholders’ General Meeting to the Board of Directors

   Mgmt    For    Refer    For
5  

Approve Payment Plan of Remuneration to Directors and Supervisors for 2014

   Mgmt    For    Refer    For

HCL Technologies Ltd.

 

Meeting Date:    12/22/2015   Country:    India   Primary Security ID:    Y3121G147
Record Date:    12/15/2015   Meeting Type:    Annual   Ticker:    HCLTECH
     Shares Voted:    635,540     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Reelect S. K. Khanna as Director

   Mgmt    For    For    For
3  

Approve S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Elect T. Sieber as Independent Director

   Mgmt    For    For    For
5  

Approve the Implementation of the 2004 Stock Option Plan through Trust Mechanism

   Mgmt    For    Refer    For
6  

Approve Acquisition of Secondary Shares under 2004 Stock Option Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Magnit PJSC

 

Meeting Date:    12/22/2015   Country:    Russia   Primary Security ID:    X51729105
Record Date:    11/10/2015   Meeting Type:    Special   Ticker:    MGNT
     Shares Voted:    115,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for GDR Holders

   Mgmt         
1  

Approve Interim Dividends of RUB 179.77 per Share for First Nine Months of Fiscal 2015

   Mgmt    For    For    For
2.1  

Approve Large-Scale Related-Party Transaction with ZAO Tander Re: Loan Agreement

   Mgmt    For    Refer    For
2.2  

Approve Large-Scale Related-Party Transaction with Russian Agricultural Bank Re: Supplement to Guarantee Agreement

   Mgmt    For    Refer    For
2.3  

Approve Large-Scale Related-Party Transaction with Alfa-Bank Re: Guarantee Agreement

   Mgmt    For    Refer    For
2.4  

Approve Large-Scale Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement

   Mgmt    For    Refer    For
3.1  

Approve Related-Party Transaction with Rosbank Re: Guarantee Agreement

   Mgmt    For    Refer    For
3.2  

Approve Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement

   Mgmt    For    Refer    For

Bona Film Group Ltd.

 

Meeting Date:    12/29/2015   Country:    Cayman Islands   Primary Security ID:    09777B107
Record Date:    12/03/2015   Meeting Type:    Annual   Ticker:    BONA
     Shares Voted:    452,980     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Adoption of the Audited Financial Statements and Report of Independent Registeredpublic accounting firm.

   Mgmt    For    For    For
2  

Approve the Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditor of the Company

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Page Industries Ltd.

 

Meeting Date:    12/31/2015   Country:    India   Primary Security ID:    Y6592S102
Record Date:    11/20/2015   Meeting Type:    Special   Ticker:    532827
     Shares Voted:    29,935     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Reelect P. Jaipura as Independent Director

   Mgmt    For    Refer    Against

Hangzhou Hikvision Digital Technology Co., Ltd.

 

Meeting Date:    01/08/2016   Country:    China   Primary Security ID:    Y3038Z105
Record Date:    01/04/2016   Meeting Type:    Special   Ticker:    002415
     Shares Voted:    1,019,944     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Overseas Issuance of Foreign Currency Bonds

   Mgmt    For    Refer    For
1.1  

Approve Main Subject of Issuance

   Mgmt    For    Refer    For
1.2  

Approve Issue Method

   Mgmt    For    Refer    For
1.3  

Approve Currency Type

   Mgmt    For    Refer    For
1.4  

Approve Issue Amount

   Mgmt    For    Refer    For
1.5  

Approve Bond Maturity

   Mgmt    For    Refer    For
1.6  

Approve Bond Interest Rate

   Mgmt    For    Refer    For
1.7  

Approve Target Subscribers

   Mgmt    For    Refer    For
1.8  

Approve Listing Exchange

   Mgmt    For    Refer    For
1.9  

Approve Intended Usage of Raised Funds

   Mgmt    For    For    For
1.10  

Approve Guarantee and Other Credit Enhancement Arrangements

   Mgmt    For    Refer    For
1.11  

Approve Resolution Validity Period

   Mgmt    For    Refer    For
2  

Approve Authorization of Board to Handle All Related Matters

   Mgmt    For    For    For
3  

Approve 2016 Comprehensive Credit Business

   Mgmt    For    Refer    For
4  

Approve Guarantee Provision to 5 Subsidiaries

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Red Star Macalline Group Corporation Ltd

 

Meeting Date:    01/31/2016   Country:    China   Primary Security ID:    Y7S99R100
Record Date:    12/31/2015   Meeting Type:    Special   Ticker:    01528
     Shares Voted:    11,829,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Amend Articles of Association

   Mgmt    For    Refer    For
2  

Elect Chen Gang as Supervisor

   Mgmt    For    For    For
3  

Elect Zheng Hongtao as Supervisor

   Mgmt    For    For    For

Korea Electric Power Corp.

 

Meeting Date:    02/22/2016   Country:    South Korea   Primary Security ID:    Y48406105
Record Date:    02/01/2016   Meeting Type:    Special   Ticker:    A015760
     Shares Voted:    249,660     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Cho Hwan-ik as Inside Director

   Mgmt    For    For    For

China Cinda Asset Management Co., Ltd.

 

Meeting Date:    02/24/2016   Country:    China   Primary Security ID:    Y1R34V103
Record Date:    01/22/2016   Meeting Type:    Special   Ticker:    1359
     Shares Voted:    11,996,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve SPA and Related Transactions

   Mgmt    For    Refer    Against
2  

Approve Capital Injection to China Cinda (HK) Holdings Company Limited

   Mgmt    For    Refer    Against
3  

Approve 2014 Remuneration Settlement Scheme for Directors

   Mgmt    For    Refer    For
4  

Approve 2014 Remuneration Settlement Scheme for Supervisors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

State Bank Of India

 

Meeting Date:    02/26/2016   Country:    India   Primary Security ID:    Y8155P103
Record Date:      Meeting Type:    Special   Ticker:    500112
     Shares Voted:    2,185,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For

Bona Film Group Ltd.

 

Meeting Date:    03/04/2016   Country:    Cayman Islands   Primary Security ID:    09777B107
Record Date:    01/28/2016   Meeting Type:    Special   Ticker:    BONA
     Shares Voted:    213,050     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

MEETING FOR ADR HOLDERS

   Mgmt         
1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Approve Authorization of the Board to Handle Matters Regarding the Merger

   Mgmt    For    For    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

HCL Technologies Ltd.

 

Meeting Date:    03/05/2016   Country:    India   Primary Security ID:    Y3121G147
Record Date:    01/22/2016   Meeting Type:    Court   Ticker:    HCLTECH
     Shares Voted:    635,540     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Court-Ordered Meeting for Shareholders

   Mgmt         
1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Hotel Shilla Co.

 

Meeting Date:    03/11/2016   Country:    South Korea   Primary Security ID:    Y3723W102
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    A008770
     Shares Voted:    116,466     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Amend Articles of Incorporation (Stock)

   Mgmt    For    For    For
2.2  

Amend Articles of Incorporation (Board of Directors)

   Mgmt    For    For    For
3.1  

Elect Jeong Jin-ho as Outside Director

   Mgmt    For    For    For
3.2  

Elect Moon Jae-woo as Outside Director

   Mgmt    For    For    For
3.3  

Elect Oh Young-ho as Outside Director

   Mgmt    For    For    For
3.4  

Elect Chae Hong-gwan as Inside Director

   Mgmt    For    Refer    For
4.1  

Elect Jeong Jin-ho as Member of Audit Committee

   Mgmt    For    For    For
4.2  

Elect Kim Won-yong as Member of Audit Committee

   Mgmt    For    Refer    Against
4.3  

Elect Moon Jae-woo as Member of Audit Committee

   Mgmt    For    For    For
5  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/11/2016   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    A005930
     Shares Voted:    20,990     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1.1  

Elect Lee In-ho as Outside Director

   Mgmt    For    For    For
2.1.2  

Elect Song Gwang-su as Outside Director

   Mgmt    For    For    For
2.1.3  

Elect Park Jae-wan as Outside Director

   Mgmt    For    For    For
2.2.1  

Elect Yoon Bu-geun as Inside Director

   Mgmt    For    For    For
2.2.2  

Elect Shin Jong-gyun as Inside Director

   Mgmt    For    For    For
2.2.3  

Elect Lee Sang-hun as Inside Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Samsung Electronics Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.3.1  

Elect Lee In-ho as Member of Audit Committee

   Mgmt    For    For    For
2.3.2  

Elect Song Gwang-su as Member of Audit Committee

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
4  

Amend Articles of Incorporation

   Mgmt    For    For    For

Samsung Fire & Marine Insurance Co.

 

Meeting Date:    03/11/2016   Country:    South Korea   Primary Security ID:    Y7473H108
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    A000810
     Shares Voted:    28,810     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Amend Articles of Incorporation

   Mgmt    For    For    For
3.1.1  

Elect Oh Su-sang as Inside Director

   Mgmt    For    For    For
3.2.1  

Elect Moon Hyo-nam as Outside Director

   Mgmt    For    For    For
3.2.2  

Elect Son Byeong-jo as Outside Director

   Mgmt    For    For    For
3.2.3  

Elect Yoon Young-cheol as Outside Director

   Mgmt    For    For    For
3.2.4  

Elect Cho Dong-geun as Outside Director

   Mgmt    For    For    For
4.1.1  

Elect Oh Su-sang as Member of Audit Committee

   Mgmt    For    Refer    Against
4.2.1  

Elect Son Byeong-jo as Member of Audit Committee

   Mgmt    For    For    For
4.2.2  

Elect Yoon Young-cheol as Member of Audit Committee

   Mgmt    For    For    For
5  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

LG Chem Ltd.

 

Meeting Date:    03/18/2016   Country:    South Korea   Primary Security ID:    Y52758102
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    A051910
     Shares Voted:    44,910     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Amend Articles of Incorporation

   Mgmt    For    Refer    For
3  

Elect One Inside Director, Three Outside Directors, and One Non-independent Non-executive Director (Bundled)

   Mgmt    For    For    For
4  

Elect Two Members of Audit Committee

   Mgmt    For    For    For
5  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

NAVER Corp.

 

Meeting Date:    03/18/2016   Country:    South Korea   Primary Security ID:    Y62579100
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    A035420
     Shares Voted:    16,340     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Elect Kim Su-wook as Outside Director

   Mgmt    For    For    For
2.2  

Elect Jeong Ui-jong as Outside Director

   Mgmt    For    For    For
2.3  

Elect Hong Jun-pyo as Outside Director

   Mgmt    For    Refer    Against
3.1  

Elect Kim Su-wook as Member of Audit Committee

   Mgmt    For    For    For
3.2  

Elect Jeong Ui-jong as Member of Audit Committee

   Mgmt    For    For    For
3.3  

Elect Hong Jun-pyo as Member of Audit Committee

   Mgmt    For    Refer    Against
4  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

SK Hynix Inc.

 

Meeting Date:    03/18/2016   Country:    South Korea   Primary Security ID:    Y8085F100
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    A000660
     Shares Voted:    209,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1  

Elect Kim Jun-ho as Inside Director

   Mgmt    For    For    For
2.2  

Elect Park Jeong-ho as Inside Director

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
4  

Approve Terms of Retirement Pay

   Mgmt    For    Refer    For

PT Bank Mandiri (Persero) Tbk

 

Meeting Date:    03/21/2016   Country:    Indonesia   Primary Security ID:    Y7123S108
Record Date:    02/25/2016   Meeting Type:    Annual   Ticker:    BMRI
     Shares Voted:    13,017,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Remuneration and Bonus of Directors and Commissioners

   Mgmt    For    Refer    For
4  

Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP)

   Mgmt    For    For    For
5  

Amend Pension Funds

   Mgmt    For    Refer    Against
6  

Approve the Management and Employee Stock Option Program (MESOP)

   Mgmt    For    Refer    Against
7  

Elect Directors and/or Commissioners

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Korea Electric Power Corp.

 

Meeting Date:    03/22/2016   Country:    South Korea   Primary Security ID:    Y48406105
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    A015760
     Shares Voted:    249,660     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    Against

PT Lippo Karawaci Tbk

 

Meeting Date:    03/24/2016   Country:    Indonesia   Primary Security ID:    Y7129W186
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    LPKR
     Shares Voted:    81,661,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Annual Report and Discharge of Directors and Commissioners

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Elect Directors and/or Commissioners and Approve Their Remuneration

   Mgmt    For    For    For
4  

Appoint Auditors

   Mgmt    For    For    For

Shinhan Financial Group Co. Ltd.

 

Meeting Date:    03/24/2016   Country:    South Korea   Primary Security ID:    Y7749X101
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    A055550
     Shares Voted:    240,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Amend Articles of Incorporation

   Mgmt    For    Refer    For
3.1  

Elect Nam Goong-hun as Non-independent Non-executive Director

   Mgmt    For    For    For
3.2  

Elect Ko Bu-in as Outside Director

   Mgmt    For    For    For
3.3  

Elect Lee Man-woo as Outside Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Shinhan Financial Group Co. Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.4  

Elect Lee Sang-gyeong as Outside Director

   Mgmt    For    For    For
3.5  

Elect Lee Seong-ryang as Outside Director

   Mgmt    For    For    For
3.6  

Elect Lee Jeong-il as Outside Director

   Mgmt    For    For    For
3.7  

Elect Lee Heun-ya as Outside Director

   Mgmt    For    For    For
4.1  

Elect Lee Man-woo as Member of Audit Committee

   Mgmt    For    For    For
4.2  

Elect Lee Sang-gyeong as Member of Audit Committee

   Mgmt    For    For    For
4.3  

Elect Lee Seong-ryang as Member of Audit Committee

   Mgmt    For    For    For
5  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For

Celltrion Inc.

 

Meeting Date:    03/25/2016   Country:    South Korea   Primary Security ID:    Y1242A106
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    A068270
     Shares Voted:    135,807     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2  

Amend Articles of Incorporation

   Mgmt    For    Refer    For
3.1  

Elect Lee Gyeong-ho as Non-independent Non-executive Director

   Mgmt    For    For    For
3.2  

Elect Kim Dong-il as Outside Director

   Mgmt    For    For    For
3.3  

Elect Lee Joseph as Outside Director

   Mgmt    For    For    For
3.4  

Elect Lee Jong-seok as Outside Director

   Mgmt    For    For    For
3.5  

Elect Jeon Byeong-hun as Outside Director

   Mgmt    For    For    For
3.6  

Elect Cho Gyun-seok as Outside Director

   Mgmt    For    For    For
3.7  

Elect Cho Hong-hui as Outside Director

   Mgmt    For    For    For
4.1  

Elect Lee Joseph as Member of Audit Committee

   Mgmt    For    For    For
4.2  

Elect Kim Dong-il as Member of Audit Committee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Celltrion Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.3  

Elect Lee Jong-seok as Member of Audit Committee

   Mgmt    For    For    For
4.4  

Elect Cho Gyun-seok as Member of Audit Committee

   Mgmt    For    For    For
4.5  

Elect Cho Hong-hui as Member of Audit Committee

   Mgmt    For    For    For
5  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
6  

Approve Stock Option Grants

   Mgmt    For    Refer    For

Akbank T.A.S.

 

Meeting Date:    03/28/2016   Country:    Turkey   Primary Security ID:    M0300L106
Record Date:      Meeting Type:    Annual   Ticker:    AKBNK
     Shares Voted:    1,959,067     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting and Elect Presiding Council of Meeting

   Mgmt    For    For    For
2  

Accept Board Report

   Mgmt    For    For    For
3  

Accept Audit Report

   Mgmt    For    For    For
4  

Accept Financial Statements

   Mgmt    For    For    For
5  

Approve Discharge of Board

   Mgmt    For    For    For
6  

Approve Allocation of Income

   Mgmt    For    For    For
7  

Elect Directors

   Mgmt    For    Refer    Against
8  

Approve Director Remuneration

   Mgmt    For    Refer    Against
9  

Ratify External Auditors

   Mgmt    For    For    For
10  

Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose

   Mgmt    For    For    For
11  

Approve Upper Limit of Donations for 2016

   Mgmt    For    Against    For
12  

Receive Information on Charitable Donations for 2015

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

PT Jasa Marga (Persero) Tbk

 

Meeting Date:    03/30/2016   Country:    Indonesia   Primary Security ID:    Y71285103
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    JSMR
     Shares Voted:    10,602,252     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Accept Report of the Partnership and Community Development Program (PCDP)

   Mgmt    For    For    For
3  

Approve Allocation of Income

   Mgmt    For    For    For
4  

Appoint Auditors of the Company and the PCDP

   Mgmt    For    For    For
5  

Approve Remuneration and Tantiem of Directors and Commissioners

   Mgmt    For    Refer    For
6  

Approve Enforcement of the State-owned Minister Regulation Re: PCDP

   Mgmt    For    Refer    For
7  

Accept Report on the Use of Proceeds from the Initial Public Offering (IPO) in the year 2007 and Jasa Marga Bonds

   Mgmt    For    For    For
8  

Elect Directors and Commissioners

   Mgmt    For    Against    Against

CEMEX S.A.B. de C.V.

 

Meeting Date:    03/31/2016   Country:    Mexico   Primary Security ID:    P2253T133
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    CEMEX CPO
     Shares Voted:    9,597,733     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for Holders of CPOs of Mexican Nationality Can Exercise Their Voting Rights with Respect to Series A and B Shares, While Those of Foreign Nationality Can Only Do so for Series B Shares

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Authorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

CEMEX S.A.B. de C.V.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Elect Directors, Members and Chairmen of Audit, Corporate Practices and Finance Committees

   Mgmt    For    For    For
5  

Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees

   Mgmt    For    Refer    For
6  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

CEMEX S.A.B. de C.V.

 

Meeting Date:    03/31/2016   Country:    Mexico   Primary Security ID:    P2253T133
Record Date:    03/15/2016   Meeting Type:    Special   Ticker:    CEMEX CPO
     Shares Voted:    9,597,733     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for Holders of CPOs of Mexican Nationality Can Exercise Their Voting Rights with Respect to Series A and B Shares, While Those of Foreign Nationality Can Only Do so for Series B Shares

   Mgmt         
1  

Authorize Issuance of Convertible Debentures without Preemptive Rights

   Mgmt    For    For    For
2  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Raia Drogasil S.A.

 

Meeting Date:    03/31/2016   Country:    Brazil   Primary Security ID:    P7942C102
Record Date:      Meeting Type:    Annual   Ticker:    RADL3
     Shares Voted:    1,014,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    Against
4  

Designate Newspapers to Publish Company Announcements

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Turkiye Garanti Bankasi A.S.

 

Meeting Date:    03/31/2016   Country:    Turkey   Primary Security ID:    M4752S106
Record Date:      Meeting Type:    Annual   Ticker:    GARAN
     Shares Voted:    1,926,440     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting, Elect Presiding Council of Meeting and Authorize the Presiding Council to Sign Meeting Minutes

   Mgmt    For    For    For
2  

Accept Board Report

   Mgmt    For    For    For
3  

Accept Audit Reports

   Mgmt    For    For    For
4  

Accept Financial Statements

   Mgmt    For    For    For
5  

Amend Articles Reflect Changes in Capital

   Mgmt    For    Refer    For
6  

Approve Discharge of Board

   Mgmt    For    For    For
7  

Ratify Director Appointments

   Mgmt    For    For    For
8  

Elect Director

   Mgmt    For    Refer    Against
9  

Approve Allocation of Income

   Mgmt    For    For    For
10  

Approve Director Remuneration

   Mgmt    For    Refer    For
11  

Ratify External Auditors

   Mgmt    For    For    For
12  

Receive Information on Remuneration Policy

   Mgmt         
13  

Receive Information on Charitable Donations for 2015 and Approve Upper Limit of the Donations for 2016

   Mgmt    For    Against    For
14  

Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose

   Mgmt    For    For    For
15  

Receive Information on Related Party Transactions

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Minor International PCL

 

Meeting Date:    04/01/2016   Country:    Thailand   Primary Security ID:    Y6069M125
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    MINT
     Shares Voted:    8,550,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Minutes of Previous Meeting

   Mgmt    For    For    For
2  

Acknowledgement of Annual Report and Directors’ Report

   Mgmt         
3  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Approve Allocation of Income and Dividend Payment

   Mgmt    For    For    For
5  

Amend Articles of Association Re: Foreign Shareholding Proportion

   Mgmt    For    Refer    For
6  

Reduce Registered Capital and Amend Memorandum of Association to Reflect Changes in Capital

   Mgmt    For    Refer    For
7.1  

Elect Paul Charles Kenny as Director

   Mgmt    For    For    For
7.2  

Elect Thiraphong Chansiri as Director

   Mgmt    For    Refer    Against
7.3  

Elect Suvabha Charoenying as Director

   Mgmt    For    For    For
8  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
9  

Approve PricewaterhouseCoopers ABAS Limited as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Hypermarcas S.A.

 

Meeting Date:    04/14/2016   Country:    Brazil   Primary Security ID:    P5230A101
Record Date:      Meeting Type:    Annual   Ticker:    HYPE3
     Shares Voted:    1,245,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Hypermarcas S.A.

 

Meeting Date:    04/14/2016   Country:    Brazil   Primary Security ID:    P5230A101
Record Date:      Meeting Type:    Special   Ticker:    HYPE3
     Shares Voted:    1,245,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Article 5 to Reflect Changes in Capital

   Mgmt    For    Refer    For
2  

Amend Articles 24 and 28

   Mgmt    For    Refer    For
3  

Amend Article 33

   Mgmt    For    Refer    For
4  

Consolidate Bylaws

   Mgmt    For    Refer    For
5  

Re-Ratify Remuneration of Company’s Management for Fiscal Years 2012, 2013, 2014 and 2015

   Mgmt    For    Refer    For
6  

Approve Restricted Stock Plan

   Mgmt    For    Refer    Against
7  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

America Movil S.A.B. de C.V.

 

Meeting Date:    04/18/2016   Country:    Mexico   Primary Security ID:    P0280A101
Record Date:    04/08/2016   Meeting Type:    Special   Ticker:    AMX L
     Shares Voted:    10,530,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Only Series L Shares Have Voting Rights

   Mgmt         
1  

Elect Directors for Series L Shares

   Mgmt    For    Against    Against
2  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    162,840     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Red Star Macalline Group Corporation Ltd

 

Meeting Date:    04/19/2016   Country:    China   Primary Security ID:    Y7S99R100
Record Date:    02/26/2016   Meeting Type:    Special   Ticker:    01528
     Shares Voted:    8,623,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

CLASS MEETING FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve the Proposal of A Share Offering

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Red Star Macalline Group Corporation Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Approve Authorization to Deal with All Matters Relating to the A Share Offering

   Mgmt    For    For    For
3  

Approve Plan for Distribution of Profits Accumulated Before the A Share Offering

   Mgmt    For    For    For
4  

Approve Use of Proceeds of A Share Offering and Feasibility Analysis

   Mgmt    For    Refer    For
5  

Approve Three-Year Future Dividend Plan After A Share Offering

   Mgmt    For    For    For
6  

Approve Three-Year A Share Price Stabilization Plan After A Share Offering

   Mgmt    For    Refer    For
7  

Approve Dilution of Immediate Return as a Result of A Share Offering and Remedial Measures

   Mgmt    For    Refer    For
8  

Approve Report on Use of Proceeds of the H Share Offering

   Mgmt    For    For    For
9  

Approve Undertakings on the Disclosure of Information in the Prospectus Published for the A Share Offering

   Mgmt    For    Refer    For

Red Star Macalline Group Corporation Ltd

 

Meeting Date:    04/19/2016   Country:    China   Primary Security ID:    Y7S99R100
Record Date:    02/26/2016   Meeting Type:    Special   Ticker:    01528
     Shares Voted:    8,623,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve the Proposal of A Share Offering

   Mgmt    For    Refer    For
2  

Approve Authorization to Deal with All Matters Relating to the A Share Offering

   Mgmt    For    For    For
3  

Approve Plan for Distribution of Profits Accumulated Before the A Share Offering

   Mgmt    For    For    For
4  

Approve Use of Proceeds of A Share Offering and Feasibility Analysis

   Mgmt    For    Refer    For
5  

Amend Articles of Association

   Mgmt    For    Refer    For
6  

Amend Procedure Rules of General Meetings

   Mgmt    For    For    For
7  

Authorize Board to Handle the Issuance of Super Short-term Commercial Papers and Deal with All Matters Relating to Such Issue

   Mgmt    For    For    For
8  

Approve Three-Year Future Dividend Plan After A Share Offering

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Red Star Macalline Group Corporation Ltd

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9  

Approve Three-Year A Share Price Stabilization Plan After A Share Offering

   Mgmt    For    Refer    For
10  

Approve Dilution of Immediate Return as a Result of A Share Offering and Remedial Measures

   Mgmt    For    Refer    For
11  

Approve Report on Use of Proceeds of the H Share Offering

   Mgmt    For    For    For
12  

Approve Undertakings on the Disclosure of Information in the Prospectus Published for the A Share Offering

   Mgmt    For    Refer    For
13  

Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
14  

Amend Rules for the Management of Proceeds of Fund Raising by the Company

   Mgmt    For    For    For
15  

Amend Rules for the Management of Related Party Transactions

   Mgmt    For    For    For
16  

Amend Working Rules of Independent Directors

   Mgmt    For    For    For
17  

Elect Qian Shizheng as Director

   Mgmt    For    For    For

Korea Electric Power Corp.

 

Meeting Date:    04/25/2016   Country:    South Korea   Primary Security ID:    Y48406105
Record Date:    03/08/2016   Meeting Type:    Special   Ticker:    A015760
     Shares Voted:    249,660     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Lee Seong-han as Inside Director

   Mgmt    For    Refer    Against
2  

Elect Lee Seong-han as Member of Audit Committee

   Mgmt    For    Refer    Against
3  

Elect Cho Jeon-hyeok as Member of Audit Committee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Vale S.A.

 

Meeting Date:    04/25/2016   Country:    Brazil   Primary Security ID:    P9661Q148
Record Date:      Meeting Type:    Annual   Ticker:    VALE3
     Shares Voted:    2,328,545     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Ratify Election of Director and Alternate

   Mgmt    For    For    For
4  

Elect Fiscal Council Members

   Mgmt    For    For    For
4.1  

Elect Fiscal Council Member Appointed by Minority Shareholder

   SH    None    Refer    Do Not Vote
5  

Approve Remuneration of Company’s Management and Fiscal Council Members

   Mgmt    For    Refer    Against

Vale S.A.

 

Meeting Date:    04/25/2016   Country:    Brazil   Primary Security ID:    P9661Q148
Record Date:      Meeting Type:    Special   Ticker:    VALE3
     Shares Voted:    2,328,545     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Dividend Distribution Policy

   Mgmt    For    For    For

Itau Unibanco Holding SA

 

Meeting Date:    04/27/2016   Country:    Brazil   Primary Security ID:    P5968U113
Record Date:      Meeting Type:    Annual   Ticker:    ITUB4
     Shares Voted:    1,089,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for Preferred Shareholders

   Mgmt         
1.1  

Elect Carlos Roberto de Albuquerque Sa as Fiscal Council Member Nominated by Preferred Shareholders

   SH    None    Refer    For
1.2  

Elect Eduardo Azevedo do Valle as Alternate Fiscal Council Member Nominated by Preferred Shareholders

   SH    None    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Banco do Brasil S.A.

 

Meeting Date:    04/28/2016   Country:    Brazil   Primary Security ID:    P11427112
Record Date:      Meeting Type:    Annual   Ticker:    BBAS3
     Shares Voted:    1,204,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3  

Elect Fiscal Council Members

   Mgmt    For    Refer    For
3.1  

Elect Fiscal Council Member Appointed by Minority Shareholder

   SH    None    Refer    Do Not Vote
4  

Elect Directors

   Mgmt    For    Refer    For
5  

Approve Remuneration of Fiscal Council Members

   Mgmt    For    Refer    For
6  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    For

Banco do Brasil S.A.

 

Meeting Date:    04/28/2016   Country:    Brazil   Primary Security ID:    P11427112
Record Date:      Meeting Type:    Special   Ticker:    BBAS3
     Shares Voted:    1,204,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Authorize Capitalization of Reserves

   Mgmt    For    For    For
2  

Amend Article 7 to Reflect Changes in Capital

   Mgmt    For    Refer    For
3  

Ratify Francisco Gaetani as Director

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Kroton Educacional S.A.

 

Meeting Date:    04/28/2016   Country:    Brazil   Primary Security ID:    P6115V251
Record Date:      Meeting Type:    Annual   Ticker:    KROT3
     Shares Voted:    1,184,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For

Kroton Educacional S.A.

 

Meeting Date:    04/28/2016   Country:    Brazil   Primary Security ID:    P6115V251
Record Date:      Meeting Type:    Special   Ticker:    KROT3
     Shares Voted:    1,184,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Remuneration of Company’s Management and Fiscal Council Members

   Mgmt    For    Refer    Against

Petroleo Brasileiro SA-Petrobras

 

Meeting Date:    04/28/2016   Country:    Brazil   Primary Security ID:    P78331140
Record Date:      Meeting Type:    Annual   Ticker:    PETR4
     Shares Voted:    2,284,121     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for Preferred Shareholders

   Mgmt         
1  

Elect Guilherme Affonso Ferreira as Director and Gustavo Rocha Gattass as Alternate Nominated by Preferred Shareholders

   SH    None    For    For
2  

Elect Walter Luis Bernardes Albertoni as Fiscal Council Member and Roberto Lamb as Alternate Nominated by Preferred Shareholders

   SH    None    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

BR Malls Participacoes S.A.

 

Meeting Date:    04/29/2016   Country:    Brazil   Primary Security ID:    P1908S102
Record Date:      Meeting Type:    Special   Ticker:    BRML3
     Shares Voted:    1,279,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    Against
2  

Authorize Capitalization of Reserves

   Mgmt    For    For    For
3  

Approve Changes in Authorized Capital

   Mgmt    For    For    For
4  

Amend Articles 5 and 6 to Reflect Changes in Share Capital and Authorized Capital

   Mgmt    For    Refer    For

BR Malls Participacoes S.A.

 

Meeting Date:    04/29/2016   Country:    Brazil   Primary Security ID:    P1908S102
Record Date:      Meeting Type:    Annual   Ticker:    BRML3
     Shares Voted:    1,279,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3  

Elect Directors

   Mgmt    For    Refer    Against
3.1  

Elect Directors Nominated by Minority Shareholders

   SH    None    For    For

Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

 

Meeting Date:    04/29/2016   Country:    Brazil   Primary Security ID:    P2R268136
Record Date:      Meeting Type:    Annual   Ticker:    SBSP3
     Shares Voted:    616,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Fix Number of Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Elect Directors and Appoint Chairman

   Mgmt    For    For    For
4.1  

Elect Director Appointed by Minority Shareholder

   SH    None    Refer    Do Not Vote
5  

Elect Fiscal Council Members

   Mgmt    For    Refer    For
5.1  

Elect Fiscal Council Member Appointed by Minority Shareholder

   SH    None    Refer    Against
6  

Approve Remuneration of Company’s Management and Fiscal Council Members

   Mgmt    For    Refer    For

Companhia Saneamento Basico do Estado de Sao Paulo - SABESP

 

Meeting Date:    04/29/2016   Country:    Brazil   Primary Security ID:    P2R268136
Record Date:      Meeting Type:    Special   Ticker:    SBSP3
     Shares Voted:    616,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Ratify Remuneration of Company’s Management and Fiscal Council Members for Fiscal Year 2015

   Mgmt    For    Refer    For
2  

Amend Bylaws to Add Articles 51, 52 and 53

   Mgmt    For    For    For

Promotora y Operadora de Infraestructura S.A.B. de C.V.

 

Meeting Date:    04/29/2016   Country:    Mexico   Primary Security ID:    P7925L103
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    PINFRA *
     Shares Voted:    379,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Board of Directors Report Pursuant to Article 28 Fraction IV of Mexican Securities Market Law

   Mgmt    For    For    For
2  

Approve Financial Statements

   Mgmt    For    For    For
3  

Approve Allocation of Income

   Mgmt    For    For    For
4  

Approve Report on Adherence to Fiscal Obligations

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Promotora y Operadora de Infraestructura S.A.B. de C.V.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Elect or Ratify Directors, Members and Chairmen of Audit and Corporate Governance Committees

   Mgmt    For    For    For
6  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
7  

Set Maximum Amount of Share Repurchase Reserve; Approve Report on Share Repurchase Program

   Mgmt    For    For    For
8  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Promotora y Operadora de Infraestructura S.A.B. de C.V.

 

Meeting Date:    04/29/2016   Country:    Mexico   Primary Security ID:    P7925L103
Record Date:    04/21/2016   Meeting Type:    Special   Ticker:    PINFRA *
     Shares Voted:    379,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Article 6; Present Report on Issuance of Series L Shares Approved by EGM on June 30, 2014

   Mgmt    For    Refer    For
2  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

China Overseas Land & Investment Ltd.

 

Meeting Date:    05/06/2016   Country:    Hong Kong   Primary Security ID:    Y15004107
Record Date:    05/04/2016   Meeting Type:    Annual   Ticker:    688
     Shares Voted:    3,362,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Xiao Xiao as Director

   Mgmt    For    For    For
3b  

Elect Luo Liang as Director

   Mgmt    For    For    For
3c  

Elect Li Man Bun, Brian David as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

China Overseas Land & Investment Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
5  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against
8  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Refer    Against

Axis Bank Ltd.

 

Meeting Date:    05/07/2016   Country:    India   Primary Security ID:    Y0487S137
Record Date:    03/25/2016   Meeting Type:    Special   Ticker:    532215
     Shares Voted:    876,090     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt   
1  

Approve Reappointment and Remuneration of Sanjiv Misra as Non-Executive Chairman

   Mgmt    For    Refer    For
2  

Adopt New Articles of Association

   Mgmt    For    Refer    For

BR Malls Participacoes S.A.

 

Meeting Date:    05/16/2016   Country:    Brazil   Primary Security ID:    P1908S102
Record Date:      Meeting Type:    Special   Ticker:    BRML3
     Shares Voted:    1,663,350     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Changes in Authorized Capital

   Mgmt    For    For    For
2  

Amend Articles 5 and 6 to Reflect Changes in Share Capital and Authorized Capital

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Halliburton Company

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    406216101
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    216,420     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1.2  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1.3  

Elect Director James R. Boyd

   Mgmt    For    For    For
1.4  

Elect Director Milton Carroll

   Mgmt    For    For    For
1.5  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1.6  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1.7  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1.8  

Elect Director David J. Lesar

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1.10  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1.11  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1.12  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Tencent Holdings Ltd.

 

Meeting Date:    05/18/2016   Country:    Cayman Islands   Primary Security ID:    G87572163
Record Date:    05/13/2016   Meeting Type:    Annual   Ticker:    700
     Shares Voted:    553,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Jacobus Petrus (Koos) Bekker as Director

   Mgmt    For    For    For
3b  

Elect Ian Charles Stone as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Tencent Holdings Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3c  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

Catcher Technology Co., Ltd.

 

Meeting Date:    05/19/2016   Country:    Taiwan   Primary Security ID:    Y1148A101
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    2474
     Shares Voted:    737,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Amendments to Articles of Association

   Mgmt    For    Refer    For
2  

Approve Financial Statements

   Mgmt    For    For    For
3  

Approve Plan on Profit Distribution

   Mgmt    For    For    For
4  

Approve Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Marketable Securities via Private Placement

   Mgmt    For    For    For
 

ELECT NON-INDEPENDENT AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
5.1  

Elect Lih-Chyun Shu with ID No.C120732XXX as Independent Director

   Mgmt    For    For    For
5.2  

Elect Mon-Huan Lei with ID No.E121040XXX as Independent Director

   Mgmt    For    For    For
5.3  

Elect Wen-Chieh Huang with Shareholder No.00026941 as Independent Director

   Mgmt    For    For    For
5.4  

Elect Non-Independent Director No.1

   SH    None    Refer    Against
5.5  

Elect Non-Independent Director No.2

   SH    None    Refer    Against
5.6  

Elect Non-Independent Director No.3

   SH    None    Refer    Against
5.7  

Elect Non-Independent Director No.4

   SH    None    Refer    Against
6  

Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

WH Group Ltd.

 

Meeting Date:    05/23/2016   Country:    Cayman Islands   Primary Security ID:    G96007102
Record Date:    05/18/2016   Meeting Type:    Annual   Ticker:    288
     Shares Voted:    17,008,120     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2a  

Elect Guo Lijun as Director

   Mgmt    For    For    For
2b  

Elect Zhang Taixi as Director

   Mgmt    For    For    For
2c  

Elect Lee Conway Kong Wai as Director

   Mgmt    For    Refer    For
2d  

Elect Sullivan Kenneth Marc as Director

   Mgmt    For    For    For
2e  

Elect You Mu as Director

   Mgmt    For    For    For
3  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Sberbank of Russia PJSC

 

Meeting Date:    05/27/2016   Country:    Russia   Primary Security ID:    X76317100
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    SBER
     Shares Voted:    2,427,980     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR/GDR Holders

   Mgmt         
1  

Approve Annual Report

   Mgmt    For    For    For
2  

Approve Financial Statements

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of RUB 1.97 Per Share

   Mgmt    For    For    For
4  

Ratify Auditor

   Mgmt    For    For    For
 

Elect 14 Directors by Cumulative Voting

   Mgmt         
5.1  

Elect Esko Tapani Aho as Director

   Mgmt    None    For    For
5.2  

Elect Martin Gilman as Director

   Mgmt    None    For    For
5.3  

Elect German Gref as Director

   Mgmt    None    Refer    For
5.4  

Elect Nadezhda Ivanova as Director

   Mgmt    None    Refer    For
5.5  

Elect Sergey Ignatyev as Director

   Mgmt    None    Refer    For
5.6  

Elect Aleksey Kudrin as Director

   Mgmt    None    Refer    For
5.7  

Elect Georgy Luntovsky as Director

   Mgmt    None    Refer    For
5.8  

Elect Vladimir Mau as Director

   Mgmt    None    Refer    For
5.9  

Elect Gennady Melikyan as Director

   Mgmt    None    For    For
5.10  

Elect Alessandro Profumo as Director

   Mgmt    None    For    For
5.11  

Elect Anton Siluanov as Director

   Mgmt    None    Refer    For
5.12  

Elect Sergey Sinelnikov-Murylev as Director

   Mgmt    None    For    For
5.13  

Elect Dmitry Tulin as Director

   Mgmt    None    Refer    For
5.14  

Elect Nadia Wells as Director

   Mgmt    None    For    For
5.15  

Elect Sergey Shvetsov as Director

   Mgmt    None    Refer    Against
 

Elect Seven Members of Audit Commission

   Mgmt         
6.1  

Elect Natalya Borodina as Member of Audit Commission

   Mgmt    For    Refer    For
6.2  

Elect Vladimir Volkov as Member of Audit Commission

   Mgmt    For    Refer    For
6.3  

Elect Irina Litvinova as Member of Audit Commission

   Mgmt    For    Refer    For
6.4  

Elect Tatyana Domanskaya as Member of Audit Commission

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Sberbank of Russia PJSC

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.5  

Elect Yulia Isakhanova as Member of Audit Commission

   Mgmt    For    Refer    For
6.6  

Elect Aleksey Minenko as Member of Audit Commission

   Mgmt    For    Refer    For
6.7  

Elect Natalya Revina as Member of Audit Commission

   Mgmt    For    Refer    For
7  

Amend Charter

   Mgmt    For    For    For
8  

Approve Related-Party Transaction Re: Liability Insurance for Directors, Company, and Its Subsidiaries

   Mgmt    For    Refer    For
9  

Amend Terms of Remuneration of Supervisory Board Members

   Mgmt    For    Refer    For
S1  

If You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST

   Mgmt    None    Refer    For

Yandex NV

 

Meeting Date:    05/27/2016   Country:    Netherlands   Primary Security ID:    N97284108
Record Date:    04/30/2016   Meeting Type:    Annual   Ticker:    YNDX
     Shares Voted:    570,221     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting

   Mgmt         
1  

Adopt Financial Statements

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Discharge of Board of Directors

   Mgmt    For    For    For
4  

Reelect Rogier Rijnja as Non-Executive Director

   Mgmt    For    For    For
5  

Reelect Charles Ryan as Non-Executive Director

   Mgmt    For    For    For
6  

Reelect Alexander Voloshin as Non-Executive Director

   Mgmt    For    For    For
7  

Approve Cancellation of Class C Shares Held in Treasury

   Mgmt    For    For    For
8  

Amend Articles to Reflect Changes in Capital

   Mgmt    For    Refer    For
9  

Ratify ZAO Deloitte & Touche CIS as Auditors

   Mgmt    For    For    For
10  

Approve 2016 Equity Incentive Plan

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Yandex NV

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Approve Pledge Agreement

   Mgmt    For    Refer    For
12  

Approve Amendment of General Guidelines for Compensation of the Board

   Mgmt    For    Refer    Against
13  

Grant Board Authority to Issue Ordinary and Preference Shares

   Mgmt    For    Refer    Against
14  

Authorize Board to Exclude Preemptive Rights

   Mgmt    For    Refer    Against
15  

Authorize Repurchase of Share Capital

   Mgmt    For    For    For

AAC Technologies Holdings Inc.

 

Meeting Date:    05/30/2016   Country:    Cayman Islands   Primary Security ID:    G2953R114
Record Date:    05/25/2016   Meeting Type:    Annual   Ticker:    2018
     Shares Voted:    721,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Mok Joe Kuen Richard as Director

   Mgmt    For    For    For
3b  

Elect Ingrid Chunyuan Wu as Director

   Mgmt    For    For    For
3c  

Elect Tan Bian Ee as Director

   Mgmt    For    For    For
3d  

Authorize Board to Fix Directors’ Fees

   Mgmt    For    Refer    For
4  

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    For
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Refer    For
8  

Adopt New Articles of Association

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

CSPC Pharmaceutical Group Ltd.

 

Meeting Date:    05/30/2016   Country:    Hong Kong   Primary Security ID:    Y1837N109
Record Date:    05/23/2016   Meeting Type:    Annual   Ticker:    1093
     Shares Voted:    6,459,250     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a1  

Elect Lu Jianmin as Director

   Mgmt    For    For    For
3a2  

Elect Wang Zhenguo as Director

   Mgmt    For    For    For
3a3  

Elect Wang Jinxu as Director

   Mgmt    For    For    For
3a4  

Elect Wang Bo as Director

   Mgmt    For    For    For
3b  

Elect Chan Siu Keung, Leonard as Director

   Mgmt    For    For    For
3c  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
8  

Approve Grant of Options Under the Share Option Scheme

   Mgmt    For    Refer    Against

Fosun International Ltd

 

Meeting Date:    06/01/2016   Country:    Hong Kong   Primary Security ID:    Y2618Y108
Record Date:    05/26/2016   Meeting Type:    Annual   Ticker:    656
     Shares Voted:    5,019,540     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3.1  

Elect Guo Guangchang as Director

   Mgmt    For    For    For
3.2  

Elect Qin Xuetang as Director

   Mgmt    For    For    For
3.3  

Elect Zhang Shengman as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Fosun International Ltd

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.4  

Elect Chen Qiyu as Director

   Mgmt    For    For    For
3.5  

Elect Xu Xiaoliang as Director

   Mgmt    For    For    For
3.6  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
6  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
8  

Approve Grant of Options and Issuance of Shares Under the Share Option Scheme

   Mgmt    For    Refer    Against
9a  

Approve Specific Mandate to Issue New Award Shares to Computershare Hong Kong Trustees Limited Under Share Award Scheme

   Mgmt    For    Refer    Against
9b  

Approve Grant of Award Shares to Ding Guoqi Under the Share Award Scheme

   Mgmt    For    Refer    Against
9c  

Approve Grant of Award Shares to Qin Xuetang Under the Share Award Scheme

   Mgmt    For    Refer    Against
9d  

Approve Grant of Award Shares to Chen Qiyu Under the Share Award Scheme

   Mgmt    For    Refer    Against
9e  

Approve Grant of Award Shares to Xu Xiaoliang Under the Share Award Scheme

   Mgmt    For    Refer    Against
9f  

Approve Grant of Award Shares to Zhang Shengman Under the Share Award Scheme

   Mgmt    For    Refer    Against
9g  

Approve Grant of Award Shares to Zhang Huaqiao Under the Share Award Scheme

   Mgmt    For    Refer    Against
9h  

Approve Grant of Award Shares to David T. Zhang Under the Share Award Scheme

   Mgmt    For    Refer    Against
9i  

Approve Grant of Award Shares to Yang Chao Under the Share Award Scheme

   Mgmt    For    Refer    Against
9j  

Approve Grant of Award Shares to Kang Lan Under the Share Award Scheme

   Mgmt    For    Refer    Against
9k  

Approve Grant of Award Shares to Qian Jiannong Under the Share Award Scheme

   Mgmt    For    Refer    Against
9l  

Approve Grant of Award Shares to John Changzheng Ma Under the Share Award Scheme

   Mgmt    For    Refer    Against
9m  

Approve Grant of Award Shares to Gong Ping Under the Share Award Scheme

   Mgmt    For    Refer    Against
9n  

Approve Grant of Award Shares to Michael Lee Under the Share Award Scheme

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Fosun International Ltd

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9o  

Approve Grant of Award Shares to Wu Xiaoyong Under the Share Award Scheme

   Mgmt    For    Refer    Against
9p  

Approve Grant of Award Shares to Chi Xiaolei Under the Share Award Scheme

   Mgmt    For    Refer    Against
9q  

Approve Grant of Award Shares to Selected Participants Under the Share Award Scheme

   Mgmt    For    Refer    Against
9r  

Authorize Board to Deal with All Matters in Relation to the Issuance of New Award Shares Under the Share Award Scheme

   Mgmt    For    For    Against

Magnit PJSC

 

Meeting Date:    06/02/2016   Country:    Russia   Primary Security ID:    X51729105
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    MGNT
     Shares Voted:    135,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for GDR Holders

   Mgmt         
1  

Approve Annual Report

   Mgmt    For    For    For
2  

Approve Financial Statements

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
 

Elect Seven Directors by Cumulative Voting

   Mgmt         
4.1  

Elect Aleksandr Aleksandrov as Director

   Mgmt    None    For    For
4.2  

Elect Sergey Galitsky as Director

   Mgmt    None    Refer    Against
4.3  

Elect Vladimir Gordeychuk as Director

   Mgmt    None    Refer    Against
4.4  

Elect Aleksandr Zayonts as Director

   Mgmt    None    For    For
4.5  

Elect Khachatur Pombukhchan as Director

   Mgmt    None    Refer    Against
4.6  

Elect Alexey Pshenichny as Director

   Mgmt    None    For    For
4.7  

Elect Aslan Shkhachemukov as Director

   Mgmt    None    Refer    Against
 

Elect Three Members of Audit Commission

   Mgmt         
5.1  

Elect Roman Efimenko as Member of Audit Commission

   Mgmt    For    Refer    For
5.2  

Elect Angela Udovichenko as Member of Audit Commission

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Magnit PJSC

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.3  

Elect Denis Fedotov as Member of Audit Commission

   Mgmt    For    Refer    For
6  

Ratify Auditor to Audit Company’s Accounts in Accordance with Russian Accounting

   Mgmt    For    For    For
7  

Ratify Auditor to Audit Company’s Accounts in Accordance with IFRS

   Mgmt    For    For    For
8.1  

Approve Large-Scale Transaction with AO Tander Re: Loan Agreement

   Mgmt    For    Refer    For
8.2  

Approve Large-Scale Transaction with AO Russian Agricultural Bank Re: Guarantee Agreement

   Mgmt    For    Refer    For
8.3  

Approve Large-Scale Transaction with AO Alfa Bank Re: Guarantee Agreement

   Mgmt    For    Refer    For
8.4  

Approve Large-Scale Transaction with PAO Rosbank Re: Guarantee Agreement

   Mgmt    For    Refer    For
8.5  

Approve Large-Scale Transaction with PAO Sberbank Russia Re: Guarantee Agreement

   Mgmt    For    Refer    For

Brilliance China Automotive Holdings Ltd.

 

Meeting Date:    06/03/2016   Country:    Bermuda   Primary Security ID:    G1368B102
Record Date:    05/31/2016   Meeting Type:    Annual   Ticker:    1114
     Shares Voted:    8,824,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2A  

Elect Wang Shiping as Director

   Mgmt    For    For    For
2B  

Elect Lei Xiaoyang as Director

   Mgmt    For    For    For
2C  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
3  

Approve Grant Thornton Hong Kong Limited as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against
4B  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
4C  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

BYD Company Ltd.

 

Meeting Date:    06/06/2016   Country:    China   Primary Security ID:    Y1023R104
Record Date:    05/06/2016   Meeting Type:    Annual   Ticker:    1211
     Shares Voted:    925,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

AGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Approve 2015 Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2015 Report of the Supervisory Committee

   Mgmt    For    For    For
3  

Approve 2015 Audited Financial Statements

   Mgmt    For    For    For
4  

Approve 2015 Annual Report

   Mgmt    For    For    For
5  

Approve 2015 Profit Distribution Plan

   Mgmt    For    For    For
6  

Approve Ernst & Young Hua Ming LLP as PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7  

Approve Provision of Guarantee by the Group

   Mgmt    For    Refer    Against
8  

Approve Provision of Guarantee by the Company and Its Subsidiaries for External Parties

   Mgmt    For    Refer    For
9  

Approve Estimated Cap of 2016 Ordinary Connected Transactions

   Mgmt    For    Refer    For
10  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against
11  

Approve Issuance by BYD Electronic (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against
12  

Approve Change in Domicile and Amendments to Articles of Association

   Mgmt    For    Refer    For
13  

Approve Use of Short-term Intermittent Funds for Entrusted Wealth Management and Related Transactions

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/07/2016   Country:    Taiwan   Primary Security ID:    Y84629107
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    2330
     Shares Voted:    2,860,164     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Articles of Association

   Mgmt    For    Refer    For
2  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
3  

Approve Profit Distribution

   Mgmt    For    For    For
4  

Transact Other Business (Non-Voting)

   Mgmt         

Largan Precision Co., Ltd.

 

Meeting Date:    06/08/2016   Country:    Taiwan   Primary Security ID:    Y52144105
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    3008
     Shares Voted:    96,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Amendments to Articles of Association

   Mgmt    For    Refer    For
2  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
3  

Approve Plan on Profit Distribution

   Mgmt    For    For    For
 

ELECT NON-INDEPENDENT DIRECTORS, INDEPENDENT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING

   Mgmt         
4.1  

Elect Yen Shan-Chieh as Independent Director

   Mgmt    For    For    For
4.2  

Elect Peng Ming-Hua as Independent Director

   Mgmt    For    For    For
4.3  

Elect Non-Independent Director No.1

   SH    None    Refer    Against
4.4  

Elect Non-Independent Director No.2

   SH    None    Refer    Against
4.5  

Elect Non-Independent Director No.3

   SH    None    Refer    Against
4.6  

Elect Non-Independent Director No.4

   SH    None    Refer    Against
4.7  

Elect Non-Independent Director No.5

   SH    None    Refer    Against
4.8  

Elect Non-Independent Director No.6

   SH    None    Refer    Against
4.9  

Elect Non-Independent Director No.7

   SH    None    Refer    Against
4.10  

Elect Supervisor No.1

   SH    None    Refer    Against
4.11  

Elect Supervisor No.2

   SH    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Largan Precision Co., Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.12  

Elect Supervisor No.3

   SH    None    Refer    Against
5  

Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives

   Mgmt    For    For    For

Avichina Industry & Technology Co., Ltd.

 

Meeting Date:    06/13/2016   Country:    China   Primary Security ID:    Y0485Q109
Record Date:    05/23/2016   Meeting Type:    Annual   Ticker:    02357
     Shares Voted:    9,712,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve 2015 Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2015 Report of the Supervisory Committee

   Mgmt    For    For    For
3  

Approve 2015 Audited Financial Statements

   Mgmt    For    For    For
4  

Approve 2015 Profit Distribution Plan and Distribution of Final Dividend

   Mgmt    For    For    For
5  

Approve Ernst & Young and Ernst & Young Hua Ming LLP as International and Domestic Auditors Respectively and to Fix Their Remuneration

   Mgmt    For    For    For
6  

Elect Kiran Rao as Director, Authorize Remuneration Committee to Fix His Remuneration and Authorize Any Executive Director to Sign the Relevant Service Contract

   Mgmt    For    For    For
7  

Other Business for Ordinary Resolutions

   Mgmt    For    Against    Against
8  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against
9  

Other Business for Special Resolutions

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Avichina Industry & Technology Co., Ltd.

 

Meeting Date:    06/13/2016   Country:    China   Primary Security ID:    Y0485Q109
Record Date:    05/23/2016   Meeting Type:    Special   Ticker:    02357
     Shares Voted:    9,712,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Equity Acquisition, Share Issuance Agreement, Supplementary Agreement and Related Transactions

   Mgmt    For    Refer    For
2  

Approve Supplementary Agreement to the Existing Mutual Provision of Services Agreement, Annual Caps and Related Transactions

   Mgmt    For    Refer    For
3  

Approve Supplementary Agreement to the Existing Products and Services Mutual Supply and Guarantee Agreement, Annual Caps and Related Transactions

   Mgmt    For    Refer    For
4  

Amend Articles of Association

   Mgmt    For    Refer    For

Zhen Ding Technology Holding Ltd

 

Meeting Date:    06/13/2016   Country:    Cayman Islands   Primary Security ID:    G98922100
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    4958
     Shares Voted:    1,793,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Articles of Association

   Mgmt    For    Refer    For
2  

Approve Business Operations Report and Consolidated Financial Statements

   Mgmt    For    For    For
3  

Approve Profit Distribution

   Mgmt    For    For    For
4  

Amend Procedures Governing the Acquisition or Disposal of Assets

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Hon Hai Precision Industry Co., Ltd.

 

Meeting Date:    06/22/2016   Country:    Taiwan   Primary Security ID:    Y36861105
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    2317
     Shares Voted:    2,095,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Amendments to Articles of Association

   Mgmt    For    Refer    For
2  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
3  

Approve Plan on Profit Distribution

   Mgmt    For    For    For
4  

Approve Issuance of New Shares by Capitalization of Profit

   Mgmt    For    For    For
5  

Amend Procedures Governing the Acquisition or Disposal of Assets

   Mgmt    For    Refer    For
6  

Amend Procedures for Lending Funds to Other Parties

   Mgmt    For    Refer    For
7  

Amend Procedures for Endorsement and Guarantees

   Mgmt    For    Refer    For
8  

Amend Trading Procedures Governing Derivatives Products

   Mgmt    For    Refer    For
9  

Amend Rules and Procedures for Election of Directors and Supervisors

   Mgmt    For    Refer    For
 

ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING

   Mgmt         
10.1  

Elect Gou, Tai-ming with Shareholder No. 1 as Non-Independent Director

   Mgmt    For    For    For
10.2  

Elect Lu, Fang-ming, Representing Hon Jin International Investment Co., Ltd. with Shareholder No. 57132 as Independent Director

   Mgmt    For    For    For
10.3  

Elect Tai, Jeng-wu, Representing Hon Chiao International Investment Co., Ltd. with Shareholder No. 16662 as Non-Independent Director

   Mgmt    For    For    For
10.4  

Elect Chen, Jen-gwo, Representing Hon Chiao International Investment Co., Ltd with Shareholder No. 16662 as Non-Independent Director

   Mgmt    For    For    For
10.5  

Elect Huang, Qing-yuan with ID No. R101807XXX as Non-Independent Director

   Mgmt    For    For    For
10.6  

Elect Sung, Hsueh-jen with ID No. R102960XXX as Non-Independent Director

   Mgmt    For    For    For
10.7  

Elect Fu, Li-chen with ID No. A120777XXX as Independent Director

   Mgmt    For    For    For
10.8  

Elect Lee, Kai-fu with ID No. F121958XXX as Independent Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Hon Hai Precision Industry Co., Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10.9  

Elect Chan, Chi-shean with ID No. N101117XXX as Independent Director

   Mgmt    For    For    For
11  

Approve Release of Restrictions of Competitive Activities of Directors

   Mgmt    For    For    For

Lukoil PJSC

 

Meeting Date:    06/23/2016   Country:    Russia   Primary Security ID:    X6983S100
Record Date:    05/10/2016   Meeting Type:    Annual   Ticker:    LKOH
     Shares Voted:    260,689     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends

   Mgmt    For    For    For
 

Elect 11 Directors by Cumulative Voting

   Mgmt         
2.1  

Elect Vagit Alekperov as Director

   Mgmt    None    Refer    Against
2.2  

Elect Viktor Blazheev as Director

   Mgmt    None    Refer    Against
2.3  

Elect Toby Gati as Director

   Mgmt    None    Refer    For
2.4  

Elect Valery Grayfer as Director

   Mgmt    None    Refer    Against
2.5  

Elect Igor Ivanov as Director

   Mgmt    None    Refer    Against
2.6  

Elect Nikolay Nikolaev as Director

   Mgmt    None    Refer    Against
2.7  

Elect Ravil Maganov as Director

   Mgmt    None    Refer    Against
2.8  

Elect Roger Munnings as Director

   Mgmt    None    Refer    For
2.9  

Elect Richard Matzke as Director

   Mgmt    None    Refer    Against
2.10  

Elect Guglielmo Moscato as Director

   Mgmt    None    Refer    Against
2.11  

Elect Ivan Pictet as Director

   Mgmt    None    Refer    For
2.12  

Elect Leonid Fedun as Director

   Mgmt    None    Refer    Against
3  

Elect Vagit Alekperov as President of Company

   Mgmt    For    For    For
 

Elect Three Members of Audit Commission

   Mgmt         
4.1  

Elect Ivan Vrublevski as Member of Audit Commission

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Lukoil PJSC

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.2  

Elect Pavel Suloyev as Member of Audit Commission

   Mgmt    For    Refer    For
4.3  

Elect Aleksandr Surkov as Member of Audit Commission

   Mgmt    For    Refer    For
5.1  

Approve Remuneration of Directors for Their Service until 2016 AGM

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Directors for Their Service from 2016 AGM

   Mgmt    For    Refer    For
6.1  

Approve Remuneration of Members of Audit Commission for Their Service until 2016 AGM

   Mgmt    For    For    For
6.2  

Approve Remuneration of Members of Audit Commission for Their Service Starting from 2016 AGM

   Mgmt    For    For    For
7  

Ratify Auditor

   Mgmt    For    For    For
8  

Amend Charter

   Mgmt    For    Refer    For
9  

Approve New Edition of Regulations on General Meetings

   Mgmt    For    For    For
10  

Approve New Edition of Regulations on on Board of Directors

   Mgmt    For    For    For
11  

Approve New Edition of Regulations on Management

   Mgmt    For    For    For
12  

Approve Related-Party Transaction with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations

   Mgmt    For    Refer    For

ITC Ltd.

 

Meeting Date:    06/27/2016   Country:    India   Primary Security ID:    Y4211T171
Record Date:    05/20/2016   Meeting Type:    Special   Ticker:    ITC
     Shares Voted:    1,141,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Increase Authorized Share Capital

   Mgmt    For    For    For
2  

Amend Articles of Association to Reflect Changes in Capital

   Mgmt    For    Refer    For
3  

Approve Bonus Issue

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 963 Ivy Emerging Markets Equity Fund

 

Advanced Semiconductor Engineering Inc.

 

Meeting Date:    06/28/2016   Country:    Taiwan   Primary Security ID:    Y00153109
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    2311
     Shares Voted:    4,909,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Amendments to Articles of Association

   Mgmt    For    Refer    For
2  

Approve Business Operations Report and Financial Statements

   Mgmt    For    For    For
3  

Approve Plan on Profit Distribution

   Mgmt    For    For    For
4  

Approve Issuance of Ordinary Shares and/or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt and/or Domestic Cash Increase by Issuance of Common Shares and/or Issuance of Convertible Bonds via Private Placement

   Mgmt    For    For    For
5  

Approve Amendment to Rules and Procedures for Election of Directors

   Mgmt    For    Refer    For

Biocon Limited

 

Meeting Date:    06/30/2016   Country:    India   Primary Security ID:    Y0905C102
Record Date:    06/23/2016   Meeting Type:    Annual   Ticker:    532523
     Shares Voted:    617,505     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Interim Dividend Payment

   Mgmt    For    For    For
3  

Reelect Arun S Chandavarkar as Director

   Mgmt    For    For    For
4  

Approve B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Elect M. Damodaran as Independent Director

   Mgmt    For    For    For
6  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For
7  

Approve Stock Option Plans Grants to Employees of the Company

   Mgmt    For    Refer    For


IVY ENERGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

MarkWest Energy Partners, L.P.

 

Meeting Date:    12/01/2015   Country:    USA   Primary Security ID:    570759100
Record Date:    10/05/2015   Meeting Type:    Special   Ticker:    MWE
     Shares Voted:    117,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Cameron International Corporation

 

Meeting Date:    12/17/2015   Country:    USA   Primary Security ID:    13342B105
Record Date:    11/16/2015   Meeting Type:    Special   Ticker:    CAM
     Shares Voted:    117,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Royal Dutch Shell plc

 

Meeting Date:    01/27/2016   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    01/25/2016   Meeting Type:    Special   Ticker:    RDSA
     Shares Voted:    183,263     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve the Cash and Share Offer for BG Group plc

   Mgmt    For    Refer    For

Helmerich & Payne, Inc.

 

Meeting Date:    03/02/2016   Country:    USA   Primary Security ID:    423452101
Record Date:    01/08/2016   Meeting Type:    Annual   Ticker:    HP
     Shares Voted:    41,700     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Helmerich & Payne, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1a  

Elect Director William L. Armstrong

   Mgmt    For    For    For
1b  

Elect Director Randy A. Foutch

   Mgmt    For    For    For
1c  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1d  

Elect Director John W. Lindsay

   Mgmt    For    For    For
1e  

Elect Director Paula Marshall

   Mgmt    For    For    For
1f  

Elect Director Thomas A. Petrie

   Mgmt    For    For    For
1g  

Elect Director Donald F. Robillard, Jr.

   Mgmt    For    For    For
1h  

Elect Director Francis Rooney

   Mgmt    For    For    For
1i  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1j  

Elect Director John D. Zeglis

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/06/2016   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/17/2016   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    230,249     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1c  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1d  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1e  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1h  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Schlumberger Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1j  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Articles

   Mgmt    For    Refer    For
6  

Fix Number of Directors at Twelve

   Mgmt    For    Refer    For
7  

Amend 2010 Omnibus Stock Incentive Plan

   Mgmt    For    Refer    For

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016   Country:    Canada   Primary Security ID:    13645T100
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    CP
     Shares Voted:    41,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4.1  

Elect Director William A. Ackman

   Mgmt    For    For    For
4.2  

Elect Director John Baird

   Mgmt    For    For    For
4.3  

Elect Director Isabelle Courville

   Mgmt    For    For    For
4.4  

Elect Director Keith E. Creel

   Mgmt    For    For    For
4.5  

Elect Director E. Hunter Harrison

   Mgmt    For    For    For
4.6  

Elect Director Rebecca MacDonald

   Mgmt    For    For    For
4.7  

Elect Director Anthony R. Melman

   Mgmt    For    For    For
4.8  

Elect Director Matthew H. Paul

   Mgmt    For    For    For
4.9  

Elect Director Andrew F. Reardon

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

EOG Resources, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    199,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director James C. Day

   Mgmt    For    For    For
1d  

Elect Director H. Leighton Steward

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    655044105
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    283,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1c  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1d  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Eric P. Grubman

   Mgmt    For    For    For
1g  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1h  

Elect Director David L. Stover

   Mgmt    For    For    For
1i  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1j  

Elect Director William T. Van Kleef

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

NOBLE ENERGY, INC.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director Molly K. Williamson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against
5  

Report on Impacts of and Plans to Align with Global Climate Change Policy

   SH    Against    Refer    Against

Marathon Petroleum Corporation

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    56585A102
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    MPC
     Shares Voted:    58,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Evan Bayh

   Mgmt    For    For    For
1.2  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1.3  

Elect Director Frank M. Semple

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Proxy Access Right

   SH    Against    Against    Against
5  

Report on EHS Incidents and Worker Fatigue Policies

   SH    Against    Refer    Against
6  

Adopt Quantitative GHG Goals for Products and Operations

   SH    Against    Refer    Against

Suncor Energy Inc.

 

Meeting Date:    04/28/2016   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/02/2016   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    236,500     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Suncor Energy Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For
1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director Jacynthe Cote

   Mgmt    For    For    For
1.4  

Elect Director Dominic D’Alessandro

   Mgmt    For    For    For
1.5  

Elect Director John D. Gass

   Mgmt    For    For    For
1.6  

Elect Director John R. Huff

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For
1.8  

Elect Director Michael W. O’Brien

   Mgmt    For    For    For
1.9  

Elect Director James W. Simpson

   Mgmt    For    For    For
1.10  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.11  

Elect Director Steven W. Williams

   Mgmt    For    For    For
1.12  

Elect Director Michael M. Wilson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
 

Shareholder Proposals

   Mgmt         
4  

SP 1: Report on Climate Change

   SH    For    Refer    For
5  

SP 2: Approve Annual Disclosure of Lobbying-Related Matters

   SH    Against    Against    Against

Tesoro Corporation

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    881609101
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    TSO
     Shares Voted:    49,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Rodney F. Chase

   Mgmt    For    For    For
1.2  

Elect Director Edward G. Galante

   Mgmt    For    For    For
1.3  

Elect Director Gregory J. Goff

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Tesoro Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.4  

Elect Director Robert W. Goldman

   Mgmt    For    For    For
1.5  

Elect Director David Lilley

   Mgmt    For    For    For
1.6  

Elect Director Mary Pat McCarthy

   Mgmt    For    For    For
1.7  

Elect Director J.W. Nokes

   Mgmt    For    For    For
1.8  

Elect Director Susan Tomasky

   Mgmt    For    For    For
1.9  

Elect Director Michael E. Wiley

   Mgmt    For    For    For
1.10  

Elect Director Patrick Y. Yang

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Oasis Petroleum Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    674215108
Record Date:    03/08/2016   Meeting Type:    Annual   Ticker:    OAS
     Shares Voted:    1,084,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Thomas B. Nusz

   Mgmt    For    For    For
1.2  

Elect Director Michael McShane

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Increase Authorized Common Stock

   Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Phillips 66

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    718546104
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    PSX
     Shares Voted:    95,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Greg C. Garland

   Mgmt    For    For    For
1b  

Elect Director John E. Lowe

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For

U.S. Silica Holdings, Inc.

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    90346E103
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    SLCA
     Shares Voted:    219,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Peter Bernard

   Mgmt    For    For    For
1.2  

Elect Director William J. Kacal

   Mgmt    For    For    For
1.3  

Elect Director Charles Shaver

   Mgmt    For    For    For
1.4  

Elect Director Bryan A. Shinn

   Mgmt    For    For    For
1.5  

Elect Director J. Michael Stice

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

FMC Technologies, Inc.

 

Meeting Date:    05/06/2016   Country:    USA   Primary Security ID:    30249U101
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    FTI
     Shares Voted:    119,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Clarence P. Cazalot, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

FMC Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1b  

Elect Director Eleazar de Carvalho Filho

   Mgmt    For    For    For
1c  

Elect Director C. Maury Devine

   Mgmt    For    For    For
1d  

Elect Director Claire S. Farley

   Mgmt    For    For    For
1e  

Elect Director John T. Gremp

   Mgmt    For    For    For
1f  

Elect Director Thomas M. Hamilton

   Mgmt    For    For    For
1g  

Elect Director Peter Mellbye

   Mgmt    For    For    For
1h  

Elect Director Joseph H. Netherland

   Mgmt    For    For    For
1i  

Elect Director Peter Oosterveer

   Mgmt    For    For    For
1j  

Elect Director Richard A. Pattarozzi

   Mgmt    For    For    For
1k  

Elect Director Kay G. Priestly

   Mgmt    For    For    For
1l  

Elect Director James M. Ringler

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Anadarko Petroleum Corporation

 

Meeting Date:    05/10/2016   Country:    USA   Primary Security ID:    032511107
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    APC
     Shares Voted:    250,325     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Anthony R. Chase

   Mgmt    For    For    For
1b  

Elect Director Kevin P. Chilton

   Mgmt    For    For    For
1c  

Elect Director H. Paulett Eberhart

   Mgmt    For    For    For
1d  

Elect Director Peter J. Fluor

   Mgmt    For    For    For
1e  

Elect Director Richard L. George

   Mgmt    For    For    For
1f  

Elect Director Joseph W. Gorder

   Mgmt    For    For    For
1g  

Elect Director John R. Gordon

   Mgmt    For    For    For
1h  

Elect Director Sean Gourley

   Mgmt    For    For    For
1i  

Elect Director Mark C. McKinley

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Anadarko Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1j  

Elect Director Eric D. Mullins

   Mgmt    For    For    For
1k  

Elect Director R. A. Walker

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
5  

Report on Plans to Address Stranded Carbon Asset Risks

   SH    Against    Refer    Against

Cimarex Energy Co.

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    171798101
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    XEC
     Shares Voted:    167,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Lisa A. Stewart

   Mgmt    For    For    For
1.2  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1.3  

Elect Director Harold R. Logan, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Monroe W. Robertson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Enbridge Inc.

 

Meeting Date:    05/12/2016   Country:    Canada   Primary Security ID:    29250N105
Record Date:    03/17/2016   Meeting Type:    Annual   Ticker:    ENB
     Shares Voted:    127,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director David A. Arledge

   Mgmt    For    For    For
1.2  

Elect Director James J. Blanchard

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Enbridge Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3  

Elect Director Marcel R. Coutu

   Mgmt    For    For    For
1.4  

Elect Director J. Herb England

   Mgmt    For    For    For
1.5  

Elect Director Charles W. Fischer

   Mgmt    For    For    For
1.6  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1.7  

Elect Director Al Monaco

   Mgmt    For    For    For
1.8  

Elect Director George K. Petty

   Mgmt    For    For    For
1.9  

Elect Director Rebecca B. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Dan C. Tutcher

   Mgmt    For    For    For
1.11  

Elect Director Catherine L. Williams

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
4  

Require Audit Committee to Request Proposals For The Audit Engagement No Less Than Every 8 Years

   SH    Against    Refer    Against

Valero Energy Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    91913Y100
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    VLO
     Shares Voted:    65,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Joseph W. Gorder

   Mgmt    For    For    For
1b  

Elect Director Deborah P. Majoras

   Mgmt    For    For    For
1c  

Elect Director Donald L. Nickles

   Mgmt    For    For    For
1d  

Elect Director Philip J. Pfeiffer

   Mgmt    For    For    For
1e  

Elect Director Robert A. Profusek

   Mgmt    For    For    For
1f  

Elect Director Susan Kaufman Purcell

   Mgmt    For    For    For
1g  

Elect Director Stephen M. Waters

   Mgmt    For    For    For
1h  

Elect Director Randall J. Weisenburger

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Valero Energy Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1i  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Certificate of Incorporation to provide for removal of directors without cause

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Memorial Resource Development Corp.

 

Meeting Date:    05/13/2016   Country:    USA   Primary Security ID:    58605Q109
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    MRD
     Shares Voted:    382,932     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Tony R. Weber

   Mgmt    For    Refer    Withhold
1b  

Elect Director Jay C. Graham

   Mgmt    For    Refer    Withhold
1c  

Elect Director Scott A. Gieselman

   Mgmt    For    Refer    Withhold
1d  

Elect Director Kenneth A. Hersh

   Mgmt    For    Refer    Withhold
1e  

Elect Director Robert A. Innamorati

   Mgmt    For    For    For
1f  

Elect Director Carol Lee O’Neill

   Mgmt    For    For    For
1g  

Elect Director Pat Wood, III

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Forum Energy Technologies, Inc.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    34984V100
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    FET
     Shares Voted:    548,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director C. Christopher Gaut

   Mgmt    For    For    For
1.2  

Elect Director David C. Baldwin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Forum Energy Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3  

Elect Director Franklin Myers

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Newfield Exploration Company

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    651290108
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    NFX
     Shares Voted:    463,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Lee K. Boothby

   Mgmt    For    For    For
1b  

Elect Director Pamela J. Gardner

   Mgmt    For    For    For
1c  

Elect Director Steven W. Nance

   Mgmt    For    For    For
1d  

Elect Director Roger B. Plank

   Mgmt    For    For    For
1e  

Elect Director Thomas G. Ricks

   Mgmt    For    For    For
1f  

Elect Director Juanita M. Romans

   Mgmt    For    For    For
1g  

Elect Director John W. Schanck

   Mgmt    For    For    For
1h  

Elect Director J. Terry Strange

   Mgmt    For    For    For
1i  

Elect Director J. Kent Wells

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Whiting Petroleum Corporation

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    966387102
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    WLL
     Shares Voted:    821,350     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Whiting Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Thomas L. Aller

   Mgmt    For    For    For
1.2  

Elect Director James E. Catlin

   Mgmt    For    For    For
1.3  

Elect Director Michael B. Walen

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Increase Authorized Common Stock

   Mgmt    For    For    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

CME Group Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    186,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Phupinder S. Gill

   Mgmt    For    For    For
1c  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1d  

Elect Director Charles P. Carey

   Mgmt    For    For    For
1e  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1f  

Elect Director Ana Dutra

   Mgmt    For    For    For
1g  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1h  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1i  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1j  

Elect Director Leo Melamed

   Mgmt    For    For    For
1k  

Elect Director William P. Miller, II

   Mgmt    For    For    For
1l  

Elect Director James E. Oliff

   Mgmt    For    For    For
1m  

Elect Director Alex J. Pollock

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1n  

Elect Director John F. Sandner

   Mgmt    For    For    For
1o  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1p  

Elect Director William R. Shepard

   Mgmt    For    For    For
1q  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Halliburton Company

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    406216101
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    439,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1.2  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1.3  

Elect Director James R. Boyd

   Mgmt    For    For    For
1.4  

Elect Director Milton Carroll

   Mgmt    For    For    For
1.5  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1.6  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1.7  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1.8  

Elect Director David J. Lesar

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1.10  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1.11  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1.12  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Continental Resources, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    212015101
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    CLR
     Shares Voted:    515,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Harold G. Hamm

   Mgmt    For    Refer    For
1.2  

Elect Director John T. McNabb, II

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Report on Steps Taken to Increase Board Diversity

   SH    Against    Against    Against
4  

Report on Methane Emissions Management

   SH    Against    Refer    Against
5  

Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts

   SH    Against    Refer    Against

Core Laboratories N.V.

 

Meeting Date:    05/19/2016   Country:    Netherlands   Primary Security ID:    N22717107
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    CLB
     Shares Voted:    93,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Charles L. Dunlap as Director

   Mgmt    For    For    For
1b  

Elect Lucia van Geuns as Director

   Mgmt    For    For    For
1c  

Elect Michael Straughen as Director

   Mgmt    For    For    For
2a  

Elect Martha Z. Carnes as Director

   Mgmt    For    For    For
3  

Amend Articles of Association

   Mgmt    For    Refer    Against
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
6  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
8  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

   Mgmt    For    For    For
9  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Pioneer Natural Resources Company

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    723787107
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    PXD
     Shares Voted:    112,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Edison C. Buchanan

   Mgmt    For    For    For
1.2  

Elect Director Andrew F. Cates

   Mgmt    For    For    For
1.3  

Elect Director Timothy L. Dove

   Mgmt    For    For    For
1.4  

Elect Director Phillip A. Gobe

   Mgmt    For    For    For
1.5  

Elect Director Larry R. Grillot

   Mgmt    For    For    For
1.6  

Elect Director Stacy P. Methvin

   Mgmt    For    For    For
1.7  

Elect Director Royce W. Mitchell

   Mgmt    For    For    For
1.8  

Elect Director Frank A. Risch

   Mgmt    For    For    For
1.9  

Elect Director Scott D. Sheffield

   Mgmt    For    For    For
1.10  

Elect Director Mona K. Sutphen

   Mgmt    For    For    For
1.11  

Elect Director J. Kenneth Thompson

   Mgmt    For    For    For
1.12  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
1.13  

Elect Director Michael D. Wortley

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Baker Hughes Incorporated

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    057224107
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    BHI
     Shares Voted:    348,650     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Baker Hughes Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Larry D. Brady

   Mgmt    For    For    For
1b  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1c  

Elect Director Clarence P. Cazalot, Jr.

   Mgmt    For    For    For
1d  

Elect Director Martin S. Craighead

   Mgmt    For    For    For
1e  

Elect Director William H. Easter, III

   Mgmt    For    For    For
1f  

Elect Director Lynn L. Elsenhans

   Mgmt    For    For    For
1g  

Elect Director Anthony G. Fernandes

   Mgmt    For    For    For
1h  

Elect Director Claire W. Gargalli

   Mgmt    For    For    For
1i  

Elect Director Pierre H. Jungels

   Mgmt    For    For    For
1j  

Elect Director James A. Lash

   Mgmt    For    For    For
1k  

Elect Director J. Larry Nichols

   Mgmt    For    For    For
1l  

Elect Director James W. Stewart

   Mgmt    For    For    For
1m  

Elect Director Charles L. Watson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/24/2016   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    05/20/2016   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    197,205     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

4  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
5  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
6  

Re-elect Simon Henry as Director

   Mgmt    For    For    For
7  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
8  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
9  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For
10  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
11  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
12  

Re-elect Patricia Woertz as Director

   Mgmt    For    For    For
13  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
14  

Appoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
19  

Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy

   SH    Against    Refer    Against

Superior Energy Services, Inc.

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    868157108
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    SPN
     Shares Voted:    660,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Harold J. Bouillion

   Mgmt    For    For    For
1.2  

Elect Director David D. Dunlap

   Mgmt    For    For    For
1.3  

Elect Director James M. Funk

   Mgmt    For    For    For
1.4  

Elect Director Terence E. Hall

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Superior Energy Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Peter D. Kinnear

   Mgmt    For    For    For
1.6  

Elect Director Janiece M. Longoria

   Mgmt    For    For    For
1.7  

Elect Director Michael M. McShane

   Mgmt    For    For    For
1.8  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Chevron Corporation

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    166764100
Record Date:    03/30/2016   Meeting Type:    Annual   Ticker:    CVX
     Shares Voted:    48,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Alexander B. Cummings, Jr. - Resigned

   Mgmt         
1b  

Elect Director Linnet F. Deily

   Mgmt    For    For    For
1c  

Elect Director Robert E. Denham

   Mgmt    For    For    For
1d  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1g  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1h  

Elect Director John G. Stumpf

   Mgmt    For    For    For
1i  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1j  

Elect Director Inge G. Thulin

   Mgmt    For    For    For
1k  

Elect Director John S. Watson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Approve Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Chevron Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Adopt Quantitative GHG Goals for Products and Operations

   SH    Against    Refer    Against
7  

Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against
8  

Annually Report Reserve Replacements in BTUs

   SH    Against    Refer    Against
9  

Increase Return of Capital to Shareholders in Light of Climate Change Risks

   SH    Against    Refer    Against
10  

Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts

   SH    Against    Refer    Against
11  

Require Director Nominee with Environmental Experience

   SH    Against    Refer    Against
12  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For

Exxon Mobil Corporation

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    30231G102
Record Date:    04/06/2016   Meeting Type:    Annual   Ticker:    XOM
     Shares Voted:    163,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael J. Boskin

   Mgmt    For    For    For
1.2  

Elect Director Peter Brabeck-Letmathe

   Mgmt    For    For    For
1.3  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1.4  

Elect Director Ursula M. Burns

   Mgmt    For    For    For
1.5  

Elect Director Larry R. Faulkner

   Mgmt    For    For    For
1.6  

Elect Director Jay S. Fishman

   Mgmt    For    For    For
1.7  

Elect Director Henrietta H. Fore

   Mgmt    For    For    For
1.8  

Elect Director Kenneth C. Frazier

   Mgmt    For    For    For
1.9  

Elect Director Douglas R. Oberhelman

   Mgmt    For    For    For
1.10  

Elect Director Samuel J. Palmisano

   Mgmt    For    For    For
1.11  

Elect Director Steven S. Reinemund

   Mgmt    For    For    For
1.12  

Elect Director Rex W. Tillerson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Exxon Mobil Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.13  

Elect Director William C. Weldon

   Mgmt    For    For    For
1.14  

Elect Director Darren W. Woods

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    For
5  

Require Director Nominee with Environmental Experience

   SH    Against    Refer    Against
6  

Seek Sale of Company/Assets

   SH    Against    Refer    Against
7  

Proxy Access

   SH    Against    Against    Against
8  

Disclose Percentage of Females at Each Percentile of Compensation

   SH    Against    Against    Against
9  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
10  

Increase Return of Capital to Shareholders in Light of Climate Change Risks

   SH    Against    Refer    Against
11  

Adopt Policy Acknowledging the Imperative for 2 Degree Limit

   SH    Against    Refer    Against
12  

Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against
13  

Annually Report Reserve Replacements in BTUs

   SH    Against    Refer    Against
14  

Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts

   SH    Against    Refer    Against

Laredo Petroleum, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    516806106
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    LPI
     Shares Voted:    612,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Pamela S. Pierce

   Mgmt    For    For    For
1.2  

Elect Director B.Z. (Bill) Parker

   Mgmt    For    For    For
1.3  

Elect Director Francis Rooney

   Mgmt    For    Refer    Withhold
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Laredo Petroleum, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Marathon Oil Corporation

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    565849106
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    MRO
     Shares Voted:    381,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gaurdie E. Banister, Jr.

   Mgmt    For    For    For
1b  

Elect Director Gregory H. Boyce

   Mgmt    For    For    For
1c  

Elect Director Chadwick C. Deaton

   Mgmt    For    For    For
1d  

Elect Director Marcela E. Donadio

   Mgmt    For    For    For
1e  

Elect Director Philip Lader

   Mgmt    For    For    For
1f  

Elect Director Michael E. J. Phelps

   Mgmt    For    For    For
1g  

Elect Director Dennis H. Reilley

   Mgmt    For    For    For
1h  

Elect Director Lee M. Tillman

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

RSP Permian, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    74978Q105
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    RSPP
     Shares Voted:    458,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joseph B. Armes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

RSP Permian, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.2  

Elect Director Matthew S. Ramsey

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Concho Resources Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    20605P101
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    CXO
     Shares Voted:    150,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gary A. Merriman

   Mgmt    For    For    For
1.2  

Elect Director Ray M. Poage

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Parsley Energy, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    701877102
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    PE
     Shares Voted:    690,871     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director David H. Smith

   Mgmt    For    Refer    Against
1B  

Elect Director Randolph Newcomer, Jr.

   Mgmt    For    For    For
1C  

Elect Director William Browning

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    703481101
Record Date:    04/05/2016   Meeting Type:    Annual   Ticker:    PTEN
     Shares Voted:    299,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mark S. Siegel

   Mgmt    For    For    For
1.2  

Elect Director Kenneth N. Berns

   Mgmt    For    For    For
1.3  

Elect Director Charles O. Buckner

   Mgmt    For    For    For
1.4  

Elect Director Michael W. Conlon

   Mgmt    For    For    For
1.5  

Elect Director Curtis W. Huff

   Mgmt    For    For    For
1.6  

Elect Director Terry H. Hunt

   Mgmt    For    For    For
1.7  

Elect Director Tiffany J. Thom

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Diamondback Energy, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    25278X109
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    FANG
     Shares Voted:    155,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven E. West

   Mgmt    For    For    For
1.2  

Elect Director Travis D. Stice

   Mgmt    For    For    For
1.3  

Elect Director Michael P. Cross

   Mgmt    For    For    For
1.4  

Elect Director David L. Houston

   Mgmt    For    For    For
1.5  

Elect Director Mark L. Plaumann

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Gulfport Energy Corporation

 

Meeting Date:    06/10/2016   Country:    USA   Primary Security ID:    402635304
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    GPOR
     Shares Voted:    221,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael G. Moore

   Mgmt    For    For    For
1.2  

Elect Director Craig Groeschel

   Mgmt    For    For    For
1.3  

Elect Director David L. Houston

   Mgmt    For    For    For
1.4  

Elect Director C. Doug Johnson

   Mgmt    For    For    For
1.5  

Elect Director Ben T. Morris

   Mgmt    For    For    For
1.6  

Elect Director Scott E. Streller

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
4  

Report on Methane Emissions Management

   SH    Against    Refer    Against

Weatherford International plc

 

Meeting Date:    06/15/2016   Country:    Ireland   Primary Security ID:    G48833100
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    WFT
     Shares Voted:    936,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Mohamed A. Awad

   Mgmt    For    For    For
1b  

Elect Director David J. Butters

   Mgmt    For    For    For
1c  

Elect Director Bernard J. Duroc-Danner

   Mgmt    For    For    For
1d  

Elect Director John D. Gass

   Mgmt    For    For    For
1e  

Elect Director Emyr Jones Parry

   Mgmt    For    For    For
1f  

Elect Director Francis S. Kalman

   Mgmt    For    For    For
1g  

Elect Director William E. Macaulay

   Mgmt    For    For    For
1h  

Elect Director Robert K. Moses, Jr.

   Mgmt    For    For    For
1i  

Elect Director Guillermo Ortiz

   Mgmt    For    For    For
1j  

Elect Director Robert A. Rayne

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 61 Ivy Energy Fund

 

Weatherford International plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


IVY EUROPEAN OPPORTUNITIES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

BT Group plc

 

Meeting Date:    07/15/2015   Country:    United Kingdom   Primary Security ID:    G16612106
Record Date:    07/13/2015   Meeting Type:    Annual   Ticker:    BT.A
     Shares Voted:    360,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Sir Michael Rake as Director

   Mgmt    For    For    For
5  

Re-elect Gavin Patterson as Director

   Mgmt    For    For    For
6  

Re-elect Tony Chanmugam as Director

   Mgmt    For    For    For
7  

Re-elect Tony Ball as Director

   Mgmt    For    For    For
8  

Re-elect Iain Conn as Director

   Mgmt    For    For    For
9  

Re-elect Phil Hodkinson as Director

   Mgmt    For    For    For
10  

Re-elect Karen Richardson as Director

   Mgmt    For    For    For
11  

Re-elect Nick Rose as Director

   Mgmt    For    For    For
12  

Re-elect Jasmine Whitbread as Director

   Mgmt    For    For    For
13  

Elect Isabel Hudson as Director

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Adopt New Articles of Association

   Mgmt    For    Refer    For
20  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

National Grid plc

 

Meeting Date:    07/21/2015   Country:    United Kingdom   Primary Security ID:    G6375K151
Record Date:    07/18/2015   Meeting Type:    Annual   Ticker:    NG.
     Shares Voted:    188,537     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Re-elect Sir Peter Gershon as Director

   Mgmt    For    For    For
4  

Re-elect Steve Holliday as Director

   Mgmt    For    For    For
5  

Re-elect Andrew Bonfield as Director

   Mgmt    For    For    For
6  

Re-elect John Pettigrew as Director

   Mgmt    For    For    For
7  

Elect Dean Seavers as Director

   Mgmt    For    For    For
8  

Re-elect Nora Mead Brownell as Director

   Mgmt    For    For    For
9  

Re-elect Jonathan Dawson as Director

   Mgmt    For    For    For
10  

Re-elect Therese Esperdy as Director

   Mgmt    For    For    For
11  

Re-elect Paul Golby as Director

   Mgmt    For    For    For
12  

Re-elect Ruth Kelly as Director

   Mgmt    For    For    For
13  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Approve Remuneration Report

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call EGM with 14 Working Days’ Notice

   Mgmt    For    For    For

SABMiller plc

 

Meeting Date:    07/23/2015   Country:    United Kingdom   Primary Security ID:    G77395104
Record Date:    07/21/2015   Meeting Type:    Annual   Ticker:    SAB
     Shares Voted:    43,633     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

SABMiller plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Elect Dave Beran as Director

   Mgmt    For    For    For
4  

Elect Jan du Plessis as Director

   Mgmt    For    For    For
5  

Elect Javier Ferran as Director

   Mgmt    For    For    For
6  

Elect Trevor Manuel as Director

   Mgmt    For    For    For
7  

Re-elect Mark Armour as Director

   Mgmt    For    For    For
8  

Re-elect Geoffrey Bible as Director

   Mgmt    For    For    For
9  

Re-elect Alan Clark as Director

   Mgmt    For    For    For
10  

Re-elect Dinyar Devitre as Director

   Mgmt    For    For    For
11  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
12  

Re-elect Lesley Knox as Director

   Mgmt    For    For    For
13  

Re-elect Dr Dambisa Moyo as Director

   Mgmt    For    For    For
14  

Re-elect Carlos Perez Davila as Director

   Mgmt    For    For    For
15  

Re-elect Alejandro Santo Domingo Davila as Director

   Mgmt    For    For    For
16  

Re-elect Helen Weir as Director

   Mgmt    For    For    For
17  

Approve Final Dividend

   Mgmt    For    For    For
18  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
19  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Vodafone Group plc

 

Meeting Date:    07/28/2015   Country:    United Kingdom   Primary Security ID:    G93882192
Record Date:    07/24/2015   Meeting Type:    Annual   Ticker:    VOD
     Shares Voted:    621,105     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
3  

Re-elect Vittorio Colao as Director

   Mgmt    For    For    For
4  

Re-elect Nick Read as Director

   Mgmt    For    For    For
5  

Re-elect Sir Crispin Davis as Director

   Mgmt    For    For    For
6  

Elect Dr Mathias Dopfner as Director

   Mgmt    For    For    For
7  

Re-elect Dame Clara Furse as Director

   Mgmt    For    For    For
8  

Re-elect Valerie Gooding as Director

   Mgmt    For    For    For
9  

Re-elect Renee James as Director

   Mgmt    For    For    For
10  

Re-elect Samuel Jonah as Director

   Mgmt    For    For    For
11  

Re-elect Nick Land as Director

   Mgmt    For    For    For
12  

Re-elect Philip Yea as Director

   Mgmt    For    For    For
13  

Approve Final Dividend

   Mgmt    For    For    For
14  

Approve Remuneration Report

   Mgmt    For    For    For
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
21  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Mylan NV

 

Meeting Date:    08/28/2015   Country:    Netherlands   Primary Security ID:    N59465109
Record Date:    07/31/2015   Meeting Type:    Special   Ticker:    MYL
     Shares Voted:    37,916     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Mylan N.V. Shares in Connection with Acquisition of Perrigo Company plc

   Mgmt    For    Refer    For

Ashtead Group plc

 

Meeting Date:    09/02/2015   Country:    United Kingdom   Primary Security ID:    G05320109
Record Date:    08/28/2015   Meeting Type:    Annual   Ticker:    AHT
     Shares Voted:    220,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    Against
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Chris Cole as Director

   Mgmt    For    For    For
5  

Re-elect Geoff Drabble as Director

   Mgmt    For    For    For
6  

Re-elect Brendan Horgan as Director

   Mgmt    For    For    For
7  

Re-elect Sat Dhaiwal as Director

   Mgmt    For    For    For
8  

Re-elect Suzanne Wood as Director

   Mgmt    For    For    For
9  

Re-elect Michael Burrow as Director

   Mgmt    For    For    For
10  

Re-elect Bruce Edwards as Director

   Mgmt    For    For    For
11  

Re-elect Ian Sutcliffe as Director

   Mgmt    For    For    For
12  

Re-elect Wayne Edmunds as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Ashtead Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Adopt New Articles of Association

   Mgmt    For    Refer    For
19  

Authorise the Company to Call EGM with Two

Weeks’ Notice

   Mgmt    For    For    For

Diageo plc

 

Meeting Date:    09/23/2015   Country:    United Kingdom   Primary Security ID:    G42089113
Record Date:    09/21/2015   Meeting Type:    Annual   Ticker:    DGE
     Shares Voted:    86,821     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Peggy Bruzelius as Director

   Mgmt    For    For    For
5  

Re-elect Lord Davies of Abersoch as Director

   Mgmt    For    For    For
6  

Re-elect Ho KwonPing as Director

   Mgmt    For    For    For
7  

Re-elect Betsy Holden as Director

   Mgmt    For    For    For
8  

Re-elect Dr Franz Humer as Director

   Mgmt    For    For    For
9  

Re-elect Deirdre Mahlan as Director

   Mgmt    For    For    For
10  

Re-elect Nicola Mendelsohn as Director

   Mgmt    For    For    For
11  

Re-elect Ivan Menezes as Director

   Mgmt    For    For    For
12  

Re-elect Philip Scott as Director

   Mgmt    For    For    For
13  

Re-elect Alan Stewart as Director

   Mgmt    For    For    For
14  

Appoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Mediolanum SPA

 

Meeting Date:    09/29/2015   Country:    Italy   Primary Security ID:    T66932111
Record Date:    09/18/2015   Meeting Type:    Special   Ticker:    MED
     Shares Voted:    304,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Extraordinary Business

   Mgmt         
1  

Approve Merger by Absorption of Mediolanum S.p.A. into Banca Mediolanum S.p.A.

   Mgmt    For    Refer    For

Pernod Ricard

 

Meeting Date:    11/06/2015   Country:    France   Primary Security ID:    F72027109
Record Date:    11/03/2015   Meeting Type:    Annual/Special   Ticker:    RI
     Shares Voted:    24,398     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.80 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Agreements with Alexandre Ricard, Chairman and CEO

   Mgmt    For    Refer    For
6  

Ratify Appointment of Veronica Vargas as Director

   Mgmt    For    For    For
7  

Reelect Nicole Bouton as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Pernod Ricard

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Elect Kory Sorenson as Director

   Mgmt    For    For    For
9  

Appoint CBA as Alternate Auditor

   Mgmt    For    For    For
10  

Approve Remuneration of Directors in the Aggregate Amount of EUR 950,000

   Mgmt    For    Refer    For
11  

Advisory Vote on Compensation of Alexandre Ricard, Chairman and CEO Since Feb. 11, 2015 and Vice-CEO Previously

   Mgmt    For    Refer    Against
12  

Advisory Vote on Compensation of Pierre Pringuet, CEO Until Feb. 11, 2015

   Mgmt    For    Refer    Against
13  

Advisory Vote on Compensation of Daniele Ricard, Chairman Until Feb. 11, 2015

   Mgmt    For    For    For
14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
15  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million

   Mgmt    For    For    For
17  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million

   Mgmt    For    For    For
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
19  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
20  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers

   Mgmt    For    For    For
21  

Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
22  

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
23  

Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For
24  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
25  

Amend Article 33 of Bylaws Re: Record Date

   Mgmt    For    For    For
26  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Wolseley plc

 

Meeting Date:    12/01/2015   Country:    United Kingdom   Primary Security ID:    G9736L124
Record Date:    11/29/2015   Meeting Type:    Annual   Ticker:    WOS
     Shares Voted:    41,257     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Tessa Bamford as Director

   Mgmt    For    For    For
6  

Re-elect John Daly as Director

   Mgmt    For    For    For
7  

Re-elect Gareth Davis as Director

   Mgmt    For    For    For
8  

Re-elect Pilar Lopez as Director

   Mgmt    For    For    For
9  

Re-elect John Martin as Director

   Mgmt    For    For    For
10  

Re-elect Ian Meakins as Director

   Mgmt    For    For    For
11  

Re-elect Alan Murray as Director

   Mgmt    For    For    For
12  

Re-elect Frank Roach as Director

   Mgmt    For    For    For
13  

Re-elect Darren Shapland as Director

   Mgmt    For    For    For
14  

Re-elect Jacqueline Simmonds as Director

   Mgmt    For    For    For
15  

Appoint Deloitte LLP as Auditors

   Mgmt    For    For    For
16  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Approve Long Term Incentive Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Koninklijke Philips N.V.

 

Meeting Date:    12/18/2015   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    11/20/2015   Meeting Type:    Special   Ticker:    PHIA
     Shares Voted:    96,020     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Elect A. Bhattacharya to Management Board

   Mgmt    For    For    For

UBM plc

 

Meeting Date:    01/07/2016   Country:    United Kingdom   Primary Security ID:    G91709108
Record Date:    01/05/2016   Meeting Type:    Special   Ticker:    UBM
     Shares Voted:    407,670     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Disposal by the Company of PR Newswire to PWW Acquisition LLC

   Mgmt    For    Refer    For
2  

Approve Share Subdivision and Consolidation

   Mgmt    For    Refer    For

BG Group plc

 

Meeting Date:    01/28/2016   Country:    United Kingdom   Primary Security ID:    G1245Z108
Record Date:    01/26/2016   Meeting Type:    Special   Ticker:    BG.
     Shares Voted:    251,704     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Matters Relating to the Cash and Share Offer for BG Group plc by Royal Dutch Shell plc

   Mgmt    For    Refer    For

BG Group plc

 

Meeting Date:    01/28/2016   Country:    United Kingdom   Primary Security ID:    G1245Z108
Record Date:    01/26/2016   Meeting Type:    Court   Ticker:    BG.
     Shares Voted:    251,704     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

BG Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Court Meeting

   Mgmt         
1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For

Imperial Tobacco Group plc

 

Meeting Date:    02/03/2016   Country:    United Kingdom   Primary Security ID:    G4721W102
Record Date:    02/01/2016   Meeting Type:    Annual   Ticker:    IMT
     Shares Voted:    70,774     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Alison Cooper as Director

   Mgmt    For    For    For
5  

Re-elect David Haines as Director

   Mgmt    For    For    For
6  

Re-elect Michael Herlihy as Director

   Mgmt    For    For    For
7  

Re-elect Matthew Phillips as Director

   Mgmt    For    For    For
8  

Re-elect Oliver Tant as Director

   Mgmt    For    For    For
9  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
10  

Re-elect Karen Witts as Director

   Mgmt    For    For    For
11  

Re-elect Malcolm Wyman as Director

   Mgmt    For    For    For
12  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
13  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
14  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Change of Company Name to Imperial Brands plc

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Infineon Technologies AG

 

Meeting Date:    02/18/2016   Country:    Germany   Primary Security ID:    D35415104
Record Date:      Meeting Type:    Annual   Ticker:    IFX
     Shares Voted:    187,015     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2014/2015 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.20 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2014/2015

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2014/2015

   Mgmt    For    For    For
5.1  

Ratify KPMG AG as Auditors for Fiscal 2015/2016

   Mgmt    For    For    For
5.2  

Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2016/2017

   Mgmt    For    For    For
6  

Approve Cancellation of Capital Authorization

   Mgmt    For    For    For
7  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
8  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For

Novartis AG

 

Meeting Date:    02/23/2016   Country:    Switzerland   Primary Security ID:    H5820Q150
Record Date:      Meeting Type:    Annual   Ticker:    NOVN
     Shares Voted:    34,132     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Novartis AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.70 per Share

   Mgmt    For    For    For
4  

Approve CHF 24.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital

   Mgmt    For    For    For
6.1  

Approve Maximum Remuneration of Board of Directors in the Amount of CHF 8.16 Million

   Mgmt    For    Refer    For
6.2  

Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million

   Mgmt    For    Refer    For
6.3  

Approve Remuneration Report (Non-Binding)

   Mgmt    For    For    For
7.1  

Reelect Joerg Reinhardt as Director and Chairman

   Mgmt    For    For    For
7.2  

Reelect Nancy Andrews as Director

   Mgmt    For    For    For
7.3  

Reelect Dimitri Azar as Director

   Mgmt    For    For    For
7.4  

Reelect Srikant Datar as Director

   Mgmt    For    For    For
7.5  

Reelect Ann Fudge as Director

   Mgmt    For    For    For
7.6  

Reelect Pierre Landolt as Director

   Mgmt    For    For    For
7.7  

Reelect Andreas von Planta as Director

   Mgmt    For    For    For
7.8  

Reelect Charles Sawyers as Director

   Mgmt    For    For    For
7.9  

Reelect Enrico Vanni as Director

   Mgmt    For    For    For
7.10  

Reelect William Winters as Director

   Mgmt    For    For    For
7.11  

Elect Tom Buechner as Director

   Mgmt    For    For    For
7.12  

Elect Elizabeth Doherty as Director

   Mgmt    For    For    For
8.1  

Appoint Srikant Datar as Member of the Compensation Committee

   Mgmt    For    For    For
8.2  

Appoint Ann Fudge as Member of the Compensation Committee

   Mgmt    For    For    For
8.3  

Appoint Enrico Vanni as Member of the Compensation Committee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Novartis AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8.4  

Appoint William Winters as Member of the Compensation Committee

   Mgmt    For    For    For
9  

Ratify PricewaterhouseCoopers AG as Auditors

   Mgmt    For    For    For
10  

Designate Peter Andreas Zahn as Independent Proxy

   Mgmt    For    For    For
11  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

Intesa SanPaolo SPA

 

Meeting Date:    02/26/2016   Country:    Italy   Primary Security ID:    T55067101
Record Date:    02/17/2016   Meeting Type:    Special   Ticker:    ISP
     Shares Voted:    1,375,752     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Extraordinary Business

   Mgmt         
1  

Adopt New Bylaws

   Mgmt    For    Refer    For

Novo Nordisk A/S

 

Meeting Date:    03/18/2016   Country:    Denmark   Primary Security ID:    K72807132
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    NOVO B
    

Shares Voted:

  

49,569

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Report of Board

   Mgmt         
2  

Accept Financial Statements and Statutory Reports for 2015

   Mgmt    For    For    For
3.1  

Approve Remuneration of Directors for 2015

   Mgmt    For    Refer    For
3.2  

Approve Remuneration of Directors for 2016

   Mgmt    For    Refer    For
4  

Approve Allocation of Income and Dividends of DKK 6.40 Per Share

   Mgmt    For    For    For
5.1  

Elect Göran Ando as Director and Chairman

   Mgmt    For    For    For
5.2  

Elect Jeppe Christiansen as Director and Deputy Chairman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Novo Nordisk A/S

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5.3a  

Elect Bruno Angelici as Director

   Mgmt    For    For    For
5.3b  

Elect Brian Daniels as Director

   Mgmt    For    For    For
5.3c  

Elect Sylvie Grégoire as Director

   Mgmt    For    For    For
5.3d  

Elect Liz Hewitt as Director

   Mgmt    For    For    For
5.3e  

Elect Mary Szela as Director

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
7.1  

Approve DKK 10 Million Reduction in B Share Capital via ShareCancellation

   Mgmt    For    For    For
7.2  

Amend Articles Re: Change from Bearer Shares to Registered Shares

   Mgmt    For    For    For
7.3  

Approve Creation of DKK 51 Million Pool of Capital with or without Preemptive Rights

   Mgmt    For    For    For
7.4  

Authorize Share Repurchase Program

   Mgmt    For    For    For
7.5a  

Amend Articles Re: Name of NASDAQ OMX Copenhagen A/S

   Mgmt    For    For    For
7.5b  

Amend Articles Re: Editorial Amendment

   Mgmt    For    For    For
7.5c  

Amend Articles Re: Approve Preparation of

   Mgmt    For    For    For
 

Company Announcements in English Only

           
7.6  

Approve Revised Remuneration Principles

   Mgmt    For    For    For
8  

Other Business

   Mgmt         

Vestas Wind System A/S

 

Meeting Date:    03/30/2016   Country:    Denmark   Primary Security ID:    K9773J128
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    VWS
     Shares Voted:    17,144     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Report of Board

   Mgmt         
2  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of DKK 6.82 per Share

   Mgmt    For    For    For
4a  

Reelect Bert Nordberg as Director

   Mgmt    For    For    For
4b  

Reelect Carsten Bjerg as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Vestas Wind System A/S

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4c  

Reelect Eija Pitkanen as Director

   Mgmt    For    For    For
4d  

Reelect Henrik Andersen as Director

   Mgmt    For    For    For
4e  

Reelect Henry Sténson as Director

   Mgmt    For    For    For
4f  

Reelect Lars Josefsson as Director

   Mgmt    For    For    For
4g  

Reelect Lykke Friisas Director

   Mgmt    For    For    For
4h  

Reelect Torben Ballegaard Sorensen as Director

   Mgmt    For    For    For
5a  

Approve Remuneration of Directors for 2015

   Mgmt    For    Refer    For
5b  

Approve Remuneration of Directors for 2016

   Mgmt    For    Refer    For
6  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    Abstain
7a  

Approve DKK 2.5 Million Reduction in Share Capital via Share Cancellation

   Mgmt    For    For    For
7b  

Authorize Share Repurchase Program

   Mgmt    For    For    For
7c  

Approve Publication of Information in English

   Mgmt    For    For    For
7d  

Approve Guidelines for Incentive-Based Compensation for Executive Management and Board

   Mgmt    For    For    For
8  

Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities

   Mgmt    For    For    For
9  

Other Business

   Mgmt         

Randstad Holding NV

 

Meeting Date:    03/31/2016   Country:    Netherlands   Primary Security ID:    N7291Y137
Record Date:    03/03/2016   Meeting Type:    Annual   Ticker:    RAND
     Shares Voted:    62,161     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.a  

Receive Report of Management Board and Report of the Supervisory Board for 2015 (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Randstad Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.b  

Discuss Remuneration Report Containing Remuneration Policy for Management Board Members for 2015

   Mgmt         
2.c  

Adopt Financial Statements for 2015

   Mgmt    For    For    For
2.d  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2.e  

Approve Dividends of EUR 1.68 Per Share

   Mgmt    For    For    For
3.a  

Approve Discharge of Management Board

   Mgmt    For    For    For
3.b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
4.a  

Reelect Linda Galipeau to Management Board

   Mgmt    For    For    For
4.b  

Reelect François Béharel to Management Board

   Mgmt    For    For    For
5.a  

Reelect Henri Giscard d’Estaing to Supervisory Board

   Mgmt    For    For    For
5.b  

Reelect Wout Dekker to Supervisory Board

   Mgmt    For    For    For
6.a  

Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital

   Mgmt    For    For    For
6.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    Refer    For
6.c  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6.d  

Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 6.c

   Mgmt    For    For    For
7  

Proposal to Reappoint Sjoerd van Keulen as Board Member of Foundation Stichting Administratiekantoor Preferente Aandelen Randstad Holding

   Mgmt    For    Refer    For
8  

Ratify Deloitte Accountants BV as Auditors

   Mgmt    For    For    For
9  

Other Business (Non-Voting)

   Mgmt         
10  

Close Meeting

   Mgmt         

Nestle SA

 

Meeting Date:    04/07/2016   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
    

Shares Voted:

   32,244     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Nestle SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report (Non-binding)

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.25 per Share

   Mgmt    For    For    For
4.1a  

Reelect Peter Brabeck-Letmathe as Director

   Mgmt    For    For    For
4.1b  

Reelect Paul Bulcke as Director

   Mgmt    For    For    For
4.1c  

Reelect Andreas Koopmann as Director

   Mgmt    For    For    For
4.1d  

Reelect Beat Hess as Director

   Mgmt    For    For    For
4.1e  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1f  

Reelect Steven G. Hoch as Director

   Mgmt    For    For    For
4.1g  

Reelect Naina Lal Kidwai as Director

   Mgmt    For    For    For
4.1h  

Reelect Jean-Pierre Roth as Director

   Mgmt    For    For    For
4.1i  

Reelect Ann Veneman as Director

   Mgmt    For    For    For
4.1j  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1k  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1l  

Reelect Ruth K. Oniang’o as Director

   Mgmt    For    For    For
4.1m  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.2  

Reelect Peter Brabeck-Letmathe as Board Chairman

   Mgmt    For    For    For
4.3.1  

Appoint Beat Hess as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.2  

Appoint Andreas Koopmann as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.3  

Appoint Jean-Pierre Roth as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.4  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.4  

Ratify KPMG AG as Auditors

   Mgmt    For    For    For
4.5  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Nestle SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.1  

Approve Remuneration of Board of Directors in the Amount of CHF 10.5 Million

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 60 Million

   Mgmt    For    Refer    For
6  

Approve CHF 7.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against

Iberdrola S.A.

 

Meeting Date:    04/08/2016   Country:    Spain   Primary Security ID:    E6165F166
Record Date:    04/03/2016   Meeting Type:    Annual   Ticker:    IBE
     Shares Voted:    425,960     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
2  

Approve Consolidated and Standalone Management Reports

   Mgmt    For    For    For
3  

Approve Discharge of Board

   Mgmt    For    For    For
4  

Renew Appointment of Ernst & Young as Auditor

   Mgmt    For    For    For
5  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
6.A  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
6.B  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
7  

Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent

   Mgmt    For    For    For
8  

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital

   Mgmt    For    For    For
9.A  

Reelect Iñigo Víctor de Oriol Ibarra as Director

   Mgmt    For    For    For
9.B  

Reelect Inés Macho Stadler as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Iberdrola S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9.C  

Reelect Braulio Medel Cámara as Director

   Mgmt    For    For    For
9.D  

Reelect Samantha Barber as Director

   Mgmt    For    For    For
9.E  

Elect Xabier Sagredo Ormaza as Director

   Mgmt    For    For    For
10.A  

Amend Articles Re: Corporate Purpose and Values

   Mgmt    For    For    For
10.B  

Amend Articles Re: Indirect Shareholder Participation in Other Companies of the Iberdrola Group

   Mgmt    For    For    For
10.C  

Amend Articles Re: Competencies of the Appointments and Remuneration Committee

   Mgmt    For    For    For
11.A  

Amend Articles of General Meeting Regulations Re: Purpose and Communication Channels

   Mgmt    For    Refer    For
11.B  

Amend Article 16 of General Meeting Regulations Re: Gift

   Mgmt    For    Refer    For
11.C  

Amend Articles of General Meeting Regulations Re: Technical Adjustments

   Mgmt    For    Refer    For
12  

Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For
14  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For

Julius Baer Gruppe AG

 

Meeting Date:    04/13/2016   Country:    Switzerland   Primary Security ID:    H4414N103
Record Date:      Meeting Type:    Annual   Ticker:    BAER
     Shares Voted:    53,068     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of CHF 1.10 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1   

Approve Maximum Remuneration of Board of Directors in the Amount of CHF 3.16 Million

   Mgmt    For    Refer    For
4.2.1   

Approve Variable Cash-Based Remuneration of Executive Committee for Fiscal 2015 in the Amount of CHF 6.2 Million

   Mgmt    For    Refer    For
4.2.2   

Approve Variable Share-Based Remuneration of Executive Committee for Fiscal 2016 in the Amount of CHF 5.52 Million

   Mgmt    For    Refer    For
4.2.3   

Approve Maximum Fixed Remuneration of Executive Committee for Fiscal 2017 in the Amount of CHF 6.63 Million

   Mgmt    For    Refer    For
5.1.1   

Reelect Daniel Sauter as Director

   Mgmt    For    For    For
5.1.2   

Reelect Gilbert Achermann as Director

   Mgmt    For    For    For
5.1.3   

Reelect Andreas Amschwand as Director

   Mgmt    For    For    For
5.1.4   

Reelect Heinrich Baumann as Director

   Mgmt    For    For    For
5.1.5   

Reelect Paul Chow as Director

   Mgmt    For    For    For
5.1.6   

Reelect Claire Giraut as Director

   Mgmt    For    For    For
5.1.7   

Reelect Gareth Penny as Director

   Mgmt    For    For    For
5.1.8   

Reelect Charles Stonehill as Director

   Mgmt    For    For    For
5.2   

Elect Ann Almeida as Director

   Mgmt    For    For    For
5.3   

Elect Daniel Sauter as Board Chairman

   Mgmt    For    For    For
5.4.1   

Appoint Ann Almeida as Member of the Compensation Committee

   Mgmt    For    For    For
5.4.2   

Appoint Gilbert Achermann as Member of the Compensation Committee

   Mgmt    For    For    For
5.4.3   

Appoint Heinrich Baumann as Member of the Compensation Committee

   Mgmt    For    For    For
5.4.4   

Appoint Gareth Penny as Member of the Compensation Committee

   Mgmt    For    For    For
6   

Ratify KPMG AG as Auditors

   Mgmt    For    For    For
7   

Designate Marc Nater as Independent Proxy

   Mgmt    For    For    For
8   

Transact Other Business (Voting)

   Mgmt    For    Against    Against

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    04/14/2016   Country:    France   Primary Security ID:    F58485115
Record Date:    04/11/2016   Meeting Type:    Annual/Special   Ticker:    MC
     Shares Voted:    6,924     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

LVMH Moet Hennessy Louis Vuitton

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    Against
4  

Approve Allocation of Income and Dividends of EUR 3.55 per Share

   Mgmt    For    For    For
5  

Reelect Bernard Arnault as Director

   Mgmt    For    Refer    Against
6  

Reelect Bernadette Chirac as Director

   Mgmt    For    For    For
7  

Reelect Charles de Croisset as Director

   Mgmt    For    For    For
8  

Reelect Hubert Vedrine as Director

   Mgmt    For    Refer    Against
9  

Elect Clara Gaymard as Director

   Mgmt    For    For    For
10  

Elect Natacha Valla as Director

   Mgmt    For    For    For
11  

Appoint Ernst and Young Audit as Auditor

   Mgmt    For    For    For
12  

Appoint Mazars as Auditor

   Mgmt    For    For    For
13  

Appoint Philippe Castagnac as Alternate Auditor

   Mgmt    For    For    For
14  

Renew Appointment of Auditex as Alternate Auditor

   Mgmt    For    For    For
15  

Advisory Vote on Compensation of Bernard Arnault, CEO and Chairman

   Mgmt    For    Refer    Against
16  

Advisory Vote on Compensation of Antonio Belloni, Vice-CEO

   Mgmt    For    Refer    Against
17  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
18  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
19  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
20  

Amend Article 5 of Bylaws Re: Company Duration

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Vinci

 

Meeting Date:    04/19/2016   Country:    France   Primary Security ID:    F5879X108
Record Date:    04/14/2016   Meeting Type:    Annual/Special   Ticker:    DG
     Shares Voted:    32,486     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.84 per Share

   Mgmt    For    For    For
4  

Reelect Jean-Pierre Lamoure as Director

   Mgmt    For    For    For
5  

Ratify Appointment of Qatar Holding LLC as Director

   Mgmt    For    For    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Advisory Vote on Compensation of Xavier Huillard, Chairman and CEO

   Mgmt    For    For    For
8  

Advisory Vote on Compensation of Pierre Coppey, Vice-CEO

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
9  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
10  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
11  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
12  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against
13  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Atlantia SPA

 

Meeting Date:    04/21/2016   Country:    Italy   Primary Security ID:    T05404107
Record Date:    04/12/2016   Meeting Type:    Annual   Ticker:    ATL
     Shares Voted:    108,456     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Atlantia SPA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements, Statutory Reports, and Allocation of Income

   Mgmt    For    For    For
2  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    Refer    For
3.a  

Fix Number of Directors

   Mgmt    For    Refer    For
 

Appoint Directors - Choose One of the Following Slates

   Mgmt         
3.b.1  

Slate 1 Submitted by Sintonia SpA

   SH    None    Refer    Do Not Vote
3.b.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
3.c  

Elect Board Chair

   Mgmt    None    For    For
3.d  

Approve Remuneration of Directors

   Mgmt    For    Refer    Against
4  

Approve Remuneration Report

   Mgmt    For    For    For
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

   Mgmt    None    Refer    Against

Heineken NV

 

Meeting Date:    04/21/2016   Country:    Netherlands   Primary Security ID:    N39427211
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    HEIA
     Shares Voted:    26,573     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting

   Mgmt         
1a  

Receive Report of Management Board (Non-Voting)

   Mgmt         
1b  

Discuss Remuneration Report Containing Remuneration Policy for Management Board Members

   Mgmt         
1c  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
1d  

Receive Explanation on Dividend Policy

   Mgmt         
1e  

Approve Dividends of EUR 1.30 Per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Heineken NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Approve Discharge of Management Board

   Mgmt    For    For    For
1g  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
2a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
2b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

   Mgmt    For    For    For
2c  

Authorize Board to Exclude Preemptive Rights from Issuance under Item 2b

   Mgmt    For    For    For
3a  

Elect G.J. Wijers to Supervisory Board

   Mgmt    For    For    For
3b  

Elect P. Mars-Wright to Supervisory Board

   Mgmt    For    For    For
3c  

Elect Y. Brunini to Supervisory Board

   Mgmt    For    For    For

Unilever NV

 

Meeting Date:    04/21/2016   Country:    Netherlands   Primary Security ID:    N8981F271
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    UNA
     Shares Voted:    54,501     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting

   Mgmt         
1  

Discussion of the Annual Report and Accounts for the 2015 financial year

   Mgmt         
2  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
3  

Approve Discharge of Executive Board Members

   Mgmt    For    For    For
4  

Approve Discharge of Non-Executive Board Members

   Mgmt    For    For    For
5  

Reelect N S Andersen as a Non-Executive Director

   Mgmt    For    For    For
6  

Reelect L M Cha as a Non-Executive Director

   Mgmt    For    For    For
7  

Reelect V Colao as a Non-Executive Director

   Mgmt    For    For    For
8  

Reelect L O Fresco as Non-Executive Director

   Mgmt    For    For    For
9  

Reelect A M Fudge as Non-Executive Director

   Mgmt    For    For    For
10  

Elect J Hartmann as a Non-Executive Director

   Mgmt    For    For    For
11  

Reelect M Ma as a Non-Executive Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Unilever NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Reelect P G J M Polman as an Executive Director

   Mgmt    For    For    For
13  

Reelect J Rishton as a Non-Executive Director

   Mgmt    For    For    For
14  

Reelect F Sijbesma as a Non-Executive Director

   Mgmt    For    For    For
15  

Elect M Dekkers as a Non-Executive Director

   Mgmt    For    For    For
16  

Elect S Masiyiwa as a Non-Executive Director

   Mgmt    For    For    For
17  

Elect Y Moon as a Non-Executive Director

   Mgmt    For    For    For
18  

Elect G Pitkethly as an Executive Director

   Mgmt    For    For    For
19  

Ratify KPMG as Auditors

   Mgmt    For    For    For
20  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
21  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
22  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
23  

Close Meeting

   Mgmt         

HSBC Holdings plc

 

Meeting Date:    04/22/2016   Country:    United Kingdom   Primary Security ID:    G4634U169
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    HSBA
     Shares Voted:    369,085     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4(a)  

Elect Henri de Castries as Director

   Mgmt    For    For    For
4(b)  

Elect Irene Lee as Director

   Mgmt    For    For    For
4(c)  

Elect Pauline van der Meer Mohr as Director

   Mgmt    For    For    For
4(d)  

Elect Paul Walsh as Director

   Mgmt    For    For    For
4(e)  

Re-elect Phillip Ameen as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

HSBC Holdings plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4(f)  

Re-elect Kathleen Casey as Director

   Mgmt    For    For    For
4(g)  

Re-elect Laura Cha as Director

   Mgmt    For    For    For
4(h)  

Re-elect Lord Evans of Weardale as Director

   Mgmt    For    For    For
4(i)  

Re-elect Joachim Faber as Director

   Mgmt    For    For    For
4(j)  

Re-elect Douglas Flint as Director

   Mgmt    For    For    For
4(k)  

Re-elect Stuart Gulliver as Director

   Mgmt    For    For    For
4(l)  

Re-elect Sam Laidlaw as Director

   Mgmt    For    For    For
4(m)  

Re-elect John Lipsky as Director

   Mgmt    For    For    For
4(n)  

Re-elect Rachel Lomax as Director

   Mgmt    For    For    For
4(o)  

Re-elect Iain Mackay as Director

   Mgmt    For    For    For
4(p)  

Re-elect Heidi Miller as Director

   Mgmt    For    For    For
4(q)  

Re-elect Marc Moses as Director

   Mgmt    For    For    For
4(r)  

Re-elect Jonathan Symonds as Director

   Mgmt    For    For    For
5  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Authorise the Group Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
7  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Authorise Directors to Allot Any Repurchased Shares

   Mgmt    For    Refer    For
10  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
11  

Authorise Issue of Equity in Relation to Contingent Convertible Securities

   Mgmt    For    Refer    For
12  

Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities

   Mgmt    For    Refer    For
13  

Approve Scrip Dividend Scheme

   Mgmt    For    For    For
14  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Lonza Group Ltd.

 

Meeting Date:    04/22/2016   Country:    Switzerland   Primary Security ID:    H50524133
Record Date:      Meeting Type:    Annual   Ticker:    LONN
     Shares Voted:    16,768     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
4  

Approve Allocation of Income and Dividends of CHF 2.50 per Share

   Mgmt    For    For    For
5.1a  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
5.1b  

Reelect Werner Bauer as Director

   Mgmt    For    For    For
5.1c  

Reelect Thomas Ebeling as Director

   Mgmt    For    For    For
5.1d  

Reelect Jean-Daniel Gerber as Director

   Mgmt    For    For    For
5.1e  

Reelect Barbara Richmond as Director

   Mgmt    For    For    For
5.1f  

Reelect Margot Scheltema as Director

   Mgmt    For    For    For
5.1g  

Reelect Rolf Soiron as Director

   Mgmt    For    For    For
5.1h  

Reelect Juergen Steinemann as Director

   Mgmt    For    For    For
5.1i  

Reelect Antonio Trius as Director

   Mgmt    For    For    For
5.2  

Elect Christoph Maeder as Director

   Mgmt    For    For    For
5.3  

Reelect Rolf Soiron as Board Chairman

   Mgmt    For    For    For
5.4a  

Appoint Thomas Ebeling as Member of the Nomination and Compensation Committee

   Mgmt    For    For    For
5.4b  

Appoint Jean-Daniel Gerber as Member of the Nomination and Compensation Committee

   Mgmt    For    For    For
5.4c  

Appoint Christoph Maeder as Member of the Nomination and Compensation Committee

   Mgmt    For    For    For
5.4d  

Appoint Juergen Steinemann as Member of the Nomination and Compensation Committee

   Mgmt    For    For    For
6  

Ratify KPMG AG as Auditors

   Mgmt    For    For    For
7  

Designate Daniel Pluess as Independent Proxy

   Mgmt    For    For    For
8  

Approve Remuneration of Directors in the Amount of CHF 2.96 Million

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Lonza Group Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9.1  

Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 4.02 Million

   Mgmt    For    Refer    For
9.2  

Approve Maximum Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 3.31 Million

   Mgmt    For    Refer    For
9.3  

Approve Maximum Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 5.67 Million

   Mgmt    For    Refer    For
10  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

ING Groep NV

 

Meeting Date:    04/25/2016   Country:    Netherlands   Primary Security ID:    N4578E413
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    INGA
     Shares Voted:    353,264     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.a  

Receive Report of Management Board (Non-Voting)

   Mgmt         
2.b  

Receive Announcements on Sustainability

   Mgmt         
2.c  

Receive Report of Supervisory Board (Non-Voting)

   Mgmt         
2.d  

Discuss Remuneration Report

   Mgmt         
2.e  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3.a  

Receive Explanation on Profit Retention and Distribution Policy

   Mgmt         
3.b  

Approve Dividends of EUR 0.65 Per Share

   Mgmt    For    For    For
4.a  

Approve Discharge of Management Board

   Mgmt    For    For    For
4.b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5.a  

Amend Articles to Change the Governance of the Company Re: Abolish Depositary Receipt Structure and Introduction of Other Governance Related Changes

   Mgmt    For    Refer    For
5.b  

Amend Articles Re: European Bank Recovery and Resolution Directive

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

ING Groep NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5.c  

Discussion of Executive Board Profile

   Mgmt         
5.d  

Discussion of Supervisory Board Profile

   Mgmt         
6  

Approve Remuneration Policy for Members of the Supervisory Board

   Mgmt    For    Refer    For
7  

Elect Wilfred Nagel to Management Board

   Mgmt    For    For    For
8  

Elect Ann Sherry AO to Supervisory Board

   Mgmt    For    For    For
9.a  

Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital

   Mgmt    For    For    For
9.b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
11  

Other Business (Non-Voting)

   Mgmt         

Axa

 

Meeting Date:    04/27/2016   Country:    France   Primary Security ID:    F06106102
Record Date:    04/22/2016   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    243,369     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.10 per Share

   Mgmt    For    For    For
4  

Advisory Vote on Compensation of Henri de Castries, Chairman and CEO

   Mgmt    For    For    For
5  

Advisory Vote on Compensation of Denis Duverne, Vice CEO

   Mgmt    For    For    For
6  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
7  

Reelect Stefan Lippe as Director

   Mgmt    For    For    For
8  

Reelect Francois Martineau as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Axa

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9  

Elect Irene Dorner as Director

   Mgmt    For    For    For
10  

Elect Angelien Kemna as Director

   Mgmt    For    For    For
11  

Reelect Doina Palici Chehab as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
12  

Elect Alain Raynaud as Representative of Employee Shareholders to the Board

   Mgmt    Against    Refer    Against
13  

Elect Martin Woll as Representative of Employee Shareholders to the Board

   Mgmt    Against    Refer    Against
14  

Renew Appointment of Mazars as Auditor

   Mgmt    For    For    For
15  

Renew Appointment of Emmanuel Charnavel as Alternate Auditor

   Mgmt    For    For    For
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
19  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against
20  

Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Pension Contribution

   Mgmt    For    Refer    For
21  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
22  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Genel Energy plc

 

Meeting Date:    04/27/2016   Country:    Jersey   Primary Security ID:    G3791G104
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    GENL
     Shares Voted:    1,442,842     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Genel Energy plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Re-elect Tony Hayward as a Director

   Mgmt    For    Refer    For
4  

Elect Murat Ozgul as a Director

   Mgmt    For    For    For
5  

Elect Simon Lockett as a Director

   Mgmt    For    For    For
6  

Re-elect Mehmet Ogutcu as a Director

   Mgmt    For    For    For
7  

Re-elect George Rose as a Director

   Mgmt    For    For    For
8  

Re-elect Nathaniel Rothschild as a Director

   Mgmt    For    For    For
9  

Re-elect Chakib Sbiti as a Director

   Mgmt    For    For    For
10  

Re-elect Gulsun Williams as a Director

   Mgmt    For    For    For
11  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
12  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
13  

Approve Political Donations

   Mgmt    For    For    For
 

Special Resolutions

   Mgmt         
14  

Approve Share Repurchase Program

   Mgmt    For    For    For
15  

Authorize the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Glanbia plc

 

Meeting Date:    04/27/2016   Country:    Ireland   Primary Security ID:    G39021103
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    GL9
     Shares Voted:    130,450     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Patsy Ahern as a Director

   Mgmt    For    For    For
3b  

Re-elect Henry Corbally as a Director

   Mgmt    For    Refer    Against
3c  

Re-elect Jer Doheny as a Director

   Mgmt    For    For    For
3d  

Re-elect Mark Garvey as a Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Glanbia plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3e  

Elect Jim Gilsenan as a Director

   Mgmt    For    For    For
3f  

Re-elect Vincent Gorman as a Director

   Mgmt    For    For    For
3g  

Elect Tom Grant as a Director

   Mgmt    For    For    For
3h  

Re-elect Brendan Hayes as a Director

   Mgmt    For    For    For
3i  

Elect Patrick Hogan as a Director

   Mgmt    For    For    For
3j  

Re-elect Martin Keane as a Director

   Mgmt    For    Refer    Against
3k  

Re-elect Michael Keane as a Director

   Mgmt    For    For    For
3l  

Re-elect Hugh McGuire as a Director

   Mgmt    For    For    For
3m  

Re-elect Matthew Merrick as a Director

   Mgmt    For    For    For
3n  

Re-elect John Murphy as a Director

   Mgmt    For    For    For
3o  

Re-elect Patrick Murphy as a Director

   Mgmt    For    Refer    Against
3p  

Re-elect Brian Phelan as a Director

   Mgmt    For    For    For
3q  

Re-elect Eamon Power as a Director

   Mgmt    For    For    For
3r  

Re-elect Siobhan Talbot as a Director

   Mgmt    For    For    For
3s  

Re-elect Patrick Coveney as a Director

   Mgmt    For    For    For
3t  

Re-elect Donard Gaynor as a Director

   Mgmt    For    For    For
3u  

Re-elect Paul Haran as a Director

   Mgmt    For    For    For
3v  

Re-elect Dan O’Connor as a Director

   Mgmt    For    For    For
4  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5  

Approve Remuneration Report

   Mgmt    For    For    For
6  

Appoint Deloitte as Auditors of the Company

   Mgmt    For    For    For
 

Special Business - Ordinary Resolution

   Mgmt         
7  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights

   Mgmt    For    For    For
 

Special Business - Special Resolutions

   Mgmt         
8  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
9  

Authorize the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For
10  

Amend Articles of Association

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Intesa SanPaolo SPA

 

Meeting Date:    04/27/2016   Country:    Italy   Primary Security ID:    T55067101
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    ISP
     Shares Voted:    843,221     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Allocation of Income

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
2.a  

Fix Number of Directors

   SH    For    Refer    For
 

Appoint Directors (Slate Election) - Choose One of the Following Slates

   Mgmt         
2.b.1  

Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   SH    None    Refer    For
2.b.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    Do Not Vote
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
2.c  

Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman

   SH    None    For    For
 

Management Proposal

   Mgmt         
3.a  

Approve Remuneration Report

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
3.b  

Approve Remuneration of Directors

   SH    None    For    For
 

Management Proposals

   Mgmt         
3.c  

Remuneration Policies for Employees and Non-Employed Staff

   Mgmt    For    For    For
3.d  

Fix Maximum Variable Compensation Ratio

   Mgmt    For    For    For
3.e  

Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    Refer    For
3.f  

Approve Severance Agreements

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

JUST EAT plc

 

Meeting Date:    04/27/2016   Country:    United Kingdom   Primary Security ID:    G5215U106
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    JE.
     Shares Voted:    371,347     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect John Hughes as Director

   Mgmt    For    For    For
4  

Re-elect David Buttress as Director

   Mgmt    For    For    For
5  

Re-elect Mike Wroe as Director

   Mgmt    For    For    For
6  

Re-elect Gwyn Burr as Director

   Mgmt    For    For    For
7  

Re-elect Frederic Coorevits as Director

   Mgmt    For    For    For
8  

Re-elect Andrew Griffith as Director

   Mgmt    For    For    For
9  

Elect Diego Oliva as Director

   Mgmt    For    For    For
10  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
11  

Authorise Audit Committee of the Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
12  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
13  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
14  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
15  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
16  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Kerry Group plc

 

Meeting Date:    04/27/2016   Country:    Ireland   Primary Security ID:    G52416107
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    KRZ
     Shares Voted:    14,034     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Reelect Michael Ahern as a Director

   Mgmt    For    Refer    Against
3b  

Reelect Gerry Behan as a Director

   Mgmt    For    For    For
3c  

Reelect Hugh Brady as a Director

   Mgmt    For    For    For
3d  

Reelect Patrick Casey as a Director

   Mgmt    For    Refer    Against
3e  

Reelect James Devane as a Director

   Mgmt    For    Refer    Against
3f  

Reelect Karin Dorrepaal as a Director

   Mgmt    For    For    For
3g  

Reelect Michael Dowling as a Director

   Mgmt    For    For    For
3h  

Reelect Joan Garahy as a Director

   Mgmt    For    For    For
3i  

Reelect Flor Healy as a Director

   Mgmt    For    For    For
3j  

Reelect James Kenny as a Director

   Mgmt    For    For    For
3k  

Reelect Stan McCarthy as a Director

   Mgmt    For    For    For
3l  

Reelect Brian Mehigan as a Director

   Mgmt    For    For    For
3m  

Elect Tom Moran as a Director

   Mgmt    For    For    For
3n  

Reelect John O’Connor as a Director

   Mgmt    For    Refer    Against
3o  

Reelect Philip Toomey as a Director

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
5  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Approve Remuneration Report

   Mgmt    For    For    For
7  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights

   Mgmt    For    For    For
8  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
9  

Authorize Share Repurchase Program

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Snam SpA

 

Meeting Date:    04/27/2016   Country:    Italy   Primary Security ID:    T8578N103
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    SRG
     Shares Voted:    191,891     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Fix Number of Directors

   Mgmt    For    Refer    For
5  

Fix Board Terms for Directors

   Mgmt    For    Against    Against
 

Appoint Directors (Slate Election) - Choose One of the Following Slates

   Mgmt         
6.1  

Slate 1 Submitted by CDP Reti SpA

   SH    None    Refer    Do Not Vote
6.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
6.3  

Slate 3 Submitted by Inarcassa

   SH    None    Refer    Do Not Vote
7  

Elect Board Chair

   Mgmt    None    Refer    For
8  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
 

Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates

   Mgmt         
9.1  

Slate 1 Submitted by CDP Reti Spa

   SH    None    Refer    Against
9.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
10  

Appoint Chairman of Internal Statutory Auditors

   SH    None    For    For
11  

Approve Internal Auditors’ Remuneration

   Mgmt    For    Refer    For
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

   Mgmt    None    Refer    Against

Airbus Group

 

Meeting Date:    04/28/2016   Country:    Netherlands   Primary Security ID:    N0280E105
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    AIR
     Shares Voted:    18,005     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Airbus Group

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting

   Mgmt         
1  

Open Meeting

   Mgmt         
2.1  

Discussion on Company’s Corporate Governance Structure

   Mgmt         
2.2  

Receive Report on Business and Financial Statements

   Mgmt         
2.3  

Discuss Remuneration Report Containing Remuneration Policy

   Mgmt         
2.4  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3  

Discussion of Agenda Items

   Mgmt         
4.1  

Adopt Financial Statements

   Mgmt    For    For    For
4.2  

Approve Allocation of Income and Dividends of EUR 1.30per Share

   Mgmt    For    For    For
4.3  

Approve Discharge of Non-Executive Members of the Board of Directors

   Mgmt    For    For    For
4.4  

Approve Discharge of Executive Members of the Board of Directors

   Mgmt    For    For    For
4.5  

Ratify Ernst & Young Accountants LLP as Auditors

   Mgmt    For    For    For
4.6  

Approve Amendments to Remuneration Policy

   Mgmt    For    For    For
4.7  

Reelect Denis Ranque as Non-Executive Director

   Mgmt    For    For    For
4.8  

Reelect Thomas Enders as Executive Director

   Mgmt    For    For    For
4.9  

Reelect Ralph D. Crosby, Jr. as Non-Executive Director

   Mgmt    For    For    For
4.10  

Reelect Hans-Peter Keitel as Non-Executive Director

   Mgmt    For    For    For
4.11  

Reelect Hermann-Josef Lamberti as Non-Executive Director

   Mgmt    For    For    For
4.12  

Reelect Lakshmi N. Mittal as Non-Executive Director

   Mgmt    For    Refer    For
4.13  

Reelect John Parker as Non-Executive Director

   Mgmt    For    Refer    For
4.14  

Reelect Jean-Claude Trichet as Non-Executive Director

   Mgmt    For    For    For
4.15  

Elect Catherine Guillouard as Non-Executive Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Airbus Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

4.16  

Elect Claudia Nemat as Non-Executive Director

   Mgmt    For    For    For
4.17  

Elect Carlos Tavares as Non-Executive Director

   Mgmt    For    For    For
4.18  

Grant Board Authority to Issue Shares Up to 0.51 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans

   Mgmt    For    For    For
4.19  

Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding

   Mgmt    For    For    For
4.20  

Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
4.21  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Close Meeting

   Mgmt         

Barclays plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G08036124
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    BARC
     Shares Voted:    1,032,565     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Elect Diane Schueneman as Director

   Mgmt    For    For    For
4  

Elect Jes Staley as Director

   Mgmt    For    For    For
5  

Elect Sir Gerry Grimstone as Director

   Mgmt    For    For    For
6  

Re-elect Mike Ashley as Director

   Mgmt    For    For    For
7  

Re-elect Tim Breedon as Director

   Mgmt    For    For    For
8  

Re-elect Crawford Gillies as Director

   Mgmt    For    For    For
9  

Re-elect Reuben Jeffery III as Director

   Mgmt    For    For    For
10  

Re-elect John McFarlane as Director

   Mgmt    For    For    For
11  

Re-elect Tushar Morzaria as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Barclays plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

12  

Re-elect Dambisa Moyo as Director

   Mgmt    For    For    For
13  

Re-elect Diane de Saint Victor as Director

   Mgmt    For    For    For
14  

Re-elect Steve Thieke as Director

   Mgmt    For    For    For
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
16  

Authorise Board Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes

   Mgmt    For    Refer    For
21  

Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
24  

Approve Scrip Dividend Programme

   Mgmt    For    For    For

Barclays plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G08036124
Record Date:    04/26/2016   Meeting Type:    Special   Ticker:    BARC
     Shares Voted:    1,032,565     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Disposal of Barclays Group’s Shareholding in Barclays Africa Group Limited

   Mgmt    For    Refer    For

CRH plc

 

Meeting Date:    04/28/2016   Country:    Ireland   Primary Security ID:    G25508105
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    CRG
     Shares Voted:    115,357     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

CRH plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Remuneration Policy

   Mgmt    For    Refer    Against
5  

Approve Increase in the Aggregate Limit of Fees Payable to Non-executive Directors

   Mgmt    For    Refer    For
6(a)  

Re-elect Ernst Bartschi as Director

   Mgmt    For    For    For
6(b)  

Re-elect Maeve Carton as Director

   Mgmt    For    For    For
6(c)  

Re-elect Nicky Hartery as Director

   Mgmt    For    For    For
6(d)  

Re-elect Patrick Kennedy as Director

   Mgmt    For    For    For
6(e)  

Elect Rebecca McDonald as Director

   Mgmt    For    For    For
6(f)  

Re-elect Donald McGovern Jr. as Director

   Mgmt    For    For    For
6(g)  

Re-elect Heather Ann McSharry as Director

   Mgmt    For    For    For
6(h)  

Re-elect Albert Manifold as Director

   Mgmt    For    For    For
6(i)  

Elect Senan Murphy as Director

   Mgmt    For    For    For
6(j)  

Re-elect Lucinda Riches as Director

   Mgmt    For    For    For
6(k)  

Re-elect Henk Rottinghuis as Director

   Mgmt    For    For    For
6(l)  

Elect William Teuber Jr. as Director

   Mgmt    For    For    For
6(m)  

Re-elect Mark Towe as Director

   Mgmt    For    For    For
7  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
8  

Reappoint Ernst & Young as Auditors

   Mgmt    For    For    For
9  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
10  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
12  

Authorise Reissuance of Treasury Shares

   Mgmt    For    Against    For
13  

Approve Scrip Dividend Program

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Shire plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    109,242     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Re-elect Dr Steven Gillis as Director

   Mgmt    For    For    For
7  

Re-elect Dr David Ginsburg as Director

   Mgmt    For    For    For
8  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
9  

Elect Sara Mathew as Director

   Mgmt    For    For    For
10  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
11  

Re-elect Dr Flemming Ornskov as Director

   Mgmt    For    For    For
12  

Elect Jeffrey Poulton as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Increase in Authorised Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
19  

Adopt New Articles of Association

   Mgmt    For    Refer    For
20  

Authorise the Company to Call General Meeting with Two Week’s Notice

   Mgmt    For    For    For

Suez Environnement Company

 

Meeting Date:    04/28/2016   Country:    France   Primary Security ID:    F4984P118
Record Date:    04/25/2016   Meeting Type:    Annual/Special   Ticker:    SEV
     Shares Voted:    127,375     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Suez Environnement Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 0.65 per Share

   Mgmt    For    For    For
4  

Reelect Gerard Mestrallet as Director

   Mgmt    For    For    For
5  

Reelect Jean-Louis Chaussade as Director

   Mgmt    For    For    For
6  

Reelect Delphine Ernotte Cunci as Director

   Mgmt    For    For    For
7  

Reelect Isidro Faine Casas as Director

   Mgmt    For    Refer    For
8  

Ratify Appointment of Judith Hartmann as Director

   Mgmt    For    For    For
9  

Ratify Appointment of Pierre Mongin as Director

   Mgmt    For    For    For
10  

Elect Miriem Bensalah Chaqroun as Director

   Mgmt    For    For    For
11  

Elect Belen Garijo as Director

   Mgmt    For    For    For
12  

Elect Guillaume Thivolle as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
13  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
14  

Advisory Vote on Compensation of Gerard Mestrallet, Chairman

   Mgmt    For    For    For
15  

Advisory Vote on Compensation of Jean Louis Chaussade, CEO

   Mgmt    For    For    For
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Change Company Name to SUEZ and Amend Article 2 of Bylaws Accordingly

   Mgmt    For    For    For
18  

Amend Article 11 of Bylaws Re: Chairman Age Limit

   Mgmt    For    Refer    For
19  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
20  

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans (With Performance Conditions Attached)

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Suez Environnement Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
23  

Approve Restricted Stock Plan in Connection with Employee Stock Purchase Plans

   Mgmt    For    For    For
24  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Tullow Oil plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G91235104
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    TLW
     Shares Voted:    748,040     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Tutu Agyare as Director

   Mgmt    For    For    For
4  

Re-elect Mike Daly as Director

   Mgmt    For    For    For
5  

Re-elect Anne Drinkwater as Director

   Mgmt    For    For    For
6  

Re-elect Ann Grant as Director

   Mgmt    For    For    For
7  

Re-elect Aidan Heavey as Director

   Mgmt    For    For    For
8  

Re-elect Steve Lucas as Director

   Mgmt    For    For    For
9  

Re-elect Angus McCoss as Director

   Mgmt    For    For    For
10  

Re-elect Paul McDade as Director

   Mgmt    For    For    For
11  

Re-elect Ian Springett as Director

   Mgmt    For    For    For
12  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
13  

Re-elect Jeremy Wilson as Director

   Mgmt    For    For    For
14  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Tullow Oil plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

UCB SA

 

Meeting Date:    04/28/2016   Country:    Belgium   Primary Security ID:    B93562120
Record Date:    04/14/2016   Meeting Type:    Annual/Special   Ticker:    UCB
     Shares Voted:    30,307     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting/Special Meeting

   Mgmt         
 

Annual Part

   Mgmt         
1  

Receive Directors’ Report (Non-Voting)

   Mgmt         
2  

Receive Auditors’ Report (Non-Voting)

   Mgmt         
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
4  

Approve Financial Statements and Allocation of Income, Including Dividends of EUR 1.10 per Share

   Mgmt    For    For    For
5  

Approve Remuneration Report

   Mgmt    For    For    For
6  

Approve Discharge of Directors

   Mgmt    For    For    For
7  

Approve Discharge of Auditors

   Mgmt    For    For    For
8.1a  

Reelect Harriet Edelman as Director

   Mgmt    For    For    For
8.1b  

Indicate Harriet Edelman as Independent Board Member

   Mgmt    For    For    For
8.2  

Reelect Charles-Antoine Janssen as Director

   Mgmt    For    For    For
8.3a  

Elect Ulf Wiinberg as Director

   Mgmt    For    For    For
8.3b  

Indicate Ulf Wiinberg as Independent Board Member

   Mgmt    For    For    For
8.4a  

Elect Pierre Gurdjian as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

UCB SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8.4b  

Indicate Pierre Gurdjian as Independent Board Member

   Mgmt    For    For    For
 

Special Part

   Mgmt         
9  

Approve Restricted Stock Plan Re: Issuance of 1,004,000 Restricted Shares

   Mgmt    For    Refer    For
10.1  

Approve Change-of-Control Clause Re : EMTN Program

   Mgmt    For    Refer    For
10.2  

Approve Change-of-Control Clause Re : EIB Loan Facility

   Mgmt    For    Refer    For
 

Extraordinary Part

   Mgmt         
E.1  

Receive Special Board Report

   Mgmt         
E.2  

Renew Authorization to Increase Share Capital within the Framework of Authorized Capital

   Mgmt    For    For    For
E.3  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
E.4  

Amend Articles Re: Delete Transitional Measure on Bearer Shares

   Mgmt    For    For    For

Bayer AG

 

Meeting Date:    04/29/2016   Country:    Germany   Primary Security ID:    D0712D163
Record Date:      Meeting Type:    Annual   Ticker:    BAYN
     Shares Voted:    18,174     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.50 per Share for Fiscal 2015

   Mgmt    For    For    For
2  

Approve Discharge of Management Board for Fiscal 2015

   Mgmt    For    For    For
3  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
4.1  

Elect Johanna Faber to the Supervisory Board

   Mgmt    For    For    For
4.2  

Elect Wolfgang Plischke to the Supervisory Board

   Mgmt    For    For    For
5  

Approve Remuneration System for Management Board Members

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Bayer AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6

 

Ratify PricewaterhouseCoopers as Auditors for Fiscal 2016

   Mgmt    For    For    For

7

 

Ratify Deloitte & Touche GmbH as Auditors for the First Quarter of Fiscal 2017

   Mgmt    For    For    For

Ingenico Group

 

Meeting Date:    04/29/2016   Country:    France   Primary Security ID:    F5276G104
Record Date:    04/26/2016   Meeting Type:    Annual/Special   Ticker:    ING
     Shares Voted:    27,316     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.30 per Share

   Mgmt    For    For    For
4  

Approve Stock Dividend Program (Cash or New Shares)

   Mgmt    For    For    For
5  

Acknowledge Auditors’ Special Report on Related-Party Transactions, Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
6  

Approve Agreement with Philippe Lazare, Chairman and CEO

   Mgmt    For    Refer    For
7  

Renew Appointment of Mazars as Auditor

   Mgmt    For    For    For
8  

Renew Appointment of Jean-Louis Simon as Alternate Auditor

   Mgmt    For    For    For
9  

Appoint KPMG SA as Auditor

   Mgmt    For    For    For
10  

Appoint Salustro Reydel SA as Alternate Auditor

   Mgmt    For    For    For
11  

Ratify the Appointment of Colette Lewiner as Director

   Mgmt    For    For    For
12  

Elect Bernard Bourigeaud as Director

   Mgmt    For    For    For
13  

Decision not to Renew the Mandate of Jean-Pierre Cojan

   Mgmt    For    For    For
14  

Reelect Diaa Elyaacoubi as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Ingenico Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

15  

Reelect Florence Parly as Director

   Mgmt    For    For    For
16  

Reelect Thibault Poutrel as Director

   Mgmt    For    For    For
17  

Reelect Philippe Lazare as Director

   Mgmt    For    Refer    Against
18  

Advisory Vote on Compensation of Philipe Lazare, CEO and Chairman

   Mgmt    For    For    For
19  

Approve Remuneration of Directors in the Aggregate Amount of EUR 550,000

   Mgmt    For    Refer    For
20  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
21  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
22  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of
EUR 30 Million

   Mgmt    For    For    For
23  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 6,099,060

   Mgmt    For    For    For
24  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 6,099,060

   Mgmt    For    Refer    For
25  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
26  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Against    Against
27  

Set Total Limit for Capital Increase to Result from Issuance Requests under Items 23-26 at 10 Percent of Issued Share Capital

   Mgmt    For    Against    Against
28  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
29  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries

   Mgmt    For    For    For
30  

Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against
31  

Amend Article 12 of Bylaws Re: Directors’ Length of Term

   Mgmt    For    Refer    For
32  

Amend Article 17 of Bylaws Re: Censors’ Length of Term

   Mgmt    For    Refer    For
33  

Approve Spin-Off Agreement with Ingenico France

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Ingenico Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

34  

Approve Spin-Off Agreement with Ingenico Terminals

   Mgmt    For    Refer    For
35  

Approve Spin-Off Agreement with Ingenico Business Support

   Mgmt    For    Refer    For
36  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Koninklijke DSM NV

 

Meeting Date:    04/29/2016   Country:    Netherlands   Primary Security ID:    N5017D122
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    DSM
     Shares Voted:    59,227     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Receive Report of Management Board (Non-Voting)

   Mgmt         
3  

Discuss Remuneration Report

   Mgmt         
4  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
5a  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
5b  

Approve Dividends of EUR 1.65 Per Share

   Mgmt    For    For    For
6a  

Approve Discharge of Management Board

   Mgmt    For    For    For
6b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
7a  

Reelect Eileen Kennedy to Supervisory Board

   Mgmt    For    For    For
7b  

Reelect Victoria Haynes to Supervisory Board

   Mgmt    For    For    For
7c  

Elect Pradeep Pant to Supervisory Board

   Mgmt    For    For    For
8  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
9a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For
9b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Koninklijke DSM NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
12  

Allow Questions

   Mgmt         
13  

Close Meeting

   Mgmt         

Merck KGaA

 

Meeting Date:    04/29/2016   Country:    Germany   Primary Security ID:    D5357W103
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    MRK
     Shares Voted:    33,144     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)

   Mgmt         
2  

Accept Financial Statements and Statutory Reports for Fiscal 2015

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.05 per Share

   Mgmt    For    For    For
4  

Approve Discharge of Management Board for Fiscal 2015

   Mgmt    For    For    For
5  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
6  

Ratify KPMG AG as Auditors for Fiscal 2016

   Mgmt    For    For    For
7  

Amend Articles Re: Changes in German Commercial Code and German Stock Corporation Act

   Mgmt    For    For    For

Renault

 

Meeting Date:    04/29/2016   Country:    France   Primary Security ID:    F77098105
Record Date:    04/26/2016   Meeting Type:    Annual/Special   Ticker:    RNO
     Shares Voted:    66,412     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Renault

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.40 per Share

   Mgmt    For    For    For
4  

Acknowledge Auditors’ Special Report on Related-Party Transactions Regarding Ongoing Transactions

   Mgmt    For    Refer    For
5  

Approve Transaction with the French State

   Mgmt    For    Refer    Against
6  

Approve Transaction with Nissan

   Mgmt    For    Refer    For
7  

Acknowledge Auditor’s Special Reports Re: Remuneration of Redeemable Shares

   Mgmt    For    For    For
8  

Advisory Vote on Compensation of Carlos Ghosn, Chairman and CEO

   Mgmt    For    Refer    Against
9  

Reelect Thierry Desmarest as Director

   Mgmt    For    For    For
10  

Elect Olivia Qiu as Director

   Mgmt    For    For    For
11  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
14  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million

   Mgmt    For    For    For
15  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million

   Mgmt    For    For    For
16  

Approve Issuance of Equity or Equity-Linked Securities for up to EUR 60 Million for Private Placements

   Mgmt    For    Refer    For
17  

Authorize Capital Increase of Up to EUR 120 Million for Future Exchange Offers

   Mgmt    For    For    For
18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
19  

Authorize Capitalization of Reserves of Up to EUR1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    Against    Against
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
 

Ordinary Business

   Mgmt         
21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Engie

 

Meeting Date:    05/03/2016   Country:    France   Primary Security ID:    F7629A107
Record Date:    04/28/2016   Meeting Type:    Annual/Special   Ticker:    ENGI
     Shares Voted:    71,466     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions; Acknowledge Ongoing Transactions

   Mgmt    For    Refer    Against
5  

Approve Additional Pension Scheme in Favor of Isabelle Kocher; Acknowledge Waiver of Agreement

   Mgmt    For    Refer    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Reelect Gerard Mestrallet as Director

   Mgmt    For    For    For
8  

Reelect Isabelle Kocher as Director

   Mgmt    For    For    For
9  

Elect Sir Peter Ricketts as Director

   Mgmt    For    For    For
10  

Elect Fabrice Bregier as Director

   Mgmt    For    For    For
11  

Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO

   Mgmt    For    For    For
12  

Advisory Vote on Compensation of Isabelle Kocher, Vice-CEO

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
13  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Engie

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

14  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million

   Mgmt    For    For    For
15  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million

   Mgmt    For    Refer    For
16  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 13 to 15

   Mgmt    For    For    For
17  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
18  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
19  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
20  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
21  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 18 to 20, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
22  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind, Only in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
24  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
25  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million

   Mgmt    For    Refer    For
26  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Engie

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

27  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
28  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
29  

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
30  

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for a Few Employees and Corporate Officers

   Mgmt    For    Refer    For
31  

Amend Article 13.5 of Bylaws Re: Preparation Time for Employee Representatives

   Mgmt    For    Refer    For
32  

Amend Article 16 of Bylaws Re: Chairman Age Limit

   Mgmt    For    Refer    For
33  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:    05/04/2016   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/02/2016   Meeting Type:    Annual   Ticker:    BA.
     Shares Voted:    453,751     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For
5  

Re-elect Jerry DeMuro as Director

   Mgmt    For    For    For
6  

Re-elect Harriet Green as Director

   Mgmt    For    For    For
7  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
8  

Re-elect Ian King as Director

   Mgmt    For    For    For
9  

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
10  

Re-elect Paula Rosput Reynolds as Director

   Mgmt    For    For    For
11  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
13  

Elect Elizabeth Corley as Director

   Mgmt    For    For    For
14  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Allergan plc

 

Meeting Date:    05/05/2016   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    15,283     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1.2  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1.3  

Elect Director James H. Bloem

   Mgmt    For    For    For
1.4  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.6  

Elect Director Michael R. Gallagher

   Mgmt    For    For    For
1.7  

Elect Director Catherine M. Klema

   Mgmt    For    For    For
1.8  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1.9  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1.10  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1.11  

Elect Director Ronald R. Taylor

   Mgmt    For    Refer    For
1.12  

Elect Director Fred G. Weiss

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Allergan plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4A  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
4B  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
5A  

Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election

   Mgmt    For    Refer    For
5B  

Establish Range for Size of Board

   Mgmt    For    Refer    For
6  

Approve Reduction in Share Capital

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Require Independent Board Chairman

   SH    Against    Refer    For

GKN plc

 

Meeting Date:    05/05/2016   Country:    United Kingdom   Primary Security ID:    G3900X105
Record Date:    05/03/2016   Meeting Type:    Annual   Ticker:    GKN
     Shares Voted:    530,796     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Re-elect Mike Turner as Director

   Mgmt    For    For    For
4  

Re-elect Nigel Stein as Director

   Mgmt    For    For    For
5  

Re-elect Adam Walker as Director

   Mgmt    For    For    For
6  

Elect Kevin Cummings as Director

   Mgmt    For    For    For
7  

Elect Phil Swash as Director

   Mgmt    For    For    For
8  

Re-elect Angus Cockburn as Director

   Mgmt    For    For    For
9  

Re-elect Tufan Erginbilgic as Director

   Mgmt    For    For    For
10  

Re-elect Shonaid Jemmett-Page as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

GKN plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Re-elect Richard Parry-Jones as Director

   Mgmt    For    For    For
12  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
13  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
14  

Approve Remuneration Report

   Mgmt    For    For    For
15  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Reckitt Benckiser Group plc

 

Meeting Date:    05/05/2016   Country:    United Kingdom   Primary Security ID:    G74079107
Record Date:    05/03/2016   Meeting Type:    Annual   Ticker:    RB.
     Shares Voted:    25,171     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Adrian Bellamy as Director

   Mgmt    For    For    For
6  

Re-elect Nicandro Durante as Director

   Mgmt    For    For    For
7  

Re-elect Mary Harris as Director

   Mgmt    For    For    For
8  

Re-elect Adrian Hennah as Director

   Mgmt    For    For    For
9  

Re-elect Pam Kirby as Director

   Mgmt    For    For    For
10  

Re-elect Kenneth Hydon as Director

   Mgmt    For    For    For
11  

Re-elect Rakesh Kapoor as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Reckitt Benckiser Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12  

Re-elect Andre Lacroix as Director

   Mgmt    For    For    For
13  

Re-elect Chris Sinclair as Director

   Mgmt    For    For    For
14  

Re-elect Judith Sprieser as Director

   Mgmt    For    For    For
15  

Re-elect Warren Tucker as Director

   Mgmt    For    For    For
16  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
17  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Kion Group AG

 

Meeting Date:    05/12/2016   Country:    Germany   Primary Security ID:    D4S14D103
Record Date:    04/20/2016   Meeting Type:    Annual   Ticker:    KGX
     Shares Voted:    45,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.77 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2015

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2016

   Mgmt    For    For    For
6  

Elect Christina Reuter to the Supervisory Board

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Kion Group AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

7  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For

Koninklijke Philips N.V.

 

Meeting Date:    05/12/2016   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    PHIA
     Shares Voted:    106,467     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

President’s Speech

   Mgmt         
2a  

Discuss Remuneration Report

   Mgmt         
2b  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2c  

Adopt Financial Statements

   Mgmt    For    For    For
2d  

Approve Dividends of EUR 0.80 Per Share

   Mgmt    For    For    For
2e  

Approve Discharge of Management Board

   Mgmt    For    For    For
2f  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
3  

Reelect N. Dhawan to Supervisory Board

   Mgmt    For    For    For
4  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
5a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For
5b  

Authorize Board to Exclude Preemptive Rights from Share Issuances Under 8a

   Mgmt    For    Refer    For
6  

Authorize Repurchase of Shares

   Mgmt    For    For    For
7  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
8  

Other Business (Non-Voting)

   Mgmt         

Compagnie generale des etablissements Michelin

 

Meeting Date:    05/13/2016   Country:    France   Primary Security ID:    F61824144
Record Date:    05/10/2016   Meeting Type:    Annual/Special   Ticker:    ML
     Shares Voted:    31,190     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Compagnie generale des etablissements Michelin

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of EUR 2.85 per Share

   Mgmt    For    For    For
3  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Advisory Vote on Compensation of Jean-Dominique Senard, General Manager

   Mgmt    For    For    For
7  

Reelect Anne-Sophie de La Bigne as Supervisory Board Member

   Mgmt    For    For    For
8  

Reelect Jean-Pierre Duprieu as Supervisory Board Member

   Mgmt    For    For    For
9  

Ratify Appointment of Monique Leroux as Supervisory Board Member

   Mgmt    For    For    For
10  

Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 555,000

   Mgmt    For    Refer    For
11  

Renew Appointment of PricewaterhouseCoopers Audit as Auditor

   Mgmt    For    For    For
12  

Appoint Jean-Baptiste Deschryver as Alternate Auditor

   Mgmt    For    For    For
13  

Renew Appointment of Deloitte and Associes as Auditor

   Mgmt    For    For    For
14  

Renew Appointment of B.E.A.S as Alternate Auditor

   Mgmt    For    For    For
15  

Approve Issuance of Securities Convertible into Debt, up to an Aggregate Amount of EUR2.5 Billion

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 127 Million

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Compagnie generale des etablissements Michelin

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 36 Million

   Mgmt    For    For    For
18  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 36 Million

   Mgmt    For    Refer    For
19  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
20  

Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
21  

Authorize Capital Increase of Up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions

   Mgmt    For    For    For
22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
23  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 127 Million

   Mgmt    For    Refer    For
24  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
25  

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
26  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Fresenius SE & Co KGaA

 

Meeting Date:    05/13/2016   Country:    Germany   Primary Security ID:    D27348263
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    FRE
     Shares Voted:    31,799     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of EUR 0.55 per Share

   Mgmt    For    Against    Against
3  

Approve Discharge of Personally Liable Partner for Fiscal 2015

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Fresenius SE & Co KGaA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Ratify KPMG AG as Auditors for Fiscal 2016

   Mgmt    For    For    For
6.1  

Elect Michael Albrecht to the Supervisory Board

   Mgmt    For    For    For
6.2  

Elect Michael Diekmann to the Supervisory Board

   Mgmt    For    For    For
6.3  

Elect Gerd Krick to the Supervisory Board

   Mgmt    For    For    For
6.4  

Elect Iris Loew-Friedrich to the Supervisory Board

   Mgmt    For    For    For
6.5  

Elect Klaus-Peter Mueller to the Supervisory Board

   Mgmt    For    For    For
6.6  

Elect Hauke Stars to the Supervisory Board

   Mgmt    For    For    For
7  

Elect Michael Diekmann and Gerd Krick as Members of the Joint Committee (Bundled)

   Mgmt    For    For    For

Cap Gemini

 

Meeting Date:    05/18/2016   Country:    France   Primary Security ID:    F13587120
Record Date:    05/13/2016   Meeting Type:    Annual/Special   Ticker:    CAP
     Shares Voted:    26,985     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions; Acknowledge Ongoing Transactions

   Mgmt    For    Refer    Against
4  

Approve Allocation of Income and Dividends of EUR 1.35 per Share

   Mgmt    For    For    For
5  

Advisory Vote on Compensation of Paul Hermelin, Chairman and CEO

   Mgmt    For    For    For
6  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million

   Mgmt    For    Refer    For
7  

Elect Lucia Sinapi-Thomas as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
A  

Elect Tania Castillo-Perez as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Cap Gemini

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Elect Sian Herbert-Jones as Director

   Mgmt    For    For    For
9  

Elect Carole Ferrand as Director

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
11  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
12  

Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
13  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million

   Mgmt    For    For    For
14  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 137 Million

   Mgmt    For    For    For
15  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 137 Million

   Mgmt    For    Refer    For
16  

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 14 and 15

   Mgmt    For    For    For
17  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
19  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
21  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
22  

Amend Article 11 of Bylaws Re: Director Elections

   Mgmt    For    Refer    For
23  

Amend Article 11 of Bylaws Re: Employee Representatives

   Mgmt    For    Refer    For
24  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Societe Generale

 

Meeting Date:    05/18/2016   Country:    France   Primary Security ID:    F43638141
Record Date:    05/13/2016   Meeting Type:    Annual/Special   Ticker:    GLE
     Shares Voted:    56,787     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2 per Share

   Mgmt    For    For    For
4  

Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Advisory Vote on Compensation of Lorenzo Bini Smaghi, Chairman

   Mgmt    For    For    For
6  

Advisory Vote on Compensation of Frederic Oudea, CEO

   Mgmt    For    For    For
7  

Advisory Vote on Compensation of Severin Cabannes and Bernardo Sanchez Incera, Vice CEOs

   Mgmt    For    For    For
8  

Advisory Vote on the Aggregate Remuneration Granted in 2015 to Certain Senior Management, Responsible Officers and Risk-Takers

   Mgmt    For    For    For
9  

Reelect Nathalie Rachou as Director

   Mgmt    For    For    For
10  

Elect Juan Maria Nin Genova as Director

   Mgmt    For    For    For
11  

Elect Emmanuel Roman as Director

   Mgmt    For    For    For
12  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million

   Mgmt    For    Refer    For
13  

Authorize Repurchase of Up to 5 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Societe Generale

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

14  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 403 Million and/or Capitalization of Reserves of up to EUR 550 Million

   Mgmt    For    For    For
15  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100.779 Million

   Mgmt    For    For    For
16  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
17  

Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Amount of EUR 100.779 Million

   Mgmt    For    For    For
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
19  

Authorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Executive Corporate Officers

   Mgmt    For    Refer    For
20  

Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees

   Mgmt    For    Refer    For
21  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
22  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Thales

 

Meeting Date:    05/18/2016   Country:    France   Primary Security ID:    F9156M108
Record Date:    05/13/2016  

Meeting Type:

   Annual/Special   Ticker:    HO
     Shares Voted:    55,459     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.36 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Thales

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Ratify Appointment of Thierry Aulagnon as Director

   Mgmt    For    Refer    For
5  

Ratify Appointment of Martin Vial as Director

   Mgmt    For    Refer    Against
6  

Advisory Vote on Compensation of Patrice Caine, Chairman and CEO

   Mgmt    For    For    For
7  

Reelect Laurent Collet-Billon as Director

   Mgmt    For    Refer    For
8  

Reelect Martin Vial as Director

   Mgmt    For    Refer    Against
9  

Reelect Yannick d Escatha as Director

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
11  

Amend Article 10.1.1 of Bylaws Re: Board Composition

   Mgmt    For    Refer    For
12  

Amend Articles 10.1.2 and 10.4 of Bylaws Re: Employee Directors

   Mgmt    For    Refer    For
13  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against
14  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 180 Million

   Mgmt    For    For    Against
15  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million

   Mgmt    For    For    Against
16  

Approve Issuance of Equity or Equity-Linked Securities for up to EUR 60 Million for Private Placements

   Mgmt    For    Refer    Against
17  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above

   Mgmt    For    For    Against
18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    Against
19  

Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 180 Million; Set Total Limit for Capital Increase to Result from Issuance Requests under Items 15-17 at EUR 60 Million

   Mgmt    For    Refer    For
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
21  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

UBM plc

 

Meeting Date:    05/18/2016   Country:    Jersey   Primary Security ID:    G91709108
Record Date:    05/16/2016   Meeting Type:    Annual   Ticker:    UBM
     Shares Voted:    407,670     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Re-elect Dame Helen Alexander as Director

   Mgmt    For    For    For
7  

Re-elect Tim Cobbold as Director

   Mgmt    For    For    For
8  

Elect Marina Wyatt as Director

   Mgmt    For    For    For
9  

Re-elect Alan Gillespie as Director

   Mgmt    For    For    For
10  

Re-elect Pradeep Kar as Director

   Mgmt    For    For    For
11  

Re-elect Greg Lock as Director

   Mgmt    For    For    For
12  

Re-elect John McConnell as Director

   Mgmt    For    For    For
13  

Re-elect Mary McDowell as Director

   Mgmt    For    For    For
14  

Re-elect Terry Neill as Director

   Mgmt    For    For    For
15  

Elect Trynka Shineman as Director

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Dassault Aviation

 

Meeting Date:    05/19/2016   Country:    France   Primary Security ID:    F24539102
Record Date:    05/16/2016   Meeting Type:    Annual   Ticker:    AM
     Shares Voted:    1,001     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Dassault Aviation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Additional Pension Scheme Agreement with Eric Trappier, CEO

   Mgmt    For    Refer    Against
4  

Approve Additional Pension Scheme Agreement with Loik Segalen, Vice CEO

   Mgmt    For    Refer    Against
5  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
6  

Advisory Vote on Compensation of Eric Trappier, CEO

   Mgmt    For    Refer    Against
7  

Advisory Vote on Compensation of Loik Segalen, Vice CEO

   Mgmt    For    Refer    Against
8  

Approve Discharge of Directors

   Mgmt    For    For    For
9  

Approve Allocation of Income and Dividends of EUR 12.10 per Share

   Mgmt    For    For    For
10  

Reelect Nicole Dassault as Director

   Mgmt    For    Refer    Against
11  

Reelect Alain Garcia as Director

   Mgmt    For    For    For
12  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
13  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Prudential plc

 

Meeting Date:    05/19/2016   Country:    United Kingdom   Primary Security ID:    G72899100
Record Date:    05/17/2016   Meeting Type:     Annual   Ticker:    PRU
     Shares Voted:    303,799     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect John Foley as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Prudential plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Elect Penelope James as Director

   Mgmt    For    For    For
5  

Elect David Law as Director

   Mgmt    For    For    For
6  

Elect Lord Turner as Director

   Mgmt    For    For    For
7  

Elect Tony Wilkey as Director

   Mgmt    For    For    For
8  

Re-elect Sir Howard Davies as Director

   Mgmt    For    For    For
9  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
10  

Re-elect Paul Manduca as Director

   Mgmt    For    For    For
11  

Re-elect Michael McLintock as Director

   Mgmt    For    For    For
12  

Re-elect Kaikhushru Nargolwala as Director

   Mgmt    For    For    For
13  

Re-elect Nicolaos Nicandrou as Director

   Mgmt    For    For    For
14  

Re-elect Anthony Nightingale as Director

   Mgmt    For    For    For
15  

Re-elect Philip Remnant as Director

   Mgmt    For    For    For
16  

Re-elect Alice Schroeder as Director

   Mgmt    For    For    For
17  

Re-elect Barry Stowe as Director

   Mgmt    For    For    For
18  

Re-elect Michael Wells as Director

   Mgmt    For    For    For
19  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
20  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
22  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
23  

Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares

   Mgmt    For    For    For
24  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
25  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
26  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Safran

 

Meeting Date:    05/19/2016   Country:    France   Primary Security ID:    F4035A557
Record Date:    05/16/2016   Meeting Type:    Annual/Special   Ticker:    SAF
     Shares Voted:    32,493     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Safran

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.38 per Share

   Mgmt    For    For    For
4  

Approve Additional Pension Scheme Agreement (defined contribution) with Ross McInnes, Chairman

   Mgmt    For    Refer    For
5  

Approve Additional Pension Scheme Agreement (defined benefit) with Ross McInnes, Chairman

   Mgmt    For    Refer    For
6  

Approve Additional Pension Scheme Agreement (defined contribution) with Philippe Petitcolin, CEO

   Mgmt    For    Refer    For
7  

Approve Additional Pension Scheme Agreement (defined benefit) with Philippe Petitcolin, CEO

   Mgmt    For    Refer    For
8  

Approve Transaction with a Group of Banks (including BNP Paribas)

   Mgmt    For    Refer    For
9  

Approve Transaction with the French State

   Mgmt    For    Refer    For
10  

Elect Gerard Mardine as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
11  

Elect Eliane Carre-Copin as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
A  

Reelect Marc Aubry as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Do Not Vote
B  

Elect Jocelyne Jobard as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Do Not Vote
 

Ordinary Business

   Mgmt         
12  

Renew Appointment of Mazars as Auditor

   Mgmt    For    For    For
13  

Renew Appointment of Gilles Rainaut as Alternate Auditor

   Mgmt    For    For    For
14  

Renew Appointment of Ernst & Young et Autres as Auditor

   Mgmt    For    For    For
15  

Renew Appointment of Auditex as Alternate Auditor

   Mgmt    For    For    For
16  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Safran

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17  

Advisory Vote on Compensation of Ross McInnes, Chairman from April 24, 2015 to Dec. 31, 2015

   Mgmt    For    For    For
18  

Advisory Vote on Compensation of Philippe Petitcolin, CEO from April 24, 2015 to Dec. 31, 2015

   Mgmt    For    For    For
19  

Advisory Vote on Compensation of Jean-Paul Herteman, CEO from Jan. 1, 2015 to April 23, 2015

   Mgmt    For    For    For
20  

Advisory Vote on Compensation of Stephane Abrial, Ross McInnes and Marc Ventre, Vice-CEOs from Jan. 1, 2015 to April 23, 2015

   Mgmt    For    For    For
21  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
22  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
23  

Authorize up to 0.35 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
24  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Safran Investissement Corporate Mutual Fund

   Mgmt         
C  

Authorize Up to 0.55 percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers

   SH    Against    Refer    Against

United Internet AG

 

Meeting Date:    05/19/2016   Country:    Germany   Primary Security ID:    D8542B125
Record Date:      Meeting Type:    Annual   Ticker:    UTDI
     Shares Voted:    53,674     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.70 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2015

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

United Internet AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
5  

Ratify Ernst & Young GmbH as Auditors for Fiscal 2016

   Mgmt    For    Refer    Against
6.1  

Amend Articles Re: Delegation Right

   Mgmt    For    Refer    For
6.2  

Amend Articles Re: Supervisory Board Term

   Mgmt    For    Refer    For
6.3  

Amend Articles Re: Convocation of General Meeting

   Mgmt    For    Refer    For

Royal Dutch Shell plc

 

Meeting Date:    05/24/2016   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    05/20/2016   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    150,399     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For
4  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
5  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
6  

Re-elect Simon Henry as Director

   Mgmt    For    For    For
7  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
8  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
9  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For
10  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
11  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
12  

Re-elect Patricia Woertz as Director

   Mgmt    For    For    For
13  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
14  

Appoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Royal Dutch Shell plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt   

For

  

For

   For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt   

For

  

For

   For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt   

For

  

For

   For
 

Shareholder Proposal

   Mgmt         
19  

Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy

   SH   

Against

  

Refer

   Against

Total SA

 

Meeting Date:    05/24/2016   Country:    France   Primary Security ID:    F92124100
Record Date:    05/19/2016   Meeting Type:    Annual/Special   Ticker:    FP
     Shares Voted:    77,210     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.44 per Share

   Mgmt    For    For    For
4  

Approve Stock Dividend Program (Cash or New Shares)

   Mgmt    For    For    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Gerard Lamarche as Director

   Mgmt    For    Refer    For
7  

Elect Maria Van der Hoeven as Director

   Mgmt    For    For    For
8  

Elect Jean Lemierre as Director

   Mgmt    For    For    For
9  

Elect Renata Perycz as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
A  

Elect Charles Keller as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Against
B  

Elect Werner Guyot as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Renew Appointment of Ernst and Young Audit as Auditor

   Mgmt    For    For    For
11  

Renew Appointment of KPMG SA as Auditor

   Mgmt    For    For    For
12  

Renew Appointment of Auditex as Alternate Auditor

   Mgmt    For    For    For
13  

Appoint Salustro Reydel SA as Alternate Auditor

   Mgmt    For    For    For
14  

Approve Auditors’ Special Report on Related-Party Transactions Including a New Transaction with Thierry Desmarest

   Mgmt    For    Refer    For
15  

Approve Agreements with Patrick Pouyanne

   Mgmt    For    Refer    Against
16  

Advisory Vote on Compensation of Thierry Desmarest, Chairman until Dec. 18, 2015

   Mgmt    For    For    For
17  

Advisory Vote on Compensation of Patrick Pouyanne, CEO until Dec. 18, 2015, CEO and Chairman since Dec. 19, 2015

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         

18
 

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value up to Aggregate Nominal Amount of EUR 2.5 Billion

   Mgmt    For    For    For
19  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million

   Mgmt    For    For    For
20  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 600 Million

   Mgmt    For    Refer    For
21  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19 and 20

   Mgmt    For    For    For
22  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
24  

Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
25  

Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Deutsche Telekom AG

 

Meeting Date:    05/25/2016   Country:    Germany   Primary Security ID:    D2035M136
Record Date:      Meeting Type:    Annual   Ticker:    DTE
     Shares Voted:    130,178     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.55 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2015

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2016

   Mgmt    For    For    For
6  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Authorize Use of Financial Derivatives when Repurchasing Shares

   Mgmt    For    Refer    For
8  

Elect Helga Jung to the Supervisory Board

   Mgmt    For    For    For
9  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
10  

Amend Articles Re: Participation and Voting at Shareholder Meetings

   Mgmt    For    Refer    For

Ontex Group NV

 

Meeting Date:    05/25/2016   Country:    Belgium   Primary Security ID:    B6S9X0109
Record Date:    05/11/2016   Meeting Type:    Annual/Special   Ticker:    ONTEX
     Shares Voted:    35,643     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting/Special Meeting

   Mgmt         
 

Annual Meeting

   Mgmt         
1  

Receive Directors’ Reports (Non-Voting)

   Mgmt         
2  

Receive Auditors’ Reports (Non-Voting)

   Mgmt         
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Ontex Group NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Approve Financial Statement and Allocation of Income

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Approve Discharge of Auditors

   Mgmt    For    For    For
7a  

Elect Juan Gilberto Marin Quintero as Director

   Mgmt    For    For    For
7b  

Elect Uwe Kruger as Director

   Mgmt    For    For    For
8  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
9  

Approve Remuneration Report

   Mgmt    For    For    For
10  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For
11  

Transact Other Business

   Mgmt         
 

Special Meeting

   Mgmt         
1  

Amend Article 4: Corporate Purpose

   Mgmt    For    For    For
2  

Amend Articles Re: Composition of the Board of Directors

   Mgmt    For    Refer    For
3  

Amend Article 29 Re: Representation of Company

   Mgmt    For    Refer    For
4  

Amend Article 32 Re: Date of the General Meeting

   Mgmt    For    For    For
5  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

BNP Paribas SA

 

Meeting Date:    05/26/2016   Country:    France   Primary Security ID:    F1058Q238
Record Date:    05/23/2016   Meeting Type:    Annual/Special   Ticker:    BNP
     Shares Voted:    63,731     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Approve Allocation of Income and Dividends of EUR 2.31 per Share

   Mgmt    For    For    For
4  

Approve Non-Compete Agreement with Jean-Laurent Bonnafe, CEO

   Mgmt    For    Refer    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Jean-Laurent Bonnafe as Director

   Mgmt    For    For    For
7  

Reelect Marion Guillou as Director

   Mgmt    For    For    For
8  

Reelect Michel Tilmant as Director

   Mgmt    For    For    For
9  

Elect Wouter De Ploey as Director

   Mgmt    For    For    For
10  

Advisory Vote on Compensation of Jean Lemierre, Chairman

   Mgmt    For    For    For
11  

Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO

   Mgmt    For    For    For
12  

Advisory Vote on Compensation of Philippe Bordenave, Vice-CEO

   Mgmt    For    For    For
13  

Advisory Vote on Compensation of Francois Villeroy de Galhau, Vice-CEO until April 30, 2015

   Mgmt    For    For    For
14  

Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers

   Mgmt    For    For    For
15  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion

   Mgmt    For    For    For
17  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million

   Mgmt    For    For    For
18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
19  

Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 and 18 at EUR 240 Million

   Mgmt    For    Refer    For
20  

Authorize Capitalization of Reserves of Up to EUR 1.2 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

21  

Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 18 at EUR 1.2 Billion

   Mgmt    For    Refer    For
22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
23  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
24  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Valeo

 

Meeting Date:    05/26/2016   Country:    France   Primary Security ID:    F96221126
Record Date:    05/23/2016   Meeting Type:    Annual/Special   Ticker:    FR
     Shares Voted:    21,478     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 3 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Approve Amendment to Additional Pension Scheme Agreement with Jacques Aschenbroich

   Mgmt    For    Refer    For
6  

Elect Mari-Noelle Jego-Laveissiere as Director

   Mgmt    For    For    For
7  

Elect Veronique Weill as Director

   Mgmt    For    For    For
8  

Reelect Thierry Moulonguet as Director

   Mgmt    For    For    For
9  

Reelect Georges Pauget as Director

   Mgmt    For    For    For
10  

Reelect Ulrike Steinhorst as Director

   Mgmt    For    For    For
11  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 Million

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Valeo

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12  

Renew Appointment of Ernst and Young et autres as Auditor

   Mgmt    For    For    For
13  

Renew Appointment of Mazars as Auditor

   Mgmt    For    For    For
14  

Renew Appointment Auditex as Alternate Auditor

   Mgmt    For    For    For
15  

Appoint Jean-Maurice El Nouchi as Alternate Auditor

   Mgmt    For    For    For
16  

Advisory Vote on Compensation of Pascal Colombani, Chairman

   Mgmt    For    For    For
17  

Advisory Vote on Compensation of Jacques Aschenbroich, CEO

   Mgmt    For    For    For
18  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
19  

Approve 3-for-1 Stock Split and Amend Article 6 and 14 of the Bylaws Accordingly

   Mgmt    For    For    For
20  

Authorize up to 1,300,000 Shares or, Subject to Approval of Item 19,3,467,000 Shares for Use in Restricted Stock Plan

   Mgmt    For    Refer    For
21  

Amend Article 14.3 of Bylaws Re: Age Limit for Directors

   Mgmt    For    Refer    For
22  

Amend Article 18.7 of Bylaws Re: CEO and Vice-CEOs Age Limit

   Mgmt    For    Refer    For
23  

Update Article 19 of Bylaws in Accordance with New Regulations: Related-Party Transactions

   Mgmt    For    Refer    For
24  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Shire plc

 

Meeting Date:    05/27/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    05/25/2016   Meeting Type:    Special   Ticker:    SHP
     Shares Voted:    128,991     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Matters Relating to the Cash and Share Offer for Baxalta

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Compagnie de Saint Gobain

 

Meeting Date:    06/02/2016   Country:    France   Primary Security ID:    F80343100
Record Date:    05/30/2016   Meeting Type:    Annual/Special   Ticker:    SGO
     Shares Voted:    71,669     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.24 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect Bernard Gautier as Director

   Mgmt    For    For    For
6  

Reelect Frederic Lemoine as Director

   Mgmt    For    Refer    For
7  

Reelect Jean-Dominique Senard as Director

   Mgmt    For    For    For
8  

Elect Ieda Gomes Yell as Director

   Mgmt    For    For    For
9  

Renew Appointment of PricewaterhouseCoopers Audit as Auditor

   Mgmt    For    For    For
10  

Appoint Jean-Baptiste Deschryver as Alternate Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Compensation of Pierre- Andre de Chalendar, Chairman and CEO

   Mgmt    For    For    For
12  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
13  

Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For
14  

Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
15  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

DNO ASA

 

Meeting Date:    06/02/2016   Country:    Norway   Primary Security ID:    R6007G105
Record Date:    05/26/2016   Meeting Type:    Annual   Ticker:    DNO
     Shares Voted:    0     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Open Meeting; Registration of Attending Shareholders and Proxies

   Mgmt         
2  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
3  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends

   Mgmt    For    For    Do Not Vote
5  

Reelect Bijan Mossavar-Rahmani, and Kare Tjonneland as Members of Nominating Committee; Elect Anita Maire Hjerkinn as New Member of Nominating Committee

   Mgmt    For    For    Do Not Vote
6  

Approve Remuneration of Directors in the Amount of NOK 6.4 Million for Chairman, NOK 495,000 for Vice Chairman, and NOK 412,500 for Other Directors; Approve Committee Fees

   Mgmt    For    Refer    Do Not Vote
7  

Approve Remuneration of Nominating Committee

   Mgmt    For    Refer    Do Not Vote
8  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
9  

Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory Vote)

   Mgmt    For    For    Do Not Vote
10  

Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding Vote)

   Mgmt    For    For    Do Not Vote
11  

Approve Creation of NOK 40.6 Million Pool of Capital without Preemptive Rights

   Mgmt    For    Refer    Do Not Vote
12  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    Do Not Vote
13  

Authorize Issuance of Convertible Bonds without Preemptive Rights up to an Aggregate Nominal Amount of USD 300 Million

   Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Orange

 

Meeting Date:    06/07/2016   Country:    France   Primary Security ID:    F6866T100
Record Date:    06/02/2016   Meeting Type:    Annual/Special   Ticker:    ORA
     Shares Voted:    205,679     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

   Mgmt    For    For    For
4  

Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect Jose-Luis Duran as Director

   Mgmt    For    For    For
6  

Reelect Charles-Henri Filippi as Director

   Mgmt    For    For    For
7  

Elect Bernard Ramanantsoa as Director

   Mgmt    For    For    For
8  

Advisory Vote on Compensation of Stephane Richard, Chairman and CEO

   Mgmt    For    For    For
9  

Advisory Vote on Compensation of Gervais Pellissier, Vice-CEO

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
11  

Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors

   Mgmt    For    For    For
12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by FCPE Cap Orange

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Orange

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

A  

Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.50 per Share

   SH    Against    For    Against
B  

Approve Stock Dividend Program (Cash or Shares)

   SH    Against    For    Against
C  

Amend Article 13 of Bylaws Re: Set Maximum Outside Mandates for Directors

   SH    Against    Refer    Against

WPP plc

 

Meeting Date:    06/08/2016   Country:    Jersey   Primary Security ID:    G9788D103
Record Date:    06/06/2016   Meeting Type:    Annual   Ticker:    WPP
     Shares Voted:    107,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Sustainability Report

   Mgmt    For    For    For
5  

Re-elect Roberto Quarta as Director

   Mgmt    For    For    For
6  

Re-elect Dr Jacques Aigrain as Director

   Mgmt    For    For    For
7  

Re-elect Ruigang Li as Director

   Mgmt    For    For    For
8  

Re-elect Paul Richardson as Director

   Mgmt    For    For    For
9  

Re-elect Hugo Shong as Director

   Mgmt    For    For    For
10  

Re-elect Timothy Shriver as Director

   Mgmt    For    For    For
11  

Re-elect Sir Martin Sorrell as Director

   Mgmt    For    For    For
12  

Re-elect Sally Susman as Director

   Mgmt    For    For    For
13  

Re-elect Solomon Trujillo as Director

   Mgmt    For    For    For
14  

Re-elect Sir John Hood as Director

   Mgmt    For    For    For
15  

Re-elect Charlene Begley as Director

   Mgmt    For    For    For
16  

Re-elect Nicole Seligman as Director

   Mgmt    For    For    For
17  

Re-elect Daniela Riccardi as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

WPP plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

18  

Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For

Marine Harvest ASA

 

Meeting Date:    06/09/2016   Country:    Norway   Primary Security ID:    R2326D113
Record Date:      Meeting Type:    Annual   Ticker:    MHG
     Shares Voted:    0     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
2  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
3  

Receive President’s Report

   Mgmt         
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income

   Mgmt    For    For    Do Not Vote
5  

Discuss Company’s Corporate Governance Statement

   Mgmt         
6  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    For    Do Not Vote
7  

Approval of the Guidelines for Allocation of Options

   Mgmt    For    For    Do Not Vote
8  

Approve Remuneration of Directors in the Amount of NOK 1.1 Million for Chairman, NOK 575,000 For Vice Chairman, and NOK 400,000 for Other Directors; Approve Audit Committee Fees

   Mgmt    For    Refer    Do Not Vote
9  

Approve Remuneration of Nomination Conmmittee

   Mgmt    For    Refer    Do Not Vote
10  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
11  

Ratify Auditors

   Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 953 Ivy European Opportunities Fund

 

Marine Harvest ASA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12a  

Reelect Cecilie Fredriksen as Director

   Mgmt    For    Refer    Do Not Vote
12b  

Elect Paul Mulligan as New Director

   Mgmt    For    Refer    Do Not Vote
12c  

Elect Jean-Pierre Bienfait as New Director

   Mgmt    For    Refer    Do Not Vote
12d  

Elect Birgitte Vartdal as New Director

   Mgmt    For    Refer    Do Not Vote
13  

Authorize Board to Declare Quarterly Dividends

   Mgmt    For    For    Do Not Vote
14  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    Do Not Vote
15  

Approve Creation of NOK 337.6 Million Pool of Capital without Preemptive Rights

   Mgmt    For    For    Do Not Vote
16  

Approve Issuance of Authorize Issuance of Convertible Loans without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 billion; Approve Creation of NOK 480 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    Do Not Vote


IVY GLOBAL BOND FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    07/09/2015   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Fiscal Council Member

   Mgmt    For    Refer    For
2  

Elect Directors

   Mgmt    For    Refer    Against

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    08/20/2015   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Fiscal Council Member

   Mgmt    For    Refer    For
2  

Elect Alternate Director

   Mgmt    For    For    For
3  

Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction

   Mgmt    For    Refer    For

Seadrill Partners LLC

 

Meeting Date:    09/28/2015   Country:    Marshall Isl   Primary Security ID:    Y7545W109
Record Date:    08/06/2015   Meeting Type:    Annual   Ticker:    SDLP
     Shares Voted:    68,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Bert M. Bekker

   Mgmt    For    For    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    10/29/2015   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Transmissora Alianca De Energia Eletrica SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Fiscal Council Member

   Mgmt    For    Refer    For
2  

Elect Directors

   Mgmt    For    For    For
3  

Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction

   Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    12/11/2015   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Articles

   Mgmt    For    Refer    For
2  

Amend Internal Regulations of the Board of Directors

   Mgmt    For    Refer    For

Royal Dutch Shell plc

 

Meeting Date:    01/27/2016   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    01/25/2016   Meeting Type:    Special   Ticker:    RDSA
     Shares Voted:    86,713     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve the Cash and Share Offer for BG Group plc

   Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    02/01/2016   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Transmissora Alianca De Energia Eletrica SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Alternate Director

   Mgmt    For    For    For

Alupar Investimento SA

 

Meeting Date:    03/09/2016   Country:    Brazil   Primary Security ID:    P0R676126
Record Date:      Meeting Type:    Special   Ticker:    ALUP11
     Shares Voted:    199,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Independent Director

   Mgmt    For    For    For
2  

Approve Increase in Authorized Capital

   Mgmt    For    For    For
3  

Consolidate Bylaws

   Mgmt    For    For    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/01/2016   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Special   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction

   Mgmt    For    Refer    For

Banco Latinoamericano de Comercio Exterior, S.A.

 

Meeting Date:    04/13/2016   Country:    Panama   Primary Security ID:    P16994132
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    BLX
     Shares Voted:    81,867     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Banco Latinoamericano de Comercio Exterior, S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Ratify Deloitte as Auditor

   Mgmt    For    For    For
 

Election of Three Class E Shares Directors

   Mgmt         
3.a  

Elect Herminio A. Blanco as Director to Represent Holders of Class E Shares

   Mgmt    For    For    For
3.b  

Elect Maria da Graca Franca as Director to Represent Holders of Class E Shares

   Mgmt    For    For    For
3.c  

Elect Ricardo M. Arango as Director to Represent Holders of Class E Shares

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Transact Other Business (Non-Voting)

   Mgmt         

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/18/2016   Country:    Brazil   Primary Security ID:    P9T5CD126
Record Date:      Meeting Type:    Annual   Ticker:    TAEE11
     Shares Voted:    180,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3  

Elect Directors

   Mgmt    For    Refer    Do Not Vote
3.1  

Elect Director Appointed by Minority Shareholders

   SH    None    Refer    Abstain
4  

Elect Fiscal Council Members

   Mgmt    For    Refer    For
4.1  

Elect Fiscal Council Member Appointed by Minority Shareholders

   SH    None    Refer    Abstain
5  

Approve Remuneration of Company’s Management and Fiscal Council Members

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Alupar Investimento SA

 

Meeting Date:    04/20/2016   Country:    Brazil   Primary Security ID:    P0R676126
Record Date:      Meeting Type:    Annual   Ticker:    ALUP11
     Shares Voted:    199,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015

   Mgmt    For    For    For
2  

Approve Capital Budget, Allocation of Income and Dividends

   Mgmt    For    For    For

Alupar Investimento SA

 

Meeting Date:    04/20/2016   Country:    Brazil   Primary Security ID:    P0R676126
Record Date:      Meeting Type:    Special   Ticker:    ALUP11
     Shares Voted:    199,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    For
2  

Authorize Capitalization of Reserves for Bonus Issue

   Mgmt    For    For    For
3  

Amend Article 5 to Reflect Changes in Capital

   Mgmt    For    Refer    For
4  

Consolidate Bylaws

   Mgmt    For    Refer    For

Aguas Andinas S.A.

 

Meeting Date:    04/27/2016   Country:    Chile   Primary Security ID:    P4171M125
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    AGUAS-A
     Shares Voted:    1,050,502     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt         
2  

Approve Allocation of Income and Dividends of CLP 14.45 Per Share

   Mgmt    For    For    For
3  

Present Dividend Policy

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Aguas Andinas S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Receive Report Regarding Related-Party Transactions

   Mgmt         
5  

Appoint Auditors

   Mgmt    For    For    For
6  

Designate Risk Assessment Companies

   Mgmt    For    Refer    For
7  

Elect Directors

   Mgmt    For    Against    Against
8  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
9  

Present Board’s Report on Expenses

   Mgmt         
10  

Approve Remuneration and Budget of Directors’ Committee

   Mgmt    For    Refer    For
11  

Present Directors’ Committee Report on Activities and Expenses

   Mgmt         
12  

Designate Newspaper to Publish Meeting Announcements

   Mgmt    For    Refer    For
13  

Other Business

   Mgmt    For    Against    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    110122108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    22,582     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Lamberto Andreotti

   Mgmt    For    For    For
1B  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1E  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1F  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1G  

Elect Director Thomas J. Lynch, Jr.

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Togo D. West, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Bristol-Myers Squibb Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Alupar Investimento SA

 

Meeting Date:    05/19/2016   Country:    Brazil   Primary Security ID:    P0R676126
Record Date:      Meeting Type:    Special   Ticker:    ALUP11
     Shares Voted:    212,254     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Authorize Issuance of Shares with Preemptive Rights

   Mgmt    For    For    For

Intel Corporation

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    458140100
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    INTC
     Shares Voted:    46,108     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Charlene Barshefsky

   Mgmt    For    For    For
1b  

Elect Director Aneel Bhusri

   Mgmt    For    For    For
1c  

Elect Director Andy D. Bryant

   Mgmt    For    For    For
1d  

Elect Director John J. Donahoe

   Mgmt    For    For    For
1e  

Elect Director Reed E. Hundt

   Mgmt    For    For    For
1f  

Elect Director Brian M. Krzanich

   Mgmt    For    For    For
1g  

Elect Director James D. Plummer

   Mgmt    For    For    For
1h  

Elect Director David S. Pottruck

   Mgmt    For    For    For
1i  

Elect Director Frank D. Yeary

   Mgmt    For    For    For
1j  

Elect Director David B. Yoffie

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Intel Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Holy Land Principles

   SH    Against    Against    Against
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/24/2016   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    05/20/2016   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    86,713     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For
4  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
5  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
6  

Re-elect Simon Henry as Director

   Mgmt    For    For    For
7  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
8  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
9  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For
10  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
11  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
12  

Re-elect Patricia Woertz as Director

   Mgmt    For    For    For
13  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
14  

Appoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 54 Ivy Global Bond Fund

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
19  

Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy

   SH    Against    Refer    Against

PPL Corporation

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    69351T106
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    PPL
     Shares Voted:    57,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Rodney C. Adkins

   Mgmt    For    For    For
1.2  

Elect Director John W. Conway

   Mgmt    For    For    For
1.3  

Elect Director Steven G. Elliott

   Mgmt    For    For    For
1.4  

Elect Director Raja Rajamannar

   Mgmt    For    For    For
1.5  

Elect Director Craig A. Rogerson

   Mgmt    For    For    For
1.6  

Elect Director William H. Spence

   Mgmt    For    For    For
1.7  

Elect Director Natica von Althann

   Mgmt    For    For    For
1.8  

Elect Director Keith H. Williamson

   Mgmt    For    For    For
1.9  

Elect Director Armando Zagalo de Lima

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Increase Authorized Common Stock

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For
7  

Assess Plans to Increase Distributed Low-Carbon Electricity Generation

   SH    Against    Refer    Against


IVY GLOBAL EQUITY INCOME FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

National Grid plc

 

Meeting Date:    07/21/2015   Country:    United Kingdom   Primary Security ID:    G6375K151
Record Date:    07/18/2015   Meeting Type:    Annual   Ticker:    NG.
     Shares Voted:    452,494     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Re-elect Sir Peter Gershon as Director

   Mgmt    For    For    For
4  

Re-elect Steve Holliday as Director

   Mgmt    For    For    For
5  

Re-elect Andrew Bonfield as Director

   Mgmt    For    For    For
6  

Re-elect John Pettigrew as Director

   Mgmt    For    For    For
7  

Elect Dean Seavers as Director

   Mgmt    For    For    For
8  

Re-elect Nora Mead Brownell as Director

   Mgmt    For    For    For
9  

Re-elect Jonathan Dawson as Director

   Mgmt    For    For    For
10  

Re-elect Therese Esperdy as Director

   Mgmt    For    For    For
11  

Re-elect Paul Golby as Director

   Mgmt    For    For    For
12  

Re-elect Ruth Kelly as Director

   Mgmt    For    For    For
13  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
14  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Approve Remuneration Report

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call EGM with 14 Working Days’ Notice

   Mgmt    For    For    For

Macquarie Group Limited

 

Meeting Date:    07/23/2015   Country:    Australia   Primary Security ID:    Q57085286
Record Date:    07/21/2015   Meeting Type:    Annual   Ticker:    MQG
     Shares Voted:    30,601     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Macquarie Group Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         
2a  

Elect Peter H Warne as Director

   Mgmt    For    For    For
2b  

Elect Gordon M Cairns as Director

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
3  

Elect Stephen Mayne as Director

   SH    Against    Refer    Against
 

Management Proposals

   Mgmt         
4  

Approve the Remuneration Report

   Mgmt    For    For    For
5  

Approve the Executive Voting Director’s Participation in the Macquarie Group Employee Retained Equity Plan

   Mgmt    For    Refer    For
6  

Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors

   Mgmt    For    Refer    For
7  

Ratify the Past Issuance of 6.80 Million Shares

   Mgmt    For    Refer    Abstain

SABMiller plc

 

Meeting Date:    07/23/2015   Country:    United Kingdom   Primary Security ID:    G77395104
Record Date:    07/21/2015   Meeting Type:    Annual   Ticker:    SAB
     Shares Voted:    56,208     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Elect Dave Beran as Director

   Mgmt    For    For    For
4  

Elect Jan du Plessis as Director

   Mgmt    For    For    For
5  

Elect Javier Ferran as Director

   Mgmt    For    For    For
6  

Elect Trevor Manuel as Director

   Mgmt    For    For    For
7  

Re-elect Mark Armour as Director

   Mgmt    For    For    For
8  

Re-elect Geoffrey Bible as Director

   Mgmt    For    For    For
9  

Re-elect Alan Clark as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

SABMiller plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Re-elect Dinyar Devitre as Director

   Mgmt    For    For    For
11  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
12  

Re-elect Lesley Knox as Director

   Mgmt    For    For    For
13  

Re-elect Dr Dambisa Moyo as Director

   Mgmt    For    For    For
14  

Re-elect Carlos Perez Davila as Director

   Mgmt    For    For    For
15  

Re-elect Alejandro Santo Domingo Davila as Director

   Mgmt    For    For    For
16  

Re-elect Helen Weir as Director

   Mgmt    For    For    For
17  

Approve Final Dividend

   Mgmt    For    For    For
18  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
19  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For

Rexel

 

Meeting Date:    07/27/2015   Country:    France   Primary Security ID:    F7782J366
Record Date:    07/22/2015   Meeting Type:    Special   Ticker:    RXL
     Shares Voted:    86,963     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Extraordinary Business

   Mgmt         
1  

Authorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans (Performance Shares)

   Mgmt    For    Refer    For
2  

Approve Restricted Stock Plan in Connection with Employee Stock Purchase Plans

   Mgmt    For    For    For
3  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Vodafone Group plc

 

Meeting Date:    07/28/2015   Country:    United Kingdom   Primary Security ID:    G93882192
Record Date:    07/24/2015   Meeting Type:    Annual   Ticker:    VOD
     Shares Voted:    1,197,734     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
3  

Re-elect Vittorio Colao as Director

   Mgmt    For    For    For
4  

Re-elect Nick Read as Director

   Mgmt    For    For    For
5  

Re-elect Sir Crispin Davis as Director

   Mgmt    For    For    For
6  

Elect Dr Mathias Dopfner as Director

   Mgmt    For    For    For
7  

Re-elect Dame Clara Furse as Director

   Mgmt    For    For    For
8  

Re-elect Valerie Gooding as Director

   Mgmt    For    For    For
9  

Re-elect Renee James as Director

   Mgmt    For    For    For
10  

Re-elect Samuel Jonah as Director

   Mgmt    For    For    For
11  

Re-elect Nick Land as Director

   Mgmt    For    For    For
12  

Re-elect Philip Yea as Director

   Mgmt    For    For    For
13  

Approve Final Dividend

   Mgmt    For    For    For
14  

Approve Remuneration Report

   Mgmt    For    For    For
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
21  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

GDF Suez

 

Meeting Date:    07/29/2015   Country:    France   Primary Security ID:    F7629A107
Record Date:    07/24/2015   Meeting Type:    Special   Ticker:    GSZ
     Shares Voted:    163,842     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Extraordinary Business

   Mgmt         
1  

Change Company Name to Engie and Amend Article 3 of Bylaws Accordingly

   Mgmt    For    For    For
2  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    107,178     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For
1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For
1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For
2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For
3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Meeting Date:    09/21/2015   Country:    Israel   Primary Security ID:    M2012Q100
Record Date:    09/07/2015   Meeting Type:    Special   Ticker:    BEZQ
     Shares Voted:    2,079,865     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Dividend of NIS 933 Million in the Aggregate

   Mgmt    For    For    For

Diageo plc

 

Meeting Date:    09/23/2015   Country:    United Kingdom   Primary Security ID:    G42089113
Record Date:    09/21/2015   Meeting Type:    Annual   Ticker:    DGE
     Shares Voted:    117,805     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Peggy Bruzelius as Director

   Mgmt    For    For    For
5  

Re-elect Lord Davies of Abersoch as Director

   Mgmt    For    For    For
6  

Re-elect Ho KwonPing as Director

   Mgmt    For    For    For
7  

Re-elect Betsy Holden as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Diageo plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Re-elect Dr Franz Humer as Director

   Mgmt    For    For    For
9  

Re-elect Deirdre Mahlan as Director

   Mgmt    For    For    For
10  

Re-elect Nicola Mendelsohn as Director

   Mgmt    For    For    For
11  

Re-elect Ivan Menezes as Director

   Mgmt    For    For    For
12  

Re-elect Philip Scott as Director

   Mgmt    For    For    For
13  

Re-elect Alan Stewart as Director

   Mgmt    For    For    For
14  

Appoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For

Telstra Corporation Limited

 

Meeting Date:    10/13/2015   Country:    Australia   Primary Security ID:    Q8975N105
Record Date:    10/11/2015   Meeting Type:    Annual   Ticker:    TLS
     Shares Voted:    819,217     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3a  

Elect Russell A. Higgins as Director

   Mgmt    For    For    For
3b  

Elect Margaret L. Seale as Director

   Mgmt    For    For    For
3c  

Elect Steven M. Vamos as Director

   Mgmt    For    For    For
3d  

Elect Traci (Trae) Vassallo as Director

   Mgmt    For    For    For
4  

Approve the Grant of 758,564 Performance Rights to Andrew Penn, Chief Executive Officer of the Company

   Mgmt    For    Refer    For
5  

Approve the Remuneration Report

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Paychex, Inc.

 

Meeting Date:    10/14/2015   Country:    USA   Primary Security ID:    704326107
Record Date:    08/17/2015   Meeting Type:    Annual   Ticker:    PAYX
     Shares Voted:    69,988     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director B. Thomas Golisano

   Mgmt    For    For    For
1b  

Elect Director Joseph G. Doody

   Mgmt    For    For    For
1c  

Elect Director David J. S. Flaschen

   Mgmt    For    For    For
1d  

Elect Director Phillip Horsley

   Mgmt    For    For    For
1e  

Elect Director Grant M. Inman

   Mgmt    For    For    For
1f  

Elect Director Pamela A. Joseph

   Mgmt    For    For    For
1g  

Elect Director Martin Mucci

   Mgmt    For    For    For
1h  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For
1i  

Elect Director Joseph M. Velli

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Ratify Auditors

   Mgmt    For    For    For

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Meeting Date:    10/19/2015   Country:    Israel   Primary Security ID:    M2012Q100
Record Date:    09/20/2015   Meeting Type:    Special   Ticker:    BEZQ
     Shares Voted:    2,079,865     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Order of Convertors of yesMaxTotal 3 Type from Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder for a Total Sum of USD 14,389,200 for the Period up to Dec. 31, 2017

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A  

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
 

Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney

   Mgmt         
B1  

If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B2  

If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B3  

If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    For

Amcor Limited

 

Meeting Date:    10/21/2015   Country:    Australia   Primary Security ID:    Q03080100
Record Date:    10/19/2015   Meeting Type:    Annual   Ticker:    AMC
     Shares Voted:    320,209     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a  

Elect Graeme Liebelt as Director

   Mgmt    For    For    For
2b  

Elect Jeremy Sutcliffe as Director

   Mgmt    For    For    For
3  

Approve the Grant of Options and Performance Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
4  

Approve the Grant of Share Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
5  

Approve the Remuneration Report

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Seagate Technology plc

 

Meeting Date:    10/21/2015   Country:    Ireland   Primary Security ID:    G7945M107
Record Date:    08/28/2015   Meeting Type:    Annual   Ticker:    STX
     Shares Voted:    82,653     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Stephen J. Luczo

   Mgmt    For    For    For
1b  

Elect Director Frank J. Biondi, Jr.

   Mgmt    For    For    For
1c  

Elect Director Michael R. Cannon

   Mgmt    For    For    For
1d  

Elect Director Mei-Wei Cheng

   Mgmt    For    For    For
1e  

Elect Director William T. Coleman

   Mgmt    For    For    For
1f  

Elect Director Jay L. Geldmacher

   Mgmt    For    For    For
1g  

Elect Director Dambisa F. Moyo

   Mgmt    For    For    For
1h  

Elect Director Kristen M. Onken

   Mgmt    For    For    For
1i  

Elect Director Chong Sup Park

   Mgmt    For    For    For
1j  

Elect Director Stephanie Tilenius

   Mgmt    For    For    For
1k  

Elect Director Edward J. Zander

   Mgmt    For    For    For
2  

Determine Price Range for Reissuance of Treasury Shares

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Spotless Group Holdings Ltd.

 

Meeting Date:    10/22/2015   Country:    Australia   Primary Security ID:    Q8695D106
Record Date:    10/20/2015   Meeting Type:    Annual   Ticker:    SPO
     Shares Voted:    2,228,628     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a  

Elect Margaret Jackson as Director

   Mgmt    For    For    For
2b  

Elect Garry Hounsell as Director

   Mgmt    For    For    For
3  

Approve the Remuneration Report

   Mgmt    For    For    For
4  

Approve the Grant of Options to Martin Sheppard, Managing Director and CEO of the Company

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    87,096     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For

Pact Group Holdings Ltd.

 

Meeting Date:    11/18/2015   Country:    Australia   Primary Security ID:    Q72539119
Record Date:    11/16/2015   Meeting Type:    Annual   Ticker:    PGH
     Shares Voted:    865,530     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve the Remuneration Report

   Mgmt    For    For    Against
3  

Elect Ray Horsburgh as Director

   Mgmt    For    For    For
4  

Elect Peter Margin as Director

   Mgmt    For    Refer    For
5  

Approve the Financial Assistance

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Wolseley plc

 

Meeting Date:    12/01/2015   Country:    United Kingdom   Primary Security ID:    G9736L124
Record Date:    11/29/2015   Meeting Type:    Annual   Ticker:    WOS
     Shares Voted:    28,407     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Re-elect Tessa Bamford as Director

   Mgmt    For    For    For
6  

Re-elect John Daly as Director

   Mgmt    For    For    For
7  

Re-elect Gareth Davis as Director

   Mgmt    For    For    For
8  

Re-elect Pilar Lopez as Director

   Mgmt    For    For    For
9  

Re-elect John Martin as Director

   Mgmt    For    For    For
10  

Re-elect Ian Meakins as Director

   Mgmt    For    For    For
11  

Re-elect Alan Murray as Director

   Mgmt    For    For    For
12  

Re-elect Frank Roach as Director

   Mgmt    For    For    For
13  

Re-elect Darren Shapland as Director

   Mgmt    For    For    For
14  

Re-elect Jacqueline Simmonds as Director

   Mgmt    For    For    For
15  

Appoint Deloitte LLP as Auditors

   Mgmt    For    For    For
16  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Approve Long Term Incentive Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Microsoft Corporation

 

Meeting Date:    12/02/2015   Country:    USA   Primary Security ID:    594918104
Record Date:    10/02/2015   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    86,354     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Meeting Date:    12/08/2015   Country:    Israel   Primary Security ID:    M2012Q100
Record Date:    11/08/2015   Meeting Type:    Special   Ticker:    BEZQ
     Shares Voted:    2,079,865     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Related Party Transaction between Pelephone and Eurocom Cellular Communications Ltd.

   Mgmt    For    Refer    For
A  

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
 

Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

B1  

If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B2  

If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B3  

If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    For

UBM plc

 

Meeting Date:    01/07/2016   Country:    United Kingdom   Primary Security ID:    G91709108
Record Date:    01/05/2016   Meeting Type:    Special   Ticker:    UBM
     Shares Voted:    587,674     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Disposal by the Company of PR Newswire to PWW Acquisition LLC

   Mgmt    For    Refer    For
2  

Approve Share Subdivision and Consolidation

   Mgmt    For    Refer    For

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Meeting Date:    01/14/2016   Country:    Israel   Primary Security ID:    M2012Q100
Record Date:    12/16/2015   Meeting Type:    Special   Ticker:    BEZQ
     Shares Voted:    2,079,865     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Reelect Mordechai Keret as External Director for Three Year Period

   Mgmt    For    For    For
2  

Reelect Tali Simon as External Director for Three Year Period

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A  

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
 

Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney

   Mgmt         
B1  

If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B2  

If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B3  

If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    For

Britvic plc

 

Meeting Date:    01/27/2016   Country:    United Kingdom   Primary Security ID:    G17387104
Record Date:    01/25/2016   Meeting Type:    Annual   Ticker:    BVIC
     Shares Voted:    339,845     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Elect John Daly as Director

   Mgmt    For    For    For
5  

Elect Mathew Dunn as Director

   Mgmt    For    For    For
6  

Re-elect Joanne Averiss as Director

   Mgmt    For    For    For
7  

Re-elect Gerald Corbett as Director

   Mgmt    For    For    For
8  

Re-elect Ben Gordon as Director

   Mgmt    For    For    For
9  

Re-elect Bob Ivell as Director

   Mgmt    For    For    For
10  

Re-elect Simon Litherland as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Britvic plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Re-elect Ian McHoul as Director

   Mgmt    For    For    For
12  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
13  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
14  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Amend Performance Share Plan

   Mgmt    For    Refer    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Royal Dutch Shell plc

 

Meeting Date:    01/27/2016   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    01/25/2016   Meeting Type:    Special   Ticker:    RDSA
     Shares Voted:    226,484     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve the Cash and Share Offer for BG Group plc

   Mgmt    For    Refer    For

BG Group plc

 

Meeting Date:    01/28/2016   Country:    United Kingdom   Primary Security ID:    G1245Z108
Record Date:    01/26/2016   Meeting Type:    Special   Ticker:    BG.
     Shares Voted:    251,547     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Matters Relating to the Cash and Share Offer for BG Group plc by Royal Dutch Shell plc

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

BG Group plc

 

Meeting Date:    01/28/2016   Country:    United Kingdom   Primary Security ID:    G1245Z108
Record Date:    01/26/2016   Meeting Type:    Court   Ticker:    BG.
     Shares Voted:    251,547     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Court Meeting

   Mgmt         
1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For

Imperial Tobacco Group plc

 

Meeting Date:    02/03/2016   Country:    United Kingdom   Primary Security ID:    G4721W102
Record Date:    02/01/2016   Meeting Type:    Annual   Ticker:    IMT
     Shares Voted:    103,269     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Alison Cooper as Director

   Mgmt    For    For    For
5  

Re-elect David Haines as Director

   Mgmt    For    For    For
6  

Re-elect Michael Herlihy as Director

   Mgmt    For    For    For
7  

Re-elect Matthew Phillips as Director

   Mgmt    For    For    For
8  

Re-elect Oliver Tant as Director

   Mgmt    For    For    For
9  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
10  

Re-elect Karen Witts as Director

   Mgmt    For    For    For
11  

Re-elect Malcolm Wyman as Director

   Mgmt    For    For    For
12  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
13  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
14  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Imperial Tobacco Group plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Change of Company Name to Imperial Brands plc

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Novartis AG

 

Meeting Date:    02/23/2016   Country:    Switzerland   Primary Security ID:    H5820Q150
Record Date:      Meeting Type:    Annual   Ticker:    NOVN
     Shares Voted:    42,838     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.70 per Share

   Mgmt    For    For    For
4  

Approve CHF 24.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital

   Mgmt    For    For    For
6.1  

Approve Maximum Remuneration of Board of Directors in the Amount of CHF 8.16 Million

   Mgmt    For    Refer    For
6.2  

Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million

   Mgmt    For    Refer    For
6.3  

Approve Remuneration Report (Non-Binding)

   Mgmt    For    For    For
7.1  

Reelect Joerg Reinhardt as Director and Chairman

   Mgmt    For    For    For
7.2  

Reelect Nancy Andrews as Director

   Mgmt    For    For    For
7.3  

Reelect Dimitri Azar as Director

   Mgmt    For    For    For
7.4  

Reelect Srikant Datar as Director

   Mgmt    For    For    For
7.5  

Reelect Ann Fudge as Director

   Mgmt    For    For    For
7.6  

Reelect Pierre Landolt as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Novartis AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7.7  

Reelect Andreas von Planta as Director

   Mgmt    For    For    For
7.8  

Reelect Charles Sawyers as Director

   Mgmt    For    For    For
7.9  

Reelect Enrico Vanni as Director

   Mgmt    For    For    For
7.10  

Reelect William Winters as Director

   Mgmt    For    For    For
7.11  

Elect Tom Buechner as Director

   Mgmt    For    For    For
7.12  

Elect Elizabeth Doherty as Director

   Mgmt    For    For    For
8.1  

Appoint Srikant Datar as Member of the Compensation Committee

   Mgmt    For    For    For
8.2  

Appoint Ann Fudge as Member of the Compensation Committee

   Mgmt    For    For    For
8.3  

Appoint Enrico Vanni as Member of the Compensation Committee

   Mgmt    For    For    For
8.4  

Appoint William Winters as Member of the Compensation Committee

   Mgmt    For    For    For
9  

Ratify PricewaterhouseCoopers AG as Auditors

   Mgmt    For    For    For
10  

Designate Peter Andreas Zahn as Independent Proxy

   Mgmt    For    For    For
11  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Meeting Date:    03/02/2016   Country:    Israel   Primary Security ID:    M2012Q100
Record Date:    02/01/2016   Meeting Type:    Special   Ticker:    BEZQ
     Shares Voted:    2,079,865     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Performance Criteria for the Bonus of the CEO for 2016

   Mgmt    For    Refer    For
A  

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
 

Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

B1  

If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B2  

If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B3  

If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    For

Enagas S.A.

 

Meeting Date:    03/17/2016   Country:    Spain   Primary Security ID:    E41759106
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    ENG
     Shares Voted:    46,403     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
3  

Approve Discharge of Board

   Mgmt    For    For    For
4  

Appoint Ernst & Young as Auditor

   Mgmt    For    For    For
5  

Reelect Sociedad Estatal de Participaciones Industriales as Director

   Mgmt    For    For    For
6.1  

Amend Article 3 Re: Registered Office, Branches and Corporate Website

   Mgmt    For    For    For
6.2  

Amend Articles Re: Exceptional Convening of Meetings and Appointment of Auditors

   Mgmt    For    For    For
6.3  

Amend Article 44 Re: Audit and Compliance Committee

   Mgmt    For    For    For
6.4  

Amend Article 45 Re: Appointments, Remuneration and Corporate Social Responsibility Committee

   Mgmt    For    For    For
7  

Approve Remuneration Policy

   Mgmt    For    For    For
8  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
9  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Enagas S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 5 Billion

   Mgmt    For    Refer    For
11  

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital

   Mgmt    For    For    For
12  

Receive Amendments to Board of Directors Regulations

   Mgmt         
13  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Bridgestone Corp.

 

Meeting Date:    03/24/2016   Country:    Japan   Primary Security ID:    J04578126
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    5108
     Shares Voted:    123,565     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 70

   Mgmt    For    For    For
2  

Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Three Committees - Indemnify Directors

   Mgmt    For    Refer    For
3.1  

Elect Director Tsuya, Masaaki

   Mgmt    For    For    For
3.2  

Elect Director Nishigai, Kazuhisa

   Mgmt    For    For    For
3.3  

Elect Director Masunaga, Mikio

   Mgmt    For    For    For
3.4  

Elect Director Togami, Kenichi

   Mgmt    For    For    For
3.5  

Elect Director Tachibana Fukushima, Sakie

   Mgmt    For    For    For
3.6  

Elect Director Scott Trevor Davis

   Mgmt    For    For    For
3.7  

Elect Director Okina, Yuri

   Mgmt    For    For    For
3.8  

Elect Director Masuda, Kenichi

   Mgmt    For    For    For
3.9  

Elect Director Yamamoto, Kenzo

   Mgmt    For    For    For
3.10  

Elect Director Terui, Keiko

   Mgmt    For    For    For
3.11  

Elect Director Sasa, Seiichi

   Mgmt    For    For    For
4  

Approve Annual Bonus

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Bank Of Montreal

 

Meeting Date:    04/05/2016   Country:    Canada   Primary Security ID:    063671101
Record Date:    02/08/2016   Meeting Type:    Annual   Ticker:    BMO
     Shares Voted:    68,597     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Janice M. Babiak

   Mgmt    For    For    For
1.2  

Elect Director Sophie Brochu

   Mgmt    For    For    For
1.3  

Elect Director George A. Cope

   Mgmt    For    For    For
1.4  

Elect Director William A. Downe

   Mgmt    For    For    For
1.5  

Elect Director Christine A. Edwards

   Mgmt    For    For    For
1.6  

Elect Director Martin S. Eichenbaum

   Mgmt    For    For    For
1.7  

Elect Director Ronald H. Farmer

   Mgmt    For    For    For
1.8  

Elect Director Eric R. La Fleche

   Mgmt    For    For    For
1.9  

Elect Director Lorraine Mitchelmore

   Mgmt    For    For    For
1.10  

Elect Director Philip S. Orsino

   Mgmt    For    For    For
1.11  

Elect Director J. Robert S. Prichard

   Mgmt    For    For    For
1.12  

Elect Director Don M. Wilson III

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
4  

Approve Streamlining of Financial Reporting

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Nestle SA

 

Meeting Date:    04/07/2016   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
     Shares Voted:    43,749     

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report (Non-binding)

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.25 per Share

   Mgmt    For    For    For
4.1a  

Reelect Peter Brabeck-Letmathe as Director

   Mgmt    For    For    For
4.1b  

Reelect Paul Bulcke as Director

   Mgmt    For    For    For
4.1c  

Reelect Andreas Koopmann as Director

   Mgmt    For    For    For
4.1d  

Reelect Beat Hess as Director

   Mgmt    For    For    For
4.1e  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1f  

Reelect Steven G. Hoch as Director

   Mgmt    For    For    For
4.1g  

Reelect Naina Lal Kidwai as Director

   Mgmt    For    For    For
4.1h  

Reelect Jean-Pierre Roth as Director

   Mgmt    For    For    For
4.1i  

Reelect Ann Veneman as Director

   Mgmt    For    For    For
4.1j  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1k  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1l  

Reelect Ruth K. Oniang’o as Director

   Mgmt    For    For    For
4.1m  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.2  

Reelect Peter Brabeck-Letmathe as Board Chairman

   Mgmt    For    For    For
4.3.1  

Appoint Beat Hess as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.2  

Appoint Andreas Koopmann as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.3  

Appoint Jean-Pierre Roth as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.4  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.4  

Ratify KPMG AG as Auditors

   Mgmt    For    For    For
4.5  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.1  

Approve Remuneration of Board of Directors in the Amount of CHF 10.5 Million

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 60 Million

   Mgmt    For    Refer    For
6  

Approve CHF 7.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against

Iberdrola S.A.

 

Meeting Date:    04/08/2016   Country:    Spain   Primary Security ID:    E6165F166
Record Date:    04/03/2016   Meeting Type:    Annual   Ticker:    IBE
     Shares Voted:    789,195     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
2  

Approve Consolidated and Standalone Management Reports

   Mgmt    For    For    For
3  

Approve Discharge of Board

   Mgmt    For    For    For
4  

Renew Appointment of Ernst & Young as Auditor

   Mgmt    For    For    For
5  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
6.A  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
6.B  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
7  

Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent

   Mgmt    For    For    For
8  

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital

   Mgmt    For    For    For
9.A  

Reelect Iñigo Víctor de Oriol Ibarra as Director

   Mgmt    For    For    For
9.B  

Reelect Inés Macho Stadler as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Iberdrola S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9.C  

Reelect Braulio Medel Cámara as Director

   Mgmt    For    For    For
9.D  

Reelect Samantha Barber as Director

   Mgmt    For    For    For
9.E  

Elect Xabier Sagredo Ormaza as Director

   Mgmt    For    For    For
10.A  

Amend Articles Re: Corporate Purpose and Values

   Mgmt    For    For    For
10.B  

Amend Articles Re: Indirect Shareholder Participation in Other Companies of the Iberdrola Group

   Mgmt    For    For    For
10.C  

Amend Articles Re: Competencies of the Appointments and Remuneration Committee

   Mgmt    For    For    For
11.A  

Amend Articles of General Meeting Regulations Re: Purpose and Communication Channels

   Mgmt    For    Refer    For
11.B  

Amend Article 16 of General Meeting Regulations Re: Gift

   Mgmt    For    Refer    For
11.C  

Amend Articles of General Meeting Regulations Re: Technical Adjustments

   Mgmt    For    Refer    For
12  

Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For
14  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For

Teliasonera AB

 

Meeting Date:    04/12/2016   Country:    Sweden   Primary Security ID:    W95890104
Record Date:    04/06/2016   Meeting Type:    Annual   Ticker:    TLSN
     Shares Voted:    562,498     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Chairman of Meeting

   Mgmt    For    For    For
2  

Prepare and Approve List of Shareholders

   Mgmt    For    For    For
3  

Approve Agenda of Meeting

   Mgmt    For    For    For
4  

Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    For
5  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
6  

Receive Financial Statements and Statutory Reports

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Teliasonera AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8  

Approve Allocation of Income and Dividends of SEK 3 Per Share

   Mgmt    For    For    For
9  

Approve Discharge of Board and President

   Mgmt    For    For    For
10  

Determine Number of Members (8) and Deputy Members (0) of Board

   Mgmt    For    Refer    For
11  

Approve Remuneration of Directors in the Amount of SEK 1.6 Million for Chairman, SEK 775,000 for Vice Chairman, and SEK 545,000 for Other Directors; Approve Remuneration for Committee Work

   Mgmt    For    Refer    For
12.1  

Reelect Marie Ehrling as Director

   Mgmt    For    For    For
12.2  

Reelect Olli-Pekka Kallasvuo as Director

   Mgmt    For    For    For
12.3  

Reelect Mikko Kosonen as Director

   Mgmt    For    For    For
12.4  

Reelect Nina Linander as Director

   Mgmt    For    For    For
12.5  

Reelect Martin Lorentzon as Director

   Mgmt    For    For    For
12.6  

Elect Susanna Campbell as New Director

   Mgmt    For    For    For
12.7  

Elect Anna Settman as New Director

   Mgmt    For    For    For
12.8  

Elect Olaf Swantee as New Director

   Mgmt    For    For    For
13.1  

Reelect Marie Ehrling as Board Chairman

   Mgmt    For    For    For
13.2  

Reelect Olli-Pekka Kallasvuo as Board Vice Chairman

   Mgmt    For    For    For
14  

Determine Number of Auditors (1) and Deputy Auditors (0)

   Mgmt    For    Refer    For
15  

Approve Remuneration of Auditors

   Mgmt    For    For    For
16  

Ratify Deloitte as Auditors

   Mgmt    For    For    For
17  

Elect Daniel Kristiansson, Kari Jarvinen, Johan Strandberg, Anders Oscarsson and Marie Ehrling as Members of Nominating Committee; Adoption of Instructions for the Nominating Committee

   Mgmt    For    For    For
18  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    Refer    For
19  

Authorize Share Repurchase Program

   Mgmt    For    For    For
20a  

Approve 2016/2019 Performance Share Program

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Teliasonera AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20b  

Approve Transfer of Shares in Connection with the 2016/2019 Performance Share Program

   Mgmt    For    Refer    For
21  

Change Company Name to Telia Company AB

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by Thorwald Arvidsson

   Mgmt         
22a  

Adopt Vision Regarding Gender Equality in the Company

   SH    None    Against    Against
22b  

Instruct Board to Appoint a Working Group to implement and Carefully Monitor the Development of Gender and Ethnicity Diversity in the Company

   SH    None    Against    Against
22c  

Require the Results from the Working Group Concerning Item 22b to be Reported to the AGM

   SH    None    Refer    Against
22d  

Request Board to Take Necessary Action to Create a Shareholders’ Association

   SH    None    Refer    Against
22e  

Prohibit Directors from Being Able to Invoice Director’s Fees via Swedish and/or Foreign Legal Entities

   SH    None    Refer    Against
22f  

Instruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity

   SH    None    Against    Against
22g  

Instruct Board to Prepare a Proposal on Representation of Small and Medium Sized Companies for Submission at 2017 AGM

   SH    None    Refer    Against
22h  

Initiate Investigation of How the Main Ownership of the Governments of Finland and Sweden Has Been Exercised

   SH    None    Refer    Against
22i  

Initiate Investigation of the Relationship Between the Current Shareholders’ Association and the Company

   SH    None    Refer    Against
22j  

Initiate Investigation of the Company’s non-European business

   SH    None    Refer    Against
22k  

Proposal to Publish All Review Material Related to the Company’s Non-European Business

   SH    None    Refer    Against
23  

Amend Articles Re: Former Politicians on the Board of Directors

   SH    None    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    87,096     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Vinci

 

Meeting Date:    04/19/2016   Country:    France   Primary Security ID:    F5879X108
Record Date:    04/14/2016   Meeting Type:    Annual/Special   Ticker:    DG
     Shares Voted:    52,269     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Vinci

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.84 per Share

   Mgmt    For    For    For
4  

Reelect Jean-Pierre Lamoure as Director

   Mgmt    For    For    For
5  

Ratify Appointment of Qatar Holding LLC as Director

   Mgmt    For    For    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Advisory Vote on Compensation of Xavier Huillard, Chairman and CEO

   Mgmt    For    For    For
8  

Advisory Vote on Compensation of Pierre Coppey, Vice-CEO

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
9  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
10  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
11  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
12  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against
13  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Asian Pay Television Trust

 

Meeting Date:    04/21/2016   Country:    Singapore   Primary Security ID:    Y0362V106
Record Date:      Meeting Type:    Annual   Ticker:    S7OU
     Shares Voted:    6,305,822     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Adopt Report of the Trustee-Manager, Statement by the Trustee-Manager, Audited Financial Statements and Auditors’ Report

   Mgmt    For    For    For
2  

Approve Deloitte & Touche LLP as Auditors and Authorize the Board of the Trustee-Manager to Fix Their Remuneration

   Mgmt    For    For    For
3  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Atlantia SPA

 

Meeting Date:    04/21/2016   Country:    Italy   Primary Security ID:    T05404107
Record Date:    04/12/2016   Meeting Type:    Annual   Ticker:    ATL
     Shares Voted:    160,961     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements, Statutory Reports, and Allocation of Income

   Mgmt    For    For    For
2  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    Refer    For
3.a  

Fix Number of Directors

   Mgmt    For    Refer    For
 

Appoint Directors - Choose One of the Following Slates

   Mgmt         
3.b.1  

Slate 1 Submitted by Sintonia SpA

   SH    None    Refer    Do Not Vote
3.b.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
3.c  

Elect Board Chair

   Mgmt    None    For    For
3.d  

Approve Remuneration of Directors

   Mgmt    For    Refer    Against
4  

Approve Remuneration Report

   Mgmt    For    For    For
A  

Deliberations on Possible Legal Action Against

   Mgmt    None    Refer    Against
 

Directors if Presented by Shareholders

           

Unilever NV

 

Meeting Date:    04/21/2016   Country:    Netherlands   Primary Security ID:    N8981F271
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    UNA
     Shares Voted:    132,313     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting

   Mgmt         
1  

Discussion of the Annual Report and Accounts for the 2015 financial year

   Mgmt         
2  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
3  

Approve Discharge of Executive Board Members

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Unilever NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Discharge of Non-Executive Board Members

   Mgmt    For    For    For
5  

Reelect N S Andersen as a Non-Executive Director

   Mgmt    For    For    For
6  

Reelect L M Cha as a Non-Executive Director

   Mgmt    For    For    For
7  

Reelect V Colao as a Non-Executive Director

   Mgmt    For    For    For
8  

Reelect L O Fresco as Non-Executive Director

   Mgmt    For    For    For
9  

Reelect A M Fudge as Non-Executive Director

   Mgmt    For    For    For
10  

Elect J Hartmann as a Non-Executive Director

   Mgmt    For    For    For
11  

Reelect M Ma as a Non-Executive Director

   Mgmt    For    For    For
12  

Reelect P G J M Polman as an Executive Director

   Mgmt    For    For    For
13  

Reelect J Rishton as a Non-Executive Director

   Mgmt    For    For    For
14  

Reelect F Sijbesma as a Non-Executive Director

   Mgmt    For    For    For
15  

Elect M Dekkers as a Non-Executive Director

   Mgmt    For    For    For
16  

Elect S Masiyiwa as a Non-Executive Director

   Mgmt    For    For    For
17  

Elect Y Moon as a Non-Executive Director

   Mgmt    For    For    For
18  

Elect G Pitkethly as an Executive Director

   Mgmt    For    For    For
19  

Ratify KPMG as Auditors

   Mgmt    For    For    For
20  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
21  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
22  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
23  

Close Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Vivendi

 

Meeting Date:    04/21/2016   Country:    France   Primary Security ID:    F97982106
Record Date:    04/18/2016   Meeting Type:    Annual/Special   Ticker:    VIV
     Shares Voted:    173,722     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    Against
4  

Approve Allocation of Income and Dividends of EUR 3.00 per Share

   Mgmt    For    For    For
5  

Advisory Vote on Compensation of Arnaud de Puyfontaine, Management Board Chairman

   Mgmt    For    For    For
6  

Advisory Vote on Compensation of Herve Philippe, Management Board Member

   Mgmt    For    For    For
7  

Advisory Vote on Compensation of Stephane Roussel, Management Board Member

   Mgmt    For    For    For
8  

Advisory Vote on Compensation of Frederic Crepin, Management Board Member

   Mgmt    For    For    For
9  

Advisory Vote on Compensation of Simon Gillham, Management Board Member

   Mgmt    For    For    For
10  

Approve Additional Pension Scheme Agreement with Frederic Crepin

   Mgmt    For    Refer    For
11  

Approve Additional Pension Scheme Agreement with Simon Gillham

   Mgmt    For    Refer    For
12  

Ratify Appointment of Cathia Lawson Hall as Supervisory Board Member

   Mgmt    For    For    For
13  

Reelect Philippe Donnet as Supervisory Board Member

   Mgmt    For    For    For
14  

Delegation of Powers to the Board to Use Shares Repurchased Under Share Repurchase Program

   Mgmt    For    Refer    Against
15  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
16  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
17  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million

   Mgmt    For    Refer    Against
18  

Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Vivendi

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against
20  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
22  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

HSBC Holdings plc

 

Meeting Date:    04/22/2016   Country:    United Kingdom   Primary Security ID:    G4634U169
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    HSBA
     Shares Voted:    469,478     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4(a)  

Elect Henri de Castries as Director

   Mgmt    For    For    For
4(b)  

Elect Irene Lee as Director

   Mgmt    For    For    For
4(c)  

Elect Pauline van der Meer Mohr as Director

   Mgmt    For    For    For
4(d)  

Elect Paul Walsh as Director

   Mgmt    For    For    For
4(e)  

Re-elect Phillip Ameen as Director

   Mgmt    For    For    For
4(f)  

Re-elect Kathleen Casey as Director

   Mgmt    For    For    For
4(g)  

Re-elect Laura Cha as Director

   Mgmt    For    For    For
4(h)  

Re-elect Lord Evans of Weardale as Director

   Mgmt    For    For    For
4(i)  

Re-elect Joachim Faber as Director

   Mgmt    For    For    For
4(j)  

Re-elect Douglas Flint as Director

   Mgmt    For    For    For
4(k)  

Re-elect Stuart Gulliver as Director

   Mgmt    For    For    For
4(l)  

Re-elect Sam Laidlaw as Director

   Mgmt    For    For    For
4(m)  

Re-elect John Lipsky as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

HSBC Holdings plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4(n)  

Re-elect Rachel Lomax as Director

   Mgmt    For    For    For
4(o)  

Re-elect Iain Mackay as Director

   Mgmt    For    For    For
4(p)  

Re-elect Heidi Miller as Director

   Mgmt    For    For    For
4(q)  

Re-elect Marc Moses as Director

   Mgmt    For    For    For
4(r)  

Re-elect Jonathan Symonds as Director

   Mgmt    For    For    For
5  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Authorise the Group Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
7  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
8  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
9  

Authorise Directors to Allot Any Repurchased Shares

   Mgmt    For    Refer    For
10  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
11  

Authorise Issue of Equity in Relation to Contingent Convertible Securities

   Mgmt    For    Refer    For
12  

Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities

   Mgmt    For    Refer    For
13  

Approve Scrip Dividend Scheme

   Mgmt    For    For    For
14  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

ING Groep NV

 

Meeting Date:    04/25/2016   Country:    Netherlands   Primary Security ID:    N4578E413
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    INGA
     Shares Voted:    375,784     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.a  

Receive Report of Management Board (Non-Voting)

   Mgmt         
2.b  

Receive Announcements on Sustainability

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

ING Groep NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.c  

Receive Report of Supervisory Board (Non-Voting)

   Mgmt         
2.d  

Discuss Remuneration Report

   Mgmt         
2.e  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3.a  

Receive Explanation on Profit Retention and Distribution Policy

   Mgmt         
3.b  

Approve Dividends of EUR 0.65 Per Share

   Mgmt    For    For    For
4.a  

Approve Discharge of Management Board

   Mgmt    For    For    For
4.b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5.a  

Amend Articles to Change the Governance of the Company Re: Abolish Depositary Receipt Structure and Introduction of Other Governance Related Changes

   Mgmt    For    Refer    For
5.b  

Amend Articles Re: European Bank Recovery and Resolution Directive

   Mgmt    For    For    For
5.c  

Discussion of Executive Board Profile

   Mgmt         
5.d  

Discussion of Supervisory Board Profile

   Mgmt         
6  

Approve Remuneration Policy for Members of the Supervisory Board

   Mgmt    For    Refer    For
7  

Elect Wilfred Nagel to Management Board

   Mgmt    For    For    For
8  

Elect Ann Sherry AO to Supervisory Board

   Mgmt    For    For    For
9.a  

Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital

   Mgmt    For    For    For
9.b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
11  

Other Business (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

American Electric Power Company, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    025537101
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    AEP
     Shares Voted:    43,244     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Nicholas K. Akins

   Mgmt    For    For    For
1.2  

Elect Director David J. Anderson

   Mgmt    For    For    For
1.3  

Elect Director J. Barnie Beasley, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Ralph D. Crosby, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Linda A. Goodspeed

   Mgmt    For    For    For
1.6  

Elect Director Thomas E. Hoaglin

   Mgmt    For    For    For
1.7  

Elect Director Sandra Beach Lin

   Mgmt    For    For    For
1.8  

Elect Director Richard C. Notebaert

   Mgmt    For    For    For
1.9  

Elect Director Lionel L. Nowell, III

   Mgmt    For    For    For
1.10  

Elect Director Stephen S. Rasmussen

   Mgmt    For    For    For
1.11  

Elect Director Oliver G. Richard, III

   Mgmt    For    For    For
1.12  

Elect Director Sara Martinez Tucker

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Axa

 

Meeting Date:    04/27/2016   Country:    France   Primary Security ID:    F06106102
Record Date:    04/22/2016   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    252,511     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.10 per Share

   Mgmt    For    For    For
4  

Advisory Vote on Compensation of Henri de Castries, Chairman and CEO

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Axa

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Advisory Vote on Compensation of Denis Duverne, Vice CEO

   Mgmt    For    For    For
6  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
7  

Reelect Stefan Lippe as Director

   Mgmt    For    For    For
8  

Reelect Francois Martineau as Director

   Mgmt    For    For    For
9  

Elect Irene Dorner as Director

   Mgmt    For    For    For
10  

Elect Angelien Kemna as Director

   Mgmt    For    For    For
11  

Reelect Doina Palici Chehab as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
12  

Elect Alain Raynaud as Representative of Employee Shareholders to the Board

   Mgmt    Against    Refer    Against
13  

Elect Martin Woll as Representative of Employee Shareholders to the Board

   Mgmt    Against    Refer    Against
14  

Renew Appointment of Mazars as Auditor

   Mgmt    For    For    For
15  

Renew Appointment of Emmanuel Charnavel as Alternate Auditor

   Mgmt    For    For    For
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
19  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against
20  

Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Pension Contribution

   Mgmt    For    Refer    For
21  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
22  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Eaton Corporation plc

 

Meeting Date:    04/27/2016   Country:    Ireland   Primary Security ID:    G29183103
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    ETN
     Shares Voted:    26,316     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Craig Arnold

   Mgmt    For    For    For
1b  

Elect Director Todd M. Bluedorn

   Mgmt    For    For    For
1c  

Elect Director Christopher M. Connor

   Mgmt    For    For    For
1d  

Elect Director Michael J. Critelli

   Mgmt    For    For    For
1e  

Elect Director Alexander M. Cutler

   Mgmt    For    For    For
1f  

Elect Director Richard H. Fearon

   Mgmt    For    For    For
1g  

Elect Director Charles E. Golden

   Mgmt    For    For    For
1h  

Elect Director Linda A. Hill

   Mgmt    For    For    For
1i  

Elect Director Arthur E. Johnson

   Mgmt    For    For    For
1j  

Elect Director Ned C. Lautenbach

   Mgmt    For    For    For
1k  

Elect Director Deborah L. McCoy

   Mgmt    For    For    For
1l  

Elect Director Gregory R. Page

   Mgmt    For    For    For
1m  

Elect Director Sandra Pianalto

   Mgmt    For    For    For
1n  

Elect Director Gerald B. Smith

   Mgmt    For    For    For
2A  

Amend Company’s Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons

   Mgmt    For    For    For
2B  

Amend Company’s Memorandum of Association in Connection with Recent Changes in Irish Law

   Mgmt    For    For    For
3  

Amend Company’s Articles of Association to Clarify the Board’s Sole Authority to Determine its Size within the Fixed Limits in Articles

   Mgmt    For    Refer    For
4  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
6  

Approval of Overseas Market Purchases of the Company Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Snam SpA

 

Meeting Date:    04/27/2016   Country:    Italy   Primary Security ID:    T8578N103
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    SRG
     Shares Voted:    246,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Fix Number of Directors

   Mgmt    For    Refer    For
5  

Fix Board Terms for Directors

   Mgmt    For    Against    Against
 

Appoint Directors (Slate Election) - Choose One of the Following Slates

   Mgmt         
6.1  

Slate 1 Submitted by CDP Reti SpA

   SH    None    Refer    Do Not Vote
6.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
6.3  

Slate 3 Submitted by Inarcassa

   SH    None    Refer    Do Not Vote
7  

Elect Board Chair

   Mgmt    None    Refer    For
8  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
 

Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates

   Mgmt         
9.1  

Slate 1 Submitted by CDP Reti Spa

   SH    None    Refer    Against
9.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    For
10  

Appoint Chairman of Internal Statutory Auditors

   SH    None    For    For
11  

Approve Internal Auditors’ Remuneration

   Mgmt    For    Refer    For
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

   Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

CRH plc

 

Meeting Date:    04/28/2016   Country:    Ireland   Primary Security ID:    G25508105
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    CRG
     Shares Voted:    51,508     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Remuneration Policy

   Mgmt    For    Refer    Against
5  

Approve Increase in the Aggregate Limit of Fees Payable to Non-executive Directors

   Mgmt    For    Refer    For
6(a)  

Re-elect Ernst Bartschi as Director

   Mgmt    For    For    For
6(b)  

Re-elect Maeve Carton as Director

   Mgmt    For    For    For
6(c)  

Re-elect Nicky Hartery as Director

   Mgmt    For    For    For
6(d)  

Re-elect Patrick Kennedy as Director

   Mgmt    For    For    For
6(e)  

Elect Rebecca McDonald as Director

   Mgmt    For    For    For
6(f)  

Re-elect Donald McGovern Jr. as Director

   Mgmt    For    For    For
6(g)  

Re-elect Heather Ann McSharry as Director

   Mgmt    For    For    For
6(h)  

Re-elect Albert Manifold as Director

   Mgmt    For    For    For
6(i)  

Elect Senan Murphy as Director

   Mgmt    For    For    For
6(j)  

Re-elect Lucinda Riches as Director

   Mgmt    For    For    For
6(k)  

Re-elect Henk Rottinghuis as Director

   Mgmt    For    For    For
6(l)  

Elect William Teuber Jr. as Director

   Mgmt    For    For    For
6(m)  

Re-elect Mark Towe as Director

   Mgmt    For    For    For
7  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
8  

Reappoint Ernst & Young as Auditors

   Mgmt    For    For    For
9  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
10  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
12  

Authorise Reissuance of Treasury Shares

   Mgmt    For    Against    For
13  

Approve Scrip Dividend Program

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Johnson & Johnson

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    478160104
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    JNJ
     Shares Voted:    97,526     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mary C. Beckerle

   Mgmt    For    For    For
1b  

Elect Director D. Scott Davis

   Mgmt    For    For    For
1c  

Elect Director Ian E. L. Davis

   Mgmt    For    For    For
1d  

Elect Director Alex Gorsky

   Mgmt    For    For    For
1e  

Elect Director Susan L. Lindquist

   Mgmt    For    For    For
1f  

Elect Director Mark B. McClellan

   Mgmt    For    For    For
1g  

Elect Director Anne M. Mulcahy

   Mgmt    For    For    For
1h  

Elect Director William D. Perez

   Mgmt    For    For    For
1i  

Elect Director Charles Prince

   Mgmt    For    For    For
1j  

Elect Director A. Eugene Washington

   Mgmt    For    For    For
1k  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends

   SH    Against    Refer    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Report on Policies for Safe Disposal of Prescription Drugs by Users

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Lockheed Martin Corporation

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    539830109
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    25,011     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    For    For
1c  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1d  

Elect Director David B. Burritt

   Mgmt    For    For    For
1e  

Elect Director Bruce A. Carlson

   Mgmt    For    For    For
1f  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Falk

   Mgmt    For    For    For
1h  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1i  

Elect Director James M. Loy

   Mgmt    For    For    For
1j  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1k  

Elect Director Anne Stevens

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For

Pfizer Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    717081103
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    PFE
     Shares Voted:    327,647     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis A. Ausiello

   Mgmt    For    For    For
1.2  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1.3  

Elect Director Joseph J. Echevarria

   Mgmt    For    For    For
1.4  

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
1.5  

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
1.6  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.7  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.8  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Pfizer Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9  

Elect Director Ian C. Read

   Mgmt    For    For    For
1.10  

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
1.11  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Give Shareholders Final Say on Election of Directors

   SH    Against    Refer    Against
6  

Provide Right to Act by Written Consent

   SH    Against    For    For
7  

Prohibit Tax Gross-ups on Inversions

   SH    Against    Refer    Against

Taylor Wimpey plc

 

Meeting Date:    04/28/2016   Country:     United Kingdom   Primary Security ID:    G86954107
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    TW.
     Shares Voted:    1,102,968     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Special Dividend

   Mgmt    For    For    For
4  

Re-elect Kevin Beeston as Director

   Mgmt    For    For    For
5  

Re-elect Pete Redfern as Director

   Mgmt    For    For    For
6  

Re-elect Ryan Mangold as Director

   Mgmt    For    For    For
7  

Re-elect James Jordan as Director

   Mgmt    For    For    For
8  

Re-elect Kate Barker as Director

   Mgmt    For    For    For
9  

Re-elect Baroness Ford of Cunninghame as Director

   Mgmt    For    For    For
10  

Re-elect Mike Hussey as Director

   Mgmt    For    For    For
11  

Re-elect Robert Rowley as Director

   Mgmt    For    For    For
12  

Elect Humphrey Singer as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Taylor Wimpey plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Remuneration Report

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Approve Sale of a Property by Taylor Wimpey de Espana S.A.U. to Pete Redfern

   Mgmt    For    Refer    For
21  

Approve Sale of a Property by Taylor Wimpey de Espana S.A.U. to Pete Redfern

   Mgmt    For    Refer    For
22  

Approve Sale of a Property by Taylor Wimpey UK Limited to Ryan Mangold

   Mgmt    For    Refer    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

AT&T Inc.

 

Meeting Date:    04/29/2016   Country:    USA   Primary Security ID:    00206R102
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    T
     Shares Voted:    258,009     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Randall L. Stephenson

   Mgmt    For    For    For
1.2  

Elect Director Samuel A. Di Piazza, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Richard W. Fisher

   Mgmt    For    For    For
1.4  

Elect Director Scott T. Ford

   Mgmt    For    For    For
1.5  

Elect Director Glenn H. Hutchins

   Mgmt    For    For    For
1.6  

Elect Director William E. Kennard

   Mgmt    For    For    For
1.7  

Elect Director Michael B. McCallister

   Mgmt    For    For    For
1.8  

Elect Director Beth E. Mooney

   Mgmt    For    For    For
1.9  

Elect Director Joyce M. Roche

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

AT&T Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10  

Elect Director Matthew K. Rose

   Mgmt    For    For    For
1.11  

Elect Director Cynthia B. Taylor

   Mgmt    For    For    For
1.12  

Elect Director Laura D’Andrea Tyson

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Report on Indirect Political Contributions

   SH    Against    Against    Against
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Require Independent Board Chairman

   SH    Against    Refer    Against

Koninklijke DSM NV

 

Meeting Date:    04/29/2016   Country:    Netherlands   Primary Security ID:    N5017D122
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    DSM
     Shares Voted:    56,265     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Receive Report of Management Board (Non-Voting)

   Mgmt         
3  

Discuss Remuneration Report

   Mgmt         
4  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
5a  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
5b  

Approve Dividends of EUR 1.65 Per Share

   Mgmt    For    For    For
6a  

Approve Discharge of Management Board

   Mgmt    For    For    For
6b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
7a  

Reelect Eileen Kennedy to Supervisory Board

   Mgmt    For    For    For
7b  

Reelect Victoria Haynes to Supervisory Board

   Mgmt    For    For    For
7c  

Elect Pradeep Pant to Supervisory Board

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Koninklijke DSM NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
9a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For
9b  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
11  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
12  

Allow Questions

   Mgmt         
13  

Close Meeting

   Mgmt         

Occidental Petroleum Corporation

 

Meeting Date:    04/29/2016   Country:    USA   Primary Security ID:    674599105
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    OXY
     Shares Voted:    96,994     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Spencer Abraham

   Mgmt    For    For    For
1.2  

Elect Director Howard I. Atkins

   Mgmt    For    For    For
1.3  

Elect Director Eugene L. Batchelder

   Mgmt    For    For    For
1.4  

Elect Director Stephen I. Chazen

   Mgmt    For    For    For
1.5  

Elect Director John E. Feick

   Mgmt    For    For    For
1.6  

Elect Director Margaret M. Foran

   Mgmt    For    For    For
1.7  

Elect Director Carlos M. Gutierrez

   Mgmt    For    For    For
1.8  

Elect Director Vicki A. Hollub

   Mgmt    For    For    For
1.9  

Elect Director William R. Klesse

   Mgmt    For    For    For
1.10  

Elect Director Avedick B. Poladian

   Mgmt    For    For    For
1.11  

Elect Director Elisse B. Walter

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Occidental Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Review and Assess Membership of Lobbying Organizations

   SH    Against    Against    Against
5  

Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against
6  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For
7  

Report on Methane and Flaring Emissions Management and Reduction Targets

   SH    Against    Refer    Against

Eli Lilly and Company

 

Meeting Date:    05/02/2016   Country:    USA   Primary Security ID:    532457108
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    LLY
     Shares Voted:    35,729     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ralph Alvarez

   Mgmt    For    For    For
1b  

Elect Director R. David Hoover

   Mgmt    For    For    For
1c  

Elect Director Juan R. Luciano

   Mgmt    For    For    For
1d  

Elect Director Franklyn G. Prendergast

   Mgmt    For    For    For
1e  

Elect Director Kathi P. Seifert

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Report on Guidelines for Country Selection

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Meeting Date:    05/03/2016   Country:    Israel   Primary Security ID:    M2012Q100
Record Date:    04/04/2016   Meeting Type:    Annual/Special   Ticker:    BEZQ
     Shares Voted:    2,079,865     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Adopt Revised Compensation Policy for the Directors and Officers of the Company For a Three-Year Period

   Mgmt    For    For    For
2  

Amend Articles Re: Indemnification, Insurance, and Exemption of Directors and Officers

   Mgmt    For    Refer    For
3  

Subject to Approval of Items 1 and 2, Approve Amendments to Indemnification, Insurance, and Exemption Agreements for Directors and Officers, Including Those Affiliated with Controlling Shareholders

   Mgmt    For    Refer    For
4  

Reappoint Somekh Chaikin & Co as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Dividend of NIS 0.28 Per Share

   Mgmt    For    For    For
6.1  

Reelect Shaul Elovitch as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
6.2  

Reelect Or Elovitch as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
6.3  

Reelect Orna Elovitch-Peled as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
6.4  

Reelect Amikam Shorer as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
6.5  

Reelect Rami Nomkin as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
6.6  

Reelect Eldad Ben-Moshe as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
6.7  

Reelect Dr. Joshua Rosensweig as Director Until the End of the Next Annual General Meeting

   Mgmt    For    For    For
A  

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
 

Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney

   Mgmt         
B1  

If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B2  

If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B3  

If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    110122108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    44,374     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Lamberto Andreotti

   Mgmt    For    For    For
1B  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1E  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1F  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1G  

Elect Director Thomas J. Lynch, Jr.

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Togo D. West, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Engie

 

Meeting Date:    05/03/2016   Country:    France   Primary Security ID:    F7629A107
Record Date:    04/28/2016   Meeting Type:    Annual/Special   Ticker:    ENGI
     Shares Voted:    283,513     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions; Acknowledge Ongoing Transactions

   Mgmt    For    Refer    Against
5  

Approve Additional Pension Scheme in Favor of Isabelle Kocher; Acknowledge Waiver of Agreement

   Mgmt    For    Refer    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Reelect Gerard Mestrallet as Director

   Mgmt    For    For    For
8  

Reelect Isabelle Kocher as Director

   Mgmt    For    For    For
9  

Elect Sir Peter Ricketts as Director

   Mgmt    For    For    For
10  

Elect Fabrice Bregier as Director

   Mgmt    For    For    For
11  

Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO

   Mgmt    For    For    For
12  

Advisory Vote on Compensation of Isabelle Kocher, Vice-CEO

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
13  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million

   Mgmt    For    For    For
14  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million

   Mgmt    For    For    For
15  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Engie

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 13 to 15

   Mgmt    For    For    For
17  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
18  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
19  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
20  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
21  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 18 to 20, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
22  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind, Only in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
24  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
25  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million

   Mgmt    For    Refer    For
26  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
27  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
28  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
29  

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Engie

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

30  

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for a Few Employees and Corporate Officers

   Mgmt    For    Refer    For
31  

Amend Article 13.5 of Bylaws Re: Preparation Time for Employee Representatives

   Mgmt    For    Refer    For
32  

Amend Article 16 of Bylaws Re: Chairman Age Limit

   Mgmt    For    Refer    For
33  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:    05/04/2016   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/02/2016   Meeting Type:    Annual   Ticker:    BA.
     Shares Voted:    767,622     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For
5  

Re-elect Jerry DeMuro as Director

   Mgmt    For    For    For
6  

Re-elect Harriet Green as Director

   Mgmt    For    For    For
7  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
8  

Re-elect Ian King as Director

   Mgmt    For    For    For
9  

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
10  

Re-elect Paula Rosput Reynolds as Director

   Mgmt    For    For    For
11  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
12  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
13  

Elect Elizabeth Corley as Director

   Mgmt    For    For    For
14  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    718172109
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    45,537     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.5  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.6  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.7  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.8  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.9  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.10  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.11  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.12  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Human Rights Policy, Including the Right to Health

   SH    Against    Against    Against
5  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Sanofi

 

Meeting Date:    05/04/2016   Country:    France   Primary Security ID:    F5548N101
Record Date:    04/29/2016   Meeting Type:    Annual/Special   Ticker:    SAN
     Shares Voted:    44,524     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.93 per Share

   Mgmt    For    For    For
4  

Reelect Laurent Attal as Director

   Mgmt    For    For    For
5  

Reelect Claudie Haignere as Director

   Mgmt    For    For    For
6  

Reelect Carole Piwnica as Director

   Mgmt    For    For    For
7  

Elect Thomas Sudhof as Director

   Mgmt    For    For    For
8  

Elect Diane Souza as Director

   Mgmt    For    For    For
9  

Advisory Vote on Compensation of Serge Weinberg, Chairman

   Mgmt    For    For    For
10  

Advisory Vote on Compensation of Olivier Brandicourt, CEO

   Mgmt    For    Refer    For
11  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
12  

Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For
13  

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
14  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

International Paper Company

 

Meeting Date:    05/09/2016   Country:    USA   Primary Security ID:    460146103
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    IP
    

Shares Voted:

   88,161     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David J. Bronczek

   Mgmt    For    For    For
1b  

Elect Director William J. Burns

   Mgmt    For    For    For
1c  

Elect Director Ahmet C. Dorduncu

   Mgmt    For    For    For
1d  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jay L. Johnson

   Mgmt    For    For    For
1f  

Elect Director Stacey J. Mobley

   Mgmt    For    For    For
1g  

Elect Director Joan E. Spero

   Mgmt    For    For    For
1h  

Elect Director Mark S. Sutton

   Mgmt    For    For    For
1i  

Elect Director John L. Townsend, III

   Mgmt    For    For    For
1j  

Elect Director William G. Walter

   Mgmt    For    For    For
1k  

Elect Director J. Steven Whisler

   Mgmt    For    For    For
1l  

Elect Director Ray G. Young

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Eni S.p.A.

 

Meeting Date:    05/12/2016   Country:    Italy   Primary Security ID:    T3643A145
Record Date:    05/03/2016   Meeting Type:    Annual   Ticker:    ENI
     Shares Voted:    282,201     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Ministry of the Economy and Finance

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Eni S.p.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Elect Alessandro Profumo as Director

   SH    For    For    For
 

Management Proposals

   Mgmt         
4  

Approve Remuneration Report

   Mgmt    For    For    For
A  

Deliberations on Possible Legal Action Against Directors if Presented by Shareholders

   Mgmt    None    Refer    Against

Lloyds Banking Group plc

 

Meeting Date:    05/12/2016   Country:    United Kingdom   Primary Security ID:    G5533W248
Record Date:    05/10/2016   Meeting Type:    Annual   Ticker:    LLOY
     Shares Voted:    1,558,214     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Elect Deborah McWhinney as Director

   Mgmt    For    For    For
3  

Elect Stuart Sinclair as Director

   Mgmt    For    For    For
4  

Re-elect Lord Blackwell as Director

   Mgmt    For    For    For
5  

Re-elect Juan Colombas as Director

   Mgmt    For    For    For
6  

Re-elect George Culmer as Director

   Mgmt    For    For    For
7  

Re-elect Alan Dickinson as Director

   Mgmt    For    For    For
8  

Re-elect Anita Frew as Director

   Mgmt    For    For    For
9  

Re-elect Simon Henry as Director

   Mgmt    For    For    For
10  

Re-elect Antonio Horta-Osorio as Director

   Mgmt    For    For    For
11  

Re-elect Nick Luff as Director

   Mgmt    For    For    For
12  

Re-elect Nick Prettejohn as Director

   Mgmt    For    For    For
13  

Re-elect Anthony Watson as Director

   Mgmt    For    For    For
14  

Re-elect Sara Weller as Director

   Mgmt    For    For    For
15  

Approve Remuneration Report

   Mgmt    For    For    For
16  

Approve Final Dividend

   Mgmt    For    For    For
17  

Approve Special Dividend

   Mgmt    For    For    For
18  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Lloyds Banking Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

19  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Approve Lloyds Banking Group Long-term Incentive Plan 2016

   Mgmt    For    Refer    For
21  

Approve Lloyds Banking Group North America Employee Stock Purchase Plan 2016

   Mgmt    For    For    For
22  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
23  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
24  

Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments

   Mgmt    For    Refer    For
25  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
26  

Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments

   Mgmt    For    Refer    For
27  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
28  

Authorise Market Purchase of Preference Shares

   Mgmt    For    For    For
29  

Adopt New Articles of Association

   Mgmt    For    Refer    For
30  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    46625h100
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    48,377     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director James S. Crown

   Mgmt    For    For    For
1f  

Elect Director James Dimon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1g  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1h  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For
1i  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1j  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1k  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments

   SH    Against    Refer    Against
8  

Clawback Amendment

   SH    Against    For    For
9  

Adopt Executive Compensation Philosophy with Social Factors

   SH    Against    Refer    Against

UBM plc

 

Meeting Date:    05/18/2016   Country:    Jersey   Primary Security ID:    G91709108
Record Date:    05/16/2016   Meeting Type:    Annual   Ticker:    UBM
     Shares Voted:    587,674     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Re-elect Dame Helen Alexander as Director

   Mgmt    For    For    For
7  

Re-elect Tim Cobbold as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

UBM plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

8  

Elect Marina Wyatt as Director

   Mgmt    For    For    For
9  

Re-elect Alan Gillespie as Director

   Mgmt    For    For    For
10  

Re-elect Pradeep Kar as Director

   Mgmt    For    For    For
11  

Re-elect Greg Lock as Director

   Mgmt    For    For    For
12  

Re-elect John McConnell as Director

   Mgmt    For    For    For
13  

Re-elect Mary McDowell as Director

   Mgmt    For    For    For
14  

Re-elect Terry Neill as Director

   Mgmt    For    For    For
15  

Elect Trynka Shineman as Director

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Altria Group, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    02209S103
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    MO
     Shares Voted:    90,889     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Gerald L. Baliles

   Mgmt    For    For    For
1.2  

Elect Director Martin J. Barrington

   Mgmt    For    For    For
1.3  

Elect Director John T. Casteen, III

   Mgmt    For    For    For
1.4  

Elect Director Dinyar S. Devitre

   Mgmt    For    For    For
1.5  

Elect Director Thomas F. Farrell, II

   Mgmt    For    For    For
1.6  

Elect Director Thomas W. Jones

   Mgmt    For    For    For
1.7  

Elect Director Debra J. Kelly-Ennis

   Mgmt    For    For    For
1.8  

Elect Director W. Leo Kiely, III

   Mgmt    For    For    For
1.9  

Elect Director Kathryn B. McQuade

   Mgmt    For    For    For
1.10  

Elect Director George Munoz

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Altria Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.11  

Elect Director Nabil Y. Sakkab

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Health Impacts of Additives and Chemicals in Products

   SH    Against    Refer    Against
5  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Prudential plc

 

Meeting Date:    05/19/2016   Country:    United Kingdom   Primary Security ID:    G72899100
Record Date:    05/17/2016   Meeting Type:    Annual   Ticker:    PRU
     Shares Voted:    146,240     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect John Foley as Director

   Mgmt    For    For    For
4  

Elect Penelope James as Director

   Mgmt    For    For    For
5  

Elect David Law as Director

   Mgmt    For    For    For
6  

Elect Lord Turner as Director

   Mgmt    For    For    For
7  

Elect Tony Wilkey as Director

   Mgmt    For    For    For
8  

Re-elect Sir Howard Davies as Director

   Mgmt    For    For    For
9  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
10  

Re-elect Paul Manduca as Director

   Mgmt    For    For    For
11  

Re-elect Michael McLintock as Director

   Mgmt    For    For    For
12  

Re-elect Kaikhushru Nargolwala as Director

   Mgmt    For    For    For
13  

Re-elect Nicolaos Nicandrou as Director

   Mgmt    For    For    For
14  

Re-elect Anthony Nightingale as Director

   Mgmt    For    For    For
15  

Re-elect Philip Remnant as Director

   Mgmt    For    For    For
16  

Re-elect Alice Schroeder as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

17  

Re-elect Barry Stowe as Director

   Mgmt    For    For    For
18  

Re-elect Michael Wells as Director

   Mgmt    For    For    For
19  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
20  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
22  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
23  

Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares

   Mgmt    For    For    For
24  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
25  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
26  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Safran

 

Meeting Date:    05/19/2016   Country:    France   Primary Security ID:    F4035A557
Record Date:    05/16/2016   Meeting Type:    Annual/Special   Ticker:    SAF
     Shares Voted:    43,249     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.38 per Share

   Mgmt    For    For    For
4  

Approve Additional Pension Scheme Agreement (defined contribution) with Ross McInnes, Chairman

   Mgmt    For    Refer    For
5  

Approve Additional Pension Scheme Agreement (defined benefit) with Ross McInnes, Chairman

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Safran

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

6  

Approve Additional Pension Scheme Agreement (defined contribution) with Philippe Petitcolin, CEO

   Mgmt    For    Refer    For
7  

Approve Additional Pension Scheme Agreement (defined benefit) with Philippe Petitcolin, CEO

   Mgmt    For    Refer    For
8  

Approve Transaction with a Group of Banks (including BNP Paribas)

   Mgmt    For    Refer    For
9  

Approve Transaction with the French State

   Mgmt    For    Refer    For
10  

Elect Gerard Mardine as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
11  

Elect Eliane Carre-Copin as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
A  

Reelect Marc Aubry as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Do Not Vote
B  

Elect Jocelyne Jobard as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Do Not Vote
 

Ordinary Business

   Mgmt         
12  

Renew Appointment of Mazars as Auditor

   Mgmt    For    For    For
13  

Renew Appointment of Gilles Rainaut as Alternate Auditor

   Mgmt    For    For    For
14  

Renew Appointment of Ernst & Young et Autres as Auditor

   Mgmt    For    For    For
15  

Renew Appointment of Auditex as Alternate Auditor

   Mgmt    For    For    For
16  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million

   Mgmt    For    Refer    For
17  

Advisory Vote on Compensation of Ross McInnes, Chairman from April 24, 2015 to Dec. 31, 2015

   Mgmt    For    For    For
18  

Advisory Vote on Compensation of Philippe Petitcolin, CEO from April 24, 2015 to Dec. 31, 2015

   Mgmt    For    For    For
19  

Advisory Vote on Compensation of Jean-Paul Herteman, CEO from Jan. 1, 2015 to April 23, 2015

   Mgmt    For    For    For
20  

Advisory Vote on Compensation of Stephane Abrial, Ross McInnes and Marc Ventre, Vice-CEOs from Jan. 1, 2015 to April 23, 2015

   Mgmt    For    For    For
21  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Safran

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

22  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
23  

Authorize up to 0.35 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
24  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Safran Investissement Corporate Mutual Fund

   Mgmt         
C  

Authorize Up to 0.55 percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers

   SH    Against    Refer    Against

Merck & Co., Inc.

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    58933Y105
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    MRK
     Shares Voted:    109,293     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Leslie A. Brun

   Mgmt    For    For    For
1b  

Elect Director Thomas R. Cech

   Mgmt    For    For    For
1c  

Elect Director Pamela J. Craig

   Mgmt    For    For    For
1d  

Elect Director Kenneth C. Frazier

   Mgmt    For    For    For
1e  

Elect Director Thomas H. Glocer

   Mgmt    For    For    For
1f  

Elect Director C. Robert Kidder

   Mgmt    For    For    For
1g  

Elect Director Rochelle B. Lazarus

   Mgmt    For    For    For
1h  

Elect Director Carlos E. Represas

   Mgmt    For    For    For
1i  

Elect Director Paul B. Rothman

   Mgmt    For    For    For
1j  

Elect Director Patricia F. Russo

   Mgmt    For    For    For
1k  

Elect Director Craig B. Thompson

   Mgmt    For    For    For
1l  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
1m  

Elect Director Peter C. Wendell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Merck & Co., Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For
5  

Require Independent Board Chairman

   SH    Against    Refer    For
6  

Report on Policies for Safe Disposal of Prescription Drugs by Users

   SH    Against    Refer    Against

Omnicom Group Inc.

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    681919106
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    OMC
     Shares Voted:    38,689     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John D. Wren

   Mgmt    For    For    For
1.2  

Elect Director Bruce Crawford

   Mgmt    For    For    For
1.3  

Elect Director Alan R. Batkin

   Mgmt    For    For    For
1.4  

Elect Director Mary C. Choksi

   Mgmt    For    For    For
1.5  

Elect Director Robert Charles Clark

   Mgmt    For    For    For
1.6  

Elect Director Leonard S. Coleman, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Susan S. Denison

   Mgmt    For    For    For
1.8  

Elect Director Michael A. Henning

   Mgmt    For    For    For
1.9  

Elect Director Deborah J. Kissire

   Mgmt    For    For    For
1.10  

Elect Director John R. Murphy

   Mgmt    For    For    For
1.11  

Elect Director John R. Purcell

   Mgmt    For    Refer    Withhold
1.12  

Elect Director Linda Johnson Rice

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Prepare Employment Diversity Report

   SH    Against    Against    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Royal Dutch Shell plc

 

Meeting Date:    05/24/2016   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    05/20/2016   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    345,606     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For
4  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
5  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
6  

Re-elect Simon Henry as Director

   Mgmt    For    For    For
7  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
8  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
9  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For
10  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
11  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
12  

Re-elect Patricia Woertz as Director

   Mgmt    For    For    For
13  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
14  

Appoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
19  

Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Total SA

 

Meeting Date:    05/24/2016   Country:    France   Primary Security ID:    F92124100
Record Date:    05/19/2016   Meeting Type:    Annual/Special   Ticker:    FP
    

Shares Voted:

   153,427     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.44 per Share

   Mgmt    For    For    For
4  

Approve Stock Dividend Program (Cash or New Shares)

   Mgmt    For    For    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Gerard Lamarche as Director

   Mgmt    For    Refer    For
7  

Elect Maria Van der Hoeven as Director

   Mgmt    For    For    For
8  

Elect Jean Lemierre as Director

   Mgmt    For    For    For
9  

Elect Renata Perycz as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
A  

Elect Charles Keller as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Against
B  

Elect Werner Guyot as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Against
10  

Renew Appointment of Ernst and Young Audit as Auditor

   Mgmt    For    For    For
11  

Renew Appointment of KPMG SA as Auditor

   Mgmt    For    For    For
12  

Renew Appointment of Auditex as Alternate Auditor

   Mgmt    For    For    For
13  

Appoint Salustro Reydel SA as Alternate Auditor

   Mgmt    For    For    For
14  

Approve Auditors’ Special Report on Related-Party Transactions Including a New Transaction with Thierry Desmarest

   Mgmt    For    Refer    For
15  

Approve Agreements with Patrick Pouyanne

   Mgmt    For    Refer    Against
16  

Advisory Vote on Compensation of Thierry Desmarest, Chairman until Dec. 18, 2015

   Mgmt    For    For    For
17  

Advisory Vote on Compensation of Patrick Pouyanne, CEO until Dec. 18, 2015, CEO and Chairman since Dec. 19, 2015

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Extraordinary Business

   Mgmt         
18  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value up to Aggregate Nominal Amount of EUR 2.5 Billion

   Mgmt    For    For    For
19  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million

   Mgmt    For    For    For
20  

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 600 Million

   Mgmt    For    Refer    For
21  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19 and 20

   Mgmt    For    For    For
22  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
24  

Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
25  

Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For

PPL Corporation

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    69351T106
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    PPL
    

Shares Voted:

   196,464     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Rodney C. Adkins

   Mgmt    For    For    For
1.2  

Elect Director John W. Conway

   Mgmt    For    For    For
1.3  

Elect Director Steven G. Elliott

   Mgmt    For    For    For
1.4  

Elect Director Raja Rajamannar

   Mgmt    For    For    For
1.5  

Elect Director Craig A. Rogerson

   Mgmt    For    For    For
1.6  

Elect Director William H. Spence

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

PPL Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.7  

Elect Director Natica von Althann

   Mgmt    For    For    For
1.8  

Elect Director Keith H. Williamson

   Mgmt    For    For    For
1.9  

Elect Director Armando Zagalo de Lima

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Increase Authorized Common Stock

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For
7  

Assess Plans to Increase Distributed Low-Carbon Electricity Generation

   SH    Against    Refer    Against

BNP Paribas SA

 

Meeting Date:    05/26/2016   Country:    France   Primary Security ID:    F1058Q238
Record Date:    05/23/2016   Meeting Type:    Annual/Special   Ticker:    BNP
     Shares Voted:    89,506     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.31 per Share

   Mgmt    For    For    For
4  

Approve Non-Compete Agreement with Jean-Laurent Bonnafe, CEO

   Mgmt    For    Refer    For
5  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
6  

Reelect Jean-Laurent Bonnafe as Director

   Mgmt    For    For    For
7  

Reelect Marion Guillou as Director

   Mgmt    For    For    For
8  

Reelect Michel Tilmant as Director

   Mgmt    For    For    For
9  

Elect Wouter De Ploey as Director

   Mgmt    For    For    For
10  

Advisory Vote on Compensation of Jean Lemierre, Chairman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

11  

Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO

   Mgmt    For    For    For
12  

Advisory Vote on Compensation of Philippe Bordenave, Vice-CEO

   Mgmt    For    For    For
13  

Advisory Vote on Compensation of Francois Villeroy de Galhau, Vice-CEO until April 30, 2015

   Mgmt    For    For    For
14  

Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers

   Mgmt    For    For    For
15  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million

   Mgmt    For    Refer    For
 

Extraordinary Business

   Mgmt         
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion

   Mgmt    For    For    For
17  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million

   Mgmt    For    For    For
18  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
19  

Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 and 18 at EUR 240 Million

   Mgmt    For    Refer    For
20  

Authorize Capitalization of Reserves of Up to EUR 1.2 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
21  

Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 18 at EUR 1.2 Billion

   Mgmt    For    Refer    For
22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
23  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
24  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

McDonald’s Corporation

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    580135101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    MCD
     Shares Voted:    28,737     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd Dean

   Mgmt    For    For    For
1b  

Elect Director Stephen Easterbrook

   Mgmt    For    For    For
1c  

Elect Director Robert Eckert

   Mgmt    For    For    For
1d  

Elect Director Margaret Georgiadis

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jeanne Jackson

   Mgmt    For    For    For
1g  

Elect Director Richard Lenny

   Mgmt    For    For    For
1h  

Elect Director Walter Massey

   Mgmt    For    For    For
1i  

Elect Director John Mulligan

   Mgmt    For    For    For
1j  

Elect Director Sheila Penrose

   Mgmt    For    For    For
1k  

Elect Director John Rogers, Jr.

   Mgmt    For    For    For
1l  

Elect Director Miles White

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Adopt Holy Land Principles

   SH    Against    Against    Against
7  

Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain

   SH    Against    Refer    Against
8  

Report on Consistency Between Corporate Values and Political Contributions

   SH    Against    Against    Against
9  

Report on Consistency Between Corporate Values and Political Activities

   SH    Against    Against    Against

Compagnie de Saint Gobain

 

Meeting Date:    06/02/2016   Country:    France   Primary Security ID:    F80343100
Record Date:    05/30/2016   Meeting Type:    Annual/Special   Ticker:    SGO
    

Shares Voted:

   68,995     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Compagnie de Saint Gobain

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.24 per Share

   Mgmt    For    For    For
4  

App.rove Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect Bernard Gautier as Director

   Mgmt    For    For    For
6  

Reelect Frederic Lemoine as Director

   Mgmt    For    Refer    For
7  

Reelect Jean-Dominique Senard as Director

   Mgmt    For    For    For
8  

Elect Ieda Gomes Yell as Director

   Mgmt    For    For    For
9  

Renew Appointment of PricewaterhouseCoopers Audit as Auditor

   Mgmt    For    For    For
10  

Appoint Jean-Baptiste Deschryver as Alternate Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Compensation of Pierre- Andre de Chalendar, Chairman and CEO

   Mgmt    For    For    For
12  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
13  

Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For
14  

Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
15  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Orange

 

Meeting Date:    06/07/2016   Country:    France   Primary Security ID:    F6866T100
Record Date:    06/02/2016   Meeting Type:    Annual/Special   Ticker:    ORA
     Shares Voted:    377,390     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Orange

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

   Mgmt    For    For    For
4  

Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect Jose-Luis Duran as Director

   Mgmt    For    For    For
6  

Reelect Charles-Henri Filippi as Director

   Mgmt    For    For    For
7  

Elect Bernard Ramanantsoa as Director

   Mgmt    For    For    For
8  

Advisory Vote on Compensation of Stephane Richard, Chairman and CEO

   Mgmt    For    For    For
9  

Advisory Vote on Compensation of Gervais Pellissier, Vice-CEO

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
11  

Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors

   Mgmt    For    For    For
12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by FCPE Cap Orange

   Mgmt         
A  

Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.50 per Share

   SH    Against    For    Against
B  

Approve Stock Dividend Program (Cash or Shares)

   SH    Against    For    Against
C  

Amend Article 13 of Bylaws Re: Set Maximum Outside Mandates for Directors

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

WPP plc

 

Meeting Date:    06/08/2016   Country:    Jersey   Primary Security ID:    G9788D103
Record Date:    06/06/2016   Meeting Type:    Annual   Ticker:    WPP
     Shares Voted:    138,937     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Sustainability Report

   Mgmt    For    For    For
5  

Re-elect Roberto Quarta as Director

   Mgmt    For    For    For
6  

Re-elect Dr Jacques Aigrain as Director

   Mgmt    For    For    For
7  

Re-elect Ruigang Li as Director

   Mgmt    For    For    For
8  

Re-elect Paul Richardson as Director

   Mgmt    For    For    For
9  

Re-elect Hugo Shong as Director

   Mgmt    For    For    For
10  

Re-elect Timothy Shriver as Director

   Mgmt    For    For    For
11  

Re-elect Sir Martin Sorrell as Director

   Mgmt    For    For    For
12  

Re-elect Sally Susman as Director

   Mgmt    For    For    For
13  

Re-elect Solomon Trujillo as Director

   Mgmt    For    For    For
14  

Re-elect Sir John Hood as Director

   Mgmt    For    For    For
15  

Re-elect Charlene Begley as Director

   Mgmt    For    For    For
16  

Re-elect Nicole Seligman as Director

   Mgmt    For    For    For
17  

Re-elect Daniela Riccardi as Director

   Mgmt    For    For    For
18  

Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For

Marine Harvest ASA

 

Meeting Date:    06/09/2016   Country:    Norway   Primary Security ID:    R2326D113
Record Date:      Meeting Type:    Annual   Ticker:    MHG
     Shares Voted:    0     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Marine Harvest ASA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
2  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote
3  

Receive President’s Report

   Mgmt         
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income

   Mgmt    For    For    Do Not Vote
5  

Discuss Company’s Corporate Governance Statement

   Mgmt         
6  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    For    Do Not Vote
7  

Approval of the Guidelines for Allocation of Options

   Mgmt    For    For    Do Not Vote
8  

Approve Remuneration of Directors in the Amount of NOK 1.1 Million for Chairman, NOK 575,000 For Vice Chairman, and NOK 400,000 for Other Directors; Approve Audit Committee Fees

   Mgmt    For    Refer    Do Not Vote
9  

Approve Remuneration of Nomination Conmmittee

   Mgmt    For    Refer    Do Not Vote
10  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
11  

Ratify Auditors

   Mgmt    For    Refer    Do Not Vote
12a  

Reelect Cecilie Fredriksen as Director

   Mgmt    For    Refer    Do Not Vote
12b  

Elect Paul Mulligan as New Director

   Mgmt    For    Refer    Do Not Vote
12c  

Elect Jean-Pierre Bienfait as New Director

   Mgmt    For    Refer    Do Not Vote
12d  

Elect Birgitte Vartdal as New Director

   Mgmt    For    Refer    Do Not Vote
13  

Authorize Board to Declare Quarterly Dividends

   Mgmt    For    For    Do Not Vote
14  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    Do Not Vote
15  

Approve Creation of NOK 337.6 Million Pool of Capital without Preemptive Rights

   Mgmt    For    For    Do Not Vote
16  

Approve Issuance of Authorize Issuance of Convertible Loans without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 billion; Approve Creation of NOK 480 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    06/29/2016   Country:    Japan   Primary Security ID:    J7771X109
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    8316
     Shares Voted:    82,820     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 75

   Mgmt    For    For    For
2  

Amend Articles to Amend Business Lines

   Mgmt    For    Refer    For
3.1  

Elect Director Miyata, Koichi

   Mgmt    For    For    For
3.2  

Elect Director Ota, Jun

   Mgmt    For    For    For
3.3  

Elect Director Noda, Koichi

   Mgmt    For    For    For
3.4  

Elect Director Kubo, Tetsuya

   Mgmt    For    For    For
3.5  

Elect Director Yokoyama, Yoshinori

   Mgmt    For    For    For
4.1  

Appoint Statutory Auditor Teramoto, Toshiyuki

   Mgmt    For    Refer    For
4.2  

Appoint Statutory Auditor Tsuruta, Rokuro

   Mgmt    For    Refer    For

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Meeting Date:    06/30/2016   Country:    Israel   Primary Security ID:    M2012Q100
Record Date:    06/02/2016   Meeting Type:    Special   Ticker:    BEZQ
     Shares Voted:    2,079,865     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 59 - Ivy Global Equity Income Fund

 

Bezeq The Israeli Telecommunication Corp. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Extend Related Party Transaction with Eurocom Cellular Communication Ltd.

   Mgmt    For    Refer    For
A  

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
 

Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney

   Mgmt         
B1  

If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B2  

If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    Against
B3  

If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.

   Mgmt    None    Refer    For


IVY GLOBAL GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    05/07/2015   Meeting Type:    Annual   Ticker:    TWC
     Shares Voted:    63,640     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Carole Black

   Mgmt    For    Refer    Against
1b  

Elect Director Thomas H. Castro

   Mgmt    For    For    For
1c  

Elect Director David C. Chang

   Mgmt    For    For    For
1d  

Elect Director James E. Copeland, Jr.

   Mgmt    For    For    For
1e  

Elect Director Peter R. Haje

   Mgmt    For    Refer    Against
1f  

Elect Director Donna A. James

   Mgmt    For    For    For
1g  

Elect Director Don Logan

   Mgmt    For    For    For
1h  

Elect Director Robert D. Marcus

   Mgmt    For    For    For
1i  

Elect Director N.J. Nicholas, Jr.

   Mgmt    For    Refer    Against
1j  

Elect Director Wayne H. Pace

   Mgmt    For    For    For
1k  

Elect Director Edward D. Shirley

   Mgmt    For    Refer    Against
1l  

Elect Director John E. Sununu

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For

NXP Semiconductors NV

 

Meeting Date:    07/02/2015   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    06/04/2015   Meeting Type:    Special   Ticker:    NXPI
     Shares Voted:    84,240     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Special Meeting

   Mgmt         
1A  

Approve Acquisition of Freescale Through a Cash and Share Consideration

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

NXP Semiconductors NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1B  

Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A

   Mgmt    For    Refer    For
1C  

Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition

   Mgmt    For    For    For
2A  

Elect Gregory L. Summe as Non-executive Director

   Mgmt    For    For    For
2B  

Elect Peter Smitham as Non-executive Director

   Mgmt    For    For    For

SABMiller plc

 

Meeting Date:    07/23/2015   Country:    United Kingdom   Primary Security ID:    G77395104
Record Date:    07/21/2015   Meeting Type:    Annual   Ticker:    SAB
     Shares Voted:    141,280     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Elect Dave Beran as Director

   Mgmt    For    For    For
4  

Elect Jan du Plessis as Director

   Mgmt    For    For    For
5  

Elect Javier Ferran as Director

   Mgmt    For    For    For
6  

Elect Trevor Manuel as Director

   Mgmt    For    For    For
7  

Re-elect Mark Armour as Director

   Mgmt    For    For    For
8  

Re-elect Geoffrey Bible as Director

   Mgmt    For    For    For
9  

Re-elect Alan Clark as Director

   Mgmt    For    For    For
10  

Re-elect Dinyar Devitre as Director

   Mgmt    For    For    For
11  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
12  

Re-elect Lesley Knox as Director

   Mgmt    For    For    For
13  

Re-elect Dr Dambisa Moyo as Director

   Mgmt    For    For    For
14  

Re-elect Carlos Perez Davila as Director

   Mgmt    For    For    For
15  

Re-elect Alejandro Santo Domingo Davila as Director

   Mgmt    For    For    For
16  

Re-elect Helen Weir as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

SABMiller plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

17  

Approve Final Dividend

   Mgmt    For    For    For
18  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
19  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For

ITC Ltd.

 

Meeting Date:    07/31/2015   Country:    India   Primary Security ID:    Y4211T171
Record Date:    07/24/2015   Meeting Type:    Annual   Ticker:    500875
     Shares Voted:    1,168,021     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Dividend Payment

   Mgmt    For    For    For
3  

Elect K.N. Grant as Director

   Mgmt    For    For    For
4  

Elect K. Vaidyanath as Director

   Mgmt    For    For    For
5  

Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
6  

Approve Remuneration of Cost Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    219,960     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For
1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For
1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For
2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For
3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For
4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    219,960     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:    12/11/2015   Country:    Ireland   Primary Security ID:    G5960L103
Record Date:    10/12/2015   Meeting Type:    Annual   Ticker:    MDT
     Shares Voted:    111,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard H. Anderson

   Mgmt    For    For    For
1b  

Elect Director Craig Arnold

   Mgmt    For    For    For
1c  

Elect Director Scott C. Donnelly

   Mgmt    For    For    For
1d  

Elect Director Randall J. Hogan, III

   Mgmt    For    For    For
1e  

Elect Director Omar Ishrak

   Mgmt    For    For    For
1f  

Elect Director Shirley Ann Jackson

   Mgmt    For    For    For
1g  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For
1h  

Elect Director James T. Lenehan

   Mgmt    For    For    For
1i  

Elect Director Elizabeth G. Nabel

   Mgmt    For    For    For
1j  

Elect Director Denise M. O’Leary

   Mgmt    For    For    For
1k  

Elect Director Kendall J. Powell

   Mgmt    For    For    For
1l  

Elect Director Robert C. Pozen

   Mgmt    For    For    For
1m  

Elect Director Preetha Reddy

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Koninklijke Philips N.V.

 

Meeting Date:    12/18/2015   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    11/20/2015   Meeting Type:    Special   Ticker:    PHIA
     Shares Voted:    190,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect A. Bhattacharya to Management Board

   Mgmt    For    For    For

Micron Technology, Inc.

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:    595112103
Record Date:    11/30/2015   Meeting Type:    Annual   Ticker:    MU
     Shares Voted:    221,910     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert L. Bailey

   Mgmt    For    For    For
1.2  

Elect Director Richard M. Beyer

   Mgmt    For    For    For
1.3  

Elect Director Patrick J. Byrne

   Mgmt    For    For    For
1.4  

Elect Director D. Mark Durcan

   Mgmt    For    For    For
1.5  

Elect Director Mercedes Johnson

   Mgmt    For    For    For
1.6  

Elect Director Lawrence N. Mondry

   Mgmt    For    For    For
1.7  

Elect Director Robert E. Switz

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Other Business

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Visa Inc.

 

Meeting Date:    02/03/2016   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/07/2015   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    316,340     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1f  

Elect Director Cathy E. Minehan

   Mgmt    For    For    For
1g  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1h  

Elect Director David J. Pang

   Mgmt    For    For    For
1i  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1j  

Elect Director John A. C. Swainson

   Mgmt    For    For    For
1k  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Rockwell Collins, Inc.

 

Meeting Date:    02/04/2016   Country:    USA   Primary Security ID:    774341101
Record Date:    12/07/2015   Meeting Type:    Annual   Ticker:    COL
     Shares Voted:    103,590     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John A. Edwardson

   Mgmt    For    For    For
1.2  

Elect Director Andrew J. Policano

   Mgmt    For    For    For
1.3  

Elect Director Jeffrey L. Turner

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Intesa SanPaolo SPA

 

Meeting Date:    02/26/2016   Country:    Italy   Primary Security ID:    T55067101
Record Date:    02/17/2016   Meeting Type:    Special   Ticker:    ISP
     Shares Voted:    2,371,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Extraordinary Business

   Mgmt         
1  

Adopt New Bylaws

   Mgmt    For    Refer    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    03/03/2016   Country:    USA   Primary Security ID:    00404A109
Record Date:    01/25/2016   Meeting Type:    Special   Ticker:    ACHC
     Shares Voted:    160,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Increase Authorized Common Stock

   Mgmt    For    For    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Car Inc.

 

Meeting Date:    04/05/2016   Country:    Cayman Islands   Primary Security ID:    G19021107
Record Date:    03/31/2016   Meeting Type:    Special   Ticker:    699
     Shares Voted:    1,823,812     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Adopt Post-IPO Share Option Scheme and Related Transactions

   Mgmt    For    Refer    For
2  

Elect Xiaogeng Li as Director

   Mgmt    For    For    For
3  

Elect Zhen Wei as Director

   Mgmt    For    For    For
4  

Elect Joseph Chow as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Schlumberger Limited

 

Meeting Date:    04/06/2016   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/17/2016   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    66,970     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1c  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1d  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1e  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1h  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1i  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1j  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Articles

   Mgmt    For    Refer    For
6  

Fix Number of Directors at Twelve

   Mgmt    For    Refer    For
7  

Amend 2010 Omnibus Stock Incentive Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Carnival Corporation

 

Meeting Date:    04/14/2016   Country:    Panama   Primary Security ID:    143658300
Record Date:    02/16/2016   Meeting Type:    Annual   Ticker:    CCL
     Shares Voted:    369,460     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

   Mgmt    For    For    For
2  

Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
3  

Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
4  

Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
5  

Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
6  

Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
7  

Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
8  

Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
9  

Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
10  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
11  

Approve Remuneration Report of Executive Directors

   Mgmt    For    Refer    For
12  

Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation

   Mgmt    For    For    For
13  

Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc

   Mgmt    For    For    For
14  

Receive UK Accounts and Reports of the Directors and Auditors of Carnival plc

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorize Share Repurchase Program

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    219,960     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

 

Reporting Period: 07/01/2015 to 06/30/2016

 

Location(s): All Locations

 

Institution Account(s): 958 Ivy Global Growth Fund

  

 

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016   Country:    Canada   Primary Security ID:    13645T100
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    CP
     Shares Voted:    52,310     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4.1  

Elect Director William A. Ackman

   Mgmt    For    For    For
4.2  

Elect Director John Baird

   Mgmt    For    For    For
4.3  

Elect Director Isabelle Courville

   Mgmt    For    For    For
4.4  

Elect Director Keith E. Creel

   Mgmt    For    For    For
4.5  

Elect Director E. Hunter Harrison

   Mgmt    For    For    For
4.6  

Elect Director Rebecca MacDonald

   Mgmt    For    For    For
4.7  

Elect Director Anthony R. Melman

   Mgmt    For    For    For
4.8  

Elect Director Matthew H. Paul

   Mgmt    For    For    For
4.9  

Elect Director Andrew F. Reardon

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    445658107
Record Date:    02/16/2016   Meeting Type:    Annual   Ticker:    JBHT
     Shares Voted:    166,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas G. Duncan

   Mgmt    For    For    For
1.2  

Elect Director Francesca M. Edwardson

   Mgmt    For    For    For
1.3  

Elect Director Wayne Garrison

   Mgmt    For    For    For
1.4  

Elect Director Sharilyn S. Gasaway

   Mgmt    For    For    For
1.5  

Elect Director Gary C. George

   Mgmt    For    For    For
1.6  

Elect Director J. Bryan Hunt, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Coleman H. Peterson

   Mgmt    For    For    For
1.8  

Elect Director John N. Roberts, III

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

J.B. Hunt Transport Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9  

Elect Director James L. Robo

   Mgmt    For    For    For
1.10  

Elect Director Kirk Thompson

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity

   SH    Against    Refer    Against

Signature Bank

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    82669G104
Record Date:    03/02/2016   Meeting Type:    Annual   Ticker:    SBNY
     Shares Voted:    57,890     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John Tamberlane

   Mgmt    For    For    For
1.2  

Elect Director Judith A. Huntington

   Mgmt    For    For    For
1.3  

Elect Director Derrick D. Cephas

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    04/13/2016   Meeting Type:    Annual   Ticker:    ABI
     Shares Voted:    90,260     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting

   Mgmt         
1  

Receive Directors’ Reports (Non-Voting)

   Mgmt         
2  

Receive Auditors’ Reports (Non-Voting)

   Mgmt         
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Approve Discharge of Auditors

   Mgmt    For    For    For
7  

Ratify Deloitte as Auditors and Approve Auditors’ Remuneration

   Mgmt    For    For    For
8a  

Approve Remuneration Report

   Mgmt    For    Refer    For
8b  

Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors

   Mgmt    For    Refer    For
9.a  

Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015

   Mgmt    For    Refer    For
9.b  

Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015

   Mgmt    For    Refer    For
10  

Acknowledge Cancellation of VVPR Strips

   Mgmt    For    Refer    For
11  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

Intesa SanPaolo SPA

 

Meeting Date:    04/27/2016   Country:    Italy   Primary Security ID:    T55067101
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    ISP
     Shares Voted:    2,371,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Allocation of Income

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
2.a  

Fix Number of Directors

   SH    For    Refer    For
 

Appoint Directors (Slate Election) - Choose One of the Following Slates

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Intesa SanPaolo SPA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.b.1  

Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   SH    None    Refer    For
2.b.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    Do Not Vote
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
2.c  

Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman

   SH    None    For    For
 

Management Proposal

   Mgmt         
3.a  

Approve Remuneration Report

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
3.b  

Approve Remuneration of Directors

   SH    None    For    For
 

Management Proposals

   Mgmt         
3.c  

Remuneration Policies for Employees and Non-Employed Staff

   Mgmt    For    For    For
3.d  

Fix Maximum Variable Compensation Ratio

   Mgmt    For    For    For
3.e  

Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    Refer    For
3.f  

Approve Severance Agreements

   Mgmt    For    Refer    For

The Coca-Cola Company

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    191216100
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    KO
     Shares Voted:    229,680     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Herbert A. Allen

   Mgmt    For    For    For
1.2  

Elect Director Ronald W. Allen

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

The Coca-Cola Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Marc Bolland

   Mgmt    For    For    For
1.4  

Elect Director Ana Botin

   Mgmt    For    For    For
1.5  

Elect Director Howard G. Buffett

   Mgmt    For    For    For
1.6  

Elect Director Richard M. Daley

   Mgmt    For    For    For
1.7  

Elect Director Barry Diller

   Mgmt    For    For    For
1.8  

Elect Director Helene D. Gayle

   Mgmt    For    For    For
1.9  

Elect Director Evan G. Greenberg

   Mgmt    For    For    For
1.10  

Elect Director Alexis M. Herman

   Mgmt    For    For    For
1.11  

Elect Director Muhtar Kent

   Mgmt    For    For    For
1.12  

Elect Director Robert A. Kotick

   Mgmt    For    For    For
1.13  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1.14  

Elect Director Sam Nunn

   Mgmt    For    For    For
1.15  

Elect Director David B. Weinberg

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Adopt Holy Land Principles

   SH    Against    Against    Against
6  

Limit/Prohibit Accelerated Vesting of Awards

   SH    Against    Refer    Against
7  

Report on Consistency Between Corporate Values and Political Contributions

   SH    Against    Against    Against

Airbus Group

 

Meeting Date:    04/28/2016   Country:    Netherlands   Primary Security ID:    N0280E105
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    AIR
     Shares Voted:    140,170     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting

   Mgmt         
1  

Open Meeting

   Mgmt         
2.1  

Discussion on Company’s Corporate Governance Structure

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Airbus Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.2  

Receive Report on Business and Financial Statements

   Mgmt         
2.3  

Discuss Remuneration Report Containing Remuneration Policy

   Mgmt         
2.4  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3  

Discussion of Agenda Items

   Mgmt         
4.1  

Adopt Financial Statements

   Mgmt    For    For    For
4.2  

Approve Allocation of Income and Dividends of EUR 1.30per Share

   Mgmt    For    For    For
4.3  

Approve Discharge of Non-Executive Members of the Board of Directors

   Mgmt    For    For    For
4.4  

Approve Discharge of Executive Members of the Board of Directors

   Mgmt    For    For    For
4.5  

Ratify Ernst & Young Accountants LLP as Auditors

   Mgmt    For    For    For
4.6  

Approve Amendments to Remuneration Policy

   Mgmt    For    For    For
4.7  

Reelect Denis Ranque as Non-Executive Director

   Mgmt    For    For    For
4.8  

Reelect Thomas Enders as Executive Director

   Mgmt    For    For    For
4.9  

Reelect Ralph D. Crosby, Jr. as Non-Executive Director

   Mgmt    For    For    For
4.10  

Reelect Hans-Peter Keitel as Non-Executive Director

   Mgmt    For    For    For
4.11  

Reelect Hermann-Josef Lamberti as Non-Executive Director

   Mgmt    For    For    For
4.12  

Reelect Lakshmi N. Mittal as Non-Executive Director

   Mgmt    For    Refer    For
4.13  

Reelect John Parker as Non-Executive Director

   Mgmt    For    Refer    For
4.14  

Reelect Jean- Claude Trichet as Non-Executive Director

   Mgmt    For    For    For
4.15  

Elect Catherine Guillouard as Non-Executive Director

   Mgmt    For    For    For
4.16  

Elect Claudia Nemat as Non-Executive Director

   Mgmt    For    For    For
4.17  

Elect Carlos Tavares as Non-Executive Director

   Mgmt    For    For    For
4.18  

Grant Board Authority to Issue Shares Up to 0.51 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Airbus Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.19  

Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding

   Mgmt    For    For    For
4.20  

Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
4.21  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Close Meeting

   Mgmt         

HCA Holdings, Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    165,430     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Milton Johnson

   Mgmt    For    For    For
1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For
1d  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1e  

Elect Director William R. Frist

   Mgmt    For    For    For
1f  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1g  

Elect Director Ann H. Lamont

   Mgmt    For    For    For
1h  

Elect Director Jay O. Light

   Mgmt    For    For    For
1i  

Elect Director Geoffrey G. Meyers

   Mgmt    For    For    For
1j  

Elect Director Michael W. Michelson

   Mgmt    For    For    For
1k  

Elect Director Wayne J. Riley

   Mgmt    For    For    For
1l  

Elect Director John W. Rowe

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Require a Majority Vote for the Election of Directors

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Shire plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    180,690     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Re-elect Dr Steven Gillis as Director

   Mgmt    For    For    For
7  

Re-elect Dr David Ginsburg as Director

   Mgmt    For    For    For
8  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
9  

Elect Sara Mathew as Director

   Mgmt    For    For    For
10  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
11  

Re-elect Dr Flemming Ornskov as Director

   Mgmt    For    For    For
12  

Elect Jeffrey Poulton as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Increase in Authorised Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
19  

Adopt New Articles of Association

   Mgmt    For    Refer    For
20  

Authorise the Company to Call General Meeting with Two Week’s Notice

   Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/29/2016   Country:    Netherlands   Primary Security ID:    N07059202
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    ASML
     Shares Voted:    59,300     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

ASML Holding NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Discuss the Company’s Business, Financial Situation and Sustainability

   Mgmt         
3  

Discuss Remuneration Policy for Management Board Members

   Mgmt         
4  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
5  

Approve Discharge of Management Board

   Mgmt    For    For    For
6  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
7  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
8  

Approve Dividends of EUR 1.05 Per Ordinary Share

   Mgmt    For    For    For
9  

Approve Performance Share Arrangement According to Remuneration Policy

   Mgmt    For    Refer    For
10  

Approve Number of Stock Options, Respectively Shares, for Employees

   Mgmt    For    Refer    For
11  

Discussion of the Supervisory Board Profile

   Mgmt         
12  

Ratify KPMG as Auditors

   Mgmt    For    For    For
13.a  

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital

   Mgmt    For    For    For
13.b  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 13a

   Mgmt    For    For    For
13.c  

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger

   Mgmt    For    For    For
13.d  

Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 13c

   Mgmt    For    For    For
14.a  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
14.b  

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
15  

Authorize Cancellation of Repurchased Shares

   Mgmt    For    For    For
16  

Other Business (Non-Voting)

   Mgmt         
17  

Close Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Bayer AG

 

Meeting Date:    04/29/2016   Country:    Germany   Primary Security ID:    D0712D163
Record Date:      Meeting Type:    Annual   Ticker:    BAYN
     Shares Voted:    35,710     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.50 per Share for Fiscal 2015

   Mgmt    For    For    For
2  

Approve Discharge of Management Board for Fiscal 2015

   Mgmt    For    For    For
3  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
4.1  

Elect Johanna Faber to the Supervisory Board

   Mgmt    For    For    For
4.2  

Elect Wolfgang Plischke to the Supervisory Board

   Mgmt    For    For    For
5  

Approve Remuneration System for Management Board Members

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers as Auditors for Fiscal 2016

   Mgmt    For    For    For
7  

Ratify Deloitte & Touche GmbH as Auditors for the First Quarter of Fiscal 2017

   Mgmt    For    For    For

Continental AG

 

Meeting Date:    04/29/2016   Country:    Germany   Primary Security ID:    D16212140
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    CON
     Shares Voted:    42,370     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 3.75 per Share

   Mgmt    For    Against    Against
3.1  

Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2015

   Mgmt    For    For    For
3.2  

Approve Discharge of Management Board Member Jose Avila for Fiscal 2015

   Mgmt    For    For    For
3.3  

Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2015

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.4  

Approve Discharge of Management Board Member Hans-Juergen Duensing for Fiscal 2015

   Mgmt    For    For    For
3.5  

Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2015

   Mgmt    For    For    For
3.6  

Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2015

   Mgmt    For    For    For
3.7  

Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2015

   Mgmt    For    For    For
3.8  

Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2015

   Mgmt    For    For    For
3.9  

Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2015

   Mgmt    For    For    For
3.10  

Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2015

   Mgmt    For    For    For
4.1  

Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2015

   Mgmt    For    For    For
4.2  

Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2015

   Mgmt    For    For    For
4.3  

Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2015

   Mgmt    For    For    For
4.4  

Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2015

   Mgmt    For    For    For
4.5  

Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2015

   Mgmt    For    For    For
4.6  

Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2015

   Mgmt    For    For    For
4.7  

Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2015

   Mgmt    For    For    For
4.8  

Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2015

   Mgmt    For    For    For
4.9  

Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2015

   Mgmt    For    For    For
4.10  

Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2015

   Mgmt    For    For    For
4.11  

Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2015

   Mgmt    For    For    For
4.12  

Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2015

   Mgmt    For    For    For
4.13  

Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2015

   Mgmt    For    For    For
4.14  

Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2015

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

4.15  

Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2015

   Mgmt    For    For    For
4.16  

Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2015

   Mgmt    For    For    For
4.17  

Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal 2015

   Mgmt    For    For    For
4.18  

Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2015

   Mgmt    For    For    For
4.19  

Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2015

   Mgmt    For    For    For
4.20  

Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2015

   Mgmt    For    For    For
4.21  

Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2015

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2016

   Mgmt    For    For    For

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    110122108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    81,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Lamberto Andreotti

   Mgmt    For    For    For
1B  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1E  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1F  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1G  

Elect Director Thomas J. Lynch, Jr.

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Togo D. West, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Bristol-Myers Squibb Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Allergan plc

 

Meeting Date:    05/05/2016   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    29,490     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1.2  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1.3  

Elect Director James H. Bloem

   Mgmt    For    For    For
1.4  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.6  

Elect Director Michael R. Gallagher

   Mgmt    For    For    For
1.7  

Elect Director Catherine M. Klema

   Mgmt    For    For    For
1.8  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1.9  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1.10  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1.11  

Elect Director Ronald R. Taylor

   Mgmt    For    Refer    For
1.12  

Elect Director Fred G. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4A  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
4B  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Allergan plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5A  

Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election

   Mgmt    For    Refer    For
5B  

Establish Range for Size of Board

   Mgmt    For    Refer    For
6  

Approve Reduction in Share Capital

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Require Independent Board Chairman

   SH    Against    Refer    For

Hilton Worldwide Holdings Inc.

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    43300A104
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    HLT
     Shares Voted:    131,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Christopher J. Nassetta

   Mgmt    For    For    For
1.2  

Elect Director Jonathan D. Gray

   Mgmt    For    For    For
1.3  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Judith A. McHale

   Mgmt    For    For    For
1.5  

Elect Director John G. Schreiber

   Mgmt    For    For    For
1.6  

Elect Director Elizabeth A. Smith

   Mgmt    For    For    For
1.7  

Elect Director Douglas M. Steenland

   Mgmt    For    For    For
1.8  

Elect Director William J. Stein

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Kansas City Southern

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    485170302
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    KSU
     Shares Voted:    63,520     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Lu M. Cordova

   Mgmt    For    For    For
1.2  

Elect Director Terrence P. Dunn

   Mgmt    For    For    For
1.3  

Elect Director Antonio O. Garza, Jr.

   Mgmt    For    For    For
1.4  

Elect Director David Garza-Santos

   Mgmt    For    For    For
1.5  

Elect Director Thomas A. McDonnell

   Mgmt    For    For    For
1.6  

Elect Director David L. Starling

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
5  

Proxy Access

   SH    Against    Against    Against

Gilead Sciences, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    375558103
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    GILD
     Shares Voted:    91,250     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director John F. Cogan

   Mgmt    For    For    For
1b  

Elect Director Kevin E. Lofton

   Mgmt    For    For    For
1c  

Elect Director John W. Madigan

   Mgmt    For    For    For
1d  

Elect Director John C. Martin

   Mgmt    For    For    For
1e  

Elect Director John F. Milligan

   Mgmt    For    For    For
1f  

Elect Director Nicholas G. Moore

   Mgmt    For    For    For
1g  

Elect Director Richard J. Whitley

   Mgmt    For    For    For
1h  

Elect Director Gayle E. Wilson

   Mgmt    For    For    For
1i  

Elect Director Per Wold-Olsen

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Gilead Sciences, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For

Koninklijke Philips N.V.

 

Meeting Date:    05/12/2016   Country:    Netherlands   Primary Security ID:    N7637U112
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    PHIA
     Shares Voted:    190,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

President’s Speech

   Mgmt         
2a  

Discuss Remuneration Report

   Mgmt         
2b  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
2c  

Adopt Financial Statements

   Mgmt    For    For    For
2d  

Approve Dividends of EUR 0.80 Per Share

   Mgmt    For    For    For
2e  

Approve Discharge of Management Board

   Mgmt    For    For    For
2f  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
3  

Reelect N. Dhawan to Supervisory Board

   Mgmt    For    For    For
4  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
5a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For
5b  

Authorize Board to Exclude Preemptive Rights from Share Issuances Under 8a

   Mgmt    For    Refer    For
6  

Authorize Repurchase of Shares

   Mgmt    For    For    For
7  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
8  

Other Business (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Fresenius SE & Co KGaA

 

Meeting Date:    05/13/2016   Country:    Germany   Primary Security ID:    D27348263
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    FRE
     Shares Voted:    202,960     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of EUR 0.55 per Share

   Mgmt    For    Against    Against
3  

Approve Discharge of Personally Liable Partner for Fiscal 2015

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2016

   Mgmt    For    For    For
6.1  

Elect Michael Albrecht to the Supervisory Board

   Mgmt    For    For    For
6.2  

Elect Michael Diekmann to the Supervisory Board

   Mgmt    For    For    For
6.3  

Elect Gerd Krick to the Supervisory Board

   Mgmt    For    For    For
6.4  

Elect Iris Loew-Friedrich to the Supervisory Board

   Mgmt    For    For    For
6.5  

Elect Klaus-Peter Mueller to the Supervisory Board

   Mgmt    For    For    For
6.6  

Elect Hauke Stars to the Supervisory Board

   Mgmt    For    For    For
7  

Elect Michael Diekmann and Gerd Krick as Members of the Joint Committee (Bundled)

   Mgmt    For    For    For

SBA Communications Corporation

 

Meeting Date:    05/13/2016   Country:    USA   Primary Security ID:    78388J106
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    SBAC
     Shares Voted:    77,390     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Kevin L. Beebe

   Mgmt    For    For    For
1b  

Elect Director Jack Langer

   Mgmt    For    For    For
1c  

Elect Director Jeffrey A. Stoops

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    Against
5  

Proxy Access

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Amazon.com, Inc.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    023135106
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    34,730     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Tom A. Alberg

   Mgmt    For    For    For
1c  

Elect Director John Seely Brown

   Mgmt    For    For    For
1d  

Elect Director William B. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1f  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Report on Sustainability, Including GHG Goals

   SH    Against    Refer    Against
4  

Report on Human Rights Risk Assessment Process

   SH    Against    Against    Against
5  

Report on Political Contributions

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Car Inc.

 

Meeting Date:    05/17/2016   Country:    Cayman Islands   Primary Security ID:    G19021107
Record Date:    05/13/2016   Meeting Type:    Annual   Ticker:    699
     Shares Voted:    1,823,812     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Elect Sam Hanhui Sun as Director

   Mgmt    For    For    For
3  

Elect Wei Ding as Director

   Mgmt    For    For    For
4  

Elect Lei Lin as Director

   Mgmt    For    For    For
5  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
6  

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
7  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
8  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
9  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against

Car Inc.

 

Meeting Date:    05/17/2016   Country:    Cayman Islands   Primary Security ID:    G19021107
Record Date:    05/13/2016   Meeting Type:    Special   Ticker:    699
     Shares Voted:    1,823,812     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Framework Agreement and Related Annual Caps

   Mgmt    For    Refer    For
2  

Elect Yifan Song as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    46625h100
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    66,380     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director James S. Crown

   Mgmt    For    For    For
1f  

Elect Director James Dimon

   Mgmt    For    For    For
1g  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1h  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For
1i  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1j  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1k  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments

   SH    Against    Refer    Against
8  

Clawback Amendment

   SH    Against    For    For
9  

Adopt Executive Compensation Philosophy with Social Factors

   SH    Against    Refer    Against

Halliburton Company

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    406216101
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    225,523     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1.2  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1.3  

Elect Director James R. Boyd

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Halliburton Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.4  

Elect Director Milton Carroll

   Mgmt    For    For    For
1.5  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1.6  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1.7  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1.8  

Elect Director David J. Lesar

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1.10  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1.11  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1.12  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Tencent Holdings Ltd.

 

Meeting Date:    05/18/2016   Country:    Cayman Islands   Primary Security ID:    G87572163
Record Date:    05/13/2016   Meeting Type:    Annual   Ticker:    700
     Shares Voted:    607,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Jacobus Petrus (Koos) Bekker as Director

   Mgmt    For    For    For
3b  

Elect Ian Charles Stone as Director

   Mgmt    For    For    For
3c  

Authorize Board to Fix Remuneration of Directors

   Mgmt    For    Refer    For
4  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Refer    Against
6  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
7  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    00404A109
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    ACHC
     Shares Voted:    160,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William F. Grieco

   Mgmt    For    For    For
1.2  

Elect Director Joey A. Jacobs

   Mgmt    For    For    For
1.3  

Elect Director Reeve B. Waud

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
6  

Report on Sustainability

   SH    Against    Refer    Against

Anthem, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    036752103
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ANTM
     Shares Voted:    108,580     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1b  

Elect Director George A. Schaefer, Jr.

   Mgmt    For    For    For
1c  

Elect Director Joseph R. Swedish

   Mgmt    For    For    For
1d  

Elect Director Elizabeth E. Tallett

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

L Brands, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    501797104
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    LB
     Shares Voted:    76,490     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis S. Hersch

   Mgmt    For    For    For
1.2  

Elect Director David T. Kollat

   Mgmt    For    For    For
1.3  

Elect Director Leslie H. Wexner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Proxy Access

   SH    Against    Against    Against

Level 3 Communications, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    52729N308
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    LVLT
     Shares Voted:    299,520     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1b  

Elect Director Jeff K. Storey

   Mgmt    For    For    For
1c  

Elect Director Kevin P. Chilton

   Mgmt    For    For    For
1d  

Elect Director Steven T. Clontz

   Mgmt    For    For    For
1e  

Elect Director Irene M. Esteves

   Mgmt    For    For    For
1f  

Elect Director T. Michael Glenn

   Mgmt    For    For    For
1g  

Elect Director Spencer B. Hays

   Mgmt    For    For    For
1h  

Elect Director Michael J. Mahoney

   Mgmt    For    For    For
1i  

Elect Director Kevin W. Mooney

   Mgmt    For    For    For
1j  

Elect Director Peter Seah Lim Huat

   Mgmt    For    For    For
1k  

Elect Director Peter van Oppen

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Level 3 Communications, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
4  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    Against
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Prudential plc

 

Meeting Date:    05/19/2016   Country:    United Kingdom   Primary Security ID:    G72899100
Record Date:    05/17/2016   Meeting Type:    Annual   Ticker:    PRU
     Shares Voted:    435,170     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect John Foley as Director

   Mgmt    For    For    For
4  

Elect Penelope James as Director

   Mgmt    For    For    For
5  

Elect David Law as Director

   Mgmt    For    For    For
6  

Elect Lord Turner as Director

   Mgmt    For    For    For
7  

Elect Tony Wilkey as Director

   Mgmt    For    For    For
8  

Re-elect Sir Howard Davies as Director

   Mgmt    For    For    For
9  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
10  

Re-elect Paul Manduca as Director

   Mgmt    For    For    For
11  

Re-elect Michael McLintock as Director

   Mgmt    For    For    For
12  

Re-elect Kaikhushru Nargolwala as Director

   Mgmt    For    For    For
13  

Re-elect Nicolaos Nicandrou as Director

   Mgmt    For    For    For
14  

Re-elect Anthony Nightingale as Director

   Mgmt    For    For    For
15  

Re-elect Philip Remnant as Director

   Mgmt    For    For    For
16  

Re-elect Alice Schroeder as Director

   Mgmt    For    For    For
17  

Re-elect Barry Stowe as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18  

Re-elect Michael Wells as Director

   Mgmt    For    For    For
19  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
20  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
21  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
22  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
23  

Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares

   Mgmt    For    For    For
24  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
25  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
26  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Safran

 

Meeting Date:    05/19/2016   Country:    France   Primary Security ID:    F4035A557
Record Date:    05/16/2016   Meeting Type:    Annual/Special   Ticker:    SAF
     Shares Voted:    152,190     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.38 per Share

   Mgmt    For    For    For
4  

Approve Additional Pension Scheme Agreement (defined contribution) with Ross McInnes, Chairman

   Mgmt    For    Refer    For
5  

Approve Additional Pension Scheme Agreement (defined benefit) with Ross McInnes, Chairman

   Mgmt    For    Refer    For
6  

Approve Additional Pension Scheme Agreement (defined contribution) with Philippe Petitcolin, CEO

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Safran

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Approve Additional Pension Scheme Agreement (defined benefit) with Philippe Petitcolin, CEO

   Mgmt    For    Refer    For
8  

Approve Transaction with a Group of Banks (including BNP Paribas)

   Mgmt    For    Refer    For
9  

Approve Transaction with the French State

   Mgmt    For    Refer    For
10  

Elect Gerard Mardine as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
11  

Elect Eliane Carre-Copin as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
A  

Reelect Marc Aubry as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Do Not Vote
B  

Elect Jocelyne Jobard as Representative of Employee Shareholders to the Board

   Mgmt    Against    Against    Do Not Vote
 

Ordinary Business

   Mgmt         
12  

Renew Appointment of Mazars as Auditor

   Mgmt    For    For    For
13  

Renew Appointment of Gilles Rainaut as Alternate Auditor

   Mgmt    For    For    For
14  

Renew Appointment of Ernst & Young et Autres as Auditor

   Mgmt    For    For    For
15  

Renew Appointment of Auditex as Alternate Auditor

   Mgmt    For    For    For
16  

Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million

   Mgmt    For    Refer    For
17  

Advisory Vote on Compensation of Ross McInnes, Chairman from April 24, 2015 to Dec. 31, 2015

   Mgmt    For    For    For
18  

Advisory Vote on Compensation of Philippe Petitcolin, CEO from April 24, 2015 to Dec. 31, 2015

   Mgmt    For    For    For
19  

Advisory Vote on Compensation of Jean-Paul Herteman, CEO from Jan. 1, 2015 to April 23, 2015

   Mgmt    For    For    For
20  

Advisory Vote on Compensation of Stephane Abrial, Ross McInnes and Marc Ventre, Vice-CEOs from Jan. 1, 2015 to April 23, 2015

   Mgmt    For    For    For
21  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
22  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Safran

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

23  

Authorize up to 0.35 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
24  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Safran Investissement Corporate Mutual Fund

   Mgmt         
C  

Authorize Up to 0.55 percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers

   SH    Against    Refer    Against

The Home Depot, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    437076102
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    70,490     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1d  

Elect Director J. Frank Brown

   Mgmt    For    For    For
1e  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1f  

Elect Director Armando Codina

   Mgmt    For    For    For
1g  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1h  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1i  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1j  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1k  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1l  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Shire plc

 

Meeting Date:    05/27/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    05/25/2016   Meeting Type:    Special   Ticker:    SHP
     Shares Voted:    180,690     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Matters Relating to the Cash and Share Offer for Baxalta

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

NXP Semiconductors NV

 

Meeting Date:    06/02/2016   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    05/05/2016   Meeting Type:    Annual   Ticker:    NXPI
     Shares Voted:    84,240     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2a  

Discussion of the implementation of the remuneration policy

   Mgmt         
2b  

Discussion on Company’s Reserves and Dividend Policy

   Mgmt         
2c  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2d  

Approve Discharge of Board Members

   Mgmt    For    For    For
3a  

Reelect Richard L. Clemmer as Executive Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

NXP Semiconductors NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3b  

Reelect Peter Bonfield as Non-Executive Director

   Mgmt    For    For    For
3c  

Reelect Johannes P. Huth as Non-Executive Director

   Mgmt    For    For    For
3d  

Reelect Kenneth A. Goldman as Non-Executive Director

   Mgmt    For    For    For
3e  

Reelect Marion Helmes as Non-Executive Director

   Mgmt    For    For    For
3f  

Reelect Joseph Kaeser as Non-Executive Director

   Mgmt    For    For    For
3g  

Reelect I. Loring as Non-Executive Director

   Mgmt    For    For    For
3h  

Reelect Eric Meurice as Non-Executive Director

   Mgmt    For    For    For
3i  

Reelect Peter Smitham as Non-Executive Director

   Mgmt    For    For    For
3j  

Reelect Julie Southern as Non-Executive Director

   Mgmt    For    For    For
3k  

Reelect Gregory Summe as Non-Executive Director

   Mgmt    For    For    For
3l  

Reelect Rick Tsai as Director

   Mgmt    For    For    For
4  

Approve Remuneration of Audit, Nominating and Compensation Committee

   Mgmt    For    Refer    For
5a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For
5b  

Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a

   Mgmt    For    For    For
6  

Authorize Repurchase of Shares

   Mgmt    For    For    For
7  

Approve Cancellation of Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Biogen Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    09062X103
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    BIIB
     Shares Voted:    31,903     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Alexander J. Denner

   Mgmt    For    For    For
1b  

Elect Director Caroline D. Dorsa

   Mgmt    For    For    For
1c  

Elect Director Nancy L. Leaming

   Mgmt    For    For    For
1d  

Elect Director Richard C. Mulligan

   Mgmt    For    For    For
1e  

Elect Director Robert W. Pangia

   Mgmt    For    For    For
1f  

Elect Director Stelios Papadopoulos

   Mgmt    For    For    For
1g  

Elect Director Brian S. Posner

   Mgmt    For    For    For
1h  

Elect Director Eric K. Rowinsky

   Mgmt    For    For    For
1i  

Elect Director George A. Scangos

   Mgmt    For    For    For
1j  

Elect Director Lynn Schenk

   Mgmt    For    For    For
1k  

Elect Director Stephen A. Sherwin

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

MercadoLibre, Inc.

 

Meeting Date:    06/10/2016   Country:    USA   Primary Security ID:    58733R102
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    MELI
     Shares Voted:    32,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Emiliano Calemzuk

   Mgmt    For    For    For
1.2  

Elect Director Marcos Galperin

   Mgmt    For    For    For
1.3  

Elect Director Roberto Balls Sallouti

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Co. S.A. as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    192446102
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    CTSH
     Shares Voted:    144,960     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Zein Abdalla

   Mgmt    For    For    For
1b  

Elect Director Maureen Breakiron-Evans

   Mgmt    For    For    For
1c  

Elect Director Jonathan Chadwick

   Mgmt    For    For    For
1d  

Elect Director Francisco D’Souza

   Mgmt    For    For    For
1e  

Elect Director John N. Fox, Jr.

   Mgmt    For    For    For
1f  

Elect Director John E. Klein

   Mgmt    For    For    For
1g  

Elect Director Leo S. Mackay, Jr.

   Mgmt    For    For    For
1h  

Elect Director Lakshmi Narayanan

   Mgmt    For    For    For
1i  

Elect Director Michael Patsalos-Fox

   Mgmt    For    For    For
1j  

Elect Director Robert E. Weissman

   Mgmt    For    For    For
1k  

Elect Director Thomas M. Wendel

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For

Facebook, Inc.

 

Meeting Date:    06/20/2016   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    71,120     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    Refer    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    Refer    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

Facebook, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
5  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
6  

Approve Annual Compensation Program for Non-employee Directors

   Mgmt    For    Refer    For
7A  

Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes

   Mgmt    For    Refer    Against
7B  

Increase Authorized Common Stock

   Mgmt    For    Refer    Against
7C  

Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock

   Mgmt    For    For    For
7D  

Amend Certificate of Incorporation to Provide for Additional Events

   Mgmt    For    For    For
8  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
9  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
10  

Report on Sustainability

   SH    Against    Refer    For
11  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
12  

Establish International Policy Board Committee

   SH    Against    Refer    Against
13  

Report on Gender Pay Gap

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

TripAdvisor, Inc.

 

Meeting Date:    06/23/2016   Country:    USA   Primary Security ID:    896945201
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    TRIP
     Shares Voted:    67,920     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gregory B. Maffei

   Mgmt    For    Refer    For
1.2  

Elect Director Stephen Kaufer

   Mgmt    For    Refer    For
1.3  

Elect Director Dipchand (Deep) Nishar

   Mgmt    For    For    For
1.4  

Elect Director Jeremy Philips

   Mgmt    For    For    For
1.5  

Elect Director Spencer M. Rascoff

   Mgmt    For    For    For
1.6  

Elect Director Albert E. Rosenthaler

   Mgmt    For    Refer    For
1.7  

Elect Director Sukhinder Singh Cassidy

   Mgmt    For    For    For
1.8  

Elect Director Robert S. Wiesenthal

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

ITC Ltd.

 

Meeting Date:    06/27/2016   Country:    India   Primary Security ID:    Y4211T171
Record Date:    05/20/2016   Meeting Type:    Special   Ticker:    ITC
     Shares Voted:    1,168,021     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Postal Ballot

   Mgmt         
1  

Increase Authorized Share Capital

   Mgmt    For    For    For
2  

Amend Articles of Association to Reflect Changes in Capital

   Mgmt    For    Refer    For
3  

Approve Bonus Issue

   Mgmt    For    For    For

MasterCard Incorporated

 

Meeting Date:    06/28/2016   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    157,360     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 958 Ivy Global Growth Fund

 

MasterCard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Silvio Barzi

   Mgmt    For    For    For
1d  

Elect Director David R. Carlucci

   Mgmt    For    For    For
1e  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1f  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1i  

Elect Director Oki Matsumoto

   Mgmt    For    Refer    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Jackson Tai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


IVY GLOBAL INCOME ALLOCATION FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

Singapore Telecommunications Limited

 

Meeting Date:    07/21/2015   Country:    Singapore   Primary Security ID:    Y79985209
Record Date:      Meeting Type:    Annual   Ticker:    Z74
     Shares Voted:    2,550,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Adopt Financial Statements and Directors’ and Auditors’ Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Bobby Chin Yoke Choong as Director

   Mgmt    For    For    For
4  

Elect Chua Sock Koong as Director

   Mgmt    For    For    For
5  

Elect Venkataraman Vishnampet Ganesan as Director

   Mgmt    For    For    For
6  

Elect Teo Swee Lian as Director

   Mgmt    For    For    For
7  

Approve Directors’ Fees

   Mgmt    For    Refer    For
8  

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
9  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

   Mgmt    For    Refer    For
10  

Approve Grant of Awards and Issuance of Shares Pursuant to the Singtel Performance Share Plan 2012

   Mgmt    For    Refer    For
11  

Authorize Share Repurchase Program

   Mgmt    For    For    For

Macquarie Group Limited

 

Meeting Date:    07/23/2015   Country:    Australia   Primary Security ID:    Q57085286
Record Date:    07/21/2015   Meeting Type:    Annual   Ticker:    MQG
     Shares Voted:    170,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         
2a  

Elect Peter H Warne as Director

   Mgmt    For    For    For
2b  

Elect Gordon M Cairns as Director

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
3  

Elect Stephen Mayne as Director

   SH    Against    Refer    Against
 

Management Proposals

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Macquarie Group Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve the Remuneration Report

   Mgmt    For    For    For
5  

Approve the Executive Voting Director’s Participation in the Macquarie Group Employee Retained Equity Plan

   Mgmt    For    Refer    For
6  

Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors

   Mgmt    For    Refer    For
7  

Ratify the Past Issuance of 6.80 Million Shares

   Mgmt    For    Refer    Abstain

Rexel

 

Meeting Date:    07/27/2015   Country:    France   Primary Security ID:    F7782J366
Record Date:    07/22/2015   Meeting Type:    Special   Ticker:    RXL
     Shares Voted:    430,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Extraordinary Business

  

Mgmt

        
1  

Authorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans (Performance Shares)

   Mgmt    For    Refer    For
2  

Approve Restricted Stock Plan in Connection with Employee Stock Purchase Plans

   Mgmt    For    For    For
3  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

GDF Suez

 

Meeting Date:    07/29/2015   Country:    France   Primary Security ID:    F7629A107
Record Date:    07/24/2015   Meeting Type:    Special   Ticker:    GSZ
     Shares Voted:    308,474     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Extraordinary Business

   Mgmt         
1  

Change Company Name to Engie and Amend Article 3 of Bylaws Accordingly

   Mgmt    For    For    For
2  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    145,986     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For
1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For
1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For
2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For
3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For
4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

The Procter & Gamble Company

 

Meeting Date:    10/13/2015   Country:    USA   Primary Security ID:    742718109
Record Date:    08/14/2015   Meeting Type:    Annual   Ticker:    PG
     Shares Voted:    100,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Francis S. Blake

   Mgmt    For    For    For
1b  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1c  

Elect Director Kenneth I. Chenault

   Mgmt    For    For    For
1d  

Elect Director Scott D. Cook

   Mgmt    For    For    For
1e  

Elect Director Susan Desmond-Hellmann

   Mgmt    For    For    For
1f  

Elect Director A.G. Lafley

   Mgmt    For    For    For
1g  

Elect Director Terry J. Lundgren

   Mgmt    For    For    For
1h  

Elect Director W. James McNerney, Jr.

   Mgmt    For    For    For
1i  

Elect Director David S. Taylor

   Mgmt    For    For    For
1j  

Elect Director Margaret C. Whitman

   Mgmt    For    For    For
1k  

Elect Director Mary Agnes Wilderotter

   Mgmt    For    For    For
1l  

Elect Director Patricia A. Woertz

   Mgmt    For    For    For
1m  

Elect Director Ernesto Zedillo

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against

Paychex, Inc.

 

Meeting Date:    10/14/2015   Country:    USA   Primary Security ID:    704326107
Record Date:    08/17/2015   Meeting Type:    Annual   Ticker:    PAYX
     Shares Voted:    184,294     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director B. Thomas Golisano

   Mgmt    For    For    For
1b  

Elect Director Joseph G. Doody

   Mgmt    For    For    For
1c  

Elect Director David J. S. Flaschen

   Mgmt    For    For    For
1d  

Elect Director Phillip Horsley

   Mgmt    For    For    For
1e  

Elect Director Grant M. Inman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Paychex, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Pamela A. Joseph

   Mgmt    For    For    For
1g  

Elect Director Martin Mucci

   Mgmt    For    For    For
1h  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For
1i  

Elect Director Joseph M. Velli

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Ratify Auditors

   Mgmt    For    For    For

Amcor Limited

 

Meeting Date:    10/21/2015   Country:   

Australia

  Primary Security ID:    Q03080100
Record Date:    10/19/2015   Meeting Type:    Annual   Ticker:    AMC
     Shares Voted:    683,326     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a

 

Elect Graeme Liebelt as Director

  

Mgmt

  

For

  

For

  

For

2b  

Elect Jeremy Sutcliffe as Director

   Mgmt    For    For    For
3  

Approve the Grant of Options and Performance Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
4  

Approve the Grant of Share Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
5  

Approve the Remuneration Report

   Mgmt    For    For    For

Spotless Group Holdings Ltd.

 

Meeting Date:    10/22/2015   Country:    Australia   Primary Security ID:    Q8695D106
Record Date:    10/20/2015   Meeting Type:    Annual   Ticker:    SPO
     Shares Voted:    3,930,062     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Spotless Group Holdings Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a  

Elect Margaret Jackson as Director

   Mgmt    For    For    For
2b  

Elect Garry Hounsell as Director

   Mgmt    For    For    For
3  

Approve the Remuneration Report

   Mgmt    For    For    For
4  

Approve the Grant of Options to Martin Sheppard, Managing Director and CEO of the Company

   Mgmt    For    Refer    For

China Construction Bank Corporation

 

Meeting Date:

   10/28/2015   Country:    China   Primary Security ID:    Y1397N101
Record Date:    09/25/2015   Meeting Type:    Special   Ticker:    00939
     Shares Voted:    10,000,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Elect Carl Walter as Director

  

Mgmt

   For    For    For
2  

Elect Anita Fung Yuen Mei as Director

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    135,986     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Skycity Entertainment Group Ltd.

 

Meeting Date:    11/13/2015   Country:    New Zealand   Primary Security ID:    Q8513Z115
Record Date:    11/11/2015   Meeting Type:    Annual   Ticker:    SKC
     Shares Voted:    1,541,382     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Richard Tsiang as Director

   Mgmt    For    For    For
2  

Elect Richard Didsbury as Director

   Mgmt    For    For    For
3  

Authorize Board to Fix Remuneration of the Auditors

   Mgmt    For    For    For

Westpac Banking Corporation

 

Meeting Date:    12/11/2015   Country:    Australia   Primary Security ID:    Q97417101
Record Date:    12/09/2015   Meeting Type:    Annual   Ticker:    WBC
     Shares Voted:    260,870     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Approve the Remuneration Report

   Mgmt    For    For    For
3  

Approve the Grant of Equity Securities to Brian Hartzer, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
4a  

Elect Elizabeth Bryan as Director

   Mgmt    For    For    For
4b  

Elect Peter Hawkins as Director

   Mgmt    For    For    For
4c  

Elect Craig Dunn as Director

   Mgmt    For    For    For

National Australia Bank Limited

 

Meeting Date:    12/17/2015   Country:    Australia   Primary Security ID:    Q65336119
Record Date:    12/15/2015   Meeting Type:   

Annual

  Ticker:    NAB
     Shares Voted:   

300,000

    

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Elect Anne Loveridge as Director

   Mgmt    For    For    For
3  

Approve the Remuneration Report

   Mgmt    For    For    For
4  

Approve the Grant of Performance Rights to Andrew Thorburn, Group Chief Executive Officer of the Company

   Mgmt    For    Refer    For .


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

National Australia Bank Limited

 

Meeting Date:    01/27/2016   Country:    Australia   Primary Security ID:    Q65336119
Record Date:    01/25/2016   Meeting Type:   

Court

  Ticker:    NAB
     Shares Voted:    300,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Court Ordered Meeting

   Mgmt         
1  

Approve the Scheme of Arrangement between National Australia Bank Limited and Its Ordinary Shareholders

   Mgmt    For    Refer    For

National Australia Bank Limited

 

Meeting Date:    01/27/2016   Country:    Australia   Primary Security ID:    Q65336119
Record Date:    01/25/2016   Meeting Type:    Special   Ticker:    NAB
     Shares Voted:    300,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Agenda for NAB Shareholders and NAB Tier 1 Security holders

   Mgmt         
1  

Approve Reduction of National Australia Bank Limited’s Share Capital

   Mgmt    For    Refer    For
 

Agenda for NAB Shareholders

   Mgmt         
2  

Approve Reduction of CYBG PLC’s Share Capital

   Mgmt    For    Refer    For

Rockwell Automation, Inc.

 

Meeting Date:    02/02/2016   Country:    USA   Primary Security ID:    773903109
Record Date:    12/07/2015   Meeting Type:    Annual   Ticker:    ROK
     Shares Voted:    82,000     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Rockwell Automation, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A1  

Elect Director Keith D. Nosbusch

   Mgmt    For    For    For
A2  

Elect Director William T. McCormick, Jr.

   Mgmt    For    For    For
B  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
C  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
D  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
E  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    For

Imperial Tobacco Group plc

 

Meeting Date:    02/03/2016   Country:    United Kingdom   Primary Security ID:    G4721W102
Record Date:    02/01/2016   Meeting Type:    Annual   Ticker:    IMT
     Shares Voted:    180,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Alison Cooper as Director

   Mgmt    For    For    For
5  

Re-elect David Haines as Director

   Mgmt    For    For    For
6  

Re-elect Michael Herlihy as Director

   Mgmt    For    For    For
7  

Re-elect Matthew Phillips as Director

   Mgmt    For    For    For
8  

Re-elect Oliver Tant as Director

   Mgmt    For    For    For
9  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
10  

Re-elect Karen Witts as Director

   Mgmt    For    For    For
11  

Re-elect Malcolm Wyman as Director

   Mgmt    For    For    For
12  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
13  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Imperial Tobacco Group plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

14  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Change of Company Name to Imperial Brands plc

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Danske Bank A/S

 

Meeting Date:    03/17/2016   Country:    Denmark   Primary Security ID:    K22272114
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    DANSKE
     Shares Voted:    285,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Report of Board

   Mgmt         
2  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of DKK 8.00 Per Share

   Mgmt    For    For    For
4a  

Reelect Ole Andersen as Director

   Mgmt    For    For    For
4b  

Reelect Urban Backstrom as Director

   Mgmt    For    For    For
4c  

Reelect Jorn Jensen as Director

   Mgmt    For    For    For
4d  

Reelect Rolv Ryssdal as Director

   Mgmt    For    For    For
4e  

Reelect Carol Sergeant as Director

   Mgmt    For    For    For
4f  

Reelect Trond Westlie as Director

   Mgmt    For    For    For
4g  

Elect Lars-Erik Brenoe as Director

   Mgmt    For    For    For
4h  

Elect Hilde Tonne as Director

   Mgmt    For    For    For
5  

Ratify Deloitte as Auditors

   Mgmt    For    For    For
6a  

Approve DKK 249 Million Reduction in Share Capital via Share Cancellation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Danske Bank A/S

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6b  

Amend Articles Re: Change from Bearer Shares to Registered Shares

   Mgmt    For    For    For
6c  

Amend Articles Re: Notification of Annual General Meetings

   Mgmt    For    For    For
6d  

Amend Articles Re: Authorize the Board to Decide on Extraordinary Dividend Payments

   Mgmt    For    For    For
7  

Authorize Share Repurchase Program

   Mgmt    For    For    For
8  

Approve Remuneration of Directors for 2016

   Mgmt    For    Refer    For
9  

Approve Danske Bank Group’s Remuneration Policy for 2016

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by Nanna Bonde Ottosen on Behalf of Six Shareholders; Shareholder Proposal Submitted by O. Norgaard

   Mgmt         
10.1  

Cease to Make New Investments in Non-Renewable Energy and Scale Down Existing Investments

   SH    Against    Refer    Against
10.2  

Introduce Ceiling on Golden Handshakes

   SH    For    Against    For
10.3  

At a European Level Support the Introduction of a Tax on Speculation (FTT tax)

   SH    Against    Refer    Against
10.4  

Create Increased Amount of Traineeship Opportunities at the Company

   SH    Against    Refer    Against
11  

Take Into Consideration Only Background, Education/Training and Suitability of the Candidate when Nominating Candidates to the Board of Directors and/or Management Positions

   SH    Against    Refer    Against
 

Management Proposals

   Mgmt         
12  

Other Business

   Mgmt         

Nestle SA

 

Meeting Date:    04/07/2016   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
     Shares Voted:   

100,000

    


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Nestle SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report (Non-binding)

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.25 per Share

   Mgmt    For    For    For
4.1a  

Reelect Peter Brabeck-Letmathe as Director

   Mgmt    For    For    For
4.1b  

Reelect Paul Bulcke as Director

   Mgmt    For    For    For
4.1c  

Reelect Andreas Koopmann as Director

   Mgmt    For    For    For
4.1d  

Reelect Beat Hess as Director

   Mgmt    For    For    For
4.1e  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1f  

Reelect Steven G. Hoch as Director

   Mgmt    For    For    For
4.1g  

Reelect Naina Lal Kidwai as Director

   Mgmt    For    For    For
4.1h  

Reelect Jean-Pierre Roth as Director

   Mgmt    For    For    For
4.1i  

Reelect Ann Veneman as Director

   Mgmt    For    For    For
4.1j  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1k  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1l  

Reelect Ruth K. Oniang’o as Director

   Mgmt    For    For    For
4.1m  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.2  

Reelect Peter Brabeck-Letmathe as Board Chairman

   Mgmt    For    For    For
4.3.1  

Appoint Beat Hess as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.2  

Appoint Andreas Koopmann as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.3  

Appoint Jean-Pierre Roth as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.4  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.4  

Ratify KPMG AG as Auditors

   Mgmt    For    For    For
4.5  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For
5.1  

Approve Remuneration of Board of Directors in the Amount of CHF 10.5 Million

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 60 Million

   Mgmt    For    Refer    For
6  

Approve CHF 7.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    135,986     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives andPayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Asian Pay Television Trust

 

Meeting Date:    04/21/2016   Country:    Singapore   Primary Security ID:    Y0362V106
Record Date:      Meeting Type:    Annual   Ticker:    S7OU
     Shares Voted:    8,571,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Adopt Report of the Trustee-Manager, Statement by the Trustee-Manager, Audited Financial Statements and Auditors’ Report

   Mgmt    For    For    For
2  

Approve Deloitte & Touche LLP as Auditors and Authorize the Board of the Trustee-Manager to Fix Their Remuneration

   Mgmt    For    For    For
3  

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

   Mgmt    For    Refer    For

Sampo Oyj

 

Meeting Date:    04/21/2016   Country:    Finland   Primary Security ID:    X75653109
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    SAMAS
     Shares Voted:    290,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Open Meeting

   Mgmt         
2  

Call the Meeting to Order

   Mgmt         
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

   Mgmt    For    For    For
4  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
5  

Prepare and Approve List of Shareholders

   Mgmt    For    For    For
6  

Receive Financial Statements and Statutory Reports

   Mgmt         
7  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8  

Approve Allocation of Income and Dividends of EUR 2.15 Per Share

   Mgmt    For    For    For
9  

Approve Discharge of Board and President

   Mgmt    For    For    For
10  

Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors

   Mgmt    For    Refer    For
11  

Fix Number of Directors at Eight

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Sampo Oyj

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Reelect Jannica Fagerholm, Adine Axén, Veli-Matti Mattila, Risto Murto, Eira Palin-Lehtinen, Per Sorlie, and Bjorn Wahlroos (Chairman) as Directors; Elect Christian Clausen as New Director

   Mgmt    For    For    For
13  

Approve Remuneration of Auditors

   Mgmt    For    For    For
14  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
15  

Authorize Share Repurchase Program

   Mgmt    For    For    For
16  

Close Meeting

   Mgmt         

Texas Instruments Incorporated

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    882508104
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    TXN
     Shares Voted:    170,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ralph W. Babb, Jr.

   Mgmt    For    For    For
1b  

Elect Director Mark A. Blinn

   Mgmt    For    For    For
1c  

Elect Director Daniel A. Carp

   Mgmt    For    For    For
1d  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1e  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1f  

Elect Director Ronald Kirk

   Mgmt    For    For    For
1g  

Elect Director Pamela H. Patsley

   Mgmt    For    For    For
1h  

Elect Director Robert E. Sanchez

   Mgmt    For    For    For
1i  

Elect Director Wayne R. Sanders

   Mgmt    For    For    For
1j  

Elect Director Richard K. Templeton

   Mgmt    For    For    For
1k  

Elect Director Christine Todd Whitman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

The Kraft Heinz Company

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    500754106
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    KHC
     Shares Voted:    110,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gregory E. Abel

   Mgmt    For    For    For
1b  

Elect Director Alexandre Behring

   Mgmt    For    For    For
1c  

Elect Director Warren E. Buffett

   Mgmt    For    For    For
1d  

Elect Director John T. Cahill

   Mgmt    For    For    For
1e  

Elect Director Tracy Britt Cool

   Mgmt    For    For    For
1f  

Elect Director Jeanne P. Jackson

   Mgmt    For    For    For
1g  

Elect Director Jorge Paulo Lemann

   Mgmt    For    For    For
1h  

Elect Director Mackey J. McDonald

   Mgmt    For    For    For
1i  

Elect Director John C. Pope

   Mgmt    For    For    For
1j  

Elect Director Marcel Herrmann Telles

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ABI
     Shares Voted:    83,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Receive Directors’ Reports (Non-Voting)

   Mgmt         
2  

Receive Auditors’ Reports (Non-Voting)

   Mgmt         
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Anheuser-Busch InBev SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Approve Discharge of Auditors

   Mgmt    For    For    For
7  

Ratify Deloitte as Auditors and Approve Auditors’ Remuneration

   Mgmt    For    For    For
8a  

Approve Remuneration Report

   Mgmt    For    Refer    For
8b  

Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors

   Mgmt    For    Refer    For
9a  

Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015

   Mgmt    For    Refer    For
9b  

Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015

   Mgmt    For    Refer    For
10  

Acknowledge Cancellation of VVPR Strips

   Mgmt    For    Refer    For
11  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

Axa

 

Meeting Date:    04/27/2016   Country:    France   Primary Security ID:    F06106102
Record Date:    04/22/2016   Meeting Type:    Annual/Special   Ticker:    CS
     Shares Voted:    333,074     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.10 per Share

   Mgmt    For    For    For
4  

Advisory Vote on Compensation of Henri de Castries, Chairman and CEO

   Mgmt    For    For    For
5  

Advisory Vote on Compensation of Denis Duverne, Vice CEO

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Axa

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
7  

Reelect Stefan Lippe as Director

   Mgmt    For    For    For
8  

Reelect Francois Martineau as Director

   Mgmt    For    For    For
9  

Elect Irene Dorner as Director

   Mgmt    For    For    For
10  

Elect Angelien Kemna as Director

   Mgmt    For    For    For
11  

Reelect Doina Palici Chehab as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
12  

Elect Alain Raynaud as Representative of Employee Shareholders to the Board

   Mgmt    Against    Refer    Against
13  

Elect Martin Woll as Representative of Employee Shareholders to the Board

   Mgmt    Against    Refer    Against
14  

Renew Appointment of Mazars as Auditor

   Mgmt    For    For    For
15  

Renew Appointment of Emmanuel Charnavel as Alternate Auditor

   Mgmt    For    For    For
16  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
17  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
18  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
19  

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against
20  

Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Pension Contribution

   Mgmt    For    Refer    For
21  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
22  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Intesa SanPaolo SPA

 

Meeting Date:    04/27/2016   Country:    Italy   Primary Security ID:    T55067101
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    ISP
     Shares Voted:    3,000,000     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Intesa SanPaolo SPA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Allocation of Income

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
2.a  

Fix Number of Directors

   SH    For    Refer    For
 

Appoint Directors (Slate Election) - Choose One of the Following Slates

   Mgmt         
2.b.1  

Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   SH    None    Refer    For
2.b.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    Do Not Vote
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
2.c  

Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman

   SH    None    For    For
 

Management Proposal

   Mgmt         
3.a  

Approve Remuneration Report

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
3.b  

Approve Remuneration of Directors

   SH    None    For    For
 

Management Proposals

   Mgmt         
3.c  

Remuneration Policies for Employees and Non-Employed Staff

   Mgmt    For    For    For
3.d  

Fix Maximum Variable Compensation Ratio

   Mgmt    For    For    For
3.e  

Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    Refer    For
3.f  

Approve Severance Agreements

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Starwood Property Trust, Inc.

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    85571B105
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    STWD
     Shares Voted:    350,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard D. Bronson

   Mgmt    For    For    For
1.2  

Elect Director Jeffrey G. Dishner

   Mgmt    For    For    For
1.3  

Elect Director Camille J. Douglas

   Mgmt    For    For    For
1.4  

Elect Director Solomon J. Kumin

   Mgmt    For    For    For
1.5  

Elect Director Barry S. Sternlicht

   Mgmt    For    For    For
1.6  

Elect Director Strauss Zelnick

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Lockheed Martin Corporation

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    539830109
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    35,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    For    For
1c  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1d  

Elect Director David B. Burritt

   Mgmt    For    For    For
1e  

Elect Director Bruce A. Carlson

   Mgmt    For    For    For
1f  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Falk

   Mgmt    For    For    For
1h  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1i  

Elect Director James M. Loy

   Mgmt    For    For    For
1j  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1k  

Elect Director Anne Stevens

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Lockheed Martin Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For

Pfizer Inc.

 

Meeting Date:    04/28/2016   Country:     USA   Primary Security ID:    717081103
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    PFE
     Shares Voted:    220,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis A. Ausiello

   Mgmt    For    For    For
1.2  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1.3  

Elect Director Joseph J. Echevarria

   Mgmt    For    For    For
1.4  

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
1.5  

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
1.6  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.7  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1.8  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1.9  

Elect Director Ian C. Read

   Mgmt    For    For    For
1.10  

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
1.11  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Give Shareholders Final Say on Election of Directors

   SH    Against    Refer    Against
6  

Provide Right to Act by Written Consent

   SH    Against    For    For
7  

Prohibit Tax Gross-ups on Inversions

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Taylor Wimpey plc

 

Meeting Date:     04/28/2016   Country:    United Kingdom   Primary Security ID:     G86954107
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    TW.
     Shares Voted:    4,080,102     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Special Dividend

   Mgmt    For    For    For
4  

Re-elect Kevin Beeston as Director

   Mgmt    For    For    For
5  

Re-elect Pete Redfern as Director

   Mgmt    For    For    For
6  

Re-elect Ryan Mangold as Director

   Mgmt    For    For    For
7  

Re-elect James Jordan as Director

   Mgmt    For    For    For
8  

Re-elect Kate Barker as Director

   Mgmt    For    For    For
9  

Re-elect Baroness Ford of Cunninghame as Director

   Mgmt    For    For    For
10  

Re-elect Mike Hussey as Director

   Mgmt    For    For    For
11  

Re-elect Robert Rowley as Director

   Mgmt    For    For    For
12  

Elect Humphrey Singer as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Remuneration Report

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Approve Sale of a Property by Taylor Wimpey de Espana S.A.U. to Pete Redfern

   Mgmt    For    Refer    For
21  

Approve Sale of a Property by Taylor Wimpey de Espana S.A.U. to Pete Redfern

   Mgmt    For    Refer    For
22  

Approve Sale of a Property by Taylor Wimpey UK Limited to Ryan Mangold

   Mgmt    For    Refer    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Bristol-Myers Squibb Company

 

Meeting Date:     05/03/2016   Country:    USA   Primary Security ID:    110122108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    126,485     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Lamberto Andreotti

   Mgmt    For    For    For
1B  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1E  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1F  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1G  

Elect Director Thomas J. Lynch, Jr.

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Togo D. West, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Ferrovial SA

 

Meeting Date:     05/03/2016   Country:    Spain   Primary Security ID:    E49512119
Record Date:    04/28/2016   Meeting Type:    Annual   Ticker:    FER
     Shares Voted:    644,422     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Consolidated and Standalone Financial

   Mgmt    For    For    For
2  

Statements Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Discharge of Board

   Mgmt    For    For    For
4  

Renew Appointment of Deloitte as Auditor

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Ferrovial SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.1  

Reelect Rafael del Pino y Calvo-Sotelo as Director

   Mgmt    For    Refer    Against
5.2  

Reelect Santiago Bergareche Busquet as Director

   Mgmt    For    Refer    Against
5.3  

Reelect Joaquín Ayuso García as Director

   Mgmt    For    Refer    Against
5.4  

Reelect Íñigo Meirás Amusco as Director

   Mgmt    For    For    For
5.5  

Reelect Juan Arena de la Mora as Director

   Mgmt    For    Refer    Against
5.6  

Reelect María del Pino y Calvo-Sotelo as Director

   Mgmt    For    Refer    Against
5.7  

Reelect Santiago Fernández Valbuena as Director

   Mgmt    For    For    For
5.8  

Reelect José Fernando Sánchez-Junco Mans as Director

   Mgmt    For    For    For
5.9  

Reelect Joaquín del Pino y Calvo-Sotelo as Director

   Mgmt    For    Refer    Against
5.10  

Ratify Appointment of and Elect Óscar Fanjul Martín as Director

   Mgmt    For    For    For
5.11  

Authorize Board to Fill Vacancies

   Mgmt    For    For    For
6  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
7  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
8  

Approve Reduction in Share Capital via Amortization of Treasury Shares

   Mgmt    For    For    For
9.1  

Amend Articles Re: Board Meetings and Audit and Control Committee

   Mgmt    For    Refer    For
9.2  

Amend Articles Re: Board Management and Supervisory Powers, and Qualitative Composition

   Mgmt    For    Refer    For
9.3  

Amend Article 4.2 Re: Registered Office

   Mgmt    For    Refer    For
9.4  

Amend Articles Re: Quantitative Composition of the Board and Board Term

   Mgmt    For    Refer    For
9.5  

Amend Article 50 Re: Board Advisory Committees

   Mgmt    For    Refer    For
9.6  

Amend Article 52 Re: Appointments and Remuneration Committee

   Mgmt    For    Refer    For
10  

Approve Remuneration Policy

   Mgmt    For    For    For
11  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
12  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Ferrovial SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Advisory Vote on Remuneration Report

   Mgmt    For    For    For
14  

Receive Amendments to Board of Directors Regulations

   Mgmt         

Acs, Actividades de Construccion y Servicios S.A

 

Meeting Date:    05/04/2016   Country:    Spain   Primary Security ID:    E7813W163
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    ACS
     Shares Voted:   

265,816

    

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
1.2  

Approve Allocation of Income

   Mgmt    For    For    For
2  

Receive Corporate Social Responsibility Report

   Mgmt         
3  

Advisory Vote on Remuneration Report

   Mgmt    For    Refer    Against
4  

Approve Discharge of Board

   Mgmt    For    For    For
5.1  

Ratify Appointment of and Elect Javier Fernández Alonso as Director

   Mgmt    For    Refer    Against
5.2  

Elect Manuel Delgado Solís as Director

   Mgmt    For    Refer    Against
5.3  

Elect Javier Echenique Landiribar as Director

   Mgmt    For    Refer    Against
5.4  

Elect Mariano Hernández Herreros as Director

   Mgmt    For    Refer    Against
6  

Renew Appointment of Deloitte as Auditor

   Mgmt    For    For    For
7  

Authorize Capitalization of Reserves for Scrip Dividends

   Mgmt    For    For    For
8  

Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares

   Mgmt    For    For    For
9  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

BAE Systems plc

 

Meeting Date:    05/04/2016   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/02/2016   Meeting Type:    Annual   Ticker:    BA.
     Shares Voted:   

1,200,000

    

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For
5  

Re-elect Jerry DeMuro as Director

   Mgmt    For    For    For
6  

Re-elect Harriet Green as Director

   Mgmt    For    For    For
7  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For
8  

Re-elect Ian King as Director

   Mgmt    For    For    For
9  

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
10  

Re-elect Paula Rosput Reynolds as Director

   Mgmt    For    For    For
11  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
12  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
13  

Elect Elizabeth Corley as Director

   Mgmt    For    For    For
14  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Philip Morris International Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    718172109
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    PM
    

Shares Voted:

   127,766     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.5  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.6  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.7  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.8  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.9  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.10  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.11  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.12  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Human Rights Policy, Including the Right to Health

   SH    Against    Against    Against
5  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

St. James’s Place plc

 

Meeting Date:    05/04/2016   Country:    United Kingdom   Primary Security ID:    G5005D124
Record Date:    05/02/2016   Meeting Type:    Annual   Ticker:    STJ
     Shares Voted:    625,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Re-elect Sarah Bates as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

St. James’s Place plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Re-elect David Bellamy as Director

   Mgmt    For    For    For
5  

Re-elect Iain Cornish as Director

   Mgmt    For    For    For
6  

Re-elect Andrew Croft as Director

   Mgmt    For    For    For
7  

Re-elect Ian Gascoigne as Director

   Mgmt    For    For    For
8  

Re-elect Simon Jeffreys as Director

   Mgmt    For    For    For
9  

Re-elect David Lamb as Director

   Mgmt    For    For    For
10  

Re-elect Patience Wheatcroft as Director

   Mgmt    For    For    For
11  

Re-elect Roger Yates as Director

   Mgmt    For    For    For
12  

Approve Remuneration Report

   Mgmt    For    For    For
13  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
14  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
20  

Adopt New Articles of Association

   Mgmt    For    Refer    For

Caltex Australia Ltd.

 

Meeting Date:    05/05/2016   Country:    Australia   Primary Security ID:    Q19884107
Record Date:    05/03/2016   Meeting Type:    Annual   Ticker:    CTX
     Shares Voted:    425,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a  

Elect Steven Gregg as Director

   Mgmt    For    For    For
2b  

Elect Penelope Ann Winn as Director

   Mgmt    For    For    For
3  

Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Caltex Australia Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve the Remuneration Report

   Mgmt    For    For    For
5  

Approve the Grant of Up to 101,505 Performance Rights to Julian Segal, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
6  

Adopt New Constitution

   Mgmt    For    For    For

Inter Pipeline Ltd.

 

Meeting Date:    05/09/2016   Country:    Canada   Primary Security ID:    45833V109
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    IPL
     Shares Voted:    360,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Fix Number of Directors at Eight

   Mgmt    For    Refer    For
2.1  

Elect Director Richard Shaw

   Mgmt    For    For    For
2.2  

Elect Director David Fesyk

   Mgmt    For    For    For
2.3  

Elect Director Lorne Brown

   Mgmt    For    For    For
2.4  

Elect Director Duane Keinick

   Mgmt    For    For    For
2.5  

Elect Director Alison Taylor Love

   Mgmt    For    For    For
2.6  

Elect Director William Robertson

   Mgmt    For    For    For
2.7  

Elect Director Brant Sangster

   Mgmt    For    For    For
2.8  

Elect Director Margaret McKenzie

   Mgmt    For    For    For
3  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Abengoa Yield plc

 

Meeting Date:    05/11/2016   Country:    United Kingdom   Primary Security ID:    G00349103
Record Date:    03/28/2016   Meeting Type:    Annual  

Ticker:

   ABY
     Shares Voted:    567,336     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Reappoint Deloitte LLP and Deloitte S.L. as Auditors

   Mgmt    For    For    For
5  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Appoint Santiago Seage as CEO

   Mgmt    For    For    For
7  

Change Company Name to Atlantica Yield plc

   Mgmt    For    For    For
8  

Adopt New Articles of Association

   Mgmt    For    Refer    For

Ares Capital Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    04010L103
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    ARCC
     Shares Voted:    815,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director R. Kipp deVeer

   Mgmt    For    For    For
1.2  

Elect Director Daniel G. Kelly, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Eric B. Siegel

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Ares Capital Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    04010L103
Record Date:    03/04/2016   Meeting Type:    Special   Ticker:    ARCC
     Shares Voted:    815,000     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Ares Capital Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Issuance of Shares Below Net Asset Value (NAV)

   Mgmt    For    Against    Against

Standard Life plc

 

Meeting Date:    05/17/2016   Country:    United Kingdom   Primary Security ID:    G84278129
Record Date:    05/13/2016   Meeting Type:    Annual   Ticker:    SL.
     Shares Voted:    926,363     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Approve Final Dividend

   Mgmt    For    For    For
5  

Approve Remuneration Report

   Mgmt    For    Refer    For
6  

Approve Company’s Capital Redemption Reserve

   Mgmt    For    For    For
7  

Fix the Variable Remuneration Ratio

   Mgmt    For    For    For
8  

Approve Employee Share Plan

   Mgmt    For    Refer    For
9A  

Re-elect Sir Gerry Grimstone as Director

   Mgmt    For    For    For
9B  

Re-elect Pierre Danon as Director

   Mgmt    For    For    For
9C  

Re-elect Noel Harwerth as Director

   Mgmt    For    For    For
9D  

Re-elect Isabel Hudson as Director

   Mgmt    For    For    For
9E  

Re-elect Kevin Parry as Director

   Mgmt    For    For    For
9F  

Re-elect Lynne Peacock as Director

   Mgmt    For    For    For
9G  

Re-elect Martin Pike as Director

   Mgmt    For    For    For
9H  

Re-elect Luke Savage as Director

   Mgmt    For    For    For
9I  

Re-elect Keith Skeoch as Director

   Mgmt    For    For    For
10A  

Elect Colin Clark as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Standard Life plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

10B  

Elect Melanie Gee as Director

   Mgmt    For    For    For
10C  

Elect Paul Matthews as Director

   Mgmt    For    For    For
11  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
12  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
13  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
14  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
15  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Deutsche Post AG

 

Meeting Date:    05/18/2016   Country:    Germany   Primary Security ID:    D19225107
Record Date:      Meeting Type:    Annual   Ticker:    DPW
     Shares Voted:    300,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.85 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2015

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2016

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers AG as Auditors for the First Quarter of Fiscal 2017

   Mgmt    For    For    For
7.1  

Elect Katja Windt to the Supervisory Board

   Mgmt    For    For    For
7.2  

Elect Werner Gatzer to the Supervisory Board

   Mgmt    For    For    For
7.3  

Elect Ingrid Deltenre to the Supervisory Board

   Mgmt    For    For    For
7.4  

Elect Nikolaus von Bomhard to the Supervisory Board

   Mgmt    For    For    For
8  

Amend Affiliation Agreement with Subsidiary Deutsche Post Beteiligungen Holding GmbH

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Amgen Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    031162100
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    AMGN
     Shares Voted:    50,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David Baltimore

   Mgmt    For    For    For
1.2  

Elect Director Frank J. Biondi, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Robert A. Bradway

   Mgmt    For    For    For
1.4  

Elect Director Francois de Carbonnel

   Mgmt    For    For    For
1.5  

Elect Director Robert A. Eckert

   Mgmt    For    For    For
1.6  

Elect Director Greg C. Garland

   Mgmt    For    For    For
1.7  

Elect Director Fred Hassan

   Mgmt    For    For    For
1.8  

Elect Director Rebecca M. Henderson

   Mgmt    For    For    For
1.9  

Elect Director Frank C. Herringer

   Mgmt    For    For    For
1.10  

Elect Director Tyler Jacks

   Mgmt    For    For    For
1.11  

Elect Director Judith C. Pelham

   Mgmt    For    For    For
1.12  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1.13  

Elect Director R. Sanders Williams

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

Crown Castle International Corp.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    22822V101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    CCI
     Shares Voted:    95,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director P. Robert Bartolo

   Mgmt    For    For    For
1b  

Elect Director Jay A. Brown

   Mgmt    For    For    For
1c  

Elect Director Cindy Christy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Crown Castle International Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1d  

Elect Director Ari Q. Fitzgerald

   Mgmt    For    For    For
1e  

Elect Director Robert E. Garrison II

   Mgmt    For    For    For
1f  

Elect Director Dale N. Hatfield

   Mgmt    For    For    For
1g  

Elect Director Lee W. Hogan

   Mgmt    For    For    For
1h  

Elect Director Edward C. Hutcheson, Jr.

   Mgmt    For    For    For
1i  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1j  

Elect Director Robert F. McKenzie

   Mgmt    For    For    For
1k  

Elect Director Anthony J. Melone

   Mgmt    For    For    For
1l  

Elect Director W. Benjamin Moreland

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

L Brands, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    501797104
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    LB
     Shares Voted:    100,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Dennis S. Hersch

   Mgmt    For    For    For
1.2  

Elect Director David T. Kollat

   Mgmt    For    For    For
1.3  

Elect Director Leslie H. Wexner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Proxy Access

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

ONEOK, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    682680103
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    OKE
     Shares Voted:    200,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Brian L. Derksen

   Mgmt    For    For    For
1.2  

Elect Director Julie H. Edwards

   Mgmt    For    For    For
1.3  

Elect Director John W. Gibson

   Mgmt    For    For    For
1.4  

Elect Director Randall J. Larson

   Mgmt    For    For    For
1.5  

Elect Director Steven J. Malcolm

   Mgmt    For    For    For
1.6  

Elect Director Kevin S. McCarthy

   Mgmt    For    For    For
1.7  

Elect Director Jim W. Mogg

   Mgmt    For    For    For
1.8  

Elect Director Pattye L. Moore

   Mgmt    For    For    For
1.9  

Elect Director Gary D. Parker

   Mgmt    For    For    For
1.10  

Elect Director Eduardo A. Rodriguez

   Mgmt    For    For    For
1.11  

Elect Director Terry K. Spencer

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Legal & General Group plc

 

Meeting Date:    05/26/2016   Country:    United Kingdom   Primary Security ID:    G54404127
Record Date:    05/24/2016   Meeting Type:    Annual   Ticker:    LGEN
     Shares Voted:    2,490,996     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Re-elect Richard Meddings as Director

   Mgmt    For    For    For
4  

Re-elect Carolyn Bradley as Director

   Mgmt    For    For    For
5  

Re-elect Lizabeth Zlatkus as Director

   Mgmt    For    For    For
6  

Re-elect Mark Zinkula as Director

   Mgmt    For    For    For
7  

Re-elect Stuart Popham as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Legal & General Group plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Re-elect Julia Wilson as Director

   Mgmt    For    For    For
9  

Re-elect Mark Gregory as Director

   Mgmt    For    For    For
10  

Re-elect Rudy Markham as Director

   Mgmt    For    For    For
11  

Re-elect John Stewart as Director

   Mgmt    For    For    For
12  

Re-elect Nigel Wilson as Director

   Mgmt    For    For    For
13  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
14  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Adopt New Articles of Association

   Mgmt    For    Refer    For
16  

Approve Remuneration Report

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Approve Scrip Dividend Programme

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

McDonald’s Corporation

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    580135101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    MCD
     Shares Voted:    90,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd Dean

   Mgmt    For    For    For
1b  

Elect Director Stephen Easterbrook

   Mgmt    For    For    For
1c  

Elect Director Robert Eckert

   Mgmt    For    For    For
1d  

Elect Director Margaret Georgiadis

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

McDonald’s Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f

 

Elect Director Jeanne Jackson

   Mgmt    For    For    For

1g

 

Elect Director Richard Lenny

   Mgmt    For   

For

   For

1h

 

Elect Director Walter Massey

   Mgmt    For    For    For

1i

 

Elect Director John Mulligan

   Mgmt    For    For    For

1j

 

Elect Director Sheila Penrose

   Mgmt    For    For    For

1k

 

Elect Director John Rogers, Jr.

   Mgmt    For    For    For

1l

 

Elect Director Miles White

   Mgmt    For    For    For

2

 

Advisory Vote to Ratify Named Executive Officers’ Compensation

  

Mgmt

  

For

  

For

  

For

3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Adopt Holy Land Principles

   SH    Against    Against    Against
7  

Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain

   SH    Against    Refer    Against
8  

Report on Consistency Between Corporate Values and Political Contributions

   SH    Against    Against    Against
9  

Report on Consistency Between Corporate Values and Political Activities

   SH    Against    Against    Against

Compagnie de Saint Gobain

 

Meeting Date:    06/02/2016   Country:    France   Primary Security ID:    F80343100
Record Date:    05/30/2016   Meeting Type:    Annual/Special   Ticker:    SGO
     Shares Voted:    162,708     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.24 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Compagnie de Saint Gobain

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect Bernard Gautier as Director

   Mgmt    For    For    For
6  

Reelect Frederic Lemoine as Director

   Mgmt    For    Refer    For
7  

Reelect Jean-Dominique Senard as Director

   Mgmt    For    For    For
8  

Elect Ieda Gomes Yell as Director

   Mgmt    For    For    For
9  

Renew Appointment of PricewaterhouseCoopers Audit as Auditor

   Mgmt    For    For    For
10  

Appoint Jean-Baptiste Deschryver as Alternate Auditor

   Mgmt    For    For    For
11  

Advisory Vote on Compensation of Pierre- Andre de Chalendar, Chairman and CEO

   Mgmt    For    For    For
12  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
13  

Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For
14  

Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
15  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Orange

 

Meeting Date:    06/07/2016   Country:    France   Primary Security ID:    F6866T100
Record Date:    06/02/2016   Meeting Type:    Annual/Special   Ticker:    ORA
     Shares Voted:    387,044     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 0.60 per Share

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Orange

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
5  

Reelect Jose-Luis Duran as Director

   Mgmt    For    For    For
6  

Reelect Charles-Henri Filippi as Director

   Mgmt    For    For    For
7  

Elect Bernard Ramanantsoa as Director

   Mgmt    For    For    For
8  

Advisory Vote on Compensation of Stephane Richard, Chairman and CEO

   Mgmt    For    For    For
9  

Advisory Vote on Compensation of Gervais Pellissier, Vice-CEO

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
11  

Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors

   Mgmt    For    For    For
12  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
13  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by FCPE Cap Orange

   Mgmt         
A  

Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.50 per Share

   SH    Against    For    Against
B  

Approve Stock Dividend Program (Cash or Shares)

   SH    Against    For    Against
C  

Amend Article 13 of Bylaws Re: Set Maximum Outside Mandates for Directors

   SH    Against    Refer    Against

Marine Harvest ASA

 

Meeting Date:    06/09/2016   Country:    Norway   Primary Security ID:    R2326D113
Record Date:      Meeting Type:    Annual   Ticker:    MHG
     Shares Voted:    0     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    Do Not Vote
2  

Approve Notice of Meeting and Agenda

   Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Marine Harvest ASA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Receive President’s Report

   Mgmt         
4  

Accept Financial Statements and Statutory Reports; Approve Allocation of Income

   Mgmt    For    For    Do Not Vote
5  

Discuss Company’s Corporate Governance Statement

   Mgmt         
6  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    For    Do Not Vote
7  

Approval of the Guidelines for Allocation of Options

   Mgmt    For    For    Do Not Vote
8  

Approve Remuneration of Directors in the Amount of NOK 1.1 Million for Chairman, NOK 575,000 For Vice Chairman, and NOK 400,000 for Other Directors; Approve Audit Committee Fees

   Mgmt    For    Refer    Do Not Vote
9  

Approve Remuneration of Nomination Conmmittee

   Mgmt    For    Refer    Do Not Vote
10  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
11  

Ratify Auditors

   Mgmt    For    Refer    Do Not Vote
12a  

Reelect Cecilie Fredriksen as Director

   Mgmt    For    Refer    Do Not Vote
12b  

Elect Paul Mulligan as New Director

   Mgmt    For    Refer    Do Not Vote
12c  

Elect Jean-Pierre Bienfait as New Director

   Mgmt    For    Refer    Do Not Vote
12d  

Elect Birgitte Vartdal as New Director

   Mgmt    For    Refer    Do Not Vote
13  

Authorize Board to Declare Quarterly Dividends

   Mgmt    For    For    Do Not Vote
14  

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    For    Do Not Vote
15  

Approve Creation of NOK 337.6 Million Pool of Capital without Preemptive Rights

   Mgmt    For    For    Do Not Vote
16  

Approve Issuance of Authorize Issuance of Convertible Loans without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 billion; Approve Creation of NOK 480 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

Fortress Transportation & Infrastructure Investors LLC

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    34960P101
Record Date:    04/25/2016  

Meeting Type:

   Annual   Ticker:    FTAI
     Shares Voted:    698,425     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Paul R. Goodwin

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Ray M. Robinson

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Blackstone Mortgage Trust, Inc.

 

Meeting Date:    06/16/2016   Country:    USA   Primary Security ID:    09257W100
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    BXMT
     Shares Voted:    409,731     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael B. Nash

   Mgmt    For    For    For
1.2  

Elect Director Stephen D. Plavin

   Mgmt    For    For    For
1.3  

Elect Director Leonard W. Cotton

   Mgmt    For    For    For
1.4  

Elect Director Thomas E. Dobrowski

   Mgmt    For    For    For
1.5  

Elect Director Martin L. Edelman

   Mgmt    For    For    For
1.6  

Elect Director Henry N. Nassau

   Mgmt    For    For    For
1.7  

Elect Director Jonathan L. Pollack

   Mgmt    For    For    For
1.8  

Elect Director Lynne B. Sagalyn

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

ProSiebenSAT.1 Media SE

 

Meeting Date:    06/30/2016   Country:    Germany    Primary Security ID:    D6216S143
Record Date:     

Meeting Type:

   Annual    Ticker:    PSM
     Shares Voted:    260,000      


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 19 Ivy Global Income Allocation Fund

 

ProSiebenSAT.1 Media SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 1.80 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2015

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
5  

Ratify KPMG as Auditors for Fiscal 2016

   Mgmt    For    For    For
6  

Elect Ketan Mehtato the Supervisory Board

   Mgmt    For    For    For
7  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
8  

Approve Creation of EUR 87.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
9  

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 21.9 Million Pool of Capital to Guarantee Conversion Rights

   Mgmt    For    For    For


IVY GLOBAL NATURAL RESOURCES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

BHP Billiton plc

 

Meeting Date:    10/22/2015   Country:    United Kingdom   Primary Security ID:    G10877101
Record Date:    10/20/2015   Meeting Type:    Annual   Ticker:    BLT
     Shares Voted:    1,507,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
5  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
6  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
7  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
8  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
9  

Approve Grant of Awards under the Group’s Short and Long Term Incentive Plans to Andrew Mackenzie

   Mgmt    For    Refer    For
10  

Amend BHP Billiton Limited Constitution Re: DLC Dividend Share

   Mgmt    For    Refer    For
11  

Amend Articles of Association Re: DLC Dividend Share

   Mgmt    For    Refer    For
12  

Amend DLC Structure Sharing Agreement Re: DLC Dividend Share

   Mgmt    For    Refer    For
13  

Amend BHP Billiton Limited Constitution Re: Simultaneous General Meetings

   Mgmt    For    Refer    For
14  

Amend Articles of Association Re: Simultaneous General Meetings

   Mgmt    For    Refer    For
15  

Elect Anita Frew as Director

   Mgmt    For    For    For
16  

Re-elect Malcolm Brinded as Director

   Mgmt    For    For    For
17  

Re-elect Malcolm Broomhead as Director

   Mgmt    For    For    For
18  

Re-elect Pat Davies as Director

   Mgmt    For    For    For
19  

Re-elect Carolyn Hewson as Director

   Mgmt    For    For    For
20  

Re-elect Andrew Mackenzie as Director

   Mgmt    For    For    For
21  

Re-elect Lindsay Maxsted as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

BHP Billiton plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

22  

Re-elect Wayne Murdy as Director

   Mgmt    For    For    For
23  

Re-elect John Schubert as Director

   Mgmt    For    For    For
24  

Re-elect Shriti Vadera as Director

   Mgmt    For    For    For
25  

Re-elect Jac Nasser as Director

   Mgmt    For    For    For

MarkWest Energy Partners, L.P.

 

Meeting Date:    12/01/2015   Country:    USA   Primary Security ID:    570759100
Record Date:    10/05/2015   Meeting Type:    Special   Ticker:    MWE
     Shares Voted:    185,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Helmerich & Payne, Inc.

 

Meeting Date:    03/02/2016   Country:    USA   Primary Security ID:    423452101
Record Date:    01/08/2016   Meeting Type:    Annual   Ticker:    HP
     Shares Voted:    79,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director William L. Armstrong

   Mgmt    For    For    For
1b  

Elect Director Randy A. Foutch

   Mgmt    For    For    For
1c  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1d  

Elect Director John W. Lindsay

   Mgmt    For    For    For
1e  

Elect Director Paula Marshall

   Mgmt    For    For    For
1f  

Elect Director Thomas A. Petrie

   Mgmt    For    For    For
1g  

Elect Director Donald F. Robillard, Jr.

   Mgmt    For    For    For
1h  

Elect Director Francis Rooney

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Helmerich & Payne, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1i  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1j  

Elect Director John D. Zeglis

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/06/2016   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/17/2016   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    666,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1c  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1d  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1e  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1h  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1i  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1j  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Articles

   Mgmt    For    Refer    For
6  

Fix Number of Directors at Twelve

   Mgmt    For    Refer    For
7  

Amend 2010 Omnibus Stock Incentive Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Rio Tinto plc

 

Meeting Date:    04/14/2016   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    04/12/2016   Meeting Type:    Annual   Ticker:    RIO
     Shares Voted:    798,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

   Mgmt         
 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
3  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
4  

Re-elect Robert Brown as Director

   Mgmt    For    For    For
5  

Re-elect Megan Clark as Director

   Mgmt    For    For    For
6  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For
7  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
8  

Re-elect Anne Lauvergeon as Director

   Mgmt    For    For    For
9  

Re-elect Michael L’Estrange as Director

   Mgmt    For    For    For
10  

Re-elect Chris Lynch as Director

   Mgmt    For    For    For
11  

Re-elect Paul Tellier as Director

   Mgmt    For    For    For
12  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
13  

Re-elect John Varley as Director

   Mgmt    For    For    For
14  

Re-elect Sam Walsh as Director

   Mgmt    For    For    For
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
17  

Approve Strategic Resilience for 2035 and Beyond

   SH    For    Refer    For
 

Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only

   Mgmt         
 

Continuation of Management Proposals

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016   Country:    Canada   Primary Security ID:    13645T100
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    CP
     Shares Voted:    118,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4.1  

Elect Director William A. Ackman

   Mgmt    For    For    For
4.2  

Elect Director John Baird

   Mgmt    For    For    For
4.3  

Elect Director Isabelle Courville

   Mgmt    For    For    For
4.4  

Elect Director Keith E. Creel

   Mgmt    For    For    For
4.5  

Elect Director E. Hunter Harrison

   Mgmt    For    For    For
4.6  

Elect Director Rebecca MacDonald

   Mgmt    For    For    For
4.7  

Elect Director Anthony R. Melman

   Mgmt    For    For    For
4.8  

Elect Director Matthew H. Paul

   Mgmt    For    For    For
4.9  

Elect Director Andrew F. Reardon

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

PPG Industries, Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    693506107
Record Date:    02/19/2016   Meeting Type:    Annual   Ticker:    PPG
     Shares Voted:    146,650     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

PPG Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director James G. Berges

   Mgmt    For    For    For
1.2  

Elect Director John V. Faraci

   Mgmt    For    For    For
1.3  

Elect Director Victoria F. Haynes

   Mgmt    For    For    For
1.4  

Elect Director Michael H. McGarry

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends

   SH    Against    Refer    Against

EOG Resources, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    369,950     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director James C. Day

   Mgmt    For    For    For
1d  

Elect Director H. Leighton Steward

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    655044105
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    500,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1c  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1d  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Eric P. Grubman

   Mgmt    For    For    For
1g  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1h  

Elect Director David L. Stover

   Mgmt    For    For    For
1i  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1j  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1k  

Elect Director Molly K. Williamson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against
5  

Report on Impacts of and Plans to Align with Global Climate Change Policy

   SH    Against    Refer    Against

Praxair, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    74005P104
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    PX
     Shares Voted:    45,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Stephen F. Angel

   Mgmt    For    For    For
1.2  

Elect Director Oscar Bernardes

   Mgmt    For    For    For
1.3  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Praxair, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.4  

Elect Director Edward G. Galante

   Mgmt    For    For    For
1.5  

Elect Director Ira D. Hall

   Mgmt    For    For    For
1.6  

Elect Director Raymond W. LeBoeuf

   Mgmt    For    For    For
1.7  

Elect Director Larry D. McVay

   Mgmt    For    For    For
1.8  

Elect Director Denise L. Ramos

   Mgmt    For    For    For
1.9  

Elect Director Martin H. Richenhagen

   Mgmt    For    For    For
1.10  

Elect Director Wayne T. Smith

   Mgmt    For    For    For
1.11  

Elect Director Robert L. Wood

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends

   SH    Against    Refer    Against

Marathon Petroleum Corporation

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    56585A102
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    MPC
     Shares Voted:    106,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Evan Bayh

   Mgmt    For    For    For
1.2  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1.3  

Elect Director Frank M. Semple

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Proxy Access Right

   SH    Against    Against    Against
5  

Report on EHS Incidents and Worker Fatigue Policies

   SH    Against    Refer    Against
6  

Adopt Quantitative GHG Goals for Products and Operations

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Southern Copper Corporation

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    84265V105
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    SCCO
     Shares Voted:    565,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director German Larrea Mota-Velasco

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Oscar Gonzalez Rocha

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Emilio Carrillo Gamboa

   Mgmt    For    Refer    For
1.4  

Elect Director Alfredo Casar Perez

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Luis Castelazo Morales

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Enrique Castillo Sanchez Mejorada

   Mgmt    For    Refer    For
1.7  

Elect Director Xavier Garcia de Quevedo Topete

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Daniel Muniz Quintanilla

   Mgmt    For    Refer    Withhold
1.9  

Elect Director Luis Miguel Palomino Bonilla

   Mgmt    For    For    For
1.10  

Elect Director Gilberto Perezalonso Cifuentes

   Mgmt    For    Refer    Withhold
1.11  

Elect Director Carlos Ruiz Sacristan

   Mgmt    For    For    For
2  

Ratify Galaz,Yamazaki, Ruiz Urquiza S.C. as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For

Suncor Energy Inc.

 

Meeting Date:    04/28/2016   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/02/2016   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    883,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For
1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director Jacynthe Cote

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Suncor Energy Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director Dominic D’Alessandro

   Mgmt    For    For    For
1.5  

Elect Director John D. Gass

   Mgmt    For    For    For
1.6  

Elect Director John R. Huff

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For
1.8  

Elect Director Michael W. O’Brien

   Mgmt    For    For    For
1.9  

Elect Director James W. Simpson

   Mgmt    For    For    For
1.10  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.11  

Elect Director Steven W. Williams

   Mgmt    For    For    For
1.12  

Elect Director Michael M. Wilson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
 

Shareholder Proposals

   Mgmt         
4  

SP 1: Report on Climate Change

   SH    For    Refer    For
5  

SP 2: Approve Annual Disclosure of Lobbying-Related Matters

   SH    Against    Against    Against

Randgold Resources Ltd

 

Meeting Date:    05/03/2016   Country:    United Kingdom   Primary Security ID:    G73740113
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    RRS
     Shares Voted:    99,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Ordinary Resolutions

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Remuneration Policy

   Mgmt    For    For    For
5  

Re-elect Safiatou Ba-N’Daw as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Randgold Resources Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Re-elect Mark Bristow as Director

   Mgmt    For    For    For
7  

Re-elect Norborne Cole Jr as Director

   Mgmt    For    For    For
8  

Re-elect Christopher Coleman as Director

   Mgmt    For    For    For
9  

Re-elect Kadri Dagdelen as Director

   Mgmt    For    For    For
10  

Re-elect Jamil Kassum as Director

   Mgmt    For    For    For
11  

Re-elect Jeanine Mabunda Lioko as Director

   Mgmt    For    For    For
12  

Re-elect Andrew Quinn as Director

   Mgmt    For    For    For
13  

Re-elect Graham Shuttleworth as Director

   Mgmt    For    For    For
14  

Reappoint BDO LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Approve Awards of Ordinary Shares to Non-executive Directors

   Mgmt    For    Refer    For
18  

Approve Award of Ordinary Shares to the Senior Independent Director

   Mgmt    For    Refer    For
19  

Approve Award of Ordinary Shares to the Chairman

   Mgmt    For    Refer    For
 

Special Resolutions

   Mgmt         
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Tesoro Corporation

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    881609101
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    TSO
     Shares Voted:    45,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Rodney F. Chase

   Mgmt    For    For    For
1.2  

Elect Director Edward G. Galante

   Mgmt    For    For    For
1.3  

Elect Director Gregory J. Goff

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Tesoro Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director Robert W. Goldman

   Mgmt    For    For    For
1.5  

Elect Director David Lilley

   Mgmt    For    For    For
1.6  

Elect Director Mary Pat McCarthy

   Mgmt    For    For    For
1.7  

Elect Director J.W. Nokes

   Mgmt    For    For    For
1.8  

Elect Director Susan Tomasky

   Mgmt    For    For    For
1.9  

Elect Director Michael E. Wiley

   Mgmt    For    For    For
1.10  

Elect Director Patrick Y. Yang

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Oasis Petroleum Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    674215108
Record Date:    03/08/2016   Meeting Type:    Annual   Ticker:    OAS
     Shares Voted:    1,037,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas B. Nusz

   Mgmt    For    For    For
1.2  

Elect Director Michael McShane

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Increase Authorized Common Stock

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Phillips 66

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    718546104
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    PSX
     Shares Voted:    131,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Greg C. Garland

   Mgmt    For    For    For
1b  

Elect Director John E. Lowe

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For

FMC Technologies, Inc.

 

Meeting Date:    05/06/2016   Country:    USA   Primary Security ID:    30249U101
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    FTI
     Shares Voted:    132,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Clarence P. Cazalot, Jr.

   Mgmt    For    For    For
1b  

Elect Director Eleazar de Carvalho Filho

   Mgmt    For    For    For
1c  

Elect Director C. Maury Devine

   Mgmt    For    For    For
1d  

Elect Director Claire S. Farley

   Mgmt    For    For    For
1e  

Elect Director John T. Gremp

   Mgmt    For    For    For
1f  

Elect Director Thomas M. Hamilton

   Mgmt    For    For    For
1g  

Elect Director Peter Mellbye

   Mgmt    For    For    For
1h  

Elect Director Joseph H. Netherland

   Mgmt    For    For    For
1i  

Elect Director Peter Oosterveer

   Mgmt    For    For    For
1j  

Elect Director Richard A. Pattarozzi

   Mgmt    For    For    For
1k  

Elect Director Kay G. Priestly

   Mgmt    For    For    For
1l  

Elect Director James M. Ringler

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Anadarko Petroleum Corporation

 

Meeting Date:    05/10/2016   Country:    USA   Primary Security ID:    032511107
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    APC
     Shares Voted:    323,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Anthony R. Chase

   Mgmt    For    For    For
1b  

Elect Director Kevin P. Chilton

   Mgmt    For    For    For
1c  

Elect Director H. Paulett Eberhart

   Mgmt    For    For    For
1d  

Elect Director Peter J. Fluor

   Mgmt    For    For    For
1e  

Elect Director Richard L. George

   Mgmt    For    For    For
1f  

Elect Director Joseph W. Gorder

   Mgmt    For    For    For
1g  

Elect Director John R. Gordon

   Mgmt    For    For    For
1h  

Elect Director Sean Gourley

   Mgmt    For    For    For
1i  

Elect Director Mark C. McKinley

   Mgmt    For    For    For
1j  

Elect Director Eric D. Mullins

   Mgmt    For    For    For
1k  

Elect Director R. A. Walker

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
5  

Report on Plans to Address Stranded Carbon Asset Risks

   SH    Against    Refer    Against

LyondellBasell Industries NV

 

Meeting Date:    05/11/2016   Country:    Netherlands   Primary Security ID:    N53745100
Record Date:    04/13/2016   Meeting Type:    Annual   Ticker:    LYB
     Shares Voted:    351,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Jacques Aigrain to Supervisory Board

   Mgmt    For    For    For
1b  

Elect Lincoln Benet to Supervisory Board

   Mgmt    For    For    For
1c  

Elect Nance K. Dicciani to Supervisory Board

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

LyondellBasell Industries NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d  

Elect Bruce A. Smith to Supervisory Board

   Mgmt    For    For    For
2a  

Elect Thomas Aebischer to Management Board

   Mgmt    For    For    For
2b  

Elect Dan Coombs to Management Board

   Mgmt    For    For    For
2c  

Elect James D. Guilfoyle to Management Board

   Mgmt    For    For    For
3  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Approve Discharge of Management Board

   Mgmt    For    For    For
5  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
7  

Ratify PricewaterhouseCoopers Accountants N.V. as Auditors

   Mgmt    For    For    For
8  

Approve Dividends of USD 3.12 Per Share

   Mgmt    For    For    For
9  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    171798101
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    XEC
     Shares Voted:    213,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lisa A. Stewart

   Mgmt    For    For    For
1.2  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1.3  

Elect Director Harold R. Logan, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Monroe W. Robertson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

L Air Liquide

 

Meeting Date:    05/12/2016   Country:    France   Primary Security ID:    F01764103
Record Date:    05/09/2016   Meeting Type:    Annual/Special   Ticker:    AI
     Shares Voted:    56,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 2.60 per Share

   Mgmt    For    For    For
4  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
5  

Reelect Karen Katen as Director

   Mgmt    For    For    For
6  

Reelect Pierre Dufour as Director

   Mgmt    For    For    For
7  

Elect Brian Gilvary as Director

   Mgmt    For    For    For
8  

Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

   Mgmt    For    Refer    For
9  

Renew Appointment of Ernst and Young et Autres as Auditor

   Mgmt    For    For    For
10  

Renew Appointment of Auditex as Alternate Auditor

   Mgmt    For    For    For
11  

Appoint PricewaterhouseCoopers as Auditor

   Mgmt    For    For    For
12  

Appoint Jean-Christophe Georghiou as Alternate Auditor

   Mgmt    For    For    For
13  

Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 20 Billion

   Mgmt    For    Refer    For
14  

Advisory Vote on Compensation of Benoit Potier

   Mgmt    For    For    For
15  

Advisory Vote on Compensation of Pierre Dufour

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
16  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
17  

Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
18  

Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

L Air Liquide

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19  

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
20  

Amend Articles 12 and 13 of Bylaws Re: Chairman and CEO Age Limits

   Mgmt    For    Refer    For
21  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
22  

Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
23  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million

   Mgmt    For    For    For
24  

Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 100 Million

   Mgmt    For    Refer    For
25  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
 

Ordinary Business

   Mgmt         
26  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

The Dow Chemical Company

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    260543103
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    DOW
     Shares Voted:    862,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ajay Banga

   Mgmt    For    For    For
1b  

Elect Director Jacqueline K. Barton

   Mgmt    For    For    For
1c  

Elect Director James A. Bell

   Mgmt    For    For    For
1d  

Elect Director Richard K. Davis

   Mgmt    For    For    For
1e  

Elect Director Jeff M. Fettig

   Mgmt    For    For    For
1f  

Elect Director Andrew N. Liveris

   Mgmt    For    For    For
1g  

Elect Director Mark Loughridge

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

The Dow Chemical Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Raymond J. Milchovich

   Mgmt    For    For    For
1i  

Elect Director Robert S. Miller

   Mgmt    For    For    For
1j  

Elect Director Paul Polman

   Mgmt    For    For    For
1k  

Elect Director Dennis H. Reilley

   Mgmt    For    For    For
1l  

Elect Director James M. Ringler

   Mgmt    For    For    For
1m  

Elect Director Ruth G. Shaw

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against

Valero Energy Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    91913Y100
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    VLO
     Shares Voted:    60,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Joseph W. Gorder

   Mgmt    For    For    For
1b  

Elect Director Deborah P. Majoras

   Mgmt    For    For    For
1c  

Elect Director Donald L. Nickles

   Mgmt    For    For    For
1d  

Elect Director Philip J. Pfeiffer

   Mgmt    For    For    For
1e  

Elect Director Robert A. Profusek

   Mgmt    For    For    For
1f  

Elect Director Susan Kaufman Purcell

   Mgmt    For    For    For
1g  

Elect Director Stephen M. Waters

   Mgmt    For    For    For
1h  

Elect Director Randall J. Weisenburger

   Mgmt    For    For    For
1i  

Elect Director Rayford Wilkins, Jr.

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Certificate of Incorporation to provide for removal of directors without cause

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Newfield Exploration Company

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    651290108
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    NFX
     Shares Voted:    429,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lee K. Boothby

   Mgmt    For    For    For
1b  

Elect Director Pamela J. Gardner

   Mgmt    For    For    For
1c  

Elect Director Steven W. Nance

   Mgmt    For    For    For
1d  

Elect Director Roger B. Plank

   Mgmt    For    For    For
1e  

Elect Director Thomas G. Ricks

   Mgmt    For    For    For
1f  

Elect Director Juanita M. Romans

   Mgmt    For    For    For
1g  

Elect Director John W. Schanck

   Mgmt    For    For    For
1h  

Elect Director J. Terry Strange

   Mgmt    For    For    For
1i  

Elect Director J. Kent Wells

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Whiting Petroleum Corporation

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    966387102
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    WLL
     Shares Voted:    881,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas L. Aller

   Mgmt    For    For    For
1.2  

Elect Director James E. Catlin

   Mgmt    For    For    For
1.3  

Elect Director Michael B. Walen

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Increase Authorized Common Stock

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Whiting Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

CME Group Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    290,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Phupinder S. Gill

   Mgmt    For    For    For
1c  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1d  

Elect Director Charles P. Carey

   Mgmt    For    For    For
1e  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1f  

Elect Director Ana Dutra

   Mgmt    For    For    For
1g  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1h  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1i  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1j  

Elect Director Leo Melamed

   Mgmt    For    For    For
1k  

Elect Director William P. Miller, II

   Mgmt    For    For    For
1l  

Elect Director James E. Oliff

   Mgmt    For    For    For
1m  

Elect Director Alex J. Pollock

   Mgmt    For    For    For
1n  

Elect Director John F. Sandner

   Mgmt    For    For    For
1o  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1p  

Elect Director William R. Shepard

   Mgmt    For    For    For
1q  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Halliburton Company

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    406216101
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    1,198,850     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1.2  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1.3  

Elect Director James R. Boyd

   Mgmt    For    For    For
1.4  

Elect Director Milton Carroll

   Mgmt    For    For    For
1.5  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1.6  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1.7  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1.8  

Elect Director David J. Lesar

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1.10  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1.11  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1.12  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Continental Resources, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    212015101
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    CLR
     Shares Voted:    605,350     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold G. Hamm

   Mgmt    For    Refer    For
1.2  

Elect Director John T. McNabb, II

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Report on Steps Taken to Increase Board Diversity

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Continental Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Report on Methane Emissions Management

   SH    Against    Refer    Against
5  

Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts

   SH    Against    Refer    Against

Core Laboratories N.V.

 

Meeting Date:    05/19/2016   Country:    Netherlands   Primary Security ID:    N22717107
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    CLB
     Shares Voted:    77,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Charles L. Dunlap as Director

   Mgmt    For    For    For
1b  

Elect Lucia van Geuns as Director

   Mgmt    For    For    For
1c  

Elect Michael Straughen as Director

   Mgmt    For    For    For
2a  

Elect Martha Z. Carnes as Director

   Mgmt    For    For    For
3  

Amend Articles of Association

   Mgmt    For    Refer    Against
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
6  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
8  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

   Mgmt    For    For    For
9  

Authorize Board to Exclude Preemptive Rights from Share Issuances

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Pioneer Natural Resources Company

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    723787107
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    PXD
     Shares Voted:    153,050     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Edison C. Buchanan

   Mgmt    For    For    For
1.2  

Elect Director Andrew F. Cates

   Mgmt    For    For    For
1.3  

Elect Director Timothy L. Dove

   Mgmt    For    For    For
1.4  

Elect Director Phillip A. Gobe

   Mgmt    For    For    For
1.5  

Elect Director Larry R. Grillot

   Mgmt    For    For    For
1.6  

Elect Director Stacy P. Methvin

   Mgmt    For    For    For
1.7  

Elect Director Royce W. Mitchell

   Mgmt    For    For    For
1.8  

Elect Director Frank A. Risch

   Mgmt    For    For    For
1.9  

Elect Director Scott D. Sheffield

   Mgmt    For    For    For
1.10  

Elect Director Mona K. Sutphen

   Mgmt    For    For    For
1.11  

Elect Director J. Kenneth Thompson

   Mgmt    For    For    For
1.12  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
1.13  

Elect Director Michael D. Wortley

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Baker Hughes Incorporated

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    057224107
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    BHI
     Shares Voted:    507,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Larry D. Brady

   Mgmt    For    For    For
1b  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1c  

Elect Director Clarence P. Cazalot, Jr.

   Mgmt    For    For    For
1d  

Elect Director Martin S. Craighead

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Baker Hughes Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director William H. Easter, III

   Mgmt    For    For    For
1f  

Elect Director Lynn L. Elsenhans

   Mgmt    For    For    For
1g  

Elect Director Anthony G. Fernandes

   Mgmt    For    For    For
1h  

Elect Director Claire W. Gargalli

   Mgmt    For    For    For
1i  

Elect Director Pierre H. Jungels

   Mgmt    For    For    For
1j  

Elect Director James A. Lash

   Mgmt    For    For    For
1k  

Elect Director J. Larry Nichols

   Mgmt    For    For    For
1l  

Elect Director James W. Stewart

   Mgmt    For    For    For
1m  

Elect Director Charles L. Watson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For

Superior Energy Services, Inc.

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    868157108
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    SPN
     Shares Voted:    574,550     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold J. Bouillion

   Mgmt    For    For    For
1.2  

Elect Director David D. Dunlap

   Mgmt    For    For    For
1.3  

Elect Director James M. Funk

   Mgmt    For    For    For
1.4  

Elect Director Terence E. Hall

   Mgmt    For    For    For
1.5  

Elect Director Peter D. Kinnear

   Mgmt    For    For    For
1.6  

Elect Director Janiece M. Longoria

   Mgmt    For    For    For
1.7  

Elect Director Michael M. McShane

   Mgmt    For    For    For
1.8  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Superior Energy Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Exxon Mobil Corporation

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    30231G102
Record Date:    04/06/2016   Meeting Type:    Annual   Ticker:    XOM
     Shares Voted:    166,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael J. Boskin

   Mgmt    For    For    For
1.2  

Elect Director Peter Brabeck-Letmathe

   Mgmt    For    For    For
1.3  

Elect Director Angela F. Braly

   Mgmt    For    For    For
1.4  

Elect Director Ursula M. Burns

   Mgmt    For    For    For
1.5  

Elect Director Larry R. Faulkner

   Mgmt    For    For    For
1.6  

Elect Director Jay S. Fishman

   Mgmt    For    For    For
1.7  

Elect Director Henrietta H. Fore

   Mgmt    For    For    For
1.8  

Elect Director Kenneth C. Frazier

   Mgmt    For    For    For
1.9  

Elect Director Douglas R. Oberhelman

   Mgmt    For    For    For
1.10  

Elect Director Samuel J. Palmisano

   Mgmt    For    For    For
1.11  

Elect Director Steven S. Reinemund

   Mgmt    For    For    For
1.12  

Elect Director Rex W. Tillerson

   Mgmt    For    For    For
1.13  

Elect Director William C. Weldon

   Mgmt    For    For    For
1.14  

Elect Director Darren W. Woods

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    For
5  

Require Director Nominee with Environmental Experience

   SH    Against    Refer    Against
6  

Seek Sale of Company/Assets

   SH    Against    Refer    Against
7  

Proxy Access

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Exxon Mobil Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8  

Disclose Percentage of Females at Each Percentile of Compensation

   SH    Against    Against    Against
9  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
10  

Increase Return of Capital to Shareholders in Light of Climate Change Risks

   SH    Against    Refer    Against
11  

Adopt Policy Acknowledging the Imperative for 2 Degree Limit

   SH    Against    Refer    Against
12  

Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against
13  

Annually Report Reserve Replacements in BTUs

   SH    Against    Refer    Against
14  

Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts

   SH    Against    Refer    Against

Marathon Oil Corporation

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    565849106
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    MRO
     Shares Voted:    338,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gaurdie E. Banister, Jr.

   Mgmt    For    For    For
1b  

Elect Director Gregory H. Boyce

   Mgmt    For    For    For
1c  

Elect Director Chadwick C. Deaton

   Mgmt    For    For    For
1d  

Elect Director Marcela E. Donadio

   Mgmt    For    For    For
1e  

Elect Director Philip Lader

   Mgmt    For    For    For
1f  

Elect Director Michael E. J. Phelps

   Mgmt    For    For    For
1g  

Elect Director Dennis H. Reilley

   Mgmt    For    For    For
1h  

Elect Director Lee M. Tillman

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Concho Resources Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    20605P101
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    CXO
     Shares Voted:    247,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gary A. Merriman

   Mgmt    For    For    For
1.2  

Elect Director Ray M. Poage

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    703481101
Record Date:    04/05/2016   Meeting Type:    Annual   Ticker:    PTEN
     Shares Voted:    397,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mark S. Siegel

   Mgmt    For    For    For
1.2  

Elect Director Kenneth N. Berns

   Mgmt    For    For    For
1.3  

Elect Director Charles O. Buckner

   Mgmt    For    For    For
1.4  

Elect Director Michael W. Conlon

   Mgmt    For    For    For
1.5  

Elect Director Curtis W. Huff

   Mgmt    For    For    For
1.6  

Elect Director Terry H. Hunt

   Mgmt    For    For    For
1.7  

Elect Director Tiffany J. Thom

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Caterpillar Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    149123101
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    CAT
     Shares Voted:    253,275     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1.2  

Elect Director Daniel M. Dickinson

   Mgmt    For    For    For
1.3  

Elect Director Juan Gallardo

   Mgmt    For    For    For
1.4  

Elect Director Jesse J. Greene, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Dennis A. Muilenburg

   Mgmt    For    For    For
1.7  

Elect Director Douglas R. Oberhelman

   Mgmt    For    For    For
1.8  

Elect Director William A. Osborn

   Mgmt    For    For    For
1.9  

Elect Director Debra L. Reed

   Mgmt    For    For    For
1.10  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1.11  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1.12  

Elect Director Miles D. White

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For

Diamondback Energy, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    25278X109
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    FANG
     Shares Voted:    74,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven E. West

   Mgmt    For    For    For
1.2  

Elect Director Travis D. Stice

   Mgmt    For    For    For
1.3  

Elect Director Michael P. Cross

   Mgmt    For    For    For
1.4  

Elect Director David L. Houston

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Diamondback Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Mark L. Plaumann

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

Gulfport Energy Corporation

 

Meeting Date:    06/10/2016   Country:    USA   Primary Security ID:    402635304
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    GPOR
     Shares Voted:    264,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael G. Moore

   Mgmt    For    For    For
1.2  

Elect Director Craig Groeschel

   Mgmt    For    For    For
1.3  

Elect Director David L. Houston

   Mgmt    For    For    For
1.4  

Elect Director C. Doug Johnson

   Mgmt    For    For    For
1.5  

Elect Director Ben T. Morris

   Mgmt    For    For    For
1.6  

Elect Director Scott E. Streller

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
4  

Report on Methane Emissions Management

   SH    Against    Refer    Against

Weatherford International plc

 

Meeting Date:    06/15/2016   Country:    Ireland   Primary Security ID:    G48833100
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    WFT
     Shares Voted:    1,614,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mohamed A. Awad

   Mgmt    For    For    For
1b  

Elect Director David J. Butters

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 955 Ivy Global Natural Resources Fund

 

Weatherford International plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Elect Director Bernard J. Duroc-Danner

   Mgmt    For    For    For
1d  

Elect Director John D. Gass

   Mgmt    For    For    For
1e  

Elect Director Emyr Jones Parry

   Mgmt    For    For    For
1f  

Elect Director Francis S. Kalman

   Mgmt    For    For    For
1g  

Elect Director William E. Macaulay

   Mgmt    For    For    For
1h  

Elect Director Robert K. Moses, Jr.

   Mgmt    For    For    For
1i  

Elect Director Guillermo Ortiz

   Mgmt    For    For    For
1j  

Elect Director Robert A. Rayne

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


IVY HIGH INCOME FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 9 Ivy High Income Fund

Time Warner Cable Inc.

 

Meeting Date:    09/21/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    07/28/2015   Meeting Type:    Special   Ticker:    TWC
     Shares Voted:    213,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For


IVY INTERNATIONAL CORE EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

Marks and Spencer Group plc

 

Meeting Date:    07/07/2015   Country:    United Kingdom   Primary Security ID:    G5824M107
Record Date:    07/03/2015   Meeting Type:    Annual   Ticker:    MKS
     Shares Voted:    6,407,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Elect Helen Weir as Director

   Mgmt    For    For    For
5  

Elect Richard Solomons as Director

   Mgmt    For    For    For
6  

Re-elect Vindi Banga as Director

   Mgmt    For    For    For
7  

Re-elect Alison Brittain as Director

   Mgmt    For    For    For
8  

Re-elect Marc Bolland as Director

   Mgmt    For    For    For
9  

Re-elect Patrick Bousquet-Chavanne as Director

   Mgmt    For    For    For
10  

Re-elect Miranda Curtis as Director

   Mgmt    For    For    For
11  

Re-elect John Dixon as Director

   Mgmt    For    For    For
12  

Re-elect Martha Lane Fox as Director

   Mgmt    For    For    For
13  

Re-elect Andy Halford as Director

   Mgmt    For    For    For
14  

Re-elect Steve Rowe as Director

   Mgmt    For    For    For
15  

Re-elect Robert Swannell as Director

   Mgmt    For    For    For
16  

Re-elect Laura Wade-Gery as Director

   Mgmt    For    For    For
17  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For
23  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
24  

Approve Performance Share Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Marks and Spencer Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

25  

Approve Executive Share Option Plan

   Mgmt    For    Refer    For

Burberry Group plc

 

Meeting Date:    07/16/2015   Country:    United Kingdom   Primary Security ID:    G1700D105
Record Date:    07/14/2015   Meeting Type:    Annual   Ticker:    BRBY
     Shares Voted:    2,289,006     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Sir John Peace as Director

   Mgmt    For    For    For
5  

Elect Fabiola Arredondo as Director

   Mgmt    For    For    For
6  

Re-elect Philip Bowman as Director

   Mgmt    For    For    For
7  

Re-elect Ian Carter as Director

   Mgmt    For    For    For
8  

Re-elect Jeremy Darroch as Director

   Mgmt    For    For    For
9  

Re-elect Stephanie George as Director

   Mgmt    For    For    For
10  

Re-elect Matthew Key as Director

   Mgmt    For    For    For
11  

Elect Carolyn McCall as Director

   Mgmt    For    For    For
12  

Re-elect David Tyler as Director

   Mgmt    For    For    For
13  

Re-elect Christopher Bailey as Director

   Mgmt    For    For    For
14  

Re-elect Carol Fairweather as Director

   Mgmt    For    For    For
15  

Re-elect John Smith as Director

   Mgmt    For    For    For
16  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Burberry Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For
23  

Adopt New Articles of Association

   Mgmt    For    Refer    For

Macquarie Group Limited

 

Meeting Date:    07/23/2015   Country:    Australia   Primary Security ID:    Q57085286
Record Date:    07/21/2015   Meeting Type:    Annual   Ticker:    MQG
     Shares Voted:    861,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Management Proposals

   Mgmt         
2a  

Elect Peter H Warne as Director

   Mgmt    For    For    For
2b  

Elect Gordon M Cairns as Director

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
3  

Elect Stephen Mayne as Director

   SH    Against    Refer    Against
 

Management Proposals

   Mgmt         
4  

Approve the Remuneration Report

   Mgmt    For    For    For
5  

Approve the Executive Voting Director’s Participation in the Macquarie Group Employee Retained Equity Plan

   Mgmt    For    Refer    For
6  

Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors

   Mgmt    For    Refer    For
7  

Ratify the Past Issuance of 6.80 Million Shares

   Mgmt    For    Refer    Abstain


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

SABMiller plc

 

Meeting Date:    07/23/2015   Country:    United Kingdom   Primary Security ID:    G77395104
Record Date:    07/21/2015   Meeting Type:    Annual   Ticker:    SAB
     Shares Voted:    1,174,164     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Elect Dave Beran as Director

   Mgmt    For    For    For
4  

Elect Jan du Plessis as Director

   Mgmt    For    For    For
5  

Elect Javier Ferran as Director

   Mgmt    For    For    For
6  

Elect Trevor Manuel as Director

   Mgmt    For    For    For
7  

Re-elect Mark Armour as Director

   Mgmt    For    For    For
8  

Re-elect Geoffrey Bible as Director

   Mgmt    For    For    For
9  

Re-elect Alan Clark as Director

   Mgmt    For    For    For
10  

Re-elect Dinyar Devitre as Director

   Mgmt    For    For    For
11  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
12  

Re-elect Lesley Knox as Director

   Mgmt    For    For    For
13  

Re-elect Dr Dambisa Moyo as Director

   Mgmt    For    For    For
14  

Re-elect Carlos Perez Davila as Director

   Mgmt    For    For    For
15  

Re-elect Alejandro Santo Domingo Davila as Director

   Mgmt    For    For    For
16  

Re-elect Helen Weir as Director

   Mgmt    For    For    For
17  

Approve Final Dividend

   Mgmt    For    For    For
18  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
19  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

GDF Suez

 

Meeting Date:    07/29/2015   Country:    France   Primary Security ID:    F7629A107
Record Date:    07/24/2015   Meeting Type:    Special   Ticker:    GSZ
     Shares Voted:    3,529,792     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Extraordinary Business

   Mgmt         
1  

Change Company Name to Engie and Amend Article 3 of Bylaws Accordingly

   Mgmt    For    For    For
2  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

James Hardie Industries plc

 

Meeting Date:    08/14/2015   Country:    Ireland   Primary Security ID:    G4253H119
Record Date:    08/12/2015   Meeting Type:    Annual   Ticker:    JHX
     Shares Voted:    4,468,067     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve the Financial Statements and Reports of the Directors and Auditor

   Mgmt    For    For    For
2  

Approve the Remuneration Report

   Mgmt    For    For    For
3a  

Elect Andrea Gisle Joosen as Director

   Mgmt    For    For    For
3b  

Elect Brian Anderson as Director

   Mgmt    For    For    For
3c  

Elect Alison Littley as Director

   Mgmt    For    For    For
3d  

Elect James Osborne as Director

   Mgmt    For    For    For
4  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
5  

Approve the James Hardie Industries Long Term Incentive Plan 2006

   Mgmt    For    Refer    For
6  

Approve the Grant of Return on Capital Employed Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company

   Mgmt    For    Refer    For
7  

Approve the Grant of Relative Total Shareholder Return Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company

   Mgmt    For    Refer    For
8  

Approve the Amendments to the Memorandum of Association

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

James Hardie Industries plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9  

Approve the Amendments to the Company’s Constitution

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    1,345,820     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For
1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For
1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For
2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For
3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For
4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Kweichow Moutai Co., Ltd.

 

Meeting Date:    09/16/2015   Country:    China   Primary Security ID:    Y5070V116
Record Date:    09/08/2015   Meeting Type:    Special   Ticker:    600519
     Shares Voted:    1,776,589     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Amendments to Articles of Association

   Mgmt    For    For    For
2  

Amend Rules and Procedures Regarding General Meetings of Shareholders

   Mgmt    For    For    For
3  

Amend Rules and Procedures Regarding Meetings of Board of Directors

   Mgmt    For    For    For
4  

Elect Li Baofang as Non-Independent Director

   Mgmt    For    For    For
5  

Approve Provision of Financial Services by Company’s Subsidiary to Company’s Controlling Shareholder and Its Subsidiaries

   Mgmt    For    Refer    Against

Diageo plc

 

Meeting Date:    09/23/2015   Country:    United Kingdom   Primary Security ID:    G42089113
Record Date:    09/21/2015   Meeting Type:    Annual   Ticker:    DGE
     Shares Voted:    1,453,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Peggy Bruzelius as Director

   Mgmt    For    For    For
5  

Re-elect Lord Davies of Abersoch as Director

   Mgmt    For    For    For
6  

Re-elect Ho KwonPing as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Diageo plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Re-elect Betsy Holden as Director

   Mgmt    For    For    For
8  

Re-elect Dr Franz Humer as Director

   Mgmt    For    For    For
9  

Re-elect Deirdre Mahlan as Director

   Mgmt    For    For    For
10  

Re-elect Nicola Mendelsohn as Director

   Mgmt    For    For    For
11  

Re-elect Ivan Menezes as Director

   Mgmt    For    For    For
12  

Re-elect Philip Scott as Director

   Mgmt    For    For    For
13  

Re-elect Alan Stewart as Director

   Mgmt    For    For    For
14  

Appoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For

Diageo plc

 

Meeting Date:    09/23/2015   Country:    United Kingdom   Primary Security ID:    G42089113
Record Date:    08/12/2015   Meeting Type:    Annual   Ticker:    DGE
     Shares Voted:    211,366     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Peggy Bruzelius as Director

   Mgmt    For    For    For
5  

Re-elect Lord Davies of Abersoch as Director

   Mgmt    For    For    For
6  

Re-elect Ho KwonPing as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Diageo plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7  

Re-elect Betsy Holden as Director

   Mgmt    For    For    For
8  

Re-elect Dr Franz Humer as Director

   Mgmt    For    For    For
9  

Re-elect Deirdre Mahlan as Director

   Mgmt    For    For    For
10  

Re-elect Nicola Mendelsohn as Director

   Mgmt    For    For    For
11  

Re-elect Ivan Menezes as Director

   Mgmt    For    For    For
12  

Re-elect Philip Scott as Director

   Mgmt    For    For    For
13  

Re-elect Alan Stewart as Director

   Mgmt    For    For    For
14  

Appoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For

Cochlear Ltd.

 

Meeting Date:    10/20/2015   Country:    Australia   Primary Security ID:    Q25953102
Record Date:    10/18/2015   Meeting Type:    Annual   Ticker:    COH
     Shares Voted:    705,918     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2.1  

Approve the Remuneration Report

   Mgmt    For    For    For
3.1  

Elect Alison Deans as Director

   Mgmt    For    For    For
3.2  

Elect Glen Boreham as Director

   Mgmt    For    For    For
3.3  

Elect Edward Byrne as Director

   Mgmt    For    For    For
4.1  

Approve the Grant of Options and Performance Rights to Chris Smith, CEO and President of the Company

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Cochlear Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.1  

Renew Partial Takeover Provision

   Mgmt    For    Refer    For
6.1  

Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors

   Mgmt    None    Refer    For

Amcor Limited

 

Meeting Date:    10/21/2015   Country:    Australia   Primary Security ID:    Q03080100
Record Date:    10/19/2015   Meeting Type:    Annual   Ticker:    AMC
     Shares Voted:    5,886,352     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a  

Elect Graeme Liebelt as Director

   Mgmt    For    For    For
2b  

Elect Jeremy Sutcliffe as Director

   Mgmt    For    For    For
3  

Approve the Grant of Options and Performance Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
4  

Approve the Grant of Share Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
5  

Approve the Remuneration Report

   Mgmt    For    For    For

China Construction Bank Corporation

 

Meeting Date:    10/28/2015   Country:    China    Primary Security ID:    Y1397N101
Record Date:    09/25/2015   Meeting Type:    Special    Ticker:    00939
     Shares Voted:    74,869,000      

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

EGM BALLOT FOR HOLDERS OF H SHARES

   Mgmt         
1  

Elect Carl Walter as Director

   Mgmt    For    For    For
2  

Elect Anita Fung Yuen Mei as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    1,472,320     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For

Pernod Ricard

 

Meeting Date:    11/06/2015   Country:    France   Primary Security ID:    F72027109
Record Date:    11/03/2015   Meeting Type:    Annual/Special   Ticker:    RI
     Shares Voted:    644,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.80 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    For
5  

Approve Agreements with Alexandre Ricard, Chairman and CEO

   Mgmt    For    Refer    For
6  

Ratify Appointment of Veronica Vargas as Director

   Mgmt    For    For    For
7  

Reelect Nicole Bouton as Director

   Mgmt    For    For    For
8  

Elect Kory Sorenson as Director

   Mgmt    For    For    For
9  

Appoint CBA as Alternate Auditor

   Mgmt    For    For    For
10  

Approve Remuneration of Directors in the Aggregate Amount of EUR 950,000

   Mgmt    For    Refer    For
11  

Advisory Vote on Compensation of Alexandre Ricard, Chairman and CEO Since Feb. 11, 2015 and Vice-CEO Previously

   Mgmt    For    Refer    Against
12  

Advisory Vote on Compensation of Pierre Pringuet, CEO Until Feb. 11, 2015

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Pernod Ricard

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

13  

Advisory Vote on Compensation of Daniele Ricard, Chairman Until Feb. 11, 2015

   Mgmt    For    For    For
14  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
15  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
16  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million

   Mgmt    For    For    For
17  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million

   Mgmt    For    For    For
18  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

   Mgmt    For    For    For
19  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    For    For
20  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers

   Mgmt    For    For    For
21  

Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
22  

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For
23  

Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans

   Mgmt    For    Refer    For
24  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
25  

Amend Article 33 of Bylaws Re: Record Date

   Mgmt    For    For    For
26  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Commonwealth Bank Of Australia

 

Meeting Date:    11/17/2015   Country:    Australia   Primary Security ID:    Q26915100
Record Date:    11/15/2015   Meeting Type:    Annual   Ticker:    CBA
     Shares Voted:    869,858     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2a  

Elect David Turner as Director

   Mgmt    For    For    For
2b  

Elect Harrison Young as Director

   Mgmt    For    For    For
2c  

Elect Wendy Stops as Director

   Mgmt    For    For    For
3  

Approve the Remuneration Report

   Mgmt    For    For    For
4a  

Approve the Issuance of Securities to Ian Narev, Chief Executive Officer and Managing Director of the Company

   Mgmt    For    Refer    For
4b  

Approve the Issuance of Reward Rights to Ian Narev, Chief Executive Officer and Managing Director of the Company

   Mgmt    For    Refer    For
5  

Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors

   Mgmt    None    Refer    For

Nokia Corp.

 

Meeting Date:    12/02/2015   Country:    Finland   Primary Security ID:    X61873133
Record Date:    11/20/2015   Meeting Type:    Special   Ticker:    NOK1V
     Shares Voted:    9,260,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Open Meeting

   Mgmt         
2  

Call the Meeting to Order

   Mgmt         
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

   Mgmt    For    For    For
4  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
5  

Prepare and Approve List of Shareholders

   Mgmt    For    For    For
6  

Issue 2.1 Billion Shares in Connection with Acquisition of Alcatel Lucent

   Mgmt    For    Refer    For
7  

Amend Articles Re: Corporate Purpose; Board-Related; General Meeting

   Mgmt    For    Refer    For
8  

Fix Number of Directors at Ten; Elect Louis Hughes, Jean Monty, and Olivier Piou as Directors

   Mgmt    For    For    For
9  

Close Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Nokia Corp.

 

Meeting Date:    12/02/2015   Country:    Finland   Primary Security ID:    X61873133
Record Date:    11/19/2015   Meeting Type:    Special   Ticker:    NOK1V
     Shares Voted:    4,396,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Call the Meeting to Order

   Mgmt         
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

   Mgmt         
4  

Acknowledge Proper Convening of Meeting

   Mgmt         
5  

Prepare and Approve List of Shareholders

   Mgmt         
6  

Issue 2.1 Billion Shares in Connection with Acquisition of Alcatel Lucent

   Mgmt    For    Refer    For
7  

Amend Articles Re: Corporate Purpose; Board-Related; General Meeting

   Mgmt    For    Refer    For
8  

Fix Number of Directors at Ten; Elect Louis Hughes, Jean Monty, and Olivier Piou as Directors

   Mgmt    For    For    For
9  

Close Meeting

   Mgmt         

Nissin Kogyo

 

Meeting Date:    12/03/2015   Country:    Japan   Primary Security ID:    J58074105
Record Date:    09/30/2015   Meeting Type:    Special   Ticker:    7230
     Shares Voted:    1,667,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Sale of Four-Wheel Brake Control and Brake Apply Business to Create Joint Ventures with Autoliv Inc

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Westpac Banking Corporation

 

Meeting Date:    12/11/2015   Country:    Australia   Primary Security ID:    Q97417101
Record Date:    12/09/2015   Meeting Type:    Annual   Ticker:    WBC
     Shares Voted:    2,958,156     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Approve the Remuneration Report

   Mgmt    For    For    For
3  

Approve the Grant of Equity Securities to Brian Hartzer, Managing Director and Chief Executive Officer of the Company

   Mgmt    For    Refer    For
4a  

Elect Elizabeth Bryan as Director

   Mgmt    For    For    For
4b  

Elect Peter Hawkins as Director

   Mgmt    For    For    For
4c  

Elect Craig Dunn as Director

   Mgmt    For    For    For

BG Group plc

 

Meeting Date:    01/28/2016   Country:    United Kingdom   Primary Security ID:    G1245Z108
Record Date:    01/26/2016   Meeting Type:    Special   Ticker:    BG.
     Shares Voted:    3,628,978     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Matters Relating to the Cash and Share Offer for BG Group plc by Royal Dutch Shell plc

   Mgmt    For    Refer    For

BG Group plc

 

Meeting Date:    01/28/2016   Country:    United Kingdom   Primary Security ID:    G1245Z108
Record Date:    01/26/2016   Meeting Type:    Court   Ticker:    BG.
     Shares Voted:    3,628,978     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Court Meeting

   Mgmt         
1  

Approve Scheme of Arrangement

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Imperial Tobacco Group plc

 

Meeting Date:    02/03/2016   Country:    United Kingdom   Primary Security ID:    G4721W102
Record Date:    02/01/2016   Meeting Type:    Annual   Ticker:    IMT
     Shares Voted:    1,141,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Alison Cooper as Director

   Mgmt    For    For    For
5  

Re-elect David Haines as Director

   Mgmt    For    For    For
6  

Re-elect Michael Herlihy as Director

   Mgmt    For    For    For
7  

Re-elect Matthew Phillips as Director

   Mgmt    For    For    For
8  

Re-elect Oliver Tant as Director

   Mgmt    For    For    For
9  

Re-elect Mark Williamson as Director

   Mgmt    For    For    For
10  

Re-elect Karen Witts as Director

   Mgmt    For    For    For
11  

Re-elect Malcolm Wyman as Director

   Mgmt    For    For    For
12  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
13  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
14  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Change of Company Name to Imperial Brands plc

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Novartis AG

 

Meeting Date:    02/23/2016   Country:    Switzerland   Primary Security ID:    H5820Q150
Record Date:      Meeting Type:    Annual   Ticker:    NOVN
     Shares Voted:    607,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.70 per Share

   Mgmt    For    For    For
4  

Approve CHF 24.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital

   Mgmt    For    For    For
6.1  

Approve Maximum Remuneration of Board of Directors in the Amount of CHF 8.16 Million

   Mgmt    For    Refer    For
6.2  

Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million

   Mgmt    For    Refer    For
6.3  

Approve Remuneration Report (Non-Binding)

   Mgmt    For    For    For
7.1  

Reelect Joerg Reinhardt as Director and Chairman

   Mgmt    For    For    For
7.2  

Reelect Nancy Andrews as Director

   Mgmt    For    For    For
7.3  

Reelect Dimitri Azar as Director

   Mgmt    For    For    For
7.4  

Reelect Srikant Datar as Director

   Mgmt    For    For    For
7.5  

Reelect Ann Fudge as Director

   Mgmt    For    For    For
7.6  

Reelect Pierre Landolt as Director

   Mgmt    For    For    For
7.7  

Reelect Andreas von Planta as Director

   Mgmt    For    For    For
7.8  

Reelect Charles Sawyers as Director

   Mgmt    For    For    For
7.9  

Reelect Enrico Vanni as Director

   Mgmt    For    For    For
7.10  

Reelect William Winters as Director

   Mgmt    For    For    For
7.11  

Elect Tom Buechner as Director

   Mgmt    For    For    For
7.12  

Elect Elizabeth Doherty as Director

   Mgmt    For    For    For
8.1  

Appoint Srikant Datar as Member of the Compensation Committee

   Mgmt    For    For    For
8.2  

Appoint Ann Fudge as Member of the Compensation Committee

   Mgmt    For    For    For
8.3  

Appoint Enrico Vanni as Member of the Compensation Committee

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Novartis AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

8.4  

Appoint William Winters as Member of the Compensation Committee

   Mgmt    For    For    For
9  

Ratify PricewaterhouseCoopers AG as Auditors

   Mgmt    For    For    For
10  

Designate Peter Andreas Zahn as Independent Proxy

   Mgmt    For    For    For
11  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

Intesa SanPaolo SPA

 

Meeting Date:    02/26/2016   Country:    Italy   Primary Security ID:    T55067101
Record Date:    02/17/2016   Meeting Type:    Special   Ticker:    ISP
     Shares Voted:    21,867,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Extraordinary Business

   Mgmt         
1  

Adopt New Bylaws

   Mgmt    For    Refer    For

Samsung Electronics Co., Ltd.

 

Meeting Date:    03/11/2016   Country:    South Korea   Primary Security ID:    Y74718100
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    A005930
     Shares Voted:    45,159     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Financial Statements and Allocation of Income

   Mgmt    For    For    For
2.1.1  

Elect Lee In-ho as Outside Director

   Mgmt    For    For    For
2.1.2  

Elect Song Gwang-su as Outside Director

   Mgmt    For    For    For
2.1.3  

Elect Park Jae-wan as Outside Director

   Mgmt    For    For    For
2.2.1  

Elect Yoon Bu-geun as Inside Director

   Mgmt    For    For    For
2.2.2  

Elect Shin Jong-gyun as Inside Director

   Mgmt    For    For    For
2.2.3  

Elect Lee Sang-hun as Inside Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Samsung Electronics Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2.3.1  

Elect Lee In-ho as Member of Audit Committee

   Mgmt    For    For    For
2.3.2  

Elect Song Gwang-su as Member of Audit Committee

   Mgmt    For    For    For
3  

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
4  

Amend Articles of Incorporation

   Mgmt    For    For    For

Danske Bank A/S

 

Meeting Date:    03/17/2016   Country:    Denmark   Primary Security ID:    K22272114
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    DANSKE
     Shares Voted:    2,284,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Report of Board

   Mgmt         
2  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of DKK 8.00 Per Share

   Mgmt    For    For    For
4a  

Reelect Ole Andersen as Director

   Mgmt    For    For    For
4b  

Reelect Urban Backstrom as Director

   Mgmt    For    For    For
4c  

Reelect Jorn Jensen as Director

   Mgmt    For    For    For
4d  

Reelect Rolv Ryssdal as Director

   Mgmt    For    For    For
4e  

Reelect Carol Sergeant as Director

   Mgmt    For    For    For
4f  

Reelect Trond Westlie as Director

   Mgmt    For    For    For
4g  

Elect Lars-Erik Brenoe as Director

   Mgmt    For    For    For
4h  

Elect Hilde Tonne as Director

   Mgmt    For    For    For
5  

Ratify Deloitte as Auditors

   Mgmt    For    For    For
6a  

Approve DKK 249 Million Reduction in Share Capital via Share Cancellation

   Mgmt    For    For    For
6b  

Amend Articles Re: Change from Bearer Shares to Registered Shares

   Mgmt    For    For    For
6c  

Amend Articles Re: Notification of Annual General Meetings

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Danske Bank A/S

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6d  

Amend Articles Re: Authorize the Board to Decide on Extraordinary Dividend Payments

   Mgmt    For    For    For
7  

Authorize Share Repurchase Program

   Mgmt    For    For    For
8  

Approve Remuneration of Directors for 2016

   Mgmt    For    Refer    For
9  

Approve Danske Bank Group’s Remuneration Policy for 2016

   Mgmt    For    For    For
 

Shareholder Proposals Submitted by Nanna Bonde Ottosen on Behalf of Six Shareholders; Shareholder Proposal Submitted by O. Norgaard

   Mgmt         
10.1  

Cease to Make New Investments in Non-Renewable Energy and Scale Down Existing Investments

   SH    Against    Refer    Against
10.2  

Introduce Ceiling on Golden Handshakes

   SH    For    Against    For
10.3  

At a European Level Support the Introduction of a Tax on Speculation (FTT tax)

   SH    Against    Refer    Against
10.4  

Create Increased Amount of Traineeship Opportunities at the Company

   SH    Against    Refer    Against
11  

Take Into Consideration Only Background, Education/Training and Suitability of the Candidate when Nominating Candidates to the Board of Directors and/or Management Positions

   SH    Against    Refer    Against
 

Management Proposals

   Mgmt         
12  

Other Business

   Mgmt         

Bridgestone Corp.

 

Meeting Date:    03/24/2016   Country:    Japan   Primary Security ID:    J04578126
Record Date:    12/31/2015   Meeting Type:    Annual   Ticker:    5108
     Shares Voted:    2,056,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 70

   Mgmt    For    For    For
2  

Amend Articles to Abolish Board Structure with Statutory Auditors — Adopt Board Structure with Three Committees — Indemnify Directors

   Mgmt    For    Refer    For
3.1  

Elect Director Tsuya, Masaaki

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Bridgestone Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3.2  

Elect Director Nishigai, Kazuhisa

   Mgmt    For    For    For
3.3  

Elect Director Masunaga, Mikio

   Mgmt    For    For    For
3.4  

Elect Director Togami, Kenichi

   Mgmt    For    For    For
3.5  

Elect Director Tachibana Fukushima, Sakie

   Mgmt    For    For    For
3.6  

Elect Director Scott Trevor Davis

   Mgmt    For    For    For
3.7  

Elect Director Okina, Yuri

   Mgmt    For    For    For
3.8  

Elect Director Masuda, Kenichi

   Mgmt    For    For    For
3.9  

Elect Director Yamamoto, Kenzo

   Mgmt    For    For    For
3.10  

Elect Director Terui, Keiko

   Mgmt    For    For    For
3.11  

Elect Director Sasa, Seiichi

   Mgmt    For    For    For
4  

Approve Annual Bonus

   Mgmt    For    Refer    For

Nestle SA

 

Meeting Date:    04/07/2016   Country:    Switzerland   Primary Security ID:    H57312649
Record Date:      Meeting Type:    Annual   Ticker:    NESN
     Shares Voted:    343,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report (Non-binding)

   Mgmt    For    For    For
2  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of CHF 2.25 per Share

   Mgmt    For    For    For
4.1a  

Reelect Peter Brabeck-Letmathe as Director

   Mgmt    For    For    For
4.1b  

Reelect Paul Bulcke as Director

   Mgmt    For    For    For
4.1c  

Reelect Andreas Koopmann as Director

   Mgmt    For    For    For
4.1d  

Reelect Beat Hess as Director

   Mgmt    For    For    For
4.1e  

Reelect Renato Fassbind as Director

   Mgmt    For    For    For
4.1f  

Reelect Steven G. Hoch as Director

   Mgmt    For    For    For
4.1g  

Reelect Naina Lal Kidwai as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Nestle SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4.1h  

Reelect Jean-Pierre Roth as Director

   Mgmt    For    For    For
4.1i  

Reelect Ann Veneman as Director

   Mgmt    For    For    For
4.1j  

Reelect Henri de Castries as Director

   Mgmt    For    For    For
4.1k  

Reelect Eva Cheng as Director

   Mgmt    For    For    For
4.1l  

Reelect Ruth K. Oniang’o as Director

   Mgmt    For    For    For
4.1m  

Reelect Patrick Aebischer as Director

   Mgmt    For    For    For
4.2  

Reelect Peter Brabeck-Letmathe as Board Chairman

   Mgmt    For    For    For
4.3.1  

Appoint Beat Hess as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.2  

Appoint Andreas Koopmann as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.3  

Appoint Jean-Pierre Roth as Member of the Compensation Committee

   Mgmt    For    For    For
4.3.4  

Appoint Patrick Aebischer as Member of the Compensation Committee

   Mgmt    For    For    For
4.4  

Ratify KPMG AG as Auditors

   Mgmt    For    For    For
4.5  

Designate Hartmann Dreyer as Independent Proxy

   Mgmt    For    For    For
5.1  

Approve Remuneration of Board of Directors in the Amount of CHF 10.5 Million

   Mgmt    For    Refer    For
5.2  

Approve Remuneration of Executive Committee in the Amount of CHF 60 Million

   Mgmt    For    Refer    For
6  

Approve CHF 7.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7  

Transact Other Business (Voting)

   Mgmt    Against    Against    Against

Telefonaktiebolaget LM Ericsson

 

Meeting Date:    04/13/2016   Country:    Sweden   Primary Security ID:    W26049119
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    ERIC B
     Shares Voted:    6,811,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Chairman of Meeting

   Mgmt    For    For    For
2  

Prepare and Approve List of Shareholders

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Approve Agenda of Meeting

   Mgmt    For    For    For
4  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
5  

Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    For
6  

Receive Financial Statements and Statutory Reports

   Mgmt         
7  

Receive President’s Report

   Mgmt         
8.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8.2  

Approve Discharge of Board and President

   Mgmt    For    For    For
8.3  

Approve Allocation of Income and Dividends of SEK 3.70 Per Share

   Mgmt    For    For    For
9  

Determine Number of Directors (10) and Deputy Directors (0) of Board

   Mgmt    For    Refer    For
10  

Approve Remuneration of Directors in the Amount of 4.1 Million for Chairman and SEK 990,000 for Other Directors, Approve Remuneration for Committee Work

   Mgmt    For    Refer    For
11.1  

Reelect Nora Denzel as Director

   Mgmt    For    For    For
11.2  

Reelect Borje Ekholm as Director

   Mgmt    For    For    For
11.3  

Reelect Leif Johansson as Director

   Mgmt    For    For    For
11.4  

Reelect Ulf Johansson as Director

   Mgmt    For    For    For
11.5  

Reelect Kristin Skogen Lund as Director

   Mgmt    For    For    For
11.6  

Elect Kristin S. Rinne as New Director

   Mgmt    For    For    For
11.7  

Reelect Sukhinder Singh Cassidy as Director

   Mgmt    For    For    For
11.8  

Elect Helena Stjernholm as New Director

   Mgmt    For    For    For
11.9  

Reelect Hans Vestberg as Director

   Mgmt    For    For    For
11.10  

Reelect Jacob Wallenberg as Director

   Mgmt    For    For    For
12  

Elect Leif Johansson as Board Chairman

   Mgmt    For    For    For
13  

Determine Number of Auditors (1) and Deputy Auditors (0)

   Mgmt    For    Refer    For
14  

Approve Remuneration of Auditors

   Mgmt    For    For    For
15  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
16  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

17  

Amend Articles Re Maximum Number of C Shares; Dividend of Class C shares; Deletion of Time Limitation Regarding Reduction of Share Capital Through Redemption of Series C Shares Election of Auditor

   Mgmt    For    Refer    For
18.1  

Approve 2016 Stock Purchase Plan

   Mgmt    For    Refer    For
18.2  

Approve Equity Plan Financing (2016 Stock Purchase Plan)

   Mgmt    For    Refer    For
18.3  

Approve Alternative Equity Plan Financing (2016 Stock Purchase Plan)

   Mgmt    For    Refer    Against
18.4  

Approve 2016 Key Contributor Retention Plan

   Mgmt    For    Refer    For
18.5  

Approve Equity Plan Financing (2016 Key Contributor Retention Plan)

   Mgmt    For    Refer    For
18.6  

Approve Alternative Equity Plan Financing (2016 Key Contributor Retention Plan)

   Mgmt    For    Refer    Against
18.7  

Approve 2016 Executive Performance Stock Plan

   Mgmt    For    Refer    For
18.8  

Approve Equity Plan Financing (2016 Executive Performance Stock Plan)

   Mgmt    For    Refer    For
18.9  

Approve Alternative Equity Plan Financing (2016 Executive Performance Stock Plan)

   Mgmt    For    Refer    Against
19  

Approve Equity Plan Financing (2012-2015 Long-Term Variable Remuneration Programs)

   Mgmt    For    Refer    For
 

Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson

   Mgmt         
20  

Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM

   SH    None    For    For
21  

Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies

   SH    None    Refer    Against
22.1  

Amend Articles Re: Equal Voting Rights of Shares

   SH    None    For    For
22.2  

Amend Articles Re: Former Politicians on the Board of Directors

   SH    None    Against    Against
23.1  

Adopt Vision Regarding Work Place Accidents in the Company

   SH    None    Refer    Against
23.2  

Require Board to Appoint Work Group Regarding Work Place Accidents

   SH    None    Refer    Against
23.3  

Require Report on the Work Regarding Work Place Accidents to be Published at AGM and Include the Report in Annual Report

   SH    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

23.4  

Adopt Vision Regarding Gender Equality in the Company

   SH    None    Against    Against
23.5  

Instruct Board to Appoint a Working Group to Carefully Monitor the Development of Gender and Ethnicity Diversity in the Company

   SH    None    Against    Against
23.6  

Annually Publish Report on Gender Equality and Ethnical Diversity (Related to Items 23.4 and 23.5)

   SH    None    Refer    Against
23.7  

Request Board to Take Necessary Action to Create a Shareholders’ Association

   SH    None    Refer    Against
23.8  

Prohibit Directors from Being Able to Invoice Director’s Fees via Swedish and Foreign Legal Entities

   SH    None    Refer    Against
23.9  

Instruct Board to Propose to the Government a Change in Legislation Regarding Invoicing of Director Fees

   SH    None    Refer    Against
23.10  

Instruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity

   SH    None    Against    Against
23.11  

Request Board to Propose to the Swedish Government to Draw Attention to the Need for Introducing a “cool-off” Period For Politicians

   SH    None    Against    Against
23.12  

Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders

   SH    None    Refer    Against
24  

Close Meeting

   Mgmt         

Telefonaktiebolaget LM Ericsson

 

Meeting Date:    04/13/2016   Country:    Sweden   Primary Security ID:    W26049119
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    ERIC B
     Shares Voted:    0     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
A  

Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner

   Mgmt    None    Refer    Do Not Vote
1  

Elect Chairman of Meeting

   Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2  

Prepare and Approve List of Shareholders

   Mgmt         
3  

Approve Agenda of Meeting

   Mgmt         
4  

Acknowledge Proper Convening of Meeting

   Mgmt         
5  

Designate Inspector(s) of Minutes of Meeting

   Mgmt         
6  

Receive Financial Statements and Statutory Reports

   Mgmt         
7  

Receive President’s Report

   Mgmt         
8.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    Do Not Vote
8.2  

Approve Discharge of Board and President

   Mgmt    For    For    Do Not Vote
8.3  

Approve Allocation of Income and Dividends of SEK 3.70 Per Share

   Mgmt    For    For    Do Not Vote
9  

Determine Number of Directors (10) and Deputy Directors (0) of Board

   Mgmt    For    Refer    Do Not Vote
10  

Approve Remuneration of Directors in the Amount of 4.1 Million for Chairman and SEK 990,000 for Other Directors, Approve Remuneration for Committee Work

   Mgmt    For    Refer    Do Not Vote
11.1  

Reelect Nora Denzel as Director

   Mgmt    For    For    Do Not Vote
11.2  

Reelect Borje Ekholm as Director

   Mgmt    For    For    Do Not Vote
11.3  

Reelect Leif Johansson as Director

   Mgmt    For    For    Do Not Vote
11.4  

Reelect Ulf Johansson as Director

   Mgmt    For    For    Do Not Vote
11.5  

Reelect Kristin Skogen Lund as Director

   Mgmt    For    For    Do Not Vote
11.6  

Elect Kristin S. Rinne as New Director

   Mgmt    For    For    Do Not Vote
11.7  

Reelect Sukhinder Singh Cassidy as Director

   Mgmt    For    For    Do Not Vote
11.8  

Elect Helena Stjernholm as New Director

   Mgmt    For    For    Do Not Vote
11.9  

Reelect Hans Vestberg as Director

   Mgmt    For    For    Do Not Vote
11.10  

Reelect Jacob Wallenberg as Director

   Mgmt    For    For    Do Not Vote
12  

Elect Leif Johansson as Board Chairman

   Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

13  

Determine Number of Auditors (1) and Deputy Auditors (0)

   Mgmt    For    Refer    Do Not Vote
14  

Approve Remuneration of Auditors

   Mgmt    For    For    Do Not Vote
15  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    Do Not Vote
16  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    For    Do Not Vote
17  

Amend Articles Re Maximum Number of C Shares; Dividend of Class C shares; Deletion of Time Limitation Regarding Reduction of Share Capital Through Redemption of Series C Shares Election of Auditor

   Mgmt    For    For    Do Not Vote
18.1  

Approve 2016 Stock Purchase Plan

   Mgmt    For    Refer    Do Not Vote
18.2  

Approve Equity Plan Financing (2016 Stock Purchase Plan)

   Mgmt    For    Refer    Do Not Vote
18.3  

Approve Alternative Equity Plan Financing (2016 Stock Purchase Plan)

   Mgmt    For    Refer    Do Not Vote
18.4  

Approve 2016 Key Contributor Retention Plan

   Mgmt    For    Refer    Do Not Vote
18.5  

Approve Equity Plan Financing (2016 Key Contributor Retention Plan)

   Mgmt    For    Refer    Do Not Vote
18.6  

Approve Alternative Equity Plan Financing (2016 Key Contributor Retention Plan)

   Mgmt    For    Refer    Do Not Vote
18.7  

Approve 2016 Executive Performance Stock Plan

   Mgmt    For    Refer    Do Not Vote
18.8  

Approve Equity Plan Financing (2016 Executive Performance Stock Plan)

   Mgmt    For    Refer    Do Not Vote
18.9  

Approve Alternative Equity Plan Financing (2016 Executive Performance Stock Plan)

   Mgmt    For    Refer    Do Not Vote
19  

Approve Equity Plan Financing (2012-2015 Long-Term Variable Remuneration Programs)

   Mgmt    For    Refer    Do Not Vote
 

Shareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson

   Mgmt         
20  

Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM

   SH    None    For    Do Not Vote
21  

Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies

   SH    None    Refer    Do Not Vote
22.1  

Amend Articles Re: Equal Voting Rights of Shares

   SH    None    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Telefonaktiebolaget LM Ericsson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

22.2  

Amend Articles Re: Former Politicians on the Board of Directors

   SH    None    Against    Do Not Vote
23.1  

Adopt Vision Regarding Work Place Accidents in the Company

   SH    None    Refer    Do Not Vote
23.2  

Require Board to Appoint Work Group Regarding Work Place Accidents

   SH    None    Refer    Do Not Vote
23.3  

Require Report on the Work Regarding Work Place Accidents to be Published at AGM and Include the Report in Annual Report

   SH    None    Refer    Do Not Vote
23.4  

Adopt Vision Regarding Gender Equality in the Company

   SH    None    Against    Do Not Vote
23.5  

Instruct Board to Appoint a Working Group to Carefully Monitor the Development of Gender and Ethnicity Diversity in the Company

   SH    None    Against    Do Not Vote
23.6  

Annually Publish Report on Gender Equality and Ethnical Diversity (Related to Items 23.4 and 23.5)

   SH    None    Refer    Do Not Vote
23.7  

Request Board to Take Necessary Action to Create a Shareholders’ Association

   SH    None    Refer    Do Not Vote
23.8  

Prohibit Directors from Being Able to Invoice Director’s Fees via Swedish and Foreign Legal Entities

   SH    None    Refer    Do Not Vote
23.9  

Instruct Board to Propose to the Government a Change in Legislation Regarding Invoicing of Director Fees

   SH    None    Refer    Do Not Vote
23.10  

Instruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity

   SH    None    Against    Do Not Vote
23.11  

Request Board to Propose to the Swedish Government to Draw Attention to the Need for Introducing a “cool-off” Period For Politicians

   SH    None    Against    Do Not Vote
23.12  

Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders

   SH    None    Refer    Do Not Vote
24  

Close Meeting

   Mgmt         

BP plc

 

Meeting Date:    04/14/2016   Country:    United Kingdom   Primary Security ID:    G12793108
Record Date:    04/12/2016   Meeting Type:    Annual   Ticker:    BP.
     Shares Voted:    10,418,799     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BP plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    Against
3  

Re-elect Bob Dudley as Director

   Mgmt    For    For    For
4  

Re-elect Dr Brian Gilvary as Director

   Mgmt    For    For    For
5  

Re-elect Paul Anderson as Director

   Mgmt    For    For    For
6  

Re-elect Alan Boeckmann as Director

   Mgmt    For    For    For
7  

Re-elect Frank Bowman as Director

   Mgmt    For    For    For
8  

Re-elect Cynthia Carroll as Director

   Mgmt    For    For    For
9  

Re-elect Ian Davis as Director

   Mgmt    For    For    For
10  

Re-elect Dame Ann Dowling as Director

   Mgmt    For    For    For
11  

Re-elect Brendan Nelson as Director

   Mgmt    For    For    For
12  

Elect Paula Reynolds as Director

   Mgmt    For    For    For
13  

Elect Sir John Sawers as Director

   Mgmt    For    For    For
14  

Re-elect Andrew Shilston as Director

   Mgmt    For    For    For
15  

Re-elect Carl-Henric Svanberg as Director

   Mgmt    For    For    For
16  

Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration

   Mgmt    For    For    For
17  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Carnival Corporation

 

Meeting Date:    04/14/2016   Country:    Panama   Primary Security ID:    143658300
Record Date:    02/16/2016   Meeting Type:    Annual   Ticker:    CCL
     Shares Voted:    737,500     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Carnival Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.

   Mgmt    For    For    For
2  

Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
3  

Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
4  

Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
5  

Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
6  

Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
7  

Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
8  

Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
9  

Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.

   Mgmt    For    For    For
10  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
11  

Approve Remuneration Report of Executive Directors

   Mgmt    For    Refer    For
12  

Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation

   Mgmt    For    For    For
13  

Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc

   Mgmt    For    For    For
14  

Receive UK Accounts and Reports of the Directors and Auditors of Carnival plc

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorize Share Repurchase Program

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Carnival plc

 

Meeting Date:    04/14/2016   Country:    United Kingdom   Primary Security ID:    G19081101
Record Date:    04/12/2016   Meeting Type:    Annual   Ticker:    CCL
     Shares Voted:    543,241     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc

   Mgmt    For    For    For
2  

Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc

   Mgmt    For    For    For
3  

Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc

   Mgmt    For    For    For
4  

Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc

   Mgmt    For    For    For
5  

Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc

   Mgmt    For    For    For
6  

Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc

   Mgmt    For    For    For
7  

Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc

   Mgmt    For    For    For
8  

Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc

   Mgmt    For    For    For
9  

Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc

   Mgmt    For    For    For
10  

Advisory Vote to Approve Executive Compensation

   Mgmt    For    For    For
11  

Approve Remuneration Report

   Mgmt    For    For    For
12  

Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Carnival plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

13  

Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors

   Mgmt    For    For    For
14  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Hypermarcas S.A.

 

Meeting Date:    04/14/2016   Country:    Brazil   Primary Security ID:    P5230A101
Record Date:      Meeting Type:    Annual   Ticker:    HYPE3
     Shares Voted:    5,502,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015

   Mgmt    For    For    For
2  

Approve Allocation of Income

   Mgmt    For    For    For
3  

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    For

Hypermarcas S.A.

 

Meeting Date:    04/14/2016   Country:    Brazil   Primary Security ID:    P5230A101
Record Date:      Meeting Type:    Special   Ticker:    HYPE3
     Shares Voted:    5,502,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Amend Article 5 to Reflect Changes in Capital

   Mgmt    For    Refer    For
2  

Amend Articles 24 and 28

   Mgmt    For    Refer    For
3  

Amend Article 33

   Mgmt    For    Refer    For
4  

Consolidate Bylaws

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Hypermarcas S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Re-Ratify Remuneration of Company’s Management for Fiscal Years 2012, 2013, 2014 and 2015

   Mgmt    For    Refer    For
6  

Approve Restricted Stock Plan

   Mgmt    For    Refer    Against
7  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    04/14/2016   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    04/12/2016   Meeting Type:    Annual   Ticker:    RIO
     Shares Voted:    1,479,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

   Mgmt         
 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
3  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
4  

Re-elect Robert Brown as Director

   Mgmt    For    For    For
5  

Re-elect Megan Clark as Director

   Mgmt    For    For    For
6  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For
7  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
8  

Re-elect Anne Lauvergeon as Director

   Mgmt    For    For    For
9  

Re-elect Michael L’Estrange as Director

   Mgmt    For    For    For
10  

Re-elect Chris Lynch as Director

   Mgmt    For    For    For
11  

Re-elect Paul Tellier as Director

   Mgmt    For    For    For
12  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
13  

Re-elect John Varley as Director

   Mgmt    For    For    For
14  

Re-elect Sam Walsh as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

15  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
17  

Approve Strategic Resilience for 2035 and Beyond

   SH    For    Refer    For
 

Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only

   Mgmt         
 

Continuation of Management Proposals

   Mgmt         
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    04/14/2016   Country:    United Kingdom   Primary Security ID:    G75754104
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    RIO
     Shares Voted:    486,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Resolutions 1 to 17 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

   Mgmt         
 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report for UK Law Purposes

   Mgmt    For    For    For
3  

Approve Remuneration Report for Australian Law Purposes

   Mgmt    For    For    For
4  

Re-elect Robert Brown as Director

   Mgmt    For    For    For
5  

Re-elect Megan Clark as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Rio Tinto plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Re-elect Jan du Plessis as Director

   Mgmt    For    For    For
7  

Re-elect Ann Godbehere as Director

   Mgmt    For    For    For
8  

Re-elect Anne Lauvergeon as Director

   Mgmt    For    For    For
9  

Re-elect Michael L’Estrange as Director

   Mgmt    For    For    For
10  

Re-elect Chris Lynch as Director

   Mgmt    For    For    For
11  

Re-elect Paul Tellier as Director

   Mgmt    For    For    For
12  

Re-elect Simon Thompson as Director

   Mgmt    For    For    For
13  

Re-elect John Varley as Director

   Mgmt    For    For    For
14  

Re-elect Sam Walsh as Director

   Mgmt    For    For    For
15  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
16  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
17  

Approve Strategic Resilience for 2035 and Beyond

   SH    For    Refer    For
 

Resolutions 18 to 21 will be Voted on by Rio Tinto plc Shareholders Only

   Mgmt         
 

Continuation of Management Proposals

   Mgmt         
18  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Smith & Nephew plc

 

Meeting Date:    04/14/2016   Country:    United Kingdom   Primary Security ID:    G82343164
Record Date:    04/12/2016   Meeting Type:    Annual   Ticker:    SN.
     Shares Voted:    4,071,300     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Smith & Nephew plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    Against
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Vinita Bali as Director

   Mgmt    For    For    For
5  

Re-elect Ian Barlow as Director

   Mgmt    For    For    For
6  

Re-elect Olivier Bohuon as Director

   Mgmt    For    For    For
7  

Re-elect Baroness Virginia Bottomley as Director

   Mgmt    For    For    For
8  

Re-elect Julie Brown as Director

   Mgmt    For    For    For
9  

Re-elect Erik Engstrom as Director

   Mgmt    For    For    For
10  

Elect Robin Freestone as Director

   Mgmt    For    For    For
11  

Re-elect Michael Friedman as Director

   Mgmt    For    For    For
12  

Re-elect Brian Larcombe as Director

   Mgmt    For    For    For
13  

Re-elect Joseph Papa as Director

   Mgmt    For    For    For
14  

Re-elect Roberto Quarta as Director

   Mgmt    For    For    For
15  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
16  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Svenska Cellulosa Ab (Sca)

 

Meeting Date:    04/14/2016   Country:    Sweden   Primary Security ID:    W90152120
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    SCA B
     Shares Voted:    3,117,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Open Meeting; Elect Chairman of Meeting

   Mgmt    For    For    For
2  

Prepare and Approve List of Shareholders

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Svenska Cellulosa Ab (Sca)

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3  

Designate Inspector(s) of Minutes of Meeting

   Mgmt    For    For    For
4  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
5  

Approve Agenda of Meeting

   Mgmt    For    For    For
6  

Receive Financial Statements and Statutory Reports

   Mgmt         
7  

Receive President’s Report

   Mgmt         
8a  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8b  

Approve Allocation of Income and Dividends of SEK 5.75 Per Share

   Mgmt    For    For    For
8c  

Approve Discharge of Board and President

   Mgmt    For    For    For
9  

Determine Number of Directors (9) and Deputy Directors (0) of Board

   Mgmt    For    Refer    For
10  

Determine Number of Auditors (1) and Deputy Auditors (0)

   Mgmt    For    Refer    For
11  

Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors

   Mgmt    For    For    For
12a  

Reelect Par Boman as Director

   Mgmt    For    For    For
12b  

Reelect Annemarie Gardshol as Director

   Mgmt    For    For    For
12c  

Reelect Magnus Groth as Director

   Mgmt    For    For    For
12d  

Reelect Louise Svanberg as Director

   Mgmt    For    For    For
12e  

Reelect Bert Nordberg as Director

   Mgmt    For    For    For
12f  

Reelect Barbara Thoralfsson as Director

   Mgmt    For    For    For
12g  

Elect Ewa Bjorling as New Director

   Mgmt    For    For    For
12h  

Elect Maija-Liisa Friman as New Director

   Mgmt    For    For    For
12i  

Elect Johan Malmquist as New Director

   Mgmt    For    For    For
13  

Elect Par Boman as Board Chairman

   Mgmt    For    For    For
14  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
15  

Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee

   Mgmt    For    For    For
16  

Approve Remuneration Policy And Other Terms of Employment For Executive Management

   Mgmt    For    Refer    For
17  

Close Meeting

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

America Movil S.A.B. de C.V.

 

Meeting Date:    04/18/2016   Country:    Mexico   Primary Security ID:    P0280A101
Record Date:    04/08/2016   Meeting Type:    Special   Ticker:    AMX L
     Shares Voted:    68,521,601     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Only Series L Shares Have Voting Rights

   Mgmt         
1  

Elect Directors for Series L Shares

   Mgmt    For    Against    Against
2  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

America Movil S.A.B. de C.V.

 

Meeting Date:    04/18/2016   Country:    Mexico   Primary Security ID:    P0280A101
Record Date:    04/15/2016   Meeting Type:    Special   Ticker:    AMX L
     Shares Voted:    41,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Only Series L Shares Have Voting Rights

   Mgmt         
1  

Elect Directors for Series L Shares

   Mgmt    For    Against    Against
2  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    1,909,820     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016   Country:    Canada   Primary Security ID:    13645T100
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    CP
     Shares Voted:    404,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Canadian Pacific Railway Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4.1  

Elect Director William A. Ackman

   Mgmt    For    For    For
4.2  

Elect Director John Baird

   Mgmt    For    For    For
4.3  

Elect Director Isabelle Courville

   Mgmt    For    For    For
4.4  

Elect Director Keith E. Creel

   Mgmt    For    For    For
4.5  

Elect Director E. Hunter Harrison

   Mgmt    For    For    For
4.6  

Elect Director Rebecca MacDonald

   Mgmt    For    For    For
4.7  

Elect Director Anthony R. Melman

   Mgmt    For    For    For
4.8  

Elect Director Matthew H. Paul

   Mgmt    For    For    For
4.9  

Elect Director Andrew F. Reardon

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Unilever plc

 

Meeting Date:    04/20/2016   Country:    United Kingdom   Primary Security ID:    G92087165
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    ULVR
     Shares Voted:    1,368,364     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Nils Andersen as Director

   Mgmt    For    For    For
4  

Re-elect Laura Cha as Director

   Mgmt    For    For    For
5  

Re-elect Vittorio Colao as Director

   Mgmt    For    For    For
6  

Re-elect Louise Fresco as Director

   Mgmt    For    For    For
7  

Re-elect Ann Fudge as Director

   Mgmt    For    For    For
8  

Re-elect Dr Judith Hartmann as Director

   Mgmt    For    For    For
9  

Re-elect Mary Ma as Director

   Mgmt    For    For    For
10  

Re-elect Paul Polman as Director

   Mgmt    For    For    For
11  

Re-elect John Rishton as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Unilever plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

12  

Re-elect Feike Sijbesma as Director

   Mgmt    For    For    For
13  

Elect Dr Marijn Dekkers as Director

   Mgmt    For    For    For
14  

Elect Strive Masiyiwa as Director

   Mgmt    For    For    For
15  

Elect Youngme Moon as Director

   Mgmt    For    For    For
16  

Elect Graeme Pitkethly as Director

   Mgmt    For    For    For
17  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
18  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Adecco SA

 

Meeting Date:    04/21/2016   Country:    Switzerland   Primary Security ID:    H00392318
Record Date:      Meeting Type:    Annual   Ticker:    ADEN
     Shares Voted:    1,148,920     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
1.2  

Approve Remuneration Report

   Mgmt    For    For    For
2.1  

Approve Allocation of Income

   Mgmt    For    For    For
2.2  

Approve Dividends of CHF 0.90 per Share from Capital Contribution Reserves

   Mgmt    For    For    For
3  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
4.1  

Approve Remuneration of Directors in the Amount of CHF 4.9 Million

   Mgmt    For    Refer    For
4.2  

Approve Remuneration of Executive Committee in the Amount of CHF 34.5 Million

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Adecco SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5.1.1  

Reelect Rolf Doerig as Director and Board Chairman

   Mgmt    For    For    For
5.1.2  

Reelect Dominique-Jean Chertier as Director

   Mgmt    For    For    For
5.1.3  

Reelect Jean-Christophe Deslarzes as Director

   Mgmt    For    For    For
5.1.4  

Reelect Alexander Gut as Director

   Mgmt    For    For    For
5.1.5  

Reelect Didier Lamouche as Director

   Mgmt    For    For    For
5.1.6  

Reelect Thomas O’Neill as Director

   Mgmt    For    For    For
5.1.7  

Reelect David Prince as Director

   Mgmt    For    For    For
5.1.8  

Reelect Wanda Rapaczynski as Director

   Mgmt    For    For    For
5.1.9  

Reelect Kathleen P. Taylor as Director

   Mgmt    For    For    For
5.2.1  

Appoint Alexander Gut as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.2  

Appoint Thomas O’Neill as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.3  

Appoint Wanda Rapaczynski as Member of the Compensation Committee

   Mgmt    For    For    For
5.2.4  

Appoint Jean-Christophe Deslarzes as Member of the Compensation Committee

   Mgmt    For    For    For
5.3  

Designate Andreas Keller as Independent Proxy

   Mgmt    For    For    For
5.4  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
6  

Approve CHF 3.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
7.1  

Change Location of Registered Office/Headquarters to Opfikon/Zurich, Switzerland

   Mgmt    For    Refer    For
7.2  

Change Company Name to Adecco Group AG

   Mgmt    For    For    For
8  

Transact Other Business (Voting)

   Mgmt    For    Against    Against

Bouygues

 

Meeting Date:    04/21/2016   Country:    France   Primary Security ID:    F11487125
Record Date:    04/18/2016   Meeting Type:    Annual/Special   Ticker:    EN
     Shares Voted:    1,752,828     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1.60 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions

   Mgmt    For    Refer    Against
5  

Approve Additional Pension Scheme Agreement with Olivier Bouygues

   Mgmt    For    Refer    For
6  

Advisory Vote on Compensation of Martin Bouygues, CEO and Chairman

   Mgmt    For    For    For
7  

Advisory Vote on Compensation of Olivier Bouygues, Vice-CEO

   Mgmt    For    For    For
8  

Reelect Patrick Kron as Director

   Mgmt    For    Refer    For
9  

Reelect Colette Lewiner as Director

   Mgmt    For    For    For
10  

Reelect Rose-Marie van Lerberghe as Director

   Mgmt    For    For    For
11  

Reelect SCDM as Director

   Mgmt    For    Refer    For
12  

Reelect Sandra Nombret as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
13  

Reelect Michele Vilain as Representative of Employee Shareholders to the Board

   Mgmt    For    For    For
14  

Elect Olivier Bouygues as Director

   Mgmt    For    Refer    For
15  

Elect SCDM Participation as Director

   Mgmt    For    Refer    For
16  

Elect Clara Gaymard as Director

   Mgmt    For    For    For
17  

Renew Appointment of Mazars as Auditor

   Mgmt    For    For    For
18  

Renew Appointment Philippe Castagnac as Alternate Auditor

   Mgmt    For    For    For
19  

Authorize Repurchase of Up to 5 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
20  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
21  

Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Bouygues

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

22  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
23  

Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer

   Mgmt    For    Against    Against
24  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

ING Groep NV

 

Meeting Date:    04/25/2016   Country:    Netherlands   Primary Security ID:    N4578E413
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    INGA
     Shares Voted:    4,472,982     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2.a  

Receive Report of Management Board (Non-Voting)

   Mgmt         
2.b  

Receive Announcements on Sustainability

   Mgmt         
2.c  

Receive Report of Supervisory Board (Non-Voting)

   Mgmt         
2.d  

Discuss Remuneration Report

   Mgmt         
2.e  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3.a  

Receive Explanation on Profit Retention and Distribution Policy

   Mgmt         
3.b  

Approve Dividends of EUR 0.65 Per Share

   Mgmt    For    For    For
4.a  

Approve Discharge of Management Board

   Mgmt    For    For    For
4.b  

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
5.a  

Amend Articles to Change the Governance of the Company Re: Abolish Depositary Receipt Structure and Introduction of Other Governance Related Changes

   Mgmt    For    Refer    For
5.b  

Amend Articles Re: European Bank Recovery and Resolution Directive

   Mgmt    For    For    For
5.c  

Discussion of Executive Board Profile

   Mgmt         
5.d  

Discussion of Supervisory Board Profile

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

ING Groep NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

6  

Approve Remuneration Policy for Members of the Supervisory Board

   Mgmt    For    Refer    For
7  

Elect Wilfred Nagel to Management Board

   Mgmt    For    For    For
8  

Elect Ann Sherry AO to Supervisory Board

   Mgmt    For    For    For
9.a  

Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital

   Mgmt    For    For    For
9.b  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
10  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
11  

Other Business (Non-Voting)

   Mgmt         

Intesa SanPaolo SPA

 

Meeting Date:    04/27/2016   Country:    Italy   Primary Security ID:    T55067101
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    ISP
     Shares Voted:    21,867,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Allocation of Income

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
2.a  

Fix Number of Directors

   SH    For    Refer    For
 

Appoint Directors (Slate Election) — Choose One of the Following Slates

   Mgmt         
2.b.1  

Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   SH    None    Refer    For
2.b.2  

Slate 2 Submitted by Institutional Investors (Assogestioni)

   SH    None    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Intesa SanPaolo SPA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
2.c  

Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman

   SH    None    For    For
 

Management Proposal

   Mgmt         
3.a  

Approve Remuneration Report

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, and Fondazione Cassa di Risparmio in Bologna

   Mgmt         
3.b  

Approve Remuneration of Directors

   SH    None    For    For
 

Management Proposals

   Mgmt         
3.c  

Remuneration Policies for Employees and Non-Employed Staff

   Mgmt    For    For    For
3.d  

Fix Maximum Variable Compensation Ratio

   Mgmt    For    For    For
3.e  

Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares

   Mgmt    For    Refer    For
3.f  

Approve Severance Agreements

   Mgmt    For    Refer    For

Airbus Group

 

Meeting Date:    04/28/2016   Country:    Netherlands   Primary Security ID:    N0280E105
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    AIR
     Shares Voted:    927,420     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Annual Meeting

   Mgmt         
1  

Open Meeting

   Mgmt         
2.1  

Discussion on Company’s Corporate Governance Structure

   Mgmt         
2.2  

Receive Report on Business and Financial Statements

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Airbus Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2.3  

Discuss Remuneration Report Containing Remuneration Policy

   Mgmt         
2.4  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
3  

Discussion of Agenda Items

   Mgmt         
4.1  

Adopt Financial Statements

   Mgmt    For    For    For
4.2  

Approve Allocation of Income and Dividends of EUR 1.30per Share

   Mgmt    For    For    For
4.3  

Approve Discharge of Non-Executive Members of the Board of Directors

   Mgmt    For    For    For
4.4  

Approve Discharge of Executive Members of the Board of Directors

   Mgmt    For    For    For
4.5  

Ratify Ernst & Young Accountants LLP as Auditors

   Mgmt    For    For    For
4.6  

Approve Amendments to Remuneration Policy

   Mgmt    For    For    For
4.7  

Reelect Denis Ranque as Non-Executive Director

   Mgmt    For    For    For
4.8  

Reelect Thomas Enders as Executive Director

   Mgmt    For    For    For
4.9  

Reelect Ralph D. Crosby, Jr. as Non-Executive Director

   Mgmt    For    For    For
4.10  

Reelect Hans-Peter Keitel as Non-Executive Director

   Mgmt    For    For    For
4.11  

Reelect Hermann-Josef Lamberti as Non-Executive Director

   Mgmt    For    For    For
4.12  

Reelect Lakshmi N. Mittal as Non-Executive Director

   Mgmt    For    Refer    For
4.13  

Reelect John Parker as Non-Executive Director

   Mgmt    For    Refer    For
4.14  

Reelect Jean- Claude Trichet as Non-Executive Director

   Mgmt    For    For    For
4.15  

Elect Catherine Guillouard as Non-Executive Director

   Mgmt    For    For    For
4.16  

Elect Claudia Nemat as Non-Executive Director

   Mgmt    For    For    For
4.17  

Elect Carlos Tavares as Non-Executive Director

   Mgmt    For    For    For
4.18  

Grant Board Authority to Issue Shares Up to 0.51 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Airbus Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

4.19  

Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding

   Mgmt    For    For    For
4.20  

Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
4.21  

Approve Cancellation of Repurchased Shares

   Mgmt    For    For    For
5  

Close Meeting

   Mgmt         

CRH plc

 

Meeting Date:    04/28/2016   Country:    Ireland   Primary Security ID:    G25508105
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    CRG
     Shares Voted:    2,219,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Remuneration Policy

   Mgmt    For    Refer    Against
5  

Approve Increase in the Aggregate Limit of Fees Payable to Non-executive Directors

   Mgmt    For    Refer    For
6(a)  

Re-elect Ernst Bartschi as Director

   Mgmt    For    For    For
6(b)  

Re-elect Maeve Carton as Director

   Mgmt    For    For    For
6(c)  

Re-elect Nicky Hartery as Director

   Mgmt    For    For    For
6(d)  

Re-elect Patrick Kennedy as Director

   Mgmt    For    For    For
6(e)  

Elect Rebecca McDonald as Director

   Mgmt    For    For    For
6(f)  

Re-elect Donald McGovern Jr. as Director

   Mgmt    For    For    For
6(g)  

Re-elect Heather Ann McSharry as Director

   Mgmt    For    For    For
6(h)  

Re-elect Albert Manifold as Director

   Mgmt    For    For    For
6(i)  

Elect Senan Murphy as Director

   Mgmt    For    For    For
6(j)  

Re-elect Lucinda Riches as Director

   Mgmt    For    For    For
6(k)  

Re-elect Henk Rottinghuis as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

CRH plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

6(l)  

Elect William Teuber Jr. as Director

   Mgmt    For    For    For
6(m)  

Re-elect Mark Towe as Director

   Mgmt    For    For    For
7  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
8  

Reappoint Ernst & Young as Auditors

   Mgmt    For    For    For
9  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
10  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
11  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
12  

Authorise Reissuance of Treasury Shares

   Mgmt    For    Against    For
13  

Approve Scrip Dividend Program

   Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    703,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Re-elect Dr Steven Gillis as Director

   Mgmt    For    For    For
7  

Re-elect Dr David Ginsburg as Director

   Mgmt    For    For    For
8  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
9  

Elect Sara Mathew as Director

   Mgmt    For    For    For
10  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
11  

Re-elect Dr Flemming Ornskov as Director

   Mgmt    For    For    For
12  

Elect Jeffrey Poulton as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Increase in Authorised Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
19  

Adopt New Articles of Association

   Mgmt    For    Refer    For
20  

Authorise the Company to Call General Meeting with Two Week’s Notice

   Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    469,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Re-elect Dr Steven Gillis as Director

   Mgmt    For    For    For
7  

Re-elect Dr David Ginsburg as Director

   Mgmt    For    For    For
8  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
9  

Elect Sara Mathew as Director

   Mgmt    For    For    For
10  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
11  

Re-elect Dr Flemming Ornskov as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

12  

Elect Jeffrey Poulton as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Increase in Authorised Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
19  

Adopt New Articles of Association

   Mgmt    For    Refer    For
20  

Authorise the Company to Call General Meeting with Two Week’s Notice

   Mgmt    For    For    For

Suncor Energy Inc.

 

Meeting Date:    04/28/2016   Country:    Canada   Primary Security ID:    867224107
Record Date:    03/02/2016   Meeting Type:    Annual   Ticker:    SU
     Shares Voted:    1,573,418     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Patricia M. Bedient

   Mgmt    For    For    For
1.2  

Elect Director Mel E. Benson

   Mgmt    For    For    For
1.3  

Elect Director Jacynthe Cote

   Mgmt    For    For    For
1.4  

Elect Director Dominic D’Alessandro

   Mgmt    For    For    For
1.5  

Elect Director John D. Gass

   Mgmt    For    For    For
1.6  

Elect Director John R. Huff

   Mgmt    For    For    For
1.7  

Elect Director Maureen McCaw

   Mgmt    For    For    For
1.8  

Elect Director Michael W. O’Brien

   Mgmt    For    For    For
1.9  

Elect Director James W. Simpson

   Mgmt    For    For    For
1.10  

Elect Director Eira M. Thomas

   Mgmt    For    For    For
1.11  

Elect Director Steven W. Williams

   Mgmt    For    For    For
1.12  

Elect Director Michael M. Wilson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Suncor Energy Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For
 

Shareholder Proposals

   Mgmt         
4  

SP 1: Report on Climate Change

   SH    For    Refer    For
5  

SP 2: Approve Annual Disclosure of Lobbying-Related Matters

   SH    Against    Against    Against

Bayer AG

 

Meeting Date:    04/29/2016   Country:    Germany   Primary Security ID:    D0712D163
Record Date:      Meeting Type:    Annual   Ticker:    BAYN
     Shares Voted:    545,077     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.50 per Share for Fiscal 2015

   Mgmt    For    For    For
2  

Approve Discharge of Management Board for Fiscal 2015

   Mgmt    For    For    For
3  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
4.1  

Elect Johanna Faber to the Supervisory Board

   Mgmt    For    For    For
4.2  

Elect Wolfgang Plischke to the Supervisory Board

   Mgmt    For    For    For
5  

Approve Remuneration System for Management Board Members

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers as Auditors for Fiscal 2016

   Mgmt    For    For    For
7  

Ratify Deloitte & Touche GmbH as Auditors for the First Quarter of Fiscal 2017

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Engie

 

Meeting Date:    05/03/2016   Country:    France   Primary Security ID:    F7629A107
Record Date:    04/28/2016   Meeting Type:    Annual/Special   Ticker:    ENGI
     Shares Voted:    4,195,692     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Ordinary Business

   Mgmt         
1  

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Allocation of Income and Dividends of EUR 1 per Share

   Mgmt    For    For    For
4  

Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions; Acknowledge Ongoing Transactions

   Mgmt    For    Refer    Against
5  

Approve Additional Pension Scheme in Favor of Isabelle Kocher; Acknowledge Waiver of Agreement

   Mgmt    For    Refer    For
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Reelect Gerard Mestrallet as Director

   Mgmt    For    For    For
8  

Reelect Isabelle Kocher as Director

   Mgmt    For    For    For
9  

Elect Sir Peter Ricketts as Director

   Mgmt    For    For    For
10  

Elect Fabrice Bregier as Director

   Mgmt    For    For    For
11  

Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO

   Mgmt    For    For    For
12  

Advisory Vote on Compensation of Isabelle Kocher, Vice-CEO

   Mgmt    For    For    For
 

Extraordinary Business

   Mgmt         
13  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of
EUR 225 Million

   Mgmt    For    For    For
14  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of
EUR 225 Million

   Mgmt    For    For    For
15  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Engie

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

16  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 13 to 15

   Mgmt    For    For    For
17  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

   Mgmt    For    Refer    For
18  

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of
EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
19  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of
EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
20  

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of
EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
21  

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 18 to 20, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
22  

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind, Only in the Event of a Public Tender Offer

   Mgmt    For    Refer    Against
23  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

   Mgmt    For    For    For
24  

Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
25  

Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million

   Mgmt    For    Refer    For
26  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

   Mgmt    For    For    For
27  

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, Only in the Event of a Public Tender Offer or Share Exchange Offer

   Mgmt    For    Refer    Against
28  

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
29  

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Engie

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

30  

Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for a Few Employees and Corporate Officers

   Mgmt    For    Refer    For
31  

Amend Article 13.5 of Bylaws Re: Preparation Time for Employee Representatives

   Mgmt    For    Refer    For
32  

Amend Article 16 of Bylaws Re: Chairman Age Limit

   Mgmt    For    Refer    For
33  

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For

Aviva plc

 

Meeting Date:    05/04/2016   Country:    United Kingdom   Primary Security ID:    G0683Q109
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    AV.
     Shares Voted:    10,483,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Elect Claudia Arney as Director

   Mgmt    For    For    For
5  

Elect Andy Briggs as Director

   Mgmt    For    For    For
6  

Elect Belen Romana Garcia as Director

   Mgmt    For    For    For
7  

Elect Sir Malcolm Williamson as Director

   Mgmt    For    For    For
8  

Re-elect Glyn Barker as Director

   Mgmt    For    For    For
9  

Re-elect Patricia Cross as Director

   Mgmt    For    For    For
10  

Re-elect Michael Hawker as Director

   Mgmt    For    For    For
11  

Re-elect Michael Mire as Director

   Mgmt    For    For    For
12  

Re-elect Sir Adrian Montague as Director

   Mgmt    For    For    For
13  

Re-elect Bob Stein as Director

   Mgmt    For    For    For
14  

Re-elect Thomas Stoddard as Director

   Mgmt    For    For    For
15  

Re-elect Scott Wheway as Director

   Mgmt    For    For    For
16  

Re-elect Mark Wilson as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Aviva plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

17  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
18  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
19  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
20  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
22  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
23  

Authorise Market Purchase of Preference Shares

   Mgmt    For    For    For
24  

Authorise Market Purchase of Preference Shares

   Mgmt    For    For    For
25  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For
26  

Authorise Issue of Equity in Relation to Any Issuance of SII Instruments

   Mgmt    For    Refer    For
27  

Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments

   Mgmt    For    For    For

BAE Systems plc

 

Meeting Date:    05/04/2016   Country:    United Kingdom   Primary Security ID:    G06940103
Record Date:    05/02/2016   Meeting Type:    Annual   Ticker:    BA.
     Shares Voted:    14,065,497     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Sir Roger Carr as Director

   Mgmt    For    For    For
5  

Re-elect Jerry DeMuro as Director

   Mgmt    For    For    For
6  

Re-elect Harriet Green as Director

   Mgmt    For    For    For
7  

Re-elect Christopher Grigg as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

BAE Systems plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

8  

Re-elect Ian King as Director

   Mgmt    For    For    For
9  

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
10  

Re-elect Paula Rosput Reynolds as Director

   Mgmt    For    For    For
11  

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
12  

Re-elect Ian Tyler as Director

   Mgmt    For    For    For
13  

Elect Elizabeth Corley as Director

   Mgmt    For    For    For
14  

Reappoint KPMG LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
19  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
20  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

TENARIS SA

 

Meeting Date:    05/04/2016   Country:    Luxembourg   Primary Security ID:    L90272102
Record Date:    04/20/2016   Meeting Type:    Annual   Ticker:    TEN
     Shares Voted:    722,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Annual Meeting

   Mgmt         
1  

Receive and Approve Board’s and Auditor’s Reports Re: Restated Financial Statements and Statutory Reports FY 2014

   Mgmt    For    For    For
2  

Approve Restated Consolidated Financial Statements and Statutory Reports FY 2014

   Mgmt    For    For    For
3  

Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports FY 2015

   Mgmt    For    For    For
4  

Approve Consolidated Financial Statements and Statutory Reports FY 2015

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

TENARIS SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

5  

Approve Financial Statements

   Mgmt    For    For    For
6  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
7  

Approve Discharge of Directors

   Mgmt    For    For    For
8  

Re-elect R. Bonatti, C. Condorelli, R. Monti, G.M. Rocca, P. Rocca, J.S. Puche, A. Valsecchi, A. Vazquez, and G. Vogel as Directors (Bundled)

   Mgmt    For    Refer    Against
9  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
10  

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
11  

Allow Electronic Distribution of Company Documents to Shareholders

   Mgmt    For    Refer    For

TENARIS SA

 

Meeting Date:    05/04/2016   Country:    Luxembourg   Primary Security ID:    L90272102
Record Date:    04/20/2016   Meeting Type:    Annual   Ticker:    TEN
     Shares Voted:    137,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Receive and Approve Board’s and Auditor’s Reports Re: Restated Financial Statements and Statutory Reports FY 2014

   Mgmt    For    For    For
2  

Approve Restated Consolidated Financial Statements and Statutory Reports FY 2014

   Mgmt    For    For    For
3  

Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports FY 2015

   Mgmt    For    For    For
4  

Approve Consolidated Financial Statements and Statutory Reports FY 2015

   Mgmt    For    For    For
5  

Approve Financial Statements

   Mgmt    For    For    For
6  

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
7  

Approve Discharge of Directors

   Mgmt    For    For    For
8  

Re-elect R. Bonatti, C. Condorelli, R. Monti, G.M. Rocca, P. Rocca, J.S. Puche, A. Valsecchi, A. Vazquez, and G. Vogel as Directors (Bundled)

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

TENARIS SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

9  

Approve Remuneration of Directors

   Mgmt    For    Refer    For
10  

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
11  

Allow Electronic Distribution of Company Documents to Shareholders

   Mgmt    For    Refer    For

AIA Group Ltd.

 

Meeting Date:    05/06/2016   Country:    Hong Kong   Primary Security ID:    Y002A1105
Record Date:    05/03/2016   Meeting Type:    Annual   Ticker:    1299
     Shares Voted:    13,779,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Elect Swee-Lian Teo as Director

   Mgmt    For    For    For
4  

Elect Narongchai Akrasanee as Director

   Mgmt    For    For    For
5  

Elect George Yong-Boon Yeo as Director

   Mgmt    For    For    For
6  

Elect Mark Edward Tucker as Director

   Mgmt    For    For    For
7  

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
8A  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
8B  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
8C  

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Fresenius Medical Care AG & Co. KGaA

 

Meeting Date:    05/12/2016   Country:    Germany  

Primary Security ID:

   D2734Z107
Record Date:    04/20/2016   Meeting Type:    Annual   Ticker:    FME
     Shares Voted:    780,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of EUR 0.80 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Personally Liable Partner for Fiscal 2015

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
5  

Ratify KPMG AG as Auditors for Fiscal 2016

   Mgmt    For    For    For
6  

Approve Remuneration System for Management Board Members of Personally Liable Partner

   Mgmt    For    Refer    Against
7.1  

Elect Gerd Krick to the Supervisory Board

   Mgmt    For    For    For
7.2  

Elect Dieter Schenk to the Supervisory Board

   Mgmt    For    For    For
7.3  

Elect Rolf Classon to the Supervisory Board and Joint Committee

   Mgmt    For    For    For
7.4  

Elect William Johnston to the Supervisory Board and Joint Committee

   Mgmt    For    For    For
7.5  

Elect Deborah McWhinney to the Supervisory Board

   Mgmt    For    For    For
7.6  

Elect Pascale Witz to the Supervisory Board

   Mgmt    For    For    For
8  

Approve Remuneration of Supervisory Board

   Mgmt    For    Refer    For
9  

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

   Mgmt    For    For    For
10  

Amend Pooling Agreement Between Company, Fresenius SE & Co. KGaA, and Independent Directors

   Mgmt    For    Refer    For
11  

Amend 2011 Stock Option Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

CK Hutchison Holdings Limited

 

Meeting Date:    05/13/2016   Country:    Cayman Islands   Primary Security ID:    G21765105
Record Date:    05/09/2016   Meeting Type:    Annual   Ticker:    1
     Shares Voted:    4,941,704     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3a  

Elect Li Tzar Kuoi, Victor as Director

   Mgmt    For    For    For
3b  

Elect Fok Kin Ning, Canning as Director

   Mgmt    For    For    For
3c  

Elect Frank John Sixt as Director

   Mgmt    For    Refer    Against
3d  

Elect Lee Yeh Kwong, Charles as Director

   Mgmt    For    Refer    Against
3e  

Elect George Colin Magnus as Director

   Mgmt    For    Refer    Against
3f  

Elect Michael David Kadoorie as Director

   Mgmt    For    Refer    Against
3g  

Elect Wong Yick-ming, Rosanna as Director

   Mgmt    For    For    For
4  

Approve PricewaterhouseCoopers, Certified Public Accountants, as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
5.1  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against
5.2  

Authorize Repurchase of Issued Share Capital

   Mgmt    For    For    For
5.3  

Authorize Reissuance of Repurchased Shares

   Mgmt    For    Against    Against
6  

Adopt Second HCML Share Option Scheme

   Mgmt    For    Refer    Against

Fresenius SE & Co KGaA

 

Meeting Date:    05/13/2016   Country:    Germany   Primary Security ID:    D27348263
Record Date:    04/21/2016   Meeting Type:    Annual   Ticker:    FRE
     Shares Voted:    1,448,124     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Allocation of Income and Dividends of EUR 0.55 per Share

   Mgmt    For    Against    Against
3  

Approve Discharge of Personally Liable Partner for Fiscal 2015

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Fresenius SE & Co KGaA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

5  

Ratify KPMG AG as Auditors for Fiscal 2016

   Mgmt    For    For    For
6.1  

Elect Michael Albrecht to the Supervisory Board

   Mgmt    For    For    For
6.2  

Elect Michael Diekmann to the Supervisory Board

   Mgmt    For    For    For
6.3  

Elect Gerd Krick to the Supervisory Board

   Mgmt    For    For    For
6.4  

Elect Iris Loew-Friedrich to the Supervisory Board

   Mgmt    For    For    For
6.5  

Elect Klaus-Peter Mueller to the Supervisory Board

   Mgmt    For    For    For
6.6  

Elect Hauke Stars to the Supervisory Board

   Mgmt    For    For    For
7  

Elect Michael Diekmann and Gerd Krick as Members of the Joint Committee (Bundled)

   Mgmt    For    For    For

Deutsche Post AG

 

Meeting Date:    05/18/2016   Country:    Germany   Primary Security ID:    D19225107
Record Date:      Meeting Type:    Annual   Ticker:    DPW
     Shares Voted:    3,273,347     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1  

Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)

   Mgmt         
2  

Approve Allocation of Income and Dividends of EUR 0.85 per Share

   Mgmt    For    For    For
3  

Approve Discharge of Management Board for Fiscal 2015

   Mgmt    For    For    For
4  

Approve Discharge of Supervisory Board for Fiscal 2015

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2016

   Mgmt    For    For    For
6  

Ratify PricewaterhouseCoopers AG as Auditors for the First Quarter of Fiscal 2017

   Mgmt    For    For    For
7.1  

Elect Katja Windt to the Supervisory Board

   Mgmt    For    For    For
7.2  

Elect Werner Gatzer to the Supervisory Board

   Mgmt    For    For    For
7.3  

Elect Ingrid Deltenre to the Supervisory Board

   Mgmt    For    For    For
7.4  

Elect Nikolaus von Bomhard to the Supervisory Board

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Deutsche Post AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

8  

Amend Affiliation Agreement with Subsidiary Deutsche Post Beteiligungen Holding GmbH

   Mgmt    For    Refer    For

Kweichow Moutai Co., Ltd.

 

Meeting Date:    05/18/2016   Country:    China   Primary Security ID:    Y5070V116
Record Date:    05/09/2016   Meeting Type:    Annual   Ticker:    600519
     Shares Voted:    1,910,169     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve Report of the Board of Supervisors

   Mgmt    For    For    For
3  

Approve Annual Report and Summary

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve 2016 Financial Budget Report

   Mgmt    For    For    For
6  

Approve Profit Distribution

   Mgmt    For    For    For
7  

Approve Appointment of 2016 Financial Auditor and Internal Control Auditor

   Mgmt    For    For    For
8  

Approve Report of the Independent Directors

   Mgmt    For    For    For
9  

Approve Signing Trademark Licensing Contract Between Company, Subsidiary and Related Party

   Mgmt    For    Refer    For
10  

Approve 2016-2018 Providing Financial Servicing from Related Party

   Mgmt    For    Refer    For
11  

Approve Adjustment on Business Scope and Amend Articles of Association

   Mgmt    For    For    For
12  

Approve Adjustment on Maotai Circular Economy Technology Demonstration Garden Area 1st Plant Construction Project

   Mgmt    For    Refer    For
13  

Elect Lu Jinhai as Independent Director

   Mgmt    For    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/24/2016   Country:    United Kingdom   Primary Security ID:    G7690A100
Record Date:    05/20/2016   Meeting Type:    Annual   Ticker:    RDSA
     Shares Voted:    2,405,146     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Management Proposals

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Re-elect Ben van Beurden as Director

   Mgmt    For    For    For
4  

Re-elect Guy Elliott as Director

   Mgmt    For    For    For
5  

Re-elect Euleen Goh as Director

   Mgmt    For    For    For
6  

Re-elect Simon Henry as Director

   Mgmt    For    For    For
7  

Re-elect Charles Holliday as Director

   Mgmt    For    For    For
8  

Re-elect Gerard Kleisterlee as Director

   Mgmt    For    For    For
9  

Re-elect Sir Nigel Sheinwald as Director

   Mgmt    For    For    For
10  

Re-elect Linda Stuntz as Director

   Mgmt    For    For    For
11  

Re-elect Hans Wijers as Director

   Mgmt    For    For    For
12  

Re-elect Patricia Woertz as Director

   Mgmt    For    For    For
13  

Re-elect Gerrit Zalm as Director

   Mgmt    For    For    For
14  

Appoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
15  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Shareholder Proposal

   Mgmt         
19  

Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy

   SH    Against    Refer    Against

Legal & General Group plc

 

Meeting Date:    05/26/2016   Country:    United Kingdom   Primary Security ID:    G54404127
Record Date:    05/24/2016   Meeting Type:    Annual   Ticker:    LGEN
     Shares Voted:    20,131,986     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Legal & General Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For
3  

Re-elect Richard Meddings as Director

   Mgmt    For    For    For
4  

Re-elect Carolyn Bradley as Director

   Mgmt    For    For    For
5  

Re-elect Lizabeth Zlatkus as Director

   Mgmt    For    For    For
6  

Re-elect Mark Zinkula as Director

   Mgmt    For    For    For
7  

Re-elect Stuart Popham as Director

   Mgmt    For    For    For
8  

Re-elect Julia Wilson as Director

   Mgmt    For    For    For
9  

Re-elect Mark Gregory as Director

   Mgmt    For    For    For
10  

Re-elect Rudy Markham as Director

   Mgmt    For    For    For
11  

Re-elect John Stewart as Director

   Mgmt    For    For    For
12  

Re-elect Nigel Wilson as Director

   Mgmt    For    For    For
13  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
14  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Adopt New Articles of Association

   Mgmt    For    Refer    For
16  

Approve Remuneration Report

   Mgmt    For    For    For
17  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Approve Scrip Dividend Programme

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Shire plc

 

Meeting Date:    05/27/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    05/25/2016   Meeting Type:    Special   Ticker:    SHP
     Shares Voted:    703,800     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Matters Relating to the Cash and Share Offer for Baxalta

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Shire plc

 

Meeting Date:    05/27/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    04/21/2016   Meeting Type:    Special   Ticker:    SHP
     Shares Voted:    506,339     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Matters Relating to the Cash and Share Offer for Baxalta

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

WPP plc

 

Meeting Date:    06/08/2016   Country:    Jersey   Primary Security ID:    G9788D103
Record Date:    06/06/2016   Meeting Type:    Annual   Ticker:    WPP
     Shares Voted:    4,213,981     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Final Dividend

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

WPP plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Approve Sustainability Report

   Mgmt    For    For    For
5  

Re-elect Roberto Quarta as Director

   Mgmt    For    For    For
6  

Re-elect Dr Jacques Aigrain as Director

   Mgmt    For    For    For
7  

Re-elect Ruigang Li as Director

   Mgmt    For    For    For
8  

Re-elect Paul Richardson as Director

   Mgmt    For    For    For
9  

Re-elect Hugo Shong as Director

   Mgmt    For    For    For
10  

Re-elect Timothy Shriver as Director

   Mgmt    For    For    For
11  

Re-elect Sir Martin Sorrell as Director

   Mgmt    For    For    For
12  

Re-elect Sally Susman as Director

   Mgmt    For    For    For
13  

Re-elect Solomon Trujillo as Director

   Mgmt    For    For    For
14  

Re-elect Sir John Hood as Director

   Mgmt    For    For    For
15  

Re-elect Charlene Begley as Director

   Mgmt    For    For    For
16  

Re-elect Nicole Seligman as Director

   Mgmt    For    For    For
17  

Re-elect Daniela Riccardi as Director

   Mgmt    For    For    For
18  

Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
21  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For

MercadoLibre, Inc.

 

Meeting Date:    06/10/2016   Country:    USA   Primary Security ID:    58733R102
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    MELI
     Shares Voted:    18,024     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Emiliano Calemzuk

   Mgmt    For    For    For
1.2  

Elect Director Marcos Galperin

   Mgmt    For    For    For
1.3  

Elect Director Roberto Balls Sallouti

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

MercadoLibre, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Co. S.A. as Auditors

   Mgmt    For    For    For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    192446102
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    CTSH
     Shares Voted:    1,360,836     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Zein Abdalla

   Mgmt    For    For    For
1b  

Elect Director Maureen Breakiron-Evans

   Mgmt    For    For    For
1c  

Elect Director Jonathan Chadwick

   Mgmt    For    For    For
1d  

Elect Director Francisco D’Souza

   Mgmt    For    For    For
1e  

Elect Director John N. Fox, Jr.

   Mgmt    For    For    For
1f  

Elect Director John E. Klein

   Mgmt    For    For    For
1g  

Elect Director Leo S. Mackay, Jr.

   Mgmt    For    For    For
1h  

Elect Director Lakshmi Narayanan

   Mgmt    For    For    For
1i  

Elect Director Michael Patsalos-Fox

   Mgmt    For    For    For
1j  

Elect Director Robert E. Weissman

   Mgmt    For    For    For
1k  

Elect Director Thomas M. Wendel

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For

Honda Motor Co. Ltd.

 

Meeting Date:    06/16/2016   Country:    Japan   Primary Security ID:    J22302111
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    7267
     Shares Voted:    3,310,200     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Honda Motor Co. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 22

   Mgmt    For    For    For
2.1  

Elect Director Hachigo, Takahiro

   Mgmt    For    For    For
2.2  

Elect Director Matsumoto, Yoshiyuki

   Mgmt    For    For    For
2.3  

Elect Director Yamane, Yoshi

   Mgmt    For    For    For
2.4  

Elect Director Kuraishi, Seiji

   Mgmt    For    For    For
2.5  

Elect Director Takeuchi, Kohei

   Mgmt    For    For    For
2.6  

Elect Director Sekiguchi, Takashi

   Mgmt    For    For    For
2.7  

Elect Director Kunii, Hideko

   Mgmt    For    For    For
2.8  

Elect Director Ozaki, Motoki

   Mgmt    For    For    For
2.9  

Elect Director Ito, Takanobu

   Mgmt    For    For    For
2.10  

Elect Director Aoyama, Shinji

   Mgmt    For    For    For
2.11  

Elect Director Kaihara, Noriya

   Mgmt    For    For    For
2.12  

Elect Director Odaka, Kazuhiro

   Mgmt    For    For    For
2.13  

Elect Director Igarashi, Masayuki

   Mgmt    For    For    For
3.1  

Appoint Statutory Auditor Yoshida, Masahiro

   Mgmt    For    Refer    For
3.2  

Appoint Statutory Auditor Hiwatari, Toshiaki

   Mgmt    For    Refer    For

Nissin Kogyo

 

Meeting Date:    06/16/2016   Country:    Japan   Primary Security ID:    J58074105
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    7230
     Shares Voted:    1,808,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Articles to Change Location of Head Office

   Mgmt    For    Refer    For
2  

Amend Articles to Amend Provisions on Number of Directors

   Mgmt    For    Refer    For
3.1  

Elect Director Okawara, Eiji

   Mgmt    For    Refer    Against
3.2  

Elect Director Takei, Junya

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Nissin Kogyo

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.3  

Elect Director Terada, Kenji

   Mgmt    For    For    For
3.4  

Elect Director Sato, Kazuya

   Mgmt    For    For    For
3.5  

Elect Director Ichikawa, Yuichi

   Mgmt    For    For    For
3.6  

Elect Director Shinohara, Takayoshi

   Mgmt    For    For    For
3.7  

Elect Director Miyashita, Jiro

   Mgmt    For    For    For
3.8  

Elect Director Kobayashi, Keiichi

   Mgmt    For    For    For
4  

Appoint Statutory Auditor Saito, Heiji

   Mgmt    For    Refer    Against
5  

Approve Annual Bonus

   Mgmt    For    For    For

Nokia Corp.

 

Meeting Date:    06/16/2016   Country:    Finland   Primary Security ID:    X61873133
Record Date:    06/06/2016   Meeting Type:    Annual   Ticker:    NOKIA
     Shares Voted:    16,907,860     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Open Meeting

   Mgmt         
2  

Call the Meeting to Order

   Mgmt         
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

   Mgmt    For    For    For
4  

Acknowledge Proper Convening of Meeting

   Mgmt    For    For    For
5  

Prepare and Approve List of Shareholders

   Mgmt    For    For    For
6  

Receive Financial Statements and Statutory Reports

   Mgmt         
7  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8  

Approve Allocation of Income and Ordinary Dividends of EUR 0.16 Per Share; Approve Additional Dividends of EUR 0.10 Per Share

   Mgmt    For    For    For
9  

Approve Discharge of Board and President

   Mgmt    For    For    For
10  

Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 185,000 for Vice Chairman, and EUR 160,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees

   Mgmt    For    Refer    For
11  

Fix Number of Directors at Nine

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Nokia Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12  

Reelect Vivek Badrinath, Bruce Brown, Louis R. Hughes, Jean C. Monty, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa and Kari Stadigh as Directors; Elect Carla Smits-Nusteling as New Director

   Mgmt    For    For    For
13  

Approve Remuneration of Auditors

   Mgmt    For    For    For
14  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
15  

Authorize Share Repurchase Program

   Mgmt    For    For    For
16  

Approve Issuance of up to 1.2 Billion Shares without Preemptive Rights

   Mgmt    For    For    For
17  

Close Meeting

   Mgmt         

Nokia Corp.

 

Meeting Date:    06/16/2016   Country:    Finland   Primary Security ID:    X61873133
Record Date:    06/03/2016   Meeting Type:    Annual   Ticker:    NOKIA
     Shares Voted:    6,018,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Open Meeting

   Mgmt         
2  

Call the Meeting to Order

   Mgmt         
3  

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

   Mgmt         
4  

Acknowledge Proper Convening of Meeting

   Mgmt         
5  

Prepare and Approve List of Shareholders

   Mgmt         
6  

Receive Financial Statements and Statutory Reports

   Mgmt         
7  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
8  

Approve Allocation of Income and Ordinary Dividends of EUR 0.16 Per Share; Approve Additional Dividends of EUR 0.10 Per Share

   Mgmt    For    For    For
9  

Approve Discharge of Board and President

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Nokia Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 185,000 for Vice Chairman, and EUR 160,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees

   Mgmt    For    Refer    For
11  

Fix Number of Directors at Nine

   Mgmt    For    Refer    For
12.1  

Elect Vivek Badrinath as Director

   Mgmt    For    For    For
12.2  

Elect Bruce Brown as Director

   Mgmt    For    For    For
12.3  

Elect Louis R. Hughes as Director

   Mgmt    For    For    For
12.4  

Elect Jean C. Monty as Director

   Mgmt    For    For    For
12.5  

Elect Elizabeth Nelson as Director

   Mgmt    For    For    For
12.6  

Elect Olivier Piou as Director

   Mgmt    For    For    For
12.7  

Elect Risto Siilasmaa as Director

   Mgmt    For    For    For
12.8  

Elect Carla Smits-Nusteling as Director

   Mgmt    For    For    For
12.9  

Elect Kari Stadigh as Director

   Mgmt    For    For    For
13  

Approve Remuneration of Auditors

   Mgmt    For    For    For
14  

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    For
15  

Authorize Share Repurchase Program

   Mgmt    For    For    For
16  

Approve Issuance of up to 1.2 Billion Shares without Preemptive Rights

   Mgmt    For    For    For
17  

Close Meeting

   Mgmt         

Whitbread plc

 

Meeting Date:    06/21/2016   Country:    United Kingdom   Primary Security ID:    G9606P197
Record Date:    06/17/2016   Meeting Type:    Annual   Ticker:    WTB
     Shares Voted:    397,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Elect Alison Brittain as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Whitbread plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5  

Elect Chris Kennedy as Director

   Mgmt    For    For    For
6  

Re-elect Richard Baker as Director

   Mgmt    For    For    For
7  

Re-elect Wendy Becker as Director

   Mgmt    For    For    For
8  

Re-elect Nicholas Cadbury as Director

   Mgmt    For    For    For
9  

Re-elect Sir Ian Cheshire as Director

   Mgmt    For    For    For
10  

Re-elect Simon Melliss as Director

   Mgmt    For    For    For
11  

Re-elect Louise Smalley as Director

   Mgmt    For    For    For
12  

Re-elect Susan Martin as Director

   Mgmt    For    For    For
13  

Re-elect Stephen Williams as Director

   Mgmt    For    For    For
14  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
15  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
16  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
18  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
19  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

Komatsu Ltd.

 

Meeting Date:    06/22/2016   Country:    Japan   Primary Security ID:    J35759125
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    6301
     Shares Voted:    3,693,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, With a Final Dividend of JPY 29

   Mgmt    For    For    For
2.1  

Elect Director Noji, Kunio

   Mgmt    For    For    For
2.2  

Elect Director Ohashi, Tetsuji

   Mgmt    For    For    For
2.3  

Elect Director Fujitsuka, Mikio

   Mgmt    For    For    For
2.4  

Elect Director Takamura, Fujitoshi

   Mgmt    For    For    For
2.5  

Elect Director Shinozuka, Hisashi

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Komatsu Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.6  

Elect Director Kuromoto, Kazunori

   Mgmt    For    For    For
2.7  

Elect Director Mori, Masanao

   Mgmt    For    For    For
2.8  

Elect Director Oku, Masayuki

   Mgmt    For    For    For
2.9  

Elect Director Yabunaka, Mitoji

   Mgmt    For    For    For
2.10  

Elect Director Kigawa, Makoto

   Mgmt    For    For    For
3  

Appoint Statutory Auditor Yamane, Kosuke

   Mgmt    For    Refer    For
4  

Approve Annual Bonus

   Mgmt    For    Refer    For
5  

Approve Deep Discount Stock Option Plan

   Mgmt    For    Refer    For

SoftBank Group Corp.

 

Meeting Date:    06/22/2016   Country:    Japan   Primary Security ID:    J75963108
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    9984
     Shares Voted:    3,129,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, With a Final Dividend of JPY 21

   Mgmt    For    For    For
2.1  

Elect Director Son, Masayoshi

   Mgmt    For    For    For
2.2  

Elect Director Nikesh Arora

   Mgmt    For    For    For
2.3  

Elect Director Miyauchi, Ken

   Mgmt    For    For    For
2.4  

Elect Director Ronald Fisher

   Mgmt    For    For    For
2.5  

Elect Director Yun Ma

   Mgmt    For    For    For
2.6  

Elect Director Miyasaka, Manabu

   Mgmt    For    For    For
2.7  

Elect Director Yanai, Tadashi

   Mgmt    For    For    For
2.8  

Elect Director Nagamori, Shigenobu

   Mgmt    For    For    For
3  

Approve Stock Option Plan

   Mgmt    For    Refer    For
4  

Approve Stock Option Plan

   Mgmt    For    Refer    For
5  

Transfer of Shares of Subsidiaries in Accordance with the Reorganization of Group Companies

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Mitsubishi Heavy Industries, Ltd.

 

Meeting Date:    06/23/2016   Country:    Japan   Primary Security ID:    J44002129
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    7011
     Shares Voted:    22,814,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 6

   Mgmt    For    For    For
2.1  

Elect Director Omiya, Hideaki

   Mgmt    For    For    For
2.2  

Elect Director Miyanaga, Shunichi

   Mgmt    For    For    For
2.3  

Elect Director Koguchi, Masanori

   Mgmt    For    For    For
2.4  

Elect Director Nayama, Michisuke

   Mgmt    For    For    For
2.5  

Elect Director Shinohara, Naoyuki

   Mgmt    For    For    For
2.6  

Elect Director Kobayashi, Ken

   Mgmt    For    For    For

Dai-ichi Life Insurance Co., Ltd.

 

Meeting Date:    06/24/2016   Country:    Japan   Primary Security ID:    J09748112
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    8750
     Shares Voted:    3,816,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 35

   Mgmt    For    For    For
2.1  

Elect Director Saito, Katsutoshi

   Mgmt    For    For    For
2.2  

Elect Director Watanabe, Koichiro

   Mgmt    For    For    For
2.3  

Elect Director Tsuyuki, Shigeo

   Mgmt    For    For    For
2.4  

Elect Director Ishii, Kazuma

   Mgmt    For    For    For
2.5  

Elect Director Asano, Tomoyasu

   Mgmt    For    For    For
2.6  

Elect Director Teramoto, Hideo

   Mgmt    For    For    For
2.7  

Elect Director Sakurai, Kenji

   Mgmt    For    For    For
2.8  

Elect Director Nagahama, Morinobu

   Mgmt    For    For    For
2.9  

Elect Director Inagaki, Seiji

   Mgmt    For    For    For
2.10  

Elect Director Funabashi, Haruo

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Dai-ichi Life Insurance Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.11  

Elect Director Miyamoto, Michiko

   Mgmt    For    For    For
3.1  

Appoint Statutory Auditor Kondo, Fusakazu

   Mgmt    For    Refer    For
3.2  

Appoint Statutory Auditor Taniguchi, Tsuneaki

   Mgmt    For    Refer    For
4  

Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary

   Mgmt    For    Refer    For
5  

Amend Articles to Change Company Name — Amend Business Lines — Adopt Board Structure with Audit Committee — Amend Provisions on Number of Directors — Indemnify Directors

   Mgmt    For    Refer    For
6.1  

Elect Director Saito, Katsutoshi (Effective October 1)

   Mgmt    For    For    For
6.2  

Elect Director Watanabe, Koichiro (Effective October 1)

   Mgmt    For    For    For
6.3  

Elect Director Tsuyuki, Shigeo (Effective October 1)

   Mgmt    For    For    For
6.4  

Elect Director Horio, Norimitsu (Effective October 1)

   Mgmt    For    For    For
6.5  

Elect Director Tsutsumi, Satoru (Effective October 1)

   Mgmt    For    For    For
6.6  

Elect Director Ishii, Kazuma (Effective October 1)

   Mgmt    For    For    For
6.7  

Elect Director Asano, Tomoyasu (Effective October 1)

   Mgmt    For    For    For
6.8  

Elect Director Teramoto, Hideo (Effective October 1)

   Mgmt    For    For    For
6.9  

Elect Director Kawashima, Takashi (Effective October 1)

   Mgmt    For    For    For
6.10  

Elect Director Inagaki, Seiji (Effective October 1)

   Mgmt    For    For    For
6.11  

Elect Director Funabashi, Haruo (Effective October 1)

   Mgmt    For    For    For
6.12  

Elect Director George Olcott (Effective October 1)

   Mgmt    For    For    For
6.13  

Elect Director Maeda, Koichi (Effective October 1)

   Mgmt    For    For    For
7.1  

Elect Director and Audit Committee Member Nagahama, Morinobu (Effective October 1)

   Mgmt    For    For    For
7.2  

Elect Director and Audit Committee Member Kondo, Fusakazu (Effective October 1)

   Mgmt    For    For    For
7.3  

Elect Director and Audit Committee Member Sato, Rieko (Effective October 1)

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Dai-ichi Life Insurance Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7.4  

Elect Director and Audit Committee Member Shu, Ungyon (Effective October 1)

   Mgmt    For    For    For
7.5  

Elect Director and Audit Committee Member Masuda, Koichi (Effective October 1)

   Mgmt    For    For    For
8  

Elect Alternate Director and Audit Committee Member Tsuchiya, Fumiaki (Effective October 1)

   Mgmt    For    For    For
9  

Approve Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members and Deep Discount Stock Option Plan

   Mgmt    For    For    For
10  

Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members

   Mgmt    For    Refer    For

PICC Property and Casualty Co., Ltd.

 

Meeting Date:    06/24/2016   Country:    China   Primary Security ID:    Y6975Z103
Record Date:    05/24/2016   Meeting Type:    Annual   Ticker:    2328
     Shares Voted:    38,017,505     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve 2015 Report of the Board of Directors

   Mgmt    For    For    For
2  

Approve 2015 Report of the Supervisory Committee

   Mgmt    For    For    For
3  

Approve 2015 Audited Financial Statements and Auditor’s Report

   Mgmt    For    For    For
4  

Approve 2015 Profit Distribution Plan and Payment of Final Dividend

   Mgmt    For    For    For
5  

Approve 2016 Directors’ Fees

   Mgmt    For    Refer    For
6  

Approve 2016 Supervisors’ Fees

   Mgmt    For    Refer    For
7  

Elect Chu Bende as Director

   Mgmt    For    For    For
8  

Approve Deloitte Touche Tohmatsu as International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
9  

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

PICC Property and Casualty Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10  

Approve Issuance of 10-Year Capital Supplementary Bonds and Related Transactions

   Mgmt    For    Refer    For

Tokio Marine Holdings, Inc.

 

Meeting Date:    06/27/2016   Country:    Japan   Primary Security ID:    J86298106
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    8766
     Shares Voted:    1,366,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 57.5

   Mgmt    For    For    For
2.1  

Elect Director Sumi, Shuzo

   Mgmt    For    For    For
2.2  

Elect Director Nagano, Tsuyoshi

   Mgmt    For    For    For
2.3  

Elect Director Ishii, Ichiro

   Mgmt    For    For    For
2.4  

Elect Director Fujita, Hirokazu

   Mgmt    For    For    For
2.5  

Elect Director Yuasa, Takayuki

   Mgmt    For    For    For
2.6  

Elect Director Hirose, Shinichi

   Mgmt    For    For    For
2.7  

Elect Director Mimura, Akio

   Mgmt    For    For    For
2.8  

Elect Director Sasaki, Mikio

   Mgmt    For    For    For
2.9  

Elect Director Egawa, Masako

   Mgmt    For    For    For
2.10  

Elect Director Kitazawa, Toshifumi

   Mgmt    For    For    For
2.11  

Elect Director Fujii, Kunihiko

   Mgmt    For    For    For
2.12  

Elect Director Higuchi, Yasuyuki

   Mgmt    For    For    For

Inpex Corporation

 

Meeting Date:    06/28/2016   Country:    Japan   Primary Security ID:    J2467E101
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    1605
     Shares Voted:    5,544,300     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Inpex Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 9

   Mgmt    For    For    For
2.1  

Elect Director Kitamura, Toshiaki

   Mgmt    For    For    For
2.2  

Elect Director Sano, Masaharu

   Mgmt    For    For    For
2.3  

Elect Director Sugaya, Shunichiro

   Mgmt    For    For    For
2.4  

Elect Director Murayama, Masahiro

   Mgmt    For    For    For
2.5  

Elect Director Ito, Seiya

   Mgmt    For    For    For
2.6  

Elect Director Ikeda, Takahiko

   Mgmt    For    For    For
2.7  

Elect Director Kurasawa, Yoshikazu

   Mgmt    For    For    For
2.8  

Elect Director Kittaka, Kimihisa

   Mgmt    For    For    For
2.9  

Elect Director Sase, Nobuharu

   Mgmt    For    For    For
2.10  

Elect Director Sato, Hiroshi

   Mgmt    For    For    For
2.11  

Elect Director Kagawa, Yoshiyuki

   Mgmt    For    For    For
2.12  

Elect Director Yanai, Jun

   Mgmt    For    For    For
2.13  

Elect Director Matsushita, Isao

   Mgmt    For    For    For
2.14  

Elect Director Okada, Yasuhiko

   Mgmt    For    For    For
3  

Approve Annual Bonus

   Mgmt    For    Refer    For

Seiko Epson Corp.

 

Meeting Date:    06/28/2016   Country:    Japan   Primary Security ID:    J7030F105
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    6724
     Shares Voted:    2,181,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, With a Final Dividend of JPY 30

   Mgmt    For    For    For
2  

Amend Articles to Adopt Board Structure with Audit Committee — Amend Provisions on Number of Directors — Amend Provisions on Director Titles — Indemnify Directors

   Mgmt    For    Refer    For
3.1  

Elect Director Usui, Minoru

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Seiko Epson Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.2  

Elect Director Inoue, Shigeki

   Mgmt    For    For    For
3.3  

Elect Director Fukushima, Yoneharu

   Mgmt    For    For    For
3.4  

Elect Director Kubota, Koichi

   Mgmt    For    For    For
3.5  

Elect Director Kawana, Masayuki

   Mgmt    For    For    For
3.6  

Elect Director Seki, Tatsuaki

   Mgmt    For    For    For
3.7  

Elect Director Omiya, Hideaki

   Mgmt    For    For    For
3.8  

Elect Director Matsunaga, Mari

   Mgmt    For    For    For
4.1  

Elect Director and Audit Committee Member Hama, Noriyuki

   Mgmt    For    For    For
4.2  

Elect Director and Audit Committee Member Nara, Michihiro

   Mgmt    For    For    For
4.3  

Elect Director and Audit Committee Member Tsubaki, Chikami

   Mgmt    For    For    For
4.4  

Elect Director and Audit Committee Member Shirai, Yoshio

   Mgmt    For    For    For
5  

Approve Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members

   Mgmt    For    Refer    For
6  

Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members

   Mgmt    For    Refer    For
7  

Approve Annual Bonus

   Mgmt    For    Refer    For
8  

Approve Trust-Type Equity Compensation Plan

   Mgmt    For    Refer    For

Isuzu Motors Ltd.

 

Meeting Date:    06/29/2016   Country:    Japan   Primary Security ID:    J24994113
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    7202
     Shares Voted:    5,316,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 16

   Mgmt    For    For    For
2.1  

Elect Director Hosoi, Susumu

   Mgmt    For    For    For
2.2  

Elect Director Nakagawa, Kuniharu

   Mgmt    For    For    For
2.3  

Elect Director Kawahara, Makoto

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 961 Ivy International Core Equity Fund

 

Isuzu Motors Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.4  

Elect Director Ito, Kazuhiko

   Mgmt    For    For    For
2.5  

Elect Director Mori, Kazuhiro

   Mgmt    For    For    For
2.6  

Elect Director Shiomi, Takao

   Mgmt    For    For    For
2.7  

Elect Director Nakagawa, Hiroshi

   Mgmt    For    For    For
2.8  

Elect Director Motoki, Jun

   Mgmt    For    For    For
2.9  

Elect Director Maekawa, Hiroyuki

   Mgmt    For    For    For
3  

Appoint Statutory Auditor Mitsuzaki, Chikao

   Mgmt    For    Refer    For
4  

Approve Annual Bonus

   Mgmt    For    Refer    For
5  

Approve Trust-Type Equity Compensation Plan

   Mgmt    For    Refer    For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    06/29/2016   Country:    Japan   Primary Security ID:    J7771X109
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    8316
     Shares Voted:    1,518,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Allocation of Income, with a Final Dividend of JPY 75

   Mgmt    For    For    For
2  

Amend Articles to Amend Business Lines

   Mgmt    For    Refer    For
3.1  

Elect Director Miyata, Koichi

   Mgmt    For    For    For
3.2  

Elect Director Ota, Jun

   Mgmt    For    For    For
3.3  

Elect Director Noda, Koichi

   Mgmt    For    For    For
3.4  

Elect Director Kubo, Tetsuya

   Mgmt    For    For    For
3.5  

Elect Director Yokoyama, Yoshinori

   Mgmt    For    For    For
4.1  

Appoint Statutory Auditor Teramoto, Toshiyuki

   Mgmt    For    Refer    For
4.2  

Appoint Statutory Auditor Tsuruta, Rokuro

   Mgmt    For    Refer    For


IVY LARGE CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

NXP Semiconductors NV

 

Meeting Date:    07/02/2015   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    06/04/2015   Meeting Type:    Special   Ticker:    NXPI
     Shares Voted:    366,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting

   Mgmt         
1A  

Approve Acquisition of Freescale Through a Cash and Share Consideration

   Mgmt    For    Refer    For
1B  

Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A

   Mgmt    For    Refer    For
1C  

Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition

   Mgmt    For    For    For
2A  

Elect Gregory L. Summe as Non-executive Director

   Mgmt    For    For    For
2B  

Elect Peter Smitham as Non-executive Director

   Mgmt    For    For    For

Under Armour, Inc.

 

Meeting Date:    08/26/2015   Country:    USA   Primary Security ID:    904311107
Record Date:    07/13/2015   Meeting Type:    Special   Ticker:    UA
     Shares Voted:    201,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than 2.5 Million of the Company’s Shares

   Mgmt    For    Refer    For
1b  

Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company

   Mgmt    For    Refer    For
1c  

Amend Charter to Provide Equal Treatment Provisions

   Mgmt    For    Refer    For
1d  

Amend Charter to Enhance Board Independence Provisions

   Mgmt    For    Refer    For
1e  

Amend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote

   Mgmt    For    Refer    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
3  

Approve Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

NIKE, Inc.

 

Meeting Date:    09/17/2015   Country:    USA   Primary Security ID:    654106103
Record Date:    07/20/2015   Meeting Type:    Annual   Ticker:    NKE
     Shares Voted:    239,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alan B. Graf, Jr.

   Mgmt    For    For    For
1.2  

Elect Director John C. Lechleiter

   Mgmt    For    For    For
1.3  

Elect Director Michelle A. Peluso

   Mgmt    For    For    For
1.4  

Elect Director Phyllis M. Wise

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Report on Political Contributions

   SH    Against    Against    Against
7  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Lam Research Corporation

 

Meeting Date:    11/04/2015   Country:    USA   Primary Security ID:    512807108
Record Date:    09/08/2015   Meeting Type:    Annual   Ticker:    LRCX
     Shares Voted:    370,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin B. Anstice

   Mgmt    For    For    For
1.2  

Elect Director Eric K. Brandt

   Mgmt    For    For    For
1.3  

Elect Director Michael R. Cannon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Lam Research Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4  

Elect Director Youssef A. El-Mansy

   Mgmt    For    For    For
1.5  

Elect Director Christine A. Heckart

   Mgmt    For    For    For
1.6  

Elect Director Catherine P. Lego

   Mgmt    For    For    For
1.7  

Elect Director Stephen G. Newberry

   Mgmt    For    For    For
1.8  

Elect Director Krishna C. Saraswat

   Mgmt    For    For    For
1.9  

Elect Director Abhijit Y. Talwalkar

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    Against
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

The Estee Lauder Companies Inc.

 

Meeting Date:    11/12/2015   Country:    USA   Primary Security ID:    518439104
Record Date:    09/14/2015   Meeting Type:    Annual   Ticker:    EL
     Shares Voted:    40,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Rose Marie Bravo

   Mgmt    For    For    For
1.2  

Elect Director Paul J. Fribourg

   Mgmt    For    For    For
1.3  

Elect Director Mellody Hobson

   Mgmt    For    For    For
1.4  

Elect Director Irvine O. Hockaday, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Barry S. Sternlicht

   Mgmt    For    Refer    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
5  

Amend Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Harman International Industries, Incorporated

 

Meeting Date:    12/09/2015   Country:    USA   Primary Security ID:    413086109
Record Date:    10/14/2015   Meeting Type:    Annual   Ticker:    HAR
     Shares Voted:    85,501     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Adriane M. Brown

   Mgmt    For    For    For
1b  

Elect Director John W. Diercksen

   Mgmt    For    For    For
1c  

Elect Director Ann McLaughlin Korologos

   Mgmt    For    For    For
1d  

Elect Director Edward H. Meyer

   Mgmt    For    For    For
1e  

Elect Director Robert Nail

   Mgmt    For    For    For
1f  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1g  

Elect Director Abraham N. Reichental

   Mgmt    For    For    For
1h  

Elect Director Kenneth M. Reiss

   Mgmt    For    For    For
1i  

Elect Director Hellene S. Runtagh

   Mgmt    For    For    For
1j  

Elect Director Frank S. Sklarsky

   Mgmt    For    For    For
1k  

Elect Director Gary G. Steel

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    12/10/2015   Country:    USA   Primary Security ID:    20030N101
Record Date:    10/20/2015   Meeting Type:    Special   Ticker:    CMCSA
     Shares Voted:    544,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Conversion of Securities

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

AutoZone, Inc.

 

Meeting Date:    12/16/2015   Country:    USA   Primary Security ID:    053332102
Record Date:    10/19/2015   Meeting Type:    Annual   Ticker:    AZO
     Shares Voted:    13,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas H. Brooks

   Mgmt    For    For    For
1.2  

Elect Director Linda A. Goodspeed

   Mgmt    For    For    For
1.3  

Elect Director Sue E. Gove

   Mgmt    For    For    For
1.4  

Elect Director Earl G. Graves, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Enderson Guimaraes

   Mgmt    For    For    For
1.6  

Elect Director J. R. Hyde, III

   Mgmt    For    For    For
1.7  

Elect Director D. Bryan Jordan

   Mgmt    For    For    For
1.8  

Elect Director W. Andrew McKenna

   Mgmt    For    For    For
1.9  

Elect Director George R. Mrkonic, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Luis P. Nieto

   Mgmt    For    For    For
1.11  

Elect Director William C. Rhodes, III

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Report on Political Contributions and Lobbying Expenditures

   SH    Against    Against    Against

Visa Inc.

 

Meeting Date:    02/03/2016   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/07/2015   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    975,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Visa Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Cathy E. Minehan

   Mgmt    For    For    For
1g  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1h  

Elect Director David J. Pang

   Mgmt    For    For    For
1i  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1j  

Elect Director John A. C. Swainson

   Mgmt    For    For    For
1k  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Lam Research Corporation

 

Meeting Date:    02/19/2016   Country:    USA   Primary Security ID:    512807108
Record Date:    01/07/2016   Meeting Type:    Special   Ticker:    LRCX
     Shares Voted:    370,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/26/2016   Country:    USA   Primary Security ID:    037833100
Record Date:    12/28/2015   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    574,682     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Bell

   Mgmt    For    For    For
1.2  

Elect Director Tim Cook

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Al Gore

   Mgmt    For    For    For
1.4  

Elect Director Bob Iger

   Mgmt    For    For    For
1.5  

Elect Director Andrea Jung

   Mgmt    For    For    For
1.6  

Elect Director Art Levinson

   Mgmt    For    For    For
1.7  

Elect Director Ron Sugar

   Mgmt    For    For    For
1.8  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers

   SH    Against    Refer    Against
6  

Adopt Policy to Increase Diversity of Senior Management and Board of Directors

   SH    Against    Refer    Against
7  

Report on Guidelines for Country Selection

   SH    Against    Against    Against
8  

Adopt Proxy Access Right

   SH    Against    Against    Against

The Walt Disney Company

 

Meeting Date:    03/03/2016   Country:    USA   Primary Security ID:    254687106
Record Date:    01/04/2016   Meeting Type:    Annual   Ticker:    DIS
     Shares Voted:    200,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan E. Arnold

   Mgmt    For    For    For
1b  

Elect Director John S. Chen

   Mgmt    For    For    For
1c  

Elect Director Jack Dorsey

   Mgmt    For    For    For
1d  

Elect Director Robert A. Iger

   Mgmt    For    For    For
1e  

Elect Director Maria Elena Lagomasino

   Mgmt    For    For    For
1f  

Elect Director Fred H. Langhammer

   Mgmt    For    For    For
1g  

Elect Director Aylwin B. Lewis

   Mgmt    For    For    For
1h  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1i  

Elect Director Mark G. Parker

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Walt Disney Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Sheryl K. Sandberg

   Mgmt    For    For    For
1k  

Elect Director Orin C. Smith

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Supermajority Vote Requirement

   Mgmt    For    Refer    For
5  

Reduce Supermajority Vote Requirement

   SH    Against    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Starbucks Corporation

 

Meeting Date:    03/23/2016   Country:    USA   Primary Security ID:    855244109
Record Date:    01/14/2016   Meeting Type:    Annual   Ticker:    SBUX
     Shares Voted:    671,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Howard Schultz

   Mgmt    For    For    For
1b  

Elect Director William W. Bradley

   Mgmt    For    For    For
1c  

Elect Director Mary N. Dillon

   Mgmt    For    For    For
1d  

Elect Director Robert M. Gates

   Mgmt    For    For    For
1e  

Elect Director Mellody Hobson

   Mgmt    For    For    For
1f  

Elect Director Kevin R. Johnson

   Mgmt    For    For    For
1g  

Elect Director Joshua Cooper Ramo

   Mgmt    For    For    For
1h  

Elect Director James G. Shennan, Jr.

   Mgmt    For    For    For
1i  

Elect Director Clara Shih

   Mgmt    For    For    For
1j  

Elect Director Javier G. Teruel

   Mgmt    For    For    For
1k  

Elect Director Myron E. Ullman, III

   Mgmt    For    For    For
1l  

Elect Director Craig E. Weatherup

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
5  

Proxy Access

   SH    Against    Against    Against
6  

Amend Policies to Allow Employees to Participate in Political Process with No Retribution

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Adobe Systems Incorporated

 

Meeting Date:    04/13/2016   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/17/2016   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    485,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy L. Banse

   Mgmt    For    For    For
1b  

Elect Director Edward W. Barnholt

   Mgmt    For    For    For
1c  

Elect Director Robert K. Burgess

   Mgmt    For    For    For
1d  

Elect Director Frank A. Calderoni

   Mgmt    For    For    For
1e  

Elect Director James E. Daley

   Mgmt    For    For    For
1f  

Elect Director Laura B. Desmond

   Mgmt    For    Refer    For
1g  

Elect Director Charles M. Geschke

   Mgmt    For    For    For
1h  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1i  

Elect Director Daniel L. Rosensweig

   Mgmt    For    For    For
1j  

Elect Director John E. Warnock

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Canadian Pacific Railway Limited

 

Meeting Date:    04/20/2016   Country:    Canada   Primary Security ID:    13645T100
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    CP
     Shares Voted:    333,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
4.1  

Elect Director William A. Ackman

   Mgmt    For    For    For
4.2  

Elect Director John Baird

   Mgmt    For    For    For
4.3  

Elect Director Isabelle Courville

   Mgmt    For    For    For
4.4  

Elect Director Keith E. Creel

   Mgmt    For    For    For
4.5  

Elect Director E. Hunter Harrison

   Mgmt    For    For    For
4.6  

Elect Director Rebecca MacDonald

   Mgmt    For    For    For
4.7  

Elect Director Anthony R. Melman

   Mgmt    For    For    For
4.8  

Elect Director Matthew H. Paul

   Mgmt    For    For    For
4.9  

Elect Director Andrew F. Reardon

   Mgmt    For    For    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

PPG Industries, Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    693506107
Record Date:    02/19/2016   Meeting Type:    Annual   Ticker:    PPG
     Shares Voted:    189,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James G. Berges

   Mgmt    For    For    For
1.2  

Elect Director John V. Faraci

   Mgmt    For    For    For
1.3  

Elect Director Victoria F. Haynes

   Mgmt    For    For    For
1.4  

Elect Director Michael H. McGarry

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

EOG Resources, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    26875P101
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    EOG
     Shares Voted:    274,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Janet F. Clark

   Mgmt    For    For    For
1b  

Elect Director Charles R. Crisp

   Mgmt    For    For    For
1c  

Elect Director James C. Day

   Mgmt    For    For    For
1d  

Elect Director H. Leighton Steward

   Mgmt    For    For    For
1e  

Elect Director Donald F. Textor

   Mgmt    For    For    For
1f  

Elect Director William R. Thomas

   Mgmt    For    For    For
1g  

Elect Director Frank G. Wisner

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

HCA Holdings, Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    448,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Milton Johnson

   Mgmt    For    For    For
1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

HCA Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1e  

Elect Director William R. Frist

   Mgmt    For    For    For
1f  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1g  

Elect Director Ann H. Lamont

   Mgmt    For    For    For
1h  

Elect Director Jay O. Light

   Mgmt    For    For    For
1i  

Elect Director Geoffrey G. Meyers

   Mgmt    For    For    For
1j  

Elect Director Michael W. Michelson

   Mgmt    For    For    For
1k  

Elect Director Wayne J. Riley

   Mgmt    For    For    For
1l  

Elect Director John W. Rowe

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Require a Majority Vote for the Election of Directors

   SH    Against    Against    Against

Lockheed Martin Corporation

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    539830109
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    LMT
     Shares Voted:    108,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel F. Akerson

   Mgmt    For    For    For
1b  

Elect Director Nolan D. Archibald

   Mgmt    For    For    For
1c  

Elect Director Rosalind G. Brewer

   Mgmt    For    For    For
1d  

Elect Director David B. Burritt

   Mgmt    For    For    For
1e  

Elect Director Bruce A. Carlson

   Mgmt    For    For    For
1f  

Elect Director James O. Ellis, Jr.

   Mgmt    For    For    For
1g  

Elect Director Thomas J. Falk

   Mgmt    For    For    For
1h  

Elect Director Marillyn A. Hewson

   Mgmt    For    For    For
1i  

Elect Director James M. Loy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Lockheed Martin Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Joseph W. Ralston

   Mgmt    For    For    For
1k  

Elect Director Anne Stevens

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive

   Mgmt    For    For    For
 

Officers’ Compensation

           
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For

Shire plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    137,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Re-elect Dr Steven Gillis as Director

   Mgmt    For    For    For
7  

Re-elect Dr David Ginsburg as Director

   Mgmt    For    For    For
8  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
9  

Elect Sara Mathew as Director

   Mgmt    For    For    For
10  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
11  

Re-elect Dr Flemming Ornskov as Director

   Mgmt    For    For    For
12  

Elect Jeffrey Poulton as Director

   Mgmt    For    For    For
13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Increase in Authorised Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
19  

Adopt New Articles of Association

   Mgmt    For    Refer    For
20  

Authorise the Company to Call General Meeting with Two Week’s Notice

   Mgmt    For    For    For

Under Armour, Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    904311107
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    UA
     Shares Voted:    115,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kevin A. Plank

   Mgmt    For    For    For
1.2  

Elect Director Byron K. Adams, Jr.

   Mgmt    For    For    For
1.3  

Elect Director George W. Bodenheimer

   Mgmt    For    For    For
1.4  

Elect Director Douglas E. Coltharp

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Anthony W. Deering

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Karen W. Katz

   Mgmt    For    For    For
1.7  

Elect Director A.B. Krongard

   Mgmt    For    Refer    Withhold
1.8  

Elect Director William R. McDermott

   Mgmt    For    For    For
1.9  

Elect Director Eric T. Olson

   Mgmt    For    For    For
1.10  

Elect Director Harvey L. Sanders

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Boeing Company

 

Meeting Date:    05/02/2016   Country:    USA   Primary Security ID:    097023105
Record Date:    03/03/2016   Meeting Type:    Annual   Ticker:    BA
     Shares Voted:    170,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1b  

Elect Director Arthur D. Collins, Jr.

   Mgmt    For    For    For
1c  

Elect Director Kenneth M. Duberstein

   Mgmt    For    For    For
1d  

Elect Director Edmund P. Giambastiani, Jr.

   Mgmt    For    For    For
1e  

Elect Director Lynn J. Good

   Mgmt    For    For    For
1f  

Elect Director Lawrence W. Kellner

   Mgmt    For    For    For
1g  

Elect Director Edward M. Liddy

   Mgmt    For    For    For
1h  

Elect Director Dennis A. Muilenburg

   Mgmt    For    For    For
1i  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1j  

Elect Director Randall L. Stephenson

   Mgmt    For    For    For
1k  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
1l  

Elect Director Mike S. Zafirovski

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For
7  

Report on Weapon Sales to Israel

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    110122108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    776,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Lamberto Andreotti

   Mgmt    For    For    For
1B  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1E  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1F  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1G  

Elect Director Thomas J. Lynch, Jr.

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Togo D. West, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

O’Reilly Automotive, Inc.

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    67103H107
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    ORLY
     Shares Voted:    118,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David O’Reilly

   Mgmt    For    For    For
1b  

Elect Director Charles H. O’Reilly, Jr.

   Mgmt    For    For    For
1c  

Elect Director Larry O’Reilly

   Mgmt    For    For    For
1d  

Elect Director Rosalie O’Reilly Wooten

   Mgmt    For    For    For
1e  

Elect Director Jay D. Burchfield

   Mgmt    For    For    For
1f  

Elect Director Thomas T. Hendrickson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

O’Reilly Automotive, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Paul R. Lederer

   Mgmt    For    For    For
1h  

Elect Director John R. Murphy

   Mgmt    For    For    For
1i  

Elect Director Ronald Rashkow

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    For

Philip Morris International Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    718172109
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    234,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.5  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.6  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.7  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.8  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.9  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.10  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.11  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.12  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Human Rights Policy, Including the Right to Health

   SH    Against    Against    Against
5  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Allergan plc

 

Meeting Date:    05/05/2016   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    219,071     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1.2  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1.3  

Elect Director James H. Bloem

   Mgmt    For    For    For
1.4  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.6  

Elect Director Michael R. Gallagher

   Mgmt    For    For    For
1.7  

Elect Director Catherine M. Klema

   Mgmt    For    For    For
1.8  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1.9  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1.10  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1.11  

Elect Director Ronald R. Taylor

   Mgmt    For    Refer    For
1.12  

Elect Director Fred G. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4A  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
4B  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
5A  

Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election

   Mgmt    For    Refer    For
5B  

Establish Range for Size of Board

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Allergan plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Approve Reduction in Share Capital

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Require Independent Board Chairman

   SH    Against    Refer    For

Hilton Worldwide Holdings Inc.

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    43300A104
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    HLT
     Shares Voted:    325,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Christopher J. Nassetta

   Mgmt    For    For    For
1.2  

Elect Director Jonathan D. Gray

   Mgmt    For    For    For
1.3  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Judith A. McHale

   Mgmt    For    For    For
1.5  

Elect Director John G. Schreiber

   Mgmt    For    For    For
1.6  

Elect Director Elizabeth A. Smith

   Mgmt    For    For    For
1.7  

Elect Director Douglas M. Steenland

   Mgmt    For    For    For
1.8  

Elect Director William J. Stein

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Danaher Corporation

 

Meeting Date:    05/10/2016   Country:    USA   Primary Security ID:    235851102
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    DHR
     Shares Voted:    206,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donald J. Ehrlich

   Mgmt    For    Refer    For
1.2  

Elect Director Linda Hefner Filler

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Danaher Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Thomas P. Joyce, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Teri List-Stoll

   Mgmt    For    Refer    For
1.5  

Elect Director Walter G. Lohr, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Mitchell P. Rales

   Mgmt    For    For    For
1.7  

Elect Director Steven M. Rales

   Mgmt    For    For    For
1.8  

Elect Director John T. Schwieters

   Mgmt    For    Refer    For
1.9  

Elect Director Alan G. Spoon

   Mgmt    For    For    For
1.10  

Elect Director Elias A. Zerhouni

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Political Contributions

   SH    Against    Against    Against
5  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    015351109
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    ALXN
     Shares Voted:    57,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Leonard Bell

   Mgmt    For    For    For
1.2  

Elect Director Felix J. Baker

   Mgmt    For    For    For
1.3  

Elect Director David R. Brennan

   Mgmt    For    For    For
1.4  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.6  

Elect Director David L. Hallal

   Mgmt    For    For    For
1.7  

Elect Director John T. Mollen

   Mgmt    For    For    For
1.8  

Elect Director R. Douglas Norby

   Mgmt    For    For    For
1.9  

Elect Director Alvin S. Parven

   Mgmt    For    For    For
1.10  

Elect Director Andreas Rummelt

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Alexion Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.11  

Elect Director Ann M. Veneman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Gilead Sciences, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    375558103
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    GILD
     Shares Voted:    605,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director John F. Cogan

   Mgmt    For    For    For
1b  

Elect Director Kevin E. Lofton

   Mgmt    For    For    For
1c  

Elect Director John W. Madigan

   Mgmt    For    For    For
1d  

Elect Director John C. Martin

   Mgmt    For    For    For
1e  

Elect Director John F. Milligan

   Mgmt    For    For    For
1f  

Elect Director Nicholas G. Moore

   Mgmt    For    For    For
1g  

Elect Director Richard J. Whitley

   Mgmt    For    For    For
1h  

Elect Director Gayle E. Wilson

   Mgmt    For    For    For
1i  

Elect Director Per Wold-Olsen

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Union Pacific Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    907818108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    485,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1.3  

Elect Director David B. Dillon

   Mgmt    For    For    For
1.4  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1.5  

Elect Director Charles C. Krulak

   Mgmt    For    For    For
1.6  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1.7  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1.8  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1.9  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1.10  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1.11  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Stock Retention

   SH    Against    Against    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    For

SBA Communications Corporation

 

Meeting Date:    05/13/2016   Country:    USA   Primary Security ID:    78388J106
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    SBAC
     Shares Voted:    38,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kevin L. Beebe

   Mgmt    For    For    For
1b  

Elect Director Jack Langer

   Mgmt    For    For    For
1c  

Elect Director Jeffrey A. Stoops

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    Against
5  

Proxy Access

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Amazon.com, Inc.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    023135106
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    74,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Tom A. Alberg

   Mgmt    For    For    For
1c  

Elect Director John Seely Brown

   Mgmt    For    For    For
1d  

Elect Director William B. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1f  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Report on Sustainability, Including GHG Goals

   SH    Against    Refer    Against
4  

Report on Human Rights Risk Assessment Process

   SH    Against    Against    Against
5  

Report on Political Contributions

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Charles Schwab Corporation

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    808513105
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    SCHW
     Shares Voted:    943,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director John K. Adams, Jr.

   Mgmt    For    For    For
1b  

Elect Director Stephen A. Ellis

   Mgmt    For    For    For
1c  

Elect Director Arun Sarin

   Mgmt    For    For    For
1d  

Elect Director Charles R. Schwab

   Mgmt    For    For    For
1e  

Elect Director Paula A. Sneed

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Prepare Employment Diversity Report

   SH    Against    Against    Against

CME Group Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    302,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Phupinder S. Gill

   Mgmt    For    For    For
1c  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1d  

Elect Director Charles P. Carey

   Mgmt    For    For    For
1e  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1f  

Elect Director Ana Dutra

   Mgmt    For    For    For
1g  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1h  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1i  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1j  

Elect Director Leo Melamed

   Mgmt    For    For    For
1k  

Elect Director William P. Miller, II

   Mgmt    For    For    For
1l  

Elect Director James E. Oliff

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1m  

Elect Director Alex J. Pollock

   Mgmt    For    For    For
1n  

Elect Director John F. Sandner

   Mgmt    For    For    For
1o  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1p  

Elect Director William R. Shepard

   Mgmt    For    For    For
1q  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    561,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    Refer    For
1.5  

Elect Director Joseph J. Collins

   Mgmt    For    Refer    For
1.6  

Elect Director Gerald L. Hassell

   Mgmt    For    Refer    For
1.7  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.8  

Elect Director Eduardo G. Mestre

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
1.11  

Elect Director Judith Rodin

   Mgmt    For    Refer    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
4  

Amend Stock Option Plan

   Mgmt    For    Refer    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Amend Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

DexCom, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    252131107
Record Date:    03/30/2016   Meeting Type:    Annual   Ticker:    DXCM
     Shares Voted:    105,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven R. Altman

   Mgmt    For    For    For
1b  

Elect Director Barbara E. Kahn

   Mgmt    For    For    For
1c  

Elect Director Jay S. Skyler

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

The Home Depot, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    437076102
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HD
     Shares Voted:    535,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerard J. Arpey

   Mgmt    For    For    For
1b  

Elect Director Ari Bousbib

   Mgmt    For    For    For
1c  

Elect Director Gregory D. Brenneman

   Mgmt    For    For    For
1d  

Elect Director J. Frank Brown

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

The Home Depot, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director Albert P. Carey

   Mgmt    For    For    For
1f  

Elect Director Armando Codina

   Mgmt    For    For    For
1g  

Elect Director Helena B. Foulkes

   Mgmt    For    For    For
1h  

Elect Director Linda R. Gooden

   Mgmt    For    For    For
1i  

Elect Director Wayne M. Hewett

   Mgmt    For    For    For
1j  

Elect Director Karen L. Katen

   Mgmt    For    For    For
1k  

Elect Director Craig A. Menear

   Mgmt    For    For    For
1l  

Elect Director Mark Vadon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Prepare Employment Diversity Report and Report on Diversity Policies

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

McDonald’s Corporation

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    580135101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    MCD
     Shares Voted:    318,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd Dean

   Mgmt    For    For    For
1b  

Elect Director Stephen Easterbrook

   Mgmt    For    For    For
1c  

Elect Director Robert Eckert

   Mgmt    For    For    For
1d  

Elect Director Margaret Georgiadis

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jeanne Jackson

   Mgmt    For    For    For
1g  

Elect Director Richard Lenny

   Mgmt    For    For    For
1h  

Elect Director Walter Massey

   Mgmt    For    For    For
1i  

Elect Director John Mulligan

   Mgmt    For    For    For
1j  

Elect Director Sheila Penrose

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

McDonald’s Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k  

Elect Director John Rogers, Jr.

   Mgmt    For    For    For
1l  

Elect Director Miles White

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For
6  

Adopt Holy Land Principles

   SH    Against    Against    Against
7  

Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain

   SH    Against    Refer    Against
8  

Report on Consistency Between Corporate Values and Political Contributions

   SH    Against    Against    Against
9  

Report on Consistency Between Corporate Values and Political Activities

   SH    Against    Against    Against

Shire plc

 

Meeting Date:    05/27/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    04/21/2016   Meeting Type:    Special   Ticker:    SHP
     Shares Voted:    137,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Matters Relating to the Cash and Share Offer for Baxalta

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

American Tower Corporation

 

Meeting Date:    06/01/2016   Country:    USA   Primary Security ID:    03027X100
Record Date:    04/06/2016   Meeting Type:    Annual   Ticker:    AMT
     Shares Voted:    251,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Raymond P. Dolan

   Mgmt    For    For    For
1b  

Elect Director Robert D. Hormats

   Mgmt    For    For    For
1c  

Elect Director Carolyn F. Katz

   Mgmt    For    For    For
1d  

Elect Director Gustavo Lara Cantu

   Mgmt    For    For    For
1e  

Elect Director Craig Macnab

   Mgmt    For    For    For
1f  

Elect Director JoAnn A. Reed

   Mgmt    For    For    For
1g  

Elect Director Pamela D.A. Reeve

   Mgmt    For    For    For
1h  

Elect Director David E. Sharbutt

   Mgmt    For    For    For
1i  

Elect Director James D. Taiclet, Jr.

   Mgmt    For    For    For
1j  

Elect Director Samme L. Thompson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Ulta Salon, Cosmetics & Fragrance, Inc.

 

Meeting Date:    06/01/2016   Country:    USA   Primary Security ID:    90384S303
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    ULTA
     Shares Voted:    102,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mary N. Dillon

   Mgmt    For    For    For
1.2  

Elect Director Charles Heilbronn

   Mgmt    For    For    For
1.3  

Elect Director Michael R. MacDonald

   Mgmt    For    For    For
1.4  

Elect Director George R. Mrkonic

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

NXP Semiconductors NV

 

Meeting Date:    06/02/2016   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    05/05/2016   Meeting Type:    Annual   Ticker:    NXPI
     Shares Voted:    356,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2a  

Discussion of the implementation of the remuneration policy

   Mgmt         
2b  

Discussion on Company’s Reserves and Dividend Policy

   Mgmt         
2c  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2d  

Approve Discharge of Board Members

   Mgmt    For    For    For
3a  

Reelect Richard L. Clemmer as Executive Director

   Mgmt    For    For    For
3b  

Reelect Peter Bonfield as Non-Executive Director

   Mgmt    For    For    For
3c  

Reelect Johannes P. Huth as Non-Executive Director

   Mgmt    For    For    For
3d  

Reelect Kenneth A. Goldman as Non-Executive Director

   Mgmt    For    For    For
3e  

Reelect Marion Helmes as Non-Executive Director

   Mgmt    For    For    For
3f  

Reelect Joseph Kaeser as Non-Executive Director

   Mgmt    For    For    For
3g  

Reelect I. Loring as Non-Executive Director

   Mgmt    For    For    For
3h  

Reelect Eric Meurice as Non-Executive Director

   Mgmt    For    For    For
3i  

Reelect Peter Smitham as Non-Executive Director

   Mgmt    For    For    For
3j  

Reelect Julie Southern as Non-Executive Director

   Mgmt    For    For    For
3k  

Reelect Gregory Summe as Non-Executive Director

   Mgmt    For    For    For
3l  

Reelect Rick Tsai as Director

   Mgmt    For    For    For
4  

Approve Remuneration of Audit, Nominating and Compensation Committee

   Mgmt    For    Refer    For
5a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

NXP Semiconductors NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5b  

Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a

   Mgmt    For    For    For
6  

Authorize Repurchase of Shares

   Mgmt    For    For    For
7  

Approve Cancellation of Ordinary Shares

   Mgmt    For    For    For

Las Vegas Sands Corp.

 

Meeting Date:    06/03/2016   Country:    USA   Primary Security ID:    517834107
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    LVS
     Shares Voted:    513,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sheldon G. Adelson

   Mgmt    For    For    For
1.2  

Elect Director Irwin Chafetz

   Mgmt    For    For    For
1.3  

Elect Director Robert G. Goldstein

   Mgmt    For    For    For
1.4  

Elect Director Charles A. Koppelman

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

Alphabet Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    77,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Eric E. Schmidt

   Mgmt    For    For    For
1.4  

Elect Director L. John Doerr

   Mgmt    For    For    For
1.5  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1.6  

Elect Director John L. Hennessy

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director Ann Mather

   Mgmt    For    For    For
1.8  

Elect Director Alan R. Mulally

   Mgmt    For    For    For
1.9  

Elect Director Paul S. Otellini

   Mgmt    For    Refer    Withhold
1.10  

Elect Director K. Ram Shriram

   Mgmt    For    Refer    Withhold
1.11  

Elect Director Shirley M. Tilghman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Amended and Restated Certificate of Incorporation of Google Inc.

   Mgmt    For    Refer    For
5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Report on Political Contributions

   SH    Against    Against    Against
8  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Report on Gender Pay Gap

   SH    Against    Against    Against

Biogen Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    09062X103
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    BIIB
     Shares Voted:    94,614     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Alexander J. Denner

   Mgmt    For    For    For
1b  

Elect Director Caroline D. Dorsa

   Mgmt    For    For    For
1c  

Elect Director Nancy L. Leaming

   Mgmt    For    For    For
1d  

Elect Director Richard C. Mulligan

   Mgmt    For    For    For
1e  

Elect Director Robert W. Pangia

   Mgmt    For    For    For
1f  

Elect Director Stelios Papadopoulos

   Mgmt    For    For    For
1g  

Elect Director Brian S. Posner

   Mgmt    For    For    For
1h  

Elect Director Eric K. Rowinsky

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Biogen Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director George A. Scangos

   Mgmt    For    For    For
1j  

Elect Director Lynn Schenk

   Mgmt    For    For    For
1k  

Elect Director Stephen A. Sherwin

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    339041105
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    FLT
     Shares Voted:    166,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald F. Clarke

   Mgmt    For    For    For
1.2  

Elect Director Joseph W. Farrelly

   Mgmt    For    For    For
1.3  

Elect Director Richard Macchia

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Proxy Access

   SH    Against    Against    Against
4  

Report on Plans to Increase Board Diversity

   SH    None    Against    Against
5  

Require a Majority Vote for the Election of Directors

   SH    None    For    For

Celgene Corporation

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    151020104
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    CELG
     Shares Voted:    572,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert J. Hugin

   Mgmt    For    For    For
1.2  

Elect Director Mark J. Alles

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Celgene Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Richard W. Barker

   Mgmt    For    For    For
1.4  

Elect Director Michael W. Bonney

   Mgmt    For    For    For
1.5  

Elect Director Michael D. Casey

   Mgmt    For    For    For
1.6  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1.7  

Elect Director Jacqualyn A. Fouse

   Mgmt    For    For    For
1.8  

Elect Director Michael A. Friedman

   Mgmt    For    For    For
1.9  

Elect Director Julia A. Haller

   Mgmt    For    For    For
1.10  

Elect Director Gilla S. Kaplan

   Mgmt    For    For    For
1.11  

Elect Director James J. Loughlin

   Mgmt    For    For    For
1.12  

Elect Director Ernest Mario

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    For
6  

Call Special Meetings

   SH    Against    For    For
7  

Proxy Access

   SH    Against    Against    Against

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    192446102
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    CTSH
     Shares Voted:    848,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Zein Abdalla

   Mgmt    For    For    For
1b  

Elect Director Maureen Breakiron-Evans

   Mgmt    For    For    For
1c  

Elect Director Jonathan Chadwick

   Mgmt    For    For    For
1d  

Elect Director Francisco D’Souza

   Mgmt    For    For    For
1e  

Elect Director John N. Fox, Jr.

   Mgmt    For    For    For
1f  

Elect Director John E. Klein

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Leo S. Mackay, Jr.

   Mgmt    For    For    For
1h  

Elect Director Lakshmi Narayanan

   Mgmt    For    For    For
1i  

Elect Director Michael Patsalos-Fox

   Mgmt    For    For    For
1j  

Elect Director Robert E. Weissman

   Mgmt    For    For    For
1k  

Elect Director Thomas M. Wendel

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    92532F100
Record Date:    04/20/2016   Meeting Type:    Annual   Ticker:    VRTX
     Shares Voted:    96,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joshua Boger

   Mgmt    For    For    For
1.2  

Elect Director Terrence C. Kearney

   Mgmt    For    For    For
1.3  

Elect Director Yuchun Lee

   Mgmt    For    For    For
1.4  

Elect Director Elaine S. Ullian

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   SH    Against    For    For
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    Against
6  

Stock Retention/Holding Period

   SH    Against    Against    Against
7  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

Facebook, Inc.

 

Meeting Date:    06/20/2016   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    595,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    Refer    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    Refer    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
5  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
6  

Approve Annual Compensation Program for Non-employee Directors

   Mgmt    For    Refer    For
7A  

Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes

   Mgmt    For    Refer    Against
7B  

Increase Authorized Common Stock

   Mgmt    For    Refer    Against
7C  

Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock

   Mgmt    For    For    For
7D  

Amend Certificate of Incorporation to Provide for Additional Events

   Mgmt    For    For    For
8  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
9  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
10  

Report on Sustainability

   SH    Against    Refer    For
11  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
12  

Establish International Policy Board Committee

   SH    Against    Refer    Against
13  

Report on Gender Pay Gap

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 67 Ivy Large Cap Growth Fund

 

MasterCard Incorporated

 

Meeting Date:    06/28/2016   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    782,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For
1c  

Elect Director Silvio Barzi

   Mgmt    For    For    For
1d  

Elect Director David R. Carlucci

   Mgmt    For    For    For
1e  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1f  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1i  

Elect Director Oki Matsumoto

   Mgmt    For    Refer    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Jackson Tai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


IVY LASALLE GLOBAL REAL ESTATE FUND

(Prior to February 1, 2016, known as Ivy Global Real Estate Fund)

Proxy Voting Record

 

Company
Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
    

Proposal
Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      2       Approve Remuneration Report    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      3       Approve Final Dividend    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      4       Approve Special Dividend    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      5       Reappoint Deloitte LLP as Auditors    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      6       Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      7       Re-elect Patrick Vaughan as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      8       Re-elect Andrew Jones as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      9       Re-elect Martin McGann as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      10       Re-elect Valentine Beresford as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      11       Re-elect Mark Stirling as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      12       Re-elect Charles Cayzer as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      13       Re-elect James Dean as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      14       Re-elect Alec Pelmore as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      15       Re-elect Andrew Varley as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      16       Re-elect Philip Watson as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      17       Re-elect Rosalyn Wilton as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      18       Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      19       Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      20       Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management      21       Authorise the Company to Call EGM with Two Weeks’ Notice    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      2       Approve Remuneration Report    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      3       Re-elect William Rucker as Director    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      4       Re-elect Christopher Bell as Director    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      5       Elect Simon Carter as Director    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      6       Re-elect Charles Cayzer as Director    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      7       Re-elect Peter Dixon as Director    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      8       Re-elect Maxwell James as Director    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      9       Re-elect Nigel Kempner as Director    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      10       Re-elect Rosaleen Kerslake as Director    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      11       Reappoint KPMG LLP as Auditors    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      12       Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      13       Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      14       Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      15       Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Quintain Estates & Development plc

   QED    United
Kingdom
   G73282108    G73282108    Annual    20-Jul-15    18-Jul-15    Management      16       Authorise the Company to Call EGM with Two Weeks’ Notice    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      2       Approve Remuneration Report    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      3       Elect Lynn Gladden as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      4       Elect Laura Wade-Gery as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      5       Re-elect Aubrey Adams as Director    For    For    Yes    No


The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      6       Re-elect Lucinda Bell as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      7       Re-elect Simon Borrows as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      8       Re-elect John Gildersleeve as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      9       Re-elect Chris Grigg as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      10       Re-elect William Jackson as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      11       Re-elect Charles Maudsley as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      12       Re-elect Tim Roberts as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      13       Re-elect Tim Score as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      14       Re-elect Lord Turnbull as Director    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      15       Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      16       Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      17       Authorise EU Political Donations and Expenditure    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      18       Affirm Two Leasehold Transactions    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      19       Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      20       Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      21       Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

The British Land Company plc

   BLND    United
Kingdom
   G15540118    G15540118    Annual    21-Jul-15    17-Jul-15    Management      22       Authorise the Company to Call EGM with Two Weeks’ Notice    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    22-Jul-15       Management      1       Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    22-Jul-15       Management      2       Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    22-Jul-15       Management      3       Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    Against    Yes    Yes

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Special    23-Jul-15    01-Jul-15    Management      1       Issue Up to 68.8 Million New Shares in Connection with Acquisition of DO Deutsche Office AG    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Special    23-Jul-15    01-Jul-15    Management      2       Elect Hermann T. Dambach to the Supervisory Board    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      2       Approve Remuneration Policy    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      3       Approve Remuneration Report    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      4       Approve Final Dividend    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      5       Re-elect Dame Alison Carnwath as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      6       Re-elect Robert Noel as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      7       Re-elect Martin Greenslade as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      8       Re-elect Kevin O’Byrne as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      9       Re-elect Simon Palley as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      10       Re-elect Christopher Bartram as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      11       Re-elect Stacey Rauch as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      12       Re-elect Cressida Hogg as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      13       Re-elect Edward Bonham Carter as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      14       Approve Long-Term Incentive Plan    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      15       Reappoint Ernst & Young LLP as Auditors    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      16       Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      17       Authorise EU Political Donations and Expenditure    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      18       Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      19       Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management      20       Authorise Market Purchase of Ordinary Shares    For    For    Yes    No


Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      1       Adopt Financial Statements and Directors’ and Auditors’ Reports    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      2       Approve Final Dividend    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      3       Elect Steven Lim Kok Hoong as Director    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      4       Elect Dipak Chand Jain as Director    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      5       Elect Lim Swe Guan as Director    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      6       Elect Paul Cheng Ming Fun as Director    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      7       Elect Yoichiro Furuse as Director    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      8       Approve Directors’ Fees    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      9       Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      10       Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      11       Approve Grant of Awards and Issuance of Shares Under the GLP Performance Share Plan and GLP Restricted Share Plan    For    Against    Yes    Yes

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Annual    29-Jul-15       Management      12       Authorize Share Repurchase Program    For    For    Yes    No

Global Logistic Properties Limited

   MC0    Singapore       Y27187106    Special    29-Jul-15       Management      1       Approve Proposed Shareholder’s Loan    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Special    10-Sep-15       Management      1       Approve Acquisition of All the Units in Brilliance Mall Trust    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Special    10-Sep-15       Management      2       Approve Issuance of New Units as Partial Consideration for the Proposed Acquisition    For    For    Yes    No

DEXUS Property Group

   DXS    Australia    Q3190P100    Q3190P134    Annual    28-Oct-15    26-Oct-15    Management      1       Approve the Remuneration Report    For    For    Yes    No

DEXUS Property Group

   DXS    Australia    Q3190P100    Q3190P134    Annual    28-Oct-15    26-Oct-15    Management      2.1       Elect John Conde as Director    For    For    Yes    No

DEXUS Property Group

   DXS    Australia    Q3190P100    Q3190P134    Annual    28-Oct-15    26-Oct-15    Management      2.2       Elect Richard Sheppard as Director    For    For    Yes    No

DEXUS Property Group

   DXS    Australia    Q3190P100    Q3190P134    Annual    28-Oct-15    26-Oct-15    Management      2.3       Elect Peter St George as Director    For    For    Yes    No

DEXUS Property Group

   DXS    Australia    Q3190P100    Q3190P134    Annual    28-Oct-15    26-Oct-15    Management      3       Ratify the Past Issuance of 54.64 Million Stapled Securities to Institutional and Sophisticated Investors    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      1       Open Meeting          Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      2       Receive Report of Management Board (Non-Voting)          Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      3       Adopt Financial Statements and Statutory Reports and Allow Publication of Information in English    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      4       Approve Dividends of EUR 0.20 Per Share and EUR 1.98 per Depositary Receipt    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      5       Approve Discharge of Management Board    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      6       Approve Discharge of Supervisory Board    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      7       Approve Remuneration of Supervisory Board    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      8       Approve Remuneration Policy    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      9       Ratify KPMG as Auditors    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      10       Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      11       Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      12       Allow Questions          Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management      13       Close Meeting          Yes    No

Sun Hung Kai Properties Ltd.

   00016    Hong Kong    Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   00016    Hong Kong    Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      2       Approve Final Dividend    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   00016    Hong Kong    Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      3.1a       Elect Kwok Kai-fai, Adam as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   00016    Hong Kong    Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      3.1b       Elect Lui Ting, Victor as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   00016    Hong Kong    Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      3.1c       Elect Li Ka-cheung, Eric as Director    For    Against    Yes    Yes

Sun Hung Kai Properties Ltd.

   00016    Hong Kong    Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      3.1d       Elect Leung Ko May-yee, Margaret as Director    For    Against    Yes    Yes

Sun Hung Kai Properties Ltd.

   00016    Hong Kong    Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      3.1e       Elect Po-shing Woo as Director    For    Against    Yes    Yes

Sun Hung Kai Properties Ltd.

   00016    Hong Kong    Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      3.1f       Elect Kwong Chun as Director    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   00016    Hong Kong    Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      3.2       Authorize Board to Fix Remuneration of Directors    For    For    Yes    No


Sun Hung Kai Properties Ltd.

   00016    Hong
Kong
   Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      4       Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   00016    Hong
Kong
   Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      5       Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Sun Hung Kai Properties Ltd.

   00016    Hong
Kong
   Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      6       Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Yes    Yes

Sun Hung Kai Properties Ltd.

   00016    Hong
Kong
   Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      7       Authorize Reissuance of Repurchased Shares    For    Against    Yes    Yes

Sun Hung Kai Properties Ltd.

   00016    Hong
Kong
   Y82594121    Y82594121    Annual    12-Nov-15    06-Nov-15    Management      8       Adopt New Articles of Association    For    For    Yes    No

Investa Office Fund

   IOF    Australia    Q49560107    Q4976M105    Annual    30-Nov-15    28-Nov-15    Management      1       Elect Peter Dodd as Director    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management      1       Amend Articles to Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management      2       Elect Executive Director Ozaki, Teruo    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management      3       Elect Alternate Executive Director Hattori, Takeshi    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management      4.1       Elect Supervisory Director Nomura, Norihiro    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management      4.2       Elect Supervisory Director Koike, Toshio    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management      4.3       Elect Supervisory Director Hattori, Takeshi    For    For    Yes    No

Vonovia SE

   ANN    Germany       D1764R100    Special    30-Nov-15       Management      1       Issue Up to 245.2 Million New Shares in Connection with Acquisition of Deutsche Wohnen AG    For    For    Yes    No

Vonovia SE

   ANN    Germany       D1764R100    Special    30-Nov-15       Management      2       Approve EUR 12.3 Million Increase in Share Capital without Preemptive Rights    For    For    Yes    No

Vonovia SE

   ANN    Germany       D1764R100    Special    30-Nov-15       Management      3       Approve Creation of EUR 12.3 Million Pool of Capital without Preemptive Rights    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management      1       Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Types    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management      2       Elect Executive Director Uchida, Naokatsu    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management      3       Elect Alternate Executive Director Teramoto, Hikaru    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management      4.1       Elect Supervisory Director Toba, Shiro    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management      4.2       Elect Supervisory Director Morishima, Yoshihiro    For    Against    Yes    Yes

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management      4.3       Elect Supervisory Director Seki, Takahiro    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      2       Approve Remuneration Policy    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      3       Approve Remuneration Report    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      4       Approve Final Dividend    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      5       Re-elect Jonathan Lane as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      6       Re-elect Brian Bickell as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      7       Re-elect Simon Quayle as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      8       Re-elect Thomas Welton as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      9       Re-elect Christopher Ward as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      10       Re-elect Jill Little as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      11       Re-elect Oliver Marriott as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      12       Re-elect Dermot Mathias as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      13       Re-elect Hilary Riva as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      14       Re-elect Sally Walden as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      15       Appoint Ernst & Young LLP as Auditors    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      16       Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      17       Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      18       Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      19       Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      20       Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management      21       Approve 2016 Long-Term Incentive Plan    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Special    29-Feb-16    17-Feb-16    Management      1       Open Meeting          Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Special    29-Feb-16    17-Feb-16    Management      2       Call the Meeting to Order          Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Special    29-Feb-16    17-Feb-16    Management      3       Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Special    29-Feb-16    17-Feb-16    Management      4       Acknowledge Proper Convening of Meeting    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Special    29-Feb-16    17-Feb-16    Management      5       Prepare and Approve List of Shareholders    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Special    29-Feb-16    17-Feb-16    Management      6       Approve Issuance of up to 80.0 Million Shares with Preemptive Rights    For    Against    Yes    Yes

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Special    29-Feb-16    17-Feb-16    Management      7       Close Meeting          Yes    No

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    09-Mar-16    31-Dec-15    Management      1       Amend Articles to Reflect Changes in Law    For    For    Yes    No

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    09-Mar-16    31-Dec-15    Management      2.1       Elect Executive Director Uchida, Akio    For    For    Yes    No

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    09-Mar-16    31-Dec-15    Management      2.2       Elect Executive Director Saito, Toshio    For    For    Yes    No

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    09-Mar-16    31-Dec-15    Management      3.1       Elect Supervisory Director Natori, Katsuya    For    For    Yes    No

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    09-Mar-16    31-Dec-15    Management      3.2       Elect Supervisory Director Ito, Noriyuki    For    For    Yes    No

Global One Real Estate Investment Corp.

   8958    Japan    J1727U103    J1727U103    Special    09-Mar-16    31-Dec-15    Management      3.3       Elect Supervisory Director Morita, Yasuhiro    For    Against    Yes    Yes

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      1       Open Meeting          Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      2       Call the Meeting to Order          Yes    No


Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      3       Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      4       Acknowledge Proper Convening of Meeting    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      5       Prepare and Approve List of Shareholders    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      6       Receive Financial Statements and Statutory Reports          Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      7       Receive Auditor’s Report          Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      8       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      9       Approve Allocation of Income and Dividends    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      10       Approve Discharge of Board and President    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      11       Approve Remuneration of Directors    For    Against    Yes    Yes

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      12       Fix Number of Directors at 10    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      13       Reelect Chaim Katzman, Bernd Knobloch, Arnold de Haan, Kirsi Komi, Rachel Lavine, Andrea Orlandi, Claes Ottosson, Per-Anders Ovin and Ariella Zochovitzky as Directors; Elect Dor Segal as New Director    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      14       Approve Remuneration of Auditors    For    Against    Yes    Yes

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      15       Ratify Ernst & Young as Auditors    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      16       Approve Issuance of up to 85 Million Shares without Preemptive Rights    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      17       Authorize Share Repurchase Program    For    For    Yes    No

Citycon Oyj

   CTY1S    Finland    X1422T116    X1422T116    Annual    16-Mar-16    11-Mar-16    Management      18       Close Meeting          Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      1       Open Meeting          Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      2       Elect Chairman of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      3       Prepare and Approve List of Shareholders    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      4       Designate Inspector(s) of Minutes of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      5       Approve Agenda of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      6       Acknowledge Proper Convening of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      7       Receive President’s Report          Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      8       Receive Financial Statements and Statutory Reports          Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      9       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      10       Approve Allocation of Income and Dividends of SEK 3.10 Per Share    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      11       Approve Discharge of Board and President    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      12       Determine Number of Members (9) and Deputy Members of Board (0); Determine Number of Auditors (1) and Deputy Auditors (0)    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      13       Approve Remuneration of Directors in the Amount of SEK 450,000 for Chairman and SEK 225,000 for Other Non-Executive Directors; Approve Remuneration of Auditors    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      14       Reelect Claes Boustedt, Peter Egardt, Louise Lindh, Fredrik Lundberg, Sten Peterson, Anna-Greta Sjoberg and Ivo Stopner as Directors; Elect Liv Forhaug and Fredrik Persson as New Directors; Elect KPMG as Auditors    For    Against    Yes    Yes

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      15       Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      16       Authorize Share Repurchase Program and Reissuance of Repurchased Shares    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     17a       Adopt Vision Regarding Gender Equality in the Company    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     17b       Instruct Board to Appoint a Working Group to Carefully Monitor the Development of Gender and Ethnicity Diversity in the Company    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     17c       Require the Results from the Working Group Concerning Item 17b to be Reported to the AGM    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     17d       Request Board to Take Necessary Action to Create a Shareholders’ Association    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     17e       Prohibit Directors from Being Able to Invoice Director’s Fees via Swedish and Foreign Legal Entities    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     17f       Instruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     17g       Instruct Board to Propose to the Government a Change in Legislation Regarding Invoicing of Director Fees    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     17h       Instruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     17i       Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     17j       Request Board to Draw the Attention to the Need for Introducing a “Politician Quarantine”    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     18       Amend Articles Re: Equal Voting Rights of Shares    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
     19       Amend Articles Re: Former Politicians on the Board of Directors    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management      20       Close Meeting          Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      1       Open Meeting          Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      2       Call the Meeting to Order          Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      3       Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      4       Acknowledge Proper Convening of Meeting    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      5       Prepare and Approve List of Shareholders    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      6       Receive Financial Statements and Statutory Reports          Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      7       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      8       Approve Allocation of Income and Dividends of EUR 0.19 Per Share    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      9       Approve Dividends of EUR 0.12 Per Share    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      10       Approve Discharge of Board and President    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      11       Amend Articles Re: Number of Board Members    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      12       Approve Remuneration of Directors    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      13       Fix Number of Directors at Eight    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      14       Reelect Kaj-Gustaf Bergh, Christian Elfving, Paul Hartwall, Leena Laitinen, Arja Talma and Raimo Valo as Directors; Elect Outi Henriksson and Juha Metsälä as New Directors    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      15       Approve Remuneration of Auditors    For    Against    Yes    Yes

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      16       Appoint Auditors and Deputy Auditors    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      17       Authorize Share Repurchase Program    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      18       Approve Issuance of up to 28.3 Million Shares without Preemptive Rights    For    For    Yes    No

Sponda Oyj

   SDA1V    Finland    X84465107    X84465107    Annual    21-Mar-16    09-Mar-16    Management      19       Close Meeting          Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      2       Approve Remuneration Report    For    For    Yes    No


PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      3       Approve Allocation of Income and Dividends of CHF 1.50 per Share    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      4       Approve Dividends of CHF 1.80 per Share from Capital Contribution Reserves    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      5       Approve Discharge of Board and Senior Management    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      6.1       Reelect Guenther Gose as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      6.2       Reelect Luciano Gabriel as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      6.3       Reelect Adrian Dudle as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      6.4       Reelect Peter Forstmoser as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      6.5       Reelect Nathan Hetz as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      6.6       Reelect Josef Stadler as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      6.7       Reelect Aviram Wertheim as Director    For    Against    Yes    Yes

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      6.8       Elect Corinne Denzler as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      7       Reelect Guenther Gose as Board Chairman    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      8.1       Appoint Peter Forstmoser as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      8.2       Appoint Nathan Hetz as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      8.3       Appoint Josef Stadler as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      8.4       Appoint Adrian Dudle as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      9       Approve Remuneration of Board of Directors in the Amount of CHF 1 Million    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      10       Approve Remuneration of Executive Committee in the Amount of CHF 5.7 Million    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      11       Ratify PricewaterhouseCoopers AG as Auditors    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      12       Designate Proxy Voting Services GmbH as Independent Proxy    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management      13       Transact Other Business (Voting)    For    Against    Yes    Yes

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    12-Apr-16       Management      1       Adopt Trustee’s Report, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    12-Apr-16       Management      2       Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    12-Apr-16       Management      3       Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    12-Apr-16       Management      4       Authorize Unit Repurchase Program    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    12-Apr-16       Management      5       Amend Trust Deed Re: Performance Fee Supplement    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    13-Apr-16       Management      1       Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    13-Apr-16       Management      2       Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    13-Apr-16       Management      3       Approve Issuance of Equity or Equity- Linked Securities with or without Preemptive Rights    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    13-Apr-16       Management      4       Authorize Unit Repurchase Program    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      1       Adopt Financial Statements and Directors’ and Auditors’ Reports    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      2       Approve First and Final Dividend    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      3       Approve Directors’ Fees    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      4a       Elect Ng Kee Choe as Director    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      4b       Elect John Powell Morschel as Director    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      5a       Elect Lim Ming Yan as Director    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      5b       Elect Stephen Lee Ching Yen as Director    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      6       Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      7       Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      8       Approve Grant of Awards and Issuance of Shares Under the CapitaLand Performance Share Plan 2010 and/or the CapitaLand Restricted Share Plan 2010    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      9       Authorize Share Repurchase Program    For    For    Yes    No

Capitaland Limited

   C31    Singapore    Y10923103    Y10923103    Annual    18-Apr-16       Management      10       Adopt New Constitution    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      1       Approve Financial Statements and Statutory Reports    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      2       Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      3       Approve Allocation of Income and Dividends of EUR 1.33 per Share    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      4       Approve Amendment to Transaction with L Immobiliere Groupe Casino and Plouescadis Re: Consulting Services    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      5       Approve Severance Payment Agreement with Eric Le Gentil    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      6       Advisory Vote on Compensation of Eric Le Gentil, Chairman and CEO    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      7       Advisory Vote on Compensation of Vincent Rebillard, Vice-CEO    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      8       Reelect Bernard Bouloc as Director    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      9       Reelect Elisabeth Cunin-Dieterle as Director    For    For    Yes    No


Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      10       Reelect Eric Le Gentil as Director    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      11       Reelect Marie-Christine Levet as Director    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      12       Elect Victoire Boissier as Director    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      13       Approve Remuneration of Directors in the Aggregate Amount of EUR 325,000    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      14       Renew Appointment of Ernst and Young et Autres as Auditor    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      15       Renew Appointment of KPMG SA as Auditor    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      16       Renew Appointment of Auditex as Alternate Auditor    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      17       Appoint Salustro Reydel as Alternate Auditor    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      18       Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      19       Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management      20       Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      1       Approve Financial Statements and Statutory Reports    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      2       Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      3       Approve Transfer of Revaluation Gains and Additional Depreciation to Corresponding Reserves Account    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      4       Approve Allocation of Income and Dividends of EUR 5.00 per Share    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      5       Approve Stock Dividend Program (Cash or New Shares)    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      6       Approve Auditors’ Special Report on Related-Party Transactions    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      7       Advisory Vote on Compensation of Bernard Michel, Chairman    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      8       Advisory Vote on Compensation of Philippe Depoux, CEO    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      9       Ratify Appointment of Nathalie Palladitcheff as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      10       Reelect Claude Gendron as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      11       Reelect Ines Reinmann Toper as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      12       Elect Isabelle Courville as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      13       Renew Appointment of PricewaterhouseCoopers Audit SAS as Auditor    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      14       Renew Appointment of Mazars SA as Auditor    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      15       Appoint Jean Christophe Georghiou as Alternate Auditor    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      16       Appoint Gilles Rainaut as Alternate Auditor    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      17       Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      18       Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management      19       Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      1       Approve Financial Statements and Statutory Reports    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      2       Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      3       Approve Allocation of Income and Dividends of EUR 9.70 per Share    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      4       Acknowledge Auditors’ Special Report on Related-Party Transactions    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      5       Advisory Vote on Compensation of Christophe Cuvillier, Chairman of the Management Board    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      6       Advisory Vote on Compensation of Olivier Bossard, Fabrice Mouchel, Astrid Panosyan, Jaap Tonckens and Jean-Marie Tritant, Members of the Management Board    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      7       Advisory Vote on Compensation of Armelle Carminatti-Rabasse, Former Member of the Management Board from Jan.1, 2015 to Aug. 31, 2015    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      8       Elect Jacques Stern as Supervisory Board Member    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      9       Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      10       Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      11       Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      12       Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      13       Authorize the Management Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      14       Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      15       Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      16       Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management      17       Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      1       Open Meeting          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      2       Receive Report of Management Board (Non-Voting)          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      3       Discuss Remuneration Report Containing Remuneration Policy for Management Board Members          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      4       Allow Questions to External Auditor          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      5       Receive Explanation on Company’s Reserves and Dividend Policy          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      6a       Adopt Financial Statements and Statutory Reports    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      6b       Approve Dividends of EUR 3.01 Per Share    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      7       Approve Discharge of Management Board    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      8       Approve Discharge of Supervisory Board    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      9       Elect G. van de Weerdhof as member of the Supervisory Board    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      10       Elect L. Geirnaerdt as member of the Supervisory Board    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      11a       Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      11b       Authorize Board to Exclude Preemptive Rights from Share Issuances    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      12       Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      13       Allow Questions          Yes    No


Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management      14       Close Meeting          Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      2       Approve Remuneration Report    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      3       Approve Final Dividend    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      4       Elect Andrew Formica as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      5       Re-elect David Atkins as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      6       Re-elect Pierre Bouchut as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      7       Re-elect Gwyn Burr as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      8       Re-elect Peter Cole as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      9       Re-elect Timon Drakesmith as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      10       Re-elect Terry Duddy as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      11       Re-elect Judy Gibbons as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      12       Re-elect Jean-Philippe Mouton as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      13       Re-elect David Tyler as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      14       Reappoint Deloitte LLP as Auditors    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      15       Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      16       Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      17       Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      18       Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management      19       Approve Scrip Dividend Scheme    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Annual    25-Apr-16    15-Apr-16    Management      1       Elect or Ratify Directors and Alternates of Trust Technical Committee    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Annual    25-Apr-16    15-Apr-16    Management      2       Approve Remuneration of Independent Members and Alternates of Trust Technical Committee    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Annual    25-Apr-16    15-Apr-16    Management      3       Approve Financial Statements and Statutory Reports    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Annual    25-Apr-16    15-Apr-16    Management      4       Approve Annual Report of Trust    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Annual    25-Apr-16    15-Apr-16    Management      5       Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      1.1       Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      1.2       Elect Director Tamara Hughes Gustavson    For    Against    Yes    Yes

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      1.3       Elect Director Uri P. Harkham    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      1.4       Elect Director B. Wayne Hughes, Jr.    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      1.5       Elect Director Avedick B. Poladian    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      1.6       Elect Director Gary E. Pruitt    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      1.7       Elect Director Ronald P. Spogli    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      1.8       Elect Director Daniel C. Staton    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      3       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management      4       Approve Omnibus Stock Plan    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1a       Elect Director Thomas J. Baltimore, Jr.    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1b       Elect Director William Cavanaugh, III    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1c       Elect Director Alan H. Cohen    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1d       Elect Director James B. Connor    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1e       Elect Director Ngaire E. Cuneo    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1f       Elect Director Charles R. Eitel    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1g       Elect Director Dennis D. Oklak    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1h       Elect Director Melanie R. Sabelhaus    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1i       Elect Director Peter M. Scott, III    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1j       Elect Director Jack R. Shaw    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1k       Elect Director Michael E. Szymanczyk    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      1l       Elect Director Lynn C. Thurber    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management      3       Ratify KPMG LLP as Auditors    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      1       Open Meeting          Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      2       Elect Chairman of Meeting    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      3       Designate Inspector(s) of Minutes of Meeting    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      4       Approve Notice of Meeting and Agenda    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      5       Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 3 Per Share    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      6       Discuss Company’s Corporate Governance Statement          Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      7       Approve Statement on Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      7.1       Approve Advisory Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      7.2       Approve Binding Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No


Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      8       Approve Repurchase Program as Funding for Employee Incentive Plan    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      9       Authorize Share Repurchase Program and Cancellation of Repurchased Shares    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      10       Authorize Board to Declare Semi-Annual Devidends    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      11       Approve Remuneration of Auditors    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      12       Approve Remuneration of Directors    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      13a       Elect Siri Hatlen as Director    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      13b       Elect Kjell Bjordal as Director    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      13c       Elect Arthur Sletteberg as Director    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      13d       Elect Katarina Staaf as Director    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      13e       Elect Widar Salbuvik as Director    For    For    Yes    No

Entra ASA

   ENTRA    Norway       R2R8A2105    Annual    28-Apr-16       Management      14       Approve Remuneration of Members of Nominating Committee    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      1.1       Elect Director John V. Arabia    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      1.2       Elect Director W. Blake Baird    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      1.3       Elect Director Andrew Batinovich    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      1.4       Elect Director Z. Jamie Behar    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      1.5       Elect Director Thomas A. Lewis, Jr.    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      1.6       Elect Director Keith M. Locker    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      1.7       Elect Director Murray J. McCabe    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      1.8       Elect Director Douglas M. Pasquale    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      1.9       Elect Director Keith P. Russell    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      2       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Sunstone Hotel Investors, Inc.

   SHO    USA    867892101    867892101    Annual    28-Apr-16    11-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      1       Open Meeting          Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      2       Elect Chairman of Meeting    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      3       Prepare and Approve List of Shareholders    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      4       Designate Inspector(s) of Minutes of Meeting    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      5       Approve Agenda of Meeting    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      6       Acknowledge Proper Convening of Meeting    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      7       Receive President’s Report          Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      8       Receive Financial Statements and Statutory Reports          Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      9a       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      9b       Approve Allocation of Income and Dividends of SEK 5.25 Per Share    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      9c       Approve Discharge of Board and President    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      9d       Approve Record Date for Dividend Payment    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      10       Determine Number of Directors (7) and Deputy Directors (0) of Board    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      11       Approve Remuneration of Directors in the Amount of SEK 230,000 for Chairman and SEK 135,000 for Other Directors; Approve Remuneration of Auditors    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      12       Reelect Tina Andersson, Anders Jarl, Sara Karlsson, Helen Olausson, Per-Ingemar Persson, Erik Paulsson (Chairman), and Johan Qviberg as Directors    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      13       Ratify Deloitte as Auditors    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      14       Authorize Representatives of Three of Company’s Largest Shareholders and a Representative of the Company’s Minority Shareholders to Serve on Nominating Committee    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      15       Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      16       Authorize Share Repurchase Program and Reissuance of Repurchased Shares    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      17       Approve Creation of Pool of Capital without Preemptive Rights    For    For    Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      18       Other Business          Yes    No

Wihlborgs Fastigheter AB

   WIHL    Sweden    W9899S108    W9899S108    Annual    28-Apr-16    22-Apr-16    Management      19       Close Meeting          Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    29-Apr-16    15-Mar-16    Management      1.1       Elect Director Robert L. Johnson    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    29-Apr-16    15-Mar-16    Management      1.2       Elect Director Thomas J. Baltimore, Jr.    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    29-Apr-16    15-Mar-16    Management      1.3       Elect Director Evan Bayh    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    29-Apr-16    15-Mar-16    Management      1.4       Elect Director Nathaniel A. Davis    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    29-Apr-16    15-Mar-16    Management      1.5       Elect Director Robert M. La Forgia    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    29-Apr-16    15-Mar-16    Management      1.6       Elect Director Glenda G. McNeal    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    29-Apr-16    15-Mar-16    Management      1.7       Elect Director Joseph Ryan    For    For    Yes    No


RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    29-Apr-16    15-Mar-16    Management      2       Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    29-Apr-16    15-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

RLJ Lodging Trust

   RLJ    USA    74965L101    74965L101    Annual    29-Apr-16    15-Mar-16    Management      4       Amend Declaration of Trust    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      1.1       Elect Director Charles B. Lebovtiz    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      1.2       Elect Director Stephen D. Lebovitz    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      1.3       Elect Director Gary L. Bryenton    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      1.4       Elect Director A. Larry Chapman    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      1.5       Elect Director Matthew S. Dominski    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      1.6       Elect Director John D. Griffith    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      1.7       Elect Director Richard J. Lieb    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      1.8       Elect Director Gary J. Nay    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      1.9       Elect Director Kathleen M. Nelson    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      2       Ratify Deloitte & Touche, LLP as Auditors    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

CBL & Associates Properties, Inc.

   CBL    USA    124830100    124830100    Annual    02-May-16    07-Mar-16    Management      4       Provide Directors May Be Removed With or Without Cause    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      1.1       Elect Director Carmen M. Bowser    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      1.2       Elect Director Charles R. Brown    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      1.3       Elect Director Richard W. Carpenter    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      1.4       Elect Director John L. Dixon    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      1.5       Elect Director David B. Henry    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      1.6       Elect Director Murray J. McCabe    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      1.7       Elect Director E. Nelson Mills    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      1.8       Elect Director Michael S. Robb    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      1.9       Elect Director George W. Sands    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      1.10       Elect Director Thomas G. Wattles    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      2       Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Columbia Property Trust, Inc.

   CXP    USA    198287203    198287203    Annual    02-May-16    23-Feb-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management      1       Receive Directors’ and Auditor’s Reports (Non-Voting)          Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management      2       Approve Financial Statements    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management      3       Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management      4       Approve Allocation of Income and Dividends    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management      5       Elect Yaron Karisi as Director    For    Against    Yes    Yes

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management      6       Approve Discharge of Directors    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management      7       Renew Appointment of KPMG Luxembourg as Auditor    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Special    03-May-16    19-Apr-16    Management      1       Amend Article 9 Re: Binding Signature    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Special    03-May-16    19-Apr-16    Management      2       Change Date of Annual Meeting    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management      1.1       Elect Director Robert M. Chapman    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management      1.2       Elect Director Tom G. Charlesworth    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management      1.3       Elect Director Lawrence L. Gellerstedt, III    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management      1.4       Elect Director Lillian C. Giornelli    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management      1.5       Elect Director S. Taylor Glover    For    For    Yes    No


Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management      1.6       Elect Director James H. Hance, Jr.    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management      1.7       Elect Director Donna W. Hyland    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management      1.8       Elect Director R. Dary Stone    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management      3       Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management      1       Approve Financial Statements and Auditors’ Reports and Declare Final Dividend    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management      2       Elect Simon Dixon as a Director    For    Abstain    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management      3       Reelect Lord Leach of Fairford as a Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management      4       Reelect Richard Lee as a Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management      5       Reelect Lord Sassoon as a Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management      6       Reelect Michael Wu as a Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management      7       Approve Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management      8       Approve Issuance of Equity or Equity-Linked Securities with and without Preemptive Rights    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      1a       Elect Director Hamid R. Moghadam    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      1b       Elect Director George L. Fotiades    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      1c       Elect Director Christine N. Garvey    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      1d       Elect Director Lydia H. Kennard    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      1e       Elect Director J. Michael Losh    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      1f       Elect Director Irving F. Lyons,III    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      1g       Elect Director David P. O’Connor    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      1h       Elect Director Jeffrey L. Skelton    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      1i       Elect Director Carl B. Webb    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      1j       Elect Director William D. Zollars    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management      3       Ratify KPMG LLP as Auditors    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management      1a       Elect Director William C. Bayless, Jr.    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management      1b       Elect Director G. Steven Dawson    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management      1c       Elect Director Cydney C. Donnell    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management      1d       Elect Director Dennis G. Lopez    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management      1e       Elect Director Edward Lowenthal    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management      1f       Elect Director Oliver Luck    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management      1g       Elect Director C. Patrick Oles, Jr.    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management      1h       Elect Director Winston W. Walker    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management      2       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Dream Office Real Estate Investment Trust

   D.UN    Canada    26153P104    26153P104    Annual    05-May-16    24-Mar-16    Management      1.1       Elect Trustee Detlef Bierbaum    For    For    Yes    No

Dream Office Real Estate Investment Trust

   D.UN    Canada    26153P104    26153P104    Annual    05-May-16    24-Mar-16    Management      1.2       Elect Trustee Donald Charter    For    For    Yes    No

Dream Office Real Estate Investment Trust

   D.UN    Canada    26153P104    26153P104    Annual    05-May-16    24-Mar-16    Management      1.3       Elect Trustee Michael J. Cooper    For    For    Yes    No

Dream Office Real Estate Investment Trust

   D.UN    Canada    26153P104    26153P104    Annual    05-May-16    24-Mar-16    Management      1.4       Elect Trustee Joanne Ferstman    For    For    Yes    No

Dream Office Real Estate Investment Trust

   D.UN    Canada    26153P104    26153P104    Annual    05-May-16    24-Mar-16    Management      1.5       Elect Trustee Robert Goodall    For    For    Yes    No

Dream Office Real Estate Investment Trust

   D.UN    Canada    26153P104    26153P104    Annual    05-May-16    24-Mar-16    Management      1.6       Elect Trustee Duncan Jackman    For    For    Yes    No

Dream Office Real Estate Investment Trust

   D.UN    Canada    26153P104    26153P104    Annual    05-May-16    24-Mar-16    Management      1.7       Elect Trustee Kellie Leitch    For    For    Yes    No


Dream Office Real Estate Investment Trust

   D.UN    Canada    26153P104    26153P104    Annual    05-May-16    24-Mar-16    Management      1.8       Elect Trustee Karine MacIndoe    For    For    Yes    No

Dream Office Real Estate Investment Trust

   D.UN    Canada    26153P104    26153P104    Annual    05-May-16    24-Mar-16    Management      2       Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Dream Office Real Estate Investment Trust

   D.UN    Canada    26153P104    26153P104    Annual    05-May-16    24-Mar-16    Management      3       Amend Deferred Unit Incentive Plan    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    05-May-16    19-Feb-16    Management      1.1       Elect Director Denise M. Coll    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    05-May-16    19-Feb-16    Management      1.2       Elect Director Jeffrey T. Foland    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    05-May-16    19-Feb-16    Management      1.3       Elect Director Darryl Hartley-Leonard    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    05-May-16    19-Feb-16    Management      1.4       Elect Director Stuart L. Scott    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    05-May-16    19-Feb-16    Management      2       Ratify KPMG LLP as Auditors    For    For    Yes    No

LaSalle Hotel Properties

   LHO    USA    517942108    517942108    Annual    05-May-16    19-Feb-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

National Health Investors, Inc.

   NHI    USA    63633D104    63633D104    Annual    05-May-16    15-Mar-16    Management      1a       Elect Director James R. Jobe    For    For    Yes    No

National Health Investors, Inc.

   NHI    USA    63633D104    63633D104    Annual    05-May-16    15-Mar-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

National Health Investors, Inc.

   NHI    USA    63633D104    63633D104    Annual    05-May-16    15-Mar-16    Management      3       Ratify BDO USA, LLP as Auditors    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management      2       Approve the Remuneration Report    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management      3       Elect Brian Schwartz AM as Director    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management      4       Elect Michael Ihlein as Director    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management      5       Elect Steven Lowy as Director    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management      6       Elect Carolyn Kay as Director    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management      7       Elect Margaret Seale as Director    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      1a       Elect Director Kenneth J. Bacon    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      1b       Elect Director Thomas J. DeRosa    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      1c       Elect Director Jeffrey H. Donahue    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      1d       Elect Director Fred S. Klipsch    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      1e       Elect Director Geoffrey G. Meyers    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      1f       Elect Director Timothy J. Naughton    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      1g       Elect Director Sharon M. Oster    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      1h       Elect Director Judith C. Pelham    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      1i       Elect Director Sergio D. Rivera    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      1j       Elect Director R. Scott Trumbull    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      2       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management      4       Approve Omnibus Stock Plan    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management      1A       Elect Director Douglas Crocker, II    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management      1B       Elect Director John S. Gates, Jr.    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management      1C       Elect Director Ronald G. Geary    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management      1D       Elect Director Raymond J. Lewis    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management      1E       Elect Director Jeffrey A. Malehorn    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management      1F       Elect Director Dale A. Reiss    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management      1G       Elect Director John L. Workman    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management      2       Ratify KPMG LLP as Auditors    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      1.1       Elect Director Terrance R. Ahern    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      1.2       Elect Director Thomas F. August    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      1.3       Elect Director Thomas Finne    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      1.4       Elect Director Robert H. Gidel    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      1.5       Elect Director Victor B. MacFarlane    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      1.6       Elect Director David J. Oakes    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      1.7       Elect Director Alexander Otto    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      1.8       Elect Director Scott D. Roulston    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      1.9       Elect Director Barry A. Sholem    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

DDR Corp.

   DDR    USA    23317H102    23317H102    Annual    10-May-16    15-Mar-16    Management      3       Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      1a       Elect Guy Martin Coutts Bradley as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      1b       Elect Stephen Edward Bradley as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      1c       Elect Chan Cho Chak John as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      1d       Elect Martin Cubbon as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      1e       Elect Paul Kenneth Etchells as Director    For    For    Yes    No


Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      1f       Elect Spencer Theodore Fung as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      1g       Elect Liu Sing Cheong as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      1h       Elect Merlin Bingham Swire as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      2       Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      3       Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management      4       Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Yes    Yes

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      1A       Elect Director Melody C. Barnes    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      1B       Elect Director Debra A. Cafaro    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      1C       Elect Director Jay M. Gellert    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      1D       Elect Director Richard I. Gilchrist    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      1E       Elect Director Matthew J. Lustig    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      1F       Elect Director Douglas M. Pasquale    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      1G       Elect Director Robert D. Reed    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      1H       Elect Director Glenn J. Rufrano    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      1I       Elect Director James D. Shelton    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      2       Ratify KPMG LLP as Auditors    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Atrium European Real Estate Ltd

   ATRS    Jersey    G0621C113    G0621C113    Annual    11-May-16    09-May-16    Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Atrium European Real Estate Ltd

   ATRS    Jersey    G0621C113    G0621C113    Annual    11-May-16    09-May-16    Management      2       Ratify KPMG Channel Islands Limited as Auditors    For    For    Yes    No

Atrium European Real Estate Ltd

   ATRS    Jersey    G0621C113    G0621C113    Annual    11-May-16    09-May-16    Management      3       Authorize Board to Fix Remuneration of Auditors    For    For    Yes    No

Atrium European Real Estate Ltd

   ATRS    Jersey    G0621C113    G0621C113    Annual    11-May-16    09-May-16    Management      4       Approve Share Repurchase Program    For    For    Yes    No

Atrium European Real Estate Ltd

   ATRS    Jersey    G0621C113    G0621C113    Annual    11-May-16    09-May-16    Management      5       Approve Issuance of Convertible Securities    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      1       Approve Consolidated and Standalone Financial Statements    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      2       Approve Allocation of Income and Dividends    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      3       Approve Discharge of Board    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      4       Approve Remuneration of Directors    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      5       Approve Remuneration Policy    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      6       Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      7       Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      8       Authorize Share Repurchase Program    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      9       Authorize Company to Call EGM with 15 Days’ Notice    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      10       Advisory Vote on Remuneration Report    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management      11       Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Special    11-May-16    03-May-16    Management      1       Approve Amendment to the Lease Commission of Trust    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Special    11-May-16    03-May-16    Management      2       Delegate Joint Representatives and or Trustee to Perform All Required Actions in Connection with Item 1    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Special    11-May-16    03-May-16    Management      3       Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Special    11-May-16    03-May-16    Management      1       Approve Amendment to the Lease Commission of Trust    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Special    11-May-16    03-May-16    Management      2       Delegate Joint Representatives and or Trustee to Perform All Required Actions in Connection with Item 1    For    For    Yes    No

Prologis Property Mexico S.A. de C.V.

   FIBRAPL
14
   Mexico       P4559M101    Special    11-May-16    03-May-16    Management      3       Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      1.1       Elect Director Stephen R. Blank    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      1.2       Elect Director Alice M. Connell    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      1.3       Elect Director Dennis Gershenson    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      1.4       Elect Director Arthur Goldberg    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      1.5       Elect Director David J. Nettina    For    For    Yes    No


Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      1.6       Elect Director Joel M. Pashcow    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      1.7       Elect Director Mark K. Rosenfeld    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      1.8       Elect Director Laurie M. Shahon    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      1.9       Elect Director Michael A. Ward    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      2       Ratify Grant Thornton LLP as Auditors    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management      1a       Elect Director Glyn F. Aeppel    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management      1b       Elect Director Larry C. Glasscock    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management      1c       Elect Director Karen N. Horn    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management      1d       Elect Director Allan Hubbard    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management      1e       Elect Director Reuben S. Leibowitz    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management      1f       Elect Director Gary M. Rodkin    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management      1g       Elect Director Daniel C. Smith    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management      1h       Elect Director J. Albert Smith, Jr.    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management      3       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      1.1       Elect Director Kevin M. Charlton    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      1.2       Elect Director Todd A. Dunn    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      1.3       Elect Director David J. Gilbert    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      1.4       Elect Director Richard I. Gilchrist    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      1.5       Elect Director Diane M. Morefield    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      1.6       Elect Director Thomas H. Nolan, Jr.    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      1.7       Elect Director Sheli Z. Rosenberg    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      1.8       Elect Director Thomas D. Senkbeil    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      1.9       Elect Director Nicholas P. Shepherd    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      2       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      3       Amend Omnibus Stock Plan    For    For    Yes    No

Spirit Realty Capital, Inc.

   SRC    USA    84860W102    84860W102    Annual    11-May-16    18-Mar-16    Management      4       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      1.1       Elect Trustee Gerald R. Connor    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      1.2       Elect Trustee Gordon R. Cunningham    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      1.3       Elect Trustee Michael R. Emory    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      1.4       Elect Trustee James Griffiths    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      1.5       Elect Trustee Margaret T. Nelligan    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      1.6       Elect Trustee Ralph T. Neville    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      1.7       Elect Trustee Daniel F. Sullivan    For    For    Yes    No


Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      1.8       Elect Trustee Peter Sharpe    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      2       Approve BDO Canada LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      3       Amend Declaration of Trust    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management      4       Approve Unitholder Rights Plan    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      1       Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)          Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      2       Approve Allocation of Income and Dividends of EUR 0.50 per Share    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      3       Approve Discharge of Management Board for Fiscal 2015    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      4       Approve Discharge of Supervisory Board for Fiscal 2015    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      5.1       Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2016 and Until 2017 AGM    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      5.2       Ratify Deloitte & Touche GmbH as Auditors for the First Half of Fiscal 2016    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      5.3       Ratify Deloitte & Touche GmbH as Auditors for the Period Until the 2017 AGM    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      6.1       Elect Hermann Dambach to the Supervisory Board    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      6.2       Elect Stefanie Frensch to the Supervisory Board    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      7.1       Approve Creation of EUR 76.1 Million Pool of Capital with Preemptive Rights    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      7.2       Exclude Preemptive Rights up to 5 Percent of Share Capital Against Contributions in Cash for the Capital Pool Proposed Under Item 7.1    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      7.3       Exclude Preemptive Rights up to 5 Percent of Share Capital Against Contributions in Cash or in Kind for the Capital Pool Proposed Under Item 7.1    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management      8       Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management      1a       Elect Director Thomas F. Brady    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management      1b       Elect Director Robert L. Denton, Sr.    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management      1c       Elect Director Philip L. Hawkins    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management      1d       Elect Director Elizabeth A. Hight    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management      1e       Elect Director David M. Jacobstein    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management      1f       Elect Director Steven D. Kesler    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management      1g       Elect Director C. Taylor Pickett    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management      1h       Elect Director Richard Szafranski    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management      2       Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      1.1       Elect Director Mary L. Baglivo    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      1.2       Elect Director Sheila C. Bair    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      1.3       Elect Director Terence C. Golden    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      1.4       Elect Director Ann McLaughlin Korologos    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      1.5       Elect Director Richard E. Marriott    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      1.6       Elect Director John B. Morse, Jr.    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      1.7       Elect Director Walter C. Rakowich    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      1.8       Elect Director Gordon H. Smith    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      1.9       Elect Director W. Edward Walter    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      2       Ratify KPMG LLP as Auditors    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      4       Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws    For    For    Yes    No

Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      5       Amend Right to Call Special Meeting    For    For    Yes    No


Host Hotels & Resorts, Inc.

   HST    USA    44107P104    44107P104    Annual    12-May-16    17-Mar-16    Management      6       Amend Qualified Employee Stock Purchase Plan    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    12-May-16    10-May-16    Management      2       Approve the Remuneration Report    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    12-May-16    10-May-16    Management      3       Elect Frank Lowy as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    12-May-16    10-May-16    Management      4       Elect Ilana Atlas as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    12-May-16    10-May-16    Management      5       Elect Mark G. Johnson as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    12-May-16    10-May-16    Management      6       Elect John McFarlane as Director    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      1.1       Elect Director Richard J. Campo    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      1.2       Elect Director Scott S. Ingraham    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      1.3       Elect Director Lewis A. Levey    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      1.4       Elect Director William B. McGuire, Jr.    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      1.5       Elect Director William F. Paulsen    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      1.6       Elect Director D. Keith Oden    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      1.7       Elect Director F. Gardner Parker    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      1.8       Elect Director Frances Aldrich Sevilla-Sacasa    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      1.9       Elect Director Steven A. Webster    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      1.10       Elect Director Kelvin R. Westbrook    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      2       Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      2       Approve Remuneration Report    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      3       Approve Final Dividend    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      4       Re-elect Robert Rayne as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      5       Re-elect John Burns as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      6       Re-elect Simon Silver as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      7       Re-elect Damian Wisniewski as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      8       Re-elect Nigel George as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      9       Re-elect David Silverman as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      10       Re-elect Paul Williams as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      11       Re-elect Stuart Corbyn as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      12       Re-elect Stephen Young as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      13       Re-elect Simon Fraser as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      14       Re-elect Richard Dakin as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      15       Elect Claudia Arney as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      16       Elect Cilla Snowball as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      17       Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      18       Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      19       Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      20       Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      21       Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      22       Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      23       Approve Scrip Dividend Scheme    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management      24       Approve Increase in the Maximum Fees Payable to Non-executive Directors    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.1       Elect Director Bruce W. Duncan    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.2       Elect Director Karen E. Dykstra    For    For    Yes    No


Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.3       Elect Director Carol B. Einiger    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.4       Elect Director Jacob A. Frenkel    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.5       Elect Director Joel I. Klein    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.6       Elect Director Douglas T. Linde    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.7       Elect Director Matthew J. Lustig    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.8       Elect Director Alan J. Patricof    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.9       Elect Director Owen D. Thomas    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.10       Elect Director Martin Turchin    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      1.11       Elect Director David A. Twardock    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management      3       Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      1a       Elect Director Richard B. Clark    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      1b       Elect Director Mary Lou Fiala    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      1c       Elect Director J. Bruce Flatt    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      1d       Elect Director John K. Haley    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      1e       Elect Director Daniel B. Hurwitz    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      1f       Elect Director Brian W. Kingston    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      1g       Elect Director Sandeep Mathrani    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      1h       Elect Director David J. Neithercut    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      1i       Elect Director Mark R. Patterson    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management      3       Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      1.1       Elect Director Victor J. Coleman    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      1.2       Elect Director Theodore R. Antenucci    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      1.3       Elect Director Frank Cohen    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      1.4       Elect Director Richard B. Fried    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      1.5       Elect Director Jonathan M. Glaser    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      1.6       Elect Director Robert L. Harris, II    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      1.7       Elect Director Mark D. Linehan    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      1.8       Elect Director Robert M. Moran, Jr.    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      1.9       Elect Director Michael Nash    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      1.10       Elect Director Barry A. Porter    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      2       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management      1.1       Elect Director John L. Harrington    For    Withhold    Yes    Yes

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management      1.2       Elect Director Adam D. Portnoy    For    Withhold    Yes    Yes

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management      1.3       Elect Director Barry M. Portnoy    For    Withhold    Yes    Yes

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management      1.4       Elect Director Jeffrey P. Somers    For    Withhold    Yes    Yes

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management      3       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management      1.1       Elect Director Robert J. Attea    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management      1.2       Elect Director Kenneth F. Myszka    For    For    Yes    No


Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management      1.3       Elect Director Charles E. Lannon    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management      1.4       Elect Director Stephen R. Rusmisel    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management      1.5       Elect Director Arthur L. Havener, Jr.    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management      1.6       Elect Director Mark G. Barberio    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management      2       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      1.1       Elect Director Glyn F. Aeppel    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      1.2       Elect Director Terry S. Brown    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      1.3       Elect Director Alan B. Buckelew    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      1.4       Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      1.5       Elect Director Timothy J. Naughton    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      1.6       Elect Director Lance R. Primis    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      1.7       Elect Director Peter S. Rummell    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      1.8       Elect Director H. Jay Sarles    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      1.9       Elect Director W. Edward Walter    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      2       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management      1.1       Elect Trustee Deborah J. Barrett    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management      1.2       Elect Trustee John A. Brough    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management      1.3       Elect Trustee Anthony S. Fell    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management      1.4       Elect Trustee Andrew L. Hoffman    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management      1.5       Elect Trustee Stephen E. Johnson    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management      1.6       Elect Trustee R. Michael Latimer    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management      1.7       Elect Trustee W. Reay Mackay    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management      1.8       Elect Trustee Dale R. Ponder    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management      2       Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management      1       Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)          Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management      2       Approve Allocation of Income and Dividends of EUR 2.26 per Share    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management      3       Approve Discharge of Management Board for Fiscal 2015    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management      4       Approve Discharge of Supervisory Board for Fiscal 2015    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management      5       Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2016    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management      6       Elect Claus Nolting to the Supervisory Board    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management      7       Approve Creation of EUR 31.4 Million Pool of Capital with Partial Exclusion of Preemptive Rights    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management      8       Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 31.4 Million Pool of Capital to Guarantee Conversion Rights    For    For    Yes    No

Medical Properties Trust, Inc.

   MPW    USA    58463J304    58463J304    Annual    19-May-16    21-Mar-16    Management      1.1       Elect Director Edward K. Aldag, Jr.    For    For    Yes    No

Medical Properties Trust, Inc.

   MPW    USA    58463J304    58463J304    Annual    19-May-16    21-Mar-16    Management      1.2       Elect Director G. Steven Dawson    For    For    Yes    No

Medical Properties Trust, Inc.

   MPW    USA    58463J304    58463J304    Annual    19-May-16    21-Mar-16    Management      1.3       Elect Director R. Steven Hamner    For    For    Yes    No


Medical Properties Trust, Inc.

   MPW    USA    58463J304    58463J304    Annual    19-May-16    21-Mar-16    Management      1.4       Elect Director Robert E. Holmes    For    For    Yes    No

Medical Properties Trust, Inc.

   MPW    USA    58463J304    58463J304    Annual    19-May-16    21-Mar-16    Management      1.5       Elect Director Sherry A. Kellett    For    For    Yes    No

Medical Properties Trust, Inc.

   MPW    USA    58463J304    58463J304    Annual    19-May-16    21-Mar-16    Management      1.6       Elect Director William G. McKenzie (Gil)    For    Against    Yes    Yes

Medical Properties Trust, Inc.

   MPW    USA    58463J304    58463J304    Annual    19-May-16    21-Mar-16    Management      1.7       Elect Director D. Paul Sparks, Jr.    For    For    Yes    No

Medical Properties Trust, Inc.

   MPW    USA    58463J304    58463J304    Annual    19-May-16    21-Mar-16    Management      2       Ratify PricewaterhouseCoppers LLP as Auditors    For    For    Yes    No

Medical Properties Trust, Inc.

   MPW    USA    58463J304    58463J304    Annual    19-May-16    21-Mar-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      1a       Elect Director Albert Behler    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      1b       Elect Director Thomas Armbrust    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      1c       Elect Director Martin Bussmann    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      1d       Elect Director Dan Emmett    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      1e       Elect Director Lizanne Galbreath    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      1f       Elect Director Karin Klein    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      1g       Elect Director Peter Linneman    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      1h       Elect Director David O’Connor    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      1i       Elect Director Katharina Otto-Bernstein    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      3       Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management      4       Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management      1.1       Elect Director Candace K. Beinecke    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management      1.2       Elect Director Robert P. Kogod    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management      1.3       Elect Director Richard R. West    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management      2       Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management      3       Declassify the Board of Directors    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management      4       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      1a       Elect Director D. Pike Aloian    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      1b       Elect Director H.C. Bailey, Jr.    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      1c       Elect Director H. Eric Bolton, Jr.    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      1d       Elect Director Hayden C. Eaves, III    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      1e       Elect Director Fredric H. Gould    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      1f       Elect Director David H. Hoster, II    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      1g       Elect Director Marshall A. Loeb    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      1h       Elect Director Mary E. McCormick    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      1i       Elect Director Leland R. Speed    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      2       Ratify KPMG LLP as Auditors    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management      1.1       Elect Director Bonnie S. Biumi    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management      1.2       Elect Director Frank A. Catalano, Jr.    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management      1.3       Elect Director Paul R. Gauvreau    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management      1.4       Elect Director Gerald M. Gorski    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management      1.5       Elect Director Steven P. Grimes    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management      1.6       Elect Director Richard P. Imperiale    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management      1.7       Elect Director Peter L. Lynch    For    For    Yes    No


Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management      1.8       Elect Director Thomas J. Sargeant    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management      3       Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      1a       Elect Director Raymond P. Dolan    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      1b       Elect Director Robert D. Hormats    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      1c       Elect Director Carolyn F. Katz    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      1d       Elect Director Gustavo Lara Cantu    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      1e       Elect Director Craig Macnab    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      1f       Elect Director JoAnn A. Reed    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      1g       Elect Director Pamela D.A. Reeve    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      1h       Elect Director David E. Sharbutt    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      1i       Elect Director James D. Taiclet, Jr.    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      1j       Elect Director Samme L. Thompson    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      2       Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

American Tower Corporation

   AMT    USA    03027X100    03027X100    Annual    01-Jun-16    06-Apr-16    Share
Holder
     4       Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Yes    Yes

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      1.1       Elect Director William M. Diefenderfer, III    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      1.2       Elect Director Piero Bussani    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      1.3       Elect Director Christopher P. Marr    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      1.4       Elect Director Marianne M. Keler    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      1.5       Elect Director Deborah R. Salzberg    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      1.6       Elect Director John F. Remondi    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      1.7       Elect Director Jeffrey F. Rogatz    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      1.8       Elect Director John W. Fain    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      2       Amend Omnibus Stock Plan    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      3       Ratify KPMG LLP as Auditors    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management      4       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    01-Jun-16    05-Apr-16    Management      1.1       Elect Director Michael A. Coke    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    01-Jun-16    05-Apr-16    Management      1.2       Elect Director Lammot J. du Pont    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    01-Jun-16    05-Apr-16    Management      1.3       Elect Director Thomas D. Eckert    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    01-Jun-16    05-Apr-16    Management      1.4       Elect Director Christopher P. Eldredge    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    01-Jun-16    05-Apr-16    Management      1.5       Elect Director Frederic V. Malek    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    01-Jun-16    05-Apr-16    Management      1.6       Elect Director John T. Roberts, Jr.    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    01-Jun-16    05-Apr-16    Management      1.7       Elect Director Mary M. Styer    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    01-Jun-16    05-Apr-16    Management      1.8       Elect Director John H. Toole    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    01-Jun-16    05-Apr-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

DuPont Fabros Technology, Inc.

   DFT    USA    26613Q106    26613Q106    Annual    01-Jun-16    05-Apr-16    Management      3       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      1.1       Elect Trustee Bonnie Brooks    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      1.2       Elect Trustee Clare R. Copeland    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      1.3       Elect Trustee Paul Godfrey    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      1.4       Elect Trustee Dale H. Lastman    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      1.5       Elect Trustee Jane Marshall    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      1.6       Elect Trustee Sharon Sallows    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      1.7       Elect Trustee Edward Sonshine    For    For    Yes    No


RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      1.8       Elect Trustee Luc Vanneste    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      1.9       Elect Trustee Charles M. Winograd    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      2       Approve Ernst & Young LLP Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management      3       Advisory Vote on Executive Compensation Approach    For    Against    Yes    Yes

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Annual    01-Jun-16    04-Apr-16    Management      1.1       Elect Director Jerome A. Chazen    For    Withhold    Yes    Yes

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Annual    01-Jun-16    04-Apr-16    Management      1.2       Elect Director Craig M. Hatkoff    For    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Annual    01-Jun-16    04-Apr-16    Management      1.3       Elect Director Ronald W. Tysoe    For    Withhold    Yes    Yes

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Annual    01-Jun-16    04-Apr-16    Management      2       Ratify KPMG LLP as Auditors    For    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Annual    01-Jun-16    04-Apr-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    02-Jun-16    31-Mar-16    Management      1a       Elect Director Edwin Thomas Burton, III    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    02-Jun-16    31-Mar-16    Management      1b       Elect Director Craig M. Hatkoff    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    02-Jun-16    31-Mar-16    Management      1c       Elect Director Andrew W. Mathias    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    02-Jun-16    31-Mar-16    Management      2       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    02-Jun-16    31-Mar-16    Management      3       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

SL Green Realty Corp.

   SLG    USA    78440X101    78440X101    Annual    02-Jun-16    31-Mar-16    Management      4       Amend Omnibus Stock Plan    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      1       Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      2       Approve Remuneration Report    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      3       Re-elect Ian Watson as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      4       Re-elect Morgan Jones as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      5       Re-elect Rick Lowes as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      6       Re-elect Jamie Hambro as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      7       Re-elect Melvyn Egglenton as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      8       Re-elect Rebecca Worthington as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      9       Elect David Rough as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      10       Elect Margaret Young as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      11       Reappoint Deloitte LLP as Auditors    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      12       Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      13       Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      14       Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      15       Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management      16       Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management      1.1       Elect Trustee Huw Thomas    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management      1.2       Elect Trustee Jamie McVicar    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management      1.3       Elect Trustee Kevin Pshebniski    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management      1.4       Elect Trustee Michael Young    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management      1.5       Elect Trustee Garry Foster    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management      2       Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management      3       Advisory Vote on Executive Compensation Approach    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management      1.1       Elect Director Ernest S. Rady    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management      1.2       Elect Director Larry E. Finger    For    For    Yes    No


American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management      1.3       Elect Director Duane A. Nelles    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management      1.4       Elect Director Thomas S. Olinger    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management      1.5       Elect Director Robert S. Sullivan    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management      2       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management      1       Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)          Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management      2       Approve Allocation of Income and Dividends of EUR 1.35 per Share    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management      3       Approve Discharge of Management Board for Fiscal 2015    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management      4       Approve Discharge of Supervisory Board for Fiscal 2015    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management      5       Ratify BDO AG as Auditors for Fiscal 2016    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management      6       Amend Articles Re: Resolutions at General Meetings    For    Against    Yes    Yes

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      1.1       Elect Director Daniel B. Hurwitz    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      1.2       Elect Director John G. Schreiber    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      1.3       Elect Director Michael Berman    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      1.4       Elect Director Anthony W. Deering    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      1.5       Elect Director Thomas W. Dickson    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      1.6       Elect Director Jonathan D. Gray    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      1.7       Elect Director William D. Rahm    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      1.8       Elect Director William J. Stein    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      1.9       Elect Director Gabrielle Sulzberger    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      2       Ratify Deloitte LLP as Auditors    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.1       Elect Director John W. Alexander    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.2       Elect Director Charles L. Atwood    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.3       Elect Director Linda Walker Bynoe    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.4       Elect Director Connie K. Duckworth    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.5       Elect Director Mary Kay Haben    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.6       Elect Director Bradley A. Keywell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.7       Elect Director John E. Neal    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.8       Elect Director David J. Neithercut    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.9       Elect Director Mark S. Shapiro    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.10       Elect Director Gerald A. Spector    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.11       Elect Director Stephen E. Sterrett    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.12       Elect Director B. Joseph White    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      1.13       Elect Director Samuel Zell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      2       Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management      3       Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      1       Fix Number of Trustees at Six    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      2       Elect Thomas J. Hofstedter as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      3       Elect Robert E. Dickson as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      4       Elect Edward Gilbert as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      5       Elect Laurence A. Lebovic as Trustee of the REIT    For    Withhold    Yes    Yes

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      6       Elect Ronald C. Rutman as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      7       Elect Director Stephen L. Sender as Trustee of the REIT    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      8       Approve KPMG LLP as Auditors of the REIT and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      9       Amend Declaration of Trust    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      1       Elect Marvin Rubner as Trustee of the Finance Trust    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      2       Elect Shimshon (Stephen) Gross as Trustee of the Finance Trust    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      3       Elect Neil Sigler as Trustee of the Finance Trust    For    For    Yes    No


H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      4       Approve KPMG LLP as Auditors of the Finance Trust and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

H&R Real Estate Investment Trust

   HR.UN    Canada    404428203    404428203    Annual/Special    17-Jun-16    06-May-16    Management      5       Amend Declaration of Trust    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management      1       Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)          Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management      2       Approve Allocation of Income and Dividends of EUR 0.54 per Share    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management      3       Approve Discharge of Management Board for Fiscal 2015    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management      4       Approve Discharge of Supervisory Board for Fiscal 2015    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management      5       Ratify KPMG as Auditors for Fiscal 2016    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management      6       Elect Florian Stetter to the Supervisory Board    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      1       Approve Allocation of Income, with a Final Dividend of JPY 9    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      2       Amend Articles to Amend Business Lines — Abolish Board Structure with Statutory Auditors — Adopt Board Structure with Three Committees — Clarify Director Authority on Shareholder Meetings — Amend
Provisions on Number of Directors — Indemnify Directors
   For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.1       Elect Director Kimura, Keiji    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.2       Elect Director Sugiyama, Hirotaka    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.3       Elect Director Kato, Jo    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.4       Elect Director Tanisawa, Junichi    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.5       Elect Director Yoshida, Junichi    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.6       Elect Director Katayama, Hiroshi    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.7       Elect Director Yanagisawa, Yutaka    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.8       Elect Director Okusa, Toru    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.9       Elect Director Matsuhashi, Isao    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.10       Elect Director Ebihara, Shin    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.11       Elect Director Tomioka, Shu    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.12       Elect Director Shirakawa, Masaaki    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.13       Elect Director Nagase, Shin    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.14       Elect Director Egami, Setsuko    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      3.15       Elect Director Taka, Iwao    For    For    Yes    No

Mitsubishi Estate Co Ltd

   8802    Japan    J43916113    J43916113    Annual    29-Jun-16    31-Mar-16    Management      4       Approve Takeover Defense Plan (Poison Pill)    For    Against    Yes    Yes

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-16    31-Mar-16    Management      1       Approve Allocation of Income, with a Final Dividend of JPY 16    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-16    31-Mar-16    Management      2       Elect Director Onozawa, Yasuo    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-16    31-Mar-16    Management      3.1       Appoint Statutory Auditor Iino, Kenji    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-16    31-Mar-16    Management      3.2       Appoint Statutory Auditor Ozeki, Yukimi    For    For    Yes    No

Mitsui Fudosan Co. Ltd.

   8801    Japan    J4509L101    J4509L101    Annual    29-Jun-16    31-Mar-16    Management      4       Approve Annual Bonus    For    For    Yes    No

Sumitomo Realty & Development Co. Ltd.

   8830    Japan    J77841112    J77841112    Annual    29-Jun-16    31-Mar-16    Management      1       Approve Allocation of Income, with a Final Dividend of JPY 11    For    For    Yes    No

Sumitomo Realty & Development Co. Ltd.

   8830    Japan    J77841112    J77841112    Annual    29-Jun-16    31-Mar-16    Management      2       Elect Director Aoki, Masumi    For    For    Yes    No

Sumitomo Realty & Development Co. Ltd.

   8830    Japan    J77841112    J77841112    Annual    29-Jun-16    31-Mar-16    Management      3       Appoint Statutory Auditor Ono, Takaaki    For    Against    Yes    Yes

Sumitomo Realty & Development Co. Ltd.

   8830    Japan    J77841112    J77841112    Annual    29-Jun-16    31-Mar-16    Management      4       Appoint Alternate Statutory Auditor Uno, Kozo    For    For    Yes    No

Sumitomo Realty & Development Co. Ltd.

   8830    Japan    J77841112    J77841112    Annual    29-Jun-16    31-Mar-16    Management      5       Approve Takeover Defense Plan (Poison Pill)    For    Against    Yes    Yes


IVY LASALLE RISK-MANAGED REAL ESTATE FUND

(Prior to February 1, 2016, known as Ivy Global Risk-Managed Real Estate Fund)

Proxy Voting Record

 

Company

Name

   Ticker    Country    Primary
CUSIP
   Provider
Security ID
   Meeting
Type
   Meeting
Date
   Record
Date
   Proponent    Proposal
Number
  

Proposal

Text

   Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    2    Approve Remuneration Report    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    3    Approve Final Dividend    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    4    Approve Special Dividend    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    5    Reappoint Deloitte LLP as Auditors    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    6    Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    7    Re-elect Patrick Vaughan as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    8    Re-elect Andrew Jones as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    9    Re-elect Martin McGann as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    10    Re-elect Valentine Beresford as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    11    Re-elect Mark Stirling as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    12    Re-elect Charles Cayzer as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    13    Re-elect James Dean as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    14    Re-elect Alec Pelmore as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    15    Re-elect Andrew Varley as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    16    Re-elect Philip Watson as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    17    Re-elect Rosalyn Wilton as Director    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    18    Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    19    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    20    Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

LondonMetric Property plc

   LMP    United
Kingdom
      G5689W109    Annual    16-Jul-15    14-Jul-15    Management    21    Authorise the Company to Call EGM with Two Weeks’ Notice    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    22-Jul-15       Management    1    Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    22-Jul-15       Management    2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Mapletree Commercial Trust

   N2IU    Singapore       Y5759T101    Annual    22-Jul-15       Management    3    Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    Against    Yes    Yes

The Link Real Estate Investment Trust

   00823    Hong
Kong
   Y5281M111    Y5281M111    Annual    22-Jul-15    17-Jul-15    Management    1    Note the Financial Statements and Statutory Report          Yes    No

The Link Real Estate Investment Trust

   00823    Hong
Kong
   Y5281M111    Y5281M111    Annual    22-Jul-15    17-Jul-15    Management    2    Note the Appointment of Auditor and Fixing of Their Remuneration          Yes    No

The Link Real Estate Investment Trust

   00823    Hong
Kong
   Y5281M111    Y5281M111    Annual    22-Jul-15    17-Jul-15    Management    3.1    Elect Nicholas Robert Sallnow-Smith as Director    For    For    Yes    No

The Link Real Estate Investment Trust

   00823    Hong
Kong
   Y5281M111    Y5281M111    Annual    22-Jul-15    17-Jul-15    Management    3.2    Elect Ian Keith Griffiths as Director    For    For    Yes    No

The Link Real Estate Investment Trust

   00823    Hong
Kong
   Y5281M111    Y5281M111    Annual    22-Jul-15    17-Jul-15    Management    3.3    Elect May Siew Boi Tan as Director    For    For    Yes    No

The Link Real Estate Investment Trust

   00823    Hong
Kong
   Y5281M111    Y5281M111    Annual    22-Jul-15    17-Jul-15    Management    3.4    Elect Elaine Carole Young as Director    For    For    Yes    No

The Link Real Estate Investment Trust

   00823    Hong
Kong
   Y5281M111    Y5281M111    Annual    22-Jul-15    17-Jul-15    Management    4.1    Elect Peter Tse Pak Wing as Director    For    For    Yes    No

The Link Real Estate Investment Trust

   00823    Hong
Kong
   Y5281M111    Y5281M111    Annual    22-Jul-15    17-Jul-15    Management    4.2    Elect Nancy Tse Sau Ling as Director    For    For    Yes    No

The Link Real Estate Investment Trust

   00823    Hong
Kong
   Y5281M111    Y5281M111    Annual    22-Jul-15    17-Jul-15    Management    5    Authorize Repurchase of Up to 10 Percent Issued Units    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Special    23-Jul-15    01-Jul-15    Management    1    Issue Up to 68.8 Million New Shares in Connection with Acquisition of DO Deutsche Office AG    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Special    23-Jul-15    01-Jul-15    Management    2    Elect Hermann T. Dambach to the Supervisory Board    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    2    Approve Remuneration Policy    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    3    Approve Remuneration Report    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    4    Approve Final Dividend    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    5    Re-elect Dame Alison Carnwath as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    6    Re-elect Robert Noel as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    7    Re-elect Martin Greenslade as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    8    Re-elect Kevin O’Byrne as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    9    Re-elect Simon Palley as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    10    Re-elect Christopher Bartram as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    11    Re-elect Stacey Rauch as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    12    Re-elect Cressida Hogg as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    13    Re-elect Edward Bonham Carter as Director    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    14    Approve Long-Term Incentive Plan    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    15    Reappoint Ernst & Young LLP as Auditors    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    16    Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    17    Authorise EU Political Donations and Expenditure    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    18    Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    19    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Land Securities Group plc

   LAND    United
Kingdom
   G5375M118    G5375M118    Annual    23-Jul-15    21-Jul-15    Management    20    Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Special    10-Sep-15       Management    1    Approve Acquisition of All the Units in Brilliance Mall Trust    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Special    10-Sep-15       Management    2    Approve Issuance of New Units as Partial Consideration for the Proposed Acquisition    For    For    Yes    No

DEXUS Property Group

   DXS    Australia    Q3190P100    Q3190P134    Annual    28-Oct-15    26-Oct-15    Management    1    Approve the Remuneration Report    For    For    Yes    No

DEXUS Property Group

   DXS    Australia    Q3190P100    Q3190P134    Annual    28-Oct-15    26-Oct-15    Management    2.1    Elect John Conde as Director    For    For    Yes    No

DEXUS Property Group

   DXS    Australia    Q3190P100    Q3190P134    Annual    28-Oct-15    26-Oct-15    Management    2.2    Elect Richard Sheppard as Director    For    For    Yes    No

DEXUS Property Group

   DXS    Australia    Q3190P100    Q3190P134    Annual    28-Oct-15    26-Oct-15    Management    2.3    Elect Peter St George as Director    For    For    Yes    No


DEXUS Property Group

   DXS    Australia    Q3190P100    Q3190P134    Annual    28-Oct-15    26-Oct-15    Management    3    Ratify the Past Issuance of 54.64 Million Stapled Securities to Institutional and Sophisticated Investors    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    1    Open Meeting          Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    2    Receive Report of Management Board (Non-Voting)          Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    3    Adopt Financial Statements and Statutory Reports and Allow Publication of Information in English    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    4    Approve Dividends of EUR 0.20 Per Share and EUR 1.98 per Depositary Receipt    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    5    Approve Discharge of Management Board    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    6    Approve Discharge of Supervisory Board    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    7    Approve Remuneration of Supervisory Board    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    8    Approve Remuneration Policy    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    9    Ratify KPMG as Auditors    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    10    Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    11    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    12    Allow Questions          Yes    No

Eurocommercial Properties NV

   ECMPA    Netherlands    N31065142    N31065142    Annual    03-Nov-15    06-Oct-15    Management    13    Close Meeting          Yes    No

Investa Office Fund

   IOF    Australia    Q49560107    Q4976M105    Annual    30-Nov-15    28-Nov-15    Management    1    Elect Peter Dodd as Director    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management    1    Amend Articles to Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management    2    Elect Executive Director Ozaki, Teruo    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management    3    Elect Alternate Executive Director Hattori, Takeshi    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management    4.1    Elect Supervisory Director Nomura, Norihiro    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management    4.2    Elect Supervisory Director Koike, Toshio    For    For    Yes    No

ORIX JREIT INC.

   8954    Japan    J8996L102    J8996L102    Special    30-Nov-15    31-Aug-15    Management    4.3    Elect Supervisory Director Hattori, Takeshi    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management    1    Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform—Amend Permitted Investment Types    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management    2    Elect Executive Director Uchida, Naokatsu    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management    3    Elect Alternate Executive Director Teramoto, Hikaru    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management    4.1    Elect Supervisory Director Toba, Shiro    For    For    Yes    No

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management    4.2    Elect Supervisory Director Morishima, Yoshihiro    For    Against    Yes    Yes

Kenedix Office Investment Corp.

   8972    Japan    J32922106    J32922106    Special    21-Jan-16    31-Oct-15    Management    4.3    Elect Supervisory Director Seki, Takahiro    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    2    Approve Remuneration Policy    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    3    Approve Remuneration Report    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    4    Approve Final Dividend    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    5    Re-elect Jonathan Lane as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    6    Re-elect Brian Bickell as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    7    Re-elect Simon Quayle as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    8    Re-elect Thomas Welton as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    9    Re-elect Christopher Ward as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    10    Re-elect Jill Little as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    11    Re-elect Oliver Marriott as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    12    Re-elect Dermot Mathias as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    13    Re-elect Hilary Riva as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    14    Re-elect Sally Walden as Director    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    15    Appoint Ernst & Young LLP as Auditors    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    16    Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    17    Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    18    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    19    Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Shaftesbury plc

   SHB    United
Kingdom
   G80603106    G80603106    Annual    05-Feb-16    03-Feb-16    Management    21    Approve 2016 Long-Term Incentive Plan    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    1    Open Meeting          Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    2    Elect Chairman of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    3    Prepare and Approve List of Shareholders    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    4    Designate Inspector(s) of Minutes of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    5    Approve Agenda of Meeting    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    6    Acknowledge Proper Convening of Meeting    For    For    Yes    No


Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    7    Receive President’s Report          Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    8    Receive Financial Statements and Statutory Reports          Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    9    Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    10    Approve Allocation of Income and Dividends of SEK 3.10 Per Share    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    11    Approve Discharge of Board and President    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    12    Determine Number of Members (9) and Deputy Members of Board (0); Determine Number of Auditors (1) and Deputy Auditors (0)    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    13    Approve Remuneration of Directors in the Amount of SEK 450,000 for Chairman and SEK 225,000 for Other Non-Executive Directors; Approve Remuneration of Auditors    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    14    Reelect Claes Boustedt, Peter Egardt, Louise Lindh, Fredrik Lundberg, Sten Peterson, Anna-Greta Sjoberg and Ivo Stopner as Directors; Elect Liv Forhaug and Fredrik Persson as New Directors; Elect KPMG as Auditors    For    Against    Yes    Yes

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    15    Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    16    Authorize Share Repurchase Program and Reissuance of Repurchased Shares    For    For    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   17a    Adopt Vision Regarding Gender Equality in the Company    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   17b    Instruct Board to Appoint a Working Group to Carefully Monitor the Development of Gender and Ethnicity Diversity in the Company    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   17c    Require the Results from the Working Group Concerning Item 17b to be Reported to the AGM    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   17d    Request Board to Take Necessary Action to Create a Shareholders’ Association    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   17e    Prohibit Directors from Being Able to Invoice Director’s Fees via Swedish and Foreign Legal Entities    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   17f    Instruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   17g    Instruct Board to Propose to the Government a Change in Legislation Regarding Invoicing of Director Fees    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   17h    Instruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   17i    Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   17j    Request Board to Draw the Attention to the Need for Introducing a “Politician Quarantine”    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   18    Amend Articles Re: Equal Voting Rights of Shares    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Share
Holder
   19    Amend Articles Re: Former Politicians on the Board of Directors    None    Against    Yes    No

Hufvudstaden AB

   HUFV A    Sweden    W30061126    W30061126    Annual    17-Mar-16    11-Mar-16    Management    20    Close Meeting          Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    2    Approve Remuneration Report    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    3    Approve Allocation of Income and Dividends of CHF 1.50 per Share    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    4    Approve Dividends of CHF 1.80 per Share from Capital Contribution Reserves    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    5    Approve Discharge of Board and Senior Management    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    6.1    Reelect Guenther Gose as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    6.2    Reelect Luciano Gabriel as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    6.3    Reelect Adrian Dudle as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    6.4    Reelect Peter Forstmoser as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    6.5    Reelect Nathan Hetz as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    6.6    Reelect Josef Stadler as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    6.7    Reelect Aviram Wertheim as Director    For    Against    Yes    Yes

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    6.8    Elect Corinne Denzler as Director    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    7    Reelect Guenther Gose as Board Chairman    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    8.1    Appoint Peter Forstmoser as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    8.2    Appoint Nathan Hetz as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    8.3    Appoint Josef Stadler as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    8.4    Appoint Adrian Dudle as Member of the Compensation Committee    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    9    Approve Remuneration of Board of Directors in the Amount of CHF 1 Million    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    10    Approve Remuneration of Executive Committee in the Amount of CHF 5.7 Million    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    11    Ratify PricewaterhouseCoopers AG as Auditors    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    12    Designate Proxy Voting Services GmbH as Independent Proxy    For    For    Yes    No

PSP Swiss Property AG

   PSPN    Switzerland    H64687124    H64687124    Annual    31-Mar-16       Management    13    Transact Other Business (Voting)    For    Against    Yes    Yes

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    12-Apr-16       Management    1    Adopt Trustee’s Report, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    12-Apr-16       Management    2    Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No


CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    12-Apr-16       Management    3    Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    12-Apr-16       Management    4    Authorize Unit Repurchase Program    For    For    Yes    No

CapitaLand Mall Trust

   C38U    Singapore    Y1100L160    Y1100L160    Annual    12-Apr-16       Management    5    Amend Trust Deed Re: Performance Fee Supplement    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    13-Apr-16       Management    1    Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    13-Apr-16       Management    2    Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    13-Apr-16       Management    3    Approve Issuance of Equity or Equity- Linked Securities with or without Preemptive Rights    For    For    Yes    No

CapitaLand Commercial Trust

   C61U    Singapore    Y1091F107    Y1091N100    Annual    13-Apr-16       Management    4    Authorize Unit Repurchase Program    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    1    Approve Financial Statements and Statutory Reports    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    3    Approve Allocation of Income and Dividends of EUR 1.33 per Share    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    4    Approve Amendment to Transaction with L Immobiliere Groupe Casino and Plouescadis Re: Consulting Services    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    5    Approve Severance Payment Agreement with Eric Le Gentil    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    6    Advisory Vote on Compensation of Eric Le Gentil, Chairman and CEO    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    7    Advisory Vote on Compensation of Vincent Rebillard, Vice-CEO    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    8    Reelect Bernard Bouloc as Director    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    9    Reelect Elisabeth Cunin-Dieterle as Director    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    10    Reelect Eric Le Gentil as Director    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    11    Reelect Marie-Christine Levet as Director    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    12    Elect Victoire Boissier as Director    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    13    Approve Remuneration of Directors in the Aggregate Amount of EUR 325,000    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    14    Renew Appointment of Ernst and Young et Autres as Auditor    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    15    Renew Appointment of KPMG SA as Auditor    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    16    Renew Appointment of Auditex as Alternate Auditor    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    17    Appoint Salustro Reydel as Alternate Auditor    For    For    Yes    No

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    18    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    19    Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    For    Against    Yes    Yes

Mercialys

   MERY    France    F61573105    F61573105    Annual/Special    20-Apr-16    15-Apr-16    Management    20    Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    1    Approve Financial Statements and Statutory Reports    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    3    Approve Transfer of Revaluation Gains and Additional Depreciation to Corresponding Reserves Account    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    4    Approve Allocation of Income and Dividends of EUR 5.00 per Share    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    5    Approve Stock Dividend Program (Cash or New Shares)    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    6    Approve Auditors’ Special Report on Related-Party Transactions    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    7    Advisory Vote on Compensation of Bernard Michel, Chairman    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    8    Advisory Vote on Compensation of Philippe Depoux, CEO    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    9    Ratify Appointment of Nathalie Palladitcheff as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    10    Reelect Claude Gendron as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    11    Reelect Ines Reinmann Toper as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    12    Elect Isabelle Courville as Director    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    13    Renew Appointment of PricewaterhouseCoopers Audit SAS as Auditor    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    14    Renew Appointment of Mazars SA as Auditor    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    15    Appoint Jean Christophe Georghiou as Alternate Auditor    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    16    Appoint Gilles Rainaut as Alternate Auditor    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    17    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    18    Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    For    Against    Yes    Yes

Gecina

   GFC    France    F4268U171    F4268U171    Annual/Special    21-Apr-16    18-Apr-16    Management    19    Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    1    Approve Financial Statements and Statutory Reports    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    3    Approve Allocation of Income and Dividends of EUR 9.70 per Share    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    4    Acknowledge Auditors’ Special Report on Related-Party Transactions    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    5    Advisory Vote on Compensation of Christophe Cuvillier, Chairman of the Management Board    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    6    Advisory Vote on Compensation of Olivier Bossard, Fabrice Mouchel, Astrid Panosyan, Jaap Tonckens and Jean-Marie Tritant, Members of the Management Board    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    7    Advisory Vote on Compensation of Armelle Carminatti-Rabasse, Former Member of the Management Board from Jan.1, 2015 to Aug. 31, 2015    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    8    Elect Jacques Stern as Supervisory Board Member    For    For    Yes    No


Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    9    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    10    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    11    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    12    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    13    Authorize the Management Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    14    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    15    Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    16    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No

Unibail Rodamco SE

   UL    France    F95094110    F95094110    Annual/Special    21-Apr-16    18-Apr-16    Management    17    Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No

Comforia Residential REIT Inc.

   3282    Japan       J0816Z106    Special    22-Apr-16    31-Jan-16    Management    1    Amend Articles to Change Location of Head Office -Amend Permitted Investment Types -Amend Dividend Payout Policy to Reflect Tax Reform - Amend Asset Management Compensation Related to Merger    For    For    Yes    No

Comforia Residential REIT Inc.

   3282    Japan       J0816Z106    Special    22-Apr-16    31-Jan-16    Management    2    Elect Executive Director Tomata, Hiroyuki    For    For    Yes    No

Comforia Residential REIT Inc.

   3282    Japan       J0816Z106    Special    22-Apr-16    31-Jan-16    Management    3    Elect Alternate Executive Director Izawa, Takehiro    For    For    Yes    No

Comforia Residential REIT Inc.

   3282    Japan       J0816Z106    Special    22-Apr-16    31-Jan-16    Management    4.1    Elect Supervisory Director Kataoka, Yoshihiro    For    For    Yes    No

Comforia Residential REIT Inc.

   3282    Japan       J0816Z106    Special    22-Apr-16    31-Jan-16    Management    4.2    Elect Supervisory Director Yamamoto, Koji    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    1    Open Meeting          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    2    Receive Report of Management Board (Non-Voting)          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    3    Discuss Remuneration Report Containing Remuneration Policy for Management Board Members          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    4    Allow Questions to External Auditor          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    5    Receive Explanation on Company’s Reserves and Dividend Policy          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    6a    Adopt Financial Statements and Statutory Reports    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    6b    Approve Dividends of EUR 3.01 Per Share    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    7    Approve Discharge of Management Board    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    8    Approve Discharge of Supervisory Board    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    9    Elect G. van de Weerdhof as member of the Supervisory Board    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    10    Elect L. Geirnaerdt as member of the Supervisory Board    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    11a    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    11b    Authorize Board to Exclude Preemptive Rights from Share Issuances    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    12    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    13    Allow Questions          Yes    No

Wereldhave NV

   WHA    Netherlands    N95060120    N95060120    Annual    22-Apr-16    25-Mar-16    Management    14    Close Meeting          Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    2    Approve Remuneration Report    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    3    Approve Final Dividend    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    4    Elect Andrew Formica as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    5    Re-elect David Atkins as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    6    Re-elect Pierre Bouchut as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    7    Re-elect Gwyn Burr as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    8    Re-elect Peter Cole as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    9    Re-elect Timon Drakesmith as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    10    Re-elect Terry Duddy as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    11    Re-elect Judy Gibbons as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    12    Re-elect Jean-Philippe Mouton as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    13    Re-elect David Tyler as Director    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    14    Reappoint Deloitte LLP as Auditors    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    15    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    16    Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    17    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    18    Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Hammerson plc

   HMSO    United
Kingdom
   G4273Q107    G4273Q107    Annual    25-Apr-16    21-Apr-16    Management    19    Approve Scrip Dividend Scheme    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    1.1    Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    1.2    Elect Director Tamara Hughes Gustavson    For    Against    Yes    Yes

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    1.3    Elect Director Uri P. Harkham    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    1.4    Elect Director B. Wayne Hughes, Jr.    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    1.5    Elect Director Avedick B. Poladian    For    For    Yes    No


Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    1.6    Elect Director Gary E. Pruitt    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    1.7    Elect Director Ronald P. Spogli    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    1.8    Elect Director Daniel C. Staton    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Public Storage

   PSA    USA    74460D109    74460D109    Annual    25-Apr-16    01-Mar-16    Management    4    Approve Omnibus Stock Plan    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1a    Elect Director Thomas J. Baltimore, Jr.    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1b    Elect Director William Cavanaugh, III    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1c    Elect Director Alan H. Cohen    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1d    Elect Director James B. Connor    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1e    Elect Director Ngaire E. Cuneo    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1f    Elect Director Charles R. Eitel    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1g    Elect Director Dennis D. Oklak    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1h    Elect Director Melanie R. Sabelhaus    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1i    Elect Director Peter M. Scott, III    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1j    Elect Director Jack R. Shaw    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1k    Elect Director Michael E. Szymanczyk    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    1l    Elect Director Lynn C. Thurber    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Duke Realty Corporation

   DRE    USA    264411505    264411505    Annual    27-Apr-16    25-Feb-16    Management    3    Ratify KPMG LLP as Auditors    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    1.1    Elect Director Martin E. Stein, Jr.    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    1.2    Elect Director Raymond L. Bank    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    1.3    Elect Director Bryce Blair    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    1.4    Elect Director C. Ronald Blankenship    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    1.5    Elect Director J. Dix Druce, Jr.    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    1.6    Elect Director Mary Lou Fiala    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    1.7    Elect Director David P. O’Connor    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    1.8    Elect Director John C. Schweitzer    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    1.9    Elect Director Thomas G. Wattles    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Regency Centers Corporation

   REG    USA    758849103    758849103    Annual    29-Apr-16    10-Mar-16    Management    3    Ratify KPMG LLP as Auditors    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management    1    Receive Directors’ and Auditor’s Reports (Non-Voting)          Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management    2    Approve Financial Statements    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management    3    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management    4    Approve Allocation of Income and Dividends    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management    5    Elect Yaron Karisi as Director    For    Against    Yes    Yes

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management    6    Approve Discharge of Directors    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Annual    03-May-16    19-Apr-16    Management    7    Renew Appointment of KPMG Luxembourg as Auditor    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Special    03-May-16    19-Apr-16    Management    1    Amend Article 9 Re: Binding Signature    For    For    Yes    No

ADO PROPERTIES S.A.

   ADJ    Luxembourg       L0120V103    Special    03-May-16    19-Apr-16    Management    2    Change Date of Annual Meeting    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management    1.1    Elect Director Robert M. Chapman    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management    1.2    Elect Director Tom G. Charlesworth    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management    1.3    Elect Director Lawrence L. Gellerstedt, III    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management    1.4    Elect Director Lillian C. Giornelli    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management    1.5    Elect Director S. Taylor Glover    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management    1.6    Elect Director James H. Hance, Jr.    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management    1.7    Elect Director Donna W. Hyland    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management    1.8    Elect Director R. Dary Stone    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Cousins Properties Incorporated

   CUZ    USA    222795106    222795106    Annual    03-May-16    26-Feb-16    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    04-May-16    18-Mar-16    Management    1.1    Elect Director Jon E. Bortz    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    04-May-16    18-Mar-16    Management    1.2    Elect Director David W. Faeder    For    For    Yes    No


Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    04-May-16    18-Mar-16    Management    1.3    Elect Director Kristin Gamble    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    04-May-16    18-Mar-16    Management    1.4    Elect Director Gail P. Steinel    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    04-May-16    18-Mar-16    Management    1.5    Elect Director Warren M. Thompson    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    04-May-16    18-Mar-16    Management    1.6    Elect Director Joseph S. Vassalluzzo    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    04-May-16    18-Mar-16    Management    1.7    Elect Director Donald C. Wood    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    04-May-16    18-Mar-16    Management    2    Ratify Grant Thornton LLP as Auditors    For    For    Yes    No

Federal Realty Investment Trust

   FRT    USA    313747206    313747206    Annual    04-May-16    18-Mar-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management    1    Approve Financial Statements and Auditors’ Reports and Declare Final Dividend    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management    2    Elect Simon Dixon as a Director    For    Abstain    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management    3    Reelect Lord Leach of Fairford as a Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management    4    Reelect Richard Lee as a Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management    5    Reelect Lord Sassoon as a Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management    6    Reelect Michael Wu as a Director    For    Against    Yes    Yes

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management    7    Approve Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Hongkong Land Holdings Ltd.

   H78    Bermuda    G4587L109    G4587L109    Annual    04-May-16       Management    8    Approve Issuance of Equity or Equity-Linked Securities with and without Preemptive Rights    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    1a    Elect Director Hamid R. Moghadam    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    1b    Elect Director George L. Fotiades    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    1c    Elect Director Christine N. Garvey    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    1d    Elect Director Lydia H. Kennard    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    1e    Elect Director J. Michael Losh    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    1f    Elect Director Irving F. Lyons,III    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    1g    Elect Director David P. O’Connor    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    1h    Elect Director Jeffrey L. Skelton    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    1i    Elect Director Carl B. Webb    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    1j    Elect Director William D. Zollars    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Prologis, Inc.

   PLD    USA    74340W103    74340W103    Annual    04-May-16    09-Mar-16    Management    3    Ratify KPMG LLP as Auditors    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management    1a    Elect Director William C. Bayless, Jr.    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management    1b    Elect Director G. Steven Dawson    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management    1c    Elect Director Cydney C. Donnell    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management    1d    Elect Director Dennis G. Lopez    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management    1e    Elect Director Edward Lowenthal    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management    1f    Elect Director Oliver Luck    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management    1g    Elect Director C. Patrick Oles, Jr.    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management    1h    Elect Director Winston W. Walker    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

American Campus Communities, Inc.

   ACC    USA    024835100    024835100    Annual    05-May-16    14-Mar-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

National Health Investors, Inc.

   NHI    USA    63633D104    63633D104    Annual    05-May-16    15-Mar-16    Management    1a    Elect Director James R. Jobe    For    For    Yes    No

National Health Investors, Inc.

   NHI    USA    63633D104    63633D104    Annual    05-May-16    15-Mar-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

National Health Investors, Inc.

   NHI    USA    63633D104    63633D104    Annual    05-May-16    15-Mar-16    Management    3    Ratify BDO USA, LLP as Auditors    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management    2    Approve the Remuneration Report    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management    3    Elect Brian Schwartz AM as Director    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management    4    Elect Michael Ihlein as Director    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management    5    Elect Steven Lowy as Director    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management    6    Elect Carolyn Kay as Director    For    For    Yes    No

Scentre Group

   SCG    Australia       Q8351E109    Annual    05-May-16    03-May-16    Management    7    Elect Margaret Seale as Director    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    1a    Elect Director Kenneth J. Bacon    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    1b    Elect Director Thomas J. DeRosa    For    For    Yes    No


Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    1c    Elect Director Jeffrey H. Donahue    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    1d    Elect Director Fred S. Klipsch    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    1e    Elect Director Geoffrey G. Meyers    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    1f    Elect Director Timothy J. Naughton    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    1g    Elect Director Sharon M. Oster    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    1h    Elect Director Judith C. Pelham    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    1i    Elect Director Sergio D. Rivera    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    1j    Elect Director R. Scott Trumbull    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Welltower Inc.

   HCN    USA    95040Q104    95040Q104    Annual    05-May-16    08-Mar-16    Management    4    Approve Omnibus Stock Plan    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management    1A    Elect Director Douglas Crocker, II    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management    1B    Elect Director John S. Gates, Jr.    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management    1C    Elect Director Ronald G. Geary    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management    1D    Elect Director Raymond J. Lewis    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management    1E    Elect Director Jeffrey A. Malehorn    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management    1F    Elect Director Dale A. Reiss    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management    1G    Elect Director John L. Workman    For    For    Yes    No

Care Capital Properties, Inc.

   CCP    USA    141624106    141624106    Annual    10-May-16    14-Mar-16    Management    2    Ratify KPMG LLP as Auditors    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    1a    Elect Guy Martin Coutts Bradley as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    1b    Elect Stephen Edward Bradley as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    1c    Elect Chan Cho Chak John as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    1d    Elect Martin Cubbon as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    1e    Elect Paul Kenneth Etchells as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    1f    Elect Spencer Theodore Fung as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    1g    Elect Liu Sing Cheong as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    1h    Elect Merlin Bingham Swire as Director    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    2    Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    3    Authorize Repurchase of Issued Share Capital    For    For    Yes    No

Swire Properties Ltd.

   1972    Hong
Kong
      Y83191109    Annual    10-May-16    04-May-16    Management    4    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Yes    Yes

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    1A    Elect Director Melody C. Barnes    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    1B    Elect Director Debra A. Cafaro    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    1C    Elect Director Jay M. Gellert    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    1D    Elect Director Richard I. Gilchrist    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    1E    Elect Director Matthew J. Lustig    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    1F    Elect Director Douglas M. Pasquale    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    1G    Elect Director Robert D. Reed    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    1H    Elect Director Glenn J. Rufrano    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    1I    Elect Director James D. Shelton    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    2    Ratify KPMG LLP as Auditors    For    For    Yes    No

Ventas, Inc.

   VTR    USA    92276F100    92276F100    Annual    10-May-16    14-Mar-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Atrium European Real Estate Ltd

   ATRS    Jersey    G0621C113    G0621C113    Annual    11-May-16    09-May-16    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes    No

Atrium European Real Estate Ltd

   ATRS    Jersey    G0621C113    G0621C113    Annual    11-May-16    09-May-16    Management    2    Ratify KPMG Channel Islands Limited as Auditors    For    For    Yes    No

Atrium European Real Estate Ltd

   ATRS    Jersey    G0621C113    G0621C113    Annual    11-May-16    09-May-16    Management    3    Authorize Board to Fix Remuneration of Auditors    For    For    Yes    No

Atrium European Real Estate Ltd

   ATRS    Jersey    G0621C113    G0621C113    Annual    11-May-16    09-May-16    Management    4    Approve Share Repurchase Program    For    For    Yes    No

Atrium European Real Estate Ltd

   ATRS    Jersey    G0621C113    G0621C113    Annual    11-May-16    09-May-16    Management    5    Approve Issuance of Convertible Securities    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    1    Approve Consolidated and Standalone Financial Statements    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    2    Approve Allocation of Income and Dividends    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    3    Approve Discharge of Board    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    4    Approve Remuneration of Directors    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    5    Approve Remuneration Policy    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    6    Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    7    Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights    For    Against    Yes    Yes


Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    8    Authorize Share Repurchase Program    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    9    Authorize Company to Call EGM with 15 Days’ Notice    For    For    Yes    No

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    10    Advisory Vote on Remuneration Report    For    Against    Yes    Yes

Axiare Patrimonio SOCIMI SA

   AXIA    Spain       E1R339105    Annual    11-May-16    06-May-16    Management    11    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    1.1    Elect Director Stephen R. Blank    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    1.2    Elect Director Alice M. Connell    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    1.3    Elect Director Dennis Gershenson    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    1.4    Elect Director Arthur Goldberg    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    1.5    Elect Director David J. Nettina    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    1.6    Elect Director Joel M. Pashcow    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    1.7    Elect Director Mark K. Rosenfeld    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    1.8    Elect Director Laurie M. Shahon    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    1.9    Elect Director Michael A. Ward    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    2    Ratify Grant Thornton LLP as Auditors    For    For    Yes    No

Ramco-Gershenson Properties Trust

   RPT    USA    751452103    751452202    Annual    11-May-16    14-Mar-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management    1a    Elect Director Glyn F. Aeppel    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management    1b    Elect Director Larry C. Glasscock    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management    1c    Elect Director Karen N. Horn    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management    1d    Elect Director Allan Hubbard    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management    1e    Elect Director Reuben S. Leibowitz    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management    1f    Elect Director Gary M. Rodkin    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management    1g    Elect Director Daniel C. Smith    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management    1h    Elect Director J. Albert Smith, Jr.    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Simon Property Group, Inc.

   SPG    USA    828806109    828806109    Annual    11-May-16    14-Mar-16    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    1.1    Elect Trustee Gerald R. Connor    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    1.2    Elect Trustee Gordon R. Cunningham    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    1.3    Elect Trustee Michael R. Emory    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    1.4    Elect Trustee James Griffiths    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    1.5    Elect Trustee Margaret T. Nelligan    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    1.6    Elect Trustee Ralph T. Neville    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    1.7    Elect Trustee Daniel F. Sullivan    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    1.8    Elect Trustee Peter Sharpe    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    2    Approve BDO Canada LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    3    Amend Declaration of Trust    For    For    Yes    No

Allied Properties Real Estate Investment Trust

   AP.UN    Canada    019456102    019456102    Annual/Special    12-May-16    05-Apr-16    Management    4    Approve Unitholder Rights Plan    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    1    Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)          Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    2    Approve Allocation of Income and Dividends of EUR 0.50 per Share    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    3    Approve Discharge of Management Board for Fiscal 2015    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    4    Approve Discharge of Supervisory Board for Fiscal 2015    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    5.1    Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2016 and Until 2017 AGM    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    5.2    Ratify Deloitte & Touche GmbH as Auditors for the First Half of Fiscal 2016    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    5.3    Ratify Deloitte & Touche GmbH as Auditors for the Period Until the 2017 AGM    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    6.1    Elect Hermann Dambach to the Supervisory Board    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    6.2    Elect Stefanie Frensch to the Supervisory Board    For    For    Yes    No


Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    7.1    Approve Creation of EUR 76.1 Million Pool of Capital with Preemptive Rights    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    7.2    Exclude Preemptive Rights up to 5 Percent of Share Capital Against Contributions in Cash for the Capital Pool Proposed Under Item 7.1    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    7.3    Exclude Preemptive Rights up to 5 Percent of Share Capital Against Contributions in Cash or in Kind for the Capital Pool Proposed Under Item 7.1    For    For    Yes    No

Alstria office REIT-AG

   AOX    Germany    D0378R100    D0378R100    Annual    12-May-16    20-Apr-16    Management    8    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    1    Fix Number of Trustees at Seven    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    2.1    Elect Trustee James R. Dewald    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    2.2    Elect Trustee Gary Goodman    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    2.3    Elect Trustee Arthur L. Havener, Jr.    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    2.4    Elect Trustee Sam Kolias    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    2.5    Elect Trustee Samantha A. Kolias-Gunn    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    2.6    Elect Trustee Al W. Mawani    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    2.7    Elect Trustee Andrea M. Stephen    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    3    Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    4    Advisory Vote on Executive Compensation Approach    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    5    Re-approve Deferred Unit Plan    For    For    Yes    No

Boardwalk Real Estate Investment Trust

   BEI.UN    Canada    096631106    096631106    Annual/Special    12-May-16    24-Mar-16    Management    6    Amend Declaration of Trust    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management    1a    Elect Director Thomas F. Brady    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management    1b    Elect Director Robert L. Denton, Sr.    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management    1c    Elect Director Philip L. Hawkins    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management    1d    Elect Director Elizabeth A. Hight    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management    1e    Elect Director David M. Jacobstein    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management    1f    Elect Director Steven D. Kesler    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management    1g    Elect Director C. Taylor Pickett    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management    1h    Elect Director Richard Szafranski    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Corporate Office Properties Trust

   OFC    USA    22002T108    22002T108    Annual    12-May-16    15-Mar-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    12-May-16    10-May-16    Management    2    Approve the Remuneration Report    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    12-May-16    10-May-16    Management    3    Elect Frank Lowy as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    12-May-16    10-May-16    Management    4    Elect Ilana Atlas as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    12-May-16    10-May-16    Management    5    Elect Mark G. Johnson as Director    For    For    Yes    No

Westfield Corp

   WFD    Australia    Q97062105    Q9701H107    Annual    12-May-16    10-May-16    Management    6    Elect John McFarlane as Director    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    1.1    Elect Director Richard J. Campo    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    1.2    Elect Director Scott S. Ingraham    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    1.3    Elect Director Lewis A. Levey    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    1.4    Elect Director William B. McGuire, Jr.    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    1.5    Elect Director William F. Paulsen    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    1.6    Elect Director D. Keith Oden    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    1.7    Elect Director F. Gardner Parker    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    1.8    Elect Director Frances Aldrich Sevilla-Sacasa    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    1.9    Elect Director Steven A. Webster    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    1.10    Elect Director Kelvin R. Westbrook    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    2    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Camden Property Trust

   CPT    USA    133131102    133131102    Annual    13-May-16    16-Mar-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    2    Approve Remuneration Report    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    3    Approve Final Dividend    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    4    Re-elect Robert Rayne as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    5    Re-elect John Burns as Director    For    For    Yes    No


Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    6    Re-elect Simon Silver as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    7    Re-elect Damian Wisniewski as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    8    Re-elect Nigel George as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    9    Re-elect David Silverman as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    10    Re-elect Paul Williams as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    11    Re-elect Stuart Corbyn as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    12    Re-elect Stephen Young as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    13    Re-elect Simon Fraser as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    14    Re-elect Richard Dakin as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    15    Elect Claudia Arney as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    16    Elect Cilla Snowball as Director    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    17    Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    18    Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    19    Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    20    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    21    Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    23    Approve Scrip Dividend Scheme    For    For    Yes    No

Derwent London plc

   DLN    United
Kingdom
   G27300105    G27300105    Annual    13-May-16    11-May-16    Management    24    Approve Increase in the Maximum Fees Payable to Non-executive Directors    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.1    Elect Director Bruce W. Duncan    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.2    Elect Director Karen E. Dykstra    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.3    Elect Director Carol B. Einiger    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.4    Elect Director Jacob A. Frenkel    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.5    Elect Director Joel I. Klein    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.6    Elect Director Douglas T. Linde    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.7    Elect Director Matthew J. Lustig    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.8    Elect Director Alan J. Patricof    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.9    Elect Director Owen D. Thomas    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.10    Elect Director Martin Turchin    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    1.11    Elect Director David A. Twardock    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Boston Properties, Inc.

   BXP    USA    101121101    101121101    Annual    17-May-16    23-Mar-16    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    1a    Elect Director Richard B. Clark    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    1b    Elect Director Mary Lou Fiala    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    1c    Elect Director J. Bruce Flatt    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    1d    Elect Director John K. Haley    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    1e    Elect Director Daniel B. Hurwitz    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    1f    Elect Director Brian W. Kingston    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    1g    Elect Director Sandeep Mathrani    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    1h    Elect Director David J. Neithercut    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    1i    Elect Director Mark R. Patterson    For    For    Yes    No

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

General Growth Properties, Inc.

   GGP    USA    370023103    370023103    Annual    17-May-16    18-Mar-16    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    1.1    Elect Director Victor J. Coleman    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    1.2    Elect Director Theodore R. Antenucci    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    1.3    Elect Director Frank Cohen    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    1.4    Elect Director Richard B. Fried    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    1.5    Elect Director Jonathan M. Glaser    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    1.6    Elect Director Robert L. Harris, II    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    1.7    Elect Director Mark D. Linehan    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    1.8    Elect Director Robert M. Moran, Jr.    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    1.9    Elect Director Michael Nash    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    1.10    Elect Director Barry A. Porter    For    For    Yes    No


Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Hudson Pacific Properties, Inc.

   HPP    USA    444097109    444097109    Annual    18-May-16    25-Mar-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management    1.1    Elect Director John L. Harrington    For    Withhold    Yes    Yes

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management    1.2    Elect Director Adam D. Portnoy    For    Withhold    Yes    Yes

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management    1.3    Elect Director Barry M. Portnoy    For    Withhold    Yes    Yes

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management    1.4    Elect Director Jeffrey P. Somers    For    Withhold    Yes    Yes

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

Senior Housing Properties Trust

   SNH    USA    81721M109    81721M109    Annual    18-May-16    10-Feb-16    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management    1.1    Elect Director Robert J. Attea    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management    1.2    Elect Director Kenneth F. Myszka    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management    1.3    Elect Director Charles E. Lannon    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management    1.4    Elect Director Stephen R. Rusmisel    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management    1.5    Elect Director Arthur L. Havener, Jr.    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management    1.6    Elect Director Mark G. Barberio    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Sovran Self Storage, Inc.

   SSS    USA    84610H108    84610H108    Annual    18-May-16    18-Mar-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    1.1    Elect Director Glyn F. Aeppel    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    1.2    Elect Director Terry S. Brown    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    1.3    Elect Director Alan B. Buckelew    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    1.4    Elect Director Ronald L. Havner, Jr.    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    1.5    Elect Director Timothy J. Naughton    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    1.6    Elect Director Lance R. Primis    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    1.7    Elect Director Peter S. Rummell    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    1.8    Elect Director H. Jay Sarles    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    1.9    Elect Director W. Edward Walter    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

AvalonBay Communities, Inc.

   AVB    USA    053484101    053484101    Annual    19-May-16    07-Mar-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management    1.1    Elect Trustee Deborah J. Barrett    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management    1.2    Elect Trustee John A. Brough    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management    1.3    Elect Trustee Anthony S. Fell    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management    1.4    Elect Trustee Andrew L. Hoffman    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management    1.5    Elect Trustee Stephen E. Johnson    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management    1.6    Elect Trustee R. Michael Latimer    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management    1.7    Elect Trustee W. Reay Mackay    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management    1.8    Elect Trustee Dale R. Ponder    For    For    Yes    No

Canadian Real Estate Investment Trust

   REF.UN    Canada    13650J104    13650J104    Annual    19-May-16    30-Mar-16    Management    2    Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management    1    Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)          Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management    2    Approve Allocation of Income and Dividends of EUR 2.26 per Share    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management    3    Approve Discharge of Management Board for Fiscal 2015    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management    4    Approve Discharge of Supervisory Board for Fiscal 2015    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management    5    Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2016    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management    6    Elect Claus Nolting to the Supervisory Board    For    For    Yes    No

LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management    7    Approve Creation of EUR 31.4 Million Pool of Capital with Partial Exclusion of Preemptive Rights    For    For    Yes    No


LEG Immobilien AG

   LEG    Germany       D4960A103    Annual    19-May-16       Management    8    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 31.4 Million Pool of Capital to Guarantee Conversion Rights    For    For    Yes    No

NATIONAL RETAIL PROPERTIES, INC.

   NNN    USA    637417106    637417106    Annual    19-May-16    21-Mar-16    Management    1.1    Elect Director Don DeFosset    For    For    Yes    No

NATIONAL RETAIL PROPERTIES, INC.

   NNN    USA    637417106    637417106    Annual    19-May-16    21-Mar-16    Management    1.2    Elect Director David M. Fick    For    For    Yes    No

NATIONAL RETAIL PROPERTIES, INC.

   NNN    USA    637417106    637417106    Annual    19-May-16    21-Mar-16    Management    1.3    Elect Director Edward J. Fritsch    For    For    Yes    No

NATIONAL RETAIL PROPERTIES, INC.

   NNN    USA    637417106    637417106    Annual    19-May-16    21-Mar-16    Management    1.4    Elect Director Kevin B. Habicht    For    For    Yes    No

NATIONAL RETAIL PROPERTIES, INC.

   NNN    USA    637417106    637417106    Annual    19-May-16    21-Mar-16    Management    1.5    Elect Director Robert C. Legler    For    For    Yes    No

NATIONAL RETAIL PROPERTIES, INC.

   NNN    USA    637417106    637417106    Annual    19-May-16    21-Mar-16    Management    1.6    Elect Director Craig Macnab    For    For    Yes    No

NATIONAL RETAIL PROPERTIES, INC.

   NNN    USA    637417106    637417106    Annual    19-May-16    21-Mar-16    Management    1.7    Elect Director Sam L. Susser    For    For    Yes    No

NATIONAL RETAIL PROPERTIES, INC.

   NNN    USA    637417106    637417106    Annual    19-May-16    21-Mar-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

NATIONAL RETAIL PROPERTIES, INC.

   NNN    USA    637417106    637417106    Annual    19-May-16    21-Mar-16    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    1a    Elect Director Albert Behler    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    1b    Elect Director Thomas Armbrust    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    1c    Elect Director Martin Bussmann    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    1d    Elect Director Dan Emmett    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    1e    Elect Director Lizanne Galbreath    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    1f    Elect Director Karin Klein    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    1g    Elect Director Peter Linneman    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    1h    Elect Director David O’Connor    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    1i    Elect Director Katharina Otto-Bernstein    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    3    Advisory Vote on Say on Pay Frequency    One
Year
   One
Year
   Yes    No

Paramount Group, Inc.

   PGRE    USA    69924R108    69924R108    Annual    19-May-16    21-Mar-16    Management    4    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management    1.1    Elect Director Candace K. Beinecke    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management    1.2    Elect Director Robert P. Kogod    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management    1.3    Elect Director Richard R. West    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management    2    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management    3    Declassify the Board of Directors    For    For    Yes    No

Vornado Realty Trust

   VNO    USA    929042109    929042109    Annual    19-May-16    21-Mar-16    Management    4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    1a    Elect Director D. Pike Aloian    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    1b    Elect Director H.C. Bailey, Jr.    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    1c    Elect Director H. Eric Bolton, Jr.    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    1d    Elect Director Hayden C. Eaves, III    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    1e    Elect Director Fredric H. Gould    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    1f    Elect Director David H. Hoster, II    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    1g    Elect Director Marshall A. Loeb    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    1h    Elect Director Mary E. McCormick    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    1i    Elect Director Leland R. Speed    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    2    Ratify KPMG LLP as Auditors    For    For    Yes    No

EastGroup Properties, Inc.

   EGP    USA    277276101    277276101    Annual    26-May-16    04-Apr-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management    1.1    Elect Director Bonnie S. Biumi    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management    1.2    Elect Director Frank A. Catalano, Jr.    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management    1.3    Elect Director Paul R. Gauvreau    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management    1.4    Elect Director Gerald M. Gorski    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management    1.5    Elect Director Steven P. Grimes    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management    1.6    Elect Director Richard P. Imperiale    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management    1.7    Elect Director Peter L. Lynch    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management    1.8    Elect Director Thomas J. Sargeant    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Retail Properties of America, Inc.

   RPAI    USA    76131V202    76131V202    Annual    26-May-16    18-Mar-16    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    1.1    Elect Director William M. Diefenderfer, III    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    1.2    Elect Director Piero Bussani    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    1.3    Elect Director Christopher P. Marr    For    For    Yes    No


CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    1.4    Elect Director Marianne M. Keler    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    1.5    Elect Director Deborah R. Salzberg    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    1.6    Elect Director John F. Remondi    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    1.7    Elect Director Jeffrey F. Rogatz    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    1.8    Elect Director John W. Fain    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    2    Amend Omnibus Stock Plan    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    3    Ratify KPMG LLP as Auditors    For    For    Yes    No

CubeSmart

   CUBE    USA    229663109    229663109    Annual    01-Jun-16    15-Mar-16    Management    4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    1.1    Elect Trustee Bonnie Brooks    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    1.2    Elect Trustee Clare R. Copeland    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    1.3    Elect Trustee Paul Godfrey    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    1.4    Elect Trustee Dale H. Lastman    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    1.5    Elect Trustee Jane Marshall    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    1.6    Elect Trustee Sharon Sallows    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    1.7    Elect Trustee Edward Sonshine    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    1.8    Elect Trustee Luc Vanneste    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    1.9    Elect Trustee Charles M. Winograd    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    2    Approve Ernst & Young LLP Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

RioCan Real Estate Investment Trust

   REI.UN    Canada    766910103    766910103    Annual    01-Jun-16    04-Apr-16    Management    3    Advisory Vote on Executive Compensation Approach    For    Against    Yes    Yes

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Annual    01-Jun-16    04-Apr-16    Management    1.1    Elect Director Jerome A. Chazen    For    Withhold    Yes    Yes

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Annual    01-Jun-16    04-Apr-16    Management    1.2    Elect Director Craig M. Hatkoff    For    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Annual    01-Jun-16    04-Apr-16    Management    1.3    Elect Director Ronald W. Tysoe    For    Withhold    Yes    Yes

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Annual    01-Jun-16    04-Apr-16    Management    2    Ratify KPMG LLP as Auditors    For    For    Yes    No

Taubman Centers, Inc.

   TCO    USA    876664103    876664103    Annual    01-Jun-16    04-Apr-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    2    Approve Remuneration Report    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    3    Re-elect Ian Watson as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    4    Re-elect Morgan Jones as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    5    Re-elect Rick Lowes as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    6    Re-elect Jamie Hambro as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    7    Re-elect Melvyn Egglenton as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    8    Re-elect Rebecca Worthington as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    9    Elect David Rough as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    10    Elect Margaret Young as Director    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    11    Reappoint Deloitte LLP as Auditors    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    12    Authorise Board to Fix Remuneration of Auditors    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    13    Authorise Issue of Equity with Pre-emptive Rights    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    14    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    15    Authorise Market Purchase of Ordinary Shares    For    For    Yes    No

Hansteen Holdings plc

   HSTN    United
Kingdom
   G4383U105    G4383U105    Annual    06-Jun-16    02-Jun-16    Management    16    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management    1.1    Elect Trustee Huw Thomas    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management    1.2    Elect Trustee Jamie McVicar    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management    1.3    Elect Trustee Kevin Pshebniski    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management    1.4    Elect Trustee Michael Young    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management    1.5    Elect Trustee Garry Foster    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management    2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration    For    For    Yes    No

Smart Real Estate Investment Trust

   SRU.UN    Canada    83179X108    83179X108    Annual    10-Jun-16    25-Apr-16    Management    3    Advisory Vote on Executive Compensation Approach    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management    1.1    Elect Director Ernest S. Rady    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management    1.2    Elect Director Larry E. Finger    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management    1.3    Elect Director Duane A. Nelles    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management    1.4    Elect Director Thomas S. Olinger    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management    1.5    Elect Director Robert S. Sullivan    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

American Assets Trust, Inc.

   AAT    USA    024013104    024013104    Annual    14-Jun-16    01-Apr-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management    1    Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)          Yes    No


Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management    2    Approve Allocation of Income and Dividends of EUR 1.35 per Share    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management    3    Approve Discharge of Management Board for Fiscal 2015    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management    4    Approve Discharge of Supervisory Board for Fiscal 2015    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management    5    Ratify BDO AG as Auditors for Fiscal 2016    For    For    Yes    No

Deutsche Euroshop AG

   DEQ    Germany    D1854M102    D1854M102    Annual    15-Jun-16       Management    6    Amend Articles Re: Resolutions at General Meetings    For    Against    Yes    Yes

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    1.1    Elect Director Daniel B. Hurwitz    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    1.2    Elect Director John G. Schreiber    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    1.3    Elect Director Michael Berman    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    1.4    Elect Director Anthony W. Deering    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    1.5    Elect Director Thomas W. Dickson    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    1.6    Elect Director Jonathan D. Gray    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    1.7    Elect Director William D. Rahm    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    1.8    Elect Director William J. Stein    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    1.9    Elect Director Gabrielle Sulzberger    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    2    Ratify Deloitte LLP as Auditors    For    For    Yes    No

Brixmor Property Group Inc.

   BRX    USA    11120U105    11120U105    Annual    16-Jun-16    08-Apr-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.1    Elect Director John W. Alexander    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.2    Elect Director Charles L. Atwood    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.3    Elect Director Linda Walker Bynoe    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.4    Elect Director Connie K. Duckworth    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.5    Elect Director Mary Kay Haben    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.6    Elect Director Bradley A. Keywell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.7    Elect Director John E. Neal    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.8    Elect Director David J. Neithercut    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.9    Elect Director Mark S. Shapiro    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.10    Elect Director Gerald A. Spector    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.11    Elect Director Stephen E. Sterrett    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.12    Elect Director B. Joseph White    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    1.13    Elect Director Samuel Zell    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No

Equity Residential

   EQR    USA    29476L107    29476L107    Annual    16-Jun-16    08-Apr-16    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management    1    Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting)          Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management    2    Approve Allocation of Income and Dividends of EUR 0.54 per Share    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management    3    Approve Discharge of Management Board for Fiscal 2015    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management    4    Approve Discharge of Supervisory Board for Fiscal 2015    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management    5    Ratify KPMG as Auditors for Fiscal 2016    For    For    Yes    No

Deutsche Wohnen AG

   DWNI    Germany    D2046U143    D2046U176    Annual    22-Jun-16    31-May-16    Management    6    Elect Florian Stetter to the Supervisory Board    For    For    Yes    No

Ascendas Real Estate Investment Trust

   A17U    Singapore    Y0205X103    Y0205X103    Annual    28-Jun-16       Management    1    Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report    For    For    Yes    No

Ascendas Real Estate Investment Trust

   A17U    Singapore    Y0205X103    Y0205X103    Annual    28-Jun-16       Management    2    Approve Ernst & Young LLP as Auditors and Authorize Manager to Fix Their Remuneration    For    For    Yes    No

Ascendas Real Estate Investment Trust

   A17U    Singapore    Y0205X103    Y0205X103    Annual    28-Jun-16       Management    3    Approve Issuance of Equity or Equity-linked Securities With or Without Preemptive Rights    For    For    Yes    No

Ascendas Real Estate Investment Trust

   A17U    Singapore    Y0205X103    Y0205X103    Special    28-Jun-16       Management    1    Approve New Strategic Management Agreement and New Master Asset Management Agreement    For    For    Yes    No


IVY LIMITED-TERM BOND FUND

Proxy Voting Record

There was no proxy voting for Ivy Limited-Term Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY MANAGED INTERNATIONAL OPPORTUNITIES FUND

Proxy Voting Record

There was no proxy voting for Ivy Managed International Opportunities Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY MICRO CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

MERCURY SYSTEMS, INC.

 

Meeting Date:    12/08/2015   Country:    USA   Primary Security ID:    589378108
Record Date:    10/20/2015   Meeting Type:    Annual   Ticker:    MRCY
     Shares Voted:    41,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Vincent Vitto

   Mgmt    For    For    For
1.2  

Elect Director George K. Muellner

   Mgmt    For    For    For
1.3  

Elect Director Mark S. Newman

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Rentrak Corporation

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:     760174102
Record Date:    12/10/2015   Meeting Type:    Special   Ticker:    RENT
     Shares Voted:    102,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    Against
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Enanta Pharmaceuticals, Inc.

 

Meeting Date:    02/11/2016   Country:    USA   Primary Security ID:    29251M106
Record Date:    01/05/2016   Meeting Type:    Annual   Ticker:    ENTA
     Shares Voted:    84,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ernst-Gunter Afting

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Enanta Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director Stephen Buckley, Jr.

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Motorcar Parts of America, Inc.

 

Meeting Date:    03/24/2016   Country:    USA   Primary Security ID:    620071100
Record Date:    02/16/2016   Meeting Type:    Annual   Ticker:    MPAA
     Shares Voted:    115,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Selwyn Joffe

   Mgmt    For    For    For
1.2  

Elect Director Mel Marks

   Mgmt    For    For    For
1.3  

Elect Director Scott Adelson

   Mgmt    For    For    For
1.4  

Elect Director Rudolph Borneo

   Mgmt    For    For    For
1.5  

Elect Director Philip Gay

   Mgmt    For    For    For
1.6  

Elect Director Duane Miller

   Mgmt    For    For    For
1.7  

Elect Director Jeffrey Mirvis

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

Flotek Industries, Inc.

 

Meeting Date:    04/22/2016   Country:    USA   Primary Security ID:    343389102
Record Date:    03/03/2016   Meeting Type:    Annual   Ticker:    FTK
     Shares Voted:    315,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ted D. Brown

   Mgmt    For    For    For
1.2  

Elect Director John W. Chisholm

   Mgmt    For    For    For
1.3  

Elect Director L. Melvin Cooper

   Mgmt    For    For    For
1.4  

Elect Director Carla S. Hardy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Flotek Industries, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Kenneth T. Hern

   Mgmt    For    For    For
1.6  

Elect Director L.V. ‘Bud’ McGuire

   Mgmt    For    For    For
1.7  

Elect Director John S. Reiland

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Hein & Associates LLP as Auditors

   Mgmt    For    For    For

Kona Grill, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    50047H201
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    KONA
     Shares Voted:    220,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marcus E. Jundt

   Mgmt    For    For    For
1.2  

Elect Director Leonard M. Newman

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Anthony L. Winczewski

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

MYR Group Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    55405W104
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    MYRG
     Shares Voted:    171,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry F. Altenbaumer

   Mgmt    For    For    For
1.2  

Elect Director William A. Koertner

   Mgmt    For    For    For
1.3  

Elect Director William D. Patterson

   Mgmt    For    For    For
1.4  

Elect Director John P. Schauerman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Power Solutions International, Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    73933G202
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    PSIX
     Shares Voted:    67,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Gary S. Winemaster

   Mgmt    For    Refer    For
2  

Elect Director Kenneth W. Landini

   Mgmt    For    Refer    For
3  

Elect Director Jay J. Hansen

   Mgmt    For    For    For
4  

Elect Director Mary E. Vogt

   Mgmt    For    For    For
5  

Elect Director Ellen R. Hoffing

   Mgmt    For    For    For
6  

Ratify RSM US LLP as Auditors

   Mgmt    For    For    For

Nautilus, Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    63910B102
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    NLS
     Shares Voted:    263,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald P. Badie

   Mgmt    For    For    For
1.2  

Elect Director Bruce M. Cazenave

   Mgmt    For    For    For
1.3  

Elect Director Richard A. Horn

   Mgmt    For    For    For
1.4  

Elect Director M. Carl Johnson, III

   Mgmt    For    For    For
1.5  

Elect Director Anne G. Saunders

   Mgmt    For    For    For
1.6  

Elect Director Marvin G. Siegert

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

GLOBANT S.A.

 

Meeting Date:    05/06/2016   Country:    Luxembourg   Primary Security ID:    L44385109
Record Date:    04/12/2016   Meeting Type:    Annual/Special   Ticker:    GLOB
     Shares Voted:    19,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

  

Mgmt

        
1  

Acknowledgement of the Postponement of the AGM

  

Mgmt

        
2  

Receive Board’s and Auditor’s Reports

   Mgmt         
3  

Approve Consolidated Financial Statements and Statutory Reports Regarding FY 2015

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve Allocation of Results

   Mgmt    For    For    For
6  

Approve Discharge of Directors

   Mgmt    For    For    For
7  

Approve Stock Option Plan Grants

   Mgmt    For    Refer    For
8  

Approve Remuneration of Directors for Financial Year 2016

   Mgmt    For    Refer    For
9  

Renew Appointment of Deloitte as Auditor for the Annual Accounts

   Mgmt    For    For    For
10  

Appoint Deloitte & Co S.A. as Auditor for the Consolidated Accounts

   Mgmt    For    For    For
11  

Reelect Timothy Mott as Director

   Mgmt    For    For    For
12  

Reelect Mario Vazquezas Director

   Mgmt    For    For    For
13  

Reelect Marcos Galperin as Director

   Mgmt    For    For    For
14  

Extend Mandate of Martín Migoya as Director

   Mgmt    For    Refer    For
15  

Extend the Mandate of Francisco Alvarez-Demalde as Director

   Mgmt    For    For    For
 

Special Meeting Agenda

   Mgmt         
1  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 7.2 million

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

GLOBANT S.A.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Change Date of Annual Meeting

   Mgmt    For    For    For
3  

Amend Article 10.2 Re: Decrease Shareholding Threshold to be Able to Add Items to Agenda of the Shareholder Meeting

   Mgmt    For    Refer    For
4  

Amend Article 10.7 Re: Record Date Setting

   Mgmt    For    Refer    For
5  

Amend Article 10.8 Re: Vote Instruction Deadline

   Mgmt    For    Refer    For

RingCentral, Inc.

 

Meeting Date:    05/06/2016   Country:    USA   Primary Security ID:    76680R206
Record Date:    03/29/2016   Meeting Type:    Annual   Ticker:    RNG
     Shares Voted:    125,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Vladimir Shmunis

   Mgmt    For    For    For
1.2  

Elect Director Neil Williams

   Mgmt    For    For    For
1.3  

Elect Director Robert Theis

   Mgmt    For    For    For
1.4  

Elect Director Michelle McKenna-Doyle

   Mgmt    For    For    For
1.5  

Elect Director Allan Thygesen

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Inventure Foods, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    461212102
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    SNAK
     Shares Voted:    304,766     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ashton D. Asensio

   Mgmt    For    For    For
1.2  

Elect Director Timothy A. Cole

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Inventure Foods, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Macon Bryce Edmonson

   Mgmt    For    For    For
1.4  

Elect Director Harold S. Edwards

   Mgmt    For    Refer    For
1.5  

Elect Director Paul J. Lapadat

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Terry McDaniel

   Mgmt    For    For    For
1.7  

Elect Director David L. Meyers

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend the Certificate of Incorporation to Effect the Elimination of Article Eighth

   Mgmt    For    Refer    For
4  

Ratify Moss Adams LLP as Auditors

   Mgmt    For    For    For

Repligen Corporation

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    759916109
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    RGEN
     Shares Voted:    66,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Nicolas M. Barthelemy

   Mgmt    For    For    For
1.2  

Elect Director Glenn L. Cooper

   Mgmt    For    For    For
1.3  

Elect Director John G. Cox

   Mgmt    For    For    For
1.4  

Elect Director Karen A. Dawes

   Mgmt    For    For    For
1.5  

Elect Director Glenn P. Muir

   Mgmt    For    For    For
1.6  

Elect Director Thomas F. Ryan, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Tony J. Hunt

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Other Business

   Mgmt    For    Against    Against

Imprivata, Inc.

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    45323J103
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    IMPR
    

Shares Voted:

   291,800     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Imprivata, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David Barrett

   Mgmt    For    For    For
1.2  

Elect Director Paul Maeder

   Mgmt    For    For    For
1.3  

Elect Director John Blaeser

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Potbelly Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    73754Y100
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    PBPB
     Shares Voted:    142,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ann-Marie Campbell

   Mgmt    For    For    For
1.2  

Elect Director Dan Ginsberg

   Mgmt    For    For    For
1.3  

Elect Director Harvey Kanter

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against

Adeptus Health Inc.

 

Meeting Date:    05/16/2016   Country:    USA   Primary Security ID:    006855100
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    ADPT
     Shares Voted:    44,275     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas S. Hall

   Mgmt    For    For    For
1.2  

Elect Director Richard Covert

   Mgmt    For    For    For
1.3  

Elect Director Steven V. Napolitano

   Mgmt    For    For    For
1.4  

Elect Director Daniel W. Rosenberg

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Adeptus Health Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Gregory W. Scott

   Mgmt    For    For    For
1.6  

Elect Director Ronald L. Taylor

   Mgmt    For    For    For
1.7  

Elect Director Jeffery S. Vender

   Mgmt    For    For    For
1.8  

Elect Director Stephen M. Mengert

   Mgmt    For    For    For
2  

Approve Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

ICU Medical, Inc.

 

Meeting Date:    05/16/2016   Country:    USA   Primary Security ID:    44930G107
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    ICUI
     Shares Voted:    35,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Vivek Jain

   Mgmt    For    For    For
1.2  

Elect Director George A. Lopez

   Mgmt    For    For    For
1.3  

Elect Director Joseph R. Saucedo

   Mgmt    For    For    For
1.4  

Elect Director Richard H. Sherman

   Mgmt    For    For    For
1.5  

Elect Director Robert S. Swinney

   Mgmt    For    For    For
1.6  

Elect Director David C. Greenberg

   Mgmt    For    For    For
1.7  

Elect Director Elisha W. Finney

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

SPS Commerce, Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    78463M107
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    SPSC
     Shares Voted:    80,604     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

SPS Commerce, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Archie C. Black

   Mgmt    For    For    For
1.2  

Elect Director Martin J. Leestma

   Mgmt    For    For    For
1.3  

Elect Director James B. Ramsey

   Mgmt    For    For    For
1.4  

Elect Director Tami L. Reller

   Mgmt    For    For    For
1.5  

Elect Director Michael A. Smerklo

   Mgmt    For    For    For
1.6  

Elect Director Philip E. Soran

   Mgmt    For    For    For
1.7  

Elect Director Sven A. Wehrwein

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

PGT, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    69336V101
Record Date:    04/15/2016   Meeting Type:    Annual   Ticker:    PGTI
     Shares Voted:    253,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alexander R. Castaldi

   Mgmt    For    For    For
1.2  

Elect Director M. Joseph McHugh

   Mgmt    For    For    For
1.3  

Elect Director William J. Morgan

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Sportsman’s Warehouse Holdings, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    84920Y106
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    SPWH
     Shares Voted:    368,165     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Sportsman’s Warehouse Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director Kay L. Toolson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

NEWLINK GENETICS CORPORATION

 

Meeting Date:    05/20/2016   Country:    USA   Primary Security ID:    651511107
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    NLNK
     Shares Voted:    41,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Paul R. Edick

   Mgmt    For    For    For
1.2  

Elect Director Joseph B. Saluri

   Mgmt    For    For    For
1.3  

Elect Director Nicholas N. Vahanian

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Omnicell, Inc.

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    68213N109
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    OMCL
     Shares Voted:    104,028     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James T. Judson

   Mgmt    For    For    For
1.2  

Elect Director Gary S. Petersmeyer

   Mgmt    For    For    For
1.3  

Elect Director Bruce D. Smith

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Laredo Petroleum, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    516806106
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    LPI
     Shares Voted:    102,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Pamela S. Pierce

   Mgmt    For    For    For
1.2  

Elect Director B.Z. (Bill) Parker

   Mgmt    For    For    For
1.3  

Elect Director Francis Rooney

   Mgmt    For    Refer    Withhold
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Entravision Communications Corporation

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    29382R107
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    EVC
     Shares Voted:    337,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Walter F. Ulloa

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Paul A. Zevnik

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Gilbert R. Vasquez

   Mgmt    For    For    For
1.4  

Elect Director Patricia Diaz Dennis

   Mgmt    For    For    For
1.5  

Elect Director Juan Saldívar von Wuthenau

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Martha Elena Diaz

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

LogMeIn, Inc.

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    54142L109
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    LOGM
     Shares Voted:    75,875     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

LogMeIn, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gregory W. Hughes

   Mgmt    For    For    For
1.2  

Elect Director Marilyn Matz

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

GTT Communications, Inc.

 

Meeting Date:    05/31/2016   Country:    USA   Primary Security ID:    362393100
Record Date:    04/15/2016   Meeting Type:    Annual   Ticker:    GTT
     Shares Voted:    170,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard D. Calder, Jr.

   Mgmt    For    For    For
1.2  

Elect Director H. Brian Thompson

   Mgmt    For    For    For
1.3  

Elect Director S. Joseph Bruno

   Mgmt    For    For    For
1.4  

Elect Director Rhodric C. Hackman

   Mgmt    For    For    For
1.5  

Elect Director Howard E. Janzen

   Mgmt    For    For    For
1.6  

Elect Director Nick Adamo

   Mgmt    For    For    For
1.7  

Elect Director Theodore B. Smith, III

   Mgmt    For    For    For
1.8  

Elect Director Elizabeth Satin

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify CohnReznick LLP as Auditors

   Mgmt    For    For    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

PDF Solutions, Inc.

 

Meeting Date:    05/31/2016   Country:    USA   Primary Security ID:    693282105
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    PDFS
     Shares Voted:    216,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John K. Kibarian

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Endologix, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    29266S106
Record Date:    04/13/2016   Meeting Type:    Annual   Ticker:    ELGX
     Shares Voted:    302,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gregory D. ‘Greg’ Waller

   Mgmt    For    For    For
1.2  

Elect Director Thomas C. ‘Tom’ Wilder, III

   Mgmt    For    For    For
1.3  

Elect Director Thomas F. ‘Tom’ Zenty, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Increase Authorized Common Stock

   Mgmt    For    For    For
6  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Intersect ENT, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    46071F103
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    XENT
     Shares Voted:    215,200     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Intersect ENT, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kieran T. Gallahue

   Mgmt    For    For    For
1.2  

Elect Director Lisa D. Earnhardt

   Mgmt    For    For    For
1.3  

Elect Director Cynthia L. Lucchese

   Mgmt    For    For    For
1.4  

Elect Director Dana G. Mead, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Frederic H. Moll

   Mgmt    For    For    For
1.6  

Elect Director Casey M. Tansey

   Mgmt    For    For    For
1.7  

Elect Director W. Anthony Vernon

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Surgical Care Affiliates, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    86881L106
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    SCAI
     Shares Voted:    74,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrew P. Hayek

   Mgmt    For    For    For
1.2  

Elect Director Frederick A. Hessler

   Mgmt    For    For    For
1.3  

Elect Director Lisa Skeete Tatum

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Avinger, Inc.

 

Meeting Date:    06/06/2016   Country:    USA   Primary Security ID:    053734109
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    AVGR
     Shares Voted:    163,131     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John B. Simpson

   Mgmt    For    Refer    For
1.2  

Elect Director Jeffrey M. Soinski

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

2U, Inc.

 

Meeting Date:    06/07/2016   Country:    USA   Primary Security ID:    90214J101
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    TWOU
     Shares Voted:    101,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy M. Haley

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Earl Lewis

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Coretha M. Rushing

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Hannon Armstrong Sustainable Infrastructure Capital, Inc.

 

Meeting Date:    06/07/2016   Country:    USA   Primary Security ID:    41068X100
Record Date:    04/13/2016   Meeting Type:    Annual   Ticker:    HASI
     Shares Voted:    146,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jeffrey W. Eckel

   Mgmt    For    For    For
1.2  

Elect Director Teresa M. Brenner

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Hannon Armstrong Sustainable Infrastructure Capital, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Mark J. Cirilli

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Charles M. O’Neil

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Richard J. Osborne

   Mgmt    For    For    For
1.6  

Elect Director Steven G. Osgood

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Natera, Inc.

 

Meeting Date:    06/07/2016   Country:    USA   Primary Security ID:    632307104
Record Date:    04/19/2016   Meeting Type:    Annual   Ticker:    NTRA
     Shares Voted:    137,388     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James I. Healy

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Edward C. Driscoll, Jr.

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Aerie Pharmaceuticals, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    00771V108
Record Date:    04/15/2016   Meeting Type:    Annual   Ticker:    AERI
     Shares Voted:    140,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gerald D. Cagle

   Mgmt    For    For    For
1.2  

Elect Director Richard Croarkin

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Cornerstone OnDemand, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    21925Y103
Record Date:    04/15/2016   Meeting Type:    Annual   Ticker:    CSOD
     Shares Voted:    126,800     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Cornerstone OnDemand, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Burlingame

   Mgmt    For    For    For
1.2  

Elect Director James McGeever

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Zix Corporation

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    98974P100
Record Date:    04/19/2016   Meeting Type:    Annual   Ticker:    ZIXI
     Shares Voted:    1,048,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mark J. Bonney

   Mgmt    For    For    For
1.2  

Elect Director Taher A. Elgamal

   Mgmt    For    For    For
1.3  

Elect Director Robert C. Hausmann

   Mgmt    For    For    For
1.4  

Elect Director Maribess L. Miller

   Mgmt    For    For    For
1.5  

Elect Director Richard D. Spurr

   Mgmt    For    For    For
1.6  

Elect Director David J. Wagner

   Mgmt    For    For    For
2  

Ratify Whitley Penn LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Q2 Holdings, Inc.

 

Meeting Date:    06/09/2016   Country:    USA   Primary Security ID:    74736L109
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    QTWO
     Shares Voted:    147,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael J. Maples, Sr.

   Mgmt    For    Refer    Withhold
1.2  

Elect Director James R. Offerdahl

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Q2 Holdings, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director R. H. ‘Hank’ Seale, III

   Mgmt    For    Refer    Withhold
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Evolent Health, Inc.

 

Meeting Date:    06/14/2016   Country:    USA   Primary Security ID:    30050B101
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    EVH
     Shares Voted:    129,387     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David Farner

   Mgmt    For    Refer    Against
1b  

Elect Director Michael Kirshbaum

   Mgmt    For    Refer    Against
1c  

Elect Director Norman Payson

   Mgmt    For    Refer    Against
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Amend Certificate of Incorporation to Remove Section 11.03

   Mgmt    For    For    For

Intra-Cellular Therapies, Inc.

 

Meeting Date:    06/14/2016   Country:    USA   Primary Security ID:    46116X101
Record Date:    04/20/2016   Meeting Type:    Annual   Ticker:    ITCI
     Shares Voted:    69,400     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sharon Mates

   Mgmt    For    For    For
1.2  

Elect Director Rory B. Riggs

   Mgmt    For    For    For
1.3  

Elect Director Robert L. Van Nostrand

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

K2M Group Holdings, Inc.

 

Meeting Date:    06/14/2016   Country:    USA   Primary Security ID:    48273J107
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    KTWO
     Shares Voted:    135,005     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Brett Brodnax

   Mgmt    For    Refer    Withhold
1.2  

Elect Director John Kostuik

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Sean Traynor

   Mgmt    For    Refer    Withhold
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Dave & Buster’s Entertainment, Inc.

 

Meeting Date:    06/16/2016   Country:    USA   Primary Security ID:    238337109
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    PLAY
     Shares Voted:    66,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael J. Griffith

   Mgmt    For    For    For
1.2  

Elect Director Jonathan S. Halkyard

   Mgmt    For    For    For
1.3  

Elect Director David A. Jones

   Mgmt    For    For    For
1.4  

Elect Director Stephen M. King

   Mgmt    For    For    For
1.5  

Elect Director Alan J. Lacy

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Kevin M. Mailender

   Mgmt    For    Refer    Withhold
1.7  

Elect Director Patricia H. Mueller

   Mgmt    For    For    For
1.8  

Elect Director Kevin M. Sheehan

   Mgmt    For    For    For
1.9  

Elect Director Jennifer Storms

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Natural Gas Services Group, Inc.

 

Meeting Date:    06/16/2016   Country:    USA   Primary Security ID:    63886Q109
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    NGS
     Shares Voted:    96,965     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Director John W. Chisholm

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Amend Stock Option Plan

   Mgmt    For    Refer    For
4  

Ratify BDO USA, LLP as Auditors

   Mgmt    For    For    For
5  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For

Press Ganey Holdings, Inc.

 

Meeting Date:    06/21/2016   Country:    USA   Primary Security ID:    74113L102
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    PGND
     Shares Voted:    70,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Norman W. Alpert

   Mgmt    For    Refer    Against
1b  

Elect Director Patrick T. Ryan

   Mgmt    For    Refer    Against
1c  

Elect Director Ellen M. Zane

   Mgmt    For    Refer    Against
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Oxford Immunotec Global plc

 

Meeting Date:    06/28/2016   Country:    United Kingdom   Primary Security ID:    G6855A103
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    OXFD
     Shares Voted:    188,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Elect Patrick J. Balthrop, Sr. as Director

   Mgmt    For    For    For
2  

Elect Ronald A. Andrews, Jr. as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 7 Ivy Micro Cap Growth Fund

 

Oxford Immunotec Global plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Elect Richard A. Sandberg as Director

   Mgmt    For    For    For
4  

Elect A. Scott Walton as Director

   Mgmt    For    For    For
5  

Elect Peter Wrighton-Smith as Director

   Mgmt    For    Refer    Against
6  

Approve Audit Committee’s Appointment of Ernst & Young LLP as Auditors

   Mgmt    For    For    For
7  

Reappoint Ernst & Young LLP as Auditors

   Mgmt    For    For    For
8  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
9  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
10  

Approve Remuneration Report

   Mgmt    For    For    For


IVY MID CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Bed Bath & Beyond Inc.

 

Meeting Date:    07/02/2015   Country:    USA   Primary Security ID:    075896100
Record Date:    05/06/2015   Meeting Type:    Annual   Ticker:    BBBY
     Shares Voted:    1,067,808     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Warren Eisenberg

   Mgmt    For    For    For
1b  

Elect Director Leonard Feinstein

   Mgmt    For    For    For
1c  

Elect Director Steven H. Temares

   Mgmt    For    For    For
1d  

Elect Director Dean S. Adler

   Mgmt    For    For    For
1e  

Elect Director Stanley F. Barshay

   Mgmt    For    For    For
1f  

Elect Director Geraldine T. Elliott

   Mgmt    For    For    For
1g  

Elect Director Klaus Eppler

   Mgmt    For    For    For
1h  

Elect Director Patrick R. Gaston

   Mgmt    For    For    For
1i  

Elect Director Jordan Heller

   Mgmt    For    For    For
1j  

Elect Director Victoria A. Morrison

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

Burberry Group plc

 

Meeting Date:    07/16/2015   Country:    United Kingdom   Primary Security ID:    G1700D105
Record Date:    07/14/2015   Meeting Type:    Annual   Ticker:    BRBY
     Shares Voted:    2,267,998     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Final Dividend

   Mgmt    For    For    For
4  

Re-elect Sir John Peace as Director

   Mgmt    For    For    For
5  

Elect Fabiola Arredondo as Director

   Mgmt    For    For    For
6  

Re-elect Philip Bowman as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Burberry Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

7  

Re-elect Ian Carter as Director

   Mgmt    For    For    For
8  

Re-elect Jeremy Darroch as Director

   Mgmt    For    For    For
9  

Re-elect Stephanie George as Director

   Mgmt    For    For    For
10  

Re-elect Matthew Key as Director

   Mgmt    For    For    For
11  

Elect Carolyn McCall as Director

   Mgmt    For    For    For
12  

Re-elect David Tyler as Director

   Mgmt    For    For    For
13  

Re-elect Christopher Bailey as Director

   Mgmt    For    For    For
14  

Re-elect Carol Fairweather as Director

   Mgmt    For    For    For
15  

Re-elect John Smith as Director

   Mgmt    For    For    For
16  

Reappoint PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
17  

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
18  

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
19  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
20  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
21  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
22  

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For
23  

Adopt New Articles of Association

   Mgmt    For    Refer    For

Ralph Lauren Corporation

 

Meeting Date:    08/06/2015   Country:    USA   Primary Security ID:    751212101
Record Date:    06/10/2015   Meeting Type:    Annual   Ticker:    RL
     Shares Voted:    420,443     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Frank A. Bennack, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Joel L. Fleishman

   Mgmt    For    For    For
1.3  

Elect Director Hubert Joly

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Ralph Lauren Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

Electronic Arts Inc.

 

Meeting Date:    08/14/2015   Country:    USA   Primary Security ID:    285512109
Record Date:    06/22/2015   Meeting Type:    Annual   Ticker:    EA
     Shares Voted:    2,078,906     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Leonard S. Coleman

   Mgmt    For    For    For
1b  

Elect Director Jay C. Hoag

   Mgmt    For    For    For
1c  

Elect Director Jeffrey T. Huber

   Mgmt    For    For    For
1d  

Elect Director Vivek Paul

   Mgmt    For    For    For
1e  

Elect Director Lawrence F. Probst, III

   Mgmt    For    For    For
1f  

Elect Director Richard A. Simonson

   Mgmt    For    For    For
1g  

Elect Director Luis A. Ubinas

   Mgmt    For    For    For
1h  

Elect Director Denise F. Warren

   Mgmt    For    For    For
1i  

Elect Director Andrew Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against

Microchip Technology Incorporated

 

Meeting Date:    08/14/2015   Country:    USA   Primary Security ID:    595017104
Record Date:    06/18/2015   Meeting Type:    Annual   Ticker:    MCHP
     Shares Voted:    2,257,653     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Microchip Technology Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2  

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.3  

Elect Director L.B. Day

   Mgmt    For    For    For
1.4  

Elect Director Esther L. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2  

Approve Conversion of Securities

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Under Armour, Inc.

 

Meeting Date:    08/26/2015   Country:    USA   Primary Security ID:    904311107
Record Date:    07/13/2015   Meeting Type:    Special   Ticker:    UA
     Shares Voted:    518,252     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than
2.5 Million of the Company’s Shares

   Mgmt    For    Refer    For
1b  

Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company

   Mgmt    For    Refer    For
1c  

Amend Charter to Provide Equal Treatment Provisions

   Mgmt    For    Refer    For
1d  

Amend Charter to Enhance Board Independence Provisions

   Mgmt    For    Refer    For
1e  

Amend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote

   Mgmt    For    Refer    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
3  

Approve Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Whole Foods Market, Inc.

 

Meeting Date:    09/15/2015   Country:    USA   Primary Security ID:    966837106
Record Date:    07/20/2015   Meeting Type:    Annual   Ticker:    WFM
     Shares Voted:    1,699,073     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director John Elstrott

   Mgmt    For    For    For
1.2  

Elect Director Shahid ‘Hass’ Hassan

   Mgmt    For    For    For
1.3  

Elect Director Stephanie Kugelman

   Mgmt    For    For    For
1.4  

Elect Director John Mackey

   Mgmt    For    For    For
1.5  

Elect Director Walter Robb

   Mgmt    For    For    For
1.6  

Elect Director Jonathan Seiffer

   Mgmt    For    For    For
1.7  

Elect Director Morris ‘Mo’ Siegel

   Mgmt    For    For    For
1.8  

Elect Director Jonathan Sokoloff

   Mgmt    For    For    For
1.9  

Elect Director Ralph Sorenson

   Mgmt    For    For    For
1.10  

Elect Director Gabrielle Sulzberger

   Mgmt    For    For    For
1.11  

Elect Director William ‘Kip’ Tindell, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
4  

Increase Authorized Common Stock

   Mgmt    For    For    For
5  

Limit Accelerated Vesting of Awards

   SH    Against    Refer    Against

WebMD Health Corp.

 

Meeting Date:    10/01/2015   Country:    USA   Primary Security ID:    94770V102
Record Date:    08/10/2015   Meeting Type:    Annual   Ticker:    WBMD
     Shares Voted:    474,436     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Mark J. Adler

   Mgmt    For    For    For
1.2  

Elect Director Neil F. Dimick

   Mgmt    For    For    For
1.3  

Elect Director James V. Manning

   Mgmt    For    For    For
1.4  

Elect Director Joseph E. Smith

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

WebMD Health Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Coty Inc.

 

Meeting Date:    11/04/2015   Country:    USA   Primary Security ID:    222070203
Record Date:    09/10/2015   Meeting Type:    Annual   Ticker:    COTY
     Shares Voted:    417,899     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Lambertus J.H. Becht

   Mgmt    For    For    For
1.2  

Elect Director Joachim Faber

   Mgmt    For    For    For
1.3  

Elect Director Olivier Goudet

   Mgmt    For    For    For
1.4  

Elect Director Peter Harf

   Mgmt    For    For    For
1.5  

Elect Director Paul S. Michaels

   Mgmt    For    For    For
1.6  

Elect Director Erhard Schoewel

   Mgmt    For    For    For
1.7  

Elect Director Robert Singer

   Mgmt    For    For    For
1.8  

Elect Director Jack Stahl

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

The Hain Celestial Group, Inc.

 

Meeting Date:    11/19/2015   Country:    USA   Primary Security ID:    405217100
Record Date:    09/21/2015   Meeting Type:    Annual   Ticker:    HAIN
     Shares Voted:    1,477,852     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Irwin D. Simon

   Mgmt    For    For    For
1.2  

Elect Director Richard C. Berke

   Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

The Hain Celestial Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3  

Elect Director Andrew R. Heyer

   Mgmt    For    For    For
1.4  

Elect Director Raymond W. Kelly

   Mgmt    For    For    For
1.5  

Elect Director Roger Meltzer

   Mgmt    For    For    For
1.6  

Elect Director Scott M. O’Neil

   Mgmt    For    Refer    Withhold
1.7  

Elect Director Adrianne Shapira

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Lawrence S. Zilavy

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Adopt Proxy Access Right

   SH    For    Against    Against

Towers Watson & Co.

 

Meeting Date:    12/11/2015   Country:    USA   Primary Security ID:    891894107
Record Date:    10/01/2015   Meeting Type:    Special   Ticker:    TW
     Shares Voted:    741,681     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Woodward, Inc.

 

Meeting Date:    01/20/2016   Country:    USA   Primary Security ID:    980745103
Record Date:    11/25/2015   Meeting Type:    Annual   Ticker:    WWD
     Shares Voted:    529,409     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director John D. Cohn

   Mgmt    For    For    For
1.2  

Elect Director James R. Rulseh

   Mgmt    For    For    For
1.3  

Elect Director Gregg C. Sengstack

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Woodward, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

D.R. Horton, Inc.

 

Meeting Date:    01/21/2016   Country:    USA   Primary Security ID:    23331A109
Record Date:    11/30/2015   Meeting Type:    Annual   Ticker:    DHI
     Shares Voted:    2,004,877     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Donald R. Horton

   Mgmt    For    For    For
1b  

Elect Director Barbara K. Allen

   Mgmt    For    For    For
1c  

Elect Director Brad S. Anderson

   Mgmt    For    For    For
1d  

Elect Director Michael R. Buchanan

   Mgmt    For    For    For
1e  

Elect Director Michael W. Hewatt

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

The Scotts Miracle-Gro Company

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:    810186106
Record Date:    12/03/2015   Meeting Type:    Annual   Ticker:    SMG
     Shares Voted:    793,312     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Adam Hanft

   Mgmt    For    For    For
1.2  

Elect Director Stephen L. Johnson

   Mgmt    For    For    For
1.3  

Elect Director Katherine Hagedorn Littlefield

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

The Valspar Corporation

 

Meeting Date:    02/24/2016   Country:    USA   Primary Security ID:    920355104
Record Date:    12/28/2015   Meeting Type:    Annual   Ticker:    VAL
     Shares Voted:    885,901     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director William M. Cook

   Mgmt    For    For    For
1.2  

Elect Director Gary E. Hendrickson

   Mgmt    For    For    For
1.3  

Elect Director Mae C. Jemison

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    03/03/2016   Country:    USA   Primary Security ID:    00404A109
Record Date:    01/25/2016   Meeting Type:    Special   Ticker:    ACHC
     Shares Voted:    548,380     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Increase Authorized Common Stock

   Mgmt    For    For    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Whole Foods Market, Inc.

 

Meeting Date:    03/09/2016   Country:    USA   Primary Security ID:    966837106
Record Date:    01/11/2016   Meeting Type:    Annual   Ticker:    WFM
     Shares Voted:    1,774,207     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director John Elstrott

   Mgmt    For    For    For
1.2  

Elect Director Shahid (Hass) Hassan

   Mgmt    For    For    For
1.3  

Elect Director Stephanie Kugelman

   Mgmt    For    For    For
1.4  

Elect Director John Mackey

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Whole Foods Market, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.5  

Elect Director Walter Robb

   Mgmt    For    For    For
1.6  

Elect Director Jonathan Seiffer

   Mgmt    For    For    For
1.7  

Elect Director Morris (Mo) Siegel

   Mgmt    For    For    For
1.8  

Elect Director Jonathan Sokoloff

   Mgmt    For    For    For
1.9  

Elect Director Ralph Sorenson

   Mgmt    For    For    For
1.10  

Elect Director Gabrielle Sulzberger

   Mgmt    For    For    For
1.11  

Elect Director William (Kip) Tindell, III

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Proxy Access

   SH    Against    Against    Against
6  

Pro-rata Vesting of Equity Plan

   SH    Against    Refer    Against
7  

Report on Food Waste Management

   SH    Against    Refer    Against

F5 Networks, Inc.

 

Meeting Date:    03/10/2016   Country:    USA   Primary Security ID:    315616102
Record Date:    01/04/2016   Meeting Type:    Annual   Ticker:    FFIV
     Shares Voted:    382,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director A. Gary Ames

   Mgmt    For    For    For
1b  

Elect Director Sandra E. Bergeron

   Mgmt    For    For    For
1c  

Elect Director Deborah L. Bevier

   Mgmt    For    For    For
1d  

Elect Director Jonathan C. Chadwick

   Mgmt    For    For    For
1e  

Elect Director Michael L. Dreyer

   Mgmt    For    For    For
1f  

Elect Director Alan J. Higginson

   Mgmt    For    For    For
1g  

Elect Director Peter S. Klein

   Mgmt    For    For    For
1h  

Elect Director John McAdam

   Mgmt    For    For    For
1i  

Elect Director Stephen M. Smith

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

F5 Networks, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

IDEX Corporation

 

Meeting Date:    04/06/2016   Country:    USA   Primary Security ID:    45167R104
Record Date:    02/10/2016   Meeting Type:    Annual   Ticker:    IEX
     Shares Voted:    540,427     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Ernest J. Mrozek

   Mgmt    For    For    For
1.2  

Elect Director David C. Parry

   Mgmt    For    For    For
1.3  

Elect Director Livingston L. Satterthwaite

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Fastenal Company

 

Meeting Date:    04/19/2016   Country:    USA   Primary Security ID:    311900104
Record Date:    02/19/2016   Meeting Type:    Annual   Ticker:    FAST
     Shares Voted:    2,391,575     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Willard D. Oberton

   Mgmt    For    For    For
1b  

Elect Director Michael J. Ancius

   Mgmt    For    For    For
1c  

Elect Director Michael J. Dolan

   Mgmt    For    For    For
1d  

Elect Director Stephen L. Eastman

   Mgmt    For    For    For
1e  

Elect Director Daniel L. Florness

   Mgmt    For    For    For
1f  

Elect Director Rita J. Heise

   Mgmt    For    For    For
1g  

Elect Director Darren R. Jackson

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Fastenal Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1h  

Elect Director Scott A. Satterlee

   Mgmt    For    For    For
1i  

Elect Director Reyne K. Wisecup

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Northern Trust Corporation

 

Meeting Date:    04/19/2016   Country:    USA   Primary Security ID:    665859104
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    NTRS
     Shares Voted:    1,380,260     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Linda Walker Bynoe

   Mgmt    For    For    For
1b  

Elect Director Susan Crown

   Mgmt    For    For    For
1c  

Elect Director Dean M. Harrison

   Mgmt    For    For    For
1d  

Elect Director Dipak C. Jain

   Mgmt    For    For    For
1e  

Elect Director Jose Luis Prado

   Mgmt    For    For    For
1f  

Elect Director Thomas E. Richards

   Mgmt    For    For    For
1g  

Elect Director John W. Rowe

   Mgmt    For    For    For
1h  

Elect Director Martin P. Slark

   Mgmt    For    For    For
1i  

Elect Director David H.B. Smith, Jr.

   Mgmt    For    For    For
1j  

Elect Director Donald Thompson

   Mgmt    For    For    For
1k  

Elect Director Charles A. Tribbett, III

   Mgmt    For    For    For
1l  

Elect Director Frederick H. Waddell

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Intuitive Surgical, Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    46120E602
Record Date:    02/25/2016   Meeting Type:    Annual   Ticker:    ISRG
     Shares Voted:    181,346     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Intuitive Surgical, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Craig H. Barratt

   Mgmt    For    For    For
1.2  

Elect Director Michael A. Friedman

   Mgmt    For    For    For
1.3  

Elect Director Gary S. Guthart

   Mgmt    For    For    For
1.4  

Elect Director Amal M. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Keith R. Leonard, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Alan J. Levy

   Mgmt    For    For    For
1.7  

Elect Director Mark J. Rubash

   Mgmt    For    For    For
1.8  

Elect Director Lonnie M. Smith

   Mgmt    For    For    For
1.9  

Elect Director George Stalk, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Signature Bank

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    82669G104
Record Date:    03/02/2016   Meeting Type:    Annual   Ticker:    SBNY
     Shares Voted:    462,978     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director John Tamberlane

   Mgmt    For    For    For
1.2  

Elect Director Judith A. Huntington

   Mgmt    For    For    For
1.3  

Elect Director Derrick D. Cephas

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Fortune Brands Home & Security, Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    34964C106
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    FBHS
     Shares Voted:    1,474,490     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Susan S. Kilsby

   Mgmt    For    For    For
1b  

Elect Director Christopher J. Klein

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

NOBLE ENERGY, INC.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    655044105
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    NBL
     Shares Voted:    1,019,947     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Jeffrey L. Berenson

   Mgmt    For    For    For
1b  

Elect Director Michael A. Cawley

   Mgmt    For    For    For
1c  

Elect Director Edward F. Cox

   Mgmt    For    For    For
1d  

Elect Director James E. Craddock

   Mgmt    For    Refer    For
1e  

Elect Director Thomas J. Edelman

   Mgmt    For    For    For
1f  

Elect Director Eric P. Grubman

   Mgmt    For    For    For
1g  

Elect Director Kirby L. Hedrick

   Mgmt    For    For    For
1h  

Elect Director David L. Stover

   Mgmt    For    For    For
1i  

Elect Director Scott D. Urban

   Mgmt    For    For    For
1j  

Elect Director William T. Van Kleef

   Mgmt    For    For    For
1k  

Elect Director Molly K. Williamson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against
5  

Report on Impacts of and Plans to Align with Global Climate Change Policy

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

BorgWarner Inc.

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    099724106
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    BWA
     Shares Voted:    1,247,499     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director John R. McKernan, Jr.

   Mgmt    For    For    For
1b  

Elect Director Alexis P. Michas

   Mgmt    For    For    For
1c  

Elect Director Ernest J. Novak, Jr.

   Mgmt    For    For    For
1d  

Elect Director Richard O. Schaum

   Mgmt    For    Refer    Against
1e  

Elect Director Thomas T. Stallkamp

   Mgmt    For    For    For
1f  

Elect Director James R. Verrier

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
5  

Provide Right to Call Special Meeting

   Mgmt    For    For    For
6  

Proxy Access

   SH    Against    Against    Against

Polaris Industries Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    731068102
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    PII
     Shares Voted:    703,620     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Gwenne A. Henricks

   Mgmt    For    For    For
1.2  

Elect Director Bernd F. Kessler

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Polaris Industries Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3  

Elect Director Lawrence D. Kingsley

   Mgmt    For    For    For
1.4  

Elect Director Scott W. Wine

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Under Armour, Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    904311107
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    UA
     Shares Voted:    412,333     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Kevin A. Plank

   Mgmt    For    For    For
1.2  

Elect Director Byron K. Adams, Jr.

   Mgmt    For    For    For
1.3  

Elect Director George W. Bodenheimer

   Mgmt    For    For    For
1.4  

Elect Director Douglas E. Coltharp

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Anthony W. Deering

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Karen W. Katz

   Mgmt    For    For    For
1.7  

Elect Director A.B. Krongard

   Mgmt    For    Refer    Withhold
1.8  

Elect Director William R. McDermott

   Mgmt    For    For    For
1.9  

Elect Director Eric T. Olson

   Mgmt    For    For    For
1.10  

Elect Director Harvey L. Sanders

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Trimble Navigation Limited

 

Meeting Date:    05/02/2016   Country:    USA   Primary Security ID:    896239100
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    TRMB
     Shares Voted:    1,531,745     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Trimble Navigation Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steven W. Berglund

   Mgmt    For    For    For
1.2  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1.3  

Elect Director Ulf J. Johansson

   Mgmt    For    For    For
1.4  

Elect Director Meaghan Lloyd

   Mgmt    For    For    For
1.5  

Elect Director Ronald S. Nersesian

   Mgmt    For    For    For
1.6  

Elect Director Mark S. Peek

   Mgmt    For    For    For
1.7  

Elect Director Nickolas W. Vande Steeg

   Mgmt    For    For    For
1.8  

Elect Director Borje Ekholm

   Mgmt    For    For    For
1.9  

Elect Director Kaigham (Ken) Gabriel

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Change State of Incorporation from California to Delaware

   Mgmt    For    Refer    Against

Expeditors International of Washington, Inc.

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    302130109
Record Date:    03/08/2016   Meeting Type:    Annual   Ticker:    EXPD
     Shares Voted:    1,297,902     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert R. Wright

   Mgmt    For    For    For
1.2  

Elect Director James M. DuBois

   Mgmt    For    For    For
1.3  

Elect Director Mark A. Emmert

   Mgmt    For    For    For
1.4  

Elect Director Diane H. Gulyas

   Mgmt    For    For    For
1.5  

Elect Director Dan P. Kourkoumelis

   Mgmt    For    For    For
1.6  

Elect Director Michael J. Malone

   Mgmt    For    For    For
1.7  

Elect Director Richard B. McCune

   Mgmt    For    For    For
1.8  

Elect Director Jeffrey S. Musser

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Expeditors International of Washington, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9  

Elect Director Liane J. Pelletier

   Mgmt    For    For    For
1.10  

Elect Director James L.K. Wang

   Mgmt    For    For    For
1.11  

Elect Director Tay Yoshitani

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Approve Stock Option Plan

   Mgmt    For    Refer    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Provide Proxy Access Right

   Mgmt    For    Against    For
6  

Clawback of Incentive Payments

   SH    Against    For    For

Tractor Supply Company

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    892356106
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    TSCO
     Shares Voted:    635,695     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cynthia T. Jamison

   Mgmt    For    For    For
1.2  

Elect Director Johnston C. Adams

   Mgmt    For    For    For
1.3  

Elect Director Peter D. Bewley

   Mgmt    For    For    For
1.4  

Elect Director Keith R. Halbert

   Mgmt    For    For    For
1.5  

Elect Director George MacKenzie

   Mgmt    For    For    For
1.6  

Elect Director Edna K. Morris

   Mgmt    For    For    For
1.7  

Elect Director Mark J. Weikel

   Mgmt    For    For    For
1.8  

Elect Director Gregory A. Sandfort

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    127097103
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    COG
     Shares Voted:    1,620,261     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Cabot Oil & Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Dorothy M. Ables

   Mgmt    For    For    For
1b  

Elect Director Rhys J. Best

   Mgmt    For    For    For
1c  

Elect Director Robert S. Boswell

   Mgmt    For    For    For
1d  

Elect Director Dan O. Dinges

   Mgmt    For    For    For
1e  

Elect Director Robert Kelley

   Mgmt    For    For    For
1f  

Elect Director W. Matt Ralls

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Political Contributions

   SH    Against    Against    Against
5  

Proxy Access

   SH    Against    Against    Against

First Republic Bank

 

Meeting Date:    05/10/2016   Country:    USA   Primary Security ID:    33616C100
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    FRC
     Shares Voted:    896,193     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Establish Range For Board Size

   Mgmt    For    Refer    For
2.1  

Elect Director James H. Herbert, II

   Mgmt    For    For    For
2.2  

Elect Director Katherine August-deWilde

   Mgmt    For    For    For
2.3  

Elect Director Thomas J. Barrack, Jr.

   Mgmt    For    Refer    For
2.4  

Elect Director Frank J. Fahrenkopf, Jr.

   Mgmt    For    For    For
2.5  

Elect Director L. Martin Gibbs

   Mgmt    For    For    For
2.6  

Elect Director Boris Groysberg

   Mgmt    For    For    For
2.7  

Elect Director Sandra R. Hernandez

   Mgmt    For    For    For
2.8  

Elect Director Pamela J. Joyner

   Mgmt    For    For    For
2.9  

Elect Director Reynold Levy

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

First Republic Bank

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.10  

Elect Director Jody S. Lindell

   Mgmt    For    For    For
2.11  

Elect Director Duncan L. Niederauer

   Mgmt    For    For    For
2.12  

Elect Director George G.C. Parker

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

Akamai Technologies, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    00971T101
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    AKAM
     Shares Voted:    171,343     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Pamela J. Craig

   Mgmt    For    For    For
1.2  

Elect Director Jonathan Miller

   Mgmt    For    For    For
1.3  

Elect Director Paul Sagan

   Mgmt    For    For    For
1.4  

Elect Director Naomi O. Seligman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Dunkin’ Brands Group, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    265504100
Record Date:    03/17/2016   Meeting Type:    Annual   Ticker:    DNKN
     Shares Voted:    1,225,074     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Raul Alvarez

   Mgmt    For    For    For
1.2  

Elect Director Anthony DiNovi

   Mgmt    For    For    For
1.3  

Elect Director Nigel Travis

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Dunkin’ Brands Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

GrubHub Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    400110102
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    GRUB
     Shares Voted:    1,481,524     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Justin L. Sadrian

   Mgmt    For    For    For
1.2  

Elect Director David Fisher

   Mgmt    For    For    For
1.3  

Elect Director Benjamin Spero

   Mgmt    For    For    For
2  

Ratify Crowe Horwath LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Laboratory Corporation of America Holdings

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    50540R409
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    LH
     Shares Voted:    417,830     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kerrii B. Anderson

   Mgmt    For    For    For
1b  

Elect Director Jean-Luc Belingard

   Mgmt    For    For    For
1c  

Elect Director D. Gary Gilliland

   Mgmt    For    For    For
1d  

Elect Director David P. King

   Mgmt    For    For    For
1e  

Elect Director Garheng Kong

   Mgmt    For    For    For
1f  

Elect Director Robert E. Mittelstaedt, Jr.

   Mgmt    For    For    For
1g  

Elect Director Peter M. Neupert

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Laboratory Corporation of America Holdings

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Richelle P. Parham

   Mgmt    For    For    For
1i  

Elect Director Adam H. Schechter

   Mgmt    For    For    For
1j  

Elect Director R. Sanders Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Report on Zika Virus Controls for Primates and Employees

   SH    Against    For    Against

Mead Johnson Nutrition Company

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    582839106
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    MJN
     Shares Voted:    936,012     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven M. Altschuler

   Mgmt    For    For    For
1b  

Elect Director Howard B. Bernick

   Mgmt    For    For    For
1c  

Elect Director Kimberly A. Casiano

   Mgmt    For    For    For
1d  

Elect Director Anna C. Catalano

   Mgmt    For    For    For
1e  

Elect Director Celeste A. Clark

   Mgmt    For    For    For
1f  

Elect Director James M. Cornelius

   Mgmt    For    For    For
1g  

Elect Director Stephen W. Golsby

   Mgmt    For    For    For
1h  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1i  

Elect Director Peter Kasper Jakobsen

   Mgmt    For    For    For
1j  

Elect Director Peter G. Ratcliffe

   Mgmt    For    For    For
1k  

Elect Director Michael A. Sherman

   Mgmt    For    For    For
1l  

Elect Director Elliott Sigal

   Mgmt    For    For    For
1m  

Elect Director Robert S. Singer

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Mead Johnson Nutrition Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Cimarex Energy Co.

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    171798101
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    XEC
     Shares Voted:    349,967     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lisa A. Stewart

   Mgmt    For    For    For
1.2  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1.3  

Elect Director Harold R. Logan, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Monroe W. Robertson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Edwards Lifesciences Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    28176E108
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    EW
     Shares Voted:    473,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael A. Mussallem

   Mgmt    For    For    For
1b  

Elect Director John T. Cardis

   Mgmt    For    For    For
1c  

Elect Director Kieran T. Gallahue

   Mgmt    For    For    For
1d  

Elect Director William J. Link

   Mgmt    For    For    For
1e  

Elect Director Steven R. Loranger

   Mgmt    For    For    For
1f  

Elect Director Martha H. Marsh

   Mgmt    For    For    For
1g  

Elect Director Wesley W. von Schack

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Edwards Lifesciences Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Nicholas J. Valeriani

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Zoetis Inc.

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    98978V103
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ZTS
     Shares Voted:    2,115,560     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Juan Ramon Alaix

   Mgmt    For    For    For
1.2  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For
1.3  

Elect Director Frank A. D’Amelio

   Mgmt    For    For    For
1.4  

Elect Director Michael B. McCallister

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Align Technology, Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    016255101
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    ALGN
     Shares Voted:    685,209     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joseph M. Hogan

   Mgmt    For    For    For
1.2  

Elect Director Joseph Lacob

   Mgmt    For    For    For
1.3  

Elect Director C. Raymond Larkin, Jr.

   Mgmt    For    For    For
1.4  

Elect Director George J. Morrow

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Align Technology, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Thomas M. Prescott

   Mgmt    For    For    For
1.6  

Elect Director Andrea L. Saia

   Mgmt    For    For    For
1.7  

Elect Director Greg J. Santora

   Mgmt    For    For    For
1.8  

Elect Director Warren S. Thaler

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
5  

Eliminate Supermajority Vote Requirement to Remove Directors

   Mgmt    For    For    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

CME Group Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    12572Q105
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    CME
     Shares Voted:    904,895     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Terrence A. Duffy

   Mgmt    For    For    For
1b  

Elect Director Phupinder S. Gill

   Mgmt    For    For    For
1c  

Elect Director Timothy S. Bitsberger

   Mgmt    For    For    For
1d  

Elect Director Charles P. Carey

   Mgmt    For    For    For
1e  

Elect Director Dennis H. Chookaszian

   Mgmt    For    For    For
1f  

Elect Director Ana Dutra

   Mgmt    For    For    For
1g  

Elect Director Martin J. Gepsman

   Mgmt    For    For    For
1h  

Elect Director Larry G. Gerdes

   Mgmt    For    For    For
1i  

Elect Director Daniel R. Glickman

   Mgmt    For    For    For
1j  

Elect Director Leo Melamed

   Mgmt    For    For    For
1k  

Elect Director William P. Miller, II

   Mgmt    For    For    For
1l  

Elect Director James E. Oliff

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1m  

Elect Director Alex J. Pollock

   Mgmt    For    For    For
1n  

Elect Director John F. Sandner

   Mgmt    For    For    For
1o  

Elect Director Terry L. Savage

   Mgmt    For    For    For
1p  

Elect Director William R. Shepard

   Mgmt    For    For    For
1q  

Elect Director Dennis A. Suskind

   Mgmt    For    For    For
2  

Ratify Ernst & Young as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Verisk Analytics, Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    92345Y106
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    VRSK
     Shares Voted:    601,158     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John F. Lehman, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Andrew G. Mills

   Mgmt    For    For    For
1.3  

Elect Director Constantine P. Iordanou

   Mgmt    For    For    For
1.4  

Elect Director Scott G. Stephenson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte and Touche LLP as Auditors

   Mgmt    For    For    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    00404A109
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    ACHC
     Shares Voted:    478,086     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William F. Grieco

   Mgmt    For    For    For
1.2  

Elect Director Joey A. Jacobs

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Acadia Healthcare Company, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Reeve B. Waud

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
6  

Report on Sustainability

   SH    Against    Refer    Against

Continental Resources, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    212015101
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    CLR
     Shares Voted:    1,549,523     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold G. Hamm

   Mgmt    For    Refer    For
1.2  

Elect Director John T. McNabb, II

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Report on Steps Taken to Increase Board Diversity

   SH    Against    Against    Against
4  

Report on Methane Emissions Management

   SH    Against    Refer    Against
5  

Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts

   SH    Against    Refer    Against

Kate Spade & Company

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    485865109
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    KATE
     Shares Voted:    1,694,427     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lawrence S. Benjamin

   Mgmt    For    For    For
1.2  

Elect Director Raul J. Fernandez

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Kate Spade & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Kenneth B. Gilman

   Mgmt    For    For    For
1.4  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1.5  

Elect Director Kenneth P. Kopelman

   Mgmt    For    For    For
1.6  

Elect Director Craig A. Leavitt

   Mgmt    For    For    For
1.7  

Elect Director Deborah J. Lloyd

   Mgmt    For    For    For
1.8  

Elect Director Douglas Mack

   Mgmt    For    For    For
1.9  

Elect Director Jan Singer

   Mgmt    For    For    For
1.10  

Elect Director Doreen A. Toben

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    For
5  

Require Advance Notice for Shareholder Nominations

   Mgmt    For    Refer    For
6  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
7  

Proxy Access

   SH    Against    Against    Against

Mattel, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    577081102
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    MAT
     Shares Voted:    2,290,028     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael J. Dolan

   Mgmt    For    For    For
1b  

Elect Director Trevor A. Edwards

   Mgmt    For    For    For
1c  

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
1d  

Elect Director Ann Lewnes

   Mgmt    For    For    For
1e  

Elect Director Dominic Ng

   Mgmt    For    For    For
1f  

Elect Director Vasant M. Prabhu

   Mgmt    For    For    For
1g  

Elect Director Dean A. Scarborough

   Mgmt    For    For    For
1h  

Elect Director Christopher A. Sinclair

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Mattel, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director Dirk Van de Put

   Mgmt    For    For    For
1j  

Elect Director Kathy White Loyd

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against

ANSYS, Inc.

 

Meeting Date:    05/20/2016   Country:    USA   Primary Security ID:    03662Q105
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    ANSS
     Shares Voted:    517,767     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ronald W. Hovsepian

   Mgmt    For    For    For
1b  

Elect Director Barbara V. Scherer

   Mgmt    For    For    For
1c  

Elect Director Michael C. Thurk

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche as Auditors

   Mgmt    For    For    For

Alkermes plc

 

Meeting Date:    05/25/2016   Country:    Ireland   Primary Security ID:    G01767105
Record Date:    03/17/2016   Meeting Type:    Annual   Ticker:    ALKS
     Shares Voted:    1,027,857     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David W. Anstice

   Mgmt    For    For    For
1.2  

Elect Director Robert A. Breyer

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Alkermes plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Wendy L. Dixon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Approve the Grant to Issue Shares Under Irish Law

   Mgmt    For    For    For
6a  

Amend Articles of Association to Address the Adoption of the Irish Companies Act 2014

   Mgmt    For    For    For
6b  

Amend Memorandum of Association to Address the Adoption of the Irish Companies Act 2014

   Mgmt    For    For    For
7  

Authorize the Board to Opt-Out the Statutory Pre-Emptions Rights

   Mgmt    For    For    For

Ellie Mae, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    28849P100
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    ELLI
     Shares Voted:    254,460     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Carl Buccellato

   Mgmt    For    For    For
1.2  

Elect Director A. Barr Dolan

   Mgmt    For    For    For
1.3  

Elect Director Marina Levinson

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
5  

Proxy Access

   SH    Against    Against    Against

Tiffany & Co.

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    886547108
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    TIF
     Shares Voted:    720,295     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Tiffany & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael J. Kowalski

   Mgmt    For    For    For
1b  

Elect Director Rose Marie Bravo

   Mgmt    For    For    For
1c  

Elect Director Gary E. Costley

   Mgmt    For    For    For
1d  

Elect Director Frederic Cumenal

   Mgmt    For    For    For
1e  

Elect Director Lawrence K. Fish

   Mgmt    For    For    For
1f  

Elect Director Abby F. Kohnstamm

   Mgmt    For    For    For
1g  

Elect Director Charles K. Marquis

   Mgmt    For    For    For
1h  

Elect Director Peter W. May

   Mgmt    For    For    For
1i  

Elect Director William A. Shutzer

   Mgmt    For    For    For
1j  

Elect Director Robert S. Singer

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt and Issue a General Payout Policy

   SH    Against    For    For

Henry Schein, Inc.

 

Meeting Date:    05/31/2016   Country:    USA   Primary Security ID:    806407102
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    HSIC
     Shares Voted:    228,945     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Barry J. Alperin

   Mgmt    For    For    For
1b  

Elect Director Lawrence S. Bacow

   Mgmt    For    For    For
1c  

Elect Director Gerald A. Benjamin

   Mgmt    For    For    For
1d  

Elect Director Stanley M. Bergman

   Mgmt    For    For    For
1e  

Elect Director James P. Breslawski

   Mgmt    For    For    For
1f  

Elect Director Paul Brons

   Mgmt    For    For    For
1g  

Elect Director Joseph L. Herring

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Henry Schein, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h  

Elect Director Donald J. Kabat

   Mgmt    For    For    For
1i  

Elect Director Kurt P. Kuehn

   Mgmt    For    For    For
1j  

Elect Director Philip A. Laskawy

   Mgmt    For    For    For
1k  

Elect Director Mark E. Mlotek

   Mgmt    For    For    For
1l  

Elect Director Steven Paladino

   Mgmt    For    For    For
1m  

Elect Director Carol Raphael

   Mgmt    For    For    For
1n  

Elect Director E. Dianne Rekow

   Mgmt    For    For    For
1o  

Elect Director Bradley T. Sheares

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify BDO USA, LLP as Auditors

   Mgmt    For    For    For

Pandora Media, Inc.

 

Meeting Date:    06/01/2016   Country:    USA   Primary Security ID:    698354107
Record Date:    04/06/2016   Meeting Type:    Annual   Ticker:    P
     Shares Voted:    4,838,515     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mickie Rosen

   Mgmt    For    For    For
1.2  

Elect Director James M.P. Feuille

   Mgmt    For    For    For
1.3  

Elect Director Peter Gotcher

   Mgmt    For    For    For
1.4  

Elect Director Elizabeth A. Nelson

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Securities Transfer Restrictions

   Mgmt    For    Refer    For

Blue Buffalo Pet Products, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    09531U102
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    BUFF
     Shares Voted:    1,528,592     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Blue Buffalo Pet Products, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael A. Eck

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Frances Frei

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Kurt Schmidt

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

lululemon athletica inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    550021109
Record Date:    04/13/2016   Meeting Type:    Annual   Ticker:    LULU
     Shares Voted:    448,478     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert Bensoussan

   Mgmt    For    For    For
1b  

Elect Director Kathryn Henry

   Mgmt    For    For    For
1c  

Elect Director Jon McNeill

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Williams-Sonoma, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    969904101
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    WSM
     Shares Voted:    747,994     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Laura J. Alber

   Mgmt    For    For    For
1.2  

Elect Director Adrian D.P. Bellamy

   Mgmt    For    For    For
1.3  

Elect Director Rose Marie Bravo

   Mgmt    For    For    For
1.4  

Elect Director Patrick J. Connolly

   Mgmt    For    For    For
1.5  

Elect Director Adrian T. Dillon

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Williams-Sonoma, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Anthony A. Greener

   Mgmt    For    For    For
1.7  

Elect Director Ted W. Hall

   Mgmt    For    For    For
1.8  

Elect Director Sabrina Simmons

   Mgmt    For    For    For
1.9  

Elect Director Jerry D. Stritzke

   Mgmt    For    For    For
1.10  

Elect Director Lorraine Twohill

   Mgmt    For    For    For
2  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/06/2016   Country:    USA   Primary Security ID:    09061G101
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    BMRN
     Shares Voted:    503,105     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jean-Jacques Bienaime

   Mgmt    For    For    For
1.2  

Elect Director Michael Grey

   Mgmt    For    For    For
1.3  

Elect Director Elaine J. Heron

   Mgmt    For    For    For
1.4  

Elect Director V. Bryan Lawlis

   Mgmt    For    For    For
1.5  

Elect Director Alan J. Lewis

   Mgmt    For    For    For
1.6  

Elect Director Richard A. Meier

   Mgmt    For    For    For
1.7  

Elect Director David Pyott

   Mgmt    For    For    For
1.8  

Elect Director Dennis J. Slamon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Report on Sustainability, Including GHG Goals

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Diplomat Pharmacy, Inc.

 

Meeting Date:    06/06/2016   Country:    USA   Primary Security ID:    25456K101
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    DPLO
     Shares Voted:    712,298     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Benjamin Wolin

   Mgmt    For    For    For
1.2  

Elect Director Kenneth O. Klepper

   Mgmt    For    For    For
2  

Ratify BDO USA, LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

DSW Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    23334L102
Record Date:    04/13/2016   Meeting Type:    Annual   Ticker:    DSW
     Shares Voted:    1,461,576     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Elaine J. Eisenman

   Mgmt    For    For    For
1.2  

Elect Director Joanna T. Lau

   Mgmt    For    For    For
1.3  

Elect Director Joseph A. Schottenstein

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Reduce Supermajority Vote Requirement

   SH    Against    For    For

ServiceNow, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    81762P102
Record Date:    04/19/2016   Meeting Type:    Annual   Ticker:    NOW
     Shares Voted:    832,706     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Paul V. Barber

   Mgmt    For    For    For
1B  

Elect Director Ronald E.F. Codd

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

ServiceNow, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1C  

Elect Director Frank Slootman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

CoStar Group, Inc.

 

Meeting Date:    06/09/2016   Country:    USA   Primary Security ID:    22160N109
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    CSGP
     Shares Voted:    393,633     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael R. Klein

   Mgmt    For    For    For
1b  

Elect Director Andrew C. Florance

   Mgmt    For    For    For
1c  

Elect Director Michael J. Glosserman

   Mgmt    For    For    For
1d  

Elect Director Warren H. Haber

   Mgmt    For    For    For
1e  

Elect Director John W. Hill

   Mgmt    For    For    For
1f  

Elect Director Laura Cox Kaplan

   Mgmt    For    For    For
1g  

Elect Director Christopher J. Nassetta

   Mgmt    For    For    For
1h  

Elect Director David J. Steinberg

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

ACADIA Pharmaceuticals Inc.

 

Meeting Date:    06/10/2016   Country:    USA   Primary Security ID:    004225108
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    ACAD
     Shares Voted:    738,680     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

ACADIA Pharmaceuticals Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Laura Brege

   Mgmt    For    For    For
1.2  

Elect Director Stephen R. Davis

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Willis Towers Watson Public Limited Company

 

Meeting Date:    06/10/2016   Country:    Ireland   Primary Security ID:    G96629103
Record Date:    04/15/2016   Meeting Type:    Annual   Ticker:    WLTW
     Shares Voted:    508,514     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Dominic Casserley

   Mgmt    For    For    For
1b  

Elect Director Anna C. Catalano

   Mgmt    For    For    For
1c  

Elect Director Victor F. Ganzi

   Mgmt    For    For    For
1d  

Elect Director John J. Haley

   Mgmt    For    For    For
1e  

Elect Director Wendy E. Lane

   Mgmt    For    For    For
1f  

Elect Director James F. McCann

   Mgmt    For    For    For
1g  

Elect Director Brendan R. O’Neill

   Mgmt    For    For    For
1h  

Elect Director Jaymin Patel

   Mgmt    For    For    For
1i  

Elect Director Linda D. Rabbitt

   Mgmt    For    For    For
1j  

Elect Director Paul Thomas

   Mgmt    For    For    For
1k  

Elect Director Jeffrey W. Ubben

   Mgmt    For    For    For
1l  

Elect Director Wilhelm Zeller

   Mgmt    For    For    For
2  

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Willis Towers Watson Public Limited Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Renew Directors’ Authority to Issue Shares Under Irish Law

   Mgmt    For    For    For
7  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For

Generac Holdings Inc.

 

Meeting Date:    06/16/2016   Country:    USA   Primary Security ID:    368736104
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    GNRC
     Shares Voted:    685,482     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John D. Bowlin

   Mgmt    For    For    For
1.2  

Elect Director Aaron P. Jagdfeld

   Mgmt    For    For    For
1.3  

Elect Director Andrew G. Lampereur

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Medivation, Inc.

 

Meeting Date:    06/22/2016   Country:    USA   Primary Security ID:    58501N101
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    MDVN
     Shares Voted:    603,135     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kim D. Blickenstaff

   Mgmt    For    For    For
1.2  

Elect Director Kathryn E. Falberg

   Mgmt    For    For    For
1.3  

Elect Director David T. Hung

   Mgmt    For    For    For
1.4  

Elect Director Michael L. King

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 68 Ivy Mid Cap Growth Fund

 

Medivation, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director C. Patrick Machado

   Mgmt    For    For    For
1.6  

Elect Director Dawn Svoronos

   Mgmt    For    For    For
1.7  

Elect Director W. Anthony Vernon

   Mgmt    For    For    For
1.8  

Elect Director Wendy L. Yarno

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Proxy Access

   SH    Against    Against    Against

TripAdvisor, Inc.

 

Meeting Date:    06/23/2016   Country:    USA   Primary Security ID:    896945201
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    TRIP
     Shares Voted:    513,150     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gregory B. Maffei

   Mgmt    For    Refer    For
1.2  

Elect Director Stephen Kaufer

   Mgmt    For    Refer    For
1.3  

Elect Director Dipchand (Deep) Nishar

   Mgmt    For    For    For
1.4  

Elect Director Jeremy Philips

   Mgmt    For    For    For
1.5  

Elect Director Spencer M. Rascoff

   Mgmt    For    For    For
1.6  

Elect Director Albert E. Rosenthaler

   Mgmt    For    Refer    For
1.7  

Elect Director Sukhinder Singh Cassidy

   Mgmt    For    For    For
1.8  

Elect Director Robert S. Wiesenthal

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


IVY MID CAP INCOME OPPORTUNITIES FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

CA, Inc.

 

Meeting Date:    08/05/2015   Country:    USA   Primary Security ID:    12673P105
Record Date:    06/08/2015   Meeting Type:    Annual   Ticker:    CA
     Shares Voted:    65,410     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Jens Alder

   Mgmt    For    For    For
1B  

Elect Director Raymond J. Bromark

   Mgmt    For    For    For
1C  

Elect Director Gary J. Fernandes

   Mgmt    For    For    For
1D  

Elect Director Michael P. Gregoire

   Mgmt    For    For    For
1E  

Elect Director Rohit Kapoor

   Mgmt    For    For    For
1F  

Elect Director Jeffrey G. Katz

   Mgmt    For    For    For
1G  

Elect Director Kay Koplovitz

   Mgmt    For    For    For
1H  

Elect Director Christopher B. Lofgren

   Mgmt    For    For    For
1I  

Elect Director Richard Sulpizio

   Mgmt    For    For    For
1J  

Elect Director Laura S. Unger

   Mgmt    For    For    For
1K  

Elect Director Arthur F. Weinbach

   Mgmt    For    For    For
1L  

Elect Director Renato (Ron) Zambonini

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Xilinx, Inc.

 

Meeting Date:    08/12/2015   Country:    USA   Primary Security ID:    983919101
Record Date:    06/15/2015   Meeting Type:    Annual   Ticker:    XLNX
     Shares Voted:    42,780     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Philip T. Gianos

   Mgmt    For    For    For
1.2  

Elect Director Moshe N. Gavrielov

   Mgmt    For    For    For
1.3  

Elect Director William G. Howard, Jr.

   Mgmt    For    For    For
1.4  

Elect Director J. Michael Patterson

   Mgmt    For    For    For
1.5  

Elect Director Albert A. Pimentel

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Xilinx, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.6  

Elect Director Marshall C. Turner

   Mgmt    For    For    For
1.7  

Elect Director Elizabeth W. Vanderslice

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/14/2015   Country:    USA   Primary Security ID:    595017104
Record Date:    06/18/2015   Meeting Type:    Annual   Ticker:    MCHP
     Shares Voted:    39,700     

 

Proposal
Number
 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Steve Sanghi

   Mgmt    For    For    For
1.2  

Elect Director Matthew W. Chapman

   Mgmt    For    For    For
1.3  

Elect Director L.B. Day

   Mgmt    For    For    For
1.4  

Elect Director Esther L. Johnson

   Mgmt    For    For    For
1.5  

Elect Director Wade F. Meyercord

   Mgmt    For    For    For
2  

Approve Conversion of Securities

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

RPM International Inc.

 

Meeting Date:    10/08/2015   Country:    USA   Primary Security ID:    749685103
Record Date:    08/14/2015   Meeting Type:    Annual   Ticker:    RPM
     Shares Voted:    43,310     

 

Proposal
Number
 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John P. Abizaid

   Mgmt    For    For    For
1.2  

Elect Director Bruce A. Carbonari

   Mgmt    For    For    For
1.3  

Elect Director Jenniffer D. Deckard

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

RPM International Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director Salvatore D. Fazzolari

   Mgmt    For    For    For
1.5  

Elect Director Thomas S. Gross

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Paychex, Inc.

 

Meeting Date:    10/14/2015   Country:    USA   Primary Security ID:    704326107
Record Date:    08/17/2015   Meeting Type:    Annual   Ticker:    PAYX
     Shares Voted:    42,980     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director B. Thomas Golisano

   Mgmt    For    For    For
1b  

Elect Director Joseph G. Doody

   Mgmt    For    For    For
1c  

Elect Director David J. S. Flaschen

   Mgmt    For    For    For
1d  

Elect Director Phillip Horsley

   Mgmt    For    For    For
1e  

Elect Director Grant M. Inman

   Mgmt    For    For    For
1f  

Elect Director Pamela A. Joseph

   Mgmt    For    For    For
1g  

Elect Director Martin Mucci

   Mgmt    For    For    For
1h  

Elect Director Joseph M. Tucci

   Mgmt    For    For    For
1i  

Elect Director Joseph M. Velli

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Ratify Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Cardinal Health, Inc.

 

Meeting Date:    11/04/2015   Country:    USA   Primary Security ID:    14149Y108
Record Date:    09/08/2015   Meeting Type:    Annual   Ticker:    CAH
     Shares Voted:    24,540     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David J. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Colleen F. Arnold

   Mgmt    For    For    For
1.3  

Elect Director George S. Barrett

   Mgmt    For    For    For
1.4  

Elect Director Carrie S. Cox

   Mgmt    For    For    For
1.5  

Elect Director Calvin Darden

   Mgmt    For    For    For
1.6  

Elect Director Bruce L. Downey

   Mgmt    For    For    For
1.7  

Elect Director Patricia A. Hemingway Hall

   Mgmt    For    For    For
1.8  

Elect Director Clayton M. Jones

   Mgmt    For    For    For
1.9  

Elect Director Gregory B. Kenny

   Mgmt    For    For    For
1.10  

Elect Director Nancy Killefer

   Mgmt    For    For    For
1.11  

Elect Director David P. King

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Cracker Barrel Old Country Store, Inc.

 

Meeting Date:    11/12/2015   Country:    USA   Primary Security ID:    22410J106
Record Date:    09/21/2015   Meeting Type:    Annual   Ticker:    CBRL
     Shares Voted:    13,760     

 

Proposal
Number
 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director James W. Bradford

   Mgmt    For    For    For
1.2  

Elect Director Thomas H. Barr

   Mgmt    For    For    For
1.3  

Elect Director Sandra B. Cochran

   Mgmt    For    For    For
1.4  

Elect Director Glenn A. Davenport

   Mgmt    For    For    For
1.5  

Elect Director Richard J. Dobkin

   Mgmt    For    For    For
1.6  

Elect Director Norman E. Johnson

   Mgmt    For    For    For
1.7  

Elect Director William W. McCarten

   Mgmt    For    For    For
1.8  

Elect Director Coleman H. Peterson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Cracker Barrel Old Country Store, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.9  

Elect Director Andrea M. Weiss

   Mgmt    For    For    For
2  

Approve Shareholder Rights Plan

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Maxim Integrated Products, Inc.

 

Meeting Date:    11/12/2015   Country:    USA   Primary Security ID:    57772K101
Record Date:    09/18/2015   Meeting Type:    Annual   Ticker:    MXIM
     Shares Voted:    60,820     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director B. Kipling Hagopian

   Mgmt    For    For    For
1.2  

Elect Director Tunc Doluca

   Mgmt    For    For    For
1.3  

Elect Director James R. Bergman

   Mgmt    For    For    For
1.4  

Elect Director Joseph R. Bronson

   Mgmt    For    For    For
1.5  

Elect Director Robert E. Grady

   Mgmt    For    For    For
1.6  

Elect Director William D. Watkins

   Mgmt    For    For    For
1.7  

Elect Director A. R. Frank Wazzan

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Eliminate Cumulative Voting

   Mgmt    For    For    For
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

The Clorox Company

 

Meeting Date:    11/18/2015   Country:    USA   Primary Security ID:    189054109
Record Date:    09/21/2015   Meeting Type:    Annual   Ticker:    CLX
     Shares Voted:    17,380     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard H. Carmona

   Mgmt    For    For    For
1.2  

Elect Director Benno Dorer

   Mgmt    For    For    For
1.3  

Elect Director Spencer C. Fleischer

   Mgmt    For    For    For
1.4  

Elect Director George J. Harad

   Mgmt    For    For    For
1.5  

Elect Director Esther Lee

   Mgmt    For    For    For
1.6  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For
1.7  

Elect Director Jeffrey Noddle

   Mgmt    For    For    For
1.8  

Elect Director Rogelio Rebolledo

   Mgmt    For    For    For
1.9  

Elect Director Pamela Thomas-Graham

   Mgmt    For    For    For
1.10  

Elect Director Carolyn M. Ticknor

   Mgmt    For    For    For
1.11  

Elect Director Christopher J. Williams

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For

Becton, Dickinson and Company

 

Meeting Date:    01/26/2016   Country:    USA   Primary Security ID:    075887109
Record Date:    12/04/2015   Meeting Type:    Annual   Ticker:    BDX
     Shares Voted:    16,720     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Basil L. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Catherine M. Burzik

   Mgmt    For    For    For
1.3  

Elect Director Vincent A. Forlenza

   Mgmt    For    For    For
1.4  

Elect Director Claire M. Fraser

   Mgmt    For    For    For
1.5  

Elect Director Christopher Jones

   Mgmt    For    For    For
1.6  

Elect Director Marshall O. Larsen

   Mgmt    For    For    For
1.7  

Elect Director Gary A. Mecklenburg

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Becton, Dickinson and Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.8  

Elect Director James F. Orr

   Mgmt    For    For    For
1.9  

Elect Director Willard J. Overlock, Jr.

   Mgmt    For    For    For
1.10  

Elect Director Claire Pomeroy

   Mgmt    For    For    For
1.11  

Elect Director Rebecca W. Rimel

   Mgmt    For    For    For
1.12  

Elect Director Bertram L. Scott

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

The Scotts Miracle-Gro Company

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:    810186106
Record Date:    12/03/2015   Meeting Type:    Annual   Ticker:    SMG
     Shares Voted:    35,710     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Adam Hanft

   Mgmt    For    For    For
1.2  

Elect Director Stephen L. Johnson

   Mgmt    For    For    For
1.3  

Elect Director Katherine Hagedorn Littlefield

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Targa Resources Partners LP

 

Meeting Date:    02/12/2016   Country:    USA   Primary Security ID:    87611X105
Record Date:    01/12/2016   Meeting Type:    Special   Ticker:    NGLS
     Shares Voted:    152,134     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Helmerich & Payne, Inc.

 

Meeting Date:    03/02/2016   Country:    USA   Primary Security ID:    423452101
Record Date:    01/08/2016   Meeting Type:    Annual   Ticker:    HP
     Shares Voted:    51,610     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director William L. Armstrong

   Mgmt    For    For    For
1b  

Elect Director Randy A. Foutch

   Mgmt    For    For    For
1c  

Elect Director Hans Helmerich

   Mgmt    For    For    For
1d  

Elect Director John W. Lindsay

   Mgmt    For    For    For
1e  

Elect Director Paula Marshall

   Mgmt    For    For    For
1f  

Elect Director Thomas A. Petrie

   Mgmt    For    For    For
1g  

Elect Director Donald F. Robillard, Jr.

   Mgmt    For    For    For
1h  

Elect Director Francis Rooney

   Mgmt    For    For    For
1i  

Elect Director Edward B. Rust, Jr.

   Mgmt    For    For    For
1j  

Elect Director John D. Zeglis

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Sonoco Products Company

 

Meeting Date:    04/20/2016   Country:    USA   Primary Security ID:    835495102
Record Date:    02/24/2016   Meeting Type:    Annual   Ticker:    SON
     Shares Voted:    64,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John R. Haley

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Richard G. Kyle

   Mgmt    For    Refer    Withhold
1.3  

Elect Director M. Jack Sanders

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Thomas E. Whiddon

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers, LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Sonoco Products Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    Against    For    For
5  

Proxy Access

   SH    Against    Against    Against

Umpqua Holdings Corporation

 

Meeting Date:    04/20/2016   Country:    USA   Primary Security ID:    904214103
Record Date:    02/11/2016   Meeting Type:    Annual   Ticker:    UMPQ
     Shares Voted:    173,090     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Luanne Calvert

   Mgmt    For    For    For
1.2  

Elect Director Raymond P. Davis

   Mgmt    For    For    For
1.3  

Elect Director Peggy Y. Fowler

   Mgmt    For    For    For
1.4  

Elect Director Stephen M. Gambee

   Mgmt    For    For    For
1.5  

Elect Director James S. Greene

   Mgmt    For    For    For
1.6  

Elect Director Luis F. Machuca

   Mgmt    For    For    For
1.7  

Elect Director Maria M. Pope

   Mgmt    For    For    For
1.8  

Elect Director John F. Schultz

   Mgmt    For    For    For
1.9  

Elect Director Susan F. Stevens

   Mgmt    For    For    For
1.10  

Elect Director Hilliard C. Terry, III

   Mgmt    For    For    For
1.11  

Elect Director Bryan L. Timm

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Moss Adams LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Glacier Bancorp, Inc.

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    37637Q105
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    GBCI
     Shares Voted:    104,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael J. Blodnick

   Mgmt    For    For    For
1.2  

Elect Director Randall M. Chesler

   Mgmt    For    For    For
1.3  

Elect Director Sherry L. Cladouhos

   Mgmt    For    For    For
1.4  

Elect Director James M. English

   Mgmt    For    For    For
1.5  

Elect Director Annie M. Goodwin

   Mgmt    For    For    For
1.6  

Elect Director Dallas I. Herron

   Mgmt    For    For    For
1.7  

Elect Director Craig A. Langel

   Mgmt    For    For    For
1.8  

Elect Director Douglas J. McBride

   Mgmt    For    For    For
1.9  

Elect Director John W. Murdoch

   Mgmt    For    For    For
1.10  

Elect Director Mark J. Semmens

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify BKD, LLP as Auditors

   Mgmt    For    For    For

Avery Dennison Corporation

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    053611109
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    AVY
     Shares Voted:    41,760     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Bradley A. Alford

   Mgmt    For    For    For
1b  

Elect Director Anthony K. Anderson

   Mgmt    For    For    For
1c  

Elect Director Peter K. Barker

   Mgmt    For    For    For
1d  

Elect Director Mitchell Butier

   Mgmt    For    For    For
1e  

Elect Director Ken C. Hicks

   Mgmt    For    For    For
1f  

Elect Director David E. I. Pyott

   Mgmt    For    For    For
1g  

Elect Director Dean A. Scarborough

   Mgmt    For    For    For
1h  

Elect Director Patrick T. Siewert

   Mgmt    For    For    For
1i  

Elect Director Julia A. Stewart

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Avery Dennison Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Martha N. Sullivan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Kellogg Company

 

Meeting Date:    04/29/2016   Country:    USA   Primary Security ID:    487836108
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    K
     Shares Voted:    34,830     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mary Laschinger

   Mgmt    For    For    For
1.2  

Elect Director Cynthia Hardin Milligan

   Mgmt    For    For    For
1.3  

Elect Director Carolyn Tastad

   Mgmt    For    For    For
1.4  

Elect Director Noel Wallace

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Express Support for Animal Welfare Improvements in the Company’s Supply Chain

   SH    For    Refer    Against
5  

Adopt Simple Majority Vote

   SH    Against    For    For

HealthSouth Corporation

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    421924309
Record Date:    03/08/2016   Meeting Type:    Annual   Ticker:    HLS
     Shares Voted:    85,340     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John W. Chidsey

   Mgmt    For    For    For
1.2  

Elect Director Donald L. Correll

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

HealthSouth Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director Yvonne M. Curl

   Mgmt    For    For    For
1.4  

Elect Director Charles M. Elson

   Mgmt    For    For    For
1.5  

Elect Director Jay Grinney

   Mgmt    For    For    For
1.6  

Elect Director Joan E. Herman

   Mgmt    For    For    For
1.7  

Elect Director Leo I. Higdon, Jr.

   Mgmt    For    For    For
1.8  

Elect Director Leslye G. Katz

   Mgmt    For    For    For
1.9  

Elect Director John E. Maupin, Jr.

   Mgmt    For    For    For
1.10  

Elect Director L. Edward Shaw, Jr.

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Republic Services, Inc.

 

Meeting Date:    05/06/2016   Country:    USA   Primary Security ID:    760759100
Record Date:    03/08/2016   Meeting Type:    Annual   Ticker:    RSG
     Shares Voted:    62,230     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Ramon A. Rodriguez

   Mgmt    For    For    For
1b  

Elect Director Tomago Collins

   Mgmt    For    For    For
1c  

Elect Director James W. Crownover

   Mgmt    For    For    For
1d  

Elect Director Ann E. Dunwoody

   Mgmt    For    For    For
1e  

Elect Director William J. Flynn

   Mgmt    For    For    For
1f  

Elect Director Manuel Kadre

   Mgmt    For    For    For
1g  

Elect Director Michael Larson

   Mgmt    For    For    For
1h  

Elect Director W. Lee Nutter

   Mgmt    For    For    For
1i  

Elect Director Donald W. Slager

   Mgmt    For    For    For
1j  

Elect Director John M. Trani

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Republic Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    Against
5  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    Against

HNI Corporation

 

Meeting Date:    05/10/2016   Country:    USA   Primary Security ID:    404251100
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    HNI
     Shares Voted:    83,620     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mary K.W. Jones

   Mgmt    For    For    For
1b  

Elect Director Abbie J. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

C.H. Robinson Worldwide, Inc.

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    12541W209
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    CHRW
     Shares Voted:    40,120     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Scott P. Anderson

   Mgmt    For    For    For
1b  

Elect Director Robert Ezrilov

   Mgmt    For    For    For
1c  

Elect Director Wayne M. Fortun

   Mgmt    For    For    For
1d  

Elect Director Mary J. Steele Guilfoile

   Mgmt    For    For    For
1e  

Elect Director Jodee A. Kozlak

   Mgmt    For    For    For
1f  

Elect Director ReBecca Koenig Roloff

   Mgmt    For    For    For
1g  

Elect Director Brian P. Short

   Mgmt    For    For    For
1h  

Elect Director James B. Stake

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

C.H. Robinson Worldwide, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i  

Elect Director John P. Wiehoff

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Corrections Corporation of America

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    22025Y407
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    CXW
     Shares Voted:    97,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Donna M. Alvarado

   Mgmt    For    For    For
1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Mark A. Emkes

   Mgmt    For    For    For
1d  

Elect Director Damon T. Hininger

   Mgmt    For    For    For
1e  

Elect Director C. Michael Jacobi

   Mgmt    For    For    For
1f  

Elect Director Anne L. Mariucci

   Mgmt    For    For    For
1g  

Elect Director Thurgood Marshall, Jr.

   Mgmt    For    For    For
1h  

Elect Director Charles L. Overby

   Mgmt    For    For    For
1i  

Elect Director John R. Prann, Jr.

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

American Water Works Company, Inc.

 

Meeting Date:    05/13/2016   Country:    USA   Primary Security ID:    030420103
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    AWK
     Shares Voted:    45,370     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Julie A. Dobson

   Mgmt    For    For    For
1b  

Elect Director Paul J. Evanson

   Mgmt    For    For    For
1c  

Elect Director Martha Clark Goss

   Mgmt    For    For    For
1d  

Elect Director Richard R. Grigg

   Mgmt    For    For    For
1e  

Elect Director Veronica M. Hagen

   Mgmt    For    For    For
1f  

Elect Director Julia L. Johnson

   Mgmt    For    For    For
1g  

Elect Director Karl F. Kurz

   Mgmt    For    For    For
1h  

Elect Director George MacKenzie

   Mgmt    For    For    For
1i  

Elect Director Susan N. Story

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Arthur J. Gallagher & Co.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    363576109
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    AJG
     Shares Voted:    72,940     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Sherry S. Barrat

   Mgmt    For    For    For
1b  

Elect Director William L. Bax

   Mgmt    For    For    For
1c  

Elect Director D. John Coldman

   Mgmt    For    For    For
1d  

Elect Director Frank E. English, Jr

   Mgmt    For    For    For
1e  

Elect Director J. Patrick Gallagher, Jr.

   Mgmt    For    For    For
1f  

Elect Director Elbert O. Hand

   Mgmt    For    For    For
1g  

Elect Director David S. Johnson

   Mgmt    For    For    For
1h  

Elect Director Kay W. McCurdy

   Mgmt    For    For    For
1i  

Elect Director Ralph J. Nicoletti

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Arthur J. Gallagher & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j  

Elect Director Norman L. Rosenthal

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Leggett & Platt, Incorporated

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    524660107
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    LEG
     Shares Voted:    63,580     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert E. Brunner

   Mgmt    For    For    For
1b  

Elect Director Robert G. Culp, III

   Mgmt    For    For    For
1c  

Elect Director R. Ted Enloe, III

   Mgmt    For    For    For
1d  

Elect Director Manuel A. Fernandez

   Mgmt    For    For    For
1e  

Elect Director Matthew C. Flanigan

   Mgmt    For    For    For
1f  

Elect Director Karl G. Glassman

   Mgmt    For    For    For
1g  

Elect Director Joseph W. McClanathan

   Mgmt    For    For    For
1h  

Elect Director Judy C. Odom

   Mgmt    For    For    For
1i  

Elect Director Phoebe A. Wood

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Targa Resources Corp.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    87612G101
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    TRGP
     Shares Voted:    105,774     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Targa Resources Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Rene R. Joyce

   Mgmt    For    For    For
1.2  

Elect Director Waters S. Davis, IV

   Mgmt    For    For    For
1.3  

Elect Director Chris Tong

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

BankUnited, Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    06652K103
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    BKU
     Shares Voted:    85,730     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director John A. Kanas

   Mgmt    For    For    For
1.2  

Elect Director Rajinder P. Singh

   Mgmt    For    For    For
1.3  

Elect Director Tere Blanca

   Mgmt    For    For    For
1.4  

Elect Director Eugene F. DeMark

   Mgmt    For    For    For
1.5  

Elect Director Michael J. Dowling

   Mgmt    For    For    For
1.6  

Elect Director Douglas J. Pauls

   Mgmt    For    For    For
1.7  

Elect Director A. Gail Prudenti

   Mgmt    For    For    For
1.8  

Elect Director Sanjiv Sobti

   Mgmt    For    For    For
1.9  

Elect Director A. Robert Towbin

   Mgmt    For    For    For
1.10  

Elect Director Lynne Wines

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    For    For
4  

Require a Majority Vote for the Election of Directors

   SH    None    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Artisan Partners Asset Management Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    04316A108
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    APAM
    

Shares Voted:

   108,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Matthew R. Barger

   Mgmt    For    For    For
1.2  

Elect Director Seth W. Brennan

   Mgmt    For    For    For
1.3  

Elect Director Eric R. Colson

   Mgmt    For    For    For
1.4  

Elect Director Tench Coxe

   Mgmt    For    For    For
1.5  

Elect Director Stephanie G. DiMarco

   Mgmt    For    For    For
1.6  

Elect Director Jeffrey A. Joerres

   Mgmt    For    For    For
1.7  

Elect Director Andrew A. Ziegler

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

L Brands, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    501797104
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    LB
     Shares Voted:    35,990     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Dennis S. Hersch

   Mgmt    For    For    For
1.2  

Elect Director David T. Kollat

   Mgmt    For    For    For
1.3  

Elect Director Leslie H. Wexner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Proxy Access

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

Mattel, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    577081102
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    MAT
     Shares Voted:    97,420     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Michael J. Dolan

   Mgmt    For    For    For
1b  

Elect Director Trevor A. Edwards

   Mgmt    For    For    For
1c  

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
1d  

Elect Director Ann Lewnes

   Mgmt    For    For    For
1e  

Elect Director Dominic Ng

   Mgmt    For    For    For
1f  

Elect Director Vasant M. Prabhu

   Mgmt    For    For    For
1g  

Elect Director Dean A. Scarborough

   Mgmt    For    For    For
1h  

Elect Director Christopher A. Sinclair

   Mgmt    For    For    For
1i  

Elect Director Dirk Van de Put

   Mgmt    For    For    For
1j  

Elect Director Kathy White Loyd

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against

Cinemark Holdings, Inc.

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    17243V102
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    CNK
     Shares Voted:    88,480     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Benjamin D. Chereskin

   Mgmt    For    For    For
1.2  

Elect Director Lee Roy Mitchell

   Mgmt    For    For    For
1.3  

Elect Director Raymond W. Syufy

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund

 

KAR Auction Services, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    48238T109
Record Date:    04/13/2016   Meeting Type:    Annual   Ticker:    KAR
     Shares Voted:    87,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1A  

Elect Director Todd F. Bourell

   Mgmt    For    For    For
1B  

Elect Director Donna R. Ecton

   Mgmt    For    For    For
1C  

Elect Director James P. Hallett

   Mgmt    For    For    For
1D  

Elect Director Mark E. Hill

   Mgmt    For    For    For
1E  

Elect Director J. Mark Howell

   Mgmt    For    For    For
1F  

Elect Director Lynn Jolliffe

   Mgmt    For    For    For
1G  

Elect Director Michael T. Kestner

   Mgmt    For    For    For
1H  

Elect Director John P. Larson

   Mgmt    For    For    For
1I  

Elect Director Stephen E. Smith

   Mgmt    For    For    For
2  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


IVY MONEY MARKET FUND

Proxy Voting Record

There was no proxy voting for Ivy Money Market Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY MUNICIPAL BOND FUND

Proxy Voting Record

There was no proxy voting for Ivy Municipal Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY MUNICIPAL HIGH INCOME FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 56 Ivy Municipal High Income Fund

 

PUERTO RICO AQUEDUCT & SEWER AUTHORITY

 

Meeting Date:    07/15/2016   Country:    USA   Primary Security ID:    745160PP0
Record Date:    04/25/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    21,000,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For

PUERTO RICO COMWLTH REF-PUB IMPT

 

Meeting Date:    07/15/2016   Country:    USA   Primary Security ID:    74514LB97
Record Date:    04/25/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    22,000,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For

Puerto Rico Electric Power Authority

 

Meeting Date:    07/15/2016   Country:    USA   Primary Security ID:    7452684T6
Record Date:    04/25/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    21,415,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 56 Ivy Municipal High Income Fund

 

PUERTO RICO PUB BLDGS AUTH REVGTD

 

Meeting Date:    07/15/2016   Country:    USA   Primary Security ID:    745235A27
Record Date:    04/25/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    8,755,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For

Puerto Rico Public Finance Corp

 

Meeting Date:    07/15/2016   Country:    USA   Primary Security ID:    745291AY0
Record Date:    04/25/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    6,025,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For

PUERTO RICO SALES TAX FING CORP SALES TAX REV

 

Meeting Date:    07/15/2016   Country:    USA   Primary Security ID:    74529JFU4
Record Date:    04/25/2016   Meeting Type:    Written Consent   Ticker:    N/A
     Shares Voted:    11,500,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

   Mgmt    None    Refer    For


IVY REAL ESTATE SECURITIES FUND

Proxy Voting Record

HEALTHCARE TRUST OF AMERICA, INC.

 

Security    42225P501    Meeting Type    Annual
Ticker Symbol    HTA    Meeting Date    08-Jul-2015
ISIN    US42225P5017    Agenda    934222403 - Management
Record Date    24-Apr-2015    Holding Recon Date    24-Apr-2015
City / Country    / United States    Vote Deadline Date    07-Jul-2015
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1A.    ELECTION OF DIRECTOR: SCOTT D. PETERS    Management    For    For     
1B.    ELECTION OF DIRECTOR: W. BRADLEY BLAIR, II    Management    For    For     
1C.    ELECTION OF DIRECTOR: MAURICE J. DEWALD    Management    For    For     
1D.    ELECTION OF DIRECTOR: WARREN D. FIX    Management    For    For     
1E.    ELECTION OF DIRECTOR: PETER N. FOSS    Management    For    For     
1F.    ELECTION OF DIRECTOR: LARRY L. MATHIS    Management    For    For     
1G.    ELECTION OF DIRECTOR: STEVE W. PATTERSON    Management    For    For     
1H.    ELECTION OF DIRECTOR: GARY T. WESCOMBE    Management    For    For     
2.    TO CONSIDER AND VOTE UPON THE RATIFICATION
OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
   Management    For    For     

WEINGARTEN REALTY INVESTORS

 

Security    948741103    Meeting Type    Annual
Ticker Symbol    WRI    Meeting Date    21-Apr-2016
ISIN    US9487411038    Agenda    934334993 - Management
Record Date    22-Feb-2016    Holding Recon Date    22-Feb-2016
City / Country    / United States    Vote Deadline Date    20-Apr-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1.    DIRECTOR    Management               
         1  ANDREW M. ALEXANDER         For    For     
         2  STANFORD ALEXANDER         For    For     
         3  SHELAGHMICHAEL BROWN         For    For     
         4  JAMES W. CROWNOVER         For    For     
         5  STEPHEN A. LASHER         For    For     
         6  THOMAS L. RYAN         For    For     
         7  DOUGLAS W. SCHNITZER         For    For     
         8  C. PARK SHAPER         For    For     
         9  MARC J. SHAPIRO         For    For     
2.    RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
   Management    For    For     
3.    TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE
COMPENSATION.
   Management    For    For     

PUBLIC STORAGE

 

Security    74460D109    Meeting Type    Annual
Ticker Symbol    PSA    Meeting Date    25-Apr-2016
ISIN    US74460D1090    Agenda    934340023 - Management
Record Date    01-Mar-2016    Holding Recon Date    01-Mar-2016
City / Country    / United States    Vote Deadline Date    22-Apr-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1A.    ELECTION OF TRUSTEE: RONALD L. HAVNER, JR.    Management    For    For     
1B.    ELECTION OF TRUSTEE: TAMARA HUGHES GUSTAVSON    Management    Against    Against     
1C.    ELECTION OF TRUSTEE: URI P. HARKHAM    Management    For    For     
1D.    ELECTION OF TRUSTEE: B. WAYNE HUGHES, JR.    Management    For    For     
1E.    ELECTION OF TRUSTEE: AVEDICK B. POLADIAN    Management    For    For     
1F.    ELECTION OF TRUSTEE: GARY E. PRUITT    Management    For    For     
1G.    ELECTION OF TRUSTEE: RONALD P. SPOGLI    Management    For    For     
1H.    ELECTION OF TRUSTEE: DANIEL C. STATON    Management    For    For     
2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
   Management    For    For     
3.    RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP
AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
   Management    For    For     
4.    APPROVAL OF THE 2016 EQUITY AND PERFORMANCE-
BASED INCENTIVE COMPENSATION PLAN.
   Management    For    For     

APARTMENT INVESTMENT AND MANAGEMENT CO.

 

Security    03748R101    Meeting Type    Annual
Ticker Symbol    AIV    Meeting Date    26-Apr-2016
ISIN    US03748R1014    Agenda    934335832 - Management
Record Date    19-Feb-2016    Holding Recon Date    19-Feb-2016
City / Country    / United States    Vote Deadline Date    25-Apr-2016
SEDOL(s)         Quick Code     


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For/Against
Management

    
1.1    ELECTION OF DIRECTOR: JAMES N. BAILEY    Management    For    For     
1.2    ELECTION OF DIRECTOR: TERRY CONSIDINE    Management    For    For     
1.3    ELECTION OF DIRECTOR: THOMAS L. KELTNER    Management    For    For     
1.4    ELECTION OF DIRECTOR: J. LANDIS MARTIN    Management    For    For     
1.5    ELECTION OF DIRECTOR: ROBERT A. MILLER    Management    For    For     
1.6    ELECTION OF DIRECTOR: KATHLEEN M. NELSON    Management    For    For     
1.7    ELECTION OF DIRECTOR: MICHAEL A. STEIN    Management    For    For     
1.8    ELECTION OF DIRECTOR: NINA A. TRAN    Management    For    For     
2.    RATIFICATION OF THE SELECTION OF ERNST &
YOUNG LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2016.
   Management    Against    Against     
3.    ADVISORY VOTE ON EXECUTIVE COMPENSATION.    Management    For    For     

KIMCO REALTY CORPORATION

 

Security    49446R109    Meeting Type    Annual
Ticker Symbol    KIM    Meeting Date    26-Apr-2016
ISIN    US49446R1095    Agenda    934354200 - Management
Record Date    07-Mar-2016    Holding Recon Date    07-Mar-2016
City / Country    / United States    Vote Deadline Date    25-Apr-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR: MILTON COOPER    Management    For    For     
1B.    ELECTION OF DIRECTOR: PHILIP E. COVIELLO    Management    For    For     
1C.    ELECTION OF DIRECTOR: RICHARD G. DOOLEY    Management    Against    Against     
1D.    ELECTION OF DIRECTOR: CONOR C. FLYNN    Management    For    For     
1E.    ELECTION OF DIRECTOR: JOE GRILLS    Management    For    For     
1F.    ELECTION OF DIRECTOR: FRANK LOURENSO    Management    For    For     
1G.    ELECTION OF DIRECTOR: COLOMBE M. NICHOLAS    Management    For    For     
1H.    ELECTION OF DIRECTOR: RICHARD B. SALTZMAN    Management    For    For     
2.    THE ADVISORY RESOLUTION TO APPROVE THE
COMPANY’S EXECUTIVE COMPENSATION (AS
MORE PARTICULARLY DESCRIBED IN THE PROXY
STATEMENT).
   Management    For    For     
3.    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY’S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016 (AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
STATEMENT).
   Management    For    For     

DUKE REALTY CORPORATION

 

Security    264411505    Meeting Type    Annual
Ticker Symbol    DRE    Meeting Date    27-Apr-2016
ISIN    US2644115055    Agenda    934335173 - Management
Record Date    25-Feb-2016    Holding Recon Date    25-Feb-2016
City / Country    / United States    Vote Deadline Date    26-Apr-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR: THOMAS J. BALTIMORE,
JR.
   Management    For    For     
1B.    ELECTION OF DIRECTOR: WILLIAM CAVANAUGH,
III
   Management    For    For     
1C.    ELECTION OF DIRECTOR: ALAN H. COHEN    Management    For    For     
1D.    ELECTION OF DIRECTOR: JAMES B. CONNOR    Management    For    For     
1E.    ELECTION OF DIRECTOR: NGAIRE E. CUNEO    Management    For    For     
1F.    ELECTION OF DIRECTOR: CHARLES R. EITEL    Management    For    For     
1G.    ELECTION OF DIRECTOR: DENNIS D. OKLAK    Management    For    For     
1H.    ELECTION OF DIRECTOR: MELANIE R. SABELHAUS    Management    For    For     
1I.    ELECTION OF DIRECTOR: PETER M. SCOTT, III    Management    For    For     
1J.    ELECTION OF DIRECTOR: JACK R. SHAW    Management    For    For     
1K.    ELECTION OF DIRECTOR: MICHAEL E.
SZYMANCZYK
   Management    For    For     
1L.    ELECTION OF DIRECTOR: LYNN C. THURBER    Management    For    For     
2.    TO VOTE ON AN ADVISORY BASIS TO APPROVE
THE COMPENSATION OF THE COMPANY’S NAMED
EXECUTIVE OFFICERS FOR 2015
   Management    For    For     
3.    TO RATIFY THE REAPPOINTMENT OF KPMG LLP
AS THE COMPANY’S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
2016
   Management    For    For     

HCP, INC.

 

Security    40414L109    Meeting Type    Annual
Ticker Symbol    HCP    Meeting Date    28-Apr-2016
ISIN    US40414L1098    Agenda    934344766 - Management
Record Date    07-Mar-2016    Holding Recon Date    07-Mar-2016
City / Country    / United States    Vote Deadline Date    27-Apr-2016
SEDOL(s)         Quick Code     


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For/Against
Management

    
1A.    ELECTION OF DIRECTOR: BRIAN G. CARTWRIGHT    Management    For    For     
1B.    ELECTION OF DIRECTOR: CHRISTINE N. GARVEY    Management    For    For     
1C.    ELECTION OF DIRECTOR: DAVID B. HENRY    Management    For    For     
1D.    ELECTION OF DIRECTOR: JAMES P. HOFFMANN    Management    For    For     
1E.    ELECTION OF DIRECTOR: LAURALEE E. MARTIN    Management    For    For     
1F.    ELECTION OF DIRECTOR: MICHAEL D. MCKEE    Management    For    For     
1G.    ELECTION OF DIRECTOR: PETER L. RHEIN    Management    For    For     
1H.    ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN    Management    For    For     
2.    RATIFICATION OF THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS HCP’S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
   Management    For    For     
3.    APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE
COMPENSATION.
   Management    For    For     

SUNSTONE HOTEL INVESTORS, INC.

 

Security    867892101    Meeting Type    Annual
Ticker Symbol    SHO    Meeting Date    28-Apr-2016
ISIN    US8678921011    Agenda    934354856 - Management
Record Date    11-Mar-2016    Holding Recon Date    11-Mar-2016
City / Country    / United States    Vote Deadline Date    27-Apr-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1.    DIRECTOR    Management               
         1  JOHN V. ARABIA         For    For     
         2  W. BLAKE BAIRD         For    For     
         3  ANDREW BATINOVICH         For    For     
         4  Z. JAMIE BEHAR         For    For     
         5  THOMAS A. LEWIS, JR.         For    For     
         6  KEITH M. LOCKER         For    For     
         7  MURRAY J. MCCABE         For    For     
         8  DOUGLAS M. PASQUALE         For    For     
         9  KEITH P. RUSSELL         For    For     
2.    RATIFICATION OF THE AUDIT COMMITTEE’S
APPOINTMENT OF ERNST & YOUNG LLP TO ACT
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
   Management    For    For     
3.    ADVISORY RESOLUTION TO APPROVE THE
COMPENSATION OF SUNSTONE’S NAMED
EXECUTIVE OFFICERS, AS SET FORTH IN
SUNSTONE’S PROXY STATEMENT FOR THE 2016
ANNUAL MEETING OF STOCKHOLDERS.
   Management    For    For     

REGENCY CENTERS CORPORATION

 

Security    758849103    Meeting Type    Annual
Ticker Symbol    REG    Meeting Date    29-Apr-2016
ISIN    US7588491032    Agenda    934344603 - Management
Record Date    10-Mar-2016    Holding Recon Date    10-Mar-2016
City / Country    / United States    Vote Deadline Date    28-Apr-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1.    DIRECTOR    Management               
         1  MARTIN E. STEIN, JR.         For    For     
         2  RAYMOND L. BANK         For    For     
         3  BRYCE BLAIR         Withheld    Against     
         4  C. RONALD BLANKENSHIP         For    For     
         5  J. DIX DRUCE, JR.         For    For     
         6  MARY LOU FIALA         For    For     
         7  DAVID P. O’CONNOR         For    For     
         8  JOHN C. SCHWEITZER         For    For     
         9  THOMAS G. WATTLES         For    For     
2.    ADOPTION OF AN ADVISORY RESOLUTION
APPROVING EXECUTIVE COMPENSATION FOR
FISCAL YEAR 2015.
   Management    For    For     
3.    RATIFICATION OF APPOINTMENT OF KPMG LLP
AS THE COMPANY’S INDEPENDENT
ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2016.
   Management    For    For     


RLJ LODGING TR

 

Security    74965L101    Meeting Type    Annual
Ticker Symbol    RLJ    Meeting Date    29-Apr-2016
ISIN    US74965L1017    Agenda    934364679 - Management
Record Date    15-Mar-2016    Holding Recon Date    15-Mar-2016
City / Country    / United States    Vote Deadline Date    28-Apr-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1.1    ELECTION OF TRUSTEE: ROBERT L. JOHNSON    Management    For    For     
1.2    ELECTION OF TRUSTEE: THOMAS J. BALTIMORE,
JR.
   Management    For    For     
1.3    ELECTION OF TRUSTEE: EVAN BAYH    Management    For    For     
1.4    ELECTION OF TRUSTEE: NATHANIEL A. DAVIS    Management    For    For     
1.5    ELECTION OF TRUSTEE: ROBERT M. LA FORGIA    Management    For    For     
1.6    ELECTION OF TRUSTEE: GLENDA G. MCNEAL    Management    For    For     
1.7    ELECTION OF TRUSTEE: JOSEPH RYAN    Management    For    For     
2.    TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2016.
   Management    For    For     
3.    TO APPROVE (ON A NON-BINDING BASIS) THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
   Management    For    For     
4.    TO AMEND OUR ARTICLES OF AMENDMENT AND
RESTATEMENT OF DECLARATION OF TRUST TO
ALLOW OUR SHAREHOLDERS TO AMEND OUR
BYLAWS BY A MAJORITY VOTE OF THE
OUTSTANDING SHARES ENTITLED TO BE CAST ON
THE MATTER.
   Management    For    For     

DCT INDUSTRIAL TRUST INC.

 

Security    233153204    Meeting Type    Annual
Ticker Symbol    DCT    Meeting Date    04-May-2016
ISIN    US2331532042    Agenda    934347356 - Management
Record Date    08-Mar-2016    Holding Recon Date    08-Mar-2016
City / Country    / United States    Vote Deadline Date    03-May-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR (TERM EXPIRE IN 2017):
PHILIP L. HAWKINS
   Management    For    For     
1B.    ELECTION OF DIRECTOR (TERM EXPIRE IN 2017):
MARILYN A. ALEXANDER
   Management    For    For     
1C.    ELECTION OF DIRECTOR (TERM EXPIRE IN 2017):
THOMAS F. AUGUST
   Management    For    For     
1D.    ELECTION OF DIRECTOR (TERM EXPIRE IN 2017):
JOHN S. GATES, JR.
   Management    For    For     
1E.    ELECTION OF DIRECTOR (TERM EXPIRE IN 2017):
RAYMOND B. GREER
   Management    For    For     
1F.    ELECTION OF DIRECTOR (TERM EXPIRE IN 2017):
TRIPP H. HARDIN
   Management    For    For     
1G.    ELECTION OF DIRECTOR (TERM EXPIRE IN 2017):
JOHN C. O’KEEFFE
   Management    For    For     
1H.    ELECTION OF DIRECTOR (TERM EXPIRE IN 2017):
BRUCE L. WARWICK
   Management    For    For     
2.    TO APPROVE, BY NON-BINDING VOTE, THE
COMPANY’S NAMED EXECUTIVE OFFICER
COMPENSATION.
   Management    For    For     
3.    RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2016.
   Management    For    For     

PROLOGIS, INC.

 

Security    74340W103    Meeting Type    Annual
Ticker Symbol    PLD    Meeting Date    04-May-2016
ISIN    US74340W1036    Agenda    934349033 - Management
Record Date    09-Mar-2016    Holding Recon Date    09-Mar-2016
City / Country    / United States    Vote Deadline Date    03-May-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR: HAMID R. MOGHADAM    Management    For    For     
1B.    ELECTION OF DIRECTOR: GEORGE L. FOTIADES    Management    For    For     
1C.    ELECTION OF DIRECTOR: CHRISTINE N. GARVEY    Management    For    For     
1D.    ELECTION OF DIRECTOR: LYDIA H. KENNARD    Management    For    For     
1E.    ELECTION OF DIRECTOR: J. MICHAEL LOSH    Management    For    For     
1F.    ELECTION OF DIRECTOR: IRVING F. LYONS III    Management    For    For     
1G.    ELECTION OF DIRECTOR: DAVID P. O’CONNOR    Management    For    For     
1H.    ELECTION OF DIRECTOR: JEFFREY L. SKELTON    Management    For    For     
1I.    ELECTION OF DIRECTOR: CARL B. WEBB    Management    For    For     
1J.    ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS    Management    For    For     
2.    ADVISORY VOTE TO APPROVE THE COMPANY’S
EXECUTIVE COMPENSATION FOR 2015
   Management    For    For     
3.    RATIFICATION OF THE APPOINTMENT OF KPMG
LLP AS THE COMPANY’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2016
   Management    For    For     


FEDERAL REALTY INVESTMENT TRUST

 

Security    313747206    Meeting Type    Annual
Ticker Symbol    FRT    Meeting Date    04-May-2016
ISIN    US3137472060    Agenda    934356367 - Management
Record Date    18-Mar-2016    Holding Recon Date    18-Mar-2016
City / Country    / United States    Vote Deadline Date    03-May-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1    DIRECTOR    Management               
             1 JON E. BORTZ         For    For     
             2 DAVID W. FAEDER         For    For     
             3 KRISTIN GAMBLE         For    For     
             4 GAIL P. STEINEL         For    For     
             5 WARREN M. THOMPSON         For    For     
             6 JOSEPH S. VASSALLUZZO         For    For     
             7 DONALD C. WOOD         For    For     
2    THE RATIFICATION OF THE APPOINTMENT OF
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31. 2016.
   Management    For    For     
3    TO HOLD AN ADVISORY VOTE APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
   Management    For    For     

WELLTOWER INC.

 

Security    95040Q104    Meeting Type    Annual
Ticker Symbol    HCN    Meeting Date    05-May-2016
ISIN    US95040Q1040    Agenda    934356571 - Management
Record Date    08-Mar-2016    Holding Recon Date    08-Mar-2016
City / Country    / United States    Vote Deadline Date    04-May-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING: KENNETH J. BACON
   Management    For    For     
1B.    ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING: THOMAS J. DEROSA
   Management    For    For     
1C.    ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING: JEFFREY H.
DONAHUE
   Management    For    For     
1D.    ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING: FRED S. KLIPSCH
   Management    For    For     
1E.    ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING: GEOFFREY G.
MEYERS
   Management    For    For     
1F.    ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING: TIMOTHY J.
NAUGHTON
   Management    For    For     
1G.    ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING: SHARON M. OSTER
   Management    For    For     
1H.    ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING: JUDITH C. PELHAM
   Management    For    For     
1I.    ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING: SERGIO D. RIVERA
   Management    For    For     
1J.    ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING: R. SCOTT
TRUMBULL
   Management    For    For     
2.    THE RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2016.
   Management    For    For     
3.    APPROVAL OF THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SEC.
   Management    For    For     
4.    APPROVAL OF THE WELLTOWER INC. 2016 LONG-
TERM INCENTIVE PLAN.
   Management    For    For     

AMERICAN CAMPUS COMMUNITIES, INC.

 

Security    024835100    Meeting Type    Annual
Ticker Symbol    ACC    Meeting Date    05-May-2016
ISIN    US0248351001    Agenda    934366596 - Management
Record Date    14-Mar-2016    Holding Recon Date    14-Mar-2016
City / Country    / United States    Vote Deadline Date    04-May-2016
SEDOL(s)         Quick Code     

 

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR FOR A ONE-YEAR TERM
EXPIRING AT THE 2017 ANNUAL MEETING OF
STOCKHOLDER: WILLIAM C. BAYLESS JR.
   Management    For    For     
1B.    ELECTION OF DIRECTOR FOR A ONE-YEAR TERM
EXPIRING AT THE 2017 ANNUAL MEETING OF
STOCKHOLDER: G. STEVEN DAWSON
   Management    For    For     
1C.    ELECTION OF DIRECTOR FOR A ONE-YEAR TERM
EXPIRING AT THE 2017 ANNUAL MEETING OF
STOCKHOLDER: CYDNEY C. DONNELL
   Management    For    For     
1D.    ELECTION OF DIRECTOR FOR A ONE-YEAR TERM
EXPIRING AT THE 2017 ANNUAL MEETING OF
STOCKHOLDER: DENNIS G. LOPEZ
   Management    For    For     
1E.    ELECTION OF DIRECTOR FOR A ONE-YEAR TERM
EXPIRING AT THE 2017 ANNUAL MEETING OF
STOCKHOLDER: EDWARD LOWENTHAL
   Management    For    For     
1F.    ELECTION OF DIRECTOR FOR A ONE-YEAR TERM
EXPIRING AT THE 2017 ANNUAL MEETING OF
STOCKHOLDER: OLIVER LUCK
   Management    For    For     
1G.    ELECTION OF DIRECTOR FOR A ONE-YEAR TERM
EXPIRING AT THE 2017 ANNUAL MEETING OF
STOCKHOLDER: C. PATRICK OLES, JR.
   Management    For    For     
1H.    ELECTION OF DIRECTOR FOR A ONE-YEAR TERM
EXPIRING AT THE 2017 ANNUAL MEETING OF
STOCKHOLDER: WINSTON W. WALKER
   Management    For    For     
2.    RATIFICATION OF ERNST & YOUNG AS OUR
INDEPENDENT AUDITORS FOR 2016
   Management    For    For     
3.    TO PROVIDE A NON-BINDING ADVISORY VOTE
APPROVING THE COMPANY’S EXECUTIVE
COMPENSATION PROGRAM
   Management    Against    Against     


ACADIA REALTY TRUST

 

Security    004239109    Meeting Type    Annual
Ticker Symbol    AKR    Meeting Date    09-May-2016
ISIN    US0042391096    Agenda    934359387 - Management
Record Date    18-Mar-2016    Holding Recon Date    18-Mar-2016
City / Country    / United States    Vote Deadline Date    06-May-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1A.    ELECTION OF TRUSTEE: KENNETH F. BERNSTEIN    Management    For    For     
1B.    ELECTION OF TRUSTEE: DOUGLAS CROCKER II    Management    For    For     
1C.    ELECTION OF TRUSTEE: LORRENCE T. KELLAR    Management    For    For     
1D.    ELECTION OF TRUSTEE: WENDY LUSCOMBE    Management    Against    Against     
1E.    ELECTION OF TRUSTEE: WILLIAM T. SPITZ    Management    For    For     
1F.    ELECTION OF TRUSTEE: LYNN C. THURBER    Management    For    For     
1G.    ELECTION OF TRUSTEE: LEE S. WIELANSKY    Management    For    For     
1H.    ELECTION OF TRUSTEE: C. DAVID ZOBA    Management    For    For     
2.    THE RATIFICATION OF THE APPOINTMENT OF
BDO USA, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
   Management    For    For     
3.    THE APPROVAL, ON AN ADVISORY BASIS, OF THE
COMPENSATION OF NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPANY’S 2016
PROXY STATEMENT IN ACCORDANCE WITH
COMPENSATION RULES OF THE SECURITIES AND
EXCHANGE COMMISSION.
   Management    For    For     
4.    TO CONSIDER AND ACT UPON A PROPOSAL TO
APPROVE THE SECOND AMENDED AND RESTATED
ACADIA REALTY TRUST 2006 SHARE INCENTIVE
PLAN.
   Management    Against    Against     

CARE CAPITAL PROPERTIES, INC.

 

Security    141624106    Meeting Type    Annual
Ticker Symbol    CCP    Meeting Date    10-May-2016
ISIN    US1416241065    Agenda    934350579 - Management
Record Date    14-Mar-2016    Holding Recon Date    14-Mar-2016
City / Country    / United States    Vote Deadline Date    09-May-2016
SEDOL(s)         Quick Code     

 

Item

  

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR: DOUGLAS CROCKER II    Management    For    For     
1B.    ELECTION OF DIRECTOR: JOHN S. GATES, JR.    Management    For    For     
1C.    ELECTION OF DIRECTOR: RONALD G. GEARY    Management    For    For     
1D.    ELECTION OF DIRECTOR: RAYMOND J. LEWIS    Management    For    For     
1E.    ELECTION OF DIRECTOR: JEFFREY A. MALEHORN    Management    For    For     
1F.    ELECTION OF DIRECTOR: DALE A. REISS    Management    For    For     
1G.    ELECTION OF DIRECTOR: JOHN L. WORKMAN    Management    For    For     
2.    RATIFICATION OF THE SELECTION OF KPMG LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2016
   Management    For    For     

VENTAS, INC.

 

Security    92276F100    Meeting Type    Annual
Ticker Symbol    VTR    Meeting Date    10-May-2016
ISIN    US92276F1003    Agenda    934354313 - Management
Record Date    14-Mar-2016    Holding Recon Date    14-Mar-2016
City / Country    / United States    Vote Deadline Date    09-May-2016
SEDOL(s)         Quick Code     

 

Item

  

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR: MELODY C. BARNES    Management    For    For     
1B.    ELECTION OF DIRECTOR: DEBRA A. CAFARO    Management    For    For     
1C.    ELECTION OF DIRECTOR: JAY M. GELLERT    Management    For    For     
1D.    ELECTION OF DIRECTOR: RICHARD I. GILCHRIST    Management    For    For     
1E.    ELECTION OF DIRECTOR: MATTHEW J. LUSTIG    Management    For    For     
1F.    ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE    Management    For    For     
1G.    ELECTION OF DIRECTOR: ROBERT D. REED    Management    For    For     
1H.    ELECTION OF DIRECTOR: GLENN J. RUFRANO    Management    For    For     
1I.    ELECTION OF DIRECTOR: JAMES D. SHELTON    Management    For    For     
2.    RATIFICATION OF THE SELECTION OF KPMG LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2016.
   Management    For    For     
3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
   Management    For    For     


EQUITY LIFESTYLE PROPERTIES, INC.

 

Security    29472R108    Meeting Type    Annual
Ticker Symbol    ELS    Meeting Date    10-May-2016
ISIN    US29472R1086    Agenda    934357927 - Management
Record Date    04-Mar-2016    Holding Recon Date    04-Mar-2016
City / Country    / United States    Vote Deadline Date    09-May-2016
SEDOL(s)         Quick Code     

 

Item

  

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Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 PHILIP CALIAN       For    For   
           2 DAVID CONTIS       For    For   
           3 THOMAS DOBROWSKI       For    For   
           4 THOMAS HENEGHAN       For    For   
           5 TAO HUANG       For    For   
           6 MARGUERITE NADER       For    For   
           7 SHELI ROSENBERG       For    For   
           8 HOWARD WALKER       For    For   
           9 WILLIAM YOUNG       For    For   
           10 SAMUEL ZELL       For    For   
2.    RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For   
3.    APPROVAL ON A NON-BINDING, ADVISORY BASIS OF OUR EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.    Management    For    For   

DIGITAL REALTY TRUST, INC.

 

Security    253868103    Meeting Type    Annual
Ticker Symbol    DLR    Meeting Date    10-May-2016
ISIN    US2538681030    Agenda    934358020 - Management
Record Date    17-Mar-2016    Holding Recon Date    17-Mar-2016
City / Country    / United States    Vote Deadline Date    09-May-2016
SEDOL(s)       Quick Code   

 

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR: DENNIS E. SINGLETON    Management    For    For   
1B.    ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN    Management    For    For   
1C.    ELECTION OF DIRECTOR: KATHLEEN EARLEY    Management    For    For   
1D.    ELECTION OF DIRECTOR: KEVIN J. KENNEDY    Management    For    For   
1E.    ELECTION OF DIRECTOR: WILLIAM G. LAPERCH    Management    For    For   
1F.    ELECTION OF DIRECTOR: A. WILLIAM STEIN    Management    For    For   
1G.    ELECTION OF DIRECTOR: ROBERT H. ZERBST    Management    For    For   
2.    TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For   
3.    TO ADOPT A RESOLUTION TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.    Management    For    For   

SIMON PROPERTY GROUP, INC.

 

Security    828806109    Meeting Type    Annual
Ticker Symbol    SPG    Meeting Date    11-May-2016
ISIN    US8288061091    Agenda    934354680 - Management
Record Date    14-Mar-2016    Holding Recon Date    14-Mar-2016
City / Country    / United States    Vote Deadline Date    10-May-2016
SEDOL(s)         Quick Code     

 

Item

  

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR: GLYN F. AEPPEL    Management    For    For   
1B.    ELECTION OF DIRECTOR: LARRY C. GLASSCOCK    Management    For    For   
1C.    ELECTION OF DIRECTOR: KAREN N. HORN, PH.D.    Management    For    For   
1D.    ELECTION OF DIRECTOR: ALLAN HUBBARD    Management    For    For   
1E.    ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ    Management    For    For   
1F.    ELECTION OF DIRECTOR: GARY M. RODKIN    Management    For    For   
1G.    ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D.    Management    For    For   
1H.    ELECTION OF DIRECTOR: J. ALBERT SMITH, JR.    Management    For    For   
2.    ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.    Management    For    For   
3.    RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For   

HIGHWOODS PROPERTIES, INC.

 

Security    431284108    Meeting Type    Annual
Ticker Symbol    HIW    Meeting Date    11-May-2016
ISIN    US4312841087    Agenda    934364326 - Management
Record Date    01-Mar-2016    Holding Recon Date    01-Mar-2016
City / Country    / United States    Vote Deadline Date    10-May-2016
SEDOL(s)         Quick Code     

 

Item

  

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For/Against
Management

    
1.    DIRECTOR    Management         
           1 CHARLES A. ANDERSON       For    For   
           2 GENE H. ANDERSON       For    For   
           3 CARLOS E. EVANS       For    For   
           4 EDWARD J. FRITSCH       For    For   
           5 DAVID J. HARTZELL       For    For   
           6 SHERRY A. KELLETT       For    For   
           7 O. TEMPLE SLOAN, JR.       For    For   
2.    RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016    Management    For    For   
3.    ADVISORY VOTE ON EXECUTIVE COMPENSATION    Management    For    For   


FIRST INDUSTRIAL REALTY TRUST, INC.

 

Security    32054K103    Meeting Type    Annual
Ticker Symbol    FR    Meeting Date    11-May-2016
ISIN    US32054K1034    Agenda    934384354 - Management
Record Date    21-Mar-2016    Holding Recon Date    21-Mar-2016
City / Country    / United States    Vote Deadline Date    10-May-2016
SEDOL(s)       Quick Code   

 

Item

  

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Vote

  

For/Against
Management

    
1.1    ELECTION OF DIRECTOR: MATTHEW S. DOMINSKI    Management    For    For   
1.2    ELECTION OF DIRECTOR: BRUCE W. DUNCAN    Management    For    For   
1.3    ELECTION OF DIRECTOR: H. PATRICK HACKETT, JR.    Management    For    For   
1.4    ELECTION OF DIRECTOR: JOHN RAU    Management    Against    Against   
1.5    ELECTION OF DIRECTOR: L. PETER SHARPE    Management    For    For   
1.6    ELECTION OF DIRECTOR: W. ED TYLER    Management    For    For   
2.    TO APPROVE, ON AN ADVISORY (I.E. NON-BINDING) BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2016 ANNUAL MEETING.    Management    For    For   
3.    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For   

UDR, INC.

 

Security    902653104    Meeting Type    Annual
Ticker Symbol    UDR    Meeting Date    12-May-2016
ISIN    US9026531049    Agenda    934360126 - Management
Record Date    18-Mar-2016    Holding Recon Date    18-Mar-2016
City / Country    / United States    Vote Deadline Date    11-May-2016
SEDOL(s)         Quick Code     

 

Item

  

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Proposed by

  

Vote

  

For/Against
Management

    
1A.    ELECTION OF DIRECTOR: KATHERINE A. CATTANACH    Management    For    For   
1B.    ELECTION OF DIRECTOR: ROBERT P. FREEMAN    Management    For    For   
1C.    ELECTION OF DIRECTOR: JON A. GROVE    Management    For    For   
1D.    ELECTION OF DIRECTOR: MARY ANN KING    Management    For    For   
1E.    ELECTION OF DIRECTOR: JAMES D. KLINGBEIL    Management    For    For   
1F.    ELECTION OF DIRECTOR: CLINT D. MCDONNOUGH    Management    For    For   
1G.    ELECTION OF DIRECTOR: ROBERT A. MCNAMARA    Management    For    For   
1H.    ELECTION OF DIRECTOR: MARK R. PATTERSON    Management    For    For   
1I.    ELECTION OF DIRECTOR: LYNNE B. SAGALYN    Management    For    For   
1J.    ELECTION OF DIRECTOR: THOMAS W. TOOMEY    Management    For    For   
2.    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    Against    Against   
3.    ADVISORY VOTE TO APPROVE NAMED OFFICER COMPENSATION.    Management    Against    Against   

HOST HOTELS & RESORTS, INC.

 

Security    44107P104    Meeting Type    Annual
Ticker Symbol    HST    Meeting Date    12-May-2016
ISIN    US44107P1049    Agenda    934376131 - Management
Record Date    17-Mar-2016    Holding Recon Date    17-Mar-2016
City / Country    / United States    Vote Deadline Date    11-May-2016
SEDOL(s)         Quick Code     

 

Item

  

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Proposed by

  

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For/Against
Management

    
1.1    ELECTION OF DIRECTOR: MARY L. BAGLIVO    Management    For    For   
1.2    ELECTION OF DIRECTOR: SHEILA C. BAIR    Management    For    For   
1.3    ELECTION OF DIRECTOR: TERENCE C. GOLDEN    Management    For    For   
1.4    ELECTION OF DIRECTOR: ANN M. KOROLOGOS    Management    For    For   
1.5    ELECTION OF DIRECTOR: RICHARD E. MARRIOTT    Management    For    For   
1.6    ELECTION OF DIRECTOR: JOHN B. MORSE, JR.    Management    For    For   
1.7    ELECTION OF DIRECTOR: WALTER C. RAKOWICH    Management    For    For   
1.8    ELECTION OF DIRECTOR: GORDON H. SMITH    Management    For    For   
1.9    ELECTION OF DIRECTOR: W. EDWARD WALTER    Management    For    For   
2.    RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2016.    Management    For    For   
3.    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For   
4.    CHARTER AMENDMENT PROVIDING STOCKHOLDERS THE POWER TO AMEND THE BYLAWS.    Management    For    For   
5.    CHARTER AMENDMENT REDUCING THE THRESHOLD FOR STOCKHOLDERS TO CALL A SPECIAL MEETING.    Management    For    For   
6.    EMPLOYEE STOCK PURCHASE PLAN.    Management    For    For   


ALEXANDRIA REAL ESTATE EQUITIES, INC.

 

Security    015271109    Meeting Type    Annual
Ticker Symbol    ARE    Meeting Date    12-May-2016
ISIN    US0152711091    Agenda    934384013 - Management
Record Date    31-Mar-2016    Holding Recon Date    31-Mar-2016
City / Country    / United States    Vote Deadline Date    11-May-2016
SEDOL(s)         Quick Code     

 

Item

  

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Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 JOEL S. MARCUS       For    For   
           2 STEVEN R. HASH       For    For   
           3 JOHN L. ATKINS, III       Withheld    Against   
           4 JAMES P. CAIN       For    For   
           5 MARIA C. FREIRE       For    For   
           6 RICHARD H. KLEIN       For    For   
           7 JAMES H. RICHARDSON       For    For   
2.    APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S AMENDED AND RESTATED 1997 STOCK AWARD AND INCENTIVE PLAN, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.    Management    For    For   
3.    TO CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT FOR THE 2016 ANNUAL MEETING OF STOCKHOLDERS OF THE COMPANY.    Management    Against    Against   
4.    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.    Management    For    For   

CAMDEN PROPERTY TRUST

 

Security    133131102    Meeting Type    Annual
Ticker Symbol    CPT    Meeting Date    13-May-2016
ISIN    US1331311027    Agenda    934358830 - Management
Record Date    16-Mar-2016    Holding Recon Date    16-Mar-2016
City / Country    / United States    Vote Deadline Date    12-May-2016
SEDOL(s)         Quick Code     

 

Item

  

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Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 RICHARD J. CAMPO       For    For   
           2 SCOTT S. INGRAHAM       For    For   
           3 LEWIS A. LEVEY       For    For   
           4 WILLIAM B. MCGUIRE, JR.       For    For   
           5 WILLIAM F. PAULSEN       For    For   
           6 D. KEITH ODEN       For    For   
           7 F. GARDNER PARKER       For    For   
           8 F.A. SEVILLA-SACASA       For    For   
           9 STEVEN A. WEBSTER       For    For   
           10 KELVIN R. WESTBROOK       For    For   
2.    RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For   
3.    APPROVAL, BY AN ADVISORY VOTE, OF EXECUTIVE COMPENSATION.    Management    For    For   

GENERAL GROWTH PROPERTIES, INC

 

Security    370023103    Meeting Type    Annual
Ticker Symbol    GGP    Meeting Date    17-May-2016
ISIN    US3700231034    Agenda    934355492 - Management
Record Date    18-Mar-2016    Holding Recon Date    18-Mar-2016
City / Country    / United States    Vote Deadline Date    16-May-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1A.    ELECTION OF DIRECTOR: RICHARD B. CLARK    Management    For    For   
1B.    ELECTION OF DIRECTOR: MARY LOU FIALA    Management    For    For   
1C.    ELECTION OF DIRECTOR: J. BRUCE FLATT    Management    For    For   
1D.    ELECTION OF DIRECTOR: JOHN K. HALEY    Management    For    For   
1E.    ELECTION OF DIRECTOR: DANIEL B. HURWITZ    Management    For    For   
1F.    ELECTION OF DIRECTOR: BRIAN W. KINGSTON    Management    For    For   
1G.    ELECTION OF DIRECTOR: SANDEEP MATHRANI    Management    For    For   


1H.    ELECTION OF DIRECTOR: DAVID J. NEITHERCUT    Management    For    For   
1I.    ELECTION OF DIRECTOR: MARK R. PATTERSON    Management    Against    Against   
2.    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS.    Management    Against    Against   
3.    RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For   

ESSEX PROPERTY TRUST, INC.

 

Security    297178105    Meeting Type    Annual
Ticker Symbol    ESS    Meeting Date    17-May-2016
ISIN    US2971781057    Agenda    934361508 - Management
Record Date    29-Feb-2016    Holding Recon Date    29-Feb-2016
City / Country    / United States    Vote Deadline Date    16-May-2016
SEDOL(s)       Quick Code   

 

Item

  

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For/Against
Management

    
1.    DIRECTOR    Management         
           1 KEITH R. GUERICKE       For    For   
           2 IRVING F. LYONS, III       For    For   
           3 GEORGE M. MARCUS       For    For   
           4 GARY P. MARTIN       Withheld    Against   
           5 ISSIE N. RABINOVITCH       Withheld    Against   
           6 THOMAS E. ROBINSON       For    For   
           7 MICHAEL J. SCHALL       For    For   
           8 BYRON A. SCORDELIS       For    For   
           9 JANICE L. SEARS       For    For   
2.    AMENDMENT OF OUR CHARTER TO CHANGE THE CURRENT SUPER-MAJORITY VOTE REQUIREMENT TO AMEND CERTAIN SECTIONS OF THE CHARTER TO A MAJORITY VOTE STANDARD.    Management    For    For   
3.    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For   
4.    ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.    Management    For    For   

BOSTON PROPERTIES, INC.

 

Security    101121101    Meeting Type    Annual
Ticker Symbol    BXP    Meeting Date    17-May-2016
ISIN    US1011211018    Agenda    934371648 - Management
Record Date    23-Mar-2016    Holding Recon Date    23-Mar-2016
City / Country    / United States    Vote Deadline Date    16-May-2016
SEDOL(s)       Quick Code   

 

Item

  

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For/Against
Management

    
1A.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: BRUCE W. DUNCAN    Management    For    For   
1B.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: KAREN E. DYKSTRA    Management    For    For   
1C.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: CAROL B. EINIGER    Management    For    For   
1D.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: JACOB A. FRENKEL    Management    For    For   
1E.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: JOEL I. KLEIN    Management    For    For   
1F.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: DOUGLAS T. LINDE    Management    For    For   
1G.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: MATTHEW J. LUSTIG    Management    For    For   
1H.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: ALAN J. PATRICOF    Management    For    For   
1I.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: OWEN D. THOMAS    Management    For    For   
1J.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: MARTIN TURCHIN    Management    For    For   
1K.    ELECTION OF DIRECTOR TO SERVE FOR A ONE- YEAR TERM: DAVID A. TWARDOCK    Management    For    For   
2.    TO APPROVE, BY NON-BINDING RESOLUTION, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For   
3.    TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For   

CHESAPEAKE LODGING TRUST

 

Security    165240102    Meeting Type    Annual
Ticker Symbol    CHSP    Meeting Date    17-May-2016
ISIN    US1652401027    Agenda    934387069 - Management
Record Date    01-Apr-2016    Holding Recon Date    01-Apr-2016
City / Country    / United States    Vote Deadline Date    16-May-2016
SEDOL(s)       Quick Code   

 

Item

  

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For/Against
Management

    
1A.    ELECTION OF TRUSTEE: JAMES L. FRANCIS    Management    For    For   
1B.    ELECTION OF TRUSTEE: DOUGLAS W. VICARI    Management    Against    Against   
1C.    ELECTION OF TRUSTEE: THOMAS A. NATELLI    Management    For    For   
1D.    ELECTION OF TRUSTEE: THOMAS D. ECKERT    Management    For    For   
1E.    ELECTION OF TRUSTEE: JOHN W. HILL    Management    For    For   


1F.    ELECTION OF TRUSTEE: GEORGE F. MCKENZIE    Management    For    For   
1G.    ELECTION OF TRUSTEE: JEFFREY D. NUECHTERLEIN    Management    For    For   
2.    CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE TRUST’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For   
3.    CONSIDER AND VOTE UPON A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE TRUST’S EXECUTIVE COMPENSATION PROGRAMS AS DESCRIBED IN THE TRUST’S 2016 PROXY STATEMENT.    Management    For    For   
4.    CONSIDER AND VOTE UPON A PROPOSAL TO AMEND THE TRUST’S CHARTER TO PERMIT SHAREHOLDERS TO ACT TO AMEND THE TRUST’S BYLAWS OR MAKE NEW BYLAWS PURSUANT TO BINDING PROPOSALS SUBMITTED TO THEM FOR APPROVAL BY THE BOARD OF TRUSTEES OR CERTAIN ELIGIBLE SHAREHOLDERS.    Management    Against    Against   
5.    CONSIDER AND VOTE UPON A NON-BINDING SHAREHOLDER PROPOSAL TO AMEND THE TRUST’S GOVERNING DOCUMENTS TO PERMIT SHAREHOLDERS TO ACT TO AMEND THE TRUST’S BYLAWS.    Shareholder    For    Against   

EDUCATION REALTY TRUST, INC.

 

Security    28140H203    Meeting Type    Annual
Ticker Symbol    EDR    Meeting Date    18-May-2016
ISIN    US28140H2031    Agenda    934361786 - Management
Record Date    03-Mar-2016    Holding Recon Date    03-Mar-2016
City / Country    / United States    Vote Deadline Date    17-May-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 JOHN V. ARABIA       For    For   
           2 MONTE J. BARROW       For    For   
           3 WILLIAM J. CAHILL, III       For    For   
           4 RANDALL L. CHURCHEY       For    For   
           5 KIMBERLY K. SCHAEFER       For    For   
           6 HOWARD A. SILVER       For    For   
           7 THOMAS TRUBIANA       For    For   
           8 WENDELL W. WEAKLEY       For    For   
2.    TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016    Management    For    For   
3.    TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS    Management    For    For   

KILROY REALTY CORPORATION

 

Security    49427F108    Meeting Type    Annual
Ticker Symbol    KRC    Meeting Date    19-May-2016
ISIN    US49427F1084    Agenda    934366899 - Management
Record Date    11-Mar-2016    Holding Recon Date    11-Mar-2016
City / Country    / United States    Vote Deadline Date    18-May-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1A.    ELECTION OF DIRECTOR: JOHN KILROY    Management    For    For   
1B.    ELECTION OF DIRECTOR: EDWARD BRENNAN, PH.D.    Management    For    For   
1C.    ELECTION OF DIRECTOR: JOLIE HUNT    Management    For    For   
1D.    ELECTION OF DIRECTOR: SCOTT INGRAHAM    Management    For    For   
1E.    ELECTION OF DIRECTOR: GARY STEVENSON    Management    For    For   
1F.    ELECTION OF DIRECTOR: PETER STONEBERG    Management    Against    Against   
2.    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.    Management    For    For   
3.    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For   

NATIONAL RETAIL PROPERTIES, INC.

 

Security    637417106    Meeting Type    Annual
Ticker Symbol    NNN    Meeting Date    19-May-2016
ISIN    US6374171063    Agenda    934368449 - Management
Record Date    21-Mar-2016    Holding Recon Date    21-Mar-2016
City / Country    / United States    Vote Deadline Date    18-May-2016
SEDOL(s)       Quick Code   

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 DON DEFOSSET       For    For   
           2 DAVID M. FICK       For    For   
           3 EDWARD J. FRITSCH       For    For   
           4 KEVIN B. HABICHT       Withheld    Against   
           5 ROBERT C. LEGLER       For    For   
           6 CRAIG MACNAB       For    For   
           7 SAM L. SUSSER       For    For   
2.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For   
3.    RATIFICATION OF THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For   


VORNADO REALTY TRUST

 

Security    929042109    Meeting Type    Annual
Ticker Symbol    VNO    Meeting Date    19-May-2016
ISIN    US9290421091    Agenda    934375696 - Management
Record Date    21-Mar-2016    Holding Recon Date    21-Mar-2016
City / Country    / United States    Vote Deadline Date    18-May-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 CANDACE K. BEINECKE       For    For   
           2 ROBERT P. KOGOD       For    For   
           3 RICHARD R. WEST       For    For   
2.    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.    Management    For    For   
3.    APPROVAL OF AN AMENDMENT TO THE DECLARATION OF TRUST TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF TRUSTEES.    Management    For    For   
4.    NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    Against    Against   

AVALONBAY COMMUNITIES, INC.

 

Security    053484101    Meeting Type    Annual
Ticker Symbol    AVB    Meeting Date    19-May-2016
ISIN    US0534841012    Agenda    934378969 - Management
Record Date    07-Mar-2016    Holding Recon Date    07-Mar-2016
City / Country    / United States    Vote Deadline Date    18-May-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 GLYN F. AEPPEL       For    For   
           2 TERRY S. BROWN       For    For   
           3 ALAN B. BUCKELEW       For    For   
           4 RONALD L. HAVNER, JR.       For    For   
           5 TIMOTHY J. NAUGHTON       For    For   
           6 LANCE R. PRIMIS       For    For   
           7 PETER S. RUMMELL       For    For   
           8 H. JAY SARLES       For    For   
           9 W. EDWARD WALTER       For    For   
2.    TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For   
3.    TO ADOPT A RESOLUTION APPROVING, ON A NON- BINDING ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION SET FORTH IN THE PROXY STATEMENT.    Management    For    For   

EXTRA SPACE STORAGE INC.

 

Security    30225T102    Meeting Type    Annual
Ticker Symbol    EXR    Meeting Date    24-May-2016
ISIN    US30225T1025    Agenda    934373248 - Management
Record Date    28-Mar-2016    Holding Recon Date    28-Mar-2016
City / Country    / United States    Vote Deadline Date    23-May-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1A.    ELECTION OF DIRECTOR: KENNETH M. WOOLLEY    Management    For    For   
1B.    ELECTION OF DIRECTOR: SPENCER F. KIRK    Management    For    For   
1C.    ELECTION OF DIRECTOR: KARL HAAS    Management    Abstain    Against   
1D.    ELECTION OF DIRECTOR: DIANE OLMSTEAD    Management    For    For   
1E.    ELECTION OF DIRECTOR: ROGER B. PORTER    Management    For    For   
1F.    WITHDRAWN DIRECTOR    Management    Abstain      
1G.    ELECTION OF DIRECTOR: K. FRED SKOUSEN    Management    For    For   
2.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For   
3.    ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For   
4.    ELECTION OF ADDITIONAL DIRECTOR: DENNIS J. LETHAM    Management    For    For   


THE MACERICH COMPANY

 

Security    554382101    Meeting Type    Annual
Ticker Symbol    MAC    Meeting Date    26-May-2016
ISIN    US5543821012    Agenda    934383871 - Management
Record Date    21-Mar-2016    Holding Recon Date    21-Mar-2016
City / Country    / United States    Vote Deadline Date    25-May-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1A.    ELECTION OF DIRECTOR: JOHN H. ALSCHULER    Management    For    For   
1B.    ELECTION OF DIRECTOR: ARTHUR M. COPPOLA    Management    For    For   
1C.    ELECTION OF DIRECTOR: EDWARD C. COPPOLA    Management    For    For   
1D.    ELECTION OF DIRECTOR: STEVEN R. HASH    Management    For    For   
1E.    ELECTION OF DIRECTOR: FRED S. HUBBELL    Management    For    For   
1F.    ELECTION OF DIRECTOR: DIANA M. LAING    Management    For    For   
1G.    ELECTION OF DIRECTOR: MASON G. ROSS    Management    For    For   
1H.    ELECTION OF DIRECTOR: STEVEN L. SOBOROFF    Management    For    For   
1I.    ELECTION OF DIRECTOR: ANDREA M. STEPHEN    Management    For    For   
1J.    ELECTION OF DIRECTOR: JOHN M. SULLIVAN    Management    For    For   
2.    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For   
3.    ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION AS DESCRIBED IN OUR PROXY STATEMENT.    Management    For    For   
4.    APPROVAL OF OUR AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN.    Management    For    For   

CUBESMART

 

Security    229663109    Meeting Type    Annual
Ticker Symbol    CUBE    Meeting Date    01-Jun-2016
ISIN    US2296631094    Agenda    934348776 - Management
Record Date    15-Mar-2016    Holding Recon Date    15-Mar-2016
City / Country    / United States    Vote Deadline Date    31-May-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 W.M. DIEFENDERFER III       For    For   
           2 PIERO BUSSANI       For    For   
           3 CHRISTOPHER P. MARR       For    For   
           4 MARIANNE M. KELER       For    For   
           5 DEBORAH R. SALZBERG       For    For   
           6 JOHN F. REMONDI       For    For   
           7 JEFFREY F. ROGATZ       For    For   
           8 JOHN W. FAIN       For    For   
2.    ADOPT CERTAIN AMENDMENTS AND RESTATEMENTS OF OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER.    Management    For    For   
3.    TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.    Management    For    For   
4.    TO CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION.    Management    For    For   

EQUINIX, INC.

 

Security    29444U700    Meeting Type    Annual
Ticker Symbol    EQIX    Meeting Date    01-Jun-2016
ISIN    US29444U7000    Agenda    934415921 - Management
Record Date    20-Apr-2016    Holding Recon Date    20-Apr-2016
City / Country    / United States    Vote Deadline Date    31-May-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 THOMAS BARTLETT       For    For   
           2 NANCI CALDWELL       For    For   
           3 GARY HROMADKO       For    For   
           4 JOHN HUGHES       For    For   
           5 SCOTT KRIENS       For    For   
           6 WILLIAM LUBY       For    For   
           7 IRVING LYONS, III       For    For   
           8 CHRISTOPHER PAISLEY       Withheld    Against   
           9 STEPHEN SMITH       For    For   
           10 PETER VAN CAMP       Withheld    Against   
2.    TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For   
3.    TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For   


DOUGLAS EMMETT, INC.

 

Security    25960P109    Meeting Type    Annual
Ticker Symbol    DEI    Meeting Date    02-Jun-2016
ISIN    US25960P1093    Agenda    934389253 - Management
Record Date    05-Apr-2016    Holding Recon Date    05-Apr-2016
City / Country    / United States    Vote Deadline Date    01-Jun-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 DAN A. EMMETT       For    For   
           2 JORDAN L. KAPLAN       For    For   
           3 KENNETH M. PANZER       For    For   
           4 CHRISTOPHER H. ANDERSON       For    For   
           5 LESLIE E. BIDER       For    For   
           6 DR. DAVID T. FEINBERG       For    For   
           7 THOMAS E. O’HERN       For    For   
           8 WILLIAM E. SIMON, JR.       For    For   
           9 VIRGINIA A. MCFERRAN       For    For   
2.    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For   
3.    TO APPROVE THE DOUGLAS EMMETT, INC. 2016 OMNIBUS STOCK INCENTIVE PLAN.    Management    Against    Against   
4.    TO APPROVE, IN A NON-BINDING ADVISORY VOTE, OUR EXECUTIVE COMPENSATION.    Management    Against    Against   

STORE CAPITAL CORPORATION

 

Security    862121100    Meeting Type    Annual
Ticker Symbol    STOR    Meeting Date    02-Jun-2016
ISIN    US8621211007    Agenda    934391121 - Management
Record Date    04-Apr-2016    Holding Recon Date    04-Apr-2016
City / Country    / United States    Vote Deadline Date    01-Jun-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 MORTON H. FLEISCHER       For    For   
           2 CHRISTOPHER H. VOLK       For    For   
           3 JOSEPH M. DONOVAN       For    For   
           4 WILLIAM F. HIPP       For    For   
           5 EINAR A. SEADLER       For    For   
           6 RAJATH SHOURIE       For    For   
           7 DEREK SMITH       For    For   
           8 QUENTIN P. SMITH, JR.       For    For   
2.    TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For   
3.    TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For   
4.    TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    1 Year    For   

SL GREEN REALTY CORP.

 

Security    78440X101    Meeting Type    Annual
Ticker Symbol   

SLG

   Meeting Date    02-Jun-2016
ISIN    US78440X1019    Agenda    934394848 - Management
Record Date    31-Mar-2016    Holding Recon Date    31-Mar-2016
City / Country    / United States    Vote Deadline Date    01-Jun-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1A.    ELECTION OF DIRECTOR: EDWIN THOMAS BURTON, III    Management    For    For   
1B.    ELECTION OF DIRECTOR: CRAIG M. HATKOFF    Management    For    For   
1C.    ELECTION OF DIRECTOR: ANDREW W. MATHIAS    Management    Against    Against   
2.    TO APPROVE, ON A NON-BINDING ADVISORY BASIS, OUR EXECUTIVE COMPENSATION.    Management    Against    Against   
3.    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.    Management    For    For   
4.    TO APPROVE OUR FOURTH AMENDED AND RESTATED 2005 STOCK OPTION AND INCENTIVE PLAN.    Management    Against    Against   


BRIXMOR PROPERTY GROUP INC

 

Security    11120U105    Meeting Type    Annual
Ticker Symbol    BRX    Meeting Date    16-Jun-2016
ISIN    US11120U1051    Agenda    934389291 - Management
Record Date    08-Apr-2016    Holding Recon Date    08-Apr-2016
City / Country    / United States    Vote Deadline Date    15-Jun-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 DANIEL B. HURWITZ       For    For   
           2 JOHN G. SCHREIBER       For    For   
           3 MICHAEL BERMAN       For    For   
           4 ANTHONY W. DEERING       For    For   
           5 THOMAS W. DICKSON       For    For   
           6 JONATHAN D. GRAY       For    For   
           7 WILLIAM D. RAHM       For    For   
           8 WILLIAM J. STEIN       For    For   
           9 GABRIELLE SULZBERGER       For    For   
2.    TO RATIFY THE APPOINTMENT OF DELOITTE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.    Management    For    For   
3.    TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.    Management    For    For   

EQUITY RESIDENTIAL

 

Security    29476L107    Meeting Type    Annual
Ticker Symbol    EQR    Meeting Date    16-Jun-2016
ISIN    US29476L1070    Agenda    934398644 - Management
Record Date    08-Apr-2016    Holding Recon Date    08-Apr-2016
City / Country    / United States    Vote Deadline Date    15-Jun-2016
SEDOL(s)         Quick Code     

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

    
1.    DIRECTOR    Management         
           1 JOHN W. ALEXANDER       For    For   
           2 CHARLES L. ATWOOD       For    For   
           3 LINDA WALKER BYNOE       For    For   
           4 CONNIE K. DUCKWORTH       For    For   
           5 MARY KAY HABEN       For    For   
           6 BRADLEY A. KEYWELL       For    For   
           7 JOHN E. NEAL       For    For   
           8 DAVID J. NEITHERCUT       For    For   
           9 MARK S. SHAPIRO       For    For   
           10 GERALD A. SPECTOR       For    For   
           11 STEPHEN E. STERRETT       For    For   
           12 B. JOSEPH WHITE       For    For   
           13 SAMUEL ZELL       For    For   
2.    RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR 2016.    Management    For    For   
3.    APPROVE EXECUTIVE COMPENSATION.    Management    For    For   


IVY SCIENCE AND TECHNOLOGY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

NXP Semiconductors NV

 

Meeting Date:    07/02/2015   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    06/04/2015   Meeting Type:    Special   Ticker:    NXPI
     Shares Voted:    1,899,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Special Meeting

   Mgmt         
1A  

Approve Acquisition of Freescale Through a Cash and Share Consideration

   Mgmt    For    Refer    For
1B  

Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A

   Mgmt    For    Refer    For
1C  

Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition

   Mgmt    For    For    For
2A  

Elect Gregory L. Summe as Non-executive Director

   Mgmt    For    For    For
2B  

Elect Peter Smitham as Non-executive Director

   Mgmt    For    For    For

QIWI PLC

 

Meeting Date:    07/28/2015   Country:    Cyprus   Primary Security ID:    74735M108
Record Date:    06/08/2015   Meeting Type:    Special   Ticker:    QIWI
     Shares Voted:    2,124,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Reserve Shares for Issuance Under the 2015 Employee Restricted Stock Plan

   Mgmt    For    Refer    For
2  

Approve the 2015 Employee Restricted Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Acxiom Corporation

 

Meeting Date:    08/18/2015   Country:    USA   Primary Security ID:    005125109
Record Date:    06/22/2015   Meeting Type:    Annual   Ticker:    ACXM
     Shares Voted:    6,256,359     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John L. Battelle

   Mgmt    For    For    For
1.2  

Elect Director William J. Henderson

   Mgmt    For    For    For
2  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Virtusa Corporation

 

Meeting Date:    09/01/2015   Country:    USA   Primary Security ID:    92827P102
Record Date:    07/13/2015   Meeting Type:    Annual   Ticker:    VRTU
     Shares Voted:    577,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin Trust

   Mgmt    For    For    For
1.2  

Elect Director Izhar Armony

   Mgmt    For    For    For
1.3  

Elect Director Rowland T. Moriarty

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    2,509,800     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For
1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For
1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For
2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For
3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For
4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         

WNS (Holdings) Limited

 

Meeting Date:    09/28/2015   Country:    Jersey   Primary Security ID:    92932M101
Record Date:    08/11/2015   Meeting Type:    Annual   Ticker:    WNS
     Shares Voted:    6,258,797     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

WNS (Holdings) Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Adoption of Annual Audited Accounts for the Financial Year Ending March 31, 2015

   Mgmt    For    For    For
2  

Ratify Grant Thornton India LLP as Auditors

   Mgmt    For    For    For
3  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
4  

Reelect Renu S. Karnad as a Class III Director

   Mgmt    For    Refer    For
5  

Reelect Francoise Gri as a Class III Director

   Mgmt    For    For    For
6  

Reelect John Freeland as a Class III Director

   Mgmt    For    For    For
7  

Approve Remuneration of Directors

   Mgmt    For    Refer    For

Alibaba Group Holding Ltd.

 

Meeting Date:    10/08/2015   Country:    Cayman Islands   Primary Security ID:    01609W102
Record Date:    08/13/2015   Meeting Type:    Annual   Ticker:    BABA
     Shares Voted:    738,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1.1  

Elect Joseph C. Tsai as Director

   Mgmt    For    Refer    Against
1.2  

Elect Jonathan Zhaoxi Lu as Director

   Mgmt    For    Refer    Against
1.3  

Elect J. Michael Evans as Director

   Mgmt    For    Refer    Against
1.4  

Elect Borje E. Ekholm as Director

   Mgmt    For    For    For
1.5  

Elect Wan Ling Martello as Director

   Mgmt    For    For    For
2  

Approve PricewaterhouseCoopers as Independent Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Abengoa S.A.

 

Meeting Date:    10/10/2015   Country:    Spain   Primary Security ID:    E0002V203
Record Date:    10/04/2015   Meeting Type:    Special   Ticker:    ABG.P
     Shares Voted:    13,524,470     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Capital Reduction by Decrease in Par Value

   Mgmt    For    Refer    For
2  

Approve Capital Raising

   Mgmt    For    Refer    For
3.1  

Dismiss Directors

   Mgmt    For    Refer    Against
3.2  

Fix Number of Directors at 13

   Mgmt    For    Refer    For
3.3  

Ratify Appointment of and Elect Santiago Seage Medela

   Mgmt    For    For    For
3.4  

Ratify Appointment of and Elect José Domínguez Abascal

   Mgmt    For    Refer    For
4.1  

Amend Article 20 Re: General Shareholders Meeting

   Mgmt    For    For    For
4.2  

Amend Article 44 bis Re: Investment Committee

   Mgmt    For    Refer    For
5  

Amend Article 2 of General Meeting Regulations

   Mgmt    For    For    For
6  

Receive Amendments to Board of Directors Regulations

   Mgmt         
7  

Approve Instruction to Board of Directors to Observe a Maximum Limit on Capex Commitments

   Mgmt    For    Refer    For
8  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Abengoa S.A.

 

Meeting Date:    10/10/2015   Country:    Spain   Primary Security ID:    E0002V203
Record Date:    09/28/2015   Meeting Type:    Special   Ticker:    ABG.P
     Shares Voted:    6,565,957     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Capital Reduction by Decrease in Par Value

   Mgmt    For    Refer    For
2  

Approve Capital Raising

   Mgmt    For    Refer    For
3.1  

Dismiss Directors

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Abengoa S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.2  

Fix Number of Directors at 13

   Mgmt    For    Refer    For
3.3  

Ratify Appointment of and Elect Santiago Seage Medela

   Mgmt    For    For    For
3.4  

Ratify Appointment of and Elect José Domínguez Abascal

   Mgmt    For    Refer    For
4.1  

Amend Article 20 Re: General Shareholders Meeting

   Mgmt    For    For    For
4.2  

Amend Article 44 bis Re: Investment Committee

   Mgmt    For    Refer    For
5  

Amend Article 2 of General Meeting Regulations

   Mgmt    For    For    For
6  

Receive Amendments to Board of Directors Regulations

   Mgmt         
7  

Approve Instruction to Board of Directors to Observe a Maximum Limit on Capex Commitments

   Mgmt    For    Refer    For
8  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For

Zayo Group Holdings, Inc.

 

Meeting Date:    11/02/2015   Country:    USA   Primary Security ID:    98919V105
Record Date:    09/11/2015   Meeting Type:    Annual   Ticker:    ZAYO
     Shares Voted:    3,548,007     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Daniel Caruso

   Mgmt    For    For    For
1.2  

Elect Director Don Gips

   Mgmt    For    For    For
1.3  

Elect Director Nina Richardson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    2,509,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For

Cardiovascular Systems, Inc.

 

Meeting Date:    11/18/2015   Country:    USA   Primary Security ID:    141619106
Record Date:    09/21/2015   Meeting Type:    Annual   Ticker:    CSII
     Shares Voted:    864,942     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Scott Bartos

   Mgmt    For    For    For
1.2  

Elect Director Edward Brown

   Mgmt    For    For    For
1.3  

Elect Director Augustine Lawlor

   Mgmt    For    For    For
2  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Dialog Semiconductor plc

 

Meeting Date:    11/19/2015   Country:    United Kingdom   Primary Security ID:    G5821P111
Record Date:    11/17/2015   Meeting Type:    Special   Ticker:    DLG
     Shares Voted:    1,409,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Authorise Issue of Equity in Connection with the Acquisition

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Microsoft Corporation

 

Meeting Date:    12/02/2015   Country:    USA   Primary Security ID:    594918104
Record Date:    10/02/2015   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    4,909,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Harman International Industries, Incorporated

 

Meeting Date:    12/09/2015   Country:    USA   Primary Security ID:    413086109
Record Date:    10/14/2015   Meeting Type:    Annual   Ticker:    HAR
     Shares Voted:    1,141,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Adriane M. Brown

   Mgmt    For    For    For
1b  

Elect Director John W. Diercksen

   Mgmt    For    For    For
1c  

Elect Director Ann McLaughlin Korologos

   Mgmt    For    For    For
1d  

Elect Director Edward H. Meyer

   Mgmt    For    For    For
1e  

Elect Director Robert Nail

   Mgmt    For    For    For
1f  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Harman International Industries, Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1g  

Elect Director Abraham N. Reichental

   Mgmt    For    For    For
1h  

Elect Director Kenneth M. Reiss

   Mgmt    For    For    For
1i  

Elect Director Hellene S. Runtagh

   Mgmt    For    For    For
1j  

Elect Director Frank S. Sklarsky

   Mgmt    For    For    For
1k  

Elect Director Gary G. Steel

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Aspen Technology, Inc.

 

Meeting Date:    12/11/2015   Country:    USA   Primary Security ID:    045327103
Record Date:    10/13/2015   Meeting Type:    Annual   Ticker:    AZPN
     Shares Voted:    5,191,512     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gary E. Haroian

   Mgmt    For    For    For
1.2  

Elect Director Antonio J. Pietri

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Marrone Bio Innovations, Inc.

 

Meeting Date:    12/17/2015   Country:    USA   Primary Security ID:    57165B106
Record Date:    11/09/2015   Meeting Type:    Annual   Ticker:    MBII
     Shares Voted:    2,607,792     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy Fogarty

   Mgmt    For    For    For
1.2  

Elect Director Richard Rominger

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Micron Technology, Inc.

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:    595112103
Record Date:    11/30/2015   Meeting Type:    Annual   Ticker:    MU
     Shares Voted:    17,665,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert L. Bailey

   Mgmt    For    For    For
1.2  

Elect Director Richard M. Beyer

   Mgmt    For    For    For
1.3  

Elect Director Patrick J. Byrne

   Mgmt    For    For    For
1.4  

Elect Director D. Mark Durcan

   Mgmt    For    For    For
1.5  

Elect Director Mercedes Johnson

   Mgmt    For    For    For
1.6  

Elect Director Lawrence N. Mondry

   Mgmt    For    For    For
1.7  

Elect Director Robert E. Switz

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Other Business

   Mgmt    For    Against    Against

MICROSEMI CORPORATION

 

Meeting Date:    02/09/2016   Country:    USA   Primary Security ID:    595137100
Record Date:    12/14/2015   Meeting Type:    Annual   Ticker:    MSCC
     Shares Voted:    5,483,960     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director James J. Peterson

   Mgmt    For    For    For
1.2  

Elect Director Dennis R. Leibel

   Mgmt    For    For    For
1.3  

Elect Director Thomas R. Anderson

   Mgmt    For    For    For
1.4  

Elect Director William E. Bendush

   Mgmt    For    For    For
1.5  

Elect Director Paul F. Folino

   Mgmt    For    For    For
1.6  

Elect Director William L. Healey

   Mgmt    For    For    For
1.7  

Elect Director Matthew E. Massengill

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

MICROSEMI CORPORATION

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Evogene Ltd.

 

Meeting Date:    03/15/2016   Country:    Israel   Primary Security ID:    M4119S104
Record Date:    02/04/2016   Meeting Type:    Special   Ticker:    EVGN
     Shares Voted:    1,851,892     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Adoption of a U.S. Addendum to the 2013 Share Option Plan of Evogene Ltd.

   Mgmt    For    Refer    For
A  

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against

WNS (Holdings) Limited

 

Meeting Date:    03/16/2016   Country:    Jersey   Primary Security ID:    92932M101
Record Date:    02/09/2016   Meeting Type:    Special   Ticker:    WNS
     Shares Voted:    6,346,483     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Share Repurchase Program

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Hewlett Packard Enterprise Company

 

Meeting Date:    03/23/2016   Country:    USA   Primary Security ID:    42824C109
Record Date:    01/26/2016   Meeting Type:    Annual   Ticker:    HPE
     Shares Voted:    2,265,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Daniel Ammann

   Mgmt    For    For    For
1b  

Elect Director Marc L. Andreessen

   Mgmt    For    For    For
1c  

Elect Director Michael J. Angelakis

   Mgmt    For    For    For
1d  

Elect Director Leslie A. Brun

   Mgmt    For    For    For
1e  

Elect Director Pamela L. Carter

   Mgmt    For    For    For
1f  

Elect Director Klaus Kleinfeld

   Mgmt    For    For    For
1g  

Elect Director Raymond J. Lane

   Mgmt    For    For    For
1h  

Elect Director Ann M. Livermore

   Mgmt    For    For    For
1i  

Elect Director Raymond E. Ozzie

   Mgmt    For    For    For
1j  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1k  

Elect Director Patricia F. Russo

   Mgmt    For    For    For
1l  

Elect Director Lip-Bu Tan

   Mgmt    For    Refer    For
1m  

Elect Director Margaret C. Whitman

   Mgmt    For    For    For
1n  

Elect Director Mary Agnes Wilderotter

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Photronics, Inc.

 

Meeting Date:    03/23/2016   Country:    USA   Primary Security ID:    719405102
Record Date:    02/22/2016   Meeting Type:    Annual   Ticker:    PLAB
     Shares Voted:    4,528,364     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Walter M. Fiederowicz

   Mgmt    For    For    For
1.2  

Elect Director Joseph A. Fiorita, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Liang-Choo Hsia

   Mgmt    For    For    For
1.4  

Elect Director Peter S. Kirlin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Photronics, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.5  

Elect Director Constantine S. Macricostas

   Mgmt    For    For    For
1.6  

Elect Director George Macricostas

   Mgmt    For    For    For
1.7  

Elect Director Mitchell G. Tyson

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte& Touche LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    2,726,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Rambus Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    750917106
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    RMBS
     Shares Voted:    6,606,605     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director J. Thomas Bentley

   Mgmt    For    For    For
1b  

Elect Director E. Thomas Fisher

   Mgmt    For    For    For
1c  

Elect Director Charles Kissner

   Mgmt    For    For    For
1d  

Elect Director David Shrigley

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Silicon Laboratories Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    826919102
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    SLAB
     Shares Voted:    275,240     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William G. Bock

   Mgmt    For    For    For
1.2  

Elect Director Jack R. Lazar

   Mgmt    For    For    For
1.3  

Elect Director Neil Kim

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Silicon Laboratories Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Dialog Semiconductor plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G5821P111
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    DLG
     Shares Voted:    1,409,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Policy

   Mgmt    For    For    For
3  

Approve Remuneration Report

   Mgmt    For    For    For
4  

Appoint Deloitte LLP as Auditors

   Mgmt    For    For    For
5  

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Re-elect Jalal Bagherli as Director

   Mgmt    For    For    For
7  

Re-elect Christopher Burke as Director

   Mgmt    For    For    For
8  

Re-elect Aidan Hughes as Director

   Mgmt    For    For    For
9  

Re-elect Russell Shaw as Director

   Mgmt    For    For    For
10  

Amend Equity Scheme Rules

   Mgmt    For    Refer    For
11  

Approve Increase in the Aggregate Annual Fees Payable to Non-executive Directors

   Mgmt    For    Refer    For
12  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
13  

Authorise Issue of Equity with Pre-emptive Rights in Connection with a Rights Issue

   Mgmt    For    For    For
14  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
15  

Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Barclays Bank plc

   Mgmt    For    For    For
16  

Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with HSBC Bank plc

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Dialog Semiconductor plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

17  

Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Merrill Lynch International

   Mgmt    For    For    For
18  

Authorise the Company to Call General Meeting with Two Weeks’ Notice

   Mgmt    For    For    For

QIWI PLC

 

Meeting Date:    04/29/2016   Country:    Cyprus   Primary Security ID:    74735M108
Record Date:    03/10/2016   Meeting Type:    Special   Ticker:    QIWI
     Shares Voted:    2,124,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Amend Articles: Board-Related

   Mgmt    For    Refer    For

QTS Realty Trust, Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    74736A103
Record Date:    03/09/2016   Meeting Type:    Annual   Ticker:    QTS
     Shares Voted:    1,925,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Chad L. Williams

   Mgmt    For    For    For
1.2  

Elect Director Philip P. Trahanas

   Mgmt    For    For    For
1.3  

Elect Director John W. Barter

   Mgmt    For    For    For
1.4  

Elect Director William O. Grabe

   Mgmt    For    For    For
1.5  

Elect Director Catherine R. Kinney

   Mgmt    For    For    For
1.6  

Elect Director Peter A. Marino

   Mgmt    For    For    For
1.7  

Elect Director Scott D. Miller

   Mgmt    For    For    For
1.8  

Elect Director Stephen E. Westhead

   Mgmt    For    For    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

QTS Realty Trust, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    05/06/2016   Country:    USA   Primary Security ID:    232806109
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    CY
     Shares Voted:    8,968,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director T.J. Rodgers

   Mgmt    For    For    For
1.2  

Elect Director W. Steve Albrecht

   Mgmt    For    For    For
1.3  

Elect Director Eric A. Benhamou

   Mgmt    For    For    For
1.4  

Elect Director H. Raymond Bingham

   Mgmt    For    For    For
1.5  

Elect Director John H. Kispert

   Mgmt    For    For    For
1.6  

Elect Director O.C. Kwon

   Mgmt    For    For    For
1.7  

Elect Director Wilbert van den Hoek

   Mgmt    For    For    For
1.8  

Elect Director Michael S. Wishart

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

GLOBANT S.A.

 

Meeting Date:    05/06/2016   Country:    Luxembourg   Primary Security ID:    L44385109
Record Date:    04/12/2016   Meeting Type:    Annual/Special   Ticker:    GLOB
     Shares Voted:    1,619,691     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Acknowledgement of the Postponement of the AGM

   Mgmt         
2  

Receive Board’s and Auditor’s Reports

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

GLOBANT S.A.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Approve Consolidated Financial Statements and Statutory Reports Regarding FY 2015

   Mgmt    For    For    For
4  

Approve Financial Statements

   Mgmt    For    For    For
5  

Approve Allocation of Results

   Mgmt    For    For    For
6  

Approve Discharge of Directors

   Mgmt    For    For    For
7  

Approve Stock Option Plan Grants

   Mgmt    For    Refer    For
8  

Approve Remuneration of Directors for Financial Year 2016

   Mgmt    For    Refer    For
9  

Renew Appointment of Deloitte as Auditor for the Annual Accounts

   Mgmt    For    For    For
10  

Appoint Deloitte & Co S.A. as Auditor for the Consolidated Accounts

   Mgmt    For    For    For
11  

Reelect Timothy Mott as Director

   Mgmt    For    For    For
12  

Reelect Mario Vazquezas Director

   Mgmt    For    For    For
13  

Reelect Marcos Galperin as Director

   Mgmt    For    For    For
14  

Extend Mandate of Martín Migoya as Director

   Mgmt    For    Refer    For
15  

Extend the Mandate of Francisco Alvarez-Demalde as Director

   Mgmt    For    For    For
 

Special Meeting Agenda

   Mgmt         
1  

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 7.2 million

   Mgmt    For    For    For
2  

Change Date of Annual Meeting

   Mgmt    For    For    For
3  

Amend Article 10.2 Re: Decrease Shareholding Threshold to be Able to Add Items to Agenda of the Shareholder Meeting

   Mgmt    For    Refer    For
4  

Amend Article 10.7 Re: Record Date Setting

   Mgmt    For    Refer    For
5  

Amend Article 10.8 Re: Vote Instruction Deadline

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Pentair PLC

 

Meeting Date:    05/10/2016   Country:    Ireland   Primary Security ID:    G7S00T104
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    PNR
     Shares Voted:    2,137,670     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Glynis A. Bryan

   Mgmt    For    For    For
1b  

Elect Director Jerry W. Burris

   Mgmt    For    For    For
1c  

Elect Director Carol Anthony (John) Davidson

   Mgmt    For    For    For
1d  

Elect Director Jacques Esculier

   Mgmt    For    For    For
1e  

Elect Director T. Michael Glenn

   Mgmt    For    For    For
1f  

Elect Director David H.Y. Ho

   Mgmt    For    For    For
1g  

Elect Director Randall J. Hogan

   Mgmt    For    For    For
1h  

Elect Director David A. Jones

   Mgmt    For    For    For
1i  

Elect Director Ronald L. Merriman

   Mgmt    For    For    For
1j  

Elect Director William T. Monahan

   Mgmt    For    For    For
1k  

Elect Director Billie Ida Williamson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Determine Price Range for Reissuance of Treasury Shares

   Mgmt    For    Refer    For
5  

Fix Number of Directors at 12

   Mgmt    For    Refer    For
6A  

Amend Company’s Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons

   Mgmt    For    For    For
6B  

Amend Company’s Memorandum of Association in Connection with Recent Changes in Irish Law

   Mgmt    For    For    For

Abengoa Yield plc

 

Meeting Date:    05/11/2016   Country:    United Kingdom   Primary Security ID:    G00349103
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    ABY
     Shares Voted:    2,990,726     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Abengoa Yield plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    For    For
3  

Approve Remuneration Policy

   Mgmt    For    For    For
4  

Reappoint Deloitte LLP and Deloitte S.L. as Auditors

   Mgmt    For    For    For
5  

Authorize Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
6  

Appoint Santiago Seage as CEO

   Mgmt    For    For    For
7  

Change Company Name to Atlantica Yield plc

   Mgmt    For    For    For
8  

Adopt New Articles of Association

   Mgmt    For    Refer    For

First Data Corporation

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    32008D106
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    FDC
     Shares Voted:    1,618,024     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frank J. Bisignano

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Henry R. Kravis

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Heidi G. Miller

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    Three Years    Three Years    Three Years
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Tenet Healthcare Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    88033G407
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    THC
     Shares Voted:    4,275,400     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Tenet Healthcare Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Trevor Fetter

   Mgmt    For    For    For
1b  

Elect Director Brenda J. Gaines

   Mgmt    For    For    For
1c  

Elect Director Karen M. Garrison

   Mgmt    For    For    For
1d  

Elect Director Edward A. Kangas

   Mgmt    For    For    For
1e  

Elect Director J. Robert Kerrey

   Mgmt    For    For    For
1f  

Elect Director Freda C. Lewis-Hall

   Mgmt    For    For    For
1g  

Elect Director Richard R. Pettingill

   Mgmt    For    For    For
1h  

Elect Director Matthew J. Ripperger

   Mgmt    For    For    For
1i  

Elect Director Ronald A. Rittenmeyer

   Mgmt    For    For    For
1j  

Elect Director Tammy Romo

   Mgmt    For    For    For
1k  

Elect Director Randolph C. Simpson

   Mgmt    For    For    For
1l  

Elect Director James A. Unruh

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Euronet Worldwide, Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    298736109
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    EEFT
     Shares Voted:    3,373,958     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael J. Brown

   Mgmt    For    For    For
1.2  

Elect Director Andrew B. Schmitt

   Mgmt    For    For    For
1.3  

Elect Director M. Jeannine Strandjord

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

BioAmber Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    09072Q106
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    BIOA
     Shares Voted:    4,882,717     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jean-Francois Huc

   Mgmt    For    For    For
1.2  

Elect Director Raymond J. Land

   Mgmt    For    For    For
1.3  

Elect Director Kenneth W. Wall

   Mgmt    For    For    For
2  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For

Xerox Corporation

 

Meeting Date:    05/20/2016   Country:    USA   Primary Security ID:    984121103
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    XRX
     Shares Voted:    1,826,477     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ursula M. Burns

   Mgmt    For    For    For
1.2  

Elect Director Richard J. Harrington

   Mgmt    For    For    For
1.3  

Elect Director William Curt Hunter

   Mgmt    For    For    For
1.4  

Elect Director Robert J. Keegan

   Mgmt    For    For    For
1.5  

Elect Director Charles Prince

   Mgmt    For    For    For
1.6  

Elect Director Ann N. Reese

   Mgmt    For    For    For
1.7  

Elect Director Stephen H. Rusckowski

   Mgmt    For    For    For
1.8  

Elect Director Sara Martinez Tucker

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Adjust Executive Compensation Metrics for Share Buybacks

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

NANOMETRICS INCORPORATED

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    630077105
Record Date:    03/30/2016   Meeting Type:    Annual   Ticker:    NANO
     Shares Voted:    1,438,458     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director J. Thomas Bentley

   Mgmt    For    For    For
1.2  

Elect Director Edward J. Brown, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Bruce C. Rhine

   Mgmt    For    For    For
1.4  

Elect Director Christopher A. Seams

   Mgmt    For    For    For
1.5  

Elect Director Timothy J. Stultz

   Mgmt    For    For    For
1.6  

Elect Director Christine A. Tsingos

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Marrone Bio Innovations, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    57165B106
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    MBII
     Shares Voted:    2,607,792     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Zachary S. Wochok

   Mgmt    For    For    For
1.2  

Elect Director George H. Kerckhove

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Twitter, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    90184L102
Record Date:    03/30/2016   Meeting Type:    Annual   Ticker:    TWTR
     Shares Voted:    2,430,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jack Dorsey

   Mgmt    For    For    For
1.2  

Elect Director Hugh Johnston

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    Against

Cerner Corporation

 

Meeting Date:    05/27/2016   Country:    USA   Primary Security ID:    156782104
Record Date:    03/30/2016   Meeting Type:    Annual   Ticker:    CERN
     Shares Voted:    3,505,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Gerald E. Bisbee, Jr.

   Mgmt    For    For    For
1b  

Elect Director Denis A. Cortese

   Mgmt    For    For    For
1c  

Elect Director Linda M. Dillman

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For

Pandora Media, Inc.

 

Meeting Date:    06/01/2016   Country:    USA   Primary Security ID:    698354107
Record Date:    04/06/2016   Meeting Type:    Annual   Ticker:    P
     Shares Voted:    2,659,300     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Pandora Media, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Mickie Rosen

   Mgmt    For    For    For
1.2  

Elect Director James M.P. Feuille

   Mgmt    For    For    For
1.3  

Elect Director Peter Gotcher

   Mgmt    For    For    For
1.4  

Elect Director Elizabeth A. Nelson

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Securities Transfer Restrictions

   Mgmt    For    Refer    For

PRA Health Sciences, Inc.

 

Meeting Date:    06/01/2016   Country:    USA   Primary Security ID:    69354M108
Record Date:    04/05/2016   Meeting Type:    Annual   Ticker:    PRAH
     Shares Voted:    2,266,141     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ali J. Satvat

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Jeffrey T. Barber

   Mgmt    For    For    For
1.3  

Elect Director Linda S. Grais

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Spark Therapeutics, Inc.

 

Meeting Date:    06/01/2016   Country:    USA   Primary Security ID:    84652J103
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    ONCE
     Shares Voted:    118,912     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director A. Lorris Betz

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Anand Mehra

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Lota Zoth

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

NXP Semiconductors NV

 

Meeting Date:    06/02/2016   Country:    Netherlands   Primary Security ID:    N6596X109
Record Date:    05/05/2016   Meeting Type:    Annual   Ticker:    NXPI
     Shares Voted:    1,921,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Open Meeting

   Mgmt         
2a  

Discussion of the implementation of the remuneration policy

   Mgmt         
2b  

Discussion on Company’s Reserves and Dividend Policy

   Mgmt         
2c  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
2d  

Approve Discharge of Board Members

   Mgmt    For    For    For
3a  

Reelect Richard L. Clemmer as Executive Director

   Mgmt    For    For    For
3b  

Reelect Peter Bonfield as Non-Executive Director

   Mgmt    For    For    For
3c  

Reelect Johannes P. Huth as Non-Executive Director

   Mgmt    For    For    For
3d  

Reelect Kenneth A. Goldman as Non-Executive Director

   Mgmt    For    For    For
3e  

Reelect Marion Helmes as Non-Executive Director

   Mgmt    For    For    For
3f  

Reelect Joseph Kaeser as Non-Executive Director

   Mgmt    For    For    For
3g  

Reelect I. Loring as Non-Executive Director

   Mgmt    For    For    For
3h  

Reelect Eric Meurice as Non-Executive Director

   Mgmt    For    For    For
3i  

Reelect Peter Smitham as Non-Executive Director

   Mgmt    For    For    For
3j  

Reelect Julie Southern as Non-Executive Director

   Mgmt    For    For    For
3k  

Reelect Gregory Summe as Non-Executive Director

   Mgmt    For    For    For
3l  

Reelect Rick Tsai as Director

   Mgmt    For    For    For
4  

Approve Remuneration of Audit, Nominating and Compensation Committee

   Mgmt    For    Refer    For
5a  

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

NXP Semiconductors NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5b  

Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a

   Mgmt    For    For    For
6  

Authorize Repurchase of Shares

   Mgmt    For    For    For
7  

Approve Cancellation of Ordinary Shares

   Mgmt    For    For    For

QIWI PLC

 

Meeting Date:    06/02/2016   Country:    Cyprus   Primary Security ID:    74735M108
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    QIWI
     Shares Voted:    2,124,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
A.1  

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
A.2  

Accept Standalone Financial Statements and Statutory Reports

   Mgmt    For    For    For
B.1  

Ratify Auditors

   Mgmt    For    For    For
B.2  

Approve Remuneration of External Auditors

   Mgmt    For    For    For
 

Elect Directors by Cumulative Voting

   Mgmt         
C.1.A  

Elect Rohinton Minoo Kalifa as Director

   Mgmt    None    For    For
C.1.B  

Elect Marcus James Rhodes as Director

   Mgmt    None    For    For
C.1.C  

Elect Osama Bedier as Director

   Mgmt    None    For    For
C.2.A  

Elect Boris Kim as Director

   Mgmt    None    For    For
C.2.B  

Elect Sergey Solonin as Director

   Mgmt    None    For    For
C.2.C  

Elect Andrey Romanenko as Director

   Mgmt    None    For    For
C.2.D  

Elect David Gerald William Birch as Director

   Mgmt    None    For    For
D.1  

Approve Remuneration of Non-Executive Directors

   Mgmt    For    Refer    For
D.2  

Approve Remuneration of Executive Directors

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Silver Spring Networks, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    82817Q103
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    SSNI
     Shares Voted:    4,809,726     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas R. Kuhn

   Mgmt    For    For    For
1.2  

Elect Director Richard A. Simonson

   Mgmt    For    For    For
1.3  

Elect Director Laura D. Tyson

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Ionis Pharmaceuticals, Inc.

 

Meeting Date:    06/03/2016   Country:    USA   Primary Security ID:    462222100
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    IONS
     Shares Voted:    3,355,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Stanley T. Crooke

   Mgmt    For    For    For
1.2  

Elect Director Joseph Klein, III

   Mgmt    For    For    For
1.3  

Elect Director Joseph Loscalzo

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Avinger, Inc.

 

Meeting Date:    06/06/2016   Country:    USA   Primary Security ID:    053734109
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    AVGR
     Shares Voted:    1,363,434     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John B. Simpson

   Mgmt    For    Refer    For
1.2  

Elect Director Jeffrey M. Soinski

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Alliance Data Systems Corporation

 

Meeting Date:    06/07/2016   Country:    USA   Primary Security ID:    018581108
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    ADS
     Shares Voted:    1,045,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Bruce K. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Roger H. Ballou

   Mgmt    For    For    For
1.3  

Elect Director D. Keith Cobb

   Mgmt    For    For    For
1.4  

Elect Director E. Linn Draper, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Edward J. Heffernan

   Mgmt    For    For    For
1.6  

Elect Director Kenneth R. Jensen

   Mgmt    For    For    For
1.7  

Elect Director Robert A. Minicucci

   Mgmt    For    For    For
1.8  

Elect Director Laurie A. Tucker

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    139,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Eric E. Schmidt

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.4  

Elect Director L. John Doerr

   Mgmt    For    For    For
1.5  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1.6  

Elect Director John L. Hennessy

   Mgmt    For    Refer    For
1.7  

Elect Director Ann Mather

   Mgmt    For    For    For
1.8  

Elect Director Alan R. Mulally

   Mgmt    For    For    For
1.9  

Elect Director Paul S. Otellini

   Mgmt    For    Refer    Withhold
1.10  

Elect Director K. Ram Shriram

   Mgmt    For    Refer    Withhold
1.11  

Elect Director Shirley M. Tilghman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Amended and Restated Certificate of Incorporation of Google Inc.

   Mgmt    For    Refer    For
5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Report on Political Contributions

   SH    Against    Against    Against
8  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Report on Gender Pay Gap

   SH    Against    Against    Against

FibroGen, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    31572Q808
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    FGEN
     Shares Voted:    1,187,299     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Rory B. Riggs

   Mgmt    For    For    For
1b  

Elect Director Jeffrey L. Edwards

   Mgmt    For    For    For
1c  

Elect Director Jorma Routti

   Mgmt    For    For    For
1d  

Elect Director Roberto Pedro Rosenkranz

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Arcadia Biosciences, Inc.

 

Meeting Date:    06/09/2016   Country:    USA   Primary Security ID:    039014105
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    RKDA
     Shares Voted:    3,161,096     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director George F.J. Gosbee

   Mgmt    For    Refer    Withhold
1.2  

Elect Director James R. Reis

   Mgmt    For    Refer    Withhold
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Garmin Ltd.

 

Meeting Date:    06/10/2016   Country:    Switzerland   Primary Security ID:    H2906T109
Record Date:    04/15/2016   Meeting Type:    Annual   Ticker:    GRMN
     Shares Voted:    1,438,686     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Elect Chairman of Meeting Andrew Etkind

   Mgmt    For    For    For
2  

Accept Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
4  

Approve Dividends

   Mgmt    For    For    For
5  

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
6.1  

Elect Director Donald H. Eller

   Mgmt    For    For    For
6.2  

Elect Director Joseph J. Hartnett

   Mgmt   

For

  

For

  

For

6.3  

Elect Director Min H. Kao

   Mgmt    For    For    For
6.4  

Elect Director Charles W. Peffer

   Mgmt    For    For    For
6.5  

Elect Director Clifton A. Pemble

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Garmin Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6.6  

Elect Director Rebecca R. Tilden

   Mgmt    For    For    For
7  

Elect Min Kao as Board Chairman

   Mgmt    For    For    For
8.1  

Appoint Donald H. Eller as Member of the Compensation Committee

   Mgmt    For    For    For
8.2  

Appoint Joseph J. Hartnett as Member of the Compensation Committee

   Mgmt    For    For    For
8.3  

Appoint Charles W. Peffer as Member of the Compensation Committee

   Mgmt    For    For    For
8.4  

Appoint Rebecca R. Tilden as Member of the Compensation Committee

   Mgmt    For    For    For
9  

Designate Reiss + Preuss LLP as Independent Proxy

   Mgmt    For    For    For
10  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
11  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
12  

Approve Fiscal Year 2017 Maximum Aggregate Compensation for the Executive Management

   Mgmt    For    Refer    For
13  

Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2016 AGM and the 2017 AGM

   Mgmt    For    Refer    For
14  

Reduce Par Value of Common Stock

   Mgmt    For    Refer    For
15  

Cancellation of Formation Shares

   Mgmt    For    Refer    For

ACI Worldwide, Inc.

 

Meeting Date:    06/14/2016   Country:    USA   Primary Security ID:    004498101
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    ACIW
     Shares Voted:    8,611,342     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Janet O. Estep

   Mgmt    For    For    For
1.2  

Elect Director James C. Hale

   Mgmt    For    For    For
1.3  

Elect Director Philip G. Heasley

   Mgmt    For    Refer    For
1.4  

Elect Director James C. McGroddy

   Mgmt    For    For    For
1.5  

Elect Director Charles E. Peters, Jr.

   Mgmt    For    For    For
1.6  

Elect Director David A. Poe

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

ACI Worldwide, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.7  

Elect Director Adalio T. Sanchez

   Mgmt    For    For    For
1.8  

Elect Director John M. Shay, Jr.

   Mgmt    For    For    For
1.9  

Elect Director Jan H. Suwinski

   Mgmt    For    For    For
1.10  

Elect Director Thomas W. Warsop, III

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Seres Therapeutics, Inc.

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    81750R102
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    MCRB
     Shares Voted:    404,273     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis A. Ausiello

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Roger J. Pomerantz

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    92532F100
Record Date:    04/20/2016   Meeting Type:    Annual   Ticker:    VRTX
     Shares Voted:    2,210,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joshua Boger

   Mgmt    For    For    For
1.2  

Elect Director Terrence C. Kearney

   Mgmt    For    For    For
1.3  

Elect Director Yuchun Lee

   Mgmt    For    For    For
1.4  

Elect Director Elaine S. Ullian

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Vertex Pharmaceuticals Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   SH    Against    For    For
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    Against
6  

Stock Retention/Holding Period

   SH    Against    Against    Against
7  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against

Universal Display Corporation

 

Meeting Date:    06/16/2016   Country:    USA   Primary Security ID:    91347P105
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    OLED
     Shares Voted:    1,927,279     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven V. Abramson

   Mgmt    For    For    For
1b  

Elect Director Leonard Becker

   Mgmt    For    For    For
1c  

Elect Director Richard C. Elias

   Mgmt    For    For    For
1d  

Elect Director Elizabeth H. Gemmill

   Mgmt    For    For    For
1e  

Elect Director Rosemarie B. Greco

   Mgmt    For    For    For
1f  

Elect Director C. Keith Hartley

   Mgmt    For    For    For
1g  

Elect Director Lawrence Lacerte

   Mgmt    For    For    For
1h  

Elect Director Sidney D. Rosenblatt

   Mgmt    For    For    For
1i  

Elect Director Sherwin I. Seligsohn

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Facebook, Inc.

 

Meeting Date:    06/20/2016   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    1,550,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    Refer    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    Refer    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
5  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
6  

Approve Annual Compensation Program for Non-employee Directors

   Mgmt    For    Refer    For
7A  

Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes

   Mgmt    For    Refer    Against
7B  

Increase Authorized Common Stock

   Mgmt    For    Refer    Against
7C  

Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock

   Mgmt    For    For    For
7D  

Amend Certificate of Incorporation to Provide for Additional Events

   Mgmt    For    For    For
8  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
9  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
10  

Report on Sustainability

   SH    Against    Refer    For
11  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
12  

Establish International Policy Board Committee

   SH    Against    Refer    Against
13  

Report on Gender Pay Gap

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Abengoa S.A.

 

Meeting Date:    06/29/2016   Country:    Spain   Primary Security ID:    E0002V203
Record Date:    06/24/2016   Meeting Type:    Annual   Ticker:    ABG
     Shares Voted:    30,414,035     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Receive Chairman Report; Receive Information on Financial Restructuring Process

   Mgmt         
2.1  

Approve Consolidated and Standalone Financial Statements

   Mgmt    For    For    For
2.2  

Approve Treatment of Net Loss

   Mgmt    For    Refer    For
2.3  

Approve Discharge of Board

   Mgmt    For    For    For
3.1  

Fix Number of Directors at 11

   Mgmt    For    Refer    For
3.2  

Ratify Appointment of and Elect Joaquín Fernández de Piérola Marín as Director

   Mgmt    For    For    For
3.3  

Reelect Ricardo Martínez Rico as Director

   Mgmt    For    Refer    Against
3.4  

Reelect Alicia Velarde Valiente as Director

   Mgmt    For    For    For
3.5  

Ratify Appointment of and Elect Inayaba SL as Director

   Mgmt    For    Refer    Against
4  

Renew Appointment of Deloitte as Auditor

   Mgmt    For    Against    Against
5  

Advisory Vote on Remuneration Report

   Mgmt    For    Refer    Against
6  

Authorize Company to Call EGM with 15 Days’ Notice

   Mgmt    For    For    For
7  

Receive Amendments to Board of Directors Regulations

   Mgmt         
8  

Authorize Board to Ratify and Execute Approved Resolutions

   Mgmt    For    For    For
 

Shareholder Proposal Submitted by Inversion Corporativa IC SA

   Mgmt         
9  

Dismiss Javier Benjumea Llorente as Director

   SH    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 8 Ivy Science and Technology Fund

 

Mobileye N.V.

 

Meeting Date:    06/29/2016   Country:    Netherlands   Primary Security ID:    N51488117
Record Date:    06/01/2016   Meeting Type:    Annual   Ticker:    MBLY
     Shares Voted:    890,739     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Annual Meeting Agenda

   Mgmt         
1  

Discuss Disclosure Concerning Compensation of Present and Former Directors

   Mgmt         
2  

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
3  

Approve Discharge of Current and Previous Board Members

   Mgmt    For    For    For
4.a  

Elect Eyal Desheh as Non-Executive Director

   Mgmt    For    For    For
4.b  

Elect Peter Seth Neustadter as Non-Executive Director

   Mgmt    For    For    For
5  

Grant Board Authority to Issue Shares

   Mgmt    For    Refer    Against
6  

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
7  

Ratify PricewaterhouseCoopers Accountants N.V. as Auditors

   Mgmt    For    For    For
8  

Approval of Appendix B-United States to Company’s 2014 Equity Incentive Plan

   Mgmt    For    Refer    Against
9  

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         


IVY SMALL CAP GROWTH FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

Burlington Stores, Inc.

 

Meeting Date:    07/17/2015   Country:    USA   Primary Security ID:    122017106
Record Date:    05/22/2015   Meeting Type:    Annual   Ticker:    BURL
     Shares Voted:    387,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas A. Kingsbury

   Mgmt    For    For    For
1.2  

Elect Director Frank Cooper, III

   Mgmt    For    For    For
1.3  

Elect Director William P. McNamara

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    Against

Graham Corporation

 

Meeting Date:    07/30/2015   Country:    USA   Primary Security ID:    384556106
Record Date:    06/05/2015   Meeting Type:    Annual   Ticker:    GHM
     Shares Voted:    150,339     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alan Fortier

   Mgmt    For    For    For
1.2  

Elect Director James R. Lines

   Mgmt    For    For    For
1.3  

Elect Director Lisa M. Schnorr

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Monro Muffler Brake, Inc.

 

Meeting Date:    08/04/2015   Country:    USA   Primary Security ID:    610236101
Record Date:    06/16/2015   Meeting Type:    Annual   Ticker:    MNRO
     Shares Voted:    267,000     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Monro Muffler Brake, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frederick M. Danziger

   Mgmt    For    For    For
1.2  

Elect Director Robert G. Gross

   Mgmt    For    For    For
1.3  

Elect Director Stephen C. McCluski

   Mgmt    For    For    For
1.4  

Elect Director Robert E. Mellor

   Mgmt    For    For    For
1.5  

Elect Director Peter J. Solomon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Freshpet, Inc.

 

Meeting Date:    09/16/2015   Country:    USA   Primary Security ID:    358039105
Record Date:    07/23/2015   Meeting Type:    Annual   Ticker:    FRPT
     Shares Voted:    280,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Christopher B. Harned

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Daryl G. Brewster

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Robert C. King

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Jack Henry & Associates, Inc.

 

Meeting Date:    11/10/2015   Country:    USA   Primary Security ID:    426281101
Record Date:    09/18/2015   Meeting Type:    Annual   Ticker:    JKHY
     Shares Voted:    390,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Matthew C. Flanigan

   Mgmt    For    For    For
1.2  

Elect Director John F. Prim

   Mgmt    For    For    For
1.3  

Elect Director Thomas H. Wilson

   Mgmt    For    For    For
1.4  

Elect Director Jacque R. Fiegel

   Mgmt    For    For    For
1.5  

Elect Director Thomas A. Wimsett

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Jack Henry & Associates, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Laura G. Kelly

   Mgmt    For    For    For
1.7  

Elect Director Shruti S. Miyashiro

   Mgmt    For    For    For
1.8  

Elect Director Wesley A. Brown

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

CACI International Inc

 

Meeting Date:    11/19/2015   Country:    USA   Primary Security ID:    127190304
Record Date:    09/21/2015   Meeting Type:    Annual   Ticker:    CACI
     Shares Voted:    105,910     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth Asbury

   Mgmt    For    For    For
1.2  

Elect Director Michael A. Daniels

   Mgmt    For    For    For
1.3  

Elect Director James S. Gilmore, III

   Mgmt    For    For    For
1.4  

Elect Director William L. Jews

   Mgmt    For    For    For
1.5  

Elect Director Gregory G. Johnson

   Mgmt    For    For    For
1.6  

Elect Director J. Phillip London

   Mgmt    For    For    For
1.7  

Elect Director James L. Pavitt

   Mgmt    For    For    For
1.8  

Elect Director Warren R. Phillips

   Mgmt    For    For    For
1.9  

Elect Director Charles P. Revoile

   Mgmt    For    For    For
1.10  

Elect Director William S. Wallace

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Vail Resorts, Inc.

 

Meeting Date:    12/04/2015   Country:    USA   Primary Security ID:    91879Q109
Record Date:    10/12/2015   Meeting Type:    Annual   Ticker:    MTN
     Shares Voted:    330,300     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Vail Resorts, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Susan L. Decker

   Mgmt    For    For    For
1b  

Elect Director Roland A. Hernandez

   Mgmt    For    For    For
1c  

Elect Director Robert A. Katz

   Mgmt    For    For    For
1d  

Elect Director John T. Redmond

   Mgmt    For    For    For
1e  

Elect Director Hilary A. Schneider

   Mgmt    For    For    For
1f  

Elect Director D. Bruce Sewell

   Mgmt    For    For    For
1g  

Elect Director John F. Sorte

   Mgmt    For    For    For
1h  

Elect Director Peter A. Vaughn

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

MERCURY SYSTEMS, INC.

 

Meeting Date:    12/08/2015   Country:    USA   Primary Security ID:    589378108
Record Date:    10/20/2015   Meeting Type:    Annual   Ticker:    MRCY
     Shares Voted:    482,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Vincent Vitto

   Mgmt    For    For    For
1.2  

Elect Director George K. Muellner

   Mgmt    For    For    For
1.3  

Elect Director Mark S. Newman

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Synergy Resources Corporation

 

Meeting Date:    12/15/2015   Country:    USA   Primary Security ID:    87164P103
Record Date:    10/19/2015   Meeting Type:    Annual   Ticker:    SYRG
     Shares Voted:    187,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Edward Holloway

   Mgmt    For    For    For
1.2  

Elect Director William E. Scaff, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Lynn A. Peterson

   Mgmt    For    For    For
1.4  

Elect Director Rick A. Wilber

   Mgmt    For    For    For
1.5  

Elect Director Raymond E. McElhaney

   Mgmt    For    For    For
1.6  

Elect Director Bill M. Conrad

   Mgmt    For    For    For
1.7  

Elect Director George Seward

   Mgmt    For    For    For
1.8  

Elect Director R.W. ‘Bud’ Noffsinger, III

   Mgmt    For    For    For
1.9  

Elect Director Jack N. Aydin

   Mgmt    For    For    For
2  

Ratify EKS&H LLLP as Auditors

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Increase Authorized Common Stock

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

Bank of the Ozarks, Inc.

 

Meeting Date:    01/22/2016   Country:    USA   Primary Security ID:    063904106
Record Date:    12/10/2015   Meeting Type:    Special   Ticker:    OZRK
     Shares Voted:    574,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Sonic Corp.

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:    835451105
Record Date:    11/30/2015   Meeting Type:    Annual   Ticker:    SONC
     Shares Voted:    759,000     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Sonic Corp.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director R. Neal Black

   Mgmt    For    For    For
1.2  

Elect Director Clifford Hudson

   Mgmt    For    For    For
1.3  

Elect Director Federico F. Peña

   Mgmt    For    For    For
1.4  

Elect Director Susan E. Thronson

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    Against

MICROSEMI CORPORATION

 

Meeting Date:    02/09/2016   Country:    USA   Primary Security ID:    595137100
Record Date:    12/14/2015   Meeting Type:    Annual   Ticker:    MSCC
     Shares Voted:    329,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James J. Peterson

   Mgmt    For    For    For
1.2  

Elect Director Dennis R. Leibel

   Mgmt    For    For    For
1.3  

Elect Director Thomas R. Anderson

   Mgmt    For    For    For
1.4  

Elect Director William E. Bendush

   Mgmt    For    For    For
1.5  

Elect Director Paul F. Folino

   Mgmt    For    For    For
1.6  

Elect Director William L. Healey

   Mgmt    For    For    For
1.7  

Elect Director Matthew E. Massengill

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Snyder’s-Lance, Inc.

 

Meeting Date:    02/26/2016   Country:    USA   Primary Security ID:    833551104
Record Date:    01/26/2016   Meeting Type:    Special   Ticker:    LNCE
     Shares Voted:    558,311     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    03/03/2016   Country:    USA   Primary Security ID:    00404A109
Record Date:    01/25/2016   Meeting Type:    Special   Ticker:    ACHC
     Shares Voted:    155,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Increase Authorized Common Stock

   Mgmt    For    For    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For

HEICO Corporation

 

Meeting Date:    03/18/2016   Country:    USA   Primary Security ID:    422806109
Record Date:    01/15/2016   Meeting Type:    Annual   Ticker:    HEI
     Shares Voted:    58,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas S. Culligan

   Mgmt    For    For    For
1.2  

Elect Director Adolfo Henriques

   Mgmt    For    For    For
1.3  

Elect Director Samuel L. Higginbottom

   Mgmt    For    For    For
1.4  

Elect Director Mark H. Hildebrandt

   Mgmt    For    For    For
1.5  

Elect Director Wolfgang Mayrhuber

   Mgmt    For    For    For
1.6  

Elect Director Eric A. Mendelson

   Mgmt    For    For    For
1.7  

Elect Director Laurans A. Mendelson

   Mgmt    For    For    For
1.8  

Elect Director Victor H. Mendelson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

HEICO Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9  

Elect Director Julie Neitzel

   Mgmt    For    For    For
1.10  

Elect Director Alan Schriesheim

   Mgmt    For    For    For
1.11  

Elect Director Frank J. Schwitter

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Kforce Inc.

 

Meeting Date:    04/19/2016   Country:    USA   Primary Security ID:    493732101
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    KFRC
     Shares Voted:    215,801     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Elaine D. Rosen

   Mgmt    For    For    For
1.2  

Elect Director Howard W. Sutter

   Mgmt    For    For    For
1.3  

Elect Director Ralph E. Struzziero

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    Against

AMN Healthcare Services, Inc.

 

Meeting Date:    04/20/2016   Country:    USA   Primary Security ID:    001744101
Record Date:    02/23/2016   Meeting Type:    Annual   Ticker:    AHS
     Shares Voted:    830,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mark G. Foletta

   Mgmt    For    For    For
1b  

Elect Director R. Jeffrey Harris

   Mgmt    For    For    For
1c  

Elect Director Michael M.E. Johns

   Mgmt    For    For    For
1d  

Elect Director Martha H. Marsh

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

AMN Healthcare Services, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director Susan R. Salka

   Mgmt    For    For    For
1f  

Elect Director Andrew M. Stern

   Mgmt    For    For    For
1g  

Elect Director Paul E. Weaver

   Mgmt    For    For    For
1h  

Elect Director Douglas D. Wheat

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Cambrex Corporation

 

Meeting Date:    04/20/2016   Country:    USA   Primary Security ID:    132011107
Record Date:    03/09/2016   Meeting Type:    Annual   Ticker:    CBM
     Shares Voted:    231,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Rosina B. Dixon

   Mgmt    For    For    For
1.2  

Elect Director Claes Glassell

   Mgmt    For    For    For
1.3  

Elect Director Louis J. Grabowsky

   Mgmt    For    For    For
1.4  

Elect Director Kathryn Rudie Harrigan

   Mgmt    For    For    For
1.5  

Elect Director Leon J. Hendrix, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Ilan Kaufthal

   Mgmt    For    For    For
1.7  

Elect Director Steven M. Klosk

   Mgmt    For    For    For
1.8  

Elect Director Peter G. Tombros

   Mgmt    For    For    For
1.9  

Elect Director Shlomo Yanai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify BDO USA, LLP as Auditors

   Mgmt    For    For    For

Home BancShares, Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    436893200
Record Date:    02/12/2016   Meeting Type:    Annual   Ticker:    HOMB
     Shares Voted:    340,019     


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Home BancShares, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John W. Allison

   Mgmt    For    For    For
1.2  

Elect Director C. Randall Sims

   Mgmt    For    For    For
1.3  

Elect Director Brian S. Davis

   Mgmt    For    For    For
1.4  

Elect Director Milburn Adams

   Mgmt    For    For    For
1.5  

Elect Director Robert H. Adcock, Jr.

   Mgmt    For    Refer    For
1.6  

Elect Director Richard H. Ashley

   Mgmt    For    For    For
1.7  

Elect Director Dale A. Bruns

   Mgmt    For    For    For
1.8  

Elect Director Jack E. Engelkes

   Mgmt    For    For    For
1.9  

Elect Director Tracy M. French

   Mgmt    For    For    For
1.10  

Elect Director James G. Hinkle

   Mgmt    For    For    For
1.11  

Elect Director Alex R. Lieblong

   Mgmt    For    For    For
1.12  

Elect Director Thomas J. Longe

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify BKD, LLP as Auditors

   Mgmt    For    For    For

SVB Financial Group

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    78486Q101
Record Date:    02/23/2016   Meeting Type:    Annual   Ticker:    SIVB
     Shares Voted:    229,860     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Greg W. Becker

   Mgmt    For    For    For
1.2  

Elect Director Eric A. Benhamou

   Mgmt    For    For    For
1.3  

Elect Director David M. Clapper

   Mgmt    For    For    For
1.4  

Elect Director Roger F. Dunbar

   Mgmt    For    For    For
1.5  

Elect Director Joel P. Friedman

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

SVB Financial Group

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6  

Elect Director Lata Krishnan

   Mgmt    For    For    For
1.7  

Elect Director Jeffrey N. Maggioncalda

   Mgmt    For    For    For
1.8  

Elect Director Mary J. Miller

   Mgmt    For    For    For
1.9  

Elect Director Kate D. Mitchell

   Mgmt    For    For    For
1.10  

Elect Director John F. Robinson

   Mgmt    For    For    For
1.11  

Elect Director Garen K. Staglin

   Mgmt    For    For    For
2  

Amend Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Janus Capital Group Inc.

 

Meeting Date:    04/22/2016   Country:    USA   Primary Security ID:    47102X105
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    JNS
     Shares Voted:    343,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Jeffrey J. Diermeier

   Mgmt    For    For    For
1B  

Elect Director Eugene Flood, Jr.

   Mgmt    For    For    For
1C  

Elect Director J. Richard Fredericks

   Mgmt    For    For    For
1D  

Elect Director Deborah R. Gatzek

   Mgmt    For    For    For
1E  

Elect Director Lawrence E. Kochard

   Mgmt    For    For    For
1F  

Elect Director Arnold A. Pinkston

   Mgmt    For    For    For
1G  

Elect Director Glenn S. Schafer

   Mgmt    For    For    For
1H  

Elect Director Richard M. Weil

   Mgmt    For    For    For
1I  

Elect Director Billie I. Williamson

   Mgmt    For    For    For
1J  

Elect Director Tatsusaburo Yamamoto

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

FIESTA RESTAURANT GROUP, INC.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    31660B101
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    FRGI
     Shares Voted:    404,800     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy P. Taft

   Mgmt    For    For    For
1.2  

Elect Director Stacey Rauch

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

LDR Holding Corporation

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    50185U105
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    LDRH
     Shares Voted:    438,795     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Christophe Lavigne

   Mgmt    For    For    For
1.2  

Elect Director William W. Burke

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

TreeHouse Foods, Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    89469A104
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    THS
     Shares Voted:    68,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director George V. Bayly

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

TreeHouse Foods, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director Gary D. Smith

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Paycom Software, Inc.

 

Meeting Date:    05/02/2016   Country:    USA   Primary Security ID:    70432V102
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    PAYC
     Shares Voted:    410,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jason D. Clark

   Mgmt    For    For    For
1.2  

Elect Director Chad Richison

   Mgmt    For    For    For
1.3  

Elect Director Sanjay Swani

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Surgery Partners, Inc.

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    86881A100
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    SGRY
     Shares Voted:    196,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Elect Director Adam Feinstein

   Mgmt    For    For    For
2  

Ratify Ernst & Young, LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Pool Corporation

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    73278L105
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    POOL
     Shares Voted:    234,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Wilson B. Sexton

   Mgmt    For    For    For
1b  

Elect Director Andrew W. Code

   Mgmt    For    For    For
1c  

Elect Director Timothy M. Graven

   Mgmt    For    For    For
1d  

Elect Director Manuel J. Perez de la Mesa

   Mgmt    For    For    For
1e  

Elect Director Harlan F. Seymour

   Mgmt    For    For    For
1f  

Elect Director Robert C. Sledd

   Mgmt    For    For    For
1g  

Elect Director John E. Stokely

   Mgmt    For    For    For
1h  

Elect Director David G. Whalen

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
7  

Amend Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For

Snyder’s-Lance, Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    833551104
Record Date:    03/09/2016   Meeting Type:    Annual   Ticker:    LNCE
     Shares Voted:    558,311     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John E. Denton

   Mgmt    For    For    For
1.2  

Elect Director Brian J. Driscoll

   Mgmt    For    For    For
1.3  

Elect Director Lawrence V. Jackson

   Mgmt    For    For    For
1.4  

Elect Director David C. Moran

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Snyder’s-Lance, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Dan C. Swander

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

RE/MAX Holdings, Inc.

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    75524W108
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    RMAX
     Shares Voted:    398,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David L. Liniger

   Mgmt    For    For    For
1.2  

Elect Director Richard O. Covey

   Mgmt    For    For    For
1.3  

Elect Director Daniel J. Predovich

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Teresa S. Van De Bogart

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Establish Board Committee on Operations in Israeli Settlements

   SH    Against    Refer    Against

Hub Group, Inc.

 

Meeting Date:    05/06/2016   Country:    USA   Primary Security ID:    443320106
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    HUBG
     Shares Voted:    222,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director David P. Yeager

   Mgmt    For    For    For
1.2  

Elect Director Donald G. Maltby

   Mgmt    For    For    For
1.3  

Elect Director Gary D. Eppen

   Mgmt    For    For    For
1.4  

Elect Director James C. Kenny

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Hub Group, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5  

Elect Director Charles R. Reaves

   Mgmt    For    For    For
1.6  

Elect Director Martin P. Slark

   Mgmt    For    For    For
1.7  

Elect Director Jonathan P. Ward

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

HNI Corporation

 

Meeting Date:    05/10/2016   Country:    USA   Primary Security ID:    404251100
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    HNI
     Shares Voted:    435,000     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Mary K.W. Jones

   Mgmt    For    For    For
1b  

Elect Director Abbie J. Smith

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Tyler Technologies, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    902252105
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    TYL
     Shares Voted:    121,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Donald R. Brattain

   Mgmt    For    For    For
1.2  

Elect Director Glenn A. Carter

   Mgmt    For    For    For
1.3  

Elect Director Brenda A. Cline

   Mgmt    For    For    For
1.4  

Elect Director J. Luther King, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Larry D. Leinweber

   Mgmt    For    For    For
1.6  

Elect Director John S. Marr, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Daniel M. Pope

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Tyler Technologies, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8  

Elect Director Dustin R. Womble

   Mgmt    For    For    For
1.9  

Elect Director John M. Yeaman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Other Business

   Mgmt    For    Against    Against

FEI Company

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    30241L109
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    FEIC
     Shares Voted:    42,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Homa Bahrami

   Mgmt    For    For    For
1.2  

Elect Director Arie Huijser

   Mgmt    For    For    For
1.3  

Elect Director Don R. Kania

   Mgmt    For    For    For
1.4  

Elect Director Thomas F. Kelly

   Mgmt    For    For    For
1.5  

Elect Director Jan C. Lobbezoo

   Mgmt    For    For    For
1.6  

Elect Director Jami K. Nachtsheim

   Mgmt    For    For    For
1.7  

Elect Director James T. Richardson

   Mgmt    For    For    For
1.8  

Elect Director Richard H. Wills

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

KNIGHT TRANSPORTATION, INC.

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    499064103
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    KNX
     Shares Voted:    447,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kevin P. Knight

   Mgmt    For    For    For
1.2  

Elect Director Michael Garnreiter

   Mgmt    For    For    For
1.3  

Elect Director David A. Jackson

   Mgmt    For    For    For
1.4  

Elect Director Robert E. Synowicki, Jr.

   Mgmt    For    For    For
2  

Elect Director Roberta “Sissie” Roberts Shank

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
5  

Provide Proxy Access Right

   Mgmt    For    Against    Against
6  

Proxy Access

   SH    Against    Against    Against

Manhattan Associates, Inc.

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    562750109
Record Date:    03/25/2016   Meeting Type:    Annual   Ticker:    MANH
     Shares Voted:    322,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John J. Huntz, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Thomas E. Noonan

   Mgmt    For    For    For
1.3  

Elect Director John H. Heyman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Power Integrations, Inc.

 

Meeting Date:    05/13/2016   Country:    USA   Primary Security ID:    739276103
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    POWI
     Shares Voted:    216,500     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Balu Balakrishnan

   Mgmt    For    For    For
1.2  

Elect Director Alan D. Bickell

   Mgmt    For    For    For
1.3  

Elect Director Nicholas E. Brathwaite

   Mgmt    For    For    For
1.4  

Elect Director William George

   Mgmt    For    For    For
1.5  

Elect Director Balakrishnan S. Iyer

   Mgmt    For    For    For
1.6  

Elect Director E. Floyd Kvamme

   Mgmt    For    For    For
1.7  

Elect Director Steven J. Sharp

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Restricted Stock Plan

   Mgmt    For    Refer    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Bank of the Ozarks, Inc.

 

Meeting Date:    05/16/2016   Country:    USA   Primary Security ID:    063904106
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    OZRK
     Shares Voted:    500,537     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director George Gleason

   Mgmt    For    For    For
1.2  

Elect Director Nicholas Brown

   Mgmt    For    For    For
1.3  

Elect Director Richard Cisne

   Mgmt    For    For    For
1.4  

Elect Director Robert East

   Mgmt    For    For    For
1.5  

Elect Director Catherine B. Freedberg

   Mgmt    For    For    For
1.6  

Elect Director Ross Whipple

   Mgmt    For    For    For
1.7  

Elect Director Linda Gleason

   Mgmt    For    For    For
1.8  

Elect Director Peter Kenny

   Mgmt    For    For    For
1.9  

Elect Director Robert Proost

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Bank of the Ozarks, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10  

Elect Director William Koefoed, Jr.

   Mgmt    For    For    For
1.11  

Elect Director John Reynolds

   Mgmt    For    For    For
1.12  

Elect Director Dan Thomas

   Mgmt    For    For    For
1.13  

Elect Director Henry Mariani

   Mgmt    For    For    For
1.14  

Elect Director Paula Cholmondeley

   Mgmt    For    For    For
1.15  

Elect Director Walter J. (‘Jack’) Mullen, III

   Mgmt    For    For    For
2  

Increase Authorized Common Stock

   Mgmt    For    For    For
3  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
4  

Amend Non-Employee Director Restricted Stock Plan

   Mgmt    For    Refer    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
6  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Cathay General Bancorp

 

Meeting Date:    05/16/2016   Country:    USA   Primary Security ID:    149150104
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    CATY
     Shares Voted:    545,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kelly L. Chan

   Mgmt    For    For    For
1.2  

Elect Director Dunson K. Cheng

   Mgmt    For    For    For
1.3  

Elect Director Thomas C.T. Chiu

   Mgmt    For    For    For
1.4  

Elect Director Joseph C.H. Poon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

The Ultimate Software Group, Inc.

 

Meeting Date:    05/16/2016   Country:    USA   Primary Security ID:    90385D107
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    ULTI
     Shares Voted:    188,253     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Scott Scherr

   Mgmt    For    For    For
1B  

Elect Director Alois T. Leiter

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Rush Enterprises, Inc.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    781846209
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    RUSHA
     Shares Voted:    539,200     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director W.M. ‘Rusty’ Rush

   Mgmt    For    For    For
1.2  

Elect Director W. Marvin Rush

   Mgmt    For    For    For
1.3  

Elect Director Thomas A. Akin

   Mgmt    For    For    For
1.4  

Elect Director James C. Underwood

   Mgmt    For    For    For
1.5  

Elect Director Raymond J. Chess

   Mgmt    For    For    For
1.6  

Elect Director William H. Cary

   Mgmt    For    For    For
1.7  

Elect Director Kennon H. Guglielmo

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Zendesk, Inc.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    98936J101
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    ZEN
     Shares Voted:    387,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Carl Bass

   Mgmt    For    For    For
1.2  

Elect Director Peter Fenton

   Mgmt    For    For    For
1.3  

Elect Director Dana Stalder

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Burlington Stores, Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    122017106
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    BURL
     Shares Voted:    122,700     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Tricia Patrick

   Mgmt    For    For    For
1.2  

Elect Director Paul J. Sullivan

   Mgmt    For    For    For
1.3  

Elect Director John J. Mahoney

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Covenant Transportation Group, Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    22284P105
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    CVTI
     Shares Voted:    445,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director William T. Alt

   Mgmt    For    For    For
1.2  

Elect Director Robert E. Bosworth

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Covenant Transportation Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.3  

Elect Director Bradley A. Moline

   Mgmt    For    For    For
1.4  

Elect Director David R. Parker

   Mgmt    For    For    For
1.5  

Elect Director Herbert J. Schmidt

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Other Business

   Mgmt    For    Withhold    Withhold

Nevro Corp.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    64157F103
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    NVRO
     Shares Voted:    179,900     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ali Behbahani

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Rami Elghandour

   Mgmt    For    For    For
1.3  

Elect Director Wilfred E. Jaeger

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    00404A109
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    ACHC
     Shares Voted:    90,300     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William F. Grieco

   Mgmt    For    For    For
1.2  

Elect Director Joey A. Jacobs

   Mgmt    For    For    For
1.3  

Elect Director Reeve B. Waud

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Acadia Healthcare Company, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
5  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
6  

Report on Sustainability

   SH    Against    Refer    Against

DexCom, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    252131107
Record Date:    03/30/2016   Meeting Type:    Annual   Ticker:    DXCM
     Shares Voted:    295,600     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven R. Altman

   Mgmt    For    For    For
1b  

Elect Director Barbara E. Kahn

   Mgmt    For    For    For
1c  

Elect Director Jay S. Skyler

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Kate Spade & Company

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    485865109
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    KATE
     Shares Voted:    281,100     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lawrence S. Benjamin

   Mgmt    For    For    For
1.2  

Elect Director Raul J. Fernandez

   Mgmt    For    For    For
1.3  

Elect Director Kenneth B. Gilman

   Mgmt    For    For    For
1.4  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1.5  

Elect Director Kenneth P. Kopelman

   Mgmt    For    For    For
1.6  

Elect Director Craig A. Leavitt

   Mgmt    For    For    For
1.7  

Elect Director Deborah J. Lloyd

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Kate Spade & Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.8  

Elect Director Douglas Mack

   Mgmt    For    For    For
1.9  

Elect Director Jan Singer

   Mgmt    For    For    For
1.10  

Elect Director Doreen A. Toben

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    For
5  

Require Advance Notice for Shareholder Nominations

   Mgmt    For    Refer    For
6  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
7  

Proxy Access

   SH    Against    Against    Against

PrivateBancorp, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    742962103
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    PVTB
     Shares Voted:    312,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Diane M. Aigotti

   Mgmt    For    For    For
1.2  

Elect Director Norman R. Bobins

   Mgmt    For    For    For
1.3  

Elect Director Michelle L. Collins

   Mgmt    For    For    For
1.4  

Elect Director James M. Guyette

   Mgmt    For    For    For
1.5  

Elect Director Cheryl Mayberry McKissack

   Mgmt    For    For    For
1.6  

Elect Director James B. Nicholson

   Mgmt    For    For    For
1.7  

Elect Director Richard S. Price

   Mgmt    For    For    For
1.8  

Elect Director Edward W. Rabin

   Mgmt    For    For    For
1.9  

Elect Director Larry D. Richman

   Mgmt    For    For    For
1.10  

Elect Director William R. Rybak

   Mgmt    For    For    For
1.11  

Elect Director Alejandro Silva

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

PrivateBancorp, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Texas Roadhouse, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    882681109
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    TXRH
     Shares Voted:    346,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Gregory N. Moore

   Mgmt    For    For    For
1.2  

Elect Director James F. Parker

   Mgmt    For    For    For
1.3  

Elect Director Kathleen N. Widmer

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For

Core-Mark Holding Company, Inc.

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    218681104
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    CORE
     Shares Voted:    192,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Robert A. Allen

   Mgmt    For    For    For
1b  

Elect Director Stuart W. Booth

   Mgmt    For    For    For
1c  

Elect Director Gary F. Colter

   Mgmt    For    For    For
1d  

Elect Director Robert G. Gross

   Mgmt    For    For    For
1e  

Elect Director Thomas B. Perkins

   Mgmt    For    For    For
1f  

Elect Director Harvey L. Tepner

   Mgmt    For    For    For
1g  

Elect Director Randolph I. Thornton

   Mgmt    For    For    For
1h  

Elect Director J. Michael Walsh

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Core-Mark Holding Company, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Townsquare Media, Inc.

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    892231101
Record Date:    03/30/2016   Meeting Type:    Annual   Ticker:    TSQ
     Shares Voted:    289,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Steven Price

   Mgmt    For    Refer    For
1.2  

Elect Director David Quick

   Mgmt    For    Refer    For
1.3  

Elect Director Gary Ginsberg

   Mgmt    For    Refer    For
2  

Ratify RSM US LLP as Auditors

   Mgmt    For    For    For

RSP Permian, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    74978Q105
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    RSPP
     Shares Voted:    374,904     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joseph B. Armes

   Mgmt    For    Refer    For
1.2  

Elect Director Matthew S. Ramsey

   Mgmt    For    For    For
2  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

SS&C Technologies Holdings, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    78467J100
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    SSNC
     Shares Voted:    74,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Smita Conjeevaram

   Mgmt    For    For    For
1.2  

Elect Director Michael E. Daniels

   Mgmt    For    Refer    For
1.3  

Elect Director William C. Stone

   Mgmt    For    Refer    For
2  

Increase Authorized Common Stock

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

AmSurg Corp.

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    03232P405
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    AMSG
     Shares Voted:    226,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director James A. Deal

   Mgmt    For    For    For
1.2  

Elect Director Steven I. Geringer

   Mgmt    For    For    For
1.3  

Elect Director Claire M. Gulmi

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Proofpoint, Inc.

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    743424103
Record Date:    04/05/2016   Meeting Type:    Annual   Ticker:    PFPT
     Shares Voted:    174,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Elect Director Douglas Garn

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

The Descartes Systems Group Inc.

 

Meeting Date:    05/26/2016   Country:    Canada   Primary Security ID:    249906108
Record Date:    04/19/2016   Meeting Type:    Annual/Special   Ticker:    DSG
     Shares Voted:    504,820     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director David Anderson

   Mgmt    For    For    For
1.2  

Elect Director David I. Beatson

   Mgmt    For    For    For
1.3  

Elect Director Deborah Close

   Mgmt    For    For    For
1.4  

Elect Director Eric A. Demirian

   Mgmt    For    For    For
1.5  

Elect Director Chris Hewat

   Mgmt    For    For    For
1.6  

Elect Director Jane O’Hagan

   Mgmt    For    For    For
1.7  

Elect Director Edward J. Ryan

   Mgmt    For    For    For
1.8  

Elect Director John J. Walker

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Stock Option Plan

   Mgmt    For    Refer    For
4  

Advisory Vote on Executive Compensation Approach

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

The Ensign Group, Inc.

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    29358P101
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    ENSG
     Shares Voted:    447,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Antoinette T. Hubenette

   Mgmt    For    For    For
1.2  

Elect Director Lee A. Daniels

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Sustainability

   SH    Against    Refer    Against

Medidata Solutions, Inc.

 

Meeting Date:    06/01/2016   Country:    USA   Primary Security ID:    58471A105
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    MDSO
     Shares Voted:    216,856     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Tarek A. Sherif

   Mgmt    For    For    For
1.2  

Elect Director Glen M. de Vries

   Mgmt    For    For    For
1.3  

Elect Director Carlos Dominguez

   Mgmt    For    For    For
1.4  

Elect Director Neil M. Kurtz

   Mgmt    For    For    For
1.5  

Elect Director George W. McCulloch

   Mgmt    For    For    For
1.6  

Elect Director Lee A. Shapiro

   Mgmt    For    For    For
1.7  

Elect Director Robert B. Taylor

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Parsley Energy, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    701877102
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    PE
     Shares Voted:    231,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1A  

Elect Director David H. Smith

   Mgmt    For    Refer    Against
1B  

Elect Director Randolph Newcomer, Jr.

   Mgmt    For    For    For
1C  

Elect Director William Browning

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

Penn National Gaming, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    707569109
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    PENN
     Shares Voted:    9,553     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Barbara Shattuck Kohn

   Mgmt    For    For    For
1.2  

Elect Director Ronald J. Naples

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Surgical Care Affiliates, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    86881L106
Record Date:    04/04/2016   Meeting Type:    Annual   Ticker:    SCAI
     Shares Voted:    265,692     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Andrew P. Hayek

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Surgical Care Affiliates, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.2  

Elect Director Frederick A. Hessler

   Mgmt    For    For    For
1.3  

Elect Director Lisa Skeete Tatum

   Mgmt    For    For    For
2  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Watsco, Inc.

 

Meeting Date:    06/06/2016   Country:    USA   Primary Security ID:    942622200
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    WSO
     Shares Voted:    203,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director David C. Darnell

   Mgmt    For    Refer    For
1.2  

Elect Director George P. Sape

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Diamondback Energy, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    25278X109
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    FANG
     Shares Voted:    177,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Steven E. West

   Mgmt    For    For    For
1.2  

Elect Director Travis D. Stice

   Mgmt    For    For    For
1.3  

Elect Director Michael P. Cross

   Mgmt    For    For    For
1.4  

Elect Director David L. Houston

   Mgmt    For    For    For
1.5  

Elect Director Mark L. Plaumann

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Diamondback Energy, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For

Science Applications International Corporation

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    808625107
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    SAIC
     Shares Voted:    265,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Robert A. Bedingfield

   Mgmt    For    For    For
1b  

Elect Director Deborah B. Dunie

   Mgmt    For    For    For
1c  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1d  

Elect Director John J. Hamre

   Mgmt    For    For    For
1e  

Elect Director Timothy J. Mayopoulos

   Mgmt    For    For    For
1f  

Elect Director Anthony J. Moraco

   Mgmt    For    For    For
1g  

Elect Director Donna S. Morea

   Mgmt    For    For    For
1h  

Elect Director Edward J. Sanderson, Jr.

   Mgmt    For    For    For
1i  

Elect Director Steven R. Shane

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Travelport Worldwide Limited

 

Meeting Date:    06/08/2016   Country:    Bermuda   Primary Security ID:    G9019D104
Record Date:    04/13/2016   Meeting Type:    Annual   Ticker:    TVPT
     Shares Voted:    941,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1a  

Elect Director Douglas M. Steenland

   Mgmt    For    For    For
1b  

Elect Director Gordon A. Wilson

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Travelport Worldwide Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1c  

Elect Director Gavin R. Baiera

   Mgmt    For    For    For
1d  

Elect Director Gregory Blank

   Mgmt    For    For    For
1e  

Elect Director Elizabeth L. Buse

   Mgmt    For    For    For
1f  

Elect Director Steven R. Chambers

   Mgmt    For    For    For
1g  

Elect Director Michael J. Durham

   Mgmt    For    For    For
1h  

Elect Director Douglas A. Hacker

   Mgmt    For    For    For
2  

Ratify Deloitte LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For

Matador Resources Company

 

Meeting Date:    06/09/2016   Country:    USA   Primary Security ID:    576485205
Record Date:    04/15/2016   Meeting Type:    Annual   Ticker:    MTDR
     Shares Voted:    415,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Craig T. Burkert

   Mgmt    For    For    For
1.2  

Elect Director Gregory E. Mitchell

   Mgmt    For    For    For
1.3  

Elect Director Steven W. Ohnimus

   Mgmt    For    For    For
2  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Oxford Industries, Inc.

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    691497309
Record Date:    04/15/2016   Meeting Type:    Annual   Ticker:    OXM
     Shares Voted:    192,416     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Helen Ballard

   Mgmt    For    For    For
1.2  

Elect Director Thomas C. Gallagher

   Mgmt    For    For    For
1.3  

Elect Director Virginia A. Hepner

   Mgmt    For    For    For
1.4  

Elect Director E. Jenner Wood, III

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Dave & Buster’s Entertainment, Inc.

 

Meeting Date:    06/16/2016   Country:    USA   Primary Security ID:    238337109
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    PLAY
     Shares Voted:    442,554     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael J. Griffith

   Mgmt    For    For    For
1.2  

Elect Director Jonathan S. Halkyard

   Mgmt    For    For    For
1.3  

Elect Director David A. Jones

   Mgmt    For    For    For
1.4  

Elect Director Stephen M. King

   Mgmt    For    For    For
1.5  

Elect Director Alan J. Lacy

   Mgmt    For    Refer    Withhold
1.6  

Elect Director Kevin M. Mailender

   Mgmt    For    Refer    Withhold
1.7  

Elect Director Patricia H. Mueller

   Mgmt    For    For    For
1.8  

Elect Director Kevin M. Sheehan

   Mgmt    For    For    For
1.9  

Elect Director Jennifer Storms

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Monolithic Power Systems, Inc.

 

Meeting Date:    06/16/2016   Country:    USA   Primary Security ID:    609839105
Record Date:    04/19/2016   Meeting Type:    Annual   Ticker:    MPWR
     Shares Voted:    130,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael R. Hsing

   Mgmt    For    For    For
1.2  

Elect Director Herbert Chang

   Mgmt    For    For    For
1.3  

Elect Director Eugen Elmiger

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Ollie’s Bargain Outlet Holdings, Inc.

 

Meeting Date:    06/16/2016   Country:    USA   Primary Security ID:    681116109
Record Date:    04/27/2016   Meeting Type:    Annual   Ticker:    OLLI
     Shares Voted:    383,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas Cahill

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Joseph Scharfenberger

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Echo Global Logistics, Inc.

 

Meeting Date:    06/17/2016   Country:    USA   Primary Security ID:    27875T101
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    ECHO
     Shares Voted:    186,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas R. Waggoner

   Mgmt    For    For    For
1.2  

Elect Director Bradley A. Keywell

   Mgmt    For    Refer    For
1.3  

Elect Director Samuel K. Skinner

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Echo Global Logistics, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.4  

Elect Director Matthew Ferguson

   Mgmt    For    For    For
1.5  

Elect Director David Habiger

   Mgmt    For    Refer    For
1.6  

Elect Director Nelda J. Connors

   Mgmt    For    For    For
1.7  

Elect Director Paul Loeb

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

WisdomTree Investments, Inc.

 

Meeting Date:    06/20/2016   Country:    USA   Primary Security ID:    97717P104
Record Date:    04/27/2016   Meeting Type:    Annual   Ticker:    WETF
     Shares Voted:    978,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Steven Begleiter

   Mgmt    For    For    For
1.2  

Elect Director Win Neuger

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For

Synergy Resources Corporation

 

Meeting Date:    06/22/2016   Country:    USA   Primary Security ID:    87164P103
Record Date:    05/02/2016   Meeting Type:    Annual   Ticker:    SYRG
     Shares Voted:    160,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lynn A. Peterson

   Mgmt    For    For    For
1.2  

Elect Director Rick A. Wilber

   Mgmt    For    Refer    For
1.3  

Elect Director Raymond E. McElhaney

   Mgmt    For    Refer    For
1.4  

Elect Director Jack N. Aydin

   Mgmt    For    Refer    For
1.5  

Elect Director Daniel E. Kelly

   Mgmt    For    For    For
1.6  

Elect Director Paul J. Korus

   Mgmt    For    For    For
2  

Ratify EKS&H LLLP as Auditors

   Mgmt         


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

Apogee Enterprises, Inc.

 

Meeting Date:    06/23/2016   Country:    USA   Primary Security ID:    037598109
Record Date:    05/02/2016   Meeting Type:    Annual   Ticker:    APOG
     Shares Voted:    193,462     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jerome L. Davis

   Mgmt    For    For    For
1.2  

Elect Director Sara L. Hays

   Mgmt    For    For    For
1.3  

Elect Director Richard V. Reynolds

   Mgmt    For    For    For
1.4  

Elect Director David E. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

HealthEquity, Inc.

 

Meeting Date:    06/23/2016   Country:    USA   Primary Security ID:    42226A107
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    HQY
     Shares Voted:    168,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert W. Selander

   Mgmt    For    For    For
1.2  

Elect Director Jon Kessler

   Mgmt    For    For    For
1.3  

Elect Director Stephen D. Neeleman

   Mgmt    For    For    For
1.4  

Elect Director Frank A. Corvino

   Mgmt    For    For    For
1.5  

Elect Director Evelyn Dilsaver

   Mgmt    For    For    For
1.6  

Elect Director Michael O. Leavitt

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 2 Ivy Small Cap Growth Fund

 

HealthEquity, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7  

Elect Director Frank T. Medici

   Mgmt    For    Refer    Withhold
1.8  

Elect Director Manu Rana

   Mgmt    For    Refer    Withhold
1.9  

Elect Director Ian Sacks

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

HubSpot, Inc.

 

Meeting Date:    06/23/2016   Country:    USA   Primary Security ID:    443573100
Record Date:    04/26/2016   Meeting Type:    Annual   Ticker:    HUBS
     Shares Voted:    179,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lorrie Norrington

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Dharmesh Shah

   Mgmt    For    Refer    Withhold
1.3  

Elect Director David Skok

   Mgmt    For    Refer    Withhold
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


IVY SMALL CAP VALUE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

The Men’s Wearhouse, Inc.

 

Meeting Date:    07/01/2015   Country:    USA   Primary Security ID:    587118100
Record Date:    05/06/2015   Meeting Type:    Annual   Ticker:    MW
     Shares Voted:    34,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director William B. Sechrest

   Mgmt    For    For    For
1.2  

Elect Director David H. Edwab

   Mgmt    For    For    For
1.3  

Elect Director Douglas S. Ewert

   Mgmt    For    For    For
1.4  

Elect Director Rinaldo S. Brutoco

   Mgmt    For    For    For
1.5  

Elect Director Sheldon I. Stein

   Mgmt    For    For    For
1.6  

Elect Director Grace Nichols

   Mgmt    For    For    For
1.7  

Elect Director Allen I. Questrom

   Mgmt    For    For    For
1.8  

Elect Director B. Michael Becker

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Monro Muffler Brake, Inc.

 

Meeting Date:    08/04/2015   Country:    USA   Primary Security ID:    610236101
Record Date:    06/16/2015   Meeting Type:    Annual   Ticker:    MNRO
     Shares Voted:    83,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Frederick M. Danziger

   Mgmt    For    For    For
1.2  

Elect Director Robert G. Gross

   Mgmt    For    For    For
1.3  

Elect Director Stephen C. McCluski

   Mgmt    For    For    For
1.4  

Elect Director Robert E. Mellor

   Mgmt    For    For    For
1.5  

Elect Director Peter J. Solomon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Take-Two Interactive Software, Inc.

 

Meeting Date:    09/24/2015   Country:    USA   Primary Security ID:    874054109
Record Date:    07/27/2015   Meeting Type:    Annual   Ticker:    TTWO
     Shares Voted:    208,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Strauss Zelnick

   Mgmt    For    For    For
1.2  

Elect Director Robert A. Bowman

   Mgmt    For    For    For
1.3  

Elect Director Michael Dornemann

   Mgmt    For    For    For
1.4  

Elect Director J Moses

   Mgmt    For    For    For
1.5  

Elect Director Michael Sheresky

   Mgmt    For    For    For
1.6  

Elect Director Susan Tolson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

G&K Services, Inc.

 

Meeting Date:    11/04/2015   Country:    USA   Primary Security ID:    361268105
Record Date:    09/08/2015   Meeting Type:    Annual   Ticker:    GK
     Shares Voted:    53,704     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas R. Greco

   Mgmt    For    For    For
1.2  

Elect Director Douglas A. Milroy

   Mgmt    For    For    For
1.3  

Elect Director Alice M. Richter

   Mgmt    For    For    For
2  

Adopt Majority Voting for Uncontested Election of Directors

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Woodward, Inc.

 

Meeting Date:    01/20/2016   Country:    USA   Primary Security ID:    980745103
Record Date:    11/25/2015   Meeting Type:    Annual   Ticker:    WWD
     Shares Voted:    94,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John D. Cohn

   Mgmt    For    For    For
1.2  

Elect Director James R. Rulseh

   Mgmt    For    For    For
1.3  

Elect Director Gregg C. Sengstack

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Post Holdings, Inc.

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:    737446104
Record Date:    12/01/2015   Meeting Type:    Annual   Ticker:    POST
     Shares Voted:    45,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gregory L. Curl

   Mgmt    For    For    For
1.2  

Elect Director David P. Skarie

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Beazer Homes USA, Inc.

 

Meeting Date:    02/02/2016   Country:    USA   Primary Security ID:    07556Q881
Record Date:    12/07/2015   Meeting Type:    Annual   Ticker:    BZH
     Shares Voted:    199,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Elizabeth S. Acton

   Mgmt    For    For    For
1b  

Elect Director Laurent Alpert

   Mgmt    For    For    For
1c  

Elect Director Brian C. Beazer

   Mgmt    For    For    For
1d  

Elect Director Peter G. Leemputte

   Mgmt    For    For    For
1e  

Elect Director Allan P. Merrill

   Mgmt    For    For    For
1f  

Elect Director Norma A. Provencio

   Mgmt    For    For    For
1g  

Elect Director Larry T. Solari

   Mgmt    For    For    For
1h  

Elect Director Stephen P. Zelnak, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Securities Transfer Restrictions

   Mgmt    For    Refer    For
5  

Adopt New NOL Rights Plan (NOL Pill)

   Mgmt    For    Refer    For

Diamond Foods, Inc.

 

Meeting Date:    02/26/2016   Country:    USA   Primary Security ID:    252603105
Record Date:    01/26/2016   Meeting Type:    Special   Ticker:    DMND
     Shares Voted:    338,472     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Synovus Financial Corp.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    87161C501
Record Date:    02/18/2016   Meeting Type:    Annual   Ticker:    SNV
     Shares Voted:    85,085     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Catherine A. Allen

   Mgmt    For    For    For
1B  

Elect Director Tim E. Bentsen

   Mgmt    For    For    For
1C  

Elect Director Stephen T. Butler

   Mgmt    For    For    For
1D  

Elect Director Elizabeth W. Camp

   Mgmt    For    For    For
1E  

Elect Director T. Michael Goodrich

   Mgmt    For    For    For
1F  

Elect Director Jerry W. Nix

   Mgmt    For    For    For
1G  

Elect Director Harris Pastides

   Mgmt    For    For    For
1H  

Elect Director Joseph J. Prochaska, Jr.

   Mgmt    For    For    For
1I  

Elect Director Kessel D. Stelling

   Mgmt    For    For    For
1J  

Elect Director Melvin T. Stith

   Mgmt    For    For    For
1K  

Elect Director Barry L. Storey

   Mgmt    For    For    For
1L  

Elect Director Philip W. Tomlinson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Flotek Industries, Inc.

 

Meeting Date:    04/22/2016   Country:    USA   Primary Security ID:    343389102
Record Date:    03/03/2016   Meeting Type:    Annual   Ticker:    FTK
     Shares Voted:    563,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ted D. Brown

   Mgmt    For    For    For
1.2  

Elect Director John W. Chisholm

   Mgmt    For    For    For
1.3  

Elect Director L. Melvin Cooper

   Mgmt    For    For    For
1.4  

Elect Director Carla S. Hardy

   Mgmt    For    For    For
1.5  

Elect Director Kenneth T. Hern

   Mgmt    For    For    For
1.6  

Elect Director L.V. ‘Bud’ McGuire

   Mgmt    For    For    For
1.7  

Elect Director John S. Reiland

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Flotek Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify Hein & Associates LLP as Auditors

   Mgmt    For    For    For

Kirby Corporation

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    497266106
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    KEX
     Shares Voted:    56,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Anne-Marie N. Ainsworth

   Mgmt    For    For    For
1.2  

Elect Director C. Sean Day

   Mgmt    For    For    For
1.3  

Elect Director William M. Waterman

   Mgmt    For    Refer    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Other Business

   Mgmt    For    Against    Against

Portland General Electric Company

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    736508847
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    POR
     Shares Voted:    40,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director John W. Ballantine

   Mgmt    For    For    For
1b  

Elect Director Rodney L. Brown, Jr.

   Mgmt    For    For    For
1c  

Elect Director Jack E. Davis

   Mgmt    For    For    For
1d  

Elect Director David A. Dietzler

   Mgmt    For    For    For
1e  

Elect Director Kirby A. Dyess

   Mgmt    For    For    For
1f  

Elect Director Mark B. Ganz

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Portland General Electric Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1g  

Elect Director Kathryn J. Jackson

   Mgmt    For    For    For
1h  

Elect Director Neil J. Nelson

   Mgmt    For    For    For
1i  

Elect Director M. Lee Pelton

   Mgmt    For    For    For
1j  

Elect Director James J. Piro

   Mgmt    For    For    For
1k  

Elect Director Charles W. Shivery

   Mgmt    For    For    For
2  

Ratify Deloitte and Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Avery Dennison Corporation

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    053611109
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    AVY
     Shares Voted:    63,325     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Bradley A. Alford

   Mgmt    For    For    For
1b  

Elect Director Anthony K. Anderson

   Mgmt    For    For    For
1c  

Elect Director Peter K. Barker

   Mgmt    For    For    For
1d  

Elect Director Mitchell Butier

   Mgmt    For    For    For
1e  

Elect Director Ken C. Hicks

   Mgmt    For    For    For
1f  

Elect Director David E. I. Pyott

   Mgmt    For    For    For
1g  

Elect Director Dean A. Scarborough

   Mgmt    For    For    For
1h  

Elect Director Patrick T. Siewert

   Mgmt    For    For    For
1i  

Elect Director Julia A. Stewart

   Mgmt    For    For    For
1j  

Elect Director Martha N. Sullivan

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

TreeHouse Foods, Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    89469A104
Record Date:    02/26/2016   Meeting Type:    Annual   Ticker:    THS
     Shares Voted:    131,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director George V. Bayly

   Mgmt    For    For    For
1.2  

Elect Director Gary D. Smith

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Webster Financial Corporation

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    947890109
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    WBS
     Shares Voted:    263,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director William L. Atwell

   Mgmt    For    For    For
1b  

Elect Director Joel S. Becker

   Mgmt    For    For    For
1c  

Elect Director John J. Crawford

   Mgmt    For    For    For
1d  

Elect Director Elizabeth E. Flynn

   Mgmt    For    For    For
1e  

Elect Director C. Michael Jacobi

   Mgmt    For    For    For
1f  

Elect Director Laurence C. Morse

   Mgmt    For    For    For
1g  

Elect Director Karen R. Osar

   Mgmt    For    For    For
1h  

Elect Director Mark Pettie

   Mgmt    For    For    For
1i  

Elect Director Charles W. Shivery

   Mgmt    For    For    For
1j  

Elect Director James C. Smith

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Argo Group International Holdings, Ltd.

 

Meeting Date:    05/03/2016   Country:    Bermuda   Primary Security ID:    G0464B107
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    AGII
     Shares Voted:    57,130     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect F. Sedgwick Browne as Director

   Mgmt    For    For    For
1b  

Elect Kathleen A. Nealon as Director

   Mgmt    For    For    For
1c  

Elect John H. Tonelli as Director

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

Great Plains Energy Incorporated

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    391164100
Record Date:    02/23/2016   Meeting Type:    Annual   Ticker:    GXP
     Shares Voted:    308,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Terry Bassham

   Mgmt    For    For    For
1.2  

Elect Director David L. Bodde

   Mgmt    For    For    For
1.3  

Elect Director Randall C. Ferguson, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Gary D. Forsee

   Mgmt    For    For    For
1.5  

Elect Director Scott D. Grimes

   Mgmt    For    For    For
1.6  

Elect Director Thomas D. Hyde

   Mgmt    For    For    For
1.7  

Elect Director James A. Mitchell

   Mgmt    For    For    For
1.8  

Elect Director Ann D. Murtlow

   Mgmt    For    For    For
1.9  

Elect Director John J. Sherman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

The Manitowoc Company, Inc.

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    563571108
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    MTW
     Shares Voted:    176,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jose Maria Alapont

   Mgmt    For    For    For
1.2  

Elect Director Robert G. Bohn

   Mgmt    For    For    For
1.3  

Elect Director Anne M. Cooney

   Mgmt    For    For    For
1.4  

Elect Director Kenneth W. Krueger

   Mgmt    For    For    For
1.5  

Elect Director Jesse A. Lynn

   Mgmt    For    For    For
1.6  

Elect Director C. David Myers

   Mgmt    For    For    For
1.7  

Elect Director Barry L. Pennypacker

   Mgmt    For    For    For
1.8  

Elect Director John C. Pfeifer

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote

   SH    Against    For    For

Deluxe Corporation

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    248019101
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    DLX
     Shares Voted:    49,402     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald C. Baldwin

   Mgmt    For    For    For
1.2  

Elect Director Charles A. Haggerty

   Mgmt    For    For    For
1.3  

Elect Director Cheryl E. Mayberry McKissack

   Mgmt    For    For    For
1.4  

Elect Director Don J. McGrath

   Mgmt    For    For    For
1.5  

Elect Director Neil J. Metviner

   Mgmt    For    For    For
1.6  

Elect Director Stephen P. Nachtsheim

   Mgmt    For    For    For
1.7  

Elect Director Mary Ann O’Dwyer

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Deluxe Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.8  

Elect Director Thomas J. Reddin

   Mgmt    For    For    For
1.9  

Elect Director Martyn R. Redgrave

   Mgmt    For    For    For
1.10  

Elect Director Lee J. Schram

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Snyder’s-Lance, Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    833551104
Record Date:    03/09/2016   Meeting Type:    Annual   Ticker:    LNCE
     Shares Voted:    129,556     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John E. Denton

   Mgmt    For    For    For
1.2  

Elect Director Brian J. Driscoll

   Mgmt    For    For    For
1.3  

Elect Director Lawrence V. Jackson

   Mgmt    For    For    For
1.4  

Elect Director David C. Moran

   Mgmt    For    For    For
1.5  

Elect Director Dan C. Swander

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Southwest Gas Corporation

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    844895102
Record Date:    03/08/2016   Meeting Type:    Annual   Ticker:    SWX
     Shares Voted:    69,758     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert L. Boughner

   Mgmt    For    For    For
1.2  

Elect Director Jose A. Cardenas

   Mgmt    For    For    For
1.3  

Elect Director Thomas E. Chestnut

   Mgmt    For    For    For
1.4  

Elect Director Stephen C. Comer

   Mgmt    For    For    For
1.5  

Elect Director LeRoy C. Hanneman, Jr.

   Mgmt    For    For    For
1.6  

Elect Director John P. Hester

   Mgmt    For    For    For
1.7  

Elect Director Anne L. Mariucci

   Mgmt    For    For    For
1.8  

Elect Director Michael J. Melarkey

   Mgmt    For    For    For
1.9  

Elect Director A. Randall Thoman

   Mgmt    For    For    For
1.10  

Elect Director Thomas A. Thomas

   Mgmt    For    For    For
1.11  

Elect Director Terrence ‘Terry’ L. Wright

   Mgmt    For    For    For
2  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
3  

Change Range for Size of the Board

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Hexcel Corporation

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    428291108
Record Date:    03/09/2016   Meeting Type:    Annual   Ticker:    HXL
     Shares Voted:    117,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Nick L. Stanage

   Mgmt    For    For    For
1.2  

Elect Director Joel S. Beckman

   Mgmt    For    For    For
1.3  

Elect Director Lynn Brubaker

   Mgmt    For    For    For
1.4  

Elect Director Jeffrey C. Campbell

   Mgmt    For    For    For
1.5  

Elect Director Cynthia M. Egnotovich

   Mgmt    For    For    For
1.6  

Elect Director W. Kim Foster

   Mgmt    For    For    For
1.7  

Elect Director Thomas A. Gendron

   Mgmt    For    For    For
1.8  

Elect Director Jeffrey A. Graves

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Hexcel Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.9  

Elect Director Guy C. Hachey

   Mgmt    For    For    For
1.10  

Elect Director David C. Hill

   Mgmt    For    For    For
1.11  

Elect Director David L. Pugh

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Babcock & Wilcox Enterprises, Inc.

 

Meeting Date:    05/06/2016   Country:    USA   Primary Security ID:    05614L100
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    BW
     Shares Voted:    131,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cynthia S. Dubin

   Mgmt    For    For    For
1.2  

Elect Director Brian K. Ferraioli

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Continental Building Products, Inc.

 

Meeting Date:    05/06/2016   Country:    USA   Primary Security ID:    211171103
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    CBPX
     Shares Voted:    190,745     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director James W. Bachmann

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    05/06/2016   Country:    USA   Primary Security ID:    232806109
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    CY
     Shares Voted:    408,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director T.J. Rodgers

   Mgmt    For    For    For
1.2  

Elect Director W. Steve Albrecht

   Mgmt    For    For    For
1.3  

Elect Director Eric A. Benhamou

   Mgmt    For    For    For
1.4  

Elect Director H. Raymond Bingham

   Mgmt    For    For    For
1.5  

Elect Director John H. Kispert

   Mgmt    For    For    For
1.6  

Elect Director O.C. Kwon

   Mgmt    For    For    For
1.7  

Elect Director Wilbert van den Hoek

   Mgmt    For    For    For
1.8  

Elect Director Michael S. Wishart

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Marten Transport, Ltd.

 

Meeting Date:    05/10/2016   Country:    USA   Primary Security ID:    573075108
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    MRTN
     Shares Voted:    40,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Randolph L. Marten

   Mgmt    For    For    For
1.2  

Elect Director Larry B. Hagness

   Mgmt    For    For    For
1.3  

Elect Director Thomas J. Winkel

   Mgmt    For    For    For
1.4  

Elect Director Jerry M. Bauer

   Mgmt    For    For    For
1.5  

Elect Director Robert L. Demorest

   Mgmt    For    For    For
1.6  

Elect Director G. Larry Owens

   Mgmt    For    For    For
1.7  

Elect Director Ronald R. Booth

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
4  

Other Business

   Mgmt    For    Against    Against

Teradyne, Inc.

 

Meeting Date:    05/10/2016   Country:    USA   Primary Security ID:    880770102
Record Date:    03/17/2016   Meeting Type:    Annual   Ticker:    TER
     Shares Voted:    175,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael A. Bradley

   Mgmt    For    For    For
1b  

Elect Director Daniel W. Christman

   Mgmt    For    For    For
1c  

Elect Director Edwin J. Gillis

   Mgmt    For    For    For
1d  

Elect Director Timothy E. Guertin

   Mgmt    For    For    For
1e  

Elect Director Mark E. Jagiela

   Mgmt    For    For    For
1f  

Elect Director Mercedes Johnson

   Mgmt    For    For    For
1g  

Elect Director Paul J. Tufano

   Mgmt    For    For    For
1h  

Elect Director Roy A. Vallee

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Dean Foods Company

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    242370203
Record Date:    03/17/2016   Meeting Type:    Annual   Ticker:    DF
     Shares Voted:    118,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Janet Hill

   Mgmt    For    For    For
1.2  

Elect Director J. Wayne Mailloux

   Mgmt    For    For    For
1.3  

Elect Director Helen E. McCluskey

   Mgmt    For    For    For
1.4  

Elect Director John R. Muse

   Mgmt    For    For    For
1.5  

Elect Director B. Craig Owens

   Mgmt    For    For    For
1.6  

Elect Director Gregg A. Tanner

   Mgmt    For    For    For
1.7  

Elect Director Jim L. Turner

   Mgmt    For    For    For
1.8  

Elect Director Robert T. Wiseman

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    Against
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    Against
6  

Report on Risk of Genetic Engineering in order to Work with Regulators

   SH    Against    Refer    Against

EPR Properties

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    26884U109
Record Date:    03/17/2016   Meeting Type:    Annual   Ticker:    EPR
     Shares Voted:    68,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Barrett Brady

   Mgmt    For    For    For
1.2  

Elect Director Peter C. Brown

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Highwoods Properties, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    431284108
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    HIW
     Shares Voted:    106,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Charles A. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Gene H. Anderson

   Mgmt    For    For    For
1.3  

Elect Director Carlos E. Evans

   Mgmt    For    For    For
1.4  

Elect Director Edward J. Fritsch

   Mgmt    For    For    For
1.5  

Elect Director David J. Hartzell

   Mgmt    For    For    For
1.6  

Elect Director Sherry A. Kellett

   Mgmt    For    For    For
1.7  

Elect Director O. Temple Sloan, Jr.

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Kite Realty Group Trust

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    49803T300
Record Date:    03/17/2016   Meeting Type:    Annual   Ticker:    KRG
     Shares Voted:    186,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director John A. Kite

   Mgmt    For    For    For
1b  

Elect Director William E. Bindley

   Mgmt    For    For    For
1c  

Elect Director Victor J. Coleman

   Mgmt    For    For    For
1d  

Elect Director Lee A. Daniels

   Mgmt    For    For    For
1e  

Elect Director Gerald W. Grupe

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Kite Realty Group Trust

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Christie B. Kelly

   Mgmt    For    For    For
1g  

Elect Director David R. O’Reilly

   Mgmt    For    For    For
1h  

Elect Director Barton R. Peterson

   Mgmt    For    For    For
1i  

Elect Director Charles H. Wurtzebach

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

PolyOne Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    73179P106
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    POL
     Shares Voted:    101,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Richard H. Fearon

   Mgmt    For    For    For
1.2  

Elect Director Gregory J. Goff

   Mgmt    For    For    For
1.3  

Elect Director William R. Jellison

   Mgmt    For    For    For
1.4  

Elect Director Sandra Beach Lin

   Mgmt    For    For    For
1.5  

Elect Director Richard A. Lorraine

   Mgmt    For    For    For
1.6  

Elect Director Robert M. Patterson

   Mgmt    For    For    For
1.7  

Elect Director William H. Powell

   Mgmt    For    For    For
1.8  

Elect Director Kerry J. Preete

   Mgmt    For    For    For
1.9  

Elect Director Farah M. Walters

   Mgmt    For    For    For
1.10  

Elect Director William A. Wulfsohn

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Western Alliance Bancorporation

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    957638109
Record Date:    03/31/2016   Meeting Type:    Annual   Ticker:    WAL
     Shares Voted:    49,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1A  

Elect Director Bruce Beach

   Mgmt    For    For    For
1B  

Elect Director William S. Boyd

   Mgmt    For    For    For
1C  

Elect Director Howard M. Gould

   Mgmt    For    For    For
1D  

Elect Director Steven J. Hilton

   Mgmt    For    For    For
1E  

Elect Director Marianne Boyd Johnson

   Mgmt    For    For    For
1F  

Elect Director Robert P. Latta

   Mgmt    For    For    For
1G  

Elect Director Cary Mack

   Mgmt    For    For    For
1H  

Elect Director Todd Marshall

   Mgmt    For    For    For
1I  

Elect Director M. Nafees Nagy

   Mgmt    For    For    For
1J  

Elect Director James E. Nave

   Mgmt    For    For    For
1K  

Elect Director Kenneth A. Vecchione

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify RSM US LLP as Auditors

   Mgmt    For    For    For

Whiting Petroleum Corporation

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    966387102
Record Date:    03/22/2016   Meeting Type:    Annual   Ticker:    WLL
     Shares Voted:    146,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Thomas L. Aller

   Mgmt    For    For    For
1.2  

Elect Director James E. Catlin

   Mgmt    For    For    For
1.3  

Elect Director Michael B. Walen

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Declassify the Board of Directors

   Mgmt    For    For    For
5  

Increase Authorized Common Stock

   Mgmt    For    For    For
6  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

BankUnited, Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    06652K103
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    BKU
     Shares Voted:    276,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director John A. Kanas

   Mgmt    For    For    For
1.2  

Elect Director Rajinder P. Singh

   Mgmt    For    For    For
1.3  

Elect Director Tere Blanca

   Mgmt    For    For    For
1.4  

Elect Director Eugene F. DeMark

   Mgmt    For    For    For
1.5  

Elect Director Michael J. Dowling

   Mgmt    For    For    For
1.6  

Elect Director Douglas J. Pauls

   Mgmt    For    For    For
1.7  

Elect Director A. Gail Prudenti

   Mgmt    For    For    For
1.8  

Elect Director Sanjiv Sobti

   Mgmt    For    For    For
1.9  

Elect Director A. Robert Towbin

   Mgmt    For    For    For
1.10  

Elect Director Lynne Wines

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    For    For
4  

Require a Majority Vote for the Election of Directors

   SH    None    For    For

Burlington Stores, Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    122017106
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    BURL
     Shares Voted:    22,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Tricia Patrick

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Burlington Stores, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director Paul J. Sullivan

   Mgmt    For    For    For
1.3  

Elect Director John J. Mahoney

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Endurance Specialty Holdings Ltd.

 

Meeting Date:    05/19/2016   Country:    Bermuda   Primary Security ID:    G30397106
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ENH
     Shares Voted:    55,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect John T. Baily as Director

   Mgmt    For    For    For
1.2  

Elect Norman Barham as Director

   Mgmt    For    Refer    Withhold
1.3  

Elect Galen R. Barnes as Director

   Mgmt    For    For    For
1.4  

Elect William H. Bolinder as Director

   Mgmt    For    For    For
1.5  

Elect Philip M. Butterfield as Director

   Mgmt    For    For    For
1.6  

Elect Steven W. Carlsen as Director

   Mgmt    For    For    For
1.7  

Elect John R. Charman as Director

   Mgmt    For    For    For
1.8  

Elect Morgan W. Davis as Director

   Mgmt    For    For    For
1.9  

Elect Susan S. Fleming as Director

   Mgmt    For    For    For
1.10  

Elect Nicholas C. Marsh as Director

   Mgmt    For    For    For
1.11  

Elect Scott D. Moore as Director

   Mgmt    For    For    For
1.12  

Elect William J. Raver as Director

   Mgmt    For    For    For
1.13  

Elect Robert A. Spass as Director

   Mgmt    For    For    For
1.14  

Elect lan M. Winchester as Director

   Mgmt    For    For    For
2  

Approve Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

PrivateBancorp, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    742962103
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    PVTB
     Shares Voted:    37,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Diane M. Aigotti

   Mgmt    For    For    For
1.2  

Elect Director Norman R. Bobins

   Mgmt    For    For    For
1.3  

Elect Director Michelle L. Collins

   Mgmt    For    For    For
1.4  

Elect Director James M. Guyette

   Mgmt    For    For    For
1.5  

Elect Director Cheryl Mayberry McKissack

   Mgmt    For    For    For
1.6  

Elect Director James B. Nicholson

   Mgmt    For    For    For
1.7  

Elect Director Richard S. Price

   Mgmt    For    For    For
1.8  

Elect Director Edward W. Rabin

   Mgmt    For    For    For
1.9  

Elect Director Larry D. Richman

   Mgmt    For    For    For
1.10  

Elect Director William R. Rybak

   Mgmt    For    For    For
1.11  

Elect Director Alejandro Silva

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Reinsurance Group of America, Incorporated

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    759351604
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    RGA
     Shares Voted:    80,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Anna Manning

   Mgmt    For    For    For
1.2  

Elect Director William J. Bartlett

   Mgmt    For    For    For
1.3  

Elect Director Christine R. Detrick

   Mgmt    For    For    For
1.4  

Elect Director Alan C. Henderson

   Mgmt    For    For    For
1.5  

Elect Director Joyce A. Phillips

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Reinsurance Group of America, Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Smart & Final Stores, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    83190B101
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    SFS
     Shares Voted:    405,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Andrew A. Giancamilli

   Mgmt    For    For    For
1b  

Elect Director Adam L. Stein

   Mgmt    For    Refer    Against
1c  

Elect Director Kenneth I. Tuchman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Swift Transportation Company

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    87074U101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    SWFT
     Shares Voted:    89,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Jerry Moyes

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Richard H. Dozer

   Mgmt    For    Refer    Withhold
1.3  

Elect Director David Vander Ploeg

   Mgmt    For    Refer    Withhold
1.4  

Elect Director Glenn Brown

   Mgmt    For    Refer    Withhold
1.5  

Elect Director Jose A. Cardenas

   Mgmt    For    Refer    Withhold
1.6  

Elect Director William F. Riley, III

   Mgmt    For    Refer    Withhold
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Swift Transportation Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

Carmike Cinemas, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    143436400
Record Date:    04/01/2016   Meeting Type:    Annual   Ticker:    CKEC
     Shares Voted:    91,788     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Roland C. Smith

   Mgmt    For    For    For
1.2  

Elect Director Mark R. Bell

   Mgmt    For    For    For
1.3  

Elect Director Jeffrey W. Berkman

   Mgmt    For    For    For
1.4  

Elect Director Sean T. Erwin

   Mgmt    For    For    For
1.5  

Elect Director James A. Fleming

   Mgmt    For    For    For
1.6  

Elect Director S. David Passman, III

   Mgmt    For    For    For
1.7  

Elect Director Patricia A. Wilson

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Laredo Petroleum, Inc.

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    516806106
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    LPI
     Shares Voted:    767,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Pamela S. Pierce

   Mgmt    For    For    For
1.2  

Elect Director B.Z. (Bill) Parker

   Mgmt    For    For    For
1.3  

Elect Director Francis Rooney

   Mgmt    For    Refer    Withhold
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Laredo Petroleum, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Ratify Grant Thornton LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Kaiser Aluminum Corporation

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    483007704
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    KALU
     Shares Voted:    71,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alfred E. Osborne, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Jack Quinn

   Mgmt    For    For    For
1.3  

Elect Director Thomas M. Van Leeuwen

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Securities Transfer Restrictions

   Mgmt    For    Refer    For
5  

Ratify NOL Rights Plan (NOL Pill)

   Mgmt    For    Refer    For
6  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Mack-Cali Realty Corporation

 

Meeting Date:    06/01/2016   Country:    USA   Primary Security ID:    554489104
Record Date:    04/05/2016   Meeting Type:    Annual   Ticker:    CLI
     Shares Voted:    71,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Alan S. Bernikow

   Mgmt    For    For    For
1.2  

Elect Director Irvin D. Reid

   Mgmt    For    For    For
1.3  

Elect Director Kenneth M. Duberstein

   Mgmt    For    For    For
1.4  

Elect Director Jonathan Litt

   Mgmt    For    For    For
1.5  

Elect Director Vincent Tese

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Mack-Cali Realty Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    Against

Parsley Energy, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    701877102
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    PE
     Shares Voted:    73,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director David H. Smith

   Mgmt    For    Refer    Against
1B  

Elect Director Randolph Newcomer, Jr.

   Mgmt    For    For    For
1C  

Elect Director William Browning

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Advisory Vote on Say on Pay Frequency

   Mgmt    One Year    One Year    One Year

LifePoint Health, Inc.

 

Meeting Date:    06/07/2016   Country:    USA   Primary Security ID:    53219L109
Record Date:    04/15/2016   Meeting Type:    Annual   Ticker:    LPNT
     Shares Voted:    73,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kermit R. Crawford

   Mgmt    For    For    For
1.2  

Elect Director Jana R. Schreuder

   Mgmt    For    For    For
1.3  

Elect Director Reed V. Tuckson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Ingram Micro Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    457153104
Record Date:    04/15/2016   Meeting Type:    Annual   Ticker:    IM
     Shares Voted:    48,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Howard I. Atkins

   Mgmt    For    For    For
1.2  

Elect Director David A. Barnes

   Mgmt    For    For    For
1.3  

Elect Director Leslie Stone Heisz

   Mgmt    For    For    For
1.4  

Elect Director John R. Ingram

   Mgmt    For    For    For
1.5  

Elect Director Dale R. Laurance

   Mgmt    For    For    For
1.6  

Elect Director Linda Fayne Levinson

   Mgmt    For    For    For
1.7  

Elect Director Scott A. McGregor

   Mgmt    For    For    For
1.8  

Elect Director Carol G. Mills

   Mgmt    For    For    For
1.9  

Elect Director Alain Monie

   Mgmt    For    For    For
1.10  

Elect Director Wade Oosterman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Science Applications International Corporation

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    808625107
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    SAIC
     Shares Voted:    90,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert A. Bedingfield

   Mgmt    For    For    For
1b  

Elect Director Deborah B. Dunie

   Mgmt    For    For    For
1c  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1d  

Elect Director John J. Hamre

   Mgmt    For    For    For
1e  

Elect Director Timothy J. Mayopoulos

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 65 Ivy Small Cap Value Fund

 

Science Applications International Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Anthony J. Moraco

   Mgmt    For    For    For
1g  

Elect Director Donna S. Morea

   Mgmt    For    For    For
1h  

Elect Director Edward J. Sanderson, Jr.

   Mgmt    For    For    For
1i  

Elect Director Steven R. Shane

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

The Cheesecake Factory Incorporated

 

Meeting Date:    06/23/2016   Country:    USA   Primary Security ID:    163072101
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    CAKE
     Shares Voted:    46,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David Overton

   Mgmt    For    For    For
1b  

Elect Director Alexander L. Cappello

   Mgmt    For    For    For
1c  

Elect Director Jerome I. Kransdorf

   Mgmt    For    For    For
1d  

Elect Director Laurence B. Mindel

   Mgmt    For    For    For
1e  

Elect Director David B. Pittaway

   Mgmt    For    For    For
1f  

Elect Director Douglas L. Schmick

   Mgmt    For    For    For
1g  

Elect Director Herbert Simon

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


IVY TAX-MANAGED EQUITY FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016 Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    05/07/2015   Meeting Type:    Annual   Ticker:    TWC
     Shares Voted:    9,200     

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Carole Black

   Mgmt    For    Refer    Against
1b  

Elect Director Thomas H. Castro

   Mgmt    For    For    For
1c  

Elect Director David C. Chang

   Mgmt    For    For    For
1d  

Elect Director James E. Copeland, Jr.

   Mgmt    For    For    For
1e  

Elect Director Peter R. Haje

   Mgmt    For    Refer    Against
1f  

Elect Director Donna A. James

   Mgmt    For    For    For
1g  

Elect Director Don Logan

   Mgmt    For    For    For
1h  

Elect Director Robert D. Marcus

   Mgmt    For    For    For
1i  

Elect Director N.J. Nicholas, Jr.

   Mgmt    For    Refer    Against
1j  

Elect Director Wayne H. Pace

   Mgmt    For    For    For
1k  

Elect Director Edward D. Shirley

   Mgmt    For    Refer    Against
1l  

Elect Director John E. Sununu

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For

Pall Corporation

 

Meeting Date:    07/28/2015   Country:    USA   Primary Security ID:    696429307
Record Date:    06/25/2015   Meeting Type:    Special   Ticker:    PLL
     Shares Voted:    7,260     

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Precision Castparts Corp.

 

Meeting Date:    08/17/2015   Country:    USA   Primary Security ID:    740189105
Record Date:    06/09/2015   Meeting Type:    Annual   Ticker:    PCP
     Shares Voted:    1,870     

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter B. Delaney (Withdrawn)

   Mgmt         
1b  

Elect Director Mark Donegan

   Mgmt    For    For    For
1c  

Elect Director Don R. Graber

   Mgmt    For    For    For
1d  

Elect Director Lester L. Lyles

   Mgmt    For    For    For
1e  

Elect Director Vernon E. Oechsle

   Mgmt    For    For    For
1f  

Elect Director James F. Palmer (Withdrawn)

   Mgmt         
1g  

Elect Director Ulrich Schmidt

   Mgmt    For    For    For
1h  

Elect Director Richard L. Wambold

   Mgmt    For    For    For
1i  

Elect Director Timothy A. Wicks

   Mgmt    For    For    For
1j  

Elect Director Janet C. Wolfenbarger (Withdrawn)

   Mgmt         
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Proxy Access

   SH    Against    Against    Against

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    31,900     

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For
1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For
2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For
3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For
4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         

NIKE, Inc.

 

Meeting Date:    09/17/2015   Country:    USA   Primary Security ID:    654106103
Record Date:    07/20/2015   Meeting Type:    Annual   Ticker:    NKE
     Shares Voted:    15,160     

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Alan B. Graf, Jr.

   Mgmt    For    For    For
1.2  

Elect Director John C. Lechleiter

   Mgmt    For    For    For
1.3  

Elect Director Michelle A. Peluso

   Mgmt    For    For    For
1.4  

Elect Director Phyllis M. Wise

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

NIKE, Inc.

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

3  

Increase Authorized Common Stock

   Mgmt    For    For    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
6  

Report on Political Contributions

   SH    Against    Against    Against
7  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Casey’s General Stores, Inc.

 

Meeting Date:    09/18/2015   Country:    USA   Primary Security ID:    147528103
Record Date:    07/27/2015   Meeting Type:    Annual   Ticker:    CASY
     Shares Voted:    14,200     

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Terry W. Handley

   Mgmt    For    For    For
1.2  

Elect Director William C. Kimball

   Mgmt    For    Refer    For
1.3  

Elect Director Richard A. Wilkey

   Mgmt    For    Refer    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Time Warner Cable Inc.

 

Meeting Date:    09/21/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    07/28/2015   Meeting Type:    Special   Ticker:    TWC
     Shares Voted:    9,700     

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    35,800     

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For

The Estee Lauder Companies Inc.

 

Meeting Date:    11/12/2015   Country:    USA   Primary Security ID:    518439104
Record Date:    09/14/2015   Meeting Type:    Annual   Ticker:    EL
     Shares Voted:    12,550     

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Rose Marie Bravo

   Mgmt    For    For    For
1.2  

Elect Director Paul J. Fribourg

   Mgmt    For    For    For
1.3  

Elect Director Mellody Hobson

   Mgmt    For    For    For
1.4  

Elect Director Irvine O. Hockaday, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Barry S. Sternlicht

   Mgmt    For    Refer    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
5  

Amend Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Comcast Corporation

 

Meeting Date:    12/10/2015   Country:    USA   Primary Security ID:    20030N101
Record Date:    10/20/2015   Meeting Type:    Special   Ticker:    CMCSA
     Shares Voted:    27,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Conversion of Securities

   Mgmt    For    Refer    For

Costco Wholesale Corporation

 

Meeting Date:    01/29/2016   Country:    USA   Primary Security ID:    22160K105
Record Date:    11/20/2015   Meeting Type:    Annual   Ticker:    COST
     Shares Voted:    7,410     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Hamilton E. James

   Mgmt    For    For    For
1.2  

Elect Director W. Craig Jelinek

   Mgmt    For    For    For
1.3  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.4  

Elect Director Mary A. (Maggie) Wilderotter

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Proxy Access Right

   SH    Against    Against    Against

Visa Inc.

 

Meeting Date:    02/03/2016   Country:    USA   Primary Security ID:    92826C839
Record Date:    12/07/2015   Meeting Type:    Annual   Ticker:    V
     Shares Voted:    41,120     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Lloyd A. Carney

   Mgmt    For    For    For
1b  

Elect Director Mary B. Cranston

   Mgmt    For    For    For
1c  

Elect Director Francisco Javier Fernandez-Carbajal

   Mgmt    For    For    For
1d  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1e  

Elect Director Robert W. Matschullat

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Visa Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f  

Elect Director Cathy E. Minehan

   Mgmt    For    For    For
1g  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1h  

Elect Director David J. Pang

   Mgmt    For    For    For
1i  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1j  

Elect Director John A. C. Swainson

   Mgmt    For    For    For
1k  

Elect Director Maynard G. Webb, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/26/2016   Country:    USA   Primary Security ID:    037833100
Record Date:    12/28/2015   Meeting Type:    Annual   Ticker:    AAPL
     Shares Voted:    37,783     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director James Bell

   Mgmt    For    For    For
1.2  

Elect Director Tim Cook

   Mgmt    For    For    For
1.3  

Elect Director Al Gore

   Mgmt    For    For    For
1.4  

Elect Director Bob Iger

   Mgmt    For    For    For
1.5  

Elect Director Andrea Jung

   Mgmt    For    For    For
1.6  

Elect Director Art Levinson

   Mgmt    For    For    For
1.7  

Elect Director Ron Sugar

   Mgmt    For    For    For
1.8  

Elect Director Sue Wagner

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6  

Adopt Policy to Increase Diversity of Senior Management and Board of Directors

   SH    Against    Refer    Against
7  

Report on Guidelines for Country Selection

   SH    Against    Against    Against
8  

Adopt Proxy Access Right

   SH    Against    Against    Against

Schlumberger Limited

 

Meeting Date:    04/06/2016   Country:    Curacao   Primary Security ID:    806857108
Record Date:    02/17/2016   Meeting Type:    Annual   Ticker:    SLB
     Shares Voted:    13,663     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Peter L.S. Currie

   Mgmt    For    For    For
1b  

Elect Director V. Maureen Kempston Darkes

   Mgmt    For    For    For
1c  

Elect Director Paal Kibsgaard

   Mgmt    For    For    For
1d  

Elect Director Nikolay Kudryavtsev

   Mgmt    For    For    For
1e  

Elect Director Michael E. Marks

   Mgmt    For    For    For
1f  

Elect Director Indra K. Nooyi

   Mgmt    For    For    For
1g  

Elect Director Lubna S. Olayan

   Mgmt    For    For    For
1h  

Elect Director Leo Rafael Reif

   Mgmt    For    For    For
1i  

Elect Director Tore I. Sandvold

   Mgmt    For    For    For
1j  

Elect Director Henri Seydoux

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Adopt and Approve Financials and Dividends

   Mgmt    For    For    For
4  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
5  

Amend Articles

   Mgmt    For    Refer    For
6  

Fix Number of Directors at Twelve

   Mgmt    For    Refer    For
7  

Amend 2010 Omnibus Stock Incentive Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Adobe Systems Incorporated

 

Meeting Date:    04/13/2016   Country:    USA   Primary Security ID:    00724F101
Record Date:    02/17/2016   Meeting Type:    Annual   Ticker:    ADBE
     Shares Voted:    36,228     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Amy L. Banse

   Mgmt    For    For    For
1b  

Elect Director Edward W. Barnholt

   Mgmt    For    For    For
1c  

Elect Director Robert K. Burgess

   Mgmt    For    For    For
1d  

Elect Director Frank A. Calderoni

   Mgmt    For    For    For
1e  

Elect Director James E. Daley

   Mgmt    For    For    For
1f  

Elect Director Laura B. Desmond

   Mgmt    For    Refer    For
1g  

Elect Director Charles M. Geschke

   Mgmt    For    For    For
1h  

Elect Director Shantanu Narayen

   Mgmt    For    For    For
1i  

Elect Director Daniel L. Rosensweig

   Mgmt    For    For    For
1j  

Elect Director John E. Warnock

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
5  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    52,031     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    445658107
Record Date:    02/16/2016   Meeting Type:    Annual   Ticker:    JBHT
     Shares Voted:    38,110     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Douglas G. Duncan

   Mgmt    For    For    For
1.2  

Elect Director Francesca M. Edwardson

   Mgmt    For    For    For
1.3  

Elect Director Wayne Garrison

   Mgmt    For    For    For
1.4  

Elect Director Sharilyn S. Gasaway

   Mgmt    For    For    For
1.5  

Elect Director Gary C. George

   Mgmt    For    For    For
1.6  

Elect Director J. Bryan Hunt, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Coleman H. Peterson

   Mgmt    For    For    For
1.8  

Elect Director John N. Roberts, III

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

J.B. Hunt Transport Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9  

Elect Director James L. Robo

   Mgmt    For    For    For
1.10  

Elect Director Kirk Thompson

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity

   SH    Against    Refer    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/27/2016   Country:    Belgium   Primary Security ID:    B6399C107
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ABI
     Shares Voted:    10,866     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Receive Directors’ Reports (Non-Voting)

   Mgmt         
2  

Receive Auditors’ Reports (Non-Voting)

   Mgmt         
3  

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
4  

Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share

   Mgmt    For    For    For
5  

Approve Discharge of Directors

   Mgmt    For    For    For
6  

Approve Discharge of Auditors

   Mgmt    For    For    For
7  

Ratify Deloitte as Auditors and Approve Auditors’ Remuneration

   Mgmt    For    For    For
8a  

Approve Remuneration Report

   Mgmt    For    Refer    For
8b  

Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors

   Mgmt    For    Refer    For
9a  

Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015

   Mgmt    For    Refer    For
9b  

Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015

   Mgmt    For    Refer    For
10  

Acknowledge Cancellation of VVPR Strips

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11  

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For

HCA Holdings, Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    15,915     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Milton Johnson

   Mgmt    For    For    For
1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For
1d  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1e  

Elect Director William R. Frist

   Mgmt    For    For    For
1f  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1g  

Elect Director Ann H. Lamont

   Mgmt    For    For    For
1h  

Elect Director Jay O. Light

   Mgmt    For    For    For
1i  

Elect Director Geoffrey G. Meyers

   Mgmt    For    For    For
1j  

Elect Director Michael W. Michelson

   Mgmt    For    For    For
1k  

Elect Director Wayne J. Riley

   Mgmt    For    For    For
1l  

Elect Director John W. Rowe

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Require a Majority Vote for the Election of Directors

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Polaris Industries Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    731068102
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    PII
     Shares Voted:    6,750     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Gwenne A. Henricks

   Mgmt    For    For    For
1.2  

Elect Director Bernd F. Kessler

   Mgmt    For    For    For
1.3  

Elect Director Lawrence D. Kingsley

   Mgmt    For    For    For
1.4  

Elect Director Scott W. Wine

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/28/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    SHP
     Shares Voted:    23,837     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
2  

Approve Remuneration Report

   Mgmt    For    Refer    For
3  

Re-elect Dominic Blakemore as Director

   Mgmt    For    For    For
4  

Elect Olivier Bohuon as Director

   Mgmt    For    For    For
5  

Re-elect William Burns as Director

   Mgmt    For    For    For
6  

Re-elect Dr Steven Gillis as Director

   Mgmt    For    For    For
7  

Re-elect Dr David Ginsburg as Director

   Mgmt    For    For    For
8  

Re-elect Susan Kilsby as Director

   Mgmt    For    For    For
9  

Elect Sara Mathew as Director

   Mgmt    For    For    For
10  

Re-elect Anne Minto as Director

   Mgmt    For    For    For
11  

Re-elect Dr Flemming Ornskov as Director

   Mgmt    For    For    For
12  

Elect Jeffrey Poulton as Director

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13  

Reappoint Deloitte LLP as Auditors

   Mgmt    For    For    For
14  

Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
15  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
16  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
17  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
18  

Approve Increase in Authorised Share Capital and Amend Memorandum of Association

   Mgmt    For    For    For
19  

Adopt New Articles of Association

   Mgmt    For    Refer    For
20  

Authorise the Company to Call General Meeting with Two Week’s Notice

   Mgmt    For    For    For

The Boeing Company

 

Meeting Date:    05/02/2016   Country:    USA   Primary Security ID:    097023105
Record Date:    03/03/2016   Meeting Type:    Annual   Ticker:    BA
     Shares Voted:    17,162     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director David L. Calhoun

   Mgmt    For    For    For
1b  

Elect Director Arthur D. Collins, Jr.

   Mgmt    For    For    For
1c  

Elect Director Kenneth M. Duberstein

   Mgmt    For    For    For
1d  

Elect Director Edmund P. Giambastiani, Jr.

   Mgmt    For    For    For
1e  

Elect Director Lynn J. Good

   Mgmt    For    For    For
1f  

Elect Director Lawrence W. Kellner

   Mgmt    For    For    For
1g  

Elect Director Edward M. Liddy

   Mgmt    For    For    For
1h  

Elect Director Dennis A. Muilenburg

   Mgmt    For    For    For
1i  

Elect Director Susan C. Schwab

   Mgmt    For    For    For
1j  

Elect Director Randall L. Stephenson

   Mgmt    For    For    For
1k  

Elect Director Ronald A. Williams

   Mgmt    For    For    For
1l  

Elect Director Mike S. Zafirovski

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

The Boeing Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For
6  

Require Independent Board Chairman

   SH    Against    Refer    For
7  

Report on Weapon Sales to Israel

   SH    Against    Refer    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/03/2016   Country:    USA   Primary Security ID:    110122108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    BMY
     Shares Voted:    38,463     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A  

Elect Director Lamberto Andreotti

   Mgmt    For    For    For
1B  

Elect Director Peter J. Arduini

   Mgmt    For    For    For
1C  

Elect Director Giovanni Caforio

   Mgmt    For    For    For
1D  

Elect Director Laurie H. Glimcher

   Mgmt    For    For    For
1E  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1F  

Elect Director Alan J. Lacy

   Mgmt    For    For    For
1G  

Elect Director Thomas J. Lynch, Jr.

   Mgmt    For    For    For
1H  

Elect Director Dinesh C. Paliwal

   Mgmt    For    For    For
1I  

Elect Director Vicki L. Sato

   Mgmt    For    For    For
1J  

Elect Director Gerald L. Storch

   Mgmt    For    For    For
1K  

Elect Director Togo D. West, Jr.

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Philip Morris International Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    718172109
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    10,978     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.5  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.6  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.7  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.8  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.9  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.10  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.11  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.12  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Human Rights Policy, Including the Right to Health

   SH    Against    Against    Against
5  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against

Allergan plc

 

Meeting Date:    05/05/2016   Country:    Ireland   Primary Security ID:    G0177J108
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    AGN
     Shares Voted:    17,947     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Nesli Basgoz

   Mgmt    For    For    For
1.2  

Elect Director Paul M. Bisaro

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Allergan plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3  

Elect Director James H. Bloem

   Mgmt    For    For    For
1.4  

Elect Director Christopher W. Bodine

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.6  

Elect Director Michael R. Gallagher

   Mgmt    For    For    For
1.7  

Elect Director Catherine M. Klema

   Mgmt    For    For    For
1.8  

Elect Director Peter J. McDonnell

   Mgmt    For    For    For
1.9  

Elect Director Patrick J. O’Sullivan

   Mgmt    For    For    For
1.10  

Elect Director Brenton L. Saunders

   Mgmt    For    For    For
1.11  

Elect Director Ronald R. Taylor

   Mgmt    For    Refer    For
1.12  

Elect Director Fred G. Weiss

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
4A  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
4B  

Amend Articles of Association to Make Certain Administrative Amendments

   Mgmt    For    For    For
5A  

Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election

   Mgmt    For    Refer    For
5B  

Establish Range for Size of Board

   Mgmt    For    Refer    For
6  

Approve Reduction in Share Capital

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Require Independent Board Chairman

   SH    Against    Refer    For

Hilton Worldwide Holdings Inc.

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    43300A104
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    HLT
     Shares Voted:    52,617     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Christopher J. Nassetta

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Hilton Worldwide Holdings Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2  

Elect Director Jonathan D. Gray

   Mgmt    For    For    For
1.3  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1.4  

Elect Director Judith A. McHale

   Mgmt    For    For    For
1.5  

Elect Director John G. Schreiber

   Mgmt    For    For    For
1.6  

Elect Director Elizabeth A. Smith

   Mgmt    For    For    For
1.7  

Elect Director Douglas M. Steenland

   Mgmt    For    For    For
1.8  

Elect Director William J. Stein

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Kansas City Southern

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    485170302
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    KSU
     Shares Voted:    19,654     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Lu M. Cordova

   Mgmt    For    For    For
1.2  

Elect Director Terrence P. Dunn

   Mgmt    For    For    For
1.3  

Elect Director Antonio O. Garza, Jr.

   Mgmt    For    For    For
1.4  

Elect Director David Garza-Santos

   Mgmt    For    For    For
1.5  

Elect Director Thomas A. McDonnell

   Mgmt    For    For    For
1.6  

Elect Director David L. Starling

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
5  

Proxy Access

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    015351109
Record Date:    03/15/2016   Meeting Type:    Annual   Ticker:    ALXN
     Shares Voted:    17,425     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Leonard Bell

   Mgmt    For    For    For
1.2  

Elect Director Felix J. Baker

   Mgmt    For    For    For
1.3  

Elect Director David R. Brennan

   Mgmt    For    For    For
1.4  

Elect Director M. Michele Burns

   Mgmt    For    For    For
1.5  

Elect Director Christopher J. Coughlin

   Mgmt    For    For    For
1.6  

Elect Director David L. Hallal

   Mgmt    For    For    For
1.7  

Elect Director John T. Mollen

   Mgmt    For    For    For
1.8  

Elect Director R. Douglas Norby

   Mgmt    For    For    For
1.9  

Elect Director Alvin S. Parven

   Mgmt    For    For    For
1.10  

Elect Director Andreas Rummelt

   Mgmt    For    For    For
1.11  

Elect Director Ann M. Veneman

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Reduce Ownership Threshold for Shareholders to Call Special Meeting

   SH    Against    For    For

Gilead Sciences, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    375558103
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    GILD
     Shares Voted:    15,823     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director John F. Cogan

   Mgmt    For    For    For
1b  

Elect Director Kevin E. Lofton

   Mgmt    For    For    For
1c  

Elect Director John W. Madigan

   Mgmt    For    For    For
1d  

Elect Director John C. Martin

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Gilead Sciences, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e  

Elect Director John F. Milligan

   Mgmt    For    For    For
1f  

Elect Director Nicholas G. Moore

   Mgmt    For    For    For
1g  

Elect Director Richard J. Whitley

   Mgmt    For    For    For
1h  

Elect Director Gayle E. Wilson

   Mgmt    For    For    For
1i  

Elect Director Per Wold-Olsen

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Provide Right to Act by Written Consent

   SH    Against    For    For

Mead Johnson Nutrition Company

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    582839106
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    MJN
     Shares Voted:    15,267     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven M. Altschuler

   Mgmt    For    For    For
1b  

Elect Director Howard B. Bernick

   Mgmt    For    For    For
1c  

Elect Director Kimberly A. Casiano

   Mgmt    For    For    For
1d  

Elect Director Anna C. Catalano

   Mgmt    For    For    For
1e  

Elect Director Celeste A. Clark

   Mgmt    For    For    For
1f  

Elect Director James M. Cornelius

   Mgmt    For    For    For
1g  

Elect Director Stephen W. Golsby

   Mgmt    For    For    For
1h  

Elect Director Michael Grobstein

   Mgmt    For    For    For
1i  

Elect Director Peter Kasper Jakobsen

   Mgmt    For    For    For
1j  

Elect Director Peter G. Ratcliffe

   Mgmt    For    For    For
1k  

Elect Director Michael A. Sherman

   Mgmt    For    For    For
1l  

Elect Director Elliott Sigal

   Mgmt    For    For    For
1m  

Elect Director Robert S. Singer

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Mead Johnson Nutrition Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Union Pacific Corporation

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    907818108
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    UNP
     Shares Voted:    26,443     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Andrew H. Card, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Erroll B. Davis, Jr.

   Mgmt    For    For    For
1.3  

Elect Director David B. Dillon

   Mgmt    For    For    For
1.4  

Elect Director Lance M. Fritz

   Mgmt    For    For    For
1.5  

Elect Director Charles C. Krulak

   Mgmt    For    For    For
1.6  

Elect Director Jane H. Lute

   Mgmt    For    For    For
1.7  

Elect Director Michael R. McCarthy

   Mgmt    For    For    For
1.8  

Elect Director Michael W. McConnell

   Mgmt    For    For    For
1.9  

Elect Director Thomas F. McLarty, III

   Mgmt    For    For    For
1.10  

Elect Director Steven R. Rogel

   Mgmt    For    For    For
1.11  

Elect Director Jose H. Villarreal

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Stock Retention

   SH    Against    Against    Against
5  

Require Independent Board Chairman

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

SBA Communications Corporation

 

Meeting Date:    05/13/2016   Country:    USA   Primary Security ID:    78388J106
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    SBAC
     Shares Voted:    26,613     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kevin L. Beebe

   Mgmt    For    For    For
1b  

Elect Director Jack Langer

   Mgmt    For    For    For
1c  

Elect Director Jeffrey A. Stoops

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Proxy Access Right

   Mgmt    For    Against    Against
5  

Proxy Access

   SH    Against    Against    Against

Amazon.com, Inc.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    023135106
Record Date:    03/23/2016   Meeting Type:    Annual   Ticker:    AMZN
     Shares Voted:    9,077     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Jeffrey P. Bezos

   Mgmt    For    For    For
1b  

Elect Director Tom A. Alberg

   Mgmt    For    For    For
1c  

Elect Director John Seely Brown

   Mgmt    For    For    For
1d  

Elect Director William B. Gordon

   Mgmt    For    For    For
1e  

Elect Director Jamie S. Gorelick

   Mgmt    For    For    For
1f  

Elect Director Judith A. McGrath

   Mgmt    For    For    For
1g  

Elect Director Jonathan J. Rubinstein

   Mgmt    For    For    For
1h  

Elect Director Thomas O. Ryder

   Mgmt    For    For    For
1i  

Elect Director Patricia Q. Stonesifer

   Mgmt    For    For    For
1j  

Elect Director Wendell P. Weeks

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Report on Sustainability, Including GHG Goals

   SH    Against    Refer    Against
4  

Report on Human Rights Risk Assessment Process

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Report on Political Contributions

   SH    Against    Against    Against

Halliburton Company

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    406216101
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    HAL
     Shares Voted:    64,337     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Abdulaziz F. Al Khayyal

   Mgmt    For    For    For
1.2  

Elect Director Alan M. Bennett

   Mgmt    For    For    For
1.3  

Elect Director James R. Boyd

   Mgmt    For    For    For
1.4  

Elect Director Milton Carroll

   Mgmt    For    For    For
1.5  

Elect Director Nance K. Dicciani

   Mgmt    For    For    For
1.6  

Elect Director Murry S. Gerber

   Mgmt    For    For    For
1.7  

Elect Director Jose C. Grubisich

   Mgmt    For    For    For
1.8  

Elect Director David J. Lesar

   Mgmt    For    For    For
1.9  

Elect Director Robert A. Malone

   Mgmt    For    For    For
1.10  

Elect Director J. Landis Martin

   Mgmt    For    For    For
1.11  

Elect Director Jeffrey A. Miller

   Mgmt    For    For    For
1.12  

Elect Director Debra L. Reed

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Verisk Analytics, Inc.

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    92345Y106
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    VRSK
     Shares Voted:    35,918     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director John F. Lehman, Jr.

   Mgmt    For    For    For
1.2  

Elect Director Andrew G. Mills

   Mgmt    For    For    For
1.3  

Elect Director Constantine P. Iordanou

   Mgmt    For    For    For
1.4  

Elect Director Scott G. Stephenson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte and Touche LLP as Auditors

   Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    38,628     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    Refer    For
1.5  

Elect Director Joseph J. Collins

   Mgmt    For    Refer    For
1.6  

Elect Director Gerald L. Hassell

   Mgmt    For    Refer    For
1.7  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.8  

Elect Director Eduardo G. Mestre

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
1.11  

Elect Director Judith Rodin

   Mgmt    For    Refer    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
4  

Amend Stock Option Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Amend Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

DexCom, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    252131107
Record Date:    03/30/2016   Meeting Type:    Annual   Ticker:    DXCM
     Shares Voted:    14,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Steven R. Altman

   Mgmt    For    For    For
1b  

Elect Director Barbara E. Kahn

   Mgmt    For    For    For
1c  

Elect Director Jay S. Skyler

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

L Brands, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    501797104
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    LB
     Shares Voted:    18,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Dennis S. Hersch

   Mgmt    For    For    For
1.2  

Elect Director David T. Kollat

   Mgmt    For    For    For
1.3  

Elect Director Leslie H. Wexner

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

L Brands, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Eliminate Supermajority Vote Requirement

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Proxy Access

   SH    Against    Against    Against

Panera Bread Company

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    69840W108
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    PNRA
     Shares Voted:    14,450     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry J. Franklin

   Mgmt    For    For    For
1.2  

Elect Director Diane Hessan

   Mgmt    For    For    For
1.3  

Elect Director William W. Moreton

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Raytheon Company

 

Meeting Date:    05/26/2016   Country:    USA   Primary Security ID:    755111507
Record Date:    04/05/2016   Meeting Type:    Annual   Ticker:    RTN
     Shares Voted:    6,650     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Tracy A. Atkinson

   Mgmt    For    For    For
1b  

Elect Director Robert E. Beauchamp

   Mgmt    For    For    For
1c  

Elect Director James E. Cartwright

   Mgmt    For    For    For
1d  

Elect Director Vernon E. Clark

   Mgmt    For    For    For
1e  

Elect Director Stephen J. Hadley

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Raytheon Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director Thomas A. Kennedy

   Mgmt    For    For    For
1g  

Elect Director Letitia A. Long

   Mgmt    For    For    For
1h  

Elect Director George R. Oliver

   Mgmt    For    For    For
1i  

Elect Director Michael C. Ruettgers

   Mgmt    For    For    For
1j  

Elect Director William R. Spivey

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    Against
5  

Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends

   SH    Against    For    Against
6  

Proxy Access

   SH    Against    Against    Against

Incyte Corporation

 

Meeting Date:    05/27/2016   Country:    USA   Primary Security ID:    45337C102
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    INCY
     Shares Voted:    19,140     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Julian C. Baker

   Mgmt    For    For    For
1.2  

Elect Director Jean-Jacques Bienaime

   Mgmt    For    For    For
1.3  

Elect Director Paul A. Brooke

   Mgmt    For    For    For
1.4  

Elect Director Paul J. Clancy

   Mgmt    For    For    For
1.5  

Elect Director Wendy L. Dixon

   Mgmt    For    For    For
1.6  

Elect Director Paul A. Friedman

   Mgmt    For    For    For
1.7  

Elect Director Herve Hoppenot

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Incyte Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Shire plc

 

Meeting Date:    05/27/2016   Country:    United Kingdom   Primary Security ID:    G8124V108
Record Date:    04/21/2016   Meeting Type:    Special   Ticker:    SHP
     Shares Voted:    23,937     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Approve Matters Relating to the Cash and Share Offer for Baxalta

   Mgmt    For    Refer    For
2  

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
3  

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
4  

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For

Blue Buffalo Pet Products, Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    09531U102
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    BUFF
     Shares Voted:    64,882     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael A. Eck

   Mgmt    For    Refer    Withhold
1.2  

Elect Director Frances Frei

   Mgmt    For    Refer    Withhold
1.3  

Elect Director Kurt Schmidt

   Mgmt    For    Refer    Withhold
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

lululemon athletica inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    550021109
Record Date:    04/13/2016   Meeting Type:    Annual   Ticker:    LULU
     Shares Voted:    32,582     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Robert Bensoussan

   Mgmt    For    For    For
1b  

Elect Director Kathryn Henry

   Mgmt    For    For    For
1c  

Elect Director Jon McNeill

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

salesforce.com, inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    79466L302
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    CRM
     Shares Voted:    55,673     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Marc Benioff

   Mgmt    For    For    For
1b  

Elect Director Keith Block

   Mgmt    For    For    For
1c  

Elect Director Craig Conway

   Mgmt    For    For    For
1d  

Elect Director Alan Hassenfeld

   Mgmt    For    For    For
1e  

Elect Director Neelie Kroes

   Mgmt    For    For    For
1f  

Elect Director Colin Powell

   Mgmt    For    For    For
1g  

Elect Director Sanford Robertson

   Mgmt    For    For    For
1h  

Elect Director John V. Roos

   Mgmt    For    For    For
1i  

Elect Director Lawrence Tomlinson

   Mgmt    For    For    For
1j  

Elect Director Robin Washington

   Mgmt    For    For    For
1k  

Elect Director Maynard Webb

   Mgmt    For    For    For
1l  

Elect Director Susan Wojcicki

   Mgmt    For    For    For
2  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

salesforce.com, inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

6  

Stock Retention/Holding Period

   SH    Against    Against    Against

The Priceline Group Inc.

 

Meeting Date:    06/02/2016   Country:    USA   Primary Security ID:    741503403
Record Date:    04/07/2016   Meeting Type:    Annual   Ticker:    PCLN
     Shares Voted:    1,453     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Timothy M. Armstrong

   Mgmt    For    For    For
1.2  

Elect Director Jeffery H. Boyd

   Mgmt    For    For    For
1.3  

Elect Director Jan L. Docter

   Mgmt    For    For    For
1.4  

Elect Director Jeffrey E. Epstein

   Mgmt    For    For    For
1.5  

Elect Director James M. Guyette

   Mgmt    For    For    For
1.6  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.7  

Elect Director Nancy B. Peretsman

   Mgmt    For    For    For
1.8  

Elect Director Thomas E. Rothman

   Mgmt    For    For    For
1.9  

Elect Director Craig W. Rydin

   Mgmt    For    For    For
1.10  

Elect Director Lynn M. Vojvodich

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Alliance Data Systems Corporation

 

Meeting Date:    06/07/2016   Country:    USA   Primary Security ID:    018581108
Record Date:    04/08/2016   Meeting Type:    Annual   Ticker:    ADS
     Shares Voted:    13,799     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Bruce K. Anderson

   Mgmt    For    For    For
1.2  

Elect Director Roger H. Ballou

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Alliance Data Systems Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.3  

Elect Director D. Keith Cobb

   Mgmt    For    For    For
1.4  

Elect Director E. Linn Draper, Jr.

   Mgmt    For    For    For
1.5  

Elect Director Edward J. Heffernan

   Mgmt    For    For    For
1.6  

Elect Director Kenneth R. Jensen

   Mgmt    For    For    For
1.7  

Elect Director Robert A. Minicucci

   Mgmt    For    For    For
1.8  

Elect Director Laurie A. Tucker

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    Refer    For
4  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Alphabet Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    02079K305
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    GOOGL
     Shares Voted:    5,641     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Larry Page

   Mgmt    For    For    For
1.2  

Elect Director Sergey Brin

   Mgmt    For    For    For
1.3  

Elect Director Eric E. Schmidt

   Mgmt    For    For    For
1.4  

Elect Director L. John Doerr

   Mgmt    For    For    For
1.5  

Elect Director Diane B. Greene

   Mgmt    For    For    For
1.6  

Elect Director John L. Hennessy

   Mgmt    For    Refer    For
1.7  

Elect Director Ann Mather

   Mgmt    For    For    For
1.8  

Elect Director Alan R. Mulally

   Mgmt    For    For    For
1.9  

Elect Director Paul S. Otellini

   Mgmt    For    Refer    Withhold
1.10  

Elect Director K. Ram Shriram

   Mgmt    For    Refer    Withhold
1.11  

Elect Director Shirley M. Tilghman

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Alphabet Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Amended and Restated Certificate of Incorporation of Google Inc.

   Mgmt    For    Refer    For
5  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Report on Political Contributions

   SH    Against    Against    Against
8  

Require a Majority Vote for the Election of Directors

   SH    Against    For    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Report on Gender Pay Gap

   SH    Against    Against    Against

Biogen Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    09062X103
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    BIIB
     Shares Voted:    3,757     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Alexander J. Denner

   Mgmt    For    For    For
1b  

Elect Director Caroline D. Dorsa

   Mgmt    For    For    For
1c  

Elect Director Nancy L. Leaming

   Mgmt    For    For    For
1d  

Elect Director Richard C. Mulligan

   Mgmt    For    For    For
1e  

Elect Director Robert W. Pangia

   Mgmt    For    For    For
1f  

Elect Director Stelios Papadopoulos

   Mgmt    For    For    For
1g  

Elect Director Brian S. Posner

   Mgmt    For    For    For
1h  

Elect Director Eric K. Rowinsky

   Mgmt    For    For    For
1i  

Elect Director George A. Scangos

   Mgmt    For    For    For
1j  

Elect Director Lynn Schenk

   Mgmt    For    For    For
1k  

Elect Director Stephen A. Sherwin

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

FleetCor Technologies, Inc.

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    339041105
Record Date:    04/14/2016   Meeting Type:    Annual   Ticker:    FLT
     Shares Voted:    15,096     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Ronald F. Clarke

   Mgmt    For    For    For
1.2  

Elect Director Joseph W. Farrelly

   Mgmt    For    For    For
1.3  

Elect Director Richard Macchia

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Proxy Access

   SH    Against    Against    Against
4  

Report on Plans to Increase Board Diversity

   SH    None    Against    Against
5  

Require a Majority Vote for the Election of Directors

   SH    None    For    For

ACADIA Pharmaceuticals Inc.

 

Meeting Date:    06/10/2016   Country:    USA   Primary Security ID:    004225108
Record Date:    04/22/2016   Meeting Type:    Annual   Ticker:    ACAD
     Shares Voted:    40,678     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Laura Brege

   Mgmt    For    For    For
1.2  

Elect Director Stephen R. Davis

   Mgmt    For    For    For
2  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    192446102
Record Date:    04/18/2016   Meeting Type:    Annual   Ticker:    CTSH
     Shares Voted:    44,750     

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Zein Abdalla

   Mgmt    For    For    For
1b  

Elect Director Maureen Breakiron-Evans

   Mgmt    For    For    For
1c  

Elect Director Jonathan Chadwick

   Mgmt    For    For    For
1d  

Elect Director Francisco D’Souza

   Mgmt    For    For    For
1e  

Elect Director John N. Fox, Jr.

   Mgmt    For    For    For
1f  

Elect Director John E. Klein

   Mgmt    For    For    For
1g  

Elect Director Leo S. Mackay, Jr.

   Mgmt    For    For    For
1h  

Elect Director Lakshmi Narayanan

   Mgmt    For    For    For
1i  

Elect Director Michael Patsalos-Fox

   Mgmt    For    For    For
1j  

Elect Director Robert E. Weissman

   Mgmt    For    For    For
1k  

Elect Director Thomas M. Wendel

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Provide Right to Act by Written Consent

   SH    Against    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/15/2016   Country:    USA   Primary Security ID:    92532F100
Record Date:    04/20/2016   Meeting Type:    Annual   Ticker:    VRTX
     Shares Voted:    13,725     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Joshua Boger

   Mgmt    For    For    For
1.2  

Elect Director Terrence C. Kearney

   Mgmt    For    For    For
1.3  

Elect Director Yuchun Lee

   Mgmt    For    For    For
1.4  

Elect Director Elaine S. Ullian

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Vertex Pharmaceuticals Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Declassify the Board of Directors

   SH    Against    For    For
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    Against
6  

Stock Retention/Holding Period

   SH    Against    Against    Against
7  

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

   SH    Against    Refer    Against

Facebook, Inc.

 

Meeting Date:    06/20/2016   Country:    USA   Primary Security ID:    30303M102
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    FB
     Shares Voted:    36,951     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Marc L. Andreessen

   Mgmt    For    Refer    For
1.2  

Elect Director Erskine B. Bowles

   Mgmt    For    Refer    For
1.3  

Elect Director Susan D. Desmond-Hellmann

   Mgmt    For    Refer    For
1.4  

Elect Director Reed Hastings

   Mgmt    For    For    For
1.5  

Elect Director Jan Koum

   Mgmt    For    Refer    For
1.6  

Elect Director Sheryl K. Sandberg

   Mgmt    For    Refer    For
1.7  

Elect Director Peter A. Thiel

   Mgmt    For    For    For
1.8  

Elect Director Mark Zuckerberg

   Mgmt    For    Refer    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
5  

Ratify the Grant of Restricted Stock Units to Non-Employee Directors

   Mgmt    For    Refer    For
6  

Approve Annual Compensation Program for Non-employee Directors

   Mgmt    For    Refer    For
7A  

Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes

   Mgmt    For    Refer    Against
7B  

Increase Authorized Common Stock

   Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

Facebook, Inc.

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

7C  

Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock

   Mgmt    For    For    For
7D  

Amend Certificate of Incorporation to Provide for Additional Events

   Mgmt    For    For    For
8  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    Against
9  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For
10  

Report on Sustainability

   SH    Against    Refer    For
11  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
12  

Establish International Policy Board Committee

   SH    Against    Refer    Against
13  

Report on Gender Pay Gap

   SH    Against    Against    Against

TripAdvisor, Inc.

 

Meeting Date:    06/23/2016   Country:    USA   Primary Security ID:    896945201
Record Date:    04/25/2016   Meeting Type:    Annual   Ticker:    TRIP
     Shares Voted:    30,185     

 

Number
Proposal

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote
Instruction

1.1  

Elect Director Gregory B. Maffei

   Mgmt    For    Refer    For
1.2  

Elect Director Stephen Kaufer

   Mgmt    For    Refer    For
1.3  

Elect Director Dipchand (Deep) Nishar

   Mgmt    For    For    For
1.4  

Elect Director Jeremy Philips

   Mgmt    For    For    For
1.5  

Elect Director Spencer M. Rascoff

   Mgmt    For    For    For
1.6  

Elect Director Albert E. Rosenthaler

   Mgmt    For    Refer    For
1.7  

Elect Director Sukhinder Singh Cassidy

   Mgmt    For    For    For
1.8  

Elect Director Robert S. Wiesenthal

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 57 Ivy Tax-Managed Equity Fund

 

MasterCard Incorporated

 

Meeting Date:    06/28/2016   Country:    USA   Primary Security ID:    57636Q104
Record Date:    04/29/2016   Meeting Type:    Annual   Ticker:    MA
     Shares Voted:    28,222     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard Haythornthwaite

   Mgmt    For    For    For
1b  

Elect Director Ajay Banga

   Mgmt    For    For    For
1c  

Elect Director Silvio Barzi

   Mgmt    For    For    For
1d  

Elect Director David R. Carlucci

   Mgmt    For    For    For
1e  

Elect Director Steven J. Freiberg

   Mgmt    For    For    For
1f  

Elect Director Julius Genachowski

   Mgmt    For    For    For
1g  

Elect Director Merit E. Janow

   Mgmt    For    For    For
1h  

Elect Director Nancy J. Karch

   Mgmt    For    For    For
1i  

Elect Director Oki Matsumoto

   Mgmt    For    Refer    For
1j  

Elect Director Rima Qureshi

   Mgmt    For    For    For
1k  

Elect Director Jose Octavio Reyes Lagunes

   Mgmt    For    For    For
1l  

Elect Director Jackson Tai

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For


IVY VALUE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

Time Warner Cable Inc.

 

Meeting Date:    07/01/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    05/07/2015   Meeting Type:    Annual   Ticker:    TWC
     Shares Voted:    113,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Carole Black

   Mgmt    For    Refer    Against
1b  

Elect Director Thomas H. Castro

   Mgmt    For    For    For
1c  

Elect Director David C. Chang

   Mgmt    For    For    For
1d  

Elect Director James E. Copeland, Jr.

   Mgmt    For    For    For
1e  

Elect Director Peter R. Haje

   Mgmt    For    Refer    Against
1f  

Elect Director Donna A. James

   Mgmt    For    For    For
1g  

Elect Director Don Logan

   Mgmt    For    For    For
1h  

Elect Director Robert D. Marcus

   Mgmt    For    For    For
1i  

Elect Director N.J. Nicholas, Jr.

   Mgmt    For    Refer    Against
1j  

Elect Director Wayne H. Pace

   Mgmt    For    For    For
1k  

Elect Director Edward D. Shirley

   Mgmt    For    Refer    Against
1l  

Elect Director John E. Sununu

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
5  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    09/03/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    08/04/2015   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    197,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Roger Abravanel as Director For a Three Year Term

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b  

Elect Rosemary A. Crane as Director For a Three Year Term

   Mgmt    For    For    For
1c  

Elect Gerald M. Lieberman as Director For a Three Year Term

   Mgmt    For    For    For
1d  

Reelect Galia Maor as Director For a Three Year Term

   Mgmt    For    For    For
2  

Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation

   Mgmt    For    Refer    For
3a  

Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors’ Compensation

   Mgmt    For    For    For
3a.1  

Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

   Mgmt    None    Refer    Against
3b  

Approve Compensation of Company’s Directors, Excluding Chairman

   Mgmt    For    Refer    For
3c  

Approve Compensation of Yitzhak Peterburg, Chairman

   Mgmt    For    Refer    For
4a  

Amend Employment Terms of Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
4b  

Approve Special Cash Bonus to Erez Vigodman, President and CEO

   Mgmt    For    Refer    For
5  

Approve 2015 Equity Compensation Plan

   Mgmt    For    Refer    For
6  

Reappoint Kesselman & Kesselman as Auditors

   Mgmt    For    For    For
7  

Discuss Financial Statements and the Report of the Board for 2014

   Mgmt         

Time Warner Cable Inc.

 

Meeting Date:    09/21/2015   Country:    USA   Primary Security ID:    88732J207
Record Date:    07/28/2015   Meeting Type:    Special   Ticker:    TWC
     Shares Voted:    65,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Humana Inc.

 

Meeting Date:    10/19/2015   Country:    USA   Primary Security ID:    444859102
Record Date:    09/16/2015   Meeting Type:    Special   Ticker:    HUM
     Shares Voted:    33,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For

Lam Research Corporation

 

Meeting Date:    11/04/2015   Country:    USA   Primary Security ID:    512807108
Record Date:    09/08/2015   Meeting Type:    Annual   Ticker:    LRCX
     Shares Voted:    95,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Martin B. Anstice

   Mgmt    For    For    For
1.2  

Elect Director Eric K. Brandt

   Mgmt    For    For    For
1.3  

Elect Director Michael R. Cannon

   Mgmt    For    For    For
1.4  

Elect Director Youssef A. El-Mansy

   Mgmt    For    For    For
1.5  

Elect Director Christine A. Heckart

   Mgmt    For    For    For
1.6  

Elect Director Catherine P. Lego

   Mgmt    For    For    For
1.7  

Elect Director Stephen G. Newberry

   Mgmt    For    For    For
1.8  

Elect Director Krishna C. Saraswat

   Mgmt    For    For    For
1.9  

Elect Director Abhijit Y. Talwalkar

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Approve Omnibus Stock Plan

   Mgmt    For    Refer    Against
5  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

WESTERN DIGITAL CORPORATION

 

Meeting Date:    11/04/2015   Country:    USA   Primary Security ID:    958102105
Record Date:    09/08/2015   Meeting Type:    Annual   Ticker:    WDC
     Shares Voted:    120,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Martin I. Cole

   Mgmt    For    For    For
1b  

Elect Director Kathleen A. Cote

   Mgmt    For    For    For
1c  

Elect Director Henry T. DeNero

   Mgmt    For    For    For
1d  

Elect Director Michael D. Lambert

   Mgmt    For    For    For
1e  

Elect Director Len J. Lauer

   Mgmt    For    For    For
1f  

Elect Director Matthew E. Massengill

   Mgmt    For    For    For
1g  

Elect Director Stephen D. Milligan

   Mgmt    For    For    For
1h  

Elect Director Paula A. Price

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
4  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
5  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    11/05/2015   Country:    Israel   Primary Security ID:    M8769Q102
Record Date:    10/06/2015   Meeting Type:    Special   Ticker:    TEVA
     Shares Voted:    116,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1  

Authorize New Class of Mandatory Convertible Preferred Shares

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Microsoft Corporation

 

Meeting Date:    12/02/2015   Country:    USA   Primary Security ID:    594918104
Record Date:    10/02/2015   Meeting Type:    Annual   Ticker:    MSFT
     Shares Voted:    274,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director William H. Gates, lll

   Mgmt    For    For    For
1.2  

Elect Director Teri L. List-Stoll

   Mgmt    For    For    For
1.3  

Elect Director G. Mason Morfit

   Mgmt    For    For    For
1.4  

Elect Director Satya Nadella

   Mgmt    For    For    For
1.5  

Elect Director Charles H. Noski

   Mgmt    For    For    For
1.6  

Elect Director Helmut Panke

   Mgmt    For    For    For
1.7  

Elect Director Sandra E. Peterson

   Mgmt    For    For    For
1.8  

Elect Director Charles W. Scharf

   Mgmt    For    For    For
1.9  

Elect Director John W. Stanton

   Mgmt    For    For    For
1.10  

Elect Director John W. Thompson

   Mgmt    For    For    For
1.11  

Elect Director Padmasree Warrior

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    12/03/2015   Country:    USA   Primary Security ID:    036752103
Record Date:    10/22/2015   Meeting Type:    Special   Ticker:    ANTM
     Shares Voted:    27,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Cigna Corporation

 

Meeting Date:    12/03/2015   Country:    USA   Primary Security ID:    125509109
Record Date:    10/22/2015   Meeting Type:    Special   Ticker:    CI
     Shares Voted:    11,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For
3  

Adjourn Meeting

   Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    12/10/2015   Country:    USA   Primary Security ID:    20030N101
Record Date:    10/20/2015   Meeting Type:    Special   Ticker:    CMCSA
     Shares Voted:    138,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Conversion of Securities

   Mgmt    For    Refer    For

Micron Technology, Inc.

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:    595112103
Record Date:    11/30/2015   Meeting Type:    Annual   Ticker:    MU
     Shares Voted:    425,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Robert L. Bailey

   Mgmt    For    For    For
1.2  

Elect Director Richard M. Beyer

   Mgmt    For    For    For
1.3  

Elect Director Patrick J. Byrne

   Mgmt    For    For    For
1.4  

Elect Director D. Mark Durcan

   Mgmt    For    For    For
1.5  

Elect Director Mercedes Johnson

   Mgmt    For    For    For
1.6  

Elect Director Lawrence N. Mondry

   Mgmt    For    For    For
1.7  

Elect Director Robert E. Switz

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Other Business

   Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

NuStar Energy LP

 

Meeting Date:    01/28/2016   Country:    USA   Primary Security ID:    67058H102
Record Date:    12/07/2015   Meeting Type:    Special   Ticker:    NS
     Shares Voted:    79,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    For    For

Lam Research Corporation

 

Meeting Date:    02/19/2016   Country:    USA   Primary Security ID:    512807108
Record Date:    01/07/2016   Meeting Type:    Special   Ticker:    LRCX
     Shares Voted:    99,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Acquisition

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Increase Authorized Common Stock

   Mgmt    For    For    For

SanDisk Corporation

 

Meeting Date:    03/15/2016   Country:    USA   Primary Security ID:    80004C101
Record Date:    02/03/2016   Meeting Type:    Special   Ticker:    SNDK
     Shares Voted:    82,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1  

Approve Merger Agreement

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

SanDisk Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For

WESTERN DIGITAL CORPORATION

 

Meeting Date:    03/15/2016   Country:    USA   Primary Security ID:    958102105
Record Date:    02/03/2016   Meeting Type:    Special   Ticker:    WDC
     Shares Voted:    121,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3  

Advisory Vote on Golden Parachutes

   Mgmt    For    Refer    For

Newell Rubbermaid Inc.

 

Meeting Date:    04/15/2016   Country:    USA   Primary Security ID:    651229106
Record Date:    03/01/2016   Meeting Type:    Annual   Ticker:    NWL
     Shares Voted:    103,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1  

Issue Shares in Connection with Merger

   Mgmt    For    Refer    For
2  

Adjourn Meeting

   Mgmt    For    Refer    For
3.1  

Elect Director Thomas E. Clarke

   Mgmt    For    For    For
3.2  

Elect Director Kevin C. Conroy

   Mgmt    For    For    For
3.3  

Elect Director Scott S. Cowen

   Mgmt    For    For    For
3.4  

Elect Director Michael T. Cowhig

   Mgmt    For    For    For
3.5  

Elect Director Domenico De Sole

   Mgmt    For    For    For
3.6  

Elect Director Michael B. Polk

   Mgmt    For    For    For
3.7  

Elect Director Steven J. Strobel

   Mgmt    For    For    For
3.8  

Elect Director Michael A. Todman

   Mgmt    For    For    For
3.9  

Elect Director Raymond G. Viault

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Newell Rubbermaid Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:    04/18/2016   Country:    Israel   Primary Security ID:    881624209
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    TEVA
     Shares Voted:    139,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
1a  

Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1b  

Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
1c  

Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders

   Mgmt    For    For    For
2  

Amend Compensation Policy for the Directors and Officers of the Company

   Mgmt    For    For    For
2a  

Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

   Mgmt    None    Refer    Against
3a  

Approve an Increase to the Fees Payable to Erez Vigodman, CEO

   Mgmt    For    For    For
3b  

Approve Amendment to Annual Cash Bonus Objectives and PayoutTerms for Erez Vigodman, CEO

   Mgmt    For    Refer    For
3c  

Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO

   Mgmt    For    Refer    For
4  

Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder

   Mgmt    For    Refer    For
5  

Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

American Capital Agency Corp.

 

Meeting Date:    04/19/2016   Country:    USA   Primary Security ID:    02503X105
Record Date:    02/25/2016   Meeting Type:    Annual   Ticker:    AGNC
     Shares Voted:    10,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Malon Wilkus (WITHDRAWN RESOLUTION)

   Mgmt         
1.2  

Elect Director John R. Erickson

   Mgmt    For    For    For
1.3  

Elect Director Samuel A. Flax

   Mgmt    For    For    For
1.4  

Elect Director Alvin N. Puryear

   Mgmt    For    For    For
1.5  

Elect Director Robert M. Couch

   Mgmt    For    For    For
1.6  

Elect Director Morris A. Davis

   Mgmt    For    For    For
1.7  

Elect Director Randy E. Dobbs

   Mgmt    For    Refer    Against
1.8  

Elect Director Larry K. Harvey

   Mgmt    For    For    For
1.9  

Elect Director Prue B. Larocca

   Mgmt    For    For    For
1.10  

Elect Director Gary Kain

   Mgmt    For    For    For
2  

Amend Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Provide Directors May Be Removed With or Without Cause

   Mgmt    For    For    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Humana Inc.

 

Meeting Date:    04/21/2016   Country:    USA   Primary Security ID:    444859102
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    HUM
     Shares Voted:    17,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Kurt J. Hilzinger

   Mgmt    For    For    For
1b  

Elect Director Bruce D. Broussard

   Mgmt    For    For    For
1c  

Elect Director Frank A. D’Amelio

   Mgmt    For    For    For
1d  

Elect Director W. Roy Dunbar

   Mgmt    For    For    For
1e  

Elect Director David A. Jones, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Humana Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1f  

Elect Director William J. McDonald

   Mgmt    For    For    For
1g  

Elect Director William E. Mitchell

   Mgmt    For    For    For
1h  

Elect Director David B. Nash

   Mgmt    For    For    For
1i  

Elect Director James J. O’Brien

   Mgmt    For    For    For
1j  

Elect Director Marissa T. Peterson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    172967424
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    C
     Shares Voted:    300,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Michael L. Corbat

   Mgmt    For    For    For
1b  

Elect Director Ellen M. Costello

   Mgmt    For    For    For
1c  

Elect Director Duncan P. Hennes

   Mgmt    For    For    For
1d  

Elect Director Peter B. Henry

   Mgmt    For    For    For
1e  

Elect Director Franz B. Humer

   Mgmt    For    For    For
1f  

Elect Director Renee J. James

   Mgmt    For    For    For
1g  

Elect Director Eugene M. McQuade

   Mgmt    For    For    For
1h  

Elect Director Michael E. O’Neill

   Mgmt    For    For    For
1i  

Elect Director Gary M. Reiner

   Mgmt    For    For    For
1j  

Elect Director Judith Rodin

   Mgmt    For    For    For
1k  

Elect Director Anthony M. Santomero

   Mgmt    For    For    For
1l  

Elect Director Joan E. Spero

   Mgmt    For    For    For
1m  

Elect Director Diana L. Taylor

   Mgmt    For    For    For
1n  

Elect Director William S. Thompson, Jr.

   Mgmt    For    For    For
1o  

Elect Director James S. Turley

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1p  

Elect Director Ernesto Zedillo Ponce de Leon

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
6  

Demonstrate No Gender Pay Gap

   SH    Against    Against    Against
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Appoint a Stockholder Value Committee

   SH    Against    Refer    Against
9  

Claw-back of Payments under Restatements

   SH    Against    For    For
10  

Limit/Prohibit Accelerated Vesting of Awards

   SH    Against    Refer    Against

Exelon Corporation

 

Meeting Date:    04/26/2016   Country:    USA   Primary Security ID:    30161N101
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    EXC
     Shares Voted:    174,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Anthony K. Anderson

   Mgmt    For    For    For
1b  

Elect Director Ann C. Berzin

   Mgmt    For    For    For
1c  

Elect Director Christopher M. Crane

   Mgmt    For    For    For
1d  

Elect Director Yves C. de Balmann

   Mgmt    For    For    For
1e  

Elect Director Nicholas DeBenedictis

   Mgmt    For    For    For
1f  

Elect Director Nancy L. Gioia

   Mgmt    For    For    For
1g  

Elect Director Linda P. Jojo

   Mgmt    For    For    For
1h  

Elect Director Paul L. Joskow

   Mgmt    For    For    For
1i  

Elect Director Robert J. Lawless

   Mgmt    For    For    For
1j  

Elect Director Richard W. Mies

   Mgmt    For    For    For
1k  

Elect Director John W. Rogers, Jr.

   Mgmt    For    For    For
1l  

Elect Director Mayo A. Shattuck, III

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Exelon Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1m  

Elect Director Stephen D. Steinour

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against
4  

Provide Proxy Access Right

   Mgmt    For    Against    For

Cigna Corporation

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    125509109
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    CI
     Shares Voted:    39,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David M. Cordani

   Mgmt    For    For    For
1.2  

Elect Director Isaiah Harris, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Jane E. Henney

   Mgmt    For    For    For
1.4  

Elect Director Donna F. Zarcone

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

Marathon Petroleum Corporation

 

Meeting Date:    04/27/2016   Country:    USA   Primary Security ID:    56585A102
Record Date:    02/29/2016   Meeting Type:    Annual   Ticker:    MPC
     Shares Voted:    180,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Evan Bayh

   Mgmt    For    For    For
1.2  

Elect Director Charles E. Bunch

   Mgmt    For    For    For
1.3  

Elect Director Frank M. Semple

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Marathon Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Proxy Access Right

   SH    Against    Against    Against
5  

Report on EHS Incidents and Worker Fatigue Policies

   SH    Against    Refer    Against
6  

Adopt Quantitative GHG Goals for Products and Operations

   SH    Against    Refer    Against

HCA Holdings, Inc.

 

Meeting Date:    04/28/2016   Country:    USA   Primary Security ID:    40412C101
Record Date:    03/04/2016   Meeting Type:    Annual   Ticker:    HCA
     Shares Voted:    105,600     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director R. Milton Johnson

   Mgmt    For    For    For
1b  

Elect Director Robert J. Dennis

   Mgmt    For    For    For
1c  

Elect Director Nancy-Ann DeParle

   Mgmt    For    For    For
1d  

Elect Director Thomas F. Frist, III

   Mgmt    For    For    For
1e  

Elect Director William R. Frist

   Mgmt    For    For    For
1f  

Elect Director Charles O. Holliday, Jr.

   Mgmt    For    For    For
1g  

Elect Director Ann H. Lamont

   Mgmt    For    For    For
1h  

Elect Director Jay O. Light

   Mgmt    For    For    For
1i  

Elect Director Geoffrey G. Meyers

   Mgmt    For    For    For
1j  

Elect Director Michael W. Michelson

   Mgmt    For    For    For
1k  

Elect Director Wayne J. Riley

   Mgmt    For    For    For
1l  

Elect Director John W. Rowe

   Mgmt    For    For    For
2  

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
3  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

HCA Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Require a Majority Vote for the Election of Directors

   SH    Against    Against    Against

Philip Morris International Inc.

 

Meeting Date:    05/04/2016   Country:    USA   Primary Security ID:    718172109
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    PM
     Shares Voted:    75,200     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Harold Brown

   Mgmt    For    For    For
1.2  

Elect Director Andre Calantzopoulos

   Mgmt    For    For    For
1.3  

Elect Director Louis C. Camilleri

   Mgmt    For    For    For
1.4  

Elect Director Werner Geissler

   Mgmt    For    For    For
1.5  

Elect Director Jennifer Li

   Mgmt    For    For    For
1.6  

Elect Director Jun Makihara

   Mgmt    For    For    For
1.7  

Elect Director Sergio Marchionne

   Mgmt    For    Refer    For
1.8  

Elect Director Kalpana Morparia

   Mgmt    For    For    For
1.9  

Elect Director Lucio A. Noto

   Mgmt    For    For    For
1.10  

Elect Director Frederik Paulsen

   Mgmt    For    For    For
1.11  

Elect Director Robert B. Polet

   Mgmt    For    For    For
1.12  

Elect Director Stephen M. Wolf

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers SA as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Adopt Human Rights Policy, Including the Right to Health

   SH    Against    Against    Against
5  

Participate in OECD Mediation for Human Rights Violations

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Capital One Financial Corporation

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    14040H105
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    COF
     Shares Voted:    164,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard D. Fairbank

   Mgmt    For    For    For
1b  

Elect Director Patrick W. Gross

   Mgmt    For    For    For
1c  

Elect Director Ann Fritz Hackett

   Mgmt    For    For    For
1d  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1e  

Elect Director Benjamin P. Jenkins, III

   Mgmt    For    For    For
1f  

Elect Director Peter Thomas Killalea

   Mgmt    For    For    For
1g  

Elect Director Pierre E. Leroy

   Mgmt    For    For    For
1h  

Elect Director Peter E. Raskind

   Mgmt    For    For    For
1i  

Elect Director Mayo A. Shattuck, III

   Mgmt    For    For    For
1j  

Elect Director Bradford H. Warner

   Mgmt    For    For    For
1k  

Elect Director Catherine G. West

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    Against

Duke Energy Corporation

 

Meeting Date:    05/05/2016   Country:    USA   Primary Security ID:    26441C204
Record Date:    03/07/2016   Meeting Type:    Annual   Ticker:    DUK
     Shares Voted:    114,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Michael J. Angelakis

   Mgmt    For    For    For
1.2  

Elect Director Michael G. Browning

   Mgmt    For    For    For
1.3  

Elect Director Daniel R. DiMicco

   Mgmt    For    For    For
1.4  

Elect Director John H. Forsgren

   Mgmt    For    For    For
1.5  

Elect Director Lynn J. Good

   Mgmt    For    For    For
1.6  

Elect Director Ann Maynard Gray

   Mgmt    For    For    For
1.7  

Elect Director John T. Herron

   Mgmt    For    For    For
1.8  

Elect Director James B. Hyler, Jr.

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Duke Energy Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9  

Elect Director William E. Kennard

   Mgmt    For    For    For
1.10  

Elect Director E. Marie McKee

   Mgmt    For    For    For
1.11  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1.12  

Elect Director Carlos A. Saladrigas

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Reduce Supermajority Vote Requirement

   SH    Against    For    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

American International Group, Inc.

 

Meeting Date:    05/11/2016   Country:    USA   Primary Security ID:    026874784
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    AIG
     Shares Voted:    214,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director W. Don Cornwell

   Mgmt    For    For    For
1b  

Elect Director Peter R. Fisher

   Mgmt    For    For    For
1c  

Elect Director John H. Fitzpatrick

   Mgmt    For    For    For
1d  

Elect Director Peter D. Hancock

   Mgmt    For    For    For
1e  

Elect Director William G. Jurgensen

   Mgmt    For    For    For
1f  

Elect Director Christopher S. Lynch

   Mgmt    For    For    For
1g  

Elect Director Samuel J. Merksamer

   Mgmt    For    For    For
1h  

Elect Director George L. Miles, Jr.

   Mgmt    For    For    For
1i  

Elect Director Henry S. Miller

   Mgmt    For    For    For
1j  

Elect Director Robert S. Miller

   Mgmt    For    For    For
1k  

Elect Director Linda A. Mills

   Mgmt    For    For    For
1l  

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
1m  

Elect Director John A. Paulson

   Mgmt    For    For    For
1n  

Elect Director Ronald A. Rittenmeyer

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

American International Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1o  

Elect Director Douglas M. Steenland

   Mgmt    For    For    For
1p  

Elect Director Theresa M. Stone

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For

The Dow Chemical Company

 

Meeting Date:    05/12/2016   Country:    USA   Primary Security ID:    260543103
Record Date:    03/14/2016   Meeting Type:    Annual   Ticker:    DOW
     Shares Voted:    183,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Ajay Banga

   Mgmt    For    For    For
1b  

Elect Director Jacqueline K. Barton

   Mgmt    For    For    For
1c  

Elect Director James A. Bell

   Mgmt    For    For    For
1d  

Elect Director Richard K. Davis

   Mgmt    For    For    For
1e  

Elect Director Jeff M. Fettig

   Mgmt    For    For    For
1f  

Elect Director Andrew N. Liveris

   Mgmt    For    For    For
1g  

Elect Director Mark Loughridge

   Mgmt    For    For    For
1h  

Elect Director Raymond J. Milchovich

   Mgmt    For    For    For
1i  

Elect Director Robert S. Miller

   Mgmt    For    For    For
1j  

Elect Director Paul Polman

   Mgmt    For    For    For
1k  

Elect Director Dennis H. Reilley

   Mgmt    For    For    For
1l  

Elect Director James M. Ringler

   Mgmt    For    For    For
1m  

Elect Director Ruth G. Shaw

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Proxy Access

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

JPMorgan Chase & Co.

 

Meeting Date:    05/17/2016   Country:    USA   Primary Security ID:    46625h100
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    JPM
     Shares Voted:    218,300     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Linda B. Bammann

   Mgmt    For    For    For
1b  

Elect Director James A. Bell

   Mgmt    For    For    For
1c  

Elect Director Crandall C. Bowles

   Mgmt    For    For    For
1d  

Elect Director Stephen B. Burke

   Mgmt    For    For    For
1e  

Elect Director James S. Crown

   Mgmt    For    For    For
1f  

Elect Director James Dimon

   Mgmt    For    For    For
1g  

Elect Director Timothy P. Flynn

   Mgmt    For    For    For
1h  

Elect Director Laban P. Jackson, Jr.

   Mgmt    For    For    For
1i  

Elect Director Michael A. Neal

   Mgmt    For    For    For
1j  

Elect Director Lee R. Raymond

   Mgmt    For    For    For
1k  

Elect Director William C. Weldon

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    Against
5  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For
6  

Prohibit Accelerated Vesting of Awards to Pursue Government Service

   SH    Against    Refer    Against
7  

Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments

   SH    Against    Refer    Against
8  

Clawback Amendment

   SH    Against    For    For
9  

Adopt Executive Compensation Philosophy with Social Factors

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Ingredion Incorporated

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    457187102
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    INGR
     Shares Voted:    66,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Luis Aranguren-Trellez

   Mgmt    For    For    For
1b  

Elect Director David B. Fischer

   Mgmt    For    For    For
1c  

Elect Director Ilene S. Gordon

   Mgmt    For    For    For
1d  

Elect Director Paul Hanrahan

   Mgmt    For    For    For
1e  

Elect Director Rhonda L. Jordan

   Mgmt    For    For    For
1f  

Elect Director Gregory B. Kenny

   Mgmt    For    For    For
1g  

Elect Director Barbara A. Klein

   Mgmt    For    For    For
1h  

Elect Director Victoria J. Reich

   Mgmt    For    For    For
1i  

Elect Director Jorge A. Uribe

   Mgmt    For    For    For
1j  

Elect Director Dwayne A. Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For

State Street Corporation

 

Meeting Date:    05/18/2016   Country:    USA   Primary Security ID:    857477103
Record Date:    03/11/2016   Meeting Type:    Annual   Ticker:    STT
     Shares Voted:    141,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Kennett F. Burnes

   Mgmt    For    For    For
1b  

Elect Director Patrick de Saint-Aignan

   Mgmt    For    For    For
1c  

Elect Director Lynn A. Dugle

   Mgmt    For    For    For
1d  

Elect Director William C. Freda

   Mgmt    For    For    For
1e  

Elect Director Amelia C. Fawcett

   Mgmt    For    For    For
1f  

Elect Director Linda A. Hill

   Mgmt    For    For    For
1g  

Elect Director Joseph L. Hooley

   Mgmt    For    For    For
1h  

Elect Director Richard P. Sergel

   Mgmt    For    For    For
1i  

Elect Director Ronald L. Skates

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

State Street Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1j  

Elect Director Gregory L. Summe

   Mgmt    For    For    For
1k  

Elect Director Thomas J. Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
4  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For

Amgen Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    031162100
Record Date:    03/21/2016   Meeting Type:    Annual   Ticker:    AMGN
     Shares Voted:    43,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director David Baltimore

   Mgmt    For    For    For
1.2  

Elect Director Frank J. Biondi, Jr.

   Mgmt    For    For    For
1.3  

Elect Director Robert A. Bradway

   Mgmt    For    For    For
1.4  

Elect Director Francois de Carbonnel

   Mgmt    For    For    For
1.5  

Elect Director Robert A. Eckert

   Mgmt    For    For    For
1.6  

Elect Director Greg C. Garland

   Mgmt    For    For    For
1.7  

Elect Director Fred Hassan

   Mgmt    For    For    For
1.8  

Elect Director Rebecca M. Henderson

   Mgmt    For    For    For
1.9  

Elect Director Frank C. Herringer

   Mgmt    For    For    For
1.10  

Elect Director Tyler Jacks

   Mgmt    For    For    For
1.11  

Elect Director Judith C. Pelham

   Mgmt    For    For    For
1.12  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1.13  

Elect Director R. Sanders Williams

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Provide Vote Counting to Exclude Abstentions

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Anthem, Inc.

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    036752103
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    ANTM
     Shares Voted:    25,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Lewis Hay, III

   Mgmt    For    For    For
1b  

Elect Director George A. Schaefer, Jr.

   Mgmt    For    For    For
1c  

Elect Director Joseph R. Swedish

   Mgmt    For    For    For
1d  

Elect Director Elizabeth E. Tallett

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against

Comcast Corporation

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    20030N101
Record Date:    03/10/2016   Meeting Type:    Annual   Ticker:    CMCSA
     Shares Voted:    118,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1.1  

Elect Director Kenneth J. Bacon

   Mgmt    For    For    For
1.2  

Elect Director Madeline S. Bell

   Mgmt    For    For    For
1.3  

Elect Director Sheldon M. Bonovitz

   Mgmt    For    For    For
1.4  

Elect Director Edward D. Breen

   Mgmt    For    Refer    For
1.5  

Elect Director Joseph J. Collins

   Mgmt    For    Refer    For
1.6  

Elect Director Gerald L. Hassell

   Mgmt    For    Refer    For
1.7  

Elect Director Jeffrey A. Honickman

   Mgmt    For    For    For
1.8  

Elect Director Eduardo G. Mestre

   Mgmt    For    For    For
1.9  

Elect Director Brian L. Roberts

   Mgmt    For    For    For
1.10  

Elect Director Johnathan A. Rodgers

   Mgmt    For    For    For
1.11  

Elect Director Judith Rodin

   Mgmt    For    Refer    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

3  

Amend Restricted Stock Plan

   Mgmt    For    Refer    For
4  

Amend Stock Option Plan

   Mgmt    For    Refer    For
5  

Amend Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
6  

Amend Nonqualified Employee Stock Purchase Plan

   Mgmt    For    For    For
7  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
8  

Pro-rata Vesting of Equity Awards

   SH    Against    Refer    For
9  

Require Independent Board Chairman

   SH    Against    Refer    For
10  

Approve Recapitalization Plan for all Stock to Have One-vote per Share

   SH    Against    For    For

CVS Health Corporation

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    126650100
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    CVS
     Shares Voted:    70,700     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1a  

Elect Director Richard M. Bracken

   Mgmt    For    For    For
1b  

Elect Director C. David Brown, II

   Mgmt    For    For    For
1c  

Elect Director Alecia A. DeCoudreaux

   Mgmt    For    For    For
1d  

Elect Director Nancy-Ann M. DeParle

   Mgmt    For    For    For
1e  

Elect Director David W. Dorman

   Mgmt    For    For    For
1f  

Elect Director Anne M. Finucane

   Mgmt    For    For    For
1g  

Elect Director Larry J. Merlo

   Mgmt    For    For    For
1h  

Elect Director Jean-Pierre Millon

   Mgmt    For    For    For
1i  

Elect Director Richard J. Swift

   Mgmt    For    For    For
1j  

Elect Director William C. Weldon

   Mgmt    For    For    For
1k  

Elect Director Tony L. White

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

CVS Health Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4  

Report on Consistency Between Corporate Values and Political Contributions

   SH    Against    Against    Against
5  

Report on Pay Disparity

   SH    Against    Refer    Against

Reinsurance Group of America, Incorporated

 

Meeting Date:    05/19/2016   Country:    USA   Primary Security ID:    759351604
Record Date:    03/16/2016   Meeting Type:    Annual   Ticker:    RGA
     Shares Voted:    79,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Anna Manning

   Mgmt    For    For    For
1.2  

Elect Director William J. Bartlett

   Mgmt    For    For    For
1.3  

Elect Director Christine R. Detrick

   Mgmt    For    For    For
1.4  

Elect Director Alan C. Henderson

   Mgmt    For    For    For
1.5  

Elect Director Joyce A. Phillips

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For

Aetna Inc.

 

Meeting Date:    05/20/2016   Country:    USA   Primary Security ID:    00817Y108
Record Date:    03/18/2016   Meeting Type:    Annual   Ticker:    AET
     Shares Voted:    60,400     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Fernando Aguirre

   Mgmt    For    For    For
1b  

Elect Director Mark T. Bertolini

   Mgmt    For    For    For
1c  

Elect Director Frank M. Clark

   Mgmt    For    For    For
1d  

Elect Director Betsy Z. Cohen

   Mgmt    For    For    For
1e  

Elect Director Molly J. Coye

   Mgmt    For    For    For
1f  

Elect Director Roger N. Farah

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Aetna Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g  

Elect Director Jeffrey E. Garten

   Mgmt    For    For    For
1h  

Elect Director Ellen M. Hancock

   Mgmt    For    For    For
1i  

Elect Director Richard J. Harrington

   Mgmt    For    For    For
1j  

Elect Director Edward J. Ludwig

   Mgmt    For    For    For
1k  

Elect Director Joseph P. Newhouse

   Mgmt    For    For    For
1l  

Elect Director Olympia J. Snowe

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Approve Qualified Employee Stock Purchase Plan

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Amend Policy to Disclose Payments to Tax-Exempt Organizations

   SH    Against    Against    Against

Macy’s, Inc.

 

Meeting Date:    05/20/2016   Country:    USA   Primary Security ID:    55616P104
Record Date:    03/24/2016   Meeting Type:    Annual   Ticker:    M
     Shares Voted:    162,000     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Francis S. Blake

   Mgmt    For    For    For
1b  

Elect Director Stephen F. Bollenbach

   Mgmt    For    For    For
1c  

Elect Director John A. Bryant

   Mgmt    For    For    For
1d  

Elect Director Deirdre P. Connelly

   Mgmt    For    For    For
1e  

Elect Director Leslie D. Hale

   Mgmt    For    For    For
1f  

Elect Director William H. Lenehan

   Mgmt    For    For    For
1g  

Elect Director Sara Levinson

   Mgmt    For    For    For
1h  

Elect Director Terry J. Lundgren

   Mgmt    For    For    For
1i  

Elect Director Joyce M. Roche

   Mgmt    For    For    For
1j  

Elect Director Paul C. Varga

   Mgmt    For    For    For
1k  

Elect Director Craig E. Weatherup

   Mgmt    For    For    For
1l  

Elect Director Marna C. Whittington

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Macy’s, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

1m  

Elect Director Annie Young-Scrivner

   Mgmt    For    For    For
2  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For

The Allstate Corporation

 

Meeting Date:    05/24/2016   Country:    USA   Primary Security ID:    020002101
Record Date:    03/28/2016   Meeting Type:    Annual   Ticker:    ALL
     Shares Voted:    137,800     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Kermit R. Crawford

   Mgmt    For    For    For
1b  

Elect Director Michael L. Eskew

   Mgmt    For    For    For
1c  

Elect Director Herbert L. Henkel

   Mgmt    For    For    For
1d  

Elect Director Siddharth N. (Bobby) Mehta

   Mgmt    For    For    For
1e  

Elect Director Jacques P. Perold

   Mgmt    For    For    For
1f  

Elect Director Andrea Redmond

   Mgmt    For    For    For
1g  

Elect Director John W. Rowe

   Mgmt    For    For    For
1h  

Elect Director Judith A. Sprieser

   Mgmt    For    For    For
1i  

Elect Director Mary Alice Taylor

   Mgmt    For    For    For
1j  

Elect Director Thomas J. Wilson

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Require Independent Board Chairman

   SH    Against    Refer    For
5  

Report on Political Contributions

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Chevron Corporation

 

Meeting Date:    05/25/2016   Country:    USA   Primary Security ID:    166764100
Record Date:    03/30/2016   Meeting Type:    Annual   Ticker:    CVX
     Shares Voted:    16,900     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Alexander B. Cummings, Jr. — Resigned

   Mgmt         
1b  

Elect Director Linnet F. Deily

   Mgmt    For    For    For
1c  

Elect Director Robert E. Denham

   Mgmt    For    For    For
1d  

Elect Director Alice P. Gast

   Mgmt    For    For    For
1e  

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
1f  

Elect Director Jon M. Huntsman, Jr.

   Mgmt    For    For    For
1g  

Elect Director Charles W. Moorman, IV

   Mgmt    For    For    For
1h  

Elect Director John G. Stumpf

   Mgmt    For    For    For
1i  

Elect Director Ronald D. Sugar

   Mgmt    For    For    For
1j  

Elect Director Inge G. Thulin

   Mgmt    For    For    For
1k  

Elect Director John S. Watson

   Mgmt    For    For    For
2  

Ratify PricewaterhouseCoopers LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
4  

Approve Non-Employee Director Omnibus Stock Plan

   Mgmt    For    Refer    For
5  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
6  

Adopt Quantitative GHG Goals for Products and Operations

   SH    Against    Refer    Against
7  

Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against
8  

Annually Report Reserve Replacements in BTUs

   SH    Against    Refer    Against
9  

Increase Return of Capital to Shareholders in Light of Climate Change Risks

   SH    Against    Refer    Against
10  

Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts

   SH    Against    Refer    Against
11  

Require Director Nominee with Environmental Experience

   SH    Against    Refer    Against
12  

Amend Bylaws — Call Special Meetings

   SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Las Vegas Sands Corp.

 

Meeting Date:    06/03/2016   Country:    USA   Primary Security ID:    517834107
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    LVS
     Shares Voted:    132,100     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Sheldon G. Adelson

   Mgmt    For    For    For
1.2  

Elect Director Irwin Chafetz

   Mgmt    For    For    For
1.3  

Elect Director Robert G. Goldstein

   Mgmt    For    For    For
1.4  

Elect Director Charles A. Koppelman

   Mgmt    For    For    For
2  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For

Devon Energy Corporation

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    25179M103
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    DVN
     Shares Voted:    78,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Barbara M. Baumann

   Mgmt    For    For    For
1.2  

Elect Director John E. Bethancourt

   Mgmt    For    For    For
1.3  

Elect Director David A. Hager

   Mgmt    For    For    For
1.4  

Elect Director Robert H. Henry

   Mgmt    For    For    For
1.5  

Elect Director Michael M. Kanovsky

   Mgmt    For    For    For
1.6  

Elect Director Robert A. Mosbacher, Jr.

   Mgmt    For    For    For
1.7  

Elect Director Duane C. Radtke

   Mgmt    For    For    For
1.8  

Elect Director Mary P. Ricciardello

   Mgmt    For    For    For
1.9  

Elect Director John Richels

   Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
3  

Ratify KPMG LLP as Auditors

   Mgmt    For    For    For
4  

Review Public Policy Advocacy on Climate Change

   SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

Devon Energy Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting
Policy Rec

  

Vote

Instruction

5  

Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

   SH    Against    Refer    Against
6  

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
7  

Cease Using Oil and Gas Reserve Metrics for Senior Executive’s Compensation

   SH    Against    Refer    Against

Target Corporation

 

Meeting Date:    06/08/2016   Country:    USA   Primary Security ID:    87612E106
Record Date:    04/11/2016   Meeting Type:    Annual   Ticker:    TGT
     Shares Voted:    6,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a  

Elect Director Roxanne S. Austin

   Mgmt    For    For    For
1b  

Elect Director Douglas M. Baker, Jr.

   Mgmt    For    For    For
1c  

Elect Director Brian C. Cornell

   Mgmt    For    For    For
1d  

Elect Director Calvin Darden

   Mgmt    For    For    For
1e  

Elect Director Henrique De Castro

   Mgmt    For    For    For
1f  

Elect Director Robert L. Edwards

   Mgmt    For    For    For
1g  

Elect Director Melanie L. Healey

   Mgmt    For    For    For
1h  

Elect Director Donald R. Knauss

   Mgmt    For    For    For
1i  

Elect Director Monica C. Lozano

   Mgmt    For    For    For
1j  

Elect Director Mary E. Minnick

   Mgmt    For    For    For
1k  

Elect Director Anne M. Mulcahy

   Mgmt    For    For    For
1l  

Elect Director Derica W. Rice

   Mgmt    For    For    For
1m  

Elect Director Kenneth L. Salazar

   Mgmt    For    For    For
1n  

Elect Director John G. Stumpf

   Mgmt    For    For    For
2  

Ratify Ernst & Young LLP as Auditors

   Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
4  

Report on Guidelines for Country Selection

   SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2015 to 06/30/2016

Location(s): All Locations

Institution Account(s): 66 Ivy Value Fund

 

MetLife, Inc.

 

Meeting Date:    06/14/2016   Country:    USA   Primary Security ID:    59156R108
Record Date:    04/19/2016   Meeting Type:    Annual   Ticker:    MET
     Shares Voted:    243,500     

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1  

Elect Director Cheryl W. Grise

   Mgmt    For    For    For
1.2  

Elect Director Carlos M. Gutierrez

   Mgmt    For    For    For
1.3  

Elect Director R. Glenn Hubbard

   Mgmt    For    For    For
1.4  

Elect Director Steven A. Kandarian

   Mgmt    For    For    For
1.5  

Elect Director Alfred F. Kelly, Jr.

   Mgmt    For    For    For
1.6  

Elect Director Edward J. Kelly, III

   Mgmt    For    For    For
1.7  

Elect Director William E. Kennard

   Mgmt    For    For    For
1.8  

Elect Director James M. Kilts

   Mgmt    For    For    For
1.9  

Elect Director Catherine R. Kinney

   Mgmt    For    For    For
1.10  

Elect Director Denise M. Morrison

   Mgmt    For    For    For
1.11  

Elect Director Kenton J. Sicchitano

   Mgmt    For    For    For
1.12  

Elect Director Lulu C. Wang

   Mgmt    For    For    For
2  

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

   Mgmt    For    Refer    Against
3  

Ratify Deloitte & Touche LLP as Auditors

   Mgmt    For    For    For
4  

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
5  

Require Independent Board Chairman

   SH    Against    Refer    For
6  

Provide Right to Act by Written Consent

   SH    Against    For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

IVY FUNDS

(Registrant)

By:

 

/s/ Philip A. Shipp

  Philip A. Shipp, Assistant Secretary

Date: August 31, 2016

By:

 

/s/ Philip J. Sanders

  Philip J. Sanders, President and Principal Executive Officer

Date: August 31, 2016